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988 | Applied ethics | Applied ethics refers to the practical aspect of moral considerations. It is ethics with respect to real-world actions and their moral considerations in the areas of private and public life, the professions, health, technology, law, and leadership. For example, the bioethics community is concerned with identifying the correct approach to moral issues in the life sciences, such as euthanasia, the allocation of scarce health resources, or the use of human embryos in research. Environmental ethics is concerned with ecological issues such as the responsibility of government and corporations to clean up pollution. Business ethics includes questions regarding the duties or duty of 'whistleblowers' to the general public or their loyalty to their employers.
History.
Applied ethics has expanded the study of ethics beyond the realms of academic philosophical discourse. The field of applied ethics, as it appears today, emerged from debate surrounding rapid medical and technological advances in the early 1970s and is now established as a subdiscipline of moral philosophy. However, applied ethics is, by its very nature, a multi-professional subject because it requires specialist understanding of the potential ethical issues in fields like medicine, business or information technology. Nowadays, ethical codes of conduct exist in almost every profession.
An applied ethics approach to the examination of moral dilemmas can take many different forms but one of the most influential and most widely utilised approaches in bioethics and health care ethics is the four-principle approach developed by Tom Beauchamp and James Childress. The four-principle approach, commonly termed principlism, entails consideration and application of four prima facie ethical principles: autonomy, non-maleficence, beneficence, and justice.
Underpinning theory.
Applied ethics is distinguished from normative ethics, which concerns standards for right and wrong behavior, and from meta-ethics, which concerns the nature of ethical properties, statements, attitudes, and judgments.
Whilst these three areas of ethics appear to be distinct, they are also interrelated. The use of an applied ethics approach often draws upon these normative ethical theories:
Normative ethical theories can clash when trying to resolve real-world ethical dilemmas. One approach attempting to overcome the divide between consequentialism and deontology is case-based reasoning, also known as casuistry. Casuistry does not begin with theory, rather it starts with the immediate facts of a real and concrete case. While casuistry makes use of ethical theory, it does not view ethical theory as the most important feature of moral reasoning. Casuists, like Albert Jonsen and Stephen Toulmin ("The Abuse of Casuistry", 1988), challenge the traditional paradigm of applied ethics. Instead of starting from theory and applying theory to a particular case, casuists start with the particular case itself and then ask what morally significant features (including both theory and practical considerations) ought to be considered for that particular case. In their observations of medical ethics committees, Jonsen and Toulmin note that a consensus on particularly problematic moral cases often emerges when participants focus on the facts of the case, rather than on ideology or theory. Thus, a Rabbi, a Catholic priest, and an agnostic might agree that, in this particular case, the best approach is to withhold extraordinary medical care, while disagreeing on the reasons that support their individual positions. By focusing on cases and not on theory, those engaged in moral debate increase the possibility of agreement.
Applied ethics was later distinguished from the nascent applied epistemology, which is also under the umbrella of applied philosophy. While the former was concerned with the practical application of moral considerations, the latter focuses on the application of epistemology in solving practical problems.
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991 | Absolute value | In mathematics, the absolute value or modulus of a real number formula_1, is the non-negative value without regard to its sign. Namely, formula_2 if formula_1 is a positive number, and formula_4 if formula_1 is negative (in which case negating formula_1 makes formula_7 positive), and For example, the absolute value of 3 and the absolute value of −3 is The absolute value of a number may be thought of as its distance from zero.
Generalisations of the absolute value for real numbers occur in a wide variety of mathematical settings. For example, an absolute value is also defined for the complex numbers, the quaternions, ordered rings, fields and vector spaces. The absolute value is closely related to the notions of magnitude, distance, and norm in various mathematical and physical contexts.
Terminology and notation.
In 1806, Jean-Robert Argand introduced the term "module", meaning "unit of measure" in French, specifically for the "complex" absolute value, and it was borrowed into English in 1866 as the Latin equivalent "modulus". The term "absolute value" has been used in this sense from at least 1806 in French and 1857 in English. The notation , with a vertical bar on each side, was introduced by Karl Weierstrass in 1841. Other names for "absolute value" include "numerical value" and "magnitude". In programming languages and computational software packages, the absolute value of "x" is generally represented by codice_1, or a similar expression.
The vertical bar notation also appears in a number of other mathematical contexts: for example, when applied to a set, it denotes its cardinality; when applied to a matrix, it denotes its determinant. Vertical bars denote the absolute value only for algebraic objects for which the notion of an absolute value is defined, notably an element of a normed division algebra, for example a real number, a complex number, or a quaternion. A closely related but distinct notation is the use of vertical bars for either the Euclidean norm or sup norm of a vector although double vertical bars with subscripts respectively) are a more common and less ambiguous notation.
Definition and properties.
Real numbers.
For any the absolute value or modulus is denoted , with a vertical bar on each side of the quantity, and is defined as
formula_8
The absolute value is thus always either a positive number or zero, but never negative. When formula_1 itself is negative then its absolute value is necessarily positive
From an analytic geometry point of view, the absolute value of a real number is that number's distance from zero along the real number line, and more generally the absolute value of the difference of two real numbers (their absolute difference) is the distance between them. The notion of an abstract distance function in mathematics can be seen to be a generalisation of the absolute value of the difference (see "Distance" below).
Since the square root symbol represents the unique "positive" square root, when applied to a positive number, it follows that
formula_10
This is equivalent to the definition above, and may be used as an alternative definition of the absolute value of real numbers.
The absolute value has the following four fundamental properties ("a", "b" are real numbers), that are used for generalization of this notion to other domains:
Non-negativity, positive definiteness, and multiplicativity are readily apparent from the definition. To see that subadditivity holds, first note that formula_11 with its sign chosen to make the result positive. Now, since formula_12 it follows that, whichever of formula_13 is the value one has formula_14 for all Consequently, formula_15, as desired.
Some additional useful properties are given below. These are either immediate consequences of the definition or implied by the four fundamental properties above.
Two other useful properties concerning inequalities are:
These relations may be used to solve inequalities involving absolute values. For example:
The absolute value, as "distance from zero", is used to define the absolute difference between arbitrary real numbers, the standard metric on the real numbers.
Complex numbers.
Since the complex numbers are not ordered, the definition given at the top for the real absolute value cannot be directly applied to complex numbers. However, the geometric interpretation of the absolute value of a real number as its distance from 0 can be generalised. The absolute value of a complex number is defined by the Euclidean distance of its corresponding point in the complex plane from the origin. This can be computed using the Pythagorean theorem: for any complex number
formula_16
where formula_1 and formula_18 are real numbers, the absolute value or modulus is and is defined by
formula_19
the Pythagorean addition of formula_1 and formula_18, where formula_22 and formula_23 denote the real and imaginary parts respectively. When the is zero, this coincides with the definition of the absolute value of the
When a complex number formula_24 is expressed in its polar form its absolute value
Since the product of any complex number formula_24 and its with the same absolute value, is always the non-negative real number the absolute value of a complex number formula_24 is the square root which is therefore called the absolute square or "squared modulus"
formula_27
This generalizes the alternative definition for reals:
The complex absolute value shares the four fundamental properties given above for the real absolute value. The identity formula_28 is a special case of multiplicativity that is often useful by itself.
Absolute value function.
The real absolute value function is continuous everywhere. It is differentiable everywhere except for . It is monotonically decreasing on the interval and monotonically increasing on the interval . Since a real number and its opposite have the same absolute value, it is an even function, and is hence not invertible. The real absolute value function is a piecewise linear, convex function.
For both real and complex numbers the absolute value function is idempotent (meaning that the absolute value of any absolute value is itself).
Relationship to the sign function.
The absolute value function of a real number returns its value irrespective of its sign, whereas the sign (or signum) function returns a number's sign irrespective of its value. The following equations show the relationship between these two functions:
or
and for ,
Derivative.
The real absolute value function has a derivative for every , but is not differentiable at . Its derivative for is given by the step function:
The real absolute value function is an example of a continuous function that achieves a global minimum where the derivative does not exist.
The subdifferential of at is the interval .
The complex absolute value function is continuous everywhere but complex differentiable "nowhere" because it violates the Cauchy–Riemann equations.
The second derivative of with respect to is zero everywhere except zero, where it does not exist. As a generalised function, the second derivative may be taken as two times the Dirac delta function.
Antiderivative.
The antiderivative (indefinite integral) of the real absolute value function is
where is an arbitrary constant of integration. This is not a complex antiderivative because complex antiderivatives can only exist for complex-differentiable (holomorphic) functions, which the complex absolute value function is not.
Distance.
The absolute value is closely related to the idea of distance. As noted above, the absolute value of a real or complex number is the distance from that number to the origin, along the real number line, for real numbers, or in the complex plane, for complex numbers, and more generally, the absolute value of the difference of two real or complex numbers is the distance between them.
The standard Euclidean distance between two points
and
in Euclidean -space is defined as:
This can be seen as a generalisation, since for formula_37 and formula_38 real, i.e. in a 1-space, according to the alternative definition of the absolute value,
and for formula_40 and formula_41 complex numbers, i.e. in a 2-space,
The above shows that the "absolute value"-distance, for real and complex numbers, agrees with the standard Euclidean distance, which they inherit as a result of considering them as one and two-dimensional Euclidean spaces, respectively.
The properties of the absolute value of the difference of two real or complex numbers: non-negativity, identity of indiscernibles, symmetry and the triangle inequality given above, can be seen to motivate the more general notion of a distance function as follows:
A real valued function on a set is called a metric (or a "distance function") on , if it satisfies the following four axioms:
Generalizations.
Ordered rings.
The definition of absolute value given for real numbers above can be extended to any ordered ring. That is, if is an element of an ordered ring "R", then the absolute value of , denoted by , is defined to be:
where is the additive inverse of , 0 is the additive identity, and < and ≥ have the usual meaning with respect to the ordering in the ring.
Fields.
The four fundamental properties of the absolute value for real numbers can be used to generalise the notion of absolute value to an arbitrary field, as follows.
A real-valued function on a field is called an "absolute value" (also a "modulus", "magnitude", "value", or "valuation") if it satisfies the following four axioms:
Where 0 denotes the additive identity of . It follows from positive-definiteness and multiplicativity that , where 1 denotes the multiplicative identity of . The real and complex absolute values defined above are examples of absolute values for an arbitrary field.
If is an absolute value on , then the function on , defined by , is a metric and the following are equivalent:
An absolute value which satisfies any (hence all) of the above conditions is said to be non-Archimedean, otherwise it is said to be Archimedean.
Vector spaces.
Again the fundamental properties of the absolute value for real numbers can be used, with a slight modification, to generalise the notion to an arbitrary vector space.
A real-valued function on a vector space over a field , represented as , is called an absolute value, but more usually a norm, if it satisfies the following axioms:
For all in , and , in ,
The norm of a vector is also called its "length" or "magnitude".
In the case of Euclidean space formula_51, the function defined by
is a norm called the Euclidean norm. When the real numbers formula_53 are considered as the one-dimensional vector space formula_54, the absolute value is a norm, and is the -norm (see Lp space) for any . In fact the absolute value is the "only" norm on formula_54, in the sense that, for every norm on formula_54, .
The complex absolute value is a special case of the norm in an inner product space, which is identical to the Euclidean norm when the complex plane is identified as the Euclidean plane formula_57.
Composition algebras.
Every composition algebra "A" has an involution "x" → "x"* called its conjugation. The product in "A" of an element "x" and its conjugate "x"* is written "N"("x") = "x x"* and called the norm of x.
The real numbers formula_53, complex numbers formula_59, and quaternions formula_60 are all composition algebras with norms given by definite quadratic forms. The absolute value in these division algebras is given by the square root of the composition algebra norm.
In general the norm of a composition algebra may be a quadratic form that is not definite and has null vectors. However, as in the case of division algebras, when an element "x" has a non-zero norm, then "x" has a multiplicative inverse given by "x"*/"N"("x").
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993 | Analog signal | An analog signal is any continuous-time signal representing some other quantity, i.e., "analogous" to another quantity. For example, in an analog audio signal, the instantaneous signal voltage varies continuously with the pressure of the sound waves.
In contrast, a digital signal represents the original time-varying quantity as a sampled sequence of quantized values. Digital sampling imposes some bandwidth and dynamic range constraints on the representation and adds quantization error.
The term "analog signal" usually refers to electrical signals; however, mechanical, pneumatic, hydraulic, and other systems may also convey or be considered analog signals.
Representation.
An analog signal uses some property of the medium to convey the signal's information. For example, an aneroid barometer uses rotary position as the signal to convey pressure information. In an electrical signal, the voltage, current, or frequency of the signal may be varied to represent the information.
Any information may be conveyed by an analog signal; such a signal may be a measured response to changes in a physical variable, such as sound, light, temperature, position, or pressure. The physical variable is converted to an analog signal by a transducer. For example, sound striking the diaphragm of a microphone induces corresponding fluctuations in the current produced by a coil in an electromagnetic microphone or the voltage produced by a condenser microphone. The voltage or the current is said to be an "analog" of the sound.
Noise.
An analog signal is subject to electronic noise and distortion introduced by communication channels, recording and signal processing operations, which can progressively degrade the signal-to-noise ratio (SNR). As the signal is transmitted, copied, or processed, the unavoidable noise introduced in the signal path will accumulate as a generation loss, progressively and irreversibly degrading the SNR, until in extreme cases, the signal can be overwhelmed. Noise can show up as hiss and intermodulation distortion in audio signals, or snow in video signals. Generation loss is irreversible as there is no reliable method to distinguish the noise from the signal.
In contrast, although converting an analog signal to digital form introduces a low-level quantization noise into the signal due to finite resolution of digital systems, once in digital form, the signal can be transmitted, stored, or processed without introducing significant additional noise or distortion.
Noise accumulation in analog systems can be minimized by electromagnetic shielding, balanced lines, low-noise amplifiers and high-quality electrical components.
In analog systems, it is difficult to detect when such degradation occurs. However, in digital systems, degradation can not only be detected but corrected as well.
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994 | Arecales | Arecales is an order of flowering plants. The order has been widely recognised only for the past few decades; until then, the accepted name for the order including these plants was Principes.
Taxonomy.
The APG IV system of 2016 places Dasypogonaceae in this order, after studies showing Dasypogonaceae as sister to Arecaceae. However, this decision has been called into question.
Historical taxonomical systems.
The Cronquist system of 1981 assigned the order to the subclass Arecidae in the class Liliopsida (= monocotyledons).
The Thorne system (1992) and the Dahlgren system assigned the order to the superorder Areciflorae, also called Arecanae in the subclass Liliidae (= monocotyledons), with the single family Arecaceae.
The APG II system of 2003 recognised the order and placed it in the clade commelinids in the monocots and uses this circumscription:
This was unchanged from the APG system of 1998, although it used the spelling "commelinoids" instead of commelinids.
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1000 | Hercule Poirot | Hercule Poirot (, ) is a fictional Belgian detective created by British writer Agatha Christie. Poirot is one of Christie's most famous and long-running characters, appearing in 33 novels, two plays ("Black Coffee" and "Alibi"), and 51 short stories published between 1920 and 1975.
Poirot has been portrayed on radio, in film and on television by various actors, including Austin Trevor, John Moffatt, Albert Finney, Peter Ustinov, Ian Holm, Tony Randall, Alfred Molina, Orson Welles, David Suchet, Kenneth Branagh, and John Malkovich.
Overview.
Influences.
Poirot's name was derived from two other fictional detectives of the time: Marie Belloc Lowndes' Hercule Popeau and Frank Howel Evans' Monsieur Poiret, a retired French police officer living in London. Evans' Jules Poiret "was small and rather heavyset, hardly more than five feet, but moved with his head held high. The most remarkable features of his head were the stiff military moustache. His apparel was neat to perfection, a little quaint and frankly dandified." He was accompanied by Captain Harry Haven, who had returned to London from a Colombian business venture ended by a civil war.
A more obvious influence on the early Poirot stories is that of Arthur Conan Doyle. In "An Autobiography", Christie states, "I was still writing in the Sherlock Holmes tradition – eccentric detective, stooge assistant, with a Lestrade-type Scotland Yard detective, Inspector Japp". For his part, Conan Doyle acknowledged basing his detective stories on the model of Edgar Allan Poe's C. Auguste Dupin and his anonymous narrator, and basing his character Sherlock Holmes on Joseph Bell, who in his use of "ratiocination" prefigured Poirot's reliance on his "little grey cells". Poirot also bears a striking resemblance to A. E. W. Mason's fictional detective Inspector Hanaud of the French Sûreté, who first appeared in the 1910 novel "At the Villa Rose" and predates the first Poirot novel by 10 years.
Christie's Poirot was clearly the result of her early development of the detective in her first book, written in 1916 and published in 1920. Belgium's occupation by Germany during World War I provided a plausible explanation of why such a skilled detective would be available to solve mysteries at an English country house. At the time of Christie's writing, it was considered patriotic to express sympathy towards the Belgians, since the invasion of their country had constituted Britain's "casus belli" for entering World War I, and British wartime propaganda emphasised the "Rape of Belgium".
Popularity.
Poirot first appeared in "The Mysterious Affair at Styles" (published in 1920) and exited in "Curtain" (published in 1975). Following the latter, Poirot was the only fictional character to receive an obituary on the front page of "The New York Times".
By 1930, Agatha Christie found Poirot "insufferable", and by 1960 she felt that he was a "detestable, bombastic, tiresome, ego-centric little creep". Despite this, Poirot remained an exceedingly popular character with the general public. Christie later stated that she refused to kill him off, claiming that it was her duty to produce what the public liked.
Appearance and proclivities.
Captain Arthur Hastings's first description of Poirot:
Agatha Christie's initial description of Poirot in "The Murder on the Orient Express":
In the later books, his limp is not mentioned, suggesting it may have been a temporary wartime injury. (In "", Poirot admits he was wounded when he first came to England.) Poirot has green eyes that are repeatedly described as shining "like a cat's" when he is struck by a clever idea, and dark hair, which he dyes later in life. In "Curtain", he admits to Hastings that he wears a wig and a false moustache. However, in many of his screen incarnations, he is bald or balding.
Frequent mention is made of his patent leather shoes, damage to which is frequently a source of misery for him, but comical for the reader. Poirot's appearance, regarded as fastidious during his early career, later falls hopelessly out of fashion.
Among Poirot's most significant personal attributes is the sensitivity of his stomach:
He suffers from sea sickness, and, in "Death in the Clouds", he states that his air sickness prevents him from being more alert at the time of the murder. Later in his life, we are told:
Poirot is extremely punctual and carries a pocket watch almost to the end of his career. He is also particular about his personal finances, preferring to keep a bank balance of 444 pounds, 4 shillings, and 4 pence. Actor David Suchet, who portrayed Poirot on television, said "there's no question he's obsessive-compulsive". Film portrayer Kenneth Branagh said that he "enjoyed finding the sort of obsessive-compulsive" in Poirot.
As mentioned in "Curtain" and "The Clocks", he is fond of classical music, particularly Mozart and Bach.
Methods.
In "The Mysterious Affair at Styles", Poirot operates as a fairly conventional, clue-based and logical detective; reflected in his vocabulary by two common phrases: his use of "the little grey cells" and "order and method". Hastings is irritated by the fact that Poirot sometimes conceals important details of his plans, as in "The Big Four". In this novel, Hastings is kept in the dark throughout the climax. This aspect of Poirot is less evident in the later novels, partly because there is rarely a narrator to mislead.
In "Murder on the Links," still largely dependent on clues himself, Poirot mocks a rival "bloodhound" detective who focuses on the traditional trail of clues established in detective fiction (e.g., Sherlock Holmes depending on footprints, fingerprints, and cigar ash). From this point on, Poirot establishes his psychological bona fides. Rather than painstakingly examining crime scenes, he enquires into the nature of the victim or the psychology of the murderer. He predicates his actions in the later novels on his underlying assumption that particular crimes are committed by particular types of people.
Poirot focuses on getting people to talk. In the early novels, he casts himself in the role of "Papa Poirot", a benign confessor, especially to young women. In later works, Christie made a point of having Poirot supply false or misleading information about himself or his background to assist him in obtaining information. In "The Murder of Roger Ackroyd", Poirot speaks of a non-existent mentally disabled nephew to uncover information about homes for the mentally unfit. In "Dumb Witness", Poirot invents an elderly invalid mother as a pretence to investigate local nurses. In "The Big Four", Poirot pretends to have (and poses as) an identical twin brother named Achille: however, this brother was mentioned again in "The Labours of Hercules".
"If I remember rightly – though my memory isn't what it was – you also had a brother called Achille, did you not?" Poirot's mind raced back over the details of Achille Poirot's career. Had all that really happened? "Only for a short space of time," he replied.
Poirot is also willing to appear more foreign or vain in an effort to make people underestimate him. He admits as much:
It is true that I can speak the exact, the idiomatic English. But, my friend, to speak the broken English is an enormous asset. It leads people to despise you. They say – a foreigner – he can't even speak English properly. ... Also I boast! An Englishman he says often, "A fellow who thinks as much of himself as that cannot be worth much." ... And so, you see, I put people off their guard.
He also has a tendency to refer to himself in the third person.
In later novels, Christie often uses the word "mountebank" when characters describe Poirot, showing that he has successfully passed himself off as a charlatan or fraud.
Poirot's investigating techniques assist him solving cases; "For in the long run, either through a lie, or through truth, people were bound to give themselves away..." At the end, Poirot usually reveals his description of the sequence of events and his deductions to a room of suspects, often leading to the culprit's apprehension.
Life.
Origins.
Christie was purposely vague about Poirot's origins, as he is thought to be an elderly man even in the early novels. In "An Autobiography," she admitted that she already imagined him to be an old man in 1920. At the time, however, she did not know that she would write works featuring him for decades to come.
A brief passage in "The Big Four" provides original information about Poirot's birth or at least childhood in or near the town of Spa, Belgium: "But we did not go into Spa itself. We left the main road and wound into the leafy fastnesses of the hills, till we reached a little hamlet and an isolated white villa high on the hillside." Christie strongly implies that this "quiet retreat in the Ardennes" near Spa is the location of the Poirot family home.
An alternative tradition holds that Poirot was born in the village of Ellezelles (province of Hainaut, Belgium). A few memorials dedicated to Hercule Poirot can be seen in the centre of this village. There appears to be no reference to this in Christie's writings, but the town of Ellezelles cherishes a copy of Poirot's birth certificate in a local memorial 'attesting' Poirot's birth, naming his father and mother as Jules-Louis Poirot and Godelieve Poirot.
Christie wrote that Poirot is a Catholic by birth, but not much is described about his later religious convictions, except sporadic references to his "going to church". Christie provides little information regarding Poirot's childhood, only mentioning in "Three Act Tragedy" that he comes from a large family with little wealth, and has at least one younger sister. Apart from French and English, Poirot is also fluent in German.
Policeman.
Gustave ... was not a policeman. I have dealt with policemen all my life and I "know". He could pass as a detective to an outsider but not to a man who was a policeman himself.
Hercule Poirot was active in the Brussels police force by 1893. Very little mention is made about this part of his life, but in "The Nemean Lion" (1939) Poirot refers to a Belgian case of his in which "a wealthy soap manufacturer ... poisoned his wife in order to be free to marry his secretary". As Poirot was often misleading about his past to gain information, the truthfulness of that statement is unknown; it does, however, scare off a would-be wife-killer.
In the short story "The Chocolate Box" (1923), Poirot reveals to Captain Arthur Hastings an account of what he considers to be his only failure. Poirot admits that he has failed to solve a crime "innumerable" times:
I have been called in too late. Very often another, working towards the same goal, has arrived there first. Twice I have been struck down with illness just as I was on the point of success.
Nevertheless, he regards the 1893 case in "The Chocolate Box", as his only failure through his fault only. Again, Poirot is not reliable as a narrator of his personal history and there is no evidence that Christie sketched it out in any depth. During his police career, Poirot shot a man who was firing from a roof into the public below. In "Lord Edgware Dies", Poirot reveals that he learned to read writing upside down during his police career. Around that time he met Xavier Bouc, director of the Compagnie Internationale des Wagons-Lits.
Inspector Japp offers some insight into Poirot's career with the Belgian police when introducing him to a colleague:
You've heard me speak of Mr Poirot? It was in 1904 he and I worked together – the Abercrombie forgery case – you remember he was run down in Brussels. Ah, those were the days Moosier. Then, do you remember "Baron" Altara? There was a pretty rogue for you! He eluded the clutches of half the police in Europe. But we nailed him in Antwerp – thanks to Mr. Poirot here.
In "The Double Clue," Poirot mentions that he was Chief of Police of Brussels, until "the Great War" (World War I) forced him to leave for England.
Private detective.
I had called in at my friend Poirot's rooms to find him sadly overworked. So much had he become the rage that every rich woman who had mislaid a bracelet or lost a pet kitten rushed to secure the services of the great Hercule Poirot.
During World War I, Poirot left Belgium for England as a refugee, although he returned a few times. On 16 July 1916 he again met his lifelong friend, Captain Arthur Hastings, and solved the first of his cases to be published, "The Mysterious Affair at Styles". It is clear that Hastings and Poirot are already friends when they meet in Chapter 2 of the novel, as Hastings tells Cynthia that he has not seen him for "some years" ("Agatha Christie's Poirot" has Hastings reveal that they met on a shooting case where Hastings was a suspect). Particulars such as the date of 1916 for the case and that Hastings had met Poirot in Belgium, are given in "Curtain: Poirot's Last Case", Chapter 1. After that case, Poirot apparently came to the attention of the British secret service and undertook cases for the British government, including foiling the attempted abduction of the Prime Minister. Readers were told that the British authorities had learned of Poirot's keen investigative ability from certain members of Belgium's royal family.
After the war, Poirot became a private detective and began undertaking civilian cases. He moved into what became both his home and work address, Flat 203 at 56B Whitehaven Mansions. Hastings first visits the flat when he returns to England in June 1935 from Argentina in "The A.B.C. Murders", Chapter 1. The TV programmes place this in Florin Court, Charterhouse Square, in the wrong part of London. According to Hastings, it was chosen by Poirot "entirely on account of its strict geometrical appearance and proportion" and described as the "newest type of service flat". (The Florin Court building was actually built in 1936, decades after Poirot fictionally moved in.) His first case in this period was "The Affair at the Victory Ball", which allowed Poirot to enter high society and begin his career as a private detective.
Between the world wars, Poirot travelled all over Europe and the Middle East investigating crimes and solving murders. Most of his cases occurred during this time and he was at the height of his powers at this point in his life. In "The Murder on the Links", the Belgian pits his grey cells against a French murderer. In the Middle East, he solved the cases "Death on the Nile" and "Murder in Mesopotamia" with ease and even survived "An Appointment with Death". As he passed through Eastern Europe on his return trip, he solved "The Murder on the Orient Express". However, he did not travel to Africa or Asia, probably to avoid seasickness.
It is this villainous sea that troubles me! The "mal de mer" – it is horrible suffering!
It was during this time he met the Countess Vera Rossakoff, a glamorous jewel thief. The history of the countess is, like Poirot's, steeped in mystery. She claims to have been a member of the Russian aristocracy before the Russian Revolution and suffered greatly as a result, but how much of that story is true is an open question. Even Poirot acknowledges that Rossakoff offered wildly varying accounts of her early life. Poirot later became smitten with the woman and allowed her to escape justice.
It is the misfortune of small, precise men always to hanker after large and flamboyant women. Poirot had never been able to rid himself of the fatal fascination that the countess held for him.
Although letting the countess escape was morally questionable, it was not uncommon. In "The Nemean Lion", Poirot sided with the criminal, Miss Amy Carnaby, allowing her to evade prosecution by blackmailing his client Sir Joseph Hoggins, who, Poirot discovered, had plans to commit murder. Poirot even sent Miss Carnaby two hundred pounds as a final payoff prior to the conclusion of her dog kidnapping campaign. In "The Murder of Roger Ackroyd", Poirot allowed the murderer to escape justice through suicide and then withheld the truth to spare the feelings of the murderer's relatives. In "The Augean Stables", he helped the government to cover up vast corruption. In "Murder on the Orient Express", Poirot allowed the murderers to go free after discovering that twelve different people participated in the murder, each one stabbing the victim in a darkened carriage after drugging him into unconsciousness so that there was no way for anyone to definitively determine which of them actually delivered the killing blow. The victim had committed a disgusting crime which led to the deaths of at least five people, and there was no question of his guilt, but he had been acquitted in America in a miscarriage of justice. Considering it poetic justice that twelve jurors had acquitted him and twelve people had stabbed him, Poirot produced an alternative sequence of events to explain the death involving an unknown additional passenger on the train, with the medical examiner agreeing to doctor his own report to support this theory.
After his cases in the Middle East, Poirot returned to Britain. Apart from some of the so-called Labours of Hercules (see next section) he very rarely went abroad during his later career. He moved into Styles Court towards the end of his life.
While Poirot was usually paid handsomely by clients, he was also known to take on cases that piqued his curiosity, although they did not pay well.
Poirot shows a love of steam trains, which Christie contrasts with Hastings' love of autos: this is shown in "The Plymouth Express", "The Mystery of the Blue Train", "Murder on the Orient Express", and "The ABC Murders" (in the TV series, steam trains are seen in nearly all of the episodes).
Retirement.
That's the way of it. Just a case or two, just one case more – the Prima Donna's farewell performance won't be in it with yours, Poirot.
Confusion surrounds Poirot's retirement. Most of the cases covered by Poirot's private detective agency take place before his retirement to attempt to grow larger marrows, at which time he solves "The Murder of Roger Ackroyd". It has been said that the twelve cases related in "The Labours of Hercules" (1947) must refer to a different retirement, but the fact that Poirot specifically says that he intends to grow marrows indicates that these stories also take place before "Roger Ackroyd", and presumably Poirot closed his agency once he had completed them. There is specific mention in "The Capture of Cerberus" of the twenty-year gap between Poirot's previous meeting with Countess Rossakoff and this one. If the "Labours" precede the events in "Roger Ackroyd", then the Ackroyd case must have taken place around twenty years "later" than it was published, and so must any of the cases that refer to it. One alternative would be that having failed to grow marrows once, Poirot is determined to have another go, but this is specifically denied by Poirot himself. Also, in "The Erymanthian Boar", a character is said to have been turned out of Austria by the Nazis, implying that the events of "The Labours of Hercules" took place after 1937. Another alternative would be to suggest that the Preface to the "Labours" takes place at one date but that the labours are completed over a matter of twenty years. None of the explanations is especially attractive.
In terms of a rudimentary chronology, Poirot speaks of retiring to grow marrows in Chapter 18 of "The Big Four" (1927) which places that novel out of published order before "Roger Ackroyd". He declines to solve a case for the Home Secretary because he is retired in Chapter One of "Peril at End House" (1932). He has certainly retired at the time of "Three Act Tragedy" (1935) but he does not enjoy his retirement and repeatedly takes cases thereafter when his curiosity is engaged. He continues to employ his secretary, Miss Lemon, at the time of the cases retold in "Hickory Dickory Dock" and "Dead Man's Folly", which take place in the mid-1950s. It is, therefore, better to assume that Christie provided no authoritative chronology for Poirot's retirement but assumed that he could either be an active detective, a consulting detective, or a retired detective as the needs of the immediate case required.
One consistent element about Poirot's retirement is that his fame declines during it so that in the later novels he is often disappointed when characters (especially younger characters) recognise neither him nor his name:
"I should, perhaps, Madame, tell you a little more about myself. I am "Hercule Poirot"."
The revelation left Mrs Summerhayes unmoved.
"What a lovely name," she said kindly. "Greek, isn't it?"
Post–World War II.
Poirot is less active during the cases that take place at the end of his career. Beginning with "Three Act Tragedy" (1934), Christie had perfected during the inter-war years a subgenre of Poirot novel in which the detective himself spent much of the first third of the novel on the periphery of events. In novels such as "Taken at the Flood", "After the Funeral", and "Hickory Dickory Dock", he is even less in evidence, frequently passing the duties of main interviewing detective to a subsidiary character. In "Cat Among the Pigeons", Poirot's entrance is so late as to be almost an afterthought. Whether this was a reflection of his age or of Christie's distaste for him, is impossible to assess. "Crooked House" (1949) and "Ordeal by Innocence" (1957), which could easily have been Poirot novels, represent a logical endpoint of the general diminution of his presence in such works.
Towards the end of his career, it becomes clear that Poirot's retirement is no longer a convenient fiction. He assumes a genuinely inactive lifestyle during which he concerns himself with studying famous unsolved cases of the past and reading detective novels. He even writes a book about mystery fiction in which he deals sternly with Edgar Allan Poe and Wilkie Collins. In the absence of a more appropriate puzzle, he solves such inconsequential domestic riddles as the presence of three pieces of orange peel in his umbrella stand.
Poirot (and, it is reasonable to suppose, his creator) becomes increasingly bemused by the vulgarism of the up-and-coming generation's young people. In "Hickory Dickory Dock", he investigates the strange goings-on in a student hostel, while in "Third Girl" (1966) he is forced into contact with the smart set of Chelsea youths. In the growing drug and pop culture of the sixties, he proves himself once again but has become heavily reliant on other investigators (especially the private investigator, Mr. Goby) who provide him with the clues that he can no longer gather for himself.
Notably, during this time his physical characteristics also change dramatically, and by the time Arthur Hastings meets Poirot again in "Curtain", he looks very different from his previous appearances, having become thin with age and with obviously dyed hair.
Death.
On the ITV television series, Poirot died in October 1949 from complications of a heart condition at the end of "Curtain: Poirot's Last Case". This took place at Styles Court, the scene of his first English case in 1916. In Christie's novels, he lived into the early 1970s, perhaps even until 1975 when "Curtain" was published. In both the novel and the television adaptation, he had moved his amyl nitrite pills out of his own reach, possibly because of guilt. He thereby became the murderer in "Curtain", although it was for the benefit of others. Poirot himself noted that he wanted to kill his victim shortly before his own death so that he could avoid succumbing to the arrogance of the murderer, concerned that he might come to view himself as entitled to kill those whom he deemed necessary to eliminate.
The "murderer" that he was hunting had never actually killed anyone, but he had manipulated others to kill for him, subtly and psychologically manipulating the moments where others desire to commit murder so that they carry out the crime when they might otherwise dismiss their thoughts as nothing more than a momentary passion. Poirot thus was forced to kill the man himself, as otherwise he would have continued his actions and never been officially convicted, as he did not legally do anything wrong. It is revealed at the end of "Curtain" that he fakes his need for a wheelchair to fool people into believing that he is suffering from arthritis, to give the impression that he is more infirm than he is. His last recorded words are "Cher ami!", spoken to Hastings as the Captain left his room. (The TV adaptation adds that as Poirot is dying alone, he whispers out his final prayer to God in these words: "Forgive me... forgive...") Poirot was buried at Styles, and his funeral was arranged by his best friend Hastings and Hastings' daughter Judith. Hastings reasoned, "Here was the spot where he had lived when he first came to this country. He was to lie here at the last."
Poirot's actual death and funeral occurred in "Curtain", years after his retirement from the active investigation, but it was not the first time that Hastings attended the funeral of his best friend. In "The Big Four" (1927), Poirot feigned his death and subsequent funeral to launch a surprise attack on the Big Four.
Recurring characters.
Captain Arthur Hastings.
Hastings, a former British Army officer, meets Poirot during Poirot's years as a police officer in Belgium and almost immediately after they both arrive in England. He becomes Poirot's lifelong friend and appears in many cases. Poirot regards Hastings as a poor private detective, not particularly intelligent, yet helpful in his way of being fooled by the criminal or seeing things the way the average man would see them and for his tendency to unknowingly "stumble" onto the truth. Hastings marries and has four children – two sons and two daughters. As a loyal, albeit somewhat naïve companion, Hastings is to Poirot what Watson is to Sherlock Holmes.
Hastings is capable of great bravery and courage, facing death unflinchingly when confronted by "The Big Four" and displaying unwavering loyalty towards Poirot. However, when forced to choose between Poirot and his wife in that novel, he initially chooses to betray Poirot to protect his wife. Later, though, he tells Poirot to draw back and escape the trap.
The two are an airtight team until Hastings meets and marries Dulcie Duveen, a beautiful music hall performer half his age, after investigating the "Murder on the Links". They later emigrated to Argentina, leaving Poirot behind as a "very unhappy old man". However, Poirot and Hastings reunite during the novels "The Big Four", "Peril at End House", "The ABC Murders", "Lord Edgware Dies", and "Dumb Witness," when Hastings arrives in England for business, with Poirot noting in "ABC Murders" that he enjoys having Hastings over because he feels that he always has his most interesting cases with Hastings. The two collaborate for the final time in "Curtain: Poirot's Last Case" when the seemingly-crippled Poirot asks Hastings to assist him in his final case. When the killer they are tracking nearly manipulates Hastings into committing murder, Poirot describes this in his final farewell letter to Hastings as the catalyst that prompted him to eliminate the man himself, as Poirot "knew" that his friend was not a murderer and refused to let a man capable of manipulating Hastings in such a manner go on.
Mrs Ariadne Oliver.
Detective novelist Ariadne Oliver is Agatha Christie's humorous self-caricature. Like Christie, she is not overly fond of the detective whom she is most famous for creating–in Ariadne's case, Finnish sleuth Sven Hjerson. We never learn anything about her husband, but we do know that she hates alcohol and public appearances and has a great fondness for apples until she is put off them by the events of "Hallowe'en Party". She also has a habit of constantly changing her hairstyle, and in every appearance by her much is made of her clothes and hats. Her maid Maria prevents the public adoration from becoming too much of a burden on her employer but does nothing to prevent her from becoming too much of a burden on others.
She has authored more than 56 novels and greatly dislikes people modifying her characters. She is the only one in Poirot's universe to have noted that "It's not natural for five or six people to be on the spot when B is murdered and all have a motive for killing B." She first met Poirot in the story "Cards on the Table" and has bothered him ever since.
Miss Felicity Lemon.
Poirot's secretary, Miss Felicity Lemon, has few human weaknesses. The only mistakes she makes within the series are a typing error during the events of "Hickory Dickory Dock" and the mis-mailing of an electricity bill, although she was worried about strange events surrounding her sister who worked at a student hostel at the time. Poirot described her as being "Unbelievably ugly and incredibly efficient. Anything that she mentioned as worth consideration usually was worth consideration." She is an expert on nearly everything and plans to create the perfect filing system. She also worked for the government statistician-turned-philanthropist Parker Pyne. Whether this was during one of Poirot's numerous retirements or before she entered his employment is unknown. In "The Agatha Christie Hour", she was portrayed by Angela Easterling, while in "Agatha Christie's Poirot" she was portrayed by Pauline Moran (where she was shown to be efficient, prim and modest, but not remotely "unbelievably ugly".) On a number of occasions, she joins Poirot in his inquiries or seeks out answers alone at his request.
Chief Inspector James Harold Japp.
Japp is a Scotland Yard Inspector and appears in many of the stories trying to solve cases that Poirot is working on. Japp is outgoing, loud, and sometimes inconsiderate by nature, and his relationship with the refined Belgian is one of the stranger aspects of Poirot's world. He first met Poirot in Belgium in 1904, during the Abercrombie Forgery. Later that year they joined forces again to hunt down a criminal known as Baron Altara. They also meet in England where Poirot often helps Japp and lets him take credit in return for special favours. These favours usually entail Poirot being supplied with other interesting cases. In "Agatha Christie's Poirot", Japp was portrayed by Philip Jackson. In the film, "Thirteen at Dinner" (1985), adapted from "Lord Edgware Dies", the role of Japp was taken by the actor David Suchet, who would later star as Poirot in the ITV adaptations.
Major novels.
The Poirot books take readers through the whole of his life in England, from the first book ("The Mysterious Affair at Styles"), where he is a refugee staying at Styles, to the last Poirot book ("Curtain"), where he visits Styles before his death. In between, Poirot solves cases outside England as well, including his most famous case, "Murder on the Orient Express" (1934).
Hercule Poirot became famous in 1926 with the publication of "The Murder of Roger Ackroyd", whose surprising solution proved controversial. The novel is still among the most famous of all detective novels: Edmund Wilson alludes to it in the title of his well-known attack on detective fiction, "Who Cares Who Killed Roger Ackroyd?" Aside from "Roger Ackroyd", the most critically acclaimed Poirot novels appeared from 1932 to 1942, including "Murder on the Orient Express" (1934); "The ABC Murders" (1935)"; Cards on the Table" (1936); and "Death on the Nile" (1937), a tale of multiple murders upon a Nile steamer. "Death on the Nile" was judged by the famed detective novelist John Dickson Carr to be among the ten greatest mystery novels of all time.
The 1942 novel "Five Little Pigs" (a.k.a. "Murder in Retrospect"), in which Poirot investigates a murder committed sixteen years before by analysing various accounts of the tragedy, has been called "the best Christie of all" by critic and mystery novelist Robert Barnard.
In 2014, the Poirot canon was added to by Sophie Hannah, the first author to be commissioned by the Christie estate to write an original story. The novel was called "The Monogram Murders", and was set in the late 1920s, placing it chronologically between "The Mystery of the Blue Train" and "Peril at End House". A second Hannah-penned Poirot came out in 2016, called "Closed Casket", and a third, "The Mystery of Three Quarters", in 2018.
Portrayals.
Stage.
The first actor to portray Poirot was Charles Laughton. He appeared on the West End in 1928 in the play "Alibi" which had been adapted by Michael Morton from the novel "The Murder of Roger Ackroyd".
In 1932, the play was performed as "The Fatal Alibi" on Broadway. Another Poirot play, "Black Coffee" opened in London at the Embassy Theatre on 8 December 1930 and starred Francis L. Sullivan as Poirot. Another production of "Black Coffee" ran in Dublin, Ireland from 23 to 28 June 1931, starring Robert Powell. American playwright Ken Ludwig adapted "Murder on the Orient Express" into a play, which premiered at the McCarter Theatre in Princeton, New Jersey on 14 March 2017. It starred Allan Corduner in the role of Hercule Poirot.
Film.
Austin Trevor.
Austin Trevor debuted the role of Poirot on screen in the 1931 British film "Alibi". The film was based on the stage play. Trevor reprised the role of Poirot twice, in "Black Coffee" and "Lord Edgware Dies". Trevor said once that he was probably cast as Poirot simply because he could do a French accent. Notably, Trevor's Poirot did not have a moustache. Leslie S. Hiscott directed the first two films, and Henry Edwards took over for the third.
Tony Randall.
Tony Randall portrayed Poirot in "The Alphabet Murders", a 1965 film also known as "The ABC Murders". This was more a satire of Poirot than a straightforward adaptation and was greatly changed from the original. Much of the story, set in modern times, was played for comedy, with Poirot investigating the murders while evading the attempts by Hastings (Robert Morley) and the police to get him out of England and back to Belgium.
Albert Finney.
Albert Finney played Poirot in 1974 in the cinematic version of "Murder on the Orient Express". As of now, Finney is the only actor to receive an Academy Award nomination for playing Poirot, though he did not win.
Peter Ustinov.
Peter Ustinov played Poirot six times, starting with "Death on the Nile" (1978). He reprised the role in "Evil Under the Sun" (1982) and "Appointment with Death" (1988).
Christie's daughter Rosalind Hicks observed Ustinov during a rehearsal and said, "That's not Poirot! He isn't at all like that!" Ustinov overheard and remarked "He is "now!""
He appeared again as Poirot in three television films: "Thirteen at Dinner" (1985), "Dead Man's Folly" (1986), and "Murder in Three Acts" (1986). Earlier adaptations were set during the time in which the novels were written, but these television films were set in the contemporary era. The first of these was based on "Lord Edgware Dies" and was made by Warner Bros. It also starred Faye Dunaway, with David Suchet as Inspector Japp, just before Suchet began to play Poirot. David Suchet considers his performance as Japp to be "possibly the worst performance of [his] career".
Kenneth Branagh.
Kenneth Branagh played Poirot in film adaptations of "Murder on the Orient Express" in 2017 and "Death on the Nile" in 2022, both of which he also directed. He is currently set to return for a third film.
Television.
David Suchet.
David Suchet starred as Poirot in the ITV series "Agatha Christie's Poirot" from 1989 until June 2013, when he announced that he was bidding farewell to the role. "No one could've guessed then that the series would span a quarter-century or that the classically trained Suchet would complete the entire catalogue of whodunits featuring the eccentric Belgian investigator, including 33 novels and dozens of short stories." His final appearance in the show was in an adaptation of "Curtain: Poirot's Last Case", aired on 13 November 2013.
The writers of the "Binge!" article of "Entertainment Weekly" Issue #1343–44 (26 December 2014 – 3 January 2015) picked Suchet as "Best Poirot" in the "Hercule Poirot & Miss Marple" timeline.
The episodes were shot in various locations in the UK and abroad (for example "Triangle at Rhodes" and "Problem at Sea"), whilst other scenes were shot at Twickenham Studios.
Anime.
In 2004, NHK (Japanese public TV network) produced a 39-episode anime series titled "Agatha Christie's Great Detectives Poirot and Marple", as well as a manga series under the same title released in 2005. The series, adapting several of the best-known Poirot and Marple stories, ran from 4 July 2004 through 15 May 2005, and in repeated reruns on NHK and other networks in Japan. Poirot was voiced by Kōtarō Satomi and Miss Marple was voiced by Kaoru Yachigusa.
Radio.
From 1985 to 2007, BBC Radio 4 produced a series of twenty-seven adaptations of Poirot novels and short stories, adapted by Michael Bakewell and directed by Enyd Williams. Twenty five starred John Moffatt as Poirot; Maurice Denham and Peter Sallis played Poirot on BBC Radio 4 in the first two adaptations, "The Mystery of the Blue Train" and in "Hercule Poirot's Christmas" respectively.
In 1939, Orson Welles and the Mercury Players dramatised "Roger Ackroyd" on CBS's "Campbell Playhouse".
On 6 October 1942, the Mutual radio series "Murder Clinic" broadcast "The Tragedy at Marsden Manor" starring Maurice Tarplin as Poirot.
A 1945 radio series of at least 13 original half-hour episodes (none of which apparently adapt any Christie stories) transferred Poirot from London to New York and starred character actor Harold Huber, perhaps better known for his appearances as a police officer in various Charlie Chan films. On 22 February 1945, "speaking from London, Agatha Christie introduced the initial broadcast of the Poirot series via shortwave".
An adaptation of "Murder in the Mews" was broadcast on the BBC Light Programme in March 1955 starring Richard Bebb as Poirot; this program was thought lost, but was discovered in the BBC archives in 2015.
Other audio.
In 2017, Audible released an original audio adaptation of "Murder on the Orient Express" starring Tom Conti as Poirot. The cast included Jane Asher as Mrs. Hubbard, Jay Benedict as Monsieur Bouc, Ruta Gedmintas as Countess Andrenyi, Sophie Okonedo as Mary Debenham, Eddie Marsan as Ratchett, Walles Hamonde as Hector MacQueen, Paterson Joseph as Colonel Arbuthnot, Rula Lenska as Princess Dragimiroff and Art Malik as the Narrator. According to the Publisher's Summary on Audible.com, "sound effects [were] recorded on the Orient Express itself."
In 2021, L.A. Theatre Works produced an adaptation of "The Murder on the Links", dramatised by Kate McAll. Alfred Molina starred as Poirot, with Simon Helberg as Hastings.
Video games.
The video game "Agatha Christie - Hercule Poirot: The First Cases" has Poirot voice acted by Will De Renzy-Martin.
Parodies and references.
Parodies of Hercule Poirot have appeared in a number of movies, including "Revenge of the Pink Panther", where Poirot makes a cameo appearance in a mental asylum, portrayed by Andrew Sachs and claiming to be "the greatest detective in all of France, the greatest in all the world"; Neil Simon's "Murder by Death", where "Milo Perrier" is played by American actor James Coco; the 1977 film "The Strange Case of the End of Civilization as We Know It" (1977); the film "Spice World", where Hugh Laurie plays Poirot; and in "", Poirot appears as a young boy on the train transporting Holmes and Watson. Holmes helps the boy in opening a puzzle-box, with Watson giving the boy advice about using his "little grey cells".
In the book series "Geronimo Stilton", the character Hercule Poirat is inspired by Hercule Poirot.
The Belgian brewery Brasserie Ellezelloise makes a stout called "Hercule" with a moustachioed caricature of Hercule Poirot on the label.
In season 2, episode 4 of TVFPlay's Indian web series "Permanent Roommates", one of the characters refers to Hercule Poirot as her inspiration while she attempts to solve the mystery of the cheating spouse. Throughout the episode, she is mocked as Hercule Poirot and Agatha Christie by the suspects. TVFPlay also telecasted a spoof of Indian TV suspense drama "CID" as "Qissa Missing Dimaag Ka: C.I.D Qtiyapa". In the first episode, when Ujjwal is shown to browse for the best detectives of the world, David Suchet appears as Poirot in his search.
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1002 | Miss Marple | Miss Jane Marple is a fictional character in Agatha Christie's crime novels and short stories. Miss Marple lives in the village of St. Mary Mead and acts as an amateur consulting detective. Often characterized as an elderly spinster, she is one of Christie's best-known characters and has been portrayed numerous times on screen. Her first appearance was in a short story published in "The Royal Magazine" in December 1927, "The Tuesday Night Club", which later became the first chapter of "The Thirteen Problems" (1932). Her first appearance in a full-length novel was in "The Murder at the Vicarage" in 1930, and her last appearance was in "Sleeping Murder" in 1976.
Origins.
The character of Miss Marple is based on friends of Christie's step grandmother/aunt (Margaret Miller, née West). Christie attributed the inspiration for the character to multiple sources, stating that Miss Marple was "the sort of old lady who would have been rather like some of my step grandmother's Ealing cronies – old ladies whom I have met in so many villages where I have gone to stay as a girl". Christie also used material from her fictional creation, spinster Caroline Sheppard, who appeared in "The Murder of Roger Ackroyd". When Michael Morton adapted the novel for the stage, he replaced the character of Caroline with a young girl. This change saddened Christie and she determined to give old maids a voice: Miss Marple was born.
Christie is popularly believed to have taken the name from Marple railway station, through which she passed, though a letter she wrote to a fan appears to prove that the name was inspired by a visit to a sale at Marple Hall in the same town, near her sister Margaret Watts' home at Abney Hall.
Character.
The character of Jane Marple in the first Miss Marple book, "The Murder at the Vicarage", is quite different from how she appears in later books. This early version of Miss Marple is a gleeful gossip and not an especially nice woman. The citizens of St. Mary Mead like her but are often tired of her nosy nature and the fact she seems to expect the worst of everyone. In later books, she becomes a kinder and more modern person.
Miss Marple solves difficult crimes thanks to her shrewd intelligence, and St. Mary Mead, over her lifetime, has given her seemingly infinite examples of the negative side of human nature. Crimes always remind her of a previous incident, although acquaintances may be bored by analogies that often lead her to a deeper realisation about the true nature of a crime. She also has a remarkable ability to latch onto a casual comment and connect it to the case at hand. In several stories, she is able to rely on her acquaintance with Sir Henry Clithering, a retired commissioner of the Metropolitan Police, for official information when required.
Miss Marple never married and has no close living relatives. Her nephew, the "well-known author" Raymond West, appears in some stories, including "The Thirteen Problems", "Sleeping Murder", and "Ingots of Gold" (which also feature his wife, Joyce Lemprière). Raymond overestimates himself and underestimates his aunt's mental acuity. Miss Marple employs young women (including Clara, Emily, Alice, Esther, Gwenda, and Amy) from a nearby orphanage, whom she trains for service as general housemaids after the retirement of her long-time maid-housekeeper, faithful Florence. She was briefly looked after by her irritating companion, Miss Knight. In her later years, companion Cherry Baker, first introduced in "The Mirror Crack'd From Side to Side", lives in.
Miss Marple has never worked for her living and is of independent means, although she benefits in her old age from the financial support of her nephew Raymond. She is not from the aristocracy or landed gentry, but is quite at home among them; as a gentlewoman, Miss Marple may thus be considered a female version of the gentleman detective, a staple of British detective fiction. She demonstrates a remarkably thorough education, including some art courses that involved the study of human anatomy using human cadavers. In "They Do It with Mirrors" (1952), it is revealed that Miss Marple grew up in a cathedral close, and that she studied at an Italian finishing school with American sisters Ruth Van Rydock and Caroline "Carrie" Louise Serrocold.
While Miss Marple is described as "an old lady" in many of the stories, her age is rarely mentioned and is not consistently presented. In "At Bertram's Hotel", published in 1965, it is said she visited the hotel when she was 14 and almost 60 years have passed since then, implying that she is nearly 75 years old; but in "4:50 from Paddington", published almost a decade earlier in 1957, she says she will be "90 next year."
Excluding "Sleeping Murder", 41 years passed between the first and last-written novels, and many characters grow and age. An example would be the Vicar's nephew: in "The Murder at the Vicarage", the Reverend Mr Clement's nephew Dennis is a teenager; in "The Mirror Crack'd from Side to Side", it is mentioned that the nephew is now an adult and has a successful career. The effects of ageing are seen on Miss Marple, such as needing a holiday after illness in "A Caribbean Mystery", but she is if anything more agile in "Nemesis", set only 16 months later.
Miss Marple's background is described in some detail, albeit in glimpses across the novels and short stories in which she appears. She has a very large family, including a sister, the mother of Raymond, and Mabel Denham, a young woman who was accused of poisoning her husband Geoffrey ("The Thumb Mark of St. Peter").
Bibliography.
Agatha Christie wrote 12 novels and 20 short stories featuring Miss Marple.
Miss Marple short story collections.
Miss Marple also appears in "Greenshaw's Folly", a short story included as part of the Poirot collection "The Adventure of the Christmas Pudding" (1960). Four stories in the "Three Blind Mice" collection (1950) feature Miss Marple: "Strange Jest", "Tape-Measure Murder", "The Case of the Caretaker", and "The Case of the Perfect Maid".
The Autograph edition of "Miss Marple's Final Cases" includes the eight in the original plus "Greenshaw's Folly".
Stage.
A stage adaptation of "Murder at the Vicarage", by Moie Charles and Barbara Toy, was first seen at Northampton on 17 October 1949; it was directed by Reginald Tate, starred the 35-year-old Barbara Mullen as Miss Marple, and after touring, reached the Playhouse Theatre in London's West End on 14 December. Having run till late March 1950, it then went on tour again.
In July 1974, Mullen (by then 60) returned to the role in another national tour of the same play, culminating 12 months later when the show opened at London's Savoy Theatre on 28 July 1975. At the end of March 1976, the Miss Marple role was taken over by Avril Angers, after which the production transferred to the Fortune Theatre on 5 July. The role then passed to Muriel Pavlow in June 1977 and to Gabrielle Hamilton late the following year; the production finally closed in October 1979.
On 21 September 1977, while "Murder at the Vicarage" was still running at the Fortune, a stage adaptation by Leslie Darbon of "A Murder Is Announced" opened at the Vaudeville Theatre, with Dulcie Gray as Miss Marple. The show ran to the end of September 1978 and then toured.
Films.
Margaret Rutherford.
Margaret Rutherford played Miss Marple in four films directed by George Pollock between 1961 and 1964. These were successful light comedies, but Christie herself was disappointed with them. Nevertheless, Agatha Christie dedicated the novel "The Mirror Crack'd from Side to Side" to Rutherford.
Rutherford presented the character as a bold and eccentric old lady, different from the prim and birdlike character Christie created in her novels. As penned by Christie, Miss Marple has never worked for a living, but the character as portrayed by Margaret Rutherford briefly works as a cook-housekeeper, a stage actress, a sailor and criminal reformer, and is offered the chance to run a riding establishment-cum-hotel. Her education and genteel background are hinted at when she mentions her awards at marksmanship, fencing, and equestrianism (although these hints are played for comedic value).
"Murder, She Said" (1961) was the first of the four British MGM productions starring Rutherford. This film was based on the 1957 novel "4:50 from Paddington" (U.S. title, "What Mrs. McGillicuddy Saw!"), and the changes made in the plot were typical of the series. In the film, Mrs. McGillicuddy is cut from the plot. Miss Marple herself sees an apparent murder committed on a train running alongside hers. Actress Joan Hickson, who played Marple in the 1984–1992 television adaptations, has a role as a housekeeper in this movie.
"Murder at the Gallop" (1963), based on the 1953 Hercule Poirot novel "After the Funeral" (in this film, she is identified as Miss JTV Marple, though there was no indication as to what the extra initials might stand for).
"Murder Most Foul" (1964), based on the 1952 Poirot novel "Mrs McGinty's Dead".
"Murder Ahoy!" (1964). The last film is not based on any Christie work but displays a few plot elements from "They Do It With Mirrors" (viz., the ship is used as a reform school for wayward boys and one of the teachers uses them as a crime force), and there is a kind of salute to "The Mousetrap".
The music to all four films was composed and conducted by Ron Goodwin. The same theme is used on all four films with slight variations in each. The score was written within a couple of weeks by Goodwin who was approached by Pollock after Pollock had heard about him from Stanley Black. Black had worked with Pollock on "Stranger in Town" in 1957 and had previously hired Goodwin as his orchestrator.
Rutherford, who was 68 years old when the first film was shot in February 1961, insisted that she wear her own clothes during the filming of the movie, as well as having her husband, Stringer Davis, appear alongside her as the character Mr Stringer. The Rutherford films are frequently repeated on television in Germany, and in that country Miss Marple is generally identified with Rutherford's quirky portrayal.
Rutherford also appeared briefly as Miss Marple in the parodic Hercule Poirot adventure "The Alphabet Murders" (1965).
Angela Lansbury.
In 1980, Angela Lansbury played Miss Marple in "The Mirror Crack'd" (EMI, directed by Guy Hamilton), based on Christie's 1962 novel. The film featured an all-star cast that included Elizabeth Taylor, Rock Hudson, Geraldine Chaplin, Tony Curtis, and Kim Novak. Edward Fox appeared as Inspector Craddock, who did Miss Marple's legwork. Lansbury's Marple was a crisp, intelligent woman who moved stiffly and spoke in clipped tones. Unlike most incarnations of Miss Marple, this one smoked cigarettes. Lansbury was later cast as Jessica Fletcher in "Murder, She Wrote", a similar role.
Ita Ever.
In 1983, Estonian stage and film actress Ita Ever starred in the Russian language Mosfilm adaptation of Agatha Christie's novel "A Pocket Full of Rye" (using the Russian edition's translated title, "The Secret of the Blackbirds") as the character of Miss Marple. Ever has also portrayed the character of Miss Marple in the Eesti Televisioon (ETV) series "Miss Marple Stories" in 1990, and onstage at the Tallinn City Theatre in a production of "The Mirror Crack'd from Side to Side" in 2005.
Television.
American TV was the setting for the first screen portrayal of Miss Marple with Gracie Fields, the British actress and singer, playing her in a 1956 episode of "Goodyear TV Playhouse" based on "A Murder Is Announced", the 1950 Christie novel.
In 1970, the character of Miss Marple was portrayed by in a West German television adaptation of "The Murder at the Vicarage " ("Mord im Pfarrhaus").
Helen Hayes.
American stage and screen actress Helen Hayes portrayed Miss Marple in two American television films near the end of her decades-long acting career, both for CBS: "A Caribbean Mystery" (1983) and "Murder with Mirrors" (1985). Sue Grafton contributed to the screenplay of the former. Hayes's Marple was benign and chirpy. She had earlier appeared in a television film adaptation of the non-Marple Christie story "Murder Is Easy", playing an elderly lady somewhat similar to Miss Marple.
Joan Hickson.
From 1984 to 1992, the BBC adapted all of the original Miss Marple novels as a series titled "Miss Marple". Joan Hickson played the lead role. In the 1940s, she had appeared on stage in an Agatha Christie play, "Appointment with Death", which was seen by Christie who wrote in a note to her, "I hope one day you will play my dear Miss Marple". She portrayed a maid in the 1937 film, "Love from a Stranger", which starred Ann Harding and Basil Rathbone, another Agatha Christie play adaptation. As well as portraying Miss Marple on television, Hickson narrated Miss Marple stories for audio books. In the "Binge!" article of "Entertainment Weekly" Issue #1343–1344 (26 December 2014 – 3 January 2015), the writers picked Hickson as "Best Marple" in the "Hercule Poirot & Miss Marple" timeline.
Listing of the TV series featuring Joan Hickson:
Geraldine McEwan (2004–2008)/Julia McKenzie (2009–2013).
Beginning in 2004, ITV broadcast a series of adaptations of Agatha Christie's books under the title "Agatha Christie's Marple", usually referred to as "Marple." Geraldine McEwan starred in the first three series. Julia McKenzie took over the role in the fourth season.
The adaptations change the plots and characters of the original books (e.g. incorporating lesbian affairs, changing the identities of some killers, renaming or removing significant characters, and even using stories from other books in which Miss Marple did not originally feature). In the Geraldine McEwan series it is revealed that when she was young (portrayed by Julie Cox in a flashback), Miss Marple had an affair with a married soldier, Captain Ainsworth, who was killed in action in World War I, in December 1915. It is also said (in "A Murder Is Announced") that she served as an ambulance driver during World War I.
Listing of the TV series featuring Geraldine McEwan and Julia McKenzie:
In 2015, CBS planned a "much younger" version of the character, a granddaughter who takes over a California bookstore.
In 2018, Miss Marple was portrayed by Yunjin Kim in the South Korean television series "Ms. Ma, Nemesis".
Anime.
From 2004 to 2005, Japanese TV network NHK produced a 39 episode anime series titled "Agatha Christie's Great Detectives Poirot and Marple", which features both Miss Marple and Hercule Poirot. Miss Marple's voice is provided by Kaoru Yachigusa. Episodes adapted both short stories and novels.
The anime series dramatised the following Miss Marple stories:
Radio.
June Whitfield starred as Miss Marple in Michael Bakewell's adaptations of all twelve novels, broadcast on BBC Radio 4 between 1993 and 2001.
Three short stories with Whitfield ("Tape-Measure Murder", "The Case of the Perfect Maid" and "Sanctuary") were later broadcast under the collective title "Miss Marple's Final Cases" weekly 16 – 30 September 2015.
Other appearances.
Marple was highlighted in volume 20 of the "Case Closed" manga's edition of "Gosho Aoyama's Mystery Library", a section of the graphic novels (usually the last page) where the author introduces a different detective (or occasionally, a villain) from mystery literature, television, or other media.
In the 1976 Neil Simon spoof "Murder by Death", Miss Marple is parodied as "Miss Marbles" by Elsa Lanchester.
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1004 | April | April is the fourth month of the year in the Gregorian and Julian calendars. It is the first of four months to have a length of 30 days, and the second of five months to have a length of less than 31 days.
April is commonly associated with the season of spring in the Northern Hemisphere, and autumn in the Southern Hemisphere, where it is the seasonal equivalent to October in the Northern Hemisphere and vice versa.
History.
The Romans gave this month the Latin name "Aprilis" but the derivation of this name is uncertain. The traditional etymology is from the verb "aperire", "to open", in allusion to its being the season when trees and flowers begin to "open", which is supported by comparison with the modern Greek use of άνοιξη ("ánixi") (opening) for spring. Since some of the Roman months were named in honor of divinities, and as April was sacred to the goddess Venus, her Veneralia being held on the first day, it has been suggested that Aprilis was originally her month Aphrilis, from her equivalent Greek goddess name Aphrodite ("Aphros"), or from the Etruscan name "Apru". Jacob Grimm suggests the name of a hypothetical god or hero, "Aper" or "Aprus".
April was the second month of the earliest Roman calendar, before "Ianuarius" and "Februarius" were added by King Numa Pompilius about 700 BC. It became the fourth month of the calendar year (the year when twelve months are displayed in order) during the time of the decemvirs about 450 BC, when it was 29 days long. The 30th day was added back during the reform of the calendar undertaken by Julius Caesar in the mid-40s BC, which produced the Julian calendar.
The Anglo-Saxons called April "ēastre-monaþ". The Venerable Bede says in "The Reckoning of Time" that this month "ēastre" is the root of the word Easter. He further states that the month was named after a goddess "Eostre" whose feast was in that month. It is also attested by Einhard in his work, "Vita Karoli Magni".
St George's day is the twenty-third of the month; and St Mark's Eve, with its superstition that the ghosts of those who are doomed to die within the year will be seen to pass into the church, falls on the twenty-fourth.
In China the symbolic ploughing of the earth by the emperor and princes of the blood took place in their third month, which frequently corresponds to April. In Finnish April is "huhtikuu", meaning "slash-and-burn moon", when gymnosperms for beat and burn clearing of farmland were felled.
In Slovene, the most established traditional name is "mali traven", meaning the month when plants start growing. It was first written in 1466 in the Škofja Loka manuscript.
The month Aprilis originally had 30 days; Numa Pompilius made it 29 days long; finally, Julius Caesar's calendar reform made it 30 days long again, which was not changed in the calendar revision of Augustus Caesar in 8 BC.
In Ancient Rome, the festival of Cerealia was held for seven days from mid-to-late April, but exact dates are uncertain. Feriae Latinae was also held in April, with the date varying. Other ancient Roman observances include Veneralia (April 1), Megalesia (April 10–16), Fordicidia (April 15), Parilia (April 21), Vinalia Urbana (April 23), Robigalia (April 25), and Serapia (April 25). Floralia was held April 27 during the Republican era, or April 28 on the Julian calendar, and lasted until May 3. However, these dates do not correspond to the modern Gregorian calendar.
The Lyrids meteor shower appears on April 16 – April 26 each year, with the peak generally occurring on April 22. The Eta Aquariids meteor shower also appears in April. It is visible from about April 21 to about May 20 each year with peak activity on or around May 6. The Pi Puppids appear on April 23, but only in years around the parent comet's perihelion date. The Virginids also shower at various dates in April.
The "Days of April" ("journées d'avril") is a name assigned in French history to a series of insurrections at Lyons, Paris and elsewhere, against the government of Louis Philippe in 1834, which led to violent repressive measures, and to a famous trial known as the "procès d'avril".
April symbols.
April's birthstone is the diamond.
April observances.
"This list does not necessarily imply either official status nor general observance."
Non-Gregorian observances.
"(All Baha'i, Islamic, and Jewish observances begin at the sundown prior to the date listed, and end at sundown of the date in question unless otherwise noted.)"
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1005 | August | August is the eighth month of the year in the Julian and Gregorian calendars, and the fifth of seven months to have a length of 31 days. Its zodiac sign is Leo and was originally named "Sextilis" in Latin because it was the 6th month in the original ten-month Roman calendar under Romulus in 753 BC, with March being the first month of the year. About 700 BC, it became the eighth month when January and February were added to the year before March by King Numa Pompilius, who also gave it 29 days. Julius Caesar added two days when he created the Julian calendar in , giving it its modern length of 31 days. In 8 BC, it was renamed in honor of Emperor Augustus. According to a Senatus consultum quoted by Macrobius, he chose this month because it was the time of several of his great triumphs, including the conquest of Egypt. Commonly repeated lore has it that August has 31 days because Augustus wanted his month to match the length of Julius Caesar's July, but this is an invention of the 13th century scholar Johannes de Sacrobosco. Sextilis in fact had 31 days before it was renamed, and it was not chosen for its length.
In the Southern Hemisphere, August is the seasonal equivalent of February in the Northern Hemisphere. In the Northern Hemisphere, August falls in the season of summer. In the Southern Hemisphere, the month falls during the season of winter. In many European countries, August is the holiday month for most workers. Numerous religious holidays occurred during August in ancient Rome.
Certain meteor showers take place in August. The Kappa Cygnids take place in August, with the dates varying each year. The Alpha Capricornids meteor shower takes place as early as July 10 and ends at around August 10, and the Southern Delta Aquariids take place from mid-July to mid-August, with the peak usually around July 28–29. The Perseids, a major meteor shower, typically takes place between July 17 and August 24, with the days of the peak varying yearly. The star cluster of Messier 30 is best observed around August.
Among the aborigines of the Canary Islands, especially among the Guanches of Tenerife, the month of August received in the name of Beñesmer or Beñesmen, which was also the harvest festival held this month.
Observances.
"This list does not necessarily imply either official status or general observance."
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1006 | Aaron | According to Abrahamic religions, Aaron ( or ) was a prophet, a high priest, and the elder brother of Moses. Information about Aaron comes exclusively from religious texts such as the Hebrew Bible, the New Testament (Luke, Acts, and Hebrews), and the Quran.
The Hebrew Bible relates that, unlike Moses, who grew up in the Egyptian royal court, Aaron and his elder sister Miriam remained with their kinsmen in the northeastern region of the Nile Delta. When Moses first confronted the Egyptian king about the enslavement of the Israelites, Aaron served as his brother's spokesman to the Pharaoh (). Part of the Law given to Moses at Sinai granted Aaron the priesthood for himself and his male descendants, and he became the first High Priest of the Israelites. Levitical priests or "kohanim" are traditionally believed and halakhically required to be of direct patrilineal descent from Aaron.
According to the Book of Numbers, Aaron died at 123 years of age, on Mount Hor, in the fortieth year after the Israelites had come out of the land of Egypt. Deuteronomy, however, places these events at Moseroth.
Biblical narrative.
According to the Book of Exodus, Aaron first functioned as Moses' assistant. Because Moses complained that he could not speak well, God appointed Aaron as Moses' "prophet" (). At the command of Moses, he let his rod turn into a snake. Then he stretched out his rod in order to bring on the first three plagues. After that, Moses tended to act and speak for himself.
During the journey in the wilderness, Aaron was not always prominent or active. At the battle with Amalek, he was chosen with Hur to support the hand of Moses that held the "rod of God". When the revelation was given to Moses at Mount Sinai, he headed the elders of Israel who accompanied Moses on the way to the summit. While Joshua went with Moses to the top, however, Aaron and Hur remained below to look after the people. From here on in Exodus, Leviticus and Numbers, Joshua appears in the role of Moses' assistant while Aaron functions instead as the first high priest.
High Priest.
The books of Exodus, Leviticus and Numbers maintain that Aaron received from God a monopoly over the priesthood for himself and his male descendants. The family of Aaron had the exclusive right and responsibility to make offerings on the altar to Yahweh. The rest of his tribe, the Levites, were given subordinate responsibilities within the sanctuary. Moses anointed and consecrated Aaron and his sons to the priesthood, and arrayed them in the robes of office. He also related to them God's detailed instructions for performing their duties while the rest of the Israelites listened. Aaron and his successors as high priest were given control over the Urim and Thummim by which the will of God could be determined. God commissioned the Aaronide priests to distinguish the holy from the common and the clean from the unclean, and to teach the divine laws (the Torah) to the Israelites. The priests were also commissioned to bless the people. When Aaron completed the altar offerings for the first time and, with Moses, "blessed the people: and the glory of the appeared unto all the people: And there came a fire out from before the , and consumed upon the altar the burnt offering and the fat [which] when all the people saw, they shouted, and fell on their faces". In this way, the institution of the Aaronide priesthood was established.
In later books of the Hebrew Bible, Aaron and his kin are not mentioned very often except in literature dating to the Babylonian captivity and later. The books of Judges, Samuel and Kings mention priests and Levites, but do not mention the Aaronides in particular. The Book of Ezekiel, which devotes much attention to priestly matters, calls the priestly upper class the Zadokites after one of King David's priests. It does reflect a two-tier priesthood with the Levites in subordinate position. A two-tier hierarchy of Aaronides and Levites appears in Ezra, Nehemiah and Chronicles. As a result, many historians think that Aaronide families did not control the priesthood in pre-exilic Israel. What is clear is that high priests claiming Aaronide descent dominated the Second Temple period. Most scholars think the Torah reached its final form early in this period, which may account for Aaron's prominence in Exodus, Leviticus and Numbers.
Conflicts.
Aaron plays a leading role in several stories of conflicts during Israel's wilderness wanderings. During the prolonged absence of Moses on Mount Sinai, the people provoked Aaron to make a golden calf. This incident nearly caused God to destroy the Israelites. Moses successfully intervened, but then led the loyal Levites in executing many of the culprits; a plague afflicted those who were left. Aaron, however, escaped punishment for his role in the affair, because of the intercession of Moses according to Deuteronomy 9:20. Later retellings of this story almost always excuse Aaron for his role. For example, in rabbinic sources and in the Quran, Aaron was not the idol-maker and upon Moses' return begged his pardon because he felt mortally threatened by the Israelites.
On the day of Aaron's consecration, his oldest sons, Nadab and Abihu, were burned up by divine fire because they offered "strange" incense. Most interpreters think this story reflects a conflict between priestly families some time in Israel's past. Others argue that the story simply shows what can happen if the priests do not follow God's instructions given through Moses.
The Torah generally depicts the siblings, Moses, Aaron, and Miriam, as the leaders of Israel after the Exodus, a view also reflected in the biblical Book of Micah. Numbers 12, however, reports that on one occasion, Aaron and Miriam complained about Moses' exclusive claim to be the 's prophet. Their presumption was rebuffed by God who affirmed Moses' uniqueness as the one with whom the spoke face to face. Miriam was punished with a skin disease ("tzaraath") that turned her skin white. Aaron pleaded with Moses to intercede for her, and Miriam, after seven days' quarantine, was healed. Aaron once again escaped any retribution.
According to Numbers 16–17, a Levite named Korah led many in challenging Aaron's exclusive claim to the priesthood. When the rebels were punished by being swallowed up by the earth, Eleazar, the son of Aaron, was commissioned to take charge of the censers of the dead priests. And when a plague broke out among the people who had sympathized with the rebels, Aaron, at the command of Moses, took his censer and stood between the living and the dead until the plague abated (), atoning in the process.
To emphasize the validity of the Levites' claim to the offerings and tithes of the Israelites, Moses collected a rod from the leaders of each tribe in Israel and laid the twelve rods overnight in the tent of meeting. The next morning, Aaron's rod was found to have budded and blossomed and produced ripe almonds. The following chapter then details the distinction between Aaron's family and the rest of the Levites: while all the Levites (and only Levites) were devoted to the care of the sanctuary, charge of its interior and the altar was committed to the Aaronites alone.
Death.
Aaron, like Moses, was not permitted to enter Canaan with the Israelites when Moses brought water out of a rock to quench the people's thirst. Although they had been commanded to speak to the rock, Moses struck it with the staff twice, which was construed as displaying a lack of deference to the .
There are two accounts of the death of Aaron in the Torah. Numbers says that soon after the incident at Meribah, Aaron with his son Eleazar and Moses ascended Mount Hor. There Moses stripped Aaron of his priestly garments and transferred them to Eleazar. Aaron died on the summit of the mountain, and the people mourned him for thirty days. The other account is found in Deuteronomy 10:6, where Aaron died at Moserah and was buried. There is a significant amount of travel between these two points, as the itinerary in Numbers 33:31–37 records seven stages between Moseroth (Mosera) and Mount Hor. Aaron died on the 1st of Av and was 123 at the time of his death.
Descendants.
Aaron married Elisheba, daughter of Amminadab and sister of Nahshon of the tribe of Judah. The sons of Aaron were Nadab, Abihu, Eleazar and Itamar; only the latter two had progeny. A descendant of Aaron is an Aaronite, or Kohen, meaning Priest. Any non-Aaronic Levite—i.e., descended from Levi but not from Aaron—assisted the Levitical priests of the family of Aaron in the care of the tabernacle; later of the temple.
The Gospel of Luke records that both Zechariah and Elizabeth and therefore their son John the Baptist were descendants of Aaron.
In religious traditions.
Jewish rabbinic literature.
The older prophets and prophetical writers beheld in their priests the representatives of a religious form inferior to the prophetic truth; men without the spirit of God and lacking the will-power requisite to resist the multitude in its idolatrous proclivities. Thus Aaron, the first priest, ranks below Moses: he is his mouthpiece, and the executor of the will of God revealed through Moses, although it is pointed out that it is said fifteen times in the Torah that "the Lord spoke to Moses "and" Aaron."
Under the influence of the priesthood that shaped the destinies of the nation under Persian rule, a different ideal of the priest was formed, according to Malachi 2:4-7, and the prevailing tendency was to place Aaron on a footing equal with Moses. "At times Aaron, and at other times Moses, is mentioned first in Scripture—this is to show that they were of equal rank," says the Mekhilta of Rabbi Ishmael, which strongly implies this when introducing in its record of renowned men the glowing description of Aaron's ministration.
In fulfillment of the promise of peaceful life, symbolized by the pouring of oil upon his head, Aaron's death, as described in the aggadah, was of a wonderful tranquility. Accompanied by Moses, his brother, and by Eleazar, his son, Aaron went to the summit of Mount Hor, where the rock suddenly opened before him and a beautiful cave lit by a lamp presented itself to his view. Moses said, "Take off thy priestly raiment and place it upon thy son Eleazar!" said Moses; "and then follow me." Aaron did as commanded; and they entered the cave, where was prepared a bed around which angels stood. "Go lie down upon thy bed, my brother," Moses continued; and Aaron obeyed without a murmur. Then his soul departed as if by a kiss from God. The cave closed behind Moses as he left; and he went down the hill with Eleazar, with garments rent, and crying: "Alas, Aaron, my brother! thou, the pillar of supplication of Israel!" When the Israelites cried in bewilderment, "Where is Aaron?" angels were seen carrying Aaron's bier through the air. A voice was then heard saying: "The law of truth was in his mouth, and iniquity was not found on his lips: he walked with me in righteousness, and brought many back from sin." He died on the first of Av. The pillar of cloud which proceeded in front of Israel's camp disappeared at Aaron's death. The seeming contradiction between Numbers 20:22 et seq. and Deuteronomy 10:6 is solved by the rabbis in the following manner: Aaron's death on Mount Hor was marked by the defeat of the people in a war with the king of Arad, in consequence of which the Israelites fled, marching seven stations backward to Mosera, where they performed the rites of mourning for Aaron; wherefore it is said: "There [at Mosera] died Aaron."
The rabbis particularly praise the brotherly sentiment between Aaron and Moses. When Moses was appointed ruler and Aaron high priest, neither betrayed any jealousy; instead they rejoiced in each other's greatness. When Moses at first declined to go to Pharaoh, saying: "O my Lord, send, I pray, by the hand of him whom you will send", he was unwilling to deprive Aaron of the high position the latter had held for so many years; but the Lord reassured him, saying: "Behold, when he sees you, he will be glad in his heart." Indeed, Aaron was to find his reward, says Shimon bar Yochai; for that heart which had leaped with joy over his younger brother's rise to glory greater than his was decorated with the Urim and Thummim, which were to "be upon Aaron's heart when he goeth in before the Lord". Moses and Aaron met in gladness of heart, kissing each other as true brothers, and of them it is written: "Behold how good and how pleasant [it is] for brethren to dwell together in unity!" Of them it is said: "Mercy and truth are met together; righteousness and peace have kissed [each other]"; for Moses stood for righteousness and Aaron for peace. Again, mercy was personified in Aaron, according to Deuteronomy 33:8, and truth in Moses, according to Numbers 12:7.
When Moses poured the oil of anointment upon the head of Aaron, Aaron modestly shrank back and said: "Who knows whether I have not cast some blemish upon this sacred oil so as to forfeit this high office." Then the Shekhinah spoke the words: "Behold the precious ointment upon the head, that ran down upon the beard of Aaron, that even went down to the skirts of his garment, is as pure as the dew of Hermon."
According to Tanhuma, Aaron's activity as a prophet began earlier than that of Moses. Hillel held Aaron up as an example, saying: "Be of the disciples of Aaron, loving peace and pursuing peace; love your fellow creatures and draw them nigh unto the Law!" This is further illustrated by the tradition that Aaron was an ideal priest of the people, far more beloved for his kindly ways than was Moses. While Moses was stern and uncompromising, brooking no wrong, Aaron went about as peacemaker, reconciling man and wife when he saw them estranged, or a man with his neighbor when they quarreled, and winning evil-doers back into the right way by his friendly intercourse. As a result, Aaron's death was more intensely mourned than Moses': when Aaron died the whole house of Israel wept, including the women, while Moses was bewailed by "the sons of Israel" only. Even in the making of the Golden Calf the rabbis find extenuating circumstances for Aaron. His fortitude and silent submission to the will of God on the loss of his two sons are referred to as an excellent example to men how to glorify God in the midst of great affliction. Especially significant are the words represented as being spoken by God after the princes of the Twelve Tribes had brought their dedication offerings into the newly reared Tabernacle: "Say to thy brother Aaron: Greater than the gifts of the princes is thy gift; for thou art called upon to kindle the light, and, while the sacrifices shall last only as long as the Temple lasts, thy light shall last forever."
Christianity.
In the Eastern Orthodox and Maronite churches, Aaron is venerated as a saint whose feast day is shared with his brother Moses and celebrated on September 4. (Those churches that follow the traditional Julian calendar celebrate this day on September 17 of the modern Gregorian calendar). Aaron is also commemorated with other Old Testament saints on the Sunday of the Holy Fathers, the Sunday before Christmas.
In Eastern Orthodox Church he is commemorated on 20 July, 12 March, Sunday of the Forefathers, Sunday of the Fathers and on April 14 with all saint Sinai monks.
Aaron is commemorated as one of the Holy Forefathers in the Calendar of Saints of the Armenian Apostolic Church on July 30. He is commemorated on July 1 in the modern Latin calendar and in the Syriac Calendar.
The "Moses and Aaron Church" (), in the Waterlooplein neighborhood of Amsterdam, is one of the most well-known Catholic churches in the city.
One version of the Bible has an encyclopedia that describes Aaron's role in Scripture as the "spokesman for Moses".
Mormonism.
In the Church of Jesus Christ of Latter-day Saints, the Aaronic priesthood is the lesser order of priesthood under the higher order of the Melchizedek priesthood. Those ordained to this priesthood have the authority to act in God's name in certain responsibilities in the church such as the administration of the sacrament and baptism.
In the Community of Christ, the Aaronic order of priesthood is regarded as an appendage to the Melchisedec order, and consists of the priesthood offices of deacon, teacher, and priest. While differing in responsibilities, these offices, along with those of the Melchisidec order, are regarded as equal before God.
Islam.
Aaron (Arabic: هارون, "Hārūn") is mentioned in the Quran as a prophet of God. The Quran praises Aaron repeatedly, calling him a "believing servant" as well as one who was "guided" and one of the "victors". Aaron is important in Islam for his role in the events of the Exodus, in which, according to the Quran and Islamic belief, he preached with his elder brother, Moses to the Pharaoh of the Exodus.
Aaron's significance in Islam, however, is not limited to his role as the helper of Moses. Islamic tradition also accords Aaron the role of a patriarch, as tradition records that the priestly descent came through Aaron's lineage, which included the entire House of Amran.
Baháʼí Faith.
In the Baháʼí Faith, although his father is described as both an apostle and a prophet, Aaron is merely described as a prophet. The "Kitáb-i-Íqán" describes Imran as his father.
In art.
Aaron appears paired with Moses frequently in Jewish and Christian art, especially in the illustrations of manuscript and printed Bibles. He can usually be distinguished by his priestly vestments, especially his turban or miter and jeweled breastplate. He frequently holds a censer or, sometimes, his flowering rod. Aaron also appears in scenes depicting the wilderness Tabernacle and its altar, as already in the third-century frescos in the synagogue at Dura-Europos in Syria. An eleventh-century portable silver altar from Fulda, Germany depicts Aaron with his censor, and is located in the Musée de Cluny in Paris. This is also how he appears in the frontispieces of early printed Passover Haggadot and occasionally in church sculptures. Aaron has rarely been the subject of portraits, such as those by Anton Kern [1710–1747] and by Pier Francesco Mola []. Christian artists sometimes portray Aaron as a prophet holding a scroll, as in a twelfth-century sculpture from the Cathedral of Noyon in the Metropolitan Museum of Art, New York and often in Eastern Orthodox icons. Illustrations of the Golden Calf story usually include him as well – most notably in Nicolas Poussin's "The Adoration of the Golden Calf" (–34, National Gallery, London). Finally, some artists interested in validating later priesthoods have painted the ordination of Aaron and his sons (Leviticus 8). Harry Anderson's realistic portrayal is often reproduced in the literature of the Latter Day Saints.
Further reading.
References in the Qur'an
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1014 | Alcohol (chemistry) | In chemistry, an alcohol is a type of organic compound that carries at least one hydroxyl () functional group bound to a saturated carbon atom. Alcohols range from the simple, like methanol and ethanol, to complex, like sucrose and cholesterol. The presence of an OH group strongly modifies the properties of hydrocarbons, conferring hydrophilic (water-loving) properties. The OH group provides a site at which many reactions can occur.
History.
The flammable nature of the exhalations of wine was already known to ancient natural philosophers such as Aristotle (384–322 BCE), Theophrastus (–287 BCE), and Pliny the Elder (23/24–79 CE). However, this did not immediately lead to the isolation of alcohol, even despite the development of more advanced distillation techniques in second- and third-century Roman Egypt. An important recognition, first found in one of the writings attributed to Jābir ibn Ḥayyān (ninth century CE), was that by adding salt to boiling wine, which increases the wine's relative volatility, the flammability of the resulting vapors may be enhanced. The distillation of wine is attested in Arabic works attributed to al-Kindī (–873 CE) and to al-Fārābī (–950), and in the 28th book of al-Zahrāwī's (Latin: Abulcasis, 936–1013) "Kitāb al-Taṣrīf" (later translated into Latin as "Liber servatoris"). In the twelfth century, recipes for the production of "aqua ardens" ("burning water", i.e., alcohol) by distilling wine with salt started to appear in a number of Latin works, and by the end of the thirteenth century it had become a widely known substance among Western European chemists.
The works of Taddeo Alderotti (1223–1296) describe a method for concentrating alcohol involving repeated fractional distillation through a water-cooled still, by which an alcohol purity of 90% could be obtained. The medicinal properties of ethanol were studied by Arnald of Villanova (1240–1311 CE) and John of Rupescissa (–1366), the latter of whom regarded it as a life-preserving substance able to prevent all diseases (the "aqua vitae" or "water of life", also called by John the "quintessence" of wine).
Nomenclature.
Etymology.
The word "alcohol" derives from the Arabic "kohl" (), a powder used as an eyeliner. The first part of the word () is the Arabic definite article, equivalent to "the" in English. The second part of the word () has several antecedents in Semitic languages, ultimately deriving from the Akkadian (), meaning stibnite or antimony.
Like its antecedents in Arabic and older languages, the term "alcohol" was originally used for the very fine powder produced by the sublimation of the natural mineral stibnite to form antimony trisulfide . It was considered to be the essence or "spirit" of this mineral. It was used as an antiseptic, eyeliner, and cosmetic. Later the meaning of alcohol was extended to distilled substances in general, and then narrowed again to ethanol, when "spirits" was a synonym for hard liquor.
Paracelsus and Libavius both used the term "alcohol" to denote a fine powder, the latter speaking of an "alcohol" derived from antimony. At the same time Paracelsus uses the word for a volatile liquid; "alcool" or "alcool vini" occurs often in his writings.
Bartholomew Traheron, in his 1543 translation of John of Vigo, introduces the word as a term used by "barbarous" authors for "fine powder." Vigo wrote: "the barbarous auctours use alcohol, or (as I fynde it sometymes wryten) alcofoll, for moost fine poudre."
The 1657 "Lexicon Chymicum", by William Johnson glosses the word as "antimonium sive stibium." By extension, the word came to refer to any fluid obtained by distillation, including "alcohol of wine," the distilled essence of wine. Libavius in "Alchymia" (1594) refers to "". Johnson (1657) glosses "alcohol vini" as "." The word's meaning became restricted to "spirit of wine" (the chemical known today as ethanol) in the 18th century and was extended to the class of substances so-called as "alcohols" in modern chemistry after 1850.
The term "ethanol" was invented in 1892, blending "ethane" with the "-ol" ending of "alcohol", which was generalized as a libfix.
The term "alcohol" originally referred to the primary alcohol ethanol (ethyl alcohol), which is used as a drug and is the main alcohol present in alcoholic drinks.
The suffix "-ol" appears in the International Union of Pure and Applied Chemistry (IUPAC) chemical name of all substances where the hydroxyl group is the functional group with the highest priority. When a higher priority group is present in the compound, the prefix "hydroxy-" is used in its IUPAC name. The suffix "-ol" in non-IUPAC names (such as paracetamol or cholesterol) also typically indicates that the substance is an alcohol. However, some compounds that contain hydroxyl functional groups have "trivial names" which do not include the suffix "-ol" or the prefix "hydroxy-", e.g. the sugars glucose and sucrose.
Systematic names.
IUPAC nomenclature is used in scientific publications and where precise identification of the substance is important. In naming simple alcohols, the name of the alkane chain loses the terminal "e" and adds the suffix "-ol", "e.g.", as in "ethanol" from the alkane chain name "ethane". When necessary, the position of the hydroxyl group is indicated by a number between the alkane name and the "-ol": propan-1-ol for , propan-2-ol for . If a higher priority group is present (such as an aldehyde, ketone, or carboxylic acid), then the prefix "hydroxy-"is used, e.g., as in 1-hydroxy-2-propanone (). Compounds having more than one hydroxy group are called polyols. They are named using suffixes -diol, -triol, etc., following a list of the position numbers of the hydroxyl groups, as in propane-1,2-diol for CH3CH(OH)CH2OH (propylene glycol).
In cases where the hydroxy group is bonded to an sp2 carbon on an aromatic ring, the molecule is classified separately as a phenol and is named using the IUPAC rules for naming phenols. Phenols have distinct properties and are not classified as alcohols.
Common names.
In other less formal contexts, an alcohol is often called with the name of the corresponding alkyl group followed by the word "alcohol", e.g., methyl alcohol, ethyl alcohol. Propyl alcohol may be "n"-propyl alcohol or isopropyl alcohol, depending on whether the hydroxyl group is bonded to the end or middle carbon on the straight propane chain. As described under systematic naming, if another group on the molecule takes priority, the alcohol moiety is often indicated using the "hydroxy-" prefix.
In archaic nomenclature, alcohols can be named as derivatives of methanol using "-carbinol" as the ending. For instance, can be named trimethylcarbinol.
Primary, secondary, and tertiary.
Alcohols are then classified into primary, secondary ("sec-", "s-"), and tertiary ("tert-", "t-"), based upon the number of carbon atoms connected to the carbon atom that bears the hydroxyl functional group. (The respective numeric shorthands 1°, 2°, and 3° are sometimes used in informal settings.) The primary alcohols have general formulas . The simplest primary alcohol is methanol (), for which R=H, and the next is ethanol, for which , the methyl group. Secondary alcohols are those of the form RR'CHOH, the simplest of which is 2-propanol (). For the tertiary alcohols the general form is RR'R"COH. The simplest example is tert-butanol (2-methylpropan-2-ol), for which each of R, R', and R" is . In these shorthands, R, R', and R" represent substituents, alkyl or other attached, generally organic groups.
Applications.
Alcohols have a long history of myriad uses. For simple mono-alcohols, which is the focus on this article, the following are most important industrial alcohols:
Methanol is the most common industrial alcohol, with about 12 million tons/y produced in 1980. The combined capacity of the other alcohols is about the same, distributed roughly equally.
Toxicity.
With respect to acute toxicity, simple alcohols have low acute toxicities. Doses of several milliliters are tolerated. For pentanols, hexanols, octanols and longer alcohols, LD50 range from 2–5 g/kg (rats, oral). Ethanol is less acutely toxic. All alcohols are mild skin irritants.
The metabolism of methanol (and ethylene glycol) is affected by the presence of ethanol, which has a higher affinity for liver alcohol dehydrogenase. In this way methanol will be excreted intact in urine.
Physical properties.
In general, the hydroxyl group makes alcohols polar. Those groups can form hydrogen bonds to one another and to most other compounds. Owing to the presence of the polar OH alcohols are more water-soluble than simple hydrocarbons. Methanol, ethanol, and propanol are miscible in water. Butanol, with a four-carbon chain, is moderately soluble.
Because of hydrogen bonding, alcohols tend to have higher boiling points than comparable hydrocarbons and ethers. The boiling point of the alcohol ethanol is 78.29 °C, compared to 69 °C for the hydrocarbon hexane, and 34.6 °C for diethyl ether.
Occurrence in nature.
Simple alcohols are found widely in nature. Ethanol is the most prominent because it is the product of fermentation, a major energy-producing pathway. Other simple alcohols, chiefly fusel alcohols, are formed in only trace amounts. More complex alcohols however are pervasive, as manifested in sugars, some amino acids, and fatty acids.
Production.
Hydroxylation.
Many alcohols are produced by hydroxylation, i.e., the installation of a hydroxy group using oxygen or related oxidant. Hydroxylation is the means by which the body processes many poisons, converting lipophilic compounds into hydrophilic derivatives that are more readily excreted. Enzymes called hydroxylases and oxidases facilitate these conversions.
Many industrial alcohols, such as cyclohexanol for the production of nylon, are produced by hydroxylation.
Ziegler and oxo processes.
In the Ziegler process, linear alcohols are produced from ethylene and triethylaluminium followed by oxidation and hydrolysis. An idealized synthesis of 1-octanol is shown:
The process generates a range of alcohols that are separated by distillation.
Many higher alcohols are produced by hydroformylation of alkenes followed by hydrogenation. When applied to a terminal alkene, as is common, one typically obtains a linear alcohol:
Such processes give fatty alcohols, which are useful for detergents.
Hydration reactions.
Some low molecular weight alcohols of industrial importance are produced by the addition of water to alkenes. Ethanol, isopropanol, 2-butanol, and tert-butanol are produced by this general method. Two implementations are employed, the direct and indirect methods. The direct method avoids the formation of stable intermediates, typically using acid catalysts. In the indirect method, the alkene is converted to the sulfate ester, which is subsequently hydrolyzed. The direct hydration using ethylene (ethylene hydration) or other alkenes from cracking of fractions of distilled crude oil.
Hydration is also used industrially to produce the diol ethylene glycol from ethylene oxide.
Fermentation.
Ethanol is obtained by fermentation of glucose (which is often obtained from starch) in the presence of yeast. Carbon dioxide is cogenerated. Like ethanol, butanol can be produced by fermentation processes. "Saccharomyces" yeast are known to produce these higher alcohols at temperatures above . The bacterium "Clostridium acetobutylicum" can feed on cellulose (also an alcohol) to produce butanol on an industrial scale.
Substitution.
Primary alkyl halides react with aqueous NaOH or KOH to alcohols in nucleophilic aliphatic substitution. (Secondary and especially tertiary alkyl halides will give the elimination (alkene) product instead). Grignard reagents react with carbonyl groups to secondary and tertiary alcohols. Related reactions are the Barbier reaction and the Nozaki-Hiyama reaction.
Reduction.
Aldehydes or ketones are reduced with sodium borohydride or lithium aluminium hydride (after an acidic workup). Another reduction by aluminiumisopropylates is the Meerwein-Ponndorf-Verley reduction. Noyori asymmetric hydrogenation is the asymmetric reduction of β-keto-esters.
Hydrolysis.
Alkenes engage in an acid catalysed hydration reaction using concentrated sulfuric acid as a catalyst that gives usually secondary or tertiary alcohols. Formation of a secondary alcohol via alkene reduction and hydration is shown on the right:
The hydroboration-oxidation and oxymercuration-reduction of alkenes are more reliable in organic synthesis. Alkenes react with N-bromosuccinimide and water in halohydrin formation reaction. Amines can be converted to diazonium salts, which are then hydrolyzed.
Reactions.
Deprotonation.
With aqueous p"K"a values of around 16–19, they are, in general, slightly weaker acids than water. With strong bases such as sodium hydride or sodium they form salts called "alkoxides", with the general formula (where R is an alkyl and M is a metal).
The acidity of alcohols is strongly affected by solvation. In the gas phase, alcohols are more acidic than in water. In DMSO, alcohols (and water) have a p"K"a of around 29–32. As a consequence, alkoxides (and hydroxide) are powerful bases and nucleophiles (e.g., for the Williamson ether synthesis) in this solvent. In particular, or in DMSO can be used to generate significant equilibrium concentrations of acetylide ions through the deprotonation of alkynes (see Favorskii reaction).
Nucleophilic substitution.
Tertiary alcohols react with hydrochloric acid to produce tertiary alkyl chloride. Primary and secondary alcohols are converted to the corresponding chlorides using thionyl chloride and various phosphorus chloride reagents.
Primary and secondary alcohols, likewise, convert to alkyl bromides phosphorus tribromide, for example:
In the Barton-McCombie deoxygenation an alcohol is deoxygenated to an alkane with tributyltin hydride or a trimethylborane-water complex in a radical substitution reaction.
Dehydration.
Meanwhile, the oxygen atom has lone pairs of nonbonded electrons that render it weakly basic in the presence of strong acids such as sulfuric acid. For example, with methanol:
Upon treatment with strong acids, alcohols undergo the E1 elimination reaction to produce alkenes. The reaction, in general, obeys Zaitsev's Rule, which states that the most stable (usually the most substituted) alkene is formed. Tertiary alcohols eliminate easily at just above room temperature, but primary alcohols require a higher temperature.
This is a diagram of acid catalysed dehydration of ethanol to produce ethylene:
A more controlled elimination reaction requires the formation of the xanthate ester.
Protonolysis.
Tertiary alcohols react with strong acids to generate carbocations. The reaction is related to their dehydration, e.g. isobutylene from tert-butyl alcohol. A special kind of dehydration reaction involves triphenylmethanol and especially its amine-substituted derivatives. When treated with acid, these alcohols lose water to give stable carbocations, which are commercial dyes.
Esterification.
Alcohol and carboxylic acids react in the so-called Fischer esterification. The reaction usually requires a catalyst, such as concentrated sulfuric acid:
Other types of ester are prepared in a similar manner for example, tosyl (tosylate) esters are made by reaction of the alcohol with p-toluenesulfonyl chloride in pyridine.
Oxidation.
Primary alcohols () can be oxidized either to aldehydes () or to carboxylic acids (). The oxidation of secondary alcohols () normally terminates at the ketone () stage. Tertiary alcohols () are resistant to oxidation.
The direct oxidation of primary alcohols to carboxylic acids normally proceeds via the corresponding aldehyde, which is transformed via an "aldehyde hydrate" () by reaction with water before it can be further oxidized to the carboxylic acid.
Reagents useful for the transformation of primary alcohols to aldehydes are normally also suitable for the oxidation of secondary alcohols to ketones. These include Collins reagent and Dess-Martin periodinane. The direct oxidation of primary alcohols to carboxylic acids can be carried out using potassium permanganate or the Jones reagent.
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1016 | Achill Island | Achill Island (; ) is the largest of the Irish isles and lies off the west coast of Ireland in County Mayo. It has a population of 2,345. Its area is . Achill is attached to the mainland by Michael Davitt Bridge, between the villages of Achill Sound and Polranny. A bridge was first completed here in 1887. Other centres of population include the villages of Keel, Dooagh, Dooega, Dooniver, and Dugort. The parish's main Gaelic football pitch and secondary school are on the mainland at Polranny. Early human settlements are believed to have been established on Achill around 3000 BC.
The island is 87% peat bog. The parish of Achill consists of Achill Island, Achillbeg, Inishbiggle and the Corraun Peninsula.
Roughly half of the island, including the villages of Achill Sound and Bunacurry are in the Gaeltacht (traditional Irish-speaking region) of Ireland, although the vast majority of the island's population speaks English as their daily language.
History.
It is believed that at the end of the Neolithic Period (around 4000 BC), Achill had a population of 500–1,000 people. The island would have been mostly forest until the Neolithic people began crop cultivation. Settlement increased during the Iron Age, and the dispersal of small promontory forts around the coast indicate the warlike nature of the times. Megalithic tombs and forts can be seen at Slievemore, along the Atlantic Drive and on Achillbeg.
Overlords.
Achill Island lies in the Barony of Burrishoole, in the territory of ancient Umhall (Umhall Uactarach and Umhall Ioctarach), that originally encompassed an area extending from the County Galway/Mayo border to Achill Head.
The hereditary chieftains of Umhall were the O'Malleys, recorded in the area in 814 AD when they successfully repelled an onslaught by the Vikings in Clew Bay. The Anglo-Norman invasion of Connacht in 1235 AD saw the territory of Umhall taken over by the Butlers and later by the de Burgos. The Butler Lordship of Burrishoole continued into the late 14th century when Thomas le Botiller was recorded as being in possession of Akkyll and Owyll.
Immigration.
In the 17th and 18th centuries, there was much migration to Achill from other parts of Ireland, particularly Ulster, due to the political and religious turmoil of the time. For a while, there were two different dialects of Irish being spoken on Achill. This led to many townlands being recorded as having two names during the 1824 Ordnance Survey, and some maps today give different names for the same place. Achill Irish still has many traces of Ulster Irish.
In the nineteenth and early twentieth centuries, seasonal migration of farm workers to Scotland to pick potatoes took place; these squads of 'tattie howkers' were known as Achill workers, although not all were from Achill, and were organised for potato merchants by gaffers or gangers. Squads travelled from farm to farm to harvest the crop and were allocated basic accommodation. On 15 September 1937 ten young migrant potato pickers from Achill died in a fire at Kirkintilloch.
Specific historical sites and events.
Grace O'Malley's Castle.
Carrickkildavnet Castle is a 15th-century tower house associated with the O'Malley Clan, who were once a ruling family of Achill. Grace O' Malley, or Granuaile, the most famous of the O'Malleys, was born on Clare Island around 1530. Her father was the chieftain of the barony of Murrisk. The O'Malleys were a powerful seafaring family, who traded widely. Grace became a fearless leader and gained fame as a sea captain and pirate. She is reputed to have met with Queen Elizabeth I in 1593. She died around 1603 and is buried in the O'Malley family tomb on Clare Island.
Achill Mission.
One of Achill's most famous historical sites is that of the Achill Mission or 'the Colony' at Dugort. In 1831, the Anglican (Church of Ireland) Rev Edward Nangle founded a mission at Dugort. The Mission included schools, cottages, an orphanage, an infirmary and a guesthouse.
The Colony gave rise to mixed assessments, particularly during the Great Famine when charges of "souperism" were leveled against Nangle. The provision of food across the Achill Mission schools - which also provided 'scriptural' religious instruction - was particularly controversial.
For almost forty years, Nangle edited a newspaper called the "Achill Missionary Herald and Western Witness", which was printed in Achill. He expanded his mission into Mweelin, Kilgeever, West Achill where a school, church, rectory, cottages and a training school were built. Edward's wife, Eliza, suffered poor health in Achill and died in 1852; she is buried with six of the Nangle children on the slopes of Slievemore in North Achill.
In 1848, at the height of the Great Famine, the Achill Mission published a prospectus seeking to raise funds for the acquisition of significant additional lands from Sir Richard O'Donnell. The document gives an overview, from the Mission's perspective, of its activities in Achill over the previous decade and a half including considerable sectarian unrest. In 1851, Edward Nangle confirmed the purchase of the land which made the Achill Mission the largest landowner on the island.
The Achill Mission began to decline slowly after Nangle was moved from Achill and closed in the 1880s. When Edward Nangle died in 1883 there were opposing views on his legacy.
Railway.
In 1894, the Westport – Newport railway line was extended to Achill Sound. The railway station is now a hostel. The train provided a great service to Achill, but it also is said to have fulfilled an ancient prophecy. Brian Rua O' Cearbhain had prophesied that 'carts on iron wheels' would carry bodies into Achill on their first and last journey. In 1894, the first train on the Achill railway carried the bodies of victims of the Clew Bay Drowning. This tragedy occurred when a boat overturned in Clew Bay, drowning thirty-two young people. They had been going to meet the steamer which would take them to Scotland for potato picking.
The Kirkintilloch Fire in 1937 almost fulfilled the second part of the prophecy when the bodies of ten victims were carried by rail to Achill. While it was not literally the last train, the railway closed just two weeks later. These people had died in a fire in a bothy in Kirkintilloch. This term referred to the temporary accommodation provided for those who went to Scotland to pick potatoes, a migratory pattern that had been established in the early nineteenth century.
Kildamhnait.
Kildamhnait on the south-east coast of Achill is named after St. Damhnait, or Dymphna, who founded a church there in the 7th century. There is also a holy well just outside the graveyard. The present church was built in the 1700s and the graveyard contains memorials to the victims of two of Achill's greatest tragedies, the Kirchintilloch Fire (1937) and the Clew Bay Drowning (1894).
The Monastery.
In 1852, Dr John MacHale, Roman Catholic Archbishop of Tuam, purchased land in Bunnacurry, on which a Franciscan Monastery was established, which, for many years, provided an education for local children. The building of the monastery was marked by a conflict between the Protestants of the mission colony and the workers building the monastery. The dispute is known in the island folklore as the "Battle of the Stones".
A notable monk who lived at the monastery for almost thirty years was Brother Paul Carney. He wrote a biography of James Lynchehaun who rose to either fame or infamy (depending on whom you spoke to) following his conviction for the 1894 attack on an Englishwoman named Agnes MacDonnell, which left her face disfigured, and the burning of her home, Valley House, Tonatanvally, North Achill. (The home was rebuilt and Mrs MacDonnell died there in 1923, while Lynchehaun escaped to the USA after serving 7 years and successfully resisted extradition but spent his last years in Scotland, where he died.) Brother Carney's-great grandniece, Patricia Byrne, write her own account of Mrs MacDonnell and Lynchehaun, entitled "The Veiled Woman of Achill".
Brother Carney also wrote accounts of his lengthy fundraising trips across the U.S. at the start of the 20th century. The ruins of this monastery are still to be seen in Bunnacurry today.
Valley House.
The historic Valley House is located in Tonatanvally, "The Valley", near Dugort, in the northeast of Achill Island. The present building sits on the site of a hunting lodge built by the Earl of Cavan in the 19th century. Its notoriety arises from an incident in 1894 in which the then owner, an Englishwoman, Mrs Agnes McDonnell, was savagely beaten and the house set alight by a local man, James Lynchehaun. Lynchehaun had been employed by McDonnell as her land agent, but the two fell out and he was sacked and told to quit his accommodation on her estate. A lengthy legal battle ensued, with Lynchehaun refusing to leave. At the time, in the 1890s, the issue of land ownership in Ireland was politically charged. After the events at the Valley House in 1895, Lynchehaun would falsely claim his actions were carried out on behalf of the Irish Republican Brotherhood and motivated by politics. He escaped custody after serving seven years and fled to the United States seeking political asylum (although Michael Davitt refused to shake his hand, calling Lynchehaun a "murderer"), where he successfully defeated legal attempts by the British authorities to have him extradited to face charges arising from the attack and the burning of the Valley House. Agnes McDonnell suffered terrible injuries from the attack but survived and lived for another 23 years, dying in 1923. Lynchehaun is said to have returned to Achill on two occasions, once in disguise as an American tourist, and eventually died in Girvan, Scotland, in 1937. The Valley House is now a hostel and bar.
The Deserted Village.
Close by Dugort, at the base of Slievemore mountain lies the Deserted Village. There are approximately 80 ruined houses in the village. The houses were built of unmortared stone, which means that no cement or mortar was used to hold the stones together. Each house consisted of just one room and this room was used as a kitchen, living room, bedroom and even a stable. If one looks at the fields around the Deserted Village and right up the mountain, one can see the tracks in the fields of 'lazy beds', which is the way crops like potatoes were grown. In Achill, as in many areas of Ireland, a system called 'Rundale' was used for farming. This meant that the land around a village was rented from a landlord. This land was then shared by all the villagers to graze their cattle and sheep. Each family would then have two or three small pieces of land scattered about the village, which they used to grow crops. For many years people lived in the village and then in 1845 Famine struck in Achill as it did in the rest of Ireland. Most of the families moved to the nearby village of Dooagh, which is beside the sea, while some others emigrated. Living beside the sea meant that fish and shellfish could be used for food. The village was completely abandoned which is where the name 'Deserted Village' came from.
No one has lived in these houses since the time of the Famine, however, the families that moved to Dooagh and their descendants, continued to use the village as a 'booley village'. This means that during the summer season, the younger members of the family, teenage boys and girls, would take the cattle to graze on the hillside and they would stay in the houses of the Deserted Village. This custom continued until the 1940s. Boolying was also carried out in other areas of Achill, including Annagh on Croaghaun mountain and in Curraun. At Ailt, Kildownet, the remains of a similar deserted village can be found. This village was deserted in 1855 when the tenants were evicted by the local landlord so the land could be used for cattle grazing; the tenants were forced to rent holdings in Currane, Dooega and Slievemore. Others emigrated to America.
Archaeology.
Recent archaeological research suggests the village was occupied year-round at least as early as the 19th century, though it is known to have served as a seasonally occupied 'booley village' by the first half of the 20th century. A booley village (a number of which exist in a ruined state on the island) is a village occupied only during part of the year, such as a resort community, a lake community, or (as the case on Achill) a place to live while tending flocks or herds of ruminants during winter or summer pasturing. Specifically, some of the people of Dooagh and Pollagh would migrate in the summer to Slievemore and then go back to Dooagh in the autumn. The summer 2009 field school excavated Round House 2 on Slievemore Mountain under the direction of archaeologist Stuart Rathbone. Only the outside north wall, entrance way and inside of the Round House were completely excavated.
From 2004 to 2006, the Achill Island Maritime Archaeology Project directed by Chuck Meide was sponsored by the College of William and Mary, the Institute of Maritime History, the Achill Folklife Centre (now the Achill Archaeology Centre), and the Lighthouse Archaeological Maritime Program (LAMP). This project focused on the documentation of archaeological resources related to Achill's rich maritime heritage. Maritime archaeologists recorded a 19th-century fishing station, an ice house, boat house ruins, a number of anchors which had been salvaged from the sea, 19th-century and more recent currach pens, a number of traditional vernacular watercraft including a possibly 100-year-old Achill yawl, and the remains of four historic shipwrecks.
Other places of interest.
The cliffs of Croaghaun on the western end of the island are the third highest sea cliffs in Europe but are inaccessible by road. Near the westernmost point of Achill, Achill Head, is Keem Bay. Keel Beach is quite popular with tourists and some locals as a surfing location. South of Keem beach is Moytoge Head, which with its rounded appearance drops dramatically down to the ocean. An old British observation post, built during World War I to prevent the Germans from landing arms for the Irish Republican Army, is still standing on Moytoge. During the Second World War this post was rebuilt by the Irish Defence Forces as a lookout post for the Coast Watching Service wing of the Defence Forces. It operated from 1939 to 1945.
The mountain of Slievemore, (672 m) rises dramatically in the north of the island and the Atlantic Drive (along the south/west of the island) has some scenic views. On the slopes of Slievemore, there is an abandoned village, the "Deserted Village", traditionally thought to be a remnant village from An Gorta Mór (The Great Hunger of 1845–1849). Just west of the deserted village is an old Martello tower, again built by the British to warn of any possible French invasion during the Napoleonic Wars. The area also boasts an approximately 5000-year-old Neolithic tomb.
Achillbeg ("", "Little Achill") is a small island just off Achill's southern tip. Its inhabitants were resettled on Achill in the 1960s. A plaque to Johnny Kilbane is situated on Achillbeg and was erected to celebrate 100 years since his first championship win.
The villages of Dooniver and Askill have picturesque scenery and the cycle route is popular with tourists.
Caisleán Ghráinne, also known as Kildownet Castle, is a small tower house built in the early 1400s. It is located in Cloughmore, on the south of Achill Island. It is noted for its associations with Grace O'Malley, along with the larger Rockfleet Castle in Newport.
Economy.
While a number of attempts at setting up small industrial units on the island have been made, its economy is largely dependent on tourism. Subventions from Achill people working abroad allowed many families to remain living in Achill throughout the 19th and 20th centuries. In the past, fishing was a significant activity but this aspect of the economy is small now. At one stage, the island was known for its shark fishing, basking shark in particular was fished for its valuable shark liver oil. There was a big spurt of growth in tourism in the 1960s and 1970s before which life was tough and difficult on the island. Despite healthy visitor numbers each year, the common perception is that tourism in Achill has been slowly declining since its heyday. Currently, the largest employers on Achill are two hotels.
Religion.
Most people on Achill are either Roman Catholic or Anglican (Church of Ireland).
Overview of the churches
Artists.
For almost two centuries, a number of artists have had a close relationship with Achill Island, including the landscape painter Paul Henry. Within the emerging Irish Free State, Paul Henry's landscapes from Achill and other areas reinforced a vision of Ireland of communities living in harmony with the land. He lived in Achill for almost a decade with his wife, artist Grace Henry and, while using similar subject-matter, the pair developed very different styles.
This relationship of artists with Achill was particularly intense in the early decades of the twentieth century when Eva O'Flaherty (1874-1963) became a focal point for artistic networking on the island. A network of over 200 artists linked to Achill is charted in "Achill Painters - An Island History" and includes painters such as the Belgian Marie Howet, the American Robert Henri, the modernist painter Mainie Jellett and contemporary artist Camille Souter.
The 2018 "Coming Home Art & The Great Hunger" exhibition, in partnership with The Great Hunger Museum of Quinnipiac University, USA, featured Achill's Deserted Village and the island lazy beds prominently in works by Geraldine O'Reilly and Alanna O'Kelly; also included was an 1873 painting, 'Cottage, Achill Island' by Alexander Williams - one of the first artists to open up the island to a wider audience.
Education.
Hedge schools existed in most villages of Achill in various periods of history. A university was started by the missions to Achill in Mweelin. In the modern age, there used to be two secondary schools in Achill, Mc Hale College and Scoil Damhnait. However, in August 2011, the two schools amalgamated to form Coláiste Pobail Acla. For primary education, there are eight national schools including Bullsmouth NS, Valley NS, Bunnacurry NS, Dookinella NS, Dooagh NS, Saula NS, Achill Sound NS and Tonragee NS. National schools closed down include Dooega NS, Crumpaun NS, Ashleam NS and Currane NS.
Transport.
Rail.
Achill railway station, still on the mainland and not on the island, was opened by the Midland Great Western Railway on 13 May 1895, the terminus of its line from Westport via Newport and Mulranny. The station, and the line, were closed by the Great Southern Railways on 1 October 1937. The Great Western Greenway, created during 2010 and 2011, follows the line's route and has proved to be very successful in attracting visitors to Achill and the surrounding areas.
Road.
The R319 road is the main road onto the island.
Bus.
Bus Éireann's route 450 operates several times daily to Westport and Louisburgh from the island's scattered villages. Bus Éireann also provides transport for the area's secondary school children.
Cuisine.
Achill Island has several bars, cafes and restaurants. The island's Atlantic location means that seafood, including lobster, mussels, salmon, trout and winkles, are common meals. With a large sheep and cow populations, lamb and beef are popular on the island too.
Sport.
Achill has a Gaelic football club which competes in the junior championship and division 1E of the Mayo League. There are also Achill Rovers which play in the Mayo Association Football League.
There is a 9-hole links golf course on the island. Outdoor activities can be done through Achill Outdoor Education Centre. Achill Island's rugged landscape and the surrounding ocean offers multiple locations for outdoor adventure activities, like surfing, kite-surfing and sea kayaking. Fishing and watersports are also common. Sailing regattas featuring a local vessel type, the Achill Yawl, have been popular since the 19th century, though most present-day yawls, unlike their traditional working boat ancestors, have been structurally modified to promote greater speed under sail. The island's waters and underwater sites are occasionally visited by scuba divers, though Achill's unpredictable weather generally has precluded a commercially successful recreational diving industry.
Population.
In 2016, the population was 2,594, with 5.2% claiming they spoke Irish on a daily basis outside the education system. The island's population has declined from around 6,000 before the Great Famine of the mid-19th century.
Demographics.
The table below reports data on Achill Island's population taken from "Discover the Islands of Ireland" (Alex Ritsema, Collins Press, 1999) and the census of Ireland.
Architecture.
Few inhabited houses date from before the 20th century, though there are many examples of abandoned stone structures dating to the 19th century.
The best known of these earlier can be seen in the "Deserted Village" ruins near the graveyard at the foot of Slievemore. Even the houses in this village represent a relatively comfortable class of dwelling as, even as recently as a hundred years ago, some people still used "Beehive" style houses (small circular single-roomed dwellings with a hole in the ceiling to let out smoke).
Many of the oldest inhabited cottages date from the activities of the Congested Districts Board for Ireland—a body set up around the turn of the 20th century in Ireland to improve the welfare of the inhabitants of small villages and towns. Most of the homes in Achill at the time were very small and tightly packed together in villages. The CDB subsidised the building of new, more spacious (though still small by modern standards) homes outside of the traditional villages.
In popular culture.
The island is featured throughout the film "The Banshees of Inisherin" in various locations on the island including Keem Bay, Cloughmore, and Purteen Pier.
The film "My Sailor My Love" features Achill island.
The island is the primary setting of the visual novel "If Found...".
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1017 | Allen Ginsberg | Irwin Allen Ginsberg (; June 3, 1926 – April 5, 1997) was an American poet and writer. As a student at Columbia University in the 1940s, he began friendships with William S. Burroughs and Jack Kerouac, forming the core of the Beat Generation. He vigorously opposed militarism, economic materialism, and sexual repression, and he embodied various aspects of this counterculture with his views on drugs, sex, multiculturalism, hostility to bureaucracy, and openness to Eastern religions.
Best known for his poem "Howl", Ginsberg denounced what he saw as the destructive forces of capitalism and conformity in the United States. San Francisco police and US Customs seized copies of "Howl" in 1956, and a subsequent obscenity trial in 1957 attracted widespread publicity due to the poem's language and descriptions of heterosexual and homosexual sex at a time when sodomy laws made (male) homosexual acts a crime in every state. The poem reflected Ginsberg's own sexuality and his relationships with a number of men, including Peter Orlovsky, his lifelong partner. Judge Clayton W. Horn ruled that "Howl" was not obscene, asking: "Would there be any freedom of press or speech if one must reduce his vocabulary to vapid innocuous euphemisms?"
Ginsberg was a Buddhist who extensively studied Eastern religious disciplines. He lived modestly, buying his clothing in second-hand stores and residing in apartments in New York City's East Village. One of his most influential teachers was Tibetan Buddhist Chögyam Trungpa, the founder of the Naropa Institute in Boulder, Colorado. At Trungpa's urging, Ginsberg and poet Anne Waldman started The Jack Kerouac School of Disembodied Poetics there in 1974.
For decades, Ginsberg was active in political protests across a range of issues from the Vietnam War to the war on drugs. His poem "September on Jessore Road" drew attention to refugees fleeing the 1971 Bangladeshi genocide, exemplifying what literary critic Helen Vendler described as Ginsberg's persistent opposition to "imperial politics" and the "persecution of the powerless". His collection "The Fall of America" shared the annual National Book Award for Poetry in 1974. In 1979, he received the National Arts Club gold medal and was inducted into the American Academy of Arts and Letters. He was a Pulitzer Prize finalist in 1995 for his book "Cosmopolitan Greetings: Poems 1986–1992".
Biography.
Early life and family.
Ginsberg was born into a Jewish family in Newark, New Jersey, and grew up in nearby Paterson. He was the second son of Louis Ginsberg, also born in Newark, a schoolteacher and published poet, and the former Naomi Levy, born in Nevel (Russia) and a fervent Marxist.
As a teenager, Ginsberg began to write letters to "The New York Times" about political issues, such as World War II and workers' rights. He published his first poems in the "Paterson Morning Call". While in high school, Ginsberg became interested in the works of Walt Whitman, inspired by his teacher's passionate reading. In 1943, Ginsberg graduated from Eastside High School and briefly attended Montclair State College before entering Columbia University on a scholarship from the Young Men's Hebrew Association of Paterson.
In 1945, he joined the Merchant Marine to earn money to continue his education at Columbia. While at Columbia, Ginsberg contributed to the "Columbia Review" literary journal, the "Jester" humor magazine, won the Woodberry Poetry Prize, served as president of the Philolexian Society (literary and debate group), and joined Boar's Head Society (poetry society).
He was a resident of Hartley Hall, where other Beat Generation poets such as Jack Kerouac and Herbert Gold also lived. Ginsberg has stated that he considered his required freshman seminar in Great Books, taught by Lionel Trilling, to be his favorite Columbia course.
According to The Poetry Foundation, Ginsberg spent several months in a mental institution after he pleaded insanity during a hearing. He was allegedly being prosecuted for harboring stolen goods in his dorm room. It was noted that the stolen property was not his, but belonged to an acquaintance. Ginsberg also took part in public readings at the Episcopal St. Mark's Church in-the-Bowery which would later hold a memorial service for him after his death.
Relationship with his parents.
Ginsberg referred to his parents in a 1985 interview as "old-fashioned delicatessen philosophers". His mother was also an active member of the Communist Party and took Ginsberg and his brother Eugene to party meetings. Ginsberg later said that his mother "made up bedtime stories that all went something like: 'The good king rode forth from his castle, saw the suffering workers and healed them.'" Of his father Ginsberg said: "My father would go around the house either reciting Emily Dickinson and Longfellow under his breath or attacking T. S. Eliot for ruining poetry with his 'obscurantism.' I grew suspicious of both sides."
Naomi Ginsberg had schizophrenia which often manifested as paranoid delusions, disordered thinking and multiple suicide attempts. She would claim, for example, that the president had implanted listening devices in their home and that her mother-in-law was trying to kill her. Her suspicion of those around her caused Naomi to draw closer to young Allen, "her little pet," as Bill Morgan says in his biography of Ginsberg, titled "I Celebrate Myself: The Somewhat Private Life of Allen Ginsberg". She also tried to kill herself by slitting her wrists and was soon taken to Greystone, a mental hospital; she would spend much of Ginsberg's youth in mental hospitals. His experiences with his mother and her mental illness were a major inspiration for his two major works, "Howl" and his long autobiographical poem "Kaddish for Naomi Ginsberg (1894–1956)".
When he was in junior high school, he accompanied his mother by bus to her therapist. The trip deeply disturbed Ginsberg—he mentioned it and other moments from his childhood in "Kaddish". His experiences with his mother's mental illness and her institutionalization are also frequently referred to in "Howl." For example, "Pilgrim State, Rockland, and Grey Stone's foetid halls" is a reference to institutions frequented by his mother and Carl Solomon, ostensibly the subject of the poem: Pilgrim State Hospital and Rockland State Hospital in New York and Greystone Park Psychiatric Hospital in New Jersey. This is followed soon by the line "with mother finally ******." Ginsberg later admitted the deletion was the expletive "fucked." He also says of Solomon in section three, "I'm with you in Rockland where you imitate the shade of my mother," once again showing the association between Solomon and his mother.
Ginsberg received a letter from his mother after her death responding to a copy of "Howl" he had sent her. It admonished Ginsberg to be good and stay away from drugs; she says, "The key is in the window, the key is in the sunlight at the window—I have the key—Get married Allen don't take drugs—the key is in the bars, in the sunlight in the window." In a letter she wrote to Ginsberg's brother Eugene, she said, "God's informers come to my bed, and God himself I saw in the sky. The sunshine showed too, a key on the side of the window for me to get out. The yellow of the sunshine, also showed the key on the side of the window." These letters and the absence of a facility to recite kaddish inspired Ginsberg to write "Kaddish", which makes references to many details from Naomi's life, Ginsberg's experiences with her, and the letter, including the lines "the key is in the light" and "the key is in the window."
New York Beats.
In Ginsberg's first year at Columbia he met fellow undergraduate Lucien Carr, who introduced him to a number of future Beat writers, including Jack Kerouac, William S. Burroughs, and John Clellon Holmes. They bonded, because they saw in one another an excitement about the potential of American youth, a potential that existed outside the strict conformist confines of post–World War II, McCarthy-era America. Ginsberg and Carr talked excitedly about a "New Vision" (a phrase adapted from Yeats' "A Vision"), for literature and America. Carr also introduced Ginsberg to Neal Cassady, for whom Ginsberg had a long infatuation. In the first chapter of his 1957 novel "On the Road" Kerouac described the meeting between Ginsberg and Cassady. Kerouac saw them as the dark (Ginsberg) and light (Cassady) side of their "New Vision", a perception stemming partly from Ginsberg's association with communism, of which Kerouac had become increasingly distrustful. Though Ginsberg was never a member of the Communist Party, Kerouac named him "Carlo Marx" in "On the Road". This was a source of strain in their relationship.
Also, in New York, Ginsberg met Gregory Corso in the Pony Stable Bar. Corso, recently released from prison, was supported by the Pony Stable patrons and was writing poetry there the night of their meeting. Ginsberg claims he was immediately attracted to Corso, who was straight, but understood homosexuality after three years in prison. Ginsberg was even more struck by reading Corso's poems, realizing Corso was "spiritually gifted." Ginsberg introduced Corso to the rest of his inner circle. In their first meeting at the Pony Stable, Corso showed Ginsberg a poem about a woman who lived across the street from him and sunbathed naked in the window. Amazingly, the woman happened to be Ginsberg's girlfriend that he was living with during one of his forays into heterosexuality. Ginsberg took Corso over to their apartment. There the woman proposed sex with Corso, who was still very young and fled in fear. Ginsberg introduced Corso to Kerouac and Burroughs and they began to travel together. Ginsberg and Corso remained lifelong friends and collaborators.
Shortly after this period in Ginsberg's life, he became romantically involved with Elise Nada Cowen after meeting her through Alex Greer, a philosophy professor at Barnard College whom she had dated for a while during the burgeoning Beat generation's period of development. As a Barnard student, Elise Cowen extensively read the poetry of Ezra Pound and T. S. Eliot, when she met Joyce Johnson and Leo Skir, among other Beat players. As Cowen had felt a strong attraction to darker poetry most of the time, Beat poetry seemed to provide an allure to what suggests a shadowy side of her persona. While at Barnard, Cowen earned the nickname "Beat Alice" as she had joined a small group of anti-establishment artists and visionaries known to outsiders as beatniks, and one of her first acquaintances at the college was the beat poet Joyce Johnson who later portrayed Cowen in her books, including "Minor Characters" and "Come and Join the Dance", which expressed the two women's experiences in the Barnard and Columbia Beat community. Through his association with Elise Cowen, Ginsberg discovered that they shared a mutual friend, Carl Solomon, to whom he later dedicated his most famous poem "Howl." This poem is considered an autobiography of Ginsberg up to 1955, and a brief history of the Beat Generation through its references to his relationship to other Beat artists of that time.
The "Blake vision".
In 1948, in an apartment in East Harlem, Ginsberg experienced an auditory hallucination while masturbating and reading the poetry of William Blake, which he later referred to as his "Blake vision". Ginsberg claimed to have heard the voice of God—also described as the "voice of the Ancient of Days"—or of Blake himself reading "Ah! Sun-flower", "The Sick Rose" and "The Little Girl Lost". The experience lasted several days, with him believing that he had witnessed the interconnectedness of the universe; Ginsberg recounted that after looking at latticework on the fire escape of the apartment and then at the sky, he intuited that one had been crafted by human beings, while the other had been crafted by itself. He explained that this hallucination was not inspired by drug use, but said he sought to recapture the feeling of interconnectedness later with various drugs.
San Francisco Renaissance.
Ginsberg moved to San Francisco during the 1950s. Before "Howl and Other Poems" was published in 1956 by City Lights, he worked as a market researcher.
In 1954, in San Francisco, Ginsberg met Peter Orlovsky (1933–2010), with whom he fell in love and who remained his lifelong partner. Selections from their correspondence have been published.
Also in San Francisco, Ginsberg met members of the San Francisco Renaissance (James Broughton, Robert Duncan, Madeline Gleason and Kenneth Rexroth) and other poets who would later be associated with the Beat Generation in a broader sense. Ginsberg's mentor William Carlos Williams wrote an introductory letter to San Francisco Renaissance figurehead Kenneth Rexroth, who then introduced Ginsberg into the San Francisco poetry scene. There, Ginsberg also met three budding poets and Zen enthusiasts who had become friends at Reed College: Gary Snyder, Philip Whalen, and Lew Welch. In 1959, along with poets John Kelly, Bob Kaufman, A. D. Winans, and William Margolis, Ginsberg was one of the founders of the "Beatitude" poetry magazine.
Wally Hedrick—a painter and co-founder of the Six Gallery—approached Ginsberg in mid-1955 and asked him to organize a poetry reading at the Six Gallery. At first, Ginsberg refused, but once he had written a rough draft of "Howl," he changed his "fucking mind," as he put it. Ginsberg advertised the event as "Six Poets at the Six Gallery." One of the most important events in Beat mythos, known simply as "The Six Gallery reading" took place on October 7, 1955. The event, in essence, brought together the East and West Coast factions of the Beat Generation. Of more personal significance to Ginsberg, the reading that night included the first public presentation of "Howl," a poem that brought worldwide fame to Ginsberg and to many of the poets associated with him. An account of that night can be found in Kerouac's novel "The Dharma Bums", describing how change was collected from audience members to buy jugs of wine, and Ginsberg reading passionately, drunken, with arms outstretched.
Ginsberg's principal work, "Howl," is well known for its opening line: "I saw the best minds of my generation destroyed by madness, starving hysterical naked [...]." "Howl" was considered scandalous at the time of its publication, because of the rawness of its language. Shortly after its 1956 publication by San Francisco's City Lights Bookstore, it was banned for obscenity. The ban became a cause célèbre among defenders of the First Amendment, and was later lifted, after Judge Clayton W. Horn declared the poem to possess redeeming artistic value. Ginsberg and Shig Murao, the City Lights manager who was jailed for selling "Howl," became lifelong friends.
Biographical references in "Howl".
Ginsberg claimed at one point that all of his work was an extended biography (like Kerouac's "Duluoz Legend"). "Howl" is not only a biography of Ginsberg's experiences before 1955, but also a history of the Beat Generation. Ginsberg also later claimed that at the core of "Howl" were his unresolved emotions about his schizophrenic mother. Though "Kaddish" deals more explicitly with his mother, "Howl" in many ways is driven by the same emotions. "Howl" chronicles the development of many important friendships throughout Ginsberg's life. He begins the poem with "I saw the best minds of my generation destroyed by madness", which sets the stage for Ginsberg to describe Cassady and Solomon, immortalizing them into American literature. This madness was the "angry fix" that society needed to function—madness was its disease. In the poem, Ginsberg focused on "Carl Solomon! I'm with you in Rockland", and, thus, turned Solomon into an archetypal figure searching for freedom from his "straightjacket". Though references in most of his poetry reveal much about his biography, his relationship to other members of the Beat Generation, and his own political views, "Howl," his most famous poem, is still perhaps the best place to start.
To Paris and the "Beat Hotel", Tangier and India.
In 1957, Ginsberg surprised the literary world by abandoning San Francisco. After a spell in Morocco, he and Peter Orlovsky joined Gregory Corso in Paris. Corso introduced them to a shabby lodging house above a bar at 9 rue Gît-le-Cœur that was to become known as the Beat Hotel. They were soon joined by Burroughs and others. It was a productive, creative time for all of them. There, Ginsberg began his epic poem "Kaddish," Corso composed "Bomb" and "Marriage", and Burroughs (with help from Ginsberg and Corso) put together "Naked Lunch" from previous writings. This period was documented by the photographer Harold Chapman, who moved in at about the same time, and took pictures constantly of the residents of the "hotel" until it closed in 1963. During 1962–1963, Ginsberg and Orlovsky travelled extensively across India, living half a year at a time in Calcutta (now Kolkata) and Benares (Varanasi). On his road to India he stayed two months in Athens ( August 29, 1961 - October 31, 1961) where he visited various cites such as Delphi, Mycines, Crete, and then he continued his journey to Israel, Kenya and finally India. Also during this time, he formed friendships with some of the prominent young Bengali poets of the time including Shakti Chattopadhyay and Sunil Gangopadhyay. Ginsberg had several political connections in India; most notably Pupul Jayakar who helped him extend his stay in India when the authorities were eager to expel him.
England and the International Poetry Incarnation.
In May 1965, Ginsberg arrived in London, and offered to read anywhere for free. Shortly after his arrival, he gave a reading at Better Books, which was described by Jeff Nuttall as "the first healing wind on a very parched collective mind." Tom McGrath wrote: "This could well turn out to have been a very significant moment in the history of England—or at least in the history of English Poetry."
Soon after the bookshop reading, plans were hatched for the International Poetry Incarnation, which was held at the Royal Albert Hall in London on June 11, 1965. The event attracted an audience of 7,000, who heard readings and live and tape performances by a wide variety of figures, including Ginsberg, Adrian Mitchell, Alexander Trocchi, Harry Fainlight, Anselm Hollo, Christopher Logue, George MacBeth, Gregory Corso, Lawrence Ferlinghetti, Michael Horovitz, Simon Vinkenoog, Spike Hawkins and Tom McGrath. The event was organized by Ginsberg's friend, the filmmaker Barbara Rubin.
Peter Whitehead documented the event on film and released it as "Wholly Communion". A book featuring images from the film and some of the poems that were performed was also published under the same title by Lorrimer in the UK and Grove Press in US.
Continuing literary activity.
Though the term "Beat" is most accurately applied to Ginsberg and his closest friends (Corso, Orlovsky, Kerouac, Burroughs, etc.), the term "Beat Generation" has become associated with many of the other poets Ginsberg met and became friends with in the late 1950s and early 1960s. A key feature of this term seems to be a friendship with Ginsberg. Friendship with Kerouac or Burroughs might also apply, but both writers later strove to disassociate themselves from the name "Beat Generation." Part of their dissatisfaction with the term came from the mistaken identification of Ginsberg as the leader. Ginsberg never claimed to be the leader of a movement. He claimed that many of the writers with whom he had become friends in this period shared many of the same intentions and themes. Some of these friends include: David Amram, Bob Kaufman; Diane di Prima; Jim Cohn; poets associated with the Black Mountain College such as Charles Olson, Robert Creeley, and Denise Levertov; poets associated with the New York School such as Frank O'Hara and Kenneth Koch. LeRoi Jones before he became Amiri Baraka, who, after reading "Howl", wrote a letter to Ginsberg on a sheet of toilet paper. Baraka's independent publishing house Totem Press published Ginsberg's early work. Through a party organized by Baraka, Ginsberg was introduced to Langston Hughes while Ornette Coleman played saxophone.
Later in his life, Ginsberg formed a bridge between the beat movement of the 1950s and the hippies of the 1960s, befriending, among others, Timothy Leary, Ken Kesey, Hunter S. Thompson, and Bob Dylan. Ginsberg gave his last public reading at Booksmith, a bookstore in the Haight-Ashbury neighborhood of San Francisco, a few months before his death. In 1993, Ginsberg visited the University of Maine at Orono to pay homage to the 90-year-old great Carl Rakosi.
Buddhism and Krishna.
In 1950, Kerouac began studying Buddhism and shared what he learned from Dwight Goddard's "Buddhist Bible" with Ginsberg. Ginsberg first heard about the Four Noble Truths and such sutras as the Diamond Sutra at this time.
Ginsberg's spiritual journey began early on with his spontaneous visions, and continued with an early trip to India with Gary Snyder. Snyder had previously spent time in Kyoto to study at the First Zen Institute at Daitoku-ji Monastery. At one point, Snyder chanted the Prajnaparamita, which in Ginsberg's words "blew my mind." His interest piqued, Ginsberg traveled to meet the Dalai Lama as well as the Karmapa at Rumtek Monastery. Continuing on his journey, Ginsberg met Dudjom Rinpoche in Kalimpong, who taught him: "If you see something horrible, don't cling to it, and if you see something beautiful, don't cling to it."
After returning to the United States, a chance encounter on a New York City street with Chögyam Trungpa Rinpoche (they both tried to catch the same cab), a Kagyu and Nyingma Tibetan Buddhist master, led to Trungpa becoming his friend and lifelong teacher. Ginsberg helped Trungpa and New York poet Anne Waldman in founding the Jack Kerouac School of Disembodied Poetics at Naropa University in Boulder, Colorado.
Ginsberg was also involved with Krishnaism. He had started incorporating chanting the Hare Krishna mantra into his religious practice in the mid-1960s. After learning that A. C. Bhaktivedanta Swami Prabhupada, the founder of the Hare Krishna movement in the Western world had rented a store front in New York, he befriended him, visiting him often and suggesting publishers for his books, and a fruitful relationship began. This relationship is documented by Satsvarupa dasa Goswami in his biographical account "Srila Prabhupada Lilamrta". Ginsberg donated money, materials, and his reputation to help the Swami establish the first temple, and toured with him to promote his cause.
Despite disagreeing with many of Bhaktivedanta Swami's required prohibitions, Ginsberg often sang the Hare Krishna mantra publicly as part of his philosophy and declared that it brought a state of ecstasy. He was glad that Bhaktivedanta Swami, an authentic swami from India, was now trying to spread the chanting in America. Along with other counterculture ideologists like Timothy Leary, Gary Snyder, and Alan Watts, Ginsberg hoped to incorporate Bhaktivedanta Swami and his chanting into the hippie movement, and agreed to take part in the Mantra-Rock Dance concert and to introduce the swami to the Haight-Ashbury hippie community.
On January 17, 1967, Ginsberg helped plan and organize a reception for Bhaktivedanta Swami at San Francisco International Airport, where fifty to a hundred hippies greeted the Swami, chanting Hare Krishna in the airport lounge with flowers in hands. To further support and promote Bhaktivendata Swami's message and chanting in San Francisco, Allen Ginsberg agreed to attend the Mantra-Rock Dance, a musical event 1967 held at the Avalon Ballroom by the San Francisco Hare Krishna temple. It featured some leading rock bands of the time: Big Brother and the Holding Company with Janis Joplin, the Grateful Dead, and Moby Grape, who performed there along with the Hare Krishna founder Bhaktivedanta Swami and donated proceeds to the Krishna temple. Ginsberg introduced Bhaktivedanta Swami to some three thousand hippies in the audience and led the chanting of the Hare Krishna mantra.
Music and chanting were both important parts of Ginsberg's live delivery during poetry readings. He often accompanied himself on a harmonium, and was often accompanied by a guitarist. It is believed that the Hindi and Buddhist poet Nagarjun had introduced Ginsberg to the harmonium in Banaras. According to Malay Roy Choudhury, Ginsberg refined his practice while learning from his relatives, including his cousin Savitri Banerjee. When Ginsberg asked if he could sing a song in praise of Lord Krishna on William F. Buckley, Jr.'s TV show "Firing Line" on September 3, 1968, Buckley acceded and the poet chanted slowly as he played dolefully on a harmonium. According to Richard Brookhiser, an associate of Buckley's, the host commented that it was "the most unharried Krishna I've ever heard."
At the 1967 Human Be-In in San Francisco's Golden Gate Park, the 1968 Democratic National Convention in Chicago, and the 1970 Black Panther rally at Yale campus Allen chanted "Om" repeatedly over a sound system for hours on end.
Ginsberg further brought mantras into the world of rock and roll when he recited the Heart Sutra in the song "Ghetto Defendant." The song appears on the 1982 album Combat Rock by British first wave punk band The Clash.
Ginsberg came in touch with the Hungryalist poets of Bengal, especially Malay Roy Choudhury, who introduced Ginsberg to the three fish with one head of Indian emperor Jalaluddin Mohammad Akbar. The three fish symbolised coexistence of all thought, philosophy, and religion.
In spite of Ginsberg's attraction to Eastern religions, the journalist Jane Kramer argues that he, like Whitman, adhered to an "American brand of mysticism" that was "rooted in humanism and in a romantic and visionary ideal of harmony among men."
The Allen Ginsberg Estate and Jewel Heart International partnered to present "Transforming Minds: Kyabje Gelek Rimpoche and Friends," a gallery and online exhibition of images of Gelek Rimpoche by Allen Ginsberg, a student with whom he had an “indissoluble bond,” in 2021 at Tibet House US in New York City. Fifty negatives from Ginsberg's Stanford University photo archive celebrated "the unique relationship between Allen and Rimpoche." The selection of never-before presented images, featuring great Tibetan masters including the Dalai Lama, Tibetologists, and students were "guided by Allen's extensive notes on the contact sheets and images he'd circled with the intention to print."
Illness and death.
In 1960, he was treated for a tropical disease, and it is speculated that he contracted hepatitis from an unsterilized needle administered by a doctor, which played a role in his death 37 years later.
Ginsberg was a lifelong smoker, and though he tried to quit for health and religious reasons, his busy schedule in later life made it difficult, and he always returned to smoking.
In the 1970s, Ginsberg had two minor strokes which were first diagnosed as Bell's palsy, which gave him significant paralysis and stroke-like drooping of the muscles in one side of his face.
Later in life, he also had constant minor ailments such as high blood pressure. Many of these symptoms were related to stress, but he never slowed down his schedule.
Ginsberg won a 1974 National Book Award for ' (split with Adrienne Rich, ').
In 1986, Ginsberg was awarded the Golden Wreath by the Struga Poetry Evenings International Festival in Macedonia, the second American poet to be so awarded since W. H. Auden. At Struga, Ginsberg met with the other Golden Wreath winners, Bulat Okudzhava and Andrei Voznesensky.
In 1989, Ginsberg appeared in Rosa von Praunheim's award-winning film "Silence = Death" about the fight of gay artists in New York City for AIDS-education and the rights of HIV infected people.
In 1993, the French Minister of Culture appointed Ginsberg a Chevalier des Arts et des Lettres.
Ginsberg continued to help his friends as much as he could: he gave money to Herbert Huncke out of his own pocket, regularly supplied neighbor Arthur Russell with an extension cord to power his home recording setup, and housed a broke, drug-addicted Harry Smith.
With the exception of a special guest appearance at the NYU Poetry Slam on February 20, 1997, Ginsberg gave what is thought to be his last reading at The Booksmith in San Francisco on December 16, 1996.
After returning home from the hospital for the last time, where he had been unsuccessfully treated for congestive heart failure, Ginsberg continued making phone calls to say goodbye to nearly everyone in his address book. Some of the phone calls were sad and interrupted by crying, and others were joyous and optimistic. Ginsberg continued to write through his final illness, with his last poem, "Things I'll Not Do (Nostalgias)", written on March 30.
He died on April 5, 1997, surrounded by family and friends in his East Village loft in Manhattan, succumbing to liver cancer via complications of hepatitis at the age of 70. Gregory Corso, Roy Lichtenstein, Patti Smith and others came by to pay their respects. He was cremated, and his ashes were buried in his family plot in Gomel Chesed Cemetery in Newark. He was survived by Orlovsky.
In 1998, various writers, including Catfish McDaris read at a gathering at Ginsberg's farm to honor Allen and the Beats.
"Good Will Hunting" (released in December 1997) was dedicated to Ginsberg, as well as Burroughs, who died four months later.
Social and political activism.
Free speech.
Ginsberg's willingness to talk about taboo subjects made him a controversial figure during the conservative 1950s, and a significant figure in the 1960s. In the mid-1950s, no reputable publishing company would even consider publishing "Howl". At the time, such "sex talk" employed in "Howl" was considered by some to be vulgar or even a form of pornography, and could be prosecuted under law. Ginsberg used phrases such as "cocksucker", "fucked in the ass", and "cunt" as part of the poem's depiction of different aspects of American culture. Numerous books that discussed sex were banned at the time, including "Lady Chatterley's Lover". The sex that Ginsberg described did not portray the sex between heterosexual married couples, or even longtime lovers. Instead, Ginsberg portrayed casual sex. For example, in "Howl", Ginsberg praises the man "who sweetened the snatches of a million girls." Ginsberg used gritty descriptions and explicit sexual language, pointing out the man "who lounged hungry and lonesome through Houston seeking jazz or sex or soup." In his poetry, Ginsberg also discussed the then-taboo topic of homosexuality. The explicit sexual language that filled "Howl" eventually led to an important trial on First Amendment issues. Ginsberg's publisher was brought up on charges for publishing pornography, and the outcome led to a judge going on record dismissing charges, because the poem carried "redeeming social importance," thus setting an important legal precedent. Ginsberg continued to broach controversial subjects throughout the 1970s, 1980s, and 1990s. From 1970 to 1996, Ginsberg had a long-term affiliation with PEN American Center with efforts to defend free expression. When explaining how he approached controversial topics, he often pointed to Herbert Huncke: he said that when he first got to know Huncke in the 1940s, Ginsberg saw that he was sick from his heroin addiction, but at the time heroin was a taboo subject and Huncke was left with nowhere to go for help.
Role in Vietnam War protests.
Ginsberg was a signer of the anti-war manifesto "A Call to Resist Illegitimate Authority", circulated among draft resistors in 1967 by members of the radical intellectual collective RESIST. Other signers and RESIST members included Mitchell Goodman, Henry Braun, Denise Levertov, Noam Chomsky, William Sloane Coffin, Dwight Macdonald, Robert Lowell, and Norman Mailer. In 1968, Ginsberg signed the "Writers and Editors War Tax Protest" pledge, vowing to refuse tax payments in protest against the Vietnam War, and later became a sponsor of the War Tax Resistance project, which practiced and advocated tax resistance as a form of anti-war protest.
He was present the night of the Tompkins Square Park riot (1988) and provided an eyewitness account to "The New York Times".
Relationship to communism.
Ginsberg talked openly about his connections with communism and his admiration for past communist heroes and the labor movement at a time when the Red Scare and McCarthyism were still raging. He admired Fidel Castro and many other Marxist figures from the 20th century. In "America" (1956), Ginsberg writes: "America, I used to be a communist when I was a kid I'm not sorry". Biographer Jonah Raskin has claimed that, despite his often stark opposition to communist orthodoxy, Ginsberg held "his own idiosyncratic version of communism." On the other hand, when Donald Manes, a New York City politician, publicly accused Ginsberg of being a member of the Communist Party, Ginsberg objected: "I am not, as a matter of fact, a member of the Communist party, nor am I dedicated to the overthrow of the U.S. government or any government by violence ... I must say that I see little difference between the armed and violent governments both Communist and Capitalist that I have observed".
Ginsberg travelled to several communist countries to promote free speech. He claimed that communist countries, such as China, welcomed him because they thought he was an enemy of capitalism, but often turned against him when they saw him as a troublemaker. For example, in 1965 Ginsberg was deported from Cuba for publicly protesting the persecution of homosexuals. The Cubans sent him to Czechoslovakia, where one week after being named the "Král majálesu" ("King of May", a students' festivity, celebrating spring and student life), Ginsberg was arrested for alleged drug use and public drunkenness, and the security agency StB confiscated several of his writings, which they considered to be lewd and morally dangerous. Ginsberg was then deported from Czechoslovakia on May 7, 1965, by order of the StB. Václav Havel points to Ginsberg as an important inspiration.
Gay rights.
One contribution that is often considered his most significant and most controversial was his openness about homosexuality. Ginsberg was an early proponent of freedom for gay people. In 1943, he discovered within himself "mountains of homosexuality." He expressed this desire openly and graphically in his poetry. He also struck a note for gay marriage by listing Peter Orlovsky, his lifelong companion, as his spouse in his "Who's Who" entry. Subsequent gay writers saw his frank talk about homosexuality as an opening to speak more openly and honestly about something often before only hinted at or spoken of in metaphor.
In writing about sexuality in graphic detail and in his frequent use of language seen as indecent, he challenged—and ultimately changed—obscenity laws. He was a staunch supporter of others whose expression challenged obscenity laws (William S. Burroughs and Lenny Bruce, for example).
Association with NAMBLA.
Ginsberg was a supporter and member of the North American Man/Boy Love Association (NAMBLA), a pedophilia and pederasty advocacy organization in the United States that works to abolish age of consent laws and legalize sexual relations between adults and children. Saying that he joined the organization "in defense of free speech", Ginsberg stated: "Attacks on NAMBLA stink of politics, witchhunting for profit, humorlessness, vanity, anger and ignorance ... I'm a member of NAMBLA because I love boys too—everybody does, who has a little humanity". In 1994, Ginsberg appeared in a documentary on NAMBLA called "" (playing on the gay male slang term "Chickenhawk"), in which he read a "graphic ode to youth".
In her 2002 book "Heartbreak", Andrea Dworkin claimed Ginsberg had ulterior motives for allying with NAMBLA. In reference to his onetime friend Dworkin, Ginsberg stated:
Demystification of drugs.
Ginsberg talked often about drug use. He organized the New York City chapter of LeMar (Legalize Marijuana). Throughout the 1960s he took an active role in the demystification of LSD, and, with Timothy Leary, worked to promote its common use. He remained for many decades an advocate of marijuana legalization, and, at the same time, warned his audiences against the hazards of tobacco in his "Put Down Your Cigarette Rag (Don't Smoke):" "Don't Smoke Don't Smoke Nicotine Nicotine No / No don't smoke the official Dope Smoke Dope Dope."
CIA drug trafficking.
Ginsberg worked closely with Alfred W. McCoy on the latter's book "The Politics of Heroin in Southeast Asia", which claimed that the CIA was knowingly involved in the production of heroin in the Golden Triangle of Burma, Thailand, and Laos. In addition to working with McCoy, Ginsberg personally confronted Richard Helms, the director of the CIA in the 1970s, about the matter, but Helms denied that the CIA had anything to do with selling illegal drugs. Allen wrote many essays and articles, researching and compiling evidence of the CIA's alleged involvement in drug trafficking, but it took ten years, and the publication of McCoy's book in 1972, before anyone took him seriously. In 1978, Ginsberg received a note from the chief editor of "The New York Times", apologizing for not having taken his allegations seriously. The political subject is dealt with in his song/poem "CIA Dope calypso". The United States Department of State responded to McCoy's initial allegations stating that they were "unable to find any evidence to substantiate them, much less proof." Subsequent investigations by the Inspector General of the CIA, United States House Committee on Foreign Affairs, and United States Senate Select Committee to Study Governmental Operations with Respect to Intelligence Activities, a.k.a. the Church Committee, also found the charges to be unsubstantiated.
Work.
Most of Ginsberg's very early poetry was written in formal rhyme and meter like that of his father, and of his idol William Blake. His admiration for the writing of Jack Kerouac inspired him to take poetry more seriously. In 1955, upon the advice of a psychiatrist, Ginsberg dropped out of the working world to devote his entire life to poetry. Soon after, he wrote "Howl", the poem that brought him and his Beat Generation contemporaries to national attention and allowed him to live as a professional poet for the rest of his life. Later in life, Ginsberg entered academia, teaching poetry as Distinguished Professor of English at Brooklyn College from 1986 until his death.
Inspiration from friends.
Ginsberg claimed throughout his life that his biggest inspiration was Kerouac's concept of "spontaneous prose." He believed literature should come from the soul without conscious restrictions. Ginsberg was much more prone to revise than Kerouac. For example, when Kerouac saw the first draft of "Howl," he disliked the fact that Ginsberg had made editorial changes in pencil (transposing "negro" and "angry" in the first line, for example). Kerouac only wrote out his concepts of spontaneous prose at Ginsberg's insistence because Ginsberg wanted to learn how to apply the technique to his poetry.
The inspiration for "Howl" was Ginsberg's friend, Carl Solomon, and "Howl" is dedicated to him. Solomon was a Dada and Surrealism enthusiast (he introduced Ginsberg to Artaud) who had bouts of clinical depression. Solomon wanted to commit suicide, but he thought a form of suicide appropriate to dadaism would be to go to a mental institution and demand a lobotomy. The institution refused, giving him many forms of therapy, including electroshock therapy. Much of the final section of the first part of "Howl" is a description of this.
Ginsberg used Solomon as an example of all those ground down by the machine of "Moloch." Moloch, to whom the second section is addressed, is a Levantine god to whom children were sacrificed. Ginsberg may have gotten the name from the Kenneth Rexroth poem "Thou Shalt Not Kill," a poem about the death of one of Ginsberg's heroes, Dylan Thomas. Moloch is mentioned a few times in the Torah and references to Ginsberg's Jewish background are frequent in his work. Ginsberg said the image of Moloch was inspired by peyote visions he had of the Francis Drake Hotel in San Francisco which appeared to him as a skull; he took it as a symbol of the city (not specifically San Francisco, but all cities). Ginsberg later acknowledged in various publications and interviews that behind the visions of the Francis Drake Hotel were memories of the Moloch of Fritz Lang's film "Metropolis" (1927) and of the woodcut novels of Lynd Ward. Moloch has subsequently been interpreted as any system of control, including the conformist society of post-World War II America, focused on material gain, which Ginsberg frequently blamed for the destruction of all those outside of societal norms.
He also made sure to emphasize that Moloch is a part of humanity in multiple aspects, in that the decision to "defy" socially created systems of control—and therefore go against Moloch—is a form of self-destruction. Many of the characters Ginsberg references in "Howl", such as Neal Cassady and Herbert Huncke, destroyed themselves through excessive substance abuse or a generally wild lifestyle. The personal aspects of "Howl" are perhaps as important as the political aspects. Carl Solomon, the prime example of a "best mind" destroyed by defying society, is associated with Ginsberg's schizophrenic mother: the line "with mother finally fucked" comes after a long section about Carl Solomon, and in Part III, Ginsberg says: "I'm with you in Rockland where you imitate the shade of my mother." Ginsberg later admitted that the drive to write "Howl" was fueled by sympathy for his ailing mother, an issue which he was not yet ready to deal with directly. He dealt with it directly with 1959's "Kaddish", which had its first public reading at a Catholic Worker Friday Night meeting, possibly due to its associations with Thomas Merton.
Inspiration from mentors and idols.
Ginsberg's poetry was strongly influenced by Modernism (most importantly the American style of Modernism pioneered by William Carlos Williams), Romanticism (specifically William Blake and John Keats), the beat and cadence of jazz (specifically that of bop musicians such as Charlie Parker), and his Kagyu Buddhist practice and Jewish background. He considered himself to have inherited the visionary poetic mantle handed down from the English poet and artist William Blake, the American poet Walt Whitman and the Spanish poet Federico García Lorca. The power of Ginsberg's verse, its searching, probing focus, its long and lilting lines, as well as its New World exuberance, all echo the continuity of inspiration that he claimed.
He corresponded with William Carlos Williams, who was then in the middle of writing his epic poem "Paterson" about the industrial city near his home. After attending a reading by Williams, Ginsberg sent the older poet several of his poems and wrote an introductory letter. Most of these early poems were rhymed and metered and included archaic pronouns like "thee." Williams disliked the poems and told Ginsberg, "In this mode perfection is basic, and these poems are not perfect."
Though he disliked these early poems, Williams loved the exuberance in Ginsberg's letter. He included the letter in a later part of "Paterson". He encouraged Ginsberg not to emulate the old masters, but to speak with his own voice and the voice of the common American. From Williams, Ginsberg learned to focus on strong visual images, in line with Williams' own motto "No ideas but in things." Studying Williams' style led to a tremendous shift from the early formalist work to a loose, colloquial free verse style. Early breakthrough poems include "Bricklayer's Lunch Hour" and "Dream Record".
Carl Solomon introduced Ginsberg to the work of Antonin Artaud ("To Have Done with the Judgement of God" and "Van Gogh: The Man Suicided by Society"), and Jean Genet ("Our Lady of the Flowers"). Philip Lamantia introduced him to other Surrealists and Surrealism continued to be an influence (for example, sections of "Kaddish" were inspired by André Breton's "Free Union"). Ginsberg claimed that the anaphoric repetition of "Howl" and other poems was inspired by Christopher Smart in such poems as "Jubilate Agno". Ginsberg also claimed other more traditional influences, such as: Franz Kafka, Herman Melville, Fyodor Dostoevsky, Edgar Allan Poe, and Emily Dickinson.
Ginsberg also made an intense study of haiku and the paintings of Paul Cézanne, from which he adapted a concept important to his work, which he called the "Eyeball Kick". He noticed in viewing Cézanne's paintings that when the eye moved from one color to a contrasting color, the eye would spasm, or "kick." Likewise, he discovered that the contrast of two seeming opposites was a common feature in haiku. Ginsberg used this technique in his poetry, putting together two starkly dissimilar images: something weak with something strong, an artifact of high culture with an artifact of low culture, something holy with something unholy. The example Ginsberg most often used was "hydrogen jukebox" (which later became the title of a song cycle composed by Philip Glass with lyrics drawn from Ginsberg's poems). Another example is Ginsberg's observation on Bob Dylan during Dylan's hectic and intense 1966 electric-guitar tour, fueled by a cocktail of amphetamines, opiates, alcohol, and psychedelics, as a "Dexedrine Clown". The phrases "eyeball kick" and "hydrogen jukebox" both show up in "Howl", as well as a direct quote from Cézanne: "Pater Omnipotens Aeterna Deus".
Inspiration from music.
Allen Ginsberg also found inspiration in music. He frequently included music in his poetry, invariably composing his tunes on an old Indian harmonium, which he often played during his readings. He wrote and recorded music to accompany William Blake's "Songs of Innocence" and "Songs of Experience". He also recorded a handful of other albums. To create music for "Howl" and "Wichita Vortex Sutra," he worked with the minimalist composer, Philip Glass.
Ginsberg worked with, drew inspiration from, and inspired artists such as Bob Dylan, The Clash, Patti Smith, Phil Ochs, and The Fugs. He worked with Dylan on various projects and maintained a friendship with him over many years.
In 1981, Ginsberg recorded a song called "Birdbrain." He was backed by the Gluons, and the track was released as a single. In 1996, he recorded a song co-written with Paul McCartney and Philip Glass, "The Ballad of the Skeletons", which reached number 8 on the Triple J Hottest 100 for that year.
Style and technique.
From the study of his idols and mentors and the inspiration of his friends—not to mention his own experiments—Ginsberg developed an individualistic style that's easily identified as Ginsbergian. Ginsberg stated that Whitman's long line was a dynamic technique few other poets had ventured to develop further, and Whitman is also often compared to Ginsberg because their poetry sexualized aspects of the male form.
Many of Ginsberg's early long line experiments contain some sort of anaphora, repetition of a "fixed base" (for example "who" in "Howl", "America" in "America") and this has become a recognizable feature of Ginsberg's style. He said later this was a crutch because he lacked confidence; he did not yet trust "free flight." In the 1960s, after employing it in some sections of "Kaddish" ("caw" for example) he, for the most part, abandoned the anaphoric form. 'Latter-Day Beat' Bob Dylan is known for using anaphora, as in 'Tangled Up in Blue' where the phrase, returned to at the end of every verse, takes the place of a chorus.
Several of his earlier experiments with methods for formatting poems as a whole became regular aspects of his style in later poems. In the original draft of "Howl", each line is in a "stepped triadic" format reminiscent of William Carlos Williams. He abandoned the "stepped triadic" when he developed his long line although the stepped lines showed up later, most significantly in the travelogues of "The Fall of America". "Howl" and "Kaddish", arguably his two most important poems, are both organized as an inverted pyramid, with larger sections leading to smaller sections. In "America", he also experimented with a mix of longer and shorter lines.
Ginsberg's mature style made use of many specific, highly developed techniques, which he expressed in the "poetic slogans" he used in his Naropa teaching. Prominent among these was the inclusion of his unedited mental associations so as to reveal the mind at work ("First thought, best thought." "Mind is shapely, thought is shapely.") He preferred expression through carefully observed physical details rather than abstract statements ("Show, don't tell." "No ideas but in things.") In these he carried on and developed traditions of modernism in writing that are also found in Kerouac and Whitman.
In "Howl" and in his other poetry, Ginsberg drew inspiration from the epic, free verse style of the 19th-century American poet Walt Whitman. Both wrote passionately about the promise (and betrayal) of American democracy, the central importance of erotic experience, and the spiritual quest for the truth of everyday existence. J. D. McClatchy, editor of the "Yale Review", called Ginsberg "the best-known American poet of his generation, as much a social force as a literary phenomenon." McClatchy added that Ginsberg, like Whitman, "was a bard in the old manner—outsized, darkly prophetic, part exuberance, part prayer, part rant. His work is finally a history of our era's psyche, with all its contradictory urges." McClatchy's barbed eulogies define the essential difference between Ginsberg ("a beat poet whose writing was [...] journalism raised by combining the recycling genius with a generous mimic-empathy, to strike audience-accessible chords; always lyrical and sometimes truly poetic") and Kerouac ("a poet of singular brilliance, the brightest luminary of a 'beat generation' he came to symbolise in popular culture [...] [though] in reality he far surpassed his contemporaries [...] Kerouac is an originating genius, exploring then answering—like Rimbaud a century earlier, by necessity more than by choice—the demands of authentic self-expression as applied to the evolving quicksilver mind of America's only literary virtuoso [...]").
Honors.
His collection "The Fall of America" shared the annual U.S. National Book Award for Poetry in 1974. In 1979, he received the National Arts Club gold medal and was inducted into the American Academy and Institute of Arts and Letters. Ginsberg was a Pulitzer Prize finalist in 1995 for his book "Cosmopolitan Greetings: Poems 1986–1992". In 1993, he received a John Jay Award posthumously from Columbia.
In 2014, Ginsberg was one of the inaugural honorees in the Rainbow Honor Walk, a walk of fame in San Francisco's Castro neighborhood noting LGBTQ people who have "made significant contributions in their fields."
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1018 | Algebraically closed field | In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in .
Examples.
As an example, the field of real numbers is not algebraically closed, because the polynomial equation formula_1 has no solution in real numbers, even though all its coefficients (1 and 0) are real. The same argument proves that no subfield of the real field is algebraically closed; in particular, the field of rational numbers is not algebraically closed. By contrast, the fundamental theorem of algebra states that the field of complex numbers is algebraically closed. Another example of an algebraically closed field is the field of (complex) algebraic numbers.
No finite field "F" is algebraically closed, because if "a"1, "a"2, ..., "an" are the elements of "F", then the polynomial ("x" − "a"1)("x" − "a"2) ⋯ ("x" − "a""n") + 1
has no zero in "F". However, the union of all finite fields of a fixed characteristic "p" is an algebraically closed field, which is, in fact, the algebraic closure of the field formula_2 with "p" elements.
Equivalent properties.
Given a field "F", the assertion ""F" is algebraically closed" is equivalent to other assertions:
The only irreducible polynomials are those of degree one.
The field "F" is algebraically closed if and only if the only irreducible polynomials in the polynomial ring "F"["x"] are those of degree one.
The assertion "the polynomials of degree one are irreducible" is trivially true for any field. If "F" is algebraically closed and "p"("x") is an irreducible polynomial of "F"["x"], then it has some root "a" and therefore "p"("x") is a multiple of "x" − "a". Since "p"("x") is irreducible, this means that "p"("x") = "k"("x" − "a"), for some "k" ∈ "F" \ {0}. On the other hand, if "F" is not algebraically closed, then there is some non-constant polynomial "p"("x") in "F"["x"] without roots in "F". Let "q"("x") be some irreducible factor of "p"("x"). Since "p"("x") has no roots in "F", "q"("x") also has no roots in "F". Therefore, "q"("x") has degree greater than one, since every first degree polynomial has one root in "F".
Every polynomial is a product of first degree polynomials.
The field "F" is algebraically closed if and only if every polynomial "p"("x") of degree "n" ≥ 1, with coefficients in "F", splits into linear factors. In other words, there are elements "k", "x"1, "x"2, ..., "xn" of the field "F" such that "p"("x") = "k"("x" − "x"1)("x" − "x"2) ⋯ ("x" − "xn").
If "F" has this property, then clearly every non-constant polynomial in "F"["x"] has some root in "F"; in other words, "F" is algebraically closed. On the other hand, that the property stated here holds for "F" if "F" is algebraically closed follows from the previous property together with the fact that, for any field "K", any polynomial in "K"["x"] can be written as a product of irreducible polynomials.
Polynomials of prime degree have roots.
If every polynomial over "F" of prime degree has a root in "F", then every non-constant polynomial has a root in "F". It follows that a field is algebraically closed if and only if every polynomial over "F" of prime degree has a root in "F".
The field has no proper algebraic extension.
The field "F" is algebraically closed if and only if it has no proper algebraic extension.
If "F" has no proper algebraic extension, let "p"("x") be some irreducible polynomial in "F"["x"]. Then the quotient of "F"["x"] modulo the ideal generated by "p"("x") is an algebraic extension of "F" whose degree is equal to the degree of "p"("x"). Since it is not a proper extension, its degree is 1 and therefore the degree of "p"("x") is 1.
On the other hand, if "F" has some proper algebraic extension "K", then the minimal polynomial of an element in "K" \ "F" is irreducible and its degree is greater than 1.
The field has no proper finite extension.
The field "F" is algebraically closed if and only if it has no proper finite extension because if, within the previous proof, the term "algebraic extension" is replaced by the term "finite extension", then the proof is still valid. (Finite extensions are necessarily algebraic.)
Every endomorphism of "Fn" has some eigenvector.
The field "F" is algebraically closed if and only if, for each natural number "n", every linear map from "Fn" into itself has some eigenvector.
An endomorphism of "Fn" has an eigenvector if and only if its characteristic polynomial has some root. Therefore, when "F" is algebraically closed, every endomorphism of "Fn" has some eigenvector. On the other hand, if every endomorphism of "Fn" has an eigenvector, let "p"("x") be an element of "F"["x"]. Dividing by its leading coefficient, we get another polynomial "q"("x") which has roots if and only if "p"("x") has roots. But if "q"("x") = "xn" + "a""n" − 1"x""n" − 1+ ⋯ + "a"0, then "q"("x") is the characteristic polynomial of the "n×n" companion matrix
Decomposition of rational expressions.
The field "F" is algebraically closed if and only if every rational function in one variable "x", with coefficients in "F", can be written as the sum of a polynomial function with rational functions of the form "a"/("x" − "b")"n", where "n" is a natural number, and "a" and "b" are elements of "F".
If "F" is algebraically closed then, since the irreducible polynomials in "F"["x"] are all of degree 1, the property stated above holds by the theorem on partial fraction decomposition.
On the other hand, suppose that the property stated above holds for the field "F". Let "p"("x") be an irreducible element in "F"["x"]. Then the rational function 1/"p" can be written as the sum of a polynomial function "q" with rational functions of the form "a"/("x" – "b")"n". Therefore, the rational expression
can be written as a quotient of two polynomials in which the denominator is a product of first degree polynomials. Since "p"("x") is irreducible, it must divide this product and, therefore, it must also be a first degree polynomial.
Relatively prime polynomials and roots.
For any field "F", if two polynomials "p"("x"),"q"("x") ∈ "F"["x"] are relatively prime then they do not have a common root, for if "a" ∈ "F" was a common root, then "p"("x") and "q"("x") would both be multiples of "x" − "a" and therefore they would not be relatively prime. The fields for which the reverse implication holds (that is, the fields such that whenever two polynomials have no common root then they are relatively prime) are precisely the algebraically closed fields.
If the field "F" is algebraically closed, let "p"("x") and "q"("x") be two polynomials which are not relatively prime and let "r"("x") be their greatest common divisor. Then, since "r"("x") is not constant, it will have some root "a", which will be then a common root of "p"("x") and "q"("x").
If "F" is not algebraically closed, let "p"("x") be a polynomial whose degree is at least 1 without roots. Then "p"("x") and "p"("x") are not relatively prime, but they have no common roots (since none of them has roots).
Other properties.
If "F" is an algebraically closed field and "n" is a natural number, then "F" contains all "n"th roots of unity, because these are (by definition) the "n" (not necessarily distinct) zeroes of the polynomial "xn" − 1. A field extension that is contained in an extension generated by the roots of unity is a "cyclotomic extension", and the extension of a field generated by all roots of unity is sometimes called its "cyclotomic closure". Thus algebraically closed fields are cyclotomically closed. The converse is not true. Even assuming that every polynomial of the form "xn" − "a" splits into linear factors is not enough to assure that the field is algebraically closed.
If a proposition which can be expressed in the language of first-order logic is true for an algebraically closed field, then it is true for every algebraically closed field with the same characteristic. Furthermore, if such a proposition is valid for an algebraically closed field with characteristic 0, then not only is it valid for all other algebraically closed fields with characteristic 0, but there is some natural number "N" such that the proposition is valid for every algebraically closed field with characteristic "p" when "p" > "N".
Every field "F" has some extension which is algebraically closed. Such an extension is called an algebraically closed extension. Among all such extensions there is one and only one (up to isomorphism, but not unique isomorphism) which is an algebraic extension of "F"; it is called the algebraic closure of "F".
The theory of algebraically closed fields has quantifier elimination.
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1020 | Anatoly Karpov | Anatoly Yevgenyevich Karpov (; born May 23, 1951) is a Russian and former Soviet chess grandmaster, former World Chess Champion, and politician. He was the 12th World Chess Champion from 1975 to 1985, a three-time FIDE World Champion (1993, 1996, 1998), twice World Chess champion as a member of the USSR team (1985, 1989), and a six-time winner of Chess Olympiads as a member of the USSR team (1972, 1974, 1980, 1982, 1986, 1988). The International Association of Chess Press awarded him nine Chess Oscars (1973, 1974, 1975, 1976, 1977, 1979, 1980, 1981, 1984).
Karpov's chess tournament successes include over 160 first-place finishes. He had a peak Elo rating of 2780, and his 102 total months at world number one is the third-longest of all time, behind Magnus Carlsen and Garry Kasparov, since the inception of the FIDE ranking list in 1970.
Karpov is also an elected Member of the State Duma in Russia. Since 2006, he has chaired the Commission for Ecological Safety and Environmental Protection of the Civic Chamber of the Russian Federation, and since 2007, he has been a member of the Public Council under the Ministry of Defence.
Early life.
Karpov was born into a Russian family on May 23, 1951, in Zlatoust, in the Urals region of the former Soviet Union, and learned to play chess at the age of four. His early rise in chess was swift, as he became a candidate master by age 11. At 12, he was accepted into Mikhail Botvinnik's prestigious chess school, though Botvinnik made the following remark about the young Karpov: "The boy does not have a clue about chess, and there's no future at all for him in this profession."
Karpov acknowledged that his understanding of chess theory was very confused at that time, and later wrote that the homework Botvinnik assigned greatly helped him, since it required that he consult chess books and work diligently. Karpov improved so quickly under Botvinnik's tutelage that he became the youngest Soviet master in history at the age of fifteen in 1966; this tied the record established by Boris Spassky in 1952.
Career.
Young master.
Karpov finished first in his first international tournament, in Třinec, several months later, ahead of Viktor Kupreichik. In 1967, he won the annual Niemeyer Tournament in Groningen. Karpov won a gold medal for academic excellence in high school, and entered Moscow State University in 1968 to study mathematics. He later transferred to Leningrad State University, eventually graduating from there in economics. One reason for the transfer was to be closer to his coach, grandmaster Semyon Furman, who lived in Leningrad. In his writings, Karpov credits Furman as a major influence on his development as a world-class player.
In 1969, Karpov became the first Soviet player since Spassky (1955) to win the World Junior Championship, scoring an undefeated 10/11 in the final A group at Stockholm. This victory earned him the International Master title. In 1970, Karpov tied for fourth and fifth places with Pal Benko at an international tournament in Caracas, Venezuela, and earned the international grandmaster title. FIDE awarded him the title during its 41st congress, held during the Chess Olympiad in Siegen, West Germany in September 1970.
Grandmaster.
Karpov won the 1971 Alekhine Memorial tournament in Moscow (jointly with Leonid Stein), ahead of a star-studded field, for his first significant adult victory. His Elo rating shot from 2540 in 1971 to 2660 in 1973, during which he shared second place in the 1973 Soviet championship, one point behind Spassky, and qualified for the Leningrad Interzonal.
Candidate.
Karpov's world junior championship qualified him for one of the two Interzonals, a stage in the 1975 World Championship cycle to choose the challenger to play world champion Bobby Fischer. He finished equal first in the Leningrad Interzonal, qualifying for the 1974 Candidates Matches.
Karpov defeated Lev Polugaevsky by the score of +3=5 in the first Candidates' match, earning the right to face former champion Boris Spassky in the semifinal round. Karpov was on record saying that he believed Spassky would easily beat him and win the Candidates' cycle to face Fischer, and that he (Karpov) would win the following Candidates' cycle in 1977. Spassky won the first game as Black in good style, but tenacious, aggressive play from Karpov secured him overall victory by +4−1=6.
The Candidates' final was played in Moscow with Victor Korchnoi. Karpov took an early lead, winning the second game against the Sicilian Dragon, then scoring another victory in the sixth game. Following ten consecutive draws, Korchnoi threw away a winning position in the seventeenth game to give Karpov a 3–0 lead. In game 19, Korchnoi succeeded in winning a long endgame, then notched a speedy victory after a blunder by Karpov two games later. Three more draws, the last agreed by Karpov with Karpov in a clearly better position, closed the match, as he thus prevailed +3−2=19, moving on to challenge Fischer for the world title.
Match with Fischer in 1975.
Though a world championship match between Karpov and Fischer was highly anticipated, those hopes were never realised. Fischer not only insisted that the match be the first to ten wins (draws not counting), but also that the champion retain the crown if the score was tied 9–9. FIDE, the International Chess Federation, refused to allow this proviso, and gave both players a deadline of April 1, 1975, to agree to play the match under the FIDE-approved rules. When Fischer did not agree, FIDE President Max Euwe declared on April 3, 1975, that Fischer had forfeited his title and Karpov was the new World Champion. Karpov later attempted to set up another match with Fischer, but the negotiations fell through. This thrust the young Karpov into the role of World Champion without having faced the reigning champion.
Garry Kasparov argued that Karpov would have had good chances because he had beaten Spassky convincingly and was a new breed of tough professional, and indeed had higher quality games, while Fischer had been inactive for three years. This view is echoed by Karpov himself. Spassky thought that Fischer would have won in 1975, but Karpov would have qualified again and beaten Fischer in 1978.
Karpov has said that if he had had the opportunity to play Fischer for the championship in his twenties, he could have been a much better player as a result.
World champion.
Determined to prove himself a legitimate champion, Karpov participated in nearly every major tournament for the next ten years. He convincingly won the Milan tournament in 1975, and captured his first of three Soviet titles in 1976. He created a phenomenal streak of tournament wins against the strongest players in the world. Karpov held the record for most consecutive tournament victories (9) until it was shattered by Garry Kasparov (14). As a result, most chess professionals soon agreed that Karpov was a legitimate world champion.
In 1978, Karpov's first title defence was against Viktor Korchnoi, the opponent he had defeated in the 1973–75 Candidates' cycle; the match was played at Baguio, Philippines, with the winner needing six victories.
As in 1974, Karpov took an early lead, winning the eighth game after seven draws to open the match. When the score was +5−2=20 in Karpov's favour, Korchnoi staged a comeback, and won three of the next four games to draw level with Karpov. Karpov then won the very next game to retain the title (+6−5=21).
Three years later, Korchnoi reemerged as the Candidates' winner against German finalist Robert Hübner to challenge Karpov in Merano, Italy. Karpov handily won this match, 11–7 (+6−2=10), in what is remembered as the "Massacre in Merano".
Karpov's tournament career reached a peak at the Montreal "Tournament of Stars" tournament in 1979, where he finished joint first (+7−1=10) with Mikhail Tal ahead of a field of strong grandmasters completed by Jan Timman, Ljubomir Ljubojević, Boris Spassky, Vlastimil Hort, Lajos Portisch, Robert Hübner, Bent Larsen and Lubomir Kavalek. He dominated Las Palmas in 1977 with 13½/15. He also won the prestigious Bugojno tournament in 1978 (shared), 1980 and 1986, the Linares tournament in 1981 (shared with Larry Christiansen) and 1994, the Tilburg tournament in 1977, 1979, 1980, 1982, and 1983, and the Soviet Championship in 1976, 1983, and 1988.
Karpov represented the Soviet Union at six Chess Olympiads, in all of which the USSR won the team gold medal. He played as the first reserve at Skopje 1972, winning the board prize with 13/15. At Nice 1974, he advanced to board one and again won the board prize with 12/14. At La Valletta 1980, he was again board one and scored 9/12. At Lucerne 1982, he scored 6½/8 on board one. At Dubai 1986, he scored 6/9 on board two. His last was Thessaloniki 1988, where on board two he scored 8/10. In Olympiad play, Karpov lost only two games out of 68 played.
To illustrate Karpov's dominance over his peers as champion, his score was +13−1=22 versus Spassky, +8=19 versus Robert Hübner, +12−1=29 versus Ulf Andersson, +3−1=10 versus Vasily Smyslov, +1=19 versus Mikhail Tal, +19-7=23 versus Ljubomir Ljubojević.
Rivalry with Kasparov.
Karpov had cemented his position as the world's best player and world champion by the time Garry Kasparov arrived on the scene. In their first match, the World Chess Championship 1984 in Moscow, the first player to win six games would win the match. Karpov built a 4–0 lead after nine games. The next 17 games were drawn, setting a record for world title matches, and it took Karpov until game 27 to gain his fifth win. In game 31, Karpov had a winning position but failed to take advantage and settled for a draw. He lost the next game, after which 14 more draws ensued. Karpov held a solidly winning position in Game 41, but again blundered and had to settle for a draw. After Kasparov won games 47 and 48, FIDE President Florencio Campomanes unilaterally terminated the match, citing the players' health. Karpov is said to have lost 10 kg over the course of the match. The match had lasted an unprecedented five months, with five wins for Karpov, three for Kasparov, and 40 draws.
A rematch was set for later in 1985, also in Moscow. The events of the so-called Marathon Match forced FIDE to return to the previous format, with a match limited to 24 games (with Karpov remaining champion if the match finished 12–12). Karpov needed to win the final game to draw the match and retain his title, but lost, surrendering the title to his opponent. The final score was 13–11 (+3−5=16) in favour of Kasparov.
Karpov remained a formidable opponent (and the world No. 2) until the mid-1990s. He fought Kasparov in three more world championship matches in 1986 (held in London and Leningrad), 1987 (in Seville), and 1990 (in New York City and Lyon). All three matches were extremely close: the scores were 11½–12½ (+4−5=15), 12–12 (+4−4=16), and 11½–12½ (+3−4=17). In all three matches, Karpov had winning chances up to the last games. The ending of the 1987 Seville match was particularly dramatic. Karpov won the 23rd game when Kasparov miscalculated a combination. In the final game, needing only a draw to win the title, Karpov cracked under time pressure at the end of the first session of play, missed a variation leading to an almost forced draw, and allowed Kasparov to adjourn the game with an extra pawn. After a further mistake in the second session, Karpov was slowly ground down and resigned on move 64, ending the match and allowing Kasparov to keep the title.
In their five world championship matches, Karpov scored 19 wins, 21 losses, and 104 draws in 144 games. Overall, Karpov played five matches against Kasparov for the title from 1984 to 1990 without ever defeating him in a match.
FIDE champion again (1993–1999).
In 1992, Karpov lost a Candidates Match against Nigel Short. But in the World Chess Championship 1993, Karpov reacquired the FIDE World Champion title when Kasparov and Short split from FIDE. Karpov defeated Timman – the loser of the Candidates' final against Short.
The next major meeting of Kasparov and Karpov was the 1994 Linares chess tournament. The field, in eventual finishing order, was Karpov, Kasparov, Shirov, Bareev, Kramnik, Lautier, Anand, Kamsky, Topalov, Ivanchuk, Gelfand, Illescas, Judit Polgár, and Beliavsky; with an average Elo rating of 2685, the highest ever at that time. Impressed by the strength of the tournament, Kasparov had said several days before the tournament that the winner could rightly be called the world champion of tournaments. Perhaps spurred on by this comment, Karpov played the best tournament of his life. He was undefeated and earned 11 points out of 13 (the best world-class tournament winning percentage since Alekhine won San Remo in 1930), finishing 2½ points ahead of second-place Kasparov and Shirov. Many of his wins were spectacular (in particular, his win over Topalov is considered possibly the finest of his career). This performance against the best players in the world put his Elo rating tournament performance at 2985, the highest performance rating of any player in history up until 2009, when Magnus Carlsen won the category XXI Pearl Spring chess tournament with a performance of 3002. Chess statistician Jeff Sonas considers Karpov's Linares performance the best tournament result in history.
Karpov defended his FIDE title against the rising star Gata Kamsky (+6−3=9) in 1996. In 1998, FIDE largely scrapped the old system of Candidates' Matches, instead having a large knockout event in which a large number of players contested short matches against each other over just a few weeks. In the first of these events, the FIDE World Chess Championship 1998, champion Karpov was seeded straight into the final, defeating Viswanathan Anand (+2−2=2, rapid tiebreak 2–0). In the subsequent cycle, the format was changed, with the champion having to qualify. Karpov refused to defend his title, and ceased to be FIDE World Champion after the FIDE World Chess Championship 1999.
Towards retirement.
Karpov's classical tournament play has been seriously limited since 1997, since he prefers to be more involved in Russian politics. He had been a member of the Supreme Soviet Commission for Foreign Affairs and the president of the Soviet Peace Fund before the Soviet Union dissolved. In addition, he has been involved in several disputes with FIDE. In the September 2009 FIDE rating list, he dropped out of the world's Top 100 for the first time.
Karpov usually limits his play to exhibition events, and has revamped his style to specialize in rapid chess. In 2002, he won a match against Kasparov, defeating him in a rapid time control match 2½–1½. In 2006, he tied for first with Kasparov in a blitz tournament, ahead of Korchnoi and Judit Polgár.
Karpov and Kasparov played a mixed 12-game match from September 21–24, 2009, in Valencia, Spain. It consisted of four rapid (or semi-rapid) and eight blitz games and took place exactly 25 years after the two players' legendary encounter at the World Chess Championship 1984. Kasparov won the match 9–3.
Karpov played a match against Yasser Seirawan in 2012 in St. Louis, Missouri, an important center of the North American chess scene, winning 8–6 (+5−3=6).
In November 2012, he won the Cap d'Agde rapid tournament that bears his name (Anatoly Karpov Trophy), beating Vasyl Ivanchuk (ranked 9th in the October 2012 FIDE world rankings) in the final.
Professional and political career after retirement from chess.
In 2003, Karpov opened his first American chess school in Lindsborg, Kansas. On March 2, 2022, the school announced a name change to International School of Chess of the Midwest due to the Russian invasion of Ukraine.
Karpov has been a member of the sixth, seventh and eighth Russian State Dumas. Since 2005, he has been a member of the Public Chamber of Russia. He has involved himself in several humanitarian causes, such as advocating the use of iodised salt. On December 17, 2012, Karpov supported the law in the Russian Parliament banning adoption of Russian orphans by U.S. citizens.
Karpov expressed support of the annexation of Crimea by the Russian Federation, and accused Europe of trying to demonize Putin. In August 2019, Maxim Dlugy said that Karpov had been waiting since March for the approval of a non-immigrant visa to the United States, despite frequently visiting the country since 1972. Karpov had been scheduled to teach a summer camp at the Chess Max Academy. Dlugy said that Karpov had been questioned at the US embassy in Moscow about whether he planned to communicate with American politicians. Karpov was among the Russian State Duma members placed under sanctions by the EU and UK during the Russo-Ukrainian War. In March 2022, after the start of the Russian invasion of Ukraine, the FIDE Council suspended Karpov's title of FIDE Ambassador for Life.
In November 2022, Karpov received a head injury that left him concussed; according to some sources, he was placed in an induced coma. Sources vary on the cause of the injury, including allegations that he was attacked while heavily intoxicated. Karpov's daughter Sofia claimed that he had accidentally fallen; this was echoed by the Russian Chess Federation. However he has made a full recovery since the incident.
Candidate for FIDE presidency.
In March 2010, Karpov announced that he would be a candidate for the presidency of FIDE. The election took place in September 2010 at the 39th Chess Olympiad. In May, a fundraising event took place in New York with the participation of Kasparov and Magnus Carlsen, who both supported his bid and campaigned for him. Nigel Short also supported Karpov's candidacy. On September 29, 2010, Kirsan Ilyumzhinov was reelected as president of FIDE, 95 votes to 55.
Style.
Karpov's "boa constrictor" playing style is solidly positional, taking minimal risks but reacting mercilessly to the slightest error by his opponent. As a result, he is often compared to José Raúl Capablanca, the third world champion. Karpov himself describes his style as follows:Let us say the game may be continued in two ways: one of them is a beautiful tactical blow that gives rise to variations that don't yield to precise calculations; the other is clear positional pressure that leads to an endgame with microscopic chances of victory... I would choose [the latter] without thinking twice. If the opponent offers keen play I don't object; but in such cases I get less satisfaction, even if I win, than from a game conducted according to all the rules of strategy with its ruthless logic.
Hobbies.
Karpov's extensive stamp collection of Belgian philately and Belgian Congo stamps and postal history covering mail from 1742 through 1980 was sold by David Feldman's auction company between December 2011 and 2012. He is also known to have large chess stamp and chess book collections. His private chess library consists of 9,000 books.
Books.
Karpov has authored or co-authored several books, most of which have been translated into English.
External links.
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1021 | Aspect ratio | The aspect ratio of a geometric shape is the ratio of its sizes in different dimensions. For example, the aspect ratio of a rectangle is the ratio of its longer side to its shorter side—the ratio of width to height, when the rectangle is oriented as a "landscape".
The aspect ratio is most often expressed as two integer numbers separated by a colon (x:y), less commonly as a simple or decimal fraction. The values x and y do not represent actual widths and heights but, rather, the proportion between width and height. As an example, 8:5, 16:10, 1.6:1, and 1.6 are all ways of representing the same aspect ratio.
In objects of more than two dimensions, such as hyperrectangles, the aspect ratio can still be defined as the ratio of the longest side to the shortest side.
Applications and uses.
The term is most commonly used with reference to:
Aspect ratios of simple shapes.
Rectangles.
For a rectangle, the aspect ratio denotes the ratio of the width to the height of the rectangle. A square has the smallest possible aspect ratio of 1:1.
Examples:
Ellipses.
For an ellipse, the aspect ratio denotes the ratio of the major axis to the minor axis. An ellipse with an aspect ratio of 1:1 is a circle.
Aspect ratios of general shapes.
In geometry, there are several alternative definitions to aspect ratios of general compact sets in a d-dimensional space:
If the dimension "d" is fixed, then all reasonable definitions of aspect ratio are equivalent to within constant factors.
Notations.
Aspect ratios are mathematically expressed as "x":"y" (pronounced "x-to-y").
Cinematographic aspect ratios are usually denoted as a (rounded) decimal multiple of width vs unit height, while photographic and videographic aspect ratios are usually defined and denoted by whole number ratios of width to height. In digital images there is a subtle distinction between the "display" aspect ratio (the image as displayed) and the "storage" aspect ratio (the ratio of pixel dimensions); see Distinctions.
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1022 | Auto racing | Auto racing (also known as car racing, motor racing, or automobile racing) is a motorsport involving the racing of automobiles for competition.
Auto racing has existed since the invention of the automobile. Races of various sorts were organised, with the first recorded as early as 1867. Many of the earliest events were effectively reliability trials, aimed at proving these new machines were a practical mode of transport, but soon became an important way for automobile makers to demonstrate their machines. By the 1930s, specialist racing cars had developed.
There are now numerous different categories, each with different rules and regulations.
History.
The first prearranged match race of two self-powered road vehicles over a prescribed route occurred at 4:30 A.M. on August 30, 1867, between Ashton-under-Lyne and Old Trafford, England, a distance of . It was won by the carriage of Isaac Watt Boulton.
Internal combustion auto racing events began soon after the construction of the first successful gasoline-fueled automobiles. The first organized contest was on April 28, 1887, by the chief editor of Paris publication "", Monsieur Fossier. It ran from Neuilly Bridge to the Bois de Boulogne.
On July 22, 1894, the Parisian magazine "" organized what is considered to be the world's first motoring competition, from Paris to Rouen. One hundred and two competitors paid a 10-franc entrance fee.
The first American automobile race is generally held to be the Thanksgiving Day "Chicago Times-Herald" race of November 28, 1895. Press coverage of the event first aroused significant American interest in the automobile.
The Targa Florio was an open road endurance automobile race held in the mountains of Sicily, Italy near the island's capital of Palermo. Founded in 1906, it was the oldest sports car racing event, part of the World Sportscar Championship between 1955 and 1973.
The oldest surviving sports car racing event is the 24 Hours of Le Mans, begun in 1923. It is run by the Automobile Club of the West (ACO). Team Ferrari won the race in 2023.
With auto construction and racing dominated by France, the French automobile club ACF staged a number of major international races, usually from or to Paris, connecting with another major city, in France or elsewhere in Europe.
Aspendale Racecourse, in Australia, was the world's first purpose-built motor racing circuit, opening in January 1906. The pear-shaped track was close to a mile in length, with slightly banked curves and a gravel surface of crushed cement.
Brooklands, in Surrey, England, was the first purpose-built 'banked' motor racing venue, opening in June 1907. It featured a concrete track with high-speed banked corners.
One of the oldest existing purpose-built automobile racing circuits in the United States, still in use, is the Indianapolis Motor Speedway in Speedway, Indiana. It is the largest capacity sports venue of any variety worldwide, with a top capacity of some 257,000+ seated spectators.
NASCAR was founded by Bill France Sr. on February 21, 1948, with the help of several other drivers of the time. The first NASCAR "Strictly Stock" race ever was held on June 19, 1949, at Daytona Beach, Florida, U.S..
From 1962, sports cars temporarily took a back seat to GT cars, with the (FIA) replacing the World Championship for Sports Cars with the International Championship for GT Manufacturers.
From 1962 through 2003, NASCAR's premier series was called the Winston Cup Series, sponsored by R. J. Reynolds Tobacco Company cigarette brand Winston. The changes that resulted from RJR's involvement, as well as the reduction of the schedule from 56 to 34 races a year, established 1972 as the beginning of NASCAR's "modern era".
The IMSA GT Series evolved into the American Le Mans Series, which ran its first season in 1998. The European races eventually became the closely related European Le Mans Series, both of which mix prototypes and GTs.
(TC) is a popular touring car racing series in Argentina, and one of the oldest car racing series still active in the world. The first TC competition took place in 1931 with 12 races, each in a different province. Future Formula One star Juan Manuel Fangio (Chevrolet) won the 1940 and 1941 editions of the TC. It was during this time that the series' Chevrolet-Ford rivalry began, with Ford acquiring most of its historical victories.
Over the last few years, auto racing has seen a transformative shift, echoing past pivots. The industry, much like the cars it champions, has had to navigate through the hairpin turns of a global pandemic and a persistent chip shortage, each threatening to derail production schedules. At the same time, a new course is being charted towards an electric future, a dramatic change in direction that's challenging the old guard of gasoline engines. There is also a growing number of events for electric racing cars, such as the Formula E,the Eco Grand Prix or the Electric GT Championship.
Categories.
Open-wheel racing.
In single-seater (open-wheel) racing, the wheels are not covered, and the cars often have aerofoil wings front and rear to produce downforce and enhance adhesion to the track. The two most popular varieties of open-wheel road racing are Formula One and the IndyCar Series. In Europe and Asia, open-wheeled racing is commonly referred to as 'Formula', with appropriate hierarchical suffixes. In North America, the 'Formula' terminology is not followed (with the exception of F1). The sport is usually arranged to follow an international format (such as F1), a regional format (such as the Formula 3 Euro Series), and/or a domestic, or country-specific, format (such as the German Formula 3 championship, or the British Formula Ford).
F1 is a worldwide series that runs only street circuit and race tracks. These cars are heavily based on technology and their aerodynamics. The speed record was set in 2005 by Juan Pablo Montoya hitting 373 km/h (232 mph). Some of the most prominent races are the Monaco Grand Prix, the Italian Grand Prix, and the British Grand Prix. The season ends with the crowning of the World Championship for drivers and constructors.
In the United States, the most popular series is the IndyCar Series. The cars have traditionally been similar to, though less technologically sophisticated than, F1 cars, with more restrictions on technology aimed at controlling costs. While these cars are not as technologically advanced, they are faster, mainly because they compete on oval race tracks, being able to average a lap at 388 km/h (241 mph). The series' biggest race is the Indianapolis 500, which is commonly referred to as "The Greatest Spectacle in Racing" due to being the longest continuously run race and having the largest crowd for a single-day sporting event (350,000+).
The other major international single-seater racing series is Formula 2 (formerly known as Formula 3000 and GP2 Series). Regional series include Super Formula and Formula V6 Asia (specifically in Asia), Formula Renault 3.5 (also known as the World Series by Renault, succession series of World Series by Nissan), Formula Three, Formula Palmer Audi and Formula Atlantic. In 2009, the FIA Formula Two Championship brought about the revival of the F2 series. Domestic, or country-specific, series include Formula Three and Formula Renault, with the leading introductory series being Formula Ford.
Single-seater racing is not limited merely to professional teams and drivers. There exist many amateur racing clubs. In the UK, the major club series are the Monoposto Racing Club, BRSCC F3 (Formerly ClubF3, formerly ARP F3), Formula Vee and Club Formula Ford. Each series caters to a section of the market, with some primarily providing low-cost racing, while others aim for an authentic experience using the same regulations as the professional series (BRSCC F3).
There are other categories of single-seater racing, including kart racing, which employs a small, low-cost machine on small tracks. Many of the current top drivers began their careers in karts. Formula Ford represents the most popular first open-wheel category for up-and-coming drivers stepping up from karts. The series is still the preferred option, as it has introduced an aero package and slicks, allowing the junior drivers to gain experience in a race car with dynamics closer to F1. The Star Mazda Series is another entry-level series.
Students at colleges and universities can also take part in single-seater racing through the Formula SAE competition, which involves designing and building a single-seater car in a multidisciplinary team and racing it at the competition. This also develops other soft skills, such as teamwork, while promoting motorsport and engineering.
The world's first all-female Formula racing team was created in 2006. The group was an assemblage of drivers from different racing disciplines and formed for an MTV reality pilot, which was shot at Mazda Raceway Laguna Seca.
In December 2005, the FIA gave approval to Superleague Formula racing, which debuted in 2008, whereby the racing teams are owned and run by prominent sports clubs such as A.C. Milan and Liverpool F.C.
After 25 years away from the sport, former Formula 2 champion Jonathan Palmer reopened the F2 category again; most drivers have graduated from the Formula Palmer Audi series. The category is officially registered as the FIA Formula Two championship. Most rounds have two races and are support races to the FIA World Touring Car Championship.
Touring car racing.
Touring car racing is a style of road racing that is run with production-derived four-seat race cars. The lesser use of aerodynamics means following cars have a much easier time passing than in open-wheel racing. It often features full-contact racing with subtle bumping and nudging due to the small speed differentials and large grids.
The major touring car championships conducted worldwide are the Supercars Championship (Australia), British Touring Car Championship, Deutsche Tourenwagen Masters (DTM), World Touring Car Championship and the World Touring Car Cup. The European Touring Car Cup is a one-day event open to Super 2000 specification touring cars from Europe's many national championships.
The Sports Car Club of America's SPEED World Challenge Touring Car and GT championships are dominant in North America. America's historic Trans-Am Series is undergoing a period of transition, but is still the longest-running road racing series in the U.S. The National Auto Sport Association also provides a venue for amateurs to compete in home-built factory-derived vehicles on various local circuits.
Sports car racing.
In sports car racing, production-derived versions of two-seat sports cars, also known as grand tourers (GTs), and purpose-built sports prototype cars compete within their respective classes on closed circuits. The premier championship series of sports car racing is the FIA World Endurance Championship. The main series for GT car racing is the GT World Challenge Europe, divided into two separate championships: the GT World Challenge Europe Sprint Cup and the GT World Challenge Europe Endurance Cup. This series has formed after the folding of the various FIA GT championships.
Other major GT championships include the GT World Challenge America, GT World Challenge Asia, Super GT, and the International GT Open. There are minor regional and national GT series using mainly GT4 and GT3 cars featuring both amateur and professional drivers.
Sports prototypes, unlike GT cars, do not rely on road-legal cars as a base. They are closed-wheel and often closed-cockpit purpose-built race cars intended mainly for endurance racing. They have much lower weight and more downforce compared to GT cars, making them much faster. They are raced in the 24 hours of Le Mans (held annually since 1923) and in the (European) Le Mans series, Asian Le Mans Series and the WeatherTech SportsCar Championship. These cars are referred to as LMP (Le Mans prototype) cars with LMP1 being run mainly by manufacturers and the slightly less powerful LMP2 cars run by privateer teams. All three Le Mans Series run GT cars in addition to Le Mans Prototypes; these cars have different restrictions than the FIA GT cars.
Another prototype and GT racing championship exists in the United States; the Grand-Am, which began in 2000, sanctions its own endurance series, the Rolex Sports Car Series, which consists of slower and lower-cost race cars compared to LMP and FIA GT cars. The Rolex Sports Car Series and American Le Mans Series announced a merger between the two series forming the WeatherTech SportsCar Championship starting in 2014.
These races are often conducted over long distances, at least , and cars are driven by teams of two or more drivers, switching every few hours. Due to the performance difference between production-based sports cars and purpose-built sports prototypes, one race usually involves several racing classes, each fighting for its own championship.
Famous sports car races include the 24 Hours of Le Mans, the Rolex 24 at Daytona, 24 Hours of Spa-Franchorchamps, the 12 Hours of Sebring, the 6 Hours of Watkins Glen, and the Petit Le Mans at Road Atlanta. There is also the 24 Hours of the Nürburgring on the infamous Nordschleife track and the Dubai 24 Hour, which is aimed at GT3 and below cars with a mixture of professional and pro-am drivers.
Production-car racing.
Production-car racing, otherwise known as "showroom stock" in the US, is an economical and rules-restricted version of touring-car racing, mainly used to restrict costs. Numerous production racing categories are based on particular makes of cars.
Most series, with a few exceptions, follow the Group N regulation. There are several different series that are run all over the world, most notably, Japan's Super Taikyu and IMSA's Firehawk Series, which ran in the 1980s and 1990s all over the United States.
Stock car racing.
In North America, stock car racing is the most popular form of auto racing. Primarily raced on oval tracks, stock cars vaguely resemble production cars, but are in fact purpose-built racing machines that are built to tight specifications and, together with touring cars, also called Silhouette racing cars.
The largest stock car racing governing body is NASCAR (National Association for Stock Car Auto Racing). NASCAR's premier series is the NASCAR Cup Series, its most famous races being the Daytona 500, the Southern 500, the Coca-Cola 600, and the Brickyard 400. NASCAR also runs several feeder series, including the Xfinity Series and Gander RV & Outdoors Truck Series (a pickup truck racing series). The series conduct races across the entire continental United States. The NASCAR Pinty's Series conducts races across Canada and the NASCAR PEAK Mexico Series conducts races across Mexico.
NASCAR also governs several smaller regional series, such as the Whelen Modified Tour. Modified cars are best described as open-wheel cars. Modified cars have no parts related to the stock vehicle for which they are named after. A number of modified cars display a "manufacturer's" logo and "vehicle name", yet use components produced by another automobile manufacturer.
There are also other stock car governing bodies, most notably the Automobile Racing Club of America (ARCA).
In the UK, British Stock car racing is also referred to as "Short Circuit Racing". UK Stock car racing started in the 1950s and grew rapidly through the 1960s and 1970s. Events take place on shale or tarmac tracks – usually around 1/4 mile long. There are around 35 tracks in the UK and upwards of 7000 active drivers. The sport is split into three basic divisions – distinguished by the rules regarding car contact during racing. The most famous championship are the BriSCA F1 Stock Cars.
Full-contact formulas include Bangers, Bombers, and Rookie Bangers – and racing features Demolition Derbies, Figure of Eight, and Oval Racing.
Semi Contact Formulas include BriSCA F1, F2, and Superstox – where bumpers are used tactically.
Non-contact formulas include National Hot Rods, Stock Rods, and Lightning Rods.
One-make racing.
One-make, or single marque, championships often employ production-based cars from a single manufacturer or even a single model from a manufacturer's range. There are numerous notable one-make formulae from various countries and regions, some of which – such as the Porsche Supercup and, previously, IROC – have fostered many distinct national championships. Single marque series are often found at the club level, to which the production-based cars, limited modifications, and close parity in performance are very well suited. Some of the better-known single-make series are the Mini 7 Championship (Europe's longest-running one-make championship), the Radical European Masters, John Cooper Mini Challenge, Clio Cup, Ginettas, Caterhams, BMWs, and MX5s. There are also single-chassis single seater formulae, such as Formula Renault and Formula BMW, usually as "feeder" series for "senior" race formula (in the fashion of farm teams).
Rallying.
Rallying is typically distinguished from other forms of motorsport by not running directly against other competitors over laps of a circuit, but instead in a point-to-point format in which participants leave at regular intervals from one or more start points. Cars compete on closed public roads or off-road areas on a point-to-point format where participants and their co-drivers "rally" to a set of points, leaving in regular intervals from start points. A rally is typically conducted over a number of "special stages" on any terrain, which entrants are often allowed to scout beforehand at reduced speeds compiling detailed shorthand descriptions of the track or road as they go. These detailed descriptions are known as pace notes. During the actual rally, the co-driver reads the pace notes aloud (using an in-helmet intercom system) to the driver, enabling them to complete each stage as quickly as possible. Competition is based on the lowest total elapsed time over the course of an event's special stages, including penalties.
Rallying at international and most national championship levels involves two classes of homologated road-legal production-based cars; Group N production cars and more modified Group A cars. The top series is the World Rally Championship (WRC), first contested in 1973, but there are also regional championships, and many countries have their own national championships. Some famous rallies include the Monte Carlo Rally, Rally Argentina, Rally Finland, and Rally GB. Another famous event (actually best described as a rally raid) is the Paris-Dakar Rally, conceived in 1978. There are also many smaller, club level, categories of rallies, which are popular with amateurs, making up the "grass roots" of motor sports. Cars at this level may not comply fully with the requirements of group A or group N homologation.
Other major rally events include the British Rally Championship, Intercontinental Rally Challenge, African Rally Championship, Asia-Pacific Rally Championship, and endurance rally events like the Dakar Rally.
The Targa Tasmania, held on the Australian island state of Tasmania and run annually since 1992, takes its name from the Targa Florio, a former motoring event held on the island of Sicily. The competition concept is drawn directly from the best features of the Mille Miglia, the Coupe des Alpes, and the Tour de Corse. Similarly named events around the world include the Targa Newfoundland based in Canada, Targa West based in Western Australia, Targa New Zealand, and other smaller events.
Time Attack Series.
Time attack events began in Japan in the mid-1960s. They have since spread around the world.
Time Attack racing is a type of motorsport in which the racers compete for the best lap time. Each vehicle is timed through numerous circuits of the track. The racers make a preliminary circuit, then run the timed laps, and then finish with a cool-down lap.
Time Attack and time trial events differ by competition format and rules. Time Attack has a limited number of laps, time trial has open sessions.
Unlike other timed motorsport disciplines such as sprinting and hillclimbing, the car is required to start off under full rolling start conditions following a warm-up lap in which they will have to accelerate out as fast as possible to determine how fast they enter their timed lap. Commonly, as the cars are modified road-going cars, they are required to have tires authorized for road use.
Drag racing.
In drag racing, the objective is to complete a given straight-line distance, from a standing start, ahead of a vehicle in a parallel lane. This distance is traditionally , though has become popular since the 1990s. The vehicles may or may not be given the signal to start at the same time, depending on the class of racing. Vehicles range from the everyday car to the purpose-built dragster. Speeds and elapsed time differ from class to class. Average street cars cover the mile in 12 to 16 seconds, whereas a top fuel dragster takes 4.5 seconds or less, reaching speeds of up to . Drag racing was organized as a sport by Wally Parks in the early 1950s through the National Hot Rod Association (NHRA). The NHRA was formed to discourage street racing.
When launching, a top fuel dragster will accelerate at 3.4 g (33 m/s2), and when braking parachutes are deployed the deceleration is 4 g (39 m/s2), more than the Space Shuttle experiences. A top fuel car can be heard over away and can generate a reading from 1.5 to 3.9 on the Richter scale.
Drag racing is two cars head-to-head, the winner proceeding to the next round. Professional classes are all first to the finish line wins. Sportsman racing is handicapped (slower car getting a head start) using an index (a lowest e.t. allowed), and cars running under (quicker than) their index "break out" and lose. The slowest cars, bracket racers, are also handicapped, but rather than an index, they use a dial-in.
Off-road racing.
In off-road racing, various classes of specially modified vehicles, including cars, compete in races through off-road environments. In North America these races often take place in the desert, such as the famous Baja 1000. Another format for off-road racing happens on closed-course short course tracks such as Crandon International Off-Road Raceway. In the 1980s and 1990s, the short course was extended to racing inside stadiums in the Mickey Thompson Entertainment Group; this format was revived by Robby Gordon in 2013 with his Stadium Super Trucks series.
In Europe, "offroad" refers to events such as autocross or rallycross, while desert races and rally-raids such as the Paris-Dakar, Master Rallye or European "bajas" are called "cross-country rallies."
Kart racing.
The modern kart was invented by Art Ingels, a fabricator at the Indianapolis-car manufacturer Kurtis-Kraft, in Southern California in 1956. Ingels took a small chainsaw engine and mounted it to a simple tube-frame chassis weighing less than 100 lb. Ingels, and everyone else who drove the kart, were startled at its performance capabilities. The sport soon blossomed in Southern California, and quickly spread around the world. Although often seen as the entry point for serious racers into the sport, kart racing, or karting, can be an economical way for amateurs to try racing and is also a fully-fledged international sport in its own right. A large proportion of professional racing drivers began in karts, often from a very young age, such as Michael Schumacher and Fernando Alonso. Several former motorcycle champions have also taken up the sport, notably Wayne Rainey, who was paralysed in a racing accident and now races a hand-controlled kart. As one of the cheapest ways to race, karting is seeing its popularity grow worldwide.
Despite their diminutive size, karts of the most powerful class, superkart (assuming a weight of 205 kg (452 lb), and a power output of 100 hp (75 kW)), can have a power-to-weight ratio (including the driver) of 490 hp/tonne (0.22 hp/lb). Without the driver, this figure doubles, to almost 980 hp/tonne (0.44 hp/lb).
Historical racing.
Historic motorsport or vintage motorsport uses vehicles limited to a particular era. Only safety precautions are modernized in these hobbyist races. A historical event can be of various types of motorsport disciplines, from road racing to rallying. Because it is based on a particular era it is more hobbyist-oriented, reducing corporate sponsorship. The only modern equipment used is related to safety and timing. A historical event can be of a number of different motorsport disciplines.
Some of the most famous events include the Goodwood Festival of Speed and Goodwood Revival in Britain and Monterey Historic in the United States. Championships range from "grass root" Austin Seven racing to the FIA Thoroughbred Grand Prix Championship for classic Formula One chassis. While there are several professional teams and drivers in historical racing, this branch of auto sport tends to be contested by wealthy car owners and is thus more amateur and less competitive in its approach.
Use of flags.
In many types of auto races, particularly those held on closed courses, flags are displayed to indicate the general status of the track and to communicate instructions to competitors. While individual series have different rules, and the flags have changed from the first years (e.g., red used to start a race), these are generally accepted.
Accidents.
The worst accident in racing history is the 1955 Le Mans disaster, where more than 80 people died, including the French driver Pierre Levegh.
Racing-car setup.
In auto racing, the racing setup or car setup is the set of adjustments made to the vehicle to optimize its behaviour (performance, handling, reliability, etc.). Adjustments can occur in suspensions, brakes, transmissions, engines, tires, and many others.
Aerodynamics.
Aerodynamics and airflow play big roles in the setup of a race car. Aerodynamic downforce improves the race car's handling by lowering the center of gravity and distributing the weight of the car equally on each tire. Once this is achieved, fuel consumption decreases and the forces against the car are significantly lowered. Many aerodynamic experiments are conducted in wind tunnels, to simulate real-life situations while measuring the various drag forces on the car. These "Rolling roads" produce many wind situations and direct air flow at certain speeds and angles. When a diffuser is installed under the car, the amount of drag force is significantly lowered, and the overall aerodynamics of the vehicle is positively adjusted. Wings and canards channel the airflow in the most efficient way to get the least amount of drag from the car. It is experimentally proven that downforce is gained and the vehicle's handling is considerably changed when aerodynamic wings on the front and rear of the vehicle are installed.
Suspension.
Suspension plays a huge part in giving the race car the ability to be driven optimally. Shocks are mounted vertically or horizontally to prevent the body from rolling in the corners. The suspension is important because it makes the car stable and easier to control and keeps the tires on the road when driving on uneven terrain. It works in three different ways including vertically, longitudinally, and laterally to control movement when racing on various tracks.
Tyres.
Tyres called R-Compounds are commonly used in motorsports for high amounts of traction. The soft rubber allows them to expand when they are heated up, making more surface area on the pavement, therefore producing the most traction. These types of tyres do not have grooves on them. Tyre pressure is dependent on the temperature of the tyre and track when racing. Each time a driver pulls into the pits, the tyre pressure and temperature should be tested for optimal performance. When the tyres get too hot they will swell or inflate and need to be deflated to the correct pressure. When the tyres are not warmed up they will not perform as well.
Brakes.
Brakes on a race car are imperative in slowing and stopping the car at precise times and wear quickly depending on the road or track on which the car is being raced, how many laps are being run, track conditions due to weather, and how many caution runs require more braking. There are three variables to consider in racing: brake pedal displacement, brake pedal force, and vehicle deceleration. Various combinations of these variables work together to determine the stiffness, sensitivity, and pedal force of the brakes. When using the brakes effectively, the driver must go through a buildup phase and end with a modulating phase. These phases include attaining maximum deceleration and modulating the brake pressure. Brake performance is measured in bite and consistency. Bite happens when the driver first applies the brakes and they have not warmed up to the correct temperature to operate efficiently. Consistency is measured in how consistent the friction is during the entire time of braking. These two measurements determine the wear of the brakes.
Engine.
The race car's engine needs a considerable amount of air to produce maximum power. The air intake manifold sucks the air from scoops on the hood and front bumper and feeds it into the engine. Many engine modifications to increase horsepower and efficiency are commonly used in many racing-sanctioning bodies. Engines are tuned on a machine called a dynamometer, which is commonly known in the racing world as a DYNO. The car is driven onto the DYNO and many gauges and sensors are hooked up to the car that are controlled by an online program to test force, torque, or power. Through the testing, the car's engine maps can be changed to get the most horsepower and ultimately speed out of the vehicle.
Racing drivers.
Racing drivers, at the highest levels, are usually paid by the team, or by sponsors, and can command very substantial salaries.
Contrary to what may be popularly assumed, racing drivers as a group do not have unusually better reflexes or peripheral response time. During repeated physiological (and psychological) evaluations of professional racing drivers, the two characteristics that stand out are racers' near-obsessive need to control their surroundings (the psychological aspect), and an unusual ability to process fast-moving information (physiological). In this, researchers have noted a strong correlation between racers' psychological profiles and those of fighter pilots. In tests comparing racers to members of the general public, the greater the complexity of the information processing matrix, the greater the speed gap between racers and the public.
Due partly to the performance capabilities of modern racing cars, racing drivers require a high level of fitness, focus, and the ability to concentrate at high levels for long periods in an inherently difficult environment. Racing drivers mainly complain about pains in the lumbar, shoulder, and neck regions.
Racing drivers experience extremely large g-forces because formula cars and sports prototypes generate more downforce and are able to corner at significantly higher speeds. Formula 1 drivers routinely experience g-loadings in excess of 4.5 g.
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1023 | Anarcho-capitalism | Anarcho-capitalism (or, colloquially, ancap) is an anti-statist, libertarian, political philosophy and economic theory that seeks to abolish centralized states in favor of stateless societies with systems of private property enforced by private agencies, the non-aggression principle, free markets and self-ownership, which extends the concept to include control of private property as part of the self. In the absence of statute, anarcho-capitalists hold that society tends to contractually self-regulate and civilize through participation in the free market, which they describe as a voluntary society involving the voluntary exchange of goods and services. In a theoretical anarcho-capitalist society, the system of private property would still exist and be enforced by private defense agencies and/or insurance companies selected by customers, which would operate competitively in a market and fulfill the roles of courts and the police.
According to its proponents, various historical theorists have espoused philosophies similar to anarcho-capitalism, but the first person to use the term "anarcho-capitalism" was Murray Rothbard, in the 1940s. Rothbard, a leading figure in the 20th-century American libertarian movement, synthesized elements from the Austrian School, classical liberalism and 19th-century American individualist anarchists and mutualists Lysander Spooner and Benjamin Tucker, while rejecting the labor theory of value. Rothbard's anarcho-capitalist society would operate under a mutually agreed-upon "legal code which would be generally accepted, and which the courts would pledge themselves to follow". This legal code would recognize contracts between individuals, private property, self-ownership and tort law in keeping with the non-aggression principle. Rothbard views the power of the state as unjustified, arguing that it restricts individual rights and prosperity, and creates social and economic problems.
Anarcho-capitalists and right-libertarians cite several historical precedents of what they believe to be examples of quasi-anarcho-capitalism, including the Republic of Cospaia, Acadia, Anglo-Saxon England, Medieval Iceland, the American Old West, Gaelic Ireland, and law merchant, admiralty law, and early common law.
Anarcho-capitalism is distinguished from minarchism, which advocates a night-watchman state limited to protecting individuals from aggression and enforcing private property. Anarcho-capitalism is also distinguished from social anarchism, a branch of anarchism that sees individual freedom as interrelated with mutual aid. Unlike most anarchists, anarcho-capitalists support private property and private institutions.
Classification.
Anarcho-capitalism developed from radical American anti-state libertarianism and individualist anarchism. A strong current within anarchism does not consider anarcho-capitalism to be part of the anarchist movement because they argue that anarchism has historically been an anti-capitalist movement and for definitional reasons which see anarchism as incompatible with capitalist forms. According to several scholars, Anarcho-capitalism lies outside the tradition of the vast majority of anarchist schools of thought and is more closely affiliated with capitalism, right-libertarianism and classical liberalism. Social anarchists oppose and reject capitalism, and consider "anarcho-capitalism" to be a contradiction in terms, although some, including anarcho-capitalists and right-libertarians, consider anarcho-capitalism to be a form of anarchism.
According to the "Encyclopædia Britannica":Anarcho-capitalism is usually seen as part of the New Right.
Philosophy.
Author J Michael Oliver says that during the 1960s, a philosophical movement arose in the United States that championed "reason, ethical egoism, and free-market capitalism". According to Oliver, anarcho-capitalism is a political theory which logically follows the philosophical conclusions of Objectivism, a philosophical system developed by Russian-American writer Ayn Rand, but Oliver acknowledges that his advocacy of anarcho-capitalism is "quite at odds with Rand's ardent defense of 'limited government. Professor Lisa Duggan also says that Rand's anti-statist, pro–"free market" stances went on to shape the politics of anarcho-capitalism.
According to Patrik Schumacher, the political ideology and programme of Anarcho-capitalism envisages the radicalization of the neoliberal "rollback of the state", and calls for the extension of "entrepreneurial freedom" and "competitive market rationality" to the point where the scope for private enterprise is all-encompassing and "leaves no space for state action whatsoever".
On the state.
Anarcho-capitalists opposition to the state is reflected in their goal of keeping but privatizing all functions of the state. They see capitalism and the "free market" as the basis for a free and prosperous society. Murray Rothbard, who is credited with coining the term "anarcho-capitalism", stated that the difference between free-market capitalism and state capitalism is the difference between "peaceful, voluntary exchange" and a "collusive partnership" between business and government that "uses coercion to subvert the free market".
Rothbard argued that all government services, including defense, are inefficient because they lack a market-based pricing mechanism regulated by "the voluntary decisions of consumers purchasing services that fulfill their highest-priority needs" and by investors seeking the most profitable enterprises to invest in. Furthermore, Linda and Morris Tannehill believe that no coercive monopoly of force can arise on a truly free market and that a government's citizenry can not desert them in favor of a competent protection and defense agency.
Maverick Edwards of the Liberty University describes anarcho-capitalism as a political, social, and economic theory that places markets as the central "governing body" and where government no longer "grants" rights to its citizenry.
Non-aggression principle.
Writer Stanisław Wójtowicz says that although anarcho-capitalists are against centralized states, they hold that all people would naturally share and agree to a specific moral theory based on the non-aggression principle. While the Friedmanian formulation of anarcho-capitalism is robust to the presence of violence and in fact, assumes some degree of violence will occur, anarcho-capitalism as formulated by Rothbard and others holds strongly to the central libertarian nonaggression axiom, sometimes non-aggression principle. Rothbard wrote:
Rothbard's defense of the self-ownership principle stems from what he believed to be his falsification of all other alternatives, namely that either a group of people can own another group of people, or that no single person has full ownership over one's self. Rothbard dismisses these two cases on the basis that they cannot result in a universal ethic, i.e. a just natural law that can govern all people, independent of place and time. The only alternative that remains to Rothbard is self-ownership which he believes is both axiomatic and universal.
In general, the non-aggression axiom is described by Rothbard as a prohibition against the initiation of force, or the threat of force, against persons (in which he includes direct violence, assault and murder) or property (in which he includes fraud, burglary, theft and taxation). The initiation of force is usually referred to as aggression or coercion. The difference between anarcho-capitalists and other libertarians is largely one of the degree to which they take this axiom. Minarchist libertarians such as libertarian political parties would retain the state in some smaller and less invasive form, retaining at the very least public police, courts, and military. However, others might give further allowance for other government programs. In contrast, Rothbard rejects any level of "state intervention", defining the state as a coercive monopoly and as the only entity in human society, excluding acknowledged criminals, that derives its income entirely from coercion, in the form of taxation, which Rothbard describes as "compulsory seizure of the property of the State's inhabitants, or subjects."
Some anarcho-capitalists such as Rothbard accept the non-aggression axiom on an intrinsic moral or natural law basis. It is in terms of the non-aggression principle that Rothbard defined his interpretation of anarchism, "a system which provides no legal sanction for such aggression ['against person and property']"; and wrote that "what anarchism proposes to do, then, is to abolish the State, i.e. to abolish the regularized institution of aggressive coercion". In an interview published in the American libertarian journal "The New Banner", Rothbard stated that "capitalism is the fullest expression of anarchism, and anarchism is the fullest expression of capitalism".
Property.
Private property.
Anarcho-capitalists postulate the privatization of everything, including cities with all their infrastructures, public spaces, streets and urban management systems.
Central to Rothbardian anarcho-capitalism are the concepts of self-ownership and original appropriation that combines personal and private property. Hans-Hermann Hoppe wrote:
Rothbard however rejected the Lockean proviso, and followed the rule of "first come, first served", without any consideration of how much resources are left for other individuals, which opposed John Locke's beliefs.
Anarcho-capitalists advocate private ownership of the means of production and the allocation of the product of labor created by workers within the context of wage labour and the free market – that is through decisions made by property and capital owners, regardless of what an individual needs or does not need. Original appropriation allows an individual to claim any never-before-used resources, including land and by improving or otherwise using it, own it with the same "absolute right" as their own body, and retaining those rights forever, regardless of whether the resource is still being used by them. According to Rothbard, property can only come about through labor, therefore original appropriation of land is not legitimate by merely claiming it or building a fence around it—it is only by using land and by mixing one's labor with it that original appropriation is legitimized: "Any attempt to claim a new resource that someone does not use would have to be considered invasive of the property right of whoever the first user will turn out to be". Rothbard argued that the resource need not continue to be used in order for it to be the person's property as "for once his labor is mixed with the natural resource, it remains his owned land. His labor has been irretrievably mixed with the land, and the land is therefore his or his assigns' in perpetuity".
Rothbard also spoke about a theory of justice in property rights:
In "Justice and Property Right", Rothbard wrote that "any identifiable owner (the original victim of theft or his heir) must be accorded his property". In the case of slavery, Rothbard claimed that in many cases "the old plantations and the heirs and descendants of the former slaves can be identified, and the reparations can become highly specific indeed". Rothbard believed slaves rightfully own any land they were forced to work on under the homestead principle. If property is held by the state, Rothbard advocated its confiscation and "return to the private sector", writing that "any property in the hands of the State is in the hands of thieves, and should be liberated as quickly as possible". Rothbard proposed that state universities be seized by the students and faculty under the homestead principle. Rothbard also supported the expropriation of nominally "private property" if it is the result of state-initiated force such as businesses that receive grants and subsidies. Rothbard further proposed that businesses who receive at least 50% of their funding from the state be confiscated by the workers, writing: "What we libertarians object to, then, is not government "per se" but crime, what we object to is unjust or criminal property titles; what we are for is not 'private' property "per se" but just, innocent, non-criminal private property".
Similarly, Karl Hess wrote that "libertarianism wants to advance principles of property but that it in no way wishes to defend, willy nilly, all property which now is called private ... Much of that property is stolen. Much is of dubious title. All of it is deeply intertwined with an immoral, coercive state system".
By accepting an axiomatic definition of private property and property rights, anarcho-capitalists deny the legitimacy of a state on principle. Hans-Hermann Hoppe argues:
Anarchists view capitalism as an inherently authoritarian and hierarchical system and seek the abolishment of private property. There is disagreement between anarchists and anarcho-capitalists as the former generally rejects anarcho-capitalism as a form of anarchism and considers "anarcho-capitalism" a contradiction in terms, while the latter holds that the abolishment of private property would require expropriation which is "counterproductive to order" and would require a state.
Common property.
As opposed to anarchists, most anarcho-capitalists reject the commons. However, some of them propose that non-state public or community property can also exist in an anarcho-capitalist society. For anarcho-capitalists, what is important is that it is "acquired" and transferred without help or hindrance from what they call the "compulsory state". Deontological anarcho-capitalists believe that the only just and most economically beneficial way to acquire property is through voluntary trade, gift, or labor-based original appropriation, rather than through aggression or fraud.
Anarcho-capitalists state that there could be cases where common property may develop in a Lockean natural rights framework. Anarcho-capitalists make the example of a number of private businesses which may arise in an area, each owning the land and buildings that they use, but they argue that the paths between them become cleared and trodden incrementally through customer and commercial movement. These thoroughfares may become valuable to the community, but according to them ownership cannot be attributed to any single person and original appropriation does not apply because many contributed the labor necessary to create them. In order to prevent it from falling to the "tragedy of the commons", anarcho-capitalists suggest transitioning from common to private property, wherein an individual would make a homesteading claim based on disuse, acquire title by the assent of the community consensus, form a corporation with other involved parties, or other means.
Randall G. Holcombe see challenges stemming from the idea of common property under anarcho-capitalism, such as whether an individual might claim fishing rights in the area of a major shipping lane and thereby forbid passage through it. In contrast, Hoppe's work on anarcho-capitalist theory is based on the assumption that all property is privately held, "including all streets, rivers, airports, and harbors" which forms the foundation of his views on immigration.
Intellectual property.
Some anarcho-capitalists strongly oppose intellectual property (i.e., trademarks, patents, copyrights). Stephan N. Kinsella argues that ownership only relates to tangible assets.
Contractual society.
The society envisioned by anarcho-capitalists has been labelled by them as a "contractual society" which Rothbard described as "a society based purely on voluntary action, entirely unhampered by violence or threats of violence" The system relies on contracts between individuals as the legal framework which would be enforced by private police and security forces as well as private arbitrations.
Rothbard argues that limited liability for corporations could also exist through contract, arguing that "[c]orporations are not at all monopolistic privileges; they are free associations of individuals pooling their capital. On the purely free market, those men would simply announce to their creditors that their liability is limited to the capital specifically invested in the corporation". However, corporations created in this way would not be able to replicate the limit on liabilities arising non-contractually such as liability in tort for environmental disasters or personal injury which corporations currently enjoy. Rothbard acknowledges that "limited liability for torts is the illegitimate conferring of a special privilege".
There are limits to the right to contract under some interpretations of anarcho-capitalism. Rothbard believes that the right to contract is based in inalienable rights and because of this any contract that implicitly violates those rights can be voided at will, preventing a person from permanently selling himself or herself into unindentured slavery. However, Rothbard justifies the practice of child selling. Other interpretations conclude that banning such contracts would in itself be an unacceptably invasive interference in the right to contract.
Included in the right of contract is "the right to contract oneself out for employment by others". While anarchists criticize wage labour describing it as wage slavery, anarcho-capitalists view it as a consensual contract. Some anarcho-capitalists prefer to see self-employment prevail over wage labor. David D. Friedman has expressed a preference for a society where "almost everyone is self-employed" and "instead of corporations there are large groups of entrepreneurs related by trade, not authority. Each sells not his time, but what his time produces".
Law and order and the use of violence.
Different anarcho-capitalists propose different forms of anarcho-capitalism and one area of disagreement is in the area of law. In "The Market for Liberty", Morris and Linda Tannehill object to any statutory law whatsoever. They argue that all one has to do is ask if one is aggressing against another in order to decide if an act is right or wrong. However, while also supporting a on force and fraud, Rothbard supports the establishment of a mutually agreed-upon centralized libertarian legal code which private courts would pledge to follow, as he presumes a high degree of convergence amongst individuals about what constitutes natural justice.
Unlike both the Tannehills and Rothbard who see an ideological commonality of ethics and morality as a requirement, David D. Friedman proposes that "the systems of law will be produced for profit on the open market, just as books and bras are produced today. There could be competition among different brands of law, just as there is competition among different brands of cars". Friedman says whether this would lead to a libertarian society "remains to be proven". He says it is a possibility that very un-libertarian laws may result, such as laws against drugs, but he thinks this would be rare. He reasons that "if the value of a law to its supporters is less than its cost to its victims, that law ... will not survive in an anarcho-capitalist society".
Anarcho-capitalists only accept the collective defense of individual liberty (i.e. courts, military, or police forces) insofar as such groups are formed and paid for on an explicitly voluntary basis. However, their complaint is not just that the state's defensive services are funded by taxation, but that the state assumes it is the only legitimate practitioner of physical force—that is, they believe it forcibly prevents the private sector from providing comprehensive security, such as a police, judicial and prison systems to protect individuals from aggressors. Anarcho-capitalists believe that there is nothing morally superior about the state which would grant it, but not private individuals, a right to use physical force to restrain aggressors. If competition in security provision were allowed to exist, prices would also be lower and services would be better according to anarcho-capitalists. According to Molinari: "Under a regime of liberty, the natural organization of the security industry would not be different from that of other industries". Proponents believe that private systems of justice and defense already exist, naturally forming where the market is allowed to "compensate for the failure of the state", namely private arbitration, security guards, neighborhood watch groups and so on. These private courts and police are sometimes referred to generically as private defense agencies (PDAs). The defense of those unable to pay for such protection might be financed by charitable organizations relying on voluntary donation rather than by state institutions relying on taxation, or by cooperative self-help by groups of individuals. Edward Stringham argues that private adjudication of disputes could enable the market to internalize externalities and provide services that customers desire.
In the context of revolution, Rothbard stated that the American Revolutionary War was the only war involving the United States that could be justified. Some anarcho-capitalists such as Rothbard feel that violent revolution is counter-productive and prefer voluntary forms of economic secession to the extent possible. Retributive justice is often a component of the contracts imagined for an anarcho-capitalist society. According to Matthew O'Keefee, some anarcho-capitalists believe prisons or indentured servitude would be justifiable institutions to deal with those who violate anarcho-capitalist property relations while others believe exile or forced restitution are sufficient.
Bruce L. Benson argues that legal codes may impose punitive damages for intentional torts in the interest of deterring crime. Benson gives the example of a thief who breaks into a house by picking a lock. Even if caught before taking anything, Benson argues that the thief would still owe the victim for violating the sanctity of his property rights. Benson opines that despite the lack of objectively measurable losses in such cases, "standardized rules that are generally perceived to be fair by members of the community would, in all likelihood, be established through precedent, allowing judgments to specify payments that are reasonably appropriate for most criminal offenses".
Morris and Linda Tannehill raise a similar example, saying that a bank robber who had an attack of conscience and returned the money would still owe reparations for endangering the employees' and customers' lives and safety, in addition to the costs of the defense agency answering the teller's call for help. However, they believe that the robber's loss of reputation would be even more damaging. They suggest that specialized companies would list aggressors so that anyone wishing to do business with a man could first check his record, provided they trust the veracity of the companies' records. They further theorise that the bank robber would find insurance companies listing him as a very poor risk and other firms would be reluctant to enter into contracts with him.
Influences.
Murray Rothbard has listed different ideologies of which his interpretations, he said, have influenced anarcho-capitalism. This includes his interpretation of anarchism, and more precisely individualist anarchism; classical liberalism and the Austrian School of economic thought. Scholars additionally associate anarcho-capitalism with neo-classical liberalism, radical neoliberalism and right-libertarianism.
Anarchism.
In both its social and individualist forms, anarchism is usually considered an anti-capitalist and radical left-wing or far-left movement that promotes libertarian socialist economic theories such as collectivism, communism, individualism, mutualism and syndicalism. Because anarchism is usually described alongside libertarian Marxism as the libertarian wing of the socialist movement and as having a historical association with anti-capitalism and socialism, anarchists believe that capitalism is incompatible with social and economic equality and therefore do not recognize anarcho-capitalism as an anarchist school of thought. In particular, anarchists argue that capitalist transactions are not voluntary and that maintaining the class structure of a capitalist society requires coercion which is incompatible with an anarchist society. The usage of "libertarian" is also in dispute. While both anarchists and anarcho-capitalists have used it, "libertarian" was synonymous with "anarchist" until the mid-20th century, when anarcho-capitalist theory developed.
Anarcho-capitalists are distinguished from the dominant anarchist tradition by their relation to property and capital. While both anarchism and anarcho-capitalism share general antipathy towards government authority, anarcho-capitalism favors free-market capitalism. Anarchists, including egoists such as Max Stirner, have supported the protection of an individual's freedom from powers of both government and private property owners. In contrast, while condemning governmental encroachment on personal liberties, anarcho-capitalists support freedoms based on private property rights. Anarcho-capitalist theorist Murray Rothbard argued that protesters should rent a street for protest from its owners. The abolition of public amenities is a common theme in some anarcho-capitalist writings.
As anarcho-capitalism puts "laissez-faire" economics before economic equality, it is commonly viewed as incompatible with the anti-capitalist and egalitarian tradition of anarchism. Although anarcho-capitalist theory implies the abolition of the state in favour of a fully "laissez-faire" economy, it lies outside the tradition of anarchism. While using the language of anarchism, anarcho-capitalism only shares anarchism's antipathy towards the state and not anarchism's antipathy towards hierarchy as theorists expect from anarcho-capitalist economic power relations. It follows a different paradigm from anarchism and has a fundamentally different approach and goals. In spite of the "anarcho-" in its title, anarcho-capitalism is more closely affiliated with capitalism, right-libertarianism, and liberalism than with anarchism. Some within this "laissez-faire" tradition reject the designation of "anarcho-capitalism", believing that "capitalism" may either refer to the "laissez-faire" market they support or the government-regulated system that they oppose.
Rothbard argued that anarcho-capitalism is the only true form of anarchism—the only form of anarchism that could possibly exist in reality as he maintained that any other form presupposes authoritarian enforcement of a political ideology such as "redistribution of private property", which he attributed to anarchism. According to this argument, the capitalist free market is "the natural situation" that would result from people being free from state authority and entails the establishment of all voluntary associations in society such as cooperatives, non-profit organizations, businesses and so on. Moreover, anarcho-capitalists, as well as classical liberal minarchists, argue that the application of anarchist ideals as advocated by what they term "left-wing anarchists" would require an authoritarian body of some sort to impose it. Based on their understanding and interpretation of anarchism, in order to forcefully prevent people from accumulating capital, which they believe is a goal of anarchists, there would necessarily be a redistributive organization of some sort which would have the authority to in essence exact a tax and re-allocate the resulting resources to a larger group of people. They conclude that this theoretical body would inherently have political power and would be nothing short of a state. The difference between such an arrangement and an anarcho-capitalist system is what anarcho-capitalists see as the voluntary nature of organization within anarcho-capitalism contrasted with a "centralized ideology" and a "paired enforcement mechanism" which they believe would be necessary under what they describe as a "coercively" egalitarian-anarchist system.
Rothbard also argued that the capitalist system of today is not properly anarchistic because it often colludes with the state. According to Rothbard, "what Marx and later writers have done is to lump together two extremely different and even contradictory concepts and actions under the same portmanteau term. These two contradictory concepts are what I would call 'free-market capitalism' on the one hand, and 'state capitalism' on the other". "The difference between free-market capitalism and state capitalism", writes Rothbard, "is precisely the difference between, on the one hand, peaceful, voluntary exchange, and on the other, violent expropriation". He continues: "State capitalism inevitably creates all sorts of problems which become insoluble".
Traditional anarchists reject the notion of capitalism, hierarchies and private property. Albert Meltzer argued that anarcho-capitalism simply cannot be anarchism because capitalism and the state are inextricably interlinked and because capitalism exhibits domineering hierarchical structures such as that between an employer and an employee. Anna Morgenstern approaches this topic from the opposite perspective, arguing that anarcho-capitalists are not really capitalists because "mass concentration of capital is impossible" without the state. According to Jeremy Jennings, "[i]t is hard not to conclude that these ideas", referring to anarcho-capitalism, argued to have "roots deep in classical liberalism" more so than in anarchism, "are described as anarchist only on the basis of a misunderstanding of what anarchism is". For Jennings, "anarchism does not stand for the untrammelled freedom of the individual (as the 'anarcho-capitalists' appear to believe) but, as we have already seen, for the extension of individuality and community". Similarly, Barbara Goodwin, Emeritus Professor of Politics at the University of East Anglia, Norwich, argues that anarcho-capitalism's "true place is in the group of right-wing libertarians", not in anarchism.
Some right-libertarian scholars like Michael Huemer, who identify with the ideology, describe anarcho-capitalism as a "variety of anarchism". British author Andrew Heywood also believes that "individualist anarchism overlaps with libertarianism and is usually linked to a strong belief in the market as a self-regulating mechanism, most obviously manifest in the form of anarcho-capitalism". Frank H. Brooks, author of "The Individualist Anarchists: An Anthology of Liberty (1881–1908)", believes that "anarchism has always included a significant strain of radical individualism, from the hyperrationalism of Godwin, to the egoism of Stirner, to the libertarians and anarcho-capitalists of today".
While both anarchism and anarcho-capitalism are in opposition to the state, it is a necessary but not sufficient condition because anarchists and anarcho-capitalists interpret state-rejection differently. Austrian school economist David Prychitko, in the context of anarcho-capitalism says that "while society without a state is necessary for full-fledged anarchy, it is nevertheless insufficient". According to Ruth Kinna, anarcho-capitalists are anti-statists who draw more on right-wing liberal theory and the Austrian School than anarchist traditions. Kinna writes that "[i]n order to highlight the clear distinction between the two positions", anarchists describe anarcho-capitalists as "propertarians". Anarcho-capitalism is usually seen as part of the New Right.
Some anarcho-capitalists argue that, according to them, anarchists consider the word "anarchy" as to be the antithesis of hierarchy, and therefore, that "anarcho-capitalism" is sometimes considered to be a term with differences philosophically to what they personally consider to be true anarchism, as an anarcho-capitalist society would inherently contain hierarchy. Additionally, Rothbard discusses the difference between "government" and "governance" thus, proponents of anarcho-capitalism think the philosophy's common name is indeed consistent, as it promotes private governance, but is vehemently anti-government.
Classical liberalism.
Historian and libertarian Ralph Raico argued that what liberal philosophers "had come up with was a form of individualist anarchism, or, as it would be called today, anarcho-capitalism or market anarchism". He also said that Gustave de Molinari was proposing a doctrine of the private production of security, a position which was later taken up by Murray Rothbard. Some anarcho-capitalists consider Molinari to be the first proponent of anarcho-capitalism. In the preface to the 1977 English translation by Murray Rothbard called "The Production of Security" the "first presentation anywhere in human history of what is now called anarcho-capitalism", although admitting that "Molinari did not use the terminology, and probably would have balked at the name". Hans-Hermann Hoppe said that "the 1849 article 'The Production of Security' is probably the single most important contribution to the modern theory of anarcho-capitalism". According to Hans-Hermann Hoppe, one of the 19th century precursors of anarcho-capitalism were philosopher Herbert Spencer, classical liberal Auberon Herbert and liberal socialist Franz Oppenheimer.
Ruth Kinna writes that "anarcho-capitalism" is a term coined by Murray Rothbard to describe "a commitment to unregulated private property and laissez-faire economics, prioritizing the liberty-rights of individuals, unfettered by government regulation, to accumulate, consume and determine the patterns of their lives as they see fit". According to Kinna, anarcho-capitalists "will sometimes label themselves market anarchists because they recognize the negative connotations of 'capitalism'. But the literature of anarcho-capitalism draws on classical liberal theory, particularly the Austrian School – Friedrich von Hayek and Ludwig von Mises – rather than recognizable anarchist traditions. Ayn Rand's laissez-faire, anti-government, corporate philosophy – Objectivism – is sometimes associated with anarcho-capitalism". Other scholars similarly associate anarcho-capitalism with anti-state classical liberalism, neo-classical liberalism, radical neoliberalism and right-libertarianism.
Paul Dragos Aligica writes that there is a "foundational difference between the classical liberal and the anarcho-capitalist positions". Classical liberalism, while accepting critical arguments against collectivism, acknowledges a certain level of public ownership and collective governance as necessary to provide practical solutions to political problems. In contrast anarcho-capitalism, according to Aligica, denies any requirement for any form of public administration, and allows no meaningful role for the public sphere, which is seen as sub-optimal and illegitimate.
Individualist anarchism.
Murray Rothbard, a student of Ludwig von Mises, stated that he was influenced by the work of the 19th-century American individualist anarchists. In the winter of 1949, Rothbard decided to reject minimal state "laissez-faire" and embrace his interpretation of individualist anarchism. In 1965, Rothbard wrote that "Lysander Spooner and Benjamin R. Tucker were unsurpassed as political philosophers and nothing is more needed today than a revival and development of the largely forgotten legacy they left to political philosophy". However, Rothbard thought that they had a faulty understanding of economics as the 19th-century individualist anarchists had a labor theory of value as influenced by the classical economists, while Rothbard was a student of Austrian School economics which does not agree with the labor theory of value. Rothbard sought to meld 19th-century American individualist anarchists' advocacy of economic individualism and free markets with the principles of Austrian School economics, arguing that "[t]here is, in the body of thought known as 'Austrian economics', a scientific explanation of the workings of the free market (and of the consequences of government intervention in that market) which individualist anarchists could easily incorporate into their political and social Weltanschauung". Rothbard held that the economic consequences of the political system they advocate would not result in an economy with people being paid in proportion to labor amounts, nor would profit and interest disappear as they expected. Tucker thought that unregulated banking and money issuance would cause increases in the money supply so that interest rates would drop to zero or near to it. Peter Marshall states that "anarcho-capitalism overlooks the egalitarian implications of traditional individualist anarchists like Spooner and Tucker". Stephanie Silberstein states that "While Spooner was no free-market capitalist, nor an anarcho-capitalist, he was not as opposed to capitalism as most socialists were."
In "The Spooner-Tucker Doctrine: An Economist's View", Rothbard explained his disagreements. Rothbard disagreed with Tucker that it would cause the money supply to increase because he believed that the money supply in a free market would be self-regulating. If it were not, then Rothbard argued inflation would occur so it is not necessarily desirable to increase the money supply in the first place. Rothbard claimed that Tucker was wrong to think that interest would disappear regardless because he believed people, in general, do not wish to lend their money to others without compensation, so there is no reason why this would change just because banking was unregulated. Tucker held a labor theory of value and thought that in a free market people would be paid in proportion to how much labor they exerted and that exploitation or usury was taking place if they were not. As Tucker explained in "State Socialism and Anarchism", his theory was that unregulated banking would cause more money to be available and that this would allow the proliferation of new businesses which would, in turn, raise demand for labor. This led Tucker to believe that the labor theory of value would be vindicated and equal amounts of labor would receive equal pay. As an Austrian School economist, Rothbard did not agree with the labor theory and believed that prices of goods and services are proportional to marginal utility rather than to labor amounts in the free market. As opposed to Tucker he did not think that there was anything exploitative about people receiving an income according to how much "buyers of their services value their labor" or what that labor produces.
Without the labor theory of value, some argue that 19th-century individualist anarchists approximate the modern movement of anarcho-capitalism, although this has been contested or rejected. As economic theory changed, the popularity of the labor theory of classical economics was superseded by the subjective theory of value of neoclassical economics and Rothbard combined Mises' Austrian School of economics with the absolutist views of human rights and rejection of the state he had absorbed from studying the individualist American anarchists of the 19th century such as Tucker and Spooner. In the mid-1950s, Rothbard wrote an unpublished article named "Are Libertarians 'Anarchists'?" under the pseudonym "Aubrey Herbert", concerned with differentiating himself from communist and socialistic economic views of anarchists, including the individualist anarchists of the 19th century, concluding that "we are "not" anarchists and that those who call us anarchists are not on firm etymological ground and are being completely unhistorical. On the other hand, it is clear that we are not archists either: we do not believe in establishing a tyrannical central authority that will coerce the noninvasive as well as the invasive. Perhaps, then, we could call ourselves by a new name: "non"archist." Joe Peacott, an American individualist anarchist in the mutualist tradition, criticizes anarcho-capitalists for trying to hegemonize the individualist anarchism label and make appear as if all individualist anarchists are in favor of capitalism. Peacott states that "individualists, both past and present, agree with the communist anarchists that present-day capitalism is based on economic coercion, not on voluntary contract. Rent and interest are the mainstays of modern capitalism and are protected and enforced by the state. Without these two unjust institutions, capitalism could not exist".
Anarchist activists and scholars do not consider anarcho-capitalism as a part of the anarchist movement, arguing that anarchism has historically been an anti-capitalist movement and see it as incompatible with capitalist forms. Although some regard anarcho-capitalism as a form of individualist anarchism, many others disagree or contest the existence of an individualist–socialist divide. In coming to terms that anarchists mostly identified with socialism, Rothbard wrote that individualist anarchism is different from anarcho-capitalism and other capitalist theories due to the individualist anarchists retaining the labor theory of value and socialist doctrines. Similarly, many writers deny that anarcho-capitalism is a form of anarchism or that capitalism is compatible with anarchism.
"The Palgrave Handbook of Anarchism" writes that "[a]s Benjamin Franks rightly points out, individualisms that defend or reinforce hierarchical forms such as the economic-power relations of anarcho-capitalism are incompatible with practices of social anarchism based on developing immanent goods which contest such as inequalities". Laurence Davis cautiously asks "[I]s anarcho-capitalism really a form of anarchism or instead a wholly different ideological paradigm whose adherents have attempted to expropriate the language of anarchism for their own anti-anarchist ends?" Davis cites Iain McKay, "whom Franks cites as an authority to support his contention that 'academic analysis has followed activist currents in rejecting the view that anarcho-capitalism has anything to do with social anarchism, as arguing "quite emphatically on the very pages cited by Franks that anarcho-capitalism is by no means a type of anarchism". McKay writes that "[i]t is important to stress that anarchist opposition to the so-called capitalist 'anarchists' does "not" reflect some kind of debate within anarchism, as many of these types like to pretend, but a debate between anarchism and its old enemy capitalism. ... Equally, given that anarchists and 'anarcho'-capitalists have fundamentally "different" analyses and goals it is hardly 'sectarian' to point this out".
Davis writes that "Franks asserts without supporting evidence that most major forms of individualist anarchism have been largely anarcho-capitalist in content, and concludes from this premise that most forms of individualism are incompatible with anarchism". Davis argues that "the conclusion is unsustainable because the premise is false, depending as it does for any validity it might have on the further assumption that anarcho-capitalism is indeed a form of anarchism. If we reject this view, then we must also reject the individual anarchist versus the communal anarchist 'chasm' style of argument that follows from it". Davis maintains that "the ideological core of anarchism is the belief that society can and should be organised without hierarchy and domination. Historically, anarchists have struggles against a wide range of regimes of domination, from capitalism, the state system, patriarchy, heterosexism, and the domination of nature to colonialism, the war system, slavery, fascism, white supremacy, and certain forms of organised religion". According to Davis, "[w]hile these visions range from the predominantly individualistic to the predominantly communitarian, features common to virtually all include an emphasis on self-management and self-regulatory methods of organisation, voluntary association, decentralised society, based on the principle of free association, in which people will manage and govern themselves". Finally, Davis includes a footnote stating that "[i]ndividualist anarchism may plausibly be re regarded as a form of both socialism and anarchism. Whether the individualist anarchists were "consistent" anarchists (and socialists) is another question entirely. ... McKay comments as follows: 'any individualist anarchism which supports wage labour is "inconsistent" anarchism. It "can" easily be made "consistent" anarchism by applying its own principles consistently. In contrast 'anarcho'-capitalism rejects so many of the basic, underlying, principles of anarchism ... that it cannot be made consistent with the ideals of anarchism.
Historical precedents.
Several anarcho-capitalists and right-libertarians have discussed historical precedents of what they believe were examples of anarcho-capitalism.
Free cities of medieval Europe.
Economist and libertarian scholar Bryan Caplan considers the free cities of medieval Europe as examples of "anarchist" or "nearly anarchistic" societies, further arguing:
Medieval Iceland.
According to the libertarian theorist David D. Friedman, "[m]edieval Icelandic institutions have several peculiar and interesting characteristics; they might almost have been invented by a mad economist to test the lengths to which market systems could supplant government in its most fundamental functions". While not directly labeling it anarcho-capitalist, Friedman argues that the legal system of the Icelandic Commonwealth comes close to being a real-world anarcho-capitalist legal system. Although noting that there was a single legal system, Friedman argues that enforcement of the law was entirely private and highly capitalist, providing some evidence of how such a society would function. Friedman further wrote that "[e]ven where the Icelandic legal system recognized an essentially 'public' offense, it dealt with it by giving some individual (in some cases chosen by lot from those affected) the right to pursue the case and collect the resulting fine, thus fitting it into an essentially private system".
Friedman and Bruce L. Benson argued that the Icelandic Commonwealth saw significant economic and social progress in the absence of systems of criminal law, an executive, or bureaucracy. This commonwealth was led by chieftains, whose position could be bought and sold like that of private property. Being a member of the chieftainship was also completely voluntary.
American Old West.
According to Terry L. Anderson and P. J. Hill, the Old West in the United States in the period of 1830 to 1900 was similar to anarcho-capitalism in that "private agencies provided the necessary basis for an orderly society in which property was protected and conflicts were resolved" and that the common popular perception that the Old West was chaotic with little respect for property rights is incorrect. Since squatters had no claim to western lands under federal law, extra-legal organizations formed to fill the void. Benson explains:
According to Anderson, "[d]efining anarcho-capitalist to mean minimal government with property rights developed from the bottom up, the western frontier was anarcho-capitalistic. People on the frontier invented institutions that fit the resource constraints they faced".
Gaelic Ireland.
In his work "For a New Liberty", Murray Rothbard has claimed ancient Gaelic Ireland as an example of nearly anarcho-capitalist society. In his depiction, citing the work of Professor Joseph Peden, the basic political unit of ancient Ireland was the tuath, which is portrayed as "a body of persons voluntarily united for socially beneficial purposes" with its territorial claim being limited to "the sum total of the landed properties of its members". Civil disputes were settled by private arbiters called "brehons" and the compensation to be paid to the wronged party was insured through voluntary surety relationships. Commenting on the "kings" of tuaths, Rothbard stated:
Law merchant, admiralty law, and early common law.
Some libertarians have cited law merchant, admiralty law and early common law as examples of anarcho-capitalism.
In his work "Power and Market", Rothbard stated:
Somalia from 1991 to 2006.
Economist Alex Tabarrok argued that Somalia in its stateless period provided a "unique test of the theory of anarchy", in some aspects near of that espoused by anarcho-capitalists David D. Friedman and Murray Rothbard. Nonetheless, both anarchists and some anarcho-capitalists argue that Somalia was not an anarchist society.
Analysis and criticism.
State, justice and defense.
Anarchists such as Brian Morris argue that anarcho-capitalism does not in fact get rid of the state. He says that anarcho-capitalists "simply replaced the state with private security firms, and can hardly be described as anarchists as the term is normally understood". In "Libertarianism: Bogus Anarchy", anarchist Peter Sabatini notes:
Similarly, Bob Black argues that an anarcho-capitalist wants to "abolish the state to his own satisfaction by calling it something else". He states that they do not denounce what the state does, they just "object to who's doing it".
Paul Birch argues that legal disputes involving several jurisdictions and different legal systems will be too complex and costly. He therefore argues that anarcho-capitalism is inherently unstable, and would evolve, entirely through the operation of free market forces, into either a single dominant private court with a natural monopoly of justice over the territory (a "de facto" state), a society of multiple city states, each with a territorial monopoly, or a 'pure anarchy' that would rapidly descend into chaos.
Randall G. Holcombe argues that anarcho-capitalism turns justice into a commodity as private defense and court firms would favour those who pay more for their services. He argues that defense agencies could form cartels and oppress people without fear of competition. Philosopher Albert Meltzer argued that since anarcho-capitalism promotes the idea of private armies, it actually supports a "limited State". He contends that it "is only possible to conceive of Anarchism which is free, communistic and offering no economic necessity for repression of countering it".
Libertarian Robert Nozick argues that a competitive legal system would evolve toward a monopoly government—even without violating individuals' rights in the process. In "Anarchy, State, and Utopia", Nozick defends minarchism and argues that an anarcho-capitalist society would inevitably transform into a minarchist state through the eventual emergence of a monopolistic private defense and judicial agency that no longer faces competition. He argues that anarcho-capitalism results in an unstable system that would not endure in the real world. While anarcho-capitalists such as Roy Childs and Murray Rothbard have rejected Nozick's arguments, with Rothbard arguing that the process described by Nozick, with the dominant protection agency outlawing its competitors, in fact violates its own clients' rights, John Jefferson actually advocates Nozick's argument and states that such events would best operate in "laissez-faire". Robert Ellickson presented a Hayekian case against anarcho-capitalism, calling it a "pipe-dream" and stating that anarcho-capitalists "by imagining a stable system of competing private associations, ignore both the inevitability of territorial monopolists in governance, and the importance of institutions to constrain those monopolists' abuses".
Some libertarians argue that anarcho-capitalism would result in different standards of justice and law due to relying too much on the market. Friedman responded to this criticism by arguing that it assumes the state is controlled by a majority group that has similar legal ideals. If the populace is diverse, different legal standards would therefore be appropriate.
Rights and freedom.
Negative and positive rights are rights that oblige either action (positive rights) or inaction (negative rights). Anarcho-capitalists believe that negative rights should be recognized as legitimate, but positive rights should be rejected as an intrusion. Some critics reject the distinction between positive and negative rights. Peter Marshall also states that the anarcho-capitalist definition of freedom is entirely negative and that it cannot guarantee the positive freedom of individual autonomy and independence.
About anarcho-capitalism, anarcho-syndicalist and anti-capitalist intellectual Noam Chomsky says:
Economics and property.
Social anarchists argue that anarcho-capitalism allows individuals to accumulate significant power through free markets and private property. Friedman responded by arguing that the Icelandic Commonwealth was able to prevent the wealthy from abusing the poor by requiring individuals who engaged in acts of violence to compensate their victims financially.
Anarchists argue that certain capitalist transactions are not voluntary and that maintaining the class structure of a capitalist society requires coercion which violates anarchist principles. Anthropologist David Graeber noted his skepticism about anarcho-capitalism along the same lines, arguing:
Some critics argue that the anarcho-capitalist concept of voluntary choice ignores constraints due to both human and non-human factors such as the need for food and shelter as well as active restriction of both used and unused resources by those enforcing property claims. If a person requires employment in order to feed and house himself, the employer-employee relationship could be considered involuntary. Another criticism is that employment is involuntary because the economic system that makes it necessary for some individuals to serve others is supported by the enforcement of coercive private property relations. Some philosophies view any ownership claims on land and natural resources as immoral and illegitimate. Objectivist philosopher Harry Binswanger criticizes anarcho-capitalism by arguing that "capitalism requires government", questioning who or what would enforce treaties and contracts.
Some right-libertarian critics of anarcho-capitalism who support the full privatization of capital such as geolibertarians argue that land and the raw materials of nature remain a distinct factor of production and cannot be justly converted to private property because they are not products of human labor. Some socialists, including market anarchists and mutualists, adamantly oppose absentee ownership. Anarcho-capitalists have strong abandonment criteria, namely that one maintains ownership until one agrees to trade or gift it. Anti-state critics of this view posit comparatively weak abandonment criteria, arguing that one loses ownership when one stops personally occupying and using it as well as the idea of perpetually binding original appropriation is anathema to traditional schools of anarchism.
Literature.
The following is a partial list of notable nonfiction works discussing anarcho-capitalism.
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1028 | Aristophanes | Aristophanes (; , ; c. 446 – c. 386 BC), son of Philippus, of the deme Kydathenaion (), was a comic playwright or comedy-writer of ancient Athens and a poet of Old Attic Comedy. Eleven of his forty plays survive virtually complete. These provide the most valuable examples of a genre of comic drama known as Old Comedy and are used to define it, along with fragments from dozens of lost plays by Aristophanes and his contemporaries.
Also known as "The Father of Comedy" and "the Prince of Ancient Comedy", Aristophanes has been said to recreate the life of ancient Athens more convincingly than any other author. His powers of ridicule were feared and acknowledged by influential contemporaries; Plato singled out Aristophanes' play "The Clouds" as slander that contributed to the trial and subsequent condemning to death of Socrates, although other satirical playwrights had also caricatured the philosopher.
Aristophanes' second play, "The Babylonians" (now lost), was denounced by Cleon as a slander against the Athenian "polis". It is possible that the case was argued in court, but details of the trial are not recorded and Aristophanes caricatured Cleon mercilessly in his subsequent plays, especially "The Knights", the first of many plays that he directed himself. "In my opinion," he says through that play's Chorus, "the author-director of comedies has the hardest job of all."
Etymology.
Aristophanes's name means 'one who appears best', from the greek 'ἄριστος' (Aristos) meaning "best" and 'φαίνομαι', meaning "appear".
Biography.
Less is known about Aristophanes than about his plays. In fact, his plays are the main source of information about him and his life. It was conventional in Old Comedy for the chorus to speak on behalf of the author during an address called the parabasis and thus some biographical facts can be found there. However, these facts relate almost entirely to his career as a dramatist and the plays contain few clear and unambiguous clues about his personal beliefs or his private life. He was a comic poet in an age when it was conventional for a poet to assume the role of teacher (didaskalos), and though this specifically referred to his training of the Chorus in rehearsal, it also covered his relationship with the audience as a commentator on significant issues.
Aristophanes claimed to be writing for a clever and discerning audience, yet he also declared that "other times" would judge the audience according to its reception of his plays. He sometimes boasts of his originality as a dramatist yet his plays consistently espouse opposition to radical new influences in Athenian society. He caricatured leading figures in the arts (notably Euripides, whose influence on his own work however he once grudgingly acknowledged), in politics (especially the populist Cleon), and in philosophy/religion (where Socrates was the most obvious target). Such caricatures seem to imply that Aristophanes was an old-fashioned conservative, yet that view of him leads to contradictions.
It has been argued that Aristophanes produced plays mainly to entertain the audience and to win prestigious competitions. His plays were written for production at the great dramatic festivals of Athens, the Lenaia and City Dionysia, where they were judged and awarded prizes in competition with the works of other comic dramatists. An elaborate series of lotteries, designed to prevent prejudice and corruption, reduced the voting judges at the City Dionysia to just five. These judges probably reflected the mood of the audiences yet there is much uncertainty about the composition of those audiences. The theatres were certainly huge, with seating for at least 10,000 at the Theatre of Dionysus. The day's program at the City Dionysia for example was crowded, with three tragedies and a satyr play ahead of a comedy, but it is possible that many of the poorer citizens (typically the main supporters of demagogues like Cleon) occupied the festival holiday with other pursuits. The conservative views expressed in the plays might therefore reflect the attitudes of the dominant group in an unrepresentative audience.
The production process might also have influenced the views expressed in the plays. Throughout most of Aristophanes' career, the Chorus was essential to a play's success and it was recruited and funded by a "choregus", a wealthy citizen appointed to the task by one of the archons. A choregus could regard his personal expenditure on the Chorus as a civic duty and a public honour, but Aristophanes showed in "The Knights" that wealthy citizens might regard civic responsibilities as punishment imposed on them by demagogues and populists like Cleon. Thus the political conservatism of the plays may reflect the views of the wealthiest section of Athenian society, on whose generosity all dramatists depended for putting on their plays.
When Aristophanes' first play "The Banqueters" was produced, Athens was an ambitious, imperial power and the Peloponnesian War was only in its fourth year. His plays often express pride in the achievement of the older generation (the victors at Marathon) yet they are not jingoistic, and they are staunchly opposed to the war with Sparta. The plays are particularly scathing in criticism of war profiteers, among whom populists such as Cleon figure prominently. By the time his last play was produced (around 386 BC) Athens had been defeated in war, its empire had been dismantled and it had undergone a transformation from being the political to the intellectual centre of Greece. Aristophanes was part of this transformation and he shared in the intellectual fashions of the period—the structure of his plays evolves from Old Comedy until, in his last surviving play, "Wealth II", it more closely resembles New Comedy. However it is uncertain whether he led or merely responded to changes in audience expectations.
Aristophanes won second prize at the City Dionysia in 427 BC with his first play "The Banqueters" (now lost). He won first prize there with his next play, "The Babylonians" (also now lost). It was usual for foreign dignitaries to attend the City Dionysia, and "The Babylonians" caused some embarrassment for the Athenian authorities since it depicted the cities of the Delian League as slaves grinding at a mill. Some influential citizens, notably Cleon, reviled the play as slander against the "polis" and possibly took legal action against the author. The details of the trial are unrecorded but, speaking through the hero of his third play "The Acharnians" (staged at the Lenaia, where there were few or no foreign dignitaries), the poet carefully distinguishes between the "polis" and the real targets of his acerbic wit:
Aristophanes repeatedly savages Cleon in his later plays. But these satirical diatribes appear to have had no effect on Cleon's political career—a few weeks after the performance of "The Knights"—a play full of anti-Cleon jokes—Cleon was elected to the prestigious board of ten generals. Cleon also seems to have had no real power to limit or control Aristophanes: the caricatures of him continued up to and even beyond his death.
In the absence of clear biographical facts about Aristophanes, scholars make educated guesses based on interpretation of the language in the plays. Inscriptions and summaries or comments by Hellenistic and Byzantine scholars can also provide useful clues. We know from a combination of these sources, and especially from comments in "The Knights" and "The Clouds", that Aristophanes' first three plays were not directed by him; they were instead directed by Callistratus and Philoneides, an arrangement that seemed to suit Aristophanes since he appears to have used these same directors in many later plays as well (Philoneides for example later directed "The Frogs" and he was also credited, perhaps wrongly, with directing "The Wasps"). Aristophanes's use of directors complicates our reliance on the plays as sources of biographical information, because apparent self-references might have been made with reference to his directors instead. Thus, for example, a statement by the chorus in "The Acharnians" seems to indicate that the "poet" had a close, personal association with the island of Aegina. Similarly, the hero in "The Acharnians" complains about Cleon "dragging me into court" over "last year's play."
Comments made by the Chorus referring to Aristophanes in "The Clouds" have been interpreted as evidence that he can hardly have been more than 18 years old when his first play "The Banqueters" was produced. The second parabasis in "Wasps" appears to indicate that he reached some kind of temporary accommodation with Cleon following either the controversy over "The Babylonians" or a subsequent controversy over "The Knights". It has been inferred from statements in "The Clouds" and "Peace" that Aristophanes was prematurely bald.
Aristophanes was probably victorious at least once at the City Dionysia, with "Babylonians" in 427, and at least three times at the Lenaia, with "The Acharnians" in 425, "Knights" in 424, and "Frogs" in 405. "Frogs" in fact won the unique distinction of a repeat performance at a subsequent festival. A son of Aristophanes, Araros, was also a comic poet and he could have been heavily involved in the production of his father's play "Wealth II" in 388. Araros is also thought to have been responsible for the posthumous performances of the now lost plays "Aeolosicon II" and "Cocalus", and it is possible that the last of these won the prize at the City Dionysia in 387. It appears that a second son, Philippus, was twice victorious at the Lenaia and he could have directed some of Eubulus’ comedies. A third son was called either Nicostratus or Philetaerus, and a man by the latter name appears in the catalogue of Lenaia victors with two victories, the first probably in the late 370s.
Plato's "The Symposium" appears to be a useful source of biographical information about Aristophanes, but its reliability is open to doubt. It purports to be a record of conversations at a dinner party at which both Aristophanes and Socrates are guests, held some seven years after the performance of "The Clouds", the play in which Socrates was cruelly caricatured. One of the guests, Alcibiades, even quotes from the play when teasing Socrates over his appearance and yet there is no indication of any ill-feeling between Socrates and Aristophanes. Plato's Aristophanes is in fact a genial character and this has been interpreted as evidence of Plato's own friendship with him (their friendship appears to be corroborated by an epitaph for Aristophanes, "reputedly" written by Plato, in which the playwright's soul is compared to an eternal shrine for the Graces). Plato was only a boy when the events in "The Symposium" are supposed to have occurred and it is possible that his Aristophanes is in fact based on a reading of the plays. For example, conversation among the guests turns to the subject of Love and Aristophanes explains his notion of it in terms of an amusing allegory, a device he often uses in his plays. He is represented as suffering an attack of hiccups and this might be a humorous reference to the crude physical jokes in his plays. He tells the other guests that he is quite happy to be thought amusing but he is wary of appearing ridiculous. This fear of being ridiculed is consistent with his declaration in "The Knights" that he embarked on the career of comic playwright warily after witnessing the public contempt and ridicule that other dramatists had incurred.
Aristophanes survived The Peloponnesian War, two oligarchic revolutions and two democratic restorations; this has been interpreted as evidence that he was not actively involved in politics, despite his highly political plays. He was probably appointed to the Council of Five Hundred for a year at the beginning of the fourth century, but such appointments were very common in democratic Athens.
Use of language.
The language of Aristophanes' plays, and in Old Comedy generally, was valued by ancient commentators as a model of the Attic dialect. The orator Quintilian believed that the charm and grandeur of the Attic dialect made Old Comedy an example for orators to study and follow, and he considered it inferior in these respects only to the works of Homer. A revival of interest in the Attic dialect may have been responsible for the recovery and circulation of Aristophanes' plays during the fourth and fifth centuries AD, resulting in their survival today. In Aristophanes' plays, the Attic dialect is couched in verse and his plays can be appreciated for their poetic qualities.
For Aristophanes' contemporaries the works of Homer and Hesiod formed the cornerstones of Hellenic history and culture. Thus poetry had a moral and social significance that made it an inevitable topic of comic satire. Aristophanes was very conscious of literary fashions and traditions and his plays feature numerous references to other poets. These include not only rival comic dramatists such as Eupolis and Hermippus and predecessors such as Magnes, Crates and Cratinus, but also tragedians, notably Aeschylus, Sophocles and Euripides, all three of whom are mentioned in e.g. "The Frogs". Aristophanes was the equal of these great tragedians in his subtle use of lyrics. He appears to have modelled his approach to language on that of Euripides in particular, so much so that the comic dramatist Cratinus labelled him a 'Euripidaristophanist' addicted to hair-splitting niceties.
A full appreciation of Aristophanes' plays requires an understanding of the poetic forms he employed with virtuoso skill, and of their different rhythms and associations. There were three broad poetic forms: iambic dialogue, tetrameter verses and lyrics:
The rhythm begins at a typical anapestic gallop, slows down to consider the revered poets Hesiod and Homer, then gallops off again to its comic conclusion at the expense of the unfortunate Pantocles. Such subtle variations in rhythm are common in the plays, allowing for serious points to be made while still whetting the audience's appetite for the next joke.
<poem style="margin-left:2em">
Though to myself I often seem
None comes close to Amynias,
Clan, a man I once saw
Now as poor as Antiphon,
Yet he got himself appointed
Way up there in Thessaly,
Happy to be where everyone
It can be argued that the most important feature of the language of the plays is imagery, particularly the use of similes, metaphors and pictorial expressions. In "The Knights", for example, the ears of a character with selective hearing are represented as parasols that open and close. In "The Frogs", Aeschylus is said to compose verses in the manner of a horse rolling in a sandpit. Some plays feature revelations of human perfectibility that are poetic rather than religious in character, such as the marriage of the hero Pisthetairos to Zeus's paramour in "The Birds" and the "recreation" of old Athens, crowned with roses, at the end of "The Knights".
Rhetoric.
It is widely believed that Aristophanes condemned rhetoric on both moral and political grounds. He states, "a speaker trained in the new rhetoric may use his talents to deceive the jury and bewilder his opponents so thoroughly that the trial loses all semblance of fairness" He is speaking to the "art" of flattery, and evidence points towards the fact that many of Aristophanes' plays were actually created with the intent to attack the view of rhetoric. The most noticeable attack can be seen in his play Banqueters, in which two brothers from different educational backgrounds argue over which education is better. One brother comes from a background of "old-fashioned" education while the other brother appears to be a product of the sophistic education
The chorus was mainly used by Aristophanes as a defense against rhetoric and would often talk about topics such as the civic duty of those who were educated in classical teachings. In Aristophanes' opinion it was the job of those educated adults to protect the public from deception and to stand as a beacon of light for those who were more gullible than others. One of the main reasons why Aristophanes was so against the sophists came into existence from the requirements listed by the leaders of the organization. Money was essential, which meant that roughly all of the pupils studying with the sophists came from upper-class backgrounds and excluded the rest of the polis. Aristophanes believed that education and knowledge was a public service and that anything that excluded willing minds was nothing but an abomination. He concludes that all politicians that study rhetoric must have "doubtful citizenships, unspeakable morals, and too much arrogance".
Aristophanes and Old Comedy.
The plays of Aristophanes are among the defining examples of Old Comedy. For this reason, an understanding of Old Comedy and Aristophanes' place in it is useful to comprehend his plays in their historical and cultural context. The themes of Old Comedy included:
Dramatic structure of Aristophanes' plots.
The structural elements of a typical Aristophanic plot can be summarized as follows:
The rules of competition did not prevent a playwright arranging and adjusting these elements to suit his particular needs. In "The Acharnians" and "Peace", for example, there is no formal agon whereas in "The Clouds" there are two agons.
Parabasis.
The parabasis is an address to the audience by the chorus or chorus leader while the actors leave or have left the stage. In this role, the chorus is sometimes out of character, as the author's voice, and sometimes in character, although these capacities are often difficult to distinguish. Generally the parabasis occurs somewhere in the middle of a play and often there is a second parabasis towards the end. The elements of a parabasis have been defined and named by scholars but it is probable that Aristophanes' own understanding was less formal. The selection of elements can vary from play to play and it varies considerably within plays between first and second parabasis. The early plays ("The Acharnians" to "The Birds") are fairly uniform in their approach however and the following elements of a parabasis can be found within them.
"The Wasps" is thought to offer the best example of a conventional approach and the elements of a parabasis can be identified and located in that play as follows.
Textual corruption is probably the reason for the absence of the antistrophe in the second parabasis.
However, there are several variations from the ideal even within the early plays. For example, the parabasis proper in "The Clouds" (lines 518–562) is composed in eupolidean meter rather than in anapests and the second parabasis includes a kommation but it lacks strophe, antistrophe and antepirrhema ("The Clouds" lines 1113–1130). The second parabasis in "The Acharnians" lines 971–999 can be considered a hybrid parabasis/song (i.e. the declaimed sections are merely continuations of the strophe and antistrophe) and, unlike the typical parabasis, it seems to comment on actions that occur on stage during the address. An understanding of Old Comedy conventions such as the parabasis is necessary for a proper understanding of Aristophanes' plays; on the other hand, a sensitive appreciation of the plays is necessary for a proper understanding of the conventions.
Influence and legacy.
The tragic dramatists, Sophocles and Euripides, died near the end of the Peloponnesian War and the art of tragedy thereafter ceased to develop, yet comedy did continue to evolve after the defeat of Athens and it is possible that it did so because, in Aristophanes, it had a master craftsman who lived long enough to help usher it into a new age. Indeed, according to one ancient source (Platonius, c.9th Century AD), one of Aristophanes's last plays, "Aioliskon", had neither a parabasis nor any choral lyrics (making it a type of Middle Comedy), while "Kolakos" anticipated all the elements of New Comedy, including a rape and a recognition scene. Aristophanes seems to have had some appreciation of his formative role in the development of comedy, as indicated by his comment in "Clouds" that his audience would be judged by other times according to its reception of his plays. "Clouds" was awarded third (i.e. last) place after its original performance and the text that has come down to the modern age was a subsequent draft that Aristophanes intended to be read rather than acted. The circulation of his plays in manuscript extended their influence beyond the original audience, over whom in fact they seem to have had little or no practical influence: they did not affect the career of Cleon, they failed to persuade the Athenians to pursue an honourable peace with Sparta and it is not clear that they were instrumental in the trial and execution of Socrates, whose death probably resulted from public animosity towards the philosopher's disgraced associates (such as Alcibiades), exacerbated of course by his own intransigence during the trial. The plays, in manuscript form, have been put to some surprising uses—as indicated earlier, they were used in the study of rhetoric on the recommendation of Quintilian and by students of the Attic dialect in the Fourth and Fifth Centuries AD. It is possible that Plato sent copies of the plays to Dionysius of Syracuse so that he might learn about Athenian life and government.
Latin translations of the plays by Andreas Divus (Venice 1528) were circulated widely throughout Europe in the Renaissance and these were soon followed by translations and adaptations in modern languages. Racine, for example, drew "Les Plaideurs" (1668) from "The Wasps". Goethe (who turned to Aristophanes for a warmer and more vivid form of comedy than he could derive from readings of Terence and Plautus) adapted a short play "Die Vögel" from "The Birds" for performance in Weimar. Aristophanes has appealed to both conservatives and radicals in the nineteenth and twentieth centuries—Anatoly Lunacharsky, first Commissar of Enlightenment for the USSR in 1917, declared that the ancient dramatist would have a permanent place in proletarian theatre and yet conservative, Prussian intellectuals interpreted Aristophanes as a satirical opponent of social reform. The avant-gardist stage-director Karolos Koun directed a version of "The Birds" under the Acropolis in 1959 that established a trend in modern Greek history of breaking taboos through the voice of Aristophanes.
The plays have a significance that goes beyond their artistic function, as historical documents that open the window on life and politics in classical Athens, in which respect they are perhaps as important as the writings of Thucydides. The artistic influence of the plays is immeasurable. They have contributed to the history of European theatre and that history in turn shapes our understanding of the plays. Thus for example the operettas of Gilbert and Sullivan can give us insights into Aristophanes' plays and similarly the plays can give us insights into the operettas. The plays are a source of famous sayings, such as "By words the mind is winged."
Listed below are some of the many works influenced (more or less) by Aristophanes.
Translation of Aristophanes.
Alan H. Sommerstein believes that although there are good translations of Aristophanes' comedies, none could be flawless, "for there is much truth in the paradox that the only really perfect translation is the original." Nevertheless, there are competent, respectable translations in many languages. Despite the fact that translations of Aristophanes may not be perfect, "the reception of Aristophanes has gained extraordinary momentum as a topic of academic interest in the last few years."
Works.
Surviving plays.
Most of these are traditionally referred to by abbreviations of their "Latin" titles; Latin remains a customary language of scholarship in classical studies.
Datable non-surviving (lost) plays.
The standard modern edition of the fragments is Rudolf Kassel and Colin François Lloyd Austin's, "Poetae Comici Graeci" III.2.
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1029 | Albert Schweitzer | Ludwig Philipp Albert Schweitzer (; 14 January 1875 – 4 September 1965) was an Alsatian polymath. He was a theologian, organist, musicologist, writer, humanitarian, philosopher, and physician. A Lutheran minister, Schweitzer challenged both the secular view of Jesus as depicted by the historical-critical method current at this time, as well as the traditional Christian view. His contributions to the interpretation of Pauline Christianity concern the role of Paul's mysticism of "being in Christ" as primary and the doctrine of justification by faith as secondary.
He received the 1952 Nobel Peace Prize for his philosophy of "Reverence for Life", becoming the eighth Frenchman to be awarded that prize. His philosophy was expressed in many ways, but most famously in founding and sustaining the Hôpital Albert Schweitzer in Lambaréné, French Equatorial Africa (now Gabon). As a music scholar and organist, he studied the music of German composer Johann Sebastian Bach and influenced the Organ Reform Movement ("Orgelbewegung").
Early years.
Schweitzer was born 14 January 1875 in Kaysersberg in Alsace, in what had less than four years previously become the Imperial Territory of Alsace-Lorraine in the German Empire after being French for more than two centuries; he later became a citizen of France after World War I, when Alsace became French territory again. He was the son of Louis Schweitzer and Adèle Schillinger. He spent his childhood in Gunsbach, also in Alsace, where his father, the local Lutheran-Evangelical pastor of the EPCAAL, taught him how to play music. The tiny village would become home to the Association Internationale Albert Schweitzer (AIAS). The medieval parish church of Gunsbach was shared by the Protestant and Catholic congregations, which held their prayers in different areas at different times on Sundays. This compromise arose after the Protestant Reformation and the Thirty Years' War. Schweitzer, the pastor's son, grew up in this exceptional environment of religious tolerance, and developed the belief that true Christianity should always work towards a unity of faith and purpose.
Schweitzer's first language was the Alsatian dialect of German. At the Mulhouse gymnasium he received his "Abitur" (the certificate at the end of secondary education) in 1893. He studied organ in Mulhouse from 1885 to 1893 with Eugène Munch, organist at the Protestant cathedral, who inspired Schweitzer with his enthusiasm for the music of German composer Richard Wagner. In 1893, he played for the French organist Charles-Marie Widor (at Saint-Sulpice, Paris), for whom Johann Sebastian Bach's organ music contained a mystic sense of the eternal. Widor, deeply impressed, agreed to teach Schweitzer without fee, and a great and influential friendship thus began.
From 1893 Schweitzer studied Protestant theology at the Kaiser Wilhelm University in Strasbourg. There he also received instruction in piano and counterpoint from professor Gustav Jacobsthal, and associated closely with Ernest Munch, the brother of his former teacher, organist of St William church, who was also a passionate admirer of J. S. Bach's music. Schweitzer served his one-year compulsory military service in 1894. Schweitzer saw many operas of Richard Wagner in Strasbourg (under Otto Lohse) and in 1896 he managed to afford a visit to the Bayreuth Festival to see Wagner's "Der Ring des Nibelungen" and "Parsifal", both of which impressed him. In 1898, he returned to Paris to write a PhD dissertation on "The Religious Philosophy of Kant" at the Sorbonne, and to study in earnest with Widor. Here he often met with the elderly Aristide Cavaillé-Coll. He also studied piano at that time with Marie Jaëll. In 1899, Schweitzer spent the summer semester at the University of Berlin and eventually obtained his theology degree at the University of Strasbourg. He published his PhD thesis at the University of Tübingen in 1899.
In 1905, Schweitzer began his study of medicine at the University of Strasbourg, culminating in the degree of M.D. in 1913.
Music.
Schweitzer rapidly gained prominence as a musical scholar and organist, dedicated also to the rescue, restoration and study of historic pipe organs. With theological insight, he interpreted the use of pictorial and symbolical representation in J. S. Bach's religious music. In 1899, he astonished Widor by explaining figures and motifs in Bach's Chorale Preludes as painter-like tonal and rhythmic imagery illustrating themes from the words of the hymns on which they were based. They were works of devotional contemplation in which the musical design corresponded to literary ideas, conceived visually. Widor had not grown up with knowledge of the old Lutheran hymns.
The exposition of these ideas, encouraged by Widor and Munch, became Schweitzer's last task, and appeared in the masterly study "J. S. Bach: Le Musicien-Poète", written in French and published in 1905. There was great demand for a German edition, but, instead of translating it, he decided to rewrite it. The result was two volumes ("J. S. Bach"), which were published in 1908 and translated into English by Ernest Newman in 1911. Ernst Cassirer, a contemporaneous German philosopher, called it "one of the best interpretations" of Bach. During its preparation Schweitzer became a friend of Cosima Wagner, then resident in Strasbourg, with whom he had many theological and musical conversations, exploring his view of Bach's descriptive music, and playing the major Chorale Preludes for her at the Temple Neuf. Schweitzer's interpretative approach greatly influenced the modern understanding of Bach's music. He became a welcome guest at the Wagners' home, Wahnfried. He also corresponded with composer Clara Faisst, who became a good friend.
His pamphlet "The Art of Organ Building and Organ Playing in Germany and France" (1906, republished with an appendix on the state of the organ-building industry in 1927) effectively launched the 20th-century "Orgelbewegung", which turned away from romantic extremes and rediscovered baroque principles—although this sweeping reform movement in organ building eventually went further than Schweitzer had intended. In 1909, he addressed the "Third Congress of the International Society of Music" at Vienna on the subject. Having circulated a questionnaire among players and organ-builders in several European countries, he produced a very considered report. This provided the basis for the "International Regulations for Organ Building". He envisaged instruments in which the French late-romantic full-organ sound should work integrally with the English and German romantic reed pipes, and with the classical Alsace Silbermann organ resources and baroque flue pipes, all in registers regulated (by stops) to access distinct voices in fugue or counterpoint capable of combination without loss of distinctness: different voices singing the same music together.
Schweitzer also studied piano under Isidor Philipp, head of the piano department at the Paris Conservatory.
In 1905, Widor and Schweitzer were among the six musicians who founded the Paris Bach Society, a choir dedicated to performing J. S. Bach's music, for whose concerts Schweitzer took the organ part regularly until 1913. He was also appointed organist for the Bach Concerts of the Orféo Català at Barcelona, Spain, and often travelled there for that purpose. He and Widor collaborated on a new edition of Bach's organ works, with detailed analysis of each work in three languages (English, French, German). Schweitzer, who insisted that the score should show Bach's notation with no additional markings, wrote the commentaries for the Preludes and Fugues, and Widor those for the Sonatas and Concertos: six volumes were published in 1912–14. Three more, to contain the Chorale Preludes with Schweitzer's analyses, were to be worked on in Africa, but these were never completed, perhaps because for him they were inseparable from his evolving theological thought.
On departure for Lambaréné in 1913, he was presented with a pedal piano, a piano with pedal attachments to operate like an organ pedal-keyboard. Built especially for the tropics, it was delivered by river in a huge dug-out canoe to Lambaréné, packed in a zinc-lined case. At first, he regarded his new life as a renunciation of his art, and fell out of practice, but after some time he resolved to study and learn by heart the works of Bach, Mendelssohn, Widor, César Franck, and Max Reger systematically. It became his custom to play during the lunch hour and on Sunday afternoons. Schweitzer's pedal piano was still in use at Lambaréné in 1946. According to a visitor, Dr. Gaine Cannon, of Balsam Grove, N.C., the old, dilapidated piano-organ was still being played by Dr. Schweitzer in 1962, and stories told that "his fingers were still lively" on the old instrument at 88 years of age.
Sir Donald Tovey dedicated his conjectural completion of Bach's "The Art of Fugue" to Schweitzer.
Schweitzer's recordings of organ-music, and his innovative recording technique, are described below.
One of his pupils was conductor and composer Hans Münch.
Theology.
In 1899, Schweitzer became a deacon at the church of Saint Nicholas in Strasbourg. In 1900, with the completion of his licentiate in theology, he was ordained as curate, and that year he witnessed the Oberammergau Passion Play. In the following year he became provisional Principal of the Theological College of Saint Thomas, from which he had just graduated, and in 1903 his appointment was made permanent.
In 1906, he published "Geschichte der Leben-Jesu-Forschung" [History of Life-of-Jesus research]. This book, which established his reputation, was first published in English in 1910 as "The Quest of the Historical Jesus". Under this title the book became famous in the English-speaking world. A second German edition was published in 1913, containing theologically significant revisions and expansions: this revised edition did not appear in English until 2001. In 1931, he published "Mystik des Apostels Paulus" ("The Mysticism of Paul the Apostle"); a second edition was published in 1953.
"The Quest of the Historical Jesus" (1906).
In "The Quest", Schweitzer criticised the liberal view put forward by liberal and romantic scholars during the first quest for the historical Jesus. Schweitzer maintained that the life of Jesus must be interpreted in the light of Jesus' own convictions, which reflected late Jewish eschatology and apocalypticism. Schweitzer writes:
Instead of these liberal and romantic views, Schweitzer wrote that Jesus and his followers expected the imminent end of the world.
Schweitzer cross-referenced the many New Testament verses declaring imminent fulfilment of the promise of the World's ending within the lifetime of Jesus's original followers. He wrote that in his view, in the Gospel of Mark, Jesus speaks of a "tribulation", with his "coming in the clouds with great power and glory" (St. Mark), and states that it will happen but it has not: "This generation shall not pass, till all these things be fulfilled" (St. Matthew, 24:34) or, "have taken place" (Luke 21:32). Similarly, in 1st Peter 1:20, "Christ, who verily was foreordained before the foundation of the world but was manifest in these last times for you", as well as "But the end of all things is at hand" (1 Peter 4:7) and "Surely, I come quickly." (Revelation 22:20).
Schweitzer concluded his treatment of Jesus with what has been called the most famous words of twentieth-century theology:
"He comes to us as One unknown, without a name, as of old, by the lake-side, He came to those men who knew him not. He speaks to us the same word: 'Follow thou me' and sets us to the task which He has to fulfill for our time. He commands. And to those who obey Him, whether they be wise or simple, He will reveal Himself in the toils, the conflicts, the sufferings which they shall pass through in His fellowship, and as an ineffable mystery, they shall learn in their own experience Who He is."
"The Mysticism of Paul the Apostle" (1931).
In "The Mysticism of Paul the Apostle", Schweitzer first distinguishes between two categories of mysticism: primitive and developed. Primitive mysticism "has not yet risen to a conception of the universal, and is still confined to naive views of earthly and super-earthly, temporal and eternal". Additionally, he argues that this view of a "union with the divinity, brought about by efficacious ceremonies, is found even in quite primitive religions".
On the other hand, a more developed form of mysticism can be found in the Greek mystery-cults that were popular in first-century A.D. society. These included the cults of Attis, Osiris, and Mithras. A developed form of mysticism is attained when the "conception of the universal is reached and a man reflects upon his relation to the totality of being and to Being in itself". Schweitzer claims that this form of mysticism is more intellectual and can be found "among the Brahmans and in the Buddha, in Platonism, in Stoicism, in Spinoza, Schopenhauer, and Hegel".
Next, Schweitzer poses the question: "Of what precise kind then is the mysticism of Paul?" He locates Paul between the two extremes of primitive mysticism and developed mysticism. Paul stands high above primitive mysticism, due to his intellectual writings, but never speaks of being one with God or being in God. Instead, he conceives of sonship to God as "mediated and effected by means of the mystical union with Christ". He summarizes Pauline mysticism as "being in Christ" rather than "being in God".
Paul's imminent eschatology (from his background in Jewish eschatology) causes him to believe that the kingdom of God has not yet come and that Christians are now living in the time of Christ. Christ-mysticism holds the field until God-mysticism becomes possible, which is in the near future. Therefore, Schweitzer argues that Paul is the only theologian who does not claim that Christians can have an experience of "being-in-God". Rather, Paul uses the phrase "being-in-Christ" to illustrate how Jesus is a mediator between the Christian community and God. Additionally, Schweitzer explains how the experience of "being-in-Christ" is not a "static partaking in the spiritual being of Christ, but as the real co-experiencing of His dying and rising again". The "realistic" partaking in the mystery of Jesus is only possible within the solidarity of the Christian community.
One of Schweitzer's major arguments in "The Mysticism of Paul the Apostle" is that Paul's mysticism, marked by his phrase "being in Christ", gives the clue to the whole of Pauline theology. Rather than reading justification by faith as the main topic of Pauline thought, which has been the most popular argument set forward by Martin Luther, Schweitzer argues that Paul's emphasis was on the mystical union with God by "being in Christ". Jaroslav Pelikan, in his foreword to "The Mysticism of Paul the Apostle", points out that:
Paul's "realism" versus Hellenistic "symbolism".
Schweitzer contrasts Paul's "realistic" dying and rising with Christ to the "symbolism" of Hellenism. Although Paul is widely influenced by Hellenistic thought, he is not controlled by it. Schweitzer explains that Paul focused on the idea of fellowship with the divine being through the "realistic" dying and rising with Christ rather than the "symbolic" Hellenistic act of becoming like Christ through deification. After baptism, Christians are continually renewed throughout their lifetimes due to participation in the dying and rising with Christ (most notably through the Sacraments). On the other hand, the Hellenist "lives on the store of experience which he acquired in the initiation" and is not continually affected by a shared communal experience.
Another major difference between Paul's "realism" and Hellenistic "symbolism" is the exclusive nature of the former and the inclusive nature of the latter. Schweitzer unabashedly emphasizes the fact that "Paul's thought follows predestinarian lines". He explains, "only the man who is elected thereto can enter into relation with God". Although every human being is invited to become a Christian, only those who have undergone the initiation into the Christian community through baptism can share in the "realistic" dying and rising with Christ.
Medicine.
At the age of 30, in 1905, Schweitzer answered the call of The Society of the Evangelist Missions of Paris, which was looking for a physician. The committee of this missionary society was not ready to accept his offer, considering his Lutheran theology to be "incorrect". He could easily have obtained a place in a German evangelical mission, but wished to follow the original call despite the doctrinal difficulties. Amid a hail of protests from his friends, family and colleagues, he resigned his post and re-entered the university as a student in a three-year course towards the degree of Doctorate in Medicine, a subject in which he had little knowledge or previous aptitude. He planned to spread the Gospel by the example of his Christian labour of healing, rather than through the verbal process of preaching, and believed that this service should be acceptable within any branch of Christian teaching.
Even in his study of medicine, and through his clinical course, Schweitzer pursued the ideal of the philosopher-scientist. By extreme application and hard work, he completed his studies successfully at the end of 1911. His medical degree dissertation was another work on the historical Jesus, "Die psychiatrische Beurteilung Jesu. Darstellung und Kritik" [The psychiatric evaluation of Jesus. Description and criticism] (published in English in 1948 as "The Psychiatric Study of Jesus. Exposition and Criticism"). He defended Jesus' mental health in it. In June 1912, he married Helene Bresslau, municipal inspector for orphans and daughter of the Jewish pan-Germanist historian Harry Bresslau.
In 1912, now armed with a medical degree, Schweitzer made a definite proposal to go as a physician to work at his own expense in the Paris Missionary Society's mission at Lambaréné on the Ogooué river, in what is now Gabon, in Africa (then a French colony). He refused to attend a committee to inquire into his doctrine, but met each committee member personally and was at last accepted. Through concerts and other fund-raising, he was ready to equip a small hospital. In early 1913, he and his wife set off to establish a hospital (the Hôpital Albert Schweitzer) near an existing mission post. The site was nearly 200 miles (14 days by raft) upstream from the mouth of the Ogooué at Port Gentil (Cape Lopez) (and so accessible to external communications), but downstream of most tributaries, so that internal communications within Gabon converged towards Lambaréné.
In the first nine months, he and his wife had about 2,000 patients to examine, some travelling many days and hundreds of kilometres to reach him. In addition to injuries, he was often treating severe sandflea and crawcraw infections, "yaws", tropical eating sores, heart disease, tropical dysentery, tropical malaria, sleeping sickness, leprosy, fevers, strangulated hernias, necrosis, abdominal tumours and chronic constipation and nicotine poisoning, while also attempting to deal with deliberate poisonings, fetishism and fear of cannibalism among the Mbahouin.
Schweitzer's wife, Helene Schweitzer, served as an anaesthetist for surgical operations. After briefly occupying a shed formerly used as a chicken hut, in late 1913 they built their first hospital of corrugated iron, with a consulting room and operating theatre and with a dispensary and sterilising room. The waiting room and dormitory were built, like native huts, of unhewn logs along a path leading to the boat landing. The Schweitzers had their own bungalow and employed as their assistant Joseph, a French-speaking Mpongwe, who first came to Lambaréné as a patient.
After World War I broke out in July 1914, Schweitzer and his wife, German citizens in a French colony when the countries were at war, were put under supervision by the French military at Lambaréné, where Schweitzer continued his work. In 1917, exhausted by over four years' work and by tropical anaemia, they were taken to Bordeaux and interned first in Garaison and then from March 1918 in Saint-Rémy-de-Provence. In July 1918, after being transferred to his home in Alsace, he was a free man again. At this time Schweitzer, born a German citizen, had his parents' former (pre-1871) French citizenship reinstated and became a French citizen. Then, working as medical assistant and assistant-pastor in Strasbourg, he advanced his project on the philosophy of civilization, which had occupied his mind since 1900. By 1920, his health recovering, he was giving organ recitals and doing other fund-raising work to repay borrowings and raise funds for returning to Gabon. In 1922, he delivered the Dale Memorial Lectures in the University of Oxford, and from these in the following year appeared Volumes I and II of his great work, "The Decay and Restoration of Civilization" and "Civilization and Ethics". The two remaining volumes, on "The World-View of Reverence for Life " and a fourth on the Civilized State, were never completed.
In 1924, Schweitzer returned to Africa without his wife, but with an Oxford undergraduate, Noel Gillespie, as his assistant. Everything was heavily decayed, and building and doctoring progressed together for months. He now had salvarsan for treating syphilitic ulcers and framboesia. Additional medical staff, nurse (Miss) Kottmann and Dr. Victor Nessmann, joined him in 1924, and Dr. Mark Lauterberg in 1925; the growing hospital was manned by native orderlies. Later Dr. Trensz replaced Nessmann, and Martha Lauterberg and Hans Muggenstorm joined them. Joseph also returned. In 1925–6, new hospital buildings were constructed, and also a ward for white patients, so that the site became like a village. The onset of famine and a dysentery epidemic created fresh problems. Much of the building work was carried out with the help of local people and patients. Drug advances for sleeping sickness included Germanin and . Trensz conducted experiments showing that the non-amoebic strain of dysentery was caused by a paracholera vibrion (facultative anaerobic bacteria). With the new hospital built and the medical team established, Schweitzer returned to Europe in 1927, this time leaving a functioning hospital at work.
He was there again from 1929 to 1932. Gradually his opinions and concepts became acknowledged, not only in Europe, but worldwide. There was a further period of work in 1935. In January 1937, he returned again to Lambaréné and continued working there throughout World War II.
Hospital conditions.
The journalist James Cameron visited Lambaréné in 1953 (when Schweitzer was 78) and found significant flaws in the practices and attitudes of Schweitzer and his staff. The hospital suffered from squalor and was without modern amenities, and Schweitzer had little contact with the local people. Cameron did not make public what he had seen at the time: according to a BBC dramatisation, he made the unusual journalistic decision to withhold the story, and resisted the expressed wish of his employers to publish an exposé.
The poor conditions of the hospital in Lambaréné were also famously criticized by Nigerian professor and novelist Chinua Achebe in his essay on Joseph Conrad's novel "Heart of Darkness": "In a comment which has often been quoted Schweitzer says: 'The African is indeed my brother but my junior brother.' And so he proceeded to build a hospital appropriate to the needs of junior brothers with standards of hygiene reminiscent of medical practice in the days before the germ theory of disease came into being."
Schweitzer's biographer Edgar Berman, who was a volunteer surgeon at Lambarene for several months and had extended conversations with Schweitzer, has a different perspective. Schweitzer felt that patients were better off, and the hospital functioned better given the severe lack of funding, if patients' families lived on the hospital grounds during treatment. Surgical survival rates were, Berman asserts, as high as in many fully-equipped western hospitals. The volume of patients needing care, the difficulty of obtaining materials and supplies, and the scarcity of trained medical staff willing to work long hours in the remote setting for almost no pay all argued for a spartan setting with an emphasis on high medical standards nevertheless.
Schweitzer's views.
Colonialism.
Schweitzer considered his work as a medical missionary in Africa to be his response to Jesus' call to become "fishers of men".
Schweitzer was one of colonialism's harshest critics. In a sermon that he preached on 6 January 1905, before he had told anyone of his plans to dedicate the rest of his life to work as a physician in Africa, he said:
Paternalism.
Schweitzer was nonetheless still sometimes accused of being paternalistic in his attitude towards Africans. For instance, he thought that Gabonese independence came too early, without adequate education or accommodation to local circumstances. Edgar Berman quotes Schweitzer as having said in 1960, "No society can go from the primeval directly to an industrial state without losing the leavening that time and an agricultural period allow." Schweitzer believed dignity and respect must be extended to blacks, while also sometimes characterizing them as children. He summarized his views on European-African relations by saying "With regard to the negroes, then, I have coined the formula: 'I am your brother, it is true, but your elder brother.'" Chinua Achebe has criticized him for this characterization, though Achebe acknowledges that Schweitzer's use of the word "brother" at all was, for a European of the early 20th century, an unusual expression of human solidarity between Europeans and Africans. Schweitzer eventually emended and complicated this notion with his later statement that "The time for speaking of older and younger brothers has passed".
American journalist John Gunther visited Lambaréné in the 1950s and reported Schweitzer's patronizing attitude towards Africans. He also noted the lack of Africans trained to be skilled workers. By comparison, his English contemporary Albert Ruskin Cook in Uganda had been training nurses and midwives since the 1910s, and had published a manual of midwifery in the local language of Luganda. After three decades in Africa, Schweitzer still depended on Europe for nurses.
Reverence for life.
The keynote of Schweitzer's personal philosophy (which he considered to be his greatest contribution to mankind) was the idea of "Reverence for Life" ("Ehrfurcht vor dem Leben"). He thought that Western civilization was decaying because it had abandoned affirmation of life as its ethical foundation.
In the Preface to "Civilization and Ethics" (1923) he argued that Western philosophy from Descartes to Kant had set out to explain the objective world expecting that humanity would be found to have a special meaning within it. But no such meaning was found, and the rational, life-affirming optimism of the Age of Enlightenment began to evaporate. A rift opened between this world-view, as material knowledge, and the life-view, understood as Will, expressed in the pessimist philosophies from Schopenhauer onward. Scientific materialism (advanced by Herbert Spencer and Charles Darwin) portrayed an objective world process devoid of ethics, entirely an expression of the will-to-live.
Schweitzer wrote, "True philosophy must start from the most immediate and comprehensive fact of consciousness, and this may be formulated as follows: 'I am life which wills to live, and I exist in the midst of life which wills to live.'" In nature one form of life must always prey upon another. However, human consciousness holds an awareness of, and sympathy for, the will of other beings to live. An ethical human strives to escape from this contradiction so far as possible.
Though we cannot perfect the endeavour we should strive for it: the will-to-live constantly renews itself, for it is both an evolutionary necessity and a spiritual phenomenon. Life and love are rooted in this same principle, in a personal spiritual relationship to the universe. Ethics themselves proceed from the need to respect the wish of other beings to exist as one does towards oneself. Even so, Schweitzer found many instances in world religions and philosophies in which the principle was denied, not least in the European Middle Ages, and in the Indian Brahminic philosophy.
For Schweitzer, mankind had to accept that objective reality is ethically neutral. It could then affirm a new Enlightenment through spiritual rationalism, by giving priority to volition or ethical will as the primary meaning of life. Mankind had to choose to create the moral structures of civilization: the world-view must derive from the life-view, not vice versa. Respect for life, overcoming coarser impulses and hollow doctrines, leads the individual to live in the service of other people and of every living creature. In contemplation of the will-to-life, respect for the life of others becomes the highest principle and the defining purpose of humanity.
Such was the theory which Schweitzer sought to put into practice in his own life. According to some authors, Schweitzer's thought, and specifically his development of reverence for life, was influenced by Indian religious thought and in particular the Jain principle of ahimsa, or non-violence. Albert Schweitzer noted the contribution of Indian influence in his book "Indian Thought and Its Development":
Further on ahimsa and the reverence for life in the same book, he elaborates on the ancient Indian didactic work of the Tirukkural, which he observed that, like the Buddha and the Bhagavad Gita, "stands for the commandment not to kill and not to damage". Translating several couplets from the work, he remarked that the Kural insists on the idea that "good must be done for its own sake" and said, "There hardly exists in the literature of the world a collection of maxims in which we find so much lofty wisdom."
Later life.
After the birth of their daughter (Rhena Schweitzer Miller), Albert's wife, Helene Schweitzer was no longer able to live in Lambaréné due to her health. In 1923, the family moved to Königsfeld im Schwarzwald, Baden-Württemberg, where he was building a house for the family. This house is now maintained as a Schweitzer museum.
From 1939 to 1948, he stayed in Lambaréné, unable to go back to Europe because of the war. Three years after the end of World War II, in 1948, he returned for the first time to Europe and kept travelling back and forth (and once to the US) as long as he was able. During his return visits to his home village of Gunsbach, Schweitzer continued to make use of the family house, which after his death became an archive and museum to his life and work. His life was portrayed in the 1952 movie "Il est minuit, Docteur Schweitzer", starring Pierre Fresnay as Albert Schweitzer and Jeanne Moreau as his nurse Marie. Schweitzer inspired actor Hugh O'Brian when O'Brian visited in Africa. O'Brian returned to the United States and founded the Hugh O'Brian Youth Leadership Foundation (HOBY).
Schweitzer was awarded the Nobel Peace Prize of 1952, accepting the prize with the speech, "The Problem of Peace". With the $33,000 prize money, he started the leprosarium at Lambaréné. From 1952 until his death he worked against nuclear tests and nuclear weapons with Albert Einstein, Otto Hahn and Bertrand Russell. In 1957 and 1958, he broadcast four speeches over Radio Oslo which were published in "Peace or Atomic War". In 1957, Schweitzer was one of the founders of The Committee for a Sane Nuclear Policy. On 23 April 1957, Schweitzer made his "Declaration of Conscience" speech; it was broadcast to the world over Radio Oslo, pleading for the abolition of nuclear weapons. His speech ended, "The end of further experiments with atom bombs would be like the early sunrays of hope which suffering humanity is longing for."
Weeks prior to his death, an American film crew was allowed to visit Schweitzer and Drs. Muntz and Friedman, both Holocaust survivors, to record his work and daily life at the hospital. The film "The Legacy of Albert Schweitzer", narrated by Henry Fonda, was produced by Warner Brothers and aired once. It resides in their vault today in deteriorating condition. Although several attempts have been made to restore and re-air the film, all access has been denied.
In 1955, he was made an honorary member of the Order of Merit (OM) by Queen Elizabeth II. He was also a chevalier of the Military and Hospitaller Order of Saint Lazarus of Jerusalem.
Schweitzer died on 4 September 1965 at his beloved hospital in Lambaréné, now in independent Gabon. His grave, on the banks of the Ogooué River, is marked by a cross he made himself.
His cousin Anne-Marie Schweitzer Sartre was the mother of Jean-Paul Sartre. Her father, Charles Schweitzer, was the older brother of Albert Schweitzer's father, Louis Théophile.
Schweitzer is often cited in vegetarian literature as being an advocate of vegetarianism in his later years. Schweitzer was not a vegetarian in his earlier life. For example, in 1950, biographer Magnus C. Ratter commented that Schweitzer never "commit[ted] himself to the anti-vivisection, vegetarian, or pacifist positions, though his thought leads in this direction". Biographer James Bentley has written that Schweitzer became a vegetarian after his wife's death in 1957 and he was "living almost entirely on lentil soup". In contrast to this, historian David N. Stamos has written that Schweitzer was not a vegetarian in his personal life nor imposed it on his missionary hospital but he did help animals and was opposed to hunting. Stamos noted that Schweitzer held the view that evolution ingrained humans with an instinct for meat so it was useless in trying to deny it.
The Albert Schweitzer Fellowship was founded in 1940 by Schweitzer to unite US supporters in filling the gap in support for his Hospital when his European supply lines were cut off by war, and continues to support the Lambaréné Hospital today. Schweitzer considered his ethic of Reverence for Life, not his hospital, his most important legacy, saying that his Lambaréné Hospital was just "my own improvisation on the theme of Reverence for Life. Everyone can have their own Lambaréné". Today ASF helps large numbers of young Americans in health-related professional fields find or create "their own Lambaréné" in the US or internationally. ASF selects and supports nearly 250 new US and Africa Schweitzer Fellows each year from over 100 of the leading US schools of medicine, nursing, public health, and every other field with some relation to health (including music, law, and divinity). The peer-supporting lifelong network of "Schweitzer Fellows for Life" numbered over 2,000 members in 2008, and is growing by nearly 1,000 every four years. Nearly 150 of these Schweitzer Fellows have served at the Hospital in Lambaréné, for three-month periods during their last year of medical school.
International Albert Schweitzer Prize.
The prize was first awarded on 29 May 2011 to Eugen Drewermann and the physician couple Rolf and Raphaela Maibach in Königsfeld im Schwarzwald, where Schweitzer's former residence now houses the Albert Schweitzer Museum.
Sound recordings.
Recordings of Schweitzer playing the music of Bach are available on CD. During 1934 and 1935 he resided in Britain, delivering the Gifford Lectures at Edinburgh University, and those on "Religion in Modern Civilization" at Oxford and London. He had originally conducted trials for recordings for HMV on the organ of the old Queen's Hall in London. These records did not satisfy him, the instrument being too harsh. In mid-December 1935 he began to record for Columbia Records on the organ of All Hallows, Barking-by-the-Tower, London. Then at his suggestion the sessions were transferred to the church of Ste Aurélie in Strasbourg, on a mid-18th-century organ by Johann Andreas Silbermann (brother of Gottfried), an organ-builder greatly revered by Bach, which had been restored by the Lorraine organ-builder Frédéric Härpfer shortly before the First World War. These recordings were made in the course of a fortnight in October 1936.
Schweitzer Technique.
Schweitzer developed a technique for recording the performances of Bach's music. Known as the "Schweitzer Technique", it is a slight improvement on what is commonly known as mid-side. The mid-side sees a figure-8 microphone pointed off-axis, perpendicular to the sound source. Then a single cardioid microphone is placed on axis, bisecting the figure-8 pattern. The signal from the figure-8 is muted, panned hard left and right, one of the signals being flipped out of polarity. In the Schweitzer method, the figure-8 is replaced by two small diaphragm condenser microphones pointed directly away from each other. The information that each capsule collects is unique, unlike the identical out-of-polarity information generated from the figure-8 in a regular mid-side. The on-axis microphone is often a large diaphragm condenser. The technique has since been used to record many modern instruments.
Columbia recordings.
Altogether his early Columbia discs included 25 records of Bach and eight of César Franck. The Bach titles were mainly distributed as follows:
Later recordings were made at Parish church, Günsbach: These recordings were made by C. Robert Fine during the time Dr. Schweitzer was being filmed in Günsbach for the documentary "Albert Schweitzer". Fine originally self-released the recordings but later licensed the masters to Columbia.
The above were released in the United States as Columbia Masterworks boxed set SL-175.
Portrayals.
Dramatisations of Schweitzer's life include:
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1030 | Austrian school of economics | The Austrian School is a heterodox school of economic thought that advocates strict adherence to methodological individualism, the concept that social phenomena result exclusively from the motivations and actions of individuals. Austrian school theorists hold that economic theory should be exclusively derived from basic principles of human action.
The Austrian School originated in Vienna with the work of Carl Menger, Eugen von Böhm-Bawerk, Friedrich von Wieser, and others. It was methodologically opposed to the Historical School (based in Germany), in a dispute known as "Methodenstreit", or methodology struggle. Current-day economists working in this tradition are located in many different countries, but their work is still referred to as Austrian economics. Among the theoretical contributions of the early years of the Austrian School are the subjective theory of value, marginalism in price theory and the formulation of the economic calculation problem, each of which has become an accepted part of mainstream economics.
Since the mid-20th century, mainstream economists have been critical of the modern-day Austrian School and consider its rejection of mathematical modeling, econometrics and macroeconomic analysis to be outside mainstream economics, or "orthodox" approaches to economics. In the 1970s, the Austrian School attracted some renewed interest after Friedrich Hayek shared the 1974 Nobel Memorial Prize in Economic Sciences with Gunnar Myrdal.
History.
Etymology.
The Austrian School owes its name to members of the German historical school of economics, who argued against the Austrians during the late 19th-century "Methodenstreit" ("methodology struggle"), in which the Austrians defended the role of theory in economics as distinct from the study or compilation of historical circumstance. In 1883, Menger published "Investigations into the Method of the Social Sciences with Special Reference to Economics", which attacked the methods of the historical school. Gustav von Schmoller, a leader of the historical school, responded with an unfavorable review, coining the term "Austrian School" in an attempt to characterize the school as outcast and provincial. The label endured and was adopted by the adherents themselves.
First wave.
The school originated in Vienna in the Austrian Empire. Carl Menger's 1871 book "Principles of Economics" is generally considered the founding of the Austrian School. The book was one of the first modern treatises to advance the theory of marginal utility. The Austrian School was one of three founding currents of the marginalist revolution of the 1870s, with its major contribution being the introduction of the subjectivist approach in economics.
Despite such claim, John Stuart Mill had used "value in use" in this sense in 1848 in "Principles of Political Economy", where he wrote: "Value in use, or as Mr. De Quincey calls it, "teleologic" value, is the extreme limit of value in exchange. The exchange value of a thing may fall short, to any amount, of its value in use; but that it can ever exceed the value in use, implies a contradiction; it supposes that persons will give, to possess a thing, more than the utmost value which they themselves put upon it as a means of gratifying their inclinations."
While marginalism was generally influential, there was also a more specific school that began to coalesce around Menger's work, which came to be known as the "Psychological School", "Vienna School", or "Austrian School". Menger's contributions to economic theory were closely followed by those of Eugen Böhm von Bawerk and Friedrich von Wieser. These three economists became what is known as the "first wave" of the Austrian School. Böhm-Bawerk wrote extensive critiques of Karl Marx in the 1880s and 1890s and was part of the Austrians' participation in the late 19th-century "Methodenstreit", during which they attacked the Hegelian doctrines of the historical school.
Early 20th century.
Frank Albert Fetter (1863–1949) was a leader in the United States of Austrian thought. He obtained his PhD in 1894 from the University of Halle and then was made Professor of Political Economy and Finance at Cornell in 1901. Several important Austrian economists trained at the University of Vienna in the 1920s and later participated in private seminars held by Ludwig von Mises. These included Gottfried Haberler, Friedrich Hayek, Fritz Machlup, Karl Menger (son of Carl Menger), Oskar Morgenstern, Paul Rosenstein-Rodan, Abraham Wald, and Michael A. Heilperin, among others, as well as the sociologist Alfred Schütz.
Later 20th century.
By the mid-1930s, most economists had embraced what they considered the important contributions of the early Austrians. Fritz Machlup quoted Hayek's statement that "the greatest success of a school is that it stops existing because its fundamental teachings have become parts of the general body of commonly accepted thought". Sometime during the middle of the 20th century, Austrian economics became disregarded or derided by mainstream economists because it rejected model building and mathematical and statistical methods in the study of economics. Mises' student Israel Kirzner recalled that in 1954, when Kirzner was pursuing his PhD, there was no separate Austrian School as such. When Kirzner was deciding which graduate school to attend, Mises had advised him to accept an offer of admission at Johns Hopkins because it was a prestigious university and Fritz Machlup taught there.
After the 1940s, Austrian economics can be divided into two schools of economic thought and the school "split" to some degree in the late 20th century. One camp of Austrians, exemplified by Mises, regards neoclassical methodology to be irredeemably flawed; the other camp, exemplified by Friedrich Hayek, accepts a large part of neoclassical methodology and is more accepting of government intervention in the economy. Henry Hazlitt wrote economics columns and editorials for a number of publications and wrote many books on the topic of Austrian economics from the 1930s to the 1980s. Hazlitt's thinking was influenced by Mises. His book "Economics in One Lesson" (1946) sold over a million copies and he is also known for "The Failure of the "New Economics"" (1959), a line-by-line critique of John Maynard Keynes's "General Theory".
The reputation of the Austrian School rose in the late 20th century due in part to the work of Israel Kirzner and Ludwig Lachmann at New York University and to renewed public awareness of the work of Hayek after he won the 1974 Nobel Memorial Prize in Economic Sciences. Hayek's work was influential in the revival of "laissez-faire" thought in the 20th century.
Split among contemporary Austrians.
Economist Leland Yeager discussed the late 20th-century rift and referred to a discussion written by Murray Rothbard, Hans-Hermann Hoppe, Joseph Salerno and others in which they attack and disparage Hayek. Yeager stated: "To try to drive a wedge between Mises and Hayek on [the role of knowledge in economic calculation], especially to the disparagement of Hayek, is unfair to these two great men, unfaithful to the history of economic thought". He went on to call the rift subversive to economic analysis and the historical understanding of the fall of Eastern European communism.
In a 1999 book published by the Ludwig von Mises Institute, Hoppe asserted that Rothbard was the leader of the "mainstream within Austrian Economics" and contrasted Rothbard with Nobel Laureate Friedrich Hayek, whom he identified as a British empiricist and an opponent of the thought of Mises and Rothbard. Hoppe acknowledged that Hayek was the most prominent Austrian economist within academia, but stated that Hayek was an opponent of the Austrian tradition which led from Carl Menger and Böhm-Bawerk through Mises to Rothbard. Austrian economist Walter Block says that the Austrian School can be distinguished from other schools of economic thought through two categories—economic theory and political theory. According to Block, while Hayek can be considered an Austrian economist, his views on political theory clash with the libertarian political theory which Block sees as an integral part of the Austrian School.
Both criticism from Hoppe and Block to Hayek apply to Carl Menger, the founder of the Austrian School. Hoppe emphasizes that Hayek, which for him is from the English empirical tradition, is an opponent of the supposed rationalist tradition of the Austrian School; Menger made strong critiques to rationalism in his works in similar vein as Hayek's. He emphasized the idea that there are several institutions which were not deliberately created, have a kind of "superior wisdom" and serve important functions to society. He also talked about Burke and the English tradition to sustain these positions.
When saying that the libertarian political theory is an integral part of the Austrian School and supposing Hayek is not a libertarian, Block excludes Menger from the Austrian School too since Menger seems to defend broader state activity than Hayek—for example, progressive taxation and extensive labour legislation.
Economists of the Hayekian view are affiliated with the Cato Institute, George Mason University (GMU) and New York University, among other institutions. They include Peter Boettke, Roger Garrison, Steven Horwitz, Peter Leeson and George Reisman. Economists of the Mises–Rothbard view include Walter Block, Hans-Hermann Hoppe, Jesús Huerta de Soto and Robert P. Murphy, each of whom is associated with the Mises Institute and some of them also with academic institutions. According to Murphy, a "truce between (for lack of better terms) the GMU Austro-libertarians and the Auburn Austro-libertarians" was signed around 2011.
Influence.
Many theories developed by "first wave" Austrian economists have long been absorbed into mainstream economics. These include Carl Menger's theories on marginal utility, Friedrich von Wieser's theories on opportunity cost and Eugen Böhm von Bawerk's theories on time preference, as well as Menger and Böhm-Bawerk's criticisms of Marxian economics.
Former American Federal Reserve Chairman Alan Greenspan said that the founders of the Austrian School "reached far into the future from when most of them practiced and have had a profound and, in my judgment, probably an irreversible effect on how most mainstream economists think in this country". In 1987, Nobel Laureate James M. Buchanan told an interviewer: "I have no objections to being called an Austrian. Hayek and Mises might consider me an Austrian but, surely some of the others would not".
Currently, universities with a significant Austrian presence are George Mason University, New York University, Grove City College, Loyola University New Orleans and Auburn University in the United States; King Juan Carlos University in Spain; and Universidad Francisco Marroquín in Guatemala. Austrian economic ideas are also promoted by privately funded organizations such as the Mises Institute and the Cato Institute.
Methodology.
The Austrian School theorizes that the subjective choices of individuals including individual knowledge, time, expectation and other subjective factors cause all economic phenomena. Austrians seek to understand the economy by examining the social ramifications of individual choice, an approach called methodological individualism. It differs from other schools of economic thought, which have focused on aggregate variables, equilibrium analysis and societal groups rather than individuals.
In the 20th and 21st centuries, economists with a methodological lineage to the early Austrian School developed many diverse approaches and theoretical orientations. Ludwig von Mises organized his version of the subjectivist approach, which he called "praxeology", in a book published in English as "Human Action" in 1949. In it, Mises stated that praxeology could be used to deduce "a priori" theoretical economic truths and that deductive economic thought experiments could yield conclusions which follow irrefutably from the underlying assumptions. He wrote that conclusions could not be inferred from empirical observation or statistical analysis and argued against the use of probabilities in economic models.
Since Mises' time, some Austrian thinkers have accepted his praxeological approach while others have adopted alternative methodologies. For example, Fritz Machlup, Friedrich Hayek and others did not take Mises' strong "a priori" approach to economics. Ludwig Lachmann, a radical subjectivist, also largely rejected Mises' formulation of Praxeology in favor of the "verstehende Methode" ("interpretive method") articulated by Max Weber.
In the 20th century, various Austrians incorporated models and mathematics into their analysis. Austrian economist Steven Horwitz argued in 2000 that Austrian methodology is consistent with macroeconomics and that Austrian macroeconomics can be expressed in terms of microeconomic foundations. Austrian economist Roger Garrison writes that Austrian macroeconomic theory can be correctly expressed in terms of diagrammatic models. In 1944, Austrian economist Oskar Morgenstern presented a rigorous schematization of an ordinal utility function (the Von Neumann–Morgenstern utility theorem) in "Theory of Games and Economic Behavior".
Fundamental tenets.
In 1981, Fritz Machlup listed the typical views of Austrian economic thinking as such:
He included two additional tenets held by the Mises branch of Austrian economics:
Contributions to economic thought.
Opportunity cost.
The opportunity cost doctrine was first explicitly formulated by the Austrian economist Friedrich von Wieser in the late 19th century. Opportunity cost is the cost of any activity measured in terms of the value of the next best alternative foregone (that is not chosen). It is the sacrifice related to the second best choice available to someone, or group, who has picked among several mutually exclusive choices. Although a more ephemeral scarcity, expectations of the future must also be considered. Quantified as time preference, opportunity cost must also be valued with respect to one’s preference for present versus future investments.
Opportunity cost is a key concept in mainstream economics and has been described as expressing "the basic relationship between scarcity and choice". The notion of opportunity cost plays a crucial part in ensuring that resources are used efficiently.
Capital and interest.
The Austrian theory of capital and interest was first developed by Eugen Böhm von Bawerk. He stated that interest rates and profits are determined by two factors, namely supply and demand in the market for final goods and time preference.
Böhm-Bawerk's theory equates capital intensity with the degree of roundaboutness of production processes. Böhm-Bawerk also argued that the law of marginal utility necessarily implies the classical law of costs. Some Austrian economists therefore entirely reject the notion that interest rates are affected by liquidity preference.
Inflation.
In Mises's definition, inflation is an increase in the supply of money:
Hayek pointed out that inflationary stimulation exploits the lag between an increase in money supply and the consequent increase in the prices of goods and services:
Economic calculation problem.
The economic calculation problem refers to a criticism of planned economies which was first stated by Max Weber in 1920. Mises subsequently discussed Weber's idea with his student Friedrich Hayek, who developed it in various works including "The Road to Serfdom". What the calculation problem essentially states is that without price signals, the factors of production cannot be allocated in the most efficient way possible, rendering planned economies inefficacious.
Austrian theory emphasizes the organizing power of markets. Hayek stated that market prices reflect information, the totality of which is not known to any single individual, which determines the allocation of resources in an economy. Because socialist systems lack the individual incentives and price discovery processes by which individuals act on their personal information, Hayek argued that socialist economic planners lack all of the knowledge required to make optimal decisions. Those who agree with this criticism view it as a refutation of socialism, showing that socialism is not a viable or sustainable form of economic organization. The debate rose to prominence in the 1920s and 1930s and that specific period of the debate has come to be known by historians of economic thought as the socialist calculation debate.
Mises argued in a 1920 essay "Economic Calculation in the Socialist Commonwealth" that the pricing systems in socialist economies were necessarily deficient because if the government owned the means of production, then no prices could be obtained for capital goods as they were merely internal transfers of goods in a socialist system and not "objects of exchange", unlike final goods. Therefore, they were unpriced and hence the system would be necessarily inefficient since the central planners would not know how to allocate the available resources efficiently. This led him to write "that rational economic activity is impossible in a socialist commonwealth".
Business cycles.
The Austrian theory of the business cycle (ABCT) focuses on banks' issuance of credit as the cause of economic fluctuations. Although later elaborated by Hayek and others, the theory was first set forth by Mises, who posited that fractional reserve banks extend credit at artificially low interest rates, causing businesses to invest in relatively roundabout production processes which leads to an artificial "boom". Mises stated that this artificial "boom" then led to a misallocation of resources which he called "malinvestment" - which eventually must end in a "bust".
Mises surmised how government manipulation of money and credit in the banking system throws savings and investment out of balance, resulting in misdirected investment projects that are eventually found to be unsustainable, at which point the economy has to rebalance itself through a period of corrective recession. Austrian economist Fritz Machlup summarized the Austrian view by stating, "monetary factors cause the cycle but real phenomena constitute it." For Austrians, the only prudent strategy for government is to leave money and the financial system to the free market's competitive forces to eradicate the business cycle's inflationary booms and recessionary busts, allowing markets to keep people's saving and investment decisions in place for well-coordinated economic stability and growth.
A Keynesian would suggest government intervention during a recession to inject spending into the economy when people will not. However, the heart of Austrian macroeconomic theory states the government "fine tuning" through expansions and contractions in the money supply orchestrated by the government are actually the cause of business cycles because of the differing impact of the resulting interest rate changes on different stages in the structure of production. Austrian economist Thomas Woods further supports this view by arguing it is not consumption, but rather production that should be emphasized. A country cannot become rich by consuming, and therefore, by using up all their resources. Instead, production is what enables consumption as a possibility in the first place, since a producer would be working for nothing, if not for the desire to consume.
Central banks.
According to Ludwig von Mises, central banks enable the commercial banks to fund loans at artificially low interest rates, thereby inducing an unsustainable expansion of bank credit and impeding any subsequent contraction and argued for a gold standard to constrain growth in fiduciary media. Friedrich Hayek took a different perspective not focusing on gold but focusing on regulation of the banking sector via strong central banking.
Criticism.
General.
Mainstream economists generally reject modern-day Austrian economics, and argue that modern-day Austrian economists are excessively averse to the use of mathematics and statistics in economics. Austrian opposition to mathematization extends to economic theorizing only, as they argue that human behavior is too variable for overarching mathematical models to hold true across time and context. Austrians do, however, support analyzing revealed preference via mathematization to aid business and finance.
Economist Paul Krugman has stated that Austrians are unaware of holes in their own thinking because they do not use "explicit models".
Economist Benjamin Klein has criticized the economic methodological work of Austrian economist Israel M. Kirzner. While praising Kirzner for highlighting shortcomings in traditional methodology, Klein argued that Kirzner did not provide a viable alternative for economic methodology. Economist Tyler Cowen has written that Kirzner's theory of entrepreneurship can ultimately be reduced to a neoclassical search model and is thus not in the radical subjectivist tradition of Austrian praxeology. Cowen states that Kirzner's entrepreneurs can be modeled in mainstream terms of search.
Economist Jeffrey Sachs argues that among developed countries, those with high rates of taxation and high social welfare spending perform better on most measures of economic performance compared to countries with low rates of taxation and low social outlays. He concludes that Friedrich Hayek was wrong to argue that high levels of government spending harms an economy and "a generous social-welfare state is not a road to serfdom but rather to fairness, economic equality and international competitiveness".
Economist Bryan Caplan has noted that Mises has been criticized for overstating the strength of his case in describing socialism as "impossible" rather than as something that would need to establish non-market institutions to deal with the inefficiency.
Methodology.
Critics generally argue that Austrian economics lacks scientific rigor and rejects scientific methods and the use of empirical data in modelling economic behavior. Some economists describe Austrian methodology as being "a priori" or non-empirical.
Economist Mark Blaug has criticized over-reliance on methodological individualism, arguing it would rule out all macroeconomic propositions that cannot be reduced to microeconomic ones, and hence reject almost the whole of received macroeconomics.
Economist Thomas Mayer has stated that Austrians advocate a rejection of the scientific method which involves the development of empirically falsifiable theories. Furthermore, economists have developed numerous experiments that elicit useful information about individual preferences.
Although economist Leland Yeager is sympathetic to Austrian economics, he rejects many favorite views of the Misesian group of Austrians, in particular "the specifics of their business-cycle theory, ultra-subjectivism in value theory and particularly in interest-rate theory, their insistence on unidirectional causality rather than general interdependence, and their fondness for methodological brooding, pointless profundities, and verbal gymnastics".
Economist Paul A. Samuelson wrote in 1964 that most economists believe that economic conclusions reached by pure logical deduction are limited and weak. According to Samuelson and Caplan, Mises' deductive methodology also embraced by Murray Rothbard and to a lesser extent by Mises' student Israel Kirzner was not sufficient in and of itself.
Business cycle theory.
Mainstream economic research regarding Austrian business cycle theory finds that it is inconsistent with empirical evidence. Noted economists such as Gordon Tullock, Milton Friedman and Paul Krugman have said that they regard the theory as incorrect. Austrian economist Ludwig Lachmann noted that the Austrian theory was rejected during the 1930s:
Theoretical objections.
Some economists have argued that Austrian business cycle theory requires bankers and investors to exhibit a kind of irrationality because the Austrian theory posits that investors will be fooled repeatedly (by temporarily low interest rates) into making unprofitable investment decisions. Milton Friedman objected to the policy implications of the theory, stating the following in a 1998 interview:
Empirical objections.
In 1969, Milton Friedman examined the history of business cycles in the United States and wrote that there "appears to be no systematic connection between the size of an expansion and of the succeeding contraction", contradicting business cycle theories (such as the Austrian business cycle theory) which rely on that premise. He analyzed the issue using newer data in 1993, and again reached the same conclusion. Referring to Friedman's discussion of the business cycle, Austrian economist Roger Garrison argued that Friedman's empirical findings are "broadly consistent with both Monetarist and Austrian views" and goes on to argue that although Friedman's model "describes the economy's performance at the highest level of aggregation, Austrian theory offers an insightful account of the market process that might underlie those aggregates".
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1032 | Abscess | An abscess is a collection of pus that has built up within the tissue of the body. Signs and symptoms of abscesses include redness, pain, warmth, and swelling. The swelling may feel fluid-filled when pressed. The area of redness often extends beyond the swelling. Carbuncles and boils are types of abscess that often involve hair follicles, with carbuncles being larger.
They are usually caused by a bacterial infection. Often many different types of bacteria are involved in a single infection. In many areas of the world, the most common bacteria present is "methicillin-resistant Staphylococcus aureus". Rarely, parasites can cause abscesses; this is more common in the developing world. Diagnosis of a skin abscess is usually made based on what it looks like and is confirmed by cutting it open. Ultrasound imaging may be useful in cases in which the diagnosis is not clear. In abscesses around the anus, computer tomography (CT) may be important to look for deeper infection.
Standard treatment for most skin or soft tissue abscesses is cutting it open and drainage. There appears to be some benefit from also using antibiotics. A small amount of evidence supports not packing the cavity that remains with gauze after drainage. Closing this cavity right after draining it rather than leaving it open may speed healing without increasing the risk of the abscess returning. Sucking out the pus with a needle is often not sufficient.
Skin abscesses are common and have become more common in recent years. Risk factors include intravenous drug use, with rates reported as high as 65% among users. In 2005, in the United States, 3.2 million people went to the emergency department for an abscess. In Australia, around 13,000 people were hospitalized in 2008 with the condition.
Signs and symptoms.
Abscesses may occur in any kind of tissue but most frequently within the skin surface (where they may be superficial pustules known as boils or deep skin abscesses), in the lungs, brain, teeth, kidneys, and tonsils. Major complications may include spreading of the abscess material to adjacent or remote tissues, and extensive regional tissue death (gangrene).
The main symptoms and signs of a skin abscess are redness, heat, swelling, pain, and loss of function. There may also be high temperature (fever) and chills. If superficial, abscesses may be fluctuant when palpated; this wave-like motion is caused by movement of the pus inside the abscess.
An internal abscess is more difficult to identify, but signs include pain in the affected area, a high temperature, and generally feeling unwell.
Internal abscesses rarely heal themselves, so prompt medical attention is indicated if such an abscess is suspected. An abscess can potentially be fatal depending on where it is located.
Causes.
Risk factors for abscess formation include intravenous drug use. Another possible risk factor is a prior history of disc herniation or other spinal abnormality, though this has not been proven.
Abscesses are caused by bacterial infection, parasites, or foreign substances.
Bacterial infection is the most common cause, particularly Staphylococcus aureus. The more invasive "methicillin-resistant Staphylococcus aureus" (MRSA) may also be a source of infection, though is much rarer. Among spinal subdural abscesses, methicillin-sensitive "Staphylococcus aureus" is the most common organism involved.
Rarely parasites can cause abscesses and this is more common in the developing world. Specific parasites known to do this include dracunculiasis and myiasis.
Perianal abscess.
Surgery of the anal fistula to drain an abscess treats the fistula and reduces likelihood of its recurrence and the need for repeated surgery. There is no evidence that fecal incontinence is a consequence of this surgery for abscess drainage.
Perianal abscesses can be seen in people with, for example, inflammatory bowel disease (such as Crohn's disease) or diabetes. Often the abscess will start as an internal wound caused by ulceration, hard stool, or penetrative objects with insufficient lubrication. This wound typically becomes infected as a result of the normal presence of feces in the rectal area, and then develops into an abscess. This often presents itself as a lump of tissue near the anus which grows larger and more painful with time. Like other abscesses, perianal abscesses may require prompt medical treatment, such as an incision and debridement or lancing.
Incisional abscess.
An "incisional abscess" is one that develops as a complication secondary to a surgical incision. It presents as redness and warmth at the margins of the incision with purulent drainage from it. If the diagnosis is uncertain, the wound should be aspirated with a needle, with aspiration of pus confirming the diagnosis and availing for Gram stain and bacterial culture.
Pathophysiology.
An abscess is a defensive reaction of the tissue to prevent the spread of infectious materials to other parts of the body.
Organisms or foreign materials destroy the local cells, which in the release of cytokines. The cytokines trigger an inflammatory response, which draws large numbers of white blood cells to the area and increases the regional blood flow.
The final structure of the abscess is an abscess wall, or capsule, that is formed by the adjacent healthy cells in an attempt to keep the pus from infecting neighboring structures. However, such encapsulation tends to prevent immune cells from attacking bacteria in the pus, or from reaching the causative organism or foreign object.
Diagnosis.
An abscess is a localized collection of pus (purulent inflammatory tissue) caused by suppuration buried in a tissue, an organ, or a confined space, lined by the pyogenic membrane. Ultrasound imaging can help in a diagnosis.
Classification.
Abscesses may be classified as either "skin abscesses" or "internal abscesses". Skin abscesses are common; internal abscesses tend to be harder to diagnose, and more serious. Skin abscesses are also called cutaneous or subcutaneous abscesses.
IV drug use.
For those with a history of intravenous drug use, an X-ray is recommended before treatment to verify that no needle fragments are present. If there is also a fever present in this population, infectious endocarditis should be considered.
Differential.
Abscesses should be differentiated from empyemas, which are accumulations of pus in a preexisting, rather than a newly formed, anatomical cavity.
Other conditions that can cause similar symptoms include: cellulitis, a sebaceous cyst, and necrotising fasciitis. Cellulitis typically also has an erythematous reaction, but does not confer any purulent drainage.
Treatment.
The standard treatment for an uncomplicated skin or soft tissue abscess is the act of opening and draining. There does not appear to be any benefit from also using antibiotics in most cases. A small amount of evidence did not find a benefit from packing the abscess with gauze.
Incision and drainage.
The abscess should be inspected to identify if foreign objects are a cause, which may require their removal. If foreign objects are not the cause, incising and draining the abscess is standard treatment.
In critical areas where surgery presents a high risk, it may be delayed or used as a last resort. The drainage of a lung abscess may be performed by positioning the affected individual in a way that enables the contents to be discharged via the respiratory tract. Warm compresses and elevation of the limb may be beneficial for a skin abscess.
Antibiotics.
Most people who have an uncomplicated skin abscess should not use antibiotics. Antibiotics in addition to standard incision and drainage is recommended in persons with severe abscesses, many sites of infection, rapid disease progression, the presence of cellulitis, symptoms indicating bacterial illness throughout the body, or a health condition causing immunosuppression. People who are very young or very old may also need antibiotics. If the abscess does not heal only with incision and drainage, or if the abscess is in a place that is difficult to drain such as the face, hands, or genitals, then antibiotics may be indicated.
In those cases of abscess which do require antibiotic treatment, "Staphylococcus aureus" bacteria is a common cause and an anti-staphylococcus antibiotic such as flucloxacillin or dicloxacillin is used. The Infectious Diseases Society of America advises that the draining of an abscess is not enough to address community-acquired methicillin-resistant "Staphylococcus aureus" (MRSA), and in those cases, traditional antibiotics may be ineffective. Alternative antibiotics effective against community-acquired MRSA often include clindamycin, doxycycline, minocycline, and trimethoprim-sulfamethoxazole. The American College of Emergency Physicians advises that typical cases of abscess from MRSA get no benefit from having antibiotic treatment in addition to the standard treatment. If the condition is thought to be cellulitis rather than an abscess, consideration should be given to the possibility of the strep species as a cause, that are still sensitive to traditional anti-staphylococcus agents such as dicloxacillin or cephalexin. This would be in the case of people that are able to tolerate penicillin. Antibiotic therapy alone without surgical drainage of the abscess is seldom effective due to antibiotics often being unable to get into the abscess and their ineffectiveness at low pH levels.
Culturing the wound is not needed if standard follow-up care can be provided after the incision and drainage. Performing a wound culture is unnecessary because it rarely gives information which can be used to guide treatment.
Packing.
In North America, after drainage, an abscess cavity is usually packed, often with special iodoform-treated cloth. This is done to absorb and neutralize any remaining exudate as well as to promote draining and prevent premature closure. Prolonged draining is thought to promote healing. The hypothesis is that though the heart's pumping action can deliver immune and regenerative cells to the edge of an injury, an abscess is by definition a void in which no blood vessels are present. Packing is thought to provide a wicking action that continuously draws beneficial factors and cells from the body into the void that must be healed. Discharge is then absorbed by cutaneous bandages and further wicking promoted by changing these bandages regularly. However, evidence from emergency medicine literature reports that packing wounds after draining, especially smaller wounds, causes pain to the person and does not decrease the rate of recurrence, nor bring faster healing, or fewer physician visits.
Loop drainage.
More recently, several North American hospitals have opted for less-invasive loop drainage over standard drainage and wound packing. In one study of 143 pediatric outcomes, a failure rate of 1.4% was reported in the loop group versus 10.5% in the packing group (P<.030), while a separate study reported a 5.5% failure rate among the loop group.
Primary closure.
Closing an abscess immediately after draining it appears to speed healing without increasing the risk of recurrence. This may not apply to anorectal abscesses as while they may heal faster, there may be a higher rate of recurrence than those left open.
Prognosis.
Even without treatment, skin abscesses rarely result in death, as they will naturally break through the skin. Other types of abscess are more dangerous. Brain abscesses may be fatal if untreated. When treated, the mortality rate reduces to 5–10%, but is higher if the abscess ruptures.
Epidemiology.
Skin abscesses are common and have become more common in recent years. Risk factors include intravenous drug use, with rates reported as high as 65% among users. In 2005, in the United States 3.2 million people went to the emergency department for an abscess. In Australia around 13,000 people were hospitalized in 2008 for the disease.
Society and culture.
The Latin medical aphorism "ubi pus, ibi evacua" expresses "where there is pus, there evacuate it" and is classical advice in the culture of Western medicine.
Needle exchange programmes often administer or provide referrals for abscess treatment to injection drug users as part of a harm reduction public health strategy.
Etymology.
An abscess is so called "abscess" because there is an "abscessus" (a going away or departure) of portions of the animal tissue from each other to make room for the suppurated matter lodged between them.
The word carbuncle is believed to have originated from the Latin: "carbunculus", originally a small coal; diminutive of "carbon-", "carbo": charcoal or ember, but also a carbuncle stone, "precious stones of a red or fiery colour", usually garnets.
Other types.
The following types of abscess are listed in the medical dictionary:
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1036 | Aalborg Municipality | Aalborg Municipality is a municipality in North Jutland Region on the Jutland peninsula in northern Denmark. The municipality straddles the Limfjord, the waterway which connects the North Sea and the Kattegat east-to-west, and which separates the main body of the Jutland peninsula from the island of Vendsyssel-Thy north-to-south. It has a land area of and a population of 222,571 (1. January 2023).
It is also the name of the municipality's main city Aalborg and the site of its municipal council, as well as the name of a seaport.
The municipality and the town have chosen to retain the traditional spelling of the name as "Aalborg", although the new spelling "Ålborg" is used in other contexts, such as Ålborg Bight ("Ålborg Bugt"), the body of water which lies to the east of the Jutland peninsula.
Municipal reform of 2007.
As of 1 January 2007 Aalborg municipality joined with the municipalities of Hals, Nibe, and Sejlflod to form a new Aalborg municipality. The former Aalborg municipality, including the island of Egholm, covered an area of , with a total population of 192,353 (2005). Its last mayor was Henning G. Jensen, a member of the Social Democrats ("") political party. The former municipality was bordered by Sejlflod and Hals to the east, Dronninglund and Brønderslev to the north, Aabybro and Nibe to the west, and Støvring and Skørping to the south. It belonged to North Jutland County.
Geography.
Surroundings.
The waters in the Limfjord splitting the municipality are called Langerak to the east and "Gjøl Bredning" to the west. The island of Egholm is located in "Gjøl Bredning", and is connected by ferry to the city of Aalborg at its southern shore.
The area is typical for the north of Jutland. To the west, the Limfjord broadens into an irregular lake (salt water), with low, marshy shores and many islands. Northwest is Store Vildmose ("Greater Wild bog"), a swamp where a mirage is sometimes seen in summer. Southeast lies the similar Lille Vildmose ("Lesser Wild bog"). Store Vildmose was drained and farmed in the beginning of the 20th century, and Lille Vildmose is now the largest moor in Denmark.
Urban areas in Aalborg Municipality.
Aalborg City has a total population of 123,432. The metropolitan area is a conurbation of the Aalborg urban area in Himmerland (102,312) and the urban area in (21,120).
Economy.
North Flying has its head office on the property of Aalborg Airport in , Aalborg Municipality.
Politics.
Municipal council.
Aalborg's municipal council consists of 31 members, elected every four years.
Below are the municipal councils elected since the Municipal Reform of 2007.
Twin towns – sister cities.
Aalborg is twinned with 34 cities, more than any other city in Denmark. Every four years, Aalborg gathers young people from most of its twin towns for a week of sports, known as Ungdomslegene (Youth Games).
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1038 | Aarhus | Aarhus (, , ; officially spelled Århus from 1948 until 1 January 2011) is the second-largest city in Denmark and the seat of Aarhus Municipality. It is located on the eastern shore of Jutland in the Kattegat sea and approximately northwest of Copenhagen.
Dating back to the late 8th century, Aarhus was founded as a harbour settlement at the mouth of the Aarhus River and quickly became a trade hub. The first Christian church was built here around the year 900 and later in the Viking Age the town was fortified with defensive ramparts. The bishopric of Aarhus grew steadily stronger and more prosperous, building several religious institutions in the town during the early Middle Ages. Trade continued to improve, although it was not until 1441 that Aarhus was granted market town privileges, and the population of Aarhus remained relatively stable until the 19th century. The city began to grow significantly as trade prospered in the mid-18th century, but not until the mid-19th century did the Industrial Revolution bring real growth in population. The first railway line in Jutland was built here in 1862. In 1928, the first university in Jutland was founded in Aarhus and today it is a university city and the largest centre for trade, services, industry, and tourism in Jutland.
Aarhus Cathedral is the longest cathedral in Denmark with a total length of . The Church of our Lady ("Vor Frue Kirke") was originally built in 1060, making it the oldest stone church in Scandinavia. The City Hall, designed by Arne Jacobsen and Erik Møller, was completed in 1941 in a modern Functionalist style. Aarhus Theatre, the largest provincial theatre in Denmark, opposite the cathedral on Bispetorvet, was built by Hack Kampmann in the Art Nouveau style and completed in 1916. Musikhuset Aarhus (concert hall) and Det Jyske Musikkonservatorium (Royal Academy of Music, Aarhus/Aalborg) are also of note, as are its museums including the open-air museum Den Gamle By, the art museum ARoS Aarhus Kunstmuseum, the Moesgård Museum and the women's museum Kvindemuseet. The city's major cultural institutions include Den Gamle By, ARoS Aarhus Kunstmuseum, the Moesgård Museum, Gender Museum Denmark, Musikhuset Aarhus and Aarhus Theatre. Known as "" (lit. City of Smiles) it is the Danish city with the youngest demographics and home to Scandinavia's largest university, Aarhus University. Commercially, the city is the principal container port in the country, and major Danish companies such as Vestas, Arla Foods, Salling Group, and Jysk have their headquarters there.
Etymology.
The name originates from the city's location at the mouth of (Aarhus River). It is a compound of the two words , genitive of ("river", Modern Danish ), and ("mouth", in Modern Icelandic this word, spelt , is still used for "river delta"). In Valdemar's Census Book (1231) the city was called "Arus", and in Icelandic it was known as , later written as Aars.
Spelling.
The spelling "Aarhus" is first found in 1406 and gradually became the norm in the 17th century. With the Danish spelling reform of 1948, "Aa" was changed to "Å". Some Danish cities resisted the change but Aarhus city council opted to change the name. In 2010, the city council voted to change the name back from to again with effect from 1 January 2011.
It is still grammatically correct to write geographical names with the letter Å and local councils are allowed to use the Aa spelling as an alternative and most newspapers and public institutions will accept either. Some official authorities such as the Danish Language Committee, publisher of the Danish Orthographic Dictionary, still retain as the main name, providing as a second option, in brackets and some institutions are still using explicitly in their official name, such as the local newspaper and the schools and . "Aa" was used by some major institutions between 1948 and 2011 as well, such as Aarhus University or the largest local sports club, (AGF), which has never used the "Å"-spelling. Certain geographically affiliated names have been updated to reflect the name of the city, such as the Aarhus River, changed from to .
History.
Early history.
Founded in the early Viking Age, Aarhus is one of the oldest cities in Denmark, along with Ribe and Hedeby. The original Aros settlement was situated on the northern shores of a fjord by the mouth of the Aarhus River, right where the city center is today. It quickly became a hub for sea-going trade due to its position on intersecting trade routes in the Danish straits and the fertile countryside. The trade, however, was not nearly as prominent as that in Ribe and Hedeby during the Viking Age, and it was primarily linked to Norway as evidenced by archaeological finds. A shipbuilding yard from the Viking Age was uncovered upriver in 2002 by archaeologists. It was located at a place formerly known as "Snekkeeng", or Snekke Meadow in English ('Snekke' is a type of longship), east of the Brabrand Lake close to Viby, and it was in use for more than 400 years from the late 700s till around the mid-1200s.
Archaeological evidence indicates that Aarhus was a town as early as the last quarter of the 8th century. Discoveries after a 2003 archaeological dig included half-buried longhouses, firepits, glass pearls and a road dated to the late 700s. Several excavations in the inner city since the 1960s have revealed wells, streets, homes and workshops, and inside the buildings and adjoining archaeological layers, everyday utensils like combs, jewellery and basic multi-purpose tools from approximately the year 900 have been unearthed. The early town was fortified with defensive earthen ramparts in the first part of the 900s, possibly in the year 934 on order from king Gorm the Old. The fortifications were later improved and expanded by his son Harald Bluetooth, encircling the settlement much like the defence structures found at Viking ring fortresses elsewhere. Together with the town's geographical placement, this suggests that Aros became an important military centre in the Viking Age. There are also strong indications of a former royal residence from the same period in Viby, a few kilometres south of the Aarhus city centre.
The centre of Aarhus was originally a pagan burial site until Aarhus's first Christian church, Holy Trinity Church, a timber structure, was built upon it during the reign of Frode, King of Jutland, around 900. The bishopric of Aarhus dates back to at least 948 when Adam of Bremen reported that the missionary bishop Reginbrand of Aros attended the synod of Ingelheim in Germany, but the late Viking Age during the Christianization of Scandinavia was a turbulent and violent time with several naval attacks on the town, such as Harald Hardrada's assault around 1050, when the Holy Trinity Church was burned to the ground. Despite the conflicts, Aarhus continued to prosper from the trade and the finding of six runestones in and around Aarhus indicates the city had some significance around the year 1000, as only wealthy nobles traditionally used them. The bishopric diocese was obliterated for almost a hundred years after Reginbrand in 988, but in 1060 a new bishop Christian was ordained and he founded a new church in Aarhus, "Sankt Nicolai Domkirke" (St. Nicholas Cathedral), this time in stone. It was erected outside the town fortifications, and stood finished in 1070 at the site where Church of Our Lady stands today, but only an underground crypt remains.
Middle Ages.
The growing influence of the Church during the Middle Ages gradually turned Aarhus, with its bishopric, into a prosperous religious centre. Many public and religious buildings were built in and around the town; notably Aarhus Cathedral was initiated in the late 12th century by the influential bishop Peder Vognsen, and around 1200, Aros had a total of four churches. The 13th century also marks a thorough reorganisation, erasing most of the town's original layout with new streets, relocations, dismantling and new constructions. The Church clearly had the upper hand in the Aarhus region during medieval times, and the large bishopric of Aarhus prospered and expanded territory, reaching as far as Viborg in extent. In 1441, Christopher III issued the oldest known charter granting market town status, although similar privileges may have existed as far back as the 12th century. The charter is the first official recognition of the town as a regional power and is by some considered Aarhus's birth certificate.
The commercial and religious status spurred town growth, and in 1477 the defensive earthen ramparts, which had ringed the town since the Viking Age, were abandoned to accommodate expansion. Parts of the ramparts still exist today and can be experienced as steep slopes at the riverside, and they have also survived in some place names of the inner city, including the streets of Volden (The Rampart) and Graven (The Moat). Aarhus grew to become one of the largest cities in the country by the early 16th century. In 1657, octroi was imposed in larger Danish cities which changed the layout and face of Aarhus over the following decades. Wooden city walls were erected to prevent smuggling, with gates and toll booths on the major thoroughfares, Mejlgade and Studsgade. The city gates funnelled most traffic through a few streets where merchant quarters were built.
In the 17th century, Aarhus entered a period of recession as it suffered blockades and bombardments during the Swedish wars and trade was dampened by the preferential treatment of the capital by the state. Not until the middle of the 18th century did growth return, in large part due to trade with the large agricultural catchment areas around the city; grain, particularly, proved to be a remunerative export. The first factories were established at this time, as the Industrial Revolution reached the country, and in 1810 the harbour was expanded to accommodate growing trade.
Industrialisation.
Aarhus began to prosper in the 1830s as the industrial revolution reached the city and factories with steam-driven machinery became more productive. In 1838, the electoral laws were reformed leading to elections for the 15 seats on the city council. The rules were initially very strict, allowing only the wealthiest citizens to run. In the 1844 elections, only 174 citizens qualified out of a total population of more than 7,000. The first city council, mainly composed of wealthy merchants and industrialists, quickly looked to improve the harbour, situated along the Aarhus River. Larger ships and growing freight volumes made a river harbour increasingly impractical. In 1840, the harbour was moved to the coast, north of the river, where it became the largest industrial harbour outside Copenhagen over the following 15 years. From the outset, the new harbour was controlled by the city council, as it is to this day.
During the First Schleswig War, Aarhus was occupied by German troops from 21 June to 24 July 1849. The city was spared any fighting, but in Vejlby north of the city a cavalry skirmish known as Rytterfægtningen took place which stopped the German advance through Jutland. The war and occupation left a notable impact on the city as many streets, particularly on Frederiksbjerg, are named after Danish officers of the time. Fifteen years later, in 1864, the city was occupied again, this time for seven months, during the Second Schleswig War.
In spite of wars and occupation, the city continued to expand and develop. In 1851, the octroi was abolished and the city walls were removed to provide easier access for trade. Regular steamship links with Copenhagen had begun with the "Jylland" in 1825–26 and the "Dania" (1827–36), and in 1862 Jutland's first railway was established between Aarhus and Randers.
In the second half of the 19th century, industrialisation came into full effect and a number of new industries emerged around production and refinement of agricultural products, especially oil and butter. Many companies from this time would come to leave permanent iconic marks on Aarhus. The Ceres Brewery was established in 1856 and served as Aarhus's local brewery for more than 150 years, gradually expanding into an industrial district known as "Ceres-grunden" (lit.: the Ceres-ground). In 1896, local farmers and businessmen created Korn- og Foderstof Kompagniet (KFK), focused on grain and feedstuffs. KFK established departments all over the country, while its headquarters remained in Aarhus where its large grain silos still stand today. Otto Mønsted created the Danish Preserved Butter Company in 1874, focusing on butter export to England, China and Africa and later founded the Aarhus Butterine Company in 1883, the first Danish margarine factory. His company became an important local employer, with factory employees increasing from 100 in 1896 to 1,000 in 1931, partaking in the effective transformation of the city from a regional trade hub to an industrial centre. Other new factories of note included the dockyard Aarhus Flydedok and the oil mill Århus Oliefabrik.
Aarhus became the largest provincial city in the country by the turn of the century and the city marketed itself as the "Capital of Jutland". The population increased from 15,000 in 1870 to 52,000 in 1901 and, in response, the city annexed large land areas to develop new residential quarters such as Trøjborg, Frederiksbjerg and Marselisborg. Many of its cultural institutions were also established at this time such as Aarhus Theatre (1900), the original State Library (1902), Aarhus University (1928) and several hospitals.
Second World War.
On 9 April 1940, Nazi Germany invaded Denmark, occupying Aarhus the following day; the occuption lasted for five years. This was a destructive period with major disasters, loss of life and economic depression. The Port of Aarhus became a hub for supplies to the Baltics and Norway, while the surrounding rail network supplied the Atlantic Wall in west Jutland and cargo headed for Germany. Combined, these factors resulted in a strong German presence, especially in 1944–45.
Small resistance groups first appeared in 1941–42 but the first to co-ordinate with the Freedom Council was the Samsing Group, responsible for most operations from early 1943. The Samsing group, along with others in and around Aarhus, was dismantled in June 1944 when Grethe "Thora" Bartram turned her family and acquaintances over to German authorities. In response, requests for assistance were sent to contacts in England and in October 1944 the Royal Air Force bombed the Gestapo headquarters successfully destroying archives and obstructing the ongoing investigation.
In the summer of 1944 the Copenhagen-based resistance group Holger Danske helped establish the 5 Kolonne group and an SOE agent arrived from England to liaison with the L-groups. Subsequently, resistance operations escalated which was countered with Schalburgtage terror operations by the Peter group. The increasingly destructive occupation was compounded when an ammunition barge exploded in July 1944, destroying much of the harbour area. On 5 May 1945 German forces in Denmark surrendered but during the transitional period fighting broke out resulting in 22 dead. On 8 May the British Royal Dragoons entered the city.
Post-World War II years.
In the 1970s and 1980s the city entered a period of rapid economic growth and the service sector overtook trade, industry and crafts as the leading sector of employment for the first time. Workers gradually began commuting to the city from most of east and central Jutland as the region became more interconnected. The student population tripled between 1965 and 1977 turning the city into a Danish centre of research and education. The growing and comparably young population initiated a period of creativity and optimism; Gaffa and the KaosPilot school were founded in 1983 and 1991 respectively, and Aarhus was at the centre of a renaissance in Danish rock and pop music launching bands and musicians such as TV2, Gnags, Thomas Helmig, Bamses Venner, Anne Dorte Michelsen, Mek Pek and Shit & Chanel.
The 2000s.
Since the turn of the millennium, Aarhus has seen an unprecedented building boom with many new institutions, infrastructure projects, city districts and recreational areas. Several of the construction projects are among the largest in Europe, such as the New University Hospital (DNU) and the harbourfront redevelopment.
Both the skyline and land use of the inner city is changing, as former industrial sites are being redeveloped into new city districts and neighbourhoods. Starting in 2008, the former docklands known as "De Bynære Havnearealer" (The Peri-urban Harbour-areas), and closest to the city seaside, are being converted to new mixed-use districts. It is among the largest harbourfront projects in Europe. The northern part dubbed "Aarhus Ø" (Aarhus Docklands) is almost finished as of 2018, while the southern district dubbed "Sydhavnskvarteret" (The South-harbour neighbourhood) is only starting to be developed. The adjacent site of Frederiks Plads at the former DSB repair facilities have been under construction since 2014 as a new business and residential quarter. The main bus terminal close by is planned to be moved to the central railway station and the site will be redeveloped to a new residential neighbourhood. Elsewhere in the inner city, the site of the former Ceres breweries was redeveloped in 2012-2019 as a new mixed use neighbourhood known as CeresByen.
Construction of Aarhus Letbane, the first light rail system in the country, commenced in 2013, and the first increment was finished in December 2017. Since then, the lightrail service has been expanded with two intercity sections to the towns of Odder and Grenå, respectively, and also includes a northward leg to the suburb of Lisbjerg. The light rail system is planned to tie many other suburbs closer to central Aarhus in the future, with the next phase including local lines to Brabrand in the east and Hinnerup to the north.
Accelerating growth since the early 2000s, brought the inner urban area to roughly 260,000 inhabitants by 2014. The rapid growth is expected to continue until at least 2030 when Aarhus municipality has set an ambitious target for 375,000 inhabitants.
Geography.
Aarhus is located at the Bay of Aarhus facing the Kattegat sea in the east with the peninsulas of Mols and Helgenæs across the bay to the northeast. Mols and Helgenæs are both part of the larger regional peninsula of Djursland. A number of larger cities and towns is within easy reach from Aarhus by road and rail, including Randers ( by road north), Grenå (northeast), Horsens ( south) and Silkeborg ( east).
Topography.
At Aarhus's location, the Bay of Aarhus provides a natural harbour with a depth of quite close to the shore. Aarhus was founded at the mouth of a brackish water fjord, but the original fjord no longer exists, as it has gradually narrowed into what is now the Aarhus River and the Brabrand Lake, due to natural sedimentation. The land around Aarhus was once covered by forests, remains of which exist in parts of Marselisborg Forest to the south and Riis Skov to the north. Several lakes extend west from the inner city as the landscape merges with the larger region of Søhøjlandet with heights exceeding at Himmelbjerget between Skanderborg and Silkeborg. The highest natural point in Aarhus Municipality is Jelshøj at 128 metres above sea level, in the southern district of Højbjerg. The hilltop is home to a Bronze Age barrow shrouded in local myths and legends.
The hilly area around Aarhus consists of a morainal plateau from the last ice age, broken by a complex system of tunnel valleys. The most prominent valleys of this network are the Aarhus Valley in the south, stretching inland east–west with the Aarhus River, Brabrand Lake, Årslev Lake and Tåstrup Lake, and the Egå Valley to the north, with the stream of Egåen, Egå Engsø, the bog of Geding-Kasted Mose and Geding Lake. Most parts of the two valleys have been drained and subsequently farmed, but in the early 2000s some of the drainage was removed and parts of the wetlands were restored for environmental reasons. The valley system also includes the stream of Lyngbygård Å in the west and valleys to the south of the city, following erosion channels from the pre-quaternary. By contrast, the Aarhus River Valley and the Giber River Valley are late glacial meltwater valleys. The coastal cliffs along the Bay of Aarhus consist of shallow tertiary clay from the Eocene and Oligocene (57 to 24 million years ago).
Climate.
Aarhus has a temperate oceanic climate (Köppen: "Cfb") and the weather is constantly influenced by major weather systems from all four ordinal directions, resulting in unstable conditions throughout the year. Temperature varies a great deal across the seasons with a mild spring in April and May, warmer summer months from June to August, frequently rainy and windy autumn months in October and September and cooler winter months, often with frost and occasional snow, from December to March. The city centre experiences the same climatic effects as other larger cities with higher wind speeds, more fog, less precipitation and higher temperatures than the surrounding, open land.
Western winds from the Atlantic and North Sea are dominant resulting in more precipitation in western Denmark. In addition, Jutland rises sufficiently in the centre to lift air to higher, colder altitudes contributing to increased precipitation in eastern Jutland. Combined, these factors make east and south Jutland comparatively wetter than other parts of the country. Average temperature over the year is with February being the coldest month () and August the warmest (). Temperatures in the sea can reach in June to August, but it is not uncommon for beaches to register locally.
The geography in the area affects the local climate of the city with the Aarhus Bay imposing a temperate effect on the low-lying valley floor where central Aarhus is located. Brabrand Lake to the west further contributes to this effect and as a result, the valley has a comparably mild, temperate climate. The sandy ground on the valley floor dries up quickly after winter and warms faster in the summer than the surrounding hills of moist-retaining boulder clay. These conditions affect crops and plants that often bloom 1–2 weeks earlier in the valley than on the northern and southern hillsides.
Because of the northern latitude, the number of daylight hours varies considerably between summer and winter. On the summer solstice, the sun rises at 04:26 and sets at 21:58, providing 17 hours 32 minutes of daylight. On the winter solstice, it rises at 08:37 and sets at 15:39 with 7 hours and 2 minutes of daylight. The difference in length of days and nights between summer and winter solstices is 10 hours and 30 minutes.
Politics and administration.
Aarhus is the seat of Aarhus Municipality, and Aarhus City Council ("Aarhus Byråd") is also the municipal government with headquarters in Aarhus City Hall. The Mayor of Aarhus since 2010 is Jacob Bundsgaard of the Social Democrats. Municipal elections are held every fourth year on the third Tuesday of November with the next election in 2021. The city council consists of 31 members elected for four-year terms. When an election has determined the composition of the council, it elects a mayor, two deputy mayors and five aldermen from their ranks. Anyone who is eligible to vote and who resides within the municipality can run for a seat on the city council provided they can secure endorsements and signatures from 50 inhabitants of the municipality.
The first publicly elected mayor of Aarhus was appointed in 1919. In the 1970 Danish Municipal Reform the current Aarhus municipality was created by merging 20 municipalities. Aarhus was the seat of Aarhus County until the 2007 Danish municipal reform, which substituted the Danish counties with five regions and replaced Aarhus County with Central Denmark Region ("Region Midtjylland"), seated in Viborg.
Subdivisions.
Aarhus Municipality has 45 electoral wards and polling stations in four electoral districts for the Folketing (national Parliament). The diocese of Aarhus has four deaneries composed of 60 parishes within Aarhus municipality. Aarhus municipality contains 21 postal districts and some parts of another 9. The urban area of Aarhus and the immediate suburbs are divided into the districts Aarhus C, Aarhus N, Aarhus V, Viby J, Højbjerg and Brabrand.
Environmental planning.
Aarhus has increasingly been investing in environmental planning and, in accordance with national policy, aims to be -neutral and independent of fossil fuels for heating by 2030. The municipal power plants were adapted for this purpose in the 2010s. In 2015, the municipality took over three private straw-fired heating plants and the year after, a new 77 MW combined heat and power biomass plant at Lisbjerg Power Station was completed while Studstrup Power Station finished a refit to move from coal to wood chips. In conjunction with the development of the Docklands district there are plans for a utility-scale seawater heat pump which will take advantage of fluctuating electricity prices to supply the district heating system. Since 2015, the city has been implementing energy-saving LED technology in street lighting; by January 2019, about half of the municipal street lighting had been changed. Apart from reducing the city's CO2 emissions, it saves 30% on the electricity bill, thereby making it a self-financed project over a 20-year period.
The municipality aims for a coherent and holistic administration of the water cycle to protect against, or clean up, previous pollution and encourage green growth and self-sufficiency. The main issues are excessive nutrients, adapting to increased (and increasing) levels of precipitation brought on by climate change, and securing the water supply. These goals have manifested in a number of large water treatment projects often in collaboration with private partners. In the 2000s, underground rainwater basins were built across the city while the two lakes Årslev Engsø and Egå Engsø were created in 2003 and 2006 respectively. The number of sewage treatment plants is planned to be reduced from 17 to 2 by 2025, as the treatment plants in Marselisborg and Egå are scheduled for expansion to take over all waste water treatment. They have already been refitted for biogas production to become net producers of electricity and heat. To aid the new treatment plants, and avoid floodings, sewage and stormwater throughout the municipality is planned to be separated into two different drainage systems. Construction began in 2017 in several areas, but it is a long process that is scheduled to be finished by 2085.
Afforestation projects have been undertaken to prevent groundwater pollution, secure drinking water, sequester, increase biodiversity, create an attractive countryside, provide easy access to nature and offer outdoor activities to the public. In 2000, the first project, the New Forests of Aarhus, was completed, which aimed to double the forest cover in the municipality and, in 2009, another phase was announced to double forest cover once more before the year 2030. The afforestation plans were realised as a local project in collaboration with private landowners, under a larger national agenda. Other projects to expand natural habitats include a rewilding effort in Geding-Kasted Bog and continuous monitoring of the four Natura 2000 areas in the municipality.
Demographics.
Aarhus has a population of 261,570 on for a density of 2,874/km2 (7,444/sq mi). Aarhus municipality has a population of 330,639 on 468 km2 with a density of 706/km2 (1,829/sq mi). Less than a fifth of the municipal population resides beyond city limits and almost all live in an urban area. The population of Aarhus is both younger and better-educated than the national average which can be attributed to the high concentration of educational institutions. More than 40% of the population have an academic degree while only some 14% have no secondary education or trade. The largest age group is 20- to 29-year-olds and the average age is 37.5, making it the youngest city in the country and one of its youngest municipalities. Women have slightly outnumbered men for many years.
The city is home to 75 different religious groups and denominations, most of which are Christian or Muslim with a smaller number of Buddhist, Hindu, and Jewish communities. Since the 1990s there has been a marked growth in diverse new spiritual groups although the total number of followers remains small. The majority of the population are members of the Protestant state church, Church of Denmark, which is by far the largest religious institution both in the city and the country as a whole. Some 20% of the population are not officially affiliated with any religion, a percentage that has been slowly rising for many years.
During the 1990s there was significant immigration from Turkey and in the 2000s, there was a fast growth in the overall immigrant community, from 27,783 people in 1999 to 40,431 in 2008. The majority of immigrants have roots outside Europe and the developed world, comprising some 25,000 people from 130 different nationalities, with the largest groups coming from the Middle East and North Africa. Some 15,000 have come from within Europe, with Poland, Germany, Romania and Norway being the largest contributors.
Many immigrants have established themselves in the suburbs of Brabrand, Hasle and Viby, where the percentage of inhabitants with foreign origins has risen by 66% since 2000. This has resulted in a few so-called ghettos, defined as residential areas with more than half of inhabitants from non-Western countries and with relatively high levels of poverty and/or crime. Gellerup is the most notable neighbourhood in that respect. The ghetto-labelling has been criticized as unnecessarily stigmatising and counterproductive for social and economical development of the related areas.
Economy.
The economy of Aarhus is predominantly knowledge- and service-based, strongly influenced by the University of Aarhus and the large healthcare industry. The service sector dominates the economy and is growing as the city transitions away from manufacturing. Trade and transportation remain important sectors, benefiting from the large port and central position on the rail network. Manufacturing has been in slow but steady decline since the 1960s while agriculture has long been a marginal sector within the municipality. The municipality is home to 175,000 jobs with some 100,000 in the private sector and the rest split between state, region and municipality. The region is a major agricultural producer, with many large farms in the outlying districts. People commute to Aarhus from as far away as Randers, Silkeborg and Skanderborg and almost a third of those employed within the Aarhus municipality commute from neighbouring communities. Aarhus is a centre for retail in the Nordic and Baltic countries, with expansive shopping centres, the busiest commercial street in the country and a dense urban core with many speciality shops.
The job market is knowledge- and service-based, and the largest employment sectors are healthcare and social services, trade, education, consulting, research, industry and telecommunications. The municipality has more high- and middle-income jobs, and fewer low-income jobs, than the national average. Today, te majority of the largest companies in the municipality are in the sectors of trade, transport and media. The wind power industry has strong roots in Aarhus and the larger region of Central Jutland, and nationally, most of the revenue in the industry is generated by companies in the greater Aarhus area. The wind industry employs about a thousand people within the municipality, making it a central component in the local economy. The biotech industry is well-established in the city, with many small- and medium-sized companies mainly focused on research and development. There are multiple major technology companies with offices in the city, including Uber and Google.
Several major companies are headquartered in Aarhus, including four of the ten largest in the country. These include Arla Foods, one of the largest dairy groups in Europe, Salling Group, Denmark's largest retailer, Jysk, a worldwide retailer of household goods, Vestas, a global wind turbine manufacturer, Terma A/S, a major defence and aerospace manufacturer, Per Aarsleff, a civil engineering company and several large retail companies. Other large employers of note include Krifa, Systematic A/S,), and Bestseller A/S. Since the early 2000s, the city has experienced an influx of larger companies moving from other parts of the Jutland peninsula.
Port of Aarhus.
The Port of Aarhus is one of the largest industrial ports in northern Europe with the largest container terminal in Denmark, processing more than 50% of Denmark's container traffic and accommodating the largest container vessels in the world. It is a municipal self-governing port with independent finances. The facilities handle some 9.5 million tonnes of cargo a year (2012). Grain is the principal export, while feedstuffs, stone, cement and coal are among the chief imports. Since 2012 the port has faced increasing competition from the Port of Hamburg and freight volumes have decreased somewhat from the peak in 2008.
The ferry terminal presents the only alternative to the Great Belt Link for passenger transport between Jutland and Zealand. It has served different ferry companies since the first steamship route to Copenhagen opened in 1830. Currently, Mols-Linien operates the route and annually transports some two million passengers and a million vehicles. Additional roll-on/roll-off cargo ferries serve Finland and Kalundborg on a weekly basis and smaller outlying Danish ports at irregular intervals. Since the early 2000s the port has increasingly become a destination for cruise lines operating in the Baltic Sea.
Tourism.
The ARoS Art Museum, the Old Town Museum and Tivoli Friheden are among Denmark's top tourist attractions. With a combined total of almost 1.4 million visitors they represent the driving force behind tourism but other venues such as Moesgård Museum and Kvindemuseet are also popular. The city's extensive shopping facilities are also said to be a major attraction for tourists, as are festivals, especially NorthSide and SPOT. Many visitors arrive on cruise ships: in 2012, 18 vessels visited the port with over 38,000 passengers.
In the 2010s, there was a significant expansion of tourist facilities, culminating in the opening of the 240-room Comwell Hotel in July 2014, which increased the number of hotel rooms in the city by 25%. Some estimates put the number of visitors spending at least one night as high as 750,000 a year, most of them Danes from other regions, with the remainder coming mainly from Norway, Sweden, northern Germany and the United Kingdom. Overall, they spend roughly DKK 3 billion (€402 million) in the city each year. The primary motivation for tourists choosing Aarhus as a destination is experiencing the city and culture, family and couples vacation or as a part of a round trip in Denmark. The average stay is little more than three days on average.
There are more than 30 tourist information spots across the city. Some of them are staffed, while others are online, publicly accessible touchscreens. The official tourist information service in Aarhus is organised under VisitAarhus, a corporate foundation initiated in 1994 by Aarhus Municipality and local commercial interest organisations.
Research parks.
The largest research park in Aarhus is INCUBA Science Park, focused on IT and biomedical research, It is based on Denmark's first research park, "Forskerpark Aarhus" (Research Park Aarhus), founded in 1986, which in 2007 merged with another research park to form INCUBA Science Park. The organisation is owned partly by Aarhus University and private investors and aims to foster close relationships between public institutions and startup companies. It is physically divided across 4 locations after a new department was inaugurated in Navitas Park in 2015, which it will share with the Aarhus School of Marine and Technical Engineering and AU Engineering. Another major centre for knowledge is Agro Food Park in Skejby, established to facilitate co-operation between companies and public institutions working within food science and agriculture. In January 2017 Arla Foods will open the global innovation centre "Arla Nativa" in Agro Food Park and in 2018 Aarhus University is moving the "Danish Centre for Food and Agriculture" there as well. In 2016, some 1000 people worked at Agro Food Park, spread across 50 companies and institutions and in August 2016 Agro Food Park management published plans to expand facilities from 92,000 m2 to .
In addition, Aarhus is home to the Aarhus School of Architecture, one of two Danish Ministry of Education institutions that provide degree programs in architecture, and some of the largest architecture firms in the Nordic countries such as Schmidt Hammer Lassen Architects, Arkitema Architects and C. F. Møller Architects. Taken together these organisations form a unique concentration of expertise and knowledge in architecture outside Copenhagen, which the Danish Ministry of Business and Growth refers to as (the architecture cluster). To promote the "cluster", the School of Architecture will be given new school buildings centrally in the new Freight Station Neighborhood, planned for development in the 2020s. In the interim, the city council supports a culture, business and education centre in the area, which may continue in the future neighbourhood in some form. The future occupants of the neighbourhood will be businesses and organisations selected for their ability to be involved in the local community, and it is hoped that the area will evolve into a hotspot for creativity and design.
Cityscape.
Aarhus has developed in stages, from the Viking Age to modern times, all visible in the city today. Many architectural styles are represented in different parts of the city such as Romanesque, Gothic, Renaissance, Baroque, Rococo, National Romantic, Nordic Classicism, Neoclassical, Empire and Functionalism. The city has developed around the main transport hubs – the river, the harbour, and later the railway station – and as a result, the oldest parts are also the most central and busiest today.
The streets of Volden (The Rampart) and Graven (The Moat) testify to the defences of the initial Viking town, and "Allégaderingen" in Midtbyen roughly follows the boundaries of that settlement. The street network in the inner city formed during the Middle Ages with narrow, curved streets and low, dense housing by the river and the coast. "Vesterport" (Westward Gate) still bears the name of the medieval city gate and the narrow alleyways "Posthussmøgen" and "Telefonsmøgen" are remnants of toll stations from that time. The inner city has the oldest preserved buildings, especially the Latin Quarter, with houses dating back to the early 17th century in Mejlgade and Skolegade. Medieval merchants' mansions with courtyards can be seen in Klostergade, Studsgade and Skolegade. By far, the largest part of the present-day city was built during and after the industrialization of the late 1800s, and the most represented architectural styles today are historicism and modernism, especially the subgenre of Danish functionalism of which there are many fine examples. The building boom of the 2000s has imprinted itself on Aarhus with a redeveloped harbourfront, many new neighbourhoods (also in the inner city), and a revitalized public space. It is also beginning to change the skyline with several dominating high-rises.
Developments.
In recent years, Aarhus has experienced a large demand in housing and offices, spurring a construction boom in some parts of the city. The newly built city district of Aarhus Ø, formerly docklands, includes major housing developments, mostly consisting of privately owned apartments, designed by architects such as CEBRA, and JDS Architects.
In the second quarter of 2012, the population of the area stood at only 5; however, that number had risen to 3,940 by October 2019.
The main public transportation service is bus line 23, as well as Østbanetorvet train station. Plans to service the area by the light rail line Aarhus Letbane have now been shelved.
Landmarks.
Aarhus Cathedral ("Århus Domkirke") in the centre of Aarhus, is the longest and tallest church in Denmark at and in length and height respectively. Originally built as a Romanesque basilica in the 13th century, it was rebuilt and enlarged as a Gothic cathedral in the late 15th and early 16th centuries. Even though the cathedral stood finished around 1300, it took more than a century to build; the associated cathedral school of "Aarhus Katedralskole" was already founded in 1195 and ranks as the 44th oldest school in the world. Another important and historic landmark in the inner city, is the Church of Our Lady ("Vor Frue Kirke") also from the 13th century in Romanesque and Gothic style. It is smaller and less impressive, but it was the first cathedral of Aarhus and founded on an even older church constructed in 1060; the oldest stone church in Scandinavia. Langelandsgade Kaserne in National Romantic Style from 1889 is the oldest former military barracks left in the country; home to the university Department of Aesthetics and Communication since 1989.
Marselisborg Palace ("Marselisborg Slot"), designed by Hack Kampmann in Neoclassical and Art Nouveau styles, was donated by the city to Prince Christian and Princess Alexandrine as a wedding present in 1898. The Aarhus Custom House ("Toldkammeret") from 1898, is said to be Hack Kampmann's finest work.
Tivoli Friheden (Tivoli Freedom) opened in 1903 and has since been the largest amusement park in the city and a tourist attraction. Aarhus Theatre from 1916 in the Art Nouveau style is the largest provincial theatre in Denmark. The early buildings of Aarhus University, especially the main building completed in 1932, designed by Kay Fisker, Povl Stegmann and by C.F. Møller have gained an international reputation for their contribution to functionalist architecture. The City Hall ("Aarhus Rådhus") from 1941 with an iconic tower clad in marble, was designed by Arne Jacobsen and Erik Møller in a modern Functionalist style.
Culture.
Aarhus is home to many annual cultural events and festivals, museums, theatres, and sports events of both national and international importance, and presents some of the largest cultural attractions in Denmark. There is a long tradition of music from all genres, and many Danish bands have emerged from Aarhus. Libraries, cultural centres and educational institutions present free or easy opportunities for the citizens to participate in, engage in, or be creative with cultural events and productions of all kinds.
Since 1938, Aarhus has marketed itself as "Smilets by" (City of smiles) which has become both an informal moniker and official slogan. In 2011, the city council opted to change the slogan to "Aarhus. Danish for Progress" but it was unpopular and abandoned after just a few years. Other slogans that have occasionally been used are "Byen ved havet" (City by the sea), "Mellem bugt og bøgeskov" (Between bay and beechwood) and "Verdens mindste storby" (World's smallest big city). Aarhus is featured in popular songs such as "Hjem til Aarhus" by På Slaget 12, "Lav sol over Aarhus" by Gnags, "8000 Aarhus C" by Flemming Jørgensen, "Pigen ud af Aarhus" by Tina Dickow and "Slingrer ned ad Vestergade" by Gnags. In 1919, the number "Sangen til Aarhus" (Song to Aarhus) had become a popular hit for a time, but the oldest and perhaps best known "national anthem" for the city is the classical "Aarhus Tappenstreg" from 1872 by Carl Christian Møller which is occasionally played at official events or at performances by local marching bands and orchestras.
Museums.
Aarhus has a range of museums, including two of the largest in the country, measured by the number of paying guests, "Den Gamle By" and "ARoS Aarhus Kunstmuseum". "Den Gamle By" (The Old Town), officially "Danmarks Købstadmuseum" (Denmark's Market Town Museum), presents Danish townscapes from the 16th century to the 1970s with individual areas focused on different time periods. 75 historic buildings collected from different parts of the country have been brought here to create a small town in its own right.
ARoS Aarhus Kunstmuseum, the city's main art museum, is one of the largest art museums in Scandinavia with a collection covering Danish art from the 18th century to the present day as well as paintings, installations and sculptures representing international art movements and artists from all over the world. The iconic glass structure on the roof, "Your Rainbow Panorama", was designed by Olafur Eliasson and features a promenade offering a colourful panorama of the city.
The Moesgård Museum specialises in archaeology and ethnography in collaboration with Aarhus University with exhibits on Denmark's prehistory, including weapon sacrifices from Illerup Ådal and the Grauballe Man. Kvindemuseet, the Women's Museum, from 1984 contains collections of the lives and works of women in Danish cultural history. The Occupation Museum ("Besættelsesmuseum") presents exhibits illustrating the German occupation of the city during the Second World War; the University Park on the campus of Aarhus University includes the Natural History Museum with 5,000 species of animals, many in their natural surroundings; and the Steno Museum is a museum of the history of science and medicine with a planetarium. Kunsthal Aarhus (Aarhus Art Hall) hosts exhibitions of contemporary art including painting, sculpture, photography, performance art, film and video. Strictly speaking it is not a museum but an arts centre, one of the oldest in Europe, built and founded in 1917.
Libraries and community centres.
Public libraries in Denmark are also cultural and community centres. They play an active role in cultural life and host many events, exhibitions, discussion groups, workshops, educational courses and facilitate everyday cultural activities for and by the citizens. In June 2015, the large central library and cultural centre of Dokk1 opened at the harbour front. Dokk1 also includes civil administrations and services, commercial office rentals and a large underground robotic car park and aims to be a landmark for the city and a public meeting place. The building of Dokk1 and the associated squares and streetscape is also collectively known as Urban Mediaspace Aarhus and it is the largest construction project Aarhus municipality has yet undertaken. Apart from this large main library, some neighbourhoods in Aarhus have a local library engaged in similar cultural and educational activities, but on a more local scale.
The State Library ("Statsbiblioteket") at the university campus has status of a national library. The city is a member of the ICORN organisation (International Cities of Refuge Network) in an effort to provide a safe haven to authors and writers persecuted in their countries of origin.
There are several cultural and community centres throughout the city. This includes Folkestedet in the central Åparken, facilitating events for and by non-commercial associations, organisations and clubs, and activities for the elderly, the nearby Godsbanen at the railway yard, with workshops, events and exhibitions, and Globus1 in Brabrand facilitating sports and various cultural activities.
Performing arts.
The city enjoys strong musical traditions, both classical and alternative, underground and popular, with educational and performance institutions such as the concert halls of Musikhuset, the opera of Den Jyske Opera, Aarhus Symfoniorkester (Aarhus Symphony Orchestra) and Det Jyske Musikkonservatorium (Royal Academy of Music, Aarhus/Aalborg). Musikhuset is the largest concert hall in Scandinavia, with seating for more than 3,600 people. Other major music venues include VoxHall, rebuilt in 1999, and the associated venue of Atlas, Train nightclub at the harbourfront, and Godsbanen, a former rail freight station.
The acting scene in Aarhus is diverse, with many groups and venues engaged in a broad span of genres, from animation theatre and children's theatre to classical theatre and improvisational theatre. Aarhus Teater is the oldest and largest venue with mostly professional classical acting performances. Svalegangen, the second largest theatre, is more experimental with its performances and other notable groups and venues includes EntréScenen, Katapult, Gruppe 38, Helsingør Teater, Det Andet Teater and Teater Refleksion as well as dance venues like Bora Bora. The cultural center of Godsbanen includes several scenes and stages and the Concert Halls of "Musikhuset" also stage theatrical plays regularly and is home to the children's theatre Filuren and a comedy club. The city hosts a biannual international theatre festival, International Living Theatre (ILT), with the next event being scheduled for 2021.
Since 2010 the music production centre of PROMUS ("Produktionscentret for Rytmisk Musik") has supported the rock scene in the city along with the publicly funded ROSA ("Dansk Rock Samråd"), which promotes Danish rock music in general.
Aarhus is known for its musical history. Fuelled by a relatively young population jazz clubs sprang up in the 1950s which became a tour stop for many iconic American Jazz musicians. By the 1960s, the music scene diversified into rock and other genres and in the 1970s and 1980s, Aarhus became a centre for rock music, fostering iconic bands such as Kliché, TV-2 and Gnags and artists such as Thomas Helmig and Anne Linnet. Acclaimed bands since the 1970s include Under Byen, Michael Learns to Rock, Nephew, Carpark North, Spleen United, VETO, Hatesphere and Illdisposed in addition to individual performers such as Medina and Tina Dico.
Events and festivals.
Aarhus hosts many annual or recurring festivals, concerts and events, with the festival of Aarhus Festuge as the most popular and wide-ranging, along with large sports events. Aarhus Festuge is the largest multicultural festival in Scandinavia, always based on a special theme and takes place every year for ten days between late August and early September, transforming the inner city with festive activities and decorations of all kinds.
There are numerous music festivals; the eight-day Aarhus Jazz Festival features jazz in many venues across the city. It was founded in 1988 and usually takes place in July every year, occasionally August or September. There are several annually recurring music festivals for contemporary popular music in Aarhus. NorthSide Festival presents well-known bands every year in mid-June on large outdoor scenes. It is a relatively new event, founded in 2010, but grew from a one-day event to a three-day festival in its first three years, now with 35,000 paying guests in 2015. Spot festival is aiming to showcase up-and-coming Danish and Scandinavian talents at selected venues of the inner city. The outdoor Grøn Koncert music festival takes place every year in many cities across Denmark, including Aarhus. Danmarks grimmeste festival (lit. Denmark's ugliest Festival) is a small summer music festival held in Skjoldhøjkilen, Brabrand.
Aarhus also hosts recurring events dedicated to specific art genres. International Living Theatre (ILT) is a bi-annual festival, established in 2009, with performing arts and stage art on a broad scale. The festival has a vision of showing the best plays and stage art experiences of the world, while at the same time attracting thespians and stage art interested people from both Aarhus and Europe at large. LiteratureXchange is a new annual festival from 2018, focused on literature from around the world as well as regional talents. The city actively promotes its gay and lesbian community and celebrates the annual Aarhus Pride gay pride festival while Aarhus Festuge usually includes exhibits, concerts and events designed for the LGBT communities.
Notable events of a local scope include the university boat-race, held in the University Park since 1991, which has become a local spectator event attracting some 20,000 people. The boat race pits costumed teams from the university departments against each other in inflatable boats in a challenge to win the "Gyldne Bækken" (Golden Chamber Pot) trophy. The annual lighting of the Christmas lights on the Salling department store in Søndergade has also become an attraction in recent times, packing the pedestrianised city centre with thousands of revellers. Significant dates such as Saint Lucy's Day, "Sankt Hans" (Saint John's Eve) and Fastelavn are traditionally celebrated with numerous events across the city.
Parks, nature, and recreation.
The beech forests of Riis Skov and Marselisborg occupy the hills along the coast to the north and south, and apart from the city centre, sandy beaches form the coastline of the entire municipality. There are two public sea baths, the northern "Den Permanente" below Riis Skov and close to the harbour area, and the southern Ballehage Beach in the Marselisborg Forests. As in most of Denmark, there are no private beaches in the municipality, but access to "Den Permanente" requires a membership, except in the summer.
The relatively mild, temperate marine climate, allows for outdoor recreation year round, including walking, hiking, cycling, and outdoor team sports. Mountain biking is usually restricted to marked routes. Watersports like sailing, kayaking, motor boating, etc. are also popular, and since the bay rarely freezes up in winter, they can also be practised most of the year. Recreational and transportational pathways for pedestrians and cyclists, radiate from the city centre to the countryside, providing safety from motorised vehicles and a more tranquil experience. This includes the 19 kilometre long pathway of "Brabrandstien", encircling the Brabrand Lake. The long-range hiking route Aarhus-Silkeborg, starts off from Brabrandstien.
Aarhus has an unusually high number of parks and green spaces, 134 of them, covering a total area of around . The central Botanical Gardens ("Botanisk Have") from 1875 are a popular destination, as they include The Old Town open-air museum and host a number of events throughout the year. Originally used to cultivate fruit trees and other useful plants for the local citizens, there are now a significant collection of trees and bushes from different habitats and regions of the world, including a section devoted to native Danish plants. Recently renovated tropical and subtropical greenhouses, exhibit exotic plants from throughout the world. Also in the city centre is the undulating University Park, recognised for its unique landscaped design with large old oak trees. The Memorial Park ("Mindeparken") at the coast below Marselisborg Palace, offers a panoramic view across the Bay of Aarhus and is popular with locals for outings, picnics or events. Other notable parks include the small central City Hall Park ("Rådhusparken") and Marienlyst Park ("Marienlystparken"). Marienlyst Park is a relatively new park from 1988, situated in Hasle out of the inner city and is less crowded, but it is the largest park in Aarhus, including woodlands, large open grasslands and soccer fields.
Marselisborg Forests and Riis Skov, has a long history of recreational activities of all kinds, including several restaurants, hotels and opportunities for green exercise. There are marked routes here for jogging, running and mountain biking and large events are hosted regularly. This includes running events, cycle racing and orienteering, the annual Classic Race Aarhus with historic racing cars, all attracting thousands of people. Marselisborg Deer Park ("Marselisborg Dyrehave") in Marselisborg Forests, comprises of fenced woodland pastures with free-roaming sika and roe deer. Below the Moesgård Museum in the southern parts of the Marselisborg Forests, is a large historical landscape of pastures and woodlands, presenting different eras of Denmark's prehistory. Sections of the forest comprise trees and vegetation representing specific climatic epochs from the last Ice Age to the present. Dotted across the landscape are reconstructed Stone Age and Bronze Age graves, buildings from the Iron Age, Viking Age and medieval times, with grazing goats, sheep and horses in between.
Food, drink, and nightlife.
Aarhus has a large variety of restaurants and eateries offering food from cultures all over the world, especially Mediterranean and Asian, but also international gourmet cuisine, traditional Danish food and New Nordic Cuisine. Among the oldest restaurants are "Rådhuscafeen" (lit. The City Hall Café), opened in 1924, serving a menu of traditional Danish meals, and "Peter Gift" from 1906, a tavern with a broad beer selection and a menu of smørrebrød and other Danish dishes. In Aarhus, New Nordic can be experienced at "Kähler Villa Dining", "Hærværk" and "Domestic", but local produce can be had at many places, especially at the twice-weekly food markets in Frederiksbjerg. Aarhus and Central Denmark Region was selected as European Region of Gastronomy in 2017. The city (and municipality) is a member of the Délice Network, an international non-profit organization nurturing and facilitating knowledge exchange in gastronomy.
Appraised high-end restaurants serving international gourmet cuisine include Frederikshøj, Substans, Gastromé, Det Glade Vanvid, Nordisk Spisehus, Restaurant Varna, Restaurant ET, Gäst, Brasserie Belli, Møf. Restaurants in Aarhus were the first in provincial Denmark to receive Michelin stars since 2015, when Michelin inspectors ventured outside Copenhagen for the first time.
Vendors of street food are numerous throughout the centre, often selling from small trailers on permanent locations formally known as "Pølsevogne" (lit. sausage wagons), traditionally serving a Danish variety of hot dogs, sausages and other fast food. There are increasingly more outlets inspired by other cultural flavours such as sushi, kebab and currywurst.
The city centre is packed with cafés, especially along the river and the Latin quarter. Some of them also include an evening restaurant, such as "Café Casablanca", "Café Carlton", "Café Cross" and "Gyngen". Aarhus Street Food and Aarhus Central Food Market are two indoor food courts from 2016 in the city centre, comprising a variety of street food restaurants, cafés and bars.
Aarhus has a robust and diverse nightlife. The action tends to concentrate in the inner city, with the pedestrianised riverside, Frederiksgade, the Latin Quarter, and Jægergårdsgade on Frederiksbjerg as the most active centres at night, but things are stirring elsewhere around the city too. The nightlife scene offers everything from small joints with cheap alcohol and a homely atmosphere to fashionable nightclubs serving champagne and cocktails or small and large music venues with bars, dance floors and lounges. A short selection of well-established places where you can have a drink and socialise, include the fashionable lounge and night club Kupé at the harbourfront, the relaxed Ris Ras Filliongongong offering waterpipes and an award-winning beer selection, Fatter Eskild with a broad selection of Danish bands playing mostly blues and rock, the wine and book café Løve's in Nørregade, "Sherlock Holmes", a British-style pub with live music, and the brew pub of Sct. Clemens, with A Hereford Beefstouw restaurant across the cathedral. A few nightlife spots are aimed at gays and lesbians specifically, including Gbar (nightclub) and Café Sappho.
The "Århus Set" (Danish: Århus Sæt) is a set of drinks often ordered together, named for the city and consisting of two beverages, one Ceres Top beer and one shot Arnbitter, both originally from Aarhus. Ordering "a set" suffices in most bars and pubs. Aarhus Bryghus is a local craft brewery with a sizeable production. The brewery is located in the southern district of Viby and a large variety of their craft brews are available there, in most larger well-assorted stores in the city, and in some bars and restaurants as well. They also export.
Local dialect.
The Aarhus dialect, commonly called "Aarhusiansk" (Aarhusian in English), is a Jutlandic dialect in the Mid-Eastern Jutland dialect area, traditionally spoken in and around Aarhus. Aarhusian, as with most local dialects in Denmark, has diminished in use through the 20th century and most Danes today speak some version of Standard Danish with slight regional features. Aarhusian, however, still has a strong presence in older segments of the population and in areas with high numbers of immigrants. Some examples of common, traditional and unique Aarhusian words are: "træls" ('tiresome'), "noller" ('silly' or 'dumb') and "dælme" (excl. 'damn me!'). The dialect is notable for single-syllable words ending in "d" being pronounced with stød while the same letter in multiple-syllable words is pronounced as "j", i.e., Odder is pronounced "Ojjer". Like other dialects in East Jutland, it has two grammatical genders, similar to Standard Danish, but different from West Jutlandic dialects, which have only one. In 2009, the University of Aarhus compiled a list of contemporary public figures who best exemplify the dialect, including Jacob Haugaard, Thomas Helmig, Steffen Brandt, Stig Tøfting, Flemming Jørgensen, Tina Dickow and Camilla Martin. In popular culture, the dialect features prominently in Niels Malmros's movie "Aarhus by Night" and in 90s comedy sketches by Jacob Haugaard and Finn Nørbygaard.
Sports.
Aarhus has three major men's professional sports teams: the Superliga team Aarhus Gymnastikforening (AGF), Danish Handball League's Aarhus GF Håndbold, and Danish Basketball League's Bakken Bears. Notable or historic clubs include Aarhus 1900, Aarhus Fremad, Idrætsklubben Skovbakken and Aarhus Sejlklub. Aarhus Idrætspark has hosted matches in the premiere Danish soccer league since it was formed in 1920 and matches for the national men's soccer team in 2006 and 2007. The five sailing clubs routinely win national and international titles in a range of disciplines and the future national watersports stadium will be located on the Aarhus Docklands in the city centre. The Bakken Bears won the Danish basketball championships in 2011, 2012, 2013 and 2014.
The municipality actively supports sports organisations in and around the city, providing public organisations that aim to attract major sporting events and strengthen professional sports. The National Olympic Committee and Sports Confederation of Denmark counts some 380 sports organisations within the municipality and about one third of the population are members of one. Soccer is by far the most popular sport followed by Gymnastics, Handball and Badminton.
In recent decades, many free and public sports facilities have sprung up across the city, such as street football, basketball, climbing walls, skateboarding and beach volley. Several natural sites also offer green exercise, with exercise equipment installed along the paths and tracks reserved for mountain biking. The newly reconstructed area of Skjoldhøjkilen is a prime example.
Aarhus has hosted many sporting events including the 2010 European Women's Handball Championship, the 2014 European Men's Handball Championship, the 2013 Men's European Volleyball Championships, the 2005 European Table Tennis Championships, the Denmark Open in badminton, the UCI Women's Road Cycling World Cup, the 2006 World Orienteering Championships, the 2006 World Artistic Gymnastics Championships and the GF World Cup (women's handball). On average, Aarhus is hosting one or two international sailing competitions every year. In 2008, the city hosted the ISAF Youth Sailing World Championships and in 2018 it was host to the ISAF Sailing World Championships, the world championship for the 12 Olympic sailing disciplines. Aarhus is an important qualifier for the 2020 Olympics.
Education.
Aarhus is the principal centre for education in the Jutland region. It draws students from a large area, especially from the western and southern parts of the peninsula. The relatively large influx of young people and students creates a natural base for cultural activities. Aarhus has the greatest concentration of students in Denmark, fully 12% of citizens attending short, medium or long courses of study. In addition to around 25 institutions of higher education, several research forums have evolved to assist in the transfer of expertise from education to business. The city is home to more than 52,000 students.
Since 2012, Aarhus University (AU) has been the largest university in Denmark by number of students enrolled. It is ranked among the top 100 universities in the world by several of the most influential and respected rankings. The university has approximately 41,500 Bachelor and Master students enrolled as well as about 1,500 PhD students. It is possible to engage in higher academic studies in many areas, from the traditional spheres of natural science, humanities and theology to more vocational academic areas like engineering and dentistry.
Aarhus Tech is one of the largest technical colleges in Denmark, teaching undergraduate study programmes in English, including vocational education and training (VET), continuing vocational training (CVT), and human resource development. Business Academy Aarhus is among the largest business academies in Denmark and offers undergraduate and some academic degrees, in IT, business and technical fields. The academic level technical aspects are covered in a collaboration with Aarhus Tech, Aarhus School of Marine and Technical Engineering and Aarhus Educational Centre for Agriculture. The Danish School of Media and Journalism (DMJX) is the oldest and largest of the colleges, offering journalism courses since 1946, with approximately 1,700 students as of 2014. DMJX has been an independent institution since 1974, conducting research and teaching at undergraduate level, and in 2004, master's courses in journalism was established in a collaboration with Aarhus University. The latter is offered through the Centre for University studies in journalism, granting degrees through the university.
The Royal Academy of Music in Aarhus ("Det Jyske Musikkonservatorium") is a conservatoire, established under the auspices of the Danish Ministry of Culture in 1927. In 2010, it merged administratively with the Royal Academy of Music in Aalborg, which was founded in 1930. Under the patronage of His Royal Highness Crown Prince Frederik, it offers graduate level studies in areas such as music teaching, and solo and professional musicianship. VIA University College was established in January 2008 and is one of eight new regional organisations offering bachelor courses of all kinds, throughout the Central Denmark Region. It offers over 50 higher educations, taught in Danish or sometimes in English, with vocational education and it participates in various research and development projects. Aarhus School of Architecture ("Arkitektskolen Aarhus") was founded in 1965. Along with the Royal Danish Academy of Fine Arts of Copenhagen, it is responsible for the education of architects in Denmark. With an enrolment of approximately 900 students, it teaches in five main departments: architecture and aesthetics, urban and landscape, architectonic heritage, design and architectural design.
Transport.
Aarhus has two ring roads; Ring 1, roughly encircling the central district of Aarhus C, and the outlying Ring 2. Six major intercity motorways radiate from the city centre, connecting with nearby cities Grenå, Randers, Viborg, Silkeborg, Skanderborg and Odder.
In the inner city, motorised traffic is highly regulated, larger parts are pedestrianised and in the 2000s, a system of roads prioritised for cyclists have been implemented, connecting to suburban areas.
The main railway station in Aarhus is Aarhus Central Station located in the city centre. DSB has connections to destinations throughout Denmark and also services to Flensburg and Hamburg in Germany.
Aarhus Letbane is a local electric light rail or tram system that opened in December 2017, connecting the central station and the inner city with the University Hospital in Skejby and also replaced local railway services to Grenaa and Odder in late 2018. It is the first electric light rail system in Denmark and more routes are planned to open in coming years. Tickets for the light rail are also available in local yellow bus lines.
Most city bus lines go through the inner city and pass through either Park Allé or Banegårdspladsen, or both, right at the central station. Regional and Inter-city buses terminate at Aarhus Bus Terminal, just east of the central station. FlixBus provides long-distance buses that travel to other cities in Denmark and Europe.
Ferries administered by Danish ferry company Mols-Linien transports passengers and motorvehicles between Aarhus and Sjællands Odde on Zealand. The ferries comprises "HSC KatExpress 1" and "HSC KatExpress 2", the world's largest diesel-powered catamarans, and "HSC Max Mols".
Aarhus Airport is located on Djursland, north-east of Aarhus near Tirstrup, and provides links to both Copenhagen and international destinations. The larger Billund Airport is situated south-west of Aarhus. There has been much discussion about constructing a new airport closer to the city for many years, but so far no plans have been realised. In August 2014, the city council officially initiated a process to assert the viability of a new international airport. A small seaplane now operates four flights daily between Aarhus harbour and Copenhagen harbour.
Aarhus has a free bike sharing system, Aarhus Bycykler (Aarhus City Bikes). The bicycles are available from 1 April to 30 October at 57 stands throughout the city and can be obtained by placing a DKK 20 coin in a release slot, like caddies in a supermarket. The coin can be retrieved when the bike is returned at a random stand. Bicycles can also be hired from many shops.
Healthcare.
Aarhus is home to Aarhus University Hospital, one of six Danish "Super Hospitals" officially established in 2007 when the regions reformed the Danish healthcare sector. The university hospital is the result of a series of mergers in the 2000s between the local hospitals of Skejby Sygehus, the Municipal Hospital, the County Hospital, Marselisborg Hospital and Risskov Psychiatric Hospital. It is today the largest hospital in Denmark with a combined staff of some 10,000 and 1,150 patient beds, and has been ranked the best hospital in Denmark consecutively since 2008. In 2012, construction of a new large hospital building began, known as Det Nye Universitetshospital (DNU) or 'The New University Hospital' in English, and it is centralising and accommodating all of the former departments, ending in 2019. The new hospital is divided in four clinical centres, a service centre and one administrative unit along with twelve research centres.
Private hospitals specialised in different areas from plastic surgery to fertility treatments operate in Aarhus as well. "Ciconia Aarhus Private Hospital" founded in 1984 is a leading Danish fertility clinic and the first of its kind in Denmark. Ciconia has provided for the birth of 6,000 children by artificial insemination and continually conducts research into the field of fertility. "Aagaard Clinic", established in 2004, is another private fertility and gynaecology clinic which since 2004 has undertaken fertility treatments that has resulted in 1550 births. Aarhus Municipality also offers a number of specialised services in the areas of nutrition, exercise, sex, smoking and drinking, activities for the elderly, health courses and lifestyle.
Media.
The first daily newspaper to appear in Aarhus was "Århus Stiftstidende", established in 1794 as "Aarhuus Stifts Adresse-Contoirs Tidender", with a moderately conservative approach. Once one of Denmark's largest, it was a leading provincial newspaper for a time, but after the Second World War it increasingly faced competition from "Demokraten" (1884–1974) and "Jyllands-Posten", both published in Aarhus. In 1998, it merged with "Randers Amtsavis" and is now run by Midtjyske Medier, part of Berlingske Media. The daily newspaper of "Jyllands-Posten" was established in 1871 in Aarhus, and takes a generally right-wing editorial approach. With a reputation as a serious news publication, the paper has always included news from Jutland in particular, but somewhat less so since its promotion as a national newspaper in the 1960s. Today it is one of the three bestselling serious newspapers in Denmark, the others being "Berlingske" and "Politiken". Jyllands-Posten publishes "JP Aarhus", a section dedicated to news in and around Aarhus, and hosted a free cityguide website from 2010 to 2016. The Copenhagen-based media company of "Politiken", also publishes several free local papers once a week in parts of Denmark and Sweden. In Aarhus, they publish a total of five local newspapers; "Aarhus Midt", "Aarhus Nord", "Aarhus Vest", "Aarhus Syd" and "Aarhus Onsdag". "Aarhus Onsdag" (Aarhus Wednesday) is financed completely by advertisements and available in both paperform and online. It was bought from "Århus Stiftstidende" in June 2017, but has been published for many years previous.
Danmarks Radio has a large department in Aarhus with over 200 employees. It runs the DR Østjylland radio programme, provides local contributions to DR P4, and produces local regional television programmes. In 1999, TV 2 moved its Jutland headquarters from Randers to Skejby in northern Aarhus. The station broadcasts regional news and current affairs television and radio programmes. Since 2012, it has run its own TV channel, TV 2 Østjylland. Aarhus has its own local TV channel TVAarhus, transmitting since 1984. After an agreement on 1 July 2014, TVAarhus can be watched by 130,000 households in Aarhus, making it the largest cable-transmitted local TV channel in Denmark.
With over 1,700 students, the Danish School of Media and Journalism ("Danmarks Medie- og Journalisthøjskole") is the country's largest and oldest school of journalism. The school works closely with Aarhus University, where the first journalism course was established in 1946. In 2004, the two institutions established the Centre for University Studies in Journalism, which offers master's courses.
International relations.
Aarhus is home to 32 consulates:
Aarhus practices twinning on the municipal level. For the twin towns, see twin towns of Aarhus Municipality.
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1043 | Northern cavefish | The northern cavefish or northern blindfish (Amblyopsis spelaea) is found in caves through Kentucky and southern Indiana. It is under review for possible listing under the Endangered Species Act of 1973 in the United States as of 2023, and the IUCN lists the species as near threatened.
During a 2013 study of "Amblyopsis spelaea", scientists found that the species was divided into two distinct evolutionary lineages: one north of the Ohio River, in Indiana, and one south of the river, in Kentucky. The southern population retained the name "A. spelaea" and the northern was re-designated "Amblyopsis hoosieri" in a 2014 paper published in the journal "ZooKeys". Neither species is found north of the White River, flowing east to west south of Bedford, Indiana.
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1046 | Abatement | Abatement refers generally to a lessening, diminution, reduction, or moderation; specifically, it may refer to:
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1049 | Amateur | An amateur () is generally considered a person who pursues an avocation independent from their source of income. Amateurs and their pursuits are also described as popular, informal, self-taught, user-generated, DIY, and hobbyist.
History.
Historically, the amateur was considered to be the ideal balance between pure intent, open mind, and the interest or passion for a subject. That ideology spanned many different fields of interest. It may have its roots in the ancient Greek philosophy of amateur athletes competing in the Olympics. The ancient Greek citizens spent most of their time in other pursuits, but competed according to their natural talents and abilities.
The "gentleman amateur" was a phenomenon among the gentry of Great Britain from the 17th century until the 20th century. With the start of the Age of Reason, with people thinking more about how the world works around them, (see science in the Age of Enlightenment), things like the cabinets of curiosities, and the writing of the book "The Christian Virtuoso", started to shape the idea of the gentleman amateur. He was vastly interested in a particular topic, and studied, observed, and collected things and information on his topic of choice. The Royal Society in Great Britain was generally composed of these "gentleman amateurs", and is one of the reasons science today exists the way it does. A few examples of these gentleman amateurs are Francis Bacon, Isaac Newton, and Sir Robert Cotton, 1st Baronet, of Connington.
Amateurism can be seen in both a negative and positive light. Since amateurs often lack formal training and are self-taught, some amateur work may be considered sub-par. For example, amateur athletes in sports such as basketball, baseball, or football are regarded as possessing a lower level of ability than professional athletes. On the other hand, an amateur may be in a position to approach a subject with an open mind (as a result of the lack of formal training) and in a financially disinterested manner. An amateur who dabbles in a field out of interest rather than as a profession, or possesses a general but superficial interest in any art or a branch of knowledge, is often referred to as a dilettante.
Olympics.
Through most of the 20th century the Olympics allowed only amateur athletes to participate and this amateur code was strictly enforced, Jim Thorpe was stripped of track and field medals for having taken expense money for playing baseball in 1912.
Later on, the nations of the Communist Bloc entered teams of Olympians who were all nominally students, soldiers, or working in a profession, but many of whom were in reality paid by the state to train on a full-time basis.
Near the end of the 1960s, the Canadian Amateur Hockey Association (CAHA) felt their amateur players could no longer be competitive against the Soviet team's full-time athletes and the other constantly improving European teams. They pushed for the ability to use players from professional leagues but met opposition from the International Ice Hockey Federation (IIHF) and the International Olympic Committee (IOC). At the IIHF Congress in 1969, the IIHF decided to allow Canada to use nine non-NHL professional hockey players at the 1970 World Championships in Montreal and Winnipeg, Manitoba, Canada. The decision was reversed in January 1970 after IOC President Avery Brundage said that ice hockey's status as an Olympic sport would be in jeopardy if the change was made. In response, Canada withdrew from all international ice hockey competitions and officials stated that they would not return until "open competition" was instituted. Günther Sabetzki became president of the IIHF in 1975 and helped to resolve the dispute with the CAHA. In 1976, the IIHF agreed to allow "open competition" between all players in the World Championships. However, NHL players were still not allowed to play in the Olympics, because of the unwillingness of the NHL to take a break mid-season and the IOC's amateur-only policy.
Before the 1984 Winter Olympics, a dispute formed over what made a player a professional. The IOC had adopted a rule that made any player who had signed an NHL contract but played less than ten games in the league eligible. However, the United States Olympic Committee maintained that any player contracted with an NHL team was a professional and therefore not eligible to play. The IOC held an emergency meeting that ruled NHL-contracted players were eligible, as long as they had not played in any NHL games. This made five players on Olympic rosters—one Austrian, two Italians and two Canadians—ineligible. Players who had played in other professional leagues—such as the World Hockey Association—were allowed to play. Canadian hockey official Alan Eagleson stated that the rule was only applied to the NHL and that professionally contracted players in European leagues were still considered amateurs. Murray Costello of the CAHA suggested that a Canadian withdrawal was possible. In 1986, the IOC voted to allow all athletes to compete in Olympic Games starting in 1988, but let the individual sport federations decide if they wanted to allow professionals.
After the 1972 retirement of IOC President Brundage, the Olympic amateurism rules were steadily relaxed, amounting only to technicalities and lip service, until being completely abandoned in the 1990s (in the United States, the Amateur Sports Act of 1978 prohibits national governing bodies from having more stringent standards of amateur status than required by international governing bodies of respective sports. The act caused the breakup of the Amateur Athletic Union as a wholesale sports governing body at the Olympic level).
Olympic regulations regarding amateur status of athletes were eventually abandoned in the 1990s with the exception of wrestling, where the amateur fight rules are used due to the fact that professional wrestling is largely staged with pre-determined outcomes. Starting from the 2016 Summer Olympics, professionals were allowed to compete in boxing, though amateur fight rules are still used for the tournament.
Contribution of amateurs.
Many amateurs make valuable contributions in the field of computer programming through the open source movement. Amateur dramatics is the performance of plays or musical theater, often to high standards, but lacking the budgets of professional West End or Broadway performances. Astronomy, chemistry, history, linguistics, and the natural sciences are among the fields that have benefited from the activities of amateurs. Gregor Mendel was an amateur scientist who never held a position in his field of study. Radio astronomy was founded by Grote Reber, an amateur radio operator. Radio itself was greatly advanced by Guglielmo Marconi, a young Italian man who started out by tinkering with a coherer and a spark coil as an amateur electrician. Pierre de Fermat was a highly influential mathematician whose primary vocation was law.
In the 2000s and 2010s, the distinction between amateur and professional has become increasingly blurred, especially in areas such as computer programming, music and astronomy. The term amateur professionalism, or pro-am, is used to describe these activities.
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1051 | Alexis Carrel | Alexis Carrel (; 28 June 1873 – 5 November 1944) was a French surgeon and biologist who was awarded the Nobel Prize in Physiology or Medicine in 1912 for pioneering vascular suturing techniques. He invented the first perfusion pump with Charles Lindbergh opening the way to organ transplantation. Carrel was also a pioneer in transplantology and thoracic surgery. He is known for his leading role in implementing eugenic policies in Vichy France.
Biography.
Born in Sainte-Foy-lès-Lyon, Rhône, Carrel was raised in a devout Catholic family and was educated by Jesuits, though he had become an agnostic by the time he became a university student. He was a member of learned societies in the U.S., Spain, Russia, Sweden, the Netherlands, Belgium, France, Vatican City, Germany, Italy, and Greece, and was elected twice, in 1924 and 1927, as an honorary member of the Academy of Sciences of the USSR. He also received honorary doctorates from Queen's University of Belfast, Princeton University, California, New York, Brown University, and Columbia University.
In 1902, he was claimed to have witnessed the miraculous cure of Marie Bailly at Lourdes, which became famous in part because she named Carrel as a witness of her cure. After the notoriety surrounding the event, Carrel could not obtain a hospital appointment because of the pervasive anticlericalism in the French university system at the time. In 1903, he emigrated to Montreal, Canada, but soon relocated to Chicago, Illinois, to work for Hull Laboratory. While there he collaborated with American physician Charles Claude Guthrie in work on vascular suture and the transplantation of blood vessels and organs as well as the head, and Carrel was awarded the 1912 Nobel Prize in Physiology or Medicine for these efforts.
In 1906, he joined the newly formed Rockefeller Institute of Medical Research in New York where he spent the rest of his career. There he did significant work on tissue cultures with pathologist Montrose Thomas Burrows. In the 1930s, Carrel and Charles Lindbergh became close friends not only because of the years they worked together but also because they shared personal, political, and social views. Lindbergh initially sought out Carrel to see if his sister-in-law's heart, damaged by rheumatic fever, could be repaired. When Lindbergh saw the crudeness of Carrel's machinery, he offered to build new equipment for the scientist. Eventually they built the first perfusion pump, an invention instrumental to the development of organ transplantation and open heart surgery. Lindbergh considered Carrel his closest friend, and said he would preserve and promote Carrel's ideals after his death.
Due to his close proximity with Jacques Doriot's fascist Parti Populaire Français (PPF) during the 1930s and his role in implementing eugenics policies during Vichy France, he was accused after the Liberation of collaboration, but died before the trial.
In his later life he returned to his Catholic roots. In 1939, he met with Trappist monk Alexis Presse on a recommendation. Although Carrel was skeptical about meeting with a priest, Presse ended up having a profound influence on the rest of Carrel's life. In 1942, he said "I believe in the existence of God, in the immortality of the soul, in Revelation and in all the Catholic Church teaches." He summoned Presse to administer the Catholic Sacraments on his death bed in November 1944.
For much of his life, Carrel and his wife spent their summers on the which they owned. After he and Lindbergh became close friends, Carrel persuaded him to also buy a neighboring island, the Ile Illiec, where the Lindberghs often resided in the late 1930s.
Contributions to science.
Vascular suture.
Carrel was a young surgeon who was deeply affected by the 1894 assassination of the French president, Sadi Carnot, who died from a severed portal vein that surgeons believed was irreparable. This tragedy inspired Carrel to develop new techniques for suturing blood vessels, such as the "triangulation" technique using three stay-sutures to minimize damage to the vascular wall during suturing. Carrel learned this technique from an embroideress, and later incorporated it into his work. According to Julius Comroe, Carrel performed every feat and developed every technique in vascular surgery using experimental animals between 1901 and 1910, leading to his great success in reconnecting arteries and veins and performing surgical grafts. These achievements earned him the Nobel Prize in 1912.
Wound antisepsis.
During World War I (1914–1918), Carrel and the English chemist Henry Drysdale Dakin developed the Carrel–Dakin method of treating wounds with an antiseptic solution based on chlorine, known as Dakin's solution. This method, which involved wound debridement and irrigation with a high volume of antiseptic fluid, was a significant medical advancement in the absence of antibiotics. For his contributions, Carrel was awarded the Légion d'honneur. The Carrel–Dakin method became widely used in hospitals. The mechanical irrigation technique developed by Carrel is still used today.
Organ transplants.
Carrel co-authored a book with pilot Charles Lindbergh, "The Culture of Organs." Together, they developed the perfusion pump in the mid-1930s, which made it possible for organs to remain viable outside of the body during surgical procedures. This innovation is considered to be a significant advancement in the fields of open-heart surgery and organ transplantation, and it paved the way for the development of the artificial heart, which became a reality many years later. Although some critics accused Carrel of exaggerating Lindbergh's contributions to gain publicity, other sources indicate that Lindbergh played a significant role in the device's development. In recognition of their groundbreaking work, both Carrel and Lindbergh appeared on the cover of Time magazine on June 13, 1938.
Cellular senescence.
Carrel was interested in the phenomenon of senescence or aging. He believed that all cells continued to grow indefinitely, which became a widely accepted view in the early 20th century. In 1912, Carrel began an experiment at the Rockefeller Institute for Medical Research, where he cultured tissue from an embryonic chicken heart in a stoppered Pyrex flask of his own design. He supplied the culture with nutrients regularly and maintained it for over 20 years, longer than a chicken's normal lifespan. This experiment received significant popular and scientific attention, but it was never successfully replicated.
In the 1960s, Leonard Hayflick and Paul Moorhead proposed the concept of the Hayflick limit, which states that differentiated cells undergo only a limited number of divisions before dying. Hayflick suggested that Carrel's daily feeding of nutrients continually introduced new living cells to the culture, resulting in anomalous results. J. A. Witkowski argued that the deliberate introduction of new cells into the culture, possibly without Carrel's knowledge, could also explain the results.
Despite the doubts surrounding Carrel's experiment, it remains an important part of scientific history, and his work on tissue culture had a significant impact on the development of modern medicine.
Honors.
In 1972, the Swedish Post Office honored Carrel with a stamp that was part of its Nobel stamp series. Seven years later, in 1979, the lunar crater Carrel was named after him as a tribute to his breakthroughs. In February 2002, to celebrate the 100th anniversary of Charles Lindbergh's birth, the Lindbergh-Carrel Prize was established by the Medical University of South Carolina at Charleston. Michael DeBakey and nine other scientists were the first recipients of the prise, a bronze statuette, named "Elisabeth" after Elisabeth Morrow, the sister of Lindbergh's wife Anne Morrow who died from heart disease. Lindbergh's frustration with the limitations of medical technology, specifically the lack of an artificial heart pump for heart surgery, led him to reach out to Carrel.
Alexis Carrel and Lourdes.
In 1902, Carrel underwent a transformative experience that led him from being a skeptic of the reported visions and miracles at Lourdes to a believer in spiritual cures. This conversion came about after he witnessed the inexplicable healing of Marie Bailly. The Catholic journal "Le Nouvelliste" reported that she identified Carrel as the principal witness of her cure. Despite facing opposition from his peers in the medical community, Carrel refused to dismiss a supernatural explanation for the event and went on to publish his account of the experience in the book, "The Voyage to Lourdes", which was released four years after his death. However, his beliefs proved to be a hindrance to his career and reputation in academic medicine in France. As a result, Carrel moved to Canada with plans of farming and raising cattle. But, shortly after, he accepted a position at the University of Chicago, where he remained for two years before taking up a post at the Rockefeller Institute of Medical Research.
"Man, the Unknown" (1935, 1939).
In 1935, Carrel's book, "L'Homme, cet inconnu" (Man, the Unknown), became a best-seller. The book attempted to comprehensively outline what is known, and unknown, of the human body and human life "in light of discoveries in biology, physics, and medicine", to shed light on the problems of the modern world, and to provide possible routes to a better life for human beings. In the book, Carrel advocated for an elite group of intellectuals to guide mankind and to incorporate eugenics into the social framework. He argued for an aristocracy that would come from individuals of potential and advocated for euthanasia for criminals and the criminally insane. Notably, Carrel's endorsement of euthanasia for criminals and the criminally insane was published in the mid-1930s, prior to the implementation of death camps and gas chambers in Nazi Germany. In the 1936 German introduction of his book, Carrel added praise for the Nazi regime at the publisher's request, which did not appear in other language editions. After the second world war the book and his role with the Vichy regime would stain his reputation such that his name was removed from streets in more than 20 French cities and the Alexis Carrel Medical Faculty in Lyon was renamed in 1996.
French Foundation for the Study of Human Problems.
In 1937, Carrel joined the Centre d'Etudes des Problèmes Humains, which was led by Jean Coutrot. Coutrot's goal was to develop what he called an "economic humanism" through "collective thinking." However, in 1941, Carrel went on to advocate for the creation of the French Foundation for the Study of Human Problems (Fondation Française pour l'Etude des Problèmes Humains). This foundation was created by decree of the Vichy regime in 1941, and Carrel served as a "regent." Carrel's connections to the cabinet of Vichy France president Philippe Pétain, specifically French industrial physicians André Gros and Jacques Ménétrier, helped pave the way for the creation of the foundation.
The foundation played a significant role in the establishment of the field of occupational medicine, which was institutionalized by the Provisional Government of the French Republic (GPRF) through the 11 October 1946 law. The foundation's efforts were not limited to occupational medicine and extended to other areas such as demographics, economics, nutrition, habitation, and opinion polls. Notable figures associated with the foundation's work include Robert Gessain, Paul Vincent, Jean Bourgeois-Pichat, François Perroux, Jean Sutter, and Jean Stoetzel. The foundation achieved several notable accomplishments throughout its history. It played a crucial role in the promotion of the 16 December 1942 Act, which mandated the use of a prenuptial certificate before marriage. This certificate aimed to ensure the good health of spouses, particularly regarding sexually transmitted diseases (STDs) and "life hygiene." Additionally, the institute created the livret scolaire, a document that recorded the grades of French secondary school students, allowing for the classification and selection of students based on academic performance.
Gwen Terrenoire's book, ""Eugenics in France (1913–1941): a review of research findings"," describes the Foundation for the Study of Human Problems as a pluridisciplinary center that employed approximately 300 researchers, primarily statisticians, psychologists, and physicians, from the summer of 1942 until the end of autumn 1944. Following the liberation of Paris, Alexis Carrel, the founder, was suspended by the Minister of Health, and he died in November 1944. However, the Foundation underwent a purge and emerged shortly afterward as the Institut national d'études démographiques (INED), which is still active today. Although Carrel had passed away, most of his team transferred to INED, which was headed by demographer Alfred Sauvy, who coined the term "Third World." Other team members joined the Institut national d'hygiène (National Hygiene Institute), later known as INSERM.
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1055 | All Souls' Day | All Souls' Day, also called "The Commemoration of All the Faithful Departed", is a day of prayer and remembrance for the faithful departed, observed by certain Christian denominations on 2 November. Through prayer, intercessions, alms and visits to cemeteries, people commemorate the poor souls in purgatory and gain them indulgences.
In Western Christianity, including the Roman Catholicism and certain parts of Lutheranism and Anglicanism, All Souls' Day is the third day of Allhallowtide, after All Saints' Day (1 November) and All Hallows' Eve (October 31). Before the standardization of Western Christian observance on 2 November by St. Odilo of Cluny in the 10th century, many Catholic congregations celebrated All Souls Day on various dates during the Easter season as it is still observed in some Eastern Orthodox Church, Eastern Catholic and Eastern Lutheran churches. Churches of the East Syriac Rite (Syro-Malabar Catholic Church, Chaldean Catholic Church, Assyrian Church of the East, Ancient Church of the East) commemorate all the faithful departed on the Friday before Lent.
In other languages.
Known in Latin as "Commemoratio Omnium Fidelium Defunctorum", All Souls' Day is known
Background.
In the Catholic Church, "the faithful" refers essentially to baptized Catholics; "all souls" commemorates the church penitent of souls in purgatory, whereas "all saints" commemorates the church triumphant of saints in heaven. In the liturgical books of the Latin Church it is called the "Commemoration of All the Faithful Departed" ().
The Catholic Church teaches that the purification of the souls in purgatory can be assisted by the actions of the faithful on earth. Its teaching is based also on the practice of prayer for the dead mentioned as far back as 2 Maccabees 12:42–46. The theological basis for the feast is the doctrine that the souls which, on departing from the body, are not perfectly cleansed from venial sins, or have not fully atoned for past transgressions, are debarred from the Beatific vision, and that the faithful on earth can help them by prayers, alms, deeds, and especially by the sacrifice of the Holy Mass.
Religious observance by denomination.
Byzantine (Greek) Catholic and Eastern Orthodox.
Saturday of Souls (or Soul Saturday) is a day set aside for the commemoration of the dead within the liturgical year of the Eastern Orthodox and Byzantine Catholic Churches. Saturday is a traditional day of prayer for the dead, because Christ lay dead in the Tomb on Saturday.
These days are devoted to prayer for departed relatives and others among the faithful who would not be commemorated specifically as saints. The Divine Services on these days have special hymns added to them to commemorate the departed. There is often a Panikhida (Memorial Service) either after the Divine Liturgy on Saturday morning or after Vespers on Friday evening, for which Koliva (a dish made of boiled wheatberries or rice and honey) is prepared and placed on the Panikhida table. After the Service, the priest blesses the Koliva. It is then eaten as a memorial by all present.
Radonitsa.
Another Memorial Day in the East, Radonitsa, does not fall on a Saturday, but on either Monday or Tuesday of the second week after Pascha (Easter). Radonitsa does not have special hymns for the dead at the Divine Services. Instead a Panikhida will follow the Divine Liturgy, and then all will bring paschal foods to the cemeteries to greet the departed with the joy of the Resurrection.
East Syriac tradition.
East Syriac churches including the Syro Malabar Church and Chaldean Catholic Church commemorates the feast of departed faithful on the last Friday of Epiphany season (which means Friday just before start of Great Lent). The season of Epiphany remembers the revelation of Christ to the world. Each Friday of Epiphany season, the church remembers important evangelistic figures.
In the Syro Malabar Church, the Friday before the parish festival is also celebrated as feast of departed faithful when the parish remembers the activities of forebearers who worked for the parish and faithful. They also request the intercession of all departed souls for the faithful celebration of parish festival. In East Syriac liturgy, the church remembers departed souls including saints on every Friday throughout the year since the Christ was crucified and died on Friday.
Western Catholicism.
History.
In the West there is ample evidence of the custom of praying for the dead in the inscriptions of the catacombs, with their constant prayers for the peace of the souls of the departed and in the early liturgies, which commonly contain commemorations of the dead. Tertullian, Cyprian and other early Western Fathers witness to the regular practice of praying for the dead among the early Christians.
In the sixth century, it was customary in Benedictine monasteries to hold a commemoration of the deceased members at Whitsuntide. In the time of St. Isidore of Seville (d. 636) who lived in what is today Spain, the Monday after Pentecost was designated to remember the deceased. At the beginning of the ninth century, Abbot Eigil of Fulda set 17 December as commemoration of all deceased in part of what is today Germany.
According to Widukind of Corvey (c. 975), there also existed a ceremony praying for the dead on 1 October in Saxony. But it was the day after All Saints' Day that Saint Odilo of Cluny chose when in the 11th century he instituted for all the monasteries dependent on the Abbey of Cluny an annual commemoration of all the faithful departed, to be observed with alms, prayers, and sacrifices for the relief of the suffering souls in purgatory. Odilo decreed that those requesting a Mass be offered for the departed should make an offering for the poor, thus linking almsgiving with fasting and prayer for the dead.
The 2 November date and customs spread from the Cluniac monasteries to other Benedictine monasteries and thence to the Western Church in general. The Diocese of Liège was the first diocese to adopt the practice under Bishop Notger (d. 1008). 2 November was adopted in Italy and Rome in the thirteenth century.
In the 15th century the Dominicans instituted a custom of each priest offering three Masses on the Feast of All Souls. During World War I, given the great number of war dead and the many destroyed churches where Mass could no longer be said, Pope Benedict XV, granted all priests the privilege of offering three Masses on All Souls Day.
Liturgical practice.
If 2 November falls on a Sunday, All Souls' Day is observed on that day. In the Liturgy of the hours of All Souls' day the sequence "Dies irae" can be used ad libitum. Every priest is allowed to celebrate three holy masses on All Souls' Day.
In the minor propers (Introit, Gradual, Tract, Sequence, Offertory, and Communion) are those used for Renaissance and Classical musical requiem settings, including the Dies Irae. This permits the performance of traditional requiem settings in the context of the Divine Worship Form of the Roman Rite on All Souls Day as well as at funerals, votive celebrations of all faithful departed, and anniversaries of deaths.
In the ordinary form of the Roman Rite, as well as in the Personal Ordinariates established by Benedict XVI for former Anglicans, it remains on 2 November if this date falls on a Sunday; in the 1962–1969 form of the Roman Rite, use of which is still authorized, it is transferred to Monday, 3 November.
All Souls' indulgence.
According to the "Enchiridion of Indulgences", an indulgence applicable only to the souls in purgatory (commonly called the poor souls) is granted to the faithful who devoutly visit on All souls Day a church or chapel and pray the Our Father and the Credo or the Lauds or Vespers of the Office of the Dead and the eternal rest prayer for the dead. The indulgence can be gained from noon of All Saints' Day on as well as a plenary indulgence is each day from the first to the eighth of November; a partial indulgence is granted on other days of the year.
Lutheran Churches.
Among continental Protestants its tradition has been more tenaciously maintained. During Luther's lifetime, All Souls' Day was widely observed in Saxony although the Roman Catholic meaning of the day was discarded; ecclesiastically in the Lutheran Church, the day was merged with, and is often seen as an extension of All Saints' Day, with many Lutherans still visiting and decorating graves on all the days of Allhallowtide, including All Souls' Day. Just as it is the custom of French people, of all ranks and creeds, to decorate the graves of their dead on the "jour des morts", Germans stream to the graveyards once a year with offerings of flowers and special grave lights. In 1816, Prussia introduced a new date for the remembrance of the Dead among its Lutheran citizens: Totensonntag, the last Sunday before Advent.
Anglican Communion.
In the Church of England it is called The Commemoration of the Faithful Departed and is an optional celebration; Anglicans view All Souls' Day as an extension of the observance of All Saints' Day and it serves to "remember those who have died", in connection with the theological doctrines of the resurrection of the body and the Communion of Saints.
In the Anglican Communion, All Souls' Day is known liturgically as the Commemoration of All Faithful Departed, and is an optional observance seen as "an extension of All Saints' Day", the latter of which marks the second day of Allhallowtide. Historically and at present, several Anglican churches are dedicated to All Souls. During the English Reformation, the observance of All Souls' Day lapsed, although a new Anglican theological understanding of the day has "led to a widespread acceptance of this commemoration among Anglicans". Patricia Bays, with regard to the Anglican view of All Souls' Day, wrote that:
As such, Anglican parishes "now commemorate all the faithful departed in the context of the All Saints' Day celebration", in keeping with this fresh perspective. Contributing to the revival was the need "to help Anglicans mourn the deaths of millions of soldiers in World War I". Members of the Guild of All Souls, an Anglican devotional society founded in 1873, "are encouraged to pray for the dying and the dead, to participate in a requiem of All Souls' Day and say a Litany of the Faithful Departed at least once a month".
At the Reformation the celebration of All Souls' Day was fused with All Saints' Day in the Church of England or, in the judgement of some, it was "deservedly abrogated". It was reinstated in certain parishes in connection with the Oxford Movement of the 19th century and is acknowledged in United States Anglicanism in the "Holy Women, Holy Men" calendar and in the Church of England with the 1980 "Alternative Service Book". It features in "Common Worship" as a Lesser Festival called "Commemoration of the Faithful Departed (All Souls' Day)".
Methodist Churches.
In the Methodist Church, saints refer to all Christians and therefore, on All Saint's Day, the Church Universal, as well as the deceased members of a local congregation are honoured and remembered. In Methodist congregations that celebrate the liturgy on All Souls Day, the observance, as with Anglicanism and Lutheranism, is viewed as an extension of All Saints' Day and as such, Methodists "remember our loved ones who had died" in their observance of this feast.
Popular customs.
Many All Souls' Day traditions are associated with popular notions about purgatory. Bell tolling is meant to comfort those being cleansed. Lighting candles serves to kindle a light for the poor souls languishing in the darkness. Soul cakes are given to children coming to sing or pray for the dead (cf. trick-or-treating), giving rise to the traditions of "going souling" and the baking of special types of bread or cakes (cf. Pão-por-Deus).
Europe.
All Souls' Day is celebrated in many European countries with vigils, candles, the decoration of graves, and special prayers as well as many regional customs. Examples of regional customs include leaving cakes for departed loved ones on the table and keeping the room warm for their comfort in Tirol and the custom in Brittany, where people flock to the cemeteries at nightfall to kneel, bareheaded, at the graves of their loved ones and anoint the hollow of the tombstone with holy water or to pour libations of milk on it. At bedtime, supper is left on the table for the souls. All Souls' Day is known in Maltese as "Jum il-Mejtin", and is accompanied a traditional supper including roasted pig, based on a custom of letting a pig loose on the streets with a bell around its neck, to be fed by the entire neighborhood and cooked on that day to feed the poor. In Linz, funereal musical pieces known as aequales were played from tower tops on All Souls' Day and the evening before. In the Czech Republic and Slovakia All Souls' Day is called Dušičky, or "little souls". Traditionally, candles are left on graves on Dušičky. In Sicily and other regions of southern Italy, All Souls' Day is celebrated as the "Festa dei Morti" or "U juornu rii morti", the "Commemoration of the Dead" or the "Day of the Dead", which according to Joshua Nicolosi of the "Sicilian Post" could be seen "halfway between Christian and pagan traditions". Families visit and clean grave sites, home altars are decorated with family photos and votive candles, and children are gifted a special basket or "cannistru" of chocolates, pomegranate, and other gifts from their ancestors. Because of the gifting of sugary sweets and the emphasis on sugar puppet decorations, the Commemoration Day has spurred local Sicilian events such as the "Notte di Zucchero" ("Night of Sugar") in which communities celebrate the dead.
Philippines.
In the Philippines, Hallow mas is variously called ""Undás", "Todos los Santos"" (Spanish, "All Saints"), and sometimes "Araw ng mga Patay / Yumao" (Tagalog, "Day of the dead / those who have passed away"), which incorporates All Saints' Day and All Souls' Day. Filipinos traditionally observe this day by visiting the family dead to clean and repair their tombs. Offerings of prayers, flowers, candles, and food. Chinese Filipinos additionally burn incense and "kim". Many also spend the day and ensuing night holding reunions at the cemetery with feasts and merriment.
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1057 | Anatole France | ' (; born ', ; 16 April 1844 – 12 October 1924) was a French poet, journalist, and novelist with several best-sellers. Ironic and skeptical, he was considered in his day the ideal French man of letters. He was a member of the Académie Française, and won the 1921 Nobel Prize in Literature "in recognition of his brilliant literary achievements, characterized as they are by a nobility of style, a profound human sympathy, grace, and a true Gallic temperament".
France is also widely believed to be the model for narrator Marcel's literary idol Bergotte in Marcel Proust's "In Search of Lost Time".
Early years.
The son of a bookseller, France, a bibliophile, spent most of his life around books. His father's bookstore specialized in books and papers on the French Revolution and was frequented by many writers and scholars. France studied at the Collège Stanislas, a private Catholic school, and after graduation he helped his father by working in his bookstore. After several years, he secured the position of cataloguer at Bacheline-Deflorenne and at Lemerre. In 1876, he was appointed librarian for the French Senate.
Literary career.
France began his literary career as a poet and a journalist. In 1869, "Le Parnasse contemporain" published one of his poems, "". In 1875, he sat on the committee in charge of the third "Parnasse contemporain" compilation. As a journalist, from 1867, he wrote many articles and notices. He became known with the novel "" (1881). Its protagonist, skeptical old scholar Sylvester Bonnard, embodied France's own personality. The novel was praised for its elegant prose and won him a prize from the Académie Française.
In ' (1893) France ridiculed belief in the occult; and in ' (1893), France captured the atmosphere of the "". He was elected to the Académie Française in 1896.
France took a part in the Dreyfus affair. He signed Émile Zola's manifesto supporting Alfred Dreyfus, a Jewish army officer who had been falsely convicted of espionage. France wrote about the affair in his 1901 novel "Monsieur Bergeret".
France's later works include "Penguin Island" ("," 1908) which satirizes human nature by depicting the transformation of penguins into humans – after the birds have been baptized by mistake by the almost-blind Abbot Mael. It is a satirical history of France, starting in Medieval times, going on to the author's own time with special attention to the Dreyfus affair and concluding with a dystopian future. "The Gods Are Athirst" ("", 1912) is a novel, set in Paris during the French Revolution, about a true-believing follower of Maximilien Robespierre and his contribution to the bloody events of the Reign of Terror of 1793–94. It is a wake-up call against political and ideological fanaticism and explores various other philosophical approaches to the events of the time. "The Revolt of the Angels (", 1914) is often considered France's most profound and ironic novel. Loosely based on the Christian understanding of the War in Heaven, it tells the story of Arcade, the guardian angel of Maurice d'Esparvieu. Bored because Bishop d'Esparvieu is sinless, Arcade begins reading the bishop's books on theology and becomes an atheist. He moves to Paris, meets a woman, falls in love, and loses his virginity causing his wings to fall off, joins the revolutionary movement of fallen angels, and meets the Devil, who realizes that if he overthrew God, he would become just like God. Arcade realizes that replacing God with another is meaningless unless "in ourselves and in ourselves alone we attack and destroy Ialdabaoth." "Ialdabaoth", according to France, is God's secret name and means "the child who wanders".
He was awarded the Nobel Prize in 1921. He died in 1924 and is buried in the Neuilly-sur-Seine Old Communal Cemetery near Paris.
On 31 May 1922, France's entire works were put on the "Index Librorum Prohibitorum" ("List of Prohibited Books") of the Catholic Church. He regarded this as a "distinction". This Index was abolished in 1966.
Personal life.
In 1877, France married Valérie Guérin de Sauville, a granddaughter of Jean-Urbain Guérin, a miniaturist who painted Louis XVI. Their daughter Suzanne was born in 1881 (and died in 1918).
France's relations with women were always turbulent, and in 1888 he began a relationship with Madame Arman de Caillavet, who conducted a celebrated literary salon of the Third Republic. The affair lasted until shortly before her death in 1910.
After his divorce, in 1893, France had many liaisons, notably with a Madame Gagey, who committed suicide in 1911.
In 1920, France married for the second time, to Emma Laprévotte.
France was a socialist and an outspoken supporter of the 1917 Russian Revolution. In 1920, he gave his support to the newly founded French Communist Party. In his book "The Red Lily", France famously wrote, "The law, in its majestic equality, forbids rich and poor alike to sleep under bridges, to beg in the streets, and to steal loaves of bread."
Reputation.
The English writer George Orwell defended France and declared that his work remained very readable, and that "it is unquestionable that he was attacked partly from political motives".
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1058 | André Gide | André Paul Guillaume Gide (; 22 November 1869 – 19 February 1951) was a French author whose writings spanned a wide variety of styles and topics. He was awarded the 1947 Nobel Prize in Literature. Gide's career ranged from his beginnings in the symbolist movement, to criticising imperialism between the two World Wars. The author of more than fifty books, he was described in his obituary in "The New York Times" as "France's greatest contemporary man of letters" and "judged the greatest French writer of this century by the literary cognoscenti."
Known for his fiction as well as his autobiographical works, Gide expressed the conflict and eventual reconciliation of the two sides of his personality (characterized by a Protestant austerity and a transgressive sexual adventurousness, respectively). He suggested that a strict and moralistic education had helped set these facets at odds. Gide's work can be seen as an investigation of freedom and empowerment in the face of moralistic and puritanical constraints. He worked to achieve intellectual honesty. As a self-professed pederast, he used his writing to explore his struggle to be fully oneself, including owning one's sexual nature, without betraying one's values. His political activity was shaped by the same ethos. While sympathetic to communism in the early 1930s, as were many intellectuals, he repudiated it after seeing widespread oppression during his 1936 journey to the USSR.
Early life.
Gide was born in Paris on 22 November 1869, into a middle-class Protestant family. His father Jean Paul Guillaume Gide was a professor of law at University of Paris; he died in 1880, when the boy was eleven years old. His mother was Juliette Maria Rondeaux. His uncle was political economist Charles Gide. His paternal family traced its roots to Italy. The ancestral Guidos had moved to France and other western and northern European countries after converting to Protestantism during the 16th century, and facing persecution in Catholic Italy.
Gide was brought up in isolated conditions in Normandy. He became a prolific writer at an early age, publishing his first novel, "The Notebooks of André Walter" (French: "Les Cahiers d'André Walter"), in 1891, at the age of twenty-one.
In 1893 and 1894, Gide traveled in Northern Africa. There he came to accept his attraction to boys and youths.
Gide befriended Irish playwright Oscar Wilde in Paris, where the latter was in exile. In 1895 the two men met in Algiers. Wilde had the impression that he had introduced Gide to homosexuality, but Gide had already discovered this on his own.
The middle years.
In 1895, after his mother's death, Gide married his cousin Madeleine Rondeaux, but the marriage remained unconsummated. In 1896, he was elected mayor of La Roque-Baignard, a commune in Normandy.
In 1901, Gide rented the property Maderia in St. Brélade's Bay and lived there while residing on the island of Jersey. This period, 1901–07, is commonly seen as a time of apathy and turmoil for him.
In 1908, Gide helped found the literary magazine "Nouvelle Revue Française" ("The New French Review").
During The Great War, Gide visited England. One of his friends there was artist William Rothenstein. Rothenstein described Gide's visit to his Gloucestershire home in his autobiography:
In 1916, Gide was about 47 years old when he took Marc Allégret, 15 years old, as a lover. Marc was one of five children of Élie Allégret and his wife. Gide had become friends with the senior Allégret during his own school years, when Gide's mother had hired Allégret as a tutor for her son. Élie Allégret had been best man at Gide's wedding. After Gide fled with Marc to London, his wife Madeleine burned all his correspondence in retaliation– "the best part of myself," Gide later commented.
In 1918, Gide met and befriended Dorothy Bussy; they were friends for more than thirty years and she translated many of his works into English.
Gide also became close friends with the critic Charles Du Bos. Together they were part of the "Foyer Franco-Belge", in which capacity they worked to find employment, food and housing for Franco-Belgian refugees who arrived in Paris following the 1914 German invasion of Belgium. Their friendship later declined, due to Du Bos's perception that Gide had disavowed or betrayed his spiritual faith, in contrast to Du Bos's own return to faith.
Du Bos's essay "Dialogue avec André Gide" was published in 1929. The essay, informed by Du Bos's Catholic convictions, condemned Gide's homosexuality. Gide and Du Bos's mutual friend Ernst Robert Curtius criticised the book in a letter to Gide, writing that "he [Du Bos] judges you according to Catholic morals suffices to neglect his complete indictment. It can only touch those who think like him and are convinced in advance. He has abdicated his intellectual liberty."
In the 1920s, Gide became an inspiration for such writers as Albert Camus and Jean-Paul Sartre. In 1923, he published a book on Fyodor Dostoyevsky. But, when he defended homosexuality in the public edition of "Corydon" (1924), he received widespread condemnation. He later considered this his most important work.
In 1923, Gide sired a daughter, Catherine, by Elisabeth van Rysselberghe, a much younger woman. He had known her for a long time, as she was the daughter of his friends Maria Monnom and Théo van Rysselberghe, a Belgian neo-impressionist painter. This caused the only crisis in the long-standing relationship between Allégret and Gide, and damaged his friendship with van Rysselberghe. This was possibly Gide's only sexual relationship with a woman, and it was brief in the extreme. Catherine was his only descendant by blood. He liked to call Elisabeth "La Dame Blanche" ("The White Lady").
Elisabeth eventually left her husband to move to Paris and manage the practical aspects of Gide's life (they had adjoining apartments built on the rue Vavin). She worshipped him, but evidently they no longer had a sexual relationship.
In 1924, he published an autobiography, "If it Die..." (French: "Si le grain ne meurt").
In the same year, he produced the first French-language editions of Joseph Conrad's "Heart of Darkness" and "Lord Jim".
After 1925, Gide began to campaign for more humane conditions for convicted criminals.
His legal wife, Madeleine Gide, died in 1938. Later he explored their unconsummated marriage in his memoir of Madeleine, "Et nunc manet in te" (And now it remains in you, published in English in the United States in 1952).
Africa.
From July 1926 to May 1927, Gide traveled through the colony of French Equatorial Africa with his lover Marc Allégret. They went successively to Middle Congo (now the Republic of the Congo), Ubangi-Shari (now the Central African Republic), briefly to Chad and then to Cameroon before returning to France. He kept a journal, which he published as "Travels in the Congo" (French: "Voyage au Congo") and "Return from Chad" (French: "Retour du Tchad").
In this work, he criticized the behavior of French business interests in the Congo and inspired reform. In particular, he strongly criticized the "Large Concessions" regime (French: "Régime des Grandes Concessions"). The government had essentially conceded part of the colony to French companies, allowing them to exploit the area's natural resources, in particular rubber. He related that native workers were forced to leave their village for several weeks to collect rubber in the forest, and compared their exploitation by the companies to slavery. The book contributed to the growing anti-colonialism movements in France and helped thinkers to re-evaluate the effects of colonialism in Africa.
Soviet Union.
During the 1930s, Gide briefly became a communist, or more precisely, a fellow traveler (he never formally joined any communist party). As a distinguished writer sympathizing with the cause of communism, he was invited to speak at Maxim Gorky's funeral and to tour the Soviet Union as a guest of the Soviet Union of Writers. He encountered censorship of his speeches and was particularly disillusioned with the state of culture under Soviet communism. In his work, "Retour de L'U.R.S.S." (1936), he broke with such socialist friends as Jean-Paul Sartre.
In the 1949 anthology "The God That Failed", Gide describes his early enthusiasm:
1930s and 1940s.
In 1930 Gide published a book about the Blanche Monnier case called "La Séquestrée de Poitiers", changing little but the names of the protagonists. Monnier was a young woman who was kept captive by her own mother for more than 25 years.
In 1939, Gide became the first living author to be published in the prestigious "Bibliothèque de la Pléiade".
He left France for Africa in 1942 and lived in Tunis from December 1942 until it was re-taken by French, British and American forces in May 1943 and he was able to travel to Algiers where he stayed until the end of World War II. In 1947, he received the Nobel Prize in Literature "for his comprehensive and artistically significant writings, in which human problems and conditions have been presented with a fearless love of truth and keen psychological insight". He devoted much of his last years to publishing his Journal. Gide died in Paris on 19 February 1951. The Roman Catholic Church placed his works on the "Index of Forbidden Books" in 1952.
Gide's life as a writer.
Gide's biographer Alan Sheridan summed up Gide's life as a writer and an intellectual:
"Gide's fame rested ultimately, of course, on his literary works. But, unlike many writers, he was no recluse: he had a need of friendship and a genius for sustaining it." But his "capacity for love was not confined to his friends: it spilled over into a concern for others less fortunate than himself."
Writings.
André Gide's writings spanned many genres – "As a master of prose narrative, occasional dramatist and translator, literary critic, letter writer, essayist, and diarist, André Gide provided twentieth-century French literature with one of its most intriguing examples of the man of letters."
But as Gide's biographer Alan Sheridan points out, "It is the fiction that lies at the summit of Gide's work." "Here, as in the "oeuvre" as a whole, what strikes one first is the variety. Here, too, we see Gide's curiosity, his youthfulness, at work: a refusal to mine only one seam, to repeat successful formulas...The fiction spans the early years of Symbolism, to the "comic, more inventive, even fantastic" pieces, to the later "serious, heavily autobiographical, first-person narratives"...In France Gide was considered a great stylist in the classical sense, "with his clear, succinct, spare, deliberately, subtly phrased sentences."
Gide's surviving letters run into the thousands. But it is the "Journal" that Sheridan calls "the pre-eminently Gidean mode of expression." "His first novel emerged from Gide's own journal, and many of the first-person narratives read more or less like journals. In "Les faux-monnayeurs", Edouard's journal provides an alternative voice to the narrator's." "In 1946, when Pierre Herbert asked Gide which of his books he would choose if only one were to survive," Gide replied, 'I think it would be my "Journal."'" Beginning at the age of eighteen or nineteen, Gide kept a journal all of his life and when these were first made available to the public, they ran to thirteen hundred pages.
Struggle for values.
"Each volume that Gide wrote was intended to challenge itself, what had preceded it, and what could conceivably follow it. This characteristic, according to Daniel Moutote in his "Cahiers de André Gide" essay, is what makes Gide's work 'essentially modern': the 'perpetual renewal of the values by which one lives.'" Gide wrote in his "Journal" in 1930: "The only drama that really interests me and that I should always be willing to depict anew, is the debate of the individual with whatever keeps him from being authentic, with whatever is opposed to his integrity, to his integration. Most often the obstacle is within him. And all the rest is merely accidental."
As a whole, "The works of André Gide reveal his passionate revolt against the restraints and conventions inherited from 19th-century France. He sought to uncover the authentic self beneath its contradictory masks."
Sexuality.
In his journal, Gide distinguishes between adult-attracted "sodomites" and boy-loving "pederasts", categorizing himself as the latter.
One, but not the first, of his victims was a young boy in the company of Oscar Wilde.
Gide's novel "Corydon", which he considered his most important work, erects a defense of pederasty. At that time, the age of consent for any type of sexual activity was set at thirteen.
|
1063 | Algorithms for calculating variance | Algorithms for calculating variance play a major role in computational statistics. A key difficulty in the design of good algorithms for this problem is that formulas for the variance may involve sums of squares, which can lead to numerical instability as well as to arithmetic overflow when dealing with large values.
Naïve algorithm.
A formula for calculating the variance of an entire population of size "N" is:
Using Bessel's correction to calculate an unbiased estimate of the population variance from a finite sample of "n" observations, the formula is:
Therefore, a naïve algorithm to calculate the estimated variance is given by the following:
This algorithm can easily be adapted to compute the variance of a finite population: simply divide by "n" instead of "n" − 1 on the last line.
Because and can be very similar numbers, cancellation can lead to the precision of the result to be much less than the inherent precision of the floating-point arithmetic used to perform the computation. Thus this algorithm should not be used in practice, and several alternate, numerically stable, algorithms have been proposed. This is particularly bad if the standard deviation is small relative to the mean.
Computing shifted data.
The variance is invariant with respect to changes in a location parameter, a property which can be used to avoid the catastrophic cancellation in this formula.
with formula_4 any constant, which leads to the new formula
the closer formula_4 is to the mean value the more accurate the result will be, but just choosing a value inside the
samples range will guarantee the desired stability. If the values formula_7 are small then there are no problems with the sum of its squares, on the contrary, if they are large it necessarily means that the variance is large as well. In any case the second term in the formula is always smaller than the first one therefore no cancellation may occur.
If just the first sample is taken as formula_4 the algorithm can be written in Python programming language as
def shifted_data_variance(data):
if len(data) < 2:
return 0.0
K = data[0]
n = Ex = Ex2 = 0.0
for x in data:
n += 1
Ex += x - K
Ex2 += (x - K) ** 2
variance = (Ex2 - Ex**2 / n) / (n - 1)
# use n instead of (n-1) if want to compute the exact variance of the given data
# use (n-1) if data are samples of a larger population
return variance
This formula also facilitates the incremental computation that can be expressed as
K = Ex = Ex2 = 0.0
n = 0
def add_variable(x):
global K, n, Ex, Ex2
if n == 0:
K = x
n += 1
Ex += x - K
Ex2 += (x - K) ** 2
def remove_variable(x):
global K, n, Ex, Ex2
n -= 1
Ex -= x - K
Ex2 -= (x - K) ** 2
def get_mean():
global K, n, Ex
return K + Ex / n
def get_variance():
global n, Ex, Ex2
return (Ex2 - Ex**2 / n) / (n - 1)
Two-pass algorithm.
An alternative approach, using a different formula for the variance, first computes the sample mean,
and then computes the sum of the squares of the differences from the mean,
where "s" is the standard deviation. This is given by the following code:
def two_pass_variance(data):
n = len(data)
mean = sum(data) / n
variance = sum([(x - mean) ** 2 for x in data]) / (n - 1)
return variance
This algorithm is numerically stable if "n" is small. However, the results of both of these simple algorithms ("naïve" and "two-pass") can depend inordinately on the ordering of the data and can give poor results for very large data sets due to repeated roundoff error in the accumulation of the sums. Techniques such as compensated summation can be used to combat this error to a degree.
Welford's online algorithm.
It is often useful to be able to compute the variance in a single pass, inspecting each value formula_11 only once; for example, when the data is being collected without enough storage to keep all the values, or when costs of memory access dominate those of computation. For such an online algorithm, a recurrence relation is required between quantities from which the required statistics can be calculated in a numerically stable fashion.
The following formulas can be used to update the mean and (estimated) variance of the sequence, for an additional element "x""n". Here, formula_12 denotes the sample mean of the first "n" samples formula_13, formula_14 their biased sample variance, and formula_15 their unbiased sample variance.
These formulas suffer from numerical instability , as they repeatedly subtract a small number from a big number which scales with "n". A better quantity for updating is the sum of squares of differences from the current mean, formula_19, here denoted formula_20:
This algorithm was found by Welford, and it has been thoroughly analyzed. It is also common to denote formula_22 and formula_23.
An example Python implementation for Welford's algorithm is given below.
def update(existingAggregate, newValue):
(count, mean, M2) = existingAggregate
count += 1
delta = newValue - mean
mean += delta / count
delta2 = newValue - mean
M2 += delta * delta2
return (count, mean, M2)
def finalize(existingAggregate):
(count, mean, M2) = existingAggregate
if count < 2:
return float("nan")
else:
(mean, variance, sampleVariance) = (mean, M2 / count, M2 / (count - 1))
return (mean, variance, sampleVariance)
This algorithm is much less prone to loss of precision due to catastrophic cancellation, but might not be as efficient because of the division operation inside the loop. For a particularly robust two-pass algorithm for computing the variance, one can first compute and subtract an estimate of the mean, and then use this algorithm on the residuals.
The parallel algorithm below illustrates how to merge multiple sets of statistics calculated online.
Weighted incremental algorithm.
The algorithm can be extended to handle unequal sample weights, replacing the simple counter "n" with the sum of weights seen so far. West (1979) suggests this incremental algorithm:
def weighted_incremental_variance(data_weight_pairs):
w_sum = w_sum2 = mean = S = 0
for x, w in data_weight_pairs:
w_sum = w_sum + w
w_sum2 = w_sum2 + w**2
mean_old = mean
mean = mean_old + (w / w_sum) * (x - mean_old)
S = S + w * (x - mean_old) * (x - mean)
population_variance = S / w_sum
# Bessel's correction for weighted samples
# Frequency weights
sample_frequency_variance = S / (w_sum - 1)
# Reliability weights
sample_reliability_variance = S / (w_sum - w_sum2 / w_sum)
Parallel algorithm.
Chan et al. note that Welford's online algorithm detailed above is a special case of an algorithm that works for combining arbitrary sets formula_24 and formula_25:
This may be useful when, for example, multiple processing units may be assigned to discrete parts of the input.
Chan's method for estimating the mean is numerically unstable when formula_27 and both are large, because the numerical error in formula_28 is not scaled down in the way that it is in the formula_29 case. In such cases, prefer formula_30.
def parallel_variance(n_a, avg_a, M2_a, n_b, avg_b, M2_b):
n = n_a + n_b
delta = avg_b - avg_a
M2 = M2_a + M2_b + delta**2 * n_a * n_b / n
var_ab = M2 / (n - 1)
return var_ab
This can be generalized to allow parallelization with AVX, with GPUs, and computer clusters, and to covariance.
Example.
Assume that all floating point operations use standard IEEE 754 double-precision arithmetic. Consider the sample (4, 7, 13, 16) from an infinite population. Based on this sample, the estimated population mean is 10, and the unbiased estimate of population variance is 30. Both the naïve algorithm and two-pass algorithm compute these values correctly.
Next consider the sample (, , , ), which gives rise to the same estimated variance as the first sample. The two-pass algorithm computes this variance estimate correctly, but the naïve algorithm returns 29.333333333333332 instead of 30.
While this loss of precision may be tolerable and viewed as a minor flaw of the naïve algorithm, further increasing the offset makes the error catastrophic. Consider the sample (, , , ). Again the estimated population variance of 30 is computed correctly by the two-pass algorithm, but the naïve algorithm now computes it as −170.66666666666666. This is a serious problem with naïve algorithm and is due to catastrophic cancellation in the subtraction of two similar numbers at the final stage of the algorithm.
Higher-order statistics.
Terriberry extends Chan's formulae to calculating the third and fourth central moments, needed for example when estimating skewness and kurtosis:
Here the formula_32 are again the sums of powers of differences from the mean formula_33, giving
For the incremental case (i.e., formula_35), this simplifies to:
By preserving the value formula_37, only one division operation is needed and the higher-order statistics can thus be calculated for little incremental cost.
An example of the online algorithm for kurtosis implemented as described is:
def online_kurtosis(data):
n = mean = M2 = M3 = M4 = 0
for x in data:
n1 = n
n = n + 1
delta = x - mean
delta_n = delta / n
delta_n2 = delta_n**2
term1 = delta * delta_n * n1
mean = mean + delta_n
M4 = M4 + term1 * delta_n2 * (n**2 - 3*n + 3) + 6 * delta_n2 * M2 - 4 * delta_n * M3
M3 = M3 + term1 * delta_n * (n - 2) - 3 * delta_n * M2
M2 = M2 + term1
# Note, you may also calculate variance using M2, and skewness using M3
# Caution: If all the inputs are the same, M2 will be 0, resulting in a division by 0.
kurtosis = (n * M4) / (M2**2) - 3
return kurtosis
Pébaÿ
further extends these results to arbitrary-order central moments, for the incremental and the pairwise cases, and subsequently Pébaÿ et al.
for weighted and compound moments. One can also find there similar formulas for covariance.
Choi and Sweetman
offer two alternative methods to compute the skewness and kurtosis, each of which can save substantial computer memory requirements and CPU time in certain applications. The first approach is to compute the statistical moments by separating the data into bins and then computing the moments from the geometry of the resulting histogram, which effectively becomes a one-pass algorithm for higher moments. One benefit is that the statistical moment calculations can be carried out to arbitrary accuracy such that the computations can be tuned to the precision of, e.g., the data storage format or the original measurement hardware. A relative histogram of a random variable can be constructed in the conventional way: the range of potential values is divided into bins and the number of occurrences within each bin are counted and plotted such that the area of each rectangle equals the portion of the sample values within that bin:
where formula_39 and formula_40 represent the frequency and the relative frequency at bin formula_41 and formula_42 is the total area of the histogram. After this normalization, the formula_43 raw moments and central moments of formula_44 can be calculated from the relative histogram:
where the superscript formula_47 indicates the moments are calculated from the histogram. For constant bin width formula_48 these two expressions can be simplified using formula_49:
The second approach from Choi and Sweetman is an analytical methodology to combine statistical moments from individual segments of a time-history such that the resulting overall moments are those of the complete time-history. This methodology could be used for parallel computation of statistical moments with subsequent combination of those moments, or for combination of statistical moments computed at sequential times.
If formula_52 sets of statistical moments are known:
formula_53 for formula_54, then each formula_55 can
be expressed in terms of the equivalent formula_43 raw moments:
where formula_58 is generally taken to be the duration of the formula_59 time-history, or the number of points if formula_60 is constant.
The benefit of expressing the statistical moments in terms of formula_61 is that the formula_52 sets can be combined by addition, and there is no upper limit on the value of formula_52.
where the subscript formula_65 represents the concatenated time-history or combined formula_61. These combined values of formula_61 can then be inversely transformed into raw moments representing the complete concatenated time-history
Known relationships between the raw moments (formula_69) and the central moments (formula_70)
are then used to compute the central moments of the concatenated time-history. Finally, the statistical moments of the concatenated history are computed from the central moments:
Covariance.
Very similar algorithms can be used to compute the covariance.
Naïve algorithm.
The naïve algorithm is
For the algorithm above, one could use the following Python code:
def naive_covariance(data1, data2):
n = len(data1)
sum1 = sum(data1)
sum2 = sum(data2)
sum12 = sum([i1 * i2 for i1, i2 in zip(data1, data2)])
covariance = (sum12 - sum1 * sum2 / n) / n
return covariance
With estimate of the mean.
As for the variance, the covariance of two random variables is also shift-invariant, so given any two constant values formula_73 and formula_74 it can be written:
and again choosing a value inside the range of values will stabilize the formula against catastrophic cancellation as well as make it more robust against big sums. Taking the first value of each data set, the algorithm can be written as:
def shifted_data_covariance(data_x, data_y):
n = len(data_x)
if n < 2:
return 0
kx = data_x[0]
ky = data_y[0]
Ex = Ey = Exy = 0
for ix, iy in zip(data_x, data_y):
Ex += ix - kx
Ey += iy - ky
Exy += (ix - kx) * (iy - ky)
return (Exy - Ex * Ey / n) / n
Two-pass.
The two-pass algorithm first computes the sample means, and then the covariance:
The two-pass algorithm may be written as:
def two_pass_covariance(data1, data2):
n = len(data1)
mean1 = sum(data1) / n
mean2 = sum(data2) / n
covariance = 0
for i1, i2 in zip(data1, data2):
a = i1 - mean1
b = i2 - mean2
covariance += a * b / n
return covariance
A slightly more accurate compensated version performs the full naive algorithm on the residuals. The final sums formula_79 and formula_80 "should" be zero, but the second pass compensates for any small error.
Online.
A stable one-pass algorithm exists, similar to the online algorithm for computing the variance, that computes co-moment formula_81:
The apparent asymmetry in that last equation is due to the fact that formula_83, so both update terms are equal to formula_84. Even greater accuracy can be achieved by first computing the means, then using the stable one-pass algorithm on the residuals.
Thus the covariance can be computed as
def online_covariance(data1, data2):
meanx = meany = C = n = 0
for x, y in zip(data1, data2):
n += 1
dx = x - meanx
meanx += dx / n
meany += (y - meany) / n
C += dx * (y - meany)
population_covar = C / n
# Bessel's correction for sample variance
sample_covar = C / (n - 1)
A small modification can also be made to compute the weighted covariance:
def online_weighted_covariance(data1, data2, data3):
meanx = meany = 0
wsum = wsum2 = 0
C = 0
for x, y, w in zip(data1, data2, data3):
wsum += w
wsum2 += w * w
dx = x - meanx
meanx += (w / wsum) * dx
meany += (w / wsum) * (y - meany)
C += w * dx * (y - meany)
population_covar = C / wsum
# Bessel's correction for sample variance
# Frequency weights
sample_frequency_covar = C / (wsum - 1)
# Reliability weights
sample_reliability_covar = C / (wsum - wsum2 / wsum)
Likewise, there is a formula for combining the covariances of two sets that can be used to parallelize the computation:
Weighted batched version.
A version of the weighted online algorithm that does batched updated also exists: let formula_87 denote the weights, and write
The covariance can then be computed as
|
1064 | Almond | The almond (Prunus amygdalus, syn. Prunus dulcis) is a species of tree native to Iran and surrounding countries, including the Levant. The almond is also the name of the edible and widely cultivated seed of this tree. Within the genus "Prunus", it is classified with the peach in the subgenus "Amygdalus", distinguished from the other subgenera by corrugations on the shell (endocarp) surrounding the seed.
The fruit of the almond is a drupe, consisting of an outer hull and a hard shell with the seed, which is not a true nut. "Shelling" almonds refers to removing the shell to reveal the seed. Almonds are sold shelled or unshelled. Blanched almonds are shelled almonds that have been treated with hot water to soften the seedcoat, which is then removed to reveal the white embryo. Once almonds are cleaned and processed, they can be stored over time. Almonds are used in many food cuisines, often featuring prominently in desserts, such as marzipan.
The almond tree prospers in a moderate Mediterranean climate with cool winter weather. California produces over half of the world's almond supply. Due to high acreage and water demand for almond cultivation, and need for pesticides, California almond production may be unsustainable, especially during the persistent drought and heat from climate change in the 21st century. Droughts in California have caused some producers to leave the industry, leading to lower supply and increased prices.
Description.
The almond is a deciduous tree growing to in height, with a trunk of up to in diameter. The young twigs are green at first, becoming purplish where exposed to sunlight, then gray in their second year. The leaves are long, with a serrated margin and a petiole.
The flowers are white to pale pink, diameter with five petals, produced singly or in pairs and appearing before the leaves in early spring. Almond grows best in Mediterranean climates with warm, dry summers and mild, wet winters. The optimal temperature for their growth is between and the tree buds have a chilling requirement of 200 to 700 hours below to break dormancy.
Almonds begin bearing an economic crop in the third year after planting. Trees reach full bearing five to six years after planting. The fruit matures in the autumn, 7–8 months after flowering.
The almond fruit is long. It is not a nut but a drupe. The outer covering, consisting of an outer exocarp, or skin, and mesocarp, or flesh, fleshy in other members of "Prunus" such as the plum and cherry, is instead a thick, leathery, gray-green coat (with a downy exterior), called the hull. Inside the hull is a woody endocarp which forms a reticulated, hard shell (like the outside of a peach pit) called the pyrena. Inside the shell is the edible seed, commonly called a nut. Generally, one seed is present, but occasionally two occur. After the fruit matures, the hull splits and separates from the shell, and an abscission layer forms between the stem and the fruit so that the fruit can fall from the tree.
Taxonomy.
Sweet and bitter almonds.
The seeds of "Prunus dulcis" var. "dulcis" are predominantly sweet but some individual trees produce seeds that are somewhat more bitter. The genetic basis for bitterness involves a single gene, the bitter flavor furthermore being recessive, both aspects making this trait easier to domesticate. The fruits from "Prunus dulcis" var. "amara" are always bitter, as are the kernels from other species of genus "Prunus", such as apricot, peach and cherry (although to a lesser extent).
The bitter almond is slightly broader and shorter than the sweet almond and contains about 50% of the fixed oil that occurs in sweet almonds. It also contains the enzyme emulsin which, in the presence of water, acts on the two soluble glucosides amygdalin and prunasin yielding glucose, cyanide and the essential oil of bitter almonds, which is nearly pure benzaldehyde, the chemical causing the bitter flavor. Bitter almonds may yield 4–9 milligrams of hydrogen cyanide per almond and contain 42 times higher amounts of cyanide than the trace levels found in sweet almonds. The origin of cyanide content in bitter almonds is via the enzymatic hydrolysis of amygdalin. P450 monooxygenases are involved in the amygdalin biosynthetic pathway. A point mutation in a bHLH transcription factor prevents transcription of the two cytochrome P450 genes, resulting in the sweet kernel trait.
Etymology.
The word "almond" comes from Old French or , Late Latin , , derived from from the Ancient Greek () (cf. amygdala, an almond-shaped portion of the brain). Late Old English had "amygdales", "almonds".
The adjective "amygdaloid" (literally 'like an almond') is used to describe objects which are roughly almond-shaped, particularly a shape which is part way between a triangle and an ellipse. For example, the amygdala of the brain uses a direct borrowing of the Greek term .
Distribution and habitat.
Almond is native to Southwestern Asia and ancient remains of almonds were discovered in the Levant area. It was spread by humans in ancient times along the shores of the Mediterranean into northern Africa and southern Europe, and more recently transported to other parts of the world, notably California, United States. The wild form of domesticated almond grows in parts of the Levant.
Selection of the sweet type from the many bitter types in the wild marked the beginning of almond domestication. It is unclear as to which wild ancestor of the almond created the domesticated species. The species "Prunus fenzliana" may be the most likely wild ancestor of the almond, in part because it is native to Armenia and western Azerbaijan, where it was apparently domesticated. Wild almond species were grown by early farmers, "at first unintentionally in the garbage heaps, and later intentionally in their orchards".
Cultivation.
Almonds were one of the earliest domesticated fruit trees, due to "the ability of the grower to raise attractive almonds from seed. Thus, in spite of the fact that this plant does not lend itself to propagation from suckers or from cuttings, it could have been domesticated even before the introduction of grafting". Domesticated almonds appear in the Early Bronze Age (3000–2000 BC), such as the archaeological sites of Numeira (Jordan), or possibly earlier. Another well-known archaeological example of the almond is the fruit found in Tutankhamun's tomb in Egypt (c. 1325 BC), probably imported from the Levant. An article on almond tree cultivation in Spain is brought down in Ibn al-'Awwam's 12th-century agricultural work, "Book on Agriculture".
Of the European countries that the Royal Botanic Garden Edinburgh reported as cultivating almonds, Germany is the northernmost, though the domesticated form can be found as far north as Iceland.
Varieties.
Almond trees are small to medium sized but commercial cultivars can be grafted onto a different root-stock to produce smaller trees. Varieties include:
Breeding.
Breeding programmes have found the high shell-seal trait.
Pollination.
The most widely planted varieties of almond are self-incompatible; hence these trees require pollen from a tree with different genetic characters to produce seeds. Almond orchards therefore must grow mixtures of almond varieties. In addition, the pollen is transferred from flower to flower by insects; therefore commercial growers must ensure there are enough insects to perform this task. The large scale of almond production in the U.S. creates a significant problem of providing enough pollinating insects. Additional pollinating insects are therefore brought to the trees. The pollination of California's almonds is the largest annual managed pollination event in the world, with 1.4 million hives (nearly half of all beehives in the US) being brought to the almond orchards each February.
Much of the supply of bees is managed by pollination brokers, who contract with migratory beekeepers from at least 49 states for the event. This business was heavily affected by colony collapse disorder at the turn of the 21st century, causing a nationwide shortage of honey bees and increasing the price of insect pollination. To partially protect almond growers from these costs, researchers at the Agricultural Research Service, part of the United States Department of Agriculture (USDA), developed self-pollinating almond trees that combine this character with quality characters such as a flavor and yield. Self-pollinating almond varieties exist, but they lack some commercial characters. However, through natural hybridisation between different almond varieties, a new variety that was self-pollinating with a high yield of commercial quality nuts was produced.
Diseases.
Almond trees can be attacked by an array of damaging microbes, fungal pathogens, plant viruses, and bacteria.
Pests.
Pavement ants ("Tetramorium caespitum"), southern fire ants ("Solenopsis xyloni"), and thief ants ("Solenopsis molesta") are seed predators. "Bryobia rubrioculus" mites are most known for their damage to this crop.
Sustainability.
Almond production in California is concentrated mainly in the Central Valley, where the mild climate, rich soil, abundant sunshine and water supply make for ideal growing conditions. Due to the persistent droughts in California in the early 21st century, it became more difficult to raise almonds in a sustainable manner. The issue is complex because of the high amount of water needed to produce almonds: a single almond requires roughly of water to grow properly. Regulations related to water supplies are changing so some growers have destroyed their current almond orchards to replace with either younger trees or a different crop such as pistachio that needs less water.
Sustainability strategies implemented by the Almond Board of California and almond farmers include:
Production.
In 2020, world production of almonds was 4.1 million tonnes, led by the United States providing 57% of the world total (table). Other leading producers were Spain, Australia, and Iran.
United States.
In the United States, production is concentrated in California where and six different almond varieties were under cultivation in 2017, with a yield of of shelled almonds. California production is marked by a period of intense pollination during late winter by rented commercial bees transported by truck across the U.S. to almond groves, requiring more than half of the total U.S. commercial honeybee population. The value of total U.S. exports of shelled almonds in 2016 was $3.2 billion.
All commercially grown almonds sold as food in the U.S. are sweet cultivars. The U.S. Food and Drug Administration reported in 2010 that some fractions of imported sweet almonds were contaminated with bitter almonds, which contain cyanide.
Spain.
Spain has diverse commercial cultivars of almonds grown in Catalonia, Valencia, Murcia, Andalusia, and Aragón regions, and the Balearic Islands. Production in 2016 declined 2% nationally compared to 2015 production data.
The 'Marcona' almond cultivar is recognizably different from other almonds and is marketed by name. The kernel is short, round, relatively sweet, and delicate in texture. Its origin is unknown and has been grown in Spain for a long time; the tree is very productive, and the shell of the nut is very hard.
Australia.
Australia is the largest almond production region in the Southern Hemisphere. Most of the almond orchards are located along the Murray River corridor in New South Wales, Victoria, and South Australia.
Toxicity.
Bitter almonds contain 42 times higher amounts of cyanide than the trace levels found in sweet almonds. Extract of bitter almond was once used medicinally but even in small doses, effects are severe or lethal, especially in children; the cyanide must be removed before consumption. The acute oral lethal dose of cyanide for adult humans is reported to be of body weight (approximately 50 bitter almonds), so that for children consuming 5–10 bitter almonds may be fatal. Symptoms of eating such almonds include vertigo and other typical cyanide poisoning effects.
Almonds may cause allergy or intolerance. Cross-reactivity is common with peach allergens (lipid transfer proteins) and tree nut allergens. Symptoms range from local signs and symptoms (e.g., oral allergy syndrome, contact urticaria) to systemic signs and symptoms including anaphylaxis (e.g., urticaria, angioedema, gastrointestinal and respiratory symptoms).
Almonds are susceptible to aflatoxin-producing molds. Aflatoxins are potent carcinogenic chemicals produced by molds such as "Aspergillus flavus" and "Aspergillus parasiticus". The mold contamination may occur from soil, previously infested almonds, and almond pests such as navel-orange worm. High levels of mold growth typically appear as gray to black filament-like growth. It is unsafe to eat mold-infected tree nuts.
Some countries have strict limits on allowable levels of aflatoxin contamination of almonds and require adequate testing before the nuts can be marketed to their citizens. The European Union, for example, introduced a requirement since 2007 that all almond shipments to the EU be tested for aflatoxin. If aflatoxin does not meet the strict safety regulations, the entire consignment may be reprocessed to eliminate the aflatoxin or it must be destroyed.
Breeding programs have found the trait. High shell-seal provides resistance against these "Aspergillus" species and so against the development of their toxins.
Mandatory pasteurization in California.
After tracing cases of salmonellosis to almonds, the USDA approved a proposal by the Almond Board of California to pasteurize almonds sold to the public. After publishing the rule in March 2007, the almond pasteurization program became mandatory for California companies effective 1 September 2007. Raw, untreated California almonds have not been available in the U.S. since then.
California almonds labeled "raw" must be steam-pasteurized or chemically treated with propylene oxide (PPO). This does not apply to imported almonds or almonds sold from the grower directly to the consumer in small quantities. The treatment also is not required for raw almonds sold for export outside of North America.
The Almond Board of California states: "PPO residue dissipates after treatment". The U.S. Environmental Protection Agency has reported: "Propylene oxide has been detected in fumigated food products; consumption of contaminated food is another possible route of exposure". PPO is classified as Group 2B ("possibly carcinogenic to humans").
The USDA-approved marketing order was challenged in court by organic farmers organized by the Cornucopia Institute, a Wisconsin-based farm policy research group which filed a lawsuit in September 2008. According to the institute, this almond marketing order has imposed significant financial burdens on small-scale and organic growers and damaged domestic almond markets. A federal judge dismissed the lawsuit in early 2009 on procedural grounds. In August 2010, a federal appeals court ruled that the farmers have a right to appeal the USDA regulation. In March 2013, the court vacated the suit on the basis that the objections should have been raised in 2007 when the regulation was first proposed.
Uses.
Nutrition.
Almonds are 4% water, 22% carbohydrates, 21% protein, and 50% fat (table). In a reference amount, almonds supply of food energy. The almond is a nutritionally dense food (table), providing a rich source (20% or more of the Daily Value, DV) of the B vitamins riboflavin and niacin, vitamin E, and the essential minerals calcium, copper, iron, magnesium, manganese, phosphorus, and zinc. Almonds are a moderate source (10–19% DV) of the B vitamins thiamine, vitamin B6, and folate, choline, and the essential mineral potassium. They also contain substantial dietary fiber, the monounsaturated fat, oleic acid, and the polyunsaturated fat, linoleic acid. Typical of nuts and seeds, almonds are a source of phytosterols such as beta-sitosterol, stigmasterol, campesterol, sitostanol, and campestanol.
Health.
Almonds are included as a good source of protein among recommended healthy foods by the U.S. Department of Agriculture (USDA). A 2016 review of clinical research indicated that regular consumption of almonds may reduce the risk of heart disease by lowering blood levels of LDL cholesterol.
Culinary.
While the almond is often eaten on its own, raw or toasted, it is also a component of various dishes. Almonds are available in many forms, such as whole, slivered, and ground into flour. Almond pieces around in size, called "nibs", are used for special purposes such as decoration.
Almonds are a common addition to breakfast muesli or oatmeal.
Desserts.
A wide range of classic sweets feature almonds as a central ingredient. Marzipan was developed in the Middle Ages. Since the 19th century almonds have been used to make bread, almond butter, cakes and puddings, candied confections, almond cream-filled pastries, nougat, cookies (macaroons, biscotti and qurabiya), and cakes (financiers, Esterházy torte), and other sweets and desserts.
The young, developing fruit of the almond tree can be eaten whole (green almonds) when they are still green and fleshy on the outside and the inner shell has not yet hardened. The fruit is somewhat sour, but is a popular snack in parts of the Middle East, eaten dipped in salt to balance the sour taste. Also in the Middle East they are often eaten with dates. They are available only from mid-April to mid-June in the Northern Hemisphere; pickling or brining extends the fruit's shelf life.
Marzipan.
Marzipan, a smooth, sweetened almond paste, is used in a number of elegant cakes and desserts. Princess cake is covered by marzipan (similar to fondant), as is Battenberg cake. In Sicily, sponge cake is covered with marzipan to make cassatella di sant'Agata and cassata siciliana, and marzipan is dyed and crafted into realistic fruit shaped to make frutta martorana. The Andalusian Christmas pastry "pan de Cádiz" is filled with marzipan and candied fruit.
World cuisines.
Certain natural food stores sell "bitter almonds" or "apricot kernels" labeled as such, requiring significant caution by consumers for how to prepare and eat these products.
Milk.
Almonds can be processed into a milk substitute called almond milk; the nut's soft texture, mild flavor, and light coloring (when skinned) make for an efficient analog to dairy, and a soy-free choice for lactose intolerant people and vegans. Raw, blanched, and lightly toasted almonds work well for different production techniques, some of which are similar to that of soymilk and some of which use no heat, resulting in raw milk.
Almond milk, along with almond butter and almond oil, are a versatile products used in both sweet and savoury dishes.
In Moroccan cuisine, sharbat billooz is one of the best known beverages, served for weddings, it is made by blending blanched almonds with milk, sugar and other flavorings.
Flour and skins.
Almond flour or ground almond meal combined with sugar or honey as marzipan is often used as a gluten-free alternative to wheat flour in cooking and baking.
Almonds contain polyphenols in their skins consisting of flavonols, flavan-3-ols, hydroxybenzoic acids and flavanones analogous to those of certain fruits and vegetables. These phenolic compounds and almond skin prebiotic dietary fiber have commercial interest as food additives or dietary supplements.
Syrup.
Historically, almond syrup was an emulsion of sweet and bitter almonds, usually made with barley syrup (orgeat syrup) or in a syrup of orange flower water and sugar, often flavored with a synthetic aroma of almonds. Orgeat syrup is an important ingredient in the Mai Tai and many other Tiki drinks.
Due to the cyanide found in bitter almonds, modern syrups generally are produced only from sweet almonds. Such syrup products do not contain significant levels of hydrocyanic acid, so are generally considered safe for human consumption.
Oils.
Almonds are a rich source of oil, with 50% of kernel dry mass as fat (whole almond nutrition table). In relation to total dry mass of the kernel, almond oil contains 32% monounsaturated oleic acid (an omega-9 fatty acid), 13% linoleic acid (a polyunsaturated omega-6 essential fatty acid), and 10% saturated fatty acid (mainly as palmitic acid). Linolenic acid, a polyunsaturated omega-3 fat, is not present (table). Almond oil is a rich source of vitamin E, providing 261% of the Daily Value per 100 millilitres.
When almond oil is analyzed separately and expressed per 100 grams as a reference mass, the oil provides of food energy, 8 grams of saturated fat (81% of which is palmitic acid), 70 grams of oleic acid, and 17 grams of linoleic acid (oil table).
"Oleum amygdalae", the fixed oil, is prepared from either sweet or bitter almonds, and is a glyceryl oleate with a slight odour and a nutty taste. It is almost insoluble in alcohol but readily soluble in chloroform or ether. Almond oil is obtained from the dried kernel of almonds. Sweet almond oil is used as a carrier oil in aromatherapy and cosmetics while bitter almond oil, containing benzaldehyde, is used as a food flavouring and in perfume.
In culture.
The almond is highly revered in some cultures. The tree originated in the Middle East. In the Bible, the almond is mentioned ten times, beginning with Genesis 43:11, where it is described as "among the best of fruits". In Numbers 17, Levi is chosen from the other tribes of Israel by Aaron's rod, which brought forth almond flowers. The almond blossom supplied a model for the menorah which stood in the Holy Temple, "Three cups, shaped like almond blossoms, were on one branch, with a knob and a flower; and three cups, shaped like almond blossoms, were on the other … on the candlestick itself were four cups, shaped like almond blossoms, with its knobs and flowers" (Exodus 25:33–34; 37:19–20). Many Sephardic Jews give five almonds to each guest before special occasions like weddings.
Similarly, Christian symbolism often uses almond branches as a symbol of the virgin birth of Jesus; paintings and icons often include almond-shaped haloes encircling the Christ Child and as a symbol of Mary. The word "Luz", which appears in Genesis 30:37, sometimes translated as "hazel", may actually be derived from the Aramaic name for almond (Luz), and is translated as such in the New International Version and other versions of the Bible. The Arabic name for almond is لوز "lauz" or "lūz". In some parts of the Levant and North Africa, it is pronounced "loz", which is very close to its Aramaic origin.
The Entrance of the flower ("La entrada de la flor") is an event celebrated on 1 February in Torrent, Spain, in which the clavarios and members of the Confrerie of the Mother of God deliver a branch of the first-blooming almond-tree to the Virgin.
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1069 | Demographics of Antigua and Barbuda | This article is a demography of the population of Antigua and Barbuda including population density, ethnicity, religious affiliations and other aspects of the population.
Population.
According to the 2011 census the estimated resident population of Antigua and Barbuda was 86,295.
The estimated population of is ().
Ethnic groups.
The population of Antigua and Barbuda, is predominantly black (91.0%) or mixed (4.4%). 1.9% of the population is white and 0.7% East Indian. There is also a small Amerindian population: 177 in 1991 and 214 in 2001 (0.3% of the total population). The remaining 1.6% of the population includes people from the Middle East (0.6%) and China (0.2%).
The 2001 census disclosed that 19,425, or 30 per cent of the total population of Antigua and Barbuda, reported their place of birth as a foreign country. Over 15,000 of these persons were from other Caribbean states, representing 80 of the total foreign born. The main countries of
origin were Guyana, Dominica and Jamaica. Approximately 4,500 or 23 per cent of all foreign
born came from Guyana, 3,300 or 17 per cent came from Dominica and 2,800 or 14 per cent
came from Jamaica. The largest single group from a country outside the region came from the
United States. Of the total of 1,715 persons, nine per cent of the foreign born, came
from the United States while three per cent and one per cent came from the United Kingdom and Canada, respectively. Many of these are the children of Antiguans and Barbudans who had emigrated to these countries, mainly during the 1980s, and subsequently returned.
Other demographics statistics.
Demographic statistics according to the World Population Review in 2019.
Demographic statistics according to the CIA World Factbook, unless otherwise indicated.
The island of Antigua is home to approximately 97% of the population; nearly the entire population of Barbuda lives in Codrington
Definition: age 15 and over has completed five or more years of schooling
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1070 | Politics of Antigua and Barbuda | The politics of Antigua and Barbuda takes place in a framework of a unitary parliamentary representative democratic monarchy, wherein the sovereign of Antigua and Barbuda is the head of state, appointing a governor-general to act as vice-regal representative in the nation. A prime minister is appointed by the governor-general as the head of government, and of a multi-party system; the prime minister advises the governor-general on the appointment of a Council of Ministers. Executive power is exercised by the government. Legislative power is vested in both the government and the two chambers of the Parliament. The bicameral Parliament consists of the Senate (seventeen-member body appointed by the governor-general) and the House of Representatives (seventeen seats; members are elected by proportional representation to serve five-year terms).
Antigua and Barbuda has a long history of free elections, three of which have resulted in peaceful changes of government. Since the 1951 general election, the party system has been dominated by the Antigua and Barbuda Labour Party (ABLP), for a long time was dominated by the Bird family, particularly Prime Ministers Vere and Lester Bird. The opposition claimed to be disadvantaged by the ABLP's longstanding monopoly on patronage and its control of the media, especially in the 1999 general election. The opposition United Progressive Party (UPP) won the 2004 election, and its leader Winston Baldwin Spencer was prime minister of Antigua and Barbuda from 2004 to 2014.
The elections to the House of Representatives were held on 12 June 2014. The Antigua and Barbuda Labour Party government was elected with fourteen seats. The United Progressive Party had three seats in the House of Representatives. ABLP won 15 of the 17 seats in the 2018 snap election under the leadership of incumbent Prime Minister Gaston Browne.
Constitutional safeguards include freedom of speech, press, worship, movement, and association. Antigua and Barbuda is a member of the eastern Caribbean court system. The Judiciary is independent of the executive and the legislature. Jurisprudence is based on English common law.
Executive branch.
As head of state, King Charles III is represented in Antigua and Barbuda by a governor-general who acts on the advice of the prime minister and the cabinet.
Legislative branch.
Antigua and Barbuda elects on national level a legislature. Parliament has two chambers. The House of Representatives has 19 members: 17 members elected for a five-year term in single-seat constituencies, and 2 ex officio members (president and speaker). The Senate has 17 appointed members. The prime minister is the leader of the majority party in the House and conducts affairs of state with the cabinet. The prime minister and the cabinet are responsible to the Parliament. Elections must be held at least every five years but may be called by the prime minister at any time.
There are special legislative provisions to account for Barbuda's low population relative to that of Antigua. Barbuda is guaranteed one member of the House of Representatives and two members of the Senate. In addition, there is a Barbuda Council to govern the internal affairs of the island.
Administrative divisions.
The country is divided into six parishes, Saint George, John, Mary, Paul, Peter, and Phillip which are all on the island of Antigua. Additionally, the islands of Barbuda and Redonda are considered dependencies.
Judicial branch.
Antigua and Barbuda is a member of the Eastern Caribbean Supreme Court. This court is headquartered in Saint Lucia, but at least one judge of the Supreme Court resides in Antigua and Barbuda, and presides over the High Court of Justice. The current High Court judges are Jennifer Remy and Keith Thom.
Antigua is also a member of the Caribbean Court of Justice, although it has not yet acceded to Part III of the 2001 Agreement Establishing a Caribbean Court of Justice. Its supreme appellate court therefore remains the British Judicial Committee of the Privy Council. Indeed, of the signatories to the Agreement, as of December 2010, only Barbados has replaced appeals to Her Majesty in Council with the Caribbean Court of Justice.
In addition to the Eastern Caribbean Supreme Court, Antigua and Barbuda has a Magistrates' Court, which deals with lesser civil and criminal cases.
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1072 | Telecommunications in Antigua and Barbuda | Telecommunications in Antigua and Barbuda are via media in the telecommunications industry.
Telephone.
Telephones – main lines in use: 37,500 (2006)
Telephones – mobile cellular: 110,200 (2006) (APUA PCS, Cable & Wireless, Digicel)
Telephone system:
<br>"domestic:" good automatic telephone system
<br>"international:" 3 fiber optic submarine cables (2 to Saint Kitts and 1 to Guadeloupe); satellite earth station – 1 Intelsat (Atlantic Ocean)
Radio.
Radio broadcast stations: AM 4, FM 6, shortwave 0 (2002)
Radios: 36,000 (1997)
Television.
Television broadcast stations: 2 (1997) (including ABS-TV)
Televisions: 31,000 (1997)
Internet.
Internet Service Providers (ISPs): Cable & Wireless, Antigua Computer Technologies (ACT), Antigua Public Utilities Authority (APUA INET)
Internet hosts: 2,215 (2008)
Internet users: 60,000 (2007)
Country codes: AG
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1074 | Antigua and Barbuda Defence Force | The Antigua and Barbuda Defence Force (ABDF) is the armed forces of Antigua and Barbuda. The ABDF has responsibility for several different roles: internal security, prevention of drug smuggling, the protection and support of fishing rights, prevention of marine pollution, search and rescue, ceremonial duties, assistance to government programs, provision of relief during natural disasters, assistance in the maintenance of essential services, and support of the police in maintaining law and order.
The ABDF is one of the world's smallest militaries, consisting of 245 personnel. It is much better equipped for fulfilling its civil roles, as opposed to providing a deterrence against would-be aggressors or in defending the nation during a war.
Organisation.
The ABDF consists of five major units:
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1078 | Antisemitism | Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. A person who holds such positions is called an antisemite. Antisemitism is a form of racism.
Antisemitism has historically been manifested in many ways, ranging from expressions of hatred of or discrimination against individual Jews to organized pogroms by mobs, police forces, or genocide. Although the term did not come into common usage until the 19th century, it is also applied to previous and later anti-Jewish incidents. Notable instances of persecution include the Rhineland massacres preceding the First Crusade in 1096, the Edict of Expulsion from England in 1290, the 1348–1351 persecution of Jews during the Black Death, the massacres of Spanish Jews in 1391, the persecutions of the Spanish Inquisition, the expulsion from Spain in 1492, the Cossack massacres in Ukraine from 1648 to 1657, various anti-Jewish pogroms in the Russian Empire between 1821 and 1906, the 1894–1906 Dreyfus affair in France, the Holocaust in German-occupied Europe during World War II and Soviet anti-Jewish policies. Though historically most manifestations of antisemitism have taken place in Christian Europe, since the early 20th century antisemitism has increased in the Middle East.
The root word "" gives the false impression that antisemitism is directed against all Semitic people, e.g., including Arabs, Assyrians, and Arameans. The compound word ('antisemitism') was first used in print in Germany in 1879 as a scientific-sounding term for ('Jew-hatred'), and this has been its common use since then.
Origin and usage.
Etymology.
The origin of "antisemitic" terminologies is found in the responses of Moritz Steinschneider to the views of Ernest Renan. As Alex Bein writes: "The compound anti-Semitism appears to have been used first by Steinschneider, who challenged Renan on account of his 'anti-Semitic prejudices' [i.e., his derogation of the "Semites" as a race]." Avner Falk similarly writes: "The German word "" was first used in 1860 by the Austrian Jewish scholar Moritz Steinschneider (1816–1907) in the phrase "antisemitische Vorurteile" (antisemitic prejudices). Steinschneider used this phrase to characterise the French philosopher Ernest Renan's false ideas about how 'Semitic races' were inferior to 'Aryan races.
Pseudoscientific theories concerning race, civilization, and "progress" had become quite widespread in Europe in the second half of the 19th century, especially as Prussian nationalistic historian Heinrich von Treitschke did much to promote this form of racism. He coined the phrase "the Jews are our misfortune" which would later be widely used by Nazis. According to Avner Falk, Treitschke uses the term "Semitic" almost synonymously with "Jewish", in contrast to Renan's use of it to refer to a whole range of peoples, based generally on linguistic criteria.
According to Jonathan M. Hess, the term was originally used by its authors to "stress the radical difference between their own 'antisemitism' and earlier forms of antagonism toward Jews and Judaism."
In 1879, German journalist Wilhelm Marr published a pamphlet, ("The Victory of the Jewish Spirit over the Germanic Spirit. Observed from a non-religious perspective") in which he used the word "Semitismus" interchangeably with the word "Judentum" to denote both "Jewry" (the Jews as a collective) and "Jewishness" (the quality of being Jewish, or the Jewish spirit).
This use of " was followed by a coining of " which was used to indicate opposition to the Jews as a people and opposition to the Jewish spirit, which Marr interpreted as infiltrating German culture. His next pamphlet, ("The Way to Victory of the Germanic Spirit over the Jewish Spirit", 1880), presents a development of Marr's ideas further and may present the first published use of the German word" ", "antisemitism".
The pamphlet became very popular, and in the same year Marr founded the "Antisemiten-Liga" (League of Antisemites), apparently named to follow the "Anti-Kanzler-Liga" (Anti-Chancellor League). The league was the first German organization committed specifically to combating the alleged threat to Germany and German culture posed by the Jews and their influence and advocating their forced removal from the country.
So far as can be ascertained, the word was first widely printed in 1881, when Marr published "Zwanglose Antisemitische Hefte", and Wilhelm Scherer used the term "Antisemiten" in the January issue of "Neue Freie Presse".
The "Jewish Encyclopedia" reports, "In February 1881, a correspondent of the "Allgemeine Zeitung des Judentums" speaks of 'Anti-Semitism' as a designation which recently came into use ("Allg. Zeit. d. Jud." 1881, p. 138). On 19 July 1882, the editor says, 'This quite recent Anti-Semitism is hardly three years old.
The word "antisemitism" was borrowed into English from German in 1881. "Oxford English Dictionary" editor James Murray wrote that it was not included in the first edition because "Anti-Semite and its family were then probably very new in English use, and not thought likely to be more than passing nonce-words... Would that anti-Semitism had had no more than a fleeting interest!" The related term "philosemitism" was used by 1881.
Usage.
From the outset the term "anti-Semitism" bore special racial connotations and meant specifically prejudice against Jews. The term is confusing, for in modern usage 'Semitic' designates a language group, not a race. In this sense, the term is a misnomer, since there are many speakers of Semitic languages (e.g. Arabs, Ethiopians, and Arameans) who are not the objects of antisemitic prejudices, while there are many Jews who do not speak Hebrew, a Semitic language. Though 'antisemitism' could be construed as prejudice against people who speak other Semitic languages, this is not how the term is commonly used.
The term may be spelled with or without a hyphen (antisemitism or anti-Semitism). Many scholars and institutions favor the unhyphenated form. Shmuel Almog argued, "If you use the hyphenated form, you consider the words 'Semitism', 'Semite', 'Semitic' as meaningful ... [I]n antisemitic parlance, 'Semites' really stands for Jews, just that." Emil Fackenheim supported the unhyphenated spelling, in order to "[dispel] the notion that there is an entity 'Semitism' which 'anti-Semitism' opposes."
Others endorsing an unhyphenated term for the same reason include the International Holocaust Remembrance Alliance, historian Deborah Lipstadt, Padraic O'Hare, professor of Religious and Theological Studies and Director of the Center for the Study of Jewish-Christian-Muslim Relations at Merrimack College; and historians Yehuda Bauer and James Carroll. According to Carroll, who first cites O'Hare and Bauer on "the existence of something called 'Semitism, "the hyphenated word thus reflects the bipolarity that is at the heart of the problem of antisemitism".
The "Associated Press" and its accompanying "AP Stylebook" adopted the unhyphenated spelling in 2021. Style guides for other news organizations such as the "New York Times" and "Wall Street Journal" later adopted this spelling as well. It has also been adopted by many Holocaust museums, such as the United States Holocaust Memorial Museum and Yad Vashem.
Definition.
Though the general definition of antisemitism is hostility or prejudice against Jews, and, according to Olaf Blaschke, has become an "umbrella term for negative stereotypes about Jews", a number of authorities have developed more formal definitions.
Holocaust scholar and City University of New York professor Helen Fein defines it as "a persisting latent structure of hostile beliefs towards Jews as a collective manifested in individuals as attitudes, and in culture as myth, ideology, folklore and imagery, and in actions—social or legal discrimination, political mobilization against the Jews, and collective or state violence—which results in and/or is designed to distance, displace, or destroy Jews as Jews."
Elaborating on Fein's definition, Dietz Bering of the University of Cologne writes that, to antisemites, "Jews are not only partially but totally bad by nature, that is, their bad traits are incorrigible. Because of this bad nature: (1) Jews have to be seen not as individuals but as a collective. (2) Jews remain essentially alien in the surrounding societies. (3) Jews bring disaster on their 'host societies' or on the whole world, they are doing it secretly, therefore the anti-Semites feel obliged to unmask the conspiratorial, bad Jewish character."
For Sonja Weinberg, as distinct from economic and religious anti-Judaism, antisemitism in its modern form shows conceptual innovation, a resort to 'science' to defend itself, new functional forms, and organisational differences. It was anti-liberal, racialist and nationalist. It promoted the myth that Jews conspired to 'judaise' the world; it served to consolidate social identity; it channeled dissatisfactions among victims of the capitalist system; and it was used as a conservative cultural code to fight emancipation and liberalism.
Bernard Lewis defined antisemitism as a special case of prejudice, hatred, or persecution directed against people who are in some way different from the rest. According to Lewis, antisemitism is marked by two distinct features: Jews are judged according to a standard different from that applied to others, and they are accused of "cosmic evil." Thus, "it is perfectly possible to hate and even to persecute Jews without necessarily being anti-Semitic" unless this hatred or persecution displays one of the two features specific to antisemitism.
There have been a number of efforts by international and governmental bodies to define antisemitism formally. The United States Department of State states that "while there is no universally accepted definition, there is a generally clear understanding of what the term encompasses." For the purposes of its 2005 Report on Global Anti-Semitism, the term was considered to mean "hatred toward Jews—individually and as a group—that can be attributed to the Jewish religion and/or ethnicity."
In 2005, the European Monitoring Centre on Racism and Xenophobia (now the Fundamental Rights Agency), then an agency of the European Union, developed a more detailed working definition, which states: "Antisemitism is a certain perception of Jews, which may be expressed as hatred toward Jews. Rhetorical and physical manifestations of antisemitism are directed toward Jewish or non-Jewish individuals and/or their property, toward Jewish community institutions and religious facilities." It also adds that "such manifestations could also target the state of Israel, conceived as a Jewish collectivity," but that "criticism of Israel similar to that leveled against any other country cannot be regarded as antisemitic."
It provides contemporary examples of ways in which antisemitism may manifest itself, including promoting the harming of Jews in the name of an ideology or religion; promoting negative stereotypes of Jews; holding Jews collectively responsible for the actions of an individual Jewish person or group; denying the Holocaust or accusing Jews or Israel of exaggerating it; and accusing Jews of dual loyalty or a greater allegiance to Israel than their own country. It also lists ways in which attacking Israel could be antisemitic, and states that denying the Jewish people their right to self-determination, e.g. by claiming that the existence of a state of Israel is a racist endeavor, can be a manifestation of antisemitism—as can applying double standards by requiring of Israel a behavior not expected or demanded of any other democratic nation, or holding Jews collectively responsible for the actions of the State of Israel.
The definition has been adopted by the European Parliament Working Group on Antisemitism, in 2010 it was adopted by the United States Department of State, in 2014 it was adopted in the Operational Hate Crime Guidance of the UK College of Policing and was also adopted by the Campaign Against Antisemitism. In 2016, the definition was adopted by the International Holocaust Remembrance Alliance. The Working Definition of Antisemitism is among the most controversial documents related to opposition to antisemitism, and critics argue that it has been used to censor criticism of Israel.
Evolution of usage.
In 1879, Wilhelm Marr founded the "Antisemiten-Liga" (Anti-Semitic League). Identification with antisemitism and as an antisemite was politically advantageous in Europe during the late 19th century. For example, Karl Lueger, the popular mayor of fin de siècle Vienna, skillfully exploited antisemitism as a way of channeling public discontent to his political advantage. In its 1910 obituary of Lueger, "The New York Times" notes that Lueger was "Chairman of the Christian Social Union of the Parliament and of the Anti-Semitic Union of the Diet of Lower Austria. In 1895, A. C. Cuza organized the "Alliance Anti-semitique Universelle" in Bucharest. In the period before World War II, when animosity towards Jews was far more commonplace, it was not uncommon for a person, an organization, or a political party to self-identify as an antisemite or antisemitic.
The early Zionist pioneer Leon Pinsker, a professional physician, preferred the clinical-sounding term "Judeophobia" to antisemitism, which he regarded as a misnomer. The word "Judeophobia" first appeared in his pamphlet "Auto-Emancipation", published anonymously in German in September 1882, where it was described as an irrational fear or hatred of Jews. According to Pinsker, this irrational fear was an inherited predisposition.
In the aftermath of the Kristallnacht pogrom in 1938, German propaganda minister Goebbels announced: "The German people is anti-Semitic. It has no desire to have its rights restricted or to be provoked in the future by parasites of the Jewish race."
After 1945 victory of the Allies over Nazi Germany, and particularly after the full extent of the Nazi genocide against the Jews became known, the term "antisemitism" acquired pejorative connotations. This marked a full circle shift in usage, from an era just decades earlier when "Jew" was used as a pejorative term. Yehuda Bauer wrote in 1984: "There are no anti-Semites in the world ... Nobody says, 'I am anti-Semitic.' You cannot, after Hitler. The word has gone out of fashion."
Eternalism–contextualism debate.
The study of antisemitism has become politically controversial because of differing interpretations of the Holocaust and the Israeli–Palestinian conflict. There are two competing views of antisemitism, eternalism, and contextualism. The eternalist view sees antisemitism as separate from other forms of racism and prejudice and an exceptionalist, transhistorical force teleologically culminating in the Holocaust. Hannah Arendt criticized this approach, writing that it provoked "the uncomfortable question: 'Why the Jews of all people?' ... with the question begging reply: Eternal hostility." Zionist thinkers and antisemites draw different conclusions from what they perceive as the eternal hatred of Jews; according to antisemites, it proves the inferiority of Jews, while for Zionists it means that Jews need their own state as a refuge. Most Zionists do not believe that antisemitism can be combatted with education or other means.
The contextual approach treats antisemitism as a type of racism and focuses on the historical context in which hatred of Jews emerges. Some contextualists restrict the use of "antisemitism" to refer exclusively to the era of modern racism, treating anti-Judaism as a separate phenomenon. Historian David Engel has challenged the project to define antisemitism, arguing that it essentializes Jewish history as one of persecution and discrimination. Engel argues that the term "antisemitism" is not useful in historical analysis because it implies that there are links between anti-Jewish prejudices expressed in different contexts, without evidence of such a connection.
Manifestations.
Antisemitism manifests itself in a variety of ways. René König mentions social antisemitism, economic antisemitism, religious antisemitism, and political antisemitism as examples. König points out that these different forms demonstrate that the "origins of anti-Semitic prejudices are rooted in different historical periods." König asserts that differences in the chronology of different antisemitic prejudices and the irregular distribution of such prejudices over different segments of the population create "serious difficulties in the definition of the different kinds of anti-Semitism."
These difficulties may contribute to the existence of different taxonomies that have been developed to categorize the forms of antisemitism. The forms identified are substantially the same; it is primarily the number of forms and their definitions that differ. Bernard Lazare identifies three forms of antisemitism: Christian antisemitism, economic antisemitism, and ethnologic antisemitism. William Brustein names four categories: religious, racial, economic, and political. The Roman Catholic historian Edward Flannery distinguished four varieties of antisemitism:
Louis Harap separates "economic antisemitism" and merges "political" and "nationalistic" antisemitism into "ideological antisemitism". Harap also adds a category of "social antisemitism".
Cultural antisemitism.
Louis Harap defines cultural antisemitism as "that species of anti-Semitism that charges the Jews with corrupting a given culture and attempting to supplant or succeeding in supplanting the preferred culture with a uniform, crude, "Jewish" culture." Similarly, Eric Kandel characterizes cultural antisemitism as being based on the idea of "Jewishness" as a "religious or cultural tradition that is acquired through learning, through distinctive traditions and education." According to Kandel, this form of antisemitism views Jews as possessing "unattractive psychological and social characteristics that are acquired through acculturation." Niewyk and Nicosia characterize cultural antisemitism as focusing on and condemning "the Jews' aloofness from the societies in which they live."
An important feature of cultural antisemitism is that it considers the negative attributes of Judaism to be redeemable by education or by religious conversion.
Religious antisemitism.
Religious antisemitism, also known as anti-Judaism, is antipathy towards Jews because of their perceived religious beliefs. In theory, antisemitism and attacks against individual Jews would stop if Jews stopped practicing Judaism or changed their public faith, especially by conversion to the official or right religion. However, in some cases, discrimination continues after conversion, as in the case of "Marranos" (Christianized Jews in Spain and Portugal) in the late 15th century and 16th century, who were suspected of secretly practising Judaism or Jewish customs.
Although the origins of antisemitism are rooted in the Judeo-Christian conflict, other forms of antisemitism have developed in modern times. Frederick Schweitzer asserts that "most scholars ignore the Christian foundation on which the modern antisemitic edifice rests and invoke political antisemitism, cultural antisemitism, racism or racial antisemitism, economic antisemitism, and the like." William Nichols draws a distinction between religious antisemitism and modern antisemitism based on racial or ethnic grounds: "The dividing line was the possibility of effective conversion [...] a Jew ceased to be a Jew upon baptism." From the perspective of racial antisemitism, however, "the assimilated Jew was still a Jew, even after baptism.[...] From the Enlightenment onward, it is no longer possible to draw clear lines of distinction between religious and racial forms of hostility towards Jews[...] Once Jews have been emancipated and secular thinking makes its appearance, without leaving behind the old Christian hostility towards Jews, the new term antisemitism becomes almost unavoidable, even before explicitly racist doctrines appear."
Some Christians such as the Catholic priest Ernest Jouin, who published the first French translation of the "Protocols", combined religious and racial antisemitism, as in his statement that "From the triple viewpoint of race, of nationality, and of religion, the Jew has become the enemy of humanity." The virulent antisemitism of Édouard Drumont, one of the most widely read Catholic writers in France during the Dreyfus Affair, likewise combined religious and racial antisemitism. Drumont founded the Antisemitic League of France.
Economic antisemitism.
The underlying premise of economic antisemitism is that Jews perform harmful economic activities or that economic activities become harmful when they are performed by Jews.
Linking Jews and money underpins the most damaging and lasting antisemitic canards. Antisemites claim that Jews control the world finances, a theory promoted in the fraudulent Protocols of the Elders of Zion, and later repeated by Henry Ford and his Dearborn Independent. In the modern era, such myths continue to be spread in books such as "The Secret Relationship Between Blacks and Jews" published by the Nation of Islam, and on the internet.
Derek Penslar writes that there are two components to the financial canards:
Abraham Foxman describes six facets of the financial canards:
Gerald Krefetz summarizes the myth as "[Jews] control the banks, the money supply, the economy, and businesses—of the community, of the country, of the world". Krefetz gives, as illustrations, many slurs and proverbs (in several different languages) which suggest that Jews are stingy, or greedy, or miserly, or aggressive bargainers. During the nineteenth century, Jews were described as "scurrilous, stupid, and tight-fisted", but after the Jewish Emancipation and the rise of Jews to the middle- or upper-class in Europe were portrayed as "clever, devious, and manipulative financiers out to dominate [world finances]".
Léon Poliakov asserts that economic antisemitism is not a distinct form of antisemitism, but merely a manifestation of theologic antisemitism (because, without the theological causes of economic antisemitism, there would be no economic antisemitism). In opposition to this view, Derek Penslar contends that in the modern era, economic antisemitism is "distinct and nearly constant" but theological antisemitism is "often subdued".
An academic study by Francesco D'Acunto, Marcel Prokopczuk, and Michael Weber showed that people who live in areas of Germany that contain the most brutal history of antisemitic persecution are more likely to be distrustful of finance in general. Therefore, they tended to invest less money in the stock market and make poor financial decisions. The study concluded, "that the persecution of minorities reduces not only the long-term wealth of the persecuted but of the persecutors as well."
Racial antisemitism.
Racial antisemitism is prejudice against Jews as a racial/ethnic group, rather than Judaism as a religion.
Racial antisemitism is the idea that the Jews are a distinct and inferior race compared to their host nations. In the late 19th century and early 20th century, it gained mainstream acceptance as part of the eugenics movement, which categorized non-Europeans as inferior. It more specifically claimed that Northern Europeans, or "Aryans", were superior. Racial antisemites saw the Jews as part of a Semitic race and emphasized their non-European origins and culture. They saw Jews as beyond redemption even if they converted to the majority religion.
Racial antisemitism replaced the hatred of Judaism with the hatred of Jews as a group. In the context of the Industrial Revolution, following the Jewish Emancipation, Jews rapidly urbanized and experienced a period of greater social mobility. With the decreasing role of religion in public life tempering religious antisemitism, a combination of growing nationalism, the rise of eugenics, and resentment at the socio-economic success of the Jews led to the newer, and more virulent, racist antisemitism.
According to William Nichols, religious antisemitism may be distinguished from modern antisemitism based on racial or ethnic grounds. "The dividing line was the possibility of effective conversion... a Jew ceased to be a Jew upon baptism." However, with racial antisemitism, "Now the assimilated Jew was still a Jew, even after baptism... From the Enlightenment onward, it is no longer possible to draw clear lines of distinction between religious and racial forms of hostility towards Jews... Once Jews have been emancipated and secular thinking makes its appearance, without leaving behind the old Christian hostility towards Jews, the new term antisemitism becomes almost unavoidable, even before explicitly racist doctrines appear."
In the early 19th century, a number of laws enabling the emancipation of the Jews were enacted in Western European countries. The old laws restricting them to ghettos, as well as the many laws that limited their property rights, rights of worship and occupation, were rescinded. Despite this, traditional discrimination and hostility to Jews on religious grounds persisted and was supplemented by racial antisemitism, encouraged by the work of racial theorists such as Joseph Arthur de Gobineau and particularly his "Essay on the Inequality of the Human Race" of 1853–1855. Nationalist agendas based on ethnicity, known as ethnonationalism, usually excluded the Jews from the national community as an alien race. Allied to this were theories of Social Darwinism, which stressed a putative conflict between higher and lower races of human beings. Such theories, usually posited by northern Europeans, advocated the superiority of white Aryans to Semitic Jews.
Political antisemitism.
William Brustein defines political antisemitism as hostility toward Jews based on the belief that Jews seek national and/or world power. Yisrael Gutman characterizes political antisemitism as tending to "lay responsibility on the Jews for defeats and political economic crises" while seeking to "exploit opposition and resistance to Jewish influence as elements in political party platforms." Derek J. Penslar wrote, "Political antisemitism identified the Jews as responsible for all the anxiety-provoking social forces that characterized modernity."
According to Viktor Karády, political antisemitism became widespread after the legal emancipation of the Jews and sought to reverse some of the consequences of that emancipation.
Conspiracy theories.
Holocaust denial and Jewish conspiracy theories are also considered forms of antisemitism. Zoological conspiracy theories have been propagated by Arab media and Arabic language websites, alleging a "Zionist plot" behind the use of animals to attack civilians or to conduct espionage.
New antisemitism.
Starting in the 1990s, some scholars have advanced the concept of new antisemitism, coming simultaneously from the left, the right, and radical Islam, which tends to focus on opposition to the creation of a Jewish homeland in the State of Israel, and they argue that the language of anti-Zionism and criticism of Israel are used to attack Jews more broadly. In this view, the proponents of the new concept believe that criticisms of Israel and Zionism are often disproportionate in degree and unique in kind, and they attribute this to antisemitism.
Jewish scholar Gustavo Perednik posited in 2004 that anti-Zionism in itself represents a form of discrimination against Jews, in that it singles out Jewish national aspirations as an illegitimate and racist endeavor, and "proposes actions that would result in the death of millions of Jews". It is asserted that the new antisemitism deploys traditional antisemitic motifs, including older motifs such as the blood libel.
Critics of the concept view it as trivializing the meaning of antisemitism, and as exploiting antisemitism in order to silence debate and to deflect attention from legitimate criticism of the State of Israel, and, by associating anti-Zionism with antisemitism, misusing it to taint anyone opposed to Israeli actions and policies.
History.
Many authors see the roots of modern antisemitism in both pagan antiquity and early Christianity. Jerome Chanes identifies six stages in the historical development of antisemitism:
Chanes suggests that these six stages could be merged into three categories: "ancient antisemitism, which was primarily ethnic in nature; Christian antisemitism, which was religious; and the racial antisemitism of the nineteenth and twentieth centuries."
Ancient world.
The first clear examples of anti-Jewish sentiment can be traced to the 3rd century BCE to Alexandria, the home to the largest Jewish diaspora community in the world at the time and where the Septuagint, a Greek translation of the Hebrew Bible, was produced. Manetho, an Egyptian priest and historian of that era, wrote scathingly of the Jews. His themes are repeated in the works of Chaeremon, Lysimachus, Poseidonius, Apollonius Molon, and in Apion and Tacitus. Agatharchides of Cnidus ridiculed the practices of the Jews and the "absurdity of their Law", making a mocking reference to how Ptolemy Lagus was able to invade Jerusalem in 320 BCE because its inhabitants were observing the "Shabbat". One of the earliest anti-Jewish edicts, promulgated by Antiochus IV Epiphanes in about 170–167 BCE, sparked a revolt of the Maccabees in Judea.
In view of Manetho's anti-Jewish writings, antisemitism may have originated in Egypt and been spread by "the Greek retelling of Ancient Egyptian prejudices". The ancient Jewish philosopher Philo of Alexandria describes an attack on Jews in Alexandria in 38 CE in which thousands of Jews died. The violence in Alexandria may have been caused by the Jews being portrayed as misanthropes. Tcherikover argues that the reason for hatred of Jews in the Hellenistic period was their separateness in the Greek cities, the "poleis". Bohak has argued, however, that early animosity against the Jews cannot be regarded as being anti-Judaic or antisemitic unless it arose from attitudes that were held against the Jews alone, and that many Greeks showed animosity toward any group they regarded as barbarians.
Statements exhibiting prejudice against Jews and their religion can be found in the works of many pagan Greek and Roman writers. Edward Flannery writes that it was the Jews' refusal to accept Greek religious and social standards that marked them out. Hecataetus of Abdera, a Greek historian of the early third century BCE, wrote that Moses "in remembrance of the exile of his people, instituted for them a misanthropic and inhospitable way of life." Manetho, an Egyptian historian, wrote that the Jews were expelled Egyptian lepers who had been taught by Moses "not to adore the gods." Edward Flannery describes antisemitism in ancient times as essentially "cultural, taking the shape of a national xenophobia played out in political settings."
There are examples of Hellenistic rulers desecrating the Temple and banning Jewish religious practices, such as circumcision, Shabbat observance, the study of Jewish religious books, etc. Examples may also be found in anti-Jewish riots in Alexandria in the 3rd century BCE.
The Jewish diaspora on the Nile island Elephantine, which was founded by mercenaries, experienced the destruction of its temple in 410 BCE.
Relationships between the Jewish people and the occupying Roman Empire were at times antagonistic and resulted in several rebellions. According to Suetonius, the emperor Tiberius expelled from Rome Jews who had gone to live there. The 18th-century English historian Edward Gibbon identified a more tolerant period in Roman-Jewish relations beginning in about 160 CE. However, when Christianity became the state religion of the Roman Empire, the state's attitude towards the Jews gradually worsened.
James Carroll asserted: "Jews accounted for 10% of the total population of the Roman Empire. By that ratio, if other factors such as pogroms and conversions had not intervened, there would be 200 million Jews in the world today, instead of something like 13 million."
Persecutions during the Middle Ages.
In the late 6th century CE, the newly Catholicised Visigothic kingdom in Hispania issued a series of anti-Jewish edicts which forbade Jews from marrying Christians, practicing circumcision, and observing Jewish holy days. Continuing throughout the 7th century, both Visigothic kings and the Church were active in creating social aggression and towards Jews with "civic and ecclesiastic punishments", ranging between forced conversion, slavery, exile and death.
From the 9th century, the medieval Islamic world classified Jews and Christians as "dhimmis", and allowed Jews to practice their religion more freely than they could do in medieval Christian Europe. Under Islamic rule, there was a Golden age of Jewish culture in Spain that lasted until at least the 11th century. It ended when several Muslim pogroms against Jews took place on the Iberian Peninsula, including those that occurred in Córdoba in 1011 and in Granada in 1066. Several decrees ordering the destruction of synagogues were also enacted in Egypt, Syria, Iraq and Yemen from the 11th century. In addition, Jews were forced to convert to Islam or face death in some parts of Yemen, Morocco and Baghdad several times between the 12th and 18th centuries.
The Almohads, who had taken control of the Almoravids' Maghribi and Andalusian territories by 1147, were far more fundamentalist in outlook compared to their predecessors, and they treated the "dhimmis" harshly. Faced with the choice of either death or conversion, many Jews and Christians emigrated. Some, such as the family of Maimonides, fled east to more tolerant Muslim lands, while some others went northward to settle in the growing Christian kingdoms.
In medieval Europe, Jews were persecuted with blood libels, expulsions, forced conversions and massacres. These persecutions were often justified on religious grounds and reached a first peak during the Crusades. In 1096, hundreds or thousands of Jews were killed during the First Crusade. This was the first major outbreak of anti-Jewish violence in Christian Europe outside Spain and was cited by Zionists in the 19th century as indicating the need for a state of Israel.
In 1147, there were several massacres of Jews during the Second Crusade. The Shepherds' Crusades of 1251 and 1320 both involved attacks, as did the Rintfleisch massacres in 1298. Expulsions followed, such as the 1290 banishment of Jews from England, the expulsion of 100,000 Jews from France in 1394, and the 1421 expulsion of thousands of Jews from Austria. Many of the expelled Jews fled to Poland.
In medieval and Renaissance Europe, a major contributor to the deepening of antisemitic sentiment and legal action among the Christian populations was the popular preaching of the zealous reform religious orders, the Franciscans (especially Bernardino of Feltre) and Dominicans (especially Vincent Ferrer), who combed Europe and promoted antisemitism through their often fiery, emotional appeals.
As the Black Death epidemics devastated Europe in the mid-14th century, causing the death of a large part of the population, Jews were used as scapegoats. Rumors spread that they caused the disease by deliberately poisoning wells. Hundreds of Jewish communities were destroyed in numerous persecutions. Although Pope Clement VI tried to protect them by issuing two papal bulls in 1348, the first on 6 July and an additional one several months later, 900 Jews were burned alive in Strasbourg, where the plague had not yet affected the city.
Reformation.
Martin Luther, an ecclesiastical reformer whose teachings inspired the Reformation, wrote antagonistically about Jews in his pamphlet "On the Jews and their Lies", written in 1543. He portrays the Jews in extremely harsh terms, excoriates them and provides detailed recommendations for a pogrom against them, calling for their permanent oppression and expulsion. At one point he writes: "...we are at fault in not slaying them...", a passage that, according to historian Paul Johnson, "may be termed the first work of modern antisemitism, and a giant step forward on the road to the Holocaust."
17th century.
During the mid-to-late 17th century the Polish–Lithuanian Commonwealth was devastated by several conflicts, in which the Commonwealth lost over a third of its population (over 3 million people), and Jewish losses were counted in the hundreds of thousands. The first of these conflicts was the Khmelnytsky Uprising, when Bohdan Khmelnytsky's supporters massacred tens of thousands of Jews in the eastern and southern areas he controlled (today's Ukraine). The precise number of dead may never be known, but the decrease of the Jewish population during that period is estimated at 100,000 to 200,000, which also includes emigration, deaths from diseases, and captivity in the Ottoman Empire, called "jasyr".
European immigrants to the United States brought antisemitism to the country as early as the 17th century. Peter Stuyvesant, the Dutch governor of New Amsterdam, implemented plans to prevent Jews from settling in the city. During the Colonial Era, the American government limited the political and economic rights of Jews. It was not until the American Revolutionary War that Jews gained legal rights, including the right to vote. However, even at their peak, the restrictions on Jews in the United States were never as stringent as they had been in Europe.
In the Zaydi imamate of Yemen, Jews were also singled out for discrimination in the 17th century, which culminated in the general expulsion of all Jews from places in Yemen to the arid coastal plain of Tihamah and which became known as the Mawza Exile.
Enlightenment.
In 1744, Archduchess of Austria Maria Theresa ordered Jews out of Bohemia but soon reversed her position, on the condition that Jews pay for their readmission every ten years. This extortion was known among the Jews as "malke-geld" ("queen's money" in Yiddish). In 1752, she introduced the law limiting each Jewish family to one son.
In 1782, Joseph II abolished most of these persecution practices in his "Toleranzpatent", on the condition that Yiddish and Hebrew were eliminated from public records and that judicial autonomy was annulled. Moses Mendelssohn wrote that "Such a tolerance... is even more dangerous play in tolerance than open persecution."
Voltaire.
According to Arnold Ages, Voltaire's "Lettres philosophiques, Dictionnaire philosophique, and Candide, to name but a few of his better known works, are saturated with comments on Jews and Judaism and the vast majority are negative". Paul H. Meyer adds: "There is no question but that Voltaire, particularly in his latter years, nursed a violent hatred of the Jews and it is equally certain that his animosity...did have a considerable impact on public opinion in France." Thirty of the 118 articles in Voltaire's "Dictionnaire Philosophique" concerned Jews and described them in consistently negative ways.
Louis de Bonald and the Catholic Counter-Revolution.
The counter-revolutionary Catholic royalist Louis de Bonald stands out among the earliest figures to explicitly call for the reversal of Jewish emancipation in the wake of the French Revolution. Bonald's attacks on the Jews are likely to have influenced Napoleon's decision to limit the civil rights of Alsatian Jews. Bonald's article "Sur les juifs" (1806) was one of the most venomous screeds of its era and furnished a paradigm which combined anti-liberalism, a defense of a rural society, traditional Christian antisemitism, and the identification of Jews with bankers and finance capital, which would in turn influence many subsequent right-wing reactionaries such as Roger Gougenot des Mousseaux, Charles Maurras, and Édouard Drumont, nationalists such as Maurice Barrès and Paolo Orano, and antisemitic socialists such as Alphonse Toussenel. Bonald furthermore declared that the Jews were an "alien" people, a "state within a state", and should be forced to wear a distinctive mark to more easily identify and discriminate against them.
Under the French Second Empire, the popular counter-revolutionary Catholic journalist Louis Veuillot propagated Bonald's arguments against the Jewish "financial aristocracy" along with vicious attacks against the Talmud and the Jews as a "deicidal people" driven by hatred to "enslave" Christians. Between 1882 and 1886 alone, French priests published twenty antisemitic books blaming France's ills on the Jews and urging the government to consign them back to the ghettos, expel them, or hang them from the gallows. Gougenot des Mousseaux's "Le Juif, le judaïsme et la judaïsation des peuples chrétiens" (1869) has been called a "Bible of modern antisemitism" and was translated into German by Nazi ideologue Alfred Rosenberg.
Imperial Russia.
Thousands of Jews were slaughtered by Cossack Haidamaks in the 1768 massacre of Uman in the Kingdom of Poland. In 1772, the empress of Russia Catherine II forced the Jews into the Pale of Settlement – which was located primarily in present-day Poland, Ukraine, and Belarus – and to stay in their shtetls and forbade them from returning to the towns that they occupied before the partition of Poland. From 1804, Jews were banned from their villages and began to stream into the towns. A decree by emperor Nicholas I of Russia in 1827 conscripted Jews under 18 years of age into the cantonist schools for a 25-year military service in order to promote baptism.
Policy towards Jews was liberalised somewhat under Czar Alexander II (). However, his assassination in 1881 served as a pretext for further repression such as the May Laws of 1882. Konstantin Pobedonostsev, nicknamed the "black czar" and tutor to the czarevitch, later crowned Czar Nicholas II, declared that "One-third of the Jews must die, one-third must emigrate, and one third be converted to Christianity".
Islamic antisemitism in the 19th century.
Historian Martin Gilbert writes that it was in the 19th century that the position of Jews worsened in Muslim countries. Benny Morris writes that one symbol of Jewish degradation was the phenomenon of stone-throwing at Jews by Muslim children. Morris quotes a 19th-century traveler: "I have seen a little fellow of six years old, with a troop of fat toddlers of only three and four, teaching [them] to throw stones at a Jew, and one little urchin would, with the greatest coolness, waddle up to the man and literally spit upon his Jewish gaberdine. To all this the Jew is obliged to submit; it would be more than his life was worth to offer to strike a Mahommedan."
In the middle of the 19th century, J. J. Benjamin wrote about the life of Persian Jews, describing conditions and beliefs that went back to the 16th century: "…they are obliged to live in a separate part of town… Under the pretext of their being unclean, they are treated with the greatest severity and should they enter a street, inhabited by Mussulmans, they are pelted by the boys and mobs with stones and dirt…."
In Jerusalem at least, conditions for some Jews improved. Moses Montefiore, on his seventh visit in 1875, noted that fine new buildings had sprung up and, "surely we're approaching the time to witness God's hallowed promise unto Zion." Muslim and Christian Arabs participated in Purim and Passover; Arabs called the Sephardis 'Jews, sons of Arabs'; the Ulema and the Rabbis offered joint prayers for rain in time of drought.
At the time of the Dreyfus trial in France, "Muslim comments usually favoured the persecuted Jew against his Christian persecutors".
Secular or racial antisemitism.
In 1850, the German composer Richard Wagner – who has been called "the inventor of modern antisemitism" – published "Das Judenthum in der Musik" (roughly "Jewishness in Music") under a pseudonym in the "Neue Zeitschrift für Musik". The essay began as an attack on Jewish composers, particularly Wagner's contemporaries, and rivals, Felix Mendelssohn and Giacomo Meyerbeer, but expanded to accuse Jews of being a harmful and alien element in German culture, who corrupted morals and were, in fact, parasites incapable of creating truly "German" art. The crux was the manipulation and control by the Jews of the money economy:
Although originally published anonymously, when the essay was republished 19 years later, in 1869, the concept of the corrupting Jew had become so widely held that Wagner's name was affixed to it.
Antisemitism can also be found in many of the Grimms' Fairy Tales by Jacob and Wilhelm Grimm, published from 1812 to 1857. It is mainly characterized by Jews being the villain of a story, such as in "The Good Bargain" ("Der gute Handel") and "The Jew Among Thorns" ("Der Jude im Dorn").
The middle 19th century saw continued official harassment of the Jews, especially in Eastern Europe under Czarist influence. For example, in 1846, 80 Jews approached the governor in Warsaw to retain the right to wear their traditional dress but were immediately rebuffed by having their hair and beards forcefully cut, at their own expense.
Even such influential figures as Walt Whitman tolerated bigotry toward the Jews in America. During his time as editor of the Brooklyn Eagle (1846–1848), the newspaper published historical sketches casting Jews in a bad light.
The Dreyfus Affair was an infamous antisemitic event of the late 19th century and early 20th century. Alfred Dreyfus, a Jewish artillery captain in the French Army, was accused in 1894 of passing secrets to the Germans. As a result of these charges, Dreyfus was convicted and sentenced to life imprisonment on Devil's Island. The actual spy, Marie Charles Esterhazy, was acquitted. The event caused great uproar among the French, with the public choosing sides on the issue of whether Dreyfus was actually guilty or not. Émile Zola accused the army of corrupting the French justice system. However, general consensus held that Dreyfus was guilty: 80% of the press in France condemned him. This attitude among the majority of the French population reveals the underlying antisemitism of the time period.
Adolf Stoecker (1835–1909), the Lutheran court chaplain to Kaiser Wilhelm I, founded in 1878 an antisemitic, anti-liberal political party called the Christian Social Party. This party always remained small, and its support dwindled after Stoecker's death, with most of its members eventually joining larger conservative groups such as the German National People's Party.
Some scholars view Karl Marx's essay "On The Jewish Question" as antisemitic, and argue that he often used antisemitic epithets in his published and private writings. These scholars argue that Marx equated Judaism with capitalism in his essay, helping to spread that idea. Some further argue that the essay influenced National Socialist, as well as Soviet and Arab antisemites. Marx himself had Jewish ancestry, and Albert Lindemann and Hyam Maccoby have suggested that he was embarrassed by it.
Others argue that Marx consistently supported Prussian Jewish communities' struggles to achieve equal political rights. These scholars argue that "On the Jewish Question" is a critique of Bruno Bauer's arguments that Jews must convert to Christianity before being emancipated, and is more generally a critique of liberal rights discourses and capitalism. Iain Hamphsher-Monk wrote that "This work [On The Jewish Question] has been cited as evidence for Marx's supposed anti-semitism, but only the most superficial reading of it could sustain such an interpretation."
David McLellan and Francis Wheen argue that readers should interpret "On the Jewish Question" in the deeper context of Marx's debates with Bruno Bauer, author of "The Jewish Question", about Jewish emancipation in Germany. Wheen says that "Those critics, who see this as a foretaste of 'Mein Kampf', overlook one, essential point: in spite of the clumsy phraseology and crude stereotyping, the essay was actually written as a defense of the Jews. It was a retort to Bruno Bauer, who had argued that Jews should not be granted full civic rights and freedoms unless they were baptised as Christians". According to McLellan, Marx used the word "Judentum" colloquially, as meaning "commerce", arguing that Germans must be emancipated from the capitalist mode of production not Judaism or Jews in particular. McLellan concludes that readers should interpret the essay's second half as "an extended pun at Bauer's expense".
20th century.
Between 1900 and 1924, approximately 1.75 million Jews migrated to America, the bulk from Eastern Europe escaping the pogroms. Before 1900 American Jews had always amounted to less than 1% of America's total population, but by 1930 Jews formed about 3.5%. This increase, combined with the upward social mobility of some Jews, contributed to a resurgence of antisemitism. In the first half of the 20th century, in the US, Jews were discriminated against in employment, access to residential and resort areas, membership in clubs and organizations, and in tightened quotas on Jewish enrolment and teaching positions in colleges and universities. The lynching of Leo Frank by a mob of prominent citizens in Marietta, Georgia, in 1915 turned the spotlight on antisemitism in the United States. The case was also used to build support for the renewal of the Ku Klux Klan which had been inactive since 1870.
At the beginning of the 20th century, the Beilis Trial in Russia represented modern incidents of blood-libels in Europe. During the Russian Civil War, close to 50,000 Jews were killed in pogroms.
Antisemitism in America reached its peak during the interwar period. The pioneer automobile manufacturer Henry Ford propagated antisemitic ideas in his newspaper "The Dearborn Independent" (published by Ford from 1919 to 1927). The radio speeches of Father Coughlin in the late 1930s attacked Franklin D. Roosevelt's New Deal and promoted the notion of a Jewish financial conspiracy. Some prominent politicians shared such views: Louis T. McFadden, Chairman of the United States House Committee on Banking and Currency, blamed Jews for Roosevelt's decision to abandon the gold standard, and claimed that "in the United States today, the Gentiles have the slips of paper while the Jews have the lawful money".
In Germany, shortly after Adolf Hitler and the Nazi Party came to power in 1933, the government instituted repressive legislation which denied Jews basic civil rights.
In September 1935, the Nuremberg Laws prohibited sexual relations and marriages between "Aryans" and Jews as "Rassenschande" ("race disgrace") and stripped all German Jews, even quarter- and half-Jews, of their citizenship (their official title became "subjects of the state"). It instituted a pogrom on the night of 9–10 November 1938, dubbed "Kristallnacht", in which Jews were killed, their property destroyed and their synagogues torched. Antisemitic laws, agitation and propaganda were extended to German-occupied Europe in the wake of conquest, often building on local antisemitic traditions.
In 1940, the famous aviator Charles Lindbergh and many prominent Americans led the America First Committee in opposing any involvement in a European war. Lindbergh alleged that Jews were pushing America to go to war against Germany. Lindbergh adamantly denied being antisemitic, and yet he refers numerous times in his private writings – his letters and diary – to Jewish control of the media being used to pressure the U.S. to get involved in the European war. In one diary entry in November 1938, he responded to "Kristallnacht" by writing "I do not understand these riots on the part of the Germans. ... They have undoubtedly had a difficult Jewish problem, but why is it necessary to handle it so unreasonably?", acknowledgement on Lindbergh's part that he agreed with the Nazis that Germany had a "Jewish problem". An article by Jonathan Marwil in "Antisemitism, A Historical Encyclopedia of Prejudice and Persecution" claims that "no one who ever knew Lindbergh thought him antisemitic" and that claims of his antisemitism were solely tied to the remarks he made in that one speech.
In the east the Third Reich forced Jews into ghettos in Warsaw, in Kraków, in Lvov, in Lublin and in Radom.
After the beginning of the war between Nazi Germany and the Soviet Union in 1941, a campaign of mass murder, conducted by the Einsatzgruppen, culminated from 1942 to 1945 in systematic genocide: the Holocaust. Eleven million Jews were targeted for extermination by the Nazis, and some six million were eventually killed.
Contemporary antisemitism.
Post-WWII antisemitism.
There have continued to be antisemitic incidents since WWII, some of which had been state-sponsored. In the Soviet Union, antisemitism has been used as an instrument for settling personal conflicts starting with the conflict between Joseph Stalin and Leon Trotsky and continuing through numerous conspiracy theories spread by official propaganda. Antisemitism in the USSR reached new heights after 1948 during the campaign against the "rootless cosmopolitan" (euphemism for "Jew") in which numerous Yiddish-language poets, writers, painters, and sculptors were killed or arrested. This culminated in the so-called Doctors' Plot in 1952.
Similar antisemitic propaganda in Poland resulted in the flight of Polish Jewish survivors from the country. After the war, the Kielce pogrom and the "March 1968 events" in communist Poland represented further incidents of antisemitism in Europe. The anti-Jewish violence in postwar Poland had a common theme of blood libel rumours.
21st-century European antisemitism.
Physical assaults against Jews in Europe have included beatings, stabbings, and other violence, which increased markedly, sometimes resulting in serious injury and death. A 2015 report by the US State Department on religious freedom declared that "European anti-Israel sentiment crossed the line into anti-Semitism."
This rise in antisemitic attacks is associated with both Muslim antisemitism and the rise of far-right political parties as a result of the economic crisis of 2008. This rise in the support for far-right ideas in western and eastern Europe has resulted in the increase of antisemitic acts, mostly attacks on Jewish memorials, synagogues and cemeteries but also a number of physical attacks against Jews.
In Eastern Europe the dissolution of the Soviet Union and the instability of the new states brought the rise of nationalist movements and the accusation against Jews for the economic crisis, taking over the local economy and bribing the government, along with traditional and religious motives for antisemitism such as blood libels. Writing on the rhetoric surrounding the 2022 Russian invasion of Ukraine, Jason Stanley relates these perceptions to broader historical narratives: "the dominant version of antisemitism alive in parts of eastern Europe today is that Jews employ the Holocaust to seize the victimhood narrative from the 'real' victims of the Nazis, who are Russian Christians (or other non-Jewish eastern Europeans)". He calls out the "myths of contemporary eastern European antisemitism – that a global cabal of Jews were (and are) the real agents of violence against Russian Christians and the real victims of the Nazis were not the Jews, but rather this group."
Most of the antisemitic incidents in Eastern Europe are against Jewish cemeteries and buildings (community centers and synagogues). Nevertheless, there were several violent attacks against Jews in Moscow in 2006 when a neo-Nazi stabbed 9 people at the Bolshaya Bronnaya Synagogue, the failed bomb attack on the same synagogue in 1999, the threats against Jewish pilgrims in Uman, Ukraine and the attack against a menorah by extremist Christian organization in Moldova in 2009.
According to Paul Johnson, antisemitic policies are a sign of a state which is poorly governed. While no European state currently has such policies, the Economist Intelligence Unit notes the rise in political uncertainty, notably populism and nationalism, as something that is particularly alarming for Jews.
21st-century Arab antisemitism.
Robert Bernstein, founder of Human Rights Watch, says that antisemitism is "deeply ingrained and institutionalized" in "Arab nations in modern times".
In a 2011 survey by the Pew Research Center, all of the Muslim-majority Middle Eastern countries polled held significantly negative opinions of Jews. In the questionnaire, only 2% of Egyptians, 3% of Lebanese Muslims, and 2% of Jordanians reported having a positive view of Jews. Muslim-majority countries outside the Middle East similarly held markedly negative views of Jews, with 4% of Turks and 9% of Indonesians viewing Jews favorably.
According to a 2011 exhibition at the United States Holocaust Memorial Museum in Washington, United States, some of the dialogue from Middle East media and commentators about Jews bear a striking resemblance to Nazi propaganda. According to Josef Joffe of "Newsweek", "anti-Semitism—the real stuff, not just bad-mouthing particular Israeli policies—is as much part of Arab life today as the hijab or the hookah. Whereas this darkest of creeds is no longer tolerated in polite society in the West, in the Arab world, Jew hatred remains culturally endemic."
Muslim clerics in the Middle East have frequently referred to Jews as descendants of apes and pigs, which are conventional epithets for Jews and Christians.
According to professor Robert Wistrich, director of the Vidal Sassoon International Center for the Study of Antisemitism (SICSA), the calls for the destruction of Israel by Iran or by Hamas, Hezbollah, Islamic Jihad, or the Muslim Brotherhood, represent a contemporary mode of genocidal antisemitism.
Black Hebrew Israelite antisemitism.
In 2022, the American Jewish Committee stated that the Black Hebrew Israelite claim that "we are the real Jews" is a "troubling anti-Semitic trope with dangerous potential". Black Hebrew Israelite followers have sought out and attacked Jewish people in the United States on more than one occasion. Between 2019 and 2022, individuals motivated by Black Hebrew Israelitism committed five religiously motivated murders.
Black Hebrew Israelites believe that Jewish people are "imposters", who have "stolen" Black Americans' true racial and religious identity. Black Hebrew Israelites promote the Khazar theory about Ashkenazi Jewish origins. In 2019, 4% of African-Americans self-identified as being Black Hebrew Israelites.
Causes.
Antisemitism has been explained in terms of racism, xenophobia, projected guilt, displaced aggression, and the search for a scapegoat. Some explanations assign partial blame to the perception of Jewish people as unsociable. Such a perception may have arisen by many Jews having strictly kept to their own communities, with their own practices and laws.
It has also been suggested that parts of antisemitism arose from a perception of Jewish people as greedy (as often used in stereotypes of Jews), and this perception has probably evolved in Europe during medieval times where a large portion of money lending was operated by Jews. Factors contributing to this situation included that Jews were restricted from other professions, while the Christian Church declared for their followers that money lending constituted immoral "usury".
Prevention through education.
Education plays an important role in addressing and overcoming prejudice and countering social discrimination. However, education is not only about challenging the conditions of intolerance and ignorance in which antisemitism manifests itself; it is also about building a sense of global citizenship and solidarity, respect for, and enjoyment of diversity and the ability to live peacefully together as active, democratic citizens. Education equips learners with the knowledge to identify antisemitism and biased or prejudiced messages and raises awareness about the forms, manifestations, and impact of antisemitism faced by Jews and Jewish communities.
Geographical variation.
A March 2008 report by the U.S. State Department found that there was an increase in antisemitism across the world, and that both old and new expressions of antisemitism persist. A 2012 report by the U.S. Bureau of Democracy, Human Rights and Labor also noted a continued global increase in antisemitism, and found that Holocaust denial and opposition to Israeli policy at times was used to promote or justify blatant antisemitism. In 2014, the Anti-Defamation League conducted a study titled "Global 100: An Index of Anti-Semitism", which also reported high antisemitism figures around the world and, among other findings, that as many as "27% of people who have never met a Jew nevertheless harbor strong prejudices against him".
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1081 | Economy of Azerbaijan | The economy of Azerbaijan has completed its post-Soviet transition into a major oil-based economy (with the completion of the Baku-Tbilisi-Ceyhan Pipeline), from one where the state played the major role. The transition to oil production led to remarkable growth figures as projects came online; reaching 26.4% in 2005 (second highest GDP growth in the world in 2005 only to Equatorial Guinea) and 34.6% in 2006 (world highest) before subsiding to 10.8% and 9.3% in 2008 and 2009 respectively. The real GDP growth rate for 2011 was expected at 3.7% but had dropped to 0.1%.
Large oil reserves are a major contributor to Azerbaijan's economy. The national currency, the Azerbaijani manat, was stable in 2000, depreciating 3.8% against the dollar. The budget deficit equaled 1.3% of GDP in 2000.
Progress on economic reform has generally lagged behind macroeconomic stabilization. The government has undertaken regulatory reforms in some areas, including the substantial opening of trade policy, but inefficient public administration in which commercial and regulatory interests are commingled limit the impact of these reforms. The government has largely completed privatization of agricultural lands and small and medium-sized enterprises. In August 2000, the government launched a second-stage privatization program, in which many large state enterprises will be privatized. Since 2001, the economic activity in the country is regulated by the Ministry of Economy of Azerbaijan Republic.
Economic history of Azerbaijan.
Modern era.
Throughout the Soviet period, Azerbaijan had always been more developed industrially than Armenia and Georgia, two neighboring Transcaucasia countries but also less diversified, as a result of slow investment in the non-oil sector. In this context, Azerbaijan had relevance in the Soviet economy. Also, in the Soviet Era, Azerbaijan was known for its production of cotton, grain, and fruits. With a history of industrial development of more than 100 years, Azerbaijan proved to be a leading nation in the Southern Caucasus throughout the turmoil of the Soviet Union collapse in the early 1990s until nowadays.
Republic era.
Oil remains the most prominent product of Azerbaijan's economy with cotton, natural gas and agriculture products contributing to its economic growth over the last five years. More than $60 billion was invested into Azerbaijan's oil by major international oil companies in AIOC consortium operated by BP. Oil production under the first of these PSAs, with the Azerbaijan International Operating Company, began in November 1997 and now is about 500,000 barrels per day. People visit petroleum spas (or "oil spas") to bathe in the local crude in Naftalan. A leading caviar producer and exporter in the past, Azerbaijan's fishing industry today is concentrated on the dwindling stocks of sturgeon and beluga in the Caspian Sea.
Azerbaijan shares all the problems of the former Soviet republics in making the transition from a command to a market economy, but its energy resources brighten its long-term prospects. Azerbaijan has begun making progress on economic reform, and old economic ties and structures are slowly being replaced. An obstacle to economic progress, including stepped up foreign investment, is the continuing conflict with Armenia over the Nagorno-Karabakh region.
In 1992, Azerbaijan became member of the Economic Cooperation Organization. In 2002, the Azerbaijani merchant marine had 54 ships. In March 2001, Azerbaijan concluded a natural gas agreement with Turkey, providing a future export market for Azerbaijan.
Azerbaijan has concluded 21 production-sharing agreements with various oil companies. An export pipeline that transports Caspian oil to the Mediterranean from Baku through Tbilisi, Georgia to Ceyhan, Turkey (the Baku-Tbilisi-Ceyhan Pipeline) became operational in 2006. The pipeline is expected to generate as much as $160 billion in revenues for the country over the next 30 years. The recent high price of oil is highly beneficial to Azerbaijan's economy as the nation is in the midst of an oil boom. Eastern Caspian producers in Kazakhstan also have expressed interest in accessing this pipeline to transport a portion of their production.
In 2010, Azerbaijan entered into the top eight biggest oil suppliers to EU countries with €9.46 billion. In 2011, the amount of foreign investments in Azerbaijan was $20 billion, a 61% increase from 2010. According to Minister of Economic Development of Azerbaijan, Shahin Mustafayev, in 2011, "$15.7 billion was invested in the non-oil sector, while the restin the oil sector".
In 2012, because of its economic performance after the Soviet breakup, Azerbaijan was predicted to become "Tiger of Caucasus". In 2012, Globalization and World Cities Research Network study ranked Baku as a Gamma-level global city.
In 2015, Turkey and Azerbaijan agreed to boost mutual trade to US$15 billion by 2023.
Macro-economic trend.
The following is a chart of trend of gross domestic product of Azerbaijan at market prices with figures in USD.
For purchasing power parity comparisons, the US dollar was exchanged at 1,565.88 Manats only. Currently, the new Manat is in use, with an exchange rate of about 1 manat = $1.10. Mean graduate pay was $5.76 per man-hour in 2010.
The following table shows the main economic indicators in 1980–2017.
Source: IMF
For more than a century the backbone of the Azerbaijani economy has been petroleum, which represented 50 percent of Azerbaijan's GDP in 2005, and is projected to double to almost 125 percent of GDP in 2007. Now that Western oil companies are able to tap deepwater oilfields untouched by the Soviets because of poor technology, Azerbaijan is considered one of the most important areas in the world for oil exploration and development. Proven oil reserves in the Caspian Basin, which Azerbaijan shares with Russia, Kazakhstan, Iran, and Turkmenistan, are comparable in size to the North Sea, although exploration is still in the early stages.
Sectors of the economy.
Agriculture.
Azerbaijan has the largest agricultural basin in the region. About 54.9 percent of Azerbaijan is agricultural lands. At the beginning of 2007 there were of utilized agricultural area. In the same year the total wood resources counted . Azerbaijan's agricultural scientific research institutes are focused on meadows and pastures, horticulture and subtropical crops, leaf vegetables, viticulture and wine-making, cotton growing and medicinal plants. In some lands it is profitable to grow grain, potatoes, sugar beets, cotton and tobacco. Livestock, dairy products, and wine and spirits are also important farm products. The Caspian fishing industry is concentrated on the dwindling stocks of sturgeon and beluga.
Some portions of most products that were previously imported from abroad have begun to be produced locally (among them are Coca-Cola by Coca-Cola Bottlers LTD, beer by Baki-Kastel, parquet by Nehir and oil pipes by EUPEC Pipe Coating Azerbaijan).
A new program which is prepared by the European Union is aimed to support the economic diversification of Azerbaijan. Program is considered for southern region Lankaran which has the lowest economic indicator and the lowest income per capita, as well as, the lowest level of investment, but at the same time, high potential for the production of garden products in high quality. The program will be focused on the development of the region at the local and international levels.
Azerbaijan produced in 2018:
In addition to smaller productions of other agricultural products, like melon (94 thousand tons), pear (52 thousand tons) and apricot (28 thousand tons).
Manufacturing.
In 2007, mining and hydrocarbon industries accounted for well over 95 percent of the Azerbaijani economy. Diversification of the economy into manufacturing industries remains a long-term issue.
As of late 2000s, the defense industry of Azerbaijan has emerged as an autonomous entity with a growing defense production capability. The ministry is cooperating with the defense sectors of Ukraine, Belarus and Pakistan. Along with other contracts, Azerbaijani defence industries and Turkish companies, Azerbaijan will produce 40 mm revolver grenade launchers, 107 mm and 122 mm MLRS systems, Cobra 4×4 vehicles and joint modernization of BTR vehicles in Baku.
Services.
In 2023, there were 1,708 registered companies in the Services sector.
Financial and business services.
The GDP growth rates observed in Azerbaijan during the last years made the country one of the fastest growing economies in the world. But the banking sector of Azerbaijan has yet to tap the vast growth potential that should be achievable due to the continuation of the high economic growth. For this reason the banking sector remains small in relation to the size of the Azerbaijani economy. Since 2002, important stages of restructuring of the banking system have started to be carried out. Taking into consideration the entry of big oil revenues in the country, as a logical result of successful oil strategy, and in this base, as the banks were ready to an effective transfer of their financial resources to the strategic goals, development strategy was made for 2002–2005.
By 1 April 2010, 47 banks, 631 bank branches function in Azerbaijan. One of the banks was founded with the participation of state capital, 23 of foreign capital. To the same date, 98 non-bank credit organizations operate in the republic along with banks. Growth of real money incomes of population, development of trust in the bank system, improving the legal bases of protection of interests of creditors and depositors, in particular launch of 'Deposits Insurance Fund' were the criteria characterizing rapid growth of deposits of population. As of 1 April 2010, bank deposits of population were equal to 2,4 billion AZN. 33,3% of them were long-term deposits (higher than a year). As of 1 April 2010, bank credits to customers is 8.5 bn AZN, which makes 70.5% of bank assets. Special weight of private sector in structure of credit investments is higher than 82% (7 bn AZN).
Telecommunications.
In the 21st century, a new oil and gas boom helped to improve the situation in Azerbaijan's science and technology sectors, and the government launched a campaign aimed at modernization and innovation. The government estimates that profits from the information technology and communication industry will grow and become comparable with those from oil production.
Azerbaijan has a large and steadily growing Internet sector, mostly uninfluenced by the financial crisis of 2007–2008; rapid growth is forecast for at least five more years.
The country has also been making progress in developing its telecoms sector. The Ministry of Communications & Information Technologies (MCIT), as well as being an operator through its role in Aztelekom, is both a policy-maker and regulator. Public payphones are available for local calls and require the purchase of a token from the telephone exchange or some shops and kiosks. Tokens allow a call of indefinite duration. As of 2009, there were 1,397,000 main telephone lines and 1,485,000 internet users. There are five GSM providers: Azercell, Bakcell, Azerfon (Nar Mobile), Aztrank, Catel mobile network operators and one CDMA.
Tourism.
Tourism is an important part of the economy of Azerbaijan. The country was a well-known tourist spot in the 1980s. However, the fall of the Soviet Union, and the First Nagorno-Karabakh War during the 1988–1994 period, damaged the tourist industry and the image of Azerbaijan as a tourist destination.
It was not until the 2000s that the tourism industry began to recover, and the country has since experienced a high rate of growth in the number of tourist visits and overnight stays. In recent years, Azerbaijan has also become a popular destination for religious, spa, and health care tourism. During winter, the Shahdag Winter Complex offers skiing.
The government of Azerbaijan has set the development of Azerbaijan as an elite tourist destination a top priority. It is a national strategy to make tourism a major, if not the single largest, contributor to the Azerbaijani economy. These activities are regulated by the State Tourism Agency and the Ministry of Culture.
The Formula One Grand Prix is held in Baku, the capital city and has been held here for years.
Currency system.
The Azerbaijani manat is the currency of Azerbaijani, denominated as the manat, subdivided into 100 qapik. The manat is issued by the Central Bank of Azerbaijan, the monetary authority of Azerbaijan. The ISO 4217 abbreviation is AZN. The Latinised symbol is ().
The manat is held in a floating exchange-rate system managed primarily against the US dollar. The rate of exchange (Azerbaijani manat per US$1) for 28 January 2016, was AZN 1.60.
There is a complex relationship between Azerbaijan's balance of trade, inflation, measured by the consumer price index and the value of its currency. Despite allowing the value of the manat to "float", Azerbaijan's central bank has decisive ability to control its value with relationship to other currencies.
Infrastructure.
Energy.
Two-thirds of Azerbaijan is rich in oil and natural gas. The region of the Lesser Caucasus accounts for most of the country's gold, silver, iron, copper, titanium, chromium, manganese, cobalt, molybdenum, complex ore and antimony. In September 1994, a 30-year contract was signed between the State Oil Company of Azerbaijan Republic (SOCAR) and 13 oil companies, among them Amoco, BP, ExxonMobil, Lukoil and Statoil. As Western oil companies are able to tap deepwater oilfields untouched by the Soviet exploitation, Azerbaijan is considered one of the most important spots in the world for oil exploration and development. Meanwhile, the State Oil Fund of Azerbaijan was established as an extra-budgetary fund to ensure the macroeconomic stability, transparency in the management of oil revenue, and the safeguarding of resources for future generations.
Azeriqaz, a sub-company of SOCAR, intends to ensure full gasification of the country by 2021.
Transportation.
The convenient location of Azerbaijan on the crossroad of major international traffic arteries, such as the Silk Road and the south–north corridor, highlights the strategic importance of the transportation sector for the country's economy. The transport sector in the country includes roads, railways, aviation, and maritime transport.
Azerbaijan is also an important economic hub in the transportation of raw materials. The Baku-Tbilisi-Ceyhan pipeline (BTC) became operational in May 2006 and extends more than 1,774 kilometers through the territories of Azerbaijan, Georgia and Turkey. The BTC is designed to transport up to 50 million tons of crude oil annually and carries oil from the Caspian Sea oilfields to global markets. The South Caucasus Pipeline, also stretching through the territory of Azerbaijan, Georgia and Turkey, became operational at the end of 2006 and offers additional gas supplies to the European market from the Shah Deniz gas field. Shah Deniz is expected to produce up to 296 billion cubic meters of natural gas per year. Azerbaijan also plays a major role in the EU-sponsored Silk Road Project.
In 2002, the Azerbaijani government established the Ministry of Transport with a broad range of policy and regulatory functions. In the same year, the country became a member of the Vienna Convention on Road Traffic. The highest priority being; upgrading the transport network and transforming transportation services into one of the key comparative advantages of the country, as this would be highly conducive to the development of other sectors of the economy.
In 2012, the construction of Kars–Tbilisi–Baku railway expected to provide transportation between Asia and Europe through connecting the railways of China and Kazakhstan in the east with Turkey's Marmaray to the European railway system in the west. Broad gauge railways in 2010 stretched for and electrified railways numbered . By 2010, there were 35 airports and one heliport.
Regulation.
Single window system shares needed information through a single gateway with all organizations serving in trade field, as well as abolishes useless processes and raises the effectiveness of cooperation among different parties. 73 economies implement single window system in the world. Azerbaijan started to implement this system in 2009. It implemented an E-Government portal as well.
A single-window system was established by a decree of the Azerbaijani President issued in 2007, 30 April, in order to simplify export-import procedures, innovate customs services, and improve the trade environment. According to the decree, Ministry of Justice, Ministry of Economic Development, Ministry of Taxes, Ministry of Labor and Social Protection, State Social Protection Fund, and State Statistics Committee should present a proposal on the organization of entrepreneurial activities by single registration body based on single window principle.
The president appointed the State Customs Committee as the leading body of controlling goods and transportation passing through the borders of the country in 2008.
A "single authority principle" requires customs officials to be more responsible in dealing with all types of border control operations for other authorities. The Netherlands and Sweden were the countries of which practice studied. A "single system" works on and then shares standardized information accumulated from traders to all entities taking part in international trade. The practice of US was explored in this phase. An "automated system" provides a single electronic statement to responsible agencies submitted by traders to be worked on and confirmed, and after that, these authorities send electronic confirmations and announcements. In this case, practice of Mauritius and Singapore was studied.
The Customs Committee formed a commission to realize the new system. Ministry of Agriculture, Ministry of Healthcare, Ministry of Internal Affairs, Ministry of Taxes, Ministry of Transportation, Central Bank, State Road Police, State Committee for Standardization, Metrology and Patents, State Maritime Administration were selected as important agencies to implement single window system along with the State Customs Committee. The government supported Customs Committee in preparing its staff to deal with the new system by improving recruitment of local customs offices, providing with software and hardware upgrades for the system.
Azerbaijani government supports financially single window system. In the first phase, the government realized customs clearance system on the process of border crossing to country beginning from 1 January 2009. This system was free to all users. Then it was expanded to Baku and Sumgayit in 2011. Customs code of the Republic of Azerbaijan was amended based on the inclusion of the article on single window system which became operative on 1 January 2012. After this amendment, all of Azerbaijan's 29 customs checkpoints started to implement new single window system.
According to the Presidential Decree (11 November 2008), the "single window" principle started to be applied from 1 January 2009 on the inspection of goods and transportation at the border checkpoints. Customs Committee established a commission working on the implementation of "single window" principle in customs agencies on 18 November 2008 based on the Presidential Decree of 11 November 2008. Technological scheme determining the sequence of issuance of "permit" certificates was approved by the Customs Committee on 22 December 2009. Scheme provided customs officers to issue "permit" certificates at border checkpoints to vehicles, which perform customs, veterinary, photo-sanitary and sanitary quarantine control activities and international automobile transportation in accordance with legislation.
The State Migration Service issues appropriate permits for foreigners and stateless persons coming to Azerbaijan to live and work on legal grounds, simplifying the procedure of their registration at the place of residence, and ensuring transparency in these processes. The "single window" principle has been applied on migration management processes starting from 1 July 2009 according to the Decree.
Business environment.
As of October 2014, Azerbaijan holds the highest foreign investment per capita among the Commonwealth of Independent States (CIS) countries. Germany, for example, has invested approximately $760 million into the Azerbaijani economy, and approximately 177 German companies operate within Azerbaijan. Since gaining its independence, companies have invested $174 billion into Azerbaijan. Foreign investment accounts for around half of that amount.
In 2008, Azerbaijan was cited as the top reformer by the World Bank's Doing Business report:
According to World Bank's Doing Business report 2019, Azerbaijan improved its position in the Ease of doing business rank from 57 to 25, as well as ranked 4th among the top 10 improvers. Implementing a record number of reforms mainly involving institutional changes have made it easier to do business in Azerbaijan in 2017–2018 period, as a result time and cost to get construction permit reduced significantly (time by 80 days and cost by 12.563 AZN), process of connecting electricity grid rationalized, as well as getting credit simplified.
Other economic indicators.
17% of GDP (2011 est.)
1.1% (2012 est.)
-3% (2011 est.)
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1082 | Geography of Azerbaijan | Azerbaijan is a country in the Caucasus region, situated at the juncture of Europe and Western Asia. Three physical features dominate Azerbaijan: the Caspian Sea, whose shoreline forms a natural boundary to the east; the Greater Caucasus mountain range to the north; and the extensive flatlands at the country's center. About the size of Portugal or the US state of Maine, Azerbaijan has a total land area of approximately 86,600 square kilometers, less than 1% of the land area of the former Soviet Union. Of the three Transcaucasian states, Azerbaijan has the greatest land area. Special administrative subdivisions are the Nakhchivan Autonomous Republic, which is separated from the rest of Azerbaijan by a strip of Armenian territory, and the Nagorno-Karabakh Autonomous Region, entirely within Azerbaijan. The status of Nagorno-Karabakh is disputed by Armenia, but is internationally recognized as territory of Azerbaijan.
Located in the region of the southern Caucasus Mountains, Azerbaijan borders the Caspian Sea to the east, Georgia and Russia to the north, Iran to the south, and Armenia to the southwest and west. A small part of Nakhchivan also borders Turkey to the northwest. The capital of Azerbaijan is the ancient city of Baku, which has the largest and best harbor on the Caspian Sea and has long been the center of the republic's oil industry.
Topography and drainage.
The elevation changes over a relatively short distance from lowlands to highlands; nearly half the country is considered mountainous. Notable physical features are the gently undulating hills of the subtropical southeastern coast, which are covered with tea plantations, orange groves, and lemon groves; numerous mud volcanoes and mineral springs in the ravines of Kobustan Mountain near Baku; and coastal terrain that lies as much as twenty-eight meters below sea level.
Except for its eastern Caspian shoreline and some areas bordering Georgia and Iran, Azerbaijan is ringed by mountains. To the northeast, bordering Russia's Dagestan Autonomous Republic, is the Greater Caucasus range; to the west, bordering Armenia, is the Lesser Caucasus range. To the extreme southeast, the Talysh Mountains form part of the border with Iran. The highest elevations occur in the Greater Caucasus, where Mount Bazardüzü rises 4,466 meters above sea level. Eight large rivers flow down from the Caucasus ranges into the central Kura-Aras Lowlands, alluvial flatlands and low delta areas along the seacoast designated by the Azerbaijani name for the Mtkvari River (Kura) and its main tributary, the Aras. The Mtkvari, the longest river in the Caucasus region, forms the delta and drains into the Caspian a short distance downstream from the confluence with the Aras. The Mingechaur Reservoir, with an area of 605 square kilometers that makes it the largest body of water in Azerbaijan, was formed by damming the Kura in western Azerbaijan. The waters of the reservoir provide hydroelectric power and irrigation of the Kura-Aras plain. Most of the country's rivers are not navigable. About 15% of the land in Azerbaijan is arable.
Mountains.
The country's highest peak, Bazardüzü, rises to 4,485 m in this range at the Azerbaijan-Russia border.
Climate.
Temperature.
The climate varies from subtropical and humid in the southeast to subtropical and dry in central and eastern Azerbaijan, continental and humid in the mountains, and continental and dry in Nakhchivan. Baku, on the Caspian, enjoys mild weather that averages in January and in July.
Precipitation.
Physiographic conditions and different atmosphere circulations admit 8 types of air currents including continental, sea, arctic, tropical currents of air that formulates the climate of the Republic. The maximum annual precipitation falls in Lenkeran (1,600 to 1,800 mm.) and the minimum in Absheron (200 to 350 mm.). The maximum daily precipitation of 334 mm was observed at the Bilieser Station in 1955.
Environmental problems.
Air and water pollution are widespread and pose great challenges to economic development. Major sources of pollution include oil refineries and chemical and metallurgical industries, which in the early 1990s continued to operate as inefficiently as they had in the Soviet era. Air quality is extremely poor in Baku, the center of oil refining. Some reports have described Baku's air as the most polluted in the former Soviet Union, and other industrial centers suffer similar problems.
The Caspian Sea, including Baku Bay, has been polluted by oil leakages and the dumping of raw or inadequately treated sewage, reducing the yield of caviar and fish. In the Soviet period, Azerbaijan was pressed to use extremely heavy applications of pesticides to improve its output of scarce subtropical crops for the rest of the Soviet Union. The continued regular use of the pesticide DDT in the 1970s and 1980s was an egregious lapse, although that chemical was officially banned in the Soviet Union because of its toxicity to humans. Excessive application of pesticides and chemical fertilizers has caused extensive groundwater pollution and has been linked by Azerbaijani scientists to birth defects and illnesses. Rising water levels in the Caspian Sea, mainly caused by natural factors exacerbated by man-made structures, have reversed the decades-long drying trend and now threaten coastal areas; the average level rose 1.5 meters between 1978 and 1993. Because of the Nagorno-Karabakh conflict, large numbers of trees were felled, roads were built through pristine areas, and large expanses of agricultural land were occupied by military forces.
Like other former Soviet republics, Azerbaijan faces a gigantic environmental cleanup complicated by the economic uncertainties left in the wake of the Moscow-centered planning system. The Committee for the Protection of the Natural Environment is part of the Azerbaijani government, but in the early 1990s it was ineffective at targeting critical applications of limited funds, establishing pollution standards, or monitoring compliance with environmental regulations. Early in 1994, plans called for Azerbaijan to participate in the international Caspian Sea Forum, sponsored by the European Union (EU).
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1087 | Foreign relations of Azerbaijan | The Republic of Azerbaijan is a member of the United Nations, the Non-Aligned Movement, the Organization for Security and Cooperation in Europe, NATO's Partnership for Peace, the Euro-Atlantic Partnership Council, the World Health Organization, the European Bank for Reconstruction and Development; the Council of Europe, CFE Treaty, the Community of Democracies; the International Monetary Fund; and the World Bank.
The major trends in the foreign relations of the Republic of Azerbaijan toward both global and regional powers active in Caucasus area. External variables are categorized depending on their original nature into two groups: global and regional. The former category includes global players such as Moscow and Washington, while the latter category rival regional players, namely Ankara and Tehran. Azerbaijan has formal involvement with senior ex-U.S. government officials including James Baker and Henry Kissinger, as they serve on the Honorary Council of Advisors of the U.S.-Azerbaijan Chamber of Commerce (USACC). USACC is co-chaired by Tim Cejka, President of ExxonMobil and Reza Vaziri, President of R.V. Investment Group and Chairman of the Anglo Asian Mining Plc (LSE Ticker: AAZ).
Diplomatic relations.
Azerbaijan maintains diplomatic relations with 185 United Nations member states, the State of Palestine and the Holy See. Azerbaijan does not have diplomatic relations with the following countries:
Azerbaijan also maintains good relations with the European Union, in the framework of its Eastern European Neighbourhood Policy ("See Azerbaijan and the European Union").
List.
List of countries with which Azerbaijan maintains diplomatic relations with:
International organizations.
AsDB
BSEC
CE
CIS
EAPC
EBRD
ECE
ECO
ESCAP
FAO
GUAM
IAEA
IBRD
ICAO
ICRM
IDA
IDB
IFAD
IFC
IFRCS
ILO
IMF
IMO
Interpol
IOC, IOM
ISO (correspondent)
ITU
ITUC
OAS (observer)
OIC
OPCW
OSCE
PFP
United Nations
UNCTAD
UNESCO
UNIDO
UPU
WCO
WFTU
WHO
WIPO
WMO
WToO
WTrO(observer)
Disputes.
Nagorno-Karabakh/Azerbaijan.
The frozen conflict over currently largely Armenian-populated region of Nagorno-Karabakh within the Republic of Azerbaijan began when in 1988 the Armenian majority of Nagorno-Karabakh demanded autonomy with demonstrations and persecutions against ethnic Azeris following in Armenia. This led to anti-Armenian rioting in Azerbaijan, with Azerbaijani militias beginning their effort to expel Armenians from the enclave. In 1992, a war broke out and pogroms of Armenians and Azeris forced both groups to flee their homes. In 1994, a Russian-brokered ceasefire ended the war but more than 1 million ethnic Armenians and Azeris are still not able to return home. The conflict over Nagorno-Karabakh remains unresolved despite negotiations, that are ongoing since 1992 under the aegis of the Minsk Group of the OSCE, to resolve the conflict peacefully.
Caviar diplomacy.
The European Stability Initiative (ESI) has revealed in a report from 2012 with the title "Caviar diplomacy: How Azerbaijan silenced the Council of Europe", that since Azerbaijan's entry into the Council of Europe, each year 30 to 40 deputies are invited to Azerbaijan and generously paid with expensive gifts, including caviar (worth up to 1,400 euro), silk carpets, gold, silver and large amounts of money. In return they become lobbyists for Azerbaijan. This practice has been widely referred to as "Caviar diplomacy".
ESI also published a report on 2013 Presidential elections in Azerbaijan titled "Disgraced: Azerbaijan and the end of election monitoring as we know it". The report revealed the ties between Azerbaijani government and the members of certain observation missions who praised the elections. Azerbaijan's "Caviar diplomacy" at 2013 presidential elections sparked a major international scandal, as the reports of two authoritative organizations Parliamentary Assembly of the Council of Europe/European Parliament and OSCE/ODIHR completely contradicted one another in their assessments of elections.
Non-governmental anti-corruption organization Transparency International has regularly judged Azerbaijan to be one of the most corrupt countries in the world and has also criticized Azerbaijan for the "Caviar diplomacy".
At June 2016 the public prosecutor of Milan has accused the former leader of the (Christian) Union of the center and of the European People's Party of the Parliamentary Assembly of the Council of Europe Luca Volonte of accepting large bribes from representatives of the Azerbaijani government. Two people with high-level experience of the Council of Europe's parliamentary assembly (Pace) have told the Guardian they believe its members have been offered bribes for votes by Azerbaijan. Former Azerbaijani diplomat, Arif Mammadov, alleged that a member of Azerbaijan's delegation at the Council of Europe had €30m (£25m) to spend on lobbying its institutions, including the Council of Europe assembly. PACE ratified the terms of reference of an independent external investigation body to carry out a detailed independent inquiry into the allegations of corruption at the council involving Azerbaijan.
ESISC report.
On 6 March 2017, ESISC (European Strategic Intelligence and Security Center) published a scandalous report called "The Armenian Connection" where it veraciously attacked human rights NGOs and research organisations criticising human rights violations and corruption in Azerbaijan, Turkey, and Russia.
ESISC in that report asserted that "Caviar diplomacy" report elaborated by ESI aimed to create climate of suspicion based on slander to form a network of MPs that would engage in a political war against Azerbaijan. In the Second Chapter of the report called "The Armenian Connection: «Mr X», Nils Muižnieks, Council of Europe Commissioner for Human Rights" that was published on 18 April 2017 ESISC asserted that the network composed of European PMs, Armenian officials and some NGOs: Human Rights Watch, Amnesty International, "Human Rights House Foundation", "Open Dialog", European Stability Initiative, and Helsinki Committee for Human Rights, was financed by the Soros Foundation. According to ESISC the key figure of the network since 2012 has been Nils Muižnieks, Commissioner for Human Rights of the Council of Europe and the network has served to the interests of George Soros and the Republic of Armenia.
"The report is written in the worst traditions of authoritarian propaganda, makes absurd claims, and is clearly aimed at deflecting the wave of criticism against cover-up of unethical lobbying and corruption in PACE and demands for change in the Assembly", said Freedom Files Analytical Centre.
According Robert Coalson (Radio Free Europe), ESISC is a part of Baku's lobbying efforts to extend to the use of front think tanks to shift public opinion.
European Stability Initiative said that "ESISC report is full of lies (such as claiming that German PACE member Strasser holds pro-Armenian views and citing as evidence that he went to Yerevan in 2015 to commemorate the Armenian genocide, when Strasser has never in his life been to independent Armenia)".
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1088 | Azerbaijani Armed Forces | The Azerbaijani Armed Forces () were re-established according to the Law of the Republic of Azerbaijan on the Armed Forces from 9 October 1991. The original Azerbaijan Democratic Republic's armed forces were dissolved after Azerbaijan was absorbed into the Soviet Union as the Azerbaijan Soviet Socialist Republic from 28 April 1920. After the Soviet Union dissolved in 1991–92, Azerbaijan's armed forces were reformed based on Soviet bases and equipment left on Azerbaijani soil.
The armed forces have three branches: the Azerbaijani Land Forces, the Azerbaijani Air and Air Defence Force, and the Azerbaijani Navy. Associated forces include the Azerbaijani National Guard, the Internal Troops of Azerbaijan, and the State Border Service, which can be involved in state defense under certain circumstances.
According to the Azerbaijani media sources the military expenditures of Azerbaijan for 2009 were set at US$2.46 billion, however according to Stockholm International Peace Research Institute, only $1.473 billion was spent in that year. IISS also suggests that the defence budget in 2009 was $1.5 billion. The Ministry of Defence Industry of Azerbaijan supervises the design, manufacturing, regulation and maintenance of military equipment. In the future, Azerbaijan hopes to start building tanks, armored vehicles, military planes and military helicopters.
Overview.
Since the fall of the Soviet Union, Azerbaijan has been trying to further develop its armed forces into a professional, well trained, and mobile military. Azerbaijan has been undergoing extensive modernization and capacity expanding programs, with the military budget increasing from around $300 million in 2005 to $2.46 billion in 2009. The total armed forces number 56,840 men in the land forces, 7,900 men in the air force and air defence force, and 2,200 men in the navy. There are also 19,500 personnel in the National Guard, State Border Service, and Internal Troops. In addition, there are 300,000 former service personnel who have had military service in the last 15 years. The military hardware of Azerbaijan consists of 220 main battle tanks, an additional 162 T-80's were acquired between 2005 and 2010, 595 armored combat vehicles and 270 artillery systems. The air force has about 106 aircraft and 35 helicopters.
Azerbaijan has acceded to the Nuclear Non-Proliferation Treaty as a non-nuclear weapons state. Azerbaijan participates in NATO's Partnership for Peace. Azerbaijan joined the multi-national force in 2003. It sent 150 troops to Iraq, and later troops to Kosovo. Azerbaijani troops are still serving in Afghanistan.
Despite the rise in Azerbaijan's defence budget, the armed forces were assessed in 2008 as not having a high state of battle readiness and being ill-prepared for wide scale combat operations.
However, in 2017 Global Firepower ranked Azerbaijan 59th among 127 countries for its military strength. It was the best performance among the countries of South Caucasus.
History of the Azerbaijani armed forces.
Azerbaijan Democratic Republic.
The history of the modern Azerbaijan army dates back to Azerbaijan Democratic Republic in 1918, when the Armed Forces of the Republic of Azerbaijan were created on 26 June 1918. First "de facto" Minister of Defense of ADR was Dr. Khosrov bey Sultanov. When the Ministry was formally established Gen. Samedbey Mehmandarov became the minister, and then Lt-Gen. Ali-Agha Shikhlinski his deputy. Chiefs of Staff of ADR Army were Lt-Gen. Maciej Sulkiewicz (March 1919 – 10 December 1919) and Maj-Gen. Abdulhamid bey Gaitabashi (10 December 1919 – April 1920).
The Red Army invaded Azerbaijan on 28 April 1920. Although the bulk of the newly formed Azerbaijani army was engaged in putting down an Armenian revolt that had just broken out in Karabakh, the Azerbaijanis did not surrender their brief independence of 1918–20 quickly or easily. As many as 20,000 of the total 30,000 soldiers died resisting what was effectively a Russian reconquest. The national Army of Azerbaijan was abolished by the Bolshevik government, 15 of the 21 army generals were executed by the Bolsheviks.
Russian Civil War.
After the Sovietisation of Azerbaijan, the newly formed Azerbaijani Red Army replaced the previous army, taking part in the Russian Civil War, and the invasion of Georgia.
World War II.
During World War II, Azerbaijan played a crucial role in the strategic energy policy of Soviet Union. Much of the Soviet Union's oil on the Eastern Front was supplied by Baku. By a decree of the Supreme Soviet of the USSR in February 1942, the commitment of more than 500 workers and employees of the oil industry of Azerbaijan was recognised with orders and medals.
Operation Edelweiss carried out by the German Wehrmacht targeted Baku because of the importance of its oil fields to the USSR.
Some 800,000 Azerbaijanis fought within the ranks of the Soviet Army of which 400,000 died. Azerbaijani national formations of the Red Army included the 223rd, 227th, 396th, 402nd, and 416th Rifle Divisions. Azerbaijani Major-General Hazi Aslanov was awarded a second Hero of the Soviet Union after a long post-war fight for recognition of his accomplishments.
Dissolution of the Soviet armed forces.
During the Cold War, Azerbaijan had been the deployment area of units of the Soviet 4th Army whose principle formations in 1988 included four motor rifle divisions (23rd Guards, 60th, 75th, and 295th). The 75th Motor Rifle Division was isolated in Nakhchivan. The 4th Army also included missile and air defense brigades and artillery and rocket regiments. The 75th Division's stores and equipment were apparently transferred to the Nakhchivan authorities. Azerbaijan also hosted the 49th Arsenal of the Soviet Main Agency of Missiles and Artillery, which contained over 7,000 train-car loads of ammunition to the excess of one billion units.
The first president of Azerbaijan, Ayaz Mutallibov, did not wish to build an independent army, wanting to rely instead largely on Soviet troops. Even when the Parliament decided that an army should be formed in September 1991, disagreements between the government and the opposition Azerbaijani Popular Front Party impeded creation of a unified force. Around this time, the first unit of the new army was formed on the basis of the 18–110 military unit of mechanized infantry of the Soviet Ground Forces (probably part of the 4th Army) located in Shikhov, south of Baku. At the time of the parliamentary decision, Lieutenant-General Valeh Barshadli became the first Minister of Defense of Azerbaijan, from 5 September to 11 December 1991. Later from May to 4 September 1992 he served as Chief of General Staff of Azerbaijani Armed Forces.
Newly formed military.
In summer 1992, the nascent Defense Ministry received a resolution by the Azerbaijani president on the takeover of units and formations in Azerbaijani territory. It then forwarded an ultimatum to Moscow demanding control over vehicles and armaments of the 135th and 139th Motor Rifle Regiments of the 295th Motor Rifle Division. In July 1992, Azerbaijan ratified the Treaty on Conventional Armed Forces in Europe (CFE), which establishes comprehensive limits on key categories of conventional military equipment. Azerbaijan approved the CFE flank agreement in May 1997.
The transfer of the property of the 4th Army (except for part of the property of the 366th Motor Rifle Regiment of the 23rd Guards Motor Rifle Division captured by Armenian armed formations in 1992 during the regiment's withdrawal from Stepanakert) and the 49th arsenal was completed in 1992. Thus, by the end of 1992, Azerbaijan received arms and military hardware sufficient for approximately four motor rifle divisions with prescribed army units. It also inherited naval ships. There are also reports that 50 combat aircraft from the disbanded 19th Army of the Soviet Air Defence Forces came under Azerbaijani control.
The Azerbaijani armed forces took a series of devastating defeats by Armenian forces during the 1992–1994 Nagorno-Karabakh War, which resulted in the loss of control of Nagorno-Karabakh proper and seven surrounding rayons, comprising roughly 20% of the territory of Azerbaijan. Azerbaijani sources insist that Armenian victory was largely due to military help from Russia and the wealthy Armenian diaspora. Armenians partially deny the allegation, claiming that Russian side was equally supplying Armenian and Azerbaijani sides with weapons and mercenaries. During the war, the Azerbaijani armed forces were also aided by Turkish military advisers, and Russian, Ukrainian, Chechen and Afghan volunteers.
21st century.
A number of Azerbaijani human rights groups have been tracking non-combat deaths and have noted an upward trend in early 2010s. Based on Defense Ministry statistics that had not been released to the public, the Group of Monitoring Compliance with Human Rights in the Army (GMCHRA) has recorded the deaths of 76 soldiers to date in non-combat incidents for 2011, and the injury of 91 others. In comparison, there were 62 non-combat deaths and 71 cases of injury in 2010. The string of non-combat deaths raises questions about the reform progress of the military. Factors behind the deaths include bullying, hazing, and the systemic corruption within the Azerbaijani military.
In 2017, Azerbaijani authorities used large scale torture (the Tartar Case) on Azerbaijani military personnel accused of treason. Generals Nacmeddin Sadikhov and Hikmet Hasanov were accused of torturing Azerbaijani officers and soldiers and according to the authorities and human rights defenders, more than 400 people were subjected to torture in the course of the case. The Azerbaijani authorities claimed one person was killed as a result, while human rights defenders say the number is about 13, and many were wrongfully convicted and given hefty prison sentences.
Second Karabakh War.
The Second Karabakh War (also known in Azerbaijan as "The Patriotic War" or "Operation Iron Fist") began on the morning of 27 September 2020 when Azerbaijan launched an offensive along the Line of Contact. On the seventh day of the war, a major offensive was launched by the ground forces, advancing in the north, making some territorial gains while the fighting gradually shifted to the south. Following the capture of Shusha, the second-largest settlement in Nagorno-Karabakh, by Azerbaijani forces, a ceasefire agreement was signed between Azerbaijan, and Armenia, ending all hostilities in the area. Under the agreement, Armenia returned the surrounding territories it occupied in 1994 to Azerbaijan while Azerbaijan gained land access to its Nakhchivan exclave. Total casualties were in the low thousands.
During the war, the Azerbaijani army was widely accused of committing war crimes against Armenian soldiers and civilians. Human Rights Watch and Amnesty International both condemned Azerbaijan's “indiscriminate” shelling of Armenian civilians, including the use of cluster munitions. In addition, videos of Azerbaijani soldiers mistreating or executing captive Armenians were circulated online and received widespread condemnation.
On 10 December, a victory parade was held in honor of the Azerbaijani Army on Azadliq Square, with 3,000 soldiers marching alongside military equipment, unmanned aerial vehicles and aircraft.
In August 2022, the UN Committee on the Elimination of Racial Discrimination expressed deep concern regarding "severe and grave human rights violations committed during 2020 hostilities and beyond by the Azerbaijani military forces against prisoners of war and other protected persons of Armenian ethnic or national origin, including extrajudicial killings, torture and other ill-treatment and arbitrary detention as well as the destruction of houses, schools, and other civilian facilities."
Structure.
Command.
Since the fall of the Soviet Union, there have been attempts in the defence ministry to reform the military to be more in line with the Turkish/NATO model, resulting in Soviet-legacy officers such as Rovshan Akbarov and Najmeddin Sadikov being removed from power.
Azerbaijan periodically holds drills to improve interaction and combat coordination between the servicemen during operations, its military personnel’s combat readiness, as well as to develop commanders' military decision-making and unit management skills.
Land Forces.
The Azerbaijani Land Forces number 85,000 strong, according to UK Advanced Research and Assessment Group estimates. The 2,500 men of the National Guard are also part of the ground forces. In addition, there are 300,000 former service personnel who have had military service in the last 15 years. Other paramilitary agencies consist of Interior Ministry Internal Troops of Azerbaijan, 12,000 strong, and the land component of the State Border Service, 5,000 strong.
Azerbaijan has signed numerous contracts to strengthen its armed forces and to train its military with Turkey's assistance. Over the last 15 years, Azerbaijan has been preparing its military for possible action against Armenian forces in Nagorno-Karabakh.
The Land Forces consist of five army corps:
The Land Forces include 23 motor rifle brigades, an artillery brigade, a multiple rocket launcher brigade, and an anti-tank regiment. The IISS Military Balance reported in 2007 that the Land Forces had an estimated 40 SA-13 Gopher, SA-4 Ganef, and SA-8 Gecko air defence missile systems, with '80–240 eff.' to support the army in the battlefield. (IISS 2007, p. 157)
The peacekeeping forces of Azerbaijan are mostly supplied from the Land Forces, though the Internal Troops of Azerbaijan do also supply some. As of March 2011, 94 peacekeepers were deployed with the International Security Assistance Force (ISAF) in Afghanistan. In the past, it also actively supported the peacekeeping operation in Kosovo and Iraq.
The Azerbaijani peacekeeping unit deployed in Iraq consisted of 14 officers, 16 sergeants and 120 privates, a total of 150 troops. The unit secured the hydroelectric power station and reservoir in Al Haditha from August 2003. In December 2008, Azerbaijan withdrew the unit from Iraq.
Reportedly in December 2014 Azerbaijan created the Separate Combined Arms Army in Nakhchivan. Karam Mustafayev became commander of the corps. The army was created based on the Nakhchivan 5th Army Corps to strengthen defense capability of Nakhchivan Autonomous Republic, increase of combat capability of military units and formations of the Armed Forces, improve central control, reports quoting the Defence Ministry said.
Air forces.
The Azerbaijani Air and Air Defence Force is a single unified service branch. Some 8,000 men serve in the air force and air defence force. The Air and Air Defence Force has around 106 aircraft and 35 helicopters. The country has four major airbases. Nasosnaya (air base) has fighters, Kyurdamir Air Base a bomber regiment, Ganja Air Base transports, and Baku Kala Air Base the helicopter unit. There are also four other airbases which do not appear to have aircraft based there. These are Dollyar Air Base, Nakhchivan Airport, Sanqacal Air Base, and Sitalcay Air Base.
The Azerbaijani Air Force using MiG-21, Su-24 and Su-25 aircraft, as well as the MiG-29 purchased from Ukraine in 2006 and Il-76 transport aircraft. The MiG-29 have been designated as the standard aircraft for the AzAF. Azerbaijan is holding talks with either the People's Republic of China or Pakistan to purchase JF-17 Thunder aircraft. MiG-25s previously in service have been retired seemingly in the 2007–09 period.
Azerbaijan's helicopter force is concentrated at Baku Kala Air Base and according to the IISS consists of a single regiment with around 14–15 Mi-24, 12–13 Mi-8 and 7 Mi-2. Jane's Information Group and the IISS give figures which agree with only a single aircraft's difference. Recently, end of 2010 Russian Rosvertol announced that Azerbaijan armed forces signed a deal for 24 pieces of Mi-35M (Hind-E) gunships what would further enhance the Azerbaijani ground attack formations.
The Air Force has L-39 advanced training aircraft in store. The Azerbaijan Border Guard and Voluntary Society of Defense, Patriotism and Sport have Yakovlev light training aircraft.
Azerbaijan has missile and radar systems intended to defend Azerbaijani airspace. There are at least 2 divisions of S-300PMU2. Thereby the country has one of the most capable SAM surface-to-air missile system in the region. Azerbaijan also operates two S-200 (SA-5 GAMMON) batteries near Baku and Mingachevir; the S-300PMU-2 represents a logical replacement for these systems offering coverage of the majority of the nation. The country also has about 100 NATO designated SA-2 Guideline (original name S-75), SA-3 Goa (S-125 Pechora-2M), and the SA-5 Gammon (S-200) are in static installations. These may be around Baku and the central part to cover the whole Azerbaijani aerospace.
However, August 2011 investigations shows that after purchase of S-300 surface-to-air missiles, the largest apparent gap in Azerbaijan's air defense system may have been filled.
Also in Azerbaijan there was a former Soviet early warning radar. The Gabala Radar Station was a bistatic phased-array installation, operated by the Russian Space Forces. The contract was signed in 2002 and was due to expire in 2012 where it was to be given back to the Azerbaijani government. The contract costed Russia $7 million per year. The radar station had a range of up to , and was designed to detect intercontinental ballistic missile launches as far as from the Indian Ocean. In December 2012 Russia announced that negotiations had been unsuccessful and that they had stopped using the radar station. The site was given back to Azerbaijan and all the equipment dismantled and transported to Russia. Nowadays, Russia covers the area from the Armavir Radar Station.
Navy.
The main naval base of the Soviet Union in the Caspian Sea was based in Baku. When the Soviet Union collapsed, Azerbaijan inherited the naval base and parts of the Caspian Sea Flotilla. The Azerbaijan Navy has about 2,200 personnel. In 2010, the navy had a Petya class light frigate, "Qusar" (G 121), and a number of patrol craft, including one Turk class, "Araz," P 223, one Brya (Project 722) class, P 218, one Shelon (Project 1388M) class, P 212, one Poluchat class (Project 368), P 219, one Luga class (Project 888), T 710, and four Petrushka (Polish UK-3 class), P 213, P 214, P 215, and P 216. There are four minesweepers consisting of 2 Sonya class minesweeper and 2 Yevgenya class minesweepers. (Jane's Fighting Ships 2010)
The Navy is also attributed with 5 landing craft, 3 Polnochny and 2 Vydra (IISS 2007), plus three research ships, 1 Project 10470, A 671, ex Svyaga, 1 Balerian Uryvayev class survey vessel (AG) and one Vadim Popov class survey vessel (AG).
The U.S. Navy has helped train the Azerbaijani Navy. There is also an agreement to provide US support to refurbish Azerbaijani warships in the Caspian Sea. In 2006, the US Government donated 3 motorboats to the Azerbaijani Navy. In 2007, an agreement between the Azerbaijani Navy and a US military company was concluded, which stated that a part of the Azerbaijani Navy would be equipped with advanced laser marksmanship systems. The US company specialists were also to give training on the use of the new equipment. A number of separate U.S. programmes are underway under the Caspian Guard Initiative, focused mostly on enhancing Azerbaijani and Kazakh maritime border security.
In May 2011, the president of the State Oil Company of Azerbaijan Republic Rovnag Abdullayev stated that Azerbaijan would start production of national warships after 2013.
The Naval Intelligence of Azerbaijan maintains the 641st Special Warfare Naval Unit. The special forces were trained by the U.S. Navy SEALs Unit 641 has several midget submarines such as Triton-1M and Triton 2 at their disposal as well as underwater tool motion for individual divers. The special unit is composed of 3 reconnaissance groups, 2 groups for mountainous warfare, and one diving group. Obligatory training includes parachute jumping day and night, on land and on water.
Special forces.
The Special Forces of Azerbaijan are part of the Ministry of Defence. It was established in April 1999 with officers and warrant officers who had participated in the First Nagorno-Karabakh War of 1991–1994. The Turkish Special Forces Command played a role in the formation of the unit. During the 2020 Nagorno-Karabakh War, personnel of the Special Forces reclaimed the city of Jebrayil and nine surrounding villages from the Armenian Army. On November 8, Aliyev congratulated the commander of the Special Forces on their "liberation of Shusha". The war was considered to be first time Azerbaijan has actively used all of its special forces units.
Defense industry.
The Ministry of Defence Industry of Azerbaijan directs domestic military supplies for Azerbaijan. It was established in 2005. The Defence Industries Ministry subsumed the State Department for Military Industry and for Armaments and the Military Science Center, each of which was formerly a separate agency within the Azerbaijani Defense Ministry.
The defense industry has emerged as an autonomous entity with a growing production capability. The ministry is cooperating with the defense sectors of Ukraine, Belarus and Pakistan. Along with other contracts, Azerbaijani defence industries and Turkish companies, Azerbaijan will produce 40mm revolver grenade launchers, 107mm and 122mm MLRS systems, Cobra 4×4 vehicles and joint modernization of BTR vehicles in Baku.
The major military companies of Azerbaijan are:
In early 2008, reports indicated that an agreement with Turkey had been signed which would lead to Azerbaijan producing armoured personnel carriers, infantry fighting vehicles, and small calibre artillery pieces.
International cooperation.
Azerbaijan cooperates with about 60 countries in the military-technical sphere and has an agreement on military-technical cooperation with more than 30 countries.
Turkey.
In December 2009, an agreement on military assistance was signed by Turkey and Azerbaijan. The agreement envisions Ankara supplying Azerbaijan with weapons, military equipment, and, if necessary, soldiers in case war with Armenia over Karabakh resumes.
Turkey has provided Azerbaijan with infantry weapons, tactical vehicles (jeeps, trucks, etc.) professional training, military organization, technology transfer, licensed military hardware production, and other services. Due to help from Turkish specialists and instructors, thousands of Azerbaijani officers have been trained to western standards.
The military position as international importance of Azerbaijan increased with an agreement between Azerbaijan and Turkey on the participation an Azerbaijani peacekeeping platoon in the staff of the Turkish battalion in Kosovo.
Since 1992, Azerbaijan and Turkey have signed more than 100 military protocols, some of the major protocols include:
In May 2011, Azerbaijan had discussed the purchase of long-range rockets from two Chinese companies, the minister of the defence industry has said. Other arms deals were signed with Turkey. Turkish Defence Minister Vecdi Gonul and Yaver Jamalov signed a protocol of intent on future joint production of two types of output – 107-mm rockets and the national rifle, possibly the Mehmetçik-1. A protocol of intent was signed the same day with the Mechanical and Chemical Industry Corporation MKEK on the joint production of 120-mm mortar launchers. This project will come into force in a few months time. Agreement has also been reached with Turkish company Aselsan on the production of some types of defence output in Azerbaijan, specifically the latest types of weapons' sights. These projects will probably happen in the near future too. Recently, Turkish defense industries secretariat told that an export version of the T-155 Firtina self-propelled howitser is almost done and could start production. T-155 has been powered by a German MTU power pack, which restricts the sale to some countries like Azerbaijan. The Turkish manufacturer MKEK, has announced that they have found an alternate supplier for the power pack where Azerbaijan showed interest to buy the high tech, more capable 155mm 52 caliber from Turkish authorities.
United States.
Section 907 of the United States Freedom Support Act bans any kind of direct United States aid to the Azerbaijani government. Since a waiver was made in 2001 there has been extensive U.S. military cooperation with Azerbaijan. This has included Special Forces and naval aid, consultations with United States European Command, and linkages through the U.S. National Guard State Partnership Program.
On 19 May 2006, Azerbaijani Defense Minister Safar Abiyev and the then commander of United States Air Forces in Europe General Tom Hobbins met in Baku to discuss military cooperation. He said the objective of his visit was to become familiar with the state of Azerbaijani armed forces. Hobbins pointed to the progress made in the NATO-Azerbaijan relations, saying that the successful implementation of the NATO Partnership for Peace program in Azerbaijan has brought the country even closer to the alliance. He said that the two countries' air forces will expand cooperation.
The U.S. state of Oklahoma is linked with Azerbaijan through the U.S. National Guard State Partnership Program (SPP). Oklahoma National Guard troops have been sent on training and humanitarian missions to Baku.
Russia.
Russia is one of Azerbaijan's main supplier of arms. "As of today, military and technical cooperation with Russia is measured at $4 billion and it tends to grow further," President Ilham Aliyev said after meeting with Russian President Vladimir Putin in Baku in 2013.
Israel.
Azerbaijan and Israel cooperate on numerous areas of the defense industry. Israel is Azerbaijan's largest weapon supplier with $4.85 billion in sales during 2016 alone. Azerbaijan has shown great interest in Israeli technology over the years. In particular, an agreement was reached over the construction of the factory of intelligence and combat drones in Azerbaijan.
The Israeli defense company Elta Systems Ltd has had cooperation from Azerbaijan in building the TecSAR reconnaissance satellite system, which can take high-definition photos of ground surfaces in all weather conditions. According to Azerbaijani military experts, the TecSAR system will be indispensable for military operations in the mountainous terrains of Azerbaijan.
As of June 2009, Israel and Azerbaijan had been negotiating on the production of Namer armoured infantry fighting vehicles in Azerbaijan. There is no further information as to whether any agreement has been made.
NATO.
The North Atlantic Treaty Organization (NATO) and Azerbaijan actively cooperate on defence institutional reforms and have developed practical cooperation in many other areas. Azerbaijan's Individual Partnership Action Plan (IPAP) and its Partnership for Peace (PfP) linkages lay out the programme of cooperation between Azerbaijan and NATO.
The Azerbaijani government has however delayed implementing IPAP-recommended reforms, however, in part at least because no decision had been taken to seek NATO membership. This is because Azerbaijan's foreign policy 'seeks to balance interests with the U.S., EU, Russia and Iran.'
According to a NATO diplomatic source some key officials at NATO headquarters in Brussels were pushing hard for engaging Azerbaijan on the membership question. "Turkey, Romania, Italy, Poland, the United Kingdom and the Baltic states," are among the member-states also backing a fast track for Azerbaijan's NATO membership.
However, Azerbaijan made its policy of not being aligned with a geopolitical/military structure official when it became a full member of the Non-Aligned Movement in 2011.
There is also a limited amount of military cooperation with the other countries of GUAM: Georgia, Ukraine, Azerbaijan, and Moldova.
Personnel.
Educational system.
The purpose of Azerbaijani military education & training is to train soldiers, officers, and non-commissioned officers to have independent and creative thinking and commitment to the Azerbaijani people and the government. Military education in the Azerbaijani Armed Forces have been described as either being Secondary education, Further education, or Higher education.
Azerbaijani pilots were formerly trained in the Azerbaijan Air Force School, where they would then develop their skills in operational units. Azerbaijan has an experience exchange with Turkey, Ukraine, the United States and a number of NATO countries. The Turkish Air Force School has a great role in the training of Azerbaijani military pilots. Azerbaijani pilots are also trained in Ukraine's Pilot Training School.
The following is a list of educational institutions in the armed forces, under the auspices of the National Defense University:
Military Justice.
Military Courts act as courts of first instance deals. The Military Court is composed of a President and judges. The following military courts exist in Azerbaijan:
Women and ethnic minorities in the armed forces.
During the first war, Russians, who were a large minority in Azerbaijan at the time, served in the units of the Azerbaijani Army, many of whom formerly served in the Soviet Army. According to the Russian Ministry of Defence more than 300 officers of the 7th Army, based in the capital of Baku, refused to leave Azerbaijan at the outset of the war. During the Second Karabakh War, the death of an ethnic Russian Azerbaijani soldier, Dmitry Solntsev, was reported. There was also Denis Aliyev (born as Denis Pronin) from the Xətai raion, who was killed in Jabrayil. He was later posthumously awarded the Medal "For the Liberation of Jabrayil" in December. Cossacks, associated with the Association of Cossacks of Azerbaijan, often join the Azerbaijani Armed Forces.
Female military personnel in the military are generally involved in education, office work, medical care, and the development of international cooperation. They also serve in the rear, signal troops, and intelligence forces. Women are exempt from conscription, which means that female service is purely on a voluntary basis. There are currently 1,000 female personnel in the Azerbaijani military, accounting for 3% of the armed forces. During the Karabakh Conflict, 2,000 of the 74,000 Azerbaijani soldiers were women, and 600 of them directly took part in military operations, with a women's battalion being established in 1992. The enrollment of females in Azerbaijani higher military schools began in 1999. According to soldier Tehrana Bahruzi in her book, “Zakir Hasanov: the Ideal Minister", Defence Minister Zakir Hasanov was responsible for launching the first female unit in the Special Forces of Azerbaijan. In October 2020, the first female military casualty was reported, a combat medic who died while taking wounded soldiers from the battlefield.
Personnel medals and awards.
Today 'National Hero of Azerbaijan' is the highest national title in the country, awarded for outstanding services of national importance to Azerbaijan in defense, as well as other deeds in other spheres.
Traditions and military institutions.
Military oath.
The military oath () is taken by conscripts as a legal basis of the beginning of their military service. The oath is administered by the commanding officer of the unit. The following is the text for the current version of the oath:
Battle flags and pennants.
A battle flag for a military unit is a symbol of honor which remains forever in the unit unless it is dissolved. By military law, if the battle flag is lost in battle, the commander of the military unit and the servicemen under its command are brought to court, and the unit is abolished. Battle flags have the color of the State Flag, with the slogan "For Azerbaijan" being embroidered with golden silk on a blue stripe along the upper edge of the fabric. Outside the battle flag, the Azerbaijani military also utilizes the Turkish military tradition of pennants as symbols.
Military holidays.
These are the military holidays observed by all service personnel the Armed Forces:
Azerbaijan Military History Museum.
Azerbaijan Military History Museum is a structure under the Ministry of Defense. It was established on 10 December 1992 by the order of the Minister of Defense and in accordance with a decree signed on 29 October 1992 "On the transfer of the Museum of Combat Glory of the VI Army Garrison of the Commonwealth of Independent States". Today, the museum displays 5 tanks, 9 armored personnel carriers, 16 artillery pieces, 6 aircraft, 4 helicopters, 6 different military equipment of the Air Force. Currently, the number of exhibits totals 11,000.
Republican Veterans Organization.
After the Second World War, veterans movements were launched in Azerbaijan, with the Baku Veterans Committee being established on 10 June 1960. The activity of the committee was limited to Baku until the early 1970s. During the leadership of First Secretary Heydar Aliyev, there was a revival in the veteran movement, during which the committee gradually expanded to the republic. The establishment of the Republican Veterans Organization took place on 21 March 1987. Despite the official registration of the RVO with the Ministry of Justice, the activity of the organization was largely formal due to the tensions in the country with the Karabakh War, as well as the attitude of the government towards Red Army veterans in general. One of the first laws signed by the President Aliyev was the Law "On Veterans" (28 June 1994), which restored the mandate for the RVO.
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1091 | Geography of Armenia | Armenia is a landlocked country in the South Caucasus region of the Caucasus. The country spans Eastern Europe and Western Asia, with cultural ties to both regions. The country has a Christian majority, and has been described as being culturally European, with some wider Eurasian influences. Bordered on the north and east by Georgia and Azerbaijan and on the south and west by Iran, Azerbaijan's exclave Nakhchivan, and Turkey.
The terrain is mostly mountainous and flat, with fast flowing rivers and few forests but with many trees. The climate is highland continental: hot summers and cold winters. The land rises to above sea-level at Mount Aragats.
Physical environment.
Armenia is located in the southern Caucasus, the region southwest of Russia between the Black Sea and the Caspian Sea. Modern Armenia occupies part of historical Armenia, whose ancient centers were in the valley of the Araks River and the region around Lake Van in Turkey. Armenia is bordered on the north by Georgia, on the east by Azerbaijan, on the south by Iran, and on the west by Turkey.
Topography and drainage.
Twenty-five million years ago, a geological upheaval pushed up the Earth's crust to form the Armenian Plateau, creating the complex topography of modern Armenia. The Lesser Caucasus range extends through northern Armenia, runs southeast between Lake Sevan and Azerbaijan, then passes roughly along the Armenian-Azerbaijani border to Iran. Thus situated, the mountains make travel from north to south difficult. Geological turmoil continues in the form of devastating earthquakes, which have plagued Armenia. In December 1988, the second largest city in the republic, Leninakan (now Gyumri), was heavily damaged by a massive quake that killed more than 25,000 people.
About half of Armenia's area of approximately has an elevation of at least , and only 3% of the country lies below . The lowest points are in the valleys of the Araks River and the Debed River in the far north, which have elevations of , respectively. Elevations in the Lesser Caucasus vary between . To the southwest of the range is the Armenian Plateau, which slopes southwestward toward the Araks River on the Turkish border. The plateau is masked by intermediate mountain ranges and extinct volcanoes. The largest of these, Mount Aragats, high, is also the highest point in Armenia. Most of the population lives in the western and northwestern parts of the country, where the two major cities, Yerevan and Gyumri, are located.
The valleys of the Debed and Akstafa rivers form the chief routes into Armenia from the north as they pass through the mountains. Lake Sevan, across at its widest point and long, is by far the largest lake. It lies above sea level on the plateau and is large. Other main lakes are: Arpi, , Sev, , Akna .
Terrain is most rugged in the extreme southeast, which is drained by the Bargushat River, and most moderate in the Araks River valley to the extreme southwest. Most of Armenia is drained by the Araks or its tributary, the Hrazdan, which flows from Lake Sevan. The Araks forms most of Armenia's border with Turkey and Iran, while the Zangezur Mountains form the border between Armenia's southern province of Syunik and Azerbaijan's adjacent Nakhchivan Autonomous Republic.
Climate.
Temperatures in Armenia generally depend upon elevation. Mountain formations block the moderating climatic influences of the Mediterranean Sea and the Black Sea, creating wide seasonal variations with cold snowy winters, and warm to hot summers. On the Armenian Plateau, the mean midwinter temperature is to , and the mean midsummer temperature is to . Average precipitation ranges from per year in the lower Araks River valley to at the highest altitudes. Despite the harshness of winter in most parts (with frosts reaching and lower in Shirak region), the fertility of the plateau's volcanic soil made Armenia one of the world's earliest sites of agricultural activity.
Area and boundaries.
Area:<br>"total:" 29,743 km2
"land:" 28,203 km2<br>"water:" 1,540 km2
Area comparative
Land boundaries:<br>"total:" 1,570 km<br>"border countries:"
Azerbaijan 566 km, Azerbaijan-Nakhchivan exclave 221 km, Georgia 219 km, Iran 44 km, Turkey 311 km
Coastline:
0 km (landlocked)
Elevation extremes:<br>"lowest point:" 375m<br>"highest point:" Mount Aragats 4,090 m
Extreme points of Armenia:<br>"North:"
Tavush ()<br>"South:"
Syunik' ()<br>"West:"
Shirak ()<br>"East:"
Syunik' ()
Resources and land use.
Natural resources:
deposits of gold, copper, molybdenum, zinc, bauxite
Armenia has significant deposits of copper, molybdenum and gold, as well as smaller deposits of zinc, lead and silver. Some copper-molybdenum and polymetallic ore deposits are rich in elements such as bismuth, tellurium, selenium, gallium, indium, thallium, rhenium and germanium.
Land use:
<br>"arable land:4.456 km²," 15.8%<br>"permanent crops:" 1.9%<br>"permanent pastures: 4.2%"<br>"forest (2018): 11.2%"<br>"other:" 31.2% (2011)
Irrigated land: 2.084 km2 (2018)
Total renewable water resources:
7.77 m³ (2011) Armenia is considered to be a big water “supplier” in the Caspian basin; as a result, the country lacks water, especially in summer when the rate of evaporation exceeds the amount of precipitation. That is the main reason why since ancient times inhabitants have built water reservoirs and irrigation canals in the area. Lake Sevan contains the largest amount of water in the country.
Freshwater withdrawal (domestic/industrial/agricultural):<br>"total:" 2.86 km³/yr (40%/6%/54%)<br>"per capita:" 929.7 m³/yr (2010)
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1092 | Demographics of Armenia | After registering steady increases during the Soviet period, the population of Armenia declined from its peak value of 3.633 million in 1992 to 2.986 million in 2017.
Whilst the country's population increased steadily during the Soviet Union as a result of periods of repatriation and low emigration rates, it has declined in recent times due to the exodus of peoples following the Soviet break-up. The rates of emigration and population decline, however, have decreased in recent years, and there has been a moderate influx of Armenians returning to Armenia.
Historical statistics.
Citing Armenia's conquest and occupation by the Seljuks (11th century) and Mongols (13th–15th centuries), historians Edmund Herzig and Marina Kurkchiyan write "the combination of progressive Turkish (and Kurdish) immigration and Armenian decline, through massacre, famine and emigration, changed the demographic balance in a way that Arab immigration had never done".
As a result of "deliberate relocation policies employed by both the Ottomans and Safavids" during the Ottoman–Safavid War, there was a large-scale displacement of Armenians; Armenians also emigrated "to escape the insecurity and hardship of life in war-torn Armenia". Whilst Shah Abbas I relocated Armenians to Isfahan and "Armenian colonies in other parts of Iran" in 1604–1605, "the Ottomans also removed Armenian artisans to their capital".
Following the Russian annexation, 45,000 Armenians from Persia and 100,000 from the Ottoman Empire migrated to Eastern Armenia, with another 25,000 migrating following the 1878 Russo-Turkish war. As a result of the repatriation, Armenians had regained a majority in their homeland "for the first time in several hundred years". As a result of persecution and massacres in the Ottoman Empire, some 100,000 Armenians immigrated to Eastern Armenia between 1870 and 1910. The areas with Armenian-majorities would later "form the nucleus in the twentieth century of an independent Armenian state".
Historian Sen Hovhannisian writes that during the 80 years of peace during which Eastern Armenia was part of Russia, there was "unprecedented" population growth: it tripled from 161,700 to 496,100 between 1831–1873, and doubled in the following forty years until it reached 1,000,100 in 1913. The population between 1831 and 1913 increased 6.18 times, yielding an average annual growth rate of 10,200 people. Following the outbreak of World War I, the population, which was 1,014,300 in 1914, fell by 20,500 in 1916 due to the Christian population being drafted. As a result of "wars and civil clashes, hunger and diseases" of 1918–1920, 432,000 people (35.8 percent of the population) were "exterminated".
Upon its sovietisation, the territory of modern-day Armenia had a population of some 720,000, a decline of nearly 30 percent—"almost half" consisted of refugees. American historian Richard Pipes states that "according to Soviet estimates, the Armenian population of Transcaucasia declined between 1914 and 1920 by one half million: 200,000 in consequence of Turkish, and, presumably, Communist, massacres, and 300,000 from other causes, mostly famine and disease".
The drastic decline of the population was addressed by the Soviet Armenian government by repatriating displaced Azerbaijanis to districts where they had formed a significant population in Armenia. The Azerbaijani population of Armenia which numbered some 10,000 in 1920 (attributed to the ARF government's expulsion of at least 200,000 Turks and Kurds) rose to 72,596 in 1922 as a result of the return of 60,000 refugees. In addition to this, the Soviet government welcomed 44,000 Armenian refugees from Greece, Iraq, Turkey, and elsewhere throughout the 1920s and 1930s. In 1946–1948, 86,000 Armenians were repatriated to Soviet Armenia to offset the country's wartime losses. At the same time, by agreement of Armenian and Azerbaijani Soviet leaderships, tens of thousands of Azerbaijanis in Armenia were resettled to Azerbaijan to make room for the repatriates.
Human development.
According to the 2018 HDI statistical update (with data for 2017), compared to all its neighbouring countries Armenia has:
Since 1990, Armenia recorded steady growth of average annual HDI scores in every reported period (1990–2000, 2000–2010, 2010–2017).
According to the 2016 Sustainable Society Index, Armenia has a higher rank of Human Wellbeing than all its neighbours. At the same time its Economic Wellbeing rank is below neighbouring countries.
The 2011 census counted 539,394 persons (19.4 percent of the population above 6 years of age) with higher professional education.
Vital statistics.
Life expectancy.
According to the 2018 HDI statistical update, compared to all its neighbouring countries Armenia has the highest health expenditures as percentage of its GDP and the highest healthy life expectancy at birth.
In 2016, the average life expectancy at birth for males was 71.6 years and for females was 78.3 years, with the average at 75.0 years.
After a setback during 1986–1996, mostly due to the Spitak earthquake, and the First Nagorno-Karabakh War, Armenia regained its position and was consistently among the top three former Soviet republics during 1997–2016, topping the list in 2007.
During the Soviet period, life expectancy was traditionally high in Armenia and topped all other republics of the USSR, and most other countries in Eastern Europe between 1978–1980.
Source: UN
Reproduction indicators.
In 2016, natural increase of population comprised 12,366 persons and the crude rate of natural increase reached 4.1%, per 1000 population, decreasing by 0.4 percent compared to the previous year.
After double-digit crude natural increase rates between 1982–1992, rates did not exceed 5.5 after 1998. At a regional level, slightly better rates were recorded in the capital Yerevan, where the value of 5.5 is consistently being surpassed since 2009. Particularly weak is natural increase in Tavush and Syunik provinces, not much better off are Lori and Vayots Dzor provinces.
Fertility Rate (TFR) (Wanted Fertility Rate) and CBR (Crude Birth Rate):
Armenia's Total Fertility Rate at 1.6 was lowest in the Caucasus region in 2017. TFR is expected to stay at 1.6 between 2015–2020, less from 1.7 in years 2010–2015.
The mean age of mothers at birth was 26.8 years and at first birth it was 24.7 years in 2016. Adolescent birth rate, as well as, share of women married aged 18 was lowest in Armenia compared to its neighbouring countries.
In 2016, infant mortality rate (in the first year of their life) was 8.6%, per 1,000 live births.
A study revealed that population growth rate "changes" were more favourable in Armenia than in its surrounding countries between 2005–2015.
Structure of the population.
The median age in 2020 was 36.6 years (male: 35.1, female: 38.3).
36.3 percent of women who gave birth in 2016 had higher education.
Population by Sex and Age Group (Census 12.10.2011):
Population Estimates by Sex and Age Group (01.VII.2019):
In 2016, households with up to four members prevailed in urban areas throughout Armenia, with the share of such households coming to 70.2 percent in urban communities compared to 60.1 percent in rural communities.
Since the 1960s, Armenia has the highest share of urban population among South Caucasus countries.
Vital statistics summary data.
1 The numbers of life births and deaths until 1959 were calculated from the birth rate and death rate, respectively
2 The high number of deaths in 1988 is related to the Spitak earthquake, while in the rest of the 20th century the death rate was equal to the rate of other European countries (excluding England).
3 The population estimate for 2012 has been recalculated on the basis of the 2011 Census.
Ethnic groups.
In 2002, ethnic minorities included Russians, Assyrians, Ukrainians, Yazidis, Kurds, Iranians, Greeks, Georgians, and Belarusians. There were also smaller communities of Vlachs, Mordvins, Ossetians, Udis, and Tats. Minorities of Poles and Caucasus Germans also exist, though they are heavily Russified.
Languages.
Armenian is the sole official language.
As per 2001 census data, Armenian is most widely spoken at 97.7%, Kurdish at 1%, Russian at 0.9%, among others at 0.4%.
As per 2011 census data, native languages were reported as follows: Armenian – 2,956,615, Yezidian – 30,973, Russian – 23,484, Assyrian – 2,402, Kurdish – 2,030.
Armenia is a member of La Francophonie, and hosted its annual summit in 2018.
The largest communities of the Armenian diaspora, are fluent in Russian and English.
Religions.
Most Armenians are Christians, primarily of the Apostolic Church rite. Armenia is considered the first nation to officially adopt Christianity, which was first preached in Armenia by two Apostles of Jesus, St. Bartholomew and St. Thaddeus in the 1st century. The Armenian Apostolic Church can trace its roots back to the 3rd and 4th centuries. The country formally adopted the Christian faith in 301 A.D. Over 90 percent of Armenians belong to the Armenian Apostolic Church. Armenia also has a population of Catholics and Evangelical Protestants.
According to the census of 2011, the primary religions in Armenia is the following: Christianity 2,862,366 (94.8%) of whom 2,797,187 Armenian Apostolic (92.5%), 29,280 Evangelical, 13,996 Armenian and Roman (Latin) Catholic, 8,695 Jehovah's Witness, 8,587 Eastern Orthodox (Russian, Ukrainian, Georgian, Greek), 2,874 Molokan (non-Orthodox Russians), 1,733 Assyrian Church of the East (Nestorian), 733 Protestant, 241 Mormon, Yazidism (0.8%), Paganism (0.2%), 812 Islam, 5,299 Other Religion (0.2%), 121,587 No Response (4%).
Migration.
Compared to its neighbouring countries, Armenia has the highest share of immigrants (6.5 percent of total population, 2017 data).
The estimated number of population net migration is −24.8 thousand persons, according to the Integrated living conditions survey of households of 2016; for urban population −13.8 thousand and for rural population −11.0 thousand persons.
24.9% of households were involved in external and internal migration processes over the period of 2013– 2016. Migration directions were distributed as follows: 12% – internal, 10.5% – Republic of Artsakh, rest (76.4%) – international (of which 89.8% – Russia). Among household members of age 15 and above, who left their permanent residence in 2013–2016 for 3 months and longer and had not returned as of 2016, 11.9% were in Armenia, 13.0% in Artsakh, and 75.1% in other countries, predominantly in Russia. More than 54% of migrant household members of the age 15 years and above sent money and/ or goods to their families/relatives/friends within 12 months preceding the survey.
According to 2019 UN data, the emigration rate averaged annually around 1.7 per 1000 inhabitants in years 2015–2020 and is expected to remain the same until year 2045. These are below average emigration rate of 11.5 per 1000 in years 2000–2010 and even below the emigration rate of 3.2 per 1000 in years 1980–1985.
Migration during post-Soviet period.
It is estimated that 740,000-1,300,000 people left Armenia between 1988 and 2005.
Economically recessed situation in Armenia during the 1990s enhanced the emigration of 125,000 refugees and displaced persons. Human and natural disasters also caused approximately 192,000 individuals to become internally displaced persons in Armenia. Among the disasters, the major impact was the 1988 Spitak earthquake.
After the collapse of the Soviet Union, borders that were once formal, now assumed real significance. Nonetheless, increased political, inter-ethnic, and social tensions prompted more and more people to migrate between Armenia and its neighbouring countries. As a result, approximately 100,000 persons or 3 percent of the country’s population emigrated during the beginning of 1990s.
Refugees and forcibly displaced persons started arriving to Armenia in spring 1988 and continued coming until late 1991. During this time, Armenia gave shelter to approximately 419,000 refugees and displaced persons, 360,000 of whom migrated from Azerbaijan. The rest immigrated from other regions of the former Soviet Union.
Migration flows during the post-soviet period can be divided into 3 stages:
According to government records, over 55 per cent of all emigrants are unmarried and 60 per cent are males between the ages of 20 and 44 (very few are children and even fewer are elderly people). Most have an educational level far higher than the national average and have no intention of returning to Armenia. Although no hard data exists, emigrant families appear to be even less likely to return.
The emigration of the major part of the Armenian population has brought about important changes. For example, a decrease in the number of people of reproductive age in Armenia has led to a progressive drop in marriages and birth rates. There has also been a considerable change in the ethnic composition of the population in Armenia due to a higher rate of emigration among ethnic minorities.
Wealth and poverty.
Inequality.
Out of 41 emerging economies, Armenia was among only four, which recorded rising inequality (measured by Gini coefficient) in years 2007–2015.
Wealth.
According to Global Wealth Report, prepared by Credit Suisse, mean wealth per adult in Armenia in 2019 is estimated at $19,517 (rising 9 times from estimated $2,177 in year 2000). Mean wealth per adult in Armenia surpasses corresponding values for neighboring countries Georgia and Azerbaijan by over 50%, all CIS countries except Russia and Kazakhstan, and neighboring Iran. Growth rate of mean wealth per adult between 2000 and 2019 with the value of 9 times beats all neighboring countries, most of CIS countries as well as Estonia, Latvia and Lithuania.
Median wealth per adult is reported at $8,309 in 2019, above the world average, rising 9.6 times from $862 in year 2000.
Between 2000 and 2019, average debts per adult grew 28.7 times to $1,261, or 6.5% of wealth per adult (below the 11.9% world average).
55% of adults own less than $10,000, 42.7% — $10,000–$100,000, 2.2% — $100,000–$1 million and 0.1% — over $1 million. The share of adults owning less than $10,000 with the value of 55% is less than corresponding value in each of CIS countries, neighboring Iran and Turkey, as well as the world average. Gini coefficient for wealth is reported at 66.3%, less than 82.4% the European average and 88.5% the world average.
Poverty.
As much as 53.5% of the country’s population was officially considered poor in 2004. Poverty fell significantly in the following years amid double-digit economic growth that came to an end with the onset of the global financial crisis in late 2008. It soared to almost 36% in 2010, one year after Armenia’s Gross Domestic Product shrunk by over 14%. Afterwards, there was a decreasing trend throughout the last years reaching 23.5% in 2018, down from 25.7% in 2017.
The poverty indicators in Shirak, Lori, Kotayk, Tavush and Armavir provinces are higher than the country average. The highest poverty rate in the country has been recorded in Shirak province, where 46% of the population is below the poverty line. To overcome poverty, Armenia would need AMD 63.2 billion, or an amount equal to 1.2% of GDP, in addition to the resources already allocated for social assistance, assuming that such assistance would be efficiently targeted to the poor.
In terms of the international poverty line corresponding to US$1.25 in 2005 PPP, poverty in Armenia went down from 19.3% in the year 2001 to 1.5% in the year 2008 and remained nearly unchanged until the year 2015 moving in the range of 1.5% – 2.7%.
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1093 | Politics of Armenia | The politics of Armenia take place in the framework of the parliamentary representative democratic republic of Armenia, whereby the president of Armenia is the head of state and the prime minister of Armenia the head of government, and of a multi-party system. Executive power is exercised by the president and the Government. Legislative power is vested in both the Government and Parliament.
History.
Armenia became independent from the Russian Empire on 28 May 1918 as the "Republic of Armenia", later referred as First Republic of Armenia. About a month before its independence Armenia was part of short lived Transcaucasian Democratic Federative Republic. Suffering heavy losses during the Turkish invasion of Armenia and after the Soviet invasion of Armenia, the government of the First Republic resigned on 2 December 1920. Soviet Russia reinstalled its control over the country, which later became part of the Transcaucasian SFSR. The TSFSR was dissolved in 1936 and Armenia became a constituent republic of the Soviet Union known as the Armenian SSR, later also referred as the "Second Republic of Armenia".
During the dissolution of the Soviet Union the population of Armenia voted overwhelmingly for independence following the 1991 Armenian independence referendum. It was followed by a presidential election in October 1991 that gave 83% of the votes to Levon Ter-Petrosyan. Earlier in 1990, when the National Democratic Union party defeated the Armenian Communist Party, he was elected Chairman of the Supreme Council of Armenia. Ter-Petrosyan was re-elected in 1996. Following public discontent and demonstrations against his policies on Nagorno-Karabakh, the President resigned in January 1998 and was replaced by Prime Minister Robert Kocharyan, who was elected as second President in March 1998. Following the assassination of Prime Minister Vazgen Sargsyan, parliament Speaker Karen Demirchyan and six other officials during parliament seating on 27 October 1999, a period of political instability ensued during which an opposition headed by elements of the former Armenian National Movement government attempted unsuccessfully to force Kocharyan to resign. In May 2000, Andranik Margaryan replaced Aram Sargsyan (a brother of assassinated Vazgen Sargsyan) as Prime Minister.
Kocharyan's re-election as president in 2003 was followed by widespread allegations of ballot-rigging. He went on to propose controversial constitutional amendments on the role of parliament. These were rejected in a referendum the following May. Concurrent parliamentary elections left Kocharyan's party in a very powerful position in the parliament. There were mounting calls for the President's resignation in early 2004 with thousands of demonstrators taking to the streets in support of demands for a referendum of confidence in him.
The Government of Armenia's stated aim is to build a Western-style parliamentary democracy. However, international observers have questioned the fairness of Armenia's parliamentary and presidential elections and constitutional referendum between 1995 and 2018, citing polling deficiencies, lack of cooperation by the Electoral Commission, and poor maintenance of electoral lists and polling places. Armenia is considered one of the most democratic nations of the Commonwealth of Independent States.
The observance of human rights in Armenia is uneven and is marked by shortcomings. Police brutality allegedly still goes largely unreported, while observers note that defendants are often beaten to extract confessions and are denied visits from relatives and lawyers. Public demonstrations usually take place without government interference, though one rally in November 2000 by an opposition party was followed by the arrest and imprisonment for a month of its organizer. Freedom of religion is not always protected under existing law. Nontraditional churches, especially the Jehovah's Witnesses, have been subjected to harassment, sometimes violently. All churches apart from the Armenian Apostolic Church must register with the government, and proselytizing was forbidden by law, though since 1997 the government has pursued more moderate policies. The government's policy toward conscientious objection is in transition, as part of Armenia's accession to the Council of Europe.
Armenia boasts a good record on the protection of national minorities, for whose representatives (Assyrians, Kurds, Russians and Yazidis) four seats are reserved in the National Assembly. The government does not restrict internal or international travel.
Transition to a parliamentary republic.
In December 2015, the country held a referendum which approved transformation of Armenia from a semi-presidential to a parliamentary republic.
As a result, the president was stripped of his veto faculty and the presidency was downgraded to a figurehead position elected by parliament every seven years. The president is not allowed to be a member of any political party and re-election is forbidden.
Skeptics saw the constitutional reform as an attempt of third president Serzh Sargsyan to remain in control by becoming Prime Minister after fulfilling his second presidential term in 2018.
In March 2018, the Armenian parliament elected Armen Sarkissian as the new President of Armenia. The controversial constitutional reform to reduce presidential power was implemented, while the authority of the prime minister was strengthened. In May 2018, parliament elected opposition leader Nikol Pashinyan as the new prime minister. His predecessor Serzh Sargsyan resigned two weeks earlier following widespread anti-government demonstrations.
In June 2021, early parliamentary elections were held. Nikol Pashinyan's Civil Contract party won 71 seats, while 29 went to the Armenia Alliance headed by former President Robert Kocharyan. The I Have Honor Alliance, which formed around another former president, Serzh Sargsyan, won seven seats. After the election, Armenia's acting Prime Minister Nikol Pashinyan was officially appointed to the post of prime minister by the country's president Armen Sarkissian. In January 2022, Armenian President Armen Sarkissian resigned from office, stating that the constitution does no longer give the president sufficient powers or influence. On 3 March 2022, Vahagn Khachaturyan was elected as the fifth president of Armenia in the second round of parliamentary vote.
Legislative branch.
The unicameral National Assembly of Armenia ("Azgayin Zhoghov") is the legislative branch of the government of Armenia.
Before the 2015 Armenian constitutional referendum, it was initially made of 131 members, elected for five-year terms: 41 members in single-seat constituencies and 90 by proportional representation. The proportional-representation seats in the National Assembly are assigned on a party-list basis among those parties that receive at least 5% of the total of the number of the votes.
Following the 2015 referendum, the number of MPs was reduced from the original 131 members to 101 and single-seat constituencies were removed.
Political parties and elections.
The electoral threshold is currently set at 5% for single parties and 7% for blocs.
Independent agencies.
Independent of three traditional branches are the following independent agencies, each with separate powers and responsibilities:
Corruption.
Transparency International's 2021 Corruption Perceptions Index ranked Armenia 58th out of 180 in the world with 49 points (the same amount of points as 2020), this has pushed the country up from being ranked at 60th in 2020. According to Transparency International, Armenia has improved significantly on the Corruption Perception Index since 2012, especially since the 2018 revolution, the country has taken steps to counter corruption. Further mentioning that "Armenia has taken a gradual approach to reform, resulting in steady and positive improvements in anti-corruption. However, safeguarding judicial independence and ensuring checks and balances remain critical first steps in its anti-corruption efforts. The effectiveness of those efforts is additionally challenged by the current political and economic crisis as a result of the recent Nagorno Karabakh conflict and the subsequent protests against Prime Minister Nikol Pashinyan over a ceasefire deal".
In 2008, Transparency International reduced its Corruption Perceptions Index for Armenia from 3.0 in 2007 to 2.9 out of 10 (a lower score means more perceived corruption); Armenia slipped from 99th place in 2007 to 109th out of 180 countries surveyed (on a par with Argentina, Belize, Moldova, Solomon Islands, and Vanuatu).
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1094 | Economy of Armenia | The economy of Armenia grew by 12.6% in 2022, according to the country's Statistical Committee and the International Monetary Fund. Total output amounted to 8.497 trillion Armenian drams, or $19.5 billion. At the same time, Armenia's foreign trade turnover significantly accelerated in growth from 17.7% in 2021 to 68.6% in 2022.
GDP contracted sharply in 2020 by 7.2%, mainly due to the COVID-19 recession and the war against Azerbaijan. In contrast it grew by 7.6 per cent in 2019, the largest recorded growth since 2007, while between 2012 and 2018 GDP grew 40.7%, and key banking indicators like assets and credit exposures almost doubled.
While part of the Soviet Union, the economy of Armenia was based largely on industry—chemicals, electronic products, machinery, processed food, synthetic rubber and textiles; it was highly dependent on outside resources. Armenian mines produce copper, zinc, gold and lead. The vast majority of energy is produced with imported fuel from Russia, including gas and nuclear fuel for Armenia's Metsamor nuclear power plant. The main domestic energy source is hydroelectric. Small amounts of coal, gas and petroleum have not yet been developed.
The severe trade imbalance has been offset somewhat by international aid, remittances from Armenians abroad, and foreign direct investment. Armenia is a member of the Eurasian Economic Union and ties with Russia remain close, especially in the energy sector.
Overview.
Under the old Soviet central planning system, Armenia had developed a modern industrial sector, supplying machine tools, textiles, and other manufactured goods to sister republics in exchange for raw materials and energy. Since the implosion of the USSR in December 1991, Armenia has switched to small-scale agriculture away from the large agroindustrial complexes of the Soviet era. The agricultural sector has long-term needs for more investment and updated technology. Armenia began borrowing soon after declaring independence. In 2000, Armenian governmental debt reached its greatest level relative to GDP (49.3 percent of GDP).
Armenia is a food importer, and its mineral deposits (gold and bauxite) are small. The ongoing conflict with Azerbaijan over the ethnic Armenian-dominated region of Nagorno-Karabakh and the breakup of the centrally directed economic system of the former Soviet Union contributed to a severe economic decline in the early 1990s. Political instability and the threat of war placed a significant strain on economic development. Despite robust growth in recent years, the problem of geopolitical uncertainty resurfaced during the 2020 war, contributing to a 7.2% drop in GDP. Armenia's public debt rose to 63.5% in 2020, but fell below 50% again in 2022.
Global competitiveness.
In the 2020 report of Index of Economic Freedom by Heritage Foundation, Armenia is classified as "mostly free" and ranks 34th, improving by 13 positions and ahead of all other Eurasian Economic Union countries and several EU countries including Cyprus, Bulgaria, Romania, Poland, Belgium, Spain, France, Portugal and Italy.
In the 2019 report (data for 2017) of Economic Freedom of the World published by Fraser Institute Armenia ranks 27th (classified most free) out of 162 economies.
In the 2019 report of Global Competitiveness Index Armenia ranks 69th out of 141 economies.
In the 2020 report (data for 2019) of Doing Business Index Armenia ranks 47th with 10th rank on "starting business" sub-index.
In the 2019 report (data for 2018) of Human Development Index by UNDP Armenia ranked 81st and is classified into "high human development" group.
In the 2021 report (data for 2020) of Corruption Perceptions Index by Transparency International Armenia ranked 60 of 179 countries.
History of the modern Armenian economy.
At the beginning of the 20th century, the territory of present-day Armenia was an agricultural region with some copper mining and cognac production. From 1914 through 1921, Caucasian Armenia suffered from genocide of about 1.5 million Armenian inhabitants
on their own homeland which obviously caused total property and financial collapse when all their assets and belongings were forcibly taken away by the Turks the consequences of which after 105 years to this day remain incalculable, revolution, the influx of refugees from Turkish Armenia, disease, hunger and economic misery. About 200,000 people died in 1919 alone. At that point, only American relief efforts saved Armenia from total collapse. Thus, Armenians went from being one of the wealthiest ethnic groups in the region to suffering from poverty and famine. Armenians were the second richest ethnic group in Anatolia after the Greeks, and they were heavily involved in very high productive sectors such as banking, architecture, and trade. However, after the mass killings of Armenian intellectuals in April 1915 and the genocide targeted towards the whole Armenian population left the people and the country in ruins. The genocide was responsible for the loss of many high-quality skills that the Armenians possessed.
The first Soviet Armenian government regulated economic activity stringently, nationalizing all economic enterprises, requisitioning grain from peasants, and suppressing most private market activity. This first experiment of state control ended with the advent of Soviet leader Vladimir Lenin's New Economic Policy (NEP) of 1921–1927. This policy continued state control of the large enterprises and banks, but peasants could market much of their grain, and small businesses could function. In Armenia, the NEP years brought partial recovery from the economic disaster of the post-World War I period. By 1926 agricultural production in Armenia had reached nearly three-quarters of its prewar level.
By the end of the 1920s, Stalin's regime had revoked the NEP and re-established the centralised state monopoly on all economic activity. Once this occurred, the main goal of the Soviet economic policy in Armenia was to turn a predominantly agrarian and rural republic into an industrial and urban one. Among other restrictions, peasants now were forced to sell nearly all of their output to state procurement agencies rather than at the open market. From the 1930s through the 1960s, an industrial infrastructure has been constructed. Besides hydroelectric plants and canals, roads were built and gas pipelines were laid to bring fuel and food from Azerbaijan and Russia.
The Stalinist command economy, in which market forces were suppressed and all orders for production and distribution came from the state authorities, survived in all its essential features until the fall of the Soviet regime in 1991. In the early stages of the communist economic revolution, Armenia underwent a fundamental transformation into a "proletarian" society. Between 1929 and 1939, the percentage of Armenia's work force categorised as industrial workers grew from 13% to 31%. By 1935 industry supplied 62% of Armenia's economic production. Highly integrated and sheltered within artificial barter economy of the Soviet system from the 1930s until the end of the communist era, the Armenian economy showed few signs of self-sufficiency at any time during that period. In 1988, Armenia produced only 0.9% of the net material product of the Soviet Union (1.2% of industry, 0.7% of agriculture). The republic retained 1.4% of total state budget revenue, delivered 63.7% of its NMP to other republics, and exported only 1.4% of what it produced to markets outside the Soviet Union.
Agriculture accounted for only 20% of net material product and 10% of employment before the breakup of the Soviet Union in 1991.
Armenia's industry was especially dependent on the Soviet military-industrial complex. About 40% of all enterprises in the republic were devoted to defense, and some factories lost 60% to 80% of their business in the last years of the Soviet Union, when massive cuts were made in the national defense expenditures. As the republic's economy faced the prospects of competing in world markets in the mid 1990s, the great liabilities of Armenia's industry were its outdated equipment and infrastructure and the pollution emitted by many of the country's heavy industrial plants.
The economic downturn that began in 1989 worsened dramatically in 1992. According to statistics, the GDP declined by 37.5 percent in 1991 compared to 1990, and all sectors contributing to the GDP decreased in production. The collapse of industry in favor of agriculture, whose products were mostly imported throughout the Soviet period, changed the structure of sectoral contributions to GDP.
In 1991, Armenia's last year as a Soviet republic, national income fell 12% from the previous year, while per capita gross national product was 4,920 rubles, only 68% of the Soviet average. In large part due to the earthquake of 1988, the Azerbaijani blockade that began in 1989 and the collapse of the international trading system of the Soviet Union, the Armenian economy of the early 1990s remained far below its 1980 production levels. In the first years of independence (1992–93), inflation was extremely high, productivity and national income dropped dramatically, and the national budget ran large deficits.
A period of chronic shortages, was the first stage of price deregulation, which allowed goods to stay in Armenia as opposed to being exported for better prices; the inflation rates were 10 percent in 1990, 100 percent in 1991, and 642.5 percent during the first four months of 1992, compared with the first four months of 1991. Thus, there were two opposing dynamics: price increases in response to shortages and falling incomes due to the recession and unemployment.
Post-communist economic reforms.
Armenia introduced elements of the free market and privatisation into their economic system in the late 1980s, when Mikhail Gorbachev began advocating economic reform. To supply the country's basic needs, the first decision was land reform and the privatization of land. This allowed for the emergence of small-parcel agriculture supplying markets and supporting self-sustenance during the period of shortages. Cooperatives were set up in the service sector, particularly in restaurants, although substantial resistance came from the Communist Party of Armenia (CPA) and other groups that had enjoyed privileged position in the old economy. In the late 1980s, much of Armenia's economy already was opening either semi-officially or illegally, with widespread corruption and bribery. The so-called mafia, made up of interconnected groups of powerful officials and their relatives and friends, sabotaged the efforts of reformers to create a lawful market system. When the December 1988 earthquake brought millions of dollars of foreign aid to the devastated regions of Armenia, much of the money went to corrupt and criminal elements.
Beginning in 1991, the democratically elected government pushed vigorously for privatisation and market relations, although its efforts were frustrated by the old ways of doing business in Armenia, the Azerbaijani blockade, and the costs of the First Nagorno-Karabakh War. In 1992, the Law on the Programme of Privatisation and Decentralisation of Incompletely Constructed Facilities established a state privatisation committee, with members from all political parties. In middle 1993, the committee announced a two-year privatisation programme, whose first stage would be privatisation of 30% of state enterprises, mostly services and light industries. The remaining 70%, including many bankrupt, nonfunctional enterprises, were to be privatised in a later stage with a minimum of government restriction, to encourage private initiative. For all enterprises, the workers would receive 20% of their firm's property free of charge; 30% would be distributed to all citizens by means of vouchers; and the remaining 50% was to be distributed by the government, with preference given to members of the labour organisations. A major problem of this system, however, was the lack of supporting legislation covering foreign investment protection, bankruptcy, monopoly policy, and consumer protection.
In the first post-communist years, efforts to interest foreign investors in joint enterprises were only moderately successful because of the blockade and the energy shortage. Only in late 1993 was a department of foreign investment established in the Ministry of Economy, to spread information about Armenia's investment opportunities and improve the legal infrastructure for investment activity. A specific goal of this agency was creating a market for scientific and technical intellectual property.
A few Armenians living abroad made large-scale investments. Besides a toy factory and construction projects, diaspora Armenians built a cold storage plant (which in its first years had little produce to store) and established the American University of Armenia in Yerevan to teach the techniques necessary to run a market economy.
Armenia was admitted to the International Monetary Fund in May 1992 and to the World Bank in September. A year later, the government complained that those organisations were holding back financial assistance and announced its intention to move toward fuller price liberalisation, and the removal of all tariffs, quotas, and restrictions of foreign trade. Although privatisation had slowed because of catastrophic collapse of the economy, Prime Minister Hrant Bagratyan informed the United States officials in the fall of 1993 that plans had been made to embark on a renewed privatisation programme by the end of the year.
Like other former states, Armenia's economy suffers from the legacy of a centrally planned economy and the breakdown of former Soviet trading patterns. Soviet investment in and support of Armenian industry has virtually disappeared, so that few major enterprises are still able to function. In addition, the effects of the 1988 earthquake, which killed more than 25,000 people and made 500,000 homeless, are still being felt. Although a cease-fire has held since 1994, the conflict with Azerbaijan over Nagorno-Karabakh has not been resolved. The consequent blockade along both the Azerbaijani and Turkish borders has devastated the economy, because of Armenia's dependence on outside supplies of energy and most raw materials. Land routes through Azerbaijan and Turkey are closed; routes through Georgia and Iran are adequate and reliable. In 1992–93, the GDP had fallen nearly 60% from its 1989 level. The national currency, the dram, suffered hyperinflation for the first few years after its introduction in 1993.
Armenia has registered strong economic growth since 1995 and inflation has been negligible for the past several years. New sectors, such as precious stone processing and jewelry making and communication technology (primarily Armentel, which is left from the USSR era and is owned by external investors). This steady economic progress has earned Armenia increasing support from international institutions. The International Monetary Fund (IMF), World Bank, EBRD, as well as other international financial institutions (IFIs) and foreign countries are extending considerable grants and loans. Total loans extended to Armenia since 1993 exceed $800 million. These loans are targeted at reducing the budget deficit, stabilizing the local currency; developing private businesses; energy; the agriculture, food processing, transportation, and health and education sectors; and ongoing rehabilitation work in the earthquake zone.
By 1994, however, the Armenian government had launched an ambitious IMF-sponsored economic liberalization program that resulted in positive growth rates in 1995–2005. The economic growth of Armenia expressed in GDP per capita was one of strongest in the CIS. GDP went from $350 to more than $800 on average between 1995 and 2003. Three principal factors explain this result: the credibility of the macroeconomic policies of stabilization, the correction effect following the depression, and the importance of external transfers, in particular since 2000. Armenia became a member of the World Trade Organization (WTO) in January 2003. Armenia also has managed to slash inflation, stabilize its currency, and privatize most small- and medium-sized enterprises. Armenia's unemployment rate, however, remains high, despite strong economic growth.
The chronic energy shortages Armenia suffered in the early and mid-1990s have been offset by the energy supplied by one of its nuclear power plants at Metsamor. Armenia is now a net energy exporter, although it does not have sufficient generating capacity to replace the Metsamor nuclear plant, which is under international pressure to close due to its old design. The European Union had classified the VVER 440 Model V230 light-water-cooled reactors as the "oldest and least reliable" category of all the 66 Soviet reactors built in the former Eastern Bloc. However the IAEA has found that the Metsamor NPP has adequate safety and can function beyond its design lifespan.
The country's electricity distribution system was privatized in 2002.
Outperforming GDP growth.
According to official preliminary data GDP grew by 7.6 per cent in 2019, largest recording growth since 2008.
GDP per capita was approximately $4,280 in 2018 and is expected to reach $4604 in 2019. In terms of GDP per capita IMF expects Armenia to surpass neighboring Georgia in 2019 and neighboring Azerbaijan in 2020.
With 8.3% Armenia recorded highest degree of GDP growth among Eurasian Economic Union countries in 2018 January–June against the same period of 2017.
Earlier, the economy of Armenia grew by 7.5% in 2017 and reached a nominal GDP of $11.5 billion per annum, while per capita figure grew by 10.1% and reached $3880. With 7.29% Armenia was second best in GDP per capita growth terms in Europe and Central Asia in 2017.
Armenian GDP PPP (measured in current international dollar) grew total of 316% per capita in the years 2000-2017 becoming 6th best worldwide in these terms.
GDP grew 40.7% between 2012 and 2018, and key banking indicators like assets and credit exposures almost doubled.
2020 recession.
The Armenian economy performed poorly in 2020, and contracted by 7.2% after years of consecutive growth. The two biggest contributing factors were the COVID-19 recession and the Second Nagorno-Karabakh War. In the first half of 2020, the Armenian economy was negatively impacted by the economic restrictions that were implemented in response to the COVID-19 pandemic. These restrictions included a stay-at-home order, an indoor social distancing requirement, and a mask mandate. These restrictions had a negative impact on businesses; according to the World Bank, individual consumption dropped by 9% in the first six months of 2020 due to the stay-at-home order.
The economy was further impacted by the war against Azerbaijan later in the year. Early in the war, the central government mobilized the country by converting private businesses into public ones, producing masks and military equipment. During this time, many factories were converted from private-use to public, which further negatively impacted the nation's economic output.
Main sectors of economy.
Agricultural sector.
Armenia produced in 2018:
In addition to smaller productions of other agricultural products.
As of 2010, the agricultural production comprises on average 25 percent of Armenia's GDP. In 2006, the agricultural sector accounted for about 20 percent of Armenia's GDP.
Armenia's agricultural output dropped by 17.9 percent in the period of January–September 2010. This was owing to bad weather, a lack of a government stimulus package, and the continuing effects of decreased agricultural subsidies by the Armenian government (per WTO requirements). In addition, the share of agriculture in Armenia's GDP hovered around 17.9% until 2012 according to the World Bank. Then already in 2013 the share of it was a bit higher comprising 18.43%. Afterwards a declining trend was registered in the period of 2013-2017 reaching to around 14.90% in 2017. By comparing the share of agriculture as a component of GDP with the neighboring countries (Georgia, Azerbaijan, Turkey, Iran) one can notice that the percentage is highest for Armenia. As of 2017 the contribution of agriculture to the GDP for the neighboring countries was 6.88, 5.63, 6.08 and 9.05 respectively.
In 2022, the industry with the highest number of companies registered in Armenia is Services with 1,907 companies followed by Wholesale Trade and Manufacturing with 510 and 408 companies respectively.
Mining.
In 2017, mining industry output with grew by 14.2% to 172 billion AMD at current prices and run at 3.1% of Armenia's GDP.
In 2017, mineral product (without precious metals and stones) exports grew by 46.9% and run at US$692 million, which comprised 30.1% of all exports.
Construction sector.
Real estate transactions count grew by 36% in September 2019 compared to September 2018. Also, the average market value of one square meter of housing in apartment buildings in Yerevan in September 2019 grew by 10.8% from September 2018.
In 2017, construction output increased by 2.2% reaching 416 billion AMD.
Armenia experienced a construction boom during the latter part of the 2000s. According to the National Statistical Service, Armenia's booming construction sector generated about 20 percent of Armenia's GDP during the first eight months of 2007. According to a World Bank official, 30 percent of Armenia's economy in 2009 came from the construction sector.
However, during the January to September 2010 period, the sector experienced a 5.2 percent year-on-year decrease, which according to the Civilitas Foundation is an indication of the unsustainability of a sector based on an elite market, with few products for the median or low budgets. This decrease comes despite the fact that an important component of the government stimulus package was to support the completion of ongoing construction projects.
Energy.
In 2017, electricity generation increased by 6.1% reaching 7.8 billion KWh.
Digital economy.
The digital economy is a branch of the economy based on digital computing technologies. The digital economy is sometimes referred to as the Internet economy or the web economy. The digital economy is often intertwined with the traditional economy, making it difficult to distinguish between them. Aimed at the sector's development on November 15, 2021, the Silicon Mountains Summit dedicated to introducing intelligent solutions in the economy was held in Yerevan. The main topic of the summit was the prospect of digitalization of the economy in Armenia. The main driving force of this sphere in Armenia is the banks. Digital transformation is a necessity for banks and financial institutions. At the moment, ACBA Bank is the leader․
Industrial sector.
In 2017, industrial output increased by 12.6% annually reaching 1661 billion AMD.
Industrial output was relatively positive throughout 2010, with year-on-year average growth of 10.9 percent in the period January to September 2010, due largely to the mining sector where higher global demand for commodities led to higher prices. According to the National Statistical Service, during the January–August 2007 period, Armenia's industrial sector was the single largest contributor to the country's GDP, but remained largely stagnant with industrial output increasing only by 1.7 percent per year. In 2005, Armenia's industrial output (including electricity) made up about 30 percent of GDP.
Services sector.
In the 2000s, along with the construction sector, the services sector was the driving force behind Armenia's recent high economic growth rate.
Between 2017 and 2019, Armenia's economy increased fast, with annual rate of GDP growth averaging 6.8 percent. Following the political realignment of 2018, prudent macroeconomic policy helped develop a track record of macroeconomic stability and an enhanced business environment. In Armenia, the service sector in 2020 reduced volumes by 14.7%, against 15% growth a year earlier, amounting to 1.7 trillion drams ($3.5 billion). According to the Statistical Committee, a negative trend was recorded in all service segments except finance, as well as information and communication.
Retail trade.
In 2010, retail trade turnover was largely unaltered compared to 2009. The existing monopolies throughout the retail sector have made the sector non-responsive to the crisis and resulted in near zero growth. The aftermath of the crisis has started to shift the structure in the retail sector in favor of food products.
Nowadays(2019), Armenia has improved standards of living and growing income, which brought to the improvement of retail sector in Armenia. retail sector has the highest employment level. While the sector improves, currently the major sector is still in Yerevan, and not in the other cities of Armenia. The development that happened in this sector was the opening of Dalma Garden Mall, and later Yerevan mall, Rio mall and Rossia mall, which dramatically increased the quality of retail in Yerevan. Currently there is a new development, as in Gyumri there is a new mall opened called Shirak Mall. Another reason for the development of the retail is the development that happened in the banking industry. Today people can easily get financial assistance from the banks right to their credit cards, without visiting the bank.
Information and Communication Technologies.
As of February 2019 nearly 23 thousand employees were counted in ICT sector. With 404 thousand AMD they enjoyed highest pay rate among surveyed sectors of economy. Average salaries in pure IT sector (excluding communications sub-sector) stood at 582 thousand AMD.
Financial Services.
In January 2019 there were 20.5 thousand employees registered in the financial sector.
According to Moody's, robust economic growth will benefit banks with GDP growth remaining robust at around 4.5% in 2019–20.
Industry report on banking sector prepared by AmRating presents slightly varying figures for some of above data.
Tourism.
Tourism in Armenia has been a key sector to the Armenian economy since the 1990s when tourist numbers exceeded half a million people visiting the country every year (mostly ethnic Armenians from the Diaspora). The Armenian Ministry of Economy reports that most international tourists come from Russia, EU states, the United States and Iran. Though relatively small in size, Armenia has four UNESCO world heritage sites.
Despite internal and external problems, the number of incoming tourists has been continually increasing. 2018 saw a record high of over 1.6 million inbound tourists.
In 2018, receipts from international tourism amounted to $1.2 billion, nearly twice the value for 2010. In per capita terms these stood at $413, ahead of Turkey and Azerbaijan, but behind Georgia.
In 2019, the largest growth at 27.2% was shown by accommodation and catering sector, which came as a result of the growth of tourist flows.
Financial system.
Foreign debt.
The amount of interest paid on the public debt rose significantly (from AMD 11 billion in 2008 to AMD 46.5 billion in 2013), as did the amount of principle repayments (from annual repayments of US$15–16 million in 2005-2008 exceeding US$150 million in 2013). This is a significant financial load on the state budget. Because of additional borrowings and lower concessionality of new loans, the burden might rise in the future years.
In 2019, the Armenian government planned to obtain about $490 million in fresh loans rising public debt to about $7.5 billion. Just over $6.9 billion of that would be the government's debt.
After reaching nearly 60.0 per cent of GDP, the public debt to GDP ratio decreased by approximately three percentage points in 2018 compared with a year before and stood at 55.7 per cent at the end of 2018.
The government's public debt at the end of 2019 stood at $6.94 billion, making 50.3% of its GDP.
In March 2019, sovereign debt comprised $5488 million, $86.5 million (about 2%) less than a year ago.
Other sources quote Armenia's debt at $10.8 billion in September 2018, possibly including non-public debt too.
In 2018, debt-to-GDP ratio stood at 55.7% down from 58.7% in 2017.
Armenia revised the country's fiscal rules in 2018, setting a permissible threshold for public debt in the amount of 40, 50 and 60% of GDP. At the same time, it established that in case of force majeure situations such as natural disasters, wars, the government will be allowed to exceed this threshold.
The debt rose by $863.5 million in 2016 and by another $832.5 million in 2017. It totalled just $1.9 billion before the 2008-2009 (13.5% of GDP) global financial crisis that plunged the county into a severe recession.
Exchange rate of national currency.
National Statistics Office publishes official reference exchange rates for each year.
Inflation.
For 2019, IMF forecasts inflation at 1.7%, which is below all neighbouring countries.
The Armenian government projects inflation at 2.7% in 2019.
The inflation rate in Armenia in 2020 was 1.21 percent, a 0.23 percent decrease over 2019, in 2019 was 1.44 percent, a 1.08 percent decrease over 2018, in 2018 was 2.52 percent, up 1.55 percent from 2017 and in 2017 was 0.97 percent, a 2.37 percent rise from 2016.
Cash remittances.
Cash remittances sent back home from Armenians working abroad — mostly in Russia and the United States — contribute significantly to Armenia's Gross Domestic Product making up 14% of GDP in 2018. They help Armenia sustain double-digit economic growth and finance its massive trade deficit.
In 2008, transfers reached record high of $2.3 billion. In 2015, they reached 10-year low at $1.6 billion. In 2018, they run at round $1.8 billion. $0.8 billion were transferred in first half of 2019. According to CBA their impact on economy is decreasing, as GDP grows at outperforming rate.
Net private transfers decreased in 2009, but saw a continuous increase during the first six months of 2010. Since private transfers from the Diaspora tend to be mostly injected into consumption of imports and not in high value-added sectors, the transfers have not resulted in sizeable increases in productivity.
According to the Central Bank of Armenia, during the first half of 2008, cash remittances sent back to Armenia by Armenians working abroad rose by 57.5 percent and totaled US$668.6 million, equivalent to 15 percent of the country's first-half Gross Domestic Product. However, the latter figures only represent cash remittances processed through Armenian commercial banks. According to RFE/RL, comparable sums are believed to be transferred through non-bank systems, implying that cash remittances make up approximately 30 percent of Armenia's GDP in the first half of 2008.
In 2007, cash remittances through bank transfers rose by 37 percent to a record-high level of US$1.32 billion. According to the Central Bank of Armenia, in 2005, cash remittances from Armenians working abroad reached a record-high level of $1 billion, which is worth more than one fifth of the country's 2005 GDP.
Banking.
The central bank has set additional capital buffers in the banking sector. In force since April 2019, the regulator set three buffers exceeding the current capital adequacy requirement compliant with the Basel III regulation: a capital conservation buffer, a counter-cyclical capital buffer and a systemic risk buffer. Full implementation of the buffers over the course of the next few years will strengthen the financial sector's resistance to economic shocks and help increase the efficiency of macroprudential policies.
Armenian banks' lending grew by 10 percent in 2019.
Microfinance.
The establishment of Microfinance Institutions in Armenia was dependent on them making a complementary effort to fill the gap in the financial services sector. Its primary goal was to deal with the rising unemployment and poverty brought on by transitory shock. In this context, self-employment in the country emerged as one of the best options to unemployment. Commercial banking institutions in Armenia overlooked micro-business enterprises that lacked credit histories and sufficient funding. Microfinance has been proposed as an adaptable instrument to assist people in transition economies take advantage of new opportunities.
Government revenues and taxation.
Government revenues.
In August 2019 Moody's Investors Service upgraded Armenia to Ba3 rating with stable outlook.
According to the National Statistical Service, Armenia's government debt stood at AMD 3.1 trillion (about $6,4 billion, including $5,1 billion of external debt) as of November 30, 2017. Armenia's debt-to-GDP ratio will drop by 1% in 2018 according to finance minister.
In Armenia's external debt ($5.5 billion as of January 1, 2018), the arrears for multi-country credit programs dominate - 66.2% or $3.6 billion, followed by debt on bilateral loan programs - 17.5% or $958.9 million and investments of non-residents in Armenian Eurobonds - 15,4% or $844.9 million.
For the whole Armenian economy and international commerce, 2020 was a year of decline. In a variety of areas, Armenian commodities are being exported and imported at a lower rate. According to the Armenian Statistical Committee, Armenia exported goods worth $2.544 billion in 2020, a fall of 3.9 percent from 2019. Armenia imported items worth 4.559 billion dollars in 2020, down 17.7% from the previous year.The volume of Armenia's international trade has varied throughout the previous 10 years.
Taxation.
Employee income tax.
From January 1, 2020, Armenia will switch to a flat income taxation system, which, regardless of the amount will tax wages at 23%. Moreover, until 2023 the taxation rate will gradually decrease from 23% to 20%.
Corporate income tax.
The reform adopted in June 2019, aims to boost medium-term economic activity and to increase tax compliance. Among other measures, the corporate income tax was reduced by two percentage points to 18.0 per cent and the tax on dividends for non-resident organisations halved to 5.0 per cent.
Special taxation for small business.
From January 1, 2020, the republic will abandon two alternative tax systems - self-employed and family entrepreneurship. They will be replaced by micro-entrepreneurship with a non-taxable threshold of up to 24 million drams. Business entities that carry out specialized activities, in particular, accounting, advocacy, and consulting will not be considered as micro-business entities. Micro business will be exempted from all types of taxes other than income tax, which will be 5 thousand drams per employee.
Value-added tax.
Over half of the tax revenues in the January–August 2008 time period were generated from value-added taxes (VAT) of 20%. By comparison, corporate profit tax generated less than 16 percent of the revenues. This suggests that tax collection in Armenia is improving at the expense of ordinary citizens, rather than wealthy citizens (who have been the main beneficiaries of Armenia's double-digit economic growth in recent years).
VAT (Value Added Tax): In Armenia, VAT-paying individuals subtract the VAT paid on their inputs from the VAT levied on their sales and account to the tax authorities for the difference. The standard rate of VAT on domestic sales of goods and services, as well as imports importation, is 20%. Exports of products and services are not taxed.
Foreign trade, direct investments and aid.
Foreign trade.
Exports.
According to the National Statistical Committee, in 2018, exports amounted to $2.411.9 billion, having grown by 7.8% from the previous year.IMF expects exports to grow at a rate of 5-8% p.a. in years 2019–2024.
The goods export structure changed considerably in 2018 as the export of the traditional mining sector decreased while the share of textiles, agriculture and precious metals increased.
Geographical location of the country and relatively low electricity costs are comparative advantages supporting to boost the production of the textile and leather products in Armenia. Proximity to Europe in comparison with manufacturers in East Asia creates opportunity to strengthen Armenia's position as contract manufacturing destination for European brands. Foreign companies that put orders to Armenian companies are mainly famous European brands, particularly, from Italy (La Perla, SARTIS, VERSACE etc.) and Germany (LEBEK International Fashion, KUBLER Bekliedungswerk). With the Armenia's entry into Eurasian Economic Commission, the opportunity to increase its presence with textile and leather production raised also in the countries of Eurasian Economic Commission as no customs duty applies to Armenian products in the export markets within the customs union.
According to the study REGIONAL AND INTERNATIONAL TRADE OF ARMENIA: PERSPECTIVES AND POTENTIALS authors investigated the trade potential of Armenia for different product groups by employing a gravity model of trade approach. The study explored Armenia's trade flows to 139 countries for the period of 2003 to 2007. According to the results of the paper, the authors concluded that "Armenia has exceeded its export potential almost with all the CIS countries". In addition, the authors concluded that the most perspective product groups of Armenian export tend to be "Industrial products", "Food and beverages" and "Consumer goods". On the other hand, the paper “The effects of exchange rate volatility on exports: evidence from Armenia” analyzes the effect of Armenian floating exchange rate regime and exchange rate volatility on Armenian exports to Russia. According to the paper exchange rate volatility has long-run and short-run negative effects on exports. Moreover, authors stated that high exchange rate risk resulted in decreasing exports to Russia.
According to most recent (2019 Jan-Feb compared to 2018 Jan-Feb) ArmStat calculations, biggest growth in export quantities was measured towards Turkmenistan by 23.6 times (from $37K to $912K), Estonia by 15 times (from $8.4K to $136.5K) and Canada by 11.5 times (from $623K to $7.8 mln). Meanwhile, exports to Russia, Germany, USA and UAE dropped.
Imports.
In 2017, Armenia imported $3.96B, making it the 133rd largest importer in the world. During the last five years the imports of Armenia have decreased at an annualized rate of -1.2%, from $3.82B in 2012 to $3.96B in 2017. The most recent imports are led by Petroleum Gas which represent 8.21% of the total imports of Armenia, followed by Refined Petroleum, which account for 5.46%. Armenia's main imports are oil, natural gas, cereals, rubber manufactures, cork and wood, and electrical machinery. Armenia's main imports partners are Russia, China, Ukraine, Iran, Germany, Italy, Turkey, France and Japan.
The European Union (28.7% of total exports), Russia (26.9%), Switzerland (14.1%), and Iraq (14.1%) are Armenia's largest export partners (6.3 percent ). The Russian Federation is the most important import partner (26.2%), followed by the EU (22.6%), China (13.8%), and Iran (13.8%). (5.6 percent ). After the 2008 Russian-Georgian conflict, which briefly halted the nation's hydrocarbon supply and exposed the country's energy vulnerabilities, the country has been looking for other energy sources. Tensions with a few of its neighbors, notably as Azerbaijan and Turkey, continue to exist, affecting commerce. Armenia's ties to Russia, as well as its membership in the Eurasian Economic Union, constrain the country's potential to integrate further with the EU.
Imports in 2017 amounted to $4.183 billion, up 27.8% from 2016.
IMF expects exports to grow at a rate of 4-5% p.a. in years 2019–2024.
In 2018, the country's structural trade imbalance was predicted to be 15.7 percent of GDP (World Bank). According to World Trade Organization data, Armenia exported commodities worth US$2.4 billion in 2018, up 7% from the previous year, and imported goods worth US$4.9 billion, up 18%. In terms of services, the country exported US$2 billion in 2018 and imported US$2.1 billion.
The global economic crisis has had less impact on imports because the sector is more diversified than exports. In the first nine months of 2010, imports grew about 19 percent, just about equal to the decline of the same sector in 2009.
Deficit.
According to the National Statistical Service foreign trade deficit amounted to US$1.94 billion in 2017.
The current account deficit represented 2.4 percent of GDP in 2017 and increased up to 8.1 percent of GDP during the first three quarters of 2018. This was a result of about 8 percent increase in goods export and 21 percent increase on goods import in nominal terms year on year in 2018.
Armenia's foreign trade turnover increased by 11.6 percent in January–May 2021, compared to an 11.2 percent decline a year earlier, owing to a reversal of the y-o-y dynamics of exports and imports from 8.1 to 12.8 percent decline to 20.8-6.7 percent growth, according to preliminary data from the RA Statistical Committee. As a consequence, Armenia's foreign trade turnover reached 1.5 trillion drams ($2.9 billion), with exports totaling 567.4 billion drams ($1.1 billion) and imports being 931.8 billion drams ($1.8 billion), resulting in a 364.4 billion drams ($695 million) international trade deficit. Foreign trade turnover climbed by 3.9 percent in May 2021,resulting to a 7.9% increase in exports and a minimal 1.5 percent increase in imports. As a consequence, Armenia's international trade deficit in May 2021 was 83.4 billion drams ($160 million), decreasing 7.4% from the same month in 2020. (by 21.1 percent ). Foreign trade turnover increased by 13% year over year in May 2020, due to a 30.7 percent increase in exports and a moderate 4.3 percent increase in imports.
Partners.
European Union.
In 2022, Armenia's bilateral trade with the EU topped $2.3 billion, making the EU one of Armenia's biggest and most important economic partners.
EU-Armenia trade increased by 15% in 2018 reaching a total value of €1.1 billion.
In 2017, EU countries accounted for 24.3 percent of Armenia's foreign trade. Whereby exports to EU countries grew by 32,2% to $633 million.
In 2010, EU countries accounted for 32.1 percent of Armenia's foreign trade. Germany is Armenia's largest trading partner among EU member states, accounting for 7.2 percent of trade; this is due largely to mining exports. Armenian exports to EU countries have skyrocketed by 65.9 percent, making up more than half of all 2010 January to September exports. Imports from EU countries increased by 17.1 percent, constituting 22.5 percent of all imports.
During January–February 2007, Armenia's trade with the European Union totaled $200 million. During the first 11 months of 2006, the European Union remained Armenia's largest trading partner, accounting for 34.4 percent of its $2.85 billion commercial exchange during the 11-month period.
Russia and former Soviet republics.
In the first quarter of 2019, share of Russia in foreign trade turnover fell to 11% from 29% from the previous year.
2017 CIS countries accounted for 30 percent of Armenia's foreign trade. Exports to CIS countries rose by 40,3% to $579,5 million.
Bilateral trade with Russia stood at more than $700 million for the first nine months of 2010 – on track to rebound to $1 billion mark first reached in 2008 prior to the global economic crisis.
During January–February 2007, Armenia's trade with Russia and other former Soviet republics was $205.6 million (double the amount from the same period the previous year), making them the country's number one trading partner. During the first 11 months of 2006, the volume of Armenia's trade with Russia was $376.8 million or 13.2 percent of the total commercial exchange.
China.
In 2017, trade with China grew by 33.3 percent.
As of early 2011, trade with China is dominated by imports of Chinese goods and accounts for about 10 percent of Armenia's foreign trade. The volume of Chinese-Armenian trade soared by 55 percent to $390 million in January–November 2010. Armenian exports to China, though still modest in absolute terms, nearly doubled in that period.
Iran.
Armenia's trade with Iran grew significantly from 2015 and 2020. Because Armenia's land borders to the east and west have been closed by the governments of Turkey and Azerbaijan, domestic firms have looked to Iran as a key economic partner. In 2020, trade between the countries exceeded $300 million. The number of Iranian tourists has risen in recent years, with an estimated 80,000 Iranian tourists in 2010. In January 2021, Iran's finance minister Farhad Dejpasand said that trade between the two countries could reach $1 billion annually as Iran looks to become a regional economic force.
United States.
From January–September 2010, bilateral trade with the United States measured approximately $150 million, on track for about a 30 percent increase over 2009. An increase in Armenia's exports to the US in 2009 and 2010 has been due to shipments of aluminum foil.
During the first 11 months of 2006, U.S.-Armenian trade totaled $152.6 million.
Georgia.
The volume of Georgian-Armenian trade remains modest in both relative and absolute terms. According to official Armenian statistics, it rose by 11 percent to $91.6 million in January–November 2010. The figure was equivalent to just over 2 percent of Armenia's overall foreign trade.
Turkey.
In 2019, the volume of bilateral trade with Turkey was about $255 million, with trade taking place across Georgian territory. This figure is not expected to increase significantly so long as the land border between the Armenia and Turkey remains closed.
Foreign direct investments.
Foreign Direct Investment (FDI) into Armenia decreased by US$2.7 million in December 2020, compared to a reduction of US$10.3 million the previous quarter.
Armenia Foreign Direct Investment: USD mn Net Flows data is available from March 1993 through December 2020, and is updated quarterly.
The statistics ranged from a high of US$425.9 million in December 2008 to a low of -67.6 USD mn in December 2014.
Armenia's current account surplus is US$51.7 million in December 2020, according to the most recent statistics.
-In June 2021, Armenian Direct Investment Abroad increased by 12.8 million dollars.
-In June 2021, it boosted its Foreign Portfolio Investment by $14.6 million.
-In December 2020, the country's nominal GDP was reported to be 3.8 billion dollars.
Yearly FDI figures.
Despite robust economic growth foreign direct investment (FDI) in Armenia remain low as of 2018.
in January–September 2019, the net flow of direct foreign investment in the real sector of the Armenian economy stood at about $267 million.
Jersey was the main source of FDI in 2017. Moreover, combined net FDI from all other sources was negative, indicating capital outflow. The tax haven Jersey is home to an Anglo-American company, Lydian International, which is currently building a controversial massive gold mine in the southeastern Vayots Dzor province. Lydian has pledged to invest a total of $370 million in the Amulsar gold mine.
Negative values indicate investments of Armenian corporations to foreign country exceeding investments from that country in Armenia.
Stock FDI.
FDI stock to GDP ratio grew continuously during 2014-2016 and reached 44.1% in 2016, surpassing average figures for Commonwealth of Independent States countries, transition economies and the world.
By the end of 2017 stock net FDI (for the period 1988–2017) reached 1824 billion AMD, while gross flow of FDI for the same period reached 3869 billion AMD.
As of February 2019, the European Investment Bank (EIB) has invested about 380 million euros in the various projects implemented in Armenia.
FDI in founding capital of financial institutions.
During the sector consolidation process in 2014-2017 the share of foreign capital in the authorized capital of the Armenian commercial banks decreased from 74,6% to 61,8%.
Net FDI in founding capital of financial institutions accumulated by end of September 2017 is presented in pie chart below.
Foreign aid.
United States.
The Armenian government receives foreign aid from the government of the United States through the United States Agency for International Development and the Millennium Challenge Corporation.
On March 27, 2006, the Millennium Challenge Corporation signed a five-year, $235.65 million compact with the Government of Armenia. The single stated goal of the "Armenian Compact" is "the reduction of rural poverty through a sustainable increase in the economic performance of the agricultural sector." The compact includes a $67 million to rehabilitate up to 943 kilometers of rural roads, more than a third of Armenia's proposed "Lifeline road network". The Compact also includes a $146 million project to increase the productivity of approximately 250,000 farm households through improved water supply, higher yields, higher-value crops, and a more competitive agricultural sector.
In 2010, the volume of US assistance to Armenia remained near 2009 levels; however, longer-term decline continued. The original Millennium Challenge Account commitment for $235 million had been reduced to about $175 million due to Armenia's poor governance record. Thus, the MCC would not complete road construction. Instead, the irrigated agriculture project was headed for completion with apparently no prospects for extension beyond 2011.
On May 8, 2019, conditioned with the political events in Armenia since April 2018, United States Agency for International Development signed an extension of U.S.-Armenia bilateral agreement in the area of governance and public administration, which would add additional US$8.5 million to the agreement. By signing another document on the same day, USAID increased the aid by additional US$7.5 million in support for more competitive and diversified private sector in Armenia. The financial allocations will be directed to the financing of the USAID-funded project in infrastructures, agriculture, tourism․ After the signing of the new bilateral agreements, the total amount of the U.S. grants to Armenia amounted to around US$81 million.
European Union.
According to the agreement signed in 2020 EU will provide Armenia with 65 million euros for implementation of three programs in such areas as energy efficiency, environment and community development and formation of tools for implementation of the Comprehensive and Enhanced Partnership Agreement.
With curtailment of the MCC funding, the European Union may replace the US as Armenia's chief source of foreign aid for the first time since independence. From 2011 to 2013, the European Union is expected to advance at least €157.3 million ($208 million) in aid to Armenia.
Domestic business environment.
Since transition of power to new leadership in 2018 Armenian government works on improving domestic business environment. Numerous formerly privileged business are now required to pay taxes and officially register all workers. Mainly due to this there were 9.7% more payroll employees registered in January 2019 as compared to January 2018.
In April 2019 Armenian parliament approved reforms of management of joint stock companies effectively enacting a blocking minority shareholders stake of 25% to cope with shareholder oppression.
Following the advice of economic advisers who cautioned Armenia's leadership against the consolidation of economic power in the hands of a few, in January 2001, the Government of Armenia established the State Commission for the Protection of Economic Competition. Its members cannot be dismissed by the government.
Foreign trade facilitation.
In June 2011, Armenia adopted a Law on Free Economic Zones (FEZ), and developed several key regulations at the end of 2011 to attract foreign investments into FEZs: exemptions from VAT (value added tax), profit tax, customs duties, and property tax.
The “Alliance” FEZ was opened in August 2013, and currently has nine businesses taking advantage of its facilities. The focus of “Alliance” FEZ is on high-tech industries which include information and communication technologies, electronics, pharmaceuticals and biotechnology, architecture and engineering, industrial design and alternative energy. In 2014, the government expanded operations in the Alliance FEZ to include industrial production as long as there is no similar production already occurring in Armenia.
In 2015, another “Meridian” FEZ, focused on jewelry production, watch-making, and diamond-cutting opened in Yerevan, with six businesses operating in it. The investment programs for these companies must still be approved by government.
The Armenian Government approved the program to construct the Meghri free economic zone at the border with Iran, which is expected to open in 2017.
Controversial issues.
Monopolies.
Major monopolies in Armenia include:
Former notable monopolies in Armenia :
Assumed (unofficial) monopolies until 2018 velvet revolution:
According to one analyst, Armenia's economic system in 2008 was anticompetitive due to the structure of the economy being a type of "monopoly or oligopoly". "The result is the prices with us do not drop even if they do on international market, or they do quite belated and not to the size of the international market."
According to 2008 estimate of a former prime minister, Hrant Bagratyan, 55 percent of Armenia's GDP is controlled by 44 families.
In early 2008, the State Commission for the Protection of Economic Competition named 60 companies having "dominant positions" in Armenia.
In October 2009, when visiting Yerevan, the World Bank’s managing director, Ngozi Okonjo-Iweala, warned that Armenia will not reach a higher level of development unless its leadership changes the "oligopolistic" structure of the national economy, bolsters the rule of law and shows "zero tolerance" towards corruption. "I think you can only go so far with this economic model," Ngozi Okonjo-Iweala told a news conference in Yerevan. "Armenia is a lower middle-income country. If it wants to become a high-income or upper middle-income country, it can not do so with this kind of economic structure. That is clear." She also called for a sweeping reform of tax and customs administration, the creation of a "strong and independent judicial system" as well as a tough fight against government corruption. The warning was echoed by the International Monetary Fund.
Takeover of Armenian industrial property by the Russian state and Russian companies.
Since 2000, the Russian state has acquired several key assets in the energy sector and Soviet-era industrial plants. Property-for-debt or equity-for-debt swaps (acquiring ownership by simply writing off the Armenian government's debts to Russia) are usually the method of acquiring assets. The failure of market reforms, clan-based economics, and official corruption in Armenia have allowed the success of this process.
In August 2002, the Armenian government sold an 80 percent stake in the Armenian Electricity Network (AEN) to Midland Resources, a British offshore-registered firm which is said to have close Russian connections.
In September 2002, the Armenian government handed over Armenia's largest cement factory to the Russian ITERA gas exporter in payment for its $10 million debt for past gas deliveries.
On November 5, 2002, Armenia transferred control of 5 state enterprises to Russia in an assets-for-debts transaction which settled $100 million of Armenian state debts to Russia. The document was signed for Russia by Prime Minister Mikhail Kasyanov and Industry Minister Ilya Klebanov, while Prime Minister Andranik Markarian and National Security Council Secretary Serge Sarkisian signed for Armenia. The five enterprises which passed to 100 percent Russian state ownership are:
In January 2003, the Armenian government and United Company RUSAL signed an investment cooperation agreement, under which United Company RUSAL (which already owned a 76% stake) acquired the Armenian government's remaining 26% share of RUSAL ARMENAL aluminum foil mill, giving RUSAL 100% ownership of RUSAL ARMENAL.
On November 1, 2006, the Armenian government handed de facto control of the Iran-Armenia gas pipeline to Russian company Gazprom and increased Gazprom's stake in the Russian-Armenian company ArmRosGazprom from 45% to 58% by approving an additional issue of shares worth $119 million. This left the Armenian government with a 32% stake in ArmRosGazprom. The transaction will also help finance ArmRosGazprom's acquisition of the Hrazdan electricity generating plant’s fifth power bloc (Hrazdan-5), the leading unit in the country.
In October 2008 the Russian bank Gazprombank, the banking arm of Gazprom, acquired 100 percent of Armenian bank Areximbank after previously buying 80 percent of said bank in November 2007 and 94.15 percent in July of the same year.
In December 2017 government transferred natural gas distribution networks in cities Meghri and Agarak to Gazprom Armenia for cost-free use. Construction of these was funded by foreign aid and costed about 1.3 billion AMD.
Non-transparent deals.
Critics of the Robert Kocharyan government (in office until 2008) say that the Armenian administration never considered alternative ways of settling the Russian debts. According to economist Eduard Aghajanov, Armenia could have repaid them with low-interest loans from other, presumably Western sources, or with some of its hard currency reserves which then totaled about $450 million. Furthermore, Aghajanov points to the Armenian government's failure to eliminate widespread corruption and mismanagement in the energy sector – abuses that cost Armenia at least $50 million in losses each year, according to one estimate.
Political observers say that Armenia's economic cooperation with Russia has been one of the least transparent areas of the Armenian government's work. The debt arrangements have been personally negotiated by (then) Defense Minister (and later President) Serge Sarkisian, initially Kocharyan's closest political associate. Other top government officials, including former Prime Minister Andranik Markarian, had little say on the issue. Furthermore, all of the controversial agreements have been announced after Sarkisian's frequent trips to Moscow, without prior public discussion.
Finally, while Armenia is not the only ex-Soviet state that has incurred multi-million-dollar debts to Russia over the past decades, it is the only state to have so far given up such a large share of its economic infrastructure to Russia. For example, pro-Western Ukraine and Georgia (both of which owe Russia more than Armenia) have managed to reschedule repayment of their debts.
Transportation routes and energy lines.
Internal.
Since early 2008, Armenia's entire rail network is managed by the Russian state railway under brand South Caucasus Railways.
Metros.
Yerevan Metro was launched in 1981. It serves 11 active stations.
Buses.
Yerevan Central Bus Station, also known as Kilikia Bus Station, is Yerevan's primary bus terminal, linking buses to both domestic and foreign destinations.
Roadways.
Total length:
8,140 km, World ranking: 112 (7,700 km paved including 1561 km of expressways).
Through Georgia.
Russian natural gas reaches Armenia via a pipeline through Georgia.
The only operational rail link into Armenia is from Georgia. During Soviet times, Armenia's rail network connected to Russia's via Georgia through Abkhazia along the Black Sea. However, the rail link between Abkhazia and other Georgian regions has been closed for a number of years, forcing Armenia to receive rail cars laden with cargo only through the relatively expensive rail-ferry services operating between Georgian and other Black Sea ports.
The Georgian Black Sea ports of Batumi and Poti process more than 90 percent of freight shipped to and from landlocked Armenia. The Georgian railway, which runs through the town of Gori in central Georgia, is the main transport link between Armenia and the aforementioned Georgian seaports. Fuel, wheat and other basic commodities are transported to Armenia by rail.
Armenia's main rail and road border-crossing with Georgia (at ) is at the Debed river near the Armenian town of Bagratashen and the Georgian town of Sadakhlo.
The Upper Lars border crossing (at Darial Gorge) between Georgia and Russia across the Caucasus Mountains serves as Armenia's sole overland route to the former Soviet Union and Europe. It was controversially shut down by the Russian authorities in June 2006, at the height of a Russian-Georgian spy scandal. Upper Lars is the only land border crossing that does not go through Georgia's Russian-backed breakaway regions of South Ossetia and Abkhazia. The other two roads linking Georgia and Russia run through South Ossetia and Abkhazia, effectively barring them to international traffic.
Through Iran.
A new gas pipeline to Iran has been completed, and a road to Iran through the southern city of Meghri allows trade with that country. An oil pipeline to pump Iranian oil products is also in the planning stages.
As of October 2008, the Armenian government was considering implementing an ambitious project to build a railway to Iran. The 400 kilometer railway would pass through Armenia's mountainous southern province of Syunik, which borders Iran. Economic analysts say that the project would cost at least $1 billion (equivalent to about 40 percent of Armenia's 2008 state budget). As of 2010, the project has been continuously delayed, with the rail link estimated to cost as much as $4 billion and stretch . In June 2010, Transport Minister Manuk Vartanian revealed that Yerevan is seeking as much as $1 billion in loans from China to finance the railway's construction.
Through Turkey and Azerbaijan.
The closing of the border by Turkey has cut Armenia's rail link between Gyumri and Kars to Turkey; the rail link with Iran through the Azeri exclave of Nakhichevan; and a natural gas and oil pipeline line with Azerbaijan. Also non-functioning are roads with Turkey and Azerbaijan. Despite the economic blockade of Turkey on Armenia, every day dozens of Turkish trucks laden with goods enter Armenia through Georgia.
In 2010, it was confirmed that Turkey will keep the border closed for the foreseeable future after the Turkey-Armenia normalization process collapsed.
Labor Market.
Labor Occupation.
According to 2018 HDI statistical update compared to its transcaucasian neighbouring countries Armenia had highest share of employed in services (49.7% of all employed) and lowest share of employed in agriculture (34.4% of all employed) .
Unionization.
In 2018, about 30% of wage workers were organized in unions. At the same time rate of unionization was dropping at average rate of 1% since 1993.
Monthly wages.
According to preliminary figures from Statistical Committee of Armenia monthly wages averaged to 172 thousand AMD in February 2019.
It is estimated that wages rise at 0.8% for each additional year of experience and "the ability to solve problems and learn new skills yields a wage premium of nearly 20 percent".
Unemployment.
It is reported that in 2020 there was a drop in the unemployment rate in Armenia from 16.99% in 2019 to 16.63% in 2020. The Statistical Committee of Armenia reported that In 2020, the unemployment rate has been volatile reaching to 19.8% during the first quarter of the year and then decreasing to 16% during the fourth quarter. According to the latest reports on population of Armenia, in December 2020 the population consisted of 2.96million people and the average monthly earning during February 2021 was US$366.05.
According to prime minister Nikol Pashinyan in January 2019 562,043 payroll jobs were recorded, against of 511,902 in January 2018, an increase of 9.7%.Statistical Committee of Armenia publication based on data retrieved from employers and national income service cites 560,586 payroll positions in January 2019, an increase of 9.9% against previous year. This however does not match survey data published by the Statistical Committee of Armenia, according to which in 4th quarter of 2018 there were 870.1 thousand persons employed against 896.7 thousand employed persons in 4th quarter of 2017. The mismatch was highlighted by former PM Hrant Bagratyan. For the whole year of 2018 Statistical Committee of Armenia survey counted 915.5 thousand employed persons, an increase of 1.4% against previous year. In the same period unemployment rate of economically active population dropped from 20.8% to 20.4%.
The unemployment rate increased to 19% in 2018 before dropping to 18.3% in 2019 and 18.2% in 2020, having remained basically unchanged since 2009. At the same time, an estimated 60% of workers were employed in the informal economy in 2019. The strong economic growth of 2021 and 2022 led to a significant drop in unemployment to 15.3% and 12.5% respectively, causing a substantial reduction in the proportion of the population living below the World Bank upper-middle income economy poverty threshold of $6.85/day, from 51.7% in 2021 to 41.8% in 2022.
World Bank research also reveals that employment rate fell in years 2000–2015 in middle- and low-skill occupations, while it grew high-skill occupations.
See also Statistical Committee of Armenia publication (in English) "Labour market in the Republic of Armenia, 2018".
Female Unemployment in Armenia.
Worldwide, women's unemployment rate is higher than men's by approximately 0.8% and equals 6%. According to International Labor Organization, Armenia has the highest women's unemployment rate in post-Soviet countries, equaling 17.3% for women above 25. If we compare this rate to those of the neighboring countries (Latvia- 8.6%, Georgia- 7.7%, Azerbaijan- 4.8%), we can see that it is very high. In 2017, the National Statistical Service of Armenia stated that more than 60% of officially registered unemployed people in Armenia are women. One of the lecturers of Yerevan State University, Ani Kojoyan, mentioned that even though there is no issue in the legislation that becomes a reason for women's unemployment; however, there are some issues that are not mentioned in the legislation. Some of those issues are the fact that potential employers consider women's marital status, how many children they have, or if they are planning to get pregnant any time soon. Moreover, some women are not allowed to work by their husbands after graduating from higher educational institutions. She mentions that the most crucial problem affecting this phenomenon is the fact women do not stand up for their rights. It is also mentioned that according to various sources, there is an inequality in men's and women's monthly wages. In all the sectors, the average monthly salary of men is much higher than women even with the same years of education. It is stated that eliminating the discrimination between two genders would positively impact the country's economy. Ani Kojoyan mentions that this is a crucial problem for the economy except for being a women's rights violation. Thus, the Armenian government should take care that unemployed women can find jobs and become taxpayers.
Migrant workers.
Since gaining independence in 1991, hundreds of thousands of Armenia's residents have gone abroad, mainly to Russia, in search of work. Unemployment has been the major cause of this massive labor emigration. OSCE experts estimate that between 116,000 and 147,000 people left Armenia for economic reasons between 2002 and 2004, with two-thirds of them returning home by February 2005. According to estimates by the National Statistical Survey, the rate of labor emigration was twice as higher in 2001 and 2002.
According to an OSCE survey, a typical Armenian migrant worker is a married man aged between 41 and 50 years who "began looking for work abroad at the age of 32-33."
For Armenians, another feature of migration was an increase in a variety of threats. The journey itself was extremely dangerous. To pay their way, may departing migrants took out loans failed, the whole family's future was put at a risk. As a consequence, the practice of delaying or refusing to pay part or all of a migrant workers wages has become common. The risks were also heightened by many emigrants failure. This type of migration inherited almost all of the negative characteristics that described pre-transition labor migration.
During the workshop, participants addressed the increasing importance of migration as a growth factor, as well as the significance of SDG Target 10.7 on anticipated and well-managed migration policies for Armenia.
Natural environment protection.
Environmental Project Implementation Unit implements projects related to Natural environment protection.
Armenia's greenhouse gas emissions decreased 62% from 1990 to 2013, averaging -1.3% annually.
Armenia is working on addressing its environmental problems. Ministry of Environment has introduced a pollution fee system by which taxes are levied on air and water emissions and solid waste disposal.
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1096 | Transport in Armenia | This article considers transport in Armenia.
Railways.
Total.
in common carrier service; does not include industrial lines
Broad gauge.
825 km of gauge (825 km electrified) (1995)
There is no service south of Yerevan.
City with metro system: Yerevan
International links.
Most of the cross-border lines are currently closed due to political problems. However, there are daily inbound and outbound trains connecting Tbilisi and Yerevan. Departing from Yerevan railway station trains connect to both Tbilisi and Batumi. From neighboring Georgia, trains depart to Yerevan from Tbilisi railway station. Within Armenia, new electric trains connect passengers from Yerevan to Armenia's second-largest city of Gyumri. The new trains run four times a day and the journey takes approximately two hours.
There is also discussion to establish a rail link between Yerevan and Tehran. Armenia is pursuing funding from the Asian Development Bank to launch the construction of this infrastructure project. The completion of the project could establish a major commodities transit corridor and would serve as the shortest transportation route between Europe and the Persian Gulf. In June 2019, Iranian president Hassan Rouhani backed this project and stated that “we want the Persian Gulf and the Gulf of Oman to be connected to the Black Sea, and one of the ways to make this happen is through Iran, Armenia and Georgia.”
Metros.
The capital city of Armenia, Yerevan, is serviced by the Yerevan Metro. The system was launched in 1981, and like most former Soviet Metros, its stations are very deep (20–70 meters underground) and intricately decorated with national motifs. The metro runs on a 13.4 kilometers (8.3 mi) line and currently serves 10 active stations. Trains run every five minutes from 6:30 a.m. until 11 p.m. local AMT time. As of 2017, the annual ridership of the metro is 16.2 million passengers. Free Wi-Fi is available at all stations and some trains.
Buses.
International connections.
Land borders are open with both Georgia and Iran. Yerevan Central Bus Station, also known as Kilikia Bus Station is the main bus terminal in Yerevan with buses connecting to both internal and international destinations. There are daily bus connections between Yerevan and Tbilisi and Yerevan and Tehran. Approximately three times daily, buses depart from Yerevan Central Bus Station to Stepanakert, the capital of the partially recognized state of Artsakh. There are also scheduled bus routes which connect Yerevan with Kyiv, Moscow, Saint Petersburg as well as several other cities across Russia. It is also possible to connect to Chișinău Moldova, Minsk Belarus and other cities in Eastern Europe from Yerevan through connecting bus routes via Georgia and Ukraine. In addition, there is a once a week bus service to Istanbul via Georgia. In June 2019, a new bus route from Baghdad to Yerevan via Iran began.
Local connections.
The Armenian bus network connects all major cities, towns, and villages throughout the country. In larger cities and towns such as Yerevan, Gyumri, Vanadzor and Armavir, bus stations are equipped with a waiting room and a ticket office, in other towns bus stations may not have shelters. Most of the routes are operated by GAZelle minivans with a capacity of 15 passengers, some routes are operated by soviet bus producer LiAZ (Russia). Yerevan itself has a large integrated bus network, with a newly acquired bus fleet, passengers are able to connect from one end of the city to the other. Wi-Fi is available on most city buses. Despite this, buses often have difficulty meeting the demand for capacity, mainly in Yerevan, where vehicles are typically overcrowded. There are no night services between 11 p.m. and 6 a.m. There is no ticket system in the country, passengers pay in cash to drivers. Passengers on the national bus network pay before boarding, passengers on the Yerevan bus network pay after the ride, while leaving the vehicle. Timetables and fares are published on Transport for Armenia.
From Yeritasardakan metro station in downtown Yerevan, travelers can take the 201 airport shuttle, which goes directly to Zvartnots International Airport, which takes approximately 20 minutes from the city center.
Roadways.
Since independence, Armenia has been developing its internal highway network. The "North-South Road Corridor Investment Program" is a major infrastructure project which aims at connecting the southern border of Armenia with its northern by means of a 556 km-long Meghri-Yerevan-Bavra highway. It is a major US$1.5 billion infrastructure project funded by the Asian Development Bank, European Investment Bank and the Eurasian Development Bank. When completed, the highway will provide access to European countries via the Black Sea. It could also eventually interconnect the Black Sea ports of Georgia with the major ports of Iran, thus positioning Armenia in a strategic transport corridor between Europe and Asia. Armenia is pursuing further loans from China as part of the Belt and Road Initiative to complete the north–south highway.
Armenia connects to European road networks via the International E-road network through various routes such as; European route E117, European route E691, European route E001 and European route E60. Armenia also connects to the Asian Highway Network through routes AH81, AH82 and AH83.
The number of insured registered cars in Armenia has grown from 390,457 in 2011 to 457,878 in 2015.
Total.
8,140 km
World Ranking: 112
Paved.
7,700 km (including 1,561 km of expressways)
Unpaved.
0 km (2006 est.)
Pipelines.
Natural gas 3,838 km (2017)
Ports and harbors.
Cargo shipments to landlocked Armenia are routed through ports in Georgia and Turkey.
Airports.
Air transportation in Armenia is the most convenient and comfortable means of getting into the country. There are large international airports that accept both external and domestic flights throughout the Republic. As of 2020, 11 airports operate in Armenia. However, only Yerevan's Zvartnots International Airport and Gyumri's Shirak Airport are in use for commercial aviation. There are three additional civil airports currently under reconstruction in Armenia, including Syunik Airport, Stepanavan Airport, and Goris Airport. The leading Armenian airlines in operation are Armenia Aircompany and Armenia Airways.
There are plenty of air connections between Yerevan and other regional cities, including Athens, Barcelona, Beirut, Berlin, Bucharest, Brussels, Damascus, Doha, Dubai, Istanbul, Kyiv, Kuwait City, London, Milan, Minsk, Moscow, Paris, Prague, Riga, Rome, Tehran, Tel-Aviv, Tbilisi, Vienna, Venice, and Warsaw, as well as daily connections to most major cities within the CIS region. Statistics show that the number of tourists arriving in the country by air transportation increases yearly. In 2018, passenger flow at the two main airports of Armenia reached a record high of 2,856,673 million people. In December 2019, yearly passenger flow exceeded 3,000,000 million people for the first time in Armenia's history.
In November 2019, the creation of a Free Route Airspace (FRA) between Armenia and Georgia was announced. The process has been carried out through the joint efforts of the General Department of Civil Aviation of Armenia, the Georgian Civil Aviation Administration and Eurocontrol. The Free Route Airspace between the two South Caucasus countries will increase flights to around 40,000 annually.
Country comparison to the world: 153
Airports - with paved runways.
Total: 10
Airports - with unpaved runways.
Total: 1
Heliports.
Armenia maintains a number of both military and civilian heliports. The main military heliport is located on the premises of Erebuni Airport in Yerevan. Meanwhile, the company Armenian Helicopters, based at Zvartnots Airport in Yerevan, offers charter flights within Armenia and to certain neighboring countries, including Georgia, Russia, and Turkey. Helicopter services are delivered with the US-made Robinson R66 and the European AIRBUS EC130T2 choppers. Flights can be carried out as scheduled or on individual routes.
Aerial tramways.
The Wings of Tatev is currently the world's longest reversible aerial tramway which holds the record for longest non-stop double-track cable car and is located in the town of Halidzor.
In October 2019, it was announced that investors were interested in creating an aerial tramway in the capital, Yerevan.
International transport agreements.
Armenia cooperates in various international transport-related organizations and agreements, including the following:
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1097 | Armed Forces of Armenia | The Armed Forces of Armenia (), sometimes referred to as the Armenian Army (), is the national military of Armenia. It consists of personnel branches under the General Staff of the Armenian Armed Forces, which can be divided into two general branches: the Ground Forces, and the Air Force and Air Defense Forces. Though it was partially formed out of the former Soviet Army forces stationed in the Armenian SSR (mostly units of the 7th Guards Army of the Transcaucasian Military District), the military of Armenia can be traced back to the founding of the First Republic of Armenia in 1918. Being a landlocked country, Armenia has no navy.
The Commander-in-Chief of the military is the Prime Minister of Armenia, Nikol Pashinyan. The Ministry of Defence is in charge of political leadership, headed by Suren Papikyan, while military command remains in the hands of the general staff, headed by the Chief of Staff, who is Major-General Eduard Asryan. Border guards subject to the Ministry of Defence until 2001, patrol Armenia's borders with Georgia and Azerbaijan, while Russian troops continue to monitor its borders with Iran and Turkey. Since 2002, Armenia has been a member of the Collective Security Treaty Organization. Armenia signed a military cooperation plan with Lebanon on 27 November 2015.
History.
Early Armenian Army.
An Armenian military corps was established to fight against the Ottomans during the Turkish–Armenian War in early 1918. In accordance with the Treaty of Batum of 4 June 1918 the Ottoman Empire demobilized most of the Armenian army. Ethnic Armenian conscripts and volunteers in the Imperial Russian Army would later become the core of the military of the First Armenian Republic.
Soviet era.
The 7th Guards Army was based in Yerevan from 1946 to 1992. In the late 1980s the Army consisted of:
On 1 June 1992, ITAR-TASS reported that General Fyodor Reut said that some units of the 7th Guards Army would begin leaving Armenia in 10–15 days. The army was disbanded later that summer. The former Soviet Air Defense Forces in Armenia were drawn from the 14th Air Defense Corps of the 19th Separate Air Defense Army.
1988–1992.
The modern Armenian military entered its first stage at the beginning of the Nagorno-Karabakh conflict, when Armenian militias were formed to combat Azerbaijani units in Artsakh. On 20 September 1990, the first military unit was created, the Yerevan Special Regiment, with the first oath being held in the Republican Assembly Point and was attended by the first President of Armenia Levon Ter-Petrosyan, Prime Minister Vazgen Manukyan, and defence minister Vazgen Sargsyan. Five battalions were also formed in Ararat, Goris, Vardenis, Ijan and Meghri. In 1991, by the decision of the government, the State Committee of Defense under the Council of Ministers, which facilitated the task of coordinating the defense operations of Armenia, becoming the basis on which the Ministry of Defense was to be established later on.
Post-1992.
Armenia established a Ministry of Defence on 28 January 1992. The first military unit of the defence ministry to be formed was the 1st Airborne Regiment, where the first Armenian soldier took the oath to the nation that March. Since a significant part of the officers of the Armed Forces were fighters of the self-defense volunteer detachments, a center for raising the qualification of officers was established for their qualification and training, which during its activity it provided about 1,500 officer-graduates. The School of Non-Commissioned Officers produced about 1,000 graduates.
The Treaty on Conventional Armed Forces in Europe was ratified by the Armenian parliament in July 1992. The treaty establishes comprehensive limits on key categories of military equipment, such as tanks, artillery, armored combat vehicles, combat aircraft, and combat helicopters, and provides for the destruction of weaponry in excess of those limits. Armenian officials have consistently expressed determination to comply with its provisions and thus Armenia has provided data on armaments as required under the CFE Treaty. Despite this, Azerbaijan accuses Armenia of diverting a large part of its military forces to Nagorno-Karabakh and thus circumventing these international regulations. In March 1993, Armenia signed the multilateral Chemical Weapons Convention, which calls for the eventual elimination of chemical weapons. Armenia acceded to the nuclear Non-Proliferation Treaty as a non-nuclear weapons state in July 1993.
In addition to the branches of services listed above, Armenia established its own Internal Troops from the former Soviet Interior Troops after the dissolution of the Soviet Union. Up until December 2002, Armenia maintained a Ministry of Internal Affairs, but along with the Ministry of National Security, it was reorganized as a non-ministerial institution. The two organizations became the Police of Armenia and the National Security Service.
Organization and service branches.
The Armenian Armed Forces are Headquartered in Yerevan, where most of the general staff is based. The general staff is responsible for operational command of the Armenian Military and its two major branches. The armed forces also has the following personnel branches:
Ground Forces.
According to IISS 2010, Armenia has 20 T-80 tanks, 137 T-72 tanks, 8 T-54/55 tanks and 80 BMP-1's, 7 BMP-1K, 55 BMP-2 and 12 BRM-1K. Wheeled APCs reported included 11 BTR-60s, 21 BTR-70s, 4 BTR-80s, 145 MT-LBs, 5 BMD-1S, and 120 BRDM-2 scout vehicles.
Although the Russians have supplied newer equipment to Armenia over the years, the numbers have never been sufficient to upgrade all ground force formations and many of the lower readiness units still have older, Soviet-legacy systems that have not been upgraded or in many cases effectively maintained. These older systems are placing great demands on the logistics system for service, maintenance, replacement parts and necessary upgrades, costing the army both financially and in overall readiness. The ground force is engaged in an effort of reassessment, reorganisation and restructuring, as the future of Armenia's defence needs a revised force structure and unit mix. The army sees the need to maintain much of its traditional mechanised formations, but is looking to lighten and make more mobile and self-sustainable a small number of other formations. It must develop these newer formations to support its international requirements and effectively operate in mountainous and other rugged terrain, but it must do this without affecting the mechanised capability that is needed to confront Azerbaijan's conventional forces.
Since the fall of the Soviet Union, Armenia has followed a policy of developing its armed forces into a professional, well trained, and mobile military. In 2000, the Centre for International Studies and Research reported that at that time the Armenian Army had the strongest combat capability of the three South Caucasus countries' armies (the other two being Georgia and Azerbaijan). CSTO Secretary, Nikolay Bordyuzha, came to a similar conclusion after collective military drills in 2007 when he stated that, "the Armenian Army is the most efficient one in the post-Soviet space". This was echoed more recently by Igor Korotchenko, a member of the Public Council, Russian Ministry of Defense, in a March 2011 interview with Voice of Russia radio.
The Army is functionally divided into "Active" and "Reserve Forces". Their main functions include deterrence, defense, peace support and crisis management, humanitarian and rescue missions, as well as social functions within Armenian society.
The Active Forces mainly have peacekeeping and defensive duties, and are further divided into Deployment Forces, Immediate Reaction, and Main Defense Forces. The Reserve Forces consists of Enhancement Forces, Territorial Defense Forces, and Training Grounds. They deal with planning and reservist preparation, armaments and equipment storage, training of formations for active forces rotation or increase in personnel.
During peacetime the Army maintains permanent combat and mobilization readiness. They become part of multinational military formations in compliance with international treaties Armenia is a signatory to, participate in the preparation of the population, the national economy and the maintenance of wartime reserves and the infrastructure of the country for defense.
In times of crisis the Army's main tasks relate to participation in operations countering terrorist activities and defense of strategic facilities (such as nuclear power plants and major industrial facilities), assisting the security forces in proliferation of weapons of mass destruction, illegal armaments traffic and international terrorism.
In case of low- and medium-intensity military conflict the Active Forces that are part of the Army participate in carrying out the initial tasks for the defense of the territorial integrity and sovereignty of the country. In case of a high intensity conflict the Land Forces, together with the Air Force, Air Defense and Border Guards, form the defense group of the Armenian Armed Forces aiming at countering aggression and protect the territorial integrity and sovereignty of the country.
Experiments in developing small arms have been undertaken in Armenia, producing the K-3 assault rifle, but Jane's Infantry Weapons estimates that the program has ceased, and the rifle is not in widespread service with the army. The AK-74 is the standard issue rifle of the Armenian Army with older AKMs in reserve use. Beside AK rifles Armenian forces use mostly Russian small arms like the Makarov pistol, SVD sniper rifle, and the PKM General Purpose machine Gun.
Air Force and Air Defense.
The Armenian Air Force consists of 15 Su-25 ground attack planes, 18 Su-30 jet fighters, 1 Mig 25, 16 Mil Mi-24 helicopter gunships, 6 L-39 trainer and attack aircraft, 16 Yak-52 trainer aircraft, 3 Il-76 cargo planes, 18 Mil Mi-8 transport helicopters, and 10 Mil Mi-2 light utility helicopters. There are an additional 18 MiG-29 fighter jets of the Russian 102nd Military Base stationed in Gyumri.
The Armenian anti-aircraft branch was equipped and organized as part of the military reform program of Lieutenant-General Norat Ter-Grigoryants. It consists of an anti-aircraft missile brigade and two regiments armed with 100 anti-aircraft complexes of various models and modifications, including the SA-8, Krug, S-75, S-125, SA-7, SA-10, SA-13, SA-16 and SA-18. Russia has SA-6 and S-300 long range surface-to-air missiles at the Russian 102nd Military Base. There are also 24 Scud ballistic missiles with eight launchers.
Numerical strength is estimated at 3,000 servicemen, with plans for further expansion.
In late December 2010, the Armenian Defense Minister, Seyran Ohanyan, officially acknowledged that the army are equipped with the Russian-made S-300 surface-to-air missiles. The statement was made while the Minister was inspecting a new air-defense command point that maintains "state-of-the-art equipment" built specifically for the operation of the S-300's. Russian specialist started to train Armenian teams on sophisticated Missiles and Defensive Systems. The S-300 was paraded for the first time in the 2011 Parade and the only S-300 missile system (SA10 Grumble) which likes mobility. The S-300 is the main Air Defensive system that protects Armenia's air security. In the 2016 Armenian Parade celebrating the Armenian Independence BUK-M2 Air Defense Systems were shown. These systems were not part of the 200 million dollar contract agreement between Yerevan and Moscow but an agreement between CSTO partners. Other devices such as stem of electronic warfare (EW) "Infauna" and P-325U consist in the Armenian Armed Forces.
Military of Artsakh.
In addition to forces mentioned above, there are around 20,000 active soldiers defending Nagorno-Karabakh, a disputed territory which seceded from Azerbaijan in 1991 and is now a de facto independent state. They are well trained and well equipped with the latest in military software and hardware. The Karabakh army's heavy military hardware includes: 316 tanks, 324 armored vehicles, 322 artillery pieces of calibers over 122 mm, 44 multiple rocket launchers, and a new anti-aircraft defense system. In addition, the NKR Defence Army maintains a small air-force of 2 Su-25s, 5 Mi-24s and 5 other helicopters.
Personnel.
The Armed Forces of Armenia is constitutionally a conscript force, but there is also a growing number of professional officers. There were roughly 19,000 conscripts and 23,000 professionals serving in 2017. Enlistment, which is performed twice a year, is handled by military commissariats. Male draftees between the ages of 18 and 27 are obliged to present themselves in the commissariats for registration. People who have changed their citizenship or have dual citizenship are also subject to conscription, unless they have already served in the armed forces of another country. Since 2003, conscientious objectors can apply for alternative service. Draft evaders can not be appointed to public service positions. Citizens who have completed military service are registered in the reserve and are divided into rank and file, non-commissioned and commissioned staff of the reserve. Reservists can be called up to training musters and exercises in peacetime. Reserve obligation lasts up to the age of 50.
Educational institutions.
Higher military education is provided by the National Defense Research University in Yerevan. It was established in 2016, on the basis of the Institute for National Strategic Studies.
The "I Have the Honour State Program" is an educational program of the ministry of defence that serves conscripts in the army. Participants of the program are given the right to defer conscription in favor of education in post-secondary institutions with full reimbursement of tuition fees, after which the conscript is awarded the rank of lieutenant and is appointed to the service for a period of 2 years and 3 months.
Contract service.
A contractual military service is a service last for 3–12 months, or for a term of three or five years. Males under 36 who have not previously served as contract servicemen and are registered in the reserve, can be enrolled in contractual military service as privates. Felons and those not fit for service are ineligible for contract service. Since 2008, sergeant training courses for contract servicemen have operated in the Armed Forces and since 2013, the duration of the courses has three months. The courses are open to reservist privates under the age of 25.
Conscription.
Military service in Armenia is mandatory. Citizens aged 27 to 50 are registered in the reserve and may be drafted if a national mobilization was declared. The enlistment process is handled by the military commissariats in January and May. Dual citizens are not be exempt from the draft. If one fails to follow through with their obligations, a criminal case is then instituted, which could lead to 3 years in jail.
The following military commissariats operate in Armenia:
The armed forces also sport the following volunteer units:
Women in the armed forces.
During the First Nagorno-Karabakh War in the early 90s, at least 115 Armenian women were known to have taken part in combat operations. Many women from the diaspora arrived to serve in non-combat missions. The first woman to have been given a significant position in the military was Zhanna Galstyan, who was appointed deputy commander of the Central District Defensive Unit after the formation of the Artsakh Defense Army.
More than 2,000 women currently serve in the army, with most working in administrative positions or in liaison and medical units. In October 2016, a program, approved by the National Assembly, committed the military to "creating additional opportunities" for women serving in the army or seeking military service. Defense Minister Vigen Sargsyan at the time told the MPs that "It would be wrong not to let them (women) reach their full potential." The Erato Detachment was the first all-women military unit in the Armenian Armed Forces, being created after of clashes between the Azerbaijani Army and Armenia occurred in July 2020. Anna Hakobyan, the wife of the current Prime Minister of Armenia, Nikol Pashinyan, underwent a week long combat readiness program with women from the Republic of Artsakh who joined the unit.
Minorities.
During the 2020 war, a group of Yazidi reservists formed a reserve military unit that joined the frontline in Karabakh. The unit was led by Rzgan Sarhangyan and is composed of 50 soldiers aged between 18 and 55.
Equipment.
The Armenian Army operates a wide variety of older equipment, mostly of Soviet origin. There is also some newer equipment from Russia. In 2015, a US$200m loan was ratified by Russia for the purchase of modern weapons between 2015 and 2017. Armenia produces its own combat helmets and body armors through the works of a joint Armenian-Polish company. Some personal equipment used by special units (Future Assault Shell Technology helmets, plate carriers and special pouches) is imported. Armenia also produces most of its small arms, with only specialised units being imported.
Following the 2016 Nagorno-Karabakh clashes, the Helsinki Citizens' Assembly released a report, which detailed the circumstances of death of Armenian servicemen. Among the contributing factors were stated to be malfunctioning equipment and lack of necessary materiel, especially ammunition. This was followed by plans to increase Armenian defense spending to purchase more weapons and ammunition.
Armenia is not a significant exporter of conventional weapons, but it has provided support, including material, to the Armenians of Nagorno-Karabakh during the Nagorno-Karabakh conflict.
International military cooperation.
Russia.
Russia is one of the closest allies of Armenia. The Russian 102nd Military Base, the former 127th Motor Rifle Division, is stationed in Gyumri. The military alliance of the two nations and, in particular, the presence of Russian troops on Armenian soil has been a key element of Armenia's national security doctrine since Armenia gained independence in 1991. Russia stations an estimated 5,000 soldiers of all types in Armenia, including 3,000 officially reported to be based at the 102nd Military Base. In 1997, the two countries signed a far-reaching friendship treaty, which calls for mutual assistance in the event of a military threat to either party and allows Russian border guards to patrol Armenia's frontiers with Turkey and Iran. In early 2005, the 102nd Military Base had 74 tanks, 17 battle infantry vehicles, 148 armored personnel carriers, 84 artillery pieces, 18 MiG-29 fighters, one battery of SA-6 and two batteries of S-300 anti-aircraft missiles. However, in 2005–2007, following an agreement on the withdrawal of two Russian military bases from Georgia, a great deal of military hardware was moved to the 102nd Base from the Russian 12th Military Base in Batumi and the 62nd Military Base at Akhalkalaki, Georgia. Russia also supplies weapons at the relatively lower prices of the Russian domestic market as part of a collective security agreement since January 2004.
According to unconfirmed reports by the Azeri media, Russia has supplied $1 billion worth of arms and ammunitions to Armenia in 1996; and handed over an additional $800 million worth of arms to Armenia in 2008–2009. According to AzerNews, the weapons in this latest transfer include 21 tanks, 12 armored vehicles, five other battle machines, a great number of rocket launchers, over 1,050 cases of grenades, nearly 7,900 types of ammunition, 120 grenade launchers, over 4,000 sub-machine guns, TNT fuses, mines of various types, 14 mine-launchers, 9 Grad launchers, five cannons, and other weapons.
Officer training is another sphere of Russian-Armenian military cooperation. In the first years of sovereignty when Armenia lacked a military educational establishment of its own, officers of its army were trained in Russia. Even now when Armenia has a military college on its own territory, the Armenian officer corps honors the tradition and is trained at Russian military educational establishments. In 1997, 600 Armenian servicemen were being trained at Russian Military Academies: the training was conducted by the Marshal Bagramyan Training Brigade.
At the first meeting of the joint Russian-Armenian government panel for military-technical cooperation that took place during autumn 2005, Prime Minister Mikhail Fradkov reported that, Russian factories will participate in the Armenian program of military modernization, and that Russia is prepared to supply the necessary spare parts and equipment. In accordance with this agreement, Armenia and Russia agreed to work together in exporting weapons and other military equipment to third countries in December 2009. The export agreement was signed by Defense Minister Seyran Ohanyan and a visiting senior Russian official, Konstantin Biryulin, during a meeting of a Russian-Armenian inter-governmental commission on bilateral military-technical cooperation. The agreement envisages the two countries' interaction in exporting military production to third countries, which will help to strengthen the armed forces of the two states, and further cement the already close Russian–Armenian military cooperation.
A Russian-Armenian defense agreement signed in August 2010 extends Russia's military presence in Armenia till 2044 and commits Russia to supplying Armenia with modern and compatible weaponry and special military hardware at reduced prices.
At the beginning of 2009, Azerbaijani media published allegations that Russia had made extensive weapons transfers to Armenia throughout 2008 costing about $800 million. On 12 January 2009, the Russian ambassador was invited to the Azerbaijani Ministry of Foreign Affairs and asked about this information. On 21 January 2009, Russian ministry of foreign relations officially denied the transfers. According to the materials published by WikiLeaks in December 2010, Azerbaijani defence minister Safar Abiyev claimed that in January 2009 during his visit to Moscow, his Russian counterpart Anatoly Serdyukov unofficially had admitted to weapons transfers "after the second bottle of vodka" that evening, although officially it was denied.
In June 2013 it was revealed that Russia has deployed in Armenia several Iskander-M ballistic missiles systems, which are stationed at undisclosed locations in the country.
Collective Security Treaty Organisation.
On 7 October 2002, the Presidents of Armenia, Belarus, Kazakhstan, Kyrgyzstan, Russia and Tajikistan, signed a charter in Tashkent, founding the Collective Security Treaty Organisation (CSTO) (Russian: Организация Договора о Коллективной Безопасности (ОДКБ~ODKB)) or simply Ташкентский договор (The Tashkent Treaty). Nikolai Bordyuzha was appointed secretary general of the new organisation. On 23 June 2006, Uzbekistan became a full participant in the CSTO and its membership was formally ratified by its parliament on 28 March 2008. Furthermore, the CSTO is an observer organisation at the United Nations General Assembly.
The charter reaffirmed the desire of all participating states to abstain from the use or threat of force. Signatories would not be able to join other military alliances or other groups of states, while aggression against one signatory would be perceived as an aggression against all. To this end, the CSTO holds yearly military command exercises for the CSTO nations to have an opportunity to improve inter-organisation cooperation. The largest-scale CSTO military exercise held, to date, were the "Rubezh 2008" exercises hosted in Armenia where a combined total of 4,000 troops from all 7 constituent CSTO member countries conducted operative, strategic, and tactical training with an emphasis towards furthering the efficiency of the collective security element of the CSTO partnership.
The Ministry of Defense of Armenia has repeatedly stated that it would expect direct military assistance from the CSTO in case war with Azerbaijan resumes, as recently as December 2009, Defense Minister Ohanyan made the same statement. In August 2009, Nikolay Bordyuzha, the CSTO's secretary-general, confirmed that official Yerevan can count on such support.
On 4 February 2009, an agreement to create the Collective Rapid Reaction Force (KSOR) was reached by five of the seven CSTO members, with plans finalized on 14 June 2009. Armenia is one of the five member states. The force is intended to be used to repulse military aggression, conduct anti-terrorist operations, fight transnational crime and drug trafficking, and neutralize the effects of natural disasters.
NATO.
Armenia participates in NATO's Partnership for Peace (PiP) program and it is in a NATO organization called Euro-Atlantic Partnership Council (EAPC). Armenia is in the process of implementation of Individual Partnership Action Plans (IPAPs), which is a program for those countries that have the political will and ability to deepen their relationship with NATO. Cooperative Best Effort exercise (the first where Russia was represented) was run on Armenian territory in 2003.
Greece.
Greece is Armenia's closest ally in NATO and the two cooperate on multiple issues. A number of Armenian officers are trained in Greece every year, and military aid/material assistance has been provided to Armenia. In 2003, the two countries signed a military cooperation accord, under which Greece will increase the number of Armenian servicemen trained at the military and military-medical academies in Athens.
In February 2003, Armenia sent 34 peacekeepers to Kosovo where they became part of the Greek contingent. Officials in Yerevan have said the Armenian military plans to substantially increase the size of its peacekeeping detachment and counts on Greek assistance to the effort. In June 2008, Armenia sent 72 peacekeepers to Kosovo for a total of 106 peacekeepers.
Baltic States.
Lithuania has been sharing experience and providing consultations to the Armenian Defense Ministry in the field of democratic control of armed forces, military and defense concepts and public relations since 2002. Since 2004, Armenian officers have been invited to study at the Lithuanian War Academy and the Baltic Defence College in Tartu, Estonia. Lithuania covers all study expenditures. In early 2007, two Armenian officers for the first time took part in a Baltic lead international exercise, Amber Hope, which was held in Lithuania.
United States.
The United States has been steadily upping its military clout in the region. In early 2003, United States Department of Defense announced several major military programs in the Caucasus. Washington's military aid to Armenia in 2005 amounted to $5 million, and in April 2004, the two sides signed a military-technical cooperation accord. In late 2004, Armenia deployed a unit of 46 soldiers, which included bomb-disposal experts, doctors, and transport specialists, to Iraq as part of the American-led Multi-National Force Iraq. In 2005, the United States allocated $7 million to modernize the military communications of the Armenian Armed Forces.
Since 2003, Armenia and the Kansas National Guard have exchanged military delegations as part of a National Guard Bureau program to promote better relations between the United States and developing nations. The program has largely consisted of mutual visits to each other's countries in an effort to share "ideas and [the] best practices for military and emergency management."
Peacekeeping operations.
As of 2022, Armenia is involved in peacekeeping operations in Kosovo, Afghanistan, Lebanon, Mali and Kazakhstan
Kosovo.
There are 70 Armenian soldiers serving in Kosovo as peacekeepers.
Armenia joined the Kosovo Force in Kosovo in 2004. Armenian "blue helmets" serve within the Greek Army battalion. The relevant memorandum was signed on 3 September 2003, in Yerevan and ratified by the Armenian Parliament on 13 December 2003. The sixth deployment of Armenian peacekeepers departed for Kosovo on 14 November 2006. In 2008, the Armenian National Assembly voted unanimously to double the peacekeeping force in Kosovo by sending an extra 34 peacekeepers to the region, increasing the total number of peacekeepers in the region to 68.
Armenia temporarily withdrew its peacekeepers from Kosovo in February 2012 as a result of the reduction of the Greek subdivisions. Armenia redeployed them in July to serve alongside American soldiers in Kosovo.
Iraq.
After the end of the invasion of Iraq, Armenia deployed a unit of 46 peacekeepers under Polish command. Armenian peacekeepers were based in Al-Kut, from the capital of Baghdad. On 23 July 2006, the fourth shift of Armenian peacekeepers departed for Iraq. The shift included 3 staff commanders, 2 medical officers, 10 combat engineers and 31 drivers. Throughout the length of the deployment, there was one Armenian wounded and no deaths. The Armenian government extended the small troop presence in Iraq by one year at the end of 2005 and 2006. On 7 October 2008, Armenia withdrew its contingent of 46 peacekeepers. This coincided with the withdrawal of the Polish contingent in Iraq.
Afghanistan.
Armenia deployed 130 soldiers in Afghanistan as part of the NATO-led International Security Assistance Force (ISAF). They were serving under German command protecting an airport in Kunduz.
Lebanon.
In 2014, Armenia deployed 33 peacekeepers to Lebanon as part of UNIFIL. They currently serve under the Italian contingent and fulfill headquarter security functions.
Mali.
In 2015, one peacekeeper was dispatched to Mali on a monitoring-peacekeeping mission.
Kazakhstan.
In 2022, Armenia sent around 100 servicemen to Kazakhstan as part of the Collective Security Treaty Organization peacekeeping forces. Nikol Pashinyan, who serves as the CSTO chairman, confirmed that the alliance will send 'peacekeepers' to Kazakhstan for a limited period given the threat to national security and the sovereignty of Kazakhstan, due to the 2022 Kazakh protests.
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1098 | Foreign relations of Armenia | Since its independence, Armenia has maintained a policy of trying to have positive and friendly relations with Iran, Russia, and the West, including the United States and the European Union. It has full membership status in a number of international organizations, such as the Council of Europe and the Eurasian Economic Union, and observer status, etc. in some others. However, the dispute over the Armenian genocide of 1915 and the ongoing Nagorno-Karabakh conflict have created tense relations with two of its immediate neighbors, Azerbaijan and Turkey.
The Ministry of Foreign Affairs implements the foreign policy agenda of the Government of Armenia and organizes and manages diplomatic services abroad. Since August 2021, Ararat Mirzoyan serves as the Minister of Foreign Affairs of Armenia.
Foreign relations.
Armenia is a member of more than 70 different international organizations, including the following:
Armenia is also an observer member of the Community of Democratic Choice, the Non-Aligned Movement, the Organization of American States, the Pacific Alliance, the Arab League, the Community of Democracies, a dialogue partner in the Shanghai Cooperation Organisation, and a regional member of the Asian Infrastructure Investment Bank.
Armenian genocide recognition.
As of 2023, 34 states have officially recognized the historical events as genocide. Parliaments of countries that recognize the Armenian genocide include Argentina, Armenia, Austria, Belgium, Bolivia, Brazil, Bulgaria, Canada, Chile, Cyprus, Czech Republic, France, Germany, Greece, Italy, Latvia, Lebanon, Libya, Lithuania, Luxembourg, Mexico, the Netherlands, Paraguay, Poland, Portugal, Russia, Slovakia, Sweden, Switzerland, Syria, United States, Uruguay, Vatican City and Venezuela. Additionally, some regional governments of countries recognize the Armenian genocide too, such as New South Wales and South Australia in Australia as well as Scotland, Northern Ireland and Wales in the United Kingdom. US House Resolution 106 was introduced on 30 January 2007, and later referred to the House Committee on Foreign Affairs. The bill has 225 co-sponsors. The bill called for former President George W. Bush to recognize and use the word genocide in his annual 24 April speech which he never used. His successor President Barack Obama expressed his desire to recognize the Armenian genocide during the electoral campaigns, but after being elected, did not use the word "genocide" to describe the events that occurred in 1915. The US House of Representatives formally recognized the Armenian genocide with House Resolution 296 on 29 October 2019. The United States Senate unanimously recognized the genocide with Senate Resolution 150 on 12 December 2019. In 2021, President Joe Biden became the first U.S. president to formally recognize the Armenian genocide. As of 2022, all 50 U.S. states have also recognized the events as genocide.
Disputes.
Nagorno-Karabakh conflict.
Armenia provides political, material and military support to the Republic of Artsakh in the longstanding Nagorno-Karabakh conflict.
The current conflict over Nagorno-Karabakh began in 1988 when Armenian demonstrations against Azerbaijani rule broke out in Nagorno–Karabakh and later in Armenia. The Nagorno-Karabakh Autonomous Oblast voted to secede from Azerbaijan and join Armenia. Soon, violence broke out against Armenians in Azerbaijan and Azeris in Armenia. In 1990, after violent episodes in Nagorno–Karabakh and Azerbaijani cities like Baku, Sumgait and Kirovabad, Moscow declared a state of emergency in Karabakh, sending troops to the region, and forcibly occupied Baku, killing over a hundred civilians. In April 1991, Azerbaijani militia and Soviet forces targeted Armenian populations in Karabakh, known as Operation Ring. Moscow also deployed troops to Yerevan. Following the collapse of the Soviet Union, conflict escalated into a full-scale war between the Nagorno-Karabakh Republic (supported by Armenia), and Azerbaijan. Military action was influenced by the Russian military, which manipulated the rivalry between the two neighbouring sides in order to keep both under control.
More than 30,000 people were killed in the fighting during the period of 1988 to 1994. In May 1992, Armenian forces seized Shusha and Lachin (thereby linking Nagorno-Karabakh to Armenia). By October 1993, Armenian forces succeeded in taking almost all of former NKAO, Lachin and large areas in southwestern Azerbaijan. In 1993, the UN Security Council adopted four resolutions calling for the cessation of hostilities, unimpeded access for international humanitarian relief efforts, and the eventual deployment of a peacekeeping force in the region. Fighting continued, however, until May 1994 at which time Russia brokered a cease-fire between the three sides.
Negotiations to resolve the conflict peacefully have been ongoing since 1992 under the Minsk Group of the Organization for Security and Co-operation in Europe. The Minsk Group is co-chaired by Russia, France, and the United States and has representation from Turkey, the U.S., several European nations, Armenia and Azerbaijan. Despite the 1994 cease-fire, sporadic violations, sniper-fire and land mine incidents continue to claim over 100 lives each year.
Since 1997, the Minsk Group co-chairs have presented three proposals to serve as a framework for resolving the conflict. Each proposal was rejected. Beginning in 1999, the presidents of Azerbaijan and Armenia initiated a direct dialogue through a series of face-to-face meetings, often facilitated by the Minsk Group Co-Chairs. The OSCE sponsored a round of negotiations between the presidents in Key West, Florida. U.S. Secretary of State Colin Powell launched the talks on 3 April 2001, and the negotiations continued with mediation by the U.S., Russia and France until 6 April 2001. The Co-Chairs are still continuing to work with the two presidents in the hope of finding lasting peace.
The two countries are still at war. Citizens of Armenia, as well as citizens of any other country who are of Armenian descent, are forbidden entry to Azerbaijan. If a person's passport shows evidence of travel to Nagorno–Karabakh, they are forbidden entry to Azerbaijan.
In 2008, in what became known as the 2008 Mardakert Skirmishes, Armenian forces and Azerbaijan clashed over Nagorno-Karabakh. The fighting between the sides was brief, with few casualties on either side.
The 2020 Nagorno-Karabakh war was the latest escalation of the unresolved conflict.
Countries without diplomatic relations.
Armenia does not have diplomatic relations with the following countries (organized by continent):
Oceania.
Armenia also has no diplomatic relations with states with limited recognition except for the Republic of Artsakh.
Countries with diplomatic relations.
Armenia has diplomatic relations with 179 separate entities (including the African Union, Arab League, European Union, the Order of Malta, and Vatican City). These include: Afghanistan, Albania, Algeria, Andorra, Angola, Antigua and Barbuda, Argentina, Australia, Austria, Bahamas, Bahrain, Bangladesh, Belarus, Belgium, Belize, Benin, Bhutan, Bolivia, Brazil, Brunei Darussalam, Bulgaria, Burkina Faso, Burundi, Cambodia, Cameroon, Canada, Cape Verde, Central African Republic, Chad, Chile, the People's Republic of China, Colombia, Comoros, Costa Rica, Côte d'Ivoire, Croatia, Cuba, Cyprus, Czech Republic, Denmark, Djibouti, Dominica, Dominican Republic, DR Congo, East Timor, Ecuador, Egypt, El Salvador, Equatorial Guinea, Eritrea, Estonia, Eswatini, Ethiopia, Fiji, Finland, France, Gabon, The Gambia, Georgia, Germany, Ghana, Greece, Grenada, Guatemala, Guinea, Guinea-Bissau, Haiti, Holy See (Vatican City), Honduras, Hungary, Iceland, India, Indonesia, Iran, Iraq, Ireland, Israel, Italy, Jamaica, Japan, Jordan, Kazakhstan, Kenya, Kiribati, North Korea, South Korea, Kuwait, Kyrgyzstan, Laos, Latvia, Lebanon, Liberia, Libya, Liechtenstein, Lithuania, Luxembourg, Madagascar, Malawi, Malaysia, Maldives, Mali, Malta, Mauritania, Mexico, Micronesia, Moldova, Monaco, Mongolia, Montenegro, Morocco, Mozambique, Myanmar, Namibia, Nauru, Nepal, Netherlands, New Zealand, Nicaragua, Niger, Nigeria, North Macedonia, Norway, Oman, Palau, Panama, Paraguay, Peru, Philippines, Poland, Portugal, Qatar, Romania, Russia, Rwanda, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, San Marino, Senegal, Serbia, Seychelles, Sierra Leone, Singapore, Slovakia, Slovenia, Somalia, South Africa, Spain, Sri Lanka, Sudan, Suriname, Sweden, Switzerland, Syria, Tajikistan, Tanzania, Thailand, Togo, Tunisia, Turkmenistan, Tuvalu, Uganda, Ukraine, the United Arab Emirates, the United Kingdom, the United States of America, Uruguay, Vanuatu, Venezuela, Vietnam, Zambia and Zimbabwe.
Notes on some of these relations follow (organized by continent):
Other international organizations.
Armenia is additionally a full member, unless otherwise noted, in the following international organizations, programs and treaties:
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1110 | Demographics of American Samoa | Demographics of American Samoa include population density, ethnicity, education level, health of the populace, economic status, religious affiliations and other aspects. American Samoa is an unincorporated territory of the United States located in the South Pacific Ocean.
Vital statistics.
Births and deaths
Population statistics.
The statistics from 1900 to 1950 and every decennial census are from the U.S. Census Bureau. There was no census taken in 1910, but a special census taken in 1912. Beginning with the 1930 Census, Swain Island is included in the population count for American Samoa. The remaining statistics are from the World Factbook, unless otherwise indicated.
Religions.
Major Christian denominations on the island include the Congregational Christian Church in American Samoa, the Catholic Church, the Church of Jesus Christ of Latter-day Saints and the Methodist Church of Samoa. Collectively, these churches account for the vast majority of the population.
J. Gordon Melton in his book claims that the Methodists, Congregationalists with the London Missionary Society, and Catholics led the first Christian missions to the islands. Other denominations arrived later, beginning in 1895 with the Seventh-day Adventists, various Pentecostals (including the Assemblies of God), Church of the Nazarene, Jehovah's Witnesses, and the Church of Jesus Christ of Latter-day Saints.
The World Factbook 2010 estimate shows the religious affiliations of American Samoa as 98.3% Christian, other 1%, unaffiliated 0.7%. World Christian Database 2010 estimate shows the religious affiliations of American Samoa as 98.3% Christian, 0.7% agnostic, 0.4% Chinese Universalist, 0.3% Buddhist, and 0.3% Baháʼí.
According to Pew Research Center, 98.3% of the total population is Christian. Among Christians, 59.5% are Protestant, 19.7% are Catholic and 19.2% are other Christians. A major Protestant church on the island, gathering a substantial part of the local Protestant population, is the Congregational Christian Church in American Samoa, a Reformed denomination in the Congregationalist tradition. , The Church of Jesus Christ of Latter-day Saints website claims membership of 16,180 or one-quarter of the whole population, with 41 congregations, and 4 family history centers in American Samoa. The Jehovah's Witnesses claim 210 "ministers of the word" and 3 congregations.
Languages.
Native languages include:
English proficiency is very high.
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1111 | Politics of American Samoa | Politics of American Samoa takes place in a framework of a presidential representative democratic dependency, whereby the governor is the head of government, and of a multi-party system. American Samoa is an unincorporated and unorganized territory of the United States, administered by the Office of Insular Affairs, U.S. Department of the Interior. Its constitution was ratified in 1966 and came into effect in 1967. Executive power is discharged by the governor and the lieutenant governor. Legislative power is vested in the two chambers of the legislature. The party system is based on the United States party system. The judiciary is independent of the executive and the legislature.
There is also the traditional village politics of the Samoan Islands, the and the , which continues in American Samoa and in independent Samoa, and which interacts across these current boundaries. The is the language and customs, and the the protocols of the (council) and the chiefly system. The and the take place at all levels of the Samoan body politic, from the family, to the village, to the region, to national matters. The (chiefs) are elected by consensus within the of the extended family and village(s) concerned. The and the (which is itself made of ) decide on distribution of family exchanges and tenancy of communal lands. The majority of lands in American Samoa and independent Samoa are communal. A can represent a small family group or a great extended family that reaches across islands, and to both American Samoa and independent Samoa.
Government.
The government of American Samoa is defined under the Constitution of American Samoa. As an unincorporated territory, the Ratification Act of 1929 vested all civil, judicial, and military powers in the president, who in turn delegated authority to the secretary of the interior in . The secretary promulgated the Constitution of American Samoa which was approved by a constitutional convention of the people of American Samoa and a majority of the voters of American Samoa voting at the 1966 election, and came into effect in 1967.
The governor of American Samoa is the head of government and along with the lieutenant governor of American Samoa is elected on the same ticket by popular vote for four-year terms.
The legislative power is vested in the American Samoa Fono, which has two chambers. The House of Representatives has 21 members serving two-year terms, being 20 representatives popularly elected from various districts and one non-voting delegate from Swains Island elected in a public meeting. The Senate has 18 members, elected for four-year terms by and from the chiefs of the islands.
The judiciary of American Samoa is composed of the High Court of American Samoa, a District Court, and village courts. The High Court is led by a chief justice and an associate justice, appointed by the secretary of the interior. Other judges are appointed by the governor upon the recommendation of the chief justice and confirmed by the Senate.
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1112 | Economy of American Samoa | The economy of American Samoa is a traditional Polynesian economy in which more than 90% of the land is communally owned. Economic activity is strongly linked to the United States, with which American Samoa conducts the great bulk of its foreign trade. Tuna fishing and processing plants are the backbone of the private sector, with canned tuna being the primary export. Transfers from the U.S. federal government add substantially to American Samoa's economic well-being. Attempts by the government to develop a larger and broader economy are restrained by Samoa's remote location, its limited transportation, and its devastating hurricanes.
Statistics.
GDP: purchasing power parity – $537 million (2007 est.)
<br>"country comparison to the world:" 210
GDP (official exchange rate): $462.2 million (2005)
GDP – real growth rate: 3% (2003)
<br>"country comparison to the world:" 139
GDP – per capita: purchasing power parity – $7,874 (2008)
<br>"country comparison to the world:" 120
GDP – composition by sector:
<br>"agriculture:"
NA%
<br>"industry:"
NA%
<br>"services:"
NA% (2002)
Labor Force: 17,630 (2005)
<br>"country comparison to the world:" 203
Labor force – by occupation: government 33%, tuna canneries 34%, other 33% (1990)
Unemployment rate: 23.8% (2010)
<br>"country comparison to the world:" 175
Population below poverty line:
NA% (2002 est.)
Household income or consumption by percentage share:
<br>"lowest 10%:"
NA%
<br>"highest 10%:"
NA%
Inflation rate (consumer prices):
NA% (2003 est.)
Budget:
<br>"revenues:" $155.4 million (37% in local revenue and 63% in US grants)
<br>"expenditures:" $183.6 million (FY07)
Agriculture – products: bananas, coconuts, vegetables, taro, breadfruit, yams, copra, pineapples, papayas; dairy products, livestock
Industries: tuna canneries (largely dependent on foreign fishing vessels), handicrafts
Industrial production growth rate: NA%
Electricity – production: 180 GWh (2006)
<br>"country comparison to the world:" 179
Electricity – production by source:
<br>"fossil fuel:"
100%
<br>"hydro:"
0%
<br>"nuclear:"
0%
<br>"other:"
0% (2001)
Electricity – consumption: 167.4 GWh (2006)
<br>"country comparison to the world:" 179
Electricity – exports: 0 kWh (2007)
Electricity – imports: 0 kWh (2007)
Oil – production: (2007 est.)
<br>"country comparison to the world:" 209
Oil – consumption: (604 m³/d), 2006
<br>"country comparison to the world:" 170
Oil – exports: (2005)
<br>"country comparison to the world:" 142
Oil – imports: (2005)
<br>"country comparison to the world:" 166
Natural gas – production: 0 cu m (2007)
<br>"country comparison to the world:" 208
Natural gas – consumption: 0 cu m (2007)
<br>"country comparison to the world:" 207
Natural gas – exports: 0 cu m (2007)
<br>"country comparison to the world:" 202
Natural gas – imports: 0 cu m (2007)
<br>"country comparison to the world:" 201
Natural gas – proved reserves: 0 cu m (2006)
<br>"country comparison to the world:" 205
Exports: $445.6 million (2004)
<br>"country comparison to the world:" 167
Exports – commodities:
canned tuna 93% (2004)
Exports – partners:
Indonesia 70%, Australia 6.7%, Japan 6.7%, Samoa 6.7% (2002)
Imports: $308.8 million (2004)
<br>"country comparison to the world:" 195
Imports – commodities:
materials for canneries 56%, food 8%, petroleum products 7%, machinery and parts 6% (2004)
Imports – partners:
Australia 36.6%, New Zealand 20.3%, South Korea 16.3%, Mauritius 4.9% (2002)
Debt – external:
$NA (2002 est.)
Economic aid – recipient:
$NA; note – important financial support from the US, more than $40 million in 1994
Currency:
US dollar (USD)
Currency code:
USD
Exchange rates:
US dollar is used
Fiscal year:
1 October – 30 September
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1130 | Avicenna | Ibn Sina (; 980 – June 1037 CE), commonly known in the West as Avicenna (), was the preeminent philosopher and physician of the Muslim world, flourishing during the Islamic Golden Age in the employ of the Samanid Empire. He is often described as the father of early modern medicine. His philosophy was of the Muslim Peripatetic school derived from Aristotelianism.
His most famous works are "The Book of Healing", a philosophical and scientific encyclopedia, and "The Canon of Medicine", a medical encyclopedia which became a standard medical text at many medieval universities and remained in use as late as 1650. Besides philosophy and medicine, Avicenna's corpus includes writings on astronomy, alchemy, geography and geology, psychology, Islamic theology, logic, mathematics, physics, and works of poetry.
Avicenna wrote most of his philosophical and scientific works in Arabic, but also wrote several key works in Persian, while his poetic works were written in both languages. Of the 450 works he is believed to have written, around 240 have survived, including 150 on philosophy and 40 on medicine.
Name.
' is a Latin corruption of the Arabic patronym Ibn Sīnā (), meaning "Son of Sina". However, Avicenna was not the son but the great-great-grandson of a man named Sina. His formal Arabic name was Abū ʿAlī al-Ḥusayn bin ʿAbdullāh ibn al-Ḥasan bin ʿAlī bin Sīnā al-Balkhi al-Bukhari ().
Circumstances.
Avicenna created an extensive corpus of works during what is commonly known as the Islamic Golden Age, in which the translations of Byzantine Greco-Roman, Persian and Indian texts were studied extensively. Greco-Roman (Mid- and Neo-Platonic, and Aristotelian) texts translated by the Kindi school were commented, redacted and developed substantially by Islamic intellectuals, who also built upon Persian and Indian mathematical systems, astronomy, algebra, trigonometry and medicine.
The Samanid dynasty in the eastern part of Persia, Greater Khorasan and Central Asia as well as the Buyid dynasty in the western part of Persia and Iraq provided a thriving atmosphere for scholarly and cultural development. Under the Samanids, Bukhara rivaled Baghdad as a cultural capital of the Islamic world. There, Avicenna had access to the great libraries of Balkh, Khwarezm, Gorgan, Rey, Isfahan and Hamadan.
Various texts (such as the 'Ahd with Bahmanyar) show that Avicenna debated philosophical points with the greatest scholars of the time. Aruzi Samarqandi describes how before Avicenna left Khwarezm he had met Al-Biruni (a famous scientist and astronomer), Abu Nasr Iraqi (a renowned mathematician), Abu Sahl Masihi (a respected philosopher) and Abu al-Khayr Khammar (a great physician). The study of the Quran and the Hadith also thrived, and Islamic philosophy, "fiqh" and theology ("kalaam") were all further developed by Avicenna and his opponents at this time.
Biography.
Early life and education.
Avicenna was born in in the village of Afshana in Transoxiana to a family of Persian stock. The village was near the Samanid capital of Bukhara, which was his mother's hometown. His father Abd Allah was a native of the city of Balkh in Tukharistan. An official of the Samanid bureaucracy, he had served as the governor of a village of the royal estate of Harmaytan (near Bukhara) during the reign of Nuh II (). Avicenna also had a younger brother. A few years later, the family settled in Bukhara, a center of learning, which attracted many scholars. It was there that Avicenna was educated, which early on was seemingly administered by his father. Although both Avicenna's father and brother had converted to Ismailism, he himself did not follow the faith. He was instead an adherent of the Sunni Hanafi school, which was also followed by the Samanids.
Avicenna was first schooled in the Quran and literature, and by the age of 10, he had memorized the entire Quran. He was later sent by his father to an Indian greengrocer, who taught him arithmetic. Afterwards, he was schooled in Jurisprudence by the Hanafi jurist Ismail al-Zahid. Some time later, Avicenna's father invited the physician and philosopher Abu Abdallah al-Natili to their house to educate Avicenna. Together, they studied the "Isagoge" of Porphyry (died 305) and possibly the "Categories" of Aristotle (died 322 BC) as well. After Avicenna had read the "Almagest" of Ptolemy (died 170) and "Euclid's Elements", Natili told him to continue his research independently. By the time Avicenna was eighteen, he was well-educated in Greek sciences. Although Avicenna only mentions Natili as his teacher in his autobiography, he most likely had other teachers as well, such as the physicians Abu Mansur Qumri and Abu Sahl al-Masihi.
Career.
In Bukhara and Gurganj.
At the age of seventeen, Avicenna was made a physician of Nuh II. By the time Avicenna was at least 21 years old, his father died. He was subsequently given an administrative post, possibly succeeding his father as the governor of Harmaytan. Avicenna later moved to Gurganj, the capital of Khwarazm, which he reports that he did due to "necessity". The date he went to the place is uncertain, as he reports that he served the "Khwarazmshah" (ruler) of the region, the Ma'munid Abu al-Hasan Ali. The latter ruled from 997 to 1009, which indicates that Avicenna moved sometime during that period. He may have moved in 999, the year which the Samanid state fell after the Turkic Qarakhanids captured Bukhara and imprisoned the Samanid ruler Abd al-Malik II. Due to his high position and strong connection with the Samanids, Avicenna may have found himself in an unfavorable position after the fall of his suzerain. It was through the minister of Gurganj, Abu'l-Husayn as-Sahi, a patron of Greek sciences, that Avicenna entered into the service of Abu al-Hasan Ali. Under the Ma'munids, Gurganj became a centre of learning, attracting many prominent figures, such as Avicenna and his former teacher Abu Sahl al-Masihi, the mathematician Abu Nasr Mansur, the physician Ibn al-Khammar, and the philologist al-Tha'alibi.
In Gurgan.
Avicenna later moved due to "necessity" once more (in 1012), this time to the west. There he travelled through the Khurasani cities of Nasa, Abivard, Tus, Samangan and Jajarm. He was planning to visit the ruler of the city of Gurgan, the Ziyarid Qabus (), a cultivated patron of writing, whose court attracted many distinguished poets and scholars. However, when Avicenna eventually arrived, he discovered that the ruler had been dead since the winter of 1013. Avicenna then left Gurgan for Dihistan, but returned after becoming ill. There he met Abu 'Ubayd al-Juzjani (died 1070) who became his pupil and companion. Avicenna stayed briefly in Gurgan, reportedly serving Qabus' son and successor Manuchihr () and resided in the house of a patron.
In Ray and Hamadan.
In , Avicenna went to the city of Ray, where he entered into the service of the Buyid "amir" (ruler) Majd al-Dawla () and his mother Sayyida Shirin, the "de facto" ruler of the realm. There he served as the physician at the court, treating Majd al-Dawla, who was suffering from melancholia. Avicenna reportedly later served as the "business manager" of Sayyida Shirin in Qazvin and Hamadan, though details regarding this tenure are unclear. During this period, Avicenna finished his "Canon of Medicine", and started writing his "Book of Healing".
In 1015, during Avicenna's stay in Hamadan, he participated in a public debate, as was custom for newly arrived scholars in western Iran at that time. The purpose of the debate was to examine one's reputation against a prominent local resident. The person whom Avicenna debated against was Abu'l-Qasim al-Kirmani, a member of the school of philosophers of Baghdad. The debate became heated, resulting in Avicenna accusing Abu'l-Qasim of lack of basic knowledge in logic, while Abu'l-Qasim accused Avicenna of impoliteness. After the debate, Avicenna sent a letter to the Baghdad Peripatetics, asking if Abu'l-Qasim's claim that he shared the same opinion as them was true. Abu'l-Qasim later retaliated by writing a letter to an unknown person, in which he made accusations so serious, that Avicenna wrote to a deputy of Majd al-Dawla, named Abu Sa'd, to investigate the matter. The accusation made towards Avicenna may have been the same as he had received earlier, in which he was accused by the people of Hamadan of copying the stylistic structures of the Quran in his "Sermons on Divine Unity". The seriousness of this charge, in the words of the historian Peter Adamson, "cannot be underestimated in the larger Muslim culture."
Not long afterwards, Avicenna shifted his allegiance to the rising Buyid "amir" Shams al-Dawla (the younger brother of Majd al-Dawla), which Adamson suggests was due to Abu'l-Qasim also working under Sayyida Shirin. Avicenna had been called upon by Shams al-Dawla to treat him, but after the latter's campaign in the same year against his former ally, the Annazid ruler Abu Shawk (), he forced Avicenna to become his vizier. Although Avicenna would sometimes clash with Shams al-Dawla's troops, he remained vizier until the latter died of colic in 1021. Avicenna was asked by Shams al-Dawla's son and successor Sama' al-Dawla () to stay as vizier, but instead went into hiding with his patron Abu Ghalib al-Attar, to wait for better opportunities to emerge. It was during this period that Avicenna was secretly in contact with Ala al-Dawla Muhammad (), the Kakuyid ruler of Isfahan and uncle of Sayyida Shirin.
It was during his stay at Attar's home that Avicenna completed his "Book of Healing", writing 50 pages a day. The Buyid court in Hamadan, particularly the Kurdish vizier Taj al-Mulk, suspected Avicenna of correspondence with Ala al-Dawla, and as result had the house of Attar ransacked and Avicenna imprisoned in the fortress of Fardajan, outside Hamadan. Juzjani blames one of Avicenna's informers for his capture. Avicenna was imprisoned for four months, until Ala al-Dawla captured Hamadan, thus putting an end to Sama al-Dawla's reign.
In Isfahan.
Avicenna was subsequently released, and went to Isfahan, where he was well received by Ala al-Dawla. In the words of Juzjani, the Kakuyid ruler gave Avicenna "the respect and esteem which someone like him deserved." Adamson also says that Avicenna's service under Ala al-Dawla "proved to be the most stable period of his life." Avicenna served as the advisor, if not vizier of Ala al-Dawla, accompanying him in many of his military expeditions and travels. Avicenna dedicated two Persian works to him, a philosophical treatise named "Danish-nama-yi Ala'i" ("Book of Science for Ala"), and a medical treatise about the pulse.
During the brief occupation of Isfahan by the Ghaznavids in January 1030, Avicenna and Ala al-Dawla relocated to the southwestern Iranian region of Khuzistan, where they stayed until the death of the Ghaznavid ruler Mahmud (), which occurred two months later. It was seemingly when Avicenna returned to Isfahan that he started writing his "Pointers and Reminders". In 1037, while Avicenna was accompanying Ala al-Dawla to a battle near Isfahan, he was hit by a severe colic, which he had been constantly suffering from throughout his life. He died shortly afterwards in Hamadan, where he was buried.
Philosophy.
Avicenna wrote extensively on early Islamic philosophy, especially the subjects logic, ethics and metaphysics, including treatises named "Logic" and "Metaphysics". Most of his works were written in Arabic—then the language of science in the Middle East—and some in Persian. Of linguistic significance even to this day are a few books that he wrote in nearly pure Persian language (particularly the Danishnamah-yi 'Ala', Philosophy for Ala' ad-Dawla'). Avicenna's commentaries on Aristotle often criticized the philosopher, encouraging a lively debate in the spirit of ijtihad.
Avicenna's Neoplatonic scheme of "emanations" became fundamental in the "Kalam" (school of theological discourse) in the 12th century.
His "Book of Healing" became available in Europe in partial Latin translation some fifty years after its composition, under the title "Sufficientia", and some authors have identified a "Latin Avicennism" as flourishing for some time, paralleling the more influential Latin Averroism, but suppressed by the Parisian decrees of 1210 and 1215.
Avicenna's psychology and theory of knowledge influenced William of Auvergne, Bishop of Paris and Albertus Magnus, while his metaphysics influenced the thought of Thomas Aquinas.
Metaphysical doctrine.
Early Islamic philosophy and Islamic metaphysics, imbued as it is with Islamic theology, distinguishes between essence and existence more clearly than Aristotelianism. Whereas existence is the domain of the contingent and the accidental, essence endures within a being beyond the accidental. The philosophy of Avicenna, particularly that part relating to metaphysics, owes much to al-Farabi. The search for a definitive Islamic philosophy separate from Occasionalism can be seen in what is left of his work.
Following al-Farabi's lead, Avicenna initiated a full-fledged inquiry into the question of being, in which he distinguished between essence ("Mahiat") and existence ("Wujud"). He argued that the fact of existence cannot be inferred from or accounted for by the essence of existing things, and that form and matter by themselves cannot interact and originate the movement of the universe or the progressive actualization of existing things. Existence must, therefore, be due to an agent-cause that necessitates, imparts, gives, or adds existence to an essence. To do so, the cause must be an existing thing and coexist with its effect.
Avicenna's consideration of the essence-attributes question may be elucidated in terms of his ontological analysis of the modalities of being; namely impossibility, contingency and necessity. Avicenna argued that the impossible being is that which cannot exist, while the contingent in itself ("mumkin bi-dhatihi") has the potentiality to be or not to be without entailing a contradiction. When actualized, the contingent becomes a 'necessary existent due to what is other than itself' ("wajib al-wujud bi-ghayrihi"). Thus, contingency-in-itself is potential beingness that could eventually be actualized by an external cause other than itself. The metaphysical structures of necessity and contingency are different. Necessary being due to itself ("wajib al-wujud bi-dhatihi") is true in itself, while the contingent being is 'false in itself' and 'true due to something else other than itself'. The necessary is the source of its own being without borrowed existence. It is what always exists.
The Necessary exists 'due-to-Its-Self', and has no quiddity/essence ("mahiyya") other than existence ("wujud"). Furthermore, It is 'One' ("wahid ahad") since there cannot be more than one 'Necessary-Existent-due-to-Itself' without differentia (fasl) to distinguish them from each other. Yet, to require differentia entails that they exist 'due-to-themselves' as well as 'due to what is other than themselves'; and this is contradictory. However, if no differentia distinguishes them from each other, then there is no sense in which these 'Existents' are not one and the same. Avicenna adds that the 'Necessary-Existent-due-to-Itself' has no genus ("jins"), nor a definition ("hadd"), nor a counterpart ("nadd"), nor an opposite ("did"), and is detached ("bari") from matter ("madda"), quality ("kayf"), quantity ("kam"), place ("ayn"), situation ("wad") and time ("waqt").
Avicenna's theology on metaphysical issues ("ilāhiyyāt") has been criticized by some Islamic scholars, among them al-Ghazali, Ibn Taymiyya and Ibn al-Qayyim. While discussing the views of the theists among the Greek philosophers, namely Socrates, Plato and Aristotle in "Al-Munqidh min ad-Dalal" ("Deliverance from Error"), al-Ghazali noted that the Greek philosophers "must be taxed with unbelief, as must their partisans among the Muslim philosophers, such as Avicenna and al-Farabi and their likes." He added that "None, however, of the Muslim philosophers engaged so much in transmitting Aristotle's lore as did the two men just mentioned. [...] The sum of what we regard as the authentic philosophy of Aristotle, as transmitted by al-Farabi and Avicenna, can be reduced to three parts: a part which must be branded as unbelief; a part which must be stigmatized as innovation; and a part which need not be repudiated at all."
Argument for God's existence.
Avicenna made an argument for the existence of God which would be known as the "Proof of the Truthful" (Arabic: "burhan al-siddiqin"). Avicenna argued that there must be a "necessary existent" (Arabic: "wajib al-wujud"), an entity that cannot "not" exist and through a series of arguments, he identified it with the Islamic conception of God. Present-day historian of philosophy Peter Adamson called this argument one of the most influential medieval arguments for God's existence, and Avicenna's biggest contribution to the history of philosophy.
Al-Biruni correspondence.
Correspondence between Avicenna (with his student Ahmad ibn 'Ali al-Ma'sumi) and Al-Biruni has survived in which they debated Aristotelian natural philosophy and the Peripatetic school. Abu Rayhan began by asking Avicenna eighteen questions, ten of which were criticisms of Aristotle's "On the Heavens".
Theology.
Avicenna was a devout Muslim and sought to reconcile rational philosophy with Islamic theology. His aim was to prove the existence of God and His creation of the world scientifically and through reason and logic. Avicenna's views on Islamic theology (and philosophy) were enormously influential, forming part of the core of the curriculum at Islamic religious schools until the 19th century. Avicenna wrote a number of short treatises dealing with Islamic theology. These included treatises on the prophets (whom he viewed as "inspired philosophers"), and also on various scientific and philosophical interpretations of the Quran, such as how Quranic cosmology corresponds to his own philosophical system. In general these treatises linked his philosophical writings to Islamic religious ideas; for example, the body's afterlife.
There are occasional brief hints and allusions in his longer works, however, that Avicenna considered philosophy as the only sensible way to distinguish real prophecy from illusion. He did not state this more clearly because of the political implications of such a theory, if prophecy could be questioned, and also because most of the time he was writing shorter works which concentrated on explaining his theories on philosophy and theology clearly, without digressing to consider epistemological matters which could only be properly considered by other philosophers.
Later interpretations of Avicenna's philosophy split into three different schools; those (such as al-Tusi) who continued to apply his philosophy as a system to interpret later political events and scientific advances; those (such as al-Razi) who considered Avicenna's theological works in isolation from his wider philosophical concerns; and those (such as al-Ghazali) who selectively used parts of his philosophy to support their own attempts to gain greater spiritual insights through a variety of mystical means. It was the theological interpretation championed by those such as al-Razi which eventually came to predominate in the madrasahs.
Avicenna memorized the Quran by the age of ten, and as an adult, he wrote five treatises commenting on suras from the Quran. One of these texts included the "Proof of Prophecies", in which he comments on several Quranic verses and holds the Quran in high esteem. Avicenna argued that the Islamic prophets should be considered higher than philosophers.
Avicenna is generally understood to have been aligned with the Sunni Hanafi school of thought. Avicenna studied Hanafi law, many of his notable teachers were Hanafi jurists, and he served under the Hanafi court of Ali ibn Mamun. Avicenna said at an early age that he remained "unconvinced" by Ismaili missionary attempts to convert him. Medieval historian Ẓahīr al-dīn al-Bayhaqī (d. 1169) also believed Avicenna to be a follower of the Brethren of Purity.
Thought experiments.
While he was imprisoned in the castle of Fardajan near Hamadhan, Avicenna wrote his famous "floating man"—literally falling man—a thought experiment to demonstrate human self-awareness and the substantiality and immateriality of the soul. Avicenna believed his "Floating Man" thought experiment demonstrated that the soul is a substance, and claimed humans cannot doubt their own consciousness, even in a situation that prevents all sensory data input. The thought experiment told its readers to imagine themselves created all at once while suspended in the air, isolated from all , which includes no sensory contact with even their own bodies. He argued that, in this scenario, one would still have self-consciousness. Because it is conceivable that a person, suspended in air while cut off from sense experience, would still be capable of determining his own existence, the thought experiment points to the conclusions that the soul is a perfection, independent of the body, and an immaterial substance. The conceivability of this "Floating Man" indicates that the soul is perceived intellectually, which entails the soul's separateness from the body. Avicenna referred to the living human intelligence, particularly the active intellect, which he believed to be the hypostasis by which God communicates truth to the human mind and imparts order and intelligibility to nature. Following is an English translation of the argument:
However, Avicenna posited the brain as the place where reason interacts with sensation. Sensation prepares the soul to receive rational concepts from the universal Agent Intellect. The first knowledge of the flying person would be "I am," affirming his or her essence. That essence could not be the body, obviously, as the flying person has no sensation. Thus, the knowledge that "I am" is the core of a human being: the soul exists and is self-aware. Avicenna thus concluded that the idea of the self is not logically dependent on any physical thing, and that the soul should not be seen in relative terms, but as a primary given, a substance. The body is unnecessary; in relation to it, the soul is its perfection. In itself, the soul is an immaterial substance.
Principal works.
"The Canon of Medicine".
Avicenna authored a five-volume medical encyclopedia: "The Canon of Medicine" ("Al-Qanun fi't-Tibb"). It was used as the standard medical textbook in the Islamic world and Europe up to the 18th century. The "Canon" still plays an important role in Unani medicine.
"Liber Primus Naturalium".
Avicenna considered whether events like rare diseases or disorders have natural causes. He used the example of polydactyly to explain his perception that causal reasons exist for all medical events. This view of medical phenomena anticipated developments in the Enlightenment by seven centuries.
"The Book of Healing".
Earth sciences.
Avicenna wrote on Earth sciences such as geology in "The Book of Healing". While discussing the formation of mountains, he explained:
Philosophy of science.
In the "Al-Burhan" ("On Demonstration") section of "The Book of Healing", Avicenna discussed the philosophy of science and described an early scientific method of inquiry. He discussed Aristotle's "Posterior Analytics" and significantly diverged from it on several points. Avicenna discussed the issue of a proper methodology for scientific inquiry and the question of "How does one acquire the first principles of a science?" He asked how a scientist would arrive at "the initial axioms or hypotheses of a deductive science without inferring them from some more basic premises?" He explained that the ideal situation is when one grasps that a "relation holds between the terms, which would allow for absolute, universal certainty". Avicenna then added two further methods for arriving at the first principles: the ancient Aristotelian method of induction ("istiqra"), and the method of examination and experimentation ("tajriba"). Avicenna criticized Aristotelian induction, arguing that "it does not lead to the absolute, universal, and certain premises that it purports to provide." In its place, he developed a "method of experimentation as a means for scientific inquiry."
Logic.
An early formal system of temporal logic was studied by Avicenna. Although he did not develop a real theory of temporal propositions, he did study the relationship between "temporalis" and the implication. Avicenna's work was further developed by Najm al-Dīn al-Qazwīnī al-Kātibī and became the dominant system of Islamic logic until modern times. Avicennian logic also influenced several early European logicians such as Albertus Magnus and William of Ockham. Avicenna endorsed the law of non-contradiction proposed by Aristotle, that a fact could not be both true and false at the same time and in the same sense of the terminology used. He stated, "Anyone who denies the law of non-contradiction should be beaten and burned until he admits that to be beaten is not the same as not to be beaten, and to be burned is not the same as not to be burned."
Physics.
In mechanics, Avicenna, in "The Book of Healing", developed a theory of motion, in which he made a distinction between the inclination (tendency to motion) and force of a projectile, and concluded that motion was a result of an inclination ("mayl") transferred to the projectile by the thrower, and that projectile motion in a vacuum would not cease. He viewed inclination as a permanent force whose effect is dissipated by external forces such as air resistance.
The theory of motion presented by Avicenna was probably influenced by the 6th-century Alexandrian scholar John Philoponus. Avicenna's is a less sophisticated variant of the theory of impetus developed by Buridan in the 14th century. It is unclear if Buridan was influenced by Avicenna, or by Philoponus directly.
In optics, Avicenna was among those who argued that light had a speed, observing that "if the perception of light is due to the emission of some sort of particles by a luminous source, the speed of light must be finite." He also provided a wrong explanation of the rainbow phenomenon. Carl Benjamin Boyer described Avicenna's ("Ibn Sīnā") theory on the rainbow as follows:
In 1253, a Latin text entitled "Speculum Tripartitum" stated the following regarding Avicenna's theory on heat:
Psychology.
Avicenna's legacy in classical psychology is primarily embodied in the "Kitab al-nafs" parts of his "Kitab al-shifa" ("The Book of Healing") and "Kitab al-najat" ("The Book of Deliverance"). These were known in Latin under the title De Anima (treatises "on the soul"). Notably, Avicenna develops what is called the Flying Man argument in the Psychology of "The Cure" I.1.7 as defence of the argument that the soul is without quantitative extension, which has an affinity with Descartes's "cogito" argument (or what phenomenology designates as a form of an "epoche").
Avicenna's psychology requires that connection between the body and soul be strong enough to ensure the soul's individuation, but weak enough to allow for its immortality. Avicenna grounds his psychology on physiology, which means his account of the soul is one that deals almost entirely with the natural science of the body and its abilities of perception. Thus, the philosopher's connection between the soul and body is explained almost entirely by his understanding of perception; in this way, bodily perception interrelates with the immaterial human intellect. In sense perception, the perceiver senses the form of the object; first, by perceiving features of the object by our external senses. This sensory information is supplied to the internal senses, which merge all the pieces into a whole, unified conscious experience. This process of perception and abstraction is the nexus of the soul and body, for the material body may only perceive material objects, while the immaterial soul may only receive the immaterial, universal forms. The way the soul and body interact in the final abstraction of the universal from the concrete particular is the key to their relationship and interaction, which takes place in the physical body.
The soul completes the action of intellection by accepting forms that have been abstracted from matter. This process requires a concrete particular (material) to be abstracted into the universal intelligible (immaterial). The material and immaterial interact through the Active Intellect, which is a "divine light" containing the intelligible forms. The Active Intellect reveals the universals concealed in material objects much like the sun makes colour available to our eyes.
Other contributions.
Astronomy and astrology.
Avicenna wrote an attack on astrology titled "Resāla fī ebṭāl aḥkām al-nojūm", in which he cited passages from the Quran to dispute the power of astrology to foretell the future. He believed that each planet had some influence on the earth, but argued against astrologers being able to determine the exact effects.
Avicenna's astronomical writings had some influence on later writers, although in general his work could be considered less developed than Alhazen or Al-Biruni. One important feature of his writing is that he considers mathematical astronomy as a separate discipline to astrology. He criticized Aristotle's view of the stars receiving their light from the Sun, stating that the stars are self-luminous, and believed that the planets are also self-luminous. He claimed to have observed Venus as a spot on the Sun. This is possible, as there was a transit on 24 May 1032, but Avicenna did not give the date of his observation, and modern scholars have questioned whether he could have observed the transit from his location at that time; he may have mistaken a sunspot for Venus. He used his transit observation to help establish that Venus was, at least sometimes, below the Sun in Ptolemaic cosmology, i.e. the sphere of Venus comes before the sphere of the Sun when moving out from the Earth in the prevailing geocentric model.
He also wrote the "Summary of the Almagest", (based on Ptolemy's "Almagest"), with an appended treatise "to bring that which is stated in the Almagest and what is understood from Natural Science into conformity". For example, Avicenna considers the motion of the solar apogee, which Ptolemy had taken to be fixed.
Chemistry.
Avicenna was first to derive the attar of flowers from distillation and used steam distillation to produce essential oils such as rose essence, which he used as aromatherapeutic treatments for heart conditions.
Unlike al-Razi, Avicenna explicitly disputed the theory of the transmutation of substances commonly believed by alchemists:
Four works on alchemy attributed to Avicenna were translated into Latin as:
was the most influential, having influenced later medieval chemists and alchemists such as Vincent of Beauvais. However, Anawati argues (following Ruska) that the de Anima is a fake by a Spanish author. Similarly the Declaratio is believed not to be actually by Avicenna. The third work ("The Book of Minerals") is agreed to be Avicenna's writing, adapted from the "Kitab al-Shifa" ("Book of the Remedy"). Avicenna classified minerals into stones, fusible substances, sulfurs and salts, building on the ideas of Aristotle and Jabir. The "epistola de Re recta" is somewhat less sceptical of alchemy; Anawati argues that it is by Avicenna, but written earlier in his career when he had not yet firmly decided that transmutation was impossible.
Poetry.
Almost half of Avicenna's works are versified. His poems appear in both Arabic and Persian. As an example, Edward Granville Browne claims that the following Persian verses are incorrectly attributed to Omar Khayyám, and were originally written by Ibn Sīnā:
Legacy.
Classical Islamic civilization.
Robert Wisnovsky, a scholar of Avicenna attached to McGill University, says that "Avicenna was the central figure in the long history of the rational sciences in Islam, particularly in the fields of metaphysics, logic and medicine" but that his works didn't only have an influence in these "secular" fields of knowledge alone, as "these works, or portions of them, were read, taught, copied, commented upon, quoted, paraphrased and cited by thousands of post-Avicennian scholars—not only philosophers, logicians, physicians and specialists in the mathematical or exact sciences, but also by those who specialized in the disciplines of ʿilm al-kalām (rational theology, but understood to include natural philosophy, epistemology and philosophy of mind) and usūl al-fiqh (jurisprudence, but understood to include philosophy of law, dialectic, and philosophy of language)."
Middle Ages and Renaissance.
As early as the 14th century when Dante Alighieri depicted him in Limbo alongside the virtuous non-Christian thinkers in his "Divine Comedy" such as Virgil, Averroes, Homer, Horace, Ovid, Lucan, Socrates, Plato and Saladin. Avicenna has been recognized by both East and West as one of the great figures in intellectual history. Johannes Kepler cites Avicenna's opinion when discussing the causes of planetary motions in Chapter 2 of "Astronomia Nova".
George Sarton, the author of "The History of Science", described Avicenna as "one of the greatest thinkers and medical scholars in history" and called him "the most famous scientist of Islam and one of the most famous of all races, places, and times". He was one of the Islamic world's leading writers in the field of medicine.
Along with Rhazes, Abulcasis, Ibn al-Nafis and al-Ibadi, Avicenna is considered an important compiler of early Muslim medicine. He is remembered in the Western history of medicine as a major historical figure who made important contributions to medicine and the European Renaissance. His medical texts were unusual in that where controversy existed between Galen and Aristotle's views on medical matters (such as anatomy), he preferred to side with Aristotle, where necessary updating Aristotle's position to take into account post-Aristotelian advances in anatomical knowledge. Aristotle's dominant intellectual influence among medieval European scholars meant that Avicenna's linking of Galen's medical writings with Aristotle's philosophical writings in the "Canon of Medicine" (along with its comprehensive and logical organisation of knowledge) significantly increased Avicenna's importance in medieval Europe in comparison to other Islamic writers on medicine. His influence following translation of the "Canon" was such that from the early fourteenth to the mid-sixteenth centuries he was ranked with Hippocrates and Galen as one of the acknowledged authorities, ("prince of physicians").
Modern reception.
Institutions in a variety of counties have been named after Avicenna in honour of his scientific accomplishments, including the Avicenna Mausoleum and Museum, Bu-Ali Sina University, Avicenna Research Institute and Ibn Sina Academy of Medieval Medicine and Sciences. There is also a crater on the Moon named Avicenna.
The Avicenna Prize, established in 2003, is awarded every two years by UNESCO and rewards individuals and groups for their achievements in the field of ethics in science.
The Avicenna Directories (2008–15; now the World Directory of Medical Schools) list universities and schools where doctors, public health practitioners, pharmacists and others, are educated. The original project team stated:
In June 2009, Iran donated a "Persian Scholars Pavilion" to the United Nations Office in Vienna. It now sits in the Vienna International Center.
In popular culture.
The 1982 Soviet film "Youth of Genius" () by recounts Avicenna's younger years. The film is set in Bukhara at the turn of the millennium.
In Louis L'Amour's 1985 historical novel "The Walking Drum", Kerbouchard studies and discusses Avicenna's "The Canon of Medicine".
In his book "The Physician" (1988) Noah Gordon tells the story of a young English medical apprentice who disguises himself as a Jew to travel from England to Persia and learn from Avicenna, the great master of his time. The novel was adapted into a feature film, "The Physician", in 2013. Avicenna was played by Ben Kingsley.
List of works.
The treatises of Avicenna influenced later Muslim thinkers in many areas including theology, philology, mathematics, astronomy, physics and music. His works numbered almost 450 volumes on a wide range of subjects, of which around 240 have survived. In particular, 150 volumes of his surviving works concentrate on philosophy and 40 of them concentrate on medicine. His most famous works are "The Book of Healing", and "The Canon of Medicine".
Avicenna wrote at least one treatise on alchemy, but several others have been falsely attributed to him. His "Logic", "Metaphysics", "Physics", and "De Caelo", are treatises giving a synoptic view of Aristotelian doctrine, though "Metaphysics" demonstrates a significant departure from the brand of Neoplatonism known as Aristotelianism in Avicenna's world; Arabic philosophers have hinted at the idea that Avicenna was attempting to "re-Aristotelianise" Muslim philosophy in its entirety, unlike his predecessors, who accepted the conflation of Platonic, Aristotelian, Neo- and Middle-Platonic works transmitted into the Muslim world.
The "Logic" and "Metaphysics" have been extensively reprinted, the latter, e.g., at Venice in 1493, 1495 and 1546. Some of his shorter essays on medicine, logic, etc., take a poetical form (the poem on logic was published by Schmoelders in 1836). Two encyclopedic treatises, dealing with philosophy, are often mentioned. The larger, "Al-Shifa"' ("Sanatio"), exists nearly complete in manuscript in the Bodleian Library and elsewhere; part of it on the "De Anima" appeared at Pavia (1490) as the "Liber Sextus Naturalium", and the long account of Avicenna's philosophy given by Muhammad al-Shahrastani seems to be mainly an analysis, and in many places a reproduction, of the Al-Shifa'. A shorter form of the work is known as the An-najat ("Liberatio"). The Latin editions of part of these works have been modified by the corrections which the monastic editors confess that they applied. There is also a ("hikmat-al-mashriqqiyya", in Latin "Philosophia Orientalis"), mentioned by Roger Bacon, the majority of which is lost in antiquity, which according to Averroes was pantheistic in tone.
Avicenna's works further include:
Persian works.
Avicenna's most important Persian work is the "Danishnama-i 'Alai" (, "the Book of Knowledge for [Prince] 'Ala ad-Daulah"). Avicenna created new scientific vocabulary that had not previously existed in Persian. The Danishnama covers such topics as logic, metaphysics, music theory and other sciences of his time. It has been translated into English by Parwiz Morewedge in 1977. The book is also important in respect to Persian scientific works.
"Andar Danesh-e Rag" (, "On the Science of the Pulse") contains nine chapters on the science of the pulse and is a condensed synopsis.
Persian poetry from Avicenna is recorded in various manuscripts and later anthologies such as "Nozhat al-Majales".
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1132 | The Ashes | The Ashes is a Test cricket series played between England and Australia. The term originated in a satirical obituary published in a British newspaper, "The Sporting Times", immediately after Australia's 1882 victory at The Oval, its first Test win on English soil. The obituary stated that English cricket had died, and that "the body will be cremated and the ashes taken to Australia". The mythical ashes immediately became associated with the 1882–83 series played in Australia, before which the English captain Ivo Bligh had vowed to "regain those ashes". The English media therefore dubbed the tour "the quest to regain the Ashes".
After England had won two of the three Tests on the tour, a small urn was presented to Bligh by a group of Melbourne women including Florence Morphy, whom Bligh married within a year. The contents of the urn are reputed to be the ashes of a wooden bail, and were humorously described as "the ashes of Australian cricket". It is not clear whether that "tiny silver urn" is the same as the small terracotta urn given to the MCC by Bligh's widow after his death in 1927.
The urn has never been the official trophy of the Ashes series, having been a personal gift to Bligh. However, replicas of the urn are often held aloft by victorious teams as a symbol of their victory in an Ashes series. Since the 1998–99 Ashes series, a Waterford Crystal representation of the Ashes urn (called the Ashes Trophy) has been presented to the winners of an Ashes series as the official trophy of that series. Irrespective of which side holds the tournament, the original urn remains in the MCC Museum at Lord's; it has, however, been taken to Australia to be put on touring display on two occasions: as part of the Australian Bicentenary celebrations in 1988 and to accompany the Ashes series in 2006–07.
An Ashes series traditionally consists of five Tests, hosted in turn by England and Australia at least once every two years. The Ashes are regarded as being held by the team that most recently won the series. If the series is drawn, the team that currently holds the Ashes retains the trophy.
There have been 72 Ashes series: Australia have won 34, England have won 32, and six series have been drawn.
1882 origins.
The first Test match between England and Australia was played in Melbourne, Australia, in 1877, though the Ashes legend started later, after the ninth Test, played in 1882. On their tour of England that year the Australians played just one Test, at the Oval in London. It was a low-scoring affair on a difficult wicket. Australia made a mere 63 runs in their first innings, and England, led by A. N. Hornby, took a 38-run lead with a total of 101. In their second innings, Australia, boosted by a spectacular 55 runs off 60 deliveries from Hugh Massie, managed 122, which left England only 85 runs to win. The Australians were greatly demoralised by the manner of their second-innings collapse, but fast bowler Fred Spofforth, spurred on by the gamesmanship of his opponents, in particular W. G. Grace, refused to give in. "This thing can be done," he declared. Spofforth went on to devastate the English batting, taking his final four wickets for only two runs to leave England just eight runs short of victory.
When Ted Peate, England's last batsman, came to the crease, his side needed just ten runs to win, but Peate managed only two before he was bowled by Harry Boyle. An astonished Oval crowd fell silent, struggling to believe that England could possibly have lost on home soil. When it finally sank in, the crowd swarmed onto the field, cheering loudly and chairing Boyle and Spofforth to the pavilion.
When Peate returned to the pavilion he was reprimanded by his captain for not allowing his partner, Charles Studd (one of the best batsmen in England, having already hit two centuries that season against the colonists), to get the runs. Peate humorously replied, "I had no confidence in Mr Studd, sir, so thought I had better do my best."
The momentous defeat was widely recorded in the British press, which praised the Australians for their plentiful "pluck" and berated the Englishmen for their lack thereof. A celebrated poem appeared in "Punch" on Saturday, 9 September. The first verse, quoted most frequently, reads:
<poem>
Well done, Cornstalks! Whipt us
Fair and square,
Was it luck that tript us?
Was it scare?
Kangaroo Land's 'Demon', or our own
Want of 'devil', coolness, nerve, backbone?
</poem>
On 31 August, in the Charles Alcock-edited magazine "Cricket: A Weekly Record of The Game", there appeared a mock obituary:
On 2 September a more celebrated mock obituary, written by Reginald Shirley Brooks, appeared in "The Sporting Times". It read:
Ivo Bligh promised that on 1882–83 tour of Australia, he would, as England's captain, "recover those Ashes". He spoke of them several times over the course of the tour, and the Australian media quickly caught on. The three-match series resulted in a two-one win to England, notwithstanding a fourth match, won by the Australians, whose status remains a matter of ardent dispute.
In the 20 years following Bligh's campaign the term "the Ashes" largely disappeared from public use. There is no indication that this was the accepted name for the series, at least not in England. The term became popular again in Australia first, when George Giffen, in his memoirs ("With Bat and Ball", 1899), used the term as if it were well known.
The true and global revitalisation of interest in the concept dates from 1903, when Pelham Warner took a team to Australia with the promise that he would regain "the ashes". As had been the case on Bligh's tour 20 years before, the Australian media latched fervently onto the term and, this time, it stuck. Having fulfilled his promise, Warner published a book entitled "How We Recovered the Ashes". Although the origins of the term are not referred to in the text, the title served (along with the general hype created in Australia) to revive public interest in the legend. The first mention of "the Ashes" in "Wisden Cricketers' Almanack" occurs in 1905, while "Wisden"'s first account of the legend is in the 1922 edition.
Urn.
It took many years before the contests between England and Australia were consistently called "The Ashes", and so there was no concept of either a trophy or a physical representation of the ashes. As late as 1925, the following verse appeared in "The Cricketers Annual":
<poem>
So here's to Chapman, Hendren and Hobbs,
Gilligan, Woolley and Hearne
May they bring back to the Motherland,
The ashes which have no urn!
</poem>
Nevertheless, several attempts had been made to embody the Ashes in a physical memorial. Examples include one presented to Warner in 1904, another to Australian captain M. A. Noble in 1909, and another to Australian captain W. M. Woodfull in 1934.
The oldest, and the one to enjoy enduring fame, was the one presented to Bligh, later Lord Darnley, during the 1882–83 tour. The precise nature of the origin of this urn is matter of dispute. Based on a statement by Darnley in 1894, it was believed that a group of Victorian ladies, including Darnley's later wife Florence Morphy, made the presentation after the victory in the Third Test in 1883. More recent researchers, in particular Ronald Willis and Joy Munns have studied the tour in detail and concluded that the presentation was made after a private cricket match played over Christmas 1882 when the English team were guests of Sir William Clarke, at his property "Rupertswood", in Sunbury, Victoria. This was before the matches had started. The prime evidence for this theory was provided by a descendant of Clarke.
In August 1926 Ivo Bligh (now Lord Darnley) displayed the Ashes urn at the "Morning Post" Decorative Art Exhibition held in the Central Hall, Westminster. He made the following statement about how he was given the urn:
A more detailed account of how the Ashes were given to Ivo Bligh was outlined by his wife, the Countess of Darnley, in 1930 during a speech at a cricket luncheon. Her speech was reported by the "Times" as follows:
There is another statement which is not totally clear made by Lord Darnley in 1921 about the timing of the presentation of the urn. He was interviewed in his home at Cobham Hall by Montague Grover and the report of this interview was as follows:
He made a similar statement in 1926. The report of this statement in the "Brisbane Courier" was as follows:
The contents of the urn are also problematic; they were variously reported to be the remains of a stump, bail or the outer casing of a ball, but in 1998 Darnley's 82-year-old daughter-in-law said they were the remains of her mother-in-law's veil, casting a further layer of doubt on the matter. However, during the tour of Australia in 2006/7, the MCC official accompanying the urn said the veil legend had been discounted, and it was now "95% certain" that the urn contains the ashes of a cricket bail. Speaking on Channel Nine TV on 25 November 2006, he said x-rays of the urn had shown the pedestal and handles were cracked, and repair work had to be carried out. The urn is made of terracotta and is about tall and may originally have been a perfume jar.
A label containing a six-line verse is pasted on the urn. This is the fourth verse of a song-lyric published in the "Melbourne Punch" on 1 February 1883:
<poem>
When Ivo goes back with the urn, the urn;
Studds, Steel, Read and Tylecote return, return;
The welkin will ring loud,
The great crowd will feel proud,
Seeing Barlow and Bates with the urn, the urn;
And the rest coming home with the urn.
</poem>
In February 1883, just before the disputed Fourth Test, a velvet bag made by Mrs Ann Fletcher, the daughter of Joseph Hines Clarke and Marion Wright, both of Dublin, was given to Bligh to contain the urn. During Darnley's lifetime there was little public knowledge of the urn, and no record of a published photograph exists before 1921. "The Illustrated London News" published this photo in January 1921 (shown above). When Darnley died in 1927 his widow presented the urn to the Marylebone Cricket Club and that was the key event in establishing the urn as the physical embodiment of the legendary ashes. MCC first displayed the urn in the Long Room at Lord's and since 1953 in the MCC Cricket Museum at the ground. MCC's wish for it to be seen by as wide a range of cricket enthusiasts as possible has led to its being mistaken for an official trophy. It is in fact a private memento, and for this reason it is never awarded to either England or Australia, but is kept permanently in the MCC Cricket Museum where it can be seen together with the specially made red and gold velvet bag and the scorecard of the 1882 match.
Because the urn itself is so delicate, it has been allowed to travel to Australia only twice. The first occasion was in 1988 for a museum tour as part of the Australian Bicentenary celebrations; the second was for the 2006/7 Ashes series. The urn arrived on 17 October 2006, going on display at the Museum of Sydney. It then toured to other states, with the final appearance at the Tasmanian Museum and Art Gallery on 21 January 2007.
In the 1990s, given Australia's long dominance of the Ashes and the popular acceptance of the Darnley urn as "the Ashes", the idea was mooted that the victorious team should be awarded the urn as a trophy and allowed to retain it until the next series. As its condition is fragile and it is a prized exhibit at the MCC Cricket Museum, the MCC would not agree. Furthermore, in 2002, Bligh's great-great-grandson Lord Clifton, the heir-apparent to the Earldom of Darnley, argued that the Ashes urn should not be returned to Australia because it belonged to his family and was given to the MCC only for safe keeping.
As a compromise, the MCC commissioned a larger replica of the urn in Waterford Crystal, known as the Ashes Trophy, to award to the winning team of each series starting with the 1998–99 Ashes. This did little to diminish the status of the Darnley urn as the most important icon in cricket, the symbol of this old and keenly fought contest.
Series and matches.
Quest to "recover those ashes".
Later in 1882, following the famous Australian victory at The Oval, Bligh led an England team to Australia, as he said, to "recover those ashes". Publicity surrounding the series was intense, and it was at some time during this series that the Ashes urn was crafted. Australia won the First Test by nine wickets, but in the next two England were victorious. At the end of the Third Test, England were generally considered to have "won back the Ashes" 2–1. A fourth match was played, against a "United Australian XI", which was arguably stronger than the Australian sides that had competed in the previous three matches; this game, however, is not generally considered part of the 1882–83 series. It "is" counted as a Test, but as a standalone. This match ended in a victory for Australia.
1884 to 1896.
After Bligh's victory, there was an extended period of English dominance. The tours generally had fewer Tests in the 1880s and 1890s than people have grown accustomed to in more recent years, the first five-Test series taking place only in 1894–95. England lost only four Ashes Tests in the 1880s out of 23 played, and they won all the seven series contested.
There was more chopping and changing in the teams, given that there was no official board of selectors for each country (in 1887–88, two separate English teams were on tour in Australia) and popularity with the fans varied. The 1890s games were more closely fought, Australia taking its first series win since 1882 with a 2–1 victory in 1891–92. But England dominated, winning the next three series to 1896 despite continuing player disputes.
The 1894–95 series began in sensational fashion when England won the First Test at Sydney by just 10 runs having followed on. Australia had scored a massive 586 (Syd Gregory 201, George Giffen 161) and then dismissed England for 325. But England responded with 437 and then dramatically dismissed Australia for 166 with Bobby Peel taking 6 for 67. At the close of the second last day's play, Australia were 113–2, needing only 64 more runs. But heavy rain fell overnight and next morning the two slow left-arm bowlers, Peel and Johnny Briggs, were all but unplayable. England went on to win the series 3–2 after it had been all square before the Final Test, which England won by 6 wickets. The English heroes were Peel, with 27 wickets in the series at an average of 26.70, and Tom Richardson, with 32 at 26.53.
In 1896, England under the captaincy of W. G. Grace won the series 2–1, and this marked the end of England's longest period of Ashes dominance.
1897 to 1902.
Australia resoundingly won the 1897–98 series by 4–1 under the captaincy of Harry Trott. His successor Joe Darling won the next three series in 1899, 1901–02, and the classic 1902 series, which became one of the most famous in the history of Test cricket.
Five matches were played in 1902 but the first two were drawn after being hit by bad weather. In the First Test (the first played at Edgbaston), after scoring 376 England bowled out Australia for 36 (Wilfred Rhodes 7/17) and reduced them to 46–2 when they followed on. Australia won the Third and Fourth Tests at Bramall Lane and Old Trafford respectively. At Old Trafford, Australia won by just 3 runs after Victor Trumper had scored 104 on a "bad wicket", reaching his hundred before lunch on the first day. England won the last Test at The Oval by one wicket. Chasing 263 to win, they slumped to 48–5 before Gilbert Jessop's 104 gave them a chance. He reached his hundred in just 75 minutes. The last-wicket pair of George Hirst and Rhodes were required to score 15 runs for victory. When Rhodes joined him, Hirst reportedly said: "We'll get them in singles, Wilfred." In fact, they scored thirteen singles and a two.
The period of Darling's captaincy saw the emergence of outstanding Australian players such as Trumper, Warwick Armstrong, James Kelly, Monty Noble, Clem Hill, Hugh Trumble and Ernie Jones.
Reviving the legend.
After what the MCC saw as the problems of the earlier professional and amateur series they decided to take control of organising tours themselves, and this led to the first MCC tour of Australia in 1903–04. England won it against the odds, and Plum Warner, the England captain, wrote up his version of the tour in his book "How We Recovered The Ashes". The title of this book revived the Ashes legend and it was after this that England v Australia series were customarily referred to as "The Ashes".
1905 to 1912.
England and Australia were evenly matched until the outbreak of the First World War in 1914. Five more series took place between 1905 and 1912. In 1905, England's captain Stanley Jackson not only won the series 2–0, but also won the toss in all five matches and headed both the batting and the bowling averages. Monty Noble led Australia to victory in both 1907–08 and 1909. Then England won in 1911–12 by four matches to one. Jack Hobbs establishing himself as England's first-choice opening batsman with three centuries, while Frank Foster (32 wickets at 21.62) and Sydney Barnes (34 wickets at 22.88) formed a formidable bowling partnership.
England retained the Ashes when it won the 1912 Triangular Tournament, which also featured South Africa. The Australian touring party had been severely weakened by a dispute between the board and players that caused Clem Hill, Victor Trumper, Warwick Armstrong, Tibby Cotter, Sammy Carter and Vernon Ransford to be omitted.
1920 to 1933.
After the war, Australia took firm control of both the Ashes and world cricket. For the first time, the tactic of using two express bowlers in tandem paid off as Jack Gregory and Ted McDonald crippled the English batting on a regular basis. Australia recorded overwhelming victories both in England and on home soil. It won the first eight matches in succession including a 5–0 whitewash in 1920–1921 at the hands of Warwick Armstrong's team.
The ruthless and belligerent Armstrong led his team back to England in 1921 where his men lost only two games late in the tour to narrowly miss out of being the first team to complete a tour of England without defeat.
England won only one Test out of 15 from the end of the war until 1925.
In a rain-hit series in 1926, England managed to eke out a 1–0 victory with a win in the final Test at The Oval. Because the series was at stake, the match was to be "timeless", i.e., played to a finish. Australia had a narrow first innings lead of 22. Jack Hobbs and Herbert Sutcliffe took the score to 49–0 at the end of the second day, a lead of 27. Heavy rain fell overnight, and next day the pitch soon developed into a traditional sticky wicket. England seemed doomed to be bowled out cheaply and to lose the match. In spite of the very difficult batting conditions, however, Hobbs and Sutcliffe took their partnership to 172 before Hobbs was out for exactly 100. Sutcliffe went on to make 161 and England won the game comfortably. Australian captain Herbie Collins was stripped of all captaincy positions down to club level, and some accused him of throwing the match.
Australia's ageing post-war team broke up after 1926, with Collins, Charlie Macartney and Warren Bardsley all departing, and Gregory breaking down at the start of the 1928–29 series.
Despite the debut of Donald Bradman, the inexperienced Australians, led by Jack Ryder, were heavily defeated, losing 4–1. England had a very strong batting side, with Wally Hammond contributing 905 runs at an average of 113.12, and Hobbs, Sutcliffe and Patsy Hendren all scoring heavily; the bowling was more than adequate, without being outstanding.
In 1930, Bill Woodfull led an extremely inexperienced team to England.
Bradman fulfilled his promise in the 1930 series when he scored 974 runs at 139.14, which remains a world record Test series aggregate. A modest Bradman can be heard in a 1930 recording saying "I have always endeavoured to do my best for the side, and the few centuries that have come my way have been achieved in the hope of winning matches. My one idea when going into bat was to make runs for Australia." In the Headingley Test, he made 334, reaching 309* at the end of the first day, including a century before lunch. Bradman himself thought that his 254 in the preceding match, at Lord's, was a better innings. England managed to stay in contention until the deciding final Test at The Oval, but yet another double hundred by Bradman, and 7/92 by Percy Hornibrook in England's second innings, enabled Australia to win by an innings and take the series 2–1. Clarrie Grimmett's 29 wickets at 31.89 for Australia in this high-scoring series were also important.
Australia had one of the strongest batting line-ups ever in the early 1930s, with Bradman, Archie Jackson, Stan McCabe, Bill Woodfull, Bill Ponsford and Jack Fingleton. It was the prospect of bowling at this line-up that caused England's 1932–33 captain Douglas Jardine to adopt the tactic of fast leg theory, better known as Bodyline.
Jardine instructed his fast bowlers, most notably Harold Larwood and Bill Voce, to bowl at the bodies of the Australian batsmen, with the goal of forcing them to defend their bodies with their bats, thus providing easy catches to a stacked leg-side field. Jardine insisted that the tactic was legitimate and called it "leg theory" but it was widely disparaged by its opponents, who dubbed it "Bodyline" (from "on the line of the body"). Although England decisively won the Ashes 4–1, Bodyline caused such a furore in Australia that diplomats had to intervene to prevent serious harm to Anglo-Australian relations, and the MCC eventually changed the Laws of cricket to curtail the number of leg side fielders.
Jardine's comment was: "I've not travelled 6,000 miles to make friends. I'm here to win the Ashes".
Some of the Australians wanted to use Bodyline in retaliation, but Woodfull flatly refused. He famously told England manager Pelham Warner, "There are two teams out there. One is playing cricket; the other is making no attempt to do so" after the latter had come into the Australian rooms to express sympathy after a Larwood bouncer had struck the Australian skipper in the heart and felled him.
1934 to 1953.
On the batting-friendly wickets that prevailed in the late 1930s, most Tests up to the Second World War still gave results. It should be borne in mind that Tests in Australia prior to the war were all played to a finish, with many batting records set during this period.
The 1934 Ashes series began with the notable absence of Larwood, Voce and Jardine. The MCC had made it clear, in light of the revelations of the bodyline series, that these players would not face Australia. The MCC, although it had earlier condoned and encouraged bodyline tactics in the 1932–33 series, laid the blame on Larwood when relations turned sour. Larwood was forced by the MCC to either apologise or be removed from the Test side. He went for the latter.
Australia recovered the Ashes in 1934 and held them until 1953, though no Test cricket was played during the Second World War.
As in 1930, the 1934 series was decided in the final Test at The Oval. Australia, batting first, posted a massive 701 in the first innings. Bradman (244) and Ponsford (266) were in record-breaking form with a partnership of 451 for the second wicket. England eventually faced a massive 707-run target for victory and failed, Australia winning the series 2–1. This made Woodfull the only captain to regain the Ashes and he retired upon his return to Australia.
In 1936–37 Bradman succeeded Woodfull as Australian captain. He started badly, losing the first two Tests heavily after Australia were caught on sticky wickets. However, the Australians fought back and Bradman won his first series in charge 3–2.
The 1938 series was a high-scoring affair with two high-scoring draws, resulting in a 1–1 result, Australia retaining the Ashes. After the first two matches ended in stalemate and the Third Test at Old Trafford never started due to rain, Australia then scraped home by five wickets inside three days in a low-scoring match at Headingley to retain the urn. In the timeless Fifth Test at The Oval, the highlight was Len Hutton's then world-record score of 364 as England made 903-7 declared. Bradman and Jack Fingleton injured themselves during Hutton's marathon effort, and with only nine men, Australia fell to defeat by an innings and 579 runs, the heaviest in Test history.
The Ashes resumed after the war when England toured in 1946–47 and, as in 1920–21, found that Australia had made the better post-war recovery. Still captained by Bradman and now featuring the potent new-ball partnership of Ray Lindwall and Keith Miller, Australia were convincing 3–0 winners.
Aged 38 and having been unwell during the war, Bradman had been reluctant to play. He batted unconvincingly and reached 28 when he hit a ball to Jack Ikin; England believed it was a catch, but Bradman stood his ground, believing it to be a bump ball. The umpire ruled in the Australian captain's favour and he appeared to regain his fluency of yesteryear, scoring 187. Australia promptly seized the initiative, won the First Test convincingly and inaugurated a dominant post-war era. The controversy over the Ikin catch was one of the biggest disputes of the era.
In 1948, Australia set new standards, completely outplaying its hosts to win 4–0 with one draw. This Australian team, led by Bradman, who turned 40 during his final tour of England, has gone down in history as "The Invincibles". Playing 34 matches on tour—three of which were not first-class—and including the five Tests, they remained unbeaten, winning 27 and drawing 7.
Bradman's men were greeted by packed crowds across the country, and records for Test attendances in England were set in the Second and Fourth Tests at Lord's and Headingley respectively. Before a record attendance of spectators at Headingley, Australia set a world record by chasing down 404 on the last day for a seven-wicket victory.
The 1948 series ended with one of the most poignant moments in cricket history, as Bradman played his final innings for Australia in the Fifth Test at The Oval, needing to score only four runs to end with a career batting average of exactly 100. However, Bradman made a second-ball duck, bowled by an Eric Hollies googly that sent him into retirement with a career average of 99.94.
Bradman was succeeded as Australian captain by Lindsay Hassett, who led the team to a 4–1 series victory in 1950–51. The series was not as one-sided as the number of wins suggest, with several tight matches.
The tide finally turned in 1953 when England won the final Test at The Oval to take the series 1–0, having narrowly avoided defeat in the preceding Test at Headingley. This was the beginning of one of the greatest periods in English cricket history with players such as captain Len Hutton, batsmen Denis Compton, Peter May, Tom Graveney, Colin Cowdrey, bowlers Fred Trueman, Brian Statham, Alec Bedser, Jim Laker, Tony Lock, wicket-keeper Godfrey Evans and all-rounder Trevor Bailey.
1954 to 1971.
In 1954–55, Australia's batsmen had no answer to the pace of Frank Tyson and Statham. After winning the First Test by an innings after being controversially sent in by Hutton, Australia lost its way and England took a hat-trick of victories to win the series 3–1.
A dramatic series in 1956 saw a record that will probably never be beaten: off-spinner Jim Laker's monumental effort at Old Trafford when he bowled 68 of 191 overs to take 19 out of 20 possible Australian wickets in the Fourth Test. It was Australia's second consecutive innings defeat in a wet summer, and the hosts were in strong positions in the two drawn Tests, in which half the playing time was washed out. Bradman rated the team that won the series 2–1 as England's best ever.
England's dominance was not to last. Australia won 4–0 in 1958–59, having found a high-quality spinner of their own in new skipper Richie Benaud, who took 31 wickets in the five-Test series, and paceman Alan Davidson, who took 24 wickets at 19.00. The series was overshadowed by the furore over various Australian bowlers, most notably Ian Meckiff, whom the English management and media accused of illegally throwing Australia to victory.
In 1961, Australia won a hard-fought series 2–1, their first Ashes series win in England for 13 years. After narrowly winning the Second Test at Lord's, dubbed "The Battle of the Ridge" because of a protrusion on the pitch that caused erratic bounce, Australia mounted a comeback on the final day of the Fourth Test at Old Trafford and sealed the series with Richie Benaud taking 6-70 during the English runchase.
The tempo of the play changed over the next four series in the 1960s, held in 1962–63, 1964, 1965–66 and 1968. The powerful array of bowlers that both countries boasted in the preceding decade moved into retirement, and their replacements were of lesser quality, making it more difficult to force a result. England failed to win any series during the 1960s, a period dominated by draws as teams found it more prudent to save face than risk losing. Of the 20 Tests played during the four series, Australia won four and England three. As they held the Ashes, Australia's captains Bob Simpson and Bill Lawry were happy to adopt safety-first tactics and their strategy of sedate batting saw many draws. During this period, spectator attendances dropped and media condemnation increased, but Simpson and Lawry flatly disregarded the public dissatisfaction.
It was in the 1960s that the bipolar dominance of England and Australia in world cricket was seriously challenged for the first time. West Indies defeated England twice in the mid-1960s and South Africa, in two series before they were banned for apartheid, completely outplayed Australia 3–1 and 4–0. Australia had lost 2–1 during a tour of the West Indies in 1964–65, the first time it had lost a series to any team other than England.
In 1970–71, Ray Illingworth led England to a 2–0 win in Australia, mainly due to John Snow's fast bowling, and the prolific batting of Geoffrey Boycott and John Edrich. It was not until the last session of what was the 7th Test (one match having been abandoned without a ball bowled) that England's success was secured. Lawry was sacked after the Sixth Test after the selectors finally lost patience with Australia's lack of success and dour strategy. Lawry was not informed of the decision privately and heard his fate over the radio.
1972 to 1987.
The 1972 series finished 2–2, with England under Illingworth retaining the Ashes.
In the 1974–75 series, with the England team breaking up and their best batsman Geoff Boycott refusing to play, Australian pace bowlers Jeff Thomson and Dennis Lillee wreaked havoc. A 4–1 result was a fair reflection as England were left shell shocked. England then lost the 1975 series 0–1, but at least restored some pride under new captain Tony Greig.
Australia won the 1977 Centenary Test which was not an Ashes contest, but then a storm broke as Kerry Packer announced his intention to form World Series Cricket. WSC affected all Test-playing nations but it weakened Australia especially as the bulk of its players had signed up with Packer; the Australian Cricket Board (ACB) would not select WSC-contracted players and an almost completely new Test team had to be formed. WSC came after an era during which the duopoly of Australian and English dominance dissipated; the Ashes had long been seen as a cricket world championship but the rise of the West Indies in the late 1970s challenged that view. The West Indies would go on to record resounding Test series wins over Australia and England and dominated world cricket until the 1990s.
With Greig having joined WSC, England appointed Mike Brearley as its captain and he enjoyed great success against Australia. Largely assisted by the return of Boycott, Brearley's men won the 1977 series 3–0 and then completed an overwhelming 5–1 series win against an Australian side missing its WSC players in 1978–79. Allan Border made his Test debut for Australia in 1978–79.
Brearley retired from Test cricket in 1980 and was succeeded by Ian Botham, who started the 1981 series as England captain, by which time the WSC split had ended. After Australia took a 1–0 lead in the first two Tests, Botham was forced to resign or was sacked (depending on the source). Brearley surprisingly agreed to be reappointed before the Third Test at Headingley. This was a remarkable match in which Australia looked certain to take a 2–0 series lead after it had forced England to follow-on 227 runs behind. England, despite being 135 for 7, produced a second innings total of 356, Botham scoring 149*. Chasing just 130, Australia were sensationally dismissed for 111, Bob Willis taking 8–43. It was the first time since 1894–95 that a team following on had won a Test match. Under Brearley's leadership, England went on to win the next two matches before a drawn final match at The Oval. This series became known as 'Botham's Ashes' for his extraordinary feats with both bat and ball, after being dismissed as captain.
In 1982–83 Australia had Greg Chappell back from WSC as captain, while the England team was weakened by the enforced omission of their South African tour rebels, particularly Graham Gooch and John Emburey. Australia went 2–0 up after three Tests, but England won the Fourth Test by 3 runs (after a 70-run last wicket stand) to set up the final decider, which was drawn.
In 1985, David Gower's England team was strengthened by the return of Gooch and Emburey as well as the emergence at international level of Tim Robinson and Mike Gatting. Australia, now captained by Allan Border, had itself been weakened by a rebel South African tour, the loss of Terry Alderman being a particular factor. England won 3–1.
Despite suffering heavy defeats against the West Indies during the 1980s, England continued to do well in the Ashes. Mike Gatting was the captain in 1986–87 but his team started badly and attracted some criticism. Then Chris Broad scored three hundreds in successive Tests and bowling successes from Graham Dilley and Gladstone Small meant England won the series 2–1.
1989 to 2003.
The Australian team of 1989 was comparable to the great Australian teams of the past, and resoundingly defeated England 4–0. Well led by Allan Border, the team included the young cricketers Mark Taylor, Merv Hughes, David Boon, Ian Healy and Steve Waugh, who were all to prove long-serving and successful Ashes competitors. England, now led once again by David Gower, suffered from injuries and poor form. During the Fourth Test news broke that prominent England players had agreed to take part in a "rebel tour" of South Africa the following winter; three of them (Tim Robinson, Neil Foster and John Emburey) were playing in the match, and were subsequently dropped from the England side.
Australia reached a cricketing peak in the 1990s and early 2000s, coupled with a general decline in England's fortunes. After re-establishing its credibility in 1989, Australia underlined its superiority with victories in the 1990–91, 1993, 1994–95, 1997, 1998–99, 2001 and 2002–03 series, all by convincing margins.
Great Australian players in the early years included batsmen Border, Boon, Taylor and Steve Waugh. The captaincy passed from Border to Taylor in the mid-1990s and then to Steve Waugh before the 2001 series. In the latter part of the 1990s Waugh himself, along with his twin brother Mark, scored heavily for Australia and fast bowlers Glenn McGrath and Jason Gillespie made a serious impact, especially the former. The wicketkeeper-batsman position was held by Ian Healy for most of the 1990s and by Adam Gilchrist from 2001 to 2006–07. In the 2000s, batsmen Justin Langer, Damien Martyn and Matthew Hayden became noted players for Australia. But the most dominant Australian player was leg-spinner Shane Warne, whose first delivery in Ashes cricket in 1993, to dismiss Mike Gatting, became known as the Ball of the Century.
Australia's record between 1989 and 2005 had a significant impact on the statistics between the two sides. Before the 1989 series began, the win–loss ratio was almost even, with 87 test wins for Australia to England's 86, 74 tests having been drawn. By the 2005 series Australia's test wins had increased to 115 whereas England's had increased to only 93 (with 82 draws). In the period between 1989 and the beginning of the 2005 series, the two sides had played 43 times; Australia winning 28 times, England 7 times, with 8 draws. Only a single England victory had come in a match in which the Ashes were still at stake, namely the First Test of the 1997 series. All others were consolation victories when the Ashes had been secured by Australia.
2005 to 2015.
England were undefeated in Test matches through the 2004 calendar year. This elevated them to second in the ICC Test Championship. Hopes that the 2005 Ashes series would be closely fought proved well-founded, the series remaining undecided as the closing session of the final Test began. Experienced journalists including Richie Benaud rated the series as the most exciting in living memory. It has been compared with the great series of the distant past, such as 1894–95 and 1902.
The First Test at Lord's was convincingly won by Australia, but in the remaining four matches the teams were evenly matched and England fought back to win the Second Test by 2 runs, the smallest winning margin in Ashes history, and the second-smallest in all Tests. The rain-affected Third Test ended with the last two Australian batsmen holding out for a draw; and England won the Fourth Test by three wickets after forcing Australia to follow-on for the first time in 191 Tests. A draw in the final Test gave England victory in an Ashes series for the first time in 18 years and their first Ashes victory at home since 1985.
Australia regained the Ashes on its home turf in the 2006–07 series with a convincing 5–0 victory, only the second time an Ashes series had been won by that margin. Glenn McGrath, Shane Warne and Justin Langer retired from Test cricket after that series, while Damien Martyn retired during the series.
The 2009 series began with a tense draw in the First Test at SWALEC Stadium in Cardiff, with England's last-wicket batsmen James Anderson and Monty Panesar surviving 69 balls. England then achieved its first Ashes win at Lord's since 1934 to go 1–0 up. After a rain-affected draw at Edgbaston, the fourth match at Headingley was convincingly won by Australia by an innings and 80 runs to level the series. Finally, England won the Fifth Test at The Oval by a margin of 197 runs to regain the Ashes. Andrew Flintoff retired from Test cricket soon afterwards.
The 2010–11 series was played in Australia. The First Test at Brisbane ended in a draw, but England won the Second Test, at Adelaide, by an innings and 71 runs. Australia came back with a victory at Perth in the Third Test. In the Fourth Test at Melbourne Cricket Ground, England batting second scored 513 to defeat Australia (98 and 258) by an innings and 157 runs. This gave England an unbeatable 2–1 lead in the series and so it retained the Ashes. England went on to win the series 3–1, beating Australia by an innings and 83 runs at Sydney in the Fifth Test, including their highest innings total since 1938 (644). England's series victory was its first on Australian soil for 24 years. The 2010–11 Ashes series was the only one in which a team had won three Tests by innings margins and it was the first time England had scored 500 or more four times in a single series. England opener Cook scored 766 runs at average 127.66 in the series, the most dominant batsman in an Ashes series since Bradman in 1930.
Australia's build-up to the 2013 Ashes series was far from ideal. Darren Lehmann took over as coach from Mickey Arthur following a string of poor results. A batting line-up weakened by the previous year's retirements of former captain Ricky Ponting and Mike Hussey was also shorn of opener David Warner, who was suspended for the start of the series following an off-field incident. England won a closely fought First Test by 14 runs, despite 19-year-old debutant Ashton Agar making a world-record 98 for a number 11 in the first innings. England then won a very one-sided Second Test by 347 runs while the rain-affected Third Test, held at a newly refurbished Old Trafford, was drawn, ensuring that England retained the Ashes. England won the Fourth Test by 74 runs after Australia lost their last eight second-innings wickets for only 86 runs. The final Test was drawn, giving England a 3–0 series win.
In the second of two Ashes series held in 2013 (the series ended in 2014), this time hosted by Australia, the home team won the series five test matches to nil. This was the third time Australia has completed a clean sweep (or "whitewash") in Ashes history, a feat never matched by England. All six Australian specialist batsmen scored more runs than any Englishman with 10 centuries among them, with only debutant Ben Stokes scoring a century for England. Mitchell Johnson took 37 English wickets at 13.97 and Ryan Harris 22 wickets at 19.31 in the 5-Test series. Only Stuart Broad and all-rounder Stokes bowled effectively for England, with their spinner Graeme Swann retiring due to a chronic elbow injury after the decisive Third Test.
Australia came into the 2015 Ashes series in England as favourites to retain the Ashes. Although England won the first Test in Cardiff, Australia won comfortably in the second Test at Lords. In the next two Tests, the Australian batsmen struggled, being bowled out for 136 in the first innings at Edgbaston, with England proceeding to win by eight wickets. This was followed by Australia being bowled out for 60 as Stuart Broad took five wickets and finished the spell with 8 for 15 in the first innings at Trent Bridge, the quickest – in terms of balls faced – a team has been bowled out in the first innings of a Test match. With victory by an innings and 78 runs on the morning of the third day of the Fourth Test, England regained the Ashes.
2017 to present.
During the buildup, the 2017–18 Ashes series was regarded as a turning point for both sides. Australia were criticised for being too reliant on captain Steve Smith and vice-captain David Warner, while England was said to have a shoddy middle to lower order. Off the field, England all-rounder Ben Stokes was ruled out of the side indefinitely due to a police investigation.
Australia won the first Test match in Brisbane by 10 wickets and the second Test at Adelaide by 120 runs in the first ever day-night Ashes test match. Australia regained The Ashes with an innings and 41 run win in the third Test at Perth; the final Ashes Test at the WACA Ground.
Prior to the 2019 Ashes series, both teams were considered to have very strong bowling attacks but struggling batting orders. Australia had its top-order batsmen David Warner, Steve Smith and Cameron Bancroft available for international selection after being banned from international cricket for 9–12 months following the ball-tampering scandal in South Africa, during which time India had won its first ever Test series in Australia. However, Australia recovered to win the Test series against Sri Lanka 2–0.
Despite winning the Cricket World Cup in July 2019 for the first time, England had also been criticised for its fragile top-order in Tests. The retirement of opener Alastair Cook in August 2018 ensured potential top-order batsmen Rory Burns, Joe Denly and Jason Roy were able to secure a place in the side. Despite losing a Test series 2–1 in their tour of the West Indies, England then improved to win the one-off Test against Ireland, by 143 runs. The 2019 series was eventually drawn 2–2, with Australia retaining the Ashes.
The 2021 Ashes series was played from December 2021 through January 2022, and featured the first Ashes test match to be played in Tasmania, at Hobart's Bellerive Oval. Australia retained the Ashes in the 2021-22 Ashes series, after beating England 4-0.
Summary of results and statistics.
In the 138 years since 1883, Australia have held the Ashes for approximately 82.5 years, and England for 55.5 years:
Test results, up to and including 9 July 2023:
Series results, up to and including 9 July 2023:
A team must win a series to gain the right to hold the Ashes. A drawn series results in the previous holders retaining the Ashes. Ashes series have generally been played over five Test matches, although there have been four-match series (1938 and 1975) and six-match series (1970–71, 1974–75, 1978–79, 1981, 1985, 1989, 1993 and 1997). Australians have made 264 centuries in Ashes Tests, of which 23 have been scores over 200, while Englishmen have scored 212 centuries, of which 10 have been over 200. Australians have taken 10 wickets in a match on 41 occasions, Englishmen 38 times.
Match venues.
The series alternates between England (and Wales) and Australia, and each match of a series is held at a different ground.
In Australia, the grounds currently used are The Gabba in Brisbane (first staged an England–Australia Test in the 1932–33 season), Adelaide Oval (1884–85), the Melbourne Cricket Ground (MCG) (1876–77), and the Sydney Cricket Ground (SCG) (1881–82). A single Test was held at the Brisbane Exhibition Ground in 1928–29. Traditionally, Melbourne hosts the Boxing Day Test and Sydney hosts the New Year's Day Test. Additionally the WACA in Perth (1970–71) hosted its final Ashes Test in 2017–18 and was due to be replaced by Perth Stadium for the 2021–22 series. However, Western Australian border restrictions and quarantine requirements during the COVID-19 pandemic led to a change in venue for the final Ashes Test to Bellerive Oval in Hobart. This was the first Ashes Test match to be held in Tasmania.
Cricket Australia proposed that the 2010–11 series consist of six Tests, with the additional game to be played at Bellerive Oval in Hobart. The England and Wales Cricket Board declined and the series was played over five Tests.
In England and Wales, the grounds currently used are: Old Trafford in Manchester (1884), The Oval in Kennington, South London (1884); Lord's in St John's Wood, North London (1884); Headingley in Leeds (1899) and Edgbaston in Birmingham (1902). Additionally Sophia Gardens in Cardiff, Wales (2009); the Riverside Ground in Chester-le-Street, County Durham (2013) and Trent Bridge at West Bridgford (1899), have been used and one Test was also held at Bramall Lane in Sheffield in 1902. Traditionally the final Test of the series is played at the Oval. Sophia Gardens and the Riverside were excluded as Test grounds between the years of 2020 and 2031 and therefore will not host an Ashes Test until at least 2035. The ECB announced the 2027 and 2031 Ashes series venues will held at Lord's (2027 and 2031), The Oval (2027 and 2031), Edgbaston (2027), Trent Bridge (2027 and 2031), The Rose Bowl (2027), Old Trafford (2031) and Headingley (2031).
†County cricket clubs who play at the grounds
‡Former grounds which no longer host Test Matches
Cultural references.
The popularity and reputation of the cricket series has led to other sports and games using the name "Ashes" for contests between England/Great Britain and Australia. The best-known and longest-running of these events is the rugby league rivalry between Great Britain and Australia (see rugby league "Ashes"). Use of the name "Ashes" was suggested by the Australian team when rugby league matches between the two countries commenced in 1908. Other examples included the television game shows "Gladiators" and "Sale of the Century", both of which broadcast special editions containing contestants from the Australian and English versions of the shows competing against each other.
The term became further genericised in Australia in the first half of the twentieth century, and was used to describe many sports rivalries or competitions outside the context of Australia vs England. The Australian rules football interstate carnival, and the small silver casket which served as its trophy, were symbolically known as "the Ashes" of Australian football, and was spoken of as such until at least the 1940s. The soccer rivalry between Australia and New Zealand was described as "the soccer ashes of Australasia" until as late as the 1950s; ashes from cigars smoked by the two countries' captains were put into a casket in 1923 to make the trophy literal. The interstate rugby league rivalry between Queensland and New South Wales was known for a time as Australia's rugby league ashes, and bowls competitions between the two states also regularly used the term. Even some local rivalries, such as southern Western Australia's annual Great Southern Football Carnival, were locally described as "the ashes". This genericised usage is no longer common, and "the Ashes" would today be assumed only to apply to a contest between Australia and England.
The Ashes featured in the film "The Final Test", released in 1953, based on a television play by Terence Rattigan. It stars Jack Warner as an England cricketer playing the last Test of his career, which is the last of an Ashes series; the film includes cameo appearances of English captain Len Hutton and other players who were part of England's 1953 triumph.
Douglas Adams's 1982 science fiction comedy novel "Life, the Universe and Everything" – the third part of "The Hitchhiker's Guide to the Galaxy" series – features the urn containing the Ashes as a significant element of its plot. The urn is stolen by alien robots, as the burnt stump inside is part of a key needed to unlock the "Wikkit Gate" and release an imprisoned world called Krikkit.
"Bodyline", a fictionalised television miniseries based on the "Bodyline" Ashes series of 1932–33, was screened in Australia in 1984. The cast included Gary Sweet as Donald Bradman and Hugo Weaving as England captain Douglas Jardine.
In the 1938 film "The Lady Vanishes", Charters and Caldicott, played by Basil Radford and Naunton Wayne are two cricket fans who are desperate to get home from Europe in order to see the last day's play in the 3rd Test at Manchester. It is not until they see a newsboy's poster near the end of the film that they discover that the match had been abandoned, due to floods.
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1134 | Analysis |
Analysis (: analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (384–322 B.C.), though "analysis" as a formal concept is a relatively recent development.
The word comes from the Ancient Greek ("analysis", "a breaking-up" or "an untying;" from "ana-" "up, throughout" and "lysis" "a loosening"). From it also comes the word's plural, "analyses".
As a formal concept, the method has variously been ascribed to Alhazen, René Descartes ("Discourse on the Method"), and Galileo Galilei. It has also been ascribed to Isaac Newton, in the form of a practical method of physical discovery (which he did not name).
The converse of analysis is synthesis: putting the pieces back together again in a new or different whole.
Applications.
Science.
The field of chemistry uses analysis in three ways: to identify the components of a particular chemical compound (qualitative analysis), to identify the proportions of components in a mixture (quantitative analysis), and to break down chemical processes and examine chemical reactions between elements of matter. For an example of its use, analysis of the concentration of elements is important in managing a nuclear reactor, so nuclear scientists will analyze neutron activation to develop discrete measurements within vast samples. A matrix can have a considerable effect on the way a chemical analysis is conducted and the quality of its results. Analysis can be done manually or with a device.
Types of Analysis:
A) Qualitative Analysis: It is concerned with which components are in a given sample or compound.
Example: Precipitation reaction
B) Quantitative Analysis: It is to determine the quantity of individual component present in a given sample or compound.
Example: To find concentration by uv-spectrophotometer.
Isotopes.
Chemists can use isotope analysis to assist analysts with issues in anthropology, archeology, food chemistry, forensics, geology, and a host of other questions of physical science. Analysts can discern the origins of natural and man-made isotopes in the study of environmental radioactivity.
Engineering.
Analysts in the field of engineering look at requirements, structures, mechanisms, systems and dimensions. Electrical engineers analyse systems in electronics. Life cycles and system failures are broken down and studied by engineers. It is also looking at different factors incorporated within the design.
Intelligence.
The field of intelligence employs analysts to break down and understand a wide array of questions. Intelligence agencies may use heuristics, inductive and deductive reasoning, social network analysis, dynamic network analysis, link analysis, and brainstorming to sort through problems they face. Military intelligence may explore issues through the use of game theory, Red Teaming, and wargaming. Signals intelligence applies cryptanalysis and frequency analysis to break codes and ciphers. Business intelligence applies theories of competitive intelligence analysis and competitor analysis to resolve questions in the marketplace. Law enforcement intelligence applies a number of theories in crime analysis.
Linguistics.
Linguistics explores individual languages and language in general. It breaks language down and analyses its component parts: theory, sounds and their meaning, utterance usage, word origins, the history of words, the meaning of words and word combinations, sentence construction, basic construction beyond the sentence level, stylistics, and conversation. It examines the above using statistics and modeling, and semantics. It analyses language in context of anthropology, biology, evolution, geography, history, neurology, psychology, and sociology. It also takes the applied approach, looking at individual language development and clinical issues.
Literature.
Literary criticism is the analysis of literature. The focus can be as diverse as the analysis of Homer or Freud. While not all literary-critical methods are primarily analytical in nature, the main approach to the teaching of literature in the west since the mid-twentieth century, literary formal analysis or close reading, is. This method, rooted in the academic movement labelled The New Criticism, approaches texts – chiefly short poems such as sonnets, which by virtue of their small size and significant complexity lend themselves well to this type of analysis – as units of discourse that can be understood in themselves, without reference to biographical or historical frameworks. This method of analysis breaks up the text linguistically in a study of prosody (the formal analysis of meter) and phonic effects such as alliteration and rhyme, and cognitively in examination of the interplay of syntactic structures, figurative language, and other elements of the poem that work to produce its larger effects.
Mathematics.
Modern mathematical analysis is the study of infinite processes. It is the branch of mathematics that includes calculus. It can be applied in the study of classical concepts of mathematics, such as real numbers, complex variables, trigonometric functions, and algorithms, or of non-classical concepts like constructivism, harmonics, infinity, and vectors.
Florian Cajori explains in (1893) the difference between modern and ancient mathematical analysis, as distinct from logical analysis, as follows:
The terms "synthesis" and "analysis" are used in mathematics in a more special sense than in logic. In ancient mathematics they had a different meaning from what they now have. The oldest definition of mathematical analysis as opposed to synthesis is that given in [appended to] Euclid, XIII. 5, which in all probability was framed by Eudoxus: "Analysis is the obtaining of the thing sought by assuming it and so reasoning up to an admitted truth; synthesis is the obtaining of the thing sought by reasoning up to the inference and proof of it."
The analytic method is not conclusive, unless all operations involved in it are known to be reversible. To remove all doubt, the Greeks, as a rule, added to the analytic process a synthetic one, consisting of a reversion of all operations occurring in the analysis. Thus the aim of analysis was to aid in the discovery of synthetic proofs or solutions.
James Gow uses a similar argument as Cajori, with the following clarification, in his "A Short History of Greek Mathematics" (1884):
The synthetic proof proceeds by shewing that the proposed new truth involves certain admitted truths. An analytic proof begins by an assumption, upon which a synthetic reasoning is founded. The Greeks distinguished "theoretic" from "problematic" analysis. A theoretic analysis is of the following kind. To "prove" that A is B, "assume" first that A is B. If so, then, since B is C and C is D and D is E, therefore A is E. If this be known a falsity, A is not B. But if this be a known truth and all the intermediate propositions be convertible, then the reverse process, A is E, E is D, D is C, C is B, therefore A is B, constitutes a synthetic proof of the original theorem. Problematic analysis is applied in all cases where it is proposed to construct a figure which is assumed to satisfy a given condition. The problem is then converted into some theorem which is involved in the condition and which is proved synthetically, and the steps of this synthetic proof taken backwards are a synthetic solution of the problem.
Statistics.
In statistics, the term "analysis" may refer to any method used
for data analysis. Among the many such methods, some are:
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1135 | Abner Doubleday | Abner Doubleday (June 26, 1819 – January 26, 1893) was a career United States Army officer and Union major general in the American Civil War. He fired the first shot in defense of Fort Sumter, the opening battle of the war, and had a pivotal role in the early fighting at the Battle of Gettysburg. Gettysburg was his finest hour, but his relief by Maj. Gen. George G. Meade caused lasting enmity between the two men. In San Francisco, after the war, he obtained a patent on the cable car railway that still runs there. In his final years in New Jersey, he was a prominent member and later president of the Theosophical Society.
In 1908, 15 years after his death, Doubleday was declared by the Mills Commission to have invented the game of baseball (a claim never made by Doubleday during his lifetime). This claim has been thoroughly debunked by baseball historians.
Early years.
Doubleday, the son of Ulysses F. Doubleday and Hester Donnelly, was born in Ballston Spa, New York, in a small house on the corner of Washington and Fenwick streets. As a child, Abner was very short. The family all slept in the attic loft of the one-room house. His paternal grandfather, also named Abner, had fought in the American Revolutionary War. His maternal grandfather Thomas Donnelly had joined the army at 14 and was a mounted messenger for George Washington. His great grandfather Peter Donnelly was a Minuteman. His father, Ulysses F., fought in the War of 1812, published newspapers and books, and represented Auburn, New York, for four years in the United States Congress. Abner spent his childhood in Auburn and later was sent to Cooperstown to live with his uncle and attend a private preparatory high school. He practiced as a surveyor and civil engineer for two years before entering the United States Military Academy in 1838. He graduated in 1842, 24th in a class of 56 cadets, and was commissioned a brevet second lieutenant in the 3rd U.S. Artillery. In 1852, he married Mary Hewitt of Baltimore, the daughter of a local lawyer.
Early commands and Fort Sumter.
Doubleday initially served in coastal garrisons and then in the Mexican–American War from 1846 to 1848 and the Seminole Wars from 1856 to 1858. In 1858, he was transferred to Fort Moultrie in Charleston Harbor serving under Colonel John L. Gardner. By the start of the Civil War, he was a captain and second in command in the garrison at Fort Sumter, under Major Robert Anderson. He aimed the cannon that fired the first return shot in answer to the Confederate bombardment on April 12, 1861. He subsequently referred to himself as the "hero of Sumter" for this role.
Brigade and division command in Virginia.
Doubleday was promoted to major on May 14, 1861, and commanded the Artillery Department in the Shenandoah Valley from June to August, and then the artillery for Major General Nathaniel Banks's division of the Army of the Potomac. He was appointed brigadier general of volunteers on February 3, 1862, and was assigned to duty in northern Virginia while the Army of the Potomac conducted the Peninsula Campaign. His first combat assignment was to lead the 2nd Brigade, 1st Division, III Corps of the Army of Virginia during the Northern Virginia Campaign. In the actions at Brawner's farm, just before the Second Battle of Bull Run, he took the initiative to send two of his regiments to reinforce Brigadier General John Gibbon's brigade against a larger Confederate force, fighting it to a standstill. (Personal initiative was required since his division commander, Brig. Gen. Rufus King, was incapacitated by an epileptic seizure at the time. He was replaced by Brigadier General John P. Hatch.) His men were routed when they encountered Major General James Longstreet's corps, but by the following day, August 30, he took command of the division when Hatch was wounded, and he led his men to cover the retreat of the Union Army.
Doubleday again led the division, now assigned to the I Corps of the Army of the Potomac, after South Mountain, where Hatch was wounded again. At Antietam, he led his men into the deadly fighting in the Cornfield and the West Woods, and one colonel described him as a "gallant officer ... remarkably cool and at the very front of battle." He was wounded when an artillery shell exploded near his horse, throwing him to the ground in a violent fall. He received a brevet promotion to lieutenant colonel in the regular army for his actions at Antietam and was promoted in March 1863 to major general of volunteers, to rank from November 29, 1862. At Fredericksburg in December 1862, his division mostly sat idle. During the winter, the I Corps was reorganized and Doubleday assumed command of the 3rd Division. At Chancellorsville in May 1863, the division was kept in reserve.
Gettysburg.
At the start of the Battle of Gettysburg, July 1, 1863, Doubleday's division was the second infantry division on the field to reinforce the cavalry division of Brigadier General John Buford. When his corps commander, Major General John F. Reynolds, was killed very early in the fighting, Doubleday found himself in command of the corps at 10:50 am. His men fought well in the morning, putting up a stout resistance, but as overwhelming Confederate forces massed against them, their line eventually broke and they retreated back through the town of Gettysburg to the relative safety of Cemetery Hill south of town. It was Doubleday's finest performance during the war, five hours leading 9,500 men against ten Confederate brigades that numbered more than 16,000. Seven of those brigades sustained casualties that ranged from 35 to 50 percent, indicating the ferocity of the Union defense. On Cemetery Hill, however, the I Corps could muster only a third of its men as effective for duty, and the corps was essentially destroyed as a combat force for the rest of the battle; it would be decommissioned in March 1864, its surviving units consolidated into other corps.
On July 2, 1863, Army of the Potomac commander Maj. Gen. George G. Meade replaced Doubleday with Major General John Newton, a more junior officer from another corps. The ostensible reason was a false report by XI Corps commander Major General Oliver O. Howard that Doubleday's corps broke first, causing the entire Union line to collapse, but Meade also had a long history of disdain for Doubleday's combat effectiveness, dating back to South Mountain. Doubleday was humiliated by this snub and held a lasting grudge against Meade, but he returned to division command and fought well for the remainder of the battle. He was wounded in the neck on the second day of Gettysburg and received a brevet promotion to colonel in the regular army for his service. He formally requested reinstatement as I Corps commander, but Meade refused, and Doubleday left Gettysburg on July 7 for Washington.
Doubleday's staff nicknamed him "Forty-Eight Hours" as a compliment to recognize his tendency to avoid reckless or impulsive actions and his thoughtfulness and deliberateness in considering circumstances and possible responses. In recent years, biographers have turned the nickname into an insult, incorrectly claiming "Forty-Eight Hours" was coined to highlight Doubleday's supposed incompetence and slowness to act.
Washington.
Doubleday assumed administrative duties in the defenses of Washington, D.C., where he was in charge of courts martial, which gave him legal experience that he used after the war. His only return to combat was directing a portion of the defenses against the attack by Confederate Lieutenant General Jubal A. Early in the Valley Campaigns of 1864. Also while in Washington, Doubleday testified against George Meade at the United States Congress Joint Committee on the Conduct of the War, criticizing him harshly over his conduct of the Battle of Gettysburg. While in Washington, Doubleday remained a loyal Republican and staunch supporter of President Abraham Lincoln. Doubleday rode with Lincoln on the train to Gettysburg for the Gettysburg Address and Col. and Mrs. Doubleday attended events with Mr. and Mrs. Lincoln in Washington.
Postbellum career.
After the Civil War, Doubleday mustered out of the volunteer service on August 24, 1865, reverted to the rank of lieutenant colonel, and became the colonel of the 35th U.S. Infantry in September 1867. He was stationed in San Francisco from 1869 through 1871 and he took out a patent for the cable car railway that still runs there, receiving a charter for its operation, but signing away his rights when he was reassigned. In 1871, he commanded the 24th U.S. Infantry, an all African-American regiment with headquarters at Fort McKavett, Texas. He retired in 1873.
In the 1870s, he was listed in the New York business directory as a lawyer.
Doubleday spent much of his time writing. He published two important works on the Civil War: "Reminiscences of Forts Sumter and Moultrie" (1876), and "Chancellorsville and Gettysburg" (1882), the latter being a volume of the series "Campaigns of the Civil War".
Theosophy.
In the summer of 1878, Doubleday lived in Mendham Township, New Jersey, and became a prominent member of the Theosophical Society. When two of the founders of that society, Helena Blavatsky and Henry Steel Olcott, moved to India at the end of that year, he was constituted as the president of the American body.
Death.
Doubleday died of heart disease in Mendham Township on January 26, 1893. Doubleday's body was laid in state in New York's City Hall and then was taken to Washington by train from Mendham, and was buried in Arlington National Cemetery in Arlington County, Virginia. He was survived by his wife.
Baseball.
Although Doubleday achieved minor fame as a competent combat general with experience in many important Civil War battles, he is more widely known as the supposed inventor of the game of baseball, in Elihu Phinney's cow pasture in Cooperstown, New York, in 1839.
The Mills Commission, chaired by Abraham G. Mills, the fourth president of the National League, was appointed in 1905 to determine the origin of baseball. The committee's final report, on December 30, 1907, stated, in part, that "the first scheme for playing baseball, according to the best evidence obtainable to date, was devised by Abner Doubleday at Cooperstown, New York, in 1839." It concluded by saying, "in the years to come, in the view of the hundreds of thousands of people who are devoted to baseball, and the millions who will be, Abner Doubleday's fame will rest evenly, if not quite as much, upon the fact that he was its inventor ... as upon his brilliant and distinguished career as an officer in the Federal Army."
However, there is considerable evidence to dispute this claim. Baseball historian George B. Kirsch has described the results of the Mills Commission as a "myth". He wrote, "Robert Henderson, Harold Seymour, and other scholars have since debunked the Doubleday-Cooperstown myth, which nonetheless remains powerful in the American imagination because of the efforts of Major League Baseball and the Hall of Fame in Cooperstown." At his death, Doubleday left many letters and papers, none of which describe baseball or give any suggestion that he considered himself a prominent person in the evolution of the game, and his "New York Times" obituary did not mention the game at all. Chairman Mills himself, who had been a Civil War colleague of Doubleday and a member of the honor guard for Doubleday's body as it lay in state in New York City, never recalled hearing Doubleday describe his role as the inventor. Doubleday was a cadet at West Point in the year of the alleged invention and his family had moved away from Cooperstown the prior year. Furthermore, the primary testimony to the commission that connected baseball to Doubleday was that of Abner Graves, whose credibility is questionable; a few years later, he shot his wife to death and was committed to an institution for the criminally insane for the rest of his life. Part of the confusion could stem from there being another man by the same name in Cooperstown in 1839.
Despite the lack of solid evidence linking Doubleday to the origins of baseball, Cooperstown, New York, became the new home of what is today the National Baseball Hall of Fame and Museum in 1937.
There may have been some relationship to baseball as a national sport and Abner Doubleday. While the modern rules of baseball were formulated in New York during the 1840s, it was the scattering of New Yorkers exposed to these rules throughout the country, that spread not only baseball, but also the "New York Rules", thereby harmonizing the rules, and being a catalyst for its growth. Doubleday was a high-ranking officer, whose duties included seeing to provisions for the US Army fighting throughout the south and border states. For the morale of the men, he is said to have provisioned balls and bats for the men.
Namesakes and honors.
There is a monument to Doubleday at Gettysburg erected by his men, admirers, and the state of New York. There is a obelisk monument at Arlington National Cemetery where he is buried.
Doubleday Field is a 9,791-seat baseball stadium named for Abner Doubleday, located in Cooperstown, New York, near the Baseball Hall of Fame. It hosted the annual Hall of Fame Game, an exhibition game between two major league teams that was played from 1940 until 2008. It has hosted the Hall of Fame Classic since 2009.
The Auburn Doubledays are a collegiate summer baseball team based in Doubleday's hometown of Auburn, New York.
Doubleday Field at the United States Military Academy at West Point, New York, where the Army Black Knights play at Johnson Stadium, is named in Doubleday's honor.
The Abner Doubleday Little League and Babe Ruth Fields in Ballston Spa, New York, the town of his birth. The house of his birth still stands in the middle of town and there is a monument to him on Front Street.
A sign at the Doubleday Hill Monument, erected in Williamsport, Maryland, to commemorate Doubleday's occupation of a hill there during the Civil War, claims he invented the game in 1835.
Mendham Borough and Mendham Township, New Jersey has held a municipal holiday known as "Abner Doubleday Day" for numerous years in the General's honor and commissioned a plaque near the site of his home in the borough in 1998, even though the borough was known as Mendham Township back then.
In 2004, the Abner Doubleday Society erected a monument to Doubleday in Iron Spring Park, Ballston Spa, near his birthplace.
In popular culture.
In the movie "The Ridiculous 6", Doubleday is portrayed by John Turturro. The character organizes the first game of baseball between the six main characters and a group of Chinese immigrants, creating the rules as he goes, primarily to allow him to win.
In the 23rd episode of the anime "Samurai Champloo", titled "Baseball Blues", Doubleday and Alexander Cartwright are featured as American naval officers who engage the main characters and local Japanese people into a baseball game, which the Americans lose.
In the mini-series "North and South", George Hazzard is seen watching a primitive form of baseball with a wounded Orry Main, while referring to the game being invented by Doubleday, a fellow West Point cadet.
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1136 | America's National Game | America's National Game is a book by Albert Spalding, published in 1911, that details the early history of the sport of baseball. It is one of the defining books in the early formative years of modern baseball.
Much of the story is told first-hand; since the 1850s, Spalding had been involved in the game, first as a pitcher and later a manager and club owner. Later he branched out to become a leading manufacturer of sporting goods.
In addition to his personal recollections, he had access to the records of Henry Chadwick, the game's first statistician and archivist. Much of his early history of the game is considered to be reliable. Spalding was, however, said to aggrandize his role in the major moments in baseball's history. Early editions of the book include quality full-page photo-plates of important players.
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1140 | Amplitude modulation | Amplitude modulation (AM) is a modulation technique used in electronic communication, most commonly for transmitting messages with a radio wave. In amplitude modulation, the amplitude (signal strength) of the wave is varied in proportion to that of the message signal, such as an audio signal. This technique contrasts with angle modulation, in which either the frequency of the carrier wave is varied, as in frequency modulation, or its phase, as in phase modulation.
AM was the earliest modulation method used for transmitting audio in radio broadcasting. It was developed during the first quarter of the 20th century beginning with Roberto Landell de Moura and Reginald Fessenden's radiotelephone experiments in 1900. This original form of AM is sometimes called double-sideband amplitude modulation (DSBAM), because the standard method produces sidebands on either side of the carrier frequency. Single-sideband modulation uses bandpass filters to eliminate one of the sidebands and possibly the carrier signal, which improves the ratio of message power to total transmission power, reduces power handling requirements of line repeaters, and permits better bandwidth utilization of the transmission medium.
AM remains in use in many forms of communication in addition to AM broadcasting: shortwave radio, amateur radio, two-way radios, VHF aircraft radio, citizens band radio, and in computer modems in the form of QAM.
Foundation.
In electronics, telecommunications and mechanics, modulation means varying some aspect of a continuous wave carrier signal with an information-bearing modulation waveform, such as an audio signal which represents sound, or a video signal which represents images. In this sense, the carrier wave, which has a much higher frequency than the message signal, "carries" the information. At the receiving station, the message signal is extracted from the modulated carrier by demodulation.
In general form, a modulation process of a sinusoidal carrier wave may be described by the following equation:
"A(t)" represents the time-varying amplitude of the sinusoidal carrier wave and the cosine-term is the carrier at its angular frequency formula_2, and the instantaneous phase deviation formula_3. This description directly provides the two major groups of modulation, amplitude modulation and angle modulation. In angle modulation, the term "A"("t") is constant and the second term of the equation has a functional relationship to the modulating message signal. Angle modulation provides two methods of modulation, frequency modulation and phase modulation.
In amplitude modulation, the angle term is held constant and the first term, "A"("t"), of the equation has a functional relationship to the modulating message signal.
The modulating message signal may be analog in nature, or it may be a digital signal, in which case the technique is generally called amplitude-shift keying.
For example, in AM radio communication, a continuous wave radio-frequency signal has its amplitude modulated by an audio waveform before transmission. The message signal determines the "envelope" of the transmitted waveform. In the frequency domain, amplitude modulation produces a signal with power concentrated at the carrier frequency and two adjacent sidebands. Each sideband is equal in bandwidth to that of the modulating signal, and is a mirror image of the other. Standard AM is thus sometimes called "double-sideband amplitude modulation" (DSBAM).
A disadvantage of all amplitude modulation techniques, not only standard AM, is that the receiver amplifies and detects noise and electromagnetic interference in equal proportion to the signal. Increasing the received signal-to-noise ratio, say, by a factor of 10 (a 10 decibel improvement), thus would require increasing the transmitter power by a factor of 10. This is in contrast to frequency modulation (FM) and digital radio where the effect of such noise following demodulation is strongly reduced so long as the received signal is well above the threshold for reception. For this reason AM broadcast is not favored for music and high fidelity broadcasting, but rather for voice communications and broadcasts (sports, news, talk radio etc.).
AM is also inefficient in power usage; at least two-thirds of the power is concentrated in the carrier signal. The carrier signal contains none of the original information being transmitted (voice, video, data, etc.). However its presence provides a simple means of demodulation using envelope detection, providing a frequency and phase reference to extract the modulation from the sidebands. In some modulation systems based on AM, a lower transmitter power is required through partial or total elimination of the carrier component, however receivers for these signals are more complex because they must provide a precise carrier frequency reference signal (usually as shifted to the intermediate frequency) from a greatly reduced "pilot" carrier (in reduced-carrier transmission or DSB-RC) to use in the demodulation process. Even with the carrier totally eliminated in double-sideband suppressed-carrier transmission, carrier regeneration is possible using a Costas phase-locked loop. This does not work for single-sideband suppressed-carrier transmission (SSB-SC), leading to the characteristic "Donald Duck" sound from such receivers when slightly detuned. Single-sideband AM is nevertheless used widely in amateur radio and other voice communications because it has power and bandwidth efficiency (cutting the RF bandwidth in half compared to standard AM). On the other hand, in medium wave and short wave broadcasting, standard AM with the full carrier allows for reception using inexpensive receivers. The broadcaster absorbs the extra power cost to greatly increase potential audience.
Shift keying.
A simple form of digital amplitude modulation which can be used for transmitting binary data is on–off keying, the simplest form of amplitude-shift keying, in which ones and zeros are represented by the presence or absence of a carrier. On–off keying is likewise used by radio amateurs to transmit Morse code where it is known as continuous wave (CW) operation, even though the transmission is not strictly "continuous." A more complex form of AM, quadrature amplitude modulation is now more commonly used with digital data, while making more efficient use of the available bandwidth.
Analog telephony.
A simple form of amplitude modulation is the transmission of speech signals from a traditional analog telephone set using a common battery local loop. The direct current provided by the central office battery is a carrier with a frequency of 0 Hz. It is modulated by a microphone ("transmitter") in the telephone set according to the acoustic signal from the speaker. The result is a varying amplitude direct current, whose AC-component is the speech signal extracted at the central office for transmission to another subscriber.
Amplitude reference.
An additional function provided by the carrier in standard AM, but which is lost in either single or double-sideband suppressed-carrier transmission, is that it provides an amplitude reference. In the receiver, the automatic gain control (AGC) responds to the carrier so that the reproduced audio level stays in a fixed proportion to the original modulation. On the other hand, with suppressed-carrier transmissions there is "no" transmitted power during pauses in the modulation, so the AGC must respond to peaks of the transmitted power during peaks in the modulation. This typically involves a so-called "fast attack, slow decay" circuit which holds the AGC level for a second or more following such peaks, in between syllables or short pauses in the program. This is very acceptable for communications radios, where compression of the audio aids intelligibility. However it is absolutely undesired for music or normal broadcast programming, where a faithful reproduction of the original program, including its varying modulation levels, is expected.
ITU type designations.
In 1982, the International Telecommunication Union (ITU) designated the types of amplitude modulation:
History.
Amplitude modulation was used in experiments of multiplex telegraph and telephone transmission in the late 1800s. However, the practical development of this technology is identified with the period between 1900 and 1920 of radiotelephone transmission, that is, the effort to send audio signals by radio waves. The first radio transmitters, called spark gap transmitters, transmitted information by wireless telegraphy, using pulses of the carrier wave to spell out text messages in Morse code. They could not transmit audio because the carrier consisted of strings of damped waves, pulses of radio waves that declined to zero, and sounded like a buzz in receivers. In effect they were already amplitude modulated.
Continuous waves.
The first AM transmission was made by Canadian researcher Reginald Fessenden on 23 December 1900 using a spark gap transmitter with a specially designed high frequency 10 kHz interrupter, over a distance of one mile (1.6 km) at Cobb Island, Maryland, US. His first transmitted words were, "Hello. One, two, three, four. Is it snowing where you are, Mr. Thiessen?". The words were barely intelligible above the background buzz of the spark.
Fessenden was a significant figure in the development of AM radio. He was one of the first researchers to realize, from experiments like the above, that the existing technology for producing radio waves, the spark transmitter, was not usable for amplitude modulation, and that a new kind of transmitter, one that produced sinusoidal "continuous waves", was needed. This was a radical idea at the time, because experts believed the impulsive spark was necessary to produce radio frequency waves, and Fessenden was ridiculed. He invented and helped develop one of the first continuous wave transmitters – the Alexanderson alternator, with which he made what is considered the first AM public entertainment broadcast on Christmas Eve, 1906. He also discovered the principle on which AM is based, heterodyning, and invented one of the first detectors able to rectify and receive AM, the electrolytic detector or "liquid baretter", in 1902. Other radio detectors invented for wireless telegraphy, such as the Fleming valve (1904) and the crystal detector (1906) also proved able to rectify AM signals, so the technological hurdle was generating AM waves; receiving them was not a problem.
Early technologies.
Early experiments in AM radio transmission, conducted by Fessenden, Valdemar Poulsen, Ernst Ruhmer, Quirino Majorana, Charles Herrold, and Lee de Forest, were hampered by the lack of a technology for amplification. The first practical continuous wave AM transmitters were based on either the huge, expensive Alexanderson alternator, developed 1906–1910, or versions of the Poulsen arc transmitter (arc converter), invented in 1903. The modifications necessary to transmit AM were clumsy and resulted in very low quality audio. Modulation was usually accomplished by a carbon microphone inserted directly in the antenna or ground wire; its varying resistance varied the current to the antenna. The limited power handling ability of the microphone severely limited the power of the first radiotelephones; many of the microphones were water-cooled.
Vacuum tubes.
The 1912 discovery of the amplifying ability of the Audion tube, invented in 1906 by Lee de Forest, solved these problems. The vacuum tube feedback oscillator, invented in 1912 by Edwin Armstrong and Alexander Meissner, was a cheap source of continuous waves and could be easily modulated to make an AM transmitter. Modulation did not have to be done at the output but could be applied to the signal before the final amplifier tube, so the microphone or other audio source didn't have to modulate a high-power radio signal. Wartime research greatly advanced the art of AM modulation, and after the war the availability of cheap tubes sparked a great increase in the number of radio stations experimenting with AM transmission of news or music. The vacuum tube was responsible for the rise of AM broadcasting around 1920, the first electronic mass communication medium. Amplitude modulation was virtually the only type used for radio broadcasting until FM broadcasting began after World War II.
At the same time as AM radio began, telephone companies such as AT&T were developing the other large application for AM: sending multiple telephone calls through a single wire by modulating them on separate carrier frequencies, called "frequency division multiplexing".
Single-sideband.
In 1915, John Renshaw Carson formulated the first mathematical description of amplitude modulation, showing that a signal and carrier frequency combined in a nonlinear device creates a sideband on both sides of the carrier frequency. Passing the modulated signal through another nonlinear device can extract the original baseband signal. His analysis also showed that only one sideband was necessary to transmit the audio signal, and Carson patented single-sideband modulation (SSB) on 1 December 1915. This advanced variant of amplitude modulation was adopted by AT&T for longwave transatlantic telephone service beginning 7 January 1927. After WW-II, it was developed for military aircraft communication.
Analysis.
The carrier wave (sine wave) of frequency "fc" and amplitude "A" is expressed by
The message signal, such as an audio signal that is used for modulating the carrier, is "m"("t"), and has a frequency "fm", much lower than "fc":
where "m" is the amplitude sensitivity, "M" is the amplitude of modulation. If "m" < 1, "(1 + m(t)/A)" is always positive for undermodulation. If "m" > 1 then overmodulation occurs and reconstruction of message signal from the transmitted signal would lead in loss of original signal. Amplitude modulation results when the carrier "c(t)" is multiplied by the positive quantity "(1 + m(t)/A)":
In this simple case "m" is identical to the modulation index, discussed below. With "m" = 0.5 the amplitude modulated signal "y"("t") thus corresponds to the top graph (labelled "50% Modulation") in figure 4.
Using prosthaphaeresis identities, "y"("t") can be shown to be the sum of three sine waves:
Therefore, the modulated signal has three components: the carrier wave "c(t)" which is unchanged in frequency, and two sidebands with frequencies slightly above and below the carrier frequency "fc".
Spectrum.
A useful modulation signal "m(t)" is usually more complex than a single sine wave, as treated above. However, by the principle of Fourier decomposition, "m(t)" can be expressed as the sum of a set of sine waves of various frequencies, amplitudes, and phases. Carrying out the multiplication of "1 + m(t)" with "c(t)" as above, the result consists of a sum of sine waves. Again, the carrier "c(t)" is present unchanged, but each frequency component of "m" at "fi" has two sidebands at frequencies "fc + fi" and "fc – fi". The collection of the former frequencies above the carrier frequency is known as the upper sideband, and those below constitute the lower sideband. The modulation "m(t)" may be considered to consist of an equal mix of positive and negative frequency components, as shown in the top of figure 2. One can view the sidebands as that modulation "m(t)" having simply been shifted in frequency by "fc" as depicted at the bottom right of figure 2.
The short-term spectrum of modulation, changing as it would for a human voice for instance, the frequency content (horizontal axis) may be plotted as a function of time (vertical axis), as in figure 3. It can again be seen that as the modulation frequency content varies, an upper sideband is generated according to those frequencies shifted "above" the carrier frequency, and the same content mirror-imaged in the lower sideband below the carrier frequency. At all times, the carrier itself remains constant, and of greater power than the total sideband power.
Power and spectrum efficiency.
The RF bandwidth of an AM transmission (refer to figure 2, but only considering positive frequencies) is twice the bandwidth of the modulating (or "baseband") signal, since the upper and lower sidebands around the carrier frequency each have a bandwidth as wide as the highest modulating frequency. Although the bandwidth of an AM signal is narrower than one using frequency modulation (FM), it is twice as wide as single-sideband techniques; it thus may be viewed as spectrally inefficient. Within a frequency band, only half as many transmissions (or "channels") can thus be accommodated. For this reason analog television employs a variant of single-sideband (known as vestigial sideband, somewhat of a compromise in terms of bandwidth) in order to reduce the required channel spacing.
Another improvement over standard AM is obtained through reduction or suppression of the carrier component of the modulated spectrum. In figure 2 this is the spike in between the sidebands; even with full (100%) sine wave modulation, the power in the carrier component is twice that in the sidebands, yet it carries no unique information. Thus there is a great advantage in efficiency in reducing or totally suppressing the carrier, either in conjunction with elimination of one sideband (single-sideband suppressed-carrier transmission) or with both sidebands remaining (double sideband suppressed carrier). While these suppressed carrier transmissions are efficient in terms of transmitter power, they require more sophisticated receivers employing synchronous detection and regeneration of the carrier frequency. For that reason, standard AM continues to be widely used, especially in broadcast transmission, to allow for the use of inexpensive receivers using envelope detection. Even (analog) television, with a (largely) suppressed lower sideband, includes sufficient carrier power for use of envelope detection. But for communications systems where both transmitters and receivers can be optimized, suppression of both one sideband and the carrier represent a net advantage and are frequently employed.
A technique used widely in broadcast AM transmitters is an application of the Hapburg carrier, first proposed in the 1930s but impractical with the technology then available. During periods of low modulation the carrier power would be reduced and would return to full power during periods of high modulation levels. This has the effect of reducing the overall power demand of the transmitter and is most effective on speech type programmes. Various trade names are used for its implementation by the transmitter manufacturers from the late 80's onwards.
Modulation index.
The AM modulation index is a measure based on the ratio of the modulation excursions of the RF signal to the level of the unmodulated carrier. It is thus defined as:
where formula_9 and formula_10 are the modulation amplitude and carrier amplitude, respectively; the modulation amplitude is the peak (positive or negative) change in the RF amplitude from its unmodulated value. Modulation index is normally expressed as a percentage, and may be displayed on a meter connected to an AM transmitter.
So if formula_11, carrier amplitude varies by 50% above (and below) its unmodulated level, as is shown in the first waveform, below. For formula_12, it varies by 100% as shown in the illustration below it. With 100% modulation the wave amplitude sometimes reaches zero, and this represents full modulation using standard AM and is often a target (in order to obtain the highest possible signal-to-noise ratio) but mustn't be exceeded. Increasing the modulating signal beyond that point, known as overmodulation, causes a standard AM modulator (see below) to fail, as the negative excursions of the wave envelope cannot become less than zero, resulting in distortion ("clipping") of the received modulation. Transmitters typically incorporate a limiter circuit to avoid overmodulation, and/or a compressor circuit (especially for voice communications) in order to still approach 100% modulation for maximum intelligibility above the noise. Such circuits are sometimes referred to as a vogad.
However it is possible to talk about a modulation index exceeding 100%, without introducing distortion, in the case of double-sideband reduced-carrier transmission. In that case, negative excursions beyond zero entail a reversal of the carrier phase, as shown in the third waveform below. This cannot be produced using the efficient high-level (output stage) modulation techniques (see below) which are widely used especially in high power broadcast transmitters. Rather, a special modulator produces such a waveform at a low level followed by a linear amplifier. What's more, a standard AM receiver using an envelope detector is incapable of properly demodulating such a signal. Rather, synchronous detection is required. Thus double-sideband transmission is generally "not" referred to as "AM" even though it generates an identical RF waveform as standard AM as long as the modulation index is below 100%. Such systems more often attempt a radical reduction of the carrier level compared to the sidebands (where the useful information is present) to the point of double-sideband suppressed-carrier transmission where the carrier is (ideally) reduced to zero. In all such cases the term "modulation index" loses its value as it refers to the ratio of the modulation amplitude to a rather small (or zero) remaining carrier amplitude.
Modulation methods.
Modulation circuit designs may be classified as low- or high-level (depending on whether they modulate in a low-power domain—followed by amplification for transmission—or in the high-power domain of the transmitted signal).
Low-level generation.
In modern radio systems, modulated signals are generated via digital signal processing (DSP). With DSP many types of AM are possible with software control (including DSB with carrier, SSB suppressed-carrier and independent sideband, or ISB). Calculated digital samples are converted to voltages with a digital-to-analog converter, typically at a frequency less than the desired RF-output frequency. The analog signal must then be shifted in frequency and linearly amplified to the desired frequency and power level (linear amplification must be used to prevent modulation distortion).
This low-level method for AM is used in many Amateur Radio transceivers.
AM may also be generated at a low level, using analog methods described in the next section.
High-level generation.
High-power AM transmitters (such as those used for AM broadcasting) are based on high-efficiency class-D and class-E power amplifier stages, modulated by varying the supply voltage.
Older designs (for broadcast and amateur radio) also generate AM by controlling the gain of the transmitter's final amplifier (generally class-C, for efficiency). The following types are for vacuum tube transmitters (but similar options are available with transistors):
Demodulation methods.
The simplest form of AM demodulator consists of a diode which is configured to act as envelope detector. Another type of demodulator, the product detector, can provide better-quality demodulation with additional circuit complexity.
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1141 | Augustin-Jean Fresnel | Augustin-Jean Fresnel (10 May 1788 – 14 July 1827) was a French civil engineer and physicist whose research in optics led to the almost unanimous acceptance of the wave theory of light, excluding any remnant of Newton's corpuscular theory, from the late 1830s until the end of the 19th century. He is perhaps better known for inventing the catadioptric (reflective/refractive) Fresnel lens and for pioneering the use of "stepped" lenses to extend the visibility of lighthouses, saving countless lives at sea. The simpler dioptric (purely refractive) stepped lens, first proposed by Count Buffon and independently reinvented by Fresnel, is used in screen magnifiers and in condenser lenses for overhead projectors.
By expressing Huygens's principle of secondary waves and Young's principle of interference in quantitative terms, and supposing that simple colors consist of sinusoidal waves, Fresnel gave the first satisfactory explanation of diffraction by straight edges, including the first satisfactory wave-based explanation of rectilinear propagation. Part of his argument was a proof that the addition of sinusoidal functions of the same frequency but different phases is analogous to the addition of forces with different directions. By further supposing that light waves are purely transverse, Fresnel explained the nature of polarization, the mechanism of chromatic polarization, and the transmission and reflection coefficients at the interface between two transparent isotropic media. Then, by generalizing the direction-speed-polarization relation for calcite, he accounted for the directions and polarizations of the refracted rays in doubly-refractive crystals of the "biaxial" class (those for which Huygens's secondary wavefronts are not axisymmetric). The period between the first publication of his pure-transverse-wave hypothesis, and the submission of his first correct solution to the biaxial problem, was less than a year.
Later, he coined the terms "linear polarization", "circular polarization", and "elliptical polarization", explained how optical rotation could be understood as a difference in propagation speeds for the two directions of circular polarization, and (by allowing the reflection coefficient to be complex) accounted for the change in polarization due to total internal reflection, as exploited in the Fresnel rhomb. Defenders of the established corpuscular theory could not match his quantitative explanations of so many phenomena on so few assumptions.
Fresnel had a lifelong battle with tuberculosis, to which he succumbed at the age of 39. Although he did not become a public celebrity in his lifetime, he lived just long enough to receive due recognition from his peers, including (on his deathbed) the Rumford Medal of the Royal Society of London, and his name is ubiquitous in the modern terminology of optics and waves. After the wave theory of light was subsumed by Maxwell's electromagnetic theory in the 1860s, some attention was diverted from the magnitude of Fresnel's contribution. In the period between Fresnel's unification of physical optics and Maxwell's wider unification, a contemporary authority, Humphrey Lloyd, described Fresnel's transverse-wave theory as "the noblest fabric which has ever adorned the domain of physical science, Newton's system of the universe alone excepted."
Early life.
Family.
Augustin-Jean Fresnel (also called Augustin Jean or simply Augustin), born in Broglie, Normandy, on 10 May 1788, was the second of four sons of the architect Jacques Fresnel (1755–1805) and his wife Augustine, "née" Mérimée (1755–1833). In 1790, following the Revolution, Broglie became part of the département of Eure. The family moved twice—in 1789/90 to Cherbourg, and in 1794 to Jacques's home town of Mathieu, where Madame Fresnel would spend 25 years as a widow, outliving two of her sons.
The first son, Louis (1786–1809), was admitted to the École Polytechnique, became a lieutenant in the artillery, and was killed in action at Jaca, Spain, the day before his 23rd birthday. The third, Léonor (1790–1869), followed Augustin into civil engineering, succeeded him as secretary of the Lighthouse Commission, and helped to edit his collected works. The fourth, Fulgence Fresnel (1795–1855), became a noted linguist, diplomat, and orientalist, and occasionally assisted Augustin with negotiations. Fulgence died in Bagdad in 1855 having led a mission to explore Babylon. Léonor apparently was the only one of the four who married.
Their mother's younger brother, Jean François "Léonor" Mérimée (1757–1836), father of the writer Prosper Mérimée (1803–1870), was a paint artist who turned his attention to the chemistry of painting. He became the Permanent Secretary of the École des Beaux-Arts and (until 1814) a professor at the École Polytechnique, and was the initial point of contact between Augustin and the leading optical physicists of the day .
Education.
The Fresnel brothers were initially home-schooled by their mother. The sickly Augustin was considered the slow one, not inclined to memorization; but the popular story that he hardly began to read until the age of eight is disputed. At the age of nine or ten he was undistinguished except for his ability to turn tree-branches into toy bows and guns that worked far too well, earning himself the title "l'homme de génie" (the man of genius) from his accomplices, and a united crackdown from their elders.
In 1801, Augustin was sent to the "École Centrale" at Caen, as company for Louis. But Augustin lifted his performance: in late 1804 he was accepted into the École Polytechnique, being placed 17th in the entrance examination. As the detailed records of the École Polytechnique begin in 1808, we know little of Augustin's time there, except that he made few if any friends and—in spite of continuing poor health—excelled in drawing and geometry: in his first year he took a prize for his solution to a geometry problem posed by Adrien-Marie Legendre. Graduating in 1806, he then enrolled at the École Nationale des Ponts et Chaussées (National School of Bridges and Roads, also known as "ENPC" or "École des Ponts"), from which he graduated in 1809, entering the service of the Corps des Ponts et Chaussées as an "ingénieur ordinaire aspirant" (ordinary engineer in training). Directly or indirectly, he was to remain in the employment of the "Corps des Ponts" for the rest of his life.
Religious formation.
Fresnel's parents were Roman Catholics of the Jansenist sect, characterized by an extreme Augustinian view of original sin. Religion took first place in the boys' home-schooling. In 1802, his mother said:
Augustin remained a Jansenist. He regarded his intellectual talents as gifts from God, and considered it his duty to use them for the benefit of others. According to his fellow engineer Alphonse Duleau, who helped to nurse him through his final illness, Fresnel saw the study of nature as part of the study of the power and goodness of God. He placed virtue above science and genius. In his last days he prayed for "strength of soul," not against death alone, but against "the interruption of discoveries… of which he hoped to derive useful applications."
Jansenism is considered heretical by the Roman Catholic Church, and Grattan-Guinness suggests this is why Fresnel never gained a permanent academic teaching post; his only teaching appointment was at the Athénée in the winter of 1819–20. The article on Fresnel in the "Catholic Encyclopedia" does not mention his Jansenism, but describes him as "a deeply religious man and remarkable for his keen sense of duty."
Engineering assignments.
Fresnel was initially posted to the western département of Vendée. There, in 1811, he anticipated what became known as the Solvay process for producing soda ash, except that recycling of the ammonia was not considered. That difference may explain why leading chemists, who learned of his discovery through his uncle Léonor, eventually thought it uneconomic.
About 1812, Fresnel was sent to Nyons, in the southern département of Drôme, to assist with the imperial highway that was to connect Spain and Italy. It is from Nyons that we have the first evidence of his interest in optics. On 15 May 1814, while work was slack due to Napoleon's defeat, Fresnel wrote a "P.S." to his brother Léonor, saying in part:
As late as 28 December he was still waiting for information, but he had received Biot's memoir by 10 February 1815. (The "Institut de France" had taken over the functions of the French "Académie des Sciences" and other "académies" in 1795. In 1816 the "Académie des Sciences" regained its name and autonomy, but remained part of the institute.)
In March 1815, perceiving Napoleon's return from Elba as "an attack on civilization", Fresnel departed without leave, hastened to Toulouse and offered his services to the royalist resistance, but soon found himself on the sick list. Returning to Nyons in defeat, he was threatened and had his windows broken. During the Hundred Days he was placed on suspension, which he was eventually allowed to spend at his mother's house in Mathieu. There he used his enforced leisure to begin his optical experiments.
Contributions to physical optics.
Historical context: From Newton to Biot.
The appreciation of Fresnel's reconstruction of physical optics might be assisted by an overview of the fragmented state in which he found the subject. In this subsection, optical phenomena that were unexplained or whose explanations were disputed are named in bold type.
The corpuscular theory of light, favored by Isaac Newton and accepted by nearly all of Fresnel's seniors, easily explained rectilinear propagation: the corpuscles obviously moved very fast, so that their paths were very nearly straight. The wave theory, as developed by Christiaan Huygens in his "Treatise on Light" (1690), explained rectilinear propagation on the assumption that each point crossed by a traveling wavefront becomes the source of a secondary wavefront. Given the initial position of a traveling wavefront, any later position (according to Huygens) was the common tangent surface (envelope) of the secondary wavefronts emitted from the earlier position. As the extent of the common tangent was limited by the extent of the initial wavefront, the repeated application of Huygens's construction to a plane wavefront of limited extent (in a uniform medium) gave a straight, parallel beam. While this construction indeed predicted rectilinear propagation, it was difficult to reconcile with the common observation that wavefronts on the surface of water can bend around obstructions, and with the similar behavior of sound waves—causing Newton to maintain, to the end of his life, that if light consisted of waves it would "bend and spread every way" into the shadows.
Huygens's theory neatly explained the law of ordinary reflection and the law of ordinary refraction ("Snell's law"), provided that the secondary waves traveled slower in denser media (those of higher refractive index). The corpuscular theory, with the hypothesis that the corpuscles were subject to forces acting perpendicular to surfaces, explained the same laws equally well, albeit with the implication that light traveled "faster" in denser media; that implication was wrong, but could not be directly disproven with the technology of Newton's time or even Fresnel's time .
Similarly inconclusive was stellar aberration—that is, the apparent change in the position of a star due to the velocity of the earth across the line of sight (not to be confused with stellar parallax, which is due to the "displacement" of the earth across the line of sight). Identified by James Bradley in 1728, stellar aberration was widely taken as confirmation of the corpuscular theory. But it was equally compatible with the wave theory, as Euler noted in 1746—tacitly assuming that the aether (the supposed wave-bearing medium) near the earth was not disturbed by the motion of the earth.
The outstanding strength of Huygens's theory was his explanation of the birefringence (double refraction) of "Iceland crystal" (transparent calcite), on the assumption that the secondary waves are spherical for the ordinary refraction (which satisfies Snell's law) and spheroidal for the "extraordinary" refraction (which does not). In general, Huygens's common-tangent construction implies that rays are "paths of least time" between successive positions of the wavefront, in accordance with Fermat's principle. In the special case of isotropic media, the secondary wavefronts must be spherical, and Huygens's construction then implies that the rays are perpendicular to the wavefront; indeed, the law of "ordinary" refraction can be separately derived from that premise, as Ignace-Gaston Pardies did before Huygens.
Although Newton rejected the wave theory, he noticed its potential to explain colors, including the colors of "thin plates" (e.g., "Newton's rings", and the colors of skylight reflected in soap bubbles), on the assumption that light consists of "periodic" waves, with the lowest frequencies (longest wavelengths) at the red end of the spectrum, and the highest frequencies (shortest wavelengths) at the violet end. In 1672 he published a heavy hint to that effect, but contemporary supporters of the wave theory failed to act on it: Robert Hooke treated light as a periodic sequence of pulses but did not use frequency as the criterion of color, while Huygens treated the waves as individual pulses without any periodicity; and Pardies died young in 1673. Newton himself tried to explain colors of thin plates using the corpuscular theory, by supposing that his corpuscles had the wavelike property of alternating between "fits of easy transmission" and "fits of easy reflection", the distance between like "fits" depending on the color and the medium and, awkwardly, on the angle of refraction or reflection into that medium. More awkwardly still, this theory required thin plates to reflect only at the back surface, although "thick" plates manifestly reflected also at the front surface. It was not until 1801 that Thomas Young, in the Bakerian Lecture for that year, cited Newton's hint, and accounted for the colors of a thin plate as the combined effect of the front and back reflections, which reinforce or cancel each other according to the "wavelength" and the thickness. Young similarly explained the colors of "striated surfaces" (e.g., gratings) as the wavelength-dependent reinforcement or cancellation of reflections from adjacent lines. He described this reinforcement or cancellation as interference.
Neither Newton nor Huygens satisfactorily explained diffraction—the blurring and fringing of shadows where, according to rectilinear propagation, they ought to be sharp. Newton, who called diffraction "inflexion", supposed that rays of light passing close to obstacles were bent ("inflected"); but his explanation was only qualitative. Huygens's common-tangent construction, without modifications, could not accommodate diffraction at all. Two such modifications were proposed by Young in the same 1801 Bakerian Lecture: first, that the secondary waves near the edge of an obstacle could diverge into the shadow, but only weakly, due to limited reinforcement from other secondary waves; and second, that diffraction by an edge was caused by interference between two rays: one reflected off the edge, and the other inflected while passing near the edge. The latter ray would be undeviated if sufficiently far from the edge, but Young did not elaborate on that case. These were the earliest suggestions that the degree of diffraction depends on wavelength. Later, in the 1803 Bakerian Lecture, Young ceased to regard inflection as a separate phenomenon, and produced evidence that diffraction fringes "inside" the shadow of a narrow obstacle were due to interference: when the light from one side was blocked, the internal fringes disappeared. But Young was alone in such efforts until Fresnel entered the field.
Huygens, in his investigation of double refraction, noticed something that he could not explain: when light passes through two similarly oriented calcite crystals at normal incidence, the ordinary ray emerging from the first crystal suffers only the ordinary refraction in the second, while the extraordinary ray emerging from the first suffers only the extraordinary refraction in the second; but when the second crystal is rotated 90° about the incident rays, the roles are interchanged, so that the ordinary ray emerging from the first crystal suffers only the extraordinary refraction in the second, and vice versa. This discovery gave Newton another reason to reject the wave theory: rays of light evidently had "sides". Corpuscles could have sides (or "poles", as they would later be called); but waves of light could not, because (so it seemed) any such waves would need to be longitudinal (with vibrations in the direction of propagation). Newton offered an alternative "Rule" for the extraordinary refraction, which rode on his authority through the 18th century, although he made "no known attempt to deduce it from any principles of optics, corpuscular or otherwise."
In 1808, the extraordinary refraction of calcite was investigated experimentally, with unprecedented accuracy, by Étienne-Louis Malus, and found to be consistent with Huygens's spheroid construction, not Newton's "Rule". Malus, encouraged by Pierre-Simon Laplace, then sought to explain this law in corpuscular terms: from the known relation between the incident and refracted ray directions, Malus derived the corpuscular velocity (as a function of direction) that would satisfy Maupertuis's "least action" principle. But, as Young pointed out, the existence of such a velocity law was guaranteed by Huygens's spheroid, because Huygens's construction leads to Fermat's principle, which becomes Maupertuis's principle if the ray speed is replaced by the reciprocal of the particle speed! The corpuscularists had not found a "force" law that would yield the alleged velocity law, except by a circular argument in which a force acting at the "surface" of the crystal inexplicably depended on the direction of the (possibly subsequent) velocity "within" the crystal. Worse, it was doubtful that any such force would satisfy the conditions of Maupertuis's principle. In contrast, Young proceeded to show that "a medium more easily compressible in one direction than in any direction perpendicular to it, as if it consisted of an infinite number of parallel plates connected by a substance somewhat less elastic" admits spheroidal longitudinal wavefronts, as Huygens supposed.
But Malus, in the midst of his experiments on double refraction, noticed something else: when a ray of light is reflected off a non-metallic surface at the appropriate angle, it behaves like "one" of the two rays emerging from a calcite crystal. It was Malus who coined the term polarization to describe this behavior, although the polarizing angle became known as Brewster's angle after its dependence on the refractive index was determined experimentally by David Brewster in 1815. Malus also introduced the term "plane of polarization". In the case of polarization by reflection, his "plane of polarization" was the plane of the incident and reflected rays; in modern terms, this is the plane "normal" to the "electric" vibration. In 1809, Malus further discovered that the intensity of light passing through "two" polarizers is proportional to the squared cosine of the angle between their planes of polarization (Malus's law), whether the polarizers work by reflection or double refraction, and that "all" birefringent crystals produce both extraordinary refraction and polarization. As the corpuscularists started trying to explain these things in terms of polar "molecules" of light, the wave-theorists had "no working hypothesis" on the nature of polarization, prompting Young to remark that Malus's observations "present greater difficulties to the advocates of the undulatory theory than any other facts with which we are acquainted."
Malus died in February 1812, at the age of 36, shortly after receiving the Rumford Medal for his work on polarization.
In August 1811, François Arago reported that if a thin plate of mica was viewed against a white polarized backlight through a calcite crystal, the two images of the mica were of complementary colors (the overlap having the same color as the background). The light emerging from the mica was ""de"polarized" in the sense that there was no orientation of the calcite that made one image disappear; yet it was not ordinary (""un"polarized") light, for which the two images would be of the same color. Rotating the calcite around the line of sight changed the colors, though they remained complementary. Rotating the mica changed the "saturation" (not the hue) of the colors. This phenomenon became known as chromatic polarization. Replacing the mica with a much thicker plate of quartz, with its faces perpendicular to the optic axis (the axis of Huygens's spheroid or Malus's velocity function), produced a similar effect, except that rotating the quartz made no difference. Arago tried to explain his observations in "corpuscular" terms.
In 1812, as Arago pursued further qualitative experiments and other commitments, Jean-Baptiste Biot reworked the same ground using a gypsum lamina in place of the mica, and found empirical formulae for the intensities of the ordinary and extraordinary images. The formulae contained two coefficients, supposedly representing colors of rays "affected" and "unaffected" by the plate—the "affected" rays being of the same color mix as those reflected by amorphous thin plates of proportional, but lesser, thickness.
Arago protested, declaring that he had made some of the same discoveries but had not had time to write them up. In fact the overlap between Arago's work and Biot's was minimal, Arago's being only qualitative and wider in scope (attempting to include polarization by reflection). But the dispute triggered a notorious falling-out between the two men.
Later that year, Biot tried to explain the observations as an oscillation of the alignment of the "affected" corpuscles at a frequency proportional to that of Newton's "fits", due to forces depending on the alignment. This theory became known as "mobile polarization". To reconcile his results with a sinusoidal oscillation, Biot had to suppose that the corpuscles emerged with one of two permitted orientations, namely the extremes of the oscillation, with probabilities depending on the phase of the oscillation. Corpuscular optics was becoming expensive on assumptions. But in 1813, Biot reported that the case of quartz was simpler: the observable phenomenon (now called optical rotation or "optical activity" or sometimes "rotary polarization") was a gradual rotation of the polarization direction with distance, and could be explained by a corresponding rotation ("not" oscillation) of the corpuscles.
Early in 1814, reviewing Biot's work on chromatic polarization, Young noted that the periodicity of the color as a function of the plate thickness—including the factor by which the period exceeded that for a reflective thin plate, and even the effect of obliquity of the plate (but not the role of polarization)—could be explained by the wave theory in terms of the different propagation times of the ordinary and extraordinary waves through the plate. But Young was then the only public defender of the wave theory.
In summary, in the spring of 1814, as Fresnel tried in vain to guess what polarization was, the corpuscularists thought that they knew, while the wave-theorists (if we may use the plural) literally had no idea. Both theories claimed to explain rectilinear propagation, but the wave explanation was overwhelmingly regarded as unconvincing. The corpuscular theory could not rigorously link double refraction to surface forces; the wave theory could not yet link it to polarization. The corpuscular theory was weak on thin plates and silent on gratings; the wave theory was strong on both, but under-appreciated. Concerning diffraction, the corpuscular theory did not yield quantitative predictions, while the wave theory had begun to do so by considering diffraction as a manifestation of interference, but had only considered two rays at a time. Only the corpuscular theory gave even a vague insight into Brewster's angle, Malus's law, or optical rotation. Concerning chromatic polarization, the wave theory explained the periodicity far better than the corpuscular theory, but had nothing to say about the role of polarization; and its explanation of the periodicity was largely ignored. And Arago had founded the study of chromatic polarization, only to lose the lead, controversially, to Biot. Such were the circumstances in which Arago first heard of Fresnel's interest in optics.
Rêveries.
Fresnel's letters from later in 1814 reveal his interest in the wave theory, including his awareness that it explained the constancy of the speed of light and was at least compatible with stellar aberration. Eventually he compiled what he called his "rêveries" (musings) into an essay and submitted it via Léonor Mérimée to André-Marie Ampère, who did not respond directly. But on 19 December, Mérimée dined with Ampère and Arago, with whom he was acquainted through the École Polytechnique; and Arago promised to look at Fresnel's essay.
In mid 1815, on his way home to Mathieu to serve his suspension, Fresnel met Arago in Paris and spoke of the wave theory and stellar aberration. He was informed that he was trying to break down open doors ("il enfonçait des portes ouvertes"), and directed to classical works on optics.
Diffraction.
First attempt (1815).
On 12 July 1815, as Fresnel was about to leave Paris, Arago left him a note on a new topic:
Fresnel would not have ready access to these works outside Paris, and could not read English. But, in Mathieu—with a point-source of light made by focusing sunlight with a drop of honey, a crude micrometer of his own construction, and supporting apparatus made by a local locksmith—he began his own experiments. His technique was novel: whereas earlier investigators had projected the fringes onto a screen, Fresnel soon abandoned the screen and observed the fringes in space, through a lens with the micrometer at its focus, allowing more accurate measurements while requiring less light.
Later in July, after Napoleon's final defeat, Fresnel was reinstated with the advantage of having backed the winning side. He requested a two-month leave of absence, which was readily granted because roadworks were in abeyance.
On 23 September he wrote to Arago, beginning "I think I have found the explanation and the law of colored fringes which one notices in the shadows of bodies illuminated by a luminous point." In the same paragraph, however, Fresnel implicitly acknowledged doubt about the novelty of his work: noting that he would need to incur some expense in order to improve his measurements, he wanted to know "whether this is not useless, and whether the law of diffraction has not already been established by sufficiently exact experiments." He explained that he had not yet had a chance to acquire the items on his reading lists, with the apparent exception of "Young's book", which he could not understand without his brother's help. Not surprisingly, he had retraced many of Young's steps.
In a memoir sent to the institute on 15 October 1815, Fresnel mapped the external and internal fringes in the shadow of a wire. He noticed, like Young before him, that the internal fringes disappeared when the light from one side was blocked, and concluded that "the vibrations of two rays that cross each other under a very small angle can contradict each other…" But, whereas Young took the disappearance of the internal fringes as "confirmation" of the principle of interference, Fresnel reported that it was the internal fringes that first drew his attention to the principle. To explain the diffraction pattern, Fresnel constructed the internal fringes by considering the intersections of circular wavefronts emitted from the two edges of the obstruction, and the external fringes by considering the intersections between direct waves and waves reflected off the nearer edge. For the external fringes, to obtain tolerable agreement with observation, he had to suppose that the reflected wave was inverted; and he noted that the predicted paths of the fringes were hyperbolic. In the part of the memoir that most clearly surpassed Young, Fresnel explained the ordinary laws of reflection and refraction in terms of interference, noting that if two parallel rays were reflected or refracted at other than the prescribed angle, they would no longer have the same phase in a common perpendicular plane, and every vibration would be cancelled by a nearby vibration. He noted that his explanation was valid provided that the surface irregularities were much smaller than the wavelength.
On 10 November, Fresnel sent a supplementary note dealing with Newton's rings and with gratings, including, for the first time, "transmission" gratings—although in that case the interfering rays were still assumed to be "inflected", and the experimental verification was inadequate because it used only two threads.
As Fresnel was not a member of the institute, the fate of his memoir depended heavily on the report of a single member. The reporter for Fresnel's memoir turned out to be Arago (with Poinsot as the other reviewer). On 8 November, Arago wrote to Fresnel:
Fresnel was troubled, wanting to know more precisely where he had collided with Young. Concerning the curved paths of the "colored bands", Young had noted the hyperbolic paths of the fringes in the two-source interference pattern, corresponding roughly to Fresnel's "internal" fringes, and had described the hyperbolic fringes that appear "on the screen" within rectangular shadows. He had not mentioned the curved paths of the "external" fringes of a shadow; but, as he later explained, that was because Newton had already done so. Newton evidently thought the fringes were "caustics". Thus Arago erred in his belief that the curved paths of the fringes were fundamentally incompatible with the corpuscular theory.
Arago's letter went on to request more data on the external fringes. Fresnel complied, until he exhausted his leave and was assigned to Rennes in the département of Ille-et-Vilaine. At this point Arago interceded with Gaspard de Prony, head of the École des Ponts, who wrote to Louis-Mathieu Molé, head of the Corps des Ponts, suggesting that the progress of science and the prestige of the Corps would be enhanced if Fresnel could come to Paris for a time. He arrived in March 1816, and his leave was subsequently extended through the middle of the year.
Meanwhile, in an experiment reported on 26 February 1816, Arago verified Fresnel's prediction that the internal fringes were shifted if the rays on one side of the obstacle passed through a thin glass lamina. Fresnel correctly attributed this phenomenon to the lower wave velocity in the glass. Arago later used a similar argument to explain the colors in the scintillation of stars.
Fresnel's updated memoir was eventually published in the March 1816 issue of "Annales de Chimie et de Physique", of which Arago had recently become co-editor. That issue did not actually appear until May. In March, Fresnel already had competition: Biot read a memoir on diffraction by himself and his student Claude Pouillet, containing copious data and arguing that the regularity of diffraction fringes, like the regularity of Newton's rings, must be linked to Newton's "fits". But the new link was not rigorous, and Pouillet himself would become a distinguished early adopter of the wave theory.
"Efficacious ray", double-mirror experiment (1816).
On 24 May 1816, Fresnel wrote to Young (in French), acknowledging how little of his own memoir was new. But in a "supplement" signed on 14 July and read the next day, Fresnel noted that the internal fringes were more accurately predicted by supposing that the two interfering rays came from some distance "outside" the edges of the obstacle. To explain this, he divided the incident wavefront at the obstacle into what we now call "Fresnel zones", such that the secondary waves from each zone were spread over half a cycle when they arrived at the observation point. The zones on one side of the obstacle largely canceled out in pairs, except the first zone, which was represented by an "efficacious ray". This approach worked for the internal fringes, but the superposition of the efficacious ray and the direct ray did "not" work for the "external" fringes.
The contribution from the "efficacious ray" was thought to be only "partly" canceled, for reasons involving the dynamics of the medium: where the wavefront was continuous, symmetry forbade oblique vibrations; but near the obstacle that truncated the wavefront, the asymmetry allowed some sideways vibration towards the geometric shadow. This argument showed that Fresnel had not (yet) fully accepted Huygens's principle, which would have permitted oblique radiation from all portions of the front.
In the same supplement, Fresnel described his well-known double mirror, comprising two flat mirrors joined at an angle of slightly less than 180°, with which he produced a two-slit interference pattern from two virtual images of the same slit. A conventional double-slit experiment required a preliminary "single" slit to ensure that the light falling on the double slit was "coherent" (synchronized). In Fresnel's version, the preliminary single slit was retained, and the double slit was replaced by the double mirror—which bore no physical resemblance to the double slit and yet performed the same function. This result (which had been announced by Arago in the March issue of the "Annales") made it hard to believe that the two-slit pattern had anything to do with corpuscles being deflected as they passed near the edges of the slits.
But 1816 was the "Year Without a Summer": crops failed; hungry farming families lined the streets of Rennes; the central government organized "charity workhouses" for the needy; and in October, Fresnel was sent back to Ille-et-Vilaine to supervise charity workers in addition to his regular road crew. According to Arago,
Fresnel's letters from December 1816 reveal his consequent anxiety. To Arago he complained of being "tormented by the worries of surveillance, and the need to reprimand…" And to Mérimée he wrote: "I find nothing more tiresome than having to manage other men, and I admit that I have no idea what I'm doing."
Prize memoir (1818) and sequel.
On 17 March 1817, the Académie des Sciences announced that diffraction would be the topic for the biannual physics "Grand Prix" to be awarded in 1819. The deadline for entries was set at 1 August 1818 to allow time for replication of experiments. Although the wording of the problem referred to rays and inflection and did not invite wave-based solutions, Arago and Ampère encouraged Fresnel to enter.
In the fall of 1817, Fresnel, supported by de Prony, obtained a leave of absence from the new head of the Corp des Ponts, Louis Becquey, and returned to Paris. He resumed his engineering duties in the spring of 1818; but from then on he was based in Paris, first on the Canal de l'Ourcq, and then (from May 1819) with the cadastre of the pavements.
On 15 January 1818, in a different context (revisited below), Fresnel showed that the addition of sinusoidal functions of the same frequency but different phases is analogous to the addition of forces with different directions. His method was similar to the phasor representation, except that the "forces" were plane vectors rather than complex numbers; they could be added, and multiplied by scalars, but not (yet) multiplied and divided by each other. The explanation was algebraic rather than geometric.
Knowledge of this method was assumed in a preliminary note on diffraction, dated 19 April 1818 and deposited on 20 April, in which Fresnel outlined the elementary theory of diffraction as found in modern textbooks. He restated Huygens's principle in combination with the superposition principle, saying that the vibration at each point on a wavefront is the sum of the vibrations that would be sent to it at that moment by all the elements of the wavefront in any of its previous positions, all elements acting separately . For a wavefront partly obstructed in a previous position, the summation was to be carried out over the unobstructed portion. In directions other than the normal to the primary wavefront, the secondary waves were weakened due to obliquity, but weakened much more by destructive interference, so that the effect of obliquity alone could be ignored. For diffraction by a straight edge, the intensity as a function of distance from the geometric shadow could then be expressed with sufficient accuracy in terms of what are now called the normalized Fresnel integrals:
The same note included a table of the integrals, for an upper limit ranging from 0 to 5.1 in steps of 0.1, computed with a mean error of 0.0003, plus a smaller table of maxima and minima of the resulting intensity.
In his final "Memoir on the diffraction of light", deposited on 29 July and bearing the Latin epigraph "Natura simplex et fecunda" ("Nature simple and fertile"), Fresnel slightly expanded the two tables without changing the existing figures, except for a correction to the first minimum of intensity. For completeness, he repeated his solution to "the problem of interference", whereby sinusoidal functions are added like vectors. He acknowledged the directionality of the secondary sources and the variation in their distances from the observation point, chiefly to explain why these things make negligible difference in the context, provided of course that the secondary sources do not radiate in the retrograde direction. Then, applying his theory of interference to the secondary waves, he expressed the intensity of light diffracted by a single straight edge (half-plane) in terms of integrals which involved the dimensions of the problem, but which could be converted to the normalized forms above. With reference to the integrals, he explained the calculation of the maxima and minima of the intensity (external fringes), and noted that the calculated intensity falls very rapidly as one moves into the geometric shadow. The last result, as Olivier Darrigol says, "amounts to a proof of the rectilinear propagation of light in the wave theory, indeed the first proof that a modern physicist would still accept."
For the experimental testing of his calculations, Fresnel used red light with a wavelength of 638nm, which he deduced from the diffraction pattern in the simple case in which light incident on a single slit was focused by a cylindrical lens. For a variety of distances from the source to the obstacle and from the obstacle to the field point, he compared the calculated and observed positions of the fringes for diffraction by a half-plane, a slit, and a narrow strip—concentrating on the minima, which were visually sharper than the maxima. For the slit and the strip, he could not use the previously computed table of maxima and minima; for each combination of dimensions, the intensity had to be expressed in terms of sums or differences of Fresnel integrals and calculated from the table of integrals, and the extrema had to be calculated anew. The agreement between calculation and measurement was better than 1.5% in almost every case.
Near the end of the memoir, Fresnel summed up the difference between Huygens's use of secondary waves and his own: whereas Huygens says there is light only where the secondary waves exactly agree, Fresnel says there is complete darkness only where the secondary waves exactly cancel out.
The judging committee comprised Laplace, Biot, and Poisson (all corpuscularists), Gay-Lussac (uncommitted), and Arago, who eventually wrote the committee's report. Although entries in the competition were supposed to be anonymous to the judges, Fresnel's must have been recognizable by the content. There was only one other entry, of which neither the manuscript nor any record of the author has survived. That entry (identified as "no.1") was mentioned only in the last paragraph of the judges' report, noting that the author had shown ignorance of the relevant earlier works of Young and Fresnel, used insufficiently precise methods of observation, overlooked known phenomena, and made obvious errors. In the words of John Worrall, "The competition facing Fresnel could hardly have been less stiff." We may infer that the committee had only two options: award the prize to Fresnel ("no. 2"), or withhold it.
The committee deliberated into the new year. Then Poisson, exploiting a case in which Fresnel's theory gave easy integrals, predicted that if a circular obstacle were illuminated by a point-source, there should be (according to the theory) a bright spot in the center of the shadow, illuminated as brightly as the exterior. This seems to have been intended as a "reductio ad absurdum". Arago, undeterred, assembled an experiment with an obstacle 2mm in diameter—and there, in the center of the shadow, was Poisson's spot.
The unanimous report of the committee, read at the meeting of the Académie on 15 March 1819, awarded the prize to "the memoir marked no. 2, and bearing as epigraph: "Natura simplex et fecunda"." At the same meeting, after the judgment was delivered, the president of the Académie opened a sealed note accompanying the memoir, revealing the author as Fresnel. The award was announced at the public meeting of the Académie a week later, on 22 March.
Arago's verification of Poisson's counter-intuitive prediction passed into folklore as if it had decided the prize. That view, however, is not supported by the judges' report, which gave the matter only two sentences in the penultimate paragraph. Neither did Fresnel's triumph immediately convert Laplace, Biot, and Poisson to the wave theory, for at least four reasons. First, although the professionalization of science in France had established common standards, it was one thing to acknowledge a piece of research as meeting those standards, and another thing to regard it as conclusive. Second, it was possible to interpret Fresnel's integrals as rules for combining "rays". Arago even encouraged that interpretation, presumably in order to minimize resistance to Fresnel's ideas. Even Biot began teaching the Huygens-Fresnel principle without committing himself to a wave basis. Third, Fresnel's theory did not adequately explain the mechanism of generation of secondary waves or why they had any significant angular spread; this issue particularly bothered Poisson. Fourth, the question that most exercised optical physicists at that time was not diffraction, but polarization—on which Fresnel had been working, but was yet to make his critical breakthrough.
Polarization.
Background: Emissionism and selectionism.
An "emission" theory of light was one that regarded the propagation of light as the transport of some kind of matter. While the corpuscular theory was obviously an emission theory, the converse did not follow: in principle, one could be an emissionist without being a corpuscularist. This was convenient because, beyond the ordinary laws of reflection and refraction, emissionists never managed to make testable quantitative predictions from a theory of forces acting on corpuscles of light. But they "did" make quantitative predictions from the premises that rays were countable objects, which were conserved in their interactions with matter (except absorbent media), and which had particular orientations with respect to their directions of propagation. According to this framework, polarization and the related phenomena of double refraction and partial reflection involved altering the orientations of the rays and/or selecting them according to orientation, and the state of polarization of a beam (a bundle of rays) was a question of how many rays were in what orientations: in a fully polarized beam, the orientations were all the same. This approach, which Jed Buchwald has called "selectionism", was pioneered by Malus and diligently pursued by Biot.
Fresnel, in contrast, decided to introduce polarization into interference experiments.
Interference of polarized light, chromatic polarization (1816–21).
In July or August 1816, Fresnel discovered that when a birefringent crystal produced two images of a single slit, he could "not" obtain the usual two-slit interference pattern, even if he compensated for the different propagation times. A more general experiment, suggested by Arago, found that if the two beams of a double-slit device were separately polarized, the interference pattern appeared and disappeared as the polarization of one beam was rotated, giving full interference for parallel polarizations, but no interference for perpendicular polarizations . These experiments, among others, were eventually reported in a brief memoir published in 1819 and later translated into English.
In a memoir drafted on 30 August 1816 and revised on 6 October, Fresnel reported an experiment in which he placed two matching thin laminae in a double-slit apparatus—one over each slit, with their optic axes perpendicular—and obtained two interference patterns offset in opposite directions, with perpendicular polarizations. This, in combination with the previous findings, meant that each lamina split the incident light into perpendicularly polarized components with different velocities—just like a normal (thick) birefringent crystal, and contrary to Biot's "mobile polarization" hypothesis.
Accordingly, in the same memoir, Fresnel offered his first attempt at a wave theory of chromatic polarization. When polarized light passed through a crystal lamina, it was split into ordinary and extraordinary waves (with intensities described by Malus's law), and these were perpendicularly polarized and therefore did not interfere, so that no colors were produced (yet). But if they then passed through an "analyzer" (second polarizer), their polarizations were brought into alignment (with intensities again modified according to Malus's law), and they would interfere. This explanation, by itself, predicts that if the analyzer is rotated 90°, the ordinary and extraordinary waves simply switch roles, so that if the analyzer takes the form of a calcite crystal, the two images of the lamina should be of the same hue (this issue is revisited below). But in fact, as Arago and Biot had found, they are of complementary colors. To correct the prediction, Fresnel proposed a phase-inversion rule whereby "one" of the constituent waves of "one" of the two images suffered an additional 180° phase shift on its way through the lamina. This inversion was a weakness in the theory relative to Biot's, as Fresnel acknowledged, although the rule specified which of the two images had the inverted wave. Moreover, Fresnel could deal only with special cases, because he had not yet solved the problem of superposing sinusoidal functions with arbitrary phase differences due to propagation at different velocities through the lamina.
He solved that problem in a "supplement" signed on 15 January 1818 (mentioned above). In the same document, he accommodated Malus's law by proposing an underlying law: that if polarized light is incident on a birefringent crystal with its optic axis at an angle "θ" to the "plane of polarization", the ordinary and extraordinary vibrations (as functions of time) are scaled by the factors cos"θ" and sin"θ", respectively. Although modern readers easily interpret these factors in terms of perpendicular components of a "transverse" oscillation, Fresnel did not (yet) explain them that way. Hence he still needed the phase-inversion rule. He applied all these principles to a case of chromatic polarization not covered by Biot's formulae, involving "two" successive laminae with axes separated by 45°, and obtained predictions that disagreed with Biot's experiments (except in special cases) but agreed with his own.
Fresnel applied the same principles to the standard case of chromatic polarization, in which "one" birefringent lamina was sliced parallel to its axis and placed between a polarizer and an analyzer. If the analyzer took the form of a thick calcite crystal with its axis in the plane of polarization, Fresnel predicted that the intensities of the ordinary and extraordinary images of the lamina were respectively proportional to
where formula_5 is the angle from the initial plane of polarization to the optic axis of the lamina, formula_6 is the angle from the initial plane of polarization to the plane of polarization of the final ordinary image, and formula_7 is the phase lag of the extraordinary wave relative to the ordinary wave due to the difference in propagation times through the lamina. The terms in formula_7 are the frequency-dependent terms and explain why the lamina must be "thin" in order to produce discernible colors: if the lamina is too thick, formula_9 will pass through too many cycles as the frequency varies through the visible range, and the eye (which divides the visible spectrum into only three bands) will not be able to resolve the cycles.
From these equations it is easily verified that formula_10 for all formula_11 so that the colors are complementary. Without the phase-inversion rule, there would be a "plus" sign in front of the last term in the second equation, so that the formula_7-dependent term would be the same in both equations, implying (incorrectly) that the colors were of the same hue.
These equations were included in an undated note that Fresnel gave to Biot, to which Biot added a few lines of his own. If we substitute
then Fresnel's formulae can be rewritten as
which are none other than Biot's empirical formulae of 1812, except that Biot interpreted formula_17 and formula_18 as the "unaffected" and "affected" selections of the rays incident on the lamina. If Biot's substitutions were accurate, they would imply that his experimental results were more fully explained by Fresnel's theory than by his own.
Arago delayed reporting on Fresnel's works on chromatic polarization until June 1821, when he used them in a broad attack on Biot's theory. In his written response, Biot protested that Arago's attack went beyond the proper scope of a report on the nominated works of Fresnel. But Biot also claimed that the substitutions for formula_17 and formula_20 and therefore Fresnel's expressions for formula_21 and formula_22 were empirically wrong because when Fresnel's intensities of spectral colors were mixed according to Newton's rules, the squared cosine and sine functions varied too smoothly to account for the observed sequence of colors. That claim drew a written reply from Fresnel, who disputed whether the colors changed as abruptly as Biot claimed, and whether the human eye could judge color with sufficient objectivity for the purpose. On the latter question, Fresnel pointed out that different observers may give different names to the same color. Furthermore, he said, a single observer can only compare colors side by side; and even if they are judged to be the same, the identity is of sensation, not necessarily of composition. Fresnel's oldest and strongest point—that thin crystals were subject to the same laws as thick ones and did not need or allow a separate theory—Biot left unanswered. Arago and Fresnel were seen to have won the debate.
Moreover, by this time Fresnel had a new, simpler explanation of his equations on chromatic polarization.
Breakthrough: Pure transverse waves (1821).
In the draft memoir of 30 August 1816, Fresnel mentioned two hypotheses—one of which he attributed to Ampère—by which the non-interference of orthogonally-polarized beams could be explained if polarized light waves were "partly" transverse. But Fresnel could not develop either of these ideas into a comprehensive theory. As early as September 1816, according to his later account, he realized that the non-interference of orthogonally-polarized beams, together with the phase-inversion rule in chromatic polarization, would be most easily explained if the waves were "purely" transverse, and Ampère "had the same thought" on the phase-inversion rule. But that would raise a new difficulty: as natural light seemed to be "un"polarized and its waves were therefore presumed to be longitudinal, one would need to explain how the longitudinal component of vibration disappeared on polarization, and why it did not reappear when polarized light was reflected or refracted obliquely by a glass plate.
Independently, on 12 January 1817, Young wrote to Arago (in English) noting that a transverse vibration would constitute a polarization, and that if two longitudinal waves crossed at a significant angle, they could not cancel without leaving a residual transverse vibration. Young repeated this idea in an article published in a supplement to the "Encyclopædia Britannica" in February 1818, in which he added that Malus's law would be explained if polarization consisted in a transverse motion.
Thus Fresnel, by his own testimony, may not have been the first person to suspect that light waves could have a transverse "component", or that "polarized" waves were exclusively transverse. And it was Young, not Fresnel, who first "published" the idea that polarization depends on the orientation of a transverse vibration. But these incomplete theories had not reconciled the nature of polarization with the apparent existence of "unpolarized" light; that achievement was to be Fresnel's alone.
In a note that Buchwald dates in the summer of 1818, Fresnel entertained the idea that unpolarized waves could have vibrations of the same energy and obliquity, with their orientations distributed uniformly about the wave-normal, and that the degree of polarization was the degree of "non"-uniformity in the distribution. Two pages later he noted, apparently for the first time in writing, that his phase-inversion rule and the non-interference of orthogonally-polarized beams would be easily explained if the vibrations of fully polarized waves were "perpendicular to the normal to the wave"—that is, purely transverse.
But if he could account for "lack" of polarization by averaging out the transverse component, he did not also need to assume a longitudinal component. It was enough to suppose that light waves are "purely" transverse, hence "always" polarized in the sense of having a particular transverse orientation, and that the "unpolarized" state of natural or "direct" light is due to rapid and random variations in that orientation, in which case two "coherent" portions of "unpolarized" light will still interfere because their orientations will be synchronized.
It is not known exactly when Fresnel made this last step, because there is no relevant documentation from 1820 or early 1821 (perhaps because he was too busy working on lighthouse-lens prototypes; see below). But he first "published" the idea in a paper on "Calcul des teintes…" ("calculation of the tints…"), serialized in Arago's "Annales" for May, June, and July 1821. In the first installment, Fresnel described "direct" (unpolarized) light as "the rapid succession of systems of waves polarized in all directions", and gave what is essentially the modern explanation of chromatic polarization, albeit in terms of the analogy between polarization and the resolution of forces in a plane, mentioning transverse waves only in a footnote. The introduction of transverse waves into the main argument was delayed to the second installment, in which he revealed the suspicion that he and Ampère had harbored since 1816, and the difficulty it raised. He continued:
According to this new view, he wrote, "the act of polarization consists not in creating these transverse movements, but in decomposing them into two fixed perpendicular directions and in separating the two components".
While selectionists could insist on interpreting Fresnel's diffraction integrals in terms of discrete, countable rays, they could not do the same with his theory of polarization. For a selectionist, the state of polarization of a beam concerned the distribution of orientations over the "population" of rays, and that distribution was presumed to be static. For Fresnel, the state of polarization of a beam concerned the variation of a displacement over "time". That displacement might be constrained but was "not" static, and rays were geometric constructions, "not" countable objects. The conceptual gap between the wave theory and selectionism had become unbridgeable.
The other difficulty posed by pure transverse waves, of course, was the apparent implication that the aether was an elastic "solid", except that, unlike other elastic solids, it was incapable of transmitting longitudinal waves. The wave theory was cheap on assumptions, but its latest assumption was expensive on credulity. If that assumption was to be widely entertained, its explanatory power would need to be impressive.
Partial reflection (1821).
In the second installment of "Calcul des teintes" (June 1821), Fresnel supposed, by analogy with sound waves, that the density of the aether in a refractive medium was inversely proportional to the square of the wave velocity, and therefore directly proportional to the square of the refractive index. For reflection and refraction at the surface between two isotropic media of different indices, Fresnel decomposed the transverse vibrations into two perpendicular components, now known as the "s" and "p" components, which are parallel to the "surface" and the "plane" of incidence, respectively; in other words, the "s" and "p" components are respectively "square" and "parallel" to the plane of incidence. For the "s" component, Fresnel supposed that the interaction between the two media was analogous to an elastic collision, and obtained a formula for what we now call the "reflectivity": the ratio of the reflected intensity to the incident intensity. The predicted reflectivity was non-zero at all angles.
The third installment (July 1821) was a short "postscript" in which Fresnel announced that he had found, by a "mechanical solution", a formula for the reflectivity of the "p" component, which predicted that "the reflectivity was zero at the Brewster angle". So polarization by reflection had been accounted for—but with the proviso that the direction of vibration in Fresnel's model was "perpendicular" to the plane of polarization as defined by Malus. (On the ensuing controversy, see "Plane of polarization".) The technology of the time did not allow the "s" and "p" reflectivities to be measured accurately enough to test Fresnel's formulae at arbitrary angles of incidence. But the formulae could be rewritten in terms of what we now call the "reflection coefficient": the signed ratio of the reflected amplitude to the incident amplitude. Then, if the plane of polarization of the incident ray was at 45° to the plane of incidence, the tangent of the corresponding angle for the reflected ray was obtainable from the "ratio" of the two reflection coefficients, and this angle could be measured. Fresnel had measured it for a range of angles of incidence, for glass and water, and the agreement between the calculated and measured angles was better than 1.5° in all cases.
Fresnel gave details of the "mechanical solution" in a memoir read to the Académie des Sciences on 7 January 1823. Conservation of energy was combined with continuity of the "tangential" vibration at the interface. The resulting formulae for the reflection coefficients and reflectivities became known as the "Fresnel equations". The reflection coefficients for the "s" and "p" polarizations are most succinctly expressed as
where formula_5 and formula_26 are the angles of incidence and refraction; these equations are known respectively as "Fresnel's sine law" and "Fresnel's tangent law". By allowing the coefficients to be "complex", Fresnel even accounted for the different phase shifts of the "s" and "p" components due to total internal reflection.
This success inspired James MacCullagh and Augustin-Louis Cauchy, beginning in 1836, to analyze reflection from metals by using the Fresnel equations with a complex refractive index. The same technique is applicable to non-metallic opaque media. With these generalizations, the Fresnel equations can predict the appearance of a wide variety of objects under illumination—for example, in computer graphics .
Circular and elliptical polarization, optical rotation (1822).
In a memoir dated 9 December 1822, Fresnel coined the terms "linear polarization" (French: "polarisation rectiligne") for the simple case in which the perpendicular components of vibration are in phase or 180° out of phase, "circular polarization" for the case in which they are of equal magnitude and a quarter-cycle (±90°) out of phase, and "elliptical polarization" for other cases in which the two components have a fixed amplitude ratio and a fixed phase difference. He then explained how optical rotation could be understood as a species of birefringence. Linearly-polarized light could be resolved into two circularly-polarized components rotating in opposite directions. If these components propagated at slightly different speeds, the phase difference between them—and therefore the direction of their linearly-polarized resultant—would vary continuously with distance.
These concepts called for a redefinition of the distinction between polarized and unpolarized light. Before Fresnel, it was thought that polarization could vary in direction, and in degree (e.g., due to variation in the angle of reflection off a transparent body), and that it could be a function of color (chromatic polarization), but not that it could vary in "kind". Hence it was thought that the degree of polarization was the degree to which the light could be suppressed by an analyzer with the appropriate orientation. Light that had been converted from linear to elliptical or circular polarization (e.g., by passage through a crystal lamina, or by total internal reflection) was described as partly or fully "depolarized" because of its behavior in an analyzer. "After" Fresnel, the defining feature of polarized light was that the perpendicular components of vibration had a fixed ratio of amplitudes and a fixed difference in phase. By that definition, elliptically or circularly polarized light is "fully" polarized although it cannot be fully suppressed by an analyzer alone. The conceptual gap between the wave theory and selectionism had widened again.
Total internal reflection (1817–23).
By 1817 it had been discovered by Brewster, but not adequately reported, that plane-polarized light was partly depolarized by total internal reflection if initially polarized at an acute angle to the plane of incidence. Fresnel rediscovered this effect and investigated it by including total internal reflection in a chromatic-polarization experiment. With the aid of his "first" theory of chromatic polarization, he found that the apparently depolarized light was a mixture of components polarized parallel and perpendicular to the plane of incidence, and that the total reflection introduced a phase difference between them. Choosing an appropriate angle of incidence (not yet exactly specified) gave a phase difference of 1/8 of a cycle (45°). Two such reflections from the "parallel faces" of "two coupled prisms" gave a phase difference of 1/4 of a cycle (90°). These findings were contained in a memoir submitted to the Académie on 10 November 1817 and read a fortnight later. An undated marginal note indicates that the two coupled prisms were later replaced by a single "parallelepiped in glass"—now known as a "Fresnel rhomb".
This was the memoir whose "supplement", dated January 1818, contained the method of superposing sinusoidal functions and the restatement of Malus's law in terms of amplitudes. In the same supplement, Fresnel reported his discovery that optical rotation could be emulated by passing the polarized light through a Fresnel rhomb (still in the form of "coupled prisms"), followed by an ordinary birefringent lamina sliced parallel to its axis, with the axis at 45° to the plane of reflection of the Fresnel rhomb, followed by a second Fresnel rhomb at 90° to the first. In a further memoir read on 30 March, Fresnel reported that if polarized light was fully "depolarized" by a Fresnel rhomb—now described as a parallelepiped—its properties were not further modified by a subsequent passage through an optically rotating medium or device.
The connection between optical rotation and birefringence was further explained in 1822, in the memoir on elliptical and circular polarization. This was followed by the memoir on reflection, read in January 1823, in which Fresnel quantified the phase shifts in total internal reflection, and thence calculated the precise angle at which a Fresnel rhomb should be cut in order to convert linear polarization to circular polarization. For a refractive index of 1.51, there were two solutions: about 48.6° and 54.6°.
Double refraction.
Background: Uniaxial and biaxial crystals; Biot's laws.
When light passes through a slice of calcite cut perpendicular to its optic axis, the difference between the propagation times of the ordinary and extraordinary waves has a second-order dependence on the angle of incidence. If the slice is observed in a highly convergent cone of light, that dependence becomes significant, so that a chromatic-polarization experiment will show a pattern of concentric rings. But most minerals, when observed in this manner, show a more complicated pattern of rings involving two foci and a lemniscate curve, as if they had "two" optic axes. The two classes of minerals naturally become known as "uniaxal" and "biaxal"—or, in later literature, "uniaxial" and "biaxial".
In 1813, Brewster observed the simple concentric pattern in "beryl, emerald, ruby &c." The same pattern was later observed in calcite by Wollaston, Biot, and Seebeck. Biot, assuming that the concentric pattern was the general case, tried to calculate the colors with his theory of chromatic polarization, and succeeded better for some minerals than for others. In 1818, Brewster belatedly explained why: seven of the twelve minerals employed by Biot had the lemniscate pattern, which Brewster had observed as early as 1812; and the minerals with the more complicated rings also had a more complicated law of refraction.
In a uniform crystal, according to Huygens's theory, the secondary wavefront that expands from the origin in unit time is the "ray-velocity surface"—that is, the surface whose "distance" from the origin in any direction is the ray velocity in that direction. In calcite, this surface is two-sheeted, consisting of a sphere (for the ordinary wave) and an oblate spheroid (for the extraordinary wave) touching each other at opposite points of a common axis—touching at the north and south poles, if we may use a geographic analogy. But according to Malus's "corpuscular" theory of double refraction, the ray velocity was proportional to the reciprocal of that given by Huygens's theory, in which case the velocity law was of the form
where formula_28 and formula_29 were the ordinary and extraordinary ray velocities "according to the corpuscular theory", and formula_30 was the angle between the ray and the optic axis. By Malus's definition, the plane of polarization of a ray was the plane of the ray and the optic axis if the ray was ordinary, or the perpendicular plane (containing the ray) if the ray was extraordinary. In Fresnel's model, the direction of vibration was normal to the plane of polarization. Hence, for the sphere (the ordinary wave), the vibration was along the lines of latitude (continuing the geographic analogy); and for the spheroid (the extraordinary wave), the vibration was along the lines of longitude.
On 29 March 1819, Biot presented a memoir in which he proposed simple generalizations of Malus's rules for a crystal with "two" axes, and reported that both generalizations seemed to be confirmed by experiment. For the velocity law, the squared sine was replaced by the "product" of the sines of the angles from the ray to the two axes ("Biot's sine law"). And for the polarization of the ordinary ray, the plane of the ray and the axis was replaced by the plane bisecting the dihedral angle between the two planes each of which contained the ray and one axis ("Biot's dihedral law"). Biot's laws meant that a biaxial crystal with axes at a small angle, cleaved in the plane of those axes, behaved nearly like a uniaxial crystal at near-normal incidence; this was fortunate because gypsum, which had been used in chromatic-polarization experiments, is biaxial.
First memoir and supplements (1821–22).
Until Fresnel turned his attention to biaxial birefringence, it was assumed that one of the two refractions was ordinary, even in biaxial crystals. But, in a memoir submitted on 19 November 1821, Fresnel reported two experiments on topaz showing that "neither refraction" was ordinary in the sense of satisfying Snell's law; that is, neither ray was the product of spherical secondary waves.
The same memoir contained Fresnel's first attempt at the biaxial velocity law. For calcite, if we interchange the equatorial and polar radii of Huygens's oblate spheroid while preserving the polar direction, we obtain a "prolate" spheroid touching the sphere at the equator. A plane through the center/origin cuts this prolate spheroid in an ellipse whose major and minor semi-axes give the magnitudes of the extraordinary and ordinary ray velocities in the direction normal to the plane, and (said Fresnel) the directions of their respective vibrations. The direction of the optic axis is the normal to the plane for which the ellipse of intersection reduces to a "circle". So, for the biaxial case, Fresnel simply replaced the prolate spheroid with a triaxial ellipsoid, which was to be sectioned by a plane in the same way. In general there would be "two" planes passing through the center of the ellipsoid and cutting it in a circle, and the normals to these planes would give "two" optic axes. From the geometry, Fresnel deduced Biot's sine law (with the ray velocities replaced by their reciprocals).
The ellipsoid indeed gave the correct ray velocities (although the initial experimental verification was only approximate). But it did not give the correct directions of vibration, for the biaxial case or even for the uniaxial case, because the vibrations in Fresnel's model were tangential to the wavefront—which, for an extraordinary ray, is "not" generally normal to the ray. This error (which is small if, as in most cases, the birefringence is weak) was corrected in an "extract" that Fresnel read to the Académie a week later, on 26 November. Starting with Huygens's spheroid, Fresnel obtained a 4th-degree surface which, when sectioned by a plane as above, would yield the "wave-normal velocities" for a wavefront in that plane, together with their vibration directions. For the biaxial case, he generalized the equation to obtain a surface with three unequal principal dimensions; this he subsequently called the "surface of elasticity". But he retained the earlier ellipsoid as an approximation, from which he deduced Biot's dihedral law.
Fresnel's initial derivation of the surface of elasticity had been purely geometric, and not deductively rigorous. His first attempt at a "mechanical" derivation, contained in a "supplement" dated 13 January 1822, assumed that (i) there were three mutually perpendicular directions in which a displacement produced a reaction in the same direction, (ii) the reaction was otherwise a linear function of the displacement, and (iii) the radius of the surface in any direction was the square root of the component, "in that direction", of the reaction to a unit displacement in that direction. The last assumption recognized the requirement that if a wave was to maintain a fixed direction of propagation and a fixed direction of vibration, the reaction must not be outside the plane of those two directions.
In the same supplement, Fresnel considered how he might find, for the biaxial case, the secondary wavefront that expands from the origin in unit time—that is, the surface that reduces to Huygens's sphere and spheroid in the uniaxial case. He noted that this "wave surface" ("surface de l'onde") is tangential to all possible plane wavefronts that could have crossed the origin one unit of time ago, and he listed the mathematical conditions that it must satisfy. But he doubted the feasibility of deriving the surface "from" those conditions.
In a "second supplement", Fresnel eventually exploited two related facts: (i) the "wave surface" was also the ray-velocity surface, which could be obtained by sectioning the ellipsoid that he had initially mistaken for the surface of elasticity, and (ii) the "wave surface" intersected each plane of symmetry of the ellipsoid in two curves: a circle and an ellipse. Thus he found that the "wave surface" is described by the 4th-degree equation
where formula_32 and formula_33 are the propagation speeds in directions normal to the coordinate axes for vibrations along the axes (the ray and wave-normal speeds being the same in those special cases). Later commentators put the equation in the more compact and memorable form
Earlier in the "second supplement", Fresnel modeled the medium as an array of point-masses and found that the force-displacement relation was described by a symmetric matrix, confirming the existence of three mutually perpendicular axes on which the displacement produced a parallel force. Later in the document, he noted that in a biaxial crystal, unlike a uniaxial crystal, the directions in which there is only one wave-normal velocity are not the same as those in which there is only one ray velocity. Nowadays we refer to the former directions as the "optic" axes or "binormal" axes, and the latter as the "ray" axes or "biradial" axes .
Fresnel's "second supplement" was signed on 31 March 1822 and submitted the next day—less than a year after the publication of his pure-transverse-wave hypothesis, and just less than a year after the demonstration of his prototype eight-panel lighthouse lens .
Second memoir (1822–26).
Having presented the pieces of his theory in roughly the order of discovery, Fresnel needed to rearrange the material so as to emphasize the mechanical foundations; and he still needed a rigorous treatment of Biot's dihedral law. He attended to these matters in his "second memoir" on double refraction, published in the "Recueils" of the Académie des Sciences for 1824; this was not actually printed until late 1827, a few months after his death. In this work, having established the three perpendicular axes on which a displacement produces a parallel reaction, and thence constructed the surface of elasticity, he showed that Biot's dihedral law is exact provided that the binormals are taken as the optic axes, and the wave-normal direction as the direction of propagation.
As early as 1822, Fresnel discussed his perpendicular axes with Cauchy. Acknowledging Fresnel's influence, Cauchy went on to develop the first rigorous theory of elasticity of non-isotropic solids (1827), hence the first rigorous theory of transverse waves therein (1830)—which he promptly tried to apply to optics. The ensuing difficulties drove a long competitive effort to find an accurate mechanical model of the aether. Fresnel's own model was not dynamically rigorous; for example, it deduced the reaction to a shear strain by considering the displacement of one particle while all others were fixed, and it assumed that the stiffness determined the wave velocity as in a stretched string, whatever the direction of the wave-normal. But it was enough to enable the wave theory to do what selectionist theory could not: generate testable formulae covering a comprehensive range of optical phenomena, from "mechanical" assumptions.
Photoelasticity, multiple-prism experiments (1822).
In 1815, Brewster reported that colors appear when a slice of isotropic material, placed between crossed polarizers, is mechanically stressed. Brewster himself immediately and correctly attributed this phenomenon to stress-induced birefringence—now known as "photoelasticity".
In a memoir read in September 1822, Fresnel announced that he had verified Brewster's diagnosis more directly, by compressing a combination of glass prisms so severely that one could actually see a double image through it. In his experiment, Fresnel lined up seven 45°–90°–45° prisms, short side to short side, with their 90° angles pointing in alternating directions. Two half-prisms were added at the ends to make the whole assembly rectangular. The prisms were separated by thin films of turpentine ("térébenthine") to suppress internal reflections, allowing a clear line of sight along the row. When the four prisms with similar orientations were compressed in a vise across the line of sight, an object viewed through the assembly produced two images with perpendicular polarizations, with an apparent spacing of 1.5mm at one metre.
At the end of that memoir, Fresnel predicted that if the compressed prisms were replaced by (unstressed) monocrystalline quartz prisms with matching directions of optical rotation, and with their optic axes aligned along the row, an object seen by looking along the common optic axis would give two images, which would seem unpolarized when viewed through an analyzer but, when viewed through a Fresnel rhomb, would be polarized at ±45° to the plane of reflection of the rhomb (indicating that they were initially circularly polarized in opposite directions). This would show directly that optical rotation is a form of birefringence. In the memoir of December 1822, in which he introduced the term "circular polarization", he reported that he had confirmed this prediction using only one 14°–152°–14° prism and two glass half-prisms. But he obtained a wider separation of the images by replacing the glass half-prism with quartz half-prisms whose rotation was opposite to that of the 14°–152°–14° prism. He added in passing that one could further increase the separation by increasing the number of prisms.
Reception.
For the supplement to Riffault's translation of Thomson's "System of Chemistry", Fresnel was chosen to contribute the article on light. The resulting 137-page essay, titled "De la Lumière" ("On Light"), was apparently finished in June 1821 and published by February 1822. With sections covering the nature of light, diffraction, thin-film interference, reflection and refraction, double refraction and polarization, chromatic polarization, and modification of polarization by reflection, it made a comprehensive case for the wave theory to a readership that was not restricted to physicists.
To examine Fresnel's first memoir and supplements on double refraction, the Académie des Sciences appointed Ampère, Arago, Fourier, and Poisson. Their report, of which Arago was clearly the main author, was delivered at the meeting of 19 August 1822. Then, in the words of Émile Verdet, as translated by Ivor Grattan-Guinness:
Whether Laplace was announcing his conversion to the wave theory—at the age of 73—is uncertain. Grattan-Guinness entertained the idea. Buchwald, noting that Arago failed to explain that the "ellipsoid of elasticity" did not give the correct planes of polarization, suggests that Laplace may have merely regarded Fresnel's theory as a successful generalization of Malus's ray-velocity law, embracing Biot's laws.
In the following year, Poisson, who did not sign Arago's report, disputed the possibility of transverse waves in the aether. Starting from assumed equations of motion of a fluid medium, he noted that they did not give the correct results for partial reflection and double refraction—as if that were Fresnel's problem rather than his own—and that the predicted waves, even if they were initially transverse, became more longitudinal as they propagated. In reply Fresnel noted, "inter alia", that the equations in which Poisson put so much faith did not even predict viscosity. The implication was clear: given that the behavior of light had not been satisfactorily explained except by transverse waves, it was not the responsibility of the wave-theorists to abandon transverse waves in deference to pre-conceived notions about the aether; rather, it was the responsibility of the aether modelers to produce a model that accommodated transverse waves. According to Robert H. Silliman, Poisson eventually accepted the wave theory shortly before his death in 1840.
Among the French, Poisson's reluctance was an exception. According to Eugene Frankel, "in Paris no debate on the issue seems to have taken place after 1825. Indeed, almost the entire generation of physicists and mathematicians who came to maturity in the 1820s—Pouillet, Savart, Lamé, Navier, Liouville, Cauchy—seem to have adopted the theory immediately." Fresnel's other prominent French opponent, Biot, appeared to take a neutral position in 1830, and eventually accepted the wave theory—possibly by 1846 and certainly by 1858.
In 1826, the British astronomer John Herschel, who was working on a book-length article on light for the "Encyclopædia Metropolitana", addressed three questions to Fresnel concerning double refraction, partial reflection, and their relation to polarization. The resulting article, titled simply "Light", was highly sympathetic to the wave theory, although not entirely free of selectionist language. It was circulating privately by 1828 and was published in 1830. Meanwhile, Young's translation of Fresnel's "De la Lumière" was published in installments from 1827 to 1829. George Biddell Airy, the former Lucasian Professor at Cambridge and future Astronomer Royal, unreservedly accepted the wave theory by 1831. In 1834, he famously calculated the diffraction pattern of a circular aperture from the wave theory, thereby explaining the limited angular resolution of a perfect telescope . By the end of the 1830s, the only prominent British physicist who held out against the wave theory was Brewster, whose objections included the difficulty of explaining photochemical effects and (in his opinion) dispersion.
A German translation of "De la Lumière" was published in installments in 1825 and 1828. The wave theory was adopted by Fraunhofer in the early 1820s and by Franz Ernst Neumann in the 1830s, and then began to find favor in German textbooks.
The economy of assumptions under the wave theory was emphasized by William Whewell in his "History of the Inductive Sciences", first published in 1837. In the corpuscular system, "every new class of facts requires a new supposition," whereas in the wave system, a hypothesis devised in order to explain one phenomenon is then found to explain or predict others. In the corpuscular system there is "no unexpected success, no happy coincidence, no convergence of principles from remote quarters"; but in the wave system, "all tends to unity and simplicity."
Hence, in 1850, when Foucault and Fizeau found by experiment that light travels more slowly in water than in air, in accordance with the wave explanation of refraction and contrary to the corpuscular explanation, the result came as no surprise.
Lighthouses and the Fresnel lens.
Fresnel was not the first person to focus a lighthouse beam using a lens. That distinction apparently belongs to the London glass-cutter Thomas Rogers, whose first lenses, 53cm in diameter and 14cm thick at the center, were installed at the Old Lower Lighthouse at Portland Bill in 1789. Further samples were installed in about half a dozen other locations by 1804. But much of the light was wasted by absorption in the glass.
Nor was Fresnel the first to suggest replacing a convex lens with a series of concentric annular prisms, to reduce weight and absorption. In 1748, Count Buffon proposed grinding such prisms as steps in a single piece of glass. In 1790, the Marquis de Condorcet suggested that it would be easier to make the annular sections separately and assemble them on a frame; but even that was impractical at the time. These designs were intended not for lighthouses, but for burning glasses. Brewster, however, proposed a system similar to Condorcet's in 1811, and by 1820 was advocating its use in British lighthouses.
Meanwhile, on 21 June 1819, Fresnel was "temporarily" seconded by the "Commission des Phares" (Commission of Lighthouses) on the recommendation of Arago (a member of the Commission since 1813), to review possible improvements in lighthouse illumination. The commission had been established by Napoleon in 1811 and placed under the Corps des Ponts—Fresnel's employer.
By the end of August 1819, unaware of the Buffon-Condorcet-Brewster proposal, Fresnel made his first presentation to the commission, recommending what he called "lentilles à échelons" (lenses by steps) to replace the reflectors then in use, which reflected only about half of the incident light. One of the assembled commissioners, Jacques Charles, recalled Buffon's suggestion, leaving Fresnel embarrassed for having again "broken through an open door". But, whereas Buffon's version was biconvex and in one piece, Fresnel's was plano-convex and made of multiple prisms for easier construction. With an official budget of 500 francs, Fresnel approached three manufacturers. The third, François Soleil, produced the prototype. Finished in March 1820, it had a square lens panel 55cm on a side, containing 97 polygonal (not annular) prisms—and so impressed the Commission that Fresnel was asked for a full eight-panel version. This model, completed a year later in spite of insufficient funding, had panels 76cm square. In a public spectacle on the evening of 13 April 1821, it was demonstrated by comparison with the most recent reflectors, which it suddenly rendered obsolete.
Fresnel's next lens was a rotating apparatus with eight "bull's-eye" panels, made in annular arcs by Saint-Gobain, giving eight rotating beams—to be seen by mariners as a periodic flash. Above and behind each main panel was a smaller, sloping bull's-eye panel of trapezoidal outline with trapezoidal elements. This refracted the light to a sloping plane mirror, which then reflected it horizontally, 7 degrees ahead of the main beam, increasing the duration of the flash. Below the main panels were 128 small mirrors arranged in four rings, stacked like the slats of a louver or Venetian blind. Each ring, shaped as a frustum of a cone, reflected the light to the horizon, giving a fainter steady light between the flashes. The official test, conducted on the unfinished "Arc de Triomphe" on 20 August 1822, was witnessed by the commission—and by Louis and his entourage—from 32km away. The apparatus was stored at Bordeaux for the winter, and then reassembled at Cordouan Lighthouse under Fresnel's supervision. On 25 July 1823, the world's first lighthouse Fresnel lens was lit. Soon afterwards, Fresnel started coughing up blood.
In May 1824, Fresnel was promoted to secretary of the "Commission des Phares", becoming the first member of that body to draw a salary, albeit in the concurrent role of Engineer-in-Chief. He was also an examiner (not a teacher) at the École Polytechnique since 1821; but poor health, long hours during the examination season, and anxiety about judging others induced him to resign that post in late 1824, to save his energy for his lighthouse work.
In the same year he designed the first "fixed" lens—for spreading light evenly around the horizon while minimizing waste above or below. Ideally the curved refracting surfaces would be segments of toroids about a common vertical axis, so that the dioptric panel would look like a cylindrical drum. If this was supplemented by reflecting (catoptric) rings above and below the refracting (dioptric) parts, the entire apparatus would look like a beehive. The second Fresnel lens to enter service was indeed a fixed lens, of third order, installed at Dunkirk by 1 February 1825. However, due to the difficulty of fabricating large toroidal prisms, this apparatus had a 16-sided polygonal plan.
In 1825, Fresnel extended his fixed-lens design by adding a rotating array outside the fixed array. Each panel of the rotating array was to refract part of the fixed light from a horizontal fan into a narrow beam.
Also in 1825, Fresnel unveiled the "Carte des Phares" (Lighthouse Map), calling for a system of 51 lighthouses plus smaller harbor lights, in a hierarchy of lens sizes (called "orders", the first order being the largest), with different characteristics to facilitate recognition: a constant light (from a fixed lens), one flash per minute (from a rotating lens with eight panels), and two per minute (sixteen panels).
In late 1825, to reduce the loss of light in the reflecting elements, Fresnel proposed to replace each mirror with a catadioptric prism, through which the light would travel by refraction through the first surface, then total internal reflection off the second surface, then refraction through the third surface. The result was the lighthouse lens as we now know it. In 1826 he assembled a small model for use on the Canal Saint-Martin, but he did not live to see a full-sized version.
The first fixed lens with toroidal prisms was a first-order apparatus designed by the Scottish engineer Alan Stevenson under the guidance of Léonor Fresnel, and fabricated by Isaac Cookson & Co. from French glass; it entered service at the Isle of May in 1836. The first large catadioptric lenses were fixed third-order lenses made in 1842 for the lighthouses at Gravelines and Île Vierge. The first fully catadioptric "first-order" lens, installed at Ailly in 1852, gave eight rotating beams assisted by eight catadioptric panels at the top (to lengthen the flashes), plus a fixed light from below. The first fully catadioptric lens with "purely revolving" beams—also of first order—was installed at Saint-Clément-des-Baleines in 1854, and marked the completion of Augustin Fresnel's original "Carte des Phares".
Production of one-piece stepped dioptric lenses—roughly as envisaged by Buffon—became practical in 1852, when John L. Gilliland of the Brooklyn Flint-Glass Company patented a method of making such lenses from press-molded glass. By the 1950s, the substitution of plastic for glass made it economic to use fine-stepped Fresnel lenses as condensers in overhead projectors. Still finer steps can be found in low-cost plastic "sheet" magnifiers.
Honors.
Fresnel was elected to the "Société Philomathique de Paris" in April 1819, and in 1822 became one of the editors of the Société's "Bulletin des Sciences". As early as May 1817, at Arago's suggestion, Fresnel applied for membership of the Académie des Sciences, but received only one vote. The successful candidate on that occasion was Joseph Fourier. In November 1822, Fourier's elevation to Permanent Secretary of the Académie created a vacancy in the physics section, which was filled in February 1823 by Pierre Louis Dulong, with 36 votes to Fresnel's 20. But in May 1823, after another vacancy was left by the death of Jacques Charles, Fresnel's election was unanimous. In 1824, Fresnel was made a "chevalier de la Légion d'honneur" (Knight of the Legion of Honour).
Meanwhile, in Britain, the wave theory was yet to take hold; Fresnel wrote to Thomas Young in November 1824, saying in part:
But "the praise of English scholars" soon followed. On 9 June 1825, Fresnel was made a Foreign Member of the Royal Society of London. In 1827 he was awarded the society's Rumford Medal for the year 1824, "For his Development of the Undulatory Theory as applied to the Phenomena of Polarized Light, and for his various important discoveries in Physical Optics."
A monument to Fresnel at his birthplace was dedicated on 14 September 1884 with a speech by , Permanent Secretary of the Académie des Sciences. "" is among the 72 names embossed on the Eiffel Tower (on the south-east side, fourth from the left). In the 19th century, as every lighthouse in France acquired a Fresnel lens, every one acquired a bust of Fresnel, seemingly watching over the coastline that he had made safer. The lunar features "Promontorium Fresnel" and "Rimae Fresnel" were later named after him.
Decline and death.
Fresnel's health, which had always been poor, deteriorated in the winter of 1822–1823, increasing the urgency of his original research, and (in part) preventing him from contributing an article on polarization and double refraction for the "Encyclopædia Britannica". The memoirs on circular and elliptical polarization and optical rotation, and on the detailed derivation of the Fresnel equations and their application to total internal reflection, date from this period. In the spring he recovered enough, in his own view, to supervise the lens installation at Cordouan. Soon afterwards, it became clear that his condition was tuberculosis.
In 1824, he was advised that if he wanted to live longer, he needed to scale back his activities. Perceiving his lighthouse work to be his most important duty, he resigned as an examiner at the École Polytechnique, and closed his scientific notebooks. His last note to the Académie, read on 13 June 1825, described the first radiometer and attributed the observed repulsive force to a temperature difference. Although his fundamental research ceased, his advocacy did not; as late as August or September 1826, he found the time to answer Herschel's queries on the wave theory. It was Herschel who recommended Fresnel for the Royal Society's Rumford Medal.
Fresnel's cough worsened in the winter of 1826–1827, leaving him too ill to return to Mathieu in the spring. The Académie meeting of 30 April 1827 was the last that he attended. In early June he was carried to Ville-d'Avray, west of Paris. There his mother joined him. On 6 July, Arago arrived to deliver the Rumford Medal. Sensing Arago's distress, Fresnel whispered that "the most beautiful crown means little, when it is laid on the grave of a friend." Fresnel did not have the strength to reply to the Royal Society. He died eight days later, on Bastille Day.
He is buried at Père Lachaise Cemetery, Paris. The is partly eroded away; the legible part says, when translated, "To the memory of Augustin Jean Fresnel, member of the Institute of France".
Posthumous publications.
Fresnel's "second memoir" on double refraction was not printed until late 1827, a few months after his death. Until then, the best published source on his work on double refraction was an extract of that memoir, printed in 1822. His final treatment of partial reflection and total internal reflection, read to the Académie in January 1823, was thought to be lost until it was rediscovered among the papers of the deceased Joseph Fourier (1768–1830), and was printed in 1831. Until then, it was known chiefly through an extract printed in 1823 and 1825. The memoir introducing the parallelepiped form of the Fresnel rhomb, read in March 1818, was mislaid until 1846, and then attracted such interest that it was soon republished in English. Most of Fresnel's writings on polarized light before 1821—including his first theory of chromatic polarization (submitted 7 October 1816) and the crucial "supplement" of January 1818—were not published in full until his "Oeuvres complètes" ("complete works") began to appear in 1866. The "supplement" of July 1816, proposing the "efficacious ray" and reporting the famous double-mirror experiment, met the same fate, as did the "first memoir" on double refraction.
Publication of Fresnel's collected works was itself delayed by the deaths of successive editors. The task was initially entrusted to Félix Savary, who died in 1841. It was restarted twenty years later by the Ministry of Public Instruction. Of the three editors eventually named in the "Oeuvres", Sénarmont died in 1862, Verdet in 1866, and Léonor Fresnel in 1869, by which time only two of the three volumes had appeared. At the beginning of vol. 3 (1870), the completion of the project is described in a long footnote by "J. Lissajous."
Not included in the "Oeuvres" are two short notes by Fresnel on magnetism, which were discovered among Ampère's manuscripts. In response to Ørsted's discovery of electromagnetism in 1820, Ampère initially supposed that the field of a permanent magnet was due to a macroscopic circulating current. Fresnel suggested instead that there was a "microscopic" current circulating around each particle of the magnet. In his first note, he argued that microscopic currents, unlike macroscopic currents, would explain why a hollow cylindrical magnet does not lose its magnetism when cut longitudinally. In his second note, dated 5 July 1821, he further argued that a macroscopic current had the counterfactual implication that a permanent magnet should be hot, whereas microscopic currents circulating around the molecules might avoid the heating mechanism. He was not to know that the fundamental units of permanent magnetism are even smaller than molecules . The two notes, together with Ampère's acknowledgment, were eventually published in 1885.
Lost works.
Fresnel's essay "Rêveries" of 1814 has not survived. While its content would have been interesting to historians, its quality may perhaps be gauged from the fact that Fresnel himself never referred to it in his maturity.
More disturbing is the fate of the late article "Sur les Différents Systèmes relatifs à la Théorie de la Lumière" ("On the Different Systems relating to the Theory of Light"), which Fresnel wrote for the newly launched English journal "European Review". This work seems to have been similar in scope to the essay "De la Lumière" of 1821/22, except that Fresnel's views on double refraction, circular and elliptical polarization, optical rotation, and total internal reflection had developed since then. The manuscript was received by the publisher's agent in Paris in early September 1824, and promptly forwarded to London. But the journal failed before Fresnel's contribution could be published. Fresnel tried unsuccessfully to recover the manuscript. The editors of his collected works were also unable to find it, and admitted that it was probably lost.
Unfinished business.
Aether drag and aether density.
In 1810, Arago found experimentally that the degree of refraction of starlight does not depend on the direction of the earth's motion relative to the line of sight. In 1818, Fresnel showed that this result could be explained by the wave theory, on the hypothesis that if an object with refractive index formula_35 moved at velocity formula_36 relative to the external aether (taken as stationary), then the velocity of light inside the object gained the additional component formula_37. He supported that hypothesis by supposing that if the density of the external aether was taken as unity, the density of the internal aether was formula_38, of which the excess, namely formula_39, was dragged along at velocity formula_36, whence the "average" velocity of the internal aether was formula_37. The factor in parentheses, which Fresnel originally expressed in terms of wavelengths, became known as the "Fresnel drag coefficient".
In his analysis of double refraction, Fresnel supposed that the different refractive indices in different directions within the "same medium" were due to a directional variation in elasticity, not density (because the concept of mass per unit volume is not directional). But in his treatment of partial reflection, he supposed that the different refractive indices of "different media" were due to different aether densities, not different elasticities. The latter decision, although puzzling in the context of double refraction, was consistent with the earlier treatment of aether drag.
In 1846, George Gabriel Stokes pointed out that there was no need to divide the aether inside a moving object into two portions; all of it could be considered as moving at a common velocity. Then, if the aether was conserved while its density changed in proportion to formula_38, the resulting velocity of the aether inside the object was equal to Fresnel's additional velocity component.
Dispersion.
The analogy between light waves and transverse waves in elastic solids does not predict "dispersion"—that is, the frequency-dependence of the speed of propagation, which enables prisms to produce spectra and causes lenses to suffer from chromatic aberration. Fresnel, in "De la Lumière" and in the second supplement to his first memoir on double refraction, suggested that dispersion could be accounted for if the particles of the medium exerted forces on each other over distances that were significant fractions of a wavelength. Later, more than once, Fresnel referred to the demonstration of this result as being contained in a note appended to his "second memoir" on double refraction. No such note appeared in print, and the relevant manuscripts found after his death showed only that, around 1824, he was comparing refractive indices (measured by Fraunhofer) with a theoretical formula, the meaning of which was not fully explained.
In the 1830s, Fresnel's suggestion was taken up by Cauchy, Baden Powell, and Philip Kelland, and it was found to be tolerably consistent with the variation of refractive indices with wavelength over the visible spectrum for a variety of transparent media . These investigations were enough to show that the wave theory was at least compatible with dispersion; if the model of dispersion was to be accurate over a wider range of frequencies, it needed to be modified so as to take account of resonances within the medium .
Conical refraction.
The analytical complexity of Fresnel's derivation of the ray-velocity surface was an implicit challenge to find a shorter path to the result. This was answered by MacCullagh in 1830, and by William Rowan Hamilton in 1832.
Hamilton went further, establishing two properties of the surface that Fresnel, in the short time given to him, had overlooked: (i) at each of the four points where the inner and outer sheets of the surface make contact, the surface has a tangent cone (tangential to both sheets), hence a cone of normals, indicating that a cone of wave-normal directions corresponds to a single ray-velocity vector; and (ii) around each of these points, the outer sheet has a circle of contact with a tangent plane, indicating that a cone of ray directions corresponds to a single wave-normal velocity vector. As Hamilton noted, these properties respectively imply that (i) a narrow beam propagating inside the crystal in the direction of the single ray velocity will, on exiting the crystal through a flat surface, break into a hollow cone ("external conical refraction"), and (ii) a narrow beam striking a flat surface of the crystal in the appropriate direction (corresponding to that of the single internal wave-normal velocity) will, on entering the crystal, break into a hollow cone ("internal conical refraction").
Thus a new pair of phenomena, "qualitatively" different from anything previously observed or suspected, had been predicted by mathematics as consequences of Fresnel's theory. The prompt experimental confirmation of those predictions by Humphrey Lloyd brought Hamilton a prize that had never come to Fresnel: immediate fame.
Legacy.
Within a century of Fresnel's initial stepped-lens proposal, more than 10,000 lights with Fresnel lenses were protecting lives and property around the world. Concerning the other benefits, the science historian Theresa H. Levitt has remarked:
In the history of physical optics, Fresnel's successful revival of the wave theory nominates him as the pivotal figure between Newton, who held that light consisted of corpuscles, and James Clerk Maxwell, who established that light waves are electromagnetic. Whereas Albert Einstein described Maxwell's work as "the most profound and the most fruitful that physics has experienced since the time of Newton," commentators of the era between Fresnel and Maxwell made similarly strong statements about Fresnel:
What Whewell called the "true theory" has since undergone two major revisions. The first, by Maxwell, specified the physical fields whose variations constitute the waves of light. Without the benefit of this knowledge, Fresnel managed to construct the world's first coherent theory of light, showing in retrospect that his methods are applicable to multiple types of waves. The second revision, initiated by Einstein's explanation of the photoelectric effect, supposed that the energy of light waves was divided into quanta, which were eventually identified with particles called photons. But photons did not exactly correspond to Newton's corpuscles; for example, Newton's explanation of ordinary refraction required the corpuscles to travel faster in media of higher refractive index, which photons do not. Neither did photons displace waves; rather, they led to the paradox of wave–particle duality. Moreover, the phenomena studied by Fresnel, which included nearly all the optical phenomena known at his time, are still most easily explained in terms of the "wave" nature of light. So it was that, as late as 1927, the astronomer Eugène Michel Antoniadi declared Fresnel to be "the dominant figure in optics."
Further reading.
Some English translations of works by Fresnel are included in the above Bibliography. For a more comprehensive list, see "External links" below.
The most detailed secondary source on Fresnel in English is apparently Buchwald 1989 —in which Fresnel, although not named in the title, is clearly the central character.
On lighthouse lenses, this article heavily cites Levitt 2013, Elton 2009, and Thomas Tag at the U.S. Lighthouse Society (see "External links" below). All three authors deal not only with Fresnel's contributions but also with later innovations that are not mentioned here (see "Fresnel lens: History").
By comparison with the volume and impact of his scientific and technical writings, biographical information on Fresnel is remarkably scarce. There is no book-length critical biography of him, and anyone who proposes to write one must confront the fact that the letters published in his "Oeuvres complètes"—contrary to the title—are heavily redacted. In the words of Robert H. Silliman (1967, p. 6n): "By an unhappy judgment of the editors, dictated in part, one suspects, by political expediency, the letters appear in fragmentary form, preserving almost nothing beyond the technical discussions of Fresnel and his correspondents." It is not clear from the secondary sources whether the manuscripts of those letters are still extant (cf. Grattan-Guinness, 1990, p.854n).
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1143 | Abbot | Abbot is an ecclesiastical title given to the male head of a monastery in various Western religious traditions, including Christianity. The office may also be given as an honorary title to a clergyman who is not the head of a monastery. The female equivalent is abbess.
Origins.
The title had its origin in the monasteries of Egypt and Syria, spread through the eastern Mediterranean, and soon became accepted generally in all languages as the designation of the head of a monastery. The word is derived from the Aramaic ' meaning "father" or ', meaning "my father" (it still has this meaning in contemporary Hebrew: אבא and Aramaic: ܐܒܐ) In the Septuagint, it was written as "abbas". At first it was employed as a respectful title for any monk, but it was soon restricted by canon law to certain priestly superiors. At times it was applied to various priests, e.g. at the court of the Frankish monarchy the ' ("of the palace"') and ' ("of the camp") were chaplains to the Merovingian and Carolingian sovereigns’ court and army respectively. The title of abbot came into fairly general use in western monastic orders whose members include priests.
Monastic history.
An abbot (from , ', from ("father"), from (), from '/' (, "father"); compare '; "") is the head and chief governor of a community of monks, called also in the East "hegumen" or "archimandrite". The English version for a female monastic head is abbess.
Early history.
In Egypt, the first home of monasticism, the jurisdiction of the abbot, or archimandrite, was but loosely defined. Sometimes he ruled over only one community, sometimes over several, each of which had its own abbot as well. Saint John Cassian speaks of an abbot of the Thebaid who had 500 monks under him. By the Rule of St Benedict, which, until the Cluniac reforms, was the norm in the West, the abbot has jurisdiction over only one community. The rule, as was inevitable, was subject to frequent violations; but it was not until the foundation of the Cluniac Order that the idea of a supreme abbot, exercising jurisdiction over all the houses of an order, was definitely recognised.
Monks, as a rule, were laymen, nor at the outset was the abbot any exception. For the reception of the sacraments, and for other religious offices, the abbot and his monks were commanded to attend the nearest church. This rule proved inconvenient when a monastery was situated in a desert or at a distance from a city, and necessity compelled the ordination of some monks. This innovation was not introduced without a struggle, ecclesiastical dignity being regarded as inconsistent with the higher spiritual life, but, before the close of the 5th century, at least in the East, abbots seem almost universally to have become deacons, if not priests. The change spread more slowly in the West, where the office of abbot was commonly filled by laymen till the end of the 7th century. The ecclesiastical leadership exercised by abbots despite their frequent lay status is proved by their attendance and votes at ecclesiastical councils. Thus at the first Council of Constantinople, AD 448, 23 archimandrites or abbots sign, with 30 bishops.
The second Council of Nicaea, AD 787, recognized the right of abbots to ordain their monks to the inferior orders below the diaconate, a power usually reserved to bishops.
Abbots used to be subject to episcopal jurisdiction, and continued generally so, in fact, in the West till the 11th century. The Code of Justinian (lib. i. tit. iii. de Ep. leg. xl.) expressly subordinates the abbot to episcopal oversight. The first case recorded of the partial exemption of an abbot from episcopal control is that of Faustus, abbot of Lerins, at the council of Arles, AD 456; but the exorbitant claims and exactions of bishops, to which this repugnance to episcopal control is to be traced, far more than to the arrogance of abbots, rendered it increasingly frequent, and, in the 6th century, the practice of exempting religious houses partly or altogether from episcopal control, and making them responsible to the pope alone, received an impulse from Pope Gregory the Great. These exceptions, introduced with a good object, had grown into a widespread evil by the 12th century, virtually creating an "imperium in imperio," and depriving the bishop of all authority over the chief centres of influence in his diocese.
Later Middle Ages.
In the 12th century, the abbots of Fulda claimed precedence of the archbishop of Cologne. Abbots more and more assumed almost episcopal state, and in defiance of the prohibition of early councils and the protests of St Bernard and others, adopted the episcopal insignia of mitre, ring, gloves and sandals.
It has been maintained that the right to wear mitres was sometimes granted by the popes to abbots before the 11th century, but the documents on which this claim is based are not genuine (J. Braun, "Liturgische Gewandung", p. 453). The first undoubted instance is the bull by which Alexander II in 1063 granted the use of the mitre to Egelsinus, abbot of the monastery of St Augustine at Canterbury. The mitred abbots in England were those of Abingdon, St Alban's, Bardney, Battle, Bury St Edmunds, St Augustine's Canterbury, Colchester, Croyland, Evesham, Glastonbury, Gloucester, St Benet's Hulme, Hyde, Malmesbury, Peterborough, Ramsey, Reading, Selby, Shrewsbury, Tavistock, Thorney, Westminster, Winchcombe, and St Mary's York. Of these the precedence was yielded to the abbot of Glastonbury, until in AD 1154 Adrian IV (Nicholas Breakspear) granted it to the abbot of St Alban's, in which monastery he had been brought up. Next after the abbot of St Alban's ranked the abbot of Westminster and then Ramsey. Elsewhere, the mitred abbots that sat in the Estates of Scotland were of Arbroath, Cambuskenneth, Coupar Angus, Dunfermline, Holyrood, Iona, Kelso, Kilwinning, Kinloss, Lindores, Paisley, Melrose, Scone, St Andrews Priory and Sweetheart. To distinguish abbots from bishops, it was ordained that their mitre should be made of less costly materials, and should not be ornamented with gold, a rule which was soon entirely disregarded, and that the crook of their pastoral staff (the crosier) should turn inwards instead of outwards, indicating that their jurisdiction was limited to their own house.
The adoption of certain episcopal insignia (pontificalia) by abbots was followed by an encroachment on episcopal functions, which had to be specially but ineffectually guarded against by the Lateran council, AD 1123. In the East abbots, if in priests' orders and with the consent of the bishop, were, as we have seen, permitted by the second Nicene council, AD 787, to confer the tonsure and admit to the order of reader; but gradually abbots, in the West also, advanced higher claims, until we find them in AD 1489 permitted by Innocent IV to confer both the subdiaconate and diaconate. Of course, they always and everywhere had the power of admitting their own monks and vesting them with the religious habit.
The power of the abbot was paternal but absolute, limited, however, by the canon law. One of the main goals of monasticism was the purgation of self and selfishness, and obedience was seen as a path to that perfection. It was sacred duty to execute the abbot's orders, and even to act without his orders was sometimes considered a transgression. Examples among the Egyptian monks of this submission to the commands of the superiors, exalted into a virtue by those who regarded the entire crushing of the individual will as a goal, are detailed by Cassian and others, e.g. a monk watering a dry stick, day after day, for months, or endeavoring to remove a huge rock immensely exceeding his powers.
Appointments.
When a vacancy occurred, the bishop of the diocese chose the abbot out of the monks of the monastery, but the right of election was transferred by jurisdiction to the monks themselves, reserving to the bishop the confirmation of the election and the benediction of the new abbot. In abbeys exempt from the archbishop's diocesan jurisdiction, the confirmation and benediction had to be conferred by the pope in person, the house being taxed with the expenses of the new abbot's journey to Rome. It was necessary that an abbot should be at least 30 years of age, of legitimate birth, a monk of the house for at least 10 years, unless it furnished no suitable candidate, when a liberty was allowed of electing from another monastery, well instructed himself, and able to instruct others, one also who had learned how to command by having practised obedience. In some exceptional cases an abbot was allowed to name his own successor. Cassian speaks of an abbot in Egypt doing this; and in later times we have another example in the case of St Bruno. Popes and sovereigns gradually encroached on the rights of the monks, until in Italy the pope had usurped the nomination of all abbots, and the king in France, with the exception of Cluny, Premontré and other houses, chiefs of their order. The election was for life, unless the abbot was canonically deprived by the chiefs of his order, or when he was directly subject to them, by the pope or the bishop, and also in England it was for a term of 8–12 years.
The ceremony of the formal admission of a Benedictine abbot in medieval times is thus prescribed by the consuetudinary of Abingdon. The newly elected abbot was to put off his shoes at the door of the church, and proceed barefoot to meet the members of the house advancing in a procession. After proceeding up the nave, he was to kneel and pray at the topmost step of the entrance of the choir, into which he was to be introduced by the bishop or his commissary, and placed in his stall. The monks, then kneeling, gave him the kiss of peace on the hand, and rising, on the mouth, the abbot holding his staff of office. He then put on his shoes in the vestry, and a chapter was held, and the bishop or his delegate preached a suitable sermon.
General information.
Before the late modern era, the abbot was treated with the utmost reverence by the brethren of his house. When he appeared either in church or chapter all present rose and bowed. His letters were received kneeling, as were those of the pope and the king. No monk might sit in his presence, or leave it without his permission, reflecting the hierarchical etiquette of families and society. The highest place was assigned to him, both in church and at table. In the East he was commanded to eat with the other monks. In the West the Rule of St Benedict appointed him a separate table, at which he might entertain guests and strangers. Because this permission opened the door to luxurious living, Synods of Aachen (816–819), decreed that the abbot should dine in the refectory, and be content with the ordinary fare of the monks, unless he had to entertain a guest. These ordinances proved, however, generally ineffectual to secure strictness of diet, and contemporaneous literature abounds with satirical remarks and complaints concerning the inordinate extravagance of the tables of the abbots. When the abbot condescended to dine in the refectory, his chaplains waited upon him with the dishes, a servant, if necessary, assisting them. When abbots dined in their own private hall, the Rule of St Benedict charged them to invite their monks to their table, provided there was room, on which occasions the guests were to abstain from quarrels, slanderous talk and idle gossiping.
The ordinary attire of the abbot was according to rule to be the same as that of the monks. But by the 10th century the rule was commonly set aside, and we find frequent complaints of abbots dressing in silk, and adopting sumptuous attire. Some even laid aside the monastic habit altogether, and assumed a secular dress. With the increase of wealth and power, abbots had lost much of their special religious character, and become great lords, chiefly distinguished from lay lords by celibacy. Thus we hear of abbots going out to hunt, with their men carrying bows and arrows; keeping horses, dogs and huntsmen; and special mention is made of an abbot of Leicester , c. 1360, who was the most skilled of all the nobility in hare hunting. In magnificence of equipage and retinue the abbots vied with the first nobles of the realm. They rode on mules with gilded bridles, rich saddles and housings, carrying hawks on their wrist, followed by an immense train of attendants. The bells of the churches were rung as they passed. They associated on equal terms with laymen of the highest distinction, and shared all their pleasures and pursuits. This rank and power was, however, often used most beneficially. For instance, we read of Richard Whiting, the last abbot of Glastonbury, judicially murdered by Henry VIII, that his house was a kind of well-ordered court, where as many as 300 sons of noblemen and gentlemen, who had been sent to him for virtuous education, had been brought up, besides others of a lesser rank, whom he fitted for the universities. His table, attendance and officers were an honour to the nation. He would entertain as many as 500 persons of rank at one time, besides relieving the poor of the vicinity twice a week. He had his country houses and fisheries, and when he travelled to attend parliament his retinue amounted to upwards of 100 persons. The abbots of Cluny and Vendôme were, by virtue of their office, cardinals of the Roman church.
In the process of time, the title abbot was extended to clerics who had no connection with the monastic system, as to the principal of a body of parochial clergy; and under the Carolingians to the chief chaplain of the king, ', or military chaplain of the emperor, ' It even came to be adopted by purely secular officials. Thus the chief magistrate of the republic at Genoa was called "".
Lay abbots (M. Lat. ', ', ', ', ' or ', ', or sometimes simply ') were the outcome of the growth of the feudal system from the 8th century onwards. The practice of commendation, by which—to meet a contemporary emergency—the revenues of the community were handed over to a lay lord, in return for his protection,
early suggested to the emperors and kings the expedient of rewarding their warriors with rich abbeys held "in commendam."
During the Carolingian epoch, the custom grew up of granting these as regular heritable fiefs or benefices, and by the 10th century, before the great Cluniac reform, the system was firmly established. Even the abbey of St Denis was held in commendam by Hugh Capet. The example of the kings was followed by the feudal nobles, sometimes by making a temporary concession permanent, sometimes without any form of commendation whatever. In England the abuse was rife in the 8th century, as may be gathered from the acts of the council of Cloveshoe. These lay abbacies were not merely a question of overlordship, but implied the concentration in lay hands of all the rights, immunities and jurisdiction of the foundations, i.e. the more or less complete secularization of spiritual institutions. The lay abbot took his recognized rank in the feudal hierarchy, and was free to dispose of his fief as in the case of any other. The enfeoffment of abbeys differed in form and degree. Sometimes the monks were directly subject to the lay abbot; sometimes he appointed a substitute to perform the spiritual functions, known usually as dean (), but also as abbot (', ', ").
When the great reform of the 11th century had put an end to the direct jurisdiction of the lay abbots, the honorary title of abbot continued to be held by certain of the great feudal families, as late as the 13th century and later, with the head of the community retaining the title of dean. The connection of the lesser lay abbots with the abbeys, especially in the south of France, lasted longer; and certain feudal families retained the title of () for centuries, together with certain rights over the abbey lands or revenues. The abuse was not confined to the West. John, patriarch of Antioch at the beginning of the 12th century, informs us that in his time most monasteries had been handed over to laymen, ", for life, or for part of their lives, by the emperors.
Giraldus Cambrensis reported ("Itinerary", ii.iv) the common customs of lay abbots in the late 12th-century Church of Wales:
In conventual cathedrals, where the bishop occupied the place of the abbot, the functions usually devolving on the superior of the monastery were performed by a prior.
Modern practices.
In the Roman Catholic Church, abbots continue to be elected by the monks of an abbey to lead them as their religious superior in those orders and monasteries that make use of the term (some orders of monks, as the Carthusians for instance, have no abbots, only priors). A monastery must have been granted the status of an abbey by the pope, and such monasteries are normally raised to this level after showing a degree of stability—a certain number of monks in vows, a certain number of years of establishment, a certain firmness to the foundation in economic, vocational and legal aspects. Prior to this, the monastery would be a mere priory, headed by a prior who acts as superior but without the same degree of legal authority that an abbot has.
The abbot is chosen by the monks from among the fully professed monks. Once chosen, he must request blessing: the blessing of an abbot is celebrated by the bishop in whose diocese the monastery is or, with his permission, another abbot or bishop. The ceremony of such a blessing is similar in some aspects to the consecration of a bishop, with the new abbot being presented with the mitre, the ring, and the crosier as symbols of office and receiving the laying on of hands and blessing from the celebrant. Though the ceremony installs the new abbot into a position of legal authority, it does not confer further sacramental authority- it is not a further degree of Holy Orders (although some abbots have been ordained to the episcopacy).
Once he has received this blessing, the abbot not only becomes father of his monks in a spiritual sense, but their major superior under canon law, and has the additional authority to confer the ministries of acolyte and lector (formerly, he could confer the minor orders, which are not sacraments, that these ministries have replaced). The abbey is a species of "exempt religious" in that it is, for the most part, answerable to the pope, or to the abbot primate, rather than to the local bishop.
The abbot wears the same habit as his fellow monks, though by tradition he adds to it a pectoral cross.
Territorial abbots follow all of the above, but in addition must receive a mandate of authority from the pope over the territory around the monastery for which they are responsible.
Abbatial hierarchy.
In some monastic families, there is a hierarchy of precedence or authority among abbots. In some cases, this is the result of an abbey being considered the "mother" of several "daughter" abbeys founded as dependent priories of the "mother". In other cases, abbeys have affiliated in networks known as "congregations". Some monastic families recognize one abbey as the motherhouse of the entire order.
Modern abbots not as superior.
The title abbé (French; Ital. "abate"), as commonly used in the Catholic Church on the European continent, is the equivalent of the English "Father" (parallel etymology), being loosely applied to all who have received the tonsure. This use of the title is said to have originated in the right conceded to the king of France, by the concordat between Pope Leo X and Francis I (1516), to appoint commendatory abbots (') to most of the abbeys in France. The expectation of obtaining these sinecures drew young men towards the church in considerable numbers, and the class of abbés so formed' they were sometimes called, and sometimes (ironically) "" ("abbés of holy hope; or in a jeu de mots, "of St. Hope")came to hold a recognized position. The connection many of them had with the church was of the slenderest kind, consisting mainly in adopting the title of abbé, after a remarkably moderate course of theological study, practising celibacy and wearing distinctive dress, a short dark-violet coat with narrow collar. Being men of presumed learning and undoubted leisure, many of the class found admission to the houses of the French nobility as tutors or advisers. Nearly every great family had its abbé. The class did not survive the Revolution; but the courtesy title of abbé, having long lost all connection in people's minds with any special ecclesiastical function, remained as a convenient general term applicable to any clergyman.
Eastern Christian.
In the Eastern Orthodox and Eastern Catholic Churches, the abbot is referred to as the "hegumen". The Superior of a monastery of nuns is called the "Hēguménē". The title of "archimandrite" (literally the head of the enclosure) used to mean something similar.
In the East, the principle set forth in the "Corpus Juris Civilis" still applies, whereby most abbots are immediately subject to the local bishop. Those monasteries which enjoy the status of being "stauropegic" will be subject only to a primate or his Synod of Bishops and not the local bishop.
Honorary and other uses of the title.
Although currently in the Western Church the title "abbot" is given only abbots of monasteries, the title archimandrite is given to "monastics" (i.e., celibate) priests in the East, even when not attached to a monastery, as an honor for service, similar to the title of monsignor in the Latin Church of the Catholic Church. In the Eastern Orthodox Church, only monastics are permitted to be elevated to the rank of archimandrite. Married priests are elevated to the parallel rank of Archpriest or Protopresbyter. Normally there are no celibate priests who are not monastics in the Orthodox Church, with the exception of married priests who have been widowed. Since the time of Catherine II the ranks of Abbot and Archimandrite have been given as honorary titles in the Russian Church, and may be given to any monastic, even if he does not in fact serve as the superior of a monastery. In Greek practice the title or function of Abbot corresponds to a person who serves as the head of a monastery, although the title of the Archimandrite may be given to any celibate priest who could serve as the head of a monastery.
In the German Evangelical Church, the German title of "Abt" (abbot) is sometimes bestowed, like the French "abbé", as an honorary distinction, and survives to designate the heads of some monasteries converted at the Reformation into collegiate foundations.
Of these the most noteworthy is Loccum Abbey in Hanover, founded as a Cistercian house in 1163 by Count Wilbrand of Hallermund, and reformed in 1593. The abbot of Loccum, who still carries a pastoral staff, takes precedence over all the clergy of Hanover, and was "ex officio" a member of the consistory of the kingdom. The governing body of the abbey consists of the abbot, prior and the "convent", or community, of "Stiftsherren" (canons).
In the Church of England, the Bishop of Norwich, by royal decree given by Henry VIII, also holds the honorary title of "Abbot of St. Benet." This title hails back to England's separation from the See of Rome, when King Henry, as supreme head of the newly independent church, took over all of the monasteries, mainly for their possessions, except for St. Benet, which he spared because the abbot and his monks possessed no wealth, and lived like simple beggars, deposing the incumbent Bishop of Norwich and seating the abbot in his place, thus the dual title still held to this day.
Additionally, at the enthronement of the Archbishop of Canterbury, there is a threefold enthronement, once in the throne the chancel as the diocesan bishop of Canterbury, once in the Chair of St. Augustine as the Primate of All England, and then once in the chapter-house as Titular Abbot of Canterbury.
There are several Benedictine abbeys throughout the Anglican Communion. Most of them have mitred abbots.
Abbots in art and literature.
"The Abbot" is one of the archetypes traditionally illustrated in scenes of "Danse Macabre".
The lives of numerous abbots make up a significant contribution to Christian hagiography, one of the most well-known being the "Life of St. Benedict of Nursia" by St. Gregory the Great.
During the years 1106–1107 AD, Daniel, a Russian Orthodox abbot, made a pilgrimage to the Holy Land and recorded his experiences. His diary was much-read throughout Russia, and at least seventy-five manuscript copies survive. Saint Joseph, Abbot of Volokolamsk, Russia (1439–1515), wrote a number of influential works against heresy, and about monastic and liturgical discipline, and Christian philanthropy.
In the "Tales of Redwall" series, the creatures of Redwall are led by an abbot or abbess. These "abbots" are appointed by the brothers and sisters of Redwall to serve as a superior and provide paternal care, much like real abbots.
"The Abbot" was a nickname of RZA from the Wu-Tang Clan.
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1144 | Ardipithecus | Ardipithecus is a genus of an extinct hominine that lived during the Late Miocene and Early Pliocene epochs in the Afar Depression, Ethiopia. Originally described as one of the earliest ancestors of humans after they diverged from the chimpanzees, the relation of this genus to human ancestors and whether it is a hominin is now a matter of debate. Two fossil species are described in the literature: "A. ramidus", which lived about 4.4 million years ago during the early Pliocene, and "A. kadabba", dated to approximately 5.6 million years ago (late Miocene). Initial behavioral analysis indicated that "Ardipithecus" could be very similar to chimpanzees, however more recent analysis based on canine size and lack of canine sexual dimorphism indicates that "Ardipithecus" was characterised by reduced aggression, and that they more closely resemble bonobos.
Some analyses describe "Australopithecus" as being sister to "Ardipithecus ramidus" specifically. This means that "Australopithecus" is distinctly closer related to "Ardipithecus ramidus" than "Ardipithecus kadabba". Cladistically, then, "Australopithecus" (and eventually "Homo sapiens") indeed emerged within the "Ardipithecus" lineage, and this lineage is not literally extinct.
"Ardipithecus ramidus".
"A. ramidus" was named in September 1994. The first fossil found was dated to 4.4 million years ago on the basis of its stratigraphic position between two volcanic strata: the basal Gaala Tuff Complex (G.A.T.C.) and the Daam Aatu Basaltic Tuff (D.A.B.T.). The name "Ardipithecus ramidus" stems mostly from the Afar language, in which "Ardi" means "ground/floor" and "ramid" means "root". The "pithecus" portion of the name is from the Greek word for "ape".
Like most hominids, but unlike all previously recognized hominins, it had a grasping hallux or big toe adapted for locomotion in the trees. It is not confirmed how many other features of its skeleton reflect adaptation to bipedalism on the ground as well. Like later hominins, "Ardipithecus" had reduced canine teeth and reduced canine sexual dimorphism.
In 1992–1993 a research team headed by Tim White discovered the first "A. ramidus" fossils—seventeen fragments including skull, mandible, teeth and arm bones—from the Afar Depression in the Middle Awash river valley of Ethiopia. More fragments were recovered in 1994, amounting to 45% of the total skeleton. This fossil was originally described as a species of "Australopithecus", but White and his colleagues later published a note in the same journal renaming the fossil under a new genus, "Ardipithecus". Between 1999 and 2003, a multidisciplinary team led by Sileshi Semaw discovered bones and teeth of nine "A. ramidus" individuals at As Duma in the Gona area of Ethiopia's Afar Region. The fossils were dated to between 4.35 and 4.45 million years old.
"Ardipithecus ramidus" had a small brain, measuring between 300 and 350 cm3. This is slightly smaller than a modern bonobo or female chimpanzee brain, but much smaller than the brain of australopithecines like Lucy (~400 to 550 cm3) and roughly 20% the size of the modern "Homo sapiens" brain. Like common chimpanzees, "A. ramidus" was much more prognathic than modern humans.
The teeth of "A. ramidus" lacked the specialization of other apes, and suggest that it was a generalized omnivore and frugivore (fruit eater) with a diet that did not depend heavily on foliage, fibrous plant material (roots, tubers, etc.), or hard and or abrasive food. The size of the upper canine tooth in "A. ramidus" males was not distinctly different from that of females. Their upper canines were less sharp than those of modern common chimpanzees in part because of this decreased upper canine size, as larger upper canines can be honed through wear against teeth in the lower mouth. The features of the upper canine in "A. ramidus" contrast with the sexual dimorphism observed in common chimpanzees, where males have significantly larger and sharper upper canine teeth than females. Of the living apes, bonobos have the smallest canine sexual dimorphism, although still greater than that displayed by "A. ramidus".
The less pronounced nature of the upper canine teeth in "A. ramidus" has been used to infer aspects of the social behavior of the species and more ancestral hominids. In particular, it has been used to suggest that the last common ancestor of hominids and African apes was characterized by relatively little aggression between males and between groups. This is markedly different from social patterns in common chimpanzees, among which intermale and intergroup aggression are typically high. Researchers in a 2009 study said that this condition "compromises the living chimpanzee as a behavioral model for the ancestral hominid condition." Bonobo canine size and canine sexual dimorphism more closely resembles that of "A. ramidus", and as a result, bonobos are now suggested as a behavioural model.
"A. ramidus" existed more recently than the most recent common ancestor of humans and chimpanzees (CLCA or "Pan"-"Homo" LCA) and thus is not fully representative of that common ancestor. Nevertheless, it is in some ways unlike chimpanzees, suggesting that the common ancestor differs from the modern chimpanzee. After the chimpanzee and human lineages diverged, both underwent substantial evolutionary change. Chimp feet are specialized for grasping trees; "A. ramidus" feet are better suited for walking. The canine teeth of "A. ramidus" are smaller, and equal in size between males and females, which suggests reduced male-to-male conflict, increased pair-bonding, and increased parental investment. "Thus, fundamental reproductive and social behavioral changes probably occurred in hominids long before they had enlarged brains and began to use stone tools," the research team concluded.
Ardi.
On October 1, 2009, paleontologists formally announced the discovery of the relatively complete "A. ramidus" fossil skeleton first unearthed in 1994. The fossil is the remains of a small-brained 50-kilogram (110 lb) female, nicknamed "Ardi", and includes most of the skull and teeth, as well as the pelvis, hands, and feet. It was discovered in Ethiopia's harsh Afar desert at a site called Aramis in the Middle Awash region. Radiometric dating of the layers of volcanic ash encasing the deposits suggest that Ardi lived about 4.3-4.5 million years ago. This date, however, has been questioned by others. Fleagle and Kappelman suggest that the region in which Ardi was found is difficult to date radiometrically, and they argue that Ardi should be dated at 3.9 million years.<ref name="10.1038/nature09709"></ref>
The fossil is regarded by its describers as shedding light on a stage of human evolution about which little was known, more than a million years before Lucy ("Australopithecus afarensis"), the iconic early human ancestor candidate who lived 3.2 million years ago, and was discovered in 1974 just away from Ardi's discovery site. However, because the "Ardi" skeleton is no more than 200,000 years older than the earliest fossils of "Australopithecus", and may in fact be younger than they are, some researchers doubt that it can represent a direct ancestor of "Australopithecus".
Some researchers infer from the form of her pelvis and limbs and the presence of her abductable hallux, that "Ardi" was a facultative biped: bipedal when moving on the ground, but quadrupedal when moving about in tree branches. "A. ramidus" had a more primitive walking ability than later hominids, and could not walk or run for long distances. The teeth suggest omnivory, and are more generalised than those of modern apes.
"Ardipithecus kadabba".
"Ardipithecus kadabba" is "known only from teeth and bits and pieces of skeletal bones", and is dated to approximately 5.6 million years ago. It has been described as a "probable chronospecies" (i.e. ancestor) of "A. ramidus". Although originally considered a subspecies of "A. ramidus", in 2004 anthropologists Yohannes Haile-Selassie, Gen Suwa, and Tim D. White published an article elevating "A. kadabba" to species level on the basis of newly discovered teeth from Ethiopia. These teeth show "primitive morphology and wear pattern" which demonstrate that "A. kadabba" is a distinct species from "A. ramidus".
The specific name comes from the Afar word for "basal family ancestor".
Classification.
Due to several shared characteristics with chimpanzees, its closeness to ape divergence period, and due to its fossil incompleteness, the exact position of "Ardipithecus" in the fossil record is a subject of controversy. Primatologist Esteban Sarmiento had systematically compared and concluded that there is not sufficient anatomical evidence to support an exclusively human lineage. Sarmiento noted that "Ardipithecus" does not share any characteristics exclusive to humans, and some of its characteristics (those in the wrist and basicranium) suggest it diverged from humans prior to the human–gorilla last common ancestor. His comparative (narrow allometry) study in 2011 on the molar and body segment lengths (which included living primates of similar body size) noted that some dimensions including short upper limbs, and metacarpals are reminiscent of humans, but other dimensions such as long toes and relative molar surface area are great ape-like. Sarmiento concluded that such length measures can change back and forth during evolution and are not very good indicators of relatedness (homoplasy).
However, some later studies still argue for its classification in the human lineage. In 2014, it was reported that the hand bones of "Ardipithecus", "Australopithecus sediba" and "A. afarensis" have the third metacarpal styloid process, which is absent in other apes. Unique brain organisations (such as lateral shift of the carotid foramina, mediolateral abbreviation of the lateral tympanic, and a shortened, trapezoidal basioccipital element) in "Ardipithecus" are also found only in the "Australopithecus" and "Homo". Comparison of the tooth root morphology with those of the earlier "Sahelanthropus" also indicated strong resemblance, also pointing to inclusion to the human line.
Evolutionary tree according to a 2019 study:
Paleobiology.
The "Ardipithecus" length measures are good indicators of function and together with dental isotope data and the fauna and flora from the fossil site indicate "Ardipithecus" was mainly a terrestrial quadruped collecting a large portion of its food on the ground. Its arboreal behaviors would have been limited and suspension from branches solely from the upper limbs rare. A comparative study in 2013 on carbon and oxygen stable isotopes within modern and fossil tooth enamel revealed that "Ardipithecus" fed both arboreally (on trees) and on the ground in a more open habitat, unlike chimpanzees.
In 2015, Australian anthropologists Gary Clark and Maciej Henneberg said that "Ardipithecus" adults have a facial anatomy more similar to chimpanzee subadults than adults, with a less-projecting face and smaller canines (large canines in primate males are used to compete within mating hierarchies), and attributed this to a decrease in craniofacial growth in favour of brain growth. This is only seen in humans, so they argued that the species may show the first trend towards human social, parenting and sexual psychology. Previously, it was assumed that such ancient human ancestors behaved much like chimps, but this is no longer considered to be a viable comparison. This view has yet to be corroborated by more detailed studies of the growth of "A.ramidus". The study also provides support for Stephen Jay Gould's theory in "Ontogeny and Phylogeny" that the paedomorphic (childlike) form of early hominin craniofacial morphology results from dissociation of growth trajectories.
Clark and Henneberg also argued that such shortening of the skull—which may have caused a descension of the larynx—as well as lordosis—allowing better movement of the larynx—increased vocal ability, significantly pushing back the origin of language to well before the evolution of "Homo". They argued that self domestication was aided by the development of vocalization, living in a pro-social society. They conceded that chimps and "A. ramidus" likely had the same vocal capabilities, but said that "A. ramidus" made use of more complex vocalizations, and vocalized at the same level as a human infant due to selective pressure to become more social. This would have allowed their society to become more complex. They also noted that the base of the skull stopped growing with the brain by the end of juvenility, whereas in chimps it continues growing with the rest of the body into adulthood; and considered this evidence of a switch from a gross skeletal anatomy trajectory to a neurological development trajectory due to selective pressure for sociability. Nonetheless, their conclusions are highly speculative.
According to Scott Simpson, the Gona Project's physical anthropologist, the fossil evidence from the Middle Awash indicates that both "A. kadabba" and "A. ramidus" lived in "a mosaic of woodland and grasslands with lakes, swamps and springs nearby," but further research is needed to determine which habitat "Ardipithecus" at Gona preferred.
Anatomically, Ardi is closer to the orangutan than to the chimpanzee, bonobo or gorilla. All three are adapted for knuckle walking on the forest floor and climbing trees. The orangutan spends virtually its entire life in the forest canopy. Its anatomy allows for maximum reach by its upper limbs for overhead branches while its lower limbs have a narrow stance that enables it to balance while walking "foot over foot" on lower branches and vines. Although not as closely related genetically as the knuckle walking apes, this would indicate that Ardi was behaviourly more similar to the orangutan than to the other three great apes. In nature, the orangutan is widely dispersed. There is one dominant male in a territory with wide cheek flaps who maintains contact with others in his territory by vocalizations. The female raises offspring one at a time with a maturation period of about eight years. This is the longest maturation period of any of the apes. During this period, the offspring learns the intricate task of weaving a sleeping platform. Rescue centers are now raising young orangutans that have lost their mother typically from deforestation. They are raised in age cohorts by these centers to learn the necessary skills to be able to be released into the forest. While in these cohorts, they show social behavior reminiscent of age appropriate behavior of human children. This suggests that Ardi was physically preadapted for bipedal locomotion as well as social behavior.
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1146 | Assembly line | An assembly line is a manufacturing process (often called a "progressive assembly") in which parts (usually interchangeable parts) are added as the semi-finished assembly moves from workstation to workstation where the parts are added in sequence until the final assembly is produced. By mechanically moving the parts to the assembly work and moving the semi-finished assembly from work station to work station, a finished product can be assembled faster and with less labor than by having workers carry parts to a stationary piece for assembly.
Assembly lines are common methods of assembling complex items such as automobiles and other transportation equipment, household appliances and electronic goods.
Workers in charge of the works of assembly line are called assemblers.
Concepts.
Assembly lines are designed for the sequential organization of workers, tools or machines, and parts. The motion of workers is minimized to the extent possible. All parts or assemblies are handled either by conveyors or motorized vehicles such as forklifts, or gravity, with no manual trucking. Heavy lifting is done by machines such as overhead cranes or forklifts. Each worker typically performs one simple operation unless job rotation strategies are applied.
According to Henry Ford:
Designing assembly lines is a well-established mathematical challenge, referred to as an assembly line balancing problem. In the simple assembly line balancing problem the aim is to assign a set of tasks that need to be performed on the workpiece to a sequence of workstations. Each task requires a given task duration for completion. The assignment of tasks to stations is typically limited by two constraints: (1) a precedence graph which indicates what other tasks need to be completed before a particular task can be initiated (e.g. not putting in a screw before drilling the hole) and (2) a cycle time which restricts the sum of task processing times which can be completed at each workstation before the work-piece is moved to the next station by the conveyor belt. Major planning problems for operating assembly lines include supply chain integration, inventory control and production scheduling.
Simple example.
Consider the assembly of a car: assume that certain steps in the assembly line are to install the engine, install the hood, and install the wheels (in that order, with arbitrary interstitial steps); only one of these steps can be done at a time. In traditional production, only one car would be assembled at a time. If engine installation takes 20 minutes, hood installation takes five minutes, and wheels installation takes 10 minutes, then a car can be produced every 35 minutes.
In an assembly line, car assembly is split between several stations, all working simultaneously. When a station is finished with a car, it passes it on to the next. By having three stations, three cars can be operated on at the same time, each at a different stage of assembly.
After finishing its work on the first car, the engine installation crew can begin working on the second car. While the engine installation crew works on the second car, the first car can be moved to the hood station and fitted with a hood, then to the wheels station and be fitted with wheels. After the engine has been installed on the second car, the second car moves to the hood assembly. At the same time, the third car moves to the engine assembly. When the third car's engine has been mounted, it then can be moved to the hood station; meanwhile, subsequent cars (if any) can be moved to the engine installation station.
Assuming no loss of time when moving a car from one station to another, the longest stage on the assembly line determines the throughput (20 minutes for the engine installation) so a car can be produced every 20 minutes, once the first car taking 35 minutes has been produced.
History.
Before the Industrial Revolution, most manufactured products were made individually by hand. A single craftsman or team of craftsmen would create each part of a product. They would use their skills and tools such as files and knives to create the individual parts. They would then assemble them into the final product, making cut-and-try changes in the parts until they fit and could work together (craft production).
Division of labor was practiced in China, where state-run monopolies mass-produced metal agricultural implements, china, armor, and weapons centuries before mass production appeared in Europe on the eve of the Industrial Revolution. Adam Smith discussed the division of labour in the manufacture of pins at length in his book "The Wealth of Nations" (published in 1776).
The Venetian Arsenal, dating to about 1104, operated similar to a production line. Ships moved down a canal and were fitted by the various shops they passed. At the peak of its efficiency in the early 16th century, the Arsenal employed some 16,000 people who could apparently produce nearly one ship each day and could fit out, arm, and provision a newly built galley with standardized parts on an assembly-line basis. Although the Arsenal lasted until the early Industrial Revolution, production line methods did not become common even then.
Industrial Revolution.
The Industrial Revolution led to a proliferation of manufacturing and invention. Many industries, notably textiles, firearms, clocks and watches, horse-drawn vehicles, railway locomotives, sewing machines, and bicycles, saw expeditious improvement in materials handling, machining, and assembly during the 19th century, although modern concepts such as industrial engineering and logistics had not yet been named.
The automatic flour mill built by Oliver Evans in 1785 was called the beginning of modern bulk material handling by Roe (1916). Evans's mill used a leather belt bucket elevator, screw conveyors, canvas belt conveyors, and other mechanical devices to completely automate the process of making flour. The innovation spread to other mills and breweries.
Probably the earliest industrial example of a linear and continuous assembly process is the Portsmouth Block Mills, built between 1801 and 1803. Marc Isambard Brunel (father of Isambard Kingdom Brunel), with the help of Henry Maudslay and others, designed 22 types of machine tools to make the parts for the rigging blocks used by the Royal Navy. This factory was so successful that it remained in use until the 1960s, with the workshop still visible at HM Dockyard in Portsmouth, and still containing some of the original machinery.
One of the earliest examples of an almost modern factory layout, designed for easy material handling, was the Bridgewater Foundry. The factory grounds were bordered by the Bridgewater Canal and the Liverpool and Manchester Railway. The buildings were arranged in a line with a railway for carrying the work going through the buildings. Cranes were used for lifting the heavy work, which sometimes weighed in the tens of tons. The work passed sequentially through to erection of framework and final assembly.
The first flow assembly line was initiated at the factory of Richard Garrett & Sons, Leiston Works in Leiston in the English county of Suffolk for the manufacture of portable steam engines. The assembly line area was called 'The Long Shop' on account of its length and was fully operational by early 1853. The boiler was brought up from the foundry and put at the start of the line, and as it progressed through the building it would stop at various stages where new parts would be added. From the upper level, where other parts were made, the lighter parts would be lowered over a balcony and then fixed onto the machine on the ground level. When the machine reached the end of the shop, it would be completed.
Interchangeable parts.
During the early 19th century, the development of machine tools such as the screw-cutting lathe, metal planer, and milling machine, and of toolpath control via jigs and fixtures, provided the prerequisites for the modern assembly line by making interchangeable parts a practical reality.
Late 19th-century steam and electric conveyors.
Steam-powered conveyor lifts began being used for loading and unloading ships some time in the last quarter of the 19th century. Hounshell (1984) shows a sketch of an electric-powered conveyor moving cans through a filling line in a canning factory.
The meatpacking industry of Chicago is believed to be one of the first industrial assembly lines (or disassembly lines) to be utilized in the United States starting in 1867. Workers would stand at fixed stations and a pulley system would bring the meat to each worker and they would complete one task. Henry Ford and others have written about the influence of this slaughterhouse practice on the later developments at Ford Motor Company.
20th century.
According to Domm, the implementation of mass production of an automobile via an assembly line may be credited to Ransom Olds, who used it to build the first mass-produced automobile, the Oldsmobile Curved Dash. Olds patented the assembly line concept, which he put to work in his Olds Motor Vehicle Company factory in 1901.
At Ford Motor Company, the assembly line was introduced by William "Pa" Klann upon his return from visiting Swift & Company's slaughterhouse in Chicago and viewing what was referred to as the "disassembly line", where carcasses were butchered as they moved along a conveyor. The efficiency of one person removing the same piece over and over without himself moving caught his attention. He reported the idea to Peter E. Martin, soon to be head of Ford production, who was doubtful at the time but encouraged him to proceed. Others at Ford have claimed to have put the idea forth to Henry Ford, but Pa Klann's slaughterhouse revelation is well documented in the archives at the Henry Ford Museum and elsewhere, making him an important contributor to the modern automated assembly line concept. Ford was appreciative, having visited the highly automated 40-acre Sears mail order handling facility around 1906. At Ford, the process was an evolution by trial and error of a team consisting primarily of Peter E. Martin, the factory superintendent; Charles E. Sorensen, Martin's assistant; Clarence W. Avery; C. Harold Wills, draftsman and toolmaker; Charles Ebender; and József Galamb. Some of the groundwork for such development had recently been laid by the intelligent layout of machine tool placement that Walter Flanders had been doing at Ford up to 1908.
The moving assembly line was developed for the Ford Model T and began operation on October 7, 1913, at the Highland Park Ford Plant, and continued to evolve after that, using time and motion study. The assembly line, driven by conveyor belts, reduced production time for a Model T to just 93 minutes by dividing the process into 45 steps. Producing cars quicker than paint of the day could dry, it had an immense influence on the world.
In 1922, Ford (through his ghostwriter Crowther) said of his 1913 assembly line:
Charles E. Sorensen, in his 1956 memoir "My Forty Years with Ford", presented a different version of development that was not so much about individual "inventors" as a gradual, logical development of industrial engineering:
As a result of these developments in method, Ford's cars came off the line in three-minute intervals or six feet per minute. This was much faster than previous methods, increasing production by eight to one (requiring 12.5 man-hours before, 1 hour 33 minutes after), while using less manpower. It was so successful, paint became a bottleneck. Only japan black would dry fast enough, forcing the company to drop the variety of colours available before 1914, until fast-drying Duco lacquer was developed in 1926.
The assembly line technique was an integral part of the diffusion of the automobile into American society. Decreased costs of production allowed the cost of the Model T to fall within the budget of the American middle class. In 1908, the price of a Model T was around $825, and by 1912 it had decreased to around $575. This price reduction is comparable to a reduction from $15,000 to $10,000 in dollar terms from the year 2000. In 1914, an assembly line worker could buy a Model T with four months' pay.
Ford's complex safety procedures—especially assigning each worker to a specific location instead of allowing them to roam about—dramatically reduced the rate of injury. The combination of high wages and high efficiency is called "Fordism", and was copied by most major industries. The efficiency gains from the assembly line also coincided with the take-off of the United States. The assembly line forced workers to work at a certain pace with very repetitive motions which led to more output per worker while other countries were using less productive methods.
In the automotive industry, its success was dominating, and quickly spread worldwide. Ford France and Ford Britain in 1911, Ford Denmark 1923, Ford Germany and Ford Japan 1925; in 1919, Vulcan (Southport, Lancashire) was the first native European manufacturer to adopt it. Soon, companies had to have assembly lines, or risk going broke by not being able to compete; by 1930, 250 companies which did not had disappeared.
The massive demand for military hardware in World War II prompted assembly-line techniques in shipbuilding and aircraft production. Thousands of Liberty ships were built making extensive use of prefabrication, enabling ship assembly to be completed in weeks or even days. After having produced fewer than 3,000 planes for the United States Military in 1939, American aircraft manufacturers built over 300,000 planes in World War II. Vultee pioneered the use of the powered assembly line for aircraft manufacturing. Other companies quickly followed. As William S. Knudsen (having worked at Ford, GM and the National Defense Advisory Commission) observed, "We won because we smothered the enemy in an avalanche of production, the like of which he had never seen, nor dreamed possible."
Improved working conditions.
In his 1922 autobiography, Henry Ford mentions several benefits of the assembly line including:
The gains in productivity allowed Ford to increase worker pay from $1.50 per day to $5.00 per day once employees reached three years of service on the assembly line. Ford continued on to reduce the hourly work week while continuously lowering the Model T price. These goals appear altruistic; however, it has been argued that they were implemented by Ford in order to reduce high employee turnover: when the assembly line was introduced in 1913, it was discovered that "every time the company wanted to add 100 men to its factory personnel, it was necessary to hire 963" in order to counteract the natural distaste the assembly line seems to have inspired.
Sociological problems.
Sociological work has explored the social alienation and boredom that many workers feel because of the repetition of doing the same specialized task all day long.
One of capitalism's most famous critics, Karl Marx, expressed in his "Entfremdung" theory the belief that, in order to achieve job satisfaction, workers need to see themselves in the objects they have created, that products should be "mirrors in which workers see their reflected essential nature". Marx viewed labour as a chance for people to externalize facets of their personalities. Marxists argue that performing repetitive, specialized tasks causes a feeling of disconnection between what a worker does all day, who they really are, and what they would ideally be able to contribute to society. Furthermore, Marx views these specialised jobs as insecure, since the worker is expendable as soon as costs rise and technology can replace more expensive human labour.
Since workers have to stand in the same place for hours and repeat the same motion hundreds of times per day, repetitive stress injuries are a possible pathology of occupational safety. Industrial noise also proved dangerous. When it was not too high, workers were often prohibited from talking. Charles Piaget, a skilled worker at the LIP factory, recalled that besides being prohibited from speaking, the semi-skilled workers had only 25 centimeters in which to move. Industrial ergonomics later tried to minimize physical trauma.
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1148 | Adelaide | Adelaide ( ; ) is the capital city of South Australia, the state's largest city and the fifth-most populous city in Australia. "Adelaide" may refer to either Greater Adelaide (including the Adelaide Hills) or the Adelaide city centre. The demonym "Adelaidean" is used to denote the city and the residents of Adelaide. The Traditional Owners of the Adelaide region are the Kaurna people. The area of the city centre and surrounding Park Lands is called "" in the Kaurna language.
Adelaide is situated on the Adelaide Plains north of the Fleurieu Peninsula, between the Gulf St Vincent in the west and the Mount Lofty Ranges in the east. Its metropolitan area extends from the coast to the foothills of the Mount Lofty Ranges, and stretches from Gawler in the north to Sellicks Beach in the south.
Named in honour of Queen Adelaide, the city was founded in 1836 as the planned capital for the only freely-settled British province in Australia. Colonel William Light, one of Adelaide's founding fathers, designed the city centre and chose its location close to the River Torrens. Light's design, now listed as national heritage, set out the city centre in a grid layout known as "Light's Vision", interspaced by wide boulevards and large public squares, and entirely surrounded by park lands.
Early colonial Adelaide was shaped by the diversity and wealth of its free settlers, in contrast to the convict history of other Australian cities. It was Australia's third most populated city until the post-war era. It has been noted for its leading examples of religious freedom and progressive political reforms, and became known as the "City of Churches" due to its diversity of faiths. Today, Adelaide is known by and sporting events, its food and wine, its coastline and hills, its large defence and manufacturing sectors and its emerging space sector, including the Australian Space Agency being headquartered here. Adelaide's quality of life has ranked consistently highly in various measures through the 21st century, at one stage being named Australia's most liveable city.
As South Australia's government and commercial centre, Adelaide is the site of many governmental and financial institutions. Most of these are concentrated in the city centre along the cultural boulevards of North Terrace and King William Street.
History.
Before European settlement.
The area around modern-day Adelaide was originally inhabited by the Indigenous Kaurna people, one of many Aboriginal nations in South Australia. The city and parklands area was known as Tarntanya, Tandanya, now the short name of Tandanya National Aboriginal Cultural Institute, Tarndanya, or Tarndanyangga, now the dual name for Victoria Square, in the Kaurna language. The name means 'male red kangaroo rock', referring to a rock formation on the site that has now been destroyed.
The surrounding area was an open grassy plain with patches of trees and shrubs which had been managed by hundreds of generations. Kaurna country encompassed the plains which stretched north and south of Tarntanya as well as the wooded foothills of the Mt Lofty Ranges. The River Torrens was known as the Karrawirra Pari (Red Gum forest river). About 300 Kaurna populated the Adelaide area, and were referred to by the settlers as the Cowandilla.
There were more than 20 local clans across the plain who lived semi-nomadic lives, with extensive mound settlements where huts were built repeatedly over centuries and a complex social structure including a class of sorcerers separated from regular society.
Within a few decades of European settlement of South Australia, Kaurna culture was almost completely destroyed. The last speaker of Kaurna language died in 1929. Extensive documentation by early missionaries and other researchers has enabled a modern revival of both, which has included a commitment by local and state governments to rename or include Kaurna names for many local places.
19th century.
Based on the ideas of Edward Gibbon Wakefield about colonial reform, Robert Gouger petitioned the British government to create a new colony in Australia, resulting in the passage of the South Australia Act 1834. Physical establishment of the colony began with the arrival of the first British colonisers in February 1836. The first governor
proclaimed the commencement of colonial government in South Australia on 28 December 1836, near The Old Gum Tree in what is now the suburb of Glenelg North. The event is commemorated in South Australia as Proclamation Day. The site of the colony's capital was surveyed and laid out by Colonel William Light, the first surveyor-general of South Australia, with his own original, unique, topographically sensitive design. The city was named after Queen Adelaide.
Adelaide was established as a planned colony of free immigrants, promising civil liberties and freedom from religious persecution, based upon the ideas of Edward Gibbon Wakefield. Wakefield had read accounts of Australian settlement while in prison in London for attempting to abduct an heiress, and realised that the eastern colonies suffered from a lack of available labour, due to the practice of giving land grants to all arrivals. Wakefield's idea was for the Government to survey and sell the land at a rate that would maintain land values high enough to be unaffordable for labourers and journeymen. Funds raised from the sale of land were to be used to bring out working-class emigrants, who would have to work hard for the monied settlers to ever afford their own land. As a result of this policy, Adelaide does not share the convict settlement history of other Australian cities like Sydney, Brisbane and Hobart.
As it was believed that in a colony of free settlers there would be little crime, no provision was made for a gaol in Colonel Light's 1837 plan. But by mid-1837 the "South Australian Register" was warning of escaped convicts from New South Wales and tenders for a temporary gaol were sought. Following a burglary, a murder, and two attempted murders in Adelaide during March 1838, Governor Hindmarsh created the South Australian Police Force (now the South Australia Police) in April 1838 under 21-year-old Henry Inman. The first sheriff, Samuel Smart, was wounded during a robbery, and on 2 May 1838 one of the offenders, Michael Magee, became the first person to be hanged in South Australia. William Baker Ashton was appointed governor of the temporary gaol in 1839, and in 1840 George Strickland Kingston was commissioned to design Adelaide's new gaol. Construction of Adelaide Gaol commenced in 1841.
Adelaide's early history was marked by economic uncertainty and questionable leadership. The first governor of South Australia, John Hindmarsh, clashed frequently with others, in particular the Resident Commissioner, James Hurtle Fisher. The rural area surrounding Adelaide was surveyed by Light in preparation to sell a total of over of land. Adelaide's early economy started to get on its feet in 1838 with the arrival of livestock from Victoria, New South Wales and Tasmania. Wool production provided an early basis for the South Australian economy. By 1860, wheat farms had been established from Encounter Bay in the south to Clare in the north.
George Gawler took over from Hindmarsh in late 1838 and, despite being under orders from the "Select Committee on South Australia" in Britain not to undertake any public works, promptly oversaw construction of a governor's house, the Adelaide Gaol, police barracks, a hospital, a customs house and a wharf at Port Adelaide. Gawler was recalled and replaced by George Edward Grey in 1841. Grey slashed public expenditure against heavy opposition, although its impact was negligible at this point: silver was discovered in Glen Osmond that year, agriculture was well underway, and other mines sprung up all over the state, aiding Adelaide's commercial development. The city exported meat, wool, wine, fruit and wheat by the time Grey left in 1845, contrasting with a low point in 1842 when one-third of Adelaide houses were abandoned.
Trade links with the rest of the Australian states were established after the Murray River was successfully navigated in 1853 by Francis Cadell, an Adelaide resident. South Australia became a self-governing colony in 1856 with the ratification of a new constitution by the British parliament. Secret ballots were introduced, and a bicameral parliament was elected on 9 March 1857, by which time 109,917 people lived in the province.
In 1860, the Thorndon Park reservoir was opened, providing an alternative water source to the now turbid River Torrens. Gas street lighting was implemented in 1867, the University of Adelaide was founded in 1874, the South Australian Art Gallery opened in 1881 and the Happy Valley Reservoir opened in 1896. In the 1890s Australia was affected by a severe economic depression, ending a hectic era of land booms and tumultuous expansionism. Financial institutions in Melbourne and banks in Sydney closed. The national fertility rate fell and immigration was reduced to a trickle.
The value of South Australia's exports nearly halved. Drought and poor harvests from 1884 compounded the problems, with some families leaving for Western Australia. Adelaide was not as badly hit as the larger gold-rush cities of Sydney and Melbourne, and silver and lead discoveries at Broken Hill provided some relief. Only one year of deficit was recorded, but the price paid was retrenchments and lean public spending. Wine and copper were the only industries not to suffer a downturn.
20th century.
Adelaide was Australia's third largest city for most of the 20th century. Electric street lighting was introduced in 1900 and electric trams were transporting passengers in 1909. 28,000 men were sent to fight in World War I. Historian F. W. Crowley examined the reports of visitors in the early 20th century, noting that "many visitors to Adelaide admired the foresighted planning of its founders", as well as pondering the riches of the young city.
Adelaide enjoyed a postwar boom, entering a time of relative prosperity. Its population grew, and it became the third most populous metropolitan area in the country, after Sydney and Melbourne. Its prosperity was short-lived, with the return of droughts and the Great Depression of the 1930s. It later returned to fortune under strong government leadership. Secondary industries helped reduce the state's dependence on primary industries. World War II brought industrial stimulus and diversification to Adelaide under the Playford Government, which advocated Adelaide as a safe place for manufacturing due to its less vulnerable location. Shipbuilding was expanded at the nearby port of Whyalla.
The South Australian Government in this period built on former wartime manufacturing industries but neglected cultural facilities which meant South Australia's economy lagged behind. International manufacturers like General Motors Holden and Chrysler made use of these factories around the Adelaide area in suburbs like Elizabeth, completing its transformation from an agricultural service centre to a 20th-century motor city. The Mannum–Adelaide pipeline brought River Murray water to Adelaide in 1955 and an airport opened at West Beach in 1955. Flinders University and the Flinders Medical Centre were established in the 1960s at Bedford Park, south of the city. Today, Flinders Medical Centre is one of the largest teaching hospitals in South Australia. In the post-war years around the early 1960s, Adelaide was surpassed by Brisbane as Australia's third largest city.
The Dunstan Governments of the 1970s saw something of an Adelaide 'cultural revival', establishing a wide array of social reforms. The city became noted for its progressivism as South Australia became the first Australian state or territory to decriminalise homosexuality between consenting adults in 1975. Adelaide became a centre for the arts, building upon the biennial "Adelaide Festival of Arts" that commenced in 1960. The State Bank collapsed in 1991 during an economic recession. The effects lasted until 2004, when Standard & Poor's reinstated South Australia's AAA credit rating. Adelaide's tallest building, completed in 2020, is called the Adelaidean and is located at 11 Frome Street.
21st century.
In the early years of the 21st century, a significant increase in the state government's spending on Adelaide's infrastructure occurred. The Rann government invested A$535 million in a major upgrade of the Adelaide Oval to enable Australian Football League to be played in the city centre and more than A$2 billion to build a new Royal Adelaide Hospital on land adjacent to the Adelaide Railway Station. The Glenelg tramline was extended through the city to Hindmarsh down to East Terrace and the suburban railway line extended south to Seaford.
Following a period of stagnation in the 1990s and 2000s, Adelaide began several major developments and redevelopments. The Adelaide Convention Centre was redeveloped and expanded at a cost of A$350 million beginning in 2012. Three historic buildings were adapted for modern use: the Torrens Building in Victoria Square as the Adelaide campus for Carnegie Mellon University, University College London, and Torrens University; the Stock Exchange building as the Science Exchange of the Royal Institution Australia; and the Glenside Psychiatric Hospital as the Adelaide Studios of the SA Film Corporation. The government invested more than A$2 billion to build a desalination plant, powered by renewable energy, as an 'insurance policy' against droughts affecting Adelaide's water supply. The Adelaide Festival, Fringe, and Womadelaide became annual events.
The COVID-19 Pandemic had an impact the economy and resident life of the city. Comparing to other major cities in Australia, Adelaide is less affected. The city only went to fully lockdown twice since the beginning of the pandemic, once in November 2020 (4 days) and another once in July 2021 (7 days), despite being the nearest city to Melbourne (262 days of lockdown) with 1 million or more population.
Geography.
Adelaide is north of the Fleurieu Peninsula, on the Adelaide Plains between the Gulf St Vincent and the low-lying Mount Lofty Ranges. The city stretches from the coast to the foothills, and from Gawler at its northern extent to Sellicks Beach in the south. According to the Regional Development Australia, an Australian government planning initiative, the "Adelaide Metropolitan Region" has a total land area of , while a more expansive definition by the Australian Bureau of Statistics defines a "Greater Adelaide" statistical area totalling . The city sits at an average elevation of above sea level. Mount Lofty, east of the Adelaide metropolitan region in the Adelaide Hills at an elevation of , is the tallest point of the city and in the state south of Burra. The city borders the Temperate Grassland of South Australia in the east, an endangered vegetation community.
Much of Adelaide was bushland before British settlement, with some variation – sandhills, swamps and marshlands were prevalent around the coast. The loss of the sandhills to urban development had a particularly destructive effect on the coastline due to erosion. Where practical, the government has implemented programs to rebuild and vegetate sandhills at several of Adelaide's beachside suburbs. Tennyson Dunes is the largest contiguous, tertiary dune system contained entirely within Metropolitan Adelaide, providing refuge for a variety of remnant species formerly found along the entire coastline. Much of the original vegetation has been cleared with what is left to be found in reserves such as the Cleland National Park and Belair National Park. A number of creeks and rivers flow through the Adelaide region. The largest are the Torrens and Onkaparinga catchments. Adelaide relies on its many reservoirs for water supply with the Happy Valley Reservoir supplying around 40% and the much larger Mount Bold Reservoir 10% of Adelaide's domestic requirements respectively.
Geology.
Adelaide and its surrounding area is one of the most seismically active regions in Australia. On 1 March 1954 at 3:40 am Adelaide experienced its largest recorded earthquake to date, with the epicentre 12 km from the city centre at Darlington, and a reported magnitude of 5.6. There have been smaller earthquakes in 2010, 2011, 2014, 2017, 2018 and 2022.
The uplands of the Adelaide Hills, part of the southern Mount Lofty Ranges to the east of Adelaide, are defined on their western side by a number of arcuate faults (the Para, Eden, Clarendon and Willunga Faults), and consist of rocks such as siltstone, dolomite and quartzite, dating from the Neoproterozoic to the middle Cambrian, laid down in the Adelaide Rift Complex, the oldest part of the Adelaide Superbasin.
Most of the Adelaide metropolitan area lies in the downthrown St Vincent Basin and its embayments, including the Adelaide Plains Sub-basin, and the Golden Grove, Noarlunga and Willunga Embayments. These basins contain deposits of Tertiary marine and non-marine sands and limestones, which form important aquifers. These deposits are overlain by Quaternary alluvial fans and piedmont slope deposits, derived from erosion of the uplands, consisting of sands, clays and gravels, interfingering to the west with transgressive Pleistocene to Holocene marine sands and coastal sediments of the shoreline of Gulf St Vincent.
Urban layout.
Adelaide is a planned city, designed by the first Surveyor-General of South Australia, Colonel William Light. His plan, sometimes referred to as "Light's Vision" (also the name of a statue of him on Montefiore Hill), arranged Adelaide in a grid, with in the Adelaide city centre and a ring of parks, known as the Adelaide Parklands, surrounding it. Light's selection of the location for the city was initially unpopular with the early settlers, as well as South Australia's first governor, John Hindmarsh, due to its distance from the harbour at Port Adelaide, and the lack of fresh water there.
Light successfully persisted with his choice of location against this initial opposition. Recent evidence suggests that Light worked closely with George Kingston as well as a team of men to set out Adelaide, using various templates for city plans going back to Ancient Greece, including Italian Renaissance designs and the similar layouts of the American cities Philadelphia and Savannah–which, like Adelaide, follow the same layout of a central city square, four complementing city squares surrounding it and a parklands area that surrounds the city centre.
The benefits of Light's design are numerous: Adelaide has had wide multi-lane roads from its beginning, an easily navigable cardinal direction grid layout and an expansive green ring around the city centre. There are two sets of ring roads in Adelaide that have resulted from the original design. The inner ring route (A21) borders the parklands, and the outer route (A3/A13/A16/A17) completely bypasses the inner city via (in clockwise order) Grand Junction Road, Hampstead Road, Ascot Avenue, Portrush Road, Cross Road and South Road.
Suburban expansion has to some extent outgrown Light's original plan. Numerous former outlying villages and "country towns", as well as the satellite city of Elizabeth, have been enveloped by its suburban sprawl. Expanding developments in the Adelaide Hills region led to the construction of the South Eastern Freeway to cope with growth, which has subsequently led to new developments and further improvements to that transport corridor. Similarly, the booming development in Adelaide's South led to the construction of the Southern Expressway.
New roads are not the only transport infrastructure developed to cope with the urban growth. The O-Bahn Busway is an example of a unique solution to Tea Tree Gully's transport woes in the 1980s. The development of the nearby suburb of Golden Grove in the late 1980s is an example of well-thought-out urban planning.
In the 1960s, a Metropolitan Adelaide Transport Study Plan was proposed to cater for the future growth of the city. The plan involved the construction of freeways, expressways and the upgrade of certain aspects of the public transport system. The then premier Steele Hall approved many parts of the plan and the government went as far as purchasing land for the project. The later Labor government elected under Don Dunstan shelved the plan, but allowed the purchased land to remain vacant, should the future need for freeways arise. In 1980, the Liberal party won government and premier David Tonkin committed his government to selling off the land acquired for the MATS plan, ensuring that even when needs changed, the construction of most MATS-proposed freeways would be impractical. Some parts of this land have been used for transport, (e.g. the O-Bahn Busway and Southern Expressway), while most has been progressively subdivided for residential use.
In 2008, the SA Government announced plans for a network of transport-oriented developments across the Adelaide metropolitan area and purchased a 10 hectare industrial site at Bowden for $52.5 million as the first of these developments.
Housing.
Historically, Adelaide's suburban residential areas have been characterised by single-storey detached houses built on blocks. A relative lack of suitable, locally-available timber for construction purposes led to the early development of a brick-making industry, as well as the use of stone, for houses and other buildings. By 1891, 68% of houses were built of stone, 15% of timber, and 10% of brick, with brick also being widely used in stone houses for quoins, door and window surrounds, and chimneys and fireplaces.
There is a wide variety in the styles of these houses. Until the 1960s, most of the more substantial houses were built of red brick, though many front walls were of ornamental stone. Then cream bricks became fashionable, and in the 1970s, deep red and brown bricks became popular. Until the 1970s, roofs tended to be clad with (painted) corrugated iron or cement or clay tiles, usually red "terracotta". Since then, Colorbond corrugated steel has dominated. Most roofs are pitched. Flat roofs are not common.
Up to the 1970s, most houses were of "double brick" construction on concrete footings, with timber floors laid on joists supported by "dwarf walls". Later houses have mainly been of "brick veneer" construction – structural timber or, more recently, lightweight steel frame on a concrete slab foundation, lined with Gyprock, and with an outer skin of brickwork, to cope with Adelaide's reactive soils, particularly Keswick Clay, black earth and some red-brown earth soils. The use of precast concrete panels for floor and wall construction has also increased. In addition to this, a significant factor in Adelaide's suburban history is the role of the South Australian Housing Trust.
Climate.
Adelaide has a hot-summer Mediterranean climate ("Csa") under the Köppen climate classification. The city has hot, dry summers and cool winters with moderate rainfall. Most precipitation falls in the winter months, leading to the suggestion that the climate be classified as a "cold monsoon". Rainfall is unreliable, light and infrequent throughout summer, although heavy falls can occur. The winter has fairly reliable rainfall with June being the wettest month of the year, averaging around 80 mm. Frosts are occasional, with the most notable occurrences in 1908 and 1982. Hail is common in winter.
Adelaide is a windy city with significant wind chill in winter, which makes the temperature seem colder than it actually is. Snowfall in the metropolitan area is extremely rare, although light and sporadic falls in the nearby hills and at Mount Lofty occur during winter. Dewpoints in the summer typically range from . There are usually several days in summer where the temperature reaches or above; the frequency of these temperatures has been increasing in recent years. Temperature extremes range from -0.4 °C (31.4 °F), 8 June 1982 to 47.7 °C (117.9 °F), 24 January 2019. The city features 90.6 clear days annually.
The average sea temperature ranges from in August to in February.
Liveability.
Adelaide was consistently ranked in the world's 10 most liveable cities through the 2010s by The Economist Intelligence Unit.
In June 2021, "The Economist" ranked Adelaide the third most liveable city in the world, behind Auckland and Osaka. In June 2023, Adelaide was ranked the twelfth most liveable city in the world by the Economist Intelligence Unit.
In December 2021, Adelaide was named the world's second National Park City, after the state government had lobbied for this title.
It was ranked the most liveable city in Australia by the Property Council of Australia, based on surveys of residents’ views of their own city, between 2010 and 2013, dropping to second place in 2014.
Governance.
Adelaide, as the capital of South Australia, is the seat of the Government of South Australia. The bicameral Parliament of South Australia consists of the lower house known as the House of Assembly and the upper house known as the Legislative Council. General elections are held every four years, the last being the 2022 South Australian state election.
As Adelaide is South Australia's capital and most populous city, the State Government co-operates extensively with the City of Adelaide. In 2006, the Ministry for the City of Adelaide was created to facilitate the State Government's collaboration with the Adelaide City Council and the Lord Mayor to improve Adelaide's image. The State Parliament's Capital City Committee is also involved in the governance of the City of Adelaide, being primarily concerned with the planning of Adelaide's urban development and growth.
Reflecting South Australia's status as Australia's most centralised state, Adelaide elects a substantial majority of the South Australian House of Assembly. Of the 47 seats in the chamber, 34 seats (three-quarters of the legislature) are based in Adelaide, and two rural seats include Adelaide suburbs.
Local governments.
The Adelaide metropolitan area is divided between nineteen local government areas. At its centre, the City of Adelaide administers the Adelaide city centre, North Adelaide, and the surrounding Adelaide Parklands. It is the oldest municipal authority in Australia and was established in 1840, when Adelaide and Australia's first mayor, James Hurtle Fisher, was elected. From 1919 onwards, the city has had a Lord Mayor, the current being Lord Mayor "The Right Honourable" Jane Lomax-Smith.
Demography.
Adelaide's inhabitants are known as Adelaideans.
Compared with Australia's other state capitals, Adelaide is growing at a rate similar to Sydney, Canberra, and Hobart (see List of cities in Australia by population). In 2020, it had a metropolitan population (including suburbs) of more than 1,376,601, making it Australia's fifth-largest city. Some 77% of the population of South Australia are residents of the Adelaide metropolitan area, making South Australia one of the most centralised states.
Major areas of population growth in recent years have been in outer suburbs such as Mawson Lakes and Golden Grove. Adelaide's inhabitants occupy 366,912 houses, 57,695 semi-detached, row terrace or town houses and 49,413 flats, units or apartments.
About one sixth (17.1%) of the population had university qualifications. The number of Adelaideans with vocational qualifications (such as tradespersons) fell from 62.1% of the labour force in the 1991 census to 52.4% in the 2001 census.
Adelaide is ageing more rapidly than other Australian capital cities. More than a quarter (27.5%) of Adelaide's population is aged 55 years or older, in comparison to the national average of 25.6%. Adelaide has the lowest number of children (under-15-year-olds), who comprised 17.7% of the population, compared to the national average of 19.3%.
Ancestry and immigration.
At the 2021 census, the most commonly nominated ancestries were:
Overseas-born Adelaideans composed 31.3% of the total population at the 2021 census. The five largest groups of overseas-born were from England (5.7%), India (3.1%), Mainland China (1.8%), Vietnam (1.2%) and Italy (1.1%).
Suburbs including Newton, Payneham and Campbelltown in the east and Torrensville, West Lakes and Fulham to the west, have large Greek and Italian communities. The Italian consulate is located in the western suburb of Hindmarsh. Large Vietnamese populations are settled in the north-western suburbs of Woodville, Kilkenny, Pennington, Mansfield Park and Athol Park and also Parafield Gardens and Pooraka in Adelaide's north. Migrants from India and Sri Lanka have settled into inner suburban areas of Adelaide including the inner northern suburbs of Blair Athol, Kilburn and Enfield and the inner southern suburbs of Plympton, Park Holme and Kurralta Park.
Suburbs such as Para Hills, Salisbury, Ingle Farm and Blair Athol in the north and Findon, West Croydon and Seaton and other Western suburbs have sizeable Afghan communities. Chinese migrants favour settling in the eastern and north eastern suburbs including Kensington Gardens, Greenacres, Modbury and Golden Grove. Mawson Lakes has a large international student population, due to its proximity to the University of South Australia campus.
At the 2021 census, 1.7% of Adelaide's population identified as being Indigenous — Aboriginal Australians and Torres Strait Islanders.
Language.
At the 2016 census, 75.4% of the population spoke English at home. The other languages most commonly spoken at home were Italian (2.1%), Standard Mandarin (2.1%), Greek (1.7%) Vietnamese (1.4%), and Cantonese (0.7%). The Kaurna language, spoken by the area's original inhabitants, had no living speakers in the middle of the 20th century, but since the 1990's there has been a sustained revival effort from academics and Kaurna elders.
Religion.
Adelaide was founded on a vision of religious tolerance that attracted a wide variety of religious practitioners. This led to it being known as "The City of Churches". But approximately 28% of the population expressed no religious affiliation in the 2011 Census, compared with the national average of 22.3%, making Adelaide one of Australia's least religious cities. Over half of the population of Adelaide identifies as Christian, with the largest denominations being Catholic (21.3%), Anglican (12.6%), Uniting Church (7.6%) and Eastern Orthodox (3.5%).
The Jewish community of the city dates back to 1840. Eight years later, 58 Jews lived in the city. A synagogue was built in 1871, when 435 Jews lived in the city. Many took part in the city councils, such as Judah Moss Solomon (1852–66) and others after him. Three Jews have been elected to the position of city mayor. In 1968, the Jewish population of Adelaide numbered about 1,200; in 2001, according to the Australian census, 979 persons declared themselves to be Jewish by religion. In 2011, over 1,000 Jews were living in the city, operating an Orthodox and a Reform school, in addition to a virtual Jewish museum.
The "Afghan" community in Australia first became established in the 1860s when camels and their Pathan, Punjabi, Baluchi and Sindhi handlers began to be used to open up settlement in the continent's arid interior. Until eventually superseded by the advent of the railways and motor vehicles, camels played an invaluable economic and social role in transporting heavy loads of goods to and from isolated settlements and mines. This is acknowledged by the name of The Ghan, the passenger train operating between Adelaide, Alice Springs, and Darwin. The Central Adelaide Mosque is regarded as Australia's oldest permanent mosque; an earlier mosque at Marree in northern South Australia, dating from 1861 to 1862 and subsequently abandoned or demolished, has now been rebuilt.
Economy.
South Australia's largest employment sectors are health care and social assistance, surpassing manufacturing in SA as the largest employer since 2006–07. In 2009–10, manufacturing in SA had average annual employment of 83,700 persons compared with 103,300 for health care and social assistance. Health care and social assistance represented nearly 13% of the state average annual employment. The Adelaide Hills wine region is an iconic and viable economic region for both the state and country in terms of wine production and sale. The 2014 vintage is reported as consisting of red grapes crushed valued at A$8,196,142 and white grapes crushed valued at $14,777,631.
The retail trade is the second largest employer in SA (2009–10), with 91,900 jobs, and 12 per cent of the state workforce.
Manufacturing, defence technology, high-tech electronic systems and research, commodity export and corresponding service industries all play a role in the SA economy. Almost half of all cars produced in Australia were made in Adelaide at the General Motors Holden plant in Elizabeth. The site ceased operating in November 2017.
The collapse of the State Bank in 1992 resulted in large levels of state public debt (as much as A$4 billion). The collapse meant that successive governments enacted lean budgets, cutting spending, which was a setback to the further economic development of the city and state. The debt has more recently been reduced with the State Government once again receiving a AAA+ Credit Rating.
The global media conglomerate News Corporation was founded in, and until 2004 incorporated in, Adelaide and it is still considered its "spiritual" home by its founder, Rupert Murdoch. Australia's largest oil company, Santos, prominent South Australian brewery, Coopers, and national retailer Harris Scarfe also call Adelaide their home.
In 2018, at which time more than 80 organisations employed 800 people in the space sector in South Australia, Adelaide was chosen for the headquarters of a new Australian Space Agency. The agency opened its in 2020. It is working to triple the size of the Australian space industry and create 20,000 new jobs by 2030.
Defence industry.
Adelaide is home to a large proportion of Australia's defence industries, which contribute over A$1 billion to South Australia's Gross State Product. The principal government military research institution, the Defence Science and Technology Organisation, and other defence technology organisations such as BAE Systems Australia and Lockheed Martin Australia, are north of Salisbury and west of Elizabeth in an area now called "Edinburgh Parks", adjacent to RAAF Base Edinburgh.
Others, such as Saab Systems and Raytheon, are in or near Technology Park. ASC Pty Ltd, is based in the industrial suburb of Osborne and is also a part of Technology Park. South Australia was charged with constructing Australia's s and more recently the A$6 billion contract to construct the Royal Australian Navy's new air-warfare destroyers.
Employment statistics.
, Greater Adelaide had an unemployment rate of 7.4% with a youth unemployment rate of 15%.
The median weekly individual income for people aged 15 years and over was $447 per week in 2006, compared with $466 nationally. The median family income was $1,137 per week, compared with $1,171 nationally. Adelaide's housing and living costs are substantially lower than that of other Australian cities, with housing being notably cheaper. The median Adelaide house price is half that of Sydney and two-thirds that of Melbourne. The three-month trend unemployment rate to March 2007 was 6.2%. The Northern suburbs' unemployment rate is disproportionately higher than the other regions of Adelaide at 8.3%, while the East and South are lower than the Adelaide average at 4.9% and 5.0% respectively.
House prices.
Over the decade March 2001 – March 2010, Metropolitan Adelaide median house prices approximately tripled. (approx. 285% – approx. 11%p.a. compounding)
In the five years March 2007 – March 2012, prices increased by approx. 27% – approx. 5%p.a. compounding. March 2012 – March 2017 saw a further increase of 19% – approx. 3.5%p.a. compounding.
In summary:
Each quarter, The Alternative and Direct Investment Securities Association (ADISA) publishes a list of median house sale prices by suburb and Local Government Area. (Previously, this was done by REISA) Due to the small sizes of many of Adelaide's suburbs, the low volumes of sales in these suburbs, and (over time) the huge variations in the numbers of sales in a suburb in a quarter, statistical analysis of "the most expensive suburb" is unreliable; the suburbs appearing in the "top 10 most expensive suburbs this quarter" list is constantly varying. Quarterly Reports for the last two years can be found on the REISA website.
Education and research.
Education forms an increasingly important part of the city's economy, with the South Australian Government and educational institutions attempting to position Adelaide as "Australia's education hub" and marketing it as a "Learning City." The number of international students studying in Adelaide has increased rapidly in recent years to 30,726 in 2015, of which 1,824 were secondary school students. In addition to the city's existing institutions, foreign institutions have been attracted to set up campuses to increase its attractiveness as an education hub. Adelaide is the birthplace of three Nobel laureates, more than any other Australian city: physicist William Lawrence Bragg and pathologists Howard Florey and Robin Warren, all of whom completed secondary and tertiary education at St Peter's College and the University of Adelaide.
Primary and secondary education.
There are two systems of primary and secondary schools, a public system operated by the South Australian Government's Department for Education, and a private system of independent and Catholic schools. South Australian schools provide education under the Australian Curriculum for reception to Year 10 students. In Years 10 to 12, students study for the South Australian Certificate of Education (SACE). They have the option of incorporating vocational education and training (VET) courses or a flexible learning option (FLO). South Australia also has 24 schools that use International Baccalaureate programs as an alternative to the Australian Curriculum or SACE. These programs include the IB Primary Years Programme, the IB Middle Years Programme, and the IB Diploma Programme.
For South Australian students who cannot attend a traditional school, including students who live in rural or remote areas, the state government runs the Open Access College (OAC), which provides virtual teaching. The OAC has a campus in Marden which caters to students from reception to Year 12 and adults who haven't been able to complete their SACE. Guardians are also able to apply for their child to be educated from home as long as they provide an education program which meets the same requirements as the Australian Curriculum as well as opportunities for social interaction.
Tertiary education.
There are three public universities local to Adelaide, as well as one private university and three constituent colleges of foreign universities. Flinders University of South Australia, the University of Adelaide, the University of South Australia and Torrens University Australia—part of the Laureate International Universities are based in Adelaide. The University of Adelaide was ranked in the top 150 universities worldwide. Flinders ranked in the top 250 and Uni SA in the top 300. Torrens University Australia is part of an international network of over 70 higher education institutions in more than 30 countries worldwide. The historic Torrens Building in Victoria Square houses Carnegie Mellon University's Heinz College Australia, and University College London's School of Energy and Resources (Australia), and constitute the city's international university precinct.
The University of Adelaide, with 25,000 students, is Australia's third-oldest university and a member of the leading "Group of Eight". It has five campuses throughout the state, including two in the city-centre, and a campus in Singapore. The University of South Australia, with 37,000 students, has two North Terrace campuses, three other campuses in the metropolitan area and campuses in the regional cities of Whyalla and Mount Gambier. The University of Adelaide and the University of South Australia have had multiple proposals to merge into a single university. A proposal in 2018 failed due to uncertainty as to the new name and leadership of the merged university. In 2022, the universities announced a new merger proposal, with the name and leadership issues settled and support from the South Australian government.
Flinders University, with 25,184 students, is based in the southern suburb of Bedford Park, alongside the Flinders Medical Centre, with additional campuses in neighbouring Tonsley and in Victoria Square in the city centre.
The Adelaide College of Divinity is at Brooklyn Park.
There are several South Australian TAFE (Technical and Further Education) campuses in the metropolitan area that provide a range of vocational education and training. The Adelaide College of the Arts, as a school of TAFE SA, provides nationally recognised training in visual and performing arts.
Research.
In addition to the universities, Adelaide is home to research institutes, including the Royal Institution of Australia, established in 2009 as a counterpart to the two-hundred-year-old Royal Institution of Great Britain. Many of the organisations involved in research tend to be geographically clustered throughout the Adelaide metropolitan area:
Cultural life.
While established as a British province, and very much English in terms of its culture, Adelaide attracted immigrants from other parts of Europe early on, including German and other European non-conformists escaping religious persecution. The first German Lutherans arrived in 1838, bringing with them the vine cuttings that they used to found the acclaimed wineries of the Barossa Valley.
The Royal Adelaide Show is an annual agricultural show and state fair, established in 1839 and now a huge event held in the Adelaide Showground annually.
Adelaide's arts scene flourished in the 1960s and 1970s with the support of successive premiers from both major political parties. The renowned Adelaide Festival of Arts was established in 1960 under Thomas Playford, which in the same year spawned an unofficial uncurated series of performances and exhibits which grew into the Adelaide Fringe. Construction of the Adelaide Festival Centre began under Steele Hall in 1970 and was completed under the subsequent government of Don Dunstan, who also established the South Australian Film Corporation in 1972 and the State Opera of South Australia in 1976.
Over time, the Adelaide Festival expanded to include Adelaide Writers' Week and WOMADelaide, and other separate festivals were established, such as the Adelaide Cabaret Festival (2002), the Adelaide Festival of Ideas (1999), the Adelaide Film Festival (2013), FEAST (1999, a queer culture), Tasting Australia (1997, a food and wine affair), and Illuminate Adelaide (2021). With the Festival, the Fringe, WOMADelaide, Writers' Week and the Adelaide 500 street motor racing event (along with evening music concerts) all happening in early March, the period became known colloquially as "Mad March".
In 2014, Ghil'ad Zuckermann founded the Adelaide Language Festival.
There are many international cultural fairs, most notably the German Schützenfest and Greek Glendi. Adelaide holds an annual Christmas pageant, the world's largest Christmas parade.
North Terrace institutions.
As the state capital, Adelaide has a great number of cultural institutions, many of them along the boulevard of North Terrace. The Art Gallery of South Australia, with about 35,000 works, holds Australia's second largest state-based collection. Adjacent are the South Australian Museum and State Library of South Australia. The Adelaide Botanic Garden, National Wine Centre and Tandanya National Aboriginal Cultural Institute are nearby in the East End of the city. In the back of the State Library lies the Migration Museum, Australia's oldest museum of its kind.
Further west, the Lion Arts Centre is home to ACE Open, which showcases contemporary art; Dance Hub SA; and other studios and arts industry spaces. The Mercury Cinema and the JamFactory ceramics and design gallery are just around the corner.
Performing arts and music venues.
The Adelaide Festival Centre (which includes the Dunstan Playhouse, Festival Theatre and Space Theatre), on the banks of the Torrens, is the focal point for much of the cultural activity in the city and home to the State Theatre Company of South Australia. Other live music and theatre venues include the Adelaide Entertainment Centre; Adelaide Oval; Memorial Drive Park; Thebarton Theatre; Adelaide Town Hall; Her Majesty's Theatre; Queen's Theatre; Holden Theatres; and the Hopgood Theatre.
The Lion Arts Factory, within the Lion Arts Centre, hosts contemporary music in a wide range of genres, as does "The Gov" in Hindmarsh. The city also has numerous smaller theatres, pubs and cabaret bars which host performances.
Live music.
In 2015, it was said that there were now more live music venues per capita in Adelaide than any other capital city in the southern hemisphere, "Lonely Planet" labelled Adelaide "Australia's live music city", and the city was recognised as a "City of Music" by the UNESCO Creative Cities Network.
In addition to its own WOMAD (WOMADelaide), Adelaide attracts several touring music festivals, including Creamfields, Laneway and Groovin'.
Adelaide has produced musical groups and individuals who have achieved national and international fame. These include the Adelaide Symphony Orchestra, the Adelaide Youth Orchestra, rock bands The Angels, Atlas Genius, Cold Chisel, The Superjesus, Wolf & Cub, roots/blues group The Audreys, internationally acclaimed metal acts I Killed The Prom Queen and Double Dragon, popular Australian hip-hop outfit Hilltop Hoods, pop acts like Sia, Orianthi, Guy Sebastian, and Wes Carr, as well as internationally successful tribute act, The Australian Pink Floyd Show.
Noted rocker Jimmy Barnes (formerly lead vocalist with Cold Chisel) spent most of his youth in the northern suburb of Elizabeth. Paul Kelly grew up in Adelaide and was head prefect at Rostrevor College. The first "Australian Idol" winner, Guy Sebastian, hails from the north-eastern suburb of Golden Grove.
Television.
Adelaide is served by numerous digital free-to-air television channels:
All of the five Australian national television networks broadcast both high-definition digital and standard-definition digital television services in Adelaide. They share three transmission towers on the ridge near the summit of Mount Lofty. There are two other transmission sites at 25 Grenfell Street, Adelaide and Elizabeth Downs. The two government-funded stations are run by the Australian Broadcasting Corporation (ABC South Australia) and the Special Broadcasting Service (SBS). The Seven Network and Network Ten both own their Adelaide stations (SAS-7 and ADS-10 respectively). Adelaide's NWS-9 is part of the Nine Network. Adelaide also has a community television station, Channel 44.
As part of a nationwide phase-out of analogue television in Australia, Adelaide's analogue television service was shut down on 2 April 2013.
The Foxtel pay TV service is also available via cable or satellite to the entire metropolitan area.
All the major broadcasting networks also operate online on-demand television services, alongside internet-only services such as Stan, Fetch TV, Netflix, YouTube, Disney+, and Kayo Sports.
Radio.
There are 20 radio stations that serve the metropolitan area, as well as four stations that serve only parts of the metropolitan area; six commercial stations, six community stations, six national stations and two narrowcast stations.
DAB+ digital radio has been broadcasting in metropolitan Adelaide since 20 May 2009, and currently offers a choice of 41 stations all operated by the existing licensed radio broadcasters, which includes high-quality simulcast of all AM and FM stations.
Sport.
The main sports played professionally in Adelaide are Australian Rules football, soccer, cricket, netball, and basketball. Adelaide is the home of two Australian Football League teams: the Adelaide Football Club and Port Adelaide Football Club, and one A-League soccer team, Adelaide United. A local Australian rules football league, the SANFL, is made up of 10 teams from around Adelaide. The SANFL has been in operation since 1877 when it began as the South Australian Football Association (SAFA) before changing its name to the SANFL in 1927. The SANFL is the oldest surviving football league of any code played in Australia.
Adelaide has developed a strong culture of attracting crowds to major sporting events. Until the completion of the 2012–14 renovation and upgrade of the Adelaide Oval, most large sporting events took place at either Football Park (the then home base of the Adelaide Crows, and the then Port Adelaide home game venue), or the historic Adelaide Oval, home of the South Australia Redbacks and the Adelaide Strikers cricket teams. Since completion of the upgrade, home games for Adelaide Crows and Port Adelaide now take place at Adelaide Oval.
Since 1884, Adelaide Oval has also hosted an international cricket test every summer, along with a number of One Day International cricket matches. Memorial Drive Park, adjacent to the Adelaide Oval, used to host Davis Cup and other major tennis events, including the Australian Open and the Adelaide International. Adelaide's professional association football team, Adelaide United, play in the A-League. Founded in 2003, their home ground is Hindmarsh Stadium, which has a capacity of 17,000 and is one of the few purpose-built soccer stadia in Australia. Prior to United's foundation, Adelaide City and West Adelaide represented the city in the National Soccer League. The two sides, which contest the Adelaide derby against one another, now play in the National Premier Leagues South Australia.
For two years, 1997 and 1998, Adelaide was represented in Australia's top level rugby league, after the New South Wales Rugby League had played a single game per season at the Adelaide Oval for five years starting in 1991. The Adelaide Rams were formed and played in the breakaway Super League (SL) competition in 1997 before moving to the new National Rugby League in 1998. Initially playing at the Adelaide Oval, the club moved to the more suitable Hindmarsh Stadium late in the 1998 season. As part of a peace deal with the Australian Rugby League to end the Super League war, the club's owners News Limited (who were also owners of the SL) suddenly closed the club only weeks before the start of the 1999 season.
Adelaide has two professional basketball teams, the men's team being the Adelaide 36ers which plays in the National Basketball League (NBL) and the women's team, the Adelaide Lightning which plays in the Women's National Basketball League (WNBL). Both teams play their home games at the Titanium Security Arena. Adelaide has a professional netball team, the Adelaide Thunderbirds, which plays in the national netball competition, the Suncorp Super Netball championship, with home games played at Priceline Stadium. The Thunderbirds occasionally play games or finals at the Titanium Security Arena, while international netball matches are usually played at the 10,500 seat Adelaide Entertainment Centre. The Titanium Security Arena has a capacity of 8,000 and is the largest purpose-built basketball stadium in Australia.
Since 1999 Adelaide and its surrounding areas have hosted the Tour Down Under bicycle race, organised and directed by Adelaide-based Michael Turtur. Turtur won an Olympic gold medal for Australia in the 4000 m team pursuit at the 1984 Los Angeles Olympics. The Tour Down Under is the largest cycling event outside Europe and was the first event outside Europe to be granted UCI ProTour status.
Adelaide maintains a franchise in the Australian Baseball League, the Adelaide Giants. They have been playing since 2009, and their home stadium (until 2016) was Norwood Oval. From 2016 the team moved to the Diamond Sports Stadium located near the Adelaide International Airport due to renovations at Norwood.
Adelaide also has an ice hockey team, Adelaide Adrenaline in the Australian Ice Hockey League (AIHL). It was national champions in 2009 and plays its games at the IceArenA.
The Australian Grand Prix for World Championship Formula One racing was hosted by Adelaide from 1985 to 1995 on the Adelaide Street Circuit which was laid out in the city's East End as well as the eastern parklands including the Victoria Park Racecourse. The Grand Prix became a source of pride, and losing the event to Melbourne in a surprise announcement in mid-1993 left a void that has since been filled with the highly successful Clipsal 500 for V8 Supercar racing, held on a modified version of the same street circuit. The Classic Adelaide, a rally of classic sporting vehicles, is also held in the city and its surrounds.
Adelaide formerly had three horse racing venues. Victoria Park, Cheltenham Park Racecourse, both of which have now closed, and Morphettville Racecourse that remains the home of the South Australian Jockey Club. It also has Globe Derby Park for Harness racing that opened in 1969, and by 1973 had become Adelaide's premier harness racing venue taking over from the Wayville Showgrounds, as well as Greyhound Park for greyhound racing that opened in 1972.
The World Solar Challenge race attracts teams from around the world, most of which are fielded by universities or corporations, although some are fielded by high schools. The race has a 20-years' history spanning nine races, with the inaugural event taking place in 1987. Adelaide hosted the 2012 World Bowls Championships at Lockleys Bowling Club, becoming the third city in the world to have held the championships twice, having previously hosted the event in 1996.
Dirt track speedway is also popular in Adelaide with three operating speedways. Adelaide Motorsport Park, located adjacent to the Adelaide International Raceway road racing circuit at Virginia ( north of the city centre) has been in continuous operation since 1979 after the closure of the popular Rowley Park Speedway. Gillman Speedway located in the semi-industrial suburb of Gillman, has been in operation since 1998 and caters to Motorcycle speedway and Sidecars, while the Sidewinders Speedway located in Wingfield is also a motorcycle speedway dedicated to Under-16 riders and has been in operation since 1978.
In 2016, backed by South Australia's Peregrine Group owners of OTR (On the run service stations and 24/7-hour convenient stores) opened up a multi-purpose facility; a state-of-the-art motorsporting park and a hotel alongside its newer OTR service station outside a small township of Tailem Bend currently named The Bend Motorsport Park. Design for thrill seekers and rev-heads the facility currently host South Australia's second V8 Supercars motoring event during a round in August and hopes to bring in other major international motoring events such as SBK Superbikes and other well established FIA motoring events.
Adelaide is home to the Great Southern Slam, the world's largest roller derby tournament. The tournament has been held biennially over Australia's Queen's Birthday holiday weekend since 2010. In 2014, and 2016 the tournament featured 45 teams playing in two divisions. In 2018, the tournament has expanded to 48 teams competing in three divisions.
Infrastructure.
Transport.
Being centrally located on the Australian mainland, Adelaide forms a strategic transport hub for east–west and north–south routes. The city itself has a metropolitan public transport system managed by and known as the Adelaide Metro. The Adelaide Metro consists of a contracted bus system including the O-Bahn Busway, 6 commuter rail lines (diesel and electric), and a small tram network operating between inner suburb Hindmarsh, the city centre, and seaside Glenelg. Tramways were largely dismantled in the 1950s, but saw a revival in the 2010s with upgrades and extensions.
Road transport in Adelaide has historically been easier than many of the other Australian cities, with a well-defined city layout and wide multiple-lane roads from the beginning of its development. Adelaide was known as a "twenty-minute city", with commuters having been able to travel from metropolitan outskirts to the city proper in roughly twenty minutes. However, such arterial roads often experience traffic congestion as the city grows.
The Adelaide metropolitan area has one freeway and four expressways. In order of construction, they are:
Airports.
The Adelaide metropolitan area has two commercial airports, Adelaide Airport and Parafield Airport. Adelaide Airport, in Adelaide's south-western suburbs, serves in excess of 8 million passengers annually. Parafield Airport, Adelaide's second airport north of the city centre, is used for small aircraft, pilot training and recreational aviation purposes. Parafield Airport served as Adelaide's main aerodrome until the opening of the Adelaide Airport in February 1955. Adelaide Airport serves many international and domestic destinations including all Australian state capitals.
Adelaide is also home to a military airport, known as Edinburgh Airport, located in the northern suburbs. It was built in 1955 in a joint initiative with the United Kingdom for weapon development.
Health.
Adelaide's two largest hospitals are the Royal Adelaide Hospital (RAH) in Adelaide Parklands, a teaching hospital affiliated with the University of Adelaide (800 beds), and the Flinders Medical Centre (580 beds) at Bedford Park, affiliated with Flinders University. The RAH also operates additional campuses for specialist care throughout the suburbs including the Hampstead Rehabilitation Centre (150 beds) at Northfield and the Glenside Campus (129 beds) for acute mental health services.
Other major public hospitals are the Women's and Children's Hospital (305 beds), at North Adelaide; the Queen Elizabeth Hospital (340 beds) at Woodville; Modbury Hospital (178 beds) at Modbury; and the Lyell McEwin Hospital (198 beds) at Elizabeth Vale. Numerous private hospitals are also located throughout the city, with the largest operators being not-for-profits Adelaide Community Healthcare Alliance (3 hospitals) and Calvary Care (4 hospitals).
In 2017, the RAH was relocated from the city's East End to a new AU$2.3 billion facility built over former railyards in the West End. The state-of-the-art hospital forms part of a new biomedical precinct called BioMed City that collocates the South Australian Health and Medical Research Institute (SAHMRI), the University of Adelaide Health and Medical Sciences building, the University of South Australia's Health Innovation Building, and the state's Dental Hospital. SAHMRI is building a $300 million second facility due to be completed by 2022 to house the Australian Bragg Centre with Australia's first proton therapy unit. There are also plans for the Women's and Children's Hospital to be relocated to the precinct adjacent the RAH by 2024.
The largest provider of community health care within Adelaide is the not-for-profit Royal District Nursing Service (RDNS), which provides out of hospital care and hospital avoidance care.
Energy.
Adelaide's energy requirements were originally met by the Adelaide Electric Supply Company, which was nationalised by the Playford government in 1946, becoming the Electricity Trust of South Australia (ETSA). Despite significant public opposition and the Labor party's anti-privatisation stance which left the Liberal party one vote short of the numbers needed to pass the legislation, ETSA was privatised by the Olsen Government in 1999 by way of a 200-year lease for the distribution network (ETSA Utilities, later renamed SA Power Networks) and the outright purchase of ETSA Power by the Cheung Kong Holdings for $3.5 billion (11 times ETSA's annual earnings) after Labor MP Trevor Crothers resigned from the party and voted with the government.
The electricity retail market was opened to competition in 2003 and although competition was expected to result in lower retail costs, prices increased by 23.7% in the market's first year. In 2004, the privatisation was deemed to be a failure with consumers paying 60% more for their power and with the state government estimated to lose $3 billion in power generation net income in the first ten years of privatisation. In 2012, the industry came under scrutiny for allegedly reducing supply by shutting down generators during periods of peak demand to force prices up. Increased media attention also revealed that in 2009 the state government had approved a 46% increase in retail prices to cover expected increases in the costs of generation while generation costs had in fact fallen 35% by 2012. South Australia has the highest retail price for electricity in the country.
Privatisation led to competition from a variety of companies who now separately provide for the generation, transmission, distribution and retail sales of gas and electricity. Electricity generation comes from a range of technologies and operators. ElectraNet operates the high-voltage electricity transmission network. SA Power Networks distributes electricity to end users. The largest electricity and gas retailing companies are also the largest generating companies.
The largest fossil fuel power stations are the Torrens Island Power Station gas-fired plant operated by AGL Energy and the Pelican Point Power Station operated by Engie. South Australia also has wind and solar power and connections to the national grid. Gas is supplied from the Moomba Gas Processing Plant in the Cooper Basin via the Moomba Adelaide Pipeline System and the SEAGas pipeline from Victoria.
In 2011, South Australia generated 18% of its electricity from wind power, and had 51% of the installed capacity of wind generators in Australia.
Due to almost universal blackouts within the city during September 2016, the state worked with Tesla to produce the world's largest electricity battery at Hornsdale Power Reserve which has increased that state's electrical security to the extent in which large blackouts are no longer an event.
Water.
The provision of water services is by the government-owned SA Water. Adelaide's water is supplied from its seven reservoirs: Mount Bold, Happy Valley, Myponga, Millbrook, Hope Valley, Little Para and South Para. The yield from these reservoir catchments can be as little as 10% of the city's requirements (90GL per annum) in drought years and about 60% in average years. The remaining demand is met by the pumping of water from the River Murray.
A sea-water desalination plant capable of supplying 100GL per annum was built during the 2001–2009 drought; however, it operated at about 8% of its capacity until 2019. In December 2018, the State and Federal Governments agreed to fund a $2m study to determine how the plant could be used to reduce reliance on river water, in an effort to help save the Murray River basin and mouth (including the Coorong) from further ecological damage.
Communications.
AdelaideFree WiFi is a citywide free Wi-Fi network covering most of the inner city areas of Adelaide, primarily the Adelaide CBD and Northern Adelaide precincts. It was officially launched at the Adelaide Central Markets on Tuesday 25 June 2014. It is provided by Internode, with infrastructure provided by outdoor Cisco WiFi N access points attached to the top of lighting poles, as well as inside cafes and businesses across the city.
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1152 | Alan Garner | Alan Garner (born 17 October 1934) is an English novelist best known for his children's fantasy novels and his retellings of traditional British folk tales. Much of his work is rooted in the landscape, history and folklore of his native county of Cheshire, North West England, being set in the region and making use of the native Cheshire dialect.
Born in Congleton, Garner grew up around the nearby town of Alderley Edge, and spent much of his youth in the wooded area known locally as "The Edge", where he gained an early interest in the folklore of the region. Studying at Manchester Grammar School and then briefly at Oxford University, in 1957 he moved to the village of Blackden, where he bought and renovated an Early Modern Period (circa 1590) building known as Toad Hall. His first novel, "The Weirdstone of Brisingamen", was published in 1960. A children's fantasy novel set on the Edge, it incorporated elements of local folklore in its plot and characters. Garner wrote a sequel, "The Moon of Gomrath" (1963), and a third book, "Boneland" (2012). He wrote several fantasy novels, including "Elidor" (1965), "The Owl Service" (1967) and "Red Shift" (1973).
Turning away from fantasy as a genre, Garner produced "The Stone Book Quartet" (1979), a series of four short novellas detailing a day in the life of four generations of his family. He also published a series of British folk tales which he had rewritten in a series of books entitled "Alan Garner's Fairy Tales of Gold" (1979), "Alan Garner's Book of British Fairy Tales" (1984) and "A Bag of Moonshine" (1986). In his subsequent novels, "Strandloper" (1996) and "Thursbitch" (2003), he continued writing tales revolving around Cheshire, although without the fantasy elements which had characterised his earlier work.
Biography.
Early life: 1934–56.
Garner was born in the front room of his grandmother's house in Congleton, Cheshire, on 17 October 1934. He was raised in nearby Alderley Edge, a well-to-do village that had effectively become a suburb of Manchester. His "rural working-class family", had been connected to Alderley Edge since at least the sixteenth century and could be traced back to the death of William Garner in 1592. Garner has stated that his family had passed on "a genuine oral tradition" involving folk tales about The Edge, which included a description of a king and his army of knights who slept under it, guarded by a wizard. In the mid-nineteenth century Alan's great-great-grandfather Robert had carved the face of a bearded wizard onto the face of a cliff next to a well, known locally at that time as the Wizard's Well.
Robert Garner and his other relatives had all been craftsmen, and, according to Garner, each successive generation had tried to "improve on, or do something different from, the previous generation". Garner's grandfather, Joseph Garner, "could read, but didn't and so was virtually unlettered". Instead, he taught his grandson the folk tales he knew about The Edge. Garner later remarked that as a result, he was "aware of [the Edge's] magic" as a child, and he and his friends often played there. The story of the king and the wizard living under the hill played an important part in his life, becoming, he explained, "deeply embedded in my psyche" and heavily influencing his later novels.
Garner faced several life-threatening childhood illnesses, which left him bed ridden for much of the time. He attended a local village school, where he found that, despite being praised for his intelligence, he was punished for speaking in his native Cheshire dialect; for instance, when he was six his primary school teacher washed his mouth out with soapy water. Garner then won a place at Manchester Grammar School, where he received his secondary education; entry was means-tested, resulting in his school fees being waived. Rather than focusing his interest on creative writing, it was here that he excelled at sprinting. He used to go jogging along the highway, and later claimed that in doing so he was sometimes accompanied by the mathematician Alan Turing, who shared his fascination for the Disney film "Snow White and the Seven Dwarfs". Garner was then conscripted into national service, serving for a time with the Royal Artillery while posted to Woolwich in Southeast London.
At school, Garner had developed a keen interest in the work of Aeschylus and Homer, as well as the Ancient Greek language. Thus, he decided to pursue the study of Classics at Magdalen College, Oxford, passing his entrance exams in January 1953; at the time he had thoughts of becoming a professional academic. He was the first member of his family to receive anything more than a basic education, and he noted that this removed him from his "cultural background" and led to something of a schism with other members of his family, who "could not cope with me, and I could not cope with" them. Looking back, he remarked, "I soon learned that it was not a good idea to come home excited over irregular verbs". In 1955, he joined the university theatrical society, playing the role of Mark Antony in a performance of William Shakespeare's "Antony and Cleopatra" where he co-starred alongside Dudley Moore and where Kenneth Baker was the stage manager. In August 1956, he decided that he wished to devote himself to novel writing, and decided to abandon his university education without taking a degree; he left Oxford in late 1956. He nevertheless felt that the academic rigour which he learned during his university studies has remained "a permanent strength through all my life".
"The Weirdstone of Brisingamen" and "The Moon of Gomrath": 1957–64.
Aged 22, Garner was out cycling when he came across a hand-painted sign announcing that an agricultural cottage in Toad Hall – a late medieval building situated in Blackden, seven miles from Alderley Edge – was on sale for £510. Although he personally could not afford it, he was lent the money by the local Oddfellow lodge, enabling him to purchase and move into the cottage in June 1957. In the late nineteenth century the Hall had been divided into two agricultural labourers' cottages, but Garner was able to purchase the second for £150 about a year later; he proceeded to knock down the dividing walls and convert both halves back into a single home.
Garner had begun writing his first novel, "The Weirdstone of Brisingamen: A Tale of Alderley", in September 1956. However it was while at Toad Hall that he finished the book. Set in Alderley Edge, it revolves around two children, Susan and Colin, who are sent to live in the area with their mother's old nursemaid, Bess, and her husband, Gowther Mossock. While exploring the Edge, they encounter a race of malevolent creatures, the "svart alfar", who dwell in the Edge's abandoned mines and who seem intent on capturing them. They are rescued by the wizard Cadellin, who reveals that the forces of darkness are massing at the Edge in search of a powerful magical talisman, the eponymous "weirdstone of Brisingamen".
Whilst writing in his spare time Garner attempted to gain employment as a teacher, but soon gave that up, believing that "I couldn't write and teach; the energies were too similar." Instead, he worked off and on as a general labourer for four years, remaining unemployed for much of that time.
Garner sent his debut novel to the publishing company Collins, where it was picked up by the company's head, Sir William Collins, who was on the lookout for new fantasy novels following the recent commercial and critical success of J. R. R. Tolkien's "The Lord of the Rings" (1954–55). Garner, who went on to become a personal friend of Collins, would later relate that "Billy Collins saw a title with funny-looking words in it on the stockpile, and he decided to publish it." On its release in 1960, "The Weirdstone of Brisingamen" proved to be a critical and commercial success, later being described as "a tour de force of the imagination, a novel that showed almost every writer who came afterwards what it was possible to achieve in novels ostensibly published for children." Garner himself however would later denounce his first novel as "a fairly bad book" in 1968.
With his first book published, Garner abandoned his work as a labourer and gained a job as a freelance television reporter, living a "hand to mouth" lifestyle on a "shoestring" budget. He also began a sequel to "The Weirdstone of Brisingamen", which would be known as "The Moon of Gomrath". "The Moon of Gomrath" also revolves around the adventures of Colin and Susan, with the latter being possessed by a malevolent creature called the Brollachan who has recently re-entered the world, having been freed from its underground prison by workmen. With the help of the wizard Cadellin, the Brollachan is exorcised, but Susan's soul also leaves her body, being sent to another dimension, leaving Colin to find a way to bring it back. Critic Neil Philip characterised it as "an artistic advance" but "a less satisfying story". In a 1989 interview, Garner stated that he had left scope for a third book following the adventures of Colin and Susan, envisioning a trilogy, but that he had intentionally decided not to write it, instead moving on to write something different. However "Boneland", the conclusion to the sequence, was belatedly published in August 2012.
"Elidor", "The Owl Service" and "Red Shift": 1964–73.
In 1962, Garner began work on a radio play entitled "Elidor", which eventually became a novel of the same name. Set in contemporary Manchester, "Elidor" tells the story of four children who enter a derelict Victorian church and find a portal to the magical realm of Elidor. In Elidor, they are entrusted by King Malebron to help rescue four treasures which have been stolen by the forces of evil, who are attempting to take control of the kingdom. The children succeed and return to Manchester with the treasures, but are pursued by the malevolent forces who need the items to seal their victory.
Before writing "Elidor", Garner had seen a dinner service set which could be arranged to make pictures of either flowers or owls. Inspired by this design, he produced his fourth novel, "The Owl Service". The story, which was heavily influenced by the Medieval Welsh tale of Math fab Mathonwy from the "Mabinogion", was critically acclaimed, winning both the Carnegie Medal and Guardian Children's Fiction Prize. It also sparked discussions among critics as to whether Garner should properly be considered a children's writer, given that this book in particular was deemed equally suitable for an adult readership.
It took Garner six years to write his next novel, "Red Shift". The book centres on three intertwined love stories, one set in the present, another during the English Civil War, and the third in the second century CE. Philip referred to it as "a complex book but not a complicated one: the bare lines of story and emotion stand clear".
Academic specialist in children's literature Maria Nikolajeva characterised "Red Shift" as "a difficult book" for an unprepared reader, identifying its main themes as those of "loneliness and failure to communicate". Ultimately, she thought that repeated re-readings of the novel bring about the realisation that "it is a perfectly realistic story with much more depth and psychologically more credible than the most so-called "realistic" juvenile novels."
"The Stone Book" series and folkloric collections: 1974–94.
From 1976 to 1978, Garner published a series of four novellas, which have come to be collectively known as "The Stone Book" quartet: "The Stone Book", "Granny Reardun", "The Aimer Gate", and "Tom Fobble's Day". Each focused on a day in the life of a child in the Garner family, each from a different generation.
In a 1989 interview, Garner noted that although writing "The Stone Book Quartet" had been "exhausting", it had been "the most rewarding of everything" he'd done to date. Philip described the quartet as "a complete command of the material he had been working and reworking since the start of his career".
Garner pays particular attention to language, and strives to render the cadence of the Cheshire tongue in modern English. This he explains by the sense of anger he felt on reading "Sir Gawain and the Green Knight": the footnotes would not have been needed by his father.
In 1981, the literary critic Neil Philip published an analysis of Garner's novels as "A Fine Anger", which was based on his doctoral thesis, produced for the University of London in 1980. In this study he noted that ""The Stone Book" quartet marks a watershed in Garner's writing career, and provides a suitable moment for an evaluation of his work thus far."
"Strandloper", "Thursbitch", "Boneland", "Where Shall We Run To?" and "Treacle Walker": 1996–present.
In 1996, Garner's novel "Strandloper" was published.
In 1997, he next wrote "The Voice That Thunders, a" collection of essays and public talks that contains much autobiographical material (including an account of his life with bipolar disorder), as well as critical reflection upon folklore and language, literature and education, the nature of myth and time. In "The Voice That Thunders," he reveals the commercial pressure placed upon him during the decade-long drought which preceded "Strandloper" to 'forsake "literature", and become instead a "popular" writer, cashing in on my established name by producing sequels to, and making series of, the earlier books'. Garner feared that "making series ... would render sterile the existing work, the life that produced it, and bring about my artistic and spiritual death" and felt unable to comply.
Garner's novel "Thursbitch" was published in 2003.
The novel "Boneland" was published in 2012, nominally completing a trilogy begun some 50 years earlier with "The Weirdstone of Brisingamen".
In August 2018, Garner published his only set of memoirs, "Where Shall We Run To?", which describes his childhood during the Second World War.
The novel "Treacle Walker" was published in October 2021 and nominated to the shortlist for the 2022 Booker Prize.
Personal life.
With his first wife Ann Cook he had three children. In 1972, he married for a second time, this time to Griselda Greaves, a teacher and critic with whom he had two children. In a 2014 interview conducted with Mike Pitts for "British Archaeology" magazine, Garner stated that "I don't have anything to do with the literary world. I avoid writers. I don't like them. Most of my close personal friends are professional archaeologists."
Literary style.
Although Garner's early work is often labelled as "children's literature", Garner himself rejects such a description, informing one interviewer that "I certainly have never written for children" but that instead, he has always written purely for himself. Neil Philip, in his critical study of Garner's work (1981), commented that up until that point "Everything Alan Garner has published has been published for children", although he went on to relate that "It may be that Garner's is a case" where the division between children's and adults' literature is "meaningless" and that his fiction is instead "enjoyed by a type of person, no matter what their age." He said "An adult point of view would not give me the ability to be as fresh in my vision as a child's point of view, because the child is still discovering the universe and many adults are not."
Philip offered the opinion that the "essence of his work" was "the struggle to render the complex in simple, bare terms; to couch the abstract in the concrete and communicate it directly to the reader". He added that Garner's work is "intensely autobiographical, in both obvious and subtle ways". Highlighting Garner's use of mythological and folkloric sources, Philip stated that his work explores "the disjointed and troubled psychological and emotional landscape of the twentieth century through the symbolism of myth and folklore." He also expressed the opinion that "Time is Garner's most consistent theme".
The English author and academic Catherine Butler noted that Garner was attentive to the "geological, archaeological and cultural history of his settings, and careful to integrate his fiction with the physical reality beyond the page." As a part of this, Garner had included maps of Alderley Edge in both "The Weirdstone of Brisingamen" and "The Moon of Gomrath". Garner has spent much time investigating the areas that he deals with in his books; writing in the "Times Literary Supplement" in 1968, Garner commented that in preparation for writing his book "Elidor":
I had to read extensively textbooks on physics, Celtic symbolism, unicorns, medieval watermarks, megalithic archaeology; study the writings of Jung; brush up my Plato; visit Avebury, Silbury and Coventry Cathedral; spend a lot of time with demolition gangs on slum clearance sites; and listen to the whole of Britten's "War Requiem" nearly every day.
Recognition and legacy.
In a paper published in the "Children's Literature Association Quarterly", Maria Nikolajeva characterised Garner as "one of the most controversial" authors of modern children's literature.
In the fiftieth anniversary edition of "The Weirdstone of Brisingamen", published by HarperCollins in 2010, several notable British fantasists praised Garner and his work. Susan Cooper wrote that "The power and range of Alan Garner's astounding talent has grown with every book he's written", and David Almond called him one of Britain's "greatest writers" whose works "really matter". Philip Pullman, the author of the "His Dark Materials" trilogy, went further:
Garner is indisputably the great originator, the most important British writer of fantasy since Tolkien, and in many respects better than Tolkien, because deeper and more truthful... Any country except Britain would have long ago recognised his importance, and celebrated it with postage stamps and statues and street-names. But that's the way with us: our greatest prophets go unnoticed by the politicians and the owners of media empires. I salute him with the most heartfelt respect and admiration.
Another British fantasy writer, Neil Gaiman, claimed that "Garner's fiction is something special" in that it was "smart and challenging, based in the here and the now, in which real English places emerged from the shadows of folklore, and in which people found themselves walking, living and battling their way through the dreams and patterns of myth." Praise also came from Nick Lake, the editorial director of HarperCollins Children's Books, who proclaimed that "Garner is, quite simply, one of the greatest and most influential writers this country has ever produced." Emma Donoghue recalls reading "Red Shift" as a teenager: "It looked like other Garners I had read: a children's fantasy. But "Red Shift", with its passionately bickering adolescent lovers and vertiginous plunges through the wormhole of time, shook me to my core every time I read it, and still does... Garner makes the past numinous, terrifyingly real: anything but passed."
Awards.
The biennial Hans Christian Andersen Award conferred by the International Board on Books for Young People is the highest recognition available to a writer or illustrator of children's books. Garner was the sole runner-up for the writing award in 1978.
Garner was appointed Officer of the Order of the British Empire (OBE) for services to literature in the 2001 New Year's Honours list. He received the British Fantasy Society's occasional Karl Edward Wagner Award in 2003 and the World Fantasy Award for Life Achievement in 2012. In January 2011, the University of Warwick awarded the degree of Doctor of Letters (honoris causa). On that occasion he gave a half-hour interview about his work. He has also been awarded honorary doctorates from the University of Salford (2011) and the University of Huddersfield in (2012).
He has been recognised several times for particular works.
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1155 | Atlantic (disambiguation) | The Atlantic Ocean is the second largest of the world's oceans, that separates the old world from the new world.
Atlantic may also refer to:
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1158 | Algebraic number | An algebraic number is a number that is a root of a non-zero polynomial in one variable with integer (or, equivalently, rational) coefficients. For example, the golden ratio, formula_1, is an algebraic number, because it is a root of the polynomial . That is, it is a value for x for which the polynomial evaluates to zero. As another example, the complex number formula_2 is algebraic because it is a root of .
All integers and rational numbers are algebraic, as are all roots of integers. Real and complex numbers that are not algebraic, such as and , are called transcendental numbers.
The set of algebraic numbers is countably infinite and has measure zero in the Lebesgue measure as a subset of the uncountable complex numbers. In that sense, almost all complex numbers are transcendental.
Field.
The sum, difference, product and quotient (if the denominator is nonzero) of two algebraic numbers is again algebraic, as can be demonstrated by using the resultant, and algebraic numbers thus form a field formula_6 (sometimes denoted by formula_7, but that usually denotes the adele ring). Every root of a polynomial equation whose coefficients are "algebraic numbers" is again algebraic. That can be rephrased by saying that the field of algebraic numbers is algebraically closed. In fact, it is the smallest algebraically-closed field containing the rationals and so it is called the algebraic closure of the rationals.
The set of real algebraic numbers itself forms a field.
Related fields.
Numbers defined by radicals.
Any number that can be obtained from the integers using a finite number of additions, subtractions, multiplications, divisions, and taking (possibly complex) th roots where is a positive integer are algebraic. The converse, however, is not true: there are algebraic numbers that cannot be obtained in this manner. These numbers are roots of polynomials of degree 5 or higher, a result of Galois theory (see Quintic equations and the Abel–Ruffini theorem). For example, the equation:
has a unique real root that cannot be expressed in terms of only radicals and arithmetic operations.
Closed-form number.
Algebraic numbers are all numbers that can be defined explicitly or implicitly in terms of polynomials, starting from the rational numbers. One may generalize this to "closed-form numbers", which may be defined in various ways. Most broadly, all numbers that can be defined explicitly or implicitly in terms of polynomials, exponentials, and logarithms are called "elementary numbers", and these include the algebraic numbers, plus some transcendental numbers. Most narrowly, one may consider numbers "explicitly" defined in terms of polynomials, exponentials, and logarithms – this does not include all algebraic numbers, but does include some simple transcendental numbers such as or ln 2.
Algebraic integers.
An "algebraic integer" is an algebraic number that is a root of a polynomial with integer coefficients with leading coefficient 1 (a monic polynomial). Examples of algebraic integers are formula_9 formula_10 and formula_11 Therefore, the algebraic integers constitute a proper superset of the integers, as the latter are the roots of monic polynomials for all formula_12. In this sense, algebraic integers are to algebraic numbers what integers are to rational numbers.
The sum, difference and product of algebraic integers are again algebraic integers, which means that the algebraic integers form a ring. The name "algebraic integer" comes from the fact that the only rational numbers that are algebraic integers are the integers, and because the algebraic integers in any number field are in many ways analogous to the integers. If is a number field, its ring of integers is the subring of algebraic integers in , and is frequently denoted as . These are the prototypical examples of Dedekind domains.
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1160 | Automorphism | In mathematics, an automorphism is an isomorphism from a mathematical object to itself. It is, in some sense, a symmetry of the object, and a way of mapping the object to itself while preserving all of its structure. The set of all automorphisms of an object forms a group, called the automorphism group. It is, loosely speaking, the symmetry group of the object.
Definition.
In the context of abstract algebra, a mathematical object is an algebraic structure such as a group, ring, or vector space. An automorphism is simply a bijective homomorphism of an object with itself. (The definition of a homomorphism depends on the type of algebraic structure; see, for example, group homomorphism, ring homomorphism, and linear operator.)
The identity morphism (identity mapping) is called the trivial automorphism in some contexts. Respectively, other (non-identity) automorphisms are called nontrivial automorphisms.
The exact definition of an automorphism depends on the type of "mathematical object" in question and what, precisely, constitutes an "isomorphism" of that object. The most general setting in which these words have meaning is an abstract branch of mathematics called category theory. Category theory deals with abstract objects and morphisms between those objects.
In category theory, an automorphism is an endomorphism (i.e., a morphism from an object to itself) which is also an isomorphism (in the categorical sense of the word, meaning there exists a right and left inverse endomorphism).
This is a very abstract definition since, in category theory, morphisms are not necessarily functions and objects are not necessarily sets. In most concrete settings, however, the objects will be sets with some additional structure and the morphisms will be functions preserving that structure.
Automorphism group.
If the automorphisms of an object form a set (instead of a proper class), then they form a group under composition of morphisms. This group is called the automorphism group of .
The automorphism group of an object "X" in a category "C" is denoted Aut"C"("X"), or simply Aut("X") if the category is clear from context.
History.
One of the earliest group automorphisms (automorphism of a group, not simply a group of automorphisms of points) was given by the Irish mathematician William Rowan Hamilton in 1856, in his icosian calculus, where he discovered an order two automorphism, writing:
so that formula_1 is a new fifth root of unity, connected with the former fifth root formula_2 by relations of perfect reciprocity.
Inner and outer automorphisms.
In some categories—notably groups, rings, and Lie algebras—it is possible to separate automorphisms into two types, called "inner" and "outer" automorphisms.
In the case of groups, the inner automorphisms are the conjugations by the elements of the group itself. For each element "a" of a group "G", conjugation by "a" is the operation given by (or "a"−1"ga"; usage varies). One can easily check that conjugation by "a" is a group automorphism. The inner automorphisms form a normal subgroup of Aut("G"), denoted by Inn("G"); this is called Goursat's lemma.
The other automorphisms are called outer automorphisms. The quotient group is usually denoted by Out("G"); the non-trivial elements are the cosets that contain the outer automorphisms.
The same definition holds in any unital ring or algebra where "a" is any invertible element. For Lie algebras the definition is slightly different.
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1162 | Accordion | Accordions (from 19th-century German ', from '—"musical chord, concord of sounds") are a family of box-shaped musical instruments of the bellows-driven free reed aerophone type (producing sound as air flows past a reed in a frame). The essential characteristic of the accordion is to combine in one instrument a melody section, also called the diskant, usually on the right-hand manual, with an accompaniment or Basso continuo functionality on the left-hand. The musician normally plays the melody on buttons or keys on the right-hand side (referred to as the "manual"), and the accompaniment on bass or pre-set chord buttons on the left-hand side. A person who plays the accordion is called an accordionist.
The accordion belongs to the free-reed aerophone family. Other instruments in this family include the concertina, harmonica, and bandoneon. The concertina and bandoneon do not have the melody–accompaniment duality. The harmoneon is also related and, while having the descant vs. melody dualism, tries to make it less pronounced. The harmonium and American reed organ are in the same family, but are typically larger than an accordion and sit on a surface or the floor.
The accordion is played by compressing or expanding the bellows while pressing buttons or keys, causing "pallets" to open, which allow air to flow across strips of brass or steel, called "reeds". These vibrate to produce sound inside the body. Valves on opposing reeds of each note are used to make the instrument's reeds sound louder without air leaking from each reed block.
The accordion is widely spread across the world because of the waves of migration from Europe to the Americas and other regions. In some countries (for example: Argentina, Brazil, Colombia, the Dominican Republic, Mexico, and Panama) it is used in popular music (for example: chamamé in Argentina; gaucho, forró, and sertanejo in Brazil; vallenato in Colombia; merengue in the Dominican Republic; and norteño in Mexico), whereas in other regions (such as Europe, North America, and other countries in South America) it tends to be more used for dance-pop and folk music.
In Europe and North America, some popular music acts also make use of the instrument. Additionally, the accordion is used in cajun, zydeco, jazz, and klezmer music, and in both solo and orchestral performances of classical music. The piano accordion is the official city instrument of San Francisco, California, United States. Many conservatories in Europe have classical accordion departments. The oldest name for this group of instruments is "harmonika", from the Greek "", meaning "harmonic, musical". Today, native versions of the name "accordion" are more common. These names refer to the type of accordion patented by Cyrill Demian, which concerned "automatically coupled chords on the bass side".
History.
The accordion's basic form is believed to have been invented in Berlin, in 1822, by Christian Friedrich Ludwig Buschmann, although one instrument has been recently discovered that appears to have been built earlier.
The earliest history of the accordion in Russia is poorly documented. Nevertheless, according to Russian researchers, the earliest known simple accordions were made in Tula, Russia, by and around 1830, after they received an early accordion from Germany. By the late 1840s, the instrument was already very widespread; together the factories of the two masters were producing 10,000 instruments a year. By 1866, over 50,000 instruments were being produced yearly by Tula and neighbouring villages, and by 1874 the yearly production was over 700,000. By the 1860s, Novgorod, Vyatka and Saratov governorates also had significant accordion production. By the 1880s, the list included Oryol, Ryazan, Moscow, Tver, Vologda, Kostroma, Nizhny Novgorod and Simbirsk, and many of these places created their own varieties of the instrument.
The accordion is one of several European inventions of the early 19th century that use free reeds driven by a bellows. An instrument called "accordion" was first patented in 1829 by Cyrill Demian, of Armenian origin, in Vienna. Demian's instrument bore little resemblance to modern instruments. It only had a left hand buttonboard, with the right hand simply operating the bellows. One key feature for which Demian sought the patent was the sounding of an entire chord by depressing one key. His instrument also could sound two different chords with the same key, one for each bellows direction (a "bisonoric" action). At that time in Vienna, mouth harmonicas with "Kanzellen" (chambers) had already been available for many years, along with bigger instruments driven by hand bellows. The diatonic key arrangement was also already in use on mouth-blown instruments. Demian's patent thus covered an accompanying instrument: an accordion played with the left hand, opposite to the way that contemporary chromatic hand harmonicas were played, small and light enough for travelers to take with them and used to accompany singing. The patent also described instruments with both bass and treble sections, although Demian preferred the bass-only instrument owing to its cost and weight advantages.
The accordion was introduced from Germany into Britain in about the year 1828. The instrument was noted in "The Times" in 1831 as one new to British audiences and was not favourably reviewed, but nevertheless it soon became popular. It had also become popular with New Yorkers by the mid-1840s.
After Demian's invention, other accordions appeared, some featuring only the right-handed keyboard for playing melodies. It took English inventor Charles Wheatstone to bring both chords and keyboard together in one squeezebox. His 1844 patent for what he called a "concertina" also featured the ability to easily tune the reeds from the outside with a simple tool.
The Austrian musician Adolf Müller described a great variety of instruments in his 1854 book "". At the time, Vienna and London had a close musical relationship, with musicians often performing in both cities in the same year, so it is possible that Wheatstone was aware of this type of instrument and may have used them to put his key-arrangement ideas into practice.
Jeune's "flutina" resembles Wheatstone's concertina in internal construction and tone colour, but it appears to complement Demian's accordion functionally. The flutina is a one-sided bisonoric melody-only instrument whose keys are operated with the right hand while the bellows is operated with the left. When the two instruments are combined, the result is quite similar to diatonic button accordions still manufactured today.
Further innovations followed and continue to the present. Various buttonboard and keyboard systems have been developed, as well as voicings (the combination of multiple tones at different octaves), with mechanisms to switch between different voices during performance, and different methods of internal construction to improve tone, stability and durability. Modern accordions may incorporate electronics such as condenser microphones and tone and volume controls, so that the accordion can be plugged into a PA system or keyboard amplifier for live shows. Some 2010s-era accordions may incorporate MIDI sensors and circuitry, enabling the accordion to be plugged into a synth module and produce accordion sounds or other synthesized instrument sounds, such as piano or organ.
Construction.
Accordions have many configurations and types. What may be easy to do with one type of accordion could be technically challenging or impossible with another, and proficiency with one layout may not translate to another.
The most obvious difference between accordions is their right-hand sides. Piano accordions use a piano-style musical keyboard; button accordions use a buttonboard. Button accordions are furthermore differentiated by their usage of a chromatic or diatonic buttonboard for the right-hand side.
Accordions may be either bisonoric, producing different pitches depending on the direction of bellows movement, or unisonoric, producing the same pitch in both directions. Piano accordions are unisonoric. Chromatic button accordions also tend to be unisonoric, while diatonic button accordions tend to be bisonoric, though notable exceptions exist.
Accordion size is not standardized, and may vary significantly from model to model. Accordions vary not only in their dimensions and weight, but also in number of buttons or keys present in the right- and left-hand manuals. For example, piano accordions may have as few as 8 bass buttons (two rows of four notes), or up to 120 (six rows of twenty notes) or beyond. Accordions also vary by their available registers and by their specific tuning and voicing.
Despite these differences, all accordions share a number of common components.
Universal components.
Bellows.
The bellows is the most recognizable part of the instrument, and the primary means of articulation. The production of sound in an accordion is in direct proportion to the motion of the bellows by the player. In a sense, the role of the bellows can be compared to the role of moving a violin's bow on bowed strings. For a more direct analogy, the bellows can be compared to the role of breathing for a singer. The bellows is located between the right- and left-hand manuals, and is made from pleated layers of cloth and cardboard, with added leather and metal. It is used to create pressure and vacuum, driving air across the internal reeds and producing sound by their vibrations, applied pressure increases the volume.
The keyboard touch is not expressive and does not affect dynamics: all expression is effected through the bellows. Bellows effects include:
Body.
The accordion's body consists of two boxes, commonly made of wood, joined by the bellows. These boxes house reed chambers for the right- and left-hand manuals. Each side has grilles in order to facilitate the transmission of air in and out of the instrument, and to allow the sound to project. The grille for the right-hand manual is usually larger and is often shaped for decorative purposes. The right-hand manual is normally used for playing the melody and the left-hand manual for playing the accompaniment; however, skilled players can reverse these roles and play melodies with the left hand.
The size and weight of an accordion varies depending on its type, layout and playing range, which can be as small as to have only one or two rows of basses and a single octave on the right-hand manual, to the most common 120-bass accordion and through to large and heavy 160-bass free-bass converter models.
Pallet mechanism.
The accordion is an aerophone. The manual mechanism of the instrument either enables the air flow, or disables it:
Variable components.
The term "accordion" covers a wide range of instruments, with varying components. All instruments have reed ranks of some format, apart from reedless digital accordions. Not all have switches to change registers or ranks, as some have only one treble register and one bass register. The most typical accordion is the piano accordion, which is used for many musical genres. Another type of accordion is the button accordion, which is used in musical traditions including Cajun, Conjunto and Tejano music, Swiss and Slovenian-Austro-German Alpine music, and Argentinian tango music. The Helikon-style accordion has multiple flared horns projecting out of the left side to strengthen the bass tone. The word "Helikon" refers to a deep-pitched tuba.
Right-hand manual systems.
Different systems exist for the right-hand manual of an accordion, which is normally used for playing the melody (while it can also play chords). Some use a button layout arranged in one way or another, while others use a piano-style keyboard. Each system has different claimed benefits by those who prefer it. They are also used to define one accordion or another as a different "type":
Left-hand manual systems.
Different systems are also in use for the left-hand manual, which is normally used for playing the accompaniment. These usually use distinct bass buttons and often have buttons with concavities or studs to help the player navigate the layout despite not being able to see the buttons while playing. There are three general categories:
Reed ranks and switches.
Inside the accordion are the reeds that generate the instrument tones. These are organized in different sounding "banks", which can be further combined into "registers" producing differing "timbres". All but the smaller accordions are equipped with switches that control which combination of reed banks operate, organized from high to low registers. Each register stop produces a separate sound timbre, many of which also differ in octaves or in how different octaves are combined. See the accordion reed ranks and switches article for further explanation and audio samples. All but the smaller accordions usually have treble switches. The larger and more expensive accordions often also have bass switches to give options for the reed bank on the bass side.
Classification of chromatic and piano type accordions.
In describing or pricing an accordion, the first factor is size, expressed in number of keys on either side. For a piano type, this could for one example be 37/96, meaning 37 treble keys (three octaves plus one note) on the treble side and 96 bass keys. A second aspect of size is the width of the white keys, which means that even accordions with the same number of keys have keyboards of different lengths, ranging from for a child's accordion to for an adult-sized instrument. After size, the price and weight of an accordion is largely dependent on the number of reed ranks on either side, either on a cassotto or not, and to a lesser degree on the number of combinations available through register switches. The next, but important, factor is the quality of the reeds, the highest grade called "a mano" (meaning "hand-made"), the next "tipo a mano" ("like hand-made"), lower grades including "export" and several more.
Price is also affected by the use of costly woods, luxury decorations, and features such as a palm switch, grille mute, and so on. Some accordion makers sell a range of different models, from a less-expensive base model to a more costly luxury model. Typically, the register switches are described as "Reeds: 5 + 3", meaning five reeds on the treble side and three on the bass, and "Registers: 13 + M, 7", meaning 13 register buttons on the treble side plus a special "master" that activates all ranks, like the "tutti" or "full organ" switch on an organ, and seven register switches on the bass side. Another factor affecting the price is the presence of electronics, such as condenser microphones, volume and tone controls, or MIDI sensors and connections.
Straps.
The larger piano and chromatic button accordions are usually heavier than other smaller squeezeboxes, and are equipped with two shoulder straps to make it easier to balance the weight and increase bellows control while sitting, and avoid dropping the instrument while standing. Other accordions, such as the diatonic button accordion, have only a single shoulder strap and a right hand thumb strap. All accordions have a (mostly adjustable) leather strap on the left-hand manual to keep the player's hand in position while drawing the bellows. There are also straps above and below the bellows to keep it securely closed when the instrument is not playing.
Electronic and digital.
In the 2010s, a range of electronic and digital accordions were introduced. They have an electronic sound module which creates the accordion sound, and most use MIDI systems to encode the keypresses and transmit them to the sound module. A digital accordion can have hundreds of sounds, which can include different types of accordions and even non-accordion sounds, such as pipe organ, piano, or guitar. Sensors are used on the buttons and keys, such as magnetic reed switches. Sensors are also used on the bellows to transmit the pushing and pulling of the bellows to the sound module. Digital accordions may have features not found in acoustic instruments, such as a piano-style sustain pedal, a modulation control for changing keys, and a portamento effect.
As an electronic instrument, these types of accordions are plugged into a PA system or keyboard amplifier to produce sound. Some digital accordions have a small internal speaker and amplifier, so they can be used without a PA system or keyboard amplifier, at least for practicing and small venues like coffeehouses. One benefit of electronic accordions is that they can be practiced with headphones, making them inaudible to other people nearby. On a digital accordion, the volume of the right-hand keyboard and the left-hand buttons can be independently adjusted.
Acoustic-digital hybrid accordions also exist. They are acoustic accordions (with reeds, bellows, and so on), but they also contain sensors, electronics, and MIDI connections, which provides a wider range of sound options. An acoustic-digital hybrid may be manufactured in this form, or it may be an acoustic accordion which has had aftermarket electronics sensors and connections added. Several companies sell aftermarket electronics kits, but they are typically installed by professional accordion technicians, because of the complex and delicate nature of the internal parts of an accordion.
Unusual accordions.
Various hybrid accordions have been created between instruments of different buttonboards and actions. Many remain curiosities – only a few have remained in use:
Manufacturing process.
The most expensive accordions are typically fully hand-made, particularly the reeds; completely hand-made reeds have a better tonal quality than even the best automatically manufactured ones. Some accordions have been modified by individuals striving to bring a more pure sound out of low-end instruments, such as the ones improved by Yutaka Usui, a Japanese craftsman.
The manufacture of an accordion is only a partly automated process. In a sense, all accordions are handmade, since there is always some hand assembly of the small parts required. The general process involves making the individual parts, assembling the subsections, assembling the entire instrument, and final decorating and packaging.
Notable centres of production are the Italian cities of Stradella and Castelfidardo, with many small and medium size manufacturers especially at the latter. Castelfidardo honours the memory of Paolo Soprani who was one of the first large-scale producers. has built accordions in the French town of Tulle since 1919, and the company is now the last complete-process manufacturer of accordions in France. German companies such as Hohner and Weltmeister made large numbers of accordions, but production diminished by the end of the 20th century. Hohner still manufactures its top-end models in Germany, and "Weltmeister" instruments are still handmade by HARMONA Akkordeon GmbH in Klingenthal.
Use in various music genres.
The accordion has traditionally been used to perform folk or ethnic music, popular music, and transcriptions from the operatic and light-classical music repertoire. It was also used by the Kikuyu tribe in Kenya and is the main instrument in the traditional Mwomboko dance. Today the instrument is sometimes heard in contemporary pop styles, such as rock and pop-rock, and occasionally even in serious classical music concerts, as well as advertisements.
Use in traditional music.
The accordion's popularity spread rapidly: it has mostly been associated with the common people, and was propagated by Europeans who emigrated around the world. The accordion in both button and piano forms became a favorite of folk musicians and has been integrated into traditional music styles all over the world: see the list of music styles that incorporate the accordion.
Use in jazz.
Notable jazz accordionists.
Early jazz accordionists include Charles Melrose, who recorded "Wailing Blues/Barrel House Stomp" (1930, Voc. 1503) with the Cellar Boys; Buster Moten, who played second piano and accordion in the Bennie Moten orchestra; and Jack Cornell, who did recordings with Irving Mills. Later jazz accordionists from the United States include Steve Bach, Milton DeLugg, Orlando DiGirolamo, Dominic Frontiere, Guy Klucevsek, Yuri Lemeshev, Frank Marocco, John Serry Sr., Lee Tomboulian, and Art Van Damme. French jazz accordionists include Richard Galliano, Bernard Lubat, and Vincent Peirani. Norwegian jazz accordionists include Asmund Bjørken, Stian Carstensen, Gabriel Fliflet, Frode Haltli, and Eivin One Pedersen.
Left hand techniques.
The constraints of the Stradella bass system, limiting the left hand to preset chord buttons, is a barrier to some jazz chord conventions. Jazz accordionists expand the range of chord possibilities by using more than one chord button simultaneously, or by using combinations of a chord button and a bass note other than the typical root of the chord. An example of the former technique is used to play a minor seventh chord. To play an "a minor" seventh chord (with an added ninth), the "a minor" and "e minor" preset buttons are pressed simultaneously, along with an "A" bassnote. An example of the latter technique is used to play the half-diminished chord. To play an "e" half-diminished seventh chord, a "g minor" preset button is pressed along with an "E" bassnote.
For the left hand, the free-bass system is used in jazz as a means of creating complex chord voicings. Jazz harmony that would otherwise be difficult to replicate with the Stradella bass system, such as tritone substitutions, become more accessible using a free-bass accordion.
Use in popular music.
The accordion appeared in popular music from the 1900s to the 1960s. This half-century is often called the "golden age of the accordion". Five players, Pietro Frosini, the two brothers Count Guido Deiro and Pietro Deiro and Slovenian brothers Vilko Ovsenik and Slavko Avsenik, Charles Magnante were major influences at this time.
Most vaudeville theaters closed during the Great Depression, but accordionists during the 1930s–1950s taught and performed for radio. Included among this group was the concert virtuoso John Serry, Sr. During the 1950s through the 1980s the accordion received significant exposure on television with performances by Myron Floren on "The Lawrence Welk Show". In the late 1950s and early 1960s, the accordion declined in popularity because of the rise of rock and roll. The first accordionist to appear and perform at the Newport Jazz Festival was Angelo DiPippo. He can be seen playing his accordion in the motion picture "The Godfather". He also composed and performed with his accordion on part of the soundtrack of Woody Allen's movie "To Rome With Love". He was featured twice on "The Tonight Show" with Johnny Carson.
Richard Galliano is an internationally known accordionist whose repertoire covers jazz, tango nuevo, Latin, and classical. Some popular bands use the instrument to create distinctive sounds. A notable example is Grammy Award-winning parodist "Weird Al" Yankovic, who plays the accordion on many of his musical tracks, particularly his polkas. Yankovic was trained in the accordion as a child.
The accordion has also been used in the rock genre, most notably by John Linnell of They Might Be Giants, featuring more prominently in the band's earlier works. The instrument is still frequently used during live performances, and continues to make appearances in their studio albums. Accordion is also used in the music of the Dropkick Murphys and Gogol Bordello.
Accordionists in heavy metal music make their most extensive appearances in the folk metal subgenre, and are otherwise generally rare. Full-time accordionists in folk metal seem even rarer, but they are still utilized for studio work, as flexible keyboardists are usually more accessible for live performances. The Finnish symphonic folk-metal band Turisas used to have a full-time accordionist, employing classical and polka sensibilities alongside a violinist. One of their accordionists, Netta Skog, is now a member of Ensiferum, another folk-metal band. Another Finnish metal band, Korpiklaani, invokes a type of Finnish polka called humppa, and also has a full-time accordionist. Sarah Kiener, the former hurdy-gurdy player for the Swiss melodic-death-folk metal band Eluveitie, played a Helvetic accordion known as a "zugerörgeli".
Use in classical music.
Although best known as a folk instrument, it has grown in popularity among classical composers. The earliest surviving concert piece is "", written in 1836 by Louise Reisner of Paris. Other composers, including the Russian Pyotr Ilyich Tchaikovsky, the Italian Umberto Giordano, and the American Charles Ives, wrote works for the diatonic button accordion.
The first composer to write specifically for the chromatic accordion was Paul Hindemith. In 1922, the Austrian Alban Berg included an accordion in "Wozzeck", Op. 7. In 1937, the first accordion concerto was composed in Russia. Other notable composers have written for the accordion during the first half of the 20th century. Included among this group was the Italian-American John Serry Sr., whose "Concerto for Free Bass Accordion" was completed in 1964. In addition, the American accordionist Robert Davine composed his "Divertimento for Flute, Clarinet, Bassoon and Accordion" as a work for chamber orchestra. American composer William P. Perry featured the accordion in his orchestral suite "Six Title Themes in Search of a Movie" (2008). The experimental composer Howard Skempton began his musical career as an accordionist, and has written numerous solo works for it. In his work "Drang" (1999), British composer John Palmer pushed the expressive possibilities of the accordion/bayan. Luciano Berio wrote "Sequenza XIII" (1995) for accordionist Teodoro Anzellotti. Accordionists like Mogens Ellegaard, Joseph Macerollo, Nick Ariondo, Friedrich Lips, Hugo Noth, Stefan Hussong, Teodoro Anzellotti, and Geir Draugsvoll, encouraged composers to write new music for the accordion (solo and chamber music) and also started playing baroque music on the free bass accordion.
French composer Henri Dutilleux used an accordion in both his late song cycles "Correspondances" (2003) and "Le Temps l'Horloge" (2009). Russian-born composer Sofia Gubaidulina has composed solos, concertos, and chamber works for accordion. Astor Piazzolla's concert tangos are performed widely. Piazzolla performed on the bandoneon, but his works are performed on either bandoneon or accordion.
Australia.
The earliest mention of the novel accordion instrument in Australian music occurs in the 1830s.
The accordion initially competed against cheaper and more convenient reed instruments such as mouth organ, concertina and melodeon.
Frank Fracchia was an Australian accordion composer and copies of his works "My dear, can you come out tonight" and "Dancing with you" are preserved in Australian libraries.
Other Australian composers who arranged music for accordion include Reginald Stoneham.
The popularity of the accordion peaked in the late 1930s and continued until the 1950s.
The accordion was particularly favoured by buskers.
Bosnia and Herzegovina.
The accordion is a traditional instrument in Bosnia and Herzegovina. It is the dominant instrument used in sevdalinka, a traditional genre of folk music from Bosnia and Herzegovina. It is also considered a national instrument of the country.
Brazil.
The accordion was brought to Brazil by settlers and immigrants from Europe, especially from Italy and Germany, who mainly settled in the south (Rio Grande do Sul, Santa Catarina and Paraná). The first instrument brought was a "Concertina" (a 120 button chromatic accordion). The instrument was popular in the 1950s, and it was common to find several accordions in the same house. There are many different configurations and tunes which were adapted from the cultures that came from Europe.
Accordion is the official symbol instrument of the Rio Grande do Sul state, where was voted by unanimity in the deputy chamber.
During the boom of accordions there were around 65 factories in Brazil, where most of them (52) in the south, in Rio Grande do Sul state, with only 7 outside the south. One of the most famous and genuinely Brazilian brands was Acordeões Todeschini from Bento Gonçalves-RS, closed in 1973. The Todeschini accordion is very appreciated today and survives with very few maintainers. The most notable musicians of button accordions are Renato Borghetti, Adelar Bertussi, Albino Manique and Edson Dutra.
Compared to many other countries, the instrument is very popular in mainstream pop music. In some parts of the country, such as the northeast it is the most popular melodic instrument. As opposed to most European folk accordions, a very dry tuning is usually used in Brazil. Outside the south, the accordion (predominantly the piano accordion) is used in almost all styles of Forró (in particular in the subgenres of Xote and Baião) as the principal instrument, Luiz Gonzaga (the "King of the Baião") and Dominguinhos being among the notable musicians in this style from the northeast. In this musical style the typical combination is a trio of accordion, triangle and zabumba (a type of drum).
This style has gained popularity recently, in particular among the student population of the southeast of the country (in the Forró Universitário genre, with important exponents today being Falamansa, and trios such as Trio Dona Zefa, Trio Virgulino and Trio Alvorada). Moreover, the accordion is the principal instrument in Junina music (music of the São João Festival), with Mario Zan having been a very important exponent of this music. It is an important instrument in Sertanejo (and Caipira) music, which originated in the midwest and southeast of Brazil, and subsequently has gained popularity throughout the country.
Colombia.
The accordion is also a traditional instrument in Colombia, commonly associated with the vallenato and cumbia genres. The accordion has been used by tropipop musicians such as Carlos Vives, Andrés Cabas, Fonseca (singer) and Bacilos, as well as rock musicians such as Juanes and pop musicians as Shakira. Vallenato, who emerged in the early twentieth century in Valledupar, and have come to symbolize the folk music of Colombia.
Every year in April, Colombia holds one of the most important musical festivals in the country: the Vallenato Legend Festival. The festival holds contests for best accordion player. Once every decade, the "King of Kings" accordion competition takes place, where winners of the previous festivals compete for the highest possible award for a vallenato accordion player: the "Pilonera Mayor" prize. This is the world's largest competitive accordion festival.
Czech Republic.
Accordion is often played at traditional Czech pubs, such as U Flekú, Prague.
Mexico.
Norteño heavily relies on the accordion; it is a genre related to polka. Ramón Ayala, known in Mexico as the "King of the Accordion", is a norteño musician. Cumbia, which features the accordion, is also popular with musicians such as Celso Piña, creating a more contemporary style. U.S.-born Mexican musician Julieta Venegas incorporates the sound of the instrument into rock, pop and folk. She was influenced by her fellow Chicanos Los Lobos who also use the music of the accordion.
North Korea.
According to Barbara Demick in "Nothing to Envy", the accordion is known as "the people's instrument" and all North Korean teachers were expected to learn the accordion.
China.
The number of accordionists in China exceeds every other country in the world, and possibly every country combined. Introduced in 1926, the accordion has risen to popularity in China throughout the years, thanks to Russian teachers and its being a popular instrument in the People's Liberation Army, and remains popular.
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1164 | Artificial intelligence | Artificial intelligence (AI) is the intelligence of machines or softwares, as opposed to the intelligence of human beings or animals. AI applications include advanced web search engines (e.g., Google Search), recommendation systems (used by YouTube, Amazon, and Netflix), understanding human speech (such as Siri and Alexa), self-driving cars (e.g., Waymo), generative or creative tools (ChatGPT and AI art), and competing at the highest level in strategic games (such as chess and Go).
Artificial intelligence was founded as an academic discipline in 1956, and in the years since it has experienced several waves of optimism, followed by disappointment and the loss of funding (known as an "AI winter"), followed by new approaches, success, and renewed funding. AI research has tried and discarded many different approaches, including simulating the brain, modeling human problem solving, formal logic, large databases of knowledge, and imitating animal behavior. In the first decades of the 21st century, highly mathematical and statistical machine learning has dominated the field, and this technique has proved highly successful, helping to solve many challenging problems throughout industry and academia.
The various sub-fields of AI research are centered around particular goals and the use of particular tools. The traditional goals of AI research include reasoning, knowledge representation, planning, learning, natural language processing, perception, and the ability to move and manipulate objects. General intelligence (the ability to solve an arbitrary problem) is among the field's long-term goals. To solve these problems, AI researchers have adapted and integrated a wide range of problem-solving techniques, including search and mathematical optimization, formal logic, artificial neural networks, and methods based on statistics, probability, and economics. AI also draws upon computer science, psychology, linguistics, philosophy, and many other fields.
The field was founded on the assumption that human intelligence "can be so precisely described that a machine can be made to simulate it". This raised philosophical arguments about the mind and the ethical consequences of creating artificial beings endowed with human-like intelligence; these issues have previously been explored by myth, fiction (science fiction), and philosophy since antiquity. Computer scientists and philosophers have since suggested that AI may become an existential risk to humanity if its rational capacities are not steered towards goals beneficial to humankind. Economists have frequently highlighted the risks of redundancies from AI, and speculated about unemployment if there is no adequate social policy for full employment. The term artificial intelligence has also been criticized for overhyping AI's true technological capabilities.
History.
Artificial beings with intelligence appeared as storytelling devices in antiquity, and have been common in fiction, as in Mary Shelley's "Frankenstein" or Karel Čapek's "R.U.R." These characters and their fates raised many of the same issues now discussed in the ethics of artificial intelligence.
The study of mechanical or "formal" reasoning began with philosophers and mathematicians in antiquity. The study of mathematical logic led directly to Alan Turing's theory of computation, which suggested that a machine, by shuffling symbols as simple as "0" and "1", could simulate any conceivable act of mathematical deduction. This insight that digital computers can simulate any process of formal reasoning is known as the Church–Turing thesis. This, along with concurrent discoveries in neurobiology, information theory and cybernetics, led researchers to consider the possibility of building an electronic brain. The first work that is now generally recognized as AI was McCullouch and Pitts' 1943 formal design for Turing-complete "artificial neurons".
The field of AI research was born at a workshop at Dartmouth College in 1956. The attendees became the founders and leaders of AI research. They and their students produced programs that the press described as "astonishing": computers were learning checkers strategies, solving word problems in algebra, proving logical theorems and speaking English.
By the middle of the 1960s, research in the U.S. was heavily funded by the Department of Defense and laboratories had been established around the world.
Researchers in the 1960s and the 1970s were convinced that their methods would eventually succeed in creating a machine with artificial general intelligence and considered this the goal of their field. Herbert Simon predicted, "machines will be capable, within twenty years, of doing any work a man can do". Marvin Minsky agreed, writing, "within a generation ... the problem of creating 'artificial intelligence' will substantially be solved".
They had failed to recognize the difficulty of some of the remaining tasks. Progress slowed and in 1974, in response to the criticism of Sir James Lighthill and ongoing pressure from the US Congress to fund more productive projects, both the U.S. and British governments cut off exploratory research in AI. Early research into artificial neural networks was discredited by Minsky's and Papert's book "Perceptrons", which was perceived as proving that this technology would never work. The next few years would later be called an "AI winter", a period when obtaining funding for AI projects was difficult.
In the early 1980s, AI research was revived by the commercial success of expert systems, a form of AI program that simulated the knowledge and analytical skills of human experts. By 1985, the market for AI had reached over a billion dollars. At the same time, Japan's fifth generation computer project inspired the U.S. and British governments to restore funding for academic research. However, beginning with the collapse of the Lisp Machine market in 1987, AI once again fell into disrepute, and a second, longer-lasting winter began.
Many researchers began to doubt that the current practices would be able to imitate all the processes of human cognition, especially perception, robotics, learning and pattern recognition. A number of researchers began to look into "sub-symbolic" approaches to specific AI problems. Robotics researchers, such as Rodney Brooks, rejected symbolic AI and focused on the basic engineering problems that would allow robots to move, survive, and learn their environment. Tools were invented that could make reasonable guesses (known as "soft computing") and deal with uncertain information. Interest in neural networks and "connectionism" was revived by Geoffrey Hinton, David Rumelhart and others in the middle of the 1980s. Connectionism began to succeed in the 90s when Yann LeCun successfully showed convolutional neural networks could recognize handwritten digits.
AI gradually restored its reputation in the late 1990s and early 21st century by exploiting formal mathematical methods and by finding specific solutions to specific problems. This "narrow" and "formal" focus allowed researchers to produce verifiable results and collaborate with other fields (such as statistics, economics and mathematics).
By 2000, solutions developed by AI researchers were being widely used, although in the 1990s they were rarely described as "artificial intelligence".
Several leading academic researchers became concerned that AI was no longer pursuing the original goal of creating versatile, fully intelligent machines. This concern has led to the founding of the subfield of artificial general intelligence (or "AGI"), which had several well-funded institutions by the 2010s.
Deep learning methods started to dominate accuracy benchmarks in 2012. Deep learning's success depended on hardware improvements (faster computers, graphics processing units, cloud computing)
and access to large amounts of data (including curated datasets, such as ImageNet). It soon proved to be highly successful at a wide range of tasks and was adopted throughout the field. For many specific tasks, other methods were abandoned.
The success of deep learning set off an explosion of interest and investment throughout the economy.
The number of software projects that use AI at Google increased from a "sporadic usage" in 2012 to more than 2,700 projects in 2015.
In a 2017 survey, one in five companies reported they had "incorporated AI in some offerings or processes".
The amount of research into AI (measured by total publications) increased by 50% in the years 2015–2019.
According to AI Impacts at Stanford, around 2022 about $50 billion annually is invested in artificial intelligence in the US, and about 20% of new US Computer Science PhD graduates have specialized in artificial intelligence;
about 800,000 AI-related US job openings existed in 2022.
In 2016, issues of fairness and the misuse of technology were catapulted into center stage at AI conferences, publications vastly increased, funding became available, and many researchers re-focussed their careers on these issues. The alignment problem became a serious field of academic study.
Goals.
The general problem of simulating (or creating) intelligence has been broken down into sub-problems. These consist of particular traits or capabilities that researchers expect an intelligent system to display. The traits described below have received the most attention.
Reasoning, problem-solving.
Early researchers developed algorithms that imitated step-by-step reasoning that humans use when they solve puzzles or make logical deductions. By the late 1980s and 1990s, AI research had developed methods for dealing with uncertain or incomplete information, employing concepts from probability and economics.
Many of these algorithms proved to be insufficient for solving large reasoning problems because they experienced a "combinatorial explosion": they became exponentially slower as the problems grew larger.
Even humans rarely use the step-by-step deduction that early AI research could model. They solve most of their problems using fast, intuitive judgments.
Knowledge representation.
Knowledge representation and knowledge engineering allow AI programs to answer questions intelligently and make deductions about real-world facts.
A representation of "what exists" is an ontology: the set of objects, relations, concepts, and properties formally described so that software agents can interpret them. The most general ontologies are called upper ontologies, which attempt to provide a foundation for all other knowledge and act as mediators between domain ontologies that cover specific knowledge about a particular knowledge domain (field of interest or area of concern).
AI research, building on the work of mathematics and philosophy, have developed tools to represent specific domains, such as objects, properties, categories and relations between objects; situations, events, states and time; causes and effects; knowledge about knowledge (what we know about what other people know); and default reasoning (things that humans assume are true until they are told differently and will remain true even when other facts are changing);. Among the most difficult problems in AI are: the breadth of commonsense knowledge (the set of atomic facts that the average person knows) is enormous; and the sub-symbolic form of most commonsense knowledge (much of what people know is not represented as "facts" or "statements" that they could express verbally).
Formal knowledge representations are used in content-based indexing and retrieval, scene interpretation, clinical decision support, knowledge discovery (mining "interesting" and actionable inferences from large databases), and other areas.
Learning.
Machine learning (ML), a fundamental concept of AI research since the field's inception, is the study of computer algorithms that improve automatically through experience.
Unsupervised learning analyzes a stream of data and finds patterns and makes predictions without any other guidance.
Supervised learning requires a human to label the input data first, and comes in two main varieties: classification and regression. Classification is used to determine what category something belongs in – the program sees a number of examples of things from several categories and will learn to classify new inputs. Regression is the attempt to produce a numeric function that describes the relationship between inputs and outputs and predicts how the outputs should change as the inputs change. Both classifiers and regression learners can be viewed as "function approximators" trying to learn an unknown (possibly implicit) function; for example, a spam classifier can be viewed as learning a function that maps from the text of an email to one of two categories, "spam" or "not spam".
In reinforcement learning the agent is rewarded for good responses and punished for bad ones. The agent classifies its responses to form a strategy for operating in its problem space.
Transfer learning is when the knowledge gained from one problem is applied to a new problem.
Computational learning theory can assess learners by computational complexity, by sample complexity (how much data is required), or by other notions of optimization.
Natural language processing.
Natural language processing (NLP)
allows machines to read and understand human language. A sufficiently powerful natural language processing system would enable natural-language user interfaces and the acquisition of knowledge directly from human-written sources, such as newswire texts. Some straightforward applications of NLP include speech recognition, speech synthesis, machine translation, information extraction, information retrieval and question answering.
Starting in the 1960s, symbolic AI used formal syntax to translate the deep structure of sentences into logic. This failed to produce useful applications, due to the intractability of logic and the breadth of commonsense knowledge.
Modern techniques include word embedding (how often one word appears near another), "Keyword spotting" (searching for a particular word to retrieve information), and transformer-based deep learning (which finds patterns in text), and others. In 2019, generative pre-trained transformer (or "GPT") language models began to generate coherent text, and by 2023 these models were able to get human-level scores on the bar exam, SAT, GRE, and many other real-world applications.
Perception.
Machine perception is the ability to use input from sensors (such as cameras, microphones, wireless signals,active lidar, sonar, radar, and tactile sensors to deduce aspects of the world. Computer vision is the ability to analyze visual input.
The field includes speech recognition,
image classification,
facial recognition, object recognition,
robotic perception,
among others.
Social intelligence.
Affective computing is an interdisciplinary umbrella that comprises systems that recognize, interpret, process or simulate human feeling, emotion and mood.
For example, some virtual assistants are programmed to speak conversationally or even to banter humorously; it makes them appear more sensitive to the emotional dynamics of human interaction, or to otherwise facilitate human–computer interaction.
However, this tends to give naïve users an unrealistic conception of how intelligent existing computer agents actually are. Moderate successes related to affective computing include textual sentiment analysis and, more recently, multimodal sentiment analysis, wherein AI classifies the affects displayed by a videotaped subject.
General intelligence.
A machine with general intelligence can solve a wide variety of problems with breadth and versatility similar to human intelligence.
There have been several competing ideas about how to develop artificial general intelligence. In 1963, Herbert A. Simon predicted that symbolic AI would soon scale up to AGI, but these predictions failed to come true.
Hans Moravec and Marvin Minsky argue that work in different individual domains can be incorporated into an advanced multi-agent system or cognitive architecture with general intelligence.
Pedro Domingos hopes that there is a conceptually straightforward, but mathematically difficult, "master algorithm" that could lead to AGI.
Others believe that anthropomorphic features like an artificial brain
or simulated child development
will someday reach a critical point where general intelligence emerges. In 2023, many researchers felt that neuro-symbolic AI (such as Alpha Zero) showed the most promise.
Tools.
Search and optimization.
AI can solve many problems by intelligently searching through many possible solutions. Reasoning can be reduced to performing a search. For example, logical proof can be viewed as searching for a path that leads from premises to conclusions, where each step is the application of an inference rule. Planning algorithms search through trees of goals and subgoals, attempting to find a path to a target goal, a process called means-ends analysis. Robotics algorithms for moving limbs and grasping objects use local searches in configuration space.
Simple exhaustive searches
are rarely sufficient for most real-world problems: the search space (the number of places to search) quickly grows to astronomical numbers. The result is a search that is too slow or never completes. The solution, for many problems, is to use "heuristics" or "rules of thumb" that prioritize choices in favor of those more likely to reach a goal and to do so in a shorter number of steps. In some search methodologies, heuristics can also serve to eliminate some choices unlikely to lead to a goal (called "pruning the search tree"). Heuristics supply the program with a "best guess" for the path on which the solution lies.
Heuristics limit the search for solutions into a smaller sample size.
A very different kind of search came to prominence in the 1990s, based on the mathematical theory of optimization. For many problems, it is possible to begin the search with some form of a guess and then refine the guess incrementally until no more refinements can be made. These algorithms can be visualized as blind hill climbing: we begin the search at a random point on the landscape, and then, by jumps or steps, we keep moving our guess uphill, until we reach the top. Other related optimization algorithms include random optimization, beam search and metaheuristics like simulated annealing. Evolutionary computation uses a form of optimization search. For example, they may begin with a population of organisms (the guesses) and then allow them to mutate and recombine, selecting only the fittest to survive each generation (refining the guesses). Classic evolutionary algorithms include genetic algorithms, gene expression programming, and genetic programming. Alternatively, distributed search processes can coordinate via swarm intelligence algorithms. Two popular swarm algorithms used in search are particle swarm optimization (inspired by bird flocking) and ant colony optimization (inspired by ant trails).
Logic.
Logic
is used for knowledge representation and problem-solving, but it can be applied to other problems as well. For example, the satplan algorithm uses logic for planning
and inductive logic programming is a method for learning.
Several different forms of logic are used in AI research. Propositional logic involves truth functions such as "or" and "not". First-order logic
adds quantifiers and predicates and can express facts about objects, their properties, and their relations with each other. Fuzzy logic assigns a "degree of truth" (between 0 and 1) to vague statements such as "Alice is old" (or rich, or tall, or hungry), that are too linguistically imprecise to be completely true or false.
Default logics, non-monotonic logics and circumscription are forms of logic designed to help with default reasoning and the qualification problem.
Several extensions of logic have been designed to handle specific domains of knowledge, such as description logics;
situation calculus, event calculus and fluent calculus (for representing events and time);
causal calculus;
belief calculus (belief revision); and modal logics.
Logics to model contradictory or inconsistent statements arising in multi-agent systems have also been designed, such as paraconsistent logics.
Probabilistic methods for uncertain reasoning.
Many problems in AI (including in reasoning, planning, learning, perception, and robotics) require the agent to operate with incomplete or uncertain information. AI researchers have devised a number of tools to solve these problems using methods from probability theory and economics.
Bayesian networks
are a very general tool that can be used for various problems, including reasoning (using the Bayesian inference algorithm),
learning (using the expectation-maximization algorithm),
planning (using decision networks) and perception (using dynamic Bayesian networks).
Probabilistic algorithms can also be used for filtering, prediction, smoothing and finding explanations for streams of data, helping perception systems to analyze processes that occur over time (e.g., hidden Markov models or Kalman filters).
A key concept from the science of economics is "utility", a measure of how valuable something is to an intelligent agent. Precise mathematical tools have been developed that analyze how an agent can make choices and plan, using decision theory, decision analysis,
and information value theory. These tools include models such as Markov decision processes, dynamic decision networks, game theory and mechanism design.
Classifiers and statistical learning methods.
The simplest AI applications can be divided into two types: classifiers ("if shiny then diamond") and controllers ("if diamond then pick up"). Controllers do, however, also classify conditions before inferring actions, and therefore classification forms a central part of many AI systems. Classifiers are functions that use pattern matching to determine the closest match. They can be tuned according to examples, making them very attractive for use in AI. These examples are known as observations or patterns. In supervised learning, each pattern belongs to a certain predefined class. A class is a decision that has to be made. All the observations combined with their class labels are known as a data set. When a new observation is received, that observation is classified based on previous experience.
A classifier can be trained in various ways; there are many statistical and machine learning approaches.
The decision tree is the simplest and most widely used symbolic machine learning algorithm.
K-nearest neighbor algorithm was the most widely used analogical AI until the mid-1990s.
Kernel methods such as the support vector machine (SVM) displaced k-nearest neighbor in the 1990s.
The naive Bayes classifier is reportedly the "most widely used learner" at Google, due in part to its scalability.
Neural networks are also used for classification.
Classifier performance depends greatly on the characteristics of the data to be classified, such as the dataset size, distribution of samples across classes, dimensionality, and the level of noise. Model-based classifiers perform well if the assumed model is an extremely good fit for the actual data. Otherwise, if no matching model is available, and if accuracy (rather than speed or scalability) is the sole concern, conventional wisdom is that discriminative classifiers (especially SVM) tend to be more accurate than model-based classifiers such as "naive Bayes" on most practical data sets.
Artificial neural networks.
Neural networks
were inspired by the architecture of neurons in the human brain. A simple "neuron" "N" accepts input from other neurons, each of which, when activated (or "fired"), casts a weighted "vote" for or against whether neuron "N" should itself activate. Learning requires an algorithm to adjust these weights based on the training data; one simple algorithm (dubbed "fire together, wire together") is to increase the weight between two connected neurons when the activation of one triggers the successful activation of another. Neurons have a continuous spectrum of activation; in addition, neurons can process inputs in a nonlinear way rather than weighing straightforward votes.
Modern neural networks model complex relationships between inputs and outputs and find patterns in data. They can learn continuous functions and even digital logical operations. Neural networks can be viewed as a type of mathematical optimization – they perform gradient descent on a multi-dimensional topology that was created by training the network. The most common training technique is the backpropagation algorithm.
Other learning techniques for neural networks are Hebbian learning ("fire together, wire together"), GMDH or competitive learning.
The main categories of networks are acyclic or feedforward neural networks (where the signal passes in only one direction) and recurrent neural networks (which allow feedback and short-term memories of previous input events). Among the most popular feedforward networks are perceptrons, multi-layer perceptrons and radial basis networks.
Deep learning.
Deep learning
uses several layers of neurons between the network's inputs and outputs. The multiple layers can progressively extract higher-level features from the raw input. For example, in image processing, lower layers may identify edges, while higher layers may identify the concepts relevant to a human such as digits or letters or faces. Deep learning has drastically improved the performance of programs in many important subfields of artificial intelligence, including computer vision, speech recognition, image classification and others.
Deep learning often uses convolutional neural networks for many or all of its layers. In a convolutional layer, each neuron receives input from only a restricted area of the previous layer called the neuron's receptive field. This can substantially reduce the number of weighted connections between neurons, and creates a hierarchy similar to the organization of the animal visual cortex.
In a recurrent neural network (RNN) the signal will propagate through a layer more than once;
thus, an RNN is an example of deep learning.
RNNs can be trained by gradient descent,
however long-term gradients which are back-propagated can "vanish" (that is, they can tend to zero) or "explode" (that is, they can tend to infinity), known as the vanishing gradient problem.
The long short term memory (LSTM) technique can prevent this in most cases.
Specialized languages and hardware.
Specialized languages for artificial intelligence have been developed, such as Lisp, Prolog, TensorFlow and many others. Hardware developed for AI includes AI accelerators and neuromorphic computing. By 2019, graphics processing units (GPUs), often with AI-specific enhancements, had displaced central processing unit (CPUs) as the dominant means to train large-scale commercial cloud AI.
Applications.
AI is relevant to any intellectual task. Modern artificial intelligence techniques are pervasive and are too numerous to list here. Frequently, when a technique reaches mainstream use, it is no longer considered artificial intelligence; this phenomenon is described as the AI effect.
In the 2010s, AI applications were at the heart of the most commercially successful areas of computing, and have become a ubiquitous feature of daily life. AI is used in search engines (such as Google Search),
targeting online advertisements, recommendation systems (offered by Netflix, YouTube or Amazon), driving internet traffic, targeted advertising (AdSense, Facebook), virtual assistants (such as Siri or Alexa), autonomous vehicles (including drones, ADAS and self-driving cars), automatic language translation (Microsoft Translator, Google Translate), facial recognition (Apple's Face ID or Microsoft's DeepFace), image labeling (used by Facebook, Apple's iPhoto and TikTok), spam filtering and chatbots (such as ChatGPT).
There are also thousands of successful AI applications used to solve problems for specific industries or institutions. A few examples are energy storage, deepfakes, medical diagnosis, military logistics, foreign policy, or supply chain management.
Game playing has been a test of AI's strength since the 1950s. Deep Blue became the first computer chess-playing system to beat a reigning world chess champion, Garry Kasparov, on 11 May 1997. In 2011, in a "Jeopardy!" quiz show exhibition match, IBM's question answering system, Watson, defeated the two greatest "Jeopardy!" champions, Brad Rutter and Ken Jennings, by a significant margin.
In March 2016, AlphaGo won 4 out of 5 games of Go in a match with Go champion Lee Sedol, becoming the first computer Go-playing system to beat a professional Go player without handicaps. Then it defeated Ke Jie in 2017, who at the time continuously held the world No. 1 ranking for two years. Other programs handle imperfect-information games; such as for poker at a superhuman level, Pluribus and Cepheus. DeepMind in the 2010s developed a "generalized artificial intelligence" that could learn many diverse Atari games on its own.
DeepMind's AlphaFold 2 (2020) demonstrated the ability to approximate, in hours rather than months, the 3D structure of a protein. Other applications predict the result of judicial decisions, create art (such as poetry or painting) and prove mathematical theorems.
Generative AI gained widespread prominence in the 2020s. "Large language model" systems such as GPT-3 (2020), with 175 billion parameters, matched human performance on pre-existing benchmarks, albeit without the system attaining a commonsense understanding of the contents of the benchmarks. A Pew Research poll conducted in March 2023 found that 14% of Americans adults had tried ChatGPT, a large language model fine-tuned using reinforcement learning from human feedback. While estimates varied wildly, Goldman Sachs suggested in 2023 that generative language AI could increase global GDP by 7% in the next ten years.
In 2023, the increasing realism and ease-of-use of AI-based text-to-image generators such as Midjourney, DALL-E, and Stable Diffusion sparked a trend of viral AI-generated photos. Widespread attention was gained by a fake photo of Pope Francis wearing a white puffer coat, the fictional arrest of Donald Trump, and a hoax of an attack on the Pentagon, as well as the usage in professional creative arts.
AI interactive systems can improve the information exchange between physicians and patients in clinical settings, with a focus on patiens with long-term and chronic conditions, specifically migraine patients.
Intellectual property.
In 2019, WIPO reported that AI was the most prolific emerging technology in terms of the number of patent applications and granted patents, the Internet of things was estimated to be the largest in terms of market size. It was followed, again in market size, by big data technologies, robotics, AI, 3D printing and the fifth generation of mobile services (5G). Since AI emerged in the 1950s, 340,000 AI-related patent applications were filed by innovators and 1.6 million scientific papers have been published by researchers, with the majority of all AI-related patent filings published since 2013. Companies represent 26 out of the top 30 AI patent applicants, with universities or public research organizations accounting for the remaining four. The ratio of scientific papers to inventions has significantly decreased from 8:1 in 2010 to 3:1 in 2016, which is attributed to be indicative of a shift from theoretical research to the use of AI technologies in commercial products and services. Machine learning is the dominant AI technique disclosed in patents and is included in more than one-third of all identified inventions (134,777 machine learning patents filed for a total of 167,038 AI patents filed in 2016), with computer vision being the most popular functional application. AI-related patents not only disclose AI techniques and applications, they often also refer to an application field or industry. Twenty application fields were identified in 2016 and included, in order of magnitude: telecommunications (15 percent), transportation (15 percent), life and medical sciences (12 percent), and personal devices, computing and human–computer interaction (11 percent). Other sectors included banking, entertainment, security, industry and manufacturing, agriculture, and networks (including social networks, smart cities and the Internet of things). IBM has the largest portfolio of AI patents with 8,290 patent applications, followed by Microsoft with 5,930 patent applications.
Philosophy.
Defining artificial intelligence.
Alan Turing wrote in 1950 "I propose to consider the question 'can machines think'?"
He advised changing the question from whether a machine "thinks", to "whether or not it is possible for machinery to show intelligent behaviour".
He devised the Turing test, which measures the ability of a machine to simulate human conversation. Since we can only observe the behavior of the machine, it does not matter if it is "actually" thinking or literally has a "mind". Turing notes that we can not determine these things about other people but "it is usual to have a polite convention that everyone thinks"
Russell and Norvig agree with Turing that AI must be defined in terms of "acting" and not "thinking". However, they are critical that the test compares machines to "people". "Aeronautical engineering texts," they wrote, "do not define the goal of their field as making 'machines that fly so exactly like pigeons that they can fool other pigeons. AI founder John McCarthy agreed, writing that "Artificial intelligence is not, by definition, simulation of human intelligence".
McCarthy defines intelligence as "the computational part of the ability to achieve goals in the world." Another AI founder, Marvin Minsky similarly defines it as "the ability to solve hard problems". These definitions view intelligence in terms of well-defined problems with well-defined solutions, where both the difficulty of the problem and the performance of the program are direct measures of the "intelligence" of the machine—and no other philosophical discussion is required, or may not even be possible.
A definition that has also been adopted by Google – major practitionary in the field of AI.
This definition stipulated the ability of systems to synthesize information as the manifestation of intelligence, similar to the way it is defined in biological intelligence.
Evaluating approaches to AI.
No established unifying theory or paradigm has guided AI research for most of its history. The unprecedented success of statistical machine learning in the 2010s eclipsed all other approaches (so much so that some sources, especially in the business world, use the term "artificial intelligence" to mean "machine learning with neural networks"). This approach is mostly sub-symbolic, neat, soft and narrow (see below). Critics argue that these questions may have to be revisited by future generations of AI researchers.
Symbolic AI and its limits.
Symbolic AI (or "GOFAI") simulated the high-level conscious reasoning that people use when they solve puzzles, express legal reasoning and do mathematics. They were highly successful at "intelligent" tasks such as algebra or IQ tests. In the 1960s, Newell and Simon proposed the physical symbol systems hypothesis: "A physical symbol system has the necessary and sufficient means of general intelligent action."
However, the symbolic approach failed on many tasks that humans solve easily, such as learning, recognizing an object or commonsense reasoning. Moravec's paradox is the discovery that high-level "intelligent" tasks were easy for AI, but low level "instinctive" tasks were extremely difficult.
Philosopher Hubert Dreyfus had argued since the 1960s that human expertise depends on unconscious instinct rather than conscious symbol manipulation, and on having a "feel" for the situation, rather than explicit symbolic knowledge.
Although his arguments had been ridiculed and ignored when they were first presented, eventually, AI research came to agree.
The issue is not resolved: sub-symbolic reasoning can make many of the same inscrutable mistakes that human intuition does, such as algorithmic bias. Critics such as Noam Chomsky argue continuing research into symbolic AI will still be necessary to attain general intelligence, in part because sub-symbolic AI is a move away from explainable AI: it can be difficult or impossible to understand why a modern statistical AI program made a particular decision. The emerging field of neuro-symbolic artificial intelligence attempts to bridge the two approaches.
Neat vs. scruffy.
"Neats" hope that intelligent behavior is described using simple, elegant principles (such as logic, optimization, or neural networks). "Scruffies" expect that it necessarily requires solving a large number of unrelated problems. Neats defend their programs with theoretical rigor, scruffies rely only on incremental testing to see if they work. This issue was actively discussed in the 70s and 80s,
but eventually was seen as irrelevant. In the 1990s mathematical methods and solid scientific standards became the norm, a transition that Russell and Norvig termed in 2003 as "the victory of the neats". However in 2020 they wrote "deep learning may represent a resurgence of the scruffies". Modern AI has elements of both.
Soft vs. hard computing.
Finding a provably correct or optimal solution is intractable for many important problems. Soft computing is a set of techniques, including genetic algorithms, fuzzy logic and neural networks, that are tolerant of imprecision, uncertainty, partial truth and approximation. Soft computing was introduced in the late 80s and most successful AI programs in the 21st century are examples of soft computing with neural networks.
Narrow vs. general AI.
AI researchers are divided as to whether to pursue the goals of artificial general intelligence and superintelligence (general AI) directly or to solve as many specific problems as possible (narrow AI) in hopes these solutions will lead indirectly to the field's long-term goals.
General intelligence is difficult to define and difficult to measure, and modern AI has had more verifiable successes by focusing on specific problems with specific solutions. The experimental sub-field of artificial general intelligence studies this area exclusively.
Machine consciousness, sentience and mind.
The philosophy of mind does not know whether a machine can have a mind, consciousness and mental states, in the same sense that human beings do. This issue considers the internal experiences of the machine, rather than its external behavior. Mainstream AI research considers this issue irrelevant because it does not affect the goals of the field. Stuart Russell and Peter Norvig observe that most AI researchers "don't care about the [philosophy of AI] – as long as the program works, they don't care whether you call it a simulation of intelligence or real intelligence." However, the question has become central to the philosophy of mind. It is also typically the central question at issue in artificial intelligence in fiction.
Consciousness.
David Chalmers identified two problems in understanding the mind, which he named the "hard" and "easy" problems of consciousness. The easy problem is understanding how the brain processes signals, makes plans and controls behavior. The hard problem is explaining how this "feels" or why it should feel like anything at all, assuming we are right in thinking that it truly does feel like something (Dennett's consciousness illusionism says this is an illusion). Human information processing is easy to explain, however, human subjective experience is difficult to explain. For example, it is easy to imagine a color-blind person who has learned to identify which objects in their field of view are red, but it is not clear what would be required for the person to "know what red looks like".
Computationalism and functionalism.
Computationalism is the position in the philosophy of mind that the human mind is an information processing system and that thinking is a form of computing. Computationalism argues that the relationship between mind and body is similar or identical to the relationship between software and hardware and thus may be a solution to the mind–body problem. This philosophical position was inspired by the work of AI researchers and cognitive scientists in the 1960s and was originally proposed by philosophers Jerry Fodor and Hilary Putnam.
Philosopher John Searle characterized this position as "strong AI": "The appropriately programmed computer with the right inputs and outputs would thereby have a mind in exactly the same sense human beings have minds."
Searle counters this assertion with his Chinese room argument, which attempts to show that, even if a machine perfectly simulates human behavior, there is still no reason to suppose it also has a mind.
Robot rights.
If a machine has a mind and subjective experience, then it may also have sentience (the ability to feel), and if so it could also "suffer"; it has been argued that this could entitle it to certain rights.
Any hypothetical robot rights would lie on a spectrum with animal rights and human rights.
This issue has been considered in fiction for centuries,
and is now being considered by, for example, California's Institute for the Future; however, critics argue that the discussion is premature.
Future.
Superintelligence.
A superintelligence is a hypothetical agent that would possess intelligence far surpassing that of the brightest and most gifted human mind.
If research into artificial general intelligence produced sufficiently intelligent software, it might be able to reprogram and improve itself. The improved software would be even better at improving itself, leading to recursive self-improvement.
Its intelligence would increase exponentially in an intelligence explosion and could dramatically surpass humans. Science fiction writer Vernor Vinge named this scenario the "singularity".
Because it is difficult or impossible to know the limits of intelligence or the capabilities of superintelligent machines, the technological singularity is an occurrence beyond which events are unpredictable or even unfathomable.
Robot designer Hans Moravec, cyberneticist Kevin Warwick, and inventor Ray Kurzweil have predicted that humans and machines will merge in the future into cyborgs that are more capable and powerful than either. This idea, called transhumanism, has roots in Aldous Huxley and Robert Ettinger.
Edward Fredkin argues that "artificial intelligence is the next stage in evolution", an idea first proposed by Samuel Butler's "Darwin among the Machines" as far back as 1863, and expanded upon by George Dyson in his book of the same name in 1998.
Risks.
Technological unemployment.
In the past, technology has tended to increase rather than reduce total employment, but economists acknowledge that "we're in uncharted territory" with AI. A survey of economists showed disagreement about whether the increasing use of robots and AI will cause a substantial increase in long-term unemployment, but they generally agree that it could be a net benefit if productivity gains are redistributed. Risk estimates vary; for example, in the 2010s Michael Osborne and Carl Benedikt Frey estimated 47% of U.S. jobs are at "high risk" of potential automation, while an OECD report classified only 9% of U.S. jobs as "high risk". The methodology of speculating about future employment levels has been criticised as lacking evidential foundation, and for implying that technology (rather than social policy) creates unemployment (as opposed to redundancies).
Unlike previous waves of automation, many middle-class jobs may be eliminated by artificial intelligence; "The Economist" stated in 2015 that "the worry that AI could do to white-collar jobs what steam power did to blue-collar ones during the Industrial Revolution" is "worth taking seriously". Jobs at extreme risk range from paralegals to fast food cooks, while job demand is likely to increase for care-related professions ranging from personal healthcare to the clergy.
Bad actors and weaponized AI.
AI provides a number of tools that are particularly useful for authoritarian governments: smart spyware, face recognition and voice recognition allow widespread surveillance; such surveillance allows machine learning to classify potential enemies of the state and can prevent them from hiding; recommendation systems can precisely target propaganda and misinformation for maximum effect; deepfakes aid in producing misinformation; advanced AI can make centralized decision making more competitive with liberal and decentralized systems such as markets.
Terrorists, criminals and rogue states may use other forms of weaponized AI such as advanced digital warfare and lethal autonomous weapons. By 2015, over fifty countries were reported to be researching battlefield robots.
Machine-learning AI is also able to design tens of thousands of toxic molecules in a matter of hours.
Algorithmic bias.
AI programs can become biased after learning from real-world data. It may not be introduced by the system designers but learned by the program, and thus the programmers may not be aware that the bias exists.
Bias can be inadvertently introduced by the way training data is selected and by the way a model is deployed.
It can also emerge from correlations: AI is used to classify individuals into groups and then make predictions assuming that the individual will resemble other members of the group. In some cases, this assumption may be unfair. An example of this is COMPAS, a commercial program widely used by U.S. courts to assess the likelihood of a defendant becoming a recidivist. ProPublica claims that the COMPAS-assigned recidivism risk level of black defendants is far more likely to be overestimated than that of white defendants, despite the fact that the program was not told the races of the defendants.
Health equity issues may also be exacerbated when many-to-many mapping is done without taking steps to ensure equity for populations at risk for bias. At this time equity-focused tools and regulations are not in place to ensure equity application representation and usage. Other examples where algorithmic bias can lead to unfair outcomes are when AI is used for credit rating, CV screening, hiring and applications for public housing.
At its 2022 Conference on Fairness, Accountability, and Transparency (ACM FAccT 2022) the Association for Computing Machinery, in Seoul, South Korea, presented and published findings recommending that until AI and robotics systems are demonstrated to be free of bias mistakes, they are unsafe and the use of self-learning neural networks trained on vast, unregulated sources of flawed internet data should be curtailed.
Existential risk.
It has been argued AI will become so powerful that humanity may irreversibly lose control of it. This could, as the physicist Stephen Hawking puts it, "spell the end of the human race". According to the philosopher Nick Bostrom, for "almost" any goals that a sufficiently intelligent AI may have, it is instrumentally incentivized to protect itself from being shut down and to acquire more resources, as intermediary steps to better achieve these goals. Sentience or emotions are then not required for an advanced AI to be dangerous. In order to be safe for humanity, a superintelligence would have to be genuinely aligned with humanity's morality and values so that it is "fundamentally on our side". The political scientist Charles T. Rubin argued that "any sufficiently advanced benevolence may be indistinguishable from malevolence" and warned that we should not be confident that intelligent machines will by default treat us favorably.
The opinions amongst experts and industry insiders are mixed, with sizable fractions both concerned and unconcerned by risk from eventual superintelligent AI. Personalities such as Stephen Hawking, Bill Gates, Elon Musk have expressed concern about existential risk from AI. In 2023, AI pioneers including Geoffrey Hinton, Yoshua Bengio, Demis Hassabis, and Sam Altman issued the joint statement that "Mitigating the risk of extinction from AI should be a global priority alongside other societal-scale risks such as pandemics and nuclear war"; some others such as Yann LeCun consider this to be unfounded. Mark Zuckerberg stated that artificial intelligence is helpful in its current form and will continue to assist humans. Some experts have argued that the risks are too distant in the future to warrant research, or that humans will be valuable from the perspective of a superintelligent machine. Rodney Brooks, in particular, said in 2014 that "malevolent" AI is still centuries away.
Copyright.
In order to leverage as large a dataset as is feasible, generative AI is often trained on unlicensed copyrighted works, including in domains such as images or computer code; the output is then used under a rationale of "fair use". Experts disagree about how well, and under what circumstances, this rationale will hold up in courts of law; relevant factors may include "the purpose and character of the use of the copyrighted work" and "the effect upon the potential market for the copyrighted work".
Ethical machines.
Friendly AI are machines that have been designed from the beginning to minimize risks and to make choices that benefit humans. Eliezer Yudkowsky, who coined the term, argues that developing friendly AI should be a higher research priority: it may require a large investment and it must be completed before AI becomes an existential risk.
Machines with intelligence have the potential to use their intelligence to make ethical decisions. The field of machine ethics provides machines with ethical principles and procedures for resolving ethical dilemmas.
The field of machine ethics is also called computational morality,
and was founded at an AAAI symposium in 2005.
Other approaches include Wendell Wallach's "artificial moral agents"
and Stuart J. Russell's three principles for developing provably beneficial machines.
Regulation.
The regulation of artificial intelligence is the development of public sector policies and laws for promoting and regulating artificial intelligence (AI); it is therefore related to the broader regulation of algorithms.
The regulatory and policy landscape for AI is an emerging issue in jurisdictions globally. According to AI Index at Stanford, the annual number of AI-related laws passed in the 127 survey countries jumped from one passed in 2016 to 37 passed in 2022 alone.
Between 2016 and 2020, more than 30 countries adopted dedicated strategies for AI.
Most EU member states had released national AI strategies, as had Canada, China, India, Japan, Mauritius, the Russian Federation, Saudi Arabia, United Arab Emirates, US and Vietnam. Others were in the process of elaborating their own AI strategy, including Bangladesh, Malaysia and Tunisia.
The Global Partnership on Artificial Intelligence was launched in June 2020, stating a need for AI to be developed in accordance with human rights and democratic values, to ensure public confidence and trust in the technology. Henry Kissinger, Eric Schmidt, and Daniel Huttenlocher published a joint statement in November 2021 calling for a government commission to regulate AI. In 2023, OpenAI leaders published recommendations for the governance of superintelligence, which they believe may happen in less than 10 years.
In a 2022 Ipsos survey, attitudes towards AI varied greatly by country; 78% of Chinese citizens, but only 35% of Americans, agreed that "products and services using AI have more benefits than drawbacks". A 2023 Reuters/Ipsos poll found that 61% of Americans agree, and 22% disagree, that AI poses risks to humanity. In a 2023 Fox News poll, 35% of Americans thought it "very important", and an additional 41% thought it "somewhat important", for the federal government to regulate AI, versus 13% responding "not very important" and 8% responding "not at all important".
In fiction.
Thought-capable artificial beings have appeared as storytelling devices since antiquity,
and have been a persistent theme in science fiction.
A common trope in these works began with Mary Shelley's "Frankenstein", where a human creation becomes a threat to its masters. This includes such works as and "" (both 1968), with HAL 9000, the murderous computer in charge of the "Discovery One" spaceship, as well as "The Terminator" (1984) and "The Matrix" (1999). In contrast, the rare loyal robots such as Gort from "The Day the Earth Stood Still" (1951) and Bishop from "Aliens" (1986) are less prominent in popular culture.
Isaac Asimov introduced the Three Laws of Robotics in many books and stories, most notably the "Multivac" series about a super-intelligent computer of the same name. Asimov's laws are often brought up during lay discussions of machine ethics;
while almost all artificial intelligence researchers are familiar with Asimov's laws through popular culture, they generally consider the laws useless for many reasons, one of which is their ambiguity.
Several works use AI to force us to confront the fundamental question of what makes us human, showing us artificial beings that have the ability to feel, and thus to suffer. This appears in Karel Čapek's "R.U.R.", the films "A.I. Artificial Intelligence" and "Ex Machina", as well as the novel "Do Androids Dream of Electric Sheep?", by Philip K. Dick. Dick considers the idea that our understanding of human subjectivity is altered by technology created with artificial intelligence.
References.
AI textbooks.
The two most widely used textbooks in 2023. (See the Open Syllabus).
These were the four the most widely used AI textbooks in 2008:
Later editions.
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1166 | Afro Celt Sound System | Afro Celt Sound System are a European and African group who fuse electronic music with traditional Gaelic and West African music. Afro Celt Sound System were formed in 1995 by producer-guitarist Simon Emmerson, and feature a wide range of guest artists. In 2003, they temporarily changed their name to Afrocelts before reverting to their original name.
Their albums have been released through Peter Gabriel's Real World Records, and they have frequently performed at WOMAD festivals worldwide. Their sales on the label are exceeded only by Gabriel himself. Their recording contract with Real World was for five albums, of which "Volume 5: Anatomic" was the last.
After a number of festival dates in 2007, the band went on hiatus. In 2010, they regrouped to play a number of shows (including a return to WOMAD), releasing a re-mastered retrospective titled "Capture".
On 20 May 2014, Afro Celt Sound System announced the release of the album "Born". In January 2016, a posting to that website revealed that due to a dispute with Emmerson, who announced his departure from the band in 2015, there were two active versions of the band, a version led by Emmerson and a separate line-up headed by James McNally and Martin Russell. Emmerson's version of the band released the album "The Source" in 2016. The dispute ended on 21 December 2016, with an announcement on social media.
The band released their seventh studio album, "Flight", on 23 November 2018.
Formation.
The inspiration behind the project dates back to 1991, when Simon Emmerson, a Grammy Award-nominated British producer and guitarist, collaborated with Afro-pop star Baaba Maal. While making an album with Maal in Senegal, Emmerson was struck by the similarity between one African melody and a traditional Irish air. Back in London, Irish musician Davy Spillane told Emmerson about a belief that nomadic Celts lived in Africa or India before they migrated to Western Europe. Whether or not the theory was true, Emmerson was intrigued by the two regions' musical affinities.
In an experiment that would prove successful, Emmerson brought two members of Baaba Maal's band together with traditional Irish musicians to see what kind of music the two groups would create. Adding a dash of modern sound, Emmerson also brought in English dance mixers for an electronic beat. "People thought I was mad when I touted the idea," Emmerson told Jim Carroll of "The Irish Times". "At the time, I was out of favour with the London club scene. I was broke and on income support but the success was extraordinary".
Career.
Jamming in the studios at Real World, musician Peter Gabriel's recording facilities in Wiltshire, England, the group of musicians recorded the basis of their first album in one week. This album, "", was released by Real World Records in 1996, and marked the debut of the Afro Celt Sound System.
"Prior to that first album being made, none of us knew if it would work," musician James McNally told Larry Katz of the Boston Herald. "We were strangers who didn't even speak the same language. But we were bowled over by this communication that took place beyond language." McNally, who grew up second-generation Irish in London, played whistles, keyboards, piano, bodhran, and bamboo flute.
"Sound Magic" has now sold over 300,000 copies. The band performed at festivals, raves, and dance clubs and regularly included two African musicians, Moussa Sissokho on talking drum and djembe and N'Faly Kouyate on vocals, kora and balafon.
Just as the second album was getting off the ground, one of the group's core musicians, 27-year-old keyboardist Jo Bruce, (son of Cream bass player Jack Bruce), died suddenly of an asthma attack. The band was devastated, and the album was put on hold. Sinéad O'Connor then collaborated with the band and helped them cope with their loss. "[O'Connor] blew into the studio on a windy November night and blew away again leaving us something incredibly emotional and powerful," McNally told Katz. "We had this track we didn't know what to do with. Sinéad scribbled a few lyrics and bang! She left us completely choked up." The band used the name of O'Connor's song, "Release", for the title of their album. "" was released in 1999, and by the spring of 2000 it had sold more than half a million copies worldwide. "Release" is also used as one of the GCSE music set works in the UK that students are required to study for their exam.
In 2000, the group was nominated for a Grammy Award in the Best World Music category. The band, composed at the time of eight members from six countries (the UK, Senegal, Guinea, Ireland, France and Kenya), took pride in its ability to bring people together through music. "We can communicate anywhere at any corner of the planet and feel that we're at home," McNally told Patrick MacDonald of "The Seattle Times". "We're breaking down categories of world music and rock music and black music. We leave a door open to communicate with each other's traditions. And it's changed our lives".
In 2001, the group released "", which climbed to number one on "Billboard"s Top World Music Albums chart. Featuring guest spots by Peter Gabriel and Robert Plant, the album also incorporated a heightened African sound. "On the first two records, the pendulum swung more toward the Celtic, London club side of the equation," Emmerson told "The Irish Times" Carroll. "For this one, we wanted to have more African vocals and input than we'd done before." Again the Afro Celt Sound System met with success. Chuck Taylor of "Billboard" praised the album as "a cultural phenomenon that bursts past the traditional boundaries of contemporary music." The single "When You're Falling", with vocals by Gabriel, became a radio hit in the United States.
In 2003, for the "Seed" album, they changed their name to Afrocelts. They reverted to the longer band name for their subsequent albums, "Pod", a compilation of new mixes of songs from the first four albums, "" (their fifth studio album), and "Capture (1995–2010)".
They played a number of shows to promote "Volume 5: Anatomic" in 2006 and summer 2007, ending with a gig in Korea, before taking an extended break to work on side projects, amongst them "The Imagined Village" featuring Simon Emmerson and Johnny Kalsi. Starting in the summer of 2010, the band performed a series of live shows to promote "Capture (1995–2010)", released on 6 September 2010 on Real World Records. Further performances continue to the present day, and a new album-in-progress titled "Born" was announced on their website in 2014. Following the split (see below), Emmerson's version of the band released the album The Source in 2016.
Split.
During 2015, the band had split into two formations, one of them including Simon Emmerson, N'Faly Kouyate and Johnny Kalsi, the other one James McNally and Martin Russell. The split was announced on the band's website in January 2016. The dispute officially ended with an announcement on social media on 21 December 2016.
Members.
When Afro Celt Sound System formed in the mid-1990s during the Real World Recording Week, the difference between a guest artist and a band member was virtually non-existent. However, over time, a combination of people became most often associated with the name Afro Celt Sound System (while "Volume 5: Anatomic" only lists Emmerson, McNally, Ó Lionáird and Russell as regulars). The divided grouping of the band into two versions, both operating under the name Afro Celt Sound System, began in January 2016 and was resolved in December 2016 after McNally and Russell agreed to work under a different name from Emmerson.
Russell/McNally version
Other musicians who have performed or recorded with Afro Celt Sound System include: Jimmy Mahon, Demba Barry, Babara Bangoura, Iarla Ó Lionáird, Peter Gabriel, Robert Plant, Pete Lockett, Sinéad O'Connor, Pina Kollar, Dorothee Munyaneza, Sevara Nazarkhan, Simon Massey, Jesse Cook, Martin Hayes, Eileen Ivers, Mundy, Mairéad Ní Mhaonaigh and Ciarán Tourish of Altan, Ronan Browne, Michael McGoldrick, Myrdhin, Shooglenifty, Mairead Nesbitt, Nigel Eaton, Davy Spillane, Jonas Bruce, Heather Nova, Julie Murphy and Ayub Ogada, Caroline Lavelle, Ross Ainslie.
Discography.
Other albums.
They also recorded the soundtrack for the PC game "Magic and Mayhem", released in 1998.
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1167 | Ancient philosophy | This page lists some links to ancient philosophy, namely philosophical thought extending as far as early post-classical history ().
Overview.
Genuine philosophical thought, depending upon original individual insights, arose in many cultures roughly contemporaneously. Karl Jaspers termed the intense period of philosophical development beginning around the 7th century BCE and concluding around the 3rd century BCE an Axial Age in human thought.
In Western philosophy, the spread of Christianity in the Roman Empire marked the ending of Hellenistic philosophy and ushered in the beginnings of medieval philosophy, whereas in the Middle East, the spread of Islam through the Arab Empire marked the end of Old Iranian philosophy and ushered in the beginnings of early Islamic philosophy.
Ancient Greek and Roman philosophy.
Early Roman and Christian philosophy.
See also: "Christian philosophy"
Ancient Iranian philosophy.
See also: "Dualism, Dualism (philosophy of mind)"
While there are ancient relations between the Indian Vedas and the Iranian Avesta, the two main families of the Indo-Iranian philosophical traditions were characterized by fundamental differences in their implications for the human being's position in society and their view of man's role in the universe. The first charter of human rights by Cyrus the Great as understood in the Cyrus cylinder is often seen as a reflection of the questions and thoughts expressed by Zarathustra and developed in Zoroastrian schools of thought of the Achaemenid Era of Iranian history.
Schools of thought.
Ideas and tenets of Zoroastrian schools of Early Persian philosophy are part of many works written in Middle Persian and of the extant scriptures of the zoroastrian religion in Avestan language. Among these are treatises such as the Shikand-gumanic Vichar by Mardan-Farrux Ohrmazddadan, selections of Denkard, Wizidagīhā-ī Zātspram ("Selections of Zātspram") as well as older passages of the book Avesta, the Gathas which are attributed to Zarathustra himself and regarded as his "direct teachings".
Zoroastrianism.
Anacharsis
Ancient Jewish philosophy.
See also: "Jewish philosophy"
Ancient Indian philosophy.
The ancient Indian philosophy is a fusion of two ancient traditions: the Vedic tradition and the śramaṇa tradition.
Vedic philosophy.
Indian philosophy begins with the "Vedas" wherein questions pertaining to laws of nature, the origin of the universe and the place of man in it are asked. In the famous Rigvedic "Hymn of Creation" (Nasadiya Sukta) the poet asks:
In the Vedic view, creation is ascribed to the self-consciousness of the primeval being ("Purusha"). This leads to the inquiry into "the one being" that underlies the diversity of empirical phenomena and the origin of all things. Cosmic order is termed "rta" and causal law by "karma". Nature ("prakriti") is taken to have three qualities ("sattva", "rajas", and "tamas").
Sramana philosophy.
Jainism and Buddhism are continuation of the Sramana school of thought. The Sramanas cultivated a pessimistic worldview of the samsara as full of suffering and advocated renunciation and austerities. They laid stress on philosophical concepts like Ahimsa, Karma, Jnana, Samsara and Moksa. Cārvāka (Sanskrit: चार्वाक) (atheist) philosophy, also known as Lokāyata, it is a system of Hindu philosophy that assumes various forms of philosophical skepticism and religious indifference. It is named after its founder, Cārvāka, author of the Bārhaspatya-sūtras.
Classical Indian philosophy.
In classical times, these inquiries were systematized in six schools of philosophy. Some of the questions asked were:
The six schools of Indian philosophy are:
Ancient Chinese philosophy.
Chinese philosophy is the dominant philosophical thought in China and other countries within the East Asian cultural sphere that share a common language, including Japan, Korea, and Vietnam.
Schools of thought.
Hundred Schools of Thought.
The Hundred Schools of Thought were philosophers and schools that flourished from the 6th century to 221 BCE, an era of great cultural and intellectual expansion in China. Even though this period – known in its earlier part as the Spring and Autumn period and the Warring States period – in its latter part was fraught with chaos and bloody battles, it is also known as the Golden Age of Chinese philosophy because a broad range of thoughts and ideas were developed and discussed freely. The thoughts and ideas discussed and refined during this period have profoundly influenced lifestyles and social consciousness up to the present day in East Asian countries. The intellectual society of this era was characterized by itinerant scholars, who were often employed by various state rulers as advisers on the methods of government, war, and diplomacy. This period ended with the rise of the Qin dynasty and the subsequent purge of dissent. The Book of Han lists ten major schools, they are:
Early Imperial China.
The founder of the Qin dynasty, who implemented Legalism as the official philosophy, quashed Mohist and Confucianist schools. Legalism remained influential until the emperors of the Han dynasty adopted Daoism and later Confucianism as official doctrine. These latter two became the determining forces of Chinese thought until the introduction of Buddhism.
Confucianism was particularly strong during the Han dynasty, whose greatest thinker was Dong Zhongshu, who integrated Confucianism with the thoughts of the Zhongshu School and the theory of the Five Elements. He also was a promoter of the New Text school, which considered Confucius as a divine figure and a spiritual ruler of China, who foresaw and started the evolution of the world towards the Universal Peace. In contrast, there was an Old Text school that advocated the use of Confucian works written in ancient language (from this comes the denomination "Old Text") that were so much more reliable. In particular, they refuted the assumption of Confucius as a godlike figure and considered him as the greatest sage, but simply a human and mortal.
The 3rd and 4th centuries saw the rise of the "Xuanxue" (mysterious learning), also called "Neo-Taoism". The most important philosophers of this movement were Wang Bi, Xiang Xiu and Guo Xiang. The main question of this school was whether Being came before Not-Being (in Chinese, "ming" and "wuming"). A peculiar feature of these Taoist thinkers, like the Seven Sages of the Bamboo Grove, was the concept of "feng liu" (lit. wind and flow), a sort of romantic spirit which encouraged following the natural and instinctive impulse.
Buddhism arrived in China around the 1st century AD, but it was not until the Northern and Southern, Sui and Tang dynasties that it gained considerable influence and acknowledgement. At the beginning, it was considered a sort of Taoist sect, and there was even a theory about Laozi, founder of Taoism, who went to India and taught his philosophy to Buddha. Mahayana Buddhism was far more successful in China than its rival Hinayana, and both Indian schools and local Chinese sects arose from the 5th century. Two chiefly important monk philosophers were Sengzhao and Daosheng. But probably the most influential and original of these schools was the Chan sect, which had an even stronger impact in Japan as the Zen sect.
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1168 | Anaximander | Anaximander (; "Anaximandros"; ) was a pre-Socratic Greek philosopher who lived in Miletus, a city of Ionia (in modern-day Turkey). He belonged to the Milesian school and learned the teachings of his master Thales. He succeeded Thales and became the second master of that school where he counted Anaximenes and, arguably, Pythagoras amongst his pupils.
Little of his life and work is known today. According to available historical documents, he is the first philosopher known to have written down his studies, although only one fragment of his work remains. Fragmentary testimonies found in documents after his death provide a portrait of the man.
Anaximander was an early proponent of science and tried to observe and explain different aspects of the universe, with a particular interest in its origins, claiming that nature is ruled by laws, just like human societies, and anything that disturbs the balance of nature does not last long. Like many thinkers of his time, Anaximander's philosophy included contributions to many disciplines. In astronomy, he attempted to describe the mechanics of celestial bodies in relation to the Earth. In physics, his postulation that the indefinite (or apeiron) was the source of all things led Greek philosophy to a new level of conceptual abstraction. His knowledge of geometry allowed him to introduce the gnomon in Greece. He created a map of the world that contributed greatly to the advancement of geography. He was also involved in the politics of Miletus and was sent as a leader to one of its colonies.
Biography.
Anaximander, son of Praxiades, was born in the third year of the 42nd Olympiad (610 BC). According to Apollodorus of Athens, Greek grammarian of the 2nd century BC, he was sixty-four years old during the second year of the 58th Olympiad (547–546 BC), and died shortly afterwards.
Establishing a timeline of his work is now impossible, since no document provides chronological references. Themistius, a 4th-century Byzantine rhetorician, mentions that he was the "first of the known Greeks to publish a written document on nature." Therefore, his texts would be amongst the earliest written in prose, at least in the Western world. By the time of Plato, his philosophy was almost forgotten, and Aristotle, his successor Theophrastus and a few doxographers provide us with the little information that remains. However, we know from Aristotle that Thales, also from Miletus, precedes Anaximander. It is debatable whether Thales actually was the teacher of Anaximander, but there is no doubt that Anaximander was influenced by Thales' theory that everything is derived from water. One thing that is not debatable is that even the ancient Greeks considered Anaximander to be from the Monist school which began in Miletus, with Thales followed by Anaximander and which ended with Anaximenes. 3rd-century Roman rhetorician Aelian depicts Anaximander as leader of the Milesian colony to Apollonia on the Black Sea coast, and hence some have inferred that he was a prominent citizen. Indeed, "Various History" (III, 17) explains that philosophers sometimes also dealt with political matters. It is very likely that leaders of Miletus sent him there as a legislator to create a constitution or simply to maintain the colony's allegiance.
Anaximander lived the final few years of his life as a subject of the Persian Achaemenid Empire.
Theories.
Anaximander's theories were influenced by the Greek mythical tradition, and by some ideas of Thales – the father of Western philosophy – as well as by observations made by older civilizations in the Near East, especially Babylon. All these were developed rationally. In his desire to find some universal principle, he assumed, like traditional religion, the existence of a cosmic order; and his ideas on this used the old language of myths which ascribed divine control to various spheres of reality. This was a common practice for the Greek philosophers in a society which saw gods everywhere, and therefore could fit their ideas into a tolerably elastic system.
Some scholars see a gap between the existing mythical and the new rational way of thought which is the main characteristic of the archaic period (8th to 6th century BC) in the Greek city-states. This has given rise to the phrase "Greek miracle". But if we follow carefully the course of Anaximander's ideas, we will notice that there was not such an abrupt break as initially appears. The basic elements of nature (water, air, fire, earth) which the first Greek philosophers believed made up the universe in fact represent the primordial forces imagined in earlier ways of thinking. Their collision produced what the mythical tradition had called cosmic harmony. In the old cosmogonies – Hesiod (8th – 7th century BC) and Pherecydes (6th century BC) – Zeus establishes his order in the world by destroying the powers which were threatening this harmony (the Titans). Anaximander claimed that the cosmic order is not monarchic but geometric, and that this causes the equilibrium of the earth, which is lying in the centre of the universe. This is the projection on nature of a new political order and a new space organized around a centre which is the static point of the system in the society as in nature. In this space there is "isonomy" (equal rights) and all the forces are symmetrical and transferable. The decisions are now taken by the assembly of "demos" in the "agora" which is lying in the middle of the city.
The same "rational" way of thought led him to introduce the abstract "apeiron" (indefinite, infinite, boundless, unlimited) as an origin of the universe, a concept that is probably influenced by the original Chaos (gaping void, abyss, formless state) from which everything else appeared in the mythical Greek cosmogony. It also takes notice of the mutual changes between the four elements. Origin, then, must be something else unlimited in its source, that could create without experiencing decay, so that genesis would never stop.
Apeiron.
The "Refutation" attributed to Hippolytus of Rome (I, 5), and the later 6th century Byzantine philosopher Simplicius of Cilicia, attribute to Anaximander the earliest use of the word "apeiron" ( "infinite" or "limitless") to designate the original principle. He was the first philosopher to employ, in a philosophical context, the term "archē" (), which until then had meant beginning or origin.
"That Anaximander called this something by the name of is the natural interpretation of what Theophrastos says; the current statement that the term was introduced by him appears to be due to a misunderstanding."
And "Hippolytos, however, is not an independent authority, and the only question is what Theophrastos wrote."
For him, it became no longer a mere point in time, but a source that could perpetually give birth to whatever will be. The indefiniteness is spatial in early usages as in Homer (indefinite sea) and as in Xenophanes (6th century BC) who said that the earth went down indefinitely (to "apeiron") i.e. beyond the imagination or concept of men.
Burnet (1930) in "Early Greek Philosophy" says:
"Nearly all we know of Anaximander's system is derived in the last resort from Theophrastos, who certainly knew his book. He seems once at least to have quoted Anaximander's own words, and he criticised his style. Here are the remains of what he said of him in the First Book:
"Anaximander of Miletos, son of Praxiades, a fellow-citizen and associate of Thales, said that the material cause and first element of things was the Infinite, he being the first to introduce this name of the material cause. He says it is neither water nor any other of the so-called elements, but a substance different from them which is infinite" [apeiron, or ] "from which arise all the heavens and the worlds within them.—Phys, Op. fr. 2 (Dox. p. 476; R. P. 16)."
Burnet's quote from the "First Book" is his translation of Theophrastos' "Physic Opinion" fragment 2 as it appears in p. 476 of "Historia Philosophiae Graecae" (1898) by Ritter and Preller and section 16 of "Doxographi Graeci" (1879) by Diels.
By ascribing the "Infinite" with a "material cause", Theophrastos is following the Aristotelian tradition of "nearly always discussing the facts from the point of view of his own system".
Aristotle writes ("Metaphysics", I.III 3–4) that the Pre-Socratics were searching for the element that constitutes all things. While each pre-Socratic philosopher gave a different answer as to the identity of this element (water for Thales and air for Anaximenes), Anaximander understood the beginning or first principle to be an endless, unlimited primordial mass ("apeiron"), subject to neither old age nor decay, that perpetually yielded fresh materials from which everything we perceive is derived. He proposed the theory of the "apeiron" in direct response to the earlier theory of his teacher, Thales, who had claimed that the primary substance was water. The notion of temporal infinity was familiar to the Greek mind from remote antiquity in the religious concept of immortality, and Anaximander's description was in terms appropriate to this conception. This "archē" is called "eternal and ageless". (Hippolytus (?), "Refutation", I,6,I;DK B2)""Aristotle puts things in his own way regardless of historical considerations, and it is difficult to see that it is more of an anachronism to call the Boundless " intermediate between the elements " than to say that it is " distinct from the elements." Indeed, if once we introduce the elements at all, the former description is the more adequate of the two. At any rate, if we refuse to understand these passages as referring to Anaximander, we shall have to say that Aristotle paid a great deal of attention to some one whose very name has been lost, and who not only agreed with some of Anaximander's views, but also used some of his most characteristic expressions. We may add that in one or two places Aristotle certainly seems to identify the " intermediate " with the something " distinct from " the elements".""It is certain that he [Anaximander] cannot have said anything about elements, which no one thought of before Empedokles, and no one could think of before Parmenides. The question has only been mentioned because it has given rise to a lengthy controversy, and because it throws light on the historical value of Aristotle's statements. From the point of view of his own system, these may be justified; but we shall have to remember in other cases that, when he seems to attribute an idea to some earlier thinker, we are not bound to take what he says in an historical sense."For Anaximander, the principle of things, the constituent of all substances, is nothing determined and not an element such as water in Thales' view. Neither is it something halfway between air and water, or between air and fire, thicker than air and fire, or more subtle than water and earth. Anaximander argues that water cannot embrace all of the opposites found in nature — for example, water can only be wet, never dry — and therefore cannot be the one primary substance; nor could any of the other candidates. He postulated the "apeiron" as a substance that, although not directly perceptible to us, could explain the opposites he saw around him."If Thales had been right in saying that water was the fundamental reality, it would not be easy to see how anything else could ever have existed. One side of the opposition, the cold and moist, would have had its way unchecked, and the warm and dry would have been driven from the field long ago. We must, then, have something not itself one of the warring opposites, something more primitive, out of which they arise, and into which they once more pass away."Anaximander explains how the four elements of ancient physics (air, earth, water and fire) are formed, and how Earth and terrestrial beings are formed through their interactions. Unlike other Pre-Socratics, he never defines this principle precisely, and it has generally been understood (e.g., by Aristotle and by Saint Augustine) as a sort of primal chaos. According to him, the Universe originates in the separation of opposites in the primordial matter. It embraces the opposites of hot and cold, wet and dry, and directs the movement of things; an entire host of shapes and differences then grow that are found in "all the worlds" (for he believed there were many)."Anaximander taught, then, that there was an eternal. The indestructible something out of which everything arises, and into which everything returns; a boundless stock from which the waste of existence is continually made good, "elements.". That is only the natural development of the thought we have ascribed to Thales, and there can be no doubt that Anaximander at least formulated it distinctly. Indeed, we can still follow to some extent the reasoning which led him to do so. Thales had regarded water as the most likely thing to be that of which all others are forms; Anaximander appears to have asked how the primary substance could be one of these particular things. His argument seems to be preserved by Aristotle, who has the following passage in his discussion of the Infinite: "Further, there cannot be a single, simple body which is infinite, either, as some hold, one distinct from the elements, which they then derive from it, or without this qualification. For there are some who make this. (i.e. a body distinct from the elements). the infinite, and not air or water, in order that the other things may not be destroyed by their infinity. They are in opposition one to another. air is cold, water moist, and fire hot. and therefore, if any one of them were infinite, the rest would have ceased to be by this time. Accordingly they say that what is infinite is something other than the elements, and from it the elements arise.'—Aristotle Physics. F, 5 204 b 22 (Ritter and Preller (1898) Historia Philosophiae Graecae, section 16 b)."Anaximander maintains that all dying things are returning to the element from which they came ("apeiron"). The one surviving fragment of Anaximander's writing deals with this matter. Simplicius transmitted it as a quotation, which describes the balanced and mutual changes of the elements:
Whence things have their origin,
Thence also their destruction happens,
According to necessity;
For they give to each other justice and recompense
For their injustice
In conformity with the ordinance of Time.
Simplicius mentions that Anaximander said all these "in poetic terms", meaning that he used the old mythical language. The goddess Justice (Dike) keeps the cosmic order. This concept of returning to the element of origin was often revisited afterwards, notably by Aristotle, and by the Greek tragedian Euripides: "what comes from earth must return to earth." Friedrich Nietzsche, in his "Philosophy in the Tragic Age of the Greeks", stated that Anaximander viewed "... all coming-to-be as though it were an illegitimate emancipation from eternal being, a wrong for which destruction is the only penance." Physicist Max Born, in commenting upon Werner Heisenberg's arriving at the idea that the elementary particles of quantum mechanics are to be seen as different manifestations, different quantum states, of one and the same "primordial substance,"' proposed that this primordial substance be called "apeiron".
A free-floating Earth.
Anaximander was the first to conceive a mechanical model of the world. In his model, the Earth floats very still in the centre of the infinite, not supported by anything. It remains "in the same place because of its indifference", a point of view that Aristotle considered ingenious, in "On the Heavens". Its curious shape is that of a cylinder with a height one-third of its diameter. The flat top forms the inhabited world, which is surrounded by a circular oceanic mass.
Carlo Rovelli suggests that Anaximander took the idea of the Earth's shape as a floating disk from Thales, who had imagined the Earth floating in water, the "immense ocean from which everything is born and upon which the Earth floats." Anaximander was then able to envisage the Earth at the centre of an infinite space, in which case it required no support as there was nowhere "down" to fall. In Rovelli's view, the shape – a cylinder or a sphere – is unimportant compared to the appreciation of a "finite body that floats free in space."
Anaximander's realization that the Earth floats free without falling and does not need to be resting on something has been indicated by many as the first cosmological revolution and the starting point of scientific thinking. Karl Popper calls this idea "one of the boldest, most revolutionary, and most portentous ideas in the whole history of human thinking." Such a model allowed the concept that celestial bodies could pass under the Earth, opening the way to Greek astronomy. Rovelli suggests that seeing the stars circling the Pole star, and both vanishing below the horizon on one side and reappearing above it on the other, would suggest to the astronomer that there was a void both above and below the Earth.
Cosmology.
Anaximander's bold use of non-mythological explanatory hypotheses considerably distinguishes him from previous cosmology writers such as Hesiod. It indicates a pre-Socratic effort to demystify physical processes. His major contribution to history was writing the oldest prose document about the Universe and the origins of life; for this he is often called the "Father of Cosmology" and founder of astronomy. However, pseudo-Plutarch states that he still viewed celestial bodies as deities. He placed the celestial bodies in the wrong order. He thought that the stars were nearest to the earth, then the moon, and the sun farthest away. His scheme is compatible with the Indo-Iranian philosophical traditions contained in the Iranian Avesta och the Indian Upanishads.
At the origin, after the separation of hot and cold, a ball of flame appeared that surrounded Earth like bark on a tree. This ball broke apart to form the rest of the Universe. It resembled a system of hollow concentric wheels, filled with fire, with the rims pierced by holes like those of a flute. Consequently, the Sun was the fire that one could see through a hole the same size as the Earth on the farthest wheel, and an eclipse corresponded with the occlusion of that hole. The diameter of the solar wheel was twenty-seven times that of the Earth (or twenty-eight, depending on the sources) and the lunar wheel, whose fire was less intense, eighteen (or nineteen) times. Its hole could change shape, thus explaining lunar phases. The stars and the planets, located closer, followed the same model.
Anaximander was the first astronomer to consider the Sun as a huge mass, and consequently, to realize how far from Earth it might be, and the first to present a system where the celestial bodies turned at different distances. Furthermore, according to Diogenes Laertius (II, 2), he built a celestial sphere. This invention undoubtedly made him the first to realize the obliquity of the Zodiac as the Roman philosopher Pliny the Elder reports in "Natural History" (II, 8). It is a little early to use the term ecliptic, but his knowledge and work on astronomy confirm that he must have observed the inclination of the celestial sphere in relation to the plane of the Earth to explain the seasons. The doxographer and theologian Aetius attributes to Pythagoras the exact measurement of the obliquity.
Multiple worlds.
According to Simplicius, Anaximander already speculated on the plurality of worlds, similar to atomists Leucippus and Democritus, and later philosopher Epicurus. These thinkers supposed that worlds appeared and disappeared for a while, and that some were born when others perished. They claimed that this movement was eternal, "for without movement, there can be no generation, no destruction".
In addition to Simplicius, Hippolytus reports Anaximander's claim that from the infinite comes the principle of beings, which themselves come from the heavens and the worlds (several doxographers use the plural when this philosopher is referring to the worlds within, which are often infinite in quantity). Cicero writes that he attributes different gods to the countless worlds.
This theory places Anaximander close to the Atomists and the Epicureans who, more than a century later, also claimed that an infinity of worlds appeared and disappeared. In the timeline of the Greek history of thought, some thinkers conceptualized a single world (Plato, Aristotle, Anaxagoras and Archelaus), while others instead speculated on the existence of a series of worlds, continuous or non-continuous (Anaximenes, Heraclitus, Empedocles and Diogenes).
Meteorological phenomena.
Anaximander attributed some phenomena, such as thunder and lightning, to the intervention of elements, rather than to divine causes. In his system, thunder results from the shock of clouds hitting each other; the loudness of the sound is proportionate with that of the shock. Thunder without lightning is the result of the wind being too weak to emit any flame, but strong enough to produce a sound. A flash of lightning without thunder is a jolt of the air that disperses and falls, allowing a less active fire to break free. Thunderbolts are the result of a thicker and more violent air flow.
He saw the sea as a remnant of the mass of humidity that once surrounded Earth. A part of that mass evaporated under the sun's action, thus causing the winds and even the rotation of the celestial bodies, which he believed were attracted to places where water is more abundant. He explained rain as a product of the humidity pumped up from Earth by the sun. For him, the Earth was slowly drying up and water only remained in the deepest regions, which someday would go dry as well. According to Aristotle's "Meteorology" (II, 3), Democritus also shared this opinion.
Origin of humankind.
Anaximander speculated about the beginnings and origin of animal life, and that humans came from other animals in waters. According to his evolutionary theory, animals sprang out of the sea long ago, born trapped in a spiny bark, but as they got older, the bark would dry up and animals would be able to break it. As the early humidity evaporated, dry land emerged and, in time, humankind had to adapt. The 3rd century Roman writer Censorinus reports:
Anaximander put forward the idea that humans had to spend part of this transition inside the mouths of big fish to protect themselves from the Earth's climate until they could come out in open air and lose their scales. He thought that, considering humans' extended infancy, we could not have survived in the primeval world in the same manner we do presently.
Other accomplishments.
Cartography.
Both Strabo and Agathemerus (later Greek geographers) claim that, according to the geographer Eratosthenes, Anaximander was the first to publish a map of the world. The map probably inspired the Greek historian Hecataeus of Miletus to draw a more accurate version. Strabo viewed both as the first geographers after Homer.
Maps were produced in ancient times, also notably in Egypt, Lydia, the Middle East, and Babylon. Only some small examples survived until today. The unique example of a world map comes from late Babylonian tablet BM 92687 later than 9th century BC but is based probably on a much older map. These maps indicated directions, roads, towns, borders, and geological features. Anaximander's innovation was to represent the entire inhabited land known to the ancient Greeks.
Such an accomplishment is more significant than it at first appears. Anaximander most likely drew this map for three reasons. First, it could be used to improve navigation and trade between Miletus's colonies and other colonies around the Mediterranean Sea and Black Sea. Second, Thales would probably have found it easier to convince the Ionian city-states to join in a federation in order to push the Median threat away if he possessed such a tool. Finally, the philosophical idea of a global representation of the world simply for the sake of knowledge was reason enough to design one.
Surely aware of the sea's convexity, he may have designed his map on a slightly rounded metal surface. The centre or “navel” of the world ( "omphalós gẽs") could have been Delphi, but is more likely in Anaximander's time to have been located near Miletus. The Aegean Sea was near the map's centre and enclosed by three continents, themselves located in the middle of the ocean and isolated like islands by sea and rivers. Europe was bordered on the south by the Mediterranean Sea and was separated from Asia by the Black Sea, the Lake Maeotis, and, further east, either by the Phasis River (now called the Rioni in Georgia) or the Tanais. The Nile flowed south into the ocean, separating Libya (which was the name for the part of the then-known African continent) from Asia.
Gnomon.
The "Suda" relates that Anaximander explained some basic notions of geometry. It also mentions his interest in the measurement of time and associates him with the introduction in Greece of the gnomon. In Lacedaemon, he participated in the construction, or at least in the adjustment, of sundials to indicate solstices and equinoxes. Indeed, a gnomon required adjustments from a place to another because of the difference in latitude.
In his time, the gnomon was simply a vertical pillar or rod mounted on a horizontal plane. The position of its shadow on the plane indicated the time of day. As it moves through its apparent course, the Sun draws a curve with the tip of the projected shadow, which is shortest at noon, when pointing due south. The variation in the tip's position at noon indicates the solar time and the seasons; the shadow is longest on the winter solstice and shortest on the summer solstice.
The invention of the gnomon itself cannot be attributed to Anaximander because its use, as well as the division of days into twelve parts, came from the Babylonians. It is they, according to Herodotus' Histories (II, 109), who gave the Greeks the art of time measurement. It is likely that he was not the first to determine the solstices, because no calculation is necessary. On the other hand, equinoxes do not correspond to the middle point between the positions during solstices, as the Babylonians thought. As the "Suda" seems to suggest, it is very likely that with his knowledge of geometry, he became the first Greek to determine accurately the equinoxes.
Prediction of an earthquake.
In his philosophical work "De Divinatione" (I, 50, 112), Cicero states that Anaximander convinced the inhabitants of Lacedaemon to abandon their city and spend the night in the country with their weapons because an earthquake was near. The city collapsed when the top of the Taygetus split like the stern of a ship. Pliny the Elder also mentions this anecdote (II, 81), suggesting that it came from an "admirable inspiration", as opposed to Cicero, who did not associate the prediction with divination.
Scientific method.
Rovelli credits Anaximander with pioneering the "first great scientific revolution in history" by introducing the naturalistic approach to understanding the universe, according to which the universe operates by inviolable laws, without recourse to supernatural explanations. According to Rovelli, Anaximander not only paved the way for modern science, but revolutionized the process for how we form our worldview, by constantly questioning and rejecting certainty. Rovelli further states that Anaximander has not been given his due credit, largely because his naturalistic approach was strongly opposed in antiquity (among others by Aristotle) and had yet to yield the tangible benefits it has today.
Interpretations.
In the 2017 essay collection "Anaximander in Context: New Studies on the Origins of Greek Philosophy", Dirk Couprie, Robert Hahn and Gerald Naddaf describe Anaximander as "one of the greatest minds in history", but one that has not been given his due. Couprie goes to state that he considers him on par with Newton.
Bertrand Russell in the "History of Western Philosophy" interprets Anaximander's theories as an assertion of the necessity of an appropriate balance between earth, fire, and water, all of which may be independently seeking to aggrandize their proportions relative to the others. Anaximander seems to express his belief that a natural order ensures balance among these elements, that where there was fire, ashes (earth) now exist. His Greek peers echoed this sentiment with their belief in natural boundaries beyond which not even the gods could operate.
Friedrich Nietzsche, in "Philosophy in the Tragic Age of the Greeks", claimed that Anaximander was a pessimist who asserted that the primal being of the world was a state of indefiniteness. In accordance with this, anything definite has to eventually pass back into indefiniteness. In other words, Anaximander viewed "...all coming-to-be as though it were an illegitimate emancipation from eternal being, a wrong for which destruction is the only penance". ("Ibid.", § 4) The world of individual objects, in this way of thinking, has no worth and should perish.
Martin Heidegger lectured extensively on Anaximander, and delivered a lecture entitled "Anaximander's Saying" which was subsequently included in "Off the Beaten Track". The lecture examines the ontological difference and the oblivion of Being or "Dasein" in the context of the Anaximander fragment. Heidegger's lecture is, in turn, an important influence on the French philosopher Jacques Derrida.
Works.
According to the "Suda":
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1169 | APL | APL is an abbreviation, acronym, or initialism that may refer to:
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1170 | Architect | An architect is a person who plans, designs and oversees the construction of buildings. To practice architecture means to provide services in connection with the design of buildings and the space within the site surrounding the buildings that have human occupancy or use as their principal purpose. Etymologically, the term architect derives from the Latin , which derives from the Greek ("-", chief + , builder), i.e., chief builder.
The professional requirements for architects vary from location to location. An architect's decisions affect public safety and thus the architect must undergo specialized training consisting of advanced education and a "practicum" (or internship) for practical experience to earn a license to practice architecture. Practical, technical, and academic requirements for becoming an architect vary by jurisdiction though the formal study of architecture in academic institutions has played a pivotal role in the development of the profession.
Origins.
Throughout ancient and medieval history, most architectural design and construction was carried out by artisans—such as stone masons and carpenters, rising to the role of master builder. Until modern times, there was no clear distinction between architect and engineer. In Europe, the titles "architect" and "engineer" were primarily geographical variations that referred to the same person, often used interchangeably.
"Architect" derives from Greek (, "master builder", "chief ).
It is suggested that various developments in technology and mathematics allowed the development of the professional 'gentleman' architect, separate from the hands-on craftsman. Paper was not used in Europe for drawing until the 15th century, but became increasingly available after 1500. Pencils were used for drawing by 1600. The availability of both paper and pencils allowed pre-construction drawings to be made by professionals. Concurrently, the introduction of linear perspective and innovations such as the use of different projections to describe a three-dimensional building in two dimensions, together with an increased understanding of dimensional accuracy, helped building designers communicate their ideas. However, development was gradual and slow going. Until the 18th-century, buildings continued to be designed and set out by craftsmen, with the exception of high-status projects.
Architecture.
In most developed countries, only those qualified with an appropriate license, certification, or registration with a relevant body (often governmental), may legally practice architecture. Such licensure usually required a university degree, successful completion of exams, as well as a training period. Representation of oneself as an architect through the use of terms and titles was restricted to licensed individuals by law, although in general, derivatives such as architectural designer were not legally protected.
To practice architecture implies the ability to practice independently of supervision. The term "building design professional" (or "design professional)", by contrast, is a much broader term that includes professionals who practice independently under an alternate profession such as engineering professionals, or those who assist in the practice of architecture under the supervision of a licensed architect such as intern architects. In many places, independent, non-licensed individuals, may perform design services outside the professional restrictions such as the design houses or other smaller structures.
Practice.
In the architectural profession, technical and environmental knowledge, design, and construction management, require an understanding of business as well as design. However, design is the driving force throughout the project and beyond. An architect accepts a commission from a client. The commission might involve preparing feasibility reports, building audits, designing a building or several buildings, structures, and the spaces among them. The architect participates in developing the requirements the client wants in the building. Throughout the project (planning to occupancy), the architect coordinates a design team. Structural, mechanical, and electrical engineers are hired by the client or architect, who must ensure that the work is coordinated to construct the design.
Design role.
The architect, once hired by a client, is responsible for creating a design concept that meets the requirements of that client and provides a facility suitable to the required use. The architect must meet with and put questions to the client, in order to ascertain all the requirements (and nuances) of the planned project.
Often the full brief is not clear in the beginning. It involves a degree of risk in the design undertaking. The architect may make early proposals to the client which may rework the terms of the brief. The "program" (or brief) is essential to producing a project that meets all the needs of the owner. This becomes a guide for the architect in creating the design concept.
Design proposal(s) are generally expected to be both imaginative and pragmatic. Much depends upon the time, place, finance, culture, and available crafts and technology in which the design takes place. The extent and nature of these expectations will vary. Foresight is a prerequisite when designing buildings as it is a very complex and demanding undertaking.
Any design concept during the early stage of its generation must take into account a great number of issues and variables including qualities of space(s), the end-use and life-cycle of these proposed spaces, connections, relations, and aspects between spaces including how they are put together and the impact of proposals on the immediate and wider locality. Selection of appropriate materials and technology must be considered, tested, and reviewed at an early stage in the design to ensure there are no setbacks (such as higher-than-expected costs) which could occur later in the project.
The site and its surrounding environment as well as the culture and history of the place, will also influence the design. The design must also balance increasing concerns with environmental sustainability. The architect may introduce (intentionally or not), aspects of mathematics and architecture, new or current architectural theory, or references to architectural history.
A key part of the design is that the architect often must consult with engineers, surveyors and other specialists throughout the design, ensuring that aspects such as structural supports and air conditioning elements are coordinated. The control and planning of construction costs are also a part of these consultations. Coordination of the different aspects involves a high degree of specialized communication including advanced computer technology such as building information modeling (BIM), computer-aided design (CAD), and cloud-based technologies. Finally, at all times, the architect must report back to the client who may have reservations or recommendations which might introduce further variables into the design.
Architects also deal with local and federal jurisdictions regarding regulations and building codes. The architect might need to comply with local planning and zoning laws such as required setbacks, height limitations, parking requirements, transparency requirements (windows), and land use. Some jurisdictions require adherence to design and historic preservation guidelines. Health and safety risks form a vital part of the current design, and in some jurisdictions, design reports and records are required to include ongoing considerations of materials and contaminants, waste management and recycling, traffic control, and fire safety.
Means of design.
Previously, architects employed drawings to illustrate and generate design proposals. While conceptual sketches are still widely used by architects, computer technology has now become the industry standard. Furthermore, design may include the use of photos, collages, prints, linocuts, 3D scanning technology, and other media in design production.
Increasingly, computer software is shaping how architects work. BIM technology allows for the creation of a virtual building that serves as an information database for the sharing of design and building information throughout the life-cycle of the building's design, construction, and maintenance. Virtual reality (VR) presentations are becoming more common for visualizing structural designs and interior spaces from the point-of-view perspective.
Environmental role.
Since modern buildings are known to place carbon into the atmosphere, increasing controls are being placed on buildings and associated technology to reduce emissions, increase energy efficiency, and make use of renewable energy sources. Renewable energy sources may be designed into the proposed building by local or national renewable energy providers. As a result, the architect is required to remain abreast of current regulations that are continually being updated. Some new developments exhibit extremely low energy use or passive solar building design.
However, the architect is also increasingly being required to provide initiatives in a wider environmental sense. Examples of this include making provisions for low-energy transport, natural daylighting instead of artificial lighting, natural ventilation instead of air conditioning, pollution, and waste management, use of recycled materials, and employment of materials which can be easily recycled.
Construction role.
As the design becomes more advanced and detailed, specifications and detail designs are made of all the elements and components of the building. Techniques in the production of a building are continually advancing which places a demand on the architect to ensure that he or she remains up to date with these advances.
Depending on the client's needs and the jurisdiction's requirements, the spectrum of the architect's services during each construction stage may be extensive (detailed document preparation and construction review) or less involved (such as allowing a contractor to exercise considerable design-build functions).
Architects typically put projects to tender on behalf of their clients, advise them on the award of the project to a general contractor, facilitate and administer a contract of agreement which is often between the client and the contractor. This contract is legally binding and covers a wide range of aspects including the insurance and commitments of all stakeholders, the status of the design documents, provisions for the architect's access, and procedures for the control of the works as they proceed. Depending on the type of contract utilized, provisions for further sub-contract tenders may be required. The architect may require that some elements are covered by a warranty which specifies the expected life and other aspects of the material, product, or work.
In most jurisdictions, prior notification to the relevant authority must be given before commencement of the project, giving the local authority notice to carry out independent inspections. The architect will then review and inspect the progress of the work in coordination with the local authority.
The architect will typically review contractor shop drawings and other submittals, prepare and issue site instructions, and provide Certificates for Payment to the contractor (see also Design-bid-build) which is based on the work done as well as any materials and other goods purchased or hired in the future. In the United Kingdom and other countries, a quantity surveyor is often part of the team to provide cost consulting. With large, complex projects, an independent construction manager is sometimes hired to assist in the design and management of the construction.
In many jurisdictions, mandatory certification or assurance of the completed work or part of works, is required. This demand for certification entails a high degree of risk; therefore, regular inspections of the work as it progresses on site is required to ensure that the design is in compliance itself as well as following all relevant statutes and permissions.
Alternate practice and specializations.
Recent decades have seen the rise of specializations within the profession. Many architects and architectural firms focus on certain project types (e.g. healthcare, retail, public housing, and event management), technological expertise, or project delivery methods. Some architects specialize in building code, building envelope, sustainable design, technical writing, historic preservation(US) or conservation (UK), and accessibility.
Many architects elect to move into real estate (property) development, corporate facilities planning, project management, construction management, chief sustainability officers interior design, city planning, user experience design, and design research.
Professional requirements
Although there are variations in each location, most of the world's architects are required to register with the appropriate jurisdiction. Architects are typically required to meet three common requirements: education, experience, and examination.
Basic educational requirement generally consist of a university degree in architecture. The experience requirement for degree candidates is usually satisfied by a practicum or internship (usually two to three years). Finally, a Registration Examination or a series of exams is required prior to licensure.
Professionals who engaged in the design and supervision of construction projects prior to the late 19th century were not necessarily trained in a separate architecture program in an academic setting. Instead, they often trained under established architects. Prior to modern times, there was no distinction between architects and engineers and the title used varied depending on geographical location. They often carried the title of master builder or surveyor after serving a number of years as an apprentice (such as Sir Christopher Wren). The formal study of architecture in academic institutions played a pivotal role in the development of the profession as a whole, serving as a focal point for advances in architectural technology and theory. The use of "Architect" or abbreviations such as "Ar." as a title attached to a person's name was regulated by law in some countries.
Fees.
Architects' fee structure was typically based on a percentage of construction value, as a rate per unit area of the proposed construction, hourly rates, or a fixed lump sum fee. Combination of these structures was also common. Fixed fees were usually based on a project's allocated construction cost and could range between 4 and 12% of new construction cost for commercial and institutional projects, depending on a project's size and complexity. Residential projects ranged from 12 to 20%. Renovation projects typically commanded higher percentages such as 15-20%.
Overall billings for architectural firms range widely, depending on their location and economic climate. Billings have traditionally been dependent on the local economic conditions, but with rapid globalization, this is becoming less of a factor for large international firms. Salaries could also vary depending on experience, position within the firm (i.e. staff architect, partner, or shareholder, etc.), and the size and location of the firm.
Professional organizations.
A number of national professional organizations exist to promote career and business development in architecture.
Prizes, awards.
A wide variety of prizes is awarded by national professional associations and other bodies, recognizing accomplished architects, their buildings, structures, and professional careers.
The most lucrative award an architect can receive is the Pritzker Prize, sometimes termed the "Nobel Prize for architecture." The inaugural Pritzker Prize winner was Philip Johnson who was cited "for 50 years of imagination and vitality embodied in a myriad of museums, theatres libraries, houses gardens and corporate structure". The Pritzker Prize has been awarded for forty-two straight editions without interruption, and there are now 22 countries with at least one winning architect. Other prestigious architectural awards are the Royal Gold Medal, the AIA Gold Medal (USA), AIA Gold Medal (Australia), and the Praemium Imperiale.
Architects in the UK, who have made contributions to the profession through design excellence or architectural education, or have in some other way advanced the profession, might until 1971 be elected Fellows of the Royal Institute of British Architects and can write FRIBA after their name if they feel so inclined. Those elected to chartered membership of the RIBA after 1971 may use the initials RIBA but cannot use the old ARIBA and FRIBA. An Honorary Fellow may use the initials, Hon. FRIBA. and an International Fellow may use the initials Int. FRIBA. Architects in the US, who have made contributions to the profession through design excellence or architectural education, or have in some other way advanced the profession, are elected Fellows of the American Institute of Architects and can write FAIA after their name. Architects in Canada, who have made outstanding contributions to the profession through contribution to research, scholarship, public service, or professional standing to the good of architecture in Canada, or elsewhere, may be recognized as a Fellow of the Royal Architectural Institute of Canada and can write FRAIC after their name. In Hong Kong, those elected to chartered membership may use the initial HKIA, and those who have made a special contribution after nomination and election by The Hong Kong Institute of Architects (HKIA), may be elected as fellow members of HKIA and may use FHKIA after their name.
Architects in the Philippines and Filipino communities overseas (whether they are Filipinos or not), especially those who also profess other jobs at the same time, are addressed and introduced as "Architect", rather than "Sir/Madam" in speech or "Mr./Mrs./Ms." ("G./Gng./Bb." in Filipino) before surnames. That word is used either in itself or before the given name or surname.
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1171 | Abbreviation | An abbreviation (from Latin , meaning "short") is a shortened form of a word or phrase, by any method. It may consist of a group of letters or words taken from the full version of the word or phrase; for example, the word "abbreviation" can itself be represented by the abbreviation "abbr.", "abbrv.", or "abbrev."; "NPO", for nil (or nothing) per (by) os (mouth) is an abbreviated medical instruction. It may also consist of initials only, a mixture of initials and words, or words or letters representing words in another language (for example, e.g., i.e. or RSVP). Some types of abbreviations are acronyms (some pronounceable, some initialisms) or grammatical contractions or crasis.
An abbreviation is a shortening by any of these or other methods.
Types.
Acronyms, initialisms, contractions and crasis share some semantic and phonetic functions, and all four are connected by the term "abbreviation" in loose parlance.
An initialism is an abbreviation pronounced by spelling out each letter, i.e. FBI (), USA (), IBM (), BBC ()
A contraction is a reduction in the length of a word or phrase made by omitting certain of its letters or syllables. Consequently, contractions are a subset of abbreviations. Often, but not always, the contraction includes the first and last letters or elements. Examples of contractions are "li'l" (for "little"), "I'm" (for "I am"), and "he'd've" (for "he would have").
History.
Abbreviations have a long history. They were created to avoid spelling out whole words. This might be done to save time and space (given that many inscriptions were carved in stone) and also to provide secrecy. In both Greece and Rome the reduction of words to single letters was common. In Roman inscriptions, "Words were commonly abbreviated by using the initial letter or letters of words, and most inscriptions have at least one abbreviation". However, "some could have more than one meaning, depending on their context. (For example, can be an abbreviation for many words, such as , , , , , , and .)" Many frequent abbreviations consisted of more than one letter: for example COS for "consul" and COSS for its nominative etc. plural "consules".
Abbreviations were frequently used in English from its earliest days. Manuscripts of copies of the Old English poem "Beowulf" used many abbreviations, for example the Tironian et () or for "and", and for "since", so that "not much space is wasted". The standardisation of English in the 15th through 17th centuries included a growth in the use of such abbreviations. At first, abbreviations were sometimes represented with various suspension signs, not only periods. For example, sequences like ‹er› were replaced with ‹ɔ›, as in ‹mastɔ› for "master" and ‹exacɔbate› for "exacerbate". While this may seem trivial, it was symptomatic of an attempt by people manually reproducing academic texts to reduce the copy time.
In the Early Modern English period, between the 15th and 17th centuries, the thorn was used for "th", as in ('the'). In modern times, was often used (in the form ) for promotional reasons, as in .
During the growth of philological linguistic theory in academic Britain, abbreviating became very fashionable. Likewise, a century earlier in Boston, a fad of abbreviation started that swept the United States, with the globally popular term OK generally credited as a remnant of its influence.
Over the years, however, the lack of convention in some style guides has made it difficult to determine which two-word abbreviations should be abbreviated with periods and which should not. This question is considered below.
Widespread use of electronic communication through mobile phones and the Internet during the 1990s led to a marked rise in colloquial abbreviation. This was due largely to increasing popularity of textual communication services such as instant and text messaging. The original SMS supported message lengths of 160 characters at most (using the GSM 03.38 character set), for instance. This brevity gave rise to an informal abbreviation scheme sometimes called Textese, with which 10% or more of the words in a typical SMS message are abbreviated. More recently Twitter, a popular social networking service, began driving abbreviation use with 140 character message limits.
In HTML, abbreviations can be annotated using <abbr title="Meaning of the abbreviation.">abbreviation</abbr> to reveal its meaning by hovering the cursor.
Style conventions in English.
In modern English, there are several conventions for abbreviations, and the choice may be confusing. The only rule universally accepted is that one should be "consistent", and to make this easier, publishers express their preferences in a style guide. Some questions which arise are shown below.
Lowercase letters.
If the original word was capitalized then the first letter of its abbreviation should retain the capital, for example Lev. for "Leviticus". When a word is abbreviated to more than a single letter and was originally spelled with lower case letters then there is no need for capitalization. However, when abbreviating a phrase where only the first letter of each word is taken, then all letters should be capitalized, as in YTD for "year-to-date", PCB for "printed circuit board" and FYI for "for your information". However, see the following section regarding abbreviations that have become common vocabulary: these are no longer written with capital letters.
Periods (full stops) and spaces.
A period (full stop) is often used to signify an abbreviation, but opinion is divided as to when and if this should happen.
According to Hart's Rules, the traditional rule is that abbreviations (in the narrow sense that includes only words with the ending, and not the middle, dropped) terminate with a full stop, whereas contractions (in the sense of words missing a middle part) do not, but there are exceptions. Fowler's Modern English Usage says full stops are used to mark both abbreviations and contractions, but recommends against this practice: advising them only for abbreviations and lower-case initialisms and not for upper-case initialisms and contractions.
Some British style guides, such as those for The Guardian and The Economist, require that full stops be entirely omitted from all abbreviations.
In American English, the period is usually included regardless of whether or not it is a contraction, e.g. "Dr." or "Mrs.". In some cases, periods are optional, as in either "US" or "U.S." for "United States", "EU" or "E.U." for "European Union", and "UN" or "U.N." for "United Nations". There are some house styles, however—American ones included—that remove the periods from almost all abbreviations. For example:
Acronyms that were originally capitalized (with or without periods) but have since entered the vocabulary as generic words are no longer written with capital letters nor with any periods. Examples are sonar, radar, lidar, laser, snafu, and scuba.
Today, spaces are generally not used between single-letter abbreviations of words in the same phrase, so one almost never encounters "U. S."
When an abbreviation appears at the end of a sentence, only one period is used: "The capital of the United States is Washington, D.C".
Plural forms.
There is a question about how to pluralize abbreviations, particularly acronyms. Some writers tend to pluralize abbreviations by adding (apostrophe s), as in "two PC's have broken screens", although this notation typically indicates possessive case. However, this style is not preferred by many style guides. For instance, Kate Turabian, writing about style in academic writings, allows for an apostrophe to form plural acronyms "only when an abbreviation contains internal periods or both capital and lowercase letters". Turabian would therefore prefer "DVDs" and "URLs" and "Ph.D.'s", while the Modern Language Association explicitly says, "do not use an apostrophe to form the plural of an abbreviation". Also, the American Psychological Association specifically says, "without an apostrophe".
However, the 1999 style guide for "The New York Times" states that the addition of an apostrophe is necessary when pluralizing all abbreviations, preferring "PC's, TV's and VCR's".
Following those who would generally omit the apostrophe, to form the plural of run batted in, simply add an s to the end of RBI.
For all other rules, see below:
To form the plural of an abbreviation, a number, or a capital letter used as a noun, simply add a lowercase "s" to the end. Apostrophes following decades and single letters are also common.
To indicate the plural of the abbreviation or symbol of a unit of measure, the same form is used as in the singular.
When an abbreviation contains more than one full point, "Hart's Rules" recommends putting the "s" after the final one.
However, subject to any house style or consistency requirement, the same plurals may be rendered less formally as:
According to "Hart's Rules", an apostrophe may be used in rare cases where clarity calls for it, for example when letters or symbols are referred to as objects.
However, the apostrophe can be dispensed with if the items are set in italics or quotes:
In Latin, and continuing to the derivative forms in European languages as well as English, single-letter abbreviations had the plural being a doubling of the letter for note-taking. Most of these deal with writing and publishing. A few longer abbreviations use this as well.
Conventions followed by publications and newspapers.
United States.
Publications based in the U.S. tend to follow the style guides of "The Chicago Manual of Style" and the Associated Press. The U.S. Government follows a style guide published by the U.S. Government Printing Office. The National Institute of Standards and Technology sets the style for abbreviations of units.
United Kingdom.
Many British publications follow some of these guidelines in abbreviation:
Measurements: abbreviations or symbols.
Writers often use shorthand to denote units of measure. Such shorthand can be an abbreviation, such as "in" for "inch" or can be a symbol such as "km" for "kilometre".
In the International System of Units (SI) manual the word "symbol" is used consistently to define the shorthand used to represent the various SI units of measure. The manual also defines the way in which units should be written, the principal rules being:
Syllabic abbreviation.
A syllabic abbreviation is usually formed from the initial syllables of several words, such as "Interpol" = "International" + "police". It is a variant of the acronym. Syllabic abbreviations are usually written using lower case, sometimes starting with a capital letter, and are always pronounced as words rather than letter by letter. Syllabic abbreviations should be distinguished from portmanteaus, which combine two words without necessarily taking whole syllables from each.
Albanian.
In Albanian, syllabic acronyms are sometimes used for composing a person's name, such as "Migjeni" – an abbreviation from his original name ("Millosh Gjergj Nikolla") a famous Albanian poet and writer – or "ASDRENI" ("Aleksander Stavre Drenova"), another famous Albanian poet.
Other such names which are used commonly in recent decades are GETOAR, composed from "Gegeria" + "Tosks" (representing the two main dialects of the Albanian language, Gegë and Toskë), and "Arbanon" - which is an alternative way used to describe all Albanian lands.
English.
Syllabic abbreviations are not widely used in English. Some UK government agencies such as Ofcom (Office of Communications) and the former Oftel (Office of Telecommunications) use this style.
New York City has various neighborhoods named by syllabic abbreviation, such as Tribeca (Triangle below Canal Street) and SoHo (South of Houston Street). This usage has spread into other American cities, giving SoMa, San Francisco (South of Market) and LoDo, Denver (Lower Downtown), amongst others.
Chicago-based electric service provider ComEd is a syllabic abbreviation of "Commonwealth" and (Thomas) "Edison".
Sections of California are also often colloquially syllabically abbreviated, as in NorCal (Northern California), CenCal (Central California), and SoCal (Southern California). Additionally, in the context of Los Angeles, the syllabic abbreviation SoHo (Southern Hollywood) refers to the southern portion of the Hollywood neighborhood.
Partially syllabic abbreviations are preferred by the US Navy, as they increase readability amidst the large number of initialisms that would otherwise have to fit into the same acronyms. Hence "DESRON 6" is used (in the full capital form) to mean "Destroyer Squadron 6", while "COMNAVAIRLANT" would be "Commander, Naval Air Force (in the) Atlantic."
Syllabic abbreviations are a prominent feature of Newspeak, the fictional language of George Orwell's dystopian novel "Nineteen Eighty-Four". The political contractions of Newspeak—"Ingsoc" (English Socialism), "Minitrue" (Ministry of Truth), "Miniplenty" (Ministry of Plenty)—are described by Orwell as similar to real examples of German "(q.v.)" and Russian contractions ("q.v.)" in the 20th century. Like "Nazi" ("Nationalsozialismus") and "Gestapo" ("Geheime Staatspolizei"), "politburo" (Political Bureau of the Central Committee of the Communist Party of the Soviet Union), "Comintern" (Communist International), "kolkhoz" (collective farm), and "Komsomol" (Young Communists' League), the contractions in Newspeak are supposed to have a political function by virtue of their abbreviated structure itself: nice sounding and easily pronounceable, their purpose is to mask all ideological content from the speaker.
A more recent syllabic abbreviation has emerged with the disease COVID-19 (Corona Virus Disease 2019) caused by the Severe acute respiratory syndrome coronavirus 2 (itself frequently abbreviated to SARS-CoV-2, partly an initialism).
German.
Syllabic abbreviations were and are common in German; much like acronyms in English, they have a distinctly modern connotation, although contrary to popular belief, many date back to before 1933, if not the end of the Great War. "Kriminalpolizei", literally "criminal police" but idiomatically the Criminal Investigation Department of any German police force, begat "KriPo" (variously capitalised), and likewise "Schutzpolizei" ("protection police" or "uniform department") begat "SchuPo". Along the same lines, the Swiss Federal Railways' Transit Police—the "Transportpolizei"—are abbreviated as the "TraPo".
With the National Socialist German Workers' Party gaining power came a frenzy of government reorganisation, and with it a series of entirely new syllabic abbreviations. The single national police force amalgamated from the "Schutzpolizeien" of the various states became the OrPo ("Ordnungspolizei", "order police"); the state KriPos together formed the "SiPo" ("Sicherheitspolizei", "security police"); and there was also the Gestapo ("Geheime Staatspolizei", "secret state police"). The new order of the German Democratic Republic in the east brought about a conscious denazification, but also a repudiation of earlier turns of phrase in favour of neologisms such as "Stasi" for "Staatssicherheit" ("state security", the secret police) and "VoPo" for "Volkspolizei". The phrase "politisches Büro", which may be rendered literally as "office of politics" or idiomatically as "political party steering committee", became "Politbüro".
Syllabic abbreviations are not only used in politics, however. Many business names, trademarks, and service marks from across Germany are created on the same pattern: for a few examples, there is Aldi, from "Theo Albrecht", the name of its founder, followed by "discount"; Haribo, from "Hans Riegel", the name of its founder, followed by "Bonn", the town of its head office; and Adidas, from "Adolf "Adi" Dassler", the nickname of its founder followed by his surname.
Russian.
Syllabic abbreviations are very common in Russian, Belarusian and Ukrainian languages. They are often used as names of organizations. Historically, popularization of abbreviations was a way to simplify mass-education in 1920s (see Likbez).
Leninist organisations such as the "Comintern" ("Communist International") and "Komsomol" ("Kommunisticheskii Soyuz Molodyozhi", or "Communist youth union") used Russian language syllabic abbreviations. In the modern Russian language, words like "Rosselkhozbank" (from Rossiysky selskokhozyaystvenny bank — Russian Agricultural Bank, RusAg) and "Minobrnauki" (from Ministerstvo obrazovaniya i nauki — Ministry of Education and Science) are still commonly used. In nearby Belarus, there are "Beltelecom" (Belarus Telecommunication) and Belsat (Belarus Satellite).
Spanish.
Syllabic abbreviations are common in Spanish; examples abound in organization names such as Pemex for "Petróleos Mexicanos" ("Mexican Petroleums") or Fonafifo for "Fondo Nacional de Financimiento Forestal" (National Forestry Financing Fund).
Malay and Indonesian.
In Southeast Asian languages, especially in Malay languages, syllabic abbreviations are also common; examples include Petronas (for "Petroliam Nasional", "National Petroleum"), its Indonesian equivalent Pertamina (from its original name "Perusahaan Pertambangan Minyak dan Gas Bumi Negara", "State Oil and Natural Gas Mining Company"), and Kemenhub (from "Kementerian Perhubungan", "Ministry of Transportation")
Chinese and Japanese kanji.
East Asian languages whose writing systems use Chinese characters form abbreviations similarly by using key Chinese characters from a term or phrase. For example, in Japanese the term for the United Nations, "kokusai rengō" (国際連合) is often abbreviated to "kokuren" (国連). (Such abbreviations are called (略語) in Japanese; see also Japanese abbreviated and contracted words). The syllabic abbreviation of kanji words is frequently used for universities: for instance, "Tōdai" (東大) for "Tōkyō daigaku" (東京大学, University of Tokyo) and is used similarly in Chinese: "Běidà" (北大) for "Běijīng Dàxué" (北京大学, Peking University). The English phrase "Gung ho" originated as a Chinese abbreviation.
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1174 | Aphrodite | Aphrodite ( ; ; , , ) is an ancient Greek goddess associated with love, lust, beauty, pleasure, passion, procreation, and as her syncretized Roman goddess counterpart , desire, sex, fertility, prosperity, and victory. Aphrodite's major symbols include seashells, myrtles, roses, doves, sparrows, and swans. The cult of Aphrodite was largely derived from that of the Phoenician goddess Astarte, a cognate of the East Semitic goddess Ishtar, whose cult was based on the Sumerian cult of Inanna. Aphrodite's main cult centers were Cythera, Cyprus, Corinth, and Athens. Her main festival was the Aphrodisia, which was celebrated annually in midsummer. In Laconia, Aphrodite was worshipped as a warrior goddess. She was also the patron goddess of prostitutes, an association which led early scholars to propose the concept of "sacred prostitution" in Greco-Roman culture, an idea which is now generally seen as erroneous.
In Hesiod's "Theogony", Aphrodite is born off the coast of Cythera from the foam (, ) produced by Uranus's genitals, which his son Cronus had severed and thrown into the sea. In Homer's "Iliad", however, she is the daughter of Zeus and Dione. Plato, in his "Symposium", asserts that these two origins actually belong to separate entities: Aphrodite Ourania (a transcendent, "Heavenly" Aphrodite) and Aphrodite Pandemos (Aphrodite common to "all the people"). Aphrodite had many other epithets, each emphasizing a different aspect of the same goddess, or used by a different local cult. Thus she was also known as Cytherea ("Lady of Cythera") and Cypris ("Lady of Cyprus"), because both locations claimed to be the place of her birth.
In Greek mythology, Aphrodite was married to Hephaestus, the god of fire, blacksmiths and metalworking. Aphrodite was frequently unfaithful to him and had many lovers; in the "Odyssey", she is caught in the act of adultery with Ares, the god of war. In the "First Homeric Hymn to Aphrodite", she seduces the mortal shepherd Anchises. Aphrodite was also the surrogate mother and lover of the mortal shepherd Adonis, who was killed by a wild boar. Along with Athena and Hera, Aphrodite was one of the three goddesses whose feud resulted in the beginning of the Trojan War and she plays a major role throughout the "Iliad". Aphrodite has been featured in Western art as a symbol of female beauty and has appeared in numerous works of Western literature. She is a major deity in modern Neopagan religions, including the Church of Aphrodite, Wicca, and Hellenismos.
Etymology.
Hesiod derives "Aphrodite" from () "sea-foam", interpreting the name as "risen from the foam", but most modern scholars regard this as a spurious folk etymology. Early modern scholars of classical mythology attempted to argue that Aphrodite's name was of Greek or Indo-European origin, but these efforts have now been mostly abandoned. Aphrodite's name is generally accepted to be of non-Greek, probably Semitic, origin, but its exact derivation cannot be determined.
Scholars in the late nineteenth and early twentieth centuries, accepting Hesiod's "foam" etymology as genuine, analyzed the second part of Aphrodite's name as *"-odítē" "wanderer" or *"-dítē" "bright". More recently, Michael Janda, also accepting Hesiod's etymology, has argued in favor of the latter of these interpretations and claims the story of a birth from the foam as an Indo-European mytheme. Similarly, Krzysztof Tomasz Witczak proposes an Indo-European compound ' "very" and ' "to shine", also referring to Eos, and Daniel Kölligan has interpreted her name as "shining up from the mist/foam". Other scholars have argued that these hypotheses are unlikely since Aphrodite's attributes are entirely different from those of both Eos and the Vedic deity Ushas.
A number of improbable non-Greek etymologies have also been suggested. One Semitic etymology compares Aphrodite to the Assyrian "barīrītu", the name of a female demon that appears in Middle Babylonian and Late Babylonian texts. Hammarström looks to Etruscan, comparing "(e)prθni" "lord", an Etruscan honorific loaned into Greek as πρύτανις. This would make the theonym in origin an honorific, "the lady". Most scholars reject this etymology as implausible, especially since Aphrodite actually appears in Etruscan in the borrowed form "Apru" (from Greek , clipped form of "Aphrodite"). The medieval "Etymologicum Magnum" () offers a highly contrived etymology, deriving "Aphrodite" from the compound "habrodíaitos" (), "she who lives delicately", from "habrós" and "díaita". The alteration from "b" to "ph" is explained as a "familiar" characteristic of Greek "obvious from the Macedonians".
In the Cypriot syllabary, a syllabic script used on the island of Cyprus from the eleventh until the fourth century BC, her name is attested in the forms (a-po-ro-ta-o-i, read right-to-left), (a-po-ro-ti-ta-i, samewise), and finally (a-po-ro-ti-si-jo, "Aphrodisian," "related to Aphrodite", in the context of a month).
Origins.
Near Eastern love goddess.
The cult of Aphrodite in Greece was imported from, or at least influenced by, the cult of Astarte in Phoenicia, which, in turn, was influenced by the cult of the Mesopotamian goddess known as "Ishtar" to the East Semitic peoples and as "Inanna" to the Sumerians. Pausanias states that the first to establish a cult of Aphrodite were the Assyrians, followed by the Paphians of Cyprus and then the Phoenicians at Ascalon. The Phoenicians, in turn, taught her worship to the people of Cythera.
Aphrodite took on Inanna-Ishtar's associations with sexuality and procreation. Furthermore, she was known as Ourania (Οὐρανία), which means "heavenly", a title corresponding to Inanna's role as the Queen of Heaven. Early artistic and literary portrayals of Aphrodite are extremely similar on Inanna-Ishtar. Like Inanna-Ishtar, Aphrodite was also a warrior goddess; the second-century AD Greek geographer Pausanias records that, in Sparta, Aphrodite was worshipped as "Aphrodite Areia", which means "warlike". He also mentions that Aphrodite's most ancient cult statues in Sparta and on Cythera showed her bearing arms. Modern scholars note that Aphrodite's warrior-goddess aspects appear in the oldest strata of her worship and see it as an indication of her Near Eastern origins.
Nineteenth century classical scholars had a general aversion to the idea that ancient Greek religion was at all influenced by the cultures of the Near East, but, even Friedrich Gottlieb Welcker, who argued that Near Eastern influence on Greek culture was largely confined to material culture, admitted that Aphrodite was clearly of Phoenician origin. The significant influence of Near Eastern culture on early Greek religion in general, and on the cult of Aphrodite in particular, is now widely recognized as dating to a period of orientalization during the eighth century BC, when archaic Greece was on the fringes of the Neo-Assyrian Empire.
Indo-European dawn goddess.
Some early comparative mythologists opposed to the idea of a Near Eastern origin argued that Aphrodite originated as an aspect of the Greek dawn goddess Eos and that she was therefore ultimately derived from the Proto-Indo-European dawn goddess *"Haéusōs" (properly Greek Eos, Latin Aurora, Sanskrit Ushas). Most modern scholars have now rejected the notion of a purely Indo-European Aphrodite, but it is possible that Aphrodite, originally a Semitic deity, may have been influenced by the Indo-European dawn goddess. Both Aphrodite and Eos were known for their erotic beauty and aggressive sexuality and both had relationships with mortal lovers. Both goddesses were associated with the colors red, white, and gold. Michael Janda etymologizes Aphrodite's name as an epithet of Eos meaning "she who rises from the foam [of the ocean]" and points to Hesiod's "Theogony" account of Aphrodite's birth as an archaic reflex of Indo-European myth. Aphrodite rising out of the waters after Cronus defeats Uranus as a mytheme would then be directly cognate to the Rigvedic myth of Indra defeating Vrtra, liberating Ushas. Another key similarity between Aphrodite and the Indo-European dawn goddess is her close kinship to the Greek sky deity, since both of the main claimants to her paternity (Zeus and Uranus) are sky deities.
Forms and epithets.
Aphrodite's most common cultic epithet was "Ourania", meaning "heavenly", but this epithet almost never occurs in literary texts, indicating a purely cultic significance. Another common name for Aphrodite was "Pandemos" ("For All the Folk"). In her role as Aphrodite Pandemos, Aphrodite was associated with "Peithō" (), meaning "persuasion", and could be prayed to for aid in seduction. The character of Pausanias in Plato's "Symposium", takes differing cult-practices associated with different epithets of the goddess to claim that Ourania and Pandemos are, in fact, separate goddesses. He asserts that "Aphrodite Ourania" is the celestial Aphrodite, born from the sea foam after Cronus castrated Uranus, and the older of the two goddesses. According to the "Symposium", "Aphrodite Ourania" is the inspiration of male homosexual desire, specifically the ephebic eros, and pederasty. "Aphrodite Pandemos", by contrast, is the younger of the two goddesses: the common Aphrodite, born from the union of Zeus and Dione, and the inspiration of heterosexual desire and sexual promiscuity, the "lesser" of the two loves. "Paphian" (Παφία), was one of her epithets, after the Paphos in Cyprus where she had emerged from the sea at her birth.
Among the Neoplatonists and, later, their Christian interpreters, Ourania is associated with spiritual love, and Pandemos with physical love (desire). A representation of Ourania with her foot resting on a tortoise came to be seen as emblematic of discretion in conjugal love; it was the subject of a chryselephantine sculpture by Phidias for Elis, known only from a parenthetical comment by the geographer Pausanias.
One of Aphrodite's most common literary epithets is "Philommeidḗs" (), which means "smile-loving", but is sometimes mistranslated as "laughter-loving". This epithet occurs throughout both of the Homeric epics and the "First Homeric Hymn to Aphrodite". Hesiod references it once in his "Theogony" in the context of Aphrodite's birth, but interprets it as "genital-loving" rather than "smile-loving". Monica Cyrino notes that the epithet may relate to the fact that, in many artistic depictions of Aphrodite, she is shown smiling. Other common literary epithets are "Cypris" and "Cythereia", which derive from her associations with the islands of Cyprus and Cythera respectively.
On Cyprus, Aphrodite was sometimes called "Eleemon" ("the merciful"). In Athens, she was known as "Aphrodite en kopois" ("Aphrodite of the Gardens"). At Cape Colias, a town along the Attic coast, she was venerated as "Genetyllis" "Mother". The Spartans worshipped her as "Potnia" "Mistress", "Enoplios" "Armed", "Morpho" "Shapely", "Ambologera" "She who Postpones Old Age". Across the Greek world, she was known under epithets such as "Melainis" "Black One", "Skotia" "Dark One", "Androphonos" "Killer of Men", "Anosia" "Unholy", and "Tymborychos" "Gravedigger", all of which indicate her darker, more violent nature.
She had the epithet "Automata" because, according to Servius, she was the source of spontaneous love.
A male version of Aphrodite known as Aphroditus was worshipped in the city of Amathus on Cyprus. Aphroditus was depicted with the figure and dress of a woman, but had a beard, and was shown lifting his dress to reveal an erect phallus. This gesture was believed to be an apotropaic symbol, and was thought to convey good fortune upon the viewer. Eventually, the popularity of Aphroditus waned as the mainstream, fully feminine version of Aphrodite became more popular, but traces of his cult are preserved in the later legends of Hermaphroditus.
Worship.
Classical period.
Aphrodite's main festival, the Aphrodisia, was celebrated across Greece, but particularly in Athens and Corinth. In Athens, the Aphrodisia was celebrated on the fourth day of the month of Hekatombaion in honor of Aphrodite's role in the unification of Attica. During this festival, the priests of Aphrodite would purify the temple of Aphrodite Pandemos on the southwestern slope of the Acropolis with the blood of a sacrificed dove. Next, the altars would be anointed and the cult statues of Aphrodite Pandemos and Peitho would be escorted in a majestic procession to a place where they would be ritually bathed. Aphrodite was also honored in Athens as part of the Arrhephoria festival. The fourth day of every month was sacred to Aphrodite.
Pausanias records that, in Sparta, Aphrodite was worshipped as "Aphrodite Areia", which means "warlike". This epithet stresses Aphrodite's connections to Ares, with whom she had extramarital relations. Pausanias also records that, in Sparta and on Cythera, a number of extremely ancient cult statues of Aphrodite portrayed her bearing arms. Other cult statues showed her bound in chains.
Aphrodite was the patron goddess of prostitutes of all varieties, ranging from "pornai" (cheap street prostitutes typically owned as slaves by wealthy pimps) to "hetairai" (expensive, well-educated hired companions, who were usually self-employed and sometimes provided sex to their customers). The city of Corinth was renowned throughout the ancient world for its many "hetairai", who had a widespread reputation for being among the most skilled, but also the most expensive, prostitutes in the Greek world. Corinth also had a major temple to Aphrodite located on the Acrocorinth and was one of the main centers of her cult. Records of numerous dedications to Aphrodite made by successful courtesans have survived in poems and in pottery inscriptions. References to Aphrodite in association with prostitution are found in Corinth as well as on the islands of Cyprus, Cythera, and Sicily. Aphrodite's Mesopotamian precursor Inanna-Ishtar was also closely associated with prostitution.
Scholars in the nineteenth and twentieth centuries believed that the cult of Aphrodite may have involved ritual prostitution, an assumption based on ambiguous passages in certain ancient texts, particularly a fragment of a "skolion" by the Boeotian poet Pindar, which mentions prostitutes in Corinth in association with Aphrodite. Modern scholars now dismiss the notion of ritual prostitution in Greece as a "historiographic myth" with no factual basis.
Hellenistic and Roman periods.
During the Hellenistic period, the Greeks identified Aphrodite with the ancient Egyptian goddesses Hathor and Isis. Aphrodite was the patron goddess of the Lagid queens and Queen Arsinoe II was identified as her mortal incarnation. Aphrodite was worshipped in Alexandria and had numerous temples in and around the city. Arsinoe II introduced the cult of Adonis to Alexandria and many of the women there partook in it. The Tessarakonteres, a gigantic catamaran galley designed by Archimedes for Ptolemy IV Philopator, had a circular temple to Aphrodite on it with a marble statue of the goddess herself. In the second century BC, Ptolemy VIII Physcon and his wives Cleopatra II and Cleopatra III dedicated a temple to Aphrodite Hathor at Philae. Statuettes of Aphrodite for personal devotion became common in Egypt starting in the early Ptolemaic times and extending until long after Egypt became a Roman province.
The ancient Romans identified Aphrodite with their goddess Venus, who was originally a goddess of agricultural fertility, vegetation, and springtime. According to the Roman historian Livy, Aphrodite and Venus were officially identified in the third century BC when the cult of "Venus Erycina" was introduced to Rome from the Greek sanctuary of Aphrodite on Mount Eryx in Sicily. After this point, Romans adopted Aphrodite's iconography and myths and applied them to Venus. Because Aphrodite was the mother of the Trojan hero Aeneas in Greek mythology and Roman tradition claimed Aeneas as the founder of Rome, Venus became venerated as "Venus Genetrix", the mother of the entire Roman nation. Julius Caesar claimed to be directly descended from Aeneas's son Iulus and became a strong proponent of the cult of Venus. This precedent was later followed by his nephew Augustus and the later emperors claiming succession from him.
This syncretism greatly impacted Greek worship of Aphrodite. During the Roman era, the cults of Aphrodite in many Greek cities began to emphasize her relationship with Troy and Aeneas. They also began to adopt distinctively Roman elements, portraying Aphrodite as more maternal, more militaristic, and more concerned with administrative bureaucracy. She was claimed as a divine guardian by many political magistrates. Appearances of Aphrodite in Greek literature also vastly proliferated, usually showing Aphrodite in a characteristically Roman manner.
Mythology.
Birth.
Aphrodite is usually said to have been born near her chief center of worship, Paphos, on the island of Cyprus, which is why she is sometimes called "Cyprian", especially in the poetic works of Sappho. The Sanctuary of Aphrodite Paphia, marking her birthplace, was a place of pilgrimage in the ancient world for centuries. Other versions of her myth have her born near the island of Cythera, hence another of her names, "Cytherea". Cythera was a stopping place for trade and culture between Crete and the Peloponesus, so these stories may preserve traces of the migration of Aphrodite's cult from the Middle East to mainland Greece.
According to the version of her birth recounted by Hesiod in his "Theogony", Cronus severed Uranus' genitals and threw them behind him into the sea. The foam from his genitals gave rise to Aphrodite (hence her name, which Hesiod interprets as "foam-arisen"), while the Giants, the Erinyes (furies), and the Meliae emerged from the drops of his blood. Hesiod states that the genitals "were carried over the sea a long time, and white foam arose from the immortal flesh; with it a girl grew." After Aphrodite was born from the sea-foam, she washed up to shore in the presence of the other gods. Hesiod's account of Aphrodite's birth following Uranus's castration is probably derived from "The Song of Kumarbi", an ancient Hittite epic poem in which the god Kumarbi overthrows his father Anu, the god of the sky, and bites off his genitals, causing him to become pregnant and give birth to Anu's children, which include Ishtar and her brother Teshub, the Hittite storm god.
In the "Iliad", Aphrodite is described as the daughter of Zeus and Dione. Dione's name appears to be a feminine cognate to "Dios" and "Dion", which are oblique forms of the name "Zeus". Zeus and Dione shared a cult at Dodona in northwestern Greece. In "Theogony", Hesiod describes Dione as an Oceanid, but Apollodorus makes her the thirteenth Titan, child of Gaia and Uranus.
Marriage.
Aphrodite is consistently portrayed as a nubile, infinitely desirable adult, having had no childhood. She is often depicted nude. In the "Iliad", Aphrodite is the apparently unmarried consort of Ares, the god of war, and the wife of Hephaestus is a different goddess named Charis. Likewise, in Hesiod's "Theogony", Aphrodite is unmarried and the wife of Hephaestus is Aglaea, the youngest of the three Charites.
In Book Eight of the "Odyssey", however, the blind singer Demodocus describes Aphrodite as the wife of Hephaestus and tells how she committed adultery with Ares during the Trojan War. The sun-god Helios saw Aphrodite and Ares having sex in Hephaestus's bed and warned Hephaestus, who fashioned a net of gold. The next time Ares and Aphrodite had sex together, the net trapped them both. Hephaestus brought all the gods into the bedchamber to laugh at the captured adulterers, but Apollo, Hermes, and Poseidon had sympathy for Ares and Poseidon agreed to pay Hephaestus for Ares's release. Humiliated, Aphrodite returned to Cyprus, where she was attended by the Charites. This narrative probably originated as a Greek folk tale, originally independent of the "Odyssey". In a much later interpolated detail, Ares put the young soldier Alectryon, by their door to warn them of Helios's arrival as Helios would tell Hephaestus of Aphrodite's infidelity if the two were discovered, but Alectryon fell asleep on guard duty. Helios discovered the two and alerted Hephaestus, as Ares in rage turned Alectryon into a rooster, which always crows at dawn when the sun is about to rise announcing its arrival.
After exposing them, Hephaestus asks Zeus for his wedding gifts and dowry to be returned to him; by the time of the Trojan War, he is married to Charis/Aglaea, one of the Graces, apparently divorced from Aphrodite. Afterwards, it was generally Ares who was regarded as the husband or official consort of the goddess; on the François Vase, the two arrive at the wedding of Peleus and Thetis on the same chariot, as do Zeus with Hera and Poseidon with Amphitrite; moreover poets such as Pindar and Aeschylus explicitly refer to Ares as Aphrodite's husband.
Later stories were invented to explain Aphrodite's marriage to Hephaestus. In the most famous story, Zeus hastily married Aphrodite to Hephaestus in order to prevent the other gods from fighting over her. In another version of the myth, Hephaestus gave his mother Hera a golden throne, but when she sat on it, she became trapped and he refused to let her go until she agreed to give him Aphrodite's hand in marriage. Hephaestus was overjoyed to be married to the goddess of beauty, and forged her beautiful jewelry, including a "strophion" () known as the (), a saltire-shaped undergarment (usually translated as "girdle"), which accentuated her breasts and made her even more irresistible to men. Such "strophia" were commonly used in depictions of the Near Eastern goddesses Ishtar and Atargatis.
Attendants.
Aphrodite is almost always accompanied by Eros, the god of lust and sexual desire. In his "Theogony", Hesiod describes Eros as one of the four original primeval forces born at the beginning of time, but, after the birth of Aphrodite from the sea foam, he is joined by Himeros and, together, they become Aphrodite's constant companions. In early Greek art, Eros and Himeros are both shown as idealized handsome youths with wings. The Greek lyric poets regarded the power of Eros and Himeros as dangerous, compulsive, and impossible for anyone to resist. In modern times, Eros is often seen as Aphrodite's son, but this is actually a comparatively late innovation. A "scholion" on Theocritus's "Idylls" remarks that the sixth-century BC poet Sappho had described Eros as the son of Aphrodite and Uranus, but the first surviving reference to Eros as Aphrodite's son comes from Apollonius of Rhodes's "Argonautica", written in the third century BC, which makes him the son of Aphrodite and Ares. Later, the Romans, who saw Venus as a mother goddess, seized on this idea of Eros as Aphrodite's son and popularized it, making it the predominant portrayal in works on mythology until the present day.
Aphrodite's main attendants were the three Charites, whom Hesiod identifies as the daughters of Zeus and Eurynome and names as Aglaea ("Splendor"), Euphrosyne ("Good Cheer"), and Thalia ("Abundance"). The Charites had been worshipped as goddesses in Greece since the beginning of Greek history, long before Aphrodite was introduced to the pantheon. Aphrodite's other set of attendants was the three Horae (the "Hours"), whom Hesiod identifies as the daughters of Zeus and Themis and names as Eunomia ("Good Order"), Dike ("Justice"), and Eirene ("Peace"). Aphrodite was also sometimes accompanied by Harmonia, her daughter by Ares, and Hebe, the daughter of Zeus and Hera.
The fertility god Priapus was usually considered to be Aphrodite's son by Dionysus, but he was sometimes also described as her son by Hermes, Adonis, or even Zeus. A "scholion" on Apollonius of Rhodes's "Argonautica" states that, while Aphrodite was pregnant with Priapus, Hera envied her and applied an evil potion to her belly while she was sleeping to ensure that the child would be hideous. In another version, Hera cursed Aphrodite's unborn son because he had been fathered by Zeus. When Aphrodite gave birth, she was horrified to see that the child had a massive, permanently erect penis, a potbelly, and a huge tongue. Aphrodite abandoned the infant to die in the wilderness, but a herdsman found him and raised him, later discovering that Priapus could use his massive penis to aid in the growth of plants.
Anchises.
The "First Homeric Hymn to Aphrodite" (Hymn 5), which was probably composed sometime in the mid-seventh century BC, describes how Zeus once became annoyed with Aphrodite for causing deities to fall in love with mortals, so he caused her to fall in love with Anchises, a handsome mortal shepherd who lived in the foothills beneath Mount Ida near the city of Troy. Aphrodite appears to Anchises in the form of a tall, beautiful, mortal virgin while he is alone in his home. Anchises sees her dressed in bright clothing and gleaming jewelry, with her breasts shining with divine radiance. He asks her if she is Aphrodite and promises to build her an altar on top of the mountain if she will bless him and his family.
Aphrodite lies and tells him that she is not a goddess, but the daughter of one of the noble families of Phrygia. She claims to be able to understand the Trojan language because she had a Trojan nurse as a child and says that she found herself on the mountainside after she was snatched up by Hermes while dancing in a celebration in honor of Artemis, the goddess of virginity. Aphrodite tells Anchises that she is still a virgin and begs him to take her to his parents. Anchises immediately becomes overcome with mad lust for Aphrodite and swears that he will have sex with her. Anchises takes Aphrodite, with her eyes cast downwards, to his bed, which is covered in the furs of lions and bears. He then strips her naked and makes love to her.
After the lovemaking is complete, Aphrodite reveals her true divine form. Anchises is terrified, but Aphrodite consoles him and promises that she will bear him a son. She prophesies that their son will be the demigod Aeneas, who will be raised by the nymphs of the wilderness for five years before going to Troy to become a nobleman like his father. The story of Aeneas's conception is also mentioned in Hesiod's "Theogony" and in Book II of Homer's "Iliad".
Adonis.
The myth of Aphrodite and Adonis is probably derived from the ancient Sumerian legend of Inanna and Dumuzid. The Greek name ("Adōnis", ) is derived from the Canaanite word "ʼadōn", meaning "lord". The earliest known Greek reference to Adonis comes from a fragment of a poem by the Lesbian poet Sappho ( – ), in which a chorus of young girls asks Aphrodite what they can do to mourn Adonis's death. Aphrodite replies that they must beat their breasts and tear their tunics. Later references flesh out the story with more details. According to the retelling of the story found in the poem "Metamorphoses" by the Roman poet Ovid (43 BC – 17/18 AD), Adonis was the son of Myrrha, who was cursed by Aphrodite with insatiable lust for her own father, King Cinyras of Cyprus, after Myrrha's mother bragged that her daughter was more beautiful than the goddess. Driven out after becoming pregnant, Myrrha was changed into a myrrh tree, but still gave birth to Adonis.
Aphrodite found the baby and took him to the underworld to be fostered by Persephone. She returned for him once he was grown and discovered him to be strikingly handsome. Persephone wanted to keep Adonis, resulting in a custody battle between the two goddesses over whom should rightly possess Adonis. Zeus settled the dispute by decreeing that Adonis would spend one third of the year with Aphrodite, one third with Persephone, and one third with whomever he chose. Adonis chose to spend that time with Aphrodite. Then, one day, while Adonis was hunting, he was wounded by a wild boar and bled to death in Aphrodite's arms. In a semi-mocking work, the "Dialogues of the Gods", the satirical author Lucian comedically relates how a frustrated Aphrodite complains to the moon goddess Selene about her son Eros making Persephone fall in love with Adonis and now she has to share him with her.
In different versions of the story, the boar was either sent by Ares, who was jealous that Aphrodite was spending so much time with Adonis, or by Artemis, who wanted revenge against Aphrodite for having killed her devoted follower Hippolytus. In another version, Apollo in fury changed himself into a boar and killed Adonis because Aphrodite had blinded his son Erymanthus when he stumbled upon Aphrodite naked as she was bathing after intercourse with Adonis. The story also provides an etiology for Aphrodite's associations with certain flowers. Reportedly, as she mourned Adonis's death, she caused anemones to grow wherever his blood fell and declared a festival on the anniversary of his death. In one version of the story, Aphrodite injured herself on a thorn from a rose bush and the rose, which had previously been white, was stained red by her blood. According to Lucian's "On the Syrian Goddess", each year during the festival of Adonis, the Adonis River in Lebanon (now known as the Abraham River) ran red with blood.
The myth of Adonis is associated with the festival of the Adonia, which was celebrated by Greek women every year in midsummer. The festival, which was evidently already celebrated in Lesbos by Sappho's time, seems to have first become popular in Athens in the mid-fifth century BC. At the start of the festival, the women would plant a "garden of Adonis", a small garden planted inside a small basket or a shallow piece of broken pottery containing a variety of quick-growing plants, such as lettuce and fennel, or even quick-sprouting grains such as wheat and barley. The women would then climb ladders to the roofs of their houses, where they would place the gardens out under the heat of the summer sun. The plants would sprout in the sunlight but wither quickly in the heat. Then the women would mourn and lament loudly over the death of Adonis, tearing their clothes and beating their breasts in a public display of grief.
Divine favoritism.
In Hesiod's "Works and Days", Zeus orders Aphrodite to make Pandora, the first woman, physically beautiful and sexually attractive, so that she may become "an evil men will love to embrace". Aphrodite "spills grace" over Pandora's head and equips her with "painful desire and knee-weakening anguish", thus making her the perfect vessel for evil to enter the world. Aphrodite's attendants, Peitho, the Charites, and the Horae, adorn Pandora with gold and jewelry.
According to one myth, Aphrodite aided Hippomenes, a noble youth who wished to marry Atalanta, a maiden who was renowned throughout the land for her beauty, but who refused to marry any man unless he could outrun her in a footrace. Atalanta was an exceedingly swift runner and she beheaded all of the men who lost to her. Aphrodite gave Hippomenes three golden apples from the Garden of the Hesperides and instructed him to toss them in front of Atalanta as he raced her. Hippomenes obeyed Aphrodite's order and Atalanta, seeing the beautiful, golden fruits, bent down to pick up each one, allowing Hippomenes to outrun her. In the version of the story from Ovid's "Metamorphoses", Hippomenes forgets to repay Aphrodite for her aid, so she causes the couple to become inflamed with lust while they are staying at the temple of Cybele. The couple desecrate the temple by having sex in it, leading Cybele to turn them into lions as punishment.
The myth of Pygmalion is first mentioned by the third-century BC Greek writer Philostephanus of Cyrene, but is first recounted in detail in Ovid's "Metamorphoses". According to Ovid, Pygmalion was an exceedingly handsome sculptor from the island of Cyprus, who was so sickened by the immorality of women that he refused to marry. He fell madly and passionately in love with the ivory cult statue he was carving of Aphrodite and longed to marry it. Because Pygmalion was extremely pious and devoted to Aphrodite, the goddess brought the statue to life. Pygmalion married the girl the statue became and they had a son named Paphos, after whom the capital of Cyprus received its name. Pseudo-Apollodorus later mentions "Metharme, daughter of Pygmalion, king of Cyprus".
Anger myths.
Aphrodite generously rewarded those who honored her, but also punished those who disrespected her, often quite brutally. A myth described in Apollonius of Rhodes's "Argonautica" and later summarized in the "Bibliotheca" of Pseudo-Apollodorus tells how, when the women of the island of Lemnos refused to sacrifice to Aphrodite, the goddess cursed them to stink horribly so that their husbands would never have sex with them. Instead, their husbands started having sex with their Thracian slave-girls. In anger, the women of Lemnos murdered the entire male population of the island, as well as all the Thracian slaves. When Jason and his crew of Argonauts arrived on Lemnos, they mated with the sex-starved women under Aphrodite's approval and repopulated the island. From then on, the women of Lemnos never disrespected Aphrodite again.
In Euripides's tragedy "Hippolytus", which was first performed at the City Dionysia in 428 BC, Theseus's son Hippolytus worships only Artemis, the goddess of virginity, and refuses to engage in any form of sexual contact. Aphrodite is infuriated by his prideful behavior and, in the prologue to the play, she declares that, by honoring only Artemis and refusing to venerate her, Hippolytus has directly challenged her authority. Aphrodite therefore causes Hippolytus's stepmother, Phaedra, to fall in love with him, knowing Hippolytus will reject her. After being rejected, Phaedra commits suicide and leaves a suicide note to Theseus telling him that she killed herself because Hippolytus attempted to rape her. Theseus prays to Poseidon to kill Hippolytus for his transgression. Poseidon sends a wild bull to scare Hippolytus's horses as he is riding by the sea in his chariot, causing the horses to bolt and smash the chariot against the cliffs, dragging Hippolytus to a bloody death across the rocky shoreline. The play concludes with Artemis vowing to kill Aphrodite's own mortal beloved (presumably Adonis) in revenge.
Glaucus of Corinth angered Aphrodite by refusing to let his horses for chariot racing mate, since doing so would hinder their speed. During the chariot race at the funeral games of King Pelias, Aphrodite drove his horses mad and they tore him apart. Polyphonte was a young woman who chose a virginal life with Artemis instead of marriage and children, as favoured by Aphrodite. Aphrodite cursed her, causing her to have children by a bear. The resulting offspring, Agrius and Oreius, were wild cannibals who incurred the hatred of Zeus. Ultimately, he transformed all the members of the family into birds of ill omen.
According to Apollodorus, a jealous Aphrodite cursed Eos, the goddess of dawn, to be perpetually in love and have insatiable sexual desire because Eos once had lain with Aphrodite's sweetheart Ares, the god of war.
According to Ovid in his "Metamorphoses" (book 10.238 ff.), Propoetides who are the daughters of Propoetus from the city of Amathus on the island of Cyprus denied Aphrodite's divinity and failed to worship her properly. Therefore, Aphrodite turned them into the world's first prostitutes. According to Diodorus Siculus, when the Rhodian sea nymphe Halia's six sons by Poseidon arrogantly refused to let Aphrodite land upon their shore, the goddess cursed them with insanity. In their madness, they raped Halia. As punishment, Poseidon buried them in the island's sea-caverns.
Xanthius, a descendent of Bellerophon, had two children: Leucippus and an unnamed daughter. Through the wrath of Aphrodite (reasons unknown), Leucippus fell in love with his own sister. They started a secret relationship but the girl was already betrothed to another man and he went on to inform her father Xanthius, without telling him the name of the seducer. Xanthius went straight to his daughter's chamber, where she was together with Leucippus right at the moment. On hearing him enter, she tried to escape, but Xanthius hit her with a dagger, thinking that he was slaying the seducer, and killed her. Leucippus, failing to recognize his father at first, slew him. When the truth was revealed, he had to leave the country and took part in colonization of Crete and the lands in Asia Minor.
Queen Cenchreis of Cyprus, wife of King Cinyras, bragged that her daughter Myrrha was more beautiful than Aphrodite. Therefore, Myrrha was cursed by Aphrodite with insatiable lust for her own father, King Cinyras of Cyprus and he slept with her unknowingly in the dark. she eventually transformed into the myrrh tree and gave birth to Adonis in this form. Cinyras also had three other daughters: Braesia, Laogora, and Orsedice. These girls by the wrath of Aphrodite (reasons unknown) cohabited with foreigners and ended their life in Egypt.
The Muse Clio derided the goddess' own love for Adonis. Therefore, Clio fell in love with Pierus, son of Magnes and bore Hyacinth.
Aegiale was a daughter of Adrastus and Amphithea and was married to Diomedes. Because of anger of Aphrodite, whom Diomedes had wounded in the war against Troy, she had multiple lovers, including a certain Hippolytus. when Aegiale went so far as to threaten his life, he fled to Italy. According to Stesichorus and Hesiod while Tyndareus sacrificing to the gods he forgot Aphrodite, therefore goddess made his daughters twice and thrice wed and deserters of their husbands. Timandra deserted Echemus and went and came to Phyleus and Clytaemnestra deserted Agamemnon and lay with Aegisthus who was a worse mate for her and eventually killed her husband with her lover and finally, Helen of Troy deserted Menelaus under the influence of Aphrodite for Paris and her unfaitfulness eventually causes the War of Troy. As a result of her actions, Aphrodite caused the War of Troy in order to take Priam's kingdom and pass it down to her descendants.
In one of the versions of the legend, Pasiphae did not make offerings to the goddess Venus [Aphrodite]. Because of this Venus [Aphrodite] inspired in her an unnatural love for a bull or she cursed her because she was Helios's daughter who revealed her adultery to Hephaestus. For Helios' own tale-telling, she cursed him with uncontrollable lust over the mortal princess Leucothoe, which led to him abandoning his then-lover Clytie, leaving her heartbroken.
Lysippe was the mother of Tanais by Berossos. Her son only venerated Ares and was fully devoted to war, neglecting love and marriage. Aphrodite cursed him with falling in love with his own mother. Preferring to die rather than give up his chastity, he threw himself into the river Amazonius, which was subsequently renamed Tanais.
According to Hyginus, At the behest of Zeus, Orpheus's mother, the Muse Calliope, judged the dispute between the goddesses Aphrodite and Persephone over Adonis and decided that both shall possess him half of the year. This enraged Venus [Aphrodite], because she had not been granted what she thought was her right. Therefore, Venus [Aphrodite] inspired love for Orpheus in the women of Thrace, causing them to tear him apart as each of them sought Orpheus for herself.
Aphrodite personally witnessed the young huntress Rhodopis swear eternal devotion and chastity to Artemis when she joined her group. Aphrodite then summoned her son Eros, and convinced him that such lifestyle was an insult to them both. So under her command, Eros made Rhodopis and Euthynicus, another young hunter who had shunned love and romance just like her, to fall in love with each other. Despite their chaste life, Rhodopis and Euthynicus withdrew to some cavern where they violated their vows. Artemis was not slow to take notice after seeing Aphrodite laugh, so she changed Rhodopis into a fountain as a punishment.
Judgment of Paris and Trojan War.
The myth of the Judgement of Paris is mentioned briefly in the "Iliad", but is described in depth in an epitome of the "Cypria", a lost poem of the Epic Cycle, which records that all the gods and goddesses as well as various mortals were invited to the marriage of Peleus and Thetis (the eventual parents of Achilles). Only Eris, goddess of discord, was not invited. She was annoyed at this, so she arrived with a golden apple inscribed with the word καλλίστῃ (kallistēi, "for the fairest"), which she threw among the goddesses. Aphrodite, Hera, and Athena all claimed to be the fairest, and thus the rightful owner of the apple.
The goddesses chose to place the matter before Zeus, who, not wanting to favor one of the goddesses, put the choice into the hands of Paris, a Trojan prince. After bathing in the spring of Mount Ida where Troy was situated, the goddesses appeared before Paris for his decision. In the extant ancient depictions of the Judgement of Paris, Aphrodite is only occasionally represented nude, and Athena and Hera are always fully clothed. Since the Renaissance, however, Western paintings have typically portrayed all three goddesses as completely naked.
All three goddesses were ideally beautiful and Paris could not decide between them, so they resorted to bribes. Hera tried to bribe Paris with power over all Asia and Europe, and Athena offered wisdom, fame and glory in battle, but Aphrodite promised Paris that, if he were to choose her as the fairest, she would let him marry the most beautiful woman on earth. This woman was Helen, who was already married to King Menelaus of Sparta. Paris selected Aphrodite and awarded her the apple. The other two goddesses were enraged and, as a direct result, sided with the Greeks in the Trojan War.
Aphrodite plays an important and active role throughout the entirety of Homer's "Iliad". In Book III, she rescues Paris from Menelaus after he foolishly challenges him to a one-on-one duel. She then appears to Helen in the form of an old woman and attempts to persuade her to have sex with Paris, reminding her of his physical beauty and athletic prowess. Helen immediately recognizes Aphrodite by her beautiful neck, perfect breasts, and flashing eyes and chides the goddess, addressing her as her equal. Aphrodite sharply rebukes Helen, reminding her that, if she vexes her, she will punish her just as much as she has favored her already. Helen demurely obeys Aphrodite's command.
In Book V, Aphrodite charges into battle to rescue her son Aeneas from the Greek hero Diomedes. Diomedes recognizes Aphrodite as a "weakling" goddess and, thrusting his spear, nicks her wrist through her "ambrosial robe". Aphrodite borrows Ares's chariot to ride back to Mount Olympus. Zeus chides her for putting herself in danger, reminding her that "her specialty is love, not war." According to Walter Burkert, this scene directly parallels a scene from Tablet VI of the "Epic of Gilgamesh" in which Ishtar, Aphrodite's Akkadian precursor, cries to her mother Antu after the hero Gilgamesh rejects her sexual advances, but is mildly rebuked by her father Anu. In Book XIV of the "Iliad", during the "Dios Apate" episode, Aphrodite lends her "kestos himas" to Hera for the purpose of seducing Zeus and distracting him from the combat while Poseidon aids the Greek forces on the beach. In the "Theomachia" in Book XXI, Aphrodite again enters the battlefield to carry Ares away after he is wounded.
Offspring.
Sometimes poets and dramatists recounted ancient traditions, which varied, and sometimes they invented new details; later scholiasts might draw on either or simply guess. Thus while Aeneas and Phobos were regularly described as offspring of Aphrodite, others listed here such as Priapus and Eros were sometimes said to be children of Aphrodite but with varying fathers and sometimes given other mothers or none at all.
Iconography.
Symbols.
Aphrodite's most prominent avian symbol was the dove, which was originally an important symbol of her Near Eastern precursor Inanna-Ishtar. (In fact, the ancient Greek word for "dove", "peristerá", may be derived from a Semitic phrase "peraḥ Ištar", meaning "bird of Ishtar".) Aphrodite frequently appears with doves in ancient Greek pottery and the temple of Aphrodite Pandemos on the southwest slope of the Athenian Acropolis was decorated with relief sculptures of doves with knotted fillets in their beaks. Votive offerings of small, white, marble doves were also discovered in the temple of Aphrodite at Daphni. In addition to her associations with doves, Aphrodite was also closely linked with sparrows and she is described riding in a chariot pulled by sparrows in Sappho's "Ode to Aphrodite". According to myth, the dove was originally a nymph named Peristera who helped Aphrodite win in a flower-picking contest over her son Eros; for this Eros turned her into a dove, but Aphrodite took the dove under her wing and made it her sacred bird.
Because of her connections to the sea, Aphrodite was associated with a number of different types of water fowl, including swans, geese, and ducks. Aphrodite's other symbols included the sea, conch shells, and roses. The rose and myrtle flowers were both sacred to Aphrodite. A myth explaining the origin of Aphrodite's connection to myrtle goes that originally the myrtle was a maiden, Myrina, a dedicated priestess of Aphrodite. When her previous betrothed carried her away from the temple to marry her, Myrina killed him, and Aphrodite turned her into a myrtle, forever under her protection. Her most important fruit emblem was the apple, and in myth, she turned Melus, childhood friend and kin-in-law to Adonis, into an apple after he killed himself, mourning over Adonis' death. Likewise, Melus's wife Pelia was turned into a dove. She was also associated with pomegranates, possibly because the red seeds suggested sexuality or because Greek women sometimes used pomegranates as a method of birth control. In Greek art, Aphrodite is often also accompanied by dolphins and Nereids.
In classical art.
A scene of Aphrodite rising from the sea appears on the back of the Ludovisi Throne ( 460 BC), which was probably originally part of a massive altar that was constructed as part of the Ionic temple to Aphrodite in the Greek polis of Locri Epizephyrii in Magna Graecia in southern Italy. The throne shows Aphrodite rising from the sea, clad in a diaphanous garment, which is drenched with seawater and clinging to her body, revealing her upturned breasts and the outline of her navel. Her hair hangs dripping as she reaches to two attendants standing barefoot on the rocky shore on either side of her, lifting her out of the water. Scenes with Aphrodite appear in works of classical Greek pottery, including a famous white-ground "kylix" by the Pistoxenos Painter dating the between 470 and 460 BC, showing her riding on a swan or goose. Aphrodite was often described as golden-haired and portrayed with this color hair in art.
In BC, the Athenian sculptor Praxiteles carved the marble statue "Aphrodite of Knidos", which Pliny the Elder later praised as the greatest sculpture ever made. The statue showed a nude Aphrodite modestly covering her pubic region while resting against a water pot with her robe draped over it for support. The "Aphrodite of Knidos" was the first full-sized statue to depict Aphrodite completely naked and one of the first sculptures that was intended to be viewed from all sides. The statue was purchased by the people of Knidos in around 350 BC and proved to be tremendously influential on later depictions of Aphrodite. The original sculpture has been lost, but written descriptions of it as well several depictions of it on coins are still extant and over sixty copies, small-scale models, and fragments of it have been identified.
The Greek painter Apelles of Kos, a contemporary of Praxiteles, produced the panel painting "Aphrodite Anadyomene" ("Aphrodite Rising from the Sea"). According to Athenaeus, Apelles was inspired to paint the painting after watching the courtesan Phryne take off her clothes, untie her hair, and bathe naked in the sea at Eleusis. The painting was displayed in the Asclepeion on the island of Kos. The "Aphrodite Anadyomene" went unnoticed for centuries, but Pliny the Elder records that, in his own time, it was regarded as Apelles's most famous work.
During the Hellenistic and Roman periods, statues depicting Aphrodite proliferated; many of these statues were modeled at least to some extent on Praxiteles's "Aphrodite of Knidos". Some statues show Aphrodite crouching naked; others show her wringing water out of her hair as she rises from the sea. Another common type of statue is known as "Aphrodite Kallipygos", the name of which is Greek for "Aphrodite of the Beautiful Buttocks"; this type of sculpture shows Aphrodite lifting her "peplos" to display her buttocks to the viewer while looking back at them from over her shoulder. The ancient Romans produced massive numbers of copies of Greek sculptures of Aphrodite and more sculptures of Aphrodite have survived from antiquity than of any other deity.
Post-classical culture.
Middle Ages.
Early Christians frequently adapted pagan iconography to suit Christian purposes. In the Early Middle Ages, Christians adapted elements of Aphrodite/Venus's iconography and applied them to Eve and prostitutes, but also female saints and even the Virgin Mary. Christians in the east reinterpreted the story of Aphrodite's birth as a metaphor for baptism; in a Coptic stele from the sixth century AD, a female orant is shown wearing Aphrodite's conch shell as a sign that she is newly baptized. Throughout the Middle Ages, villages and communities across Europe still maintained folk tales and traditions about Aphrodite/Venus and travelers reported a wide variety of stories. Numerous Roman mosaics of Venus survived in Britain, preserving memory of the pagan past. In North Africa in the late fifth century AD, Fulgentius of Ruspe encountered mosaics of Aphrodite and reinterpreted her as a symbol of the sin of Lust, arguing that she was shown naked because "the sin of lust is never cloaked" and that she was often shown "swimming" because "all lust suffers shipwreck of its affairs." He also argued that she was associated with doves and conchs because these are symbols of copulation, and that she was associated with roses because "as the rose gives pleasure, but is swept away by the swift movement of the seasons, so lust is pleasant for a moment, but is swept away forever."
While Fulgentius had appropriated Aphrodite as a symbol of Lust, Isidore of Seville ( 560–636) interpreted her as a symbol of marital procreative sex and declared that the moral of the story of Aphrodite's birth is that sex can only be holy in the presence of semen, blood, and heat, which he regarded as all being necessary for procreation. Meanwhile, Isidore denigrated Aphrodite/Venus's son Eros/Cupid as a "demon of fornication" ("daemon fornicationis"). Aphrodite/Venus was best known to Western European scholars through her appearances in Virgil's "Aeneid" and Ovid's "Metamorphoses". Venus is mentioned in the Latin poem "Pervigilium Veneris" ("The Eve of Saint Venus"), written in the third or fourth century AD, and in Giovanni Boccaccio's "Genealogia Deorum Gentilium".
Since the Late Middle Ages. the myth of the "Venusberg" (German; French "Mont de Vénus", "Mountain of Venus") – a subterranean realm ruled by Venus, hidden underneath Christian Europe – became a motif of European folklore rendered in various legends and epics. In German folklore of the 16th century, the narrative becomes associated with the minnesinger Tannhäuser, and in that form the myth was taken up in later literature and opera.
Art.
Aphrodite is the central figure in Sandro Botticelli's painting "Primavera", which has been described as "one of the most written about, and most controversial paintings in the world", and "one of the most popular paintings in Western art". The story of Aphrodite's birth from the foam was a popular subject matter for painters during the Italian Renaissance, who were attempting to consciously reconstruct Apelles of Kos's lost masterpiece "Aphrodite Anadyomene" based on the literary "ekphrasis" of it preserved by Cicero and Pliny the Elder. Artists also drew inspiration from Ovid's description of the birth of Venus in his "Metamorphoses". Sandro Botticelli's "The Birth of Venus" ( 1485) was also partially inspired by a description by Poliziano of a relief on the subject. Later Italian renditions of the same scene include Titian's "Venus Anadyomene" ( 1525) and Raphael's painting in the "Stufetta del cardinal Bibbiena" (1516). Titian's biographer Giorgio Vasari identified all of Titian's paintings of naked women as paintings of "Venus", including an erotic painting from 1534, which he called the "Venus of Urbino", even though the painting does not contain any of Aphrodite/Venus's traditional iconography and the woman in it is clearly shown in a contemporary setting, not a classical one.
"The Birth of Venus" (1863) by Alexandre CabanelJacques-Louis David's final work was his 1824 "magnum opus", "Mars Being Disarmed by Venus", which combines elements of classical, Renaissance, traditional French art, and contemporary artistic styles. While he was working on the painting, David described it, saying, "This is the last picture I want to paint, but I want to surpass myself in it. I will put the date of my seventy-five years on it and afterwards I will never again pick up my brush." The painting was exhibited first in Brussels and then in Paris, where over 10,000 people came to see it. Jean-Auguste-Dominique Ingres's painting "Venus Anadyomene" was one of his major works. Louis Geofroy described it as a "dream of youth realized with the power of maturity, a happiness that few obtain, artists or others." Théophile Gautier declared: "Nothing remains of the marvelous painting of the Greeks, but surely if anything could give the idea of antique painting as it was conceived following the statues of Phidias and the poems of Homer, it is M. Ingres's painting: the "Venus Anadyomene" of Apelles has been found." Other critics dismissed it as a piece of unimaginative, sentimental kitsch, but Ingres himself considered it to be among his greatest works and used the same figure as the model for his later 1856 painting "La Source".
Paintings of Venus were favorites of the late nineteenth-century Academic artists in France. In 1863, Alexandre Cabanel won widespread critical acclaim at the Paris Salon for his painting "The Birth of Venus", which the French emperor Napoleon III immediately purchased for his own personal art collection. Édouard Manet's 1865 painting "Olympia" parodied the nude Venuses of the Academic painters, particularly Cabanel's "Birth of Venus". In 1867, the English Academic painter Frederic Leighton displayed his "Venus Disrobing for the Bath" at the academy. The art critic J. B. Atkinson praised it, declaring that "Mr Leighton, instead of adopting corrupt Roman notions regarding Venus such as Rubens embodied, has wisely reverted to the Greek idea of Aphrodite, a goddess worshipped, and by artists painted, as the perfection of female grace and beauty." A year later, the English painter Dante Gabriel Rossetti, a founding member of the Pre-Raphaelite Brotherhood, painted "Venus Verticordia" (Latin for "Aphrodite, the Changer of Hearts"), showing Aphrodite as a nude red-headed woman in a garden of roses. Though he was reproached for his "outré" subject matter, Rossetti refused to alter the painting and it was soon purchased by J. Mitchell of Bradford. In 1879, William Adolphe Bouguereau exhibited at the Paris Salon his own "Birth of Venus", which imitated the classical tradition of "contrapposto" and was met with widespread critical acclaim, rivalling the popularity of Cabanel's version from nearly two decades prior.
Literature.
William Shakespeare's erotic narrative poem "Venus and Adonis" (1593), a retelling of the courtship of Aphrodite and Adonis from Ovid's "Metamorphoses", was the most popular of all his works published within his own lifetime. Six editions of it were published before Shakespeare's death (more than any of his other works) and it enjoyed particularly strong popularity among young adults. In 1605, Richard Barnfield lauded it, declaring that the poem had placed Shakespeare's name "in fames immortall Booke". Despite this, the poem has received mixed reception from modern critics; Samuel Taylor Coleridge defended it, but Samuel Butler complained that it bored him and C. S. Lewis described an attempted reading of it as "suffocating".
Aphrodite appears in Richard Garnett's short story collection "The Twilight of the Gods and Other Tales" (1888), in which the gods' temples have been destroyed by Christians. Stories revolving around sculptures of Aphrodite were common in the late nineteenth and early twentieth centuries. Examples of such works of literature include the novel "The Tinted Venus: A Farcical Romance" (1885) by Thomas Anstey Guthrie and the short story "The Venus of Ille" (1887) by Prosper Mérimée, both of which are about statues of Aphrodite that come to life. Another noteworthy example is "Aphrodite in Aulis" by the Anglo-Irish writer George Moore, which revolves around an ancient Greek family who moves to Aulis. The French writer Pierre Louÿs titled his erotic historical novel "" (1896) after the Greek goddess. The novel enjoyed widespread commercial success, but scandalized French audiences due to its sensuality and its decadent portrayal of Greek society.
In the early twentieth century, stories of Aphrodite were used by feminist poets, such as Amy Lowell and Alicia Ostriker. Many of these poems dealt with Aphrodite's legendary birth from the foam of the sea. Other feminist writers, including Claude Cahun, Thit Jensen, and Anaïs Nin also made use of the myth of Aphrodite in their writings. Ever since the publication of Isabel Allende's book "Aphrodite: A Memoir of the Senses" in 1998, the name "Aphrodite" has been used as a title for dozens of books dealing with all topics even superficially connected to her domain. Frequently these books do not even mention Aphrodite, or mention her only briefly, but make use of her name as a selling point.
Modern worship.
In 1938, Gleb Botkin, a Russian immigrant to the United States, founded the Church of Aphrodite, a neopagan religion centered around the worship of a mother goddess, whom its practitioners identified as Aphrodite. The Church of Aphrodite's theology was laid out in the book "In Search of Reality", published in 1969, two years before Botkin's death. The book portrayed Aphrodite in a drastically different light than the one in which the Greeks envisioned her, instead casting her as "the sole Goddess of a somewhat Neoplatonic Pagan monotheism". It claimed that the worship of Aphrodite had been brought to Greece by the mystic teacher Orpheus, but that the Greeks had misunderstood Orpheus's teachings and had not realized the importance of worshipping Aphrodite alone.
Aphrodite is a major deity in Wicca, a contemporary nature-based syncretic Neopagan religion. Wiccans regard Aphrodite as one aspect of the Goddess and she is frequently invoked by name during enchantments dealing with love and romance. Wiccans regard Aphrodite as the ruler of human emotions, erotic spirituality, creativity, and art. As one of the twelve Olympians, Aphrodite is a major deity within Hellenismos (Hellenic Polytheistic Reconstructionism), a Neopagan religion which seeks to authentically revive and recreate the religion of ancient Greece in the modern world. Unlike Wiccans, Hellenists are usually strictly polytheistic or pantheistic. Hellenists venerate Aphrodite primarily as the goddess of romantic love, but also as a goddess of sexuality, the sea, and war. Her many epithets include "Sea Born", "Killer of Men", "She upon the Graves", "Fair Sailing", and "Ally in War".
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1176 | Antisymmetric relation | In mathematics, a binary relation formula_1 on a set formula_2 is antisymmetric if there is no pair of "distinct" elements of formula_2 each of which is related by formula_1 to the other. More formally, formula_1 is antisymmetric precisely if for all formula_6
formula_7
or equivalently,
formula_8
The definition of antisymmetry says nothing about whether formula_9 actually holds or not for any formula_10. An antisymmetric relation formula_1 on a set formula_2 may be reflexive (that is, formula_9 for all formula_14), irreflexive (that is, formula_9 for no formula_14), or neither reflexive nor irreflexive. A relation is asymmetric if and only if it is both antisymmetric and irreflexive.
Examples.
The divisibility relation on the natural numbers is an important example of an antisymmetric relation. In this context, antisymmetry means that the only way each of two numbers can be divisible by the other is if the two are, in fact, the same number; equivalently, if formula_17 and formula_18 are distinct and formula_17 is a factor of formula_20 then formula_18 cannot be a factor of formula_22 For example, 12 is divisible by 4, but 4 is not divisible by 12.
The usual order relation formula_23 on the real numbers is antisymmetric: if for two real numbers formula_24 and formula_25 both inequalities formula_26 and formula_27 hold, then formula_24 and formula_25 must be equal. Similarly, the subset order formula_30 on the subsets of any given set is antisymmetric: given two sets formula_31 and formula_32 if every element in formula_31 also is in formula_34 and every element in formula_34 is also in formula_36 then formula_31 and formula_34 must contain all the same elements and therefore be equal:
formula_39
A real-life example of a relation that is typically antisymmetric is "paid the restaurant bill of" (understood as restricted to a given occasion). Typically, some people pay their own bills, while others pay for their spouses or friends. As long as no two people pay each other's bills, the relation is antisymmetric.
Properties.
Partial and total orders are antisymmetric by definition. A relation can be both symmetric and antisymmetric (in this case, it must be coreflexive), and there are relations which are neither symmetric nor antisymmetric (for example, the "preys on" relation on biological species).
Antisymmetry is different from asymmetry: a relation is asymmetric if and only if it is antisymmetric and irreflexive.
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1177 | Aleister Crowley | Aleister Crowley (; born Edward Alexander Crowley; 12 October 1875 – 1 December 1947) was an English occultist, philosopher, ceremonial magician, poet, painter, novelist and mountaineer. He founded the religion of Thelema, identifying himself as the prophet entrusted with guiding humanity into the Æon of Horus in the early 20th century. A prolific writer, he published widely over the course of his life.
Born to a wealthy family in Royal Leamington Spa, Warwickshire, Crowley rejected his parents' fundamentalist Christian Plymouth Brethren faith to pursue an interest in Western esotericism. He was educated at Trinity College at the University of Cambridge, where he focused his attentions on mountaineering and poetry, resulting in several publications. Some biographers allege that here he was recruited into a British intelligence agency, further suggesting that he remained a spy throughout his life. In 1898, he joined the esoteric Hermetic Order of the Golden Dawn, where he was trained in ceremonial magic by Samuel Liddell MacGregor Mathers and Allan Bennett. He went mountaineering in Mexico with Oscar Eckenstein, before studying Hindu and Buddhist practices in India. In 1904, he married Rose Edith Kelly and they honeymooned in Cairo, Egypt, where Crowley claimed to have been contacted by a supernatural entity named Aiwass, who provided him with "The Book of the Law", a sacred text that served as the basis for Thelema. Announcing the start of the Æon of Horus, "The Book" declared that its followers should "Do what thou wilt" and seek to align themselves with their True Will through the practice of magick.
After the unsuccessful 1905 Kanchenjunga expedition and a visit to India and China, Crowley returned to Britain, where he attracted attention as a prolific author of poetry, novels and occult literature. In 1907, he and George Cecil Jones co-founded an esoteric order, the A∴A∴, through which they propagated Thelema. After spending time in Algeria, in 1912 he was initiated into another esoteric order, the German-based Ordo Templi Orientis (O.T.O.), rising to become the leader of its British branch, which he reformulated in accordance with his Thelemite beliefs. Through the O.T.O., Thelemite groups were established in Britain, Australia and North America. Crowley spent the First World War in the United States, where he took up painting and campaigned for the German war effort against Britain, later revealing that he had infiltrated the pro-German movement to assist the British intelligence services. In 1920, he established the Abbey of Thelema, a religious commune in Cefalù, Sicily where he lived with various followers. His libertine lifestyle led to denunciations in the British press, and the Italian government evicted him in 1923. He divided the following two decades between France, Germany and England, and continued to promote Thelema until his death.
Crowley gained widespread notoriety during his lifetime, being a drug user, bisexual and an individualist social critic. Crowley has remained a highly influential figure over Western esotericism and the counterculture of the 1960s and continues to be considered a prophet in Thelema. He is the subject of various biographies and academic studies.
Early life.
Youth.
Crowley was born Edward Alexander Crowley at 30 Clarendon Square in Royal Leamington Spa, Warwickshire, on 12 October 1875. His father, Edward Crowley (1829–1887), was trained as an engineer, but his share in a lucrative family brewing business, Crowley's Alton Ales, had allowed him to retire before his son was born. His mother, Emily Bertha Bishop (1848–1917), came from a Devonshire-Somerset family and had a strained relationship with her son; she described him as "the Beast", a name that he revelled in. The couple had been married at London's Kensington Registry Office in November 1874, and were evangelical Christians. Crowley's father had been born a Quaker, but had converted to the Exclusive Brethren, a faction of a Christian fundamentalist group known as the Plymouth Brethren; Emily likewise converted upon marriage. Crowley's father was particularly devout, spending his time as a travelling preacher for the sect and reading a chapter from the Bible to his wife and son after breakfast every day. Following the death of their baby daughter in 1880, in 1881 the Crowleys moved to Redhill, Surrey. At the age of 8, Crowley was sent to H.T. Habershon's evangelical Christian boarding school in Hastings, and then to Ebor preparatory school in Cambridge, run by the Reverend Henry d'Arcy Champney, whom Crowley considered a sadist.
In March 1887, when Crowley was 11, his father died of tongue cancer. Crowley described this as a turning point in his life, and he always maintained an admiration of his father, describing him as "my hero and my friend". Inheriting a third of his father's wealth, he began misbehaving at school and was harshly punished by Champney; Crowley's family removed him from the school when he developed albuminuria. He then attended Malvern College and Tonbridge School, both of which he despised and left after a few terms. He became increasingly sceptical regarding Christianity, pointing out inconsistencies in the Bible to his religious teachers, and went against the Christian morality of his upbringing by smoking, masturbating, and having sex with prostitutes from whom he contracted gonorrhea. Sent to live with a Brethren tutor in Eastbourne, he undertook chemistry courses at Eastbourne College. Crowley developed interests in chess, poetry, and mountain climbing, and in 1894 climbed Beachy Head before visiting the Alps and joining the Scottish Mountaineering Club. The following year he returned to the Bernese Alps, climbing the Eiger, Trift, Jungfrau, Mönch, and Wetterhorn.
Cambridge University: 1895–1898.
Having adopted the name of Aleister over Edward, in October 1895 Crowley began a three-year course at Trinity College, Cambridge, where he was entered for the Moral Science Tripos studying philosophy. With approval from his personal tutor, he changed to English literature, which was not then part of the curriculum offered. Crowley spent much of his time at university engaged in his pastimes, becoming president of the chess club and practising the game for two hours a day; he briefly considered a professional career as a chess player. Crowley also embraced his love of literature and poetry, particularly the works of Richard Francis Burton and Percy Bysshe Shelley. Many of his own poems appeared in student publications such as "The Granta", "Cambridge Magazine", and "Cantab". He continued his mountaineering, going on holiday to the Alps to climb every year from 1894 to 1898, often with his friend Oscar Eckenstein, and in 1897 he made the first ascent of the Mönch without a guide. These feats led to his recognition in the Alpine mountaineering community.
Crowley had his first significant mystical experience while on holiday in Stockholm in December 1896. Several biographers, including Lawrence Sutin, Richard Kaczynski, and Tobias Churton, believed that this was the result of Crowley's first same-sex sexual experience, which enabled him to recognize his bisexuality. At Cambridge, Crowley maintained a vigorous sex life with women—largely with female prostitutes, from one of whom he caught syphilis—but eventually he took part in same-sex activities, despite their illegality. In October 1897, Crowley met Herbert Charles Pollitt, president of the Cambridge University Footlights Dramatic Club, and the two entered into a relationship. They broke apart because Pollitt did not share Crowley's increasing interest in Western esotericism, a break-up that Crowley would regret for many years.
In 1897, Crowley travelled to Saint Petersburg in Russia, later saying that he was trying to learn Russian as he was considering a future diplomatic career there. In October 1897, a brief illness triggered considerations of mortality and "the futility of all human endeavour", and Crowley abandoned all thoughts of a diplomatic career in favour of pursuing an interest in the occult.
In March 1898, he obtained A.E. Waite's "The Book of Black Magic and of Pacts", and then Karl von Eckartshausen's "The Cloud Upon the Sanctuary", furthering his occult interests. That same year, Crowley privately published 100 copies of his poem "Aceldama: A Place to Bury Strangers In," but it was not a particular success. "Aceldama" was issued by Leonard Smithers.
That same year, Crowley published a string of other poems, including "White Stains", a Decadent collection of erotic poetry that was printed abroad lest its publication be prohibited by the British authorities. In July 1898, he left Cambridge, not having taken any degree at all despite a "first class" showing in his 1897 exams and consistent "second class honours" results before that.
The Golden Dawn: 1898–1899.
In August 1898, Crowley was in Zermatt, Switzerland, where he met the chemist Julian L. Baker, and the two began discussing their common interest in alchemy. Back in London, Baker introduced Crowley to George Cecil Jones, Baker's brother-in-law and a fellow member of the occult society known as the Hermetic Order of the Golden Dawn, which had been founded in 1888. Crowley was initiated into the Outer Order of the Golden Dawn on 18 November 1898 by the group's leader, Samuel Liddell MacGregor Mathers. The ceremony took place in the Golden Dawn's Isis-Urania Temple held at London's Mark Masons Hall, where Crowley took the magical motto and name "Frater Perdurabo", which he interpreted as "I shall endure to the end".
Crowley moved into his own luxury flat at 67–69 Chancery Lane and soon invited a senior Golden Dawn member, Allan Bennett, to live with him as his personal magical tutor. Bennett taught Crowley more about ceremonial magic and the ritual use of drugs, and together they performed the rituals of the "Goetia", until Bennett left for South Asia to study Buddhism. In November 1899, Crowley purchased Boleskine House in Foyers on the shore of Loch Ness in Scotland. He developed a love of Scottish culture, describing himself as the "Laird of Boleskine", and took to wearing traditional highland dress, even during visits to London. He continued writing poetry, publishing "Jezebel and Other Tragic Poems", "Tales of Archais", "Songs of the Spirit", "Appeal to the American Republic", and "Jephthah" in 1898–99; most gained mixed reviews from literary critics, although "Jephthah" was considered a particular critical success.
Crowley soon progressed through the lower grades of the Golden Dawn, and was ready to enter the group's inner Second Order. He was unpopular in the group; his bisexuality and libertine lifestyle had gained him a bad reputation, and he had developed feuds with some of the members, including W. B. Yeats. When the Golden Dawn's London lodge refused to initiate Crowley into the Second Order, he visited Mathers in Paris, who personally admitted him into the Adeptus Minor Grade. A schism had developed between Mathers and the London members of the Golden Dawn, who were unhappy with his autocratic rule. Acting under Mathers' orders, Crowley—with the help of his mistress and fellow initiate Elaine Simpson—attempted to seize the Vault of the Adepts, a temple space at 36 Blythe Road in West Kensington, from the London lodge members. When the case was taken to court, the judge ruled in favour of the London lodge, as they had paid for the space's rent, leaving both Crowley and Mathers isolated from the group.
Mexico, India, Paris, and marriage: 1900–1903.
In 1900, Crowley travelled to Mexico via the United States, settling in Mexico City and starting a relationship with a local woman. Developing a love of the country, he continued experimenting with ceremonial magic, working with John Dee's Enochian invocations. He later claimed to have been initiated into Freemasonry while there, and he wrote a play based on Richard Wagner's "Tannhäuser" as well as a series of poems, published as "Oracles" (1905). Eckenstein joined him later in 1900, and together they climbed several mountains, including Iztaccihuatl, Popocatepetl, and Colima, the latter of which they had to abandon owing to a volcanic eruption. Leaving Mexico, Crowley headed to San Francisco before sailing for Hawaii aboard the "Nippon Maru". On the ship, he had a brief affair with a married woman named Mary Alice Rogers; saying he had fallen in love with her, he wrote a series of poems about the romance, published as "Alice: An Adultery" (1903).
Briefly stopping in Japan and Hong Kong, Crowley reached Ceylon, where he met with Allan Bennett, who was there studying Shaivism. The pair spent some time in Kandy before Bennett decided to become a Buddhist monk in the Theravada tradition, travelling to Burma to do so. Crowley decided to tour India, devoting himself to the Hindu practice of "Rāja yoga", from which he claimed to have achieved the spiritual state of "dhyana". He spent much of this time studying at the Meenakshi Temple in Madura. At this time he also wrote poetry which was published as "The Sword of Song" (1904). He contracted malaria, and had to recuperate from the disease in Calcutta and Rangoon. In 1902, he was joined in India by Eckenstein and several other mountaineers: Guy Knowles, H. Pfannl, V. Wesseley, and Jules Jacot-Guillarmod. Together, the Eckenstein-Crowley expedition attempted K2, which had never been climbed. On the journey, Crowley was afflicted with influenza, malaria, and snow blindness, and other expedition members were also struck with illness. They reached an altitude of before turning back.
Having arrived in Paris in November 1902, he socialized with his friend the painter Gerald Kelly, and through him became a fixture of the Parisian arts scene. Whilst there, Crowley wrote a series of poems on the work of an acquaintance, the sculptor Auguste Rodin. These poems were later published as "Rodin in Rime" (1907). One of those frequenting this milieu was W. Somerset Maugham, who after briefly meeting Crowley later used him as a model for the character of Oliver Haddo in his novel "The Magician" (1908). He returned to Boleskine in April 1903. In August, Crowley wed Gerald Kelly's sister Rose Edith Kelly in a "marriage of convenience" to prevent her from entering an arranged marriage; the marriage appalled the Kelly family and damaged his friendship with Gerald. Heading on a honeymoon to Paris, Cairo, and then Ceylon, Crowley fell in love with Rose and worked to prove his affections. While on his honeymoon, he wrote her a series of love poems, published as "Rosa Mundi and other Love Songs" (1906), as well as authoring the religious satire "Why Jesus Wept" (1904).
Developing Thelema.
Egypt and "The Book of the Law": 1904.
In February 1904, Crowley and Rose arrived in Cairo. Claiming to be a prince and princess, they rented an apartment in which Crowley set up a temple room and began invoking ancient Egyptian deities, while studying Islamic mysticism and Arabic. According to Crowley's later account, Rose regularly became delirious and informed him "they are waiting for you." On 18 March, she explained that "they" were the god Horus, and on 20 March proclaimed that "the Equinox of the Gods has come". She led him to a nearby museum, where she showed him a seventh-century BCE mortuary stele known as the Stele of Ankh-ef-en-Khonsu; Crowley thought it important that the exhibit's number was 666, the Number of the Beast in Christian belief, and in later years termed the artefact the "Stele of Revealing."
According to Crowley's later statements, on 8 April he heard a disembodied voice claiming to be that of Aiwass, the messenger of Horus, or Hoor-Paar-Kraat. Crowley said that he wrote down everything the voice told him over the course of the next three days, and titled it "Liber AL vel Legis" or "The Book of the Law". The book proclaimed that humanity was entering a new Aeon, and that Crowley would serve as its prophet. It stated that a supreme moral law was to be introduced in this Aeon, "Do what thou wilt shall be the whole of the Law," and that people should learn to live in tune with their Will. This book, and the philosophy that it espoused, became the cornerstone of Crowley's religion, Thelema. Crowley said that at the time he had been unsure what to do with "The Book of the Law". Often resenting it, he said that he ignored the instructions which the text commanded him to perform, which included taking the Stele of Revealing from the museum, fortifying his own island, and translating the book into all the world's languages. According to his account, he instead sent typescripts of the work to several occultists he knew, putting the manuscript away and ignoring it.
Kanchenjunga and China: 1905–06.
Returning to Boleskine, Crowley came to believe that Mathers had begun using magic against him, and the relationship between the two broke down. On 28 July 1905, Rose gave birth to Crowley's first child, a daughter named Lilith, with Crowley writing the pornographic "Snowdrops from a Curate's Garden" to entertain his recuperating wife. He also founded a publishing company through which to publish his poetry, naming it the Society for the Propagation of Religious Truth in parody of the Society for Promoting Christian Knowledge. Among its first publications were Crowley's "Collected Works", edited by Ivor Back, an old friend of Crowley's who was both a practicing surgeon and an enthusiast of literature. His poetry often received strong reviews (either positive or negative), but never sold well. In an attempt to gain more publicity, he issued a reward of £100 for the best essay on his work. The winner of this was J. F. C. Fuller, a British Army officer and military historian, whose essay, "The Star in the West" (1907), heralded Crowley's poetry as some of the greatest ever written.
Crowley decided to climb Kanchenjunga in the Himalayas of Nepal, widely recognized as the world's most treacherous mountain. The collaboration between Jacot-Guillarmod, Charles Adolphe Reymond, Alexis Pache, and Alcesti C. Rigo de Righi, the expedition was marred by much argument between Crowley and the others, who thought that he was reckless. They eventually mutinied against Crowley's control, with the other climbers heading back down the mountain as nightfall approached despite Crowley's warnings that it was too dangerous. Subsequently, Pache and several porters were killed in an accident, something for which Crowley was widely blamed by the mountaineering community.
Spending time in Moharbhanj, where he took part in big-game hunting and wrote the homoerotic work "The Scented Garden", Crowley met up with Rose and Lilith in Calcutta before being forced to leave India after non-lethally shooting two men who tried to mug him. Briefly visiting Bennett in Burma, Crowley and his family decided to tour Southern China, hiring porters and a nanny for the purpose. Crowley smoked opium throughout the journey, which took the family from Tengyueh through to Yungchang, Tali, Yunnanfu, and then Hanoi. On the way, he spent much time on spiritual and magical work, reciting the "Bornless Ritual", an invocation to his Holy Guardian Angel, on a daily basis.
While Rose and Lilith returned to Europe, Crowley headed to Shanghai to meet old friend Elaine Simpson, who was fascinated by "The Book of the Law"; together they performed rituals in an attempt to contact Aiwass. Crowley then sailed to Japan and Canada, before continuing to New York City, where he unsuccessfully solicited support for a second expedition up Kanchenjunga. Upon arrival in Britain, Crowley learned that his daughter Lilith had died of typhoid in Rangoon, something he later blamed on Rose's increasing alcoholism. Under emotional distress, his health began to suffer, and he underwent a series of surgical operations. He began short-lived romances with actress Vera "Lola" Neville (née Snepp) and author Ada Leverson, while Rose gave birth to Crowley's second daughter, Lola Zaza, in February 1907.
The A∴A∴ and The Holy Books of Thelema: 1907–1909.
With his old mentor George Cecil Jones, Crowley continued performing the Abramelin rituals at the Ashdown Park Hotel in Coulsdon, Surrey. Crowley claimed that in doing so he attained "samadhi", or union with Godhead, thereby marking a turning point in his life. Making heavy use of hashish during these rituals, he wrote an essay on "The Psychology of Hashish" (1909) in which he championed the drug as an aid to mysticism. He also claimed to have been contacted once again by Aiwass in late October and November 1907, adding that Aiwass dictated two further texts to him, "Liber VII" and "Liber Cordis Cincti Serpente", both of which were later classified in the corpus of The Holy Books of Thelema. Crowley wrote down more Thelemic Holy Books during the last two months of the year, including "Liber LXVI", "Liber Arcanorum", "Liber Porta Lucis, Sub Figura X", "Liber Tau", "Liber Trigrammaton" and "Liber DCCCXIII vel Ararita", which he again claimed to have received from a preternatural source. Crowley stated that in June 1909, when the manuscript of "The Book of the Law" was rediscovered at Boleskine, he developed the opinion that Thelema represented objective truth.
Crowley's inheritance was running out. Trying to earn money, he was hired by George Montagu Bennett, the Earl of Tankerville, to help protect him from witchcraft; recognizing Bennett's paranoia as being based in his cocaine addiction, Crowley took him on holiday to France and Morocco to recuperate. In 1907, he also began taking in paying students, whom he instructed in occult and magical practice. Victor Neuburg, whom Crowley met in February 1907, became his sexual partner and closest disciple; in 1908 the pair toured northern Spain before heading to Tangier, Morocco. The following year Neuburg stayed at Boleskine, where he and Crowley engaged in sadomasochism. Crowley continued to write prolifically, producing such works of poetry as "Ambergris", "Clouds Without Water", and "Konx Om Pax", as well as his first attempt at an autobiography, "The World's Tragedy". Recognizing the popularity of short horror stories, Crowley wrote his own, some of which were published, and he also published several articles in "Vanity Fair", a magazine edited by his friend Frank Harris. He also wrote "Liber 777", a book of magical and Qabalistic correspondences that borrowed from Mathers and Bennett.
In November 1907, Crowley and Jones decided to found an occult order to act as a successor to the Hermetic Order of the Golden Dawn, being aided in doing so by Fuller. The result was the A∴A∴. The group's headquarters and temple were situated at 124 Victoria Street in central London, and their rites borrowed much from those of the Golden Dawn, but with an added Thelemic basis. Its earliest members included solicitor Richard Noel Warren, artist Austin Osman Spare, Horace Sheridan-Bickers, author George Raffalovich, Francis Henry Everard Joseph Feilding, engineer Herbert Edward Inman, Kenneth Ward, and Charles Stansfeld Jones. In March 1909, Crowley began production of a biannual periodical titled "The Equinox". He billed this periodical, which was to become the "Official Organ" of the A∴A∴, as "The Review of Scientific Illuminism".
Crowley had become increasingly frustrated with Rose's alcoholism, and in November 1909 he divorced her on the grounds of his own adultery. Lola was entrusted to Rose's care; the couple remained friends and Rose continued to live at Boleskine. Her alcoholism worsened, and as a result she was institutionalized in September 1911.
Algeria and the Rites of Eleusis: 1909–1911.
In November 1909, Crowley and Neuburg travelled to Algeria, touring the desert from El Arba to Aumale, Bou Saâda, and then Dā'leh Addin, with Crowley reciting the Quran on a daily basis. During the trip he invoked the thirty aethyrs of Enochian magic, with Neuburg recording the results, later published in "The Equinox" as "The Vision and the Voice". Following a mountaintop sex magic ritual, Crowley also performed an evocation to the demon Choronzon involving blood sacrifice, and considered the results to be a watershed in his magical career. Returning to London in January 1910, Crowley found that Mathers was suing him for publishing Golden Dawn secrets in "The Equinox"; the court found in favour of Crowley. The case was widely reported in the press, with Crowley gaining wider fame. Crowley enjoyed this, and played up to the sensationalist stereotype of being a Satanist and advocate of human sacrifice, despite being neither.
The publicity attracted new members to the A∴A∴, among them Frank Bennett, James Bayley, Herbert Close, and James Windram. The Australian violinist Leila Waddell soon became Crowley's lover. Deciding to expand his teachings to a wider audience, Crowley developed the Rites of Artemis, a public performance of magic and symbolism featuring A∴A∴ members personifying various deities. It was first performed at the A∴A∴ headquarters, with attendees given a fruit punch containing peyote to enhance their experience. Various members of the press attended, and reported largely positively on it. In October and November 1910, Crowley decided to stage something similar, the Rites of Eleusis, at Caxton Hall, Westminster; this time press reviews were mixed. Crowley came under particular criticism from West de Wend Fenton, editor of "The Looking Glass" newspaper, who called him "one of the most blasphemous and cold-blooded villains of modern times". Fenton's articles suggested that Crowley and Jones were involved in homosexual activity; Crowley did not mind, but Jones unsuccessfully sued for libel. Fuller broke off his friendship and involvement with Crowley over the scandal, and Crowley and Neuburg returned to Algeria for further magical workings.
"The Equinox" continued publishing, and various books of literature and poetry were also published under its imprint, like Crowley's "Ambergris", "The Winged Beetle", and "The Scented Garden", as well as Neuburg's "The Triumph of Pan" and Ethel Archer's "The Whirlpool". In 1911, Crowley and Waddell holidayed in Montigny-sur-Loing, where he wrote prolifically, producing poems, short stories, plays, and 19 works on magic and mysticism, including the two final Holy Books of Thelema. In Paris, he met Mary Desti, who became his next "Scarlet Woman", with the two undertaking magical workings in St. Moritz; Crowley believed that one of the Secret Chiefs, Ab-ul-Diz, was speaking through her. Based on Desti's statements when in trance, Crowley wrote the two-volume "Book 4" (1912–13) and at the time developed the spelling "magick" in reference to the paranormal phenomenon as a means of distinguishing it from the stage magic of illusionists.
Ordo Templi Orientis and the Paris Working: 1912–1914.
In early 1912, Crowley published "The Book of Lies", a work of mysticism that biographer Lawrence Sutin described as "his greatest success in merging his talents as poet, scholar, and magus". The German occultist Theodor Reuss later accused him of publishing some of the secrets of his own occult order, the Ordo Templi Orientis (O.T.O.), within "The Book". Crowley convinced Reuss that the similarities were coincidental, and the two became friends. Reuss appointed Crowley as head of the O.T.O's British branch, the Mysteria Mystica Maxima (MMM), and at a ceremony in Berlin Crowley adopted the magical name of Baphomet and was proclaimed "X° Supreme Rex and Sovereign Grand Master General of Ireland, Iona, and all the Britons". With Reuss' permission, Crowley set about advertising the MMM and re-writing many O.T.O. rituals, which were then based largely on Freemasonry; his incorporation of Thelemite elements proved controversial in the group. Fascinated by the O.T.O's emphasis on sex magic, Crowley devised a magical working based on anal sex and incorporated it into the syllabus for those O.T.O. members who had been initiated into the eleventh degree.
In March 1913, Crowley acted as producer for "The Ragged Ragtime Girls", a group of female violinists led by Waddell, as they performed at London's Old Tivoli theatre. They subsequently performed in Moscow for six weeks, where Crowley had a sadomasochistic relationship with the Hungarian Anny Ringler. In Moscow, Crowley continued to write plays and poetry, including "Hymn to Pan", and the Gnostic Mass, a Thelemic ritual that became a key part of O.T.O. liturgy. Churton suggested that Crowley had travelled to Moscow on the orders of British intelligence to spy on revolutionary elements in the city. In January 1914, Crowley and Neuburg settled into an apartment in Paris, where the former was involved in the controversy surrounding Jacob Epstein's new monument to Oscar Wilde. Together Crowley and Neuburg performed the six-week "Paris Working", a period of intense ritual involving strong drug use in which they invoked the gods Mercury and Jupiter. As part of the ritual, the couple performed acts of sex magic together, at times being joined by journalist Walter Duranty. Inspired by the results of the Working, Crowley wrote "Liber Agapé", a treatise on sex magic. Following the Paris Working, Neuburg began to distance himself from Crowley, resulting in an argument in which Crowley cursed him.
United States: 1914–1919.
By 1914, Crowley was living a hand-to-mouth existence, relying largely on donations from A∴A∴ members and dues payments made to O.T.O. In May, he transferred ownership of Boleskine House to the MMM for financial reasons, and in July he went mountaineering in the Swiss Alps. During this time the First World War broke out.
After recuperating from a bout of phlebitis, Crowley set sail for the United States aboard the RMS "Lusitania" in October 1914. Arriving in New York City, he moved into a hotel and began earning money writing for the American edition of "Vanity Fair" and undertaking freelance work for the famed astrologer Evangeline Adams. In the city, he continued experimenting with sex magic, through the use of masturbation, female prostitutes, and male clients of a Turkish bathhouse; all of these encounters were documented in his diaries.
Professing to be of Irish ancestry and a supporter of Irish independence from Great Britain, Crowley began to espouse support for Germany in their war against Britain. He became involved in New York's pro-German movement, and in January 1915 German spy George Sylvester Viereck employed him as a writer for his propagandist paper, "The Fatherland", which was dedicated to keeping the US neutral in the conflict. In later years, detractors denounced Crowley as a traitor to Britain for this action.
Crowley entered into a relationship with Jeanne Robert Foster, with whom he toured the West Coast. In Vancouver, headquarters of the North American O.T.O., he met with Charles Stansfeld Jones and Wilfred Talbot Smith to discuss the propagation of Thelema on the continent. In Detroit he experimented with Peyote at Parke-Davis, then visited Seattle, San Francisco, Santa Cruz, Los Angeles, San Diego, Tijuana, and the Grand Canyon, before returning to New York. There he befriended Ananda Coomaraswamy and his wife Alice Richardson; Crowley and Richardson performed sex magic in April 1916, following which she became pregnant and then miscarried. Later that year he took a "magical retirement" to a cabin by Lake Pasquaney owned by Evangeline Adams. There, he made heavy use of drugs and undertook a ritual after which he proclaimed himself "Master Therion". He also wrote several short stories based on J.G. Frazer's "The Golden Bough" and a work of literary criticism, "The Gospel According to Bernard Shaw".
In December, he moved to New Orleans, his favourite US city, before spending February 1917 with evangelical Christian relatives in Titusville, Florida. Returning to New York City, he moved in with artist and A∴A∴ member Leon Engers Kennedy in May, learning of his mother's death. After the collapse of "The Fatherland", Crowley continued his association with Viereck, who appointed him contributing editor of arts journal "The International". Crowley used it to promote Thelema, but it soon ceased publication. He then moved to the studio apartment of Roddie Minor, who became his partner and Scarlet Woman. Through their rituals, which Crowley called "The Amalantrah Workings", he believed that they were contacted by a preternatural entity named Lam. The relationship soon ended.
In 1918, Crowley went on a magical retreat in the wilderness of Esopus Island on the Hudson River. Here, he began a translation of the "Tao Te Ching", painted Thelemic slogans on the riverside cliffs, and—he later claimed—experienced past life memories of being Ge Xuan, Pope Alexander VI, Alessandro Cagliostro, and Eliphas Levi. Back in New York City, he moved to Greenwich Village, where he took Leah Hirsig as his lover and next Scarlet Woman. He took up painting as a hobby, exhibiting his work at the Greenwich Village Liberal Club and attracting the attention of the "New York Evening World". With the financial assistance of sympathetic Freemasons, Crowley revived "The Equinox" with the first issue of volume III, known as "The Blue Equinox". He spent mid-1919 on a climbing holiday in Montauk before returning to London in December.
Abbey of Thelema: 1920–1923.
Now destitute and back in London, Crowley came under attack from the tabloid "John Bull", which labelled him traitorous "scum" for his work with the German war effort; several friends aware of his intelligence work urged him to sue, but he decided not to. When he was suffering from asthma, a doctor prescribed him heroin, to which he soon became addicted. In January 1920, he moved to Paris, renting a house in Fontainebleau with Leah Hirsig; they were soon joined in a "ménage à trois" by Ninette Shumway, and also (in living arrangement) by Leah's newborn daughter Anne "Poupée" Leah. Crowley had ideas of forming a community of Thelemites, which he called the Abbey of Thelema after the Abbaye de Thélème in François Rabelais' satire "Gargantua and Pantagruel". After consulting the "I Ching", he chose Cefalù (on Sicily, Italy) as a location, and after arriving there, began renting the old Villa Santa Barbara as his Abbey on 2 April.
Moving to the commune with Hirsig, Shumway, and their children Hansi, Howard, and Poupée, Crowley described the scenario as "perfectly happy ... my idea of heaven." They wore robes, and performed rituals to the sun god Ra at set times during the day, also occasionally performing the Gnostic Mass; the rest of the day they were left to follow their own interests. Undertaking widespread correspondences, Crowley continued to paint, wrote a commentary on "The Book of the Law", and revised the third part of "Book 4". He offered a libertine education for the children, allowing them to play all day and witness acts of sex magic. He occasionally travelled to Palermo to visit rent boys and buy supplies, including drugs; his heroin addiction came to dominate his life, and cocaine began to erode his nasal cavity. There was no cleaning rota, and wild dogs and cats wandered throughout the building, which soon became unsanitary. Poupée died in October 1920, and Ninette gave birth to a daughter, Astarte Lulu Panthea, soon afterwards.
New followers continued to arrive at the Abbey to be taught by Crowley. Among them was film star Jane Wolfe, who arrived in July 1920, where she was initiated into the A∴A∴ and became Crowley's secretary. Another was Cecil Frederick Russell, who often argued with Crowley, disliking the same-sex sexual magic that he was required to perform, and left after a year. More conducive was the Australian Thelemite Frank Bennett, who also spent several months at the Abbey. In February 1922, Crowley returned to Paris for a retreat in an unsuccessful attempt to kick his heroin addiction. He then went to London in search of money, where he published articles in "The English Review" criticising the Dangerous Drugs Act 1920 and wrote a novel, "Diary of a Drug Fiend", completed in July. On publication, it received mixed reviews; he was lambasted by the "Sunday Express", which called for its burning and used its influence to prevent further reprints.
Subsequently, a young Thelemite named Raoul Loveday moved to the Abbey with his wife Betty May; while Loveday was devoted to Crowley, May detested him and life at the commune. She later said that Loveday was made to drink the blood of a sacrificed cat, and that they were required to cut themselves with razors every time they used the pronoun "I". Loveday drank from a local polluted stream, soon developing a liver infection resulting in his death in February 1923. Returning to London, May told her story to the press. "John Bull" proclaimed Crowley "the wickedest man in the world" and "a man we'd like to hang", and although Crowley deemed many of their accusations against him to be slanderous, he was unable to afford the legal fees to sue them. As a result, "John Bull" continued its attack, with its stories being repeated in newspapers throughout Europe and in North America. The Fascist government of Benito Mussolini learned of Crowley's activities, and in April 1923 he was given a deportation notice forcing him to leave Italy; without him, the Abbey closed.
Later life.
Tunisia, Paris, and London: 1923–1929.
Crowley and Hirsig went to Tunis, where, dogged by continuing poor health, he unsuccessfully tried again to give up heroin, and began writing what he termed his "autohagiography", "The Confessions of Aleister Crowley". They were joined in Tunis by the Thelemite Norman Mudd, who became Crowley's public relations consultant. Employing a local boy, Mohammad ben Brahim, as his servant, Crowley went with him on a retreat to Nefta, where they performed sex magic together. In January 1924, Crowley travelled to Nice, France, where he met with Frank Harris, underwent a series of nasal operations, and visited the Institute for the Harmonious Development of Man and had a positive opinion of its founder, George Gurdjieff. Destitute, he took on a wealthy student, Alexander Zu Zolar, before taking on another American follower, Dorothy Olsen. Crowley took Olsen back to Tunisia for a magical retreat in Nefta, where he also wrote "To Man" (1924), a declaration of his own status as a prophet entrusted with bringing Thelema to humanity. After spending the winter in Paris, in early 1925 Crowley and Olsen returned to Tunis, where he wrote "The Heart of the Master" (1938) as an account of a vision he experienced in a trance. In March Olsen became pregnant, and Hirsig was called to take care of her; she miscarried, following which Crowley took Olsen back to France. Hirsig later distanced herself from Crowley, who then denounced her.
According to Crowley, Reuss had named him head of the O.T.O. upon his death, but this was challenged by a leader of the German O.T.O., Heinrich Tränker. Tränker called the Hohenleuben Conference in Thuringia, Germany, which Crowley attended. There, prominent members like Karl Germer and Martha Küntzel championed Crowley's leadership, but other key figures like Albin Grau, Oskar Hopfer, and Henri Birven backed Tränker by opposing it, resulting in a split in the O.T.O. Moving to Paris, where he broke with Olsen in 1926, Crowley went through a large number of lovers over the following years, with whom he experimented in sex magic. Throughout, he was dogged by poor health, largely caused by his heroin and cocaine addictions. In 1928, Crowley was introduced to young Englishman Israel Regardie, who embraced Thelema and became Crowley's secretary for the next three years. That year, Crowley also met Gerald Yorke, who began organising Crowley's finances but never became a Thelemite. He also befriended the journalist Tom Driberg; Driberg did not accept Thelema either. It was here that Crowley also published one of his most significant works, "Magick in Theory and Practice", which received little attention at the time.
In December 1928 Crowley met the Nicaraguan Maria Teresa Sanchez (Maria Teresa Ferrari de Miramar). Crowley was deported from France by the authorities, who disliked his reputation and feared that he was a German agent. So that she could join him in Britain, Crowley married Sanchez in August 1929. Now based in London, Mandrake Press agreed to publish his autobiography in a limited edition six-volume set, also publishing his novel "Moonchild" and book of short stories "The Stratagem". Mandrake went into liquidation in November 1930, before the entirety of Crowley's "Confessions" could be published. Mandrake's owner P.R. Stephenson meanwhile wrote "The Legend of Aleister Crowley", an analysis of the media coverage surrounding him.
Berlin and London: 1930–1938.
In April 1930, Crowley moved to Berlin, where he took Hanni Jaegar as his magical partner; the relationship was troubled. In September he went to Lisbon in Portugal to meet the poet Fernando Pessoa. There, he decided to fake his own death, doing so with Pessoa's help at the Boca do Inferno rock formation. He then returned to Berlin, where he reappeared three weeks later at the opening of his art exhibition at the Gallery Neumann-Nierendorf. Crowley's paintings fitted with the fashion for German Expressionism; few of them sold, but the press reports were largely favourable. In August 1931, he took Bertha Busch as his new lover; they had a violent relationship, and often physically assaulted one another. He continued to have affairs with both men and women while in the city, and met with famous people like Aldous Huxley and Alfred Adler. After befriending him, in January 1932 he took the communist Gerald Hamilton as a lodger, through whom he was introduced to many figures within the Berlin far left; it is possible that he was operating as a spy for British intelligence at this time, monitoring the communist movement.
Crowley left Busch and returned to London, where he took Pearl Brooksmith as his new Scarlet Woman. Undergoing further nasal surgery, it was here in 1932 that he was invited to be guest of honour at Foyles' Literary Luncheon, also being invited by Harry Price to speak at the National Laboratory of Psychical Research. In need of money, he launched a series of court cases against people whom he believed had libelled him, some of which proved successful. He gained much publicity for his lawsuit against Constable and Co for publishing Nina Hamnett's "Laughing Torso" (1932)—a book he claimed libelled him by referring to his occult practice as black magic—but lost the case. The court case added to Crowley's financial problems, and in February 1935 he was declared bankrupt. During the hearing, it was revealed that Crowley had been spending three times his income for several years.
Crowley developed a friendship with Deidre Patricia Doherty; she offered to bear his child, who was born in May 1937. Named Randall Gair, Crowley nicknamed him Aleister Atatürk. He died in a car accident in 2002 at the age of 65. Crowley continued to socialize with friends, holding curry parties in which he cooked particularly spicy food for them. In 1936, he published his first book in six years, "The Equinox of the Gods", which contained a facsimile of "The Book of the Law" and was considered to be volume III, number 3, of "The Equinox" periodical. The work sold well, resulting in a second print run. In 1937, he gave a series of public lectures on yoga in Soho. Crowley was now living largely off contributions supplied by the O.T.O.'s Agape Lodge in California, led by rocket scientist John Whiteside "Jack" Parsons. Crowley was intrigued by the rise of Nazism in Germany, and influenced by his friend Martha Küntzel believed that Adolf Hitler might convert to Thelema; when the Nazis abolished the German O.T.O. and imprisoned Germer, who fled to the US, Crowley then lambasted Hitler as a black magician.
Second World War and death: 1939–1947.
When the Second World War broke out, Crowley wrote to the Naval Intelligence Division offering his services, but they declined. He associated with a variety of figures in Britain's intelligence community at the time, including Dennis Wheatley, Roald Dahl, Ian Fleming, and Maxwell Knight, and claimed to have been behind the "V for Victory" sign first used by the BBC; this has never been proven.
In 1940, his asthma worsened, and with his German-produced medication unavailable, he returned to using heroin, once again becoming addicted. As the Blitz hit London, Crowley relocated to Torquay, where he was briefly hospitalized with asthma, and entertained himself with visits to the local chess club. Tiring of Torquay, he returned to London, where he was visited by American Thelemite Grady McMurtry, to whom Crowley awarded the title of "Hymenaeus Alpha". He stipulated that though Germer would be his immediate successor, McMurty should succeed Germer as head of the O.T.O. after the latter's death. With O.T.O. initiate Lady Frieda Harris, Crowley developed plans to produce a tarot card set, designed by him and painted by Harris. Accompanying this was a book, published in a limited edition as "The Book of Thoth" by Chiswick Press in 1944. To aid the war effort, he wrote a proclamation on the rights of humanity, "Liber Oz", and a poem for the liberation of France, "Le Gauloise". Crowley's final publication during his lifetime was a book of poetry, "Olla: An Anthology of Sixty Years of Song". Another of his projects, "Aleister Explains Everything", was posthumously published as "Magick Without Tears".
In April 1944 Crowley briefly moved to Aston Clinton in Buckinghamshire, where he was visited by the poet Nancy Cunard, before relocating to Hastings in Sussex, where he took up residence at the Netherwood boarding house. He took a young man named Kenneth Grant as his secretary, paying him in magical teaching rather than wages. He was also introduced to John Symonds, whom he appointed to be his literary executor; Symonds thought little of Crowley, later publishing negative biographies of him. Corresponding with the illusionist Arnold Crowther, it was through him that Crowley was introduced to Gerald Gardner, the future founder of Gardnerian Wicca. They became friends, with Crowley authorising Gardner to revive Britain's ailing O.T.O. Another visitor was Eliza Marian Butler, who interviewed Crowley for her book "The Myth of the Magus". Other friends and family also spent time with him, among them Doherty and Crowley's son Aleister Atatürk.
On 1 December 1947, Crowley died at Netherwood of chronic bronchitis aggravated by pleurisy and myocardial degeneration, aged 72. His funeral was held at a Brighton crematorium on 5 December; about a dozen people attended, and Louis Wilkinson read excerpts from the Gnostic Mass, "The Book of the Law", and "Hymn to Pan". The funeral generated press controversy, and was labelled a Black Mass by the tabloids. Crowley's body was cremated; his ashes were sent to Karl Germer in the US, who buried them in his garden in Hampton, New Jersey.
Beliefs and thought.
Crowley's belief system, Thelema, has been described by scholars as a religion, and more specifically as both a new religious movement, and as a "magico-religious doctrine". It has also been characterized as a form of esotericism and Modern Paganism. Although holding "The Book of the Law"—which was composed in 1904—as its central text, Thelema took shape as a complete system in the years after 1904.
In his autobiography, Crowley claimed that his purpose in life had been to "bring oriental wisdom to Europe and to restore paganism in a purer form", although what he meant by "paganism" was unclear. Crowley also wrote in the 4th Book of Magick about a great pagan Umbral fleet ruled by Ottovius that would be handed down to the great Spartan. The esoteric nature of this was also unclear.
Crowley's thought was not always cohesive, and was influenced by a variety of sources, ranging from eastern religious movements and practices like Hindu yoga and Buddhism, scientific naturalism, and various currents within Western esotericism, among them ceremonial magic, alchemy, astrology, Rosicrucianism, Kabbalah, and the Tarot. He was steeped in the esoteric teachings he had learned from the Hermetic Order of the Golden Dawn, although pushed further with his own interpretations and strategies than the Golden Dawn had done. Crowley incorporated concepts and terminology from South Asian religious traditions like yoga and Tantra into his Thelemic system, believing that there was a fundamental underlying resemblance between Western and Eastern spiritual systems.
The historian Alex Owen noted that Crowley adhered to the "modus operandi" of the Decadent movement throughout his life.
Crowley believed that the twentieth century marked humanity's entry to the Aeon of Horus, a new era in which humans would take increasing control of their destiny. He believed that this Aeon follows on from the Aeon of Osiris, in which paternalistic religions like Christianity, Islam, and Buddhism dominated the world, and that this in turn had followed the Aeon of Isis, which had been maternalistic and dominated by goddess worship. He believed that Thelema was the proper religion of the Aeon of Horus, and also deemed himself to be the prophet of this new Aeon. Thelema revolves around the idea that human beings each have their own True Will that they should discover and pursue, and that this exists in harmony with the Cosmic Will that pervades the universe. Crowley referred to this process of searching and discovery of one's True Will to be "the Great Work" or the attaining of the "knowledge and conversation of the Holy Guardian Angel". His favoured method of doing so was through the performance of the Abramelin operation, a ceremonial magic ritual obtained from a 17th-century grimoire. The moral code of "Do What Thou Wilt" is believed by Thelemites to be the religion's ethical law, although the historian of religion Marco Pasi noted that this was not anarchistic or libertarian in structure, as Crowley saw individuals as part of a wider societal organism.
Magick and theology.
Crowley believed in the objective existence of magic, which he chose to spell as "Magick", which is an archaic spelling of the word. He provided various different definitions of this term over his career. In his book "Magick in Theory and Practice", Crowley defined Magick as "the Science and Art of causing change to occur in conformity with Will". He also told his disciple Karl Germer that "Magick is getting into communication with individuals who exist on a higher plane than ours. Mysticism is the raising of oneself to their level." Crowley saw Magick as a third way between religion and science, giving "The Equinox" the subtitle of "The Method of Science; the Aim of Religion". Within that journal, he expressed positive sentiments toward science and the scientific method, and urged magicians to keep detailed records of their magical experiments, having said: "The more scientific the record is, the better." His understanding of magic was also influenced by the work of the anthropologist James Frazer, in particular the belief that magic was a precursor to science in a cultural evolutionary framework. Unlike Frazer, however, Crowley did not see magic as a survival from the past that required eradication, but rather he believed that magic had to be adapted to suit the new age of science. In Crowley's alternative schema, old systems of "magic" had to decline (per Frazer's framework) so that science and magic could synthesize into "magick", which would simultaneously accept the existence of the supernatural and an experimental method. Crowley deliberately adopted an exceptionally broad definition of magick that included almost all forms of technology as magick, adopting an instrumentalist definition of magic, science, and technology.
Sexuality played an important role in Crowley's ideas about magick and his practice of it, and has been described as being central to Thelema. He outlined three forms of sex magick—the autoerotic, homosexual, and heterosexual—and argued that such acts could be used to focus the magician's will onto a specific goal such as financial gain or personal creative success. For Crowley, sex was treated as a sacrament, with the consumption of sexual fluids interpreted as a Eucharist. This was often manifested as the Cakes of Light, a biscuit containing either menstrual blood or a mixture of semen and vaginal fluids. The Gnostic Mass is the central religious ceremony within Thelema.
Crowley's theological beliefs were not clear. The historian Ronald Hutton noted that some of Crowley's writings could be used to argue that he was an atheist, while some support the idea that he was a polytheist, and others would bolster the idea that he was a mystical monotheist. On the basis of the teachings in "The Book of the Law", Crowley described a pantheon of three deities taken from the ancient Egyptian pantheon: Nuit, Hadit, and Ra-Hoor-Khuit. In 1928, he made the claim that all true deities were derived from this trinity. Jason Josephson-Storm has argued that Crowley built on 19th-century attempts to link early Christianity to pre-Christian religions, such as Frazer's "Golden Bough", to synthesize Christian theology and Neopaganism while remaining critical of institutional and traditional Christianity.
Both during his life and after it, Crowley has been widely described as a Satanist, usually by detractors. Crowley stated he did not consider himself a Satanist, nor did he worship Satan, as he did not accept the Christian world view in which Satan was believed to exist. He nevertheless used Satanic imagery, for instance by describing himself as "the Beast 666" and referring to the Whore of Babylon in his work, while in later life he sent "Antichristmas cards" to his friends. In his writings, Crowley occasionally identified Aiwass as Satan and designated him as "Our Lord God the Devil" at one occasion. The scholar of religion Gordan Djurdjevic stated that Crowley "was emphatically not" a Satanist, "if for no other reason than simply because he did not identify himself as such". Crowley nevertheless expressed strong anti-Christian sentiment, stating that he hated Christianity "as Socialists hate soap", an animosity probably stemming from his experiences among the Plymouth Brethren. He was nevertheless influenced by the King James Bible, especially the Book of Revelation, the impact of which can be seen in his writings. He was also accused of advocating human sacrifice, largely because of a passage in "Book 4" in which he stated that "A male child of perfect innocence and high intelligence is the most satisfactory victim" and added that he had sacrificed about 150 every year. This was a tongue-in-cheek reference to ejaculation, something not realized by his critics.
Image and opinions.
Crowley considered himself to be one of the outstanding figures of his time. The historian Ronald Hutton stated that in Crowley's youth, he was "a self-indulgent and flamboyant young man" who "set about a deliberate flouting and provocation of social and religious norms", while being shielded from an "outraged public opinion" by his inherited wealth. Hutton also described Crowley as having both an "unappeasable desire" to take control of any organisation that he belonged to, and "a tendency to quarrel savagely" with those who challenged him. Crowley biographer Martin Booth asserted that Crowley was "self-confident, brash, eccentric, egotistic, highly intelligent, arrogant, witty, wealthy, and, when it suited him, cruel". Similarly, Richard B. Spence noted that Crowley was "capable of immense physical and emotional cruelty". Biographer Lawrence Sutin noted that Crowley exhibited "courage, skill, dauntless energy, and remarkable focus of will" while at the same time showing a "blind arrogance, petty fits of bile, [and] contempt for the abilities of his fellow men". The Thelemite Lon Milo DuQuette noted that Crowley "was by no means perfect" and "often alienated those who loved him dearest."
Political opinions.
Crowley enjoyed being outrageous and flouting conventional morality, with John Symonds noting that he "was in revolt against the moral and religious values of his time". Crowley's political thought was studied by academic Marco Pasi, who noted that for Crowley, socio-political concerns were subordinate to metaphysical and spiritual ones. He was neither on the political left nor right but perhaps best categorized as a "conservative revolutionary" despite not being affiliated with the German-based movement of the same name. Pasi described Crowley's fascination to the extreme ideologies of Nazism and Marxism–Leninism, which aimed to violently overturn society: "What Crowley liked about Nazism and communism, or at least what made him curious about them, was the anti-Christian position and the revolutionary and socially subversive implications of these two movements. In their subversive powers, he saw the possibility of an annihilation of old religious traditions, and the creation of a void that Thelema, subsequently, would be able to fill." Crowley described democracy as an "imbecile and nauseating cult of weakness", and commented that "The Book of the Law" proclaimed that "there is the master and there is the slave; the noble and the serf; the 'lone wolf' and the herd". In this attitude, he was influenced by the work of Friedrich Nietzsche and by Social Darwinism. Although he had contempt for most of the British aristocracy, he regarded himself as an aristocrat and styled himself as Laird Boleskine, once describing his ideology as "aristocratic communism".
Opinions on race and gender.
Crowley was bisexual, but exhibited a preference for women, with his relationships with men being fewer and mostly in the early part of his life. In particular he had an attraction toward "exotic women", and claimed to have fallen in love on multiple occasions; Kaczynski stated that "when he loved, he did so with his whole being, but the passion was typically short-lived". Even in later life, Crowley was able to attract young bohemian women to be his lovers, largely due to his charisma. He applied the term "Scarlet Woman" to various female lovers whom he believed played an important role in his magical work. During homosexual acts, he usually played 'the passive role', which Booth believed "appealed to his masochistic side". An underlying theme in many of his writings is that spiritual enlightenment arises through transgressing socio-sexual norms.
Crowley advocated complete sexual freedom for both men and women. He argued that homosexual and bisexual people should not suppress their sexual orientation, commenting that a person "must not be ashamed or afraid of being homosexual if he happens to be so at heart; he must not attempt to violate his own true nature because of public opinion, or medieval morality, or religious prejudice which would wish he were otherwise." On other issues he adopted a more conservative attitude; he opposed abortion on moral grounds, believing that no woman following her True Will would ever desire one.
Biographer Lawrence Sutin stated that "blatant bigotry is a persistent minor element in Crowley's writings". Sutin thought Crowley "a spoiled scion of a wealthy Victorian family who embodied many of the worst John Bull racial and social prejudices of his upper-class contemporaries", noting that he "embodied the contradiction that writhed within many Western intellectuals of the time: deeply held racist viewpoints courtesy of society, coupled with a fascination with people of colour". Crowley is said to have insulted his close Jewish friend Victor Benjamin Neuburg, using antisemitic slurs, and he had mixed opinions about Jewish people as a group. Although he praised their "sublime" poetry and stated that they exhibited "imagination, romance, loyalty, probity and humanity", he also thought that centuries of persecution had led some Jewish people to exhibit "avarice, servility, falseness, cunning and the rest". He was also known to praise various ethnic and cultural groups, for instance he thought that the Chinese people exhibited a "spiritual superiority" to the English, and praised Muslims for exhibiting "manliness, straightforwardness, subtlety, and self-respect".
Both critics of Crowley and adherents of Thelema have accused Crowley of sexism. Booth described Crowley as exhibiting a "general misogyny", something the biographer believed arose from Crowley's bad relationship with his mother. Sutin noted that Crowley "largely accepted the notion, implicitly embodied in Victorian sexology, of women as secondary social beings in terms of intellect and sensibility". The scholar of religion Manon Hedenborg White noted that some of Crowley's statements are "undoubtedly misogynist by contemporary standards", but characterized Crowley's attitude toward women as complex and multi-faceted. Crowley's comments on women's role varied dramatically within his written work, even that produced in similar periods. Crowley described women as "moral inferiors" who had to be treated with "firmness, kindness and justice", while also arguing that Thelema was essential to women's emancipation.
Intelligence work.
Biographers Richard B. Spence and Tobias Churton have suggested that Crowley was a spy for the British secret services and that among other things he joined the Golden Dawn under their command to monitor the activities of Mathers, who was known to be a Carlist. Spence suggested that the conflict between Mathers and the London lodge for the temple was part of an intelligence operation to undermine Mathers' authority. Spence has suggested that the purpose of Crowley's trip to Mexico might have been to explore Mexican oil prospects for British intelligence. Spence has suggested that his trip to China was orchestrated as part of a British intelligence scheme to monitor the region's opium trade. Churton suggested that Crowley had travelled to Moscow on the orders of British intelligence to spy on revolutionary elements in the city.
Spence and Sutin both claim that Crowley's pro-German work in the United States was actually a cover for him being a double agent for Britain, citing his hyperbolic articles in "The Fatherland" to make the German lobby appear ridiculous in the eyes of the American public. Spence also claims that Crowley encouraged the German Navy to destroy the "Lusitania", informing them that it would ensure the US stayed out of the war, while in reality hoping that it would bring the US into the war on Britain's side.
Legacy and influence.
Crowley has remained an influential figure, both amongst occultists and in popular culture, particularly that of Britain, but also of other parts of the world. In 2002, a BBC poll placed Crowley seventy-third in a list of the 100 Greatest Britons. Richard Cavendish has written of him that "In native talent, penetrating intelligence and determination, Aleister Crowley was the best-equipped magician to emerge since the seventeenth century." The scholar of esotericism Egil Asprem described him as "one of the most well-known figures in modern occultism". The scholar of esotericism Wouter Hanegraaff asserted that Crowley was an extreme representation of "the dark side of the occult", adding that he was "the most notorious occultist magician of the twentieth century". The philosopher John Moore opined that Crowley stood out as a "Modern Master" when compared with other prominent occult figures like George Gurdjieff, P. D. Ouspensky, Rudolf Steiner, or Helena Blavatsky, also describing him as a "living embodiment" of Oswald Spengler's "Faustian Man".
Biographer Tobias Churton considered Crowley "a pioneer of consciousness research". Hutton noted that Crowley had "an important place in the history of modern Western responses to Oriental spiritual traditions", while Sutin thought that he had made "distinctly original contributions" to the study of yoga in the West.
Thelema continued to develop and spread following Crowley's death. In 1969, the O.T.O. was reactivated in California under the leadership of Grady Louis McMurtry; in 1985 its right to the title was unsuccessfully challenged in court by a rival group, the Society Ordo Templi Orientis, led by Brazilian Thelemite Marcelo Ramos Motta.
Another American Thelemite is the filmmaker Kenneth Anger, who had been influenced by Crowley's writings from a young age. In the United Kingdom, Kenneth Grant propagated a tradition known as Typhonian Thelema through his organisation, the Typhonian O.T.O., later renamed the Typhonian Order.
Also in Britain, an occultist known as Amado Crowley claimed to be Crowley's son; this has been refuted by academic investigation. Amado argued that Thelema was a false religion created by Crowley to hide his true esoteric teachings, which Amado claimed to be propagating.
Several Western esoteric traditions other than Thelema were also influenced by Crowley, with Djurdjevic observing that "Crowley's influence on twentieth-century and contemporary esotericism has been enormous". Gerald Gardner, founder of Gardnerian Wicca, made use of much of Crowley's published material when composing the Gardnerian ritual liturgy, and the Australian witch Rosaleen Norton was also heavily influenced by Crowley's ideas. More widely, Crowley became "a dominant figure" in the modern Pagan community. L. Ron Hubbard, the American founder of Scientology, was involved in Thelema in the early 1940s (with Jack Parsons), and it has been argued that Crowley's ideas influenced some of Hubbard's work. The scholars of religion Asbjørn Dyrendel, James R. Lewis, and Jesper Petersen noted that despite the fact that Crowley was not a Satanist, he "in many ways embodies the pre-Satanist esoteric discourse on Satan and Satanism through his lifestyle and his philosophy", with his "image and ought" becoming an "important influence" on the later development of religious Satanism. For instance, two prominent figures in religious Satanism, Anton LaVey and Michael Aquino, were influenced by Crowley's work.
Crowley also had a wider influence in British popular culture. After his time in Cefalù which had brought him to public attention in Britain, various "literary Crowleys" appeared: characters in fiction based upon him. One of the earliest was the character of the poet Shelley Arabin in John Buchan's 1926 novel "The Dancing Floor". In his novel "The Devil Rides Out", the writer Dennis Wheatley used Crowley as a partial basis for the character of Damien Morcata, a portly bald defrocked priest who engages in black magic. The occultist Dion Fortune used Crowley as a basis for characters in her books "The Secrets of Doctor Taverner" (1926) and "The Winged Bull" (1935). He was included as one of the figures on the cover art of The Beatles' album "Sgt. Pepper's Lonely Hearts Club Band" (1967), and his motto of "Do What Thou Wilt" was inscribed on the vinyl of Led Zeppelin's album "Led Zeppelin III" (1970). Led Zeppelin co-founder Jimmy Page bought Boleskine in 1971, and part of the band's film "The Song Remains the Same" was filmed in the grounds. He sold it in 1992. Though David Bowie makes but a fleeting reference to Crowley in the lyrics of his song "Quicksand" (1971), it has been suggested that the lyrics of Bowie's No. 1 hit single "Let's Dance" (1983) may substantially paraphrase Crowley's 1923 poem "Lyric of Love to Leah". Ozzy Osbourne and his lyricist Bob Daisley wrote a song titled "Mr. Crowley" (1980). A prophetic quote about the coming of the New Aeon borrowed from Crowley's work "Magick in Theory and Practice" (1911) has been featured as the opening introduction to the video game "" (1996). Crowley began to receive scholarly attention from academics in the late 1990s.
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1178 | Afterlife | The afterlife or life after death is a purported existence in which the essential part of an individual's stream of consciousness or identity continues to exist after the death of their physical body. The surviving essential aspect varies between belief systems; it may be some partial element, or the entire soul or spirit, which carries with it one's personal identity. Belief in an afterlife is in contrast to the belief in oblivion after death.
In some views, this continued existence takes place in a spiritual realm, while in others, the individual may be reborn into this world and begin the life cycle over again, likely with no memory of what they have done in the past. In this latter view, such rebirths and deaths may take place over and over again continuously until the individual gains entry to a spiritual realm or otherworld. Major views on the afterlife derive from religion, esotericism and metaphysics.
Some belief systems, such as those in the Abrahamic tradition, hold that the dead go to a specific place (e.g. Paradise) after death, as determined by God, based on their actions and beliefs during life. In contrast, in systems of reincarnation, such as those in the Indian religions, the nature of the continued existence is determined directly by the actions of the individual in the ended life.
Different metaphysical models.
Theist immortalists generally believe some afterlife awaits people when they die. Members of some generally non-theistic religions believe in an afterlife without reference to a deity. The Sadducees were an ancient Jewish sect that generally believed that there was a God but no existence after death.
Many religions, whether they believe in the soul's existence in another world like Christianity, Islam, and many pagan belief systems, or reincarnation like many forms of Hinduism and Buddhism, believe that one's status in the afterlife is a consequence of one's conduct during life.
Reincarnation.
Reincarnation is the philosophical or religious concept that an aspect of a living being starts a new life in a different physical body or form after each death. This concept is also known as rebirth or transmigration and is part of the Saṃsāra/karma doctrine of cyclic existence. Samsara refers to the process in which souls (jivas) go through a sequence of human and animal forms. Traditional Hinduism and Buddhism teach that each life helps the soul (jivas) learn until the soul becomes purified to the point of enlightenment (unity with the cosmos). It is a central tenet of all major Indian religions, namely Buddhism, Hinduism, Jainism, and Sikhism. The human idea of reincarnation is found in many diverse ancient cultures, and a belief in rebirth/metempsychosis was held by historic Greek figures, such as Pythagoras and Plato. It is also a common belief of various ancient and modern religions such as Spiritism, theosophy, and Eckankar. It is found as well in many tribal societies around the world, in places such as Australia, East Asia, Siberia, and South America.
Although the majority of denominations within the Abrahamic religions of Judaism, Christianity, and Islam do not believe that individuals reincarnate, particular groups within these religions do refer to reincarnation; these groups include the mainstream historical and contemporary followers of Kabbalah, the Cathars, Alawites, the Druze, and the Rosicrucians. The historical relations between these sects and the beliefs about reincarnation that were characteristic of neoplatonism, Orphism, Hermeticism, Manicheanism, and Gnosticism of the Roman era as well as the Indian religions have been the subject of recent scholarly research. Unity Church and its founder Charles Fillmore teach reincarnation.
Rosicrucians speak of a life review period occurring immediately after death and before entering the afterlife's planes of existence (before the silver cord is broken), followed by a judgment, more akin to a final review or end report over one's life.
Heaven and Hell.
Heaven, the heavens, seven heavens, pure lands, Tian, Jannah, Valhalla, or the Summerland, is a common religious, cosmological, or transcendent place where beings such as gods, angels, jinn, saints, or venerated ancestors are said to originate, be enthroned, or live. According to the beliefs of some religions, heavenly beings can descend to earth or incarnate, and earthly beings can ascend to heaven in the afterlife, or in exceptional cases, enter heaven alive.
Heaven is often described as a "higher place", the holiest place, a paradise, in contrast to hell or the underworld or the "low places", and universally or conditionally accessible by earthly beings according to various standards of divinity, goodness, piety, faith or other virtues or right beliefs or the will of God. Some believe in the possibility of a heaven on Earth in a world to come.
In Hinduism, heaven is considered as "Svarga loka". There are seven positive regions the soul can go to after death and seven negative regions. After completing its stay in the respective region, the soul is subjected to rebirth in different living forms according to its "karma". This cycle can be broken after a soul achieves "Moksha" or "Nirvana". Any place of existence, either of humans, souls or deities, outside the tangible world (heaven, hell, or other) is referred to as otherworld.
Hell, in many religious and folkloric traditions, is a place of torment and punishment in the afterlife. Religions with a linear divine history often depict hell as an eternal destination, while religions with a cyclic history often depict a hell as an intermediary period between incarnations. Typically, these traditions locate hell in another dimension or under the Earth's surface and often include entrances to hell from the land of the living. Other afterlife destinations include purgatory and limbo.
Traditions that do not conceive of the afterlife as a place of punishment or reward merely describe hell as an abode of the dead, the grave, a neutral place (for example, Sheol or Hades) located under the surface of Earth.
Ancient religions.
Ancient Egyptian religion.
The afterlife played an important role in Ancient Egyptian religion, and its belief system is one of the earliest known in recorded history. When the body died, parts of its soul known as "ka" (body double) and the "ba" (personality) would go to the Kingdom of the Dead. While the soul dwelt in the Fields of Aaru, Osiris demanded work as restitution for the protection he provided. Statues were placed in the tombs to serve as substitutes for the deceased.
Arriving at one's reward in afterlife was a demanding ordeal, requiring a sin-free heart and the ability to recite the spells, passwords, and formulae of the Book of the Dead. In the Hall of Two Truths, the deceased's heart was weighed against the "Shu" feather of truth and justice taken from the headdress of the goddess Ma'at. If the heart was lighter than the feather, they could pass on, but if it were heavier they would be devoured by the demon Ammit.
Egyptians also believed that being mummified and put in a sarcophagus (an ancient Egyptian "coffin" carved with complex symbols and designs, as well as pictures and hieroglyphs) was the only way to have an afterlife. What are referred to as the Coffin Texts, are inscribed on a coffin and serve as a guide for the challenges in the afterlife. The Coffin texts are more or less a duplication of the Pyramid Texts, which would serve as a guide for Egyptian pharaohs or queens in the afterlife. Only if the corpse had been properly embalmed and entombed in a mastaba, could the dead live again in the Fields of Yalu and accompany the Sun on its daily ride. Due to the dangers the afterlife posed, the Book of the Dead was placed in the tomb with the body as well as food, jewelry, and 'curses'. They also used the "opening of the mouth".
Ancient Egyptian civilization was based on religion. The belief in the rebirth after death became the driving force behind funeral practices; for them, death was a temporary interruption rather than complete cessation of life. Eternal life could be ensured by means like piety to the gods, preservation of the physical form through mummification, and the provision of statuary and other funerary equipment. Each human consisted of the physical body, the "ka", the "ba", and the "akh". The Name and Shadow were also living entities. To enjoy the afterlife, all these elements had to be sustained and protected from harm.
On 30 March 2010, a spokesman for the Egyptian Culture Ministry claimed it had unearthed a large red granite door in Luxor with inscriptions by User, a powerful adviser to the 18th Dynasty Queen Hatshepsut who ruled between 1479 BC and 1458 BC, the longest of any woman. It believes the false door is a 'door to the Afterlife'. According to the archaeologists, the door was reused in a structure in Roman Egypt.
Ancient Greek and Roman religions.
The Greek god Hades is known in Greek mythology as the king of the underworld, a place where souls live after death. The Greek god Hermes, the messenger of the gods, would take the dead soul of a person to the underworld (sometimes called Hades or the House of Hades). Hermes would leave the soul on the banks of the River Styx, the river between life and death.
Charon, also known as the ferry-man, would take the soul across the river to Hades, if the soul had gold: Upon burial, the family of the dead soul would put coins under the deceased's tongue. Once crossed, the soul would be judged by Aeacus, Rhadamanthus and King Minos. The soul would be sent to Elysium, Tartarus, or Asphodel Fields. The Elysian Fields were for the ones that lived pure lives. It consisted of green fields, valleys and mountains, everyone there was peaceful and contented, and the Sun always shone there. Tartarus was for the people that blasphemed against the gods or were rebellious and consciously evil. In Tartarus, the soul would be punished by being burned in lava or stretched on racks. The Asphodel Fields were for a varied selection of human souls including those whose sins equaled their goodness, those who were indecisive in their lives, and those who were not judged.
Some heroes of Greek legend are allowed to visit the underworld. The Romans had a similar belief system about the afterlife, with Hades becoming known as Pluto. In the ancient Greek myth about the Labours of Heracles, the hero Heracles had to travel to the underworld to capture Cerberus, the three-headed guard dog, as one of his tasks.
In "Dream of Scipio", Cicero describes what seems to be an out of body experience, of the soul traveling high above the Earth, looking down at the small planet, from far away.
In Book VI of Virgil's "Aeneid", the hero, Aeneas, travels to the underworld to see his father. By the River Styx, he sees the souls of those not given a proper burial, forced to wait by the river until someone buries them. While down there, along with the dead, he is shown the place where the wrongly convicted reside, the fields of sorrow where those who committed suicide and now regret it reside, including Aeneas' former lover, the warriors and shades, Tartarus (where the titans and powerful non-mortal enemies of the Olympians reside) where he can hear the groans of the imprisoned, the palace of Pluto, and the fields of Elysium where the descendants of the divine and bravest heroes reside. He sees the river of forgetfulness, Lethe, which the dead must drink to forget their life and begin anew. Lastly, his father shows him all of the future heroes of Rome who will live if Aeneas fulfills his destiny in founding the city.
Other eschatological views populate the ancient-Greek worldview. For instance, Plato argued for reincarnation in several dialogues, including the "Timaeus".
Norse religion.
The Poetic and Prose Eddas, the oldest sources for information on the Norse concept of the afterlife, vary in their description of the several realms that are described as falling under this topic. The most well-known are:
Abrahamic religions.
Judaism.
Sheol.
Sheol, in the Hebrew Bible, is a place of darkness (Job x. 21, 22) to which all the dead go, both the righteous and the unrighteous, regardless of the moral choices made in life, (Gen. xxxvii. 36; Ezek. xxxii.; Isa. xiv.; Job xxx. 23), a place of stillness, (Ps. lxxxviii. 13, xciv. 17; Eccl. ix. 10), at the longest possible distance from heaven (Job xi. 8; Amos ix. 2; Ps. cxxxix. 8).
The inhabitants of Sheol were the "shades" ("rephaim"), entities without personality or strength. Under some circumstances they were thought to be able to be contacted by the living, as the Witch of Endor contacts the shade of Samuel for Saul, but such practices were forbidden (Deuteronomy 18:10).
While the Hebrew Bible appears to describe Sheol as the permanent place of the dead, in the Second Temple period (roughly 500 BC – 70 AD) a more diverse set of ideas developed. In some texts, Sheol is considered to be the home of both the righteous and the wicked, separated into respective compartments; in others, it was considered a place of punishment, meant for the wicked dead alone. When the Hebrew scriptures were translated into Greek in ancient Alexandria around 200 BC, the word "Hades" (the Greek underworld) was substituted for Sheol. This is reflected in the New Testament where Hades is both the underworld of the dead and the personification of the evil it represents.
World to Come.
The Talmud offers a number of thoughts relating to the afterlife. After death, the soul is brought for judgment. Those who have led pristine lives enter immediately into the "Olam Haba" or world to come. Most do not enter the world to come immediately, but experience a period of reflection of their earthly actions and are made aware of what they have done wrong. Some view this period as being a "re-schooling", with the soul gaining wisdom as one's errors are reviewed. Others view this period to include spiritual discomfort for past wrongs. At the end of this period, not longer than one year, the soul then takes its place in the world to come. Although discomforts are made part of certain Jewish conceptions of the afterlife, the concept of eternal damnation is not a tenet of the Jewish afterlife. According to the Talmud, extinction of the soul is reserved for a far smaller group of malicious and evil leaders, either whose very evil deeds go way beyond norms, or who lead large groups of people to utmost evil. This is also part of Maimonides' 13 principles of faith.
Maimonides describes the "Olam Haba" in spiritual terms, relegating the prophesied physical resurrection to the status of a future miracle, unrelated to the afterlife or the Messianic era. According to Maimonides, an afterlife continues for the soul of every human being, a soul now separated from the body in which it was "housed" during its earthly existence.
The Zohar describes Gehenna not as a place of punishment for the wicked but as a place of spiritual purification for souls.
Reincarnation in Jewish tradition.
Although there is no reference to reincarnation in the Talmud or any prior writings, according to rabbis such as Avraham Arieh Trugman, reincarnation is recognized as being part and parcel of Jewish tradition. Trugman explains that it is through oral tradition that the meanings of the Torah, its commandments and stories, are known and understood. The classic work of Jewish mysticism, the Zohar, is quoted liberally in all Jewish learning; in the Zohar the idea of reincarnation is mentioned repeatedly. Trugman states that in the last five centuries the concept of reincarnation, which until then had been a much hidden tradition within Judaism, was given open exposure.
Shraga Simmons commented that within the Bible itself, the idea [of reincarnation] is intimated in Deut. 25:5–10, Deut. 33:6 and Isaiah 22:14, 65:6.
Yirmiyahu Ullman wrote that reincarnation is an "ancient, mainstream belief in Judaism". The Zohar makes frequent and lengthy references to reincarnation. Onkelos, a righteous convert and authoritative commentator of the same period, explained the verse, "Let Reuben live and not die ..." (Deuteronomy 33:6) to mean that Reuben should merit the World to Come directly, and not have to die again as a result of being reincarnated. Torah scholar, commentator and kabbalist, Nachmanides (Ramban 1195–1270), attributed Job's suffering to reincarnation, as hinted in Job's saying "God does all these things twice or three times with a man, to bring back his soul from the pit to... the light of the living' (Job 33:29, 30)."
Reincarnation, called "gilgul", became popular in folk belief, and is found in much Yiddish literature among Ashkenazi Jews. Among a few kabbalists, it was posited that some human souls could end up being reincarnated into non-human bodies. These ideas were found in a number of Kabbalistic works from the 13th century, and also among many mystics in the late 16th century. Martin Buber's early collection of stories of the Baal Shem Tov's life includes several that refer to people reincarnating in successive lives.
Among well known (generally non-kabbalist or anti-kabbalist) rabbis who rejected the idea of reincarnation are Saadia Gaon, David Kimhi, Hasdai Crescas, Yedayah Bedershi (early 14th century), Joseph Albo, Abraham ibn Daud, the Rosh and Leon de Modena. Saadia Gaon, in Emunoth ve-Deoth (Hebrew: "beliefs and opinions") concludes Section VI with a refutation of the doctrine of metempsychosis (reincarnation). While rebutting reincarnation, Saadia Gaon further states that Jews who hold to reincarnation have adopted non-Jewish beliefs. By no means do all Jews today believe in reincarnation, but belief in reincarnation is not uncommon among many Jews, including Orthodox.
Other well-known rabbis who are reincarnationists include Yonassan Gershom, Abraham Isaac Kook, Talmud scholar Adin Steinsaltz, DovBer Pinson, David M. Wexelman, Zalman Schachter, and many others. Reincarnation is cited by authoritative biblical commentators, including Ramban (Nachmanides), Menachem Recanti and Rabbenu Bachya.
Among the many volumes of Yitzchak Luria, most of which come down from the pen of his primary disciple, Chaim Vital, are insights explaining issues related to reincarnation. His "Shaar HaGilgulim", "The Gates of Reincarnation", is a book devoted exclusively to the subject of reincarnation in Judaism.
Rabbi Naftali Silberberg of The Rohr Jewish Learning Institute notes that "Many ideas that originate in other religions and belief systems have been popularized in the media and are taken for granted by unassuming Jews."
Christianity.
Mainstream Christianity professes belief in the Nicene Creed, and English versions of the Nicene Creed in current use include the phrase: "We look for the resurrection of the dead, and the life of the world to come."
When questioned by the Sadducees about the resurrection of the dead (in a context relating to who one's spouse would be if one had been married several times in life), Jesus said that marriage will be irrelevant after the resurrection as the resurrected will be like the angels in heaven.
Jesus also maintained that the time would come when the dead would hear the voice of the Son of God, and all who were in the tombs would come out; those who have heard His "[commandments] and believes in the one who sent [Him]" to the resurrection of life, but those who do not to the resurrection of condemnation.
The Book of Enoch describes Sheol as divided into four compartments for four types of the dead: the faithful saints who await resurrection in Paradise, the merely virtuous who await their reward, the wicked who await punishment, and the wicked who have already been punished and will not be resurrected on Judgment Day. The Book of Enoch is considered apocryphal by most denominations of Christianity and all denominations of Judaism.
The book of 2 Maccabees gives a clear account of the dead awaiting a future resurrection and judgment in addition to prayers and offerings for the dead to remove the burden of sin.
The author of Luke recounts the story of Lazarus and the rich man, which shows people in Hades awaiting the resurrection either in comfort or torment. The author of the Book of Revelation writes about God and the angels versus Satan and demons in an epic battle at the end of times when all souls are judged. There is mention of ghostly bodies of past prophets, and the transfiguration.
The non-canonical Acts of Paul and Thecla speak of the efficacy of prayer for the dead so that they might be "translated to a state of happiness".
Hippolytus of Rome pictures the underworld (Hades) as a place where the righteous dead, awaiting in the bosom of Abraham their resurrection, rejoice at their future prospect, while the unrighteous are tormented at the sight of the "lake of unquenchable fire" into which they are destined to be cast.
Gregory of Nyssa discusses the long-before believed possibility of purification of souls after death.
Pope Gregory I repeats the concept, articulated over a century earlier by Gregory of Nyssa that the saved suffer purification after death, in connection with which he wrote of "purgatorial flames".
The noun "purgatorium" (Latin: place of cleansing) is used for the first time to describe a state of painful purification of the saved after life. The same word in adjectival form ("purgatorius -a -um", cleansing), which appears also in non-religious writing, was already used by Christians such as Augustine of Hippo and Pope Gregory I to refer to an after-death cleansing.
During the Age of Enlightenment, theologians and philosophers presented various philosophies and beliefs. A notable example is Emanuel Swedenborg who wrote some 18 theological works which describe in detail the nature of the afterlife according to his claimed spiritual experiences, the most famous of which is "Heaven and Hell". His report of life there covers a wide range of topics, such as marriage in heaven (where all angels are married), children in heaven (where they are raised by angel parents), time and space in heaven (there are none), the after-death awakening process in the World of Spirits (a place halfway between Heaven and Hell and where people first wake up after death), the allowance of a free will choice between Heaven or Hell (as opposed to being sent to either one by God), the eternity of Hell (one could leave but would never want to), and that all angels or devils were once people on earth.
The Catholic Church.
The Catholic conception of the afterlife teaches that after the body dies, the soul is judged, the righteous and free of sin enter Heaven. However, those who die in unrepented mortal sin go to hell. In the 1990s, the Catechism of the Catholic Church defined hell not as punishment imposed on the sinner but rather as the sinner's self-exclusion from God. Unlike other Christian groups, the Catholic Church teaches that those who die in a state of grace, but still carry venial sin, go to a place called Purgatory where they undergo purification to enter Heaven.
Limbo.
Despite popular opinion, Limbo, which was elaborated upon by theologians beginning in the Middle Ages, was never recognized as a dogma of the Catholic Church, yet, at times, it has been a very popular theological theory within the Church. Limbo is a theory that unbaptized but innocent souls, such as those of infants, virtuous individuals who lived before Jesus Christ was born on earth, or those that die before baptism exist in neither Heaven nor Hell proper. Therefore, these souls neither merit the beatific vision, nor are subjected to any punishment, because they are not guilty of any personal sin although they have not received baptism, so still bear original sin. So they are generally seen as existing in a state of natural, but not supernatural, happiness, until the end of time.
In other Christian denominations it has been described as an intermediate place or state of confinement in oblivion and neglect.
Purgatory.
The notion of purgatory is associated particularly with the Catholic Church. In the Catholic Church, all those who die in God's grace and friendship, but still imperfectly purified, are indeed assured of their eternal salvation; but after death they undergo purification, so as to achieve the holiness necessary to enter the joy of heaven or the final purification of the elect, which is entirely different from the punishment of the damned. The tradition of the church, by reference to certain texts of scripture, speaks of a "cleansing fire" although it is not always called purgatory.
Anglicans of the Anglo-Catholic tradition generally also hold to the belief. John Wesley, the founder of Methodism, believed in an intermediate state between death and the resurrection of the dead and in the possibility of "continuing to grow in holiness there", but Methodism does not officially affirm this belief and denies the possibility of helping by prayer any who may be in that state.
Orthodox Christianity.
The Orthodox Church is intentionally reticent on the afterlife, as it acknowledges the mystery especially of things that have not yet occurred. Beyond the second coming of Jesus, bodily resurrection, and final judgment, all of which is affirmed in the Nicene Creed (325 CE), Orthodoxy does not teach much else in any definitive manner. Unlike Western forms of Christianity, however, Orthodoxy is traditionally non-dualist and does not teach that there are two separate literal locations of heaven and hell, but instead acknowledges that "the 'location' of one's final destiny—heaven or hell—as being figurative."
Instead, Orthodoxy teaches that the final judgment is one's uniform encounter with divine love and mercy, but this encounter is experienced multifariously depending on the extent to which one has been transformed, partaken of divinity, and is therefore compatible or incompatible with God. "The monadic, immutable, and ceaseless object of eschatological encounter is therefore the love and mercy of God, his glory which infuses the heavenly temple, and it is the subjective human reaction which engenders multiplicity or any division of experience." For instance, St. Isaac the Syrian observes in his "Ascetical Homilies" that "those who are punished in Gehenna, are scourged by the scourge of love. ... The power of love works in two ways: it torments sinners ... [as] bitter regret. But love inebriates the souls of the sons of Heaven by its delectability." In this sense, the divine action is always, immutably, and uniformly love and if one experiences this love negatively, the experience is then one of self-condemnation because of free will rather than condemnation by God.
Orthodoxy therefore uses the description of Jesus' judgment in John 3:19–21 as their model: "19 And this is the judgment: the light has come into the world, and people loved the darkness rather than the light because their works were evil. 20 For everyone who does wicked things hates the light and does not come to the light, lest his works should be exposed. 21 But whoever does what is true comes to the light, so that it may be clearly seen that his works have been carried out in God." As a characteristically Orthodox understanding, then, Fr. Thomas Hopko writes, "[I]t is precisely the presence of God's mercy and love which cause the torment of the wicked. God does not punish; he forgives... . In a word, God has mercy on all, whether all like it or not. If we like it, it is paradise; if we do not, it is hell. Every knee will bend before the Lord. Everything will be subject to Him. God in Christ will indeed be "all and in all," with boundless mercy and unconditional pardon. But not all will rejoice in God's gift of forgiveness, and that choice will be judgment, the self-inflicted source of their sorrow and pain."
Moreover, Orthodoxy includes a prevalent tradition of "apokatastasis", or the restoration of all things in the end. This has been taught most notably by Origen, but also many other Church fathers and Saints, including Gregory of Nyssa. The Second Council of Constantinople (553 CE) affirmed the orthodoxy of Gregory of Nyssa while simultaneously condemning Origen's brand of universalism because it taught the restoration back to our pre-existent state, which Orthodoxy doesn't teach. It is also a teaching of such eminent Orthodox theologians as Olivier Clément, Metropolitan Kallistos Ware, and Bishop Hilarion Alfeyev. Although apokatastasis is not a dogma of the church but instead a theologoumenon, it is no less a teaching of the Orthodox Church than its rejection. As Met. Kallistos Ware explains, "It is heretical to say that all must be saved, for this is to deny free will; but, it is legitimate to hope that all may be saved," as insisting on torment without end also denies free will.
The Church of Jesus Christ of Latter-day Saints.
Joseph F. Smith of the Church of Jesus Christ of Latter-day Saints presents an elaborate vision of the afterlife. It is revealed as the scene of an extensive missionary effort by righteous spirits in paradise to redeem those still in darkness—a spirit prison or "hell" where the spirits of the dead remain until judgment. It is divided into two parts: Spirit Prison and Paradise. Together these are also known as the Spirit World (also Abraham's Bosom; see Luke 16:19–25). They believe that Christ visited spirit prison (1 Peter 3:18–20) and opened the gate for those who repent to cross over to Paradise. This is similar to the Harrowing of Hell doctrine of some mainstream Christian faiths. Both Spirit Prison and Paradise are temporary according to Latter-day Saint beliefs. After the resurrection, spirits are assigned "permanently" to three degrees of heavenly glory, determined by how they lived – Celestial, Terrestrial, and Telestial. (1 Cor 15:44–42; Doctrine and Covenants, Section 76) Sons of Perdition, or those who have known and seen God and deny it, will be sent to the realm of Satan, which is called Outer Darkness, where they shall live in misery and agony forever. However, according to the beliefs of the Church of Jesus Christ of Latter Day Saints, most persons lack the amount of knowledge to commit the Eternal sin and are therefore incapable of becoming sons of perdition.
The Celestial Kingdom is believed to be a place where the righteous can live eternally with their families. Progression does not end once one has entered the Celestial Kingdom, but extends eternally. According to "True to the Faith" (a handbook on doctrines in the LDS faith), "The celestial kingdom is the place prepared for those who have "received the testimony of Jesus" and been "made perfect through Jesus the mediator of the new covenant, who wrought out this perfect atonement through the shedding of his own blood" (Doctrine and Covenants, 76:51, 69). To inherit this gift, we must receive the ordinances of salvation, keep the commandments, and repent of our sins."
Jehovah's Witnesses.
Jehovah's Witnesses occasionally use terms such as "afterlife" to refer to any hope for the dead, but they understand Ecclesiastes 9:5 to preclude belief in an immortal soul. Individuals judged by God to be wicked, such as in the Great Flood or at Armageddon, are given no hope of an afterlife. However, they believe that after Armageddon there will be a bodily resurrection of "both righteous and unrighteous" dead (but not the "wicked"). Survivors of Armageddon and those who are resurrected are then to gradually restore earth to a paradise. After Armageddon, unrepentant sinners are punished with eternal death (non-existence).
Seventh-day Adventists.
The Seventh-day Adventist Church's beliefs regarding the afterlife differ from other Christian churches. Rather than ascend to Heaven or descend to Hell, Adventists believe the dead "remain unconscious until the return of Christ in judgement". The concept that the dead remain dead until resurrection is one of the fundamental beliefs of Seventh-day Adventism. Adventists believe that death is an unconscious state (a "sleep"). This is based on Matt. 9:24; Mark 5:39; John 11:11-14; 1 Cor. 15:51, 52; 1 Thess. 4:13-17; 2 Peter 3:4; Eccl. 9:5, 6, 10. At death, all consciousness ends. The dead person does not know anything and does not do anything. They believe that death is a decreation, or an undoing of what was created. This is described in Ecclesiastes 12:7: "When a person dies, the body turns to dust again, and the spirit goes back to God, who gave it." The spirit of every person who dies—whether saved or unsaved—returns to God at death. The spirit that returns to God at death is the breath of life.
Islam.
The Quran (the holy book of Islam), emphasizes the insignificance of worldly life ("ḥayāt ad-dunyā" usually translated as "this world") vis-a-vis the hereafter.
A central doctrine of Islamic faith is the Last Day ("al-yawm al-ākhir", also known by other names), on which the world will come to an end and God will raise all mankind (as well as the "jinn") from the dead and evaluate their worldly actions. The resurrected will be judged according to their deeds, records of which are kept on two books compiled for every human being—one for their good deeds and one for their evil ones.
Having been judged, the resurrected will cross the bridge of As-Sirāt over the pit of hell; when the condemned attempt to they will be made to fall off into hellfire below; while the righteous will have no trouble and continue on to their eternal abode of heaven.
Afterlife in Islam actually begins before the Last Day.
After death, humans will be questioned about their faith by two angels, Munkar and Nakīr. Those who die as martyrs go immediately to paradise. Others who have died and been buried, will receive a taste of their eternal reward from the "al-qabr" or "the grave" (compare the Jewish concept of Sheol). Those bound for hell will suffer "punishment of the grave", while those bound for heaven will find the grave "peaceful and blessed".
Islamic scripture — the Quran and hadith (reports of the words and deeds of the Islamic Prophet Muhammad who is believed to have visited heaven and hell during his Isra and Mi'raj journey) -- give vivid descriptions of the pleasures of paradise (Jannah) and sufferings of hell ("Jahannam"). The gardens of jannah have cool shade adorned couchs and cushions rich carpets spread out, cups full of wine and every meat and fruit . Men will be provided with perpetually youthful, beautiful "ḥūr", "untouched beforehand by man or jinn", with large, beautiful eyes .
In contrast, those in Jahannam will dwell in a land infested with thousands of serpents and scorpions; be "burnt" by "scorching fire" and when "their skins are roasted through, We shall change them for fresh skins" to repeat the process forever ; they will have nothing to drink but "boiling water and running sores" ; their cries of remorse and pleading for forgiveness will be in vain .
Traditionally "jannah" and "jahannam" are thought to have different levels. Eight gates and eight levels in "Jannah", where the higher the level the better it is and the happier you are. "Jahannam" possess seven layers. Each layer more horrible than the one above.
The Quran teaches that the purpose of Man's creation is to worship God and God alone. Those it describes as being punished in hell are "most typically", unbelievers, including those who worship others besides Allah , those who deny the divine origin of the Quran , or the coming of Judgement Day .
Straightforward crimes/sins against other people are also grounds for going to hell: the murder of a believer , usury (Q.2:275), devouring the property of an orphan , slander , particularly of a chaste woman .
However it is a common belief among Muslims that whatever crimes/sins Muslims may have committed, their punishment in hell will be temporary. Only unbelievers will reside in hell permanently. Thus Jahannam combines both the concept of an eternal hell (for unbelievers), and what is known in Christian Catholicism as purgatory (for believers eventually destined for heaven after punishment for their sins).
The common belief holds that "Jahannam" coexists with the temporal world. Mainstream Islam teaches the continued existence of the soul and a transformed physical existence after death. The resurrection that will take place on the Last Day is physical, and is explained by suggesting that God will re-create the decayed body ("Have they not realized that Allah, Who created the heavens and the earth, can ˹easily˺ re-create them?" ).
Ahmadiyya.
Ahmadi Muslims believe that the afterlife is not material but of a spiritual nature. According to Mirza Ghulam Ahmad, founder of the Ahmadiyya Muslim Community, the soul will give birth to another rarer entity and will resemble the life on this earth in the sense that this entity will bear a similar relationship to the soul as the soul bears relationship with the human existence on earth. On earth, if a person leads a righteous life and submits to the will of God, his or her tastes become attuned to enjoying spiritual pleasures as opposed to carnal desires. With this, an "embryonic soul" begins to take shape. Different tastes are said to be born which a person given to carnal passions finds no enjoyment. For example, sacrifice of one's own rights over that of others becomes enjoyable, or that forgiveness becomes second nature. In such a state a person finds contentment and peace at heart and at this stage, according to Ahmadiyya beliefs, it can be said that a soul within the soul has begun to take shape.
Sufism.
The Sufi Muslim scholar Ibn 'Arabi defined Barzakh as the intermediate realm or "isthmus". It is between the world of corporeal bodies and the world of spirits, and is a means of contact between the two worlds. Without it, there would be no contact between the two and both would cease to exist. He described it as simple and luminous, like the world of spirits, but also able to take on many different forms just like the world of corporeal bodies can. In broader terms Barzakh, "is anything that separates two things". It has been called the dream world in which the dreamer is in both life and death.
Baháʼí Faith.
The teachings of the Baháʼí Faith state that the nature of the afterlife is beyond the understanding of those living, just as an unborn fetus cannot understand the nature of the world outside of the womb. The Baháʼí writings state that the soul is immortal and after death it will continue to progress until it finally attains God's presence. In Baháʼí belief, souls in the afterlife will continue to retain their individuality and consciousness and will be able to recognize and communicate spiritually with other souls whom they have made deep profound friendships with, such as their spouses.
The Baháʼí scriptures also state there are distinctions between souls in the afterlife, and that souls will recognize the worth of their own deeds and understand the consequences of their actions. It is explained that those souls that have turned toward God will experience gladness, while those who have lived in error will become aware of the opportunities they have lost. Also, in the Baháʼí view, souls will be able to recognize the accomplishments of the souls that have reached the same level as themselves, but not those that have achieved a rank higher than them.
Indian religions.
Early Indian religions were characterized by the belief in an afterlife, Ancestor worship, and related rites. These concepts started to significantly change after the period of the Upanishads.
Buddhism.
Afterlife in Buddhism is complex, consisting of an intermediated spirit world, the six realms of existence, and the pure land after achieving enlightenment. Ancestor worship, and links to one's ancestors, was once an important component of early Buddhism, but became less relevant already before the formation of the different Buddhist streams. The concepts and importance of afterlife vary among modern Buddhist teachings.
Buddhists maintain that rebirth takes place without an unchanging self or soul passing from one form to another. The type of rebirth will be conditioned by the moral tone of the person's actions (kamma or karma). For example, if a person has committed harmful actions by body, speech and mind based on greed, hate and delusion, would have his/her rebirth in a lower realm, i.e. an animal, a hungry ghost or a hell realm, is to be expected. On the other hand, where a person has performed skillful actions based on generosity, loving-kindness (metta), compassion and wisdom, rebirth in a happy realm, i.e. human or one of the many heavenly realms, can be expected.
However, the mechanism of rebirth with Kamma is not deterministic. It depends on various levels of kamma. The most important moment that determines where a person is reborn into is the last thought moment. At that moment, heavy kamma would ripen if there were performed. If not, near death kamma would ripen, and if not death kamma, then habitual kamma would ripen. Finally if none of the above happened, then residual kamma from previous actions can ripen. According to Theravada Buddhism, there are 31 realms of existence that one can be reborn into. According to these, 31 existences comprise 20 existences of supreme deities (Brahmas); 6 existences of deities (Devas); the human existence (Manussa); and, lastly, 4 existences of deprivation or unhappiness (Apaya).
Pure Land Buddhism of Mahayana believes in a special place apart from the 31 planes of existence called Pure Land. It is believed that each Buddha has their own pure land, created out of their merits for the sake of sentient beings who recall them mindfully to be able to be reborn in their pure land and train to become a Buddha there. Thus the main practice of pure land Buddhism is to chant a Buddha's name.
In Tibetan Buddhism the Tibetan Book of the Dead explains the intermediate state of humans between death and reincarnation. The deceased will find the bright light of wisdom, which shows a straightforward path to move upward and leave the cycle of reincarnation. There are various reasons why the deceased do not follow that light. Some had no briefing about the intermediate state in the former life. Others only used to follow their basic instincts like animals. And some have fear, which results from foul deeds in the former life or from insistent haughtiness. In the intermediate state the awareness is very flexible, so it is important to be virtuous, adopt a positive attitude, and avoid negative ideas. Ideas which are rising from subconsciousness can cause extreme tempers and cowing visions. In this situation they have to understand, that these manifestations are just reflections of the inner thoughts. No one can really hurt them, because they have no more material body. The deceased get help from different Buddhas who show them the path to the bright light. The ones who do not follow the path after all will get hints for a better reincarnation. They have to release the things and beings on which or whom they still hang from the life before. It is recommended to choose a family where the parents trust in the Dharma and to reincarnate with the will to care for the welfare of all beings.
Hinduism.
There are two major views of afterlife in Hinduism: mythical and philosophical. The philosophies of Hinduism consider each individual consists of 3 bodies: physical body compose of water and bio-matter ("sthūla śarīra"), an energetic/psychic/mental/subtle body ("sūkṣma-śarīra") and a causal body ("kāraṇa śarīra") comprising subliminal stuff i.e. mental impressions etc.
The individual is a stream of consciousness ("Ātman") which flows through all the physical changes of the body and at the death of the physical body, flows on into another physical body. The two components that transmigrate are the subtle body and the causal body.
The thought that occupies the mind at the time of death determines the quality of our rebirth (antim smaraṇa), hence Hinduism advises to be mindful of one's thoughts and cultivate positive wholesome thoughts - Mantra chanting (Japa) is commonly practiced for this.
The mythical includes the philosophical but adds heaven and hell myths.
When one leaves the physical body at death he appears in the court of Lord Yama, the God of Death for an exit interview. The panel consists of Yama and Chitragupta - the cosmic accountant,he has a book which consists the history of the dead persons according to his/her mistakes the lord yama decides the punishment.and Varuna the cosmic intelligence officer. He is counseled about his life, achievements and failures and is shown a mirror in which his entire life is reflected. (Philosophically these three men are projections of one's mind) Yama the Lord of Justice then sends him to a heavenly realm (svarga) if he has been exceptionally benevolent and beneficent for a period of Rest and Recreation. his period is limited in time by the weight of his good deeds. If he has been exceptionally malevolent and caused immense suffering to other beings then he is sent to a hell realm (naraka) for his sins. After one has exhausted his karmas, he takes birth again to continue his spiritual evolution. However, belief in rebirth was not a part of early Vedic religions and texts. It was later developed by Rishis who challenged the idea of one life as being simplistic.
Rebirth can take place as a god (deva), a human (manuṣya) an animal (tiryak) — but it is generally taught that the spiritual evolution takes place from lower to higher species. In certain cases of traumatic death a person can take the form of a Preta or Hungry Ghost - and remains in an earth-bound state interminably - until certain ceremonies are done to liberate them. This mythological part is extensively elaborated in the Hindu Puranas especially in the Garuda Purana.
The Upanishads are the first scriptures in Hinduism which explicitly mention about Afterlife, The Bhagavad Gita, a famous Hindu script, says that just as a man discards his old clothes and wears new ones; similarly the Atman discards the old body and takes on a new one. In Hinduism, the belief is that the body is nothing but a shell, the consciousness inside is immutable and indestructible and takes on different lives in a cycle of birth and death. The end of this cycle is called "mukti" (Sanskrit: मुक्ति) and staying finally with the ultimate reality forever; is "moksha" (Sanskrit: मोक्ष) or liberation.
The (diverse) views of modern Hinduism in part differ significantly from the Historical Vedic religion.
Jainism.
Jainism also believes in the afterlife. They believe that the soul takes on a body form based on previous karmas or actions performed by that soul through eternity. Jains believe the soul is eternal and that the freedom from the cycle of reincarnation is the means to attain eternal bliss.
Sikhism.
The essential doctrine of Sikhism is to experience the divine through simple living, meditation and contemplation while being alive. Sikhism also has the belief of being in union with God while living. Accounts of afterlife are considered to be aimed at the popular prevailing views of the time so as to provide a referential framework without necessarily establishing a belief in the afterlife. Thus while it is also acknowledged that living the life of a householder is above the metaphysical truth, Sikhism can be considered agnostic to the question of an afterlife. Some scholars also interpret the mention of reincarnation to be naturalistic akin to the biogeochemical cycles.
But if one analyses the Sikh Scriptures carefully, one may find that on many occasions the afterlife and the existence of heaven and hell are mentioned and criticised in "Guru Granth Sahib" and in "Dasam Granth" as non true man made ideas, so from that it can be concluded that Sikhism does not believe in the existence of heaven and hell; however, heaven and hell are created to temporarily reward and punish, and one will then take birth again until one merges in God. According to the Sikh scriptures, the human form is the closet form to God if the Guru is read and understood, and the best opportunity for a human being to attain salvation and merge back with God and fully understand Him. Sikh Gurus said that nothing dies, nothing is born, everything is ever present, and it just changes forms. Like standing in front of a wardrobe, you pick up a dress and wear it and then you discard it. You wear another one. Thus, in the view of Sikhism, your soul is never born and never dies. Your soul is a part of God and hence lives forever.
Others.
Gnosticism.
In Gnostic teachings humans contain a divine spark within them said to have been trapped in their bodies by the creator of the material universe known as the Demiurge. It was believed that this spark could be released from the material world and enter into the heavenly spiritual world beyond it if special knowledge or gnosis was attained. The Cathars, for example, viewed reincarnation as a trap made by Satan, who tricked angels from the heavenly realm into entering the physical bodies of humans. They viewed the purpose of life as a way to escape the constant cycle of spiritual incarnations by letting go of worldly attachments.
Shinto.
It is common for families to participate in ceremonies for children at a shrine, yet have a Buddhist funeral at the time of death. In old Japanese legends, it is often claimed that the dead go to a place called "yomi" (黄泉), a gloomy underground realm with a river separating the living from the dead mentioned in the legend of Izanami and Izanagi. This "yomi" very closely resembles the Greek Hades; however, later myths include notions of resurrection and even Elysium-like descriptions such as in the legend of Ōkuninushi and Susanoo. Shinto tends to hold negative views on death and corpses as a source of pollution called "kegare". However, death is also viewed as a path towards apotheosis in Shintoism as can be evidenced by how legendary individuals become enshrined after death. Perhaps the most famous would be Emperor Ōjin who was enshrined as Hachiman the God of War after his death.
Spiritualism.
According to Edgar Cayce, the afterlife consisted of nine realms equated with the nine planets of astrology. The first, symbolized by Saturn, was a level for the purification of the souls. The second, Mercury's realm, gives us the ability to consider problems as a whole. The third of the nine soul realms is ruled by Earth and is associated with the Earthly pleasures. The fourth realm is where we find out about love and is ruled by Venus. The fifth realm is where we meet our limitations and is ruled by Mars. The sixth realm is ruled by Neptune, and is where we begin to use our creative powers and free ourselves from the material world. The seventh realm is symbolized by Jupiter, which strengthens the soul's ability to depict situations, to analyze people and places, things, and conditions. The eighth afterlife realm is ruled by Uranus and develops psychic ability. The ninth afterlife realm is symbolized by Pluto, the astrological realm of the unconscious. This afterlife realm is a transient place where souls can choose to travel to other realms or other solar systems, it is the souls liberation into eternity, and is the realm that opens the doorway from our solar system into the cosmos point of view.
Mainstream Spiritualists postulate a series of seven realms that are not unlike Edgar Cayce's nine realms ruled by the planets. As it evolves, the soul moves higher and higher until it reaches the ultimate realm of spiritual oneness. The first realm, equated with hell, is the place where troubled souls spend a long time before they are compelled to move up to the next level. The second realm, where most souls move directly, is thought of as an intermediate transition between the lower planes of life and hell and the higher perfect realms of the universe. The third level is for those who have worked with their karmic inheritance. The fourth level is that from which evolved souls teach and direct those on Earth. The fifth level is where the soul leaves human consciousness behind. At the sixth plane, the soul is finally aligned with the cosmic consciousness and has no sense of separateness or individuality. Finally, the seventh level, the goal of each soul, is where the soul transcends its own sense of "soulfulness" and reunites with the World Soul and the universe.
Traditional African religions.
Traditional African religions are diverse in their beliefs in an afterlife. Hunter-gatherer societies such as the Hadza have no particular belief in an afterlife, and the death of an individual is a straightforward end to their existence. Ancestor cults are found throughout Sub-Saharan Africa, including cultures like the Yombe, Beng, Yoruba and Ewe, "[T]he belief that the dead come back into life and are reborn into their families is given concrete expression in the personal names that are given to children...What is reincarnated are some of the dominant characteristics of the ancestor and not his soul. For each soul remains distinct and each birth represents a new soul." The Yoruba, Dogon and LoDagoa have eschatological ideas similar to Abrahamic religions, "but in most African societies, there is a marked absence of such clear-cut notions of heaven and hell, although there are notions of God judging the soul after death." In some societies like the Mende, multiple beliefs coexist. The Mende believe that people die twice: once during the process of joining the secret society, and again during biological death after which they become ancestors. However, some Mende also believe that after people are created by God they live ten consecutive lives, each in progressively descending worlds. One cross-cultural theme is that the ancestors are part of the world of the living, interacting with it regularly.
Unitarian Universalism.
Some Unitarian Universalists believe in universalism: that all souls will ultimately be saved and that there are no torments of hell. Unitarian Universalists differ widely in their theology hence there is no exact same stance on the issue. Although Unitarians historically believed in a literal hell, and Universalists historically believed that everyone goes to heaven, modern Unitarian Universalists can be categorized into those believing in a heaven, reincarnation and oblivion. Most Unitarian Universalists believe that heaven and hell are symbolic places of consciousness and the faith is largely focused on the worldly life rather than any possible afterlife.
Wicca.
The Wiccan afterlife is most commonly described as The Summerland. Here, souls rest, recuperate from life, and reflect on the experiences they had during their lives. After a period of rest, the souls are reincarnated, and the memory of their previous lives is erased. Many Wiccans see The Summerland as a place to reflect on their life actions. It is not a place of reward, but rather the end of a life journey at an end point of incarnations.
Zoroastrianism.
Zoroastrianism states that the "urvan", the disembodied spirit, lingers on earth for three days before departing downward to the kingdom of the dead that is ruled by Yima. For the three days that it rests on Earth, righteous souls sit at the head of their body, chanting the Ustavaiti Gathas with joy, while a wicked person sits at the feet of the corpse, wails and recites the Yasna. Zoroastrianism states that for the righteous souls, a beautiful maiden, which is the personification of the soul's good thoughts, words and deeds, appears. For a wicked person, a very old, ugly, naked hag appears. After three nights, the soul of the wicked is taken by the demon Vizaresa (Vīzarəša), to Chinvat bridge, and is made to go to darkness (hell).
Yima is believed to have been the first king on earth to rule, as well as the first man to die. Inside of Yima's realm, the spirits live a shadowy existence, and are dependent on their own descendants which are still living on Earth. Their descendants are to satisfy their hunger and clothe them, through rituals done on earth.
Rituals which are done on the first three days are vital and important, as they protect the soul from evil powers and give it strength to reach the underworld. After three days, the soul crosses Chinvat bridge which is the Final Judgment of the soul. Rashnu and Sraosha are present at the final judgment. The list is expanded sometimes, and include Vahman and Ormazd. Rashnu is the yazata who holds the scales of justice. If the good deeds of the person outweigh the bad, the soul is worthy of paradise. If the bad deeds outweigh the good, the bridge narrows down to the width of a blade-edge, and a horrid hag pulls the soul in her arms, and takes it down to hell with her.
Misvan Gatu is the "place of the mixed ones" where the souls lead a gray existence, lacking both joy and sorrow. A soul goes here if his/her good deeds and bad deeds are equal, and Rashnu's scale is equal.
Parapsychology.
The Society for Psychical Research was founded in 1882 with the express intention of investigating phenomena relating to Spiritualism and the afterlife. Its members continue to conduct scientific research on the paranormal to this day. Some of the earliest attempts to apply scientific methods to the study of phenomena relating to an afterlife were conducted by this organization. Its earliest members included noted scientists like William Crookes, and philosophers such as Henry Sidgwick and William James.
Parapsychological investigation of the afterlife includes the study of haunting, apparitions of the deceased, instrumental trans-communication, electronic voice phenomena, and mediumship.
A study conducted in 1901 by physician Duncan MacDougall sought to measure the weight lost by a human when the soul "departed the body" upon death. MacDougall weighed dying patients in an attempt to prove that the soul was material, tangible and thus measurable. Although MacDougall's results varied considerably from "21 grams", for some people this figure has become synonymous with the measure of a soul's mass. The title of the 2003 movie "21 Grams" is a reference to MacDougall's findings. His results have never been reproduced, and are generally regarded either as meaningless or considered to have had little if any scientific merit.
Frank Tipler has argued that physics can explain immortality, although such arguments are not falsifiable and, in Karl Popper's views, they do not qualify as science.
After 25 years of parapsychological research Susan Blackmore came to the conclusion that, according to her experiences, there is not enough empirical evidence for many of these cases.
Mediumship.
Mediums purportedly act as a vessel for communications from spirits in other realms. Mediumship is not specific to one culture or religion; it can be identified in several belief systems, most notably Spiritualism. While the practice gained popularity in Europe and North America in the 19th century, evidence of mediumship dates back thousands of years in Asia. Mediums who claim to have contact with deceased people include Tyler Henry and Pascal Voggenhuber.
Near death research.
Research also includes the study of the near death experience. Scientists who have worked in this area include Elisabeth Kübler-Ross, Raymond Moody, Sam Parnia, Michael Sabom, Bruce Greyson, Peter Fenwick, Jeffrey Long, Susan Blackmore, Charles Tart, William James, Ian Stevenson, Michael Persinger, Pim van Lommel, Penny Sartori, Walter van Laack among others.
Past life regression.
Past life regression is a method that uses hypnosis to recover what practitioners believe are memories of past lives or incarnations. The technique used during past-life regression involves the subject answering a series of questions while hypnotized to reveal identity and events of alleged past lives, a method similar to that used in recovered memory therapy and one that, similarly, often misrepresents memory as a faithful recording of previous events rather than a constructed set of recollections.
However, medical experts and practitioners do not agree that the past life memories gained from past life regressions are truly from past lives; experts generally regard claims of recovered memories of past lives as fantasies or delusions or a type of confabulation, because the use of hypnosis and suggestive questions can tend to leave the subject particularly likely to hold distorted or false memories.
Philosophy.
Modern philosophy.
There is a view based on the philosophical question of personal identity, termed open individualism by Daniel Kolak, that concludes that individual conscious experience is illusory, and because consciousness continues after death in all conscious beings, "you" do not die. This position has allegedly been supported by physicists such as Erwin Schrödinger and Freeman Dyson.
Certain problems arise with the idea of a particular person continuing after death. Peter van Inwagen, in his argument regarding resurrection, notes that the materialist must have some sort of physical continuity. John Hick also raises questions regarding personal identity in his book, "Death and Eternal Life", using an example of a person ceasing to exist in one place while an exact replica appears in another. If the replica had all the same experiences, traits, and physical appearances of the first person, we would all attribute the same identity to the second, according to Hick.
Process philosophy.
In the panentheistic model of process philosophy and theology the writers Alfred North Whitehead and Charles Hartshorne rejected the idea that the universe was made of substance, instead saying reality is composed of living experiences (occasions of experience). According to Hartshorne people do not experience subjective (or personal) immortality in the afterlife, but they do have objective immortality because their experiences live on forever in God, who contains all that was. However other process philosophers such as David Ray Griffin have written that people may have subjective experience after death.
Science.
Psychological proposals for the origin of a belief in an afterlife include cognitive disposition, cultural learning, and as an intuitive religious idea.
In 2008, a large-scale study conducted by the University of Southampton involving 2060 patients from 15 hospitals in the United Kingdom, United States and Austria was launched. The AWARE (AWAreness during REsuscitation) study examined the broad range of mental experiences in relation to death. In a large study, researchers also tested the validity of conscious experiences for the first time using objective markers, to determine whether claims of awareness compatible with out-of-body experiences correspond with real or hallucinatory events. The results revealed that 40% of those who survived a cardiac arrest were aware during the time that they were clinically dead and before their hearts were restarted. One patient also had a verified out-of-body experience (over 80% of patients did not survive their cardiac arrest or were too sick to be interviewed), but his cardiac arrest occurred in a room without markers. Dr. Parnia in the interview stated, "The evidence thus far suggests that in the first few minutes after death, consciousness is not annihilated." The AWARE study drew the following primary conclusions:
Studies have also been done on the widely reported phenomenon of near death experiences (NDE). Experiencers commonly report being transported to a different "realm" or "plane of existence" and they have been shown to display a lasting positive aftereffect on most experiencers.
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1181 | Astrometry | Astrometry is a branch of astronomy that involves precise measurements of the positions and movements of stars and other celestial bodies. It provides the kinematics and physical origin of the Solar System and this galaxy, the Milky Way.
History.
The history of astrometry is linked to the history of star catalogues, which gave astronomers reference points for objects in the sky so they could track their movements. This can be dated back to Hipparchus, who around 190 BC used the catalogue of his predecessors Timocharis and Aristillus to discover Earth's precession. In doing so, he also developed the brightness scale still in use today. Hipparchus compiled a catalogue with at least 850 stars and their positions. Hipparchus's successor, Ptolemy, included a catalogue of 1,022 stars in his work the "Almagest", giving their location, coordinates, and brightness.
In the 10th century, Abd al-Rahman al-Sufi carried out observations on the stars and described their positions, magnitudes and star color; furthermore, he provided drawings for each constellation, which are depicted in his "Book of Fixed Stars". Ibn Yunus observed more than 10,000 entries for the Sun's position for many years using a large astrolabe with a diameter of nearly 1.4 metres. His observations on eclipses were still used centuries later in Simon Newcomb's investigations on the motion of the Moon, while his other observations of the motions of the planets Jupiter and Saturn inspired Laplace's "Obliquity of the Ecliptic" and "Inequalities of Jupiter and Saturn". In the 15th century, the Timurid astronomer Ulugh Beg compiled the "Zij-i-Sultani", in which he catalogued 1,019 stars. Like the earlier catalogs of Hipparchus and Ptolemy, Ulugh Beg's catalogue is estimated to have been precise to within approximately 20 minutes of arc.
In the 16th century, Tycho Brahe used improved instruments, including large mural instruments, to measure star positions more accurately than previously, with a precision of 15–35 arcsec. Taqi al-Din measured the right ascension of the stars at the Constantinople Observatory of Taqi ad-Din using the "observational clock" he invented. When telescopes became commonplace, setting circles sped measurements
James Bradley first tried to measure stellar parallaxes in 1729. The stellar movement proved too insignificant for his telescope, but he instead discovered the aberration of light and the nutation of the Earth's axis. His cataloguing of 3222 stars was refined in 1807 by Friedrich Bessel, the father of modern astrometry. He made the first measurement of stellar parallax: 0.3 arcsec for the binary star 61 Cygni. In 1872, William Huggins used spectroscopy to measure the radial velocity of several prominent stars, including Sirius.
Being very difficult to measure, only about 60 stellar parallaxes had been obtained by the end of the 19th century, mostly by use of the filar micrometer. Astrographs using astronomical photographic plates sped the process in the early 20th century. Automated plate-measuring machines and more sophisticated computer technology of the 1960s allowed more efficient compilation of star catalogues. Started in the late 19th century, the project Carte du Ciel to improve star mapping couldn't be finished but made photography a common technique for astrometry. In the 1980s, charge-coupled devices (CCDs) replaced photographic plates and reduced optical uncertainties to one milliarcsecond. This technology made astrometry less expensive, opening the field to an amateur audience.
In 1989, the European Space Agency's Hipparcos satellite took astrometry into orbit, where it could be less affected by mechanical forces of the Earth and optical distortions from its atmosphere. Operated from 1989 to 1993, Hipparcos measured large and small angles on the sky with much greater precision than any previous optical telescopes. During its 4-year run, the positions, parallaxes, and proper motions of 118,218 stars were determined with an unprecedented degree of accuracy. A new "Tycho catalog" drew together a database of 1,058,332 stars to within 20-30 mas (milliarcseconds). Additional catalogues were compiled for the 23,882 double and multiple stars and 11,597 variable stars also analyzed during the Hipparcos mission.
In 2013, the Gaia satellite was launched and improved the accuracy of Hipparcos.
The precision was improved by a factor of 100 and enabled the mapping of a billion stars.
Today, the catalogue most often used is USNO-B1.0, an all-sky catalogue that tracks proper motions, positions, magnitudes and other characteristics for over one billion stellar objects. During the past 50 years, 7,435 Schmidt camera plates were used to complete several sky surveys that make the data in USNO-B1.0 accurate to within 0.2 arcsec.
Applications.
Apart from the fundamental function of providing astronomers with a reference frame to report their observations in, astrometry is also fundamental for fields like celestial mechanics, stellar dynamics and galactic astronomy. In observational astronomy, astrometric techniques help identify stellar objects by their unique motions. It is instrumental for keeping time, in that UTC is essentially the atomic time synchronized to Earth's rotation by means of exact astronomical observations. Astrometry is an important step in the cosmic distance ladder because it establishes parallax distance estimates for stars in the Milky Way.
Astrometry has also been used to support claims of extrasolar planet detection by measuring the displacement the proposed planets cause in their parent star's apparent position on the sky, due to their mutual orbit around the center of mass of the system. Astrometry is more accurate in space missions that are not affected by the distorting effects of the Earth's atmosphere. NASA's planned Space Interferometry Mission (SIM PlanetQuest) (now cancelled) was to utilize astrometric techniques to detect terrestrial planets orbiting 200 or so of the nearest solar-type stars. The European Space Agency's Gaia Mission, launched in 2013, applies astrometric techniques in its stellar census. In addition to the detection of exoplanets, it can also be used to determine their mass.
Astrometric measurements are used by astrophysicists to constrain certain models in celestial mechanics. By measuring the velocities of pulsars, it is possible to put a limit on the asymmetry of supernova explosions. Also, astrometric results are used to determine the distribution of dark matter in the galaxy.
Astronomers use astrometric techniques for the tracking of near-Earth objects. Astrometry is responsible for the detection of many record-breaking Solar System objects. To find such objects astrometrically, astronomers use telescopes to survey the sky and large-area cameras to take pictures at various determined intervals. By studying these images, they can detect Solar System objects by their movements relative to the background stars, which remain fixed. Once a movement per unit time is observed, astronomers compensate for the parallax caused by Earth's motion during this time and the heliocentric distance to this object is calculated. Using this distance and other photographs, more information about the object, including its orbital elements, can be obtained.
50000 Quaoar and 90377 Sedna are two Solar System objects discovered in this way by Michael E. Brown and others at Caltech using the Palomar Observatory's Samuel Oschin telescope of and the Palomar-Quest large-area CCD camera. The ability of astronomers to track the positions and movements of such celestial bodies is crucial to the understanding of the Solar System and its interrelated past, present, and future with others in the Universe.
Statistics.
A fundamental aspect of astrometry is error correction. Various factors introduce errors into the measurement of stellar positions, including atmospheric conditions, imperfections in the instruments and errors by the observer or the measuring instruments. Many of these errors can be reduced by various techniques, such as through instrument improvements and compensations to the data. The results are then analyzed using statistical methods to compute data estimates and error ranges.
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1182 | Athena | Athena or Athene, often given the epithet Pallas, is an ancient Greek goddess associated with wisdom, warfare, and handicraft who was later syncretized with the Roman goddess Minerva. Athena was regarded as the patron and protectress of various cities across Greece, particularly the city of Athens, from which she most likely received her name. The Parthenon on the Acropolis of Athens is dedicated to her. Her major symbols include owls, olive trees, snakes, and the Gorgoneion. In art, she is generally depicted wearing a helmet and holding a spear.
From her origin as an Aegean palace goddess, Athena was closely associated with the city. She was known as "Polias" and "Poliouchos" (both derived from "polis", meaning "city-state"), and her temples were usually located atop the fortified acropolis in the central part of the city. The Parthenon on the Athenian Acropolis is dedicated to her, along with numerous other temples and monuments. As the patron of craft and weaving, Athena was known as "Ergane". She was also a warrior goddess, and was believed to lead soldiers into battle as "Athena Promachos". Her main festival in Athens was the Panathenaia, which was celebrated during the month of Hekatombaion in midsummer and was the most important festival on the Athenian calendar.
In Greek mythology, Athena was believed to have been born from the forehead of her father Zeus. In some versions of the story, Athena has no mother and is born from Zeus' forehead by parthenogenesis. In others, such as Hesiod's "Theogony", Zeus swallows his consort Metis, who was pregnant with Athena; in this version, Athena is first born within Zeus and then escapes from his body through his forehead. In the founding myth of Athens, Athena bested Poseidon in a competition over patronage of the city by creating the first olive tree. She was known as "Athena Parthenos" "Athena the Virgin", but in one archaic Attic myth, the god Hephaestus tried and failed to rape her, resulting in Gaia giving birth to Erichthonius, an important Athenian founding hero. Athena was the patron goddess of heroic endeavor; she was believed to have aided the heroes Perseus, Heracles, Bellerophon, and Jason. Along with Aphrodite and Hera, Athena was one of the three goddesses whose feud resulted in the beginning of the Trojan War.
She plays an active role in the "Iliad", in which she assists the Achaeans and, in the "Odyssey", she is the divine counselor to Odysseus. In the later writings of the Roman poet Ovid, Athena was said to have competed against the mortal Arachne in a weaving competition, afterward transforming Arachne into the first spider; Ovid also describes how she transformed Medusa into a Gorgon after witnessing her being raped by Poseidon in her temple. Since the Renaissance, Athena has become an international symbol of wisdom, the arts, and classical learning. Western artists and allegorists have often used Athena as a symbol of freedom and democracy.
Etymology.
Athena is associated with the city of Athens. The name of the city in ancient Greek is (), a plural toponym, designating the place where—according to myth—she presided over the "Athenai", a sisterhood devoted to her worship. In ancient times, scholars argued whether Athena was named after Athens or Athens after Athena. Now scholars generally agree that the goddess takes her name from the city; the ending -"ene" is common in names of locations, but rare for personal names. Testimonies from different cities in ancient Greece attest that similar city goddesses were worshipped in other cities and, like Athena, took their names from the cities where they were worshipped. For example, in Mycenae there was a goddess called Mykene, whose sisterhood was known as "Mykenai", whereas at Thebes an analogous deity was called Thebe, and the city was known under the plural form "Thebai" (or Thebes, in English, where the 's' is the plural formation). The name "Athenai" is likely of Pre-Greek origin because it contains the presumably Pre-Greek morpheme "*-ān-".
In his dialogue "Cratylus", the ancient Greek philosopher Plato (428–347 BC) gives some rather imaginative etymologies of Athena's name, based on the theories of the ancient Athenians and his etymological speculations:
Thus, Plato believed that Athena's name was derived from Greek , —which the later Greeks rationalised as from the deity's (, ) mind (, ). The second-century AD orator Aelius Aristides attempted to derive natural symbols from the etymological roots of Athena's names to be "aether", "air", "earth", and "moon".
Origins.
Athena was originally the Aegean goddess of the palace, who presided over household crafts and protected the king. A single Mycenaean Greek inscription appears at Knossos in the Linear B tablets from the Late Minoan II-era "Room of the Chariot Tablets"; these comprise the earliest Linear B archive anywhere. Although "Athana potnia" is often translated as "Mistress Athena", it could also mean "the "Potnia" of Athana", or "the Lady of Athens". However, any connection to the city of Athens in the Knossos inscription is uncertain. A sign series appears in the still undeciphered corpus of Linear A tablets, written in the unclassified Minoan language. This could be connected with the Linear B Mycenaean expressions and or ("Diwia", "of Zeus" or, possibly, related to a homonymous goddess), resulting in a translation "Athena of Zeus" or "divine Athena". Similarly, in the Greek mythology and epic tradition, Athena figures as a daughter of Zeus (; "cfr." Dyeus). However, the inscription quoted seems to be very similar to "", quoted as SY Za 1 by Jan Best. Best translates the initial , which is recurrent in line beginnings, as "I have given".
A Mycenean fresco depicts two women extending their hands towards a central figure, who is covered by an enormous figure-eight shield; this may depict the warrior-goddess with her "palladium", or her palladium in an aniconic representation. In the "Procession Fresco" at Knossos, which was reconstructed by the Mycenaeans, two rows of figures carrying vessels seem to meet in front of a central figure, which is probably the Minoan precursor to Athena. The early twentieth-century scholar Martin Persson Nilsson argued that the Minoan snake goddess figurines are early representations of Athena.
Nilsson and others have claimed that, in early times, Athena was either an owl herself or a bird goddess in general. In the third book of the "Odyssey", she takes the form of a sea-eagle. Proponents of this view argue that she dropped her prophylactic owl mask before she lost her wings. "Athena, by the time she appears in art," Jane Ellen Harrison remarks, "has completely shed her animal form, has reduced the shapes she once wore of snake and bird to attributes, but occasionally in black-figure vase-paintings she still appears with wings."
It is generally agreed that the cult of Athena preserves some aspects of the Proto-Indo-European transfunctional goddess. The cult of Athena may have also been influenced by those of Near Eastern warrior goddesses such as the East Semitic Ishtar and the Ugaritic Anat, both of whom were often portrayed bearing arms. Classical scholar Charles Penglase notes that Athena resembles Inanna in her role as a "terrifying warrior goddess" and that both goddesses were closely linked with creation. Athena's birth from the head of Zeus may be derived from the earlier Sumerian myth of Inanna's descent into and return from the Underworld.
Plato notes that the citizens of Sais in Egypt worshipped a goddess known as Neith, whom he identifies with Athena. Neith was the ancient Egyptian goddess of war and hunting, who was also associated with weaving; her worship began during the Egyptian Pre-Dynastic period. In Greek mythology, Athena was reported to have visited mythological sites in North Africa, including Libya's Triton River and the Phlegraean plain. Based on these similarities, the Sinologist Martin Bernal created the "Black Athena" hypothesis, which claimed that Neith was brought to Greece from Egypt, along with "an enormous number of features of civilization and culture in the third and second millennia". The "Black Athena" hypothesis stirred up widespread controversy near the end of the twentieth century, but it has now been widely rejected by modern scholars.
Epithets and attributes.
Athena was known as "Atrytone" ( "the Unwearying"), "Parthenos" ( "Virgin"), and "Promachos" ( "she who fights in front"). The epithet "Polias" (Πολιάς "of the city"), refers to Athena's role as protectress of the city. The epithet "Ergane" (Εργάνη "the Industrious") pointed her out as the patron of craftsmen and artisans. Burkert notes that the Athenians sometimes simply called Athena "the Goddess", "hē theós" (ἡ θεός), certainly an ancient title. After serving as the judge at the trial of Orestes in which he was acquitted of having murdered his mother Clytemnestra, Athena won the epithet "Areia" (Αρεία). Some have described Athena, along with the goddesses Hestia and Artemis as being asexual, this is mainly supported by the fact that in the Homeric Hymns, 5, "To Aphrodite," where Aphrodite is described as having "no power" over the three goddesses.
Athena was sometimes given the epithet "Hippia" (Ἵππια "of the horses", "equestrian"), referring to her invention of the bit, bridle, chariot, and wagon. The Greek geographer Pausanias mentions in his "Guide to Greece" that the temple of Athena "Chalinitis" ("the bridler") in Corinth was located near the tomb of Medea's children. Other epithets include Ageleia, Itonia and "Aethyia", under which she was worshiped in Megara. The word "aíthyia" () signifies a "diver", also some diving bird species (possibly the shearwater) and figuratively, a "ship", so the name must reference Athena teaching the art of shipbuilding or navigation. In a temple at Phrixa in Elis, reportedly built by Clymenus, she was known as "Cydonia" (Κυδωνία). Pausanias wrote that at Buporthmus there was a sanctuary of Athena Promachorma (Προμαχόρμα), meaning "protector of the anchorage".
The Greek biographer Plutarch (AD 46–120) refers to an instance during the construction of the Propylaia of her being called "Athena Hygieia" (Ὑγίεια, i. e. personified "Health") after inspiring a physician to a successful course of treatment.
At Athens there is the temple of Athena "Phratria", as patron of a phratry, in the Ancient Agora of Athens.
Pallas Athena.
Athena's epithet "Pallas" – her most renowned one – is derived either from , meaning "to brandish [as a weapon]", or, more likely, from and related words, meaning "youth, young woman". On this topic, Walter Burkert says "she is the Pallas of Athens, "Pallas Athenaie", just as Hera of Argos is "Here Argeie"." In later times, after the original meaning of the name had been forgotten, the Greeks invented myths to explain its origins, such as those reported by the Epicurean philosopher Philodemus and the "Bibliotheca" of Pseudo-Apollodorus, which claim that "Pallas" was originally a separate entity, whom Athena had slain in combat.
In one version of the myth, Pallas was the daughter of the sea-god Triton; she and Athena were childhood friends, but Athena accidentally killed her during a friendly sparring match. Distraught over what she had done, Athena took the name Pallas for herself as a sign of her grief. In another version of the story, Pallas was a Giant; Athena slew him during the Gigantomachy and flayed off his skin to make her cloak, which she wore as a victory trophy. In an alternative variation of the same myth, Pallas was instead Athena's father, who attempted to assault his own daughter, causing Athena to kill him and take his skin as a trophy.
The "palladium" was a statue of Athena that was said to have stood in her temple on the Trojan Acropolis. Athena was said to have carved the statue herself in the likeness of her dead friend Pallas. The statue had special talisman-like properties and it was thought that, as long as it was in the city, Troy could never fall. When the Greeks captured Troy, Cassandra, the daughter of Priam, clung to the palladium for protection, but Ajax the Lesser violently tore her away from it and dragged her over to the other captives. Athena was infuriated by this violation of her protection. Although Agamemnon attempted to placate her anger with sacrifices, Athena sent a storm at Cape Kaphereos to destroy almost the entire Greek fleet and scatter all of the surviving ships across the Aegean.
"Glaukopis".
In Homer's epic works, Athena's most common epithet is ' (), which usually is translated as, "bright-eyed" or "with gleaming eyes". The word is a combination of ' (, meaning "gleaming, silvery", and later, "bluish-green" or "gray") and "" (, "eye, face").
The word "" (, "little owl") is from the same root, presumably according to some, because of the bird's own distinctive eyes. Athena was associated with the owl from very early on; in archaic images, she is frequently depicted with an owl perched on her hand. Through its association with Athena, the owl evolved into the national mascot of the Athenians and eventually became a symbol of wisdom.
"Tritogeneia".
In the "Iliad" (4.514), the "Odyssey" (3.378), the "Homeric Hymns", and in Hesiod's "Theogony", Athena is also given the curious epithet "Tritogeneia" (Τριτογένεια), whose significance remains unclear. It could mean various things, including "Triton-born", perhaps indicating that the homonymous sea-deity was her parent according to some early myths. One myth relates the foster father relationship of this Triton towards the half-orphan Athena, whom he raised alongside his own daughter Pallas. Kerényi suggests that "Tritogeneia did not mean that she came into the world on any particular river or lake, but that she was born of the water itself; for the name Triton seems to be associated with water generally." In Ovid's "Metamorphoses", Athena is occasionally referred to as "Tritonia".
Another possible meaning may be "triple-born" or "third-born", which may refer to a triad or to her status as the third daughter of Zeus or the fact she was born from Metis, Zeus, and herself; various legends list her as being the first child after Artemis and Apollo, though other legends identify her as Zeus' first child. Several scholars have suggested a connection to the Rigvedic god Trita, who was sometimes grouped in a body of three mythological poets. Michael Janda has connected the myth of Trita to the scene in the "Iliad" in which the "three brothers" Zeus, Poseidon, and Hades divide the world between them, receiving the "broad sky", the sea, and the underworld respectively. Janda further connects the myth of Athena being born of the head (i. e. the uppermost part) of Zeus, understanding "Trito-" (which perhaps originally meant "the third") as another word for "the sky". In Janda's analysis of Indo-European mythology, this heavenly sphere is also associated with the mythological body of water surrounding the inhabited world ("cfr." Triton's mother, Amphitrite).
Yet another possible meaning is mentioned in Diogenes Laertius' biography of Democritus, that Athena was called "Tritogeneia" because three things, on which all mortal life depends, come from her.
Panhellenic and Athenian cult.
In her aspect of "Athena Polias", Athena was venerated as the goddess of the city and the protectress of the citadel. In Athens, the Plynteria, or "Feast of the Bath", was observed every year at the end of the month of Thargelion. The festival lasted for five days. During this period, the priestesses of Athena, or "plyntrídes", performed a cleansing ritual within the Erechtheion, a sanctuary devoted to Athena and Poseidon. Here Athena's statue was undressed, her clothes washed, and body purified. Athena was worshipped at festivals such as Chalceia as "Athena Ergane", the patroness of various crafts, especially weaving. She was also the patron of metalworkers and was believed to aid in the forging of armor and weapons. During the late fifth century BC, the role of goddess of philosophy became a major aspect of Athena's cult.
As "Athena Promachos", she was believed to lead soldiers into battle. Athena represented the disciplined, strategic side of war, in contrast to her brother Ares, the patron of violence, bloodlust, and slaughter—"the raw force of war". Athena was believed to only support those fighting for a just cause and was thought to view war primarily as a means to resolve conflict. The Greeks regarded Athena with much higher esteem than Ares. Athena was especially worshipped in this role during the festivals of the Panathenaea and Pamboeotia, both of which prominently featured displays of athletic and military prowess. As the patroness of heroes and warriors, Athena was believed to favor those who used cunning and intelligence rather than brute strength.
In her aspect as a warrior maiden, Athena was known as "Parthenos" ( "virgin"), because, like her fellow goddesses Artemis and Hestia, she was believed to remain perpetually a virgin. Athena's most famous temple, the Parthenon on the Athenian Acropolis, takes its name from this title. According to Karl Kerényi, a scholar of Greek mythology, the name "Parthenos" is not merely an observation of Athena's virginity, but also a recognition of her role as enforcer of rules of sexual modesty and ritual mystery. Even beyond recognition, the Athenians allotted the goddess value based on this pureness of virginity, which they upheld as a rudiment of female behavior. Kerényi's study and theory of Athena explains her virginal epithet as a result of her relationship to her father Zeus and a vital, cohesive piece of her character throughout the ages. This role is expressed in several stories about Athena. Marinus of Neapolis reports that when Christians removed the statue of the goddess from the Parthenon, a beautiful woman appeared in a dream to Proclus, a devotee of Athena, and announced that the "Athenian Lady" wished to dwell with him.
Athena was also credited with creating the pebble-based form of divination. Those pebbles were called "thriai", which was also the collective name of a group of nymphs with prophetic powers. Her half-brother Apollo however, angered and spiteful at the practitioners of an art rival to his own, complained to their father Zeus about it, with the pretext that many people took to casting pebbles, but few actually were true prophets. Zeus, sympathizing with Apollo's grievances, discredited the pebble divination by rendering the pebbles useless. Apollo's words became the basis of an ancient Greek idiom.
Regional cults.
Athena was not only the patron goddess of Athens, but also other cities, including Argos, Sparta, Gortyn, Lindos, and Larisa. The various cults of Athena were all branches of her panhellenic cult and often proctored various initiation rites of Grecian youth, such as the passage into citizenship by young men or the passage of young women into marriage. These cults were portals of a uniform socialization, even beyond mainland Greece. Athena was frequently equated with Aphaea, a local goddess of the island of Aegina, originally from Crete and also associated with Artemis and the nymph Britomartis. In Arcadia, she was assimilated with the ancient goddess Alea and worshiped as Athena Alea. Sanctuaries dedicated to Athena Alea were located in the Laconian towns of Mantineia and Tegea. The temple of Athena Alea in Tegea was an important religious center of ancient Greece. The geographer Pausanias was informed that the "temenos" had been founded by Aleus.
Athena had a major temple on the Spartan Acropolis, where she was venerated as Poliouchos and "Khalkíoikos" ("of the Brazen House", often latinized as "Chalcioecus"). This epithet may refer to the fact that cult statue held there may have been made of bronze, that the walls of the temple itself may have been made of bronze, or that Athena was the patron of metal-workers. Bells made of terracotta and bronze were used in Sparta as part of Athena's cult. An Ionic-style temple to Athena Polias was built at Priene in the fourth century BC. It was designed by Pytheos of Priene, the same architect who designed the Mausoleum at Halicarnassus. The temple was dedicated by Alexander the Great and an inscription from the temple declaring his dedication is now held in the British Museum.
Mythology.
Birth.
She was the daughter of Zeus, produced without a mother, and emerged full-grown from his forehead. There was an alternate story that Zeus swallowed Metis, the goddess of counsel, while she was pregnant with Athena and when she was fully grown she emerged from Zeus' forehead. Being the favorite child of Zeus, she had great power.
In the classical Olympian pantheon, Athena was regarded as the favorite child of Zeus, born fully armed from his forehead. The story of her birth comes in several versions. The earliest mention is in Book V of the "Iliad", when Ares accuses Zeus of being biased in favor of Athena because "autos egeinao" (literally "you fathered her", but probably intended as "you gave birth to her").
She was essentially urban and civilized, the antithesis in many respects of Artemis, goddess of the outdoors. Athena was probably a pre-Hellenic goddess and was later taken over by the Greeks.
In the version recounted by Hesiod in his "Theogony", Zeus married the goddess Metis, who is described as the "wisest among gods and mortal men", and engaged in sexual intercourse with her. After learning that Metis was pregnant, however, he became afraid that the unborn offspring would try to overthrow him, because Gaia and Ouranos had prophesied that Metis would bear children wiser than their father. In order to prevent this, Zeus tricked Metis into letting him swallow her, but it was too late because Metis had already conceived. A later account of the story from the "Bibliotheca" of Pseudo-Apollodorus, written in the second century AD, makes Metis Zeus's unwilling sexual partner, rather than his wife. According to this version of the story, Metis transformed into many different shapes in effort to escape Zeus, but Zeus successfully raped her and swallowed her.
After swallowing Metis, Zeus took six more wives in succession until he married his seventh and present wife, Hera. Then Zeus experienced an enormous headache. He was in such pain that he ordered someone (either Prometheus, Hephaestus, Hermes, Ares, or Palaemon, depending on the sources examined) to cleave his head open with the "labrys", the double-headed Minoan axe. Athena leaped from Zeus's head, fully grown and armed. The "First Homeric Hymn to Athena" states in lines 9–16 that the gods were awestruck by Athena's appearance and even Helios, the god of the sun, stopped his chariot in the sky. Pindar, in his "Seventh Olympian Ode", states that she "cried aloud with a mighty shout" and that "the Sky and mother Earth shuddered before her."
Hesiod states that Hera was so annoyed at Zeus for having given birth to a child on his own that she conceived and bore Hephaestus by herself, but in "Imagines" 2. 27 (trans. Fairbanks), the third-century AD Greek rhetorician Philostratus the Elder writes that Hera "rejoices" at Athena's birth "as though Athena were her daughter also." The second-century AD Christian apologist Justin Martyr takes issue with those pagans who erect at springs images of Kore, whom he interprets as Athena: "They said that Athena was the daughter of Zeus not from intercourse, but when the god had in mind the making of a world through a word ("logos") his first thought was Athena." According to a version of the story in a scholium on the "Iliad" (found nowhere else), when Zeus swallowed Metis, she was pregnant with Athena by the Cyclops Brontes. The "Etymologicum Magnum" instead deems Athena the daughter of the Daktyl Itonos. Fragments attributed by the Christian Eusebius of Caesarea to the semi-legendary Phoenician historian Sanchuniathon, which Eusebius thought had been written before the Trojan war, make Athena instead the daughter of Cronus, a king of Byblos who visited "the inhabitable world" and bequeathed Attica to Athena.
Lady of Athens.
In Homer's "Iliad", Athena, as a war goddess, inspired and fought alongside the Greek heroes; her aid was synonymous with military prowess. Also in the Iliad, Zeus, the chief god, specifically assigned the sphere of war to Ares, the god of war, and Athena. Athena's moral and military superiority to Ares derived in part from the fact that she represented the intellectual and civilized side of war and the virtues of justice and skill, whereas Ares represented mere blood lust. Her superiority also derived in part from the vastly greater variety and importance of her functions and the patriotism of Homer's predecessors, Ares being of foreign origin. In the Iliad, Athena was the divine form of the heroic, martial ideal: she personified excellence in close combat, victory, and glory. The qualities that led to victory were found on the aegis, or breastplate, that Athena wore when she went to war: fear, strife, defense, and assault. Athena appears in Homer's Odyssey as the tutelary deity of Odysseus, and myths from later sources portray her similarly as the helper of Perseus and Heracles (Hercules). As the guardian of the welfare of kings, Athena became the goddess of good counsel, prudent restraint and practical insight, and war.
In a founding myth reported by Pseudo-Apollodorus, Athena competed with Poseidon for the patronage of Athens. They agreed that each would give the Athenians one gift and that Cecrops, the king of Athens, would determine which gift was better. Poseidon struck the ground with his trident and a salt water spring sprang up; this gave the Athenians access to trade and water. Athens at its height was a significant sea power, defeating the Persian fleet at the Battle of Salamis—but the water was salty and undrinkable. In an alternative version of the myth from Vergil's "Georgics", Poseidon instead gave the Athenians the first horse. Athena offered the first domesticated olive tree. Cecrops accepted this gift and declared Athena the patron goddess of Athens. The olive tree brought wood, oil, and food, and became a symbol of Athenian economic prosperity. Robert Graves was of the opinion that "Poseidon's attempts to take possession of certain cities are political myths", which reflect the conflict between matriarchal and patriarchal religions.
Afterwards, Poseidon was so angry over his defeat that he sent one of his sons, Halirrhothius, to cut down the tree. But as he swung his axe, he missed his aim and it fell in himself, killing him. This was supposedly the origin of calling Athena's sacred olive tree "moria", for Halirrhotius's attempt at revenge proved fatal ("moros" in Greek). Poseidon in fury accused Ares of murder, and the matter was eventually settled on the Areopagus ("hill of Ares") in favour of Ares, which was thereafter named after the event.
Pseudo-Apollodorus records an archaic legend, which claims that Hephaestus once attempted to rape Athena, but she pushed him away, causing him to ejaculate on her thigh. Athena wiped the semen off using a tuft of wool, which she tossed into the dust, impregnating Gaia and causing her to give birth to Erichthonius. Athena adopted Erichthonius as her son and raised him. The Roman mythographer Hyginus records a similar story in which Hephaestus demanded Zeus to let him marry Athena since he was the one who had smashed open Zeus's skull, allowing Athena to be born. Zeus agreed to this and Hephaestus and Athena were married, but, when Hephaestus was about to consummate the union, Athena vanished from the bridal bed, causing him to ejaculate on the floor, thus impregnating Gaia with Erichthonius.
The geographer Pausanias records that Athena placed the infant Erichthonius into a small chest ("cista"), which she entrusted to the care of the three daughters of Cecrops: Herse, Pandrosos, and Aglauros of Athens. She warned the three sisters not to open the chest, but did not explain to them why or what was in it. Aglauros, and possibly one of the other sisters, opened the chest. Differing reports say that they either found that the child itself was a serpent, that it was guarded by a serpent, that it was guarded by two serpents, or that it had the legs of a serpent. In Pausanias's story, the two sisters were driven mad by the sight of the chest's contents and hurled themselves off the Acropolis, dying instantly, but an Attic vase painting shows them being chased by the serpent off the edge of the cliff instead.
Erichthonius was one of the most important founding heroes of Athens and the legend of the daughters of Cecrops was a cult myth linked to the rituals of the Arrhephoria festival. Pausanias records that, during the Arrhephoria, two young girls known as the "Arrhephoroi", who lived near the temple of Athena Polias, would be given hidden objects by the priestess of Athena, which they would carry on their heads down a natural underground passage. They would leave the objects they had been given at the bottom of the passage and take another set of hidden objects, which they would carry on their heads back up to the temple. The ritual was performed in the dead of night and no one, not even the priestess, knew what the objects were. The serpent in the story may be the same one depicted coiled at Athena's feet in Pheidias's famous statue of the "Athena Parthenos" in the Parthenon. Many of the surviving sculptures of Athena show this serpent.
Herodotus records that a serpent lived in a crevice on the north side of the summit of the Athenian Acropolis and that the Athenians left a honey cake for it each month as an offering. On the eve of the Second Persian invasion of Greece in 480 BC, the serpent did not eat the honey cake and the Athenians interpreted it as a sign that Athena herself had abandoned them. Another version of the myth of the Athenian maidens is told in "Metamorphoses" by the Roman poet Ovid (43 BC17 AD); in this late variant Hermes falls in love with Herse. Herse, Aglaulus, and Pandrosus go to the temple to offer sacrifices to Athena. Hermes demands help from Aglaulus to seduce Herse. Aglaulus demands money in exchange. Hermes gives her the money the sisters have already offered to Athena. As punishment for Aglaulus's greed, Athena asks the goddess Envy to make Aglaulus jealous of Herse. When Hermes arrives to seduce Herse, Aglaulus stands in his way instead of helping him as she had agreed. He turns her to stone.
Athena gave her favour to an Attic girl named Myrsine, a chaste girl who outdid all her fellow athletes in both the palaestra and the race. Out of envy, the other athletes murdered her, but Athena took pity in her and transformed her dead body into a myrtle, a plant thereafter as favoured by her as the olive was. An almost exact story was said about another girl, Elaea, who transformed into an olive, Athena's sacred tree.
Patron of heroes.
According to Pseudo-Apollodorus's "Bibliotheca", Athena advised Argos, the builder of the "Argo", the ship on which the hero Jason and his band of Argonauts sailed, and aided in the ship's construction. Pseudo-Apollodorus also records that Athena guided the hero Perseus in his quest to behead Medusa. She and Hermes, the god of travelers, appeared to Perseus after he set off on his quest and gifted him with tools he would need to kill the Gorgon. Athena gave Perseus a polished bronze shield to view Medusa's reflection rather than looking at her directly and thereby avoid being turned to stone. Hermes gave him an adamantine scythe to cut off Medusa's head. When Perseus swung his blade to behead Medusa, Athena guided it, allowing his scythe to cut it clean off. According to Pindar's "Thirteenth Olympian Ode", Athena helped the hero Bellerophon tame the winged horse Pegasus by giving him a bit.
In ancient Greek art, Athena is frequently shown aiding the hero Heracles. She appears in four of the twelve metopes on the Temple of Zeus at Olympia depicting Heracles's Twelve Labors, including the first, in which she passively watches him slay the Nemean lion, and the tenth, in which she is shown actively helping him hold up the sky. She is presented as his "stern ally", but also the "gentle... acknowledger of his achievements." Artistic depictions of Heracles's apotheosis show Athena driving him to Mount Olympus in her chariot and presenting him to Zeus for his deification. In Aeschylus's tragedy "Orestes", Athena intervenes to save Orestes from the wrath of the Erinyes and presides over his trial for the murder of his mother Clytemnestra. When half the jury votes to acquit and the other half votes to convict, Athena casts the deciding vote to acquit Orestes and declares that, from then on, whenever a jury is tied, the defendant shall always be acquitted.
In "The Odyssey", Odysseus' cunning and shrewd nature quickly wins Athena's favour. For the first part of the poem, however, she largely is confined to aiding him only from "afar", mainly by implanting thoughts in his head during his journey home from Troy. Her guiding actions reinforce her role as the "protectress of heroes," or, as mythologian Walter Friedrich Otto dubbed her, the "goddess of nearness," due to her mentoring and motherly probing. It is not until he washes up on the shore of the island of the Phaeacians, where Nausicaa is washing her clothes that Athena arrives personally to provide more tangible assistance. She appears in Nausicaa's dreams to ensure that the princess rescues Odysseus and plays a role in his eventual escort to Ithaca. Athena appears to Odysseus upon his arrival, disguised as a herdsman; she initially lies and tells him that Penelope, his wife, has remarried and that he is believed to be dead, but Odysseus lies back to her, employing skillful prevarications to protect himself. Impressed by his resolve and shrewdness, she reveals herself and tells him what he needs to know to win back his kingdom. She disguises him as an elderly beggar so that he will not be recognized by the suitors or Penelope, and helps him to defeat the suitors. Athena also appears to Odysseus's son Telemachus. Her actions lead him to travel around to Odysseus's comrades and ask about his father. He hears stories about some of Odysseus's journey. Athena's push for Telemachus's journey helps him grow into the man role, that his father once held. She also plays a role in ending the resultant feud against the suitors' relatives. She instructs Laertes to throw his spear and to kill Eupeithes, the father of Antinous.
Punishment myths.
The Gorgoneion appears to have originated as an apotropaic symbol intended to ward off evil. In a late myth invented to explain the origins of the Gorgon, Medusa is described as having been a young priestess who served in the temple of Athena in Athens. Poseidon lusted after Medusa, and raped her in the temple of Athena, refusing to allow her vow of chastity to stand in his way. Upon discovering the desecration of her temple, Athena transformed Medusa into a hideous monster with serpents for hair whose gaze would turn any mortal to stone.
In his "Twelfth Pythian Ode", Pindar recounts the story of how Athena invented the "aulos", a kind of flute, in imitation of the lamentations of Medusa's sisters, the Gorgons, after she was beheaded by the hero Perseus. According to Pindar, Athena gave the aulos to mortals as a gift. Later, the comic playwright Melanippides of Melos ( 480-430 BC) embellished the story in his comedy "Marsyas", claiming that Athena looked in the mirror while she was playing the aulos and saw how blowing into it puffed up her cheeks and made her look silly, so she threw the aulos away and cursed it so that whoever picked it up would meet an awful death. The aulos was picked up by the satyr Marsyas, who was later killed by Apollo for his hubris. Later, this version of the story became accepted as canonical and the Athenian sculptor Myron created a group of bronze sculptures based on it, which was installed before the western front of the Parthenon in around 440 BC.
A myth told by the early third-century BC Hellenistic poet Callimachus in his "Hymn" 5 begins with Athena bathing in a spring on Mount Helicon at midday with one of her favorite companions, the nymph Chariclo. Chariclo's son Tiresias happened to be hunting on the same mountain and came to the spring searching for water. He inadvertently saw Athena naked, so she struck him blind to ensure he would never again see what man was not intended to see. Chariclo intervened on her son's behalf and begged Athena to have mercy. Athena replied that she could not restore Tiresias's eyesight, so, instead, she gave him the ability to understand the language of the birds and thus foretell the future.
Myrmex was a clever and chaste Attic girl who became quickly a favourite of Athena. However when Athena invented the plough, Myrmex went to the Atticans and told them that it was in fact her own invention. Hurt by the girl's betrayal, Athena transformed her into the small insect bearing her name, the ant.
The fable of Arachne appears in Ovid's "Metamorphoses" (8 AD) (vi.5–54 and 129–145), which is nearly the only extant source for the legend. The story does not appear to have been well known prior to Ovid's rendition of it and the only earlier reference to it is a brief allusion in Virgil's "Georgics", (29 BC) (iv, 246) that does not mention Arachne by name. According to Ovid, Arachne (whose name means "spider" in ancient Greek) was the daughter of a famous dyer in Tyrian purple in Hypaipa of Lydia, and a weaving student of Athena. She became so conceited of her skill as a weaver that she began claiming that her skill was greater than that of Athena herself. Athena gave Arachne a chance to redeem herself by assuming the form of an old woman and warning Arachne not to offend the deities. Arachne scoffed and wished for a weaving contest, so she could prove her skill.
Athena wove the scene of her victory over Poseidon in the contest for the patronage of Athens. Athena's tapestry also depicted the 12 Olympian gods and defeat of mythological figures who challenged their authority. Arachne's tapestry featured twenty-one episodes of the deities' infidelity, including Zeus being unfaithful with Leda, with Europa, and with Danaë. It represented the unjust and discrediting behavior of the gods towards mortals. Athena admitted that Arachne's work was flawless, but was outraged at Arachne's offensive choice of subject, which displayed the failings and transgressions of the deities. Finally, losing her temper, Athena destroyed Arachne's tapestry and loom, striking it with her shuttle. Athena then struck Arachne across the face with her staff four times. Arachne hanged herself in despair, but Athena took pity on her and brought her back from the dead in the form of a spider.
In a rarer version, surviving in the scholia of an unnamed scholiast on Nicander, whose works heavily influenced Ovid, Arachne is placed in Attica instead and has a brother named Phalanx. Athena taught Arachne the art of weaving and Phalanx the art of war, but when brother and sister laid together in bed, Athena was so disgusted with them that she turned them both into spiders, animals forever doomed to be eaten by their own young.
Trojan War.
The myth of the Judgement of Paris is mentioned briefly in the "Iliad", but is described in depth in an epitome of the "Cypria", a lost poem of the Epic Cycle, which records that all the gods and goddesses as well as various mortals were invited to the marriage of Peleus and Thetis (the eventual parents of Achilles). Only Eris, goddess of discord, was not invited. She was annoyed at this, so she arrived with a golden apple inscribed with the word καλλίστῃ (kallistēi, "for the fairest"), which she threw among the goddesses. Aphrodite, Hera, and Athena all claimed to be the fairest, and thus the rightful owner of the apple.
The goddesses chose to place the matter before Zeus, who, not wanting to favor one of the goddesses, put the choice into the hands of Paris, a Trojan prince. After bathing in the spring of Mount Ida where Troy was situated, the goddesses appeared before Paris for his decision. In the extant ancient depictions of the Judgement of Paris, Aphrodite is only occasionally represented nude, and Athena and Hera are always fully clothed. Since the Renaissance, however, Western paintings have typically portrayed all three goddesses as completely naked.
All three goddesses were ideally beautiful and Paris could not decide between them, so they resorted to bribes. Hera tried to bribe Paris with power over all Asia and Europe, and Athena offered fame and glory in battle, but Aphrodite promised Paris that, if he were to choose her as the fairest, she would let him marry the most beautiful woman on earth. This woman was Helen, who was already married to King Menelaus of Sparta. Paris selected Aphrodite and awarded her the apple. The other two goddesses were enraged and, as a direct result, sided with the Greeks in the Trojan War.
In Books V–VI of the "Iliad", Athena aids the hero Diomedes, who, in the absence of Achilles, proves himself to be the most effective Greek warrior. Several artistic representations from the early sixth century BC may show Athena and Diomedes, including an early sixth-century BC shield band depicting Athena and an unidentified warrior riding on a chariot, a vase painting of a warrior with his charioteer facing Athena, and an inscribed clay plaque showing Diomedes and Athena riding in a chariot. Numerous passages in the "Iliad" also mention Athena having previously served as the patron of Diomedes's father Tydeus. When the Trojan women go to the temple of Athena on the Acropolis to plead her for protection from Diomedes, Athena ignores them.
Athena also gets into a duel with Ares, the god of the brutal wars, and her male counterpart Ares blames her for encouraging Diomedes to tear his beautiful flesh. He curses her and strikes with all his strength. Athena deflects his blow with her aegis, a powerful shield that even Zeus's thunderbolt and lightning cannot blast through. Athena picked up a massive boulder and threw it at Ares, who immediately crumpled to the ground. Aphrodite, who was a lover of Ares, came down from Olympus to carry Ares away but was struck by Athena's golden spear and fell. Athena taunted the gods who supported Troy, saying that they will too eventually end up like Ares and Aphrodite, which scared them, therefore proving her power and reputation among the other gods.
In Book XXII of the "Iliad", while Achilles is chasing Hector around the walls of Troy, Athena appears to Hector disguised as his brother Deiphobus and persuades him to hold his ground so that they can fight Achilles together. Then, Hector throws his spear at Achilles and misses, expecting Deiphobus to hand him another, but Athena disappears instead, leaving Hector to face Achilles alone without his spear. In Sophocles's tragedy "Ajax", she punishes Odysseus's rival Ajax the Great, driving him insane and causing him to massacre the Achaeans' cattle, thinking that he is slaughtering the Achaeans themselves. Even after Odysseus himself expresses pity for Ajax, Athena declares, "To laugh at your enemies - what sweeter laughter can there be than that?" (lines 78–9). Ajax later commits suicide as a result of his humiliation.
Classical art.
Athena appears frequently in classical Greek art, including on coins and in paintings on ceramics. She is especially prominent in works produced in Athens. In classical depictions, Athena is usually portrayed standing upright, wearing a full-length chiton. She is most often represented dressed in armor like a male soldier and wearing a Corinthian helmet raised high atop her forehead. Her shield bears at its centre the aegis with the head of the gorgon ("gorgoneion") in the center and snakes around the edge. Sometimes she is shown wearing the aegis as a cloak. As Athena Promachos, she is shown brandishing a spear. Scenes in which Athena was represented include her birth from the head of Zeus, her battle with the Gigantes, the birth of Erichthonius, and the Judgement of Paris.
The "Mourning Athena" or "Athena Meditating" is a famous relief sculpture dating to around 470-460 BC that has been interpreted to represent Athena Polias. The most famous classical depiction of Athena was the "Athena Parthenos", a now-lost gold and ivory statue of her in the Parthenon created by the Athenian sculptor Phidias. Copies reveal that this statue depicted Athena holding her shield in her left hand with Nike, the winged goddess of victory, standing in her right. Athena Polias is also represented in a Neo-Attic relief now held in the Virginia Museum of Fine Arts, which depicts her holding an owl in her hand and wearing her characteristic Corinthian helmet while resting her shield against a nearby "herma". The Roman goddess Minerva adopted most of Athena's Greek iconographical associations, but was also integrated into the Capitoline Triad.
Post-classical culture.
Art and symbolism.
Early Christian writers, such as Clement of Alexandria and Firmicus, denigrated Athena as representative of all the things that were detestable about paganism; they condemned her as "immodest and immoral". During the Middle Ages, however, many attributes of Athena were given to the Virgin Mary, who, in fourth-century portrayals, was often depicted wearing the Gorgoneion. Some even viewed the Virgin Mary as a warrior maiden, much like Athena Parthenos; one anecdote tells that the Virgin Mary once appeared upon the walls of Constantinople when it was under siege by the Avars, clutching a spear and urging the people to fight. During the Middle Ages, Athena became widely used as a Christian symbol and allegory, and she appeared on the family crests of certain noble houses.
During the Renaissance, Athena donned the mantle of patron of the arts and human endeavor; allegorical paintings involving Athena were a favorite of the Italian Renaissance painters. In Sandro Botticelli's painting "Pallas and the Centaur", probably painted sometime in the 1480s, Athena is the personification of chastity, who is shown grasping the forelock of a centaur, who represents lust. Andrea Mantegna's 1502 painting "Minerva Expelling the Vices from the Garden of Virtue" uses Athena as the personification of Graeco-Roman learning chasing the vices of medievalism from the garden of modern scholarship. Athena is also used as the personification of wisdom in Bartholomeus Spranger's 1591 painting "The Triumph of Wisdom" or "Minerva Victorious over Ignorance".
During the sixteenth and seventeenth centuries, Athena was used as a symbol for female rulers. In his book "A Revelation of the True Minerva" (1582), Thomas Blennerhassett portrays Queen Elizabeth I of England as a "new Minerva" and "the greatest goddesse nowe on earth". A series of paintings by Peter Paul Rubens depict Athena as Marie de' Medici's patron and mentor; the final painting in the series goes even further and shows Marie de' Medici with Athena's iconography, as the mortal incarnation of the goddess herself. The Flemish sculptor Jean-Pierre-Antoine Tassaert (Jan Peter Anton Tassaert) later portrayed Catherine II of Russia as Athena in a marble bust in 1774. During the French Revolution, statues of pagan gods were torn down all throughout France, but statues of Athena were not. Instead, Athena was transformed into the personification of freedom and the republic and a statue of the goddess stood in the center of the Place de la Revolution in Paris. In the years following the Revolution, artistic representations of Athena proliferated.
A statue of Athena stands directly in front of the Austrian Parliament Building in Vienna, and depictions of Athena have influenced other symbols of Western freedom, including the Statue of Liberty and Britannia. For over a century, a full-scale replica of the Parthenon has stood in Nashville, Tennessee. In 1990, the curators added a gilded forty-two-foot (12.5 m) tall replica of Phidias's "Athena Parthenos", built from concrete and fiberglass. The Great Seal of California bears the image of Athena kneeling next to a brown grizzly bear. Athena has occasionally appeared on modern coins, as she did on the ancient Athenian drachma. Her head appears on the $50 1915-S Panama-Pacific commemorative coin.
Modern interpretations.
One of Sigmund Freud's most treasured possessions was a small, bronze sculpture of Athena, which sat on his desk. Freud once described Athena as "a woman who is unapproachable and repels all sexual desires - since she displays the terrifying genitals of the Mother." Feminist views on Athena are sharply divided; some feminists regard her as a symbol of female empowerment, while others regard her as "the ultimate patriarchal sell out... who uses her powers to promote and advance men rather than others of her sex." In contemporary Wicca, Athena is venerated as an aspect of the Goddess and some Wiccans believe that she may bestow the "Owl Gift" ("the ability to write and communicate clearly") upon her worshippers. Due to her status as one of the twelve Olympians, Athena is a major deity in Hellenismos, a Neopagan religion which seeks to authentically revive and recreate the religion of ancient Greece in the modern world.
Athena is a natural patron of universities: At Bryn Mawr College in Pennsylvania, a statue of Athena (a replica of the original bronze one in the arts and archaeology library) resides in the Great Hall. It is traditional at exam time for students to leave offerings to the goddess with a note asking for good luck, or to repent for accidentally breaking any of the college's numerous other traditions. Pallas Athena is the tutelary goddess of the international social fraternity Phi Delta Theta. Her owl is also a symbol of the fraternity.
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1183 | Amber Diceless Roleplaying Game | The Amber Diceless Roleplaying Game is a role-playing game created and written by Erick Wujcik, set in the fictional universe created by author Roger Zelazny for his "Chronicles of Amber". The game is unusual in that no dice are used in resolving conflicts or player actions; instead a simple diceless system of comparative ability, and narrative description of the action by the players and gamemaster, is used to determine how situations are resolved.
"Amber DRPG" was created in the 1980s, and is much more focused on relationships and roleplaying than most of the roleplaying games of that era. Most "Amber" characters are members of the two ruling classes in the "Amber" multiverse, and are much more advanced in matters of strength, endurance, psyche, warfare and sorcery than ordinary beings. This often means that the only individuals who are capable of opposing a character are from his or her family, a fact that leads to much suspicion and intrigue.
History.
Erick Wujcik wanted to design a role-playing game based on "Amber" for West End Games, and they agreed to look at his work. Wujcik intended to integrate the feel of the "Amber" setting from the novels into a role-playing game, and playtested his system for a few months at the Michigan Gaming Center where he decided to try it out as a diceless game. West End Games was not interested in a diceless role-playing game, so Wujcik acquired the role-playing game rights to "Amber" and offered the game to R. Talsorian Games, until he withdrew over creative differences. Wujcik then founded Phage Press, and published "Amber Diceless Role-playing" in 1991.
The original 256-page game book was published in 1991 by Phage Press, covering material from the first five novels (the "Corwin Cycle") and some details – sorcery and the Logrus – from the remaining five novels (the "Merlin Cycle"), in order to allow players to roleplay characters from the Courts of Chaos. Some details were changed slightly to allow more player choice – for example, players can be full Trump Artists without having walked the Pattern or the Logrus, which Merlin says is impossible; and players' psychic abilities are far greater than those shown in the books.
A 256-page companion volume, "Shadow Knight", was published in 1993. This supplemental rule book includes the remaining elements from the Merlin novels, such as Broken Patterns, and allows players to create Constructs such as Merlin's Ghostwheel. The book presents the second series of novels not as additions to the series' continuity but as an example of a roleplaying campaign with Merlin, Luke, Julia, Jurt and Coral as the PCs. The remainder of the book is a collection of essays on the game, statistics for the new characters and an update of the older ones in light of their appearance in the second series, and (perhaps most usefully for GMs) plot summaries of each of the ten books. The book includes some material from the short story "The Salesman's Tale," and some unpublished material cut from "Prince of Chaos", notably Coral's pregnancy by Merlin.
Both books were translated into French and published by Jeux Descartes in 1994 and 1995.
A third book, "Rebma", was promised. Cover art was commissioned and pre-orders were taken, but it was never published. Wujcik also expressed a desire to create a book giving greater detail to the Courts of Chaos. The publishing rights to the "Amber DRPG" games were acquired in 2004 by Guardians of Order, who took over sales of the game and announced their intention to release a new edition of the game. However, no new edition was released before Guardians of Order went out of business in 2006. The two existing books are now out-of-print, but they have been made available as PDF downloads.
In June 2007 a new publishing company, headed by Edwin Voskamp and Eric Todd, was formed with the express purpose of bringing "Amber DRPG" back into print. The new company is named "Diceless by Design".
In May 2010, "Rite Publishing" secured a license from Diceless by Design to use the rules system with a new setting in the creation of a new product to be written by industry and system veteran Jason Durall. The project Lords of Gossamer & Shadow (Diceless) was funded via Kickstarter in May 2013. In Sept 2013 the project was completed, and on in Nov 2013 Lords of Gossamer and Shadow (Diceless) was released publicly in full-color Print and PDF, along with additional supplements and continued support.
Setting.
The game is set in the multiverse described in Zelazny's "Chronicles of Amber". The first book assumes that gamemasters will set their campaigns after the Patternfall war; that is, after the end of the fifth book in the series, "The Courts of Chaos", but uses material from the following books to describe those parts of Zelazny's cosmology that were featured there in more detail. The "Amber" multiverse consists of Amber, a city at one pole of the universe wherein is found the Pattern, the symbol of Order; The Courts of Chaos, an assembly of worlds at the other pole where can be found the Logrus, the manifestation of Chaos, and the Abyss, the source or end of all reality; and Shadow, the collection of all possible universes (shadows) between and around them. Inhabitants of either pole can use one or both of the Pattern and the Logrus to travel through Shadow.
It is assumed that players will portray the children of the main characters from the books – the ruling family of Amber, known as the Elder Amberites – or a resident of the Courts. However, since some feel that being the children of the main characters is too limiting, it is fairly common to either start with King Oberon's death "before" the book begins and roleplay the Elder Amberites as they vie for the throne; or to populate Amber from scratch with a different set of Elder Amberites. The former option is one presented in the book; the latter is known in the Amber community as an "Amethyst" game. A third option is to have the players portray Corwin's children, in an Amber-like city built around Corwin's pattern; this is sometimes called an "Argent" game, since one of Corwin's heraldic colours is Silver.
System.
Attributes.
Characters in "Amber DRPG" are represented by four attributes: "Psyche", "Strength", "Endurance" and "Warfare".
The attributes run from −25 (normal human level), through −10 (normal level for a denizen of the Courts of Chaos) and 0 (normal level for an inhabitant of Amber), upwards without limit. Scores above 0 are "ranked", with the highest score being ranked 1st, the next-highest 2nd, and so on. The character with 1st rank in each attribute is considered "superior" in that attribute, being considered to be substantially better than the character with 2nd rank even if the difference in scores is small. All else being equal, a character with a higher rank in an attribute will always win a contest based on that attribute.
The Attribute Auction.
A character's ability scores are purchased during character creation in an auction; players get 100 character points, and bid on each attribute in turn. The character who bids the most for an attribute is "ranked" first and is considered superior to all other characters in that attribute. Unlike conventional auctions, bids are non-refundable; if one player bids 65 for psyche and another wins with a bid of 66, then the character with 66 is "superior" to the character with 65 even though there is only one bid difference. Instead, lower bidding characters are ranked in ascending order according to how much they have bid, the characters becoming progressively weaker in that attribute as they pay less for it. After the auction, players can secretly pay extra points to raise their ranks, but they can only pay to raise their scores to an existing rank. Further, a character with a bid-for rank is considered to have a slight advantage over character with a bought-up rank.
The Auction simulates a 'history' of competition between the descendants of Oberon for player characters who have not had dozens of decades to get to know each other. Through the competitive Auction, characters may begin the game vying for standings. The auction serves to introduce some unpredictability into character creation without the need to resort to dice, cards, or other randomizing devices. A player may intend, for example, to create a character who is a strong, mighty warrior, but being "outplayed" in the auction may result in lower attribute scores than anticipated, therefore necessitating a change of character concept. Since a player cannot control another player's bids, and since all bids are non-refundable, the auction involves a considerable amount of strategizing and prioritization by players. A willingness to spend as many points as possible on an attribute may improve your chances of a high ranking, but too reckless a spending strategy could leave a player with few points to spend on powers and objects. In a hotly contested auction, such as for the important attribute of warfare, the most valuable skill is the ability to force one's opponents to back down. With two or more equally determined players, this can result in a "bidding war," in which the attribute is driven up by increments to large sums. An alternative strategy is to try to cow other players into submission with a high opening bid. Most players bid low amounts between one and ten points in an initial bid in order to feel out the competition and to save points for other uses. A high enough opening bid could signal a player's determination to be first ranked in that attribute, thereby dissuading others from competing.
Psyche in "Amber DRPG" compared to the "Chronicles".
Characters with high psyche are presented as having strong telepathic abilities, being able to hypnotise and even mentally dominate any character with lesser psyche with whom they can make eye-contact. This is likely due to three scenes in the "Chronicles": first, when Eric paralyzes Corwin with an attack across the Trump and refuses to desist because one or the other would be dominated; second, when Corwin faces the demon Strygalldwir, it is able to wrestle mentally with him when their gazes meet; and third, when Fiona is able to keep Brand immobile in the final battle at the Courts of Chaos. However, in general, the books only feature mental battles when there is some reason for mind-to-mind contact (for example, Trump contact) and magic or Trump is involved in all three of the above conflicts, so it is not clear whether Zelazny intended his characters to have such a power; the combination of Brand's "living trump" powers and his high Psyche (as presented in the roleplaying game) would have guaranteed him victory over Corwin. "Shadow Knight" does address this inconsistency somewhat, by presenting the "living trump" abilities as somewhat limited.
Powers.
Characters in "Amber DRPG" have access to the powers seen in the "Chronicles of Amber": "Pattern", "Logrus", "Shape-shifting", "Trump", and "magic".
Each of the first four powers is available in an advanced form.
Artifacts, Personal shadows and Constructs.
While a character with Pattern, Logrus or Conjuration can acquire virtually any object, players can choose to spend character points to obtain objects with particular virtues – unbreakability, or a mind of their own. Since they have paid points for the items, they are a part of the character's legend, and cannot lightly be destroyed. Similarly, a character can find any possible universe, but they can spend character points to know of or inhabit shadows which are (in some sense) "real" and therefore useful. The expansion, "Shadow Knight", adds Constructs – artifacts with connections to shadows.
Stuff.
Unspent character points become good stuff – a good luck for the character. Players are also allowed to overspend (in moderation), with the points becoming bad stuff – bad luck which the Gamemaster should inflict on the character. Stuff governs how non-player characters perceive and respond to the character: characters with good stuff will often receive friendly or helpful reactions, while characters with bad stuff are often treated with suspicion or hostility.
As well as representing luck, stuff can be seen as representing a character's outlook on the universe: characters with good stuff seeing the multiverse as a cheerful place, while characters with bad stuff see it as hostile.
Conflict resolution.
In any given fair conflict between two characters, the character with the higher score in the relevant attribute will eventually win. The key words here are "fair" and "eventually" – if characters' ranks are close, and the weaker character has obtained some advantage, then the weaker character can escape defeat or perhaps prevail. Close ranks result in longer contests while greater difference between ranks result in fast resolution. Alternatively, if characters' attribute ranks are close, the weaker character can try to change the relevant attribute by changing the nature of the conflict. For example, if two characters are wrestling the relevant attribute is Strength; a character could reveal a weapon, changing it to Warfare; they could try to overcome the other character's mind using a power, changing it to Psyche; or they could concentrate their strength on defense, changing it to Endurance. If there is a substantial difference between characters' ranks, the conflict is generally over before the weaker character can react.
The "Golden Rule".
"Amber DRPG" advises gamemasters to change rules as they see fit, even to the point of adding or removing powers or attributes.
Reception.
In the June 1992 edition of "Dragon" (Issue 182), both Lester Smith and Allen Varney published reviews of this game.
In Issue 65 of "Challenge", Dirk DeJong had a good first impression of the game, especially the information provided about the Amber family members and their various flaws and strengths. However he found that "The biggest problem with this endeavor, and its downfall, is the nature of the conflict systems. First, they are diceless, really diceless, and don't involve any sort of random factors at all, aside from those that you can introduce by roleplaying them out. Thus, if you get involved with a character who's better than you at sword-fighting, even if only by one point out of 100, you're pretty much dead meat, unless you can act your way out." DeJong also disagreed with the suggestion that if the referee and players disagreed with a rule to simply remove it from the game. "I thought the entire idea of using rules and random results was to prevent the type of arguments that I can see arising from this setup." DeJong concluded on an ambivalent note, saying, "If you love Zelazny and the Amber series, jump on it, as this is the premier sourcebook for running an Amber campaign. [...] Personally, I just can't get turned on by a system that expects me to either be content with a simple subtraction of numbers to find out who won, or to describe an entire combat blow by blow, just so that I can attempt some trick to win."
Loyd Blankenship reviewed "Amber" in "Pyramid" #2 (July/Aug., 1993), and stated that ""Amber" is a valuable resource to a GM - even if he isn't running an "Amber" game. For gamers who have an aspiring actor or actress lurking within their breast, or for someone running a campaign via electronic mail or message base, "Amber" should be given serious consideration."
Community.
Despite the game's out-of-print status, a thriving convention scene exists supporting the game. Amber conventions, known as "Ambercons", are held yearly in Massachusetts, Michigan, Portland (United States), Milton Keynes (England), Belfast (Northern Ireland) and Modena, Italy. Additionally, Phage Press published 12 volumes of a dedicated "Amber DRPG" magazine called "Amberzine". Some "Amberzine" issues are still available from Phage Press.
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1184 | Athene (disambiguation) | Athene or Athena is the shrewd companion of heroes and the goddess of heroic endeavour in Greek mythology.
Athene may also refer to:
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1187 | Alloy | An alloy is a mixture of chemical elements of which at least one is a metal. Unlike chemical compounds with metallic bases, an alloy will retain all the properties of a metal in the resulting material, such as electrical conductivity, ductility, opacity, and luster, but may have properties that differ from those of the pure metals, such as increased strength or hardness. In some cases, an alloy may reduce the overall cost of the material while preserving important properties. In other cases, the mixture imparts synergistic properties to the constituent metal elements such as corrosion resistance or mechanical strength.
Alloys are defined by a metallic bonding character. The alloy constituents are usually measured by mass percentage for practical applications, and in atomic fraction for basic science studies. Alloys are usually classified as substitutional or interstitial alloys, depending on the atomic arrangement that forms the alloy. They can be further classified as homogeneous (consisting of a single phase), or heterogeneous (consisting of two or more phases) or intermetallic. An alloy may be a solid solution of metal elements (a single phase, where all metallic grains (crystals) are of the same composition) or a mixture of metallic phases (two or more solutions, forming a microstructure of different crystals within the metal).
Examples of alloys include red gold (gold and copper) white gold (gold and silver), sterling silver (silver and copper), steel or silicon steel (iron with non-metallic carbon or silicon respectively), solder, brass, pewter, duralumin, bronze, and amalgams.
Alloys are used in a wide variety of applications, from the steel alloys, used in everything from buildings to automobiles to surgical tools, to exotic titanium alloys used in the aerospace industry, to beryllium-copper alloys for non-sparking tools.
Characteristics.
An alloy is a mixture of chemical elements, which forms an impure substance (admixture) that retains the characteristics of a metal. An alloy is distinct from an impure metal in that, with an alloy, the added elements are well controlled to produce desirable properties, while impure metals such as wrought iron are less controlled, but are often considered useful. Alloys are made by mixing two or more elements, at least one of which is a metal. This is usually called the primary metal or the base metal, and the name of this metal may also be the name of the alloy. The other constituents may or may not be metals but, when mixed with the molten base, they will be soluble and dissolve into the mixture.
The mechanical properties of alloys will often be quite different from those of its individual constituents. A metal that is normally very soft (malleable), such as aluminium, can be altered by alloying it with another soft metal, such as copper. Although both metals are very soft and ductile, the resulting aluminium alloy will have much greater strength. Adding a small amount of non-metallic carbon to iron trades its great ductility for the greater strength of an alloy called steel. Due to its very-high strength, but still substantial toughness, and its ability to be greatly altered by heat treatment, steel is one of the most useful and common alloys in modern use. By adding chromium to steel, its resistance to corrosion can be enhanced, creating stainless steel, while adding silicon will alter its electrical characteristics, producing silicon steel.
Like oil and water, a molten metal may not always mix with another element. For example, pure iron is almost completely insoluble with copper. Even when the constituents are soluble, each will usually have a saturation point, beyond which no more of the constituent can be added. Iron, for example, can hold a maximum of 6.67% carbon. Although the elements of an alloy usually must be soluble in the liquid state, they may not always be soluble in the solid state. If the metals remain soluble when solid, the alloy forms a solid solution, becoming a homogeneous structure consisting of identical crystals, called a phase. If as the mixture cools the constituents become insoluble, they may separate to form two or more different types of crystals, creating a heterogeneous microstructure of different phases, some with more of one constituent than the other. However, in other alloys, the insoluble elements may not separate until after crystallization occurs. If cooled very quickly, they first crystallize as a homogeneous phase, but they are supersaturated with the secondary constituents. As time passes, the atoms of these supersaturated alloys can separate from the crystal lattice, becoming more stable, and forming a second phase that serves to reinforce the crystals internally.
Some alloys, such as electrum—an alloy of silver and gold—occur naturally. Meteorites are sometimes made of naturally occurring alloys of iron and nickel, but are not native to the Earth. One of the first alloys made by humans was bronze, which is a mixture of the metals tin and copper. Bronze was an extremely useful alloy to the ancients, because it is much stronger and harder than either of its components. Steel was another common alloy. However, in ancient times, it could only be created as an accidental byproduct from the heating of iron ore in fires (smelting) during the manufacture of iron. Other ancient alloys include pewter, brass and pig iron. In the modern age, steel can be created in many forms. Carbon steel can be made by varying only the carbon content, producing soft alloys like mild steel or hard alloys like spring steel. Alloy steels can be made by adding other elements, such as chromium, molybdenum, vanadium or nickel, resulting in alloys such as high-speed steel or tool steel. Small amounts of manganese are usually alloyed with most modern steels because of its ability to remove unwanted impurities, like phosphorus, sulfur and oxygen, which can have detrimental effects on the alloy. However, most alloys were not created until the 1900s, such as various aluminium, titanium, nickel, and magnesium alloys. Some modern superalloys, such as incoloy, inconel, and hastelloy, may consist of a multitude of different elements.
An alloy is technically an impure metal, but when referring to alloys, the term "impurities" usually denotes undesirable elements. Such impurities are introduced from the base metals and alloying elements, but are removed during processing. For instance, sulfur is a common impurity in steel. Sulfur combines readily with iron to form iron sulfide, which is very brittle, creating weak spots in the steel. Lithium, sodium and calcium are common impurities in aluminium alloys, which can have adverse effects on the structural integrity of castings. Conversely, otherwise pure-metals that contain unwanted impurities are often called "impure metals" and are not usually referred to as alloys. Oxygen, present in the air, readily combines with most metals to form metal oxides; especially at higher temperatures encountered during alloying. Great care is often taken during the alloying process to remove excess impurities, using fluxes, chemical additives, or other methods of extractive metallurgy.
Theory.
Alloying a metal is done by combining it with one or more other elements. The most common and oldest alloying process is performed by heating the base metal beyond its melting point and then dissolving the solutes into the molten liquid, which may be possible even if the melting point of the solute is far greater than that of the base. For example, in its liquid state, titanium is a very strong solvent capable of dissolving most metals and elements. In addition, it readily absorbs gases like oxygen and burns in the presence of nitrogen. This increases the chance of contamination from any contacting surface, and so must be melted in vacuum induction-heating and special, water-cooled, copper crucibles. However, some metals and solutes, such as iron and carbon, have very high melting-points and were impossible for ancient people to melt. Thus, alloying (in particular, interstitial alloying) may also be performed with one or more constituents in a gaseous state, such as found in a blast furnace to make pig iron (liquid-gas), nitriding, carbonitriding or other forms of case hardening (solid-gas), or the cementation process used to make blister steel (solid-gas). It may also be done with one, more, or all of the constituents in the solid state, such as found in ancient methods of pattern welding (solid-solid), shear steel (solid-solid), or crucible steel production (solid-liquid), mixing the elements via solid-state diffusion.
By adding another element to a metal, differences in the size of the atoms create internal stresses in the lattice of the metallic crystals; stresses that often enhance its properties. For example, the combination of carbon with iron produces steel, which is stronger than iron, its primary element. The electrical and thermal conductivity of alloys is usually lower than that of the pure metals. The physical properties, such as density, reactivity, Young's modulus of an alloy may not differ greatly from those of its base element, but engineering properties such as tensile strength, ductility, and shear strength may be substantially different from those of the constituent materials. This is sometimes a result of the sizes of the atoms in the alloy, because larger atoms exert a compressive force on neighboring atoms, and smaller atoms exert a tensile force on their neighbors, helping the alloy resist deformation. Sometimes alloys may exhibit marked differences in behavior even when small amounts of one element are present. For example, impurities in semiconducting ferromagnetic alloys lead to different properties, as first predicted by White, Hogan, Suhl, Tian Abrie and Nakamura.
Unlike pure metals, most alloys do not have a single melting point, but a melting range during which the material is a mixture of solid and liquid phases (a slush). The temperature at which melting begins is called the solidus, and the temperature when melting is just complete is called the liquidus. For many alloys there is a particular alloy proportion (in some cases more than one), called either a eutectic mixture or a peritectic composition, which gives the alloy a unique and low melting point, and no liquid/solid slush transition.
Heat treatment.
Alloying elements are added to a base metal, to induce hardness, toughness, ductility, or other desired properties. Most metals and alloys can be work hardened by creating defects in their crystal structure. These defects are created during plastic deformation by hammering, bending, extruding, et cetera, and are permanent unless the metal is recrystallized. Otherwise, some alloys can also have their properties altered by heat treatment. Nearly all metals can be softened by annealing, which recrystallizes the alloy and repairs the defects, but not as many can be hardened by controlled heating and cooling. Many alloys of aluminium, copper, magnesium, titanium, and nickel can be strengthened to some degree by some method of heat treatment, but few respond to this to the same degree as does steel.
The base metal iron of the iron-carbon alloy known as steel, undergoes a change in the arrangement (allotropy) of the atoms of its crystal matrix at a certain temperature (usually between and , depending on carbon content). This allows the smaller carbon atoms to enter the interstices of the iron crystal. When this diffusion happens, the carbon atoms are said to be in "solution" in the iron, forming a particular single, homogeneous, crystalline phase called austenite. If the steel is cooled slowly, the carbon can diffuse out of the iron and it will gradually revert to its low temperature allotrope. During slow cooling, the carbon atoms will no longer be as soluble with the iron, and will be forced to precipitate out of solution, nucleating into a more concentrated form of iron carbide (Fe3C) in the spaces between the pure iron crystals. The steel then becomes heterogeneous, as it is formed of two phases, the iron-carbon phase called cementite (or carbide), and pure iron ferrite. Such a heat treatment produces a steel that is rather soft. If the steel is cooled quickly, however, the carbon atoms will not have time to diffuse and precipitate out as carbide, but will be trapped within the iron crystals. When rapidly cooled, a diffusionless (martensite) transformation occurs, in which the carbon atoms become trapped in solution. This causes the iron crystals to deform as the crystal structure tries to change to its low temperature state, leaving those crystals very hard but much less ductile (more brittle).
While the high strength of steel results when diffusion and precipitation is prevented (forming martensite), most heat-treatable alloys are precipitation hardening alloys, that depend on the diffusion of alloying elements to achieve their strength. When heated to form a solution and then cooled quickly, these alloys become much softer than normal, during the diffusionless transformation, but then harden as they age. The solutes in these alloys will precipitate over time, forming intermetallic phases, which are difficult to discern from the base metal. Unlike steel, in which the solid solution separates into different crystal phases (carbide and ferrite), precipitation hardening alloys form different phases within the same crystal. These intermetallic alloys appear homogeneous in crystal structure, but tend to behave heterogeneously, becoming hard and somewhat brittle.
In 1906, precipitation hardening alloys were discovered by Alfred Wilm. Precipitation hardening alloys, such as certain alloys of aluminium, titanium, and copper, are heat-treatable alloys that soften when quenched (cooled quickly), and then harden over time. Wilm had been searching for a way to harden aluminium alloys for use in machine-gun cartridge cases. Knowing that aluminium-copper alloys were heat-treatable to some degree, Wilm tried quenching a ternary alloy of aluminium, copper, and the addition of magnesium, but was initially disappointed with the results. However, when Wilm retested it the next day he discovered that the alloy increased in hardness when left to age at room temperature, and far exceeded his expectations. Although an explanation for the phenomenon was not provided until 1919, duralumin was one of the first "age hardening" alloys used, becoming the primary building material for the first Zeppelins, and was soon followed by many others. Because they often exhibit a combination of high strength and low weight, these alloys became widely used in many forms of industry, including the construction of modern aircraft.
Mechanisms.
When a molten metal is mixed with another substance, there are two mechanisms that can cause an alloy to form, called "atom exchange" and the "interstitial mechanism". The relative size of each element in the mix plays a primary role in determining which mechanism will occur. When the atoms are relatively similar in size, the atom exchange method usually happens, where some of the atoms composing the metallic crystals are substituted with atoms of the other constituent. This is called a "substitutional alloy". Examples of substitutional alloys include bronze and brass, in which some of the copper atoms are substituted with either tin or zinc atoms respectively.
In the case of the interstitial mechanism, one atom is usually much smaller than the other and can not successfully substitute for the other type of atom in the crystals of the base metal. Instead, the smaller atoms become trapped in the interstitial sites between the atoms of the crystal matrix. This is referred to as an "interstitial alloy". Steel is an example of an interstitial alloy, because the very small carbon atoms fit into interstices of the iron matrix.
Stainless steel is an example of a combination of interstitial and substitutional alloys, because the carbon atoms fit into the interstices, but some of the iron atoms are substituted by nickel and chromium atoms.
History and examples.
Meteoric iron.
The use of alloys by humans started with the use of meteoric iron, a naturally occurring alloy of nickel and iron. It is the main constituent of iron meteorites. As no metallurgic processes were used to separate iron from nickel, the alloy was used as it was. Meteoric iron could be forged from a red heat to make objects such as tools, weapons, and nails. In many cultures it was shaped by cold hammering into knives and arrowheads. They were often used as anvils. Meteoric iron was very rare and valuable, and difficult for ancient people to work.
Bronze and brass.
Iron is usually found as iron ore on Earth, except for one deposit of native iron in Greenland, which was used by the Inuit. Native copper, however, was found worldwide, along with silver, gold, and platinum, which were also used to make tools, jewelry, and other objects since Neolithic times. Copper was the hardest of these metals, and the most widely distributed. It became one of the most important metals to the ancients. Around 10,000 years ago in the highlands of Anatolia (Turkey), humans learned to smelt metals such as copper and tin from ore. Around 2500 BC, people began alloying the two metals to form bronze, which was much harder than its ingredients. Tin was rare, however, being found mostly in Great Britain. In the Middle East, people began alloying copper with zinc to form brass. Ancient civilizations took into account the mixture and the various properties it produced, such as hardness, toughness and melting point, under various conditions of temperature and work hardening, developing much of the information contained in modern alloy phase diagrams. For example, arrowheads from the Chinese Qin dynasty (around 200 BC) were often constructed with a hard bronze-head, but a softer bronze-tang, combining the alloys to prevent both dulling and breaking during use.
Amalgams.
Mercury has been smelted from cinnabar for thousands of years. Mercury dissolves many metals, such as gold, silver, and tin, to form amalgams (an alloy in a soft paste or liquid form at ambient temperature). Amalgams have been used since 200 BC in China for gilding objects such as armor and mirrors with precious metals. The ancient Romans often used mercury-tin amalgams for gilding their armor. The amalgam was applied as a paste and then heated until the mercury vaporized, leaving the gold, silver, or tin behind. Mercury was often used in mining, to extract precious metals like gold and silver from their ores.
Precious metals.
Many ancient civilizations alloyed metals for purely aesthetic purposes. In ancient Egypt and Mycenae, gold was often alloyed with copper to produce red-gold, or iron to produce a bright burgundy-gold. Gold was often found alloyed with silver or other metals to produce various types of colored gold. These metals were also used to strengthen each other, for more practical purposes. Copper was often added to silver to make sterling silver, increasing its strength for use in dishes, silverware, and other practical items. Quite often, precious metals were alloyed with less valuable substances as a means to deceive buyers. Around 250 BC, Archimedes was commissioned by the King of Syracuse to find a way to check the purity of the gold in a crown, leading to the famous bath-house shouting of "Eureka!" upon the discovery of Archimedes' principle.
Pewter.
The term pewter covers a variety of alloys consisting primarily of tin. As a pure metal, tin is much too soft to use for most practical purposes. However, during the Bronze Age, tin was a rare metal in many parts of Europe and the Mediterranean, so it was often valued higher than gold. To make jewellery, cutlery, or other objects from tin, workers usually alloyed it with other metals to increase strength and hardness. These metals were typically lead, antimony, bismuth or copper. These solutes were sometimes added individually in varying amounts, or added together, making a wide variety of objects, ranging from practical items such as dishes, surgical tools, candlesticks or funnels, to decorative items like ear rings and hair clips.
The earliest examples of pewter come from ancient Egypt, around 1450 BC. The use of pewter was widespread across Europe, from France to Norway and Britain (where most of the ancient tin was mined) to the Near East. The alloy was also used in China and the Far East, arriving in Japan around 800 AD, where it was used for making objects like ceremonial vessels, tea canisters, or chalices used in shinto shrines.
Iron.
The first known smelting of iron began in Anatolia, around 1800 BC. Called the bloomery process, it produced very soft but ductile wrought iron. By 800 BC, iron-making technology had spread to Europe, arriving in Japan around 700 AD. Pig iron, a very hard but brittle alloy of iron and carbon, was being produced in China as early as 1200 BC, but did not arrive in Europe until the Middle Ages. Pig iron has a lower melting point than iron, and was used for making cast-iron. However, these metals found little practical use until the introduction of crucible steel around 300 BC. These steels were of poor quality, and the introduction of pattern welding, around the 1st century AD, sought to balance the extreme properties of the alloys by laminating them, to create a tougher metal. Around 700 AD, the Japanese began folding bloomery-steel and cast-iron in alternating layers to increase the strength of their swords, using clay fluxes to remove slag and impurities. This method of Japanese swordsmithing produced one of the purest steel-alloys of the ancient world.
While the use of iron started to become more widespread around 1200 BC, mainly because of interruptions in the trade routes for tin, the metal was much softer than bronze. However, very small amounts of steel, (an alloy of iron and around 1% carbon), was always a byproduct of the bloomery process. The ability to modify the hardness of steel by heat treatment had been known since 1100 BC, and the rare material was valued for the manufacture of tools and weapons. Because the ancients could not produce temperatures high enough to melt iron fully, the production of steel in decent quantities did not occur until the introduction of blister steel during the Middle Ages. This method introduced carbon by heating wrought iron in charcoal for long periods of time, but the absorption of carbon in this manner is extremely slow thus the penetration was not very deep, so the alloy was not homogeneous. In 1740, Benjamin Huntsman began melting blister steel in a crucible to even out the carbon content, creating the first process for the mass production of tool steel. Huntsman's process was used for manufacturing tool steel until the early 1900s.
The introduction of the blast furnace to Europe in the Middle Ages meant that people could produce pig iron in much higher volumes than wrought iron. Because pig iron could be melted, people began to develop processes to reduce carbon in liquid pig iron to create steel. Puddling had been used in China since the first century, and was introduced in Europe during the 1700s, where molten pig iron was stirred while exposed to the air, to remove the carbon by oxidation. In 1858, Henry Bessemer developed a process of steel-making by blowing hot air through liquid pig iron to reduce the carbon content. The Bessemer process led to the first large scale manufacture of steel.
Steel is an alloy of iron and carbon, but the term "alloy steel" usually only refers to steels that contain other elements— like vanadium, molybdenum, or cobalt—in amounts sufficient to alter the properties of the base steel. Since ancient times, when steel was used primarily for tools and weapons, the methods of producing and working the metal were often closely guarded secrets. Even long after the Age of reason, the steel industry was very competitive and manufacturers went through great lengths to keep their processes confidential, resisting any attempts to scientifically analyze the material for fear it would reveal their methods. For example, the people of Sheffield, a center of steel production in England, were known to routinely bar visitors and tourists from entering town to deter industrial espionage. Thus, almost no metallurgical information existed about steel until 1860. Because of this lack of understanding, steel was not generally considered an alloy until the decades between 1930 and 1970 (primarily due to the work of scientists like William Chandler Roberts-Austen, Adolf Martens, and Edgar Bain), so "alloy steel" became the popular term for ternary and quaternary steel-alloys.
After Benjamin Huntsman developed his crucible steel in 1740, he began experimenting with the addition of elements like manganese (in the form of a high-manganese pig-iron called "spiegeleisen"), which helped remove impurities such as phosphorus and oxygen; a process adopted by Bessemer and still used in modern steels (albeit in concentrations low enough to still be considered carbon steel). Afterward, many people began experimenting with various alloys of steel without much success. However, in 1882, Robert Hadfield, being a pioneer in steel metallurgy, took an interest and produced a steel alloy containing around 12% manganese. Called mangalloy, it exhibited extreme hardness and toughness, becoming the first commercially viable alloy-steel. Afterward, he created silicon steel, launching the search for other possible alloys of steel.
Robert Forester Mushet found that by adding tungsten to steel it could produce a very hard edge that would resist losing its hardness at high temperatures. "R. Mushet's special steel" (RMS) became the first high-speed steel. Mushet's steel was quickly replaced by tungsten carbide steel, developed by Taylor and White in 1900, in which they doubled the tungsten content and added small amounts of chromium and vanadium, producing a superior steel for use in lathes and machining tools. In 1903, the Wright brothers used a chromium-nickel steel to make the crankshaft for their airplane engine, while in 1908 Henry Ford began using vanadium steels for parts like crankshafts and valves in his Model T Ford, due to their higher strength and resistance to high temperatures. In 1912, the Krupp Ironworks in Germany developed a rust-resistant steel by adding 21% chromium and 7% nickel, producing the first stainless steel.
Others.
Due to their high reactivity, most metals were not discovered until the 19th century. A method for extracting aluminium from bauxite was proposed by Humphry Davy in 1807, using an electric arc. Although his attempts were unsuccessful, by 1855 the first sales of pure aluminium reached the market. However, as extractive metallurgy was still in its infancy, most aluminium extraction-processes produced unintended alloys contaminated with other elements found in the ore; the most abundant of which was copper. These aluminium-copper alloys (at the time termed "aluminum bronze") preceded pure aluminium, offering greater strength and hardness over the soft, pure metal, and to a slight degree were found to be heat treatable. However, due to their softness and limited hardenability these alloys found little practical use, and were more of a novelty, until the Wright brothers used an aluminium alloy to construct the first airplane engine in 1903. During the time between 1865 and 1910, processes for extracting many other metals were discovered, such as chromium, vanadium, tungsten, iridium, cobalt, and molybdenum, and various alloys were developed.
Prior to 1910, research mainly consisted of private individuals tinkering in their own laboratories. However, as the aircraft and automotive industries began growing, research into alloys became an industrial effort in the years following 1910, as new magnesium alloys were developed for pistons and wheels in cars, and pot metal for levers and knobs, and aluminium alloys developed for airframes and aircraft skins were put into use.
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1192 | Artistic revolution | Throughout history, forms of art have gone through periodic abrupt changes called artistic revolutions. Movements have come to an end to be replaced by a new movement markedly different in striking ways.
Scientific and technological.
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Not all artistic revolutions were political. Sometimes, science and technological innovations have brought about unforeseen transformations in the works of artists. The stylistic revolution known as Impressionism, by painters eager to more accurately capture the changing colors of light and shadow, is inseparable from discoveries and inventions in the mid-19th century in which the style was born.
Michel Eugène Chevreul, a French chemist hired as director of dyes at a French tapestry works, began to investigate the optical nature of color in order to improve color in fabrics. Chevreul realized It was the eye, and not the dye, that had the greatest influence on color, and from this, he revolutionized color theory by grasping what came to be called the law of simultaneous contrast: that colors mutually influence one another when juxtaposed, each imposing its own complementary color on the other. The French painter Eugène Delacroix, who had been experimenting with what he called broken tones, embraced Chevreul's book, "The Law of Contrast of Color" (1839) with its explanations of how juxtaposed colors can enhance or diminish each other, and his exploration of all the visible colors of the spectrum. Inspired by Chevreul’s 1839 treatise, Delacroix passed his enthusiasm on to the young artists who were inspired by him. It was Chevreul who led the Impressionists to grasp that they should apply separate brushstrokes of pure color to a canvas and allow the viewer’s eye to combine them optically.
They were aided greatly in this by innovations in oil paint itself. Since the Renaissance, painters had to grind pigment, add oil and thus create their own paints; these time-consuming paints also quickly dried out, making studio painting a necessity for large works, and limiting painters to mix one or two colors at a time and fill in an entire area using just that one color before it dried out. In 1841, a little-known American painter named John G. Rand invented a simple improvement without which the Impressionist movement could not have occurred: the small, flexible tin tube with removable cap in which oil paints could be stored. Oil paints kept in such tubes stayed moist, usable, and portable. For the first time since the Renaissance, painters were not trapped by the time frame of how quickly oil paint dried.
Paints in tubes could be easily loaded up and carried out into the real world, to directly observe the play of color and natural light, in shadow and movement, to paint in the moment. Selling the oil paint in tubes also brought about the arrival of dazzling new pigments - chrome yellow, cadmium blue - invented by 19th century industrial chemists. The tubes freed the Impressionists to paint quickly, and across an entire canvas, rather than carefully delineated single-color sections at a time; in short, to sketch directly in oil - racing across the canvas in every color that came to hand and thus inspiring their name of "impressionists" - since such speedy, bold brushwork and dabs of separate colors made contemporary critics think their paintings were mere impressions, not finished paintings, which were to have no visible brush marks at all, seamless under layers of varnish.
Pierre-Auguste Renoir said, “Without colors in tubes, there would be no Cézanne, no Monet, no Pissarro, and no Impressionism.”
Finally, the careful, hyper-realistic techniques of French neo-classicism were seen as stiff and lifeless when compared to the remarkable new vision of the world as seen through the new invention of photography by the mid-1850s. It was not merely that the increasing ability of this new invention, particularly by the French inventor Daguerre, made the realism of the painted image redundant as he deliberately competed in the Paris diorama with large-scale historical paintings. The neo-classical subject matter, limited by Academic tradition to Greek and Roman legends, historical battles and Biblical stories, seemed oppressively clichéd and limited to artists eager to explore the actual world in front of their own eyes revealed by the camera - daily life, candid groupings of everyday people doing simple things, Paris itself, rural landscapes and most particularly the play of captured light - not the imaginary lionizing of unseen past events. Early photographs influenced Impressionist style by its use of asymmetry, cropping and most obviously the blurring of motion, as inadvertently captured in the very slow speeds of early photography.
Edgar Degas, Claude Monet, Pierre-Auguste Renoir - in their framing, use of color, light and shadow, subject matter - put these innovations to work to create a new language of visual beauty and meaning.
Faking revolution: the CIA and Abstract Expressionism.
Their initial break with realism into an exploration of light, color and the nature of paint was brought to an ultimate conclusion by the abstract expressionists who broke away from recognizable content of any kind into works of pure shape, color and painterliness which emerged at the end of the Second World War. At first thought of as primitive, inept works - as in "my four year old could do that - these works were misunderstood and neglected until given critical and support by the rise of art journalists and critics who championed their work in the 1940s and 50s, expressing the power of such work in aesthetic terms the artists themselves seldom used, or even understood. Jackson Pollock who pioneered splatter painting, dispensing with a paint brush altogether, soon became lionized as the angry young man in a large spread in "Life" magazine.
In fact, in a deliberate, secret and successful effort to separate artistic revolutions from political ones, abstract expressionists like Pollock, Robert Motherwell, Willem de Kooning and Mark Rothko, while seemingly difficult, pathbreaking artists, were in fact secretly supported for twenty years by the Central Intelligence Agency (CIA) in a Cold War policy begun in 1947 to prove that the United States could foster more artistic freedom than the Soviet bloc. "It was recognized that Abstract Expressionism was the kind of art that made Socialist Realism look even more stylized and rigid and confined than it was," said former CIA case worker Donald Jameson, who finally broke the silence on this program in 1995. Ironically, the covert CIA support for these radical works was required because an attempt to use government funds for a European tour of these works during the Truman administration led to a public uproar in conservative McCarthy-era America, with Truman famously remarking, "If that's art, I'm a Hottentot." Thus, the program was hidden under the guise of fabricated foundations and the support of wealthy patrons who were actually using CIA funds, not their own, to sponsor traveling exhibitions of American abstract expressionists all over the world, publish books and articles praising them and to purchase and exhibit abstract expressionist works in major American and British museums. Thomas Braden, in charge of these cultural programs for the CIA, in the early years of the Cold War, had formerly been executive secretary of the Museum of Modern Art, America's leading institution for 20th century art and the charges of collusion between the two echoed for many years after this program was revealed, though most of the artists involved had no idea they were being used in this way and were furious when they found out.
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1193 | Agrarianism | Agrarianism is a political and social philosophy that has promoted subsistence agriculture, smallholdings, and egalitarianism, with agrarian political parties normally supporting the rights and sustainability of small farmers and poor peasants against the wealthy in society. In highly developed and industrial nations or regions, it can denote use of financial and social incentives for self-sustainability, more community involvement in food production (such as allotment gardens) and smart growth that avoids urban sprawl, and also what many of its advocates contend are risks of human overpopulation; when overpopulation occurs, the available resources become too limited for the entire population to survive comfortably or at all in the long term.
Philosophy.
Some scholars suggest that agrarianism values rural society as superior to urban society and the independent farmer as superior to the paid worker, and sees farming as a way of life that can shape the ideal social values. It stresses the superiority of a simpler rural life as opposed to the complexity of city life. For example, M. Thomas Inge defines agrarianism by the following basic tenets:
History.
The philosophical roots of agrarianism include European and Chinese philosophers. The Chinese school of Agriculturalism (农家/農家) was a philosophy that advocated peasant utopian communalism and egalitarianism. In societies influenced by Confucianism, the farmer was considered an esteemed productive member of society, but merchants who made money were looked down upon. That influenced European intellectuals like François Quesnay, an avid Confucianist and advocate of China's agrarian policies, in forming the French agrarian philosophy of physiocracy. The physiocrats, along with the ideas of John Locke and the Romantic Era, formed the basis of modern European and American agrarianism.
Types of agrarianism.
Jeffersonian democracy.
The United States president Thomas Jefferson was an agrarian who based his ideas about the budding American democracy around the notion that farmers are "the most valuable citizens" and the truest republicans. Jefferson and his support base were committed to American republicanism, which they saw as being in opposition to aristocracy and corruption, and which prioritized virtue, exemplified by the "yeoman farmer", "planters", and the "plain folk". In praising the rural farmfolk, the Jeffersonians felt that financiers, bankers and industrialists created "cesspools of corruption" in the cities and should thus be avoided.
The Jeffersonians sought to align the American economy more with agriculture than industry. Part of their motive to do so was Jefferson's fear that the over-industrialization of America would create a class of wage slaves who relied on their employers for income and sustenance. In turn, these workers would cease to be independent voters as their vote could be manipulated by said employers. To counter this, Jefferson introduced, as scholar Clay Jenkinson noted, "a graduated income tax that would serve as a disincentive to vast accumulations of wealth and would make funds available for some sort of benign redistribution downward" and tariffs on imported articles, which were mainly purchased by the wealthy. In 1811, Jefferson, writing to a friend, explained: "these revenues will be levied entirely on the rich... . the rich alone use imported articles, and on these alone the whole taxes of the general government are levied. the poor man ... pays not a farthing of tax to the general government, but on his salt."
There is general agreement that the substantial United States' federal policy of offering land grants (such as thousands of gifts of land to veterans) had a positive impact on economic development in the 19th century.
Agrarian socialism.
Agrarian socialism is a form of agrarianism that is anti-capitalist in nature and seeks to introduce socialist economic systems in their stead.
Zapatismo.
Notable agrarian socialists include Emiliano Zapata who was a leading figure in the Mexican Revolution. As part of the Liberation Army of the South, his group of revolutionaries fought on behalf of the Mexican peasants, whom they saw as exploited by the landowning classes. Zapata published Plan of Ayala, which called for significant land reforms and land redistribution in Mexico as part of the revolution. Zapata was killed and his forces crushed over the course of the Revolution, but his political ideas lived on in the form of Zapatismo.
Zapatismo would form the basis for neozapatismo, the ideology of the Zapatista Army of National Liberation. Known as "Ejército Zapatista de Liberación Nacional" or EZLN in Spanish, EZLN is a far-left libertarian socialist political and militant group that emerged in the state of Chiapas in southmost Mexico in 1994. EZLN and Neozapatismo, as explicit in their name, seek to revive the agrarian socialist movement of Zapata, but fuse it with new elements such as a commitment to indigenous rights and community-level decision making.
Subcommander Marcos, a leading member of the movement, argues that the peoples' collective ownership of the land was and is the basis for all subsequent developments the movement sought to create:
...When the land became property of the peasants ... when the land passed into the hands of those who work it ... [This was] the starting point for advances in government, health, education, housing, nutrition, women’s participation, trade, culture, communication, and information ...[it was] recovering the means of production, in this case, the land, animals, and machines that were in the hands of large property owners.”
Maoism.
Maoism, the far-left ideology of Mao Zedong and his followers, places a heavy emphasis on the role of peasants in its goals. In contrast to other Marxist schools of thought which normally seek to acquire the support of urban workers, Maoism sees the peasantry as key. Believing that "political power grows out of the barrel of a gun", Maoism saw the Chinese Peasantry as the prime source for a Marxist vanguard because it possessed two qualities: (i) they were poor, and (ii) they were a political blank slate; in Mao's words, “A clean sheet of paper has no blotches, and so the newest and most beautiful words can be written on it”. During the Chinese Civil War and the Second Sino-Japanese War, Mao and the Chinese Communist Party made extensive use of peasants and rural bases in their military tactics, often eschewing the cities.
Following the eventual victory of the Communist Party in both wars, the countryside and how it should be run remained a focus for Mao. In 1958, Mao launched the Great Leap Forward, a social and economic campaign which, amongst other things, altered many aspects of rural Chinese life. It introduced mandatory collective farming and forced the peasantry to organize itself into communal living units which were known as people's communes. These communes, which consisted of 5,000 people on average, were expected to meet high production quotas while the peasants who lived on them adapted to this radically new way of life. The communes were run as co-operatives where wages and money were replaced by work points. Peasants who criticised this new system were persecuted as "rightists" and "counter-revolutionaries". Leaving the communes was forbidden and escaping from them was difficult or impossible, and those who attempted it were subjected to party-orchestrated "public struggle sessions," which further jeopardized their survival. These public criticism sessions were often used to intimidate the peasants into obeying local officials and they often devolved into little more than public beatings.
On the communes, experiments were conducted in order to find new methods of planting crops, efforts were made to construct new irrigation systems on a massive scale, and the communes were all encouraged to produce steel backyard furnaces as part of an effort to increase steel production. However, following the Anti-Rightist Campaign, Mao had instilled a mass distrust of intellectuals into China, and thus engineers often were not consulted with regard to the new irrigation systems and the wisdom of asking untrained peasants to produce good quality steel from scrap iron was not publicly questioned. Similarly, the experimentation with the crops did not produce results. In addition to this the Four Pests Campaign was launched, in which the peasants were called upon to destroy sparrows and other wild birds that ate crop seeds, in order to protect fields. Pest birds were shot down or scared away from landing until they dropped from exhaustion. This campaign resulted in an ecological disaster that saw an explosion of the vermin population, especially crop-eating insects, which was consequently not in danger of being killed by predators.
None of these new systems were working, but local leaders did not dare to state this, instead, they falsified reports so as not to be punished for failing to meet the quotas. In many cases they stated that they were greatly exceeding their quotas, and in turn, the Chinese state developed a completely false sense of success with regard to the commune system.
All of this culminated in the Great Chinese Famine, which began in 1959, lasted 3 years, and saw an estimated 15 to 30 million Chinese people die. A combination of bad weather and the new, failed farming techniques that were introduced by the state led to massive shortages of food. By 1962, the Great Leap Forward was declared to be at an end.
In the late 1960s and early 1970s, Mao once again radically altered life in rural China with the launching of the Down to the Countryside Movement. As a response to the Great Chinese Famine, the Chinese President Liu Shaoqi began "sending down" urban youths to rural China in order to recover its population losses and alleviate overcrowding in the cities. However, Mao turned the practice into a political crusade, declaring that the sending down would strip the youth of any bourgeois tendencies by forcing them to learn from the unprivileged rural peasants. In reality, it was the Communist Party's attempt to reign in the Red Guards, who had become uncontrollable during the course of the Cultural Revolution. 10% of the 1970 urban population of China was sent out to remote rural villages, often in Inner Mongolia. The villages, which were still poorly recovering from the effects of the Great Chinese Famine, did not have the excess resources that were needed to support the newcomers. Furthermore, the so-called "sent-down youth" had no agricultural experience and as a result, they were unaccustomed to the harsh lifestyle that existed in the countryside, and their unskilled labor in the villages provided little benefit to the agricultural sector. As a result, many of the sent-down youth died in the countryside. The relocation of the youths was originally intended to be permanent, but by the end of the Cultural Revolution, the Communist Party relented and some of those who had the capacity to return to the cities were allowed to do so.
In imitation of Mao's policies, the Khmer Rouge of Cambodia (who were heavily funded and supported by the People's Republic of China) created their own version of the Great Leap Forward which was known as "Maha Lout Ploh". With the Great Leap Forward as its model, it had similarly disastrous effects, contributing to what is now known as the Cambodian genocide. As a part of the Maha Lout Ploh, the Khmer Rouge sought to create an entirely agrarian socialist society by forcibly relocating 100,000 people to move from Cambodia's cities into newly created communes. The Khmer Rouge leader, Pol Pot sought to "purify" the country by setting it back to "Year Zero", freeing it from "corrupting influences". Besides trying to completely de-urbanize Cambodia, ethnic minorities were slaughtered along with anyone else who was suspected of being a "reactionary" or a member of the "bourgeoisie", to the point that wearing glasses was seen as grounds for execution. The killings were only brought to an end when Cambodia was invaded by the neighboring socialist nation of Vietnam, whose army toppled the Khmer Rouge. However, with Cambodia's entire society and economy in disarray, including its agricultural sector, the country still plunged into renewed famine due to vast food shortages. However, as international journalists began to report on the situation and send images of it out to the world, a massive international response was provoked, leading to one of the most concentrated relief efforts of its time.
Notable agrarian parties.
Peasant parties first appeared across Eastern Europe between 1860 and 1910, when commercialized agriculture and world market forces disrupted traditional rural society, and the railway and growing literacy facilitated the work of roving organizers. Agrarian parties advocated land reforms to redistribute land on large estates among those who work it. They also wanted village cooperatives to keep the profit from crop sales in local hands and credit institutions to underwrite needed improvements. Many peasant parties were also nationalist parties because peasants often worked their land for the benefit of landlords of different ethnicity.
Peasant parties rarely had any power before World War I but some became influential in the interwar era, especially in Bulgaria and Czechoslovakia. For a while, in the 1920s and the 1930s, there was a Green International (International Agrarian Bureau) based on the peasant parties in Bulgaria, Czechoslovakia, Poland, and Serbia. It functioned primarily as an information center that spread the ideas of agrarianism and combating socialism on the left and landlords on the right and never launched any significant activities.
Europe.
Bulgaria.
In Bulgaria, the Bulgarian Agrarian National Union (BZNS) was organized in 1899 to resist taxes and build cooperatives. BZNS came to power in 1919 and introduced many economic, social, and legal reforms. However, conservative forces crushed BZNS in a 1923 coup and assassinated its leader, Aleksandar Stamboliyski (1879–1923). BZNS was made into a communist puppet group until 1989, when it reorganized as a genuine party.
Czechoslovakia.
In Czechoslovakia, the Republican Party of Agricultural and Smallholder People often shared power in parliament as a partner in the five-party pětka coalition. The party's leader, Antonín Švehla (1873–1933), was prime minister several times. It was consistently the strongest party, forming and dominating coalitions. It moved beyond its original agrarian base to reach middle-class voters. The party was banned by the National Front after the Second World War.
France.
In France, the Hunting, Fishing, Nature, Tradition party is a moderate conservative, agrarian party, reaching a peak of 4.23% in the 2002 French presidential election. It would later on become affiliated to France's main conservative party, Union for a Popular Movement. More recently, the Resistons! movement of Jean Lassalle espoused agrarianism.
Hungary.
In Hungary, the first major agrarian party, the small-holders party was founded in 1908. The party became part of the government in the 1920s but lost influence in the government. A new party, the Independent Smallholders, Agrarian Workers and Civic Party was established in 1930 with a more radical program representing larger scale land redistribution initiatives. They implemented this program together with the other coalition parties after WWII. However, after 1949 the party was outlawed when a one-party system was introduced. They became part of the government again 1990–1994, and 1998-2002 after which they lost political support. The ruling Fidesz party has an agrarian faction, and promotes agrarian interest since 2010 with the emphasis now placed on supporting larger family farms versus small-holders.
Ireland.
In the late 19th century, the Irish National Land League aimed to abolish landlordism in Ireland and enable tenant farmers to own the land they worked on. The "Land War" of 1878–1909 led to the Irish Land Acts, ending absentee landlords and ground rent and redistributing land among peasant farmers.
Post-independence, the Farmers' Party operated in the Irish Free State from 1922, folding into the National Centre Party in 1932. It was mostly supported by wealthy farmers in the east of Ireland.
Clann na Talmhan (Family of the Land; also called the "National Agricultural Party") was founded in 1938. They focused more on the poor smallholders of the west, supporting land reclamation, afforestation, social democracy and rates reform. They formed part of the governing coalition of the Government of the 13th Dáil and Government of the 15th Dáil. Economic improvement in the 1960s saw farmers vote for other parties and Clann na Talmhan disbanded in 1965.
Kazakhstan.
In Kazakhstan, the Peasants' Union, originally a communist organization, was formed as one of first agrarian parties in independent Kazakhstan and would win four seats in the 1994 legislative election. The Agrarian Party of Kazakhstan, led by Romin Madinov, was founded in 1999, which favored the privatization of agricultural land, developments towards rural infrastructure, as well as changes in the tax system in agrarian economy. The party would go on to win three Mäjilis seats in the 1999 legislative election and eventually unite with the Civic Party of Kazakhstan to form the pro-government Agrarian-Industrial Union of Workers (AIST) bloc that would be chaired by Madinov for the 2004 legislative election, with the AIST bloc winning 11 seats in the Mäjilis. From there, the bloc remained short-lived as it would merge with the ruling Nur Otan party in 2006.
Several other parties in Kazakhstan over the years have embraced agrarian policies in their programs in an effort to appeal towards a large rural Kazakh demographic base, which included Amanat, ADAL, and Respublica.
Since late 2000s, the "Auyl" People's Democratic Patriotic Party remains the largest and most influential agrarian-oriented party in Kazakhstan, as its presidential candidate Jiguli Dairabaev had become the second-place frontrunner in the 2022 presidential election after sweeping 3.4% of the vote. In the 2023 legislative election, the Auyl party for the first time was represented the parliament after winning nine seats in the lower chamber Mäjilis. The party raises rural issues in regard to decaying villages, the agro-industrial complex, the issues of social security of the rural population, and has consistently opposed the ongoing rural flight in Kazakhstan.
Latvia.
In Latvia, the Union of Greens and Farmers is supportive of traditional small farms and perceives them as more environmentally friendly than large-scale farming: Nature is threatened by development, while small farms are threatened by large industrial-scale farms.
Lithuania.
In Lithuania, as of 2017, the government is led by the Lithuanian Farmers and Greens Union, under the leadership of industrial farmer Ramūnas Karbauskis.
Poland.
In Poland, the Polish People's Party traces its tradition to an agrarian party in Austro-Hungarian-controlled Galician Poland. After the fall of the communist regime, PPP's biggest success came in 1993 elections, where it won 132 out of 460 parliamentary seats. Since then, PPP's support has steadily declined, until 2019, when they formed Polish Coalition with an anti- establishment, direct democracy Kukiz'15 party, and managed to get 8.5% of popular vote. Moreover, PPP tends to get much better results in local elections. In 2014 elections they have managed to get 23.88% of votes.
The right-wing Law and Justice party has also become supportive of agrarian policies in recent years and polls show that most of their support comes from rural areas. AGROunia resembles the features of agrarianism.
Romania.
In Romania, older party parties from Transylvania, Moldavia, and Wallachia merged to become the National Peasants' Party (PNȚ) in 1926. Iuliu Maniu (1873–1953) was a prime minister with an agrarian cabinet from 1928 to 1930 and briefly in 1932–1933, but the Great Depression made proposed reforms impossible. The forcefully-introduced and illegal communist regime dissolved the party in 1947 (along with other historical parties such as the National Liberal Party), but it reformed in 1989 after they fell from power.
The reformed party, which also incorporated elements of Christian democracy in its ideology, governed Romania as part of the Romanian Democratic Convention (CDR) between 1996 and 2000.
Serbia.
In Serbia, Nikola Pašić (1845–1926) and his People's Radical Party dominated Serbian politics after 1903. The party also monopolized power in Yugoslavia from 1918 to 1929. During the dictatorship of the 1930s, the prime minister was from that party.
Ukraine.
In Ukraine, the Radical Party of Oleh Lyashko has promised to purify the country of oligarchs "with a pitchfork". The party advocates a number of traditional left-wing positions (a progressive tax structure, a ban on agricultural land sale and eliminating the illegal land market, a tenfold increase in budget spending on health, setting up primary health centres in every village) and mixes them with strong nationalist sentiments.
United Kingdom.
In land law the heyday of English, Irish (and thus Welsh) agrarianism was to 1603, led by the Tudor royal advisors, who sought to maintain a broad pool of agricultural commoners from which to draw military men, against the interests of larger landowners who sought enclosure (meaning complete private control of common land, over which by custom and common law lords of the manor always enjoyed minor rights). The heyday was eroded by hundreds of Acts of Parliament to expressly permit enclosure, chiefly from 1650 to the 1810s. Politicians standing strongly as reactionaries to this included the Levellers, those anti-industrialists (Luddites) going beyond opposing new weaving technology and, later, radicals such as William Cobbett.
A high level of net national or local self-sufficiency has a strong base in campaigns and movements. In the 19th century such empowered advocates included Peelites and most Conservatives. The 20th century saw the growth or start of influential non-governmental organisations, such as the National Farmers' Union of England and Wales, Campaign for Rural England, Friends of the Earth (EWNI) and of the England Wales, Scottish and Northern Irish political parties prefixed by and focussed on Green politics. The 21st century has seen decarbonisation already in electricity markets. Following protests and charitable lobbying local food has seen growing market share, sometimes backed by wording in public policy papers and manifestos. The UK has many sustainability-prioritising businesses, green charity campaigns, events and lobby groups ranging from espousing allotment gardens (hobby community farming) through to a clear policy of local food and/or self-sustainability models.
Oceania.
Australia.
Historian F.K. Crowley finds that:
The National Party of Australia (formerly called the Country Party), from the 1920s to the 1970s, promulgated its version of agrarianism, which it called "countrymindedness". The goal was to enhance the status of the graziers (operators of big sheep stations) and small farmers and justified subsidies for them.
New Zealand.
The New Zealand Liberal Party aggressively promoted agrarianism in its heyday (1891–1912). The landed gentry and aristocracy ruled Britain at this time. New Zealand never had an aristocracy but its wealthy landowners largely controlled politics before 1891. The Liberal Party set out to change that by a policy it called "populism." Richard Seddon had proclaimed the goal as early as 1884: "It is the rich and the poor; it is the wealthy and the landowners against the middle and labouring classes. That, Sir, shows the real political position of New Zealand." The Liberal strategy was to create a large class of small landowning farmers who supported Liberal ideals. The Liberal government also established the basis of the later welfare state such as old age pensions and developed a system for settling industrial disputes, which was accepted by both employers and trade unions. In 1893, it extended voting rights to women, making New Zealand the first country in the world to do so.
To obtain land for farmers, the Liberal government from 1891 to 1911 purchased of Maori land. The government also purchased from large estate holders for subdivision and closer settlement by small farmers. The Advances to Settlers Act (1894) provided low-interest mortgages, and the agriculture department disseminated information on the best farming methods. The Liberals proclaimed success in forging an egalitarian, anti-monopoly land policy. The policy built up support for the Liberal Party in rural North Island electorates. By 1903, the Liberals were so dominant that there was no longer an organized opposition in Parliament.
North America.
The United States and Canada both saw a rise of Agrarian-oriented parties in the early twentieth century as economic troubles motivated farming communities to become politically active. It has been proposed that different responses to agrarian protest largely determined the course of power generated by these newly-energized rural factions. According to Sociologist Barry Eidlin:"In the United States, Democrats adopted a co-optive response to farmer and labor protest, incorporating these constituencies into the New Deal coalition. In Canada, both mainstream parties adopted a coercive response, leaving these constituencies politically excluded and available for an independent left coalition."These reactions may have helped determine the outcome of agrarian power and political associations in the US and Canada.
United States of America.
Kansas.
Economic desperation experienced by farmers across the state of Kansas in the nineteenth century spurred the creation of The People's Party in 1890, and soon-after would gain control of the governor's office in 1892. This party, consisting of a mix of Democrats, Socialists, Populists, and Fusionists, would find itself buckling from internal conflict regarding the unlimited coinage of silver. The Populists permanently lost power in 1898.
Oklahoma.
Oklahoma farmers considered their political activity during the early twentieth century due to the outbreak of war, depressed crop prices, and an inhibited sense of progression towards owning their own farms. Tenancy had been reportedly as high as 55% in Oklahoma by 1910. These pressures saw agrarian counties in Oklahoma supporting Socialist policies and politics, with the Socialist platform proposing a deeply agrarian-radical platform:...the platform proposed a "Renters and Farmer's Program" which was strongly agrarian radical in its insistence upon various measures to put land into "The hands of the actual tillers of the soil." Although it did not propose to nationalize privately owned land, it did offer numerous plans to enlarge the state's public domain, from which land would be rented at prevailing share rents to tenants until they had paid rent equal to the land's value. The tenant and his children would have the right of occupancy and use, but the 'title' would remind in the 'commonwealth', an arrangement that might be aptly termed 'Socialist fee simple'. They proposed to exempt from taxation all farm dwellings, animals, and improvements up to the value of $1,000. The State Board of Agriculture would encourage 'co-operative societies' of farmers to make plans f or the purchase of land, seed, tools, and for preparing and selling produce. In order to give farmers essential services at cost, the Socialists called for the creation of state banks and mortgage agencies, crop insurance, elevators, and warehouses.This agrarian-backed Socialist party would win numerous offices, causing a panic within the local Democratic party. This agrarian-Socialist movement would be inhibited by voter suppression laws aimed at reducing the participation of voters of color, as well as national wartime policies intended to disrupt political elements considered subversive. This party would peak in power in 1914.
Back-to-the-land movement.
Agrarianism is similar to but not identical with the back-to-the-land movement. Agrarianism concentrates on the fundamental goods of the earth, on communities of more limited economic and political scale than in modern society, and on simple living, even when the shift involves questioning the "progressive" character of some recent social and economic developments. Thus, agrarianism is not industrial farming, with its specialization on products and industrial scale.
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1194 | Atomic | Atomic may refer to:
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1196 | Angle | In Euclidean geometry, an angle is the figure formed by two rays, called the "sides" of the angle, sharing a common endpoint, called the "vertex" of the angle.
Angles formed by two rays are also known as plane angles as they lie in the plane that contains the rays. Angles are also formed by the intersection of two planes; these are called "dihedral angles". Two intersecting curves may also define an angle, which is the angle of the rays lying tangent to the respective curves at their point of intersection.
The magnitude of an angle is called an angular measure or simply "angle". Angle of rotation is a measure conventionally defined as the ratio of a circular arc length to its radius, and may be a negative number. In the case of a geometric angle, the arc is centered at the vertex and delimited by the sides. In the case of a rotation, the arc is centered at the center of the rotation and delimited by any other point and its image by the rotation.
History and etymology.
The word "angle" comes from the Latin word , meaning "corner." Cognate words include the Greek () meaning "crooked, curved" and the English word "ankle." Both are connected with the Proto-Indo-European root "*ank-", meaning "to bend" or "bow."
Euclid defines a plane angle as the inclination to each other, in a plane, of two lines which meet each other, and do not lie straight with respect to each other. According to the Neoplatonic metaphysician Proclus, an angle must be either a quality, a quantity, or a relationship. The first concept, angle as quality, was used by Eudemus of Rhodes, who regarded an angle as a deviation from a straight line; the second, angle as quality, by Carpus of Antioch, who regarded it as the interval or space between the intersecting lines; Euclid adopted the third: angle as relationship.
Identifying angles.
In mathematical expressions, it is common to use Greek letters (α, β, γ, θ, φ, . . . ) as variables denoting the size of some angle (to avoid confusion with its other meaning, the symbol is typically not used for this purpose). Lower case Roman letters ("a", "b", "c", . . . ) are also used. In contexts where this is not confusing, an angle may be denoted by the upper case Roman letter denoting its vertex. See the figures in this article for examples.
In geometric figures, angles may also be identified by the three points that define them. For example, the angle with vertex A formed by the rays AB and AC (that is, the half-lines from point A through points B and C) is denoted or formula_1. Where there is no risk of confusion, the angle may sometimes be referred to by a single vertex alone (in this case "angle A").
Potentially, an angle denoted as, say, might refer to any of four angles: the clockwise angle from B to C about A, the anticlockwise angle from B to C about A, the clockwise angle from C to B about A, or the anticlockwise angle from C to B about A, where the direction in which the angle is measured determines its sign (see "). However, in many geometrical situations it is obvious from context that the positive angle less than or equal to 180 degrees is meant, and in these cases no ambiguity arises. Otherwise, to avoid ambiguity specific conventions may be adopted so that for instance always refers to the anticlockwise (positive) angle from B to C about A and the anticlockwise (positive) angle from C to B about A.
Types of angles.
Individual angles.
There is some common terminology for angles, whose measure is always non-negative (see "):
The names, intervals, and measuring units are shown in the table below:
Vertical and angle pairs.
When two straight lines intersect at a point, four angles are formed. Pairwise these angles are named according to their location relative to each other.
A transversal is a line that intersects a pair of (often parallel) lines, and is associated with "alternate interior angles", "corresponding angles", "interior angles", and "exterior angles".
Combining angle pairs.
Three special angle pairs involve the summation of angles:
Measuring angles.
The size of a geometric angle is usually characterized by the magnitude of the smallest rotation that maps one of the rays into the other. Angles that have the same size are said to be "equal" or "congruent" or "equal in measure".
In some contexts, such as identifying a point on a circle or describing the "orientation" of an object in two dimensions relative to a reference orientation, angles that differ by an exact multiple of a full turn are effectively equivalent. In other contexts, such as identifying a point on a spiral curve or describing the "cumulative rotation" of an object in two dimensions relative to a reference orientation, angles that differ by a non-zero multiple of a full turn are not equivalent.
In order to measure an angle θ, a circular arc centered at the vertex of the angle is drawn, e.g. with a pair of compasses. The ratio of the length s of the arc by the radius r of the circle is the number of radians in the angle:
formula_2
Conventionally, in mathematics and in the SI, the radian is treated as being equal to the dimensionless value 1.
The angle expressed another angular unit may then be obtained by multiplying the angle by a suitable conversion constant of the form , where "k" is the measure of a complete turn expressed in the chosen unit (for example, for degrees or 400 grad for gradians):
formula_3
The value of thus defined is independent of the size of the circle: if the length of the radius is changed then the arc length changes in the same proportion, so the ratio "s"/"r" is unaltered.
Angle addition postulate.
The angle addition postulate states that if B is in the interior of angle AOC, then
formula_4
The measure of the angle AOC is the sum of the measure of angle AOB and the measure of angle BOC.
Units.
Throughout history, angles have been measured in various units. These are known as angular units, with the most contemporary units being the degree ( ° ), the radian (rad), and the gradian (grad), though many others have been used throughout history. Most units of angular measurement are defined such that one turn (i.e. the angle subtended by the circumference of a circle at its centre) is equal to "n" units, for some whole number "n". Two exceptions are the radian (and its decimal submultiples) and the diameter part.
In the International System of Quantities, angle is defined as a dimensionless quantity, and in particular the radian unit is dimensionless. This convention impacts how angles are treated in dimensional analysis. For a discussion see "".
The following table list some units used to represent angles.
Signed angles.
Although the definition of the measurement of an angle does not support the concept of a negative angle, it is frequently useful to impose a convention that allows positive and negative angular values to represent orientations and/or rotations in opposite directions relative to some reference.
In a two-dimensional Cartesian coordinate system, an angle is typically defined by its two sides, with its vertex at the origin. The "initial side" is on the positive x-axis, while the other side or "terminal side" is defined by the measure from the initial side in radians, degrees, or turns. With "positive angles" representing rotations toward the positive y-axis and "negative angles" representing rotations toward the negative "y"-axis. When Cartesian coordinates are represented by "standard position", defined by the "x"-axis rightward and the "y"-axis upward, positive rotations are anticlockwise and negative rotations are clockwise.
In many contexts, an angle of −"θ" is effectively equivalent to an angle of "one full turn minus "θ"". For example, an orientation represented as −45° is effectively equivalent to an orientation represented as 360° − 45° or 315°. Although the final position is the same, a physical rotation (movement) of −45° is not the same as a rotation of 315° (for example, the rotation of a person holding a broom resting on a dusty floor would leave visually different traces of swept regions on the floor).
In three-dimensional geometry, "clockwise" and "anticlockwise" have no absolute meaning, so the direction of positive and negative angles must be defined in terms of an orientation, which is typically defined by a normal vector passing through the angle's vertex and perpendicular to the plane in which the rays of the angle lie.
In navigation, bearings or azimuth are measured relative to north. By convention, viewed from above, bearing angles are positive clockwise, so a bearing of 45° corresponds to a north-east orientation. Negative bearings are not used in navigation, so a north-west orientation corresponds to a bearing of 315°.
Related quantities.
For an angular unit, it is definitional that the angle addition postulate holds. Some quantities related to angles where the angle addition postulate does not hold include:
Angles between curves.
The angle between a line and a curve (mixed angle) or between two intersecting curves (curvilinear angle) is defined to be the angle between the tangents at the point of intersection. Various names (now rarely, if ever, used) have been given to particular cases:—"amphicyrtic" (Gr. , on both sides, κυρτός, convex) or "cissoidal" (Gr. κισσός, ivy), biconvex; "xystroidal" or "sistroidal" (Gr. ξυστρίς, a tool for scraping), concavo-convex; "amphicoelic" (Gr. κοίλη, a hollow) or "angulus lunularis", biconcave.
Bisecting and trisecting angles.
The ancient Greek mathematicians knew how to bisect an angle (divide it into two angles of equal measure) using only a compass and straightedge, but could only trisect certain angles. In 1837, Pierre Wantzel showed that for most angles this construction cannot be performed.
Dot product and generalisations.
In the Euclidean space, the angle "θ" between two Euclidean vectors u and v is related to their dot product and their lengths by the formula
formula_5
This formula supplies an easy method to find the angle between two planes (or curved surfaces) from their normal vectors and between skew lines from their vector equations.
Inner product.
To define angles in an abstract real inner product space, we replace the Euclidean dot product ( · ) by the inner product formula_6, i.e.
formula_7
In a complex inner product space, the expression for the cosine above may give non-real values, so it is replaced with
formula_8
or, more commonly, using the absolute value, with
formula_9
The latter definition ignores the direction of the vectors and thus describes the angle between one-dimensional subspaces formula_10 and formula_11 spanned by the vectors formula_12 and formula_13 correspondingly.
Angles between subspaces.
The definition of the angle between one-dimensional subspaces formula_10 and formula_11 given by
formula_16
in a Hilbert space can be extended to subspaces of any finite dimensions. Given two subspaces formula_17, formula_18 with formula_19, this leads to a definition of formula_20 angles called canonical or principal angles between subspaces.
Angles in Riemannian geometry.
In Riemannian geometry, the metric tensor is used to define the angle between two tangents. Where "U" and "V" are tangent vectors and "g""ij" are the components of the metric tensor "G",
formula_21
Hyperbolic angle.
A hyperbolic angle is an argument of a hyperbolic function just as the "circular angle" is the argument of a circular function. The comparison can be visualized as the size of the openings of a hyperbolic sector and a circular sector since the areas of these sectors correspond to the angle magnitudes in each case. Unlike the circular angle, the hyperbolic angle is unbounded. When the circular and hyperbolic functions are viewed as infinite series in their angle argument, the circular ones are just alternating series forms of the hyperbolic functions. This weaving of the two types of angle and function was explained by Leonhard Euler in "Introduction to the Analysis of the Infinite".
Angles in geography and astronomy.
In geography, the location of any point on the Earth can be identified using a "geographic coordinate system". This system specifies the latitude and longitude of any location in terms of angles subtended at the center of the Earth, using the equator and (usually) the Greenwich meridian as references.
In astronomy, a given point on the celestial sphere (that is, the apparent position of an astronomical object) can be identified using any of several "astronomical coordinate systems", where the references vary according to the particular system. Astronomers measure the "angular separation" of two stars by imagining two lines through the center of the Earth, each intersecting one of the stars. The angle between those lines can be measured and is the angular separation between the two stars.
In both geography and astronomy, a sighting direction can be specified in terms of a vertical angle such as altitude /elevation with respect to the horizon as well as the azimuth with respect to north.
Astronomers also measure the "apparent size" of objects as an angular diameter. For example, the full moon has an angular diameter of approximately 0.5°, when viewed from Earth. One could say, "The Moon's diameter subtends an angle of half a degree." The small-angle formula can be used to convert such an angular measurement into a distance/size ratio.
Other astronomical approximations include:
These measurements clearly depend on the individual subject, and the above should be treated as rough rule of thumb approximations only.
In astronomy, right ascension and declination are usually measured in angular units, expressed in terms of time, based on a 24-hour day.
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1197 | Asa | Asa may refer to:
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1198 | Acoustics | Acoustics is a branch of physics that deals with the study of mechanical waves in gases, liquids, and solids including topics such as vibration, sound, ultrasound and infrasound. A scientist who works in the field of acoustics is an acoustician while someone working in the field of acoustics technology may be called an acoustical engineer. The application of acoustics is present in almost all aspects of modern society with the most obvious being the audio and noise control industries.
Hearing is one of the most crucial means of survival in the animal world and speech is one of the most distinctive characteristics of human development and culture. Accordingly, the science of acoustics spreads across many facets of human society—music, medicine, architecture, industrial production, warfare and more. Likewise, animal species such as songbirds and frogs use sound and hearing as a key element of mating rituals or for marking territories. Art, craft, science and technology have provoked one another to advance the whole, as in many other fields of knowledge. Robert Bruce Lindsay's "Wheel of Acoustics" is a well accepted overview of the various fields in acoustics.
History.
Etymology.
The word "acoustic" is derived from the Greek word ἀκουστικός ("akoustikos"), meaning "of or for hearing, ready to hear" and that from ἀκουστός ("akoustos"), "heard, audible", which in turn derives from the verb ἀκούω("akouo"), "I hear".
The Latin synonym is "sonic", after which the term sonics used to be a synonym for acoustics and later a branch of acoustics. Frequencies above and below the audible range are called "ultrasonic" and "infrasonic", respectively.
Early research in acoustics.
In the 6th century BC, the ancient Greek philosopher Pythagoras wanted to know why some combinations of musical sounds seemed more beautiful than others, and he found answers in terms of numerical ratios representing the harmonic overtone series on a string. He is reputed to have observed that when the lengths of vibrating strings are expressible as ratios of integers (e.g. 2 to 3, 3 to 4), the tones produced will be harmonious, and the smaller the integers the more harmonious the sounds. For example, a string of a certain length would sound particularly harmonious with a string of twice the length (other factors being equal). In modern parlance, if a string sounds the note C when plucked, a string twice as long will sound a C an octave lower. In one system of musical tuning, the tones in between are then given by 16:9 for D, 8:5 for E, 3:2 for F, 4:3 for G, 6:5 for A, and 16:15 for B, in ascending order.
Aristotle (384–322 BC) understood that sound consisted of compressions and rarefactions of air which "falls upon and strikes the air which is next to it...", a very good expression of the nature of wave motion. "On Things Heard", generally ascribed to Strato of Lampsacus, states that the pitch is related to the frequency of vibrations of the air and to the speed of sound.
In about 20 BC, the Roman architect and engineer Vitruvius wrote a treatise on the acoustic properties of theaters including discussion of interference, echoes, and reverberation—the beginnings of architectural acoustics. In Book V of his "De architectura" ("The Ten Books of Architecture") Vitruvius describes sound as a wave comparable to a water wave extended to three dimensions, which, when interrupted by obstructions, would flow back and break up following waves. He described the ascending seats in ancient theaters as designed to prevent this deterioration of sound and also recommended bronze vessels of appropriate sizes be placed in theaters to resonate with the fourth, fifth and so on, up to the double octave, in order to resonate with the more desirable, harmonious notes.
During the Islamic golden age, Abū Rayhān al-Bīrūnī (973-1048) is believed to have postulated that the speed of sound was much slower than the speed of light.
The physical understanding of acoustical processes advanced rapidly during and after the Scientific Revolution. Mainly Galileo Galilei (1564–1642) but also Marin Mersenne (1588–1648), independently, discovered the complete laws of vibrating strings (completing what Pythagoras and Pythagoreans had started 2000 years earlier). Galileo wrote "Waves are produced by the vibrations of a sonorous body, which spread through the air, bringing to the tympanum of the ear a stimulus which the mind interprets as sound", a remarkable statement that points to the beginnings of physiological and psychological acoustics. Experimental measurements of the speed of sound in air were carried out successfully between 1630 and 1680 by a number of investigators, prominently Mersenne. Meanwhile, Newton (1642–1727) derived the relationship for wave velocity in solids, a cornerstone of physical acoustics (Principia, 1687).
Age of Enlightenment and onward.
Substantial progress in acoustics, resting on firmer mathematical and physical concepts, was made during the eighteenth century by Euler (1707–1783), Lagrange (1736–1813), and d'Alembert (1717–1783). During this era, continuum physics, or field theory, began to receive a definite mathematical structure. The wave equation emerged in a number of contexts, including the propagation of sound in air.
In the nineteenth century the major figures of mathematical acoustics were Helmholtz in Germany, who consolidated the field of physiological acoustics, and Lord Rayleigh in England, who combined the previous knowledge with his own copious contributions to the field in his monumental work "The Theory of Sound" (1877). Also in the 19th century, Wheatstone, Ohm, and Henry developed the analogy between electricity and acoustics.
The twentieth century saw a burgeoning of technological applications of the large body of scientific knowledge that was by then in place. The first such application was Sabine's groundbreaking work in architectural acoustics, and many others followed. Underwater acoustics was used for detecting submarines in the first World War. Sound recording and the telephone played important roles in a global transformation of society. Sound measurement and analysis reached new levels of accuracy and sophistication through the use of electronics and computing. The ultrasonic frequency range enabled wholly new kinds of application in medicine and industry. New kinds of transducers (generators and receivers of acoustic energy) were invented and put to use.
Definition.
Acoustics is defined by ANSI/ASA S1.1-2013 as "(a) Science of sound, including its production, transmission, and effects, including biological and psychological effects. (b) Those qualities of a room that, together, determine its character with respect to auditory effects."
The study of acoustics revolves around the generation, propagation and reception of mechanical waves and vibrations.
The steps shown in the above diagram can be found in any acoustical event or process. There are many kinds of cause, both natural and volitional. There are many kinds of transduction process that convert energy from some other form into sonic energy, producing a sound wave. There is one fundamental equation that describes sound wave propagation, the acoustic wave equation, but the phenomena that emerge from it are varied and often complex. The wave carries energy throughout the propagating medium. Eventually this energy is transduced again into other forms, in ways that again may be natural and/or volitionally contrived. The final effect may be purely physical or it may reach far into the biological or volitional domains. The five basic steps are found equally well whether we are talking about an earthquake, a submarine using sonar to locate its foe, or a band playing in a rock concert.
The central stage in the acoustical process is wave propagation. This falls within the domain of physical acoustics. In fluids, sound propagates primarily as a pressure wave. In solids, mechanical waves can take many forms including longitudinal waves, transverse waves and surface waves.
Acoustics looks first at the pressure levels and frequencies in the sound wave and how the wave interacts with the environment. This interaction can be described as either a diffraction, interference or a reflection or a mix of the three. If several media are present, a refraction can also occur. Transduction processes are also of special importance to acoustics.
Fundamental concepts.
Wave propagation: pressure levels.
In fluids such as air and water, sound waves propagate as disturbances in the ambient pressure level. While this disturbance is usually small, it is still noticeable to the human ear. The smallest sound that a person can hear, known as the threshold of hearing, is nine orders of magnitude smaller than the ambient pressure. The loudness of these disturbances is related to the sound pressure level (SPL) which is measured on a logarithmic scale in decibels.
Wave propagation: frequency.
Physicists and acoustic engineers tend to discuss sound pressure levels in terms of frequencies, partly because this is how our ears interpret sound. What we experience as "higher pitched" or "lower pitched" sounds are pressure vibrations having a higher or lower number of cycles per second. In a common technique of acoustic measurement, acoustic signals are sampled in time, and then presented in more meaningful forms such as octave bands or time frequency plots. Both of these popular methods are used to analyze sound and better understand the acoustic phenomenon.
The entire spectrum can be divided into three sections: audio, ultrasonic, and infrasonic. The audio range falls between 20 Hz and 20,000 Hz. This range is important because its frequencies can be detected by the human ear. This range has a number of applications, including speech communication and music. The ultrasonic range refers to the very high frequencies: 20,000 Hz and higher. This range has shorter wavelengths which allow better resolution in imaging technologies. Medical applications such as ultrasonography and elastography rely on the ultrasonic frequency range. On the other end of the spectrum, the lowest frequencies are known as the infrasonic range. These frequencies can be used to study geological phenomena such as earthquakes.
Analytic instruments such as the spectrum analyzer facilitate visualization and measurement of acoustic signals and their properties. The spectrogram produced by such an instrument is a graphical display of the time varying pressure level and frequency profiles which give a specific acoustic signal its defining character.
Transduction in acoustics.
A transducer is a device for converting one form of energy into another. In an electroacoustic context, this means converting sound energy into electrical energy (or vice versa). Electroacoustic transducers include loudspeakers, microphones, particle velocity sensors, hydrophones and sonar projectors. These devices convert a sound wave to or from an electric signal. The most widely used transduction principles are electromagnetism, electrostatics and piezoelectricity.
The transducers in most common loudspeakers (e.g. woofers and tweeters), are electromagnetic devices that generate waves using a suspended diaphragm driven by an electromagnetic voice coil, sending off pressure waves. Electret microphones and condenser microphones employ electrostatics—as the sound wave strikes the microphone's diaphragm, it moves and induces a voltage change. The ultrasonic systems used in medical ultrasonography employ piezoelectric transducers. These are made from special ceramics in which mechanical vibrations and electrical fields are interlinked through a property of the material itself.
Acoustician.
An acoustician is an expert in the science of sound.
Education.
There are many types of acoustician, but they usually have a Bachelor's degree or higher qualification. Some possess a degree in acoustics, while others enter the discipline via studies in fields such as physics or engineering. Much work in acoustics requires a good grounding in Mathematics and science. Many acoustic scientists work in research and development. Some conduct basic research to advance our knowledge of the perception (e.g. hearing, psychoacoustics or neurophysiology) of speech, music and noise. Other acoustic scientists advance understanding of how sound is affected as it moves through environments, e.g. underwater acoustics, architectural acoustics or structural acoustics. Other areas of work are listed under subdisciplines below. Acoustic scientists work in government, university and private industry laboratories. Many go on to work in Acoustical Engineering. Some positions, such as Faculty (academic staff) require a Doctor of Philosophy.
Subdisciplines.
Archaeoacoustics.
Archaeoacoustics, also known as the archaeology of sound, is one of the only ways to experience the past with senses other than our eyes. Archaeoacoustics is studied by testing the acoustic properties of prehistoric sites, including caves. Iegor Rezkinoff, a sound archaeologist, studies the acoustic properties of caves through natural sounds like humming and whistling. Archaeological theories of acoustics are focused around ritualistic purposes as well as a way of echolocation in the caves. In archaeology, acoustic sounds and rituals directly correlate as specific sounds were meant to bring ritual participants closer to a spiritual awakening. Parallels can also be drawn between cave wall paintings and the acoustic properties of the cave; they are both dynamic. Because archaeoacoustics is a fairly new archaeological subject, acoustic sound is still being tested in these prehistoric sites today.
Aeroacoustics.
Aeroacoustics is the study of noise generated by air movement, for instance via turbulence, and the movement of sound through the fluid air. This knowledge is applied in acoustical engineering to study how to quieten aircraft. Aeroacoustics is important for understanding how wind musical instruments work.
Acoustic signal processing.
Acoustic signal processing is the electronic manipulation of acoustic signals. Applications include: active noise control; design for hearing aids or cochlear implants; echo cancellation; music information retrieval, and perceptual coding (e.g. MP3 or Opus).
Architectural acoustics.
Architectural acoustics (also known as building acoustics) involves the scientific understanding of how to achieve good sound within a building. It typically involves the study of speech intelligibility, speech privacy, music quality, and vibration reduction in the built environment. Commonly studied environments are hospitals, classrooms, dwellings, performance venues, recording and broadcasting studios. Focus considerations include room acoustics, airborne and impact transmission in building structures, airborne and structure-borne noise control, noise control of building systems and electroacoustic systems .
Bioacoustics.
Bioacoustics is the scientific study of the hearing and calls of animal calls, as well as how animals are affected by the acoustic and sounds of their habitat.
Electroacoustics.
This subdiscipline is concerned with the recording, manipulation and reproduction of audio using electronics. This might include products such as mobile phones, large scale public address systems or virtual reality systems in research laboratories.
Environmental noise and soundscapes.
Environmental acoustics is concerned with noise and vibration caused by railways, road traffic, aircraft, industrial equipment and recreational activities. The main aim of these studies is to reduce levels of environmental noise and vibration. Research work now also has a focus on the positive use of sound in urban environments: soundscapes and tranquility.
Musical acoustics.
Musical acoustics is the study of the physics of acoustic instruments; the audio signal processing used in electronic music; the computer analysis of music and composition, and the perception and cognitive neuroscience of music.
Noise.
The goal this acoustics sub-discipline is to reduce the impact of unwanted sound. Scope of noise studies includes the generation, propagation, and impact on structures, objects, and people.
Noise research investigates the impact of noise on humans and animals to include work in definitions, abatement, transportation noise, hearing protection, Jet and rocket noise, building system noise and vibration, atmospheric sound propagation, soundscapes, and low-frequency sound.
Psychoacoustics.
Many studies have been conducted to identify the relationship between acoustics and cognition, or more commonly known as psychoacoustics, in which what one hears is a combination of perception and biological aspects. The information intercepted by the passage of sound waves through the ear is understood and interpreted through the brain, emphasizing the connection between the mind and acoustics. Psychological changes have been seen as brain waves slow down or speed up as a result of varying auditory stimulus which can in turn affect the way one thinks, feels, or even behaves. This correlation can be viewed in normal, everyday situations in which listening to an upbeat or uptempo song can cause one's foot to start tapping or a slower song can leave one feeling calm and serene. In a deeper biological look at the phenomenon of psychoacoustics, it was discovered that the central nervous system is activated by basic acoustical characteristics of music. By observing how the central nervous system, which includes the brain and spine, is influenced by acoustics, the pathway in which acoustic affects the mind, and essentially the body, is evident.
Speech.
Acousticians study the production, processing and perception of speech. Speech recognition and Speech synthesis are two important areas of speech processing using computers. The subject also overlaps with the disciplines of physics, physiology, psychology, and linguistics.
Structural Vibration and Dynamics.
Structural acoustics is the study of motions and interactions of mechanical systems with their environments and the methods of their measurement, analysis, and control . There are several sub-disciplines found within this regime:
Applications might include: ground vibrations from railways; vibration isolation to reduce vibration in operating theatres; studying how vibration can damage health (vibration white finger); vibration control to protect a building from earthquakes, or measuring how structure-borne sound moves through buildings.
Ultrasonics.
Ultrasonics deals with sounds at frequencies too high to be heard by humans. Specialisms include medical ultrasonics (including medical ultrasonography), sonochemistry, ultrasonic testing, material characterisation and underwater acoustics (sonar).
Underwater acoustics.
Underwater acoustics is the scientific study of natural and man-made sounds underwater. Applications include sonar to locate submarines, underwater communication by whales, climate change monitoring by measuring sea temperatures acoustically, sonic weapons, and marine bioacoustics.
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1200 | Atomic physics | Atomic physics is the field of physics that studies atoms as an isolated system of electrons and an atomic nucleus. Atomic physics typically refers to the study of atomic structure and the interaction between atoms. It is primarily concerned with the way in which electrons are arranged around the nucleus and
the processes by which these arrangements change. This comprises ions, neutral atoms and, unless otherwise stated, it can be assumed that the term "atom" includes ions.
The term "atomic physics" can be associated with nuclear power and nuclear weapons, due to the synonymous use of "atomic" and "nuclear" in standard English. Physicists distinguish between atomic physics—which deals with the atom as a system consisting of a nucleus and electrons—and nuclear physics, which studies nuclear reactions and special properties of atomic nuclei.
As with many scientific fields, strict delineation can be highly contrived and atomic physics is often considered in the wider context of atomic, molecular, and optical physics. Physics research groups are usually so classified.
Isolated atoms.
Atomic physics primarily considers atoms in isolation. Atomic models will consist of a single nucleus that may be surrounded by one or more bound electrons. It is not concerned with the formation of molecules (although much of the physics is identical), nor does it examine atoms in a solid state as condensed matter. It is concerned with processes such as ionization and excitation by photons or collisions with atomic particles.
While modelling atoms in isolation may not seem realistic, if one considers atoms in a gas or plasma then the time-scales for atom-atom interactions are huge in comparison to the atomic processes that are generally considered. This means that the individual atoms can be treated as if each were in isolation, as the vast majority of the time they are. By this consideration, atomic physics provides the underlying theory in plasma physics and atmospheric physics, even though both deal with very large numbers of atoms.
Electronic configuration.
Electrons form notional shells around the nucleus. These are normally in a ground state but can be excited by the absorption of energy from light (photons), magnetic fields, or interaction with a colliding particle (typically ions or other electrons).
Electrons that populate a shell are said to be in a bound state. The energy necessary to remove an electron from its shell (taking it to infinity) is called the binding energy. Any quantity of energy absorbed by the electron in excess of this amount is converted to kinetic energy according to the conservation of energy. The atom is said to have undergone the process of ionization.
If the electron absorbs a quantity of energy less than the binding energy, it will be transferred to an excited state. After a certain time, the electron in an excited state will "jump" (undergo a transition) to a lower state. In a neutral atom, the system will emit a photon of the difference in energy, since energy is conserved.
If an inner electron has absorbed more than the binding energy (so that the atom ionizes), then a more outer electron may undergo a transition to fill the inner orbital. In this case, a visible photon or a characteristic X-ray is emitted, or a phenomenon known as the Auger effect may take place, where the released energy is transferred to another bound electron, causing it to go into the continuum. The Auger effect allows one to multiply ionize an atom with a single photon.
There are rather strict selection rules as to the electronic configurations that can be reached by excitation by light — however, there are no such rules for excitation by collision processes.
History and developments.
One of the earliest steps towards atomic physics was the recognition that matter was composed
of "atoms". It forms a part of the texts written in 6th century BC to 2nd century BC, such as those of Democritus or "" written by . This theory was later developed in the modern sense of the basic unit of a chemical element by the British chemist and physicist John Dalton in the 18th century. At this stage, it wasn't clear what atoms were, although they could be described and classified by their properties (in bulk). The invention of the periodic system of elements by Dmitri Mendeleev was another great step forward.
The true beginning of atomic physics is marked by the discovery of spectral lines and attempts to describe the phenomenon, most notably by Joseph von Fraunhofer. The study of these lines led to the Bohr atom model and to the birth of quantum mechanics. In seeking to explain atomic spectra, an entirely new mathematical model of matter was revealed. As far as atoms and their electron shells were concerned, not only did this yield a better overall description, i.e. the atomic orbital model, but it also provided a new theoretical basis for chemistry
(quantum chemistry) and spectroscopy.
Since the Second World War, both theoretical and experimental fields have advanced at a rapid pace. This can be attributed to progress in computing technology, which has allowed larger and more sophisticated models of atomic structure and associated collision processes. Similar technological advances in accelerators, detectors, magnetic field generation and lasers have greatly assisted experimental work.
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1201 | American Sign Language | American Sign Language (ASL) is a natural language that serves as the predominant sign language of Deaf communities in the United States of America and most of Anglophone Canada. ASL is a complete and organized visual language that is expressed by employing both manual and nonmanual features. Besides North America, dialects of ASL and ASL-based creoles are used in many countries around the world, including much of West Africa and parts of Southeast Asia. ASL is also widely learned as a second language, serving as a lingua franca. ASL is most closely related to French Sign Language (LSF). It has been proposed that ASL is a creole language of LSF, although ASL shows features atypical of creole languages, such as agglutinative morphology.
ASL originated in the early 19th century in the American School for the Deaf (ASD) in Hartford, Connecticut, from a situation of language contact. Since then, ASL use has been propagated widely by schools for the deaf and Deaf community organizations. Despite its wide use, no accurate count of ASL users has been taken. Reliable estimates for American ASL users range from 250,000 to 500,000 persons, including a number of children of deaf adults and other hearing individuals.
ASL signs have a number of phonemic components, such as movement of the face, the torso, and the hands. ASL is not a form of pantomime although iconicity plays a larger role in ASL than in spoken languages. English loan words are often borrowed through fingerspelling, although ASL grammar is unrelated to that of English. ASL has verbal agreement and aspectual marking and has a productive system of forming agglutinative classifiers. Many linguists believe ASL to be a subject–verb–object language. However, there are several alternative proposals to account for ASL word order.
Classification.
ASL emerged as a language in the American School for the Deaf (ASD), founded by Thomas Gallaudet in 1817, which brought together Old French Sign Language, various village sign languages, and home sign systems. ASL was created in that situation by language contact. ASL was influenced by its forerunners but distinct from all of them.
The influence of French Sign Language (LSF) on ASL is readily apparent; for example, it has been found that about 58% of signs in modern ASL are cognate to Old French Sign Language signs. However, that is far less than the standard 80% measure used to determine whether related languages are actually dialects. That suggests that nascent ASL was highly affected by the other signing systems brought by the ASD students although the school's original director, Laurent Clerc, taught in LSF. In fact, Clerc reported that he often learned the students' signs rather than conveying LSF:
It has been proposed that ASL is a creole in which LSF is the superstrate language and the native village sign languages are substrate languages. However, more recent research has shown that modern ASL does not share many of the structural features that characterize creole languages. ASL may have begun as a creole and then undergone structural change over time, but it is also possible that it was never a creole-type language. There are modality-specific reasons that sign languages tend towards agglutination, such as the ability to simultaneously convey information via the face, head, torso, and other body parts. That might override creole characteristics such as the tendency towards isolating morphology. Additionally, Clerc and Thomas Hopkins Gallaudet may have used an artificially constructed form of manually coded language in instruction rather than true LSF.
Although the United States, the United Kingdom, and Australia share English as a common oral and written language, ASL is not mutually intelligible with either British Sign Language (BSL) or Auslan. All three languages show degrees of borrowing from English, but that alone is not sufficient for cross-language comprehension. It has been found that a relatively high percentage (37–44%) of ASL signs have similar translations in Auslan, which for oral languages would suggest that they belong to the same language family. However, that does not seem justified historically for ASL and Auslan, and it is likely that the resemblance is caused by the higher degree of iconicity in sign languages in general as well as contact with English.
American Sign Language is growing in popularity in many states. Many high school and university students desire to take it as a foreign language, but until recently, it was usually not considered a creditable foreign language elective. ASL users, however, have a very distinct culture, and they interact very differently when they talk. Their facial expressions and hand movements reflect what they are communicating. They also have their own sentence structure, which sets the language apart.
American Sign Language is now being accepted by many colleges as a language eligible for foreign language course credit; many states are making it mandatory to accept it as such. in some states however, this is only true with regard to high school coursework.
History.
Prior to the birth of ASL, sign language had been used by various communities in the United States. In the United States, as elsewhere in the world, hearing families with deaf children have historically employed ad hoc home sign, which often reaches much higher levels of sophistication than gestures used by hearing people in spoken conversation. As early as 1541 at first contact by Francisco Vásquez de Coronado, there were reports that the Indigenous peoples of the Great Plains widely spoke a sign language to communicate across vast national and linguistic lines.
In the 19th century, a "triangle" of village sign languages developed in New England: one in Martha's Vineyard, Massachusetts; one in Henniker, New Hampshire, and one in Sandy River Valley, Maine. Martha's Vineyard Sign Language (MVSL), which was particularly important for the history of ASL, was used mainly in Chilmark, Massachusetts. Due to intermarriage in the original community of English settlers of the 1690s, and the recessive nature of genetic deafness, Chilmark had a high 4% rate of genetic deafness. MVSL was used even by hearing residents whenever a deaf person was present, and also in some situations where spoken language would be ineffective or inappropriate, such as during church sermons or between boats at sea.
ASL is thought to have originated in the American School for the Deaf (ASD), founded in Hartford, Connecticut, in 1817. Originally known as "The American Asylum, At Hartford, For The Education And Instruction Of The Deaf And Dumb", the school was founded by the Yale graduate and divinity student Thomas Hopkins Gallaudet. Gallaudet, inspired by his success in demonstrating the learning abilities of a young deaf girl Alice Cogswell, traveled to Europe in order to learn deaf pedagogy from European institutions. Ultimately, Gallaudet chose to adopt the methods of the French Institut National de Jeunes Sourds de Paris, and convinced Laurent Clerc, an assistant to the school's founder Charles-Michel de l'Épée, to accompany him back to the United States. Upon his return, Gallaudet founded the ASD on April 15, 1817.
The largest group of students during the first seven decades of the school were from Martha's Vineyard, and they brought MVSL with them. There were also 44 students from around Henniker, New Hampshire, and 27 from the Sandy River valley in Maine, each of which had their own village sign language. Other students brought knowledge of their own home signs. Laurent Clerc, the first teacher at ASD, taught using French Sign Language (LSF), which itself had developed in the Parisian school for the deaf established in 1755. From that situation of language contact, a new language emerged, now known as ASL.
More schools for the deaf were founded after ASD, and knowledge of ASL spread to those schools. In addition, the rise of Deaf community organizations bolstered the continued use of ASL. Societies such as the National Association of the Deaf and the National Fraternal Society of the Deaf held national conventions that attracted signers from across the country. All of that contributed to ASL's wide use over a large geographical area, atypical of a sign language.
While oralism, an approach to educating deaf students focusing on oral language, had previously been used in American schools, the Milan Congress made it dominant and effectively banned the use of sign languages at schools in the United States and Europe. However, the efforts of Deaf advocates and educators, more lenient enforcement of the Congress' mandate, and the use of ASL in religious education and proselytism ensured greater use and documentation compared to European sign languages, albeit more influenced by fingerspelled loanwords and borrowed idioms from English as students were societally pressured to achieve fluency in spoken language. Nevertheless, oralism remained the prominent method of deaf education up to the 1950s. Linguists did not consider sign language to be true "language" but as something inferior. Recognition of the legitimacy of ASL was achieved by William Stokoe, a linguist who arrived at Gallaudet University in 1955 when that was still the dominant assumption. Aided by the Civil Rights Movement of the 1960s, Stokoe argued for manualism, the use of sign language in deaf education. Stokoe noted that sign language shares the important features that oral languages have as a means of communication, and even devised a transcription system for ASL. In doing so, Stokoe revolutionized both deaf education and linguistics. In the 1960s, ASL was sometimes referred to as "Ameslan", but that term is now considered obsolete.
Population.
Counting the number of ASL signers is difficult because ASL users have never been counted by the American census. The ultimate source for current estimates of the number of ASL users in the United States is a report for the National Census of the Deaf Population (NCDP) by Schein and Delk (1974). Based on a 1972 survey of the NCDP, Schein and Delk provided estimates consistent with a signing population between 250,000 and 500,000. The survey did not distinguish between ASL and other forms of signing; in fact, the name "ASL" was not yet in widespread use.
Incorrect figures are sometimes cited for the population of ASL users in the United States based on misunderstandings of known statistics. Demographics of the deaf population have been confused with those of ASL use since adults who become deaf late in life rarely use ASL in the home. That accounts for currently-cited estimations that are greater than 500,000; such mistaken estimations can reach as high as 15,000,000. A 100,000-person lower bound has been cited for ASL users; the source of that figure is unclear, but it may be an estimate of prelingual deafness, which is correlated with but not equivalent to signing.
ASL is sometimes incorrectly cited as the third- or fourth-most-spoken language in the United States. Those figures misquote Schein and Delk (1974), who actually concluded that ASL speakers constituted the third-largest population "requiring an interpreter in court". Although that would make ASL the third-most used language among monolinguals other than English, it does not imply that it is the fourth-most-spoken language in the United States since speakers of other languages may also speak English.
Geographic distribution.
ASL is used throughout Anglo-America. That contrasts with Europe, where a variety of sign languages are used within the same continent. The unique situation of ASL seems to have been caused by the proliferation of ASL through schools influenced by the American School for the Deaf, wherein ASL originated, and the rise of community organizations for the Deaf.
Throughout West Africa, ASL-based sign languages are signed by educated Deaf adults. Such languages, imported by boarding schools, are often considered by associations to be the official sign languages of their countries and are named accordingly, such as Nigerian Sign Language, Ghanaian Sign Language. Such signing systems are found in Benin, Burkina Faso, Ivory Coast, Ghana, Liberia, Mauritania, Mali, Nigeria, and Togo. Due to lack of data, it is still an open question how similar those sign languages are to the variety of ASL used in America.
In addition to the aforementioned West African countries, ASL is reported to be used as a first language in Barbados, Bolivia, Cambodia (alongside Cambodian Sign Language), the Central African Republic, Chad, China (Hong Kong), the Democratic Republic of the Congo, Gabon, Jamaica, Kenya, Madagascar, the Philippines, Singapore, and Zimbabwe. ASL is also used as a lingua franca throughout the deaf world, widely learned as a second language.
Regional variation.
Sign production.
Sign production can often vary according to location. Signers from the South tend to sign with more flow and ease. Native signers from New York have been reported as signing comparatively quicker and sharper. Sign production of native Californian signers has also been reported as being fast. Research on that phenomenon often concludes that the fast-paced production for signers from the coasts could be due to the fast-paced nature of living in large metropolitan areas. That conclusion also supports how the ease with which Southern sign could be caused by the easygoing environment of the South in comparison to that of the coasts.
Sign production can also vary depending on age and native language. For example, sign production of letters may vary in older signers. Slight differences in finger spelling production can be a signal of age. Additionally, signers who learned American Sign Language as a second language vary in production. For Deaf signers who learned a different sign language before learning American Sign Language, qualities of their native language may show in their ASL production. Some examples of that varied production include fingerspelling towards the body, instead of away from it, and signing certain movement from bottom to top, instead of top to bottom. Hearing people who learn American Sign Language also have noticeable differences in signing production. The most notable production difference of hearing people learning American Sign Language is their rhythm and arm posture.
Sign variants.
Most popularly, there are variants of the signs for English words such as "birthday", "pizza", "Halloween", "early", and "soon", just a sample of the most commonly recognized signs with variants based on regional change. The sign for "school" is commonly varied between black and white signers. The variation between signs produced by black and white signers is sometimes referred to as Black American Sign Language. Social variation is also found between citation forms and forms used by Deaf gay men for words such as "pain" and "protest".
History and implications.
The prevalence of residential Deaf schools can account for much of the regional variance of signs and sign productions across the United States. Deaf schools often serve students of the state in which the school resides. That limited access to signers from other regions, combined with the residential quality of Deaf Schools promoted specific use of certain sign variants. Native signers did not have much access to signers from other regions during the beginning years of their education. It is hypothesized that because of that seclusion, certain variants of a sign prevailed over others due to the choice of variant used by the student of the school/signers in the community.
However, American Sign Language does not appear to be vastly varied in comparison to other signed languages. That is because when Deaf education was beginning in the United States, many educators flocked to the American School for the Deaf in Hartford, Connecticut, whose central location for the first generation of educators in Deaf education to learn American Sign Language allows ASL to be more standardized than its variant.
Varieties.
Varieties of ASL are found throughout the world. There is little difficulty in comprehension among the varieties of the United States and Canada.
Mutual intelligibility among those ASL varieties is high, and the variation is primarily lexical. For example, there are three different words for English "about" in Canadian ASL; the standard way, and two regional variations (Atlantic and Ontario). Variation may also be phonological, meaning that the same sign may be signed in a different way depending on the region. For example, an extremely common type of variation is between the handshapes /1/, /L/, and /5/ in signs with one handshape.
There is also a distinct variety of ASL used by the Black Deaf community. Black ASL evolved as a result of racially segregated schools in some states, which included the residential schools for the deaf. Black ASL differs from standard ASL in vocabulary, phonology, and some grammatical structure. While African American English (AAE) is generally viewed as more innovating than standard English, Black ASL is more conservative than standard ASL, preserving older forms of many signs. Black sign language speakers use more two-handed signs than in mainstream ASL, are less likely to show assimilatory lowering of signs produced on the forehead (e.g. KNOW) and use a wider signing space. Modern Black ASL borrows a number of idioms from AAE; for instance, the AAE idiom "I feel you" is calqued into Black ASL.
ASL is used internationally as a lingua franca, and a number of closely related sign languages derived from ASL are used in many different countries. Even so, there have been varying degrees of divergence from standard ASL in those imported ASL varieties. Bolivian Sign Language is reported to be a dialect of ASL, no more divergent than other acknowledged dialects. On the other hand, it is also known that some imported ASL varieties have diverged to the extent of being separate languages. For example, Malaysian Sign Language, which has ASL origins, is no longer mutually comprehensible with ASL and must be considered its own language. For some imported ASL varieties, such as those used in West Africa, it is still an open question how similar they are to American ASL.
When communicating with hearing English speakers, ASL-speakers often use what is commonly called Pidgin Signed English (PSE) or 'contact signing', a blend of English structure with ASL vocabulary. Various types of PSE exist, ranging from highly English-influenced PSE (practically relexified English) to PSE which is quite close to ASL lexically and grammatically, but may alter some subtle features of ASL grammar. Fingerspelling may be used more often in PSE than it is normally used in ASL. There have been some constructed sign languages, known as Manually Coded English (MCE), which match English grammar exactly and simply replace spoken words with signs; those systems are not considered to be varieties of ASL.
Tactile ASL (TASL) is a variety of ASL used throughout the United States by and with the deaf-blind. It is particularly common among those with Usher's syndrome. It results in deafness from birth followed by loss of vision later in life; consequently, those with Usher's syndrome often grow up in the Deaf community using ASL, and later transition to TASL. TASL differs from ASL in that signs are produced by touching the palms, and there are some grammatical differences from standard ASL in order to compensate for the lack of nonmanual signing.
ASL changes over time and from generation to generation. The sign for telephone has changed as the shape of phones and the manner of holding them have changed. The development of telephones with screens has also changed ASL, encouraging the use of signs that can be seen on small screens.
Stigma.
In 2013, the White House published a response to a petition that gained over 37,000 signatures to "officially recognize American Sign Language as a community language and a language of instruction in schools". The response is titled "there shouldn't be any stigma about American Sign Language" and addressed that ASL is a vital language for the Deaf and hard of hearing. Stigmas associated with sign languages and the use of sign for educating children often lead to the absence of sign during periods in children's lives when they can access languages most effectively. Scholars such as Beth S. Benedict advocate not only for bilingualism (using ASL and English training) but also for early childhood intervention for children who are deaf. York University psychologist Ellen Bialystok has also campaigned for bilingualism, arguing that those who are bilingual acquire cognitive skills that may help to prevent dementia later in life.
Most children born to deaf parents are hearing. Known as CODAs ("Children Of Deaf Adults"), they are often more culturally Deaf than deaf children, most of whom are born to hearing parents. Unlike many deaf children, CODAs acquire ASL as well as Deaf cultural values and behaviors from birth. Such bilingual hearing children may be mistakenly labeled as being "slow learners" or as having "language difficulties" because of preferential attitudes towards spoken language.
Writing systems.
Although there is no well-established writing system for ASL, written sign language dates back almost two centuries. The first systematic writing system for a sign language seems to be that of Roch-Ambroise Auguste Bébian, developed in 1825. However, written sign language remained marginal among the public. In the 1960s, linguist William Stokoe created Stokoe notation specifically for ASL. It is alphabetic, with a letter or diacritic for every phonemic (distinctive) hand shape, orientation, motion, and position, though it lacks any representation of facial expression, and is better suited for individual words than for extended passages of text. Stokoe used that system for his 1965 "A Dictionary of American Sign Language on Linguistic Principles".
SignWriting, proposed in 1974 by Valerie Sutton, is the first writing system to gain use among the public and the first writing system for sign languages to be included in the Unicode Standard. SignWriting consists of more than 5000 distinct iconic graphs/glyphs. Currently, it is in use in many schools for the Deaf, particularly in Brazil, and has been used in International Sign forums with speakers and researchers in more than 40 countries, including Brazil, Ethiopia, France, Germany, Italy, Portugal, Saudi Arabia, Slovenia, Tunisia, and the United States. Sutton SignWriting has both a printed and an electronically produced form so that persons can use the system anywhere that oral languages are written (personal letters, newspapers, and media, academic research). The systematic examination of the International Sign Writing Alphabet (ISWA) as an equivalent usage structure to the International Phonetic Alphabet for spoken languages has been proposed. According to some researchers, SignWriting is not a phonemic orthography and does not have a one-to-one map from phonological forms to written forms. That assertion has been disputed, and the process for each country to look at the ISWA and create a phonemic/morphemic assignment of features of each sign language was proposed by researchers Msc. Roberto Cesar Reis da Costa and Madson Barreto in a thesis forum on June 23, 2014. The SignWriting community has an open project on Wikimedia Labs to support the various Wikimedia projects on Wikimedia Incubator and elsewhere involving SignWriting. The ASL Wikipedia request was marked as eligible in 2008 and the test ASL Wikipedia has 50 articles written in ASL using SignWriting.
The most widely used transcription system among academics is HamNoSys, developed at the University of Hamburg. Based on Stokoe Notation, HamNoSys was expanded to about 200 graphs in order to allow transcription of any sign language. Phonological features are usually indicated with single symbols, though the group of features that make up a handshape is indicated collectively with a symbol.
Several additional candidates for written ASL have appeared over the years, including SignFont, ASL-phabet, and Si5s.
For English-speaking audiences, ASL is often glossed using English words. Such glosses are typically all-capitalized and are arranged in ASL order. For example, the ASL sentence DOG NOW CHASE>IX=3 CAT, meaning "the dog is chasing the cat", uses NOW to mark ASL progressive aspect and shows ASL verbal inflection for the third person (written with >IX=3). However, glossing is not used to write the language for speakers of ASL.
Phonology.
Each sign in ASL is composed of a number of distinctive components, generally referred to as parameters. A sign may use one hand or both. All signs can be described using the five parameters involved in signed languages, which are handshape, movement, palm orientation, location and nonmanual markers. Just as phonemes of sound distinguish meaning in spoken languages, those parameters are the phonemes that distinguish meaning in signed languages like ASL. Changing any one of them may change the meaning of a sign, as illustrated by the ASL signs THINK and DISAPPOINTED:
There are also meaningful nonmanual signals in ASL, which may include movement of the eyebrows, the cheeks, the nose, the head, the torso, and the eyes.
William Stokoe proposed that such components are analogous to the phonemes of spoken languages. There has also been a proposal that they are analogous to classes like place and manner of articulation. As in spoken languages, those phonological units can be split into distinctive features. For instance, the handshapes /2/ and /3/ are distinguished by the presence or absence of the feature [± closed thumb], as illustrated to the right. ASL has processes of allophony and phonotactic restrictions. There is ongoing research into whether ASL has an analog of syllables in spoken language.
Grammar.
Morphology.
ASL has a rich system of verbal inflection, which involves both grammatical aspect: how the action of verbs flows in time—and agreement marking. Aspect can be marked by changing the manner of movement of the verb; for example, continuous aspect is marked by incorporating rhythmic, circular movement, while punctual aspect is achieved by modifying the sign so that it has a stationary hand position. Verbs may agree with both the subject and the object, and are marked for number and reciprocity. Reciprocity is indicated by using two one-handed signs; for example, the sign SHOOT, made with an L-shaped handshape with inward movement of the thumb, inflects to SHOOT[reciprocal], articulated by having two L-shaped hands "shooting" at each other.
ASL has a productive system of classifiers, which are used to classify objects and their movement in space. For example, a rabbit running downhill would use a classifier consisting of a bent V classifier handshape with a downhill-directed path; if the rabbit is hopping, the path is executed with a bouncy manner. In general, classifiers are composed of a "classifier handshape" bound to a "movement root". The classifier handshape represents the object as a whole, incorporating such attributes as surface, depth, and shape, and is usually very iconic. The movement root consists of a path, a direction and a manner.
In linguistics, there are two primary ways of changing the form of a word: derivation and inflection. Derivation involves creating new words by adding something to an existing word, while inflection involves changing the form of a word to convey grammatical information without altering its fundamental meaning or category.
For example, adding the suffix "-ship" to the noun "friend" creates the new word "friendship", which has a different meaning than the original word. Inflection, on the other hand, involves modifying a word's form to indicate grammatical features such as tense, number, gender, person, case, and degree of comparison.
In American Sign Language (ASL), inflection is conveyed through facial expressions, body movements, and other non-manual markers. For instance, to indicate past tense in ASL, one might sign the present tense of a verb (such as "walk"), and then add a facial expression and head tilt to signify that the action occurred in the past (i.e., "walked").
While inflection does not change the basic meaning or category of a word, it does provide additional information that helps us better understand how the word is being used in a sentence. This is similar to how subtitles in a movie provide additional information without altering the content of the film itself.
According to the book Linguistics of American Sign Language, ASL signs have two main components: hold segments and movement segments. Hold segments consist of hand-shape, location, orientation, and non-manual features, while movement segments possess similar features.
Morphology is the study of how languages form words by using smaller units to construct larger units. The smallest meaningful unit in a language is known as a "morpheme", with some morphemes able to stand alone as independent units (free morphemes), while others must occur with other morphemes (bound morphemes).
For example, the plural "-s" and third person "-s" in English are bound morphemes. In ASL, the 3 handshape in signs like THREE-WEEKS and THREE-MONTHS are also bound morphemes.
Affixes, which are morphemes added to words to create new words or modify their meanings, are part of the derivational process. For example, in English, prefixes like "re-" and suffixes like "-able" are affixes. In ASL, affixation can be used to modify the sign for CHAIR to indicate different types of chairs. The inflectional process, on the other hand, adds grammatical information to existing units.
By studying morphemes and how they can be combined or modified, linguists gain insight into the underlying structure of language and the creative ways in which it can be used to express meaning. Understanding morphology is essential to understanding how languages are built and how new signs or words can be formed.
Furthermore, understanding morphology has practical applications in language learning and teaching. For example, teaching students the basic morphological structures of a language can help them to better understand the language's grammar and syntax, and can also aid in their acquisition of new vocabulary.
In summary, morphology is an essential component of language and provides valuable insights into the structure and function of languages. By understanding the morphological processes involved in language formation, we can gain a deeper understanding of how languages work and how they can be effectively taught and learned.
Fingerspelling.
ASL possesses a set of 26 signs known as the American manual alphabet, which can be used to spell out words from the English language. Such signs make use of the 19 handshapes of ASL. For example, the signs for 'p' and 'k' use the same handshape but different orientations. A common misconception is that ASL consists only of fingerspelling; although such a method (Rochester Method) has been used, it is not ASL.
Fingerspelling is a form of borrowing, a linguistic process wherein words from one language are incorporated into another. In ASL, fingerspelling is used for proper nouns and for technical terms with no native ASL equivalent. There are also some other loan words which are fingerspelled, either very short English words or abbreviations of longer English words, e.g. "O-N" from English 'on', and "A-P-T" from English 'apartment'. Fingerspelling may also be used to emphasize a word that would normally be signed otherwise.
Syntax.
ASL is a subject–verb–object (SVO) language, but various phenomena affect that basic word order. Basic SVO sentences are signed without any pauses:
However, other word orders may also occur since ASL allows the topic of a sentence to be moved to sentence-initial position, a phenomenon known as topicalization. In object–subject–verb (OSV) sentences, the object is topicalized, marked by a forward head-tilt and a pause:
Besides, word orders can be obtained through the phenomenon of subject copy in which the subject is repeated at the end of the sentence, accompanied by head nodding for clarification or emphasis:
ASL also allows null subject sentences whose subject is implied, rather than stated explicitly. Subjects can be copied even in a null subject sentence, and the subject is then omitted from its original position, yielding a verb–object–subject (VOS) construction:
Topicalization, accompanied with a null subject and a subject copy, can produce yet another word order, object–verb–subject (OVS).
Those properties of ASL allow it a variety of word orders, leading many to question which is the true, underlying, "basic" order. There are several other proposals that attempt to account for the flexibility of word order in ASL. One proposal is that languages like ASL are best described with a topic–comment structure whose words are ordered by their importance in the sentence, rather than by their syntactic properties. Another hypothesis is that ASL exhibits free word order, in which syntax is not encoded in word order but can be encoded by other means such as head nods, eyebrow movement, and body position.
Iconicity.
Common misconceptions are that signs are iconically self-explanatory, that they are a transparent imitation of what they mean, or even that they are pantomime. In fact, many signs bear no resemblance to their referent because they were originally arbitrary symbols, or their iconicity has been obscured over time. Even so, in ASL iconicity plays a significant role; a high percentage of signs resemble their referents in some way. That may be because the medium of sign, three-dimensional space, naturally allows more iconicity than oral language.
In the era of the influential linguist Ferdinand de Saussure, it was assumed that the mapping between form and meaning in language must be completely arbitrary. Although onomatopoeia is a clear exception, since words like 'choo-choo' bear clear resemblance to the sounds that they mimic, the Saussurean approach was to treat them as marginal exceptions. ASL, with its significant inventory of iconic signs, directly challenges that theory.
Research on acquisition of pronouns in ASL has shown that children do not always take advantage of the iconic properties of signs when they interpret their meaning. It has been found that when children acquire the pronoun "you", the iconicity of the point (at the child) is often confused, being treated more like a name. That is a similar finding to research in oral languages on pronoun acquisition. It has also been found that iconicity of signs does not affect immediate memory and recall; less iconic signs are remembered just as well as highly-iconic signs.
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1202 | Applet | In computing, an applet is any small application that performs one specific task that runs within the scope of a dedicated widget engine or a larger program, often as a plug-in. The term is frequently used to refer to a Java applet, a program written in the Java programming language that is designed to be placed on a web page. Applets are typical examples of transient and auxiliary applications that don't monopolize the user's attention. Applets are not full-featured application programs, and are intended to be easily accessible.
History.
The word "applet" was first used in 1990 in "PC Magazine". However, the concept of an applet, or more broadly a small interpreted program downloaded and executed by the user, dates at least to RFC 5 (1969) by Jeff Rulifson, which described the Decode-Encode Language, which was designed to allow remote use of the oN-Line System over ARPANET, by downloading small programs to enhance the interaction. This has been specifically credited as a forerunner of Java's downloadable programs in RFC 2555.
Applet as an extension of other software.
In some cases, an applet does not run independently. These applets must run either in a container provided by a host program, through a plugin, or a variety of other applications including mobile devices that support the applet programming model.
Web-based applets.
Applets were used to provide interactive features to web applications that historically could not be provided by HTML alone. They could capture mouse input and also had controls like buttons or check boxes. In response to the user action, an applet could change the provided graphic content. This made applets well suited for demonstration, visualization, and teaching. There were online applet collections for studying various subjects, from physics to heart physiology. Applets were also used to create online game collections that allowed players to compete against live opponents in real-time.
An applet could also be a text area only, providing, for instance, a cross-platform command-line interface to some remote system. If needed, an applet could leave the dedicated area and run as a separate window. However, applets had very little control over web page content outside the applet dedicated area, so they were less useful for improving the site appearance in general (while applets like news tickers or WYSIWYG editors are also known). Applets could also play media in formats that are not natively supported by the browser.
HTML pages could embed parameters that were passed to the applet. Hence, the same applet could appear differently depending on the parameters that were passed.
Examples of Web-based applets include:
Applet Vs. Subroutine.
A larger application distinguishes its applets through several features:
Java applets.
A Java applet is a Java program that is launched from HTML and run in a web browser. It takes code from server and run in a web browser. It can provide web applications with interactive features that cannot be provided by HTML. Since Java's bytecode is platform-independent, Java applets can be executed by browsers running under many platforms, including Windows, Unix, macOS, and Linux. When a Java technology-enabled web browser processes a page that contains an applet, the applet's code is transferred to the client's system and executed by the browser's Java virtual machine. An HTML page references an applet either via the deprecated tag or via its replacement, the tag.
Security.
Recent developments in the coding of applications, including mobile and embedded systems, have led to the awareness of the security of applets.
Open platform applets.
Applets in an open platform environment should provide secure interactions between different applications. A compositional approach can be used to provide security for open platform applets. Advanced compositional verification methods have been developed for secure applet interactions.
Java applets.
A Java applet contains different security models: unsigned Java applet security, signed Java applet security, and self-signed Java applet security.
Web-based applets.
In an applet-enabled web browser, many methods can be used to provide applet security for malicious applets. A malicious applet can infect a computer system in many ways, including denial of service, invasion of privacy, and annoyance. A typical solution for malicious applets is to make the web browser to monitor applets' activities. This will result in a web browser that will enable the manual or automatic stopping of malicious applets.
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1203 | Alternate history | Alternate history (also alternative history, allohistory, althist, AH) is a genre of speculative fiction of stories in which one or more historical events occur and are resolved differently than in real life. As conjecture based upon historical fact, alternate history stories propose "What if?" scenarios about crucial events in human history, and present outcomes very different from the historical record. Alternate history also is a subgenre of literary fiction, science fiction, and historical fiction; as literature, alternate history uses the tropes of the genre to answer the "What if?" speculations of the story.
Since the 1950s, as a subgenre of science fiction, alternative history stories feature the tropes of time travel between histories, the psychic awareness of the existence of an alternative universe, by the inhabitants of a given universe; and time travel that divides history into various timestreams.
In the Spanish, French, German, and Portuguese, Italian, Catalan, and Galician languages, the terms ', ', and "" identify the alternate history genre, from which derives the English term "uchronia", composed of the Greek prefix ("not", "not any", and "no") and the Greek word () "time", to describe a story that occurs "[in] no time"; analogous to a story that occurs in "utopia", "[in] no place". The term "uchronia" also is the name of the list of alternate-history books, .
Definition.
Often described as a subgenre of science fiction, Alternative History is a genre of fiction wherein the author speculates upon how the course of history might have been altered if a particular historical event had an outcome different from the real life outcome. An alternate history requires three conditions: (i) A point of divergence from the historical record, before the time in which the author is writing; (ii) A change that would alter known history; and (iii) An examination of the ramifications of that alteration to history. Occasionally, some types of genre fiction are misidentified as "alternative history", specifically science fiction stories set in a time that was the future for the writer, but now is the past for the reader, such as the novels "" (1968), by Arthur C. Clarke and "Nineteen Eighty-Four" (1949), by George Orwell, because the authors did not alter the history of the past when they wrote the stories. Some alternative history stories feature the tropes of time travel between histories, and the psychic awareness of the existence of an alternative universe, by the inhabitants of a given universe; and time travel that divides history into various timestreams.
Similar to the genre of Alternative History, there is also the genre of the Secret History of an event, which can be either fictional or non-fictional, documents events that might have occurred in history, but which had no effect upon the recorded historical outcome. Alternative history also is thematically related to, but distinct from, Counterfactual History, which is a form of historiography that attempts to answer the "What if?" speculations that arise from counterfactual conditions in order to understand what did happen. As a method of historical research, counterfactual history explores historical events with an extrapolated timeline in which key historical events either did not occur or had an outcome different from the historical record.
History of literature.
Antiquity and medieval.
The earliest example of alternate (or counterfactual) history is found in Livy's "Ab Urbe Condita Libri" (book IX, sections 17–19). Livy contemplated an alternative 4th century BC in which Alexander the Great had survived to attack Europe as he had planned; asking, "What would have been the results for Rome if she had been engaged in a war with Alexander?" Livy concluded that the Romans would likely have defeated Alexander. An even earlier possibility is Herodotus's "Histories", which contains speculative material.
Another example of counterfactual history was posited by cardinal and Doctor of the Church Peter Damian in the 11th century. In his famous work "De Divina Omnipotentia", a long letter in which he discusses God's omnipotence, he treats questions related to the limits of divine power, including the question of whether God can change the past, for example, bringing about that Rome was never founded:I see I must respond finally to what many people, on the basis of your holiness's [own] judgment, raise as an objection on the topic of this dispute. For they say: If, as you assert, God is omnipotent in all things, can he manage this, that things that have been made were not made? He can certainly destroy all things that have been made, so that they do not exist now. But it cannot be seen how he can bring it about that things that have been made were not made. To be sure, it can come about that from now on and hereafter Rome does not exist; for it can be destroyed. But no opinion can grasp how it can come about that it was not founded long ago...One early work of fiction detailing an alternate history is Joanot Martorell's 1490 epic romance "Tirant lo Blanch", which was written when the loss of Constantinople to the Turks was still a recent and traumatic memory for Christian Europe. It tells the story of the knight Tirant the White from Brittany who travels to the embattled remnants of the Byzantine Empire. He becomes a Megaduke and commander of its armies and manages to fight off the invading Ottoman armies of . He saves the city from Islamic conquest, and even chases the Turks deeper into lands they had previously conquered.
19th century.
One of the earliest works of alternate history published in large quantities for the reception of a large audience may be Louis Geoffroy's "Histoire de la Monarchie universelle : Napoléon et la conquête du monde (1812–1832)" (History of the Universal Monarchy: Napoleon and the Conquest of the World) (1836), which imagines Napoleon's First French Empire emerging victorious in the French invasion of Russia in 1812 and in an invasion of England in 1814, later unifying the world under Bonaparte's rule.
"The Book of Mormon" (published 1830) is described as an "alternative history" by Richard Lyman Bushman, a biographer of Joseph Smith. Smith claimed to have translated the document from golden plates, which told the story of a Jewish group who migrated from Israel to Americas and inhabited the region from about 600 B.C. and 400 A.D., becoming the ancestors of Native Americans. In the 2005 biography "", Bushman wrote that the "Book of Mormon" "turned American history upside down [and] works on the premise that a history—a book—can reconstitute a nation. It assumes that by giving a nation an alternative history, alternative values can be made to grow."
In the English language, the first known complete alternate history may be Nathaniel Hawthorne's short story "P.'s Correspondence", published in 1845. It recounts the tale of a man who is considered "a madman" due to his perceptions of a different 1845, a reality in which long-dead famous people, such as the poets Robert Burns, Lord Byron, Percy Bysshe Shelley and John Keats, the actor Edmund Kean, the British politician George Canning, and Napoleon Bonaparte, are still alive.
The first novel-length alternate history in English would seem to be Castello Holford's "Aristopia" (1895). While not as nationalistic as Louis Geoffroy's "Napoléon et la conquête du monde, 1812–1823", "Aristopia" is another attempt to portray a Utopian society. In "Aristopia", the earliest settlers in Virginia discover a reef made of solid gold and are able to build a Utopian society in North America.
Early 20th century and the era of the pulps.
In 1905, H. G. Wells published "A Modern Utopia". As explicitly noted in the book itself, Wells's main aim in writing it was to set out his social and political ideas, the plot serving mainly as a vehicle to expound them. This book introduced the idea of a person being transported from a point in our familiar world to the precise geographical equivalent point in an alternate world in which history had gone differently. The protagonists undergo various adventures in the alternate world, and then are finally transported back to our world, again to the precise geographical equivalent point. Since then, that has become a staple of the alternate history genre.
A number of alternate history stories and novels appeared in the late 19th and early 20th centuries (see, for example, Joseph Edgar Chamberlin's "The Ifs of History" [1907] and Charles Petrie's "If: A Jacobite Fantasy" [1926]). In 1931, British historian Sir John Squire collected a series of essays from some of the leading historians of the period for his anthology "If It Had Happened Otherwise". In that work, scholars from major universities, as well as important non-academic authors, turned their attention to such questions as "If the Moors in Spain Had Won" and "If Louis XVI Had Had an Atom of Firmness". The essays range from serious scholarly efforts to Hendrik Willem van Loon's fanciful and satiric portrayal of an independent 20th-century New Amsterdam, a Dutch city-state on the island of Manhattan. Among the authors included were Hilaire Belloc, André Maurois, and Winston Churchill.
One of the entries in Squire's volume was Churchill's "If Lee Had Not Won the Battle of Gettysburg", written from the viewpoint of a historian in a world in which the Confederacy had won the American Civil War. The entry considers what would have happened if the North had been victorious (in other words, a character from an alternate world imagines a world more like the real one we live in, although it is not identical in every detail). Speculative work that narrates from the point of view of an alternate history is variously known as "recursive alternate history", a "double-blind what-if", or an "alternate-alternate history". Churchill's essay was one of the influences behind Ward Moore's alternate history novel "Bring the Jubilee" in which General Robert E. Lee won the Battle of Gettysburg and paved the way for the eventual victory of the Confederacy in the American Civil War (named the "War of Southron Independence" in this timeline). The protagonist, the autodidact Hodgins Backmaker, travels back to the aforementioned battle and inadvertently changes history, which results in the emergence of our own timeline and the consequent victory of the Union instead.
The American humorist author James Thurber parodied alternate history stories about the American Civil War in his 1930 story "If Grant Had Been Drinking at Appomattox", which he accompanied with this very brief introduction: ""Scribner's" magazine is publishing a series of three articles: 'If Booth Had Missed Lincoln', 'If Lee Had Won the Battle of Gettysburg', and 'If Napoleon Had Escaped to America'. This is the fourth".
Another example of alternate history from this period (and arguably the first that explicitly posited cross-time travel from one universe to another as anything more than a visionary experience) is H.G. Wells' "Men Like Gods" (1923) in which the London-based journalist Mr. Barnstable, along with two cars and their passengers, is mysteriously teleported into "another world", which the "Earthlings" call Utopia. Being far more advanced than Earth, Utopia is some 3000 years ahead of humanity in its development. Wells describes a multiverse of alternative worlds, complete with the paratime travel machines that would later become popular with American pulp writers. However, since his hero experiences only a single alternate world, the story is not very different from conventional alternate history.
In the 1930s, alternate history moved into a new arena. The December 1933 issue of "Astounding" published Nat Schachner's "Ancestral Voices", which was quickly followed by Murray Leinster's "Sidewise in Time". While earlier alternate histories examined reasonably-straightforward divergences, Leinster attempted something completely different. In his "World gone mad", pieces of Earth traded places with their analogs from different timelines. The story follows Professor Minott and his students from a fictitious Robinson College as they wander through analogues of worlds that followed a different history.
A somewhat similar approach was taken by Robert A. Heinlein in his 1941 novelette "Elsewhen" in which a professor trains his mind to move his body across timelines. He then hypnotizes his students so that they can explore more of them. Eventually, each settles into the reality that is most suitable for him or her. Some of the worlds they visit are mundane, some are very odd, and others follow science fiction or fantasy conventions.
World War II produced alternate history for propaganda: both British and American authors wrote works depicting Nazi invasions of their respective countries as cautionary tales.
Time travel to create historical divergences.
The period around World War II also saw the publication of the time travel novel "Lest Darkness Fall" by L. Sprague de Camp in which an American academic travels to Italy at the time of the Byzantine invasion of the Ostrogoths. De Camp's time traveler, Martin Padway, is depicted as making permanent historical changes and implicitly forming a new time branch, thereby making the work an alternate history.
In William Tenn's short story "Brooklyn Project" (1948), a tyrannical US Government brushes aside the warnings of scientists about the dangers of time travel and goes on with a planned experiment - with the result that minor changes to the prehistoric past cause Humanity to never have existed, its place taken by tentacled underwater intelligent creatures - who also have a tyrannical government which also insists on experimenting with time-travel.
Time travel as the cause of a point of divergence (POD), which can denote either the bifurcation of a historical timeline or a simple replacement of the future that existed before the time-travelling event, has continued to be a popular theme. In Ward Moore's Bring the Jubilee, the protagonist lives in an alternate history in which the Confederacy has won the American Civil War. He travels backward through time and brings about a Union victory at the Battle of Gettysburg.
When a story's assumptions about the nature of time travel lead to the complete replacement of the visited time's future, rather than just the creation of an additional time line, the device of a "time patrol" is often used where guardians move through time to preserve the "correct" history.
A more recent example is "Making History" by Stephen Fry in which a time machine is used to alter history so that Adolf Hitler was never born. That ironically results in a more competent leader of Nazi Germany and results in the country's ascendancy and longevity in the altered timeline.
Cross-time stories.
H.G. Wells' "cross-time" or "many universes" variant (see above) was fully developed by Murray Leinster in his 1934 short story "Sidewise in Time", in which sections of the Earth's surface begin changing places with their counterparts in alternate timelines.
Fredric Brown employed this subgenre to satirize the science fiction pulps and their adolescent readers—and fears of foreign invasion—in the classic "What Mad Universe" (1949). In Clifford D. Simak's "Ring Around the Sun" (1953), the hero ends up in an alternate earth of thick forests in which humanity never developed but a band of mutants is establishing a colony; the story line appears to frame the author's anxieties regarding McCarthyism and the Cold War.
Quantum theory of many worlds.
While many justifications for alternate histories involve a multiverse, the "many world" theory would naturally involve many worlds, in fact a continually exploding array of universes. In quantum theory, new worlds would proliferate with every quantum event, and even if the writer uses human decisions, every decision that could be made differently would result in a different timeline. A writer's fictional multiverse may, in fact, preclude some decisions as humanly impossible, as when, in "Night Watch", Terry Pratchett depicts a character informing Vimes that while anything that can happen, has happened, nevertheless there is no history whatsoever in which Vimes has ever murdered his wife. When the writer explicitly maintains that "all" possible decisions are made in all possible ways, one possible conclusion is that the characters were neither brave, nor clever, nor skilled, but simply lucky enough to happen on the universe in which they did not choose the cowardly route, take the stupid action, fumble the crucial activity, etc.; few writers focus on this idea, although it has been explored in stories such as Larry Niven's story "All the Myriad Ways", where the reality of all possible universes leads to an epidemic of suicide and crime because people conclude their choices have no moral import.
In any case, even if it is true that every possible outcome occurs in some world, it can still be argued that traits such as bravery and intelligence might still affect the relative frequency of worlds in which better or worse outcomes occurred (even if the total number of worlds with each type of outcome is infinite, it is still possible to assign a different measure to different infinite sets). The physicist David Deutsch, a strong advocate of the many-worlds interpretation of quantum mechanics, has argued along these lines, saying that "By making good choices, doing the right thing, we thicken the stack of universes in which versions of us live reasonable lives. When you succeed, all the copies of you who made the same decision succeed too. What you do for the better increases the portion of the multiverse where good things happen." This view is perhaps somewhat too abstract to be explored directly in science fiction stories, but a few writers have tried, such as Greg Egan in his short story "The Infinite Assassin", where an agent is trying to contain reality-scrambling "whirlpools" that form around users of a certain drug, and the agent is constantly trying to maximize the consistency of behavior among his alternate selves, attempting to compensate for events and thoughts he experiences, he guesses are of low measure relative to those experienced by most of his other selves.
Many writers—perhaps the majority—avoid the discussion entirely. In one novel of this type, H. Beam Piper's "Lord Kalvan of Otherwhen", a Pennsylvania State Police officer, who knows how to make gunpowder, is transported from our world to an alternate universe where the recipe for gunpowder is a tightly held secret and saves a country that is about to be conquered by its neighbors. The paratime patrol members are warned against going into the timelines immediately surrounding it, where the country "will" be overrun, but the book never depicts the slaughter of the innocent thus entailed, remaining solely in the timeline where the country is saved.
The cross-time theme was further developed in the 1960s by Keith Laumer in the first three volumes of his "Imperium" sequence, which would be completed in "Zone Yellow" (1990). Piper's politically more sophisticated variant was adopted and adapted by Michael Kurland and Jack Chalker in the 1980s; Chalker's "G.O.D. Inc" trilogy (1987–89), featuring paratime detectives Sam and Brandy Horowitz, marks the first attempt at merging the paratime thriller with the police procedural. Kurland's "Perchance" (1988), the first volume of the never-completed "Chronicles of Elsewhen", presents a multiverse of secretive cross-time societies that utilize a variety of means for cross-time travel, ranging from high-tech capsules to mutant powers. Harry Turtledove has launched the Crosstime Traffic series for teenagers featuring a variant of H. Beam Piper's paratime trading empire.
Rival paratime worlds.
The concept of a cross-time version of a world war, involving rival paratime empires, was developed in Fritz Leiber's Change War series, starting with the Hugo Award winning "The Big Time" (1958); followed by Richard C. Meredith's "Timeliner" trilogy in the 1970s, Michael McCollum's "A Greater Infinity" (1982) and John Barnes' "Timeline Wars" trilogy in the 1990s.
Such "paratime" stories may include speculation that the laws of nature can vary from one universe to the next, providing a science fictional explanation—or veneer—for what is normally fantasy. Aaron Allston's "Doc Sidhe" and "Sidhe Devil" take place between our world, the "grim world" and an alternate "fair world" where the Sidhe retreated to. Although technology is clearly present in both worlds, and the "fair world" parallels our history, about fifty years out of step, there is functional magic in the fair world. Even with such explanation, the more explicitly the alternate world resembles a normal fantasy world, the more likely the story is to be labelled fantasy, as in Poul Anderson's "House Rule" and "Loser's Night". In both science fiction and fantasy, whether a given parallel universe is an alternate history may not be clear. The writer might allude to a POD only to explain the existence and make no use of the concept, or may present the universe without explanation of its existence.
Major writers explore alternate histories.
Isaac Asimov's short story "What If—" (1952) is about a couple who can explore alternate realities by means of a television-like device. This idea can also be found in Asimov's novel "The End of Eternity" (1955), in which the "Eternals" can change the realities of the world, without people being aware of it. Poul Anderson's "Time Patrol" stories feature conflicts between forces intent on changing history and the Patrol who work to preserve it. One story, Delenda Est, describes a world in which Carthage triumphed over the Roman Republic. "The Big Time", by Fritz Leiber, describes a Change War ranging across all of history.
Keith Laumer's "Worlds of the Imperium" is one of the earliest alternate history novels; it was published by "Fantastic Stories of the Imagination" in 1961, in magazine form, and reprinted by Ace Books in 1962 as one half of an Ace Double. Besides our world, Laumer describes a world ruled by an Imperial aristocracy formed by the merger of European empires, in which the American Revolution never happened, and a third world in post-war chaos ruled by the protagonist's doppelganger.
Philip K. Dick's novel, "The Man in the High Castle" (1962), is an alternate history in which Nazi Germany and Imperial Japan won World War II. This book contains an example of "alternate-alternate" history, in that one of its characters authored a book depicting a reality in which the Allies won the war, itself divergent from real-world history in several aspects. The several characters live within a divided United States, in which the Empire of Japan takes the Pacific states, governing them as a puppet, Nazi Germany takes the East Coast of the United States and parts of the Midwest, with the remnants of the old United States' government as the Neutral Zone, a buffer state between the two superpowers. The book has inspired an Amazon series of the same name.
Vladimir Nabokov's novel, "" (1969), is a story of incest that takes place within an alternate North America settled in part by Czarist Russia and that borrows from Dick's idea of "alternate-alternate" history (the world of Nabokov's hero is wracked by rumors of a "counter-earth" that apparently is ours). Some critics believe that the references to a counter-earth suggest that the world portrayed in "Ada" is a delusion in the mind of the hero (another favorite theme of Dick's novels). Strikingly, the characters in "Ada" seem to acknowledge their own world as the copy or negative version, calling it "Anti-Terra", while its mythical twin is the real "Terra". Like history, science has followed a divergent path on Anti-Terra: it boasts all the same technology as our world, but all based on water instead of electricity; e.g., when a character in "Ada" makes a long-distance call, all the toilets in the house flush at once to provide hydraulic power.
Guido Morselli described the defeat of Italy (and subsequently France) in World War I in his novel, "Past Conditional" (1975; ), wherein the static Alpine front line which divided Italy from Austria during that war collapses when the Germans and the Austrians forsake trench warfare and adopt blitzkrieg twenty years in advance.
Kingsley Amis set his novel, "The Alteration" (1976), in the 20th century, but major events in the Reformation did not take place, and Protestantism is limited to the breakaway Republic of New England. Martin Luther was reconciled to the Roman Catholic Church and later became Pope Germanian I.
In Nick Hancock and Chris England's 1997 book "What Didn't Happen Next: An Alternative History of Football" it is suggested that, had Gordon Banks been fit to play in the 1970 FIFA World Cup quarter-final, there would have been no Thatcherism and the post-war consensus would have continued indefinitely.
Kim Stanley Robinson's novel, "The Years of Rice and Salt" (2002), starts at the point of divergence with Timur turning his army away from Europe, and the Black Death has killed 99% of Europe's population, instead of only a third. Robinson explores world history from that point in AD 1405 (807 AH) to about AD 2045 (1467 AH). Rather than following the great man theory of history, focusing on leaders, wars, and major events, Robinson writes more about social history, similar to the Annales School of history theory and Marxist historiography, focusing on the lives of ordinary people living in their time and place.
Philip Roth's novel, "The Plot Against America" (2004), looks at an America where Franklin D. Roosevelt is defeated in 1940 in his bid for a third term as President of the United States, and Charles Lindbergh is elected, leading to a US that features increasing fascism and anti-Semitism.
Michael Chabon, occasionally an author of speculative fiction, contributed to the genre with his novel "The Yiddish Policemen's Union" (2007), which explores a world in which the State of Israel was destroyed in its infancy and many of the world's Jews instead live in a small strip of Alaska set aside by the US government for Jewish settlement. The story follows a Jewish detective solving a murder case in the Yiddish-speaking semi-autonomous city state of Sitka. Stylistically, Chabon borrows heavily from the noir and detective fiction genres, while exploring social issues related to Jewish history and culture. Apart from the alternate history of the Jews and Israel, Chabon also plays with other common tropes of alternate history fiction; in the book, Germany actually loses the war even "harder" than they did in reality, getting hit with a nuclear bomb instead of just simply losing a ground war (subverting the common "what if Germany won WWII?" trope).
Contemporary alternate history in popular literature.
The late 1980s and the 1990s saw a boom in popular-fiction versions of alternate history, fueled by the emergence of the prolific alternate history author Harry Turtledove, as well as the development of the steampunk genre and two series of anthologies—the "What Might Have Been" series edited by Gregory Benford and the "Alternate ..." series edited by Mike Resnick. This period also saw alternate history works by S. M. Stirling, Kim Stanley Robinson, Harry Harrison, Howard Waldrop, Peter Tieryas, and others.
In 1986, a sixteen-part epic comic book series called "Captain Confederacy" began examining a world where the Confederate States of America won the American Civil War. In the series, the Captain and others heroes are staged government propaganda events featuring the feats of these superheroes.
Since the late 1990s, Harry Turtledove has been the most prolific practitioner of alternate history and has been given the title "Master of Alternate History" by some. His books include those of Timeline 191 (a.k.a. Southern Victory, also known as TL-191), in which, while the Confederate States of America won the American Civil War, the Union and Imperial Germany defeat the Entente Powers in the two "Great War"s of the 1910s and 1940s (with a Nazi-esque Confederate government attempting to exterminate its Black population), and the Worldwar series, in which aliens invaded Earth during World War II. Other stories by Turtledove include "A Different Flesh", in which America was not colonized from Asia during the last ice age; "In the Presence of Mine Enemies", in which the Nazis won World War II; and "Ruled Britannia", in which the Spanish Armada succeeded in conquering England in the Elizabethan era, with William Shakespeare being given the task of writing the play that will motivate the Britons to rise up against their Spanish conquerors. He also co-authored a book with actor Richard Dreyfuss, "The Two Georges", in which the United Kingdom retained the American colonies, with George Washington and King George III making peace. He did a two-volume series in which the Japanese not only bombed Pearl Harbor but also invaded and occupied the Hawaiian Islands.
Perhaps the most incessantly explored theme in popular alternate history focuses on worlds in which the Nazis won World War Two. In some versions, the Nazis and/or Axis Powers conquer the entire world; in others, they conquer most of the world but a "Fortress America" exists under siege; while in others, there is a Nazi/Japanese Cold War comparable to the US/Soviet equivalent in 'our' timeline. "Fatherland" (1992), by Robert Harris, is set in Europe following the Nazi victory. The novel "Dominion" by C.J. Sansom (2012) is similar in concept but is set in England, with Churchill the leader of an anti-German Resistance and other historic persons in various fictional roles. In the Mecha Samurai Empire series (2016), Peter Tieryas focuses on the Asian-American side of the alternate history, exploring an America ruled by the Japanese Empire while integrating elements of Asian pop culture like mechas and videogames.
Several writers have posited points of departure for such a world but then have injected time splitters from the future or paratime travel, for instance James P. Hogan's "The Proteus Operation". Norman Spinrad wrote "The Iron Dream" in 1972, which is intended to be a science fiction novel written by Adolf Hitler after fleeing from Europe to North America in the 1920s.
In Jo Walton's "Small Change" series, the United Kingdom made peace with Hitler before the involvement of the United States in World War II, and slowly collapses due to severe economic depression. Former House Speaker Newt Gingrich and William R. Forstchen have written a novel, "1945", in which the US defeated Japan but not Germany in World War II, resulting in a Cold War with Germany rather than the Soviet Union. Gingrich and Forstchen neglected to write the promised sequel; instead, they wrote a trilogy about the American Civil War, starting with "", in which the Confederates win a victory at the Battle of Gettysburg - however, after Lincoln responds by bringing Grant and his forces to the eastern theater, the Army of Northern Virginia is soon trapped and destroyed in Maryland, and the war ends within weeks.
While World War II has been a common Point of Divergence in alternate history literature, several works have been based on other points of divergence. For example, Martin Cruz Smith, in his first novel, posited an independent American Indian nation following the defeat of Custer in "The Indians Won" (1970). Beginning with "The Probability Broach" in 1980, L. Neil Smith wrote several novels that postulated the disintegration of the US Federal Government after Albert Gallatin joins the Whiskey Rebellion in 1794 and eventually leads to the creation of a libertarian utopia. In the 2022 novel "Poutine and Gin" by Steve Rhinelander, the point of divergence is the Battle of the Plains of Abraham of the French and Indian War. That novel is a mystery set in 1940 of that time line.
A recent time traveling splitter variant involves entire communities being shifted elsewhere to become the unwitting creators of new time branches. These communities are transported from the present (or the near-future) to the past or to another time-line via a natural disaster, the action of technologically advanced aliens, or a human experiment gone wrong. S. M. Stirling wrote the "Island in the Sea of Time" trilogy, in which Nantucket Island and all its modern inhabitants are transported to Bronze Age times to become the world's first superpower. In Eric Flint's 1632 series, a small town in West Virginia is transported to 17th century central Europe and drastically changes the course of the Thirty Years' War, which was then underway. John Birmingham's "Axis of Time" trilogy deals with the culture shock when a United Nations naval task force from 2021 finds itself back in 1942 helping the Allies against the Empire of Japan and the Germans (and doing almost as much harm as good in spite of its advanced weapons). The series also explores the cultural impacts of people with 2021 ideals interacting with 1940s culture. Similarly, Robert Charles Wilson's "Mysterium" depicts a failed US government experiment which transports a small American town into an alternative version of the US run by believers in a form of Christianity known as Gnosticism, who are engaged in a bitter war with the "Spanish" in Mexico (the chief scientist at the laboratory where the experiment occurred is described as a Gnostic, and references to Christian Gnosticism appear repeatedly in the book). In "Time for Patriots" by retired astronomer Thomas Wm. Hamilton (4897 Tomhamilton) a town and military academy on Long Island are transported back to 1770, where they shorten the American Revolution, rewrite the Constitution, prolong Mozart's life, battle Barbary pirates, and have other adventures.
Although not dealing in physical time travel, in his alt-history novel "Marx Returns", Jason Barker introduces anachronisms into the life and times of Karl Marx, such as when his wife Jenny sings a verse from the Sex Pistols's song "Anarchy in the U.K.", or in the games of chess she plays with the Marxes' housekeeper Helene Demuth, which on one occasion involves a Caro–Kann Defence. In her review of the novel, Nina Power writes of "Jenny's 'utopian' desire for an end to time", an attitude which, according to Power, is inspired by her husband's co-authored book "The German Ideology". However, in keeping with the novel's anachronisms, the latter was not published until 1932. By contrast, the novel's timeline ends in 1871.
In the 2022 novel "Hydrogen Wars: Atomic Sunrise" by R.M. Christianson a small change in post-war Japanese history leads to the election of General Douglas MacArthur as President of the United States. This minor change ultimately leads to all-out atomic war between the major Cold War powers.
Through crowdfunding on Kickstarter, Alan Jenkins and Gan Golan produced a graphic novel series called "1/6" depicting a dystopian alternate reality in which the January 6 United States Capitol attack was successful. What follows is the burning down of the Capitol building and the hanging of Vice President Mike Pence. Under Donald Trump's second term as President, a solid gold statue of him is erected and armed thugs patrol the streets of Washington DC suppressing civilian resistance with brutal violence under the banner of the Confederate flag.
In fantasy genre.
Many works of straight fantasy and science fantasy take place in historical settings, though with the addition of, for example, magic or mythological beasts. Some present a secret history in which the modern day world no longer believes that these elements ever existed. Many ambiguous alternate/secret histories are set in Renaissance or pre-Renaissance times, and may explicitly include a "retreat" from the world, which would explain the current absence of such phenomena. Other stories make plan a divergence of some kind.
In Poul Anderson's "Three Hearts and Three Lions" in which the Matter of France is history and the fairy folk are real and powerful. The same author's "A Midsummer Tempest", occurs in a world in which the plays of William Shakespeare (called here "the Great Historian"), presented the literal truth in every instance. The novel itself takes place in the era of Oliver Cromwell and Charles I. Here, the English Civil War had a different outcome, and the Industrial Revolution has occurred early.
Randall Garrett's "Lord Darcy" series presents a point of divergence: a monk systemizes magic rather than science, so the use of foxglove to treat heart disease is regarded as superstition. Another point of divergence occurs in 1199, when Richard the Lionheart survives the Siege of Chaluz and returns to England and makes the Angevin Empire so strong that it survives into the 20th century.
"Jonathan Strange & Mr Norrell" by Susanna Clarke takes place in an England where a separate Kingdom ruled by the Raven King and founded on magic existed in Northumbria for over 300 years. In Patricia Wrede's Regency fantasies, Great Britain has a Royal Society of Wizards.
"The Tales of Alvin Maker" series by Orson Scott Card (a parallel to the life of Joseph Smith, founder of the Latter Day Saint movement) takes place in an alternate America, beginning in the early 19th century. Prior to that time, a POD occurred: England, under the rule of Oliver Cromwell, had banished "makers", or anyone else demonstrating "knacks" (an ability to perform seemingly supernatural feats) to the North American continent. Thus the early American colonists embraced as perfectly ordinary these gifts, and counted on them as a part of their daily lives. The political division of the continent is considerably altered, with two large English colonies bookending a smaller "American" nation, one aligned with England, and the other governed by exiled Cavaliers. Actual historical figures are seen in a much different light: Ben Franklin is revered as the continent's finest "maker", George Washington was executed after being captured, and "Tom" Jefferson is the first president of "Appalachia", the result of a compromise between the Continentals and the British Crown.
On the other hand, when the "Old Ones" (fairies) still manifest themselves in England in Keith Roberts's "Pavane", which takes place in a technologically backward world after a Spanish assassination of Elizabeth I allowed the Spanish Armada to conquer England, the possibility that the fairies were real but retreated from modern advances makes the POD possible: the fairies really were present all along, in a secret history.
Again, in the English Renaissance fantasy "Armor of Light" by Melissa Scott and Lisa A. Barnett, the magic used in the book, by Dr. John Dee and others, actually was practiced in the Renaissance; positing a secret history of effective magic makes this an alternate history with a point of departure. Sir Philip Sidney survives the Battle of Zutphen in 1586, and shortly thereafter saving the life of Christopher Marlowe.
When the magical version of our world's history is set in contemporary times, the distinction becomes clear between alternate history on the one hand and contemporary fantasy, using in effect a form of secret history (as when Josepha Sherman's "Son of Darkness" has an elf living in New York City, in disguise) on the other. In works such as Robert A. Heinlein's "Magic, Incorporated" where a construction company can use magic to rig up stands at a sporting event and Poul Anderson's "Operation Chaos" and its sequel "Operation Luna", where djinns are serious weapons of war—with atomic bombs—the use of magic throughout the United States and other modern countries makes it clear that this is not secret history—although references in "Operation Chaos" to degaussing the effects of cold iron make it possible that it is the result of a POD. The sequel clarifies this as the result of a collaboration of Einstein and Planck in 1901, resulting in the theory of "rhea tics". Henry Moseley applies this theory to "degauss the effects of cold iron and release the goetic forces." This results in the suppression of ferromagnetism and the re-emergence of magic and magical creatures.
Alternate history shades off into other fantasy subgenres when the use of actual, though altered, history and geography decreases, although a culture may still be clearly the original source; Barry Hughart's "Bridge of Birds" and its sequels take place in a fantasy world, albeit one clearly based on China, and with allusions to actual Chinese history, such as the Empress Wu. Richard Garfinkle's "Celestial Matters" incorporates ancient Chinese physics and Greek Aristotelian physics, using them as if factual.
Alternate history has long been a staple of Japanese speculative fiction with such authors as Futaro Yamada and Ryō Hanmura writing novels set in recognizable historical settings with added supernatural or science fiction elements. Ryō Hanmura's 1973 "Musubi no Yama Hiroku" which recreated 400 years of Japan's history from the perspective of a secret magical family with psychic abilities. The novel has since come to be recognized as a masterpiece of Japanese speculative fiction. Twelve years later, author Hiroshi Aramata wrote the groundbreaking "Teito Monogatari" which reimagined the history of Tokyo across the 20th century in a world heavily influenced by the supernatural.
Television.
"1983" is set on a world where the Iron Curtain never fell and the Cold War continues until the present (2003).
"An Englishman's Castle" tells the story of the writer of a soap opera in an 1970s England which lost World War II. England is run by a collaborator government which strains to maintain a normal appearance of British life. Slowly, however, the writer begins to uncover the truth.
In the "Community" episode "Remedial Chaos Theory," each of the six members of the study group rolls a die to decide who has to go downstairs to accept a pizza delivery for the group, creating 6 different alternative worlds. Characters from the worst universe, "darkest timeline," would later appear in the "prime universe".
"Confederate" was a planned HBO series set on a world where the south won the US Civil War. Social media backlash during pre-production led to the series being cancelled with no episodes produced.
"Counterpart" tells of a United Nations agency that is responsible for monitoring passage between alternative worlds. Two of the worlds, Alpha and Prime are locked in a cold war.
"The Court-Martial of George Armstrong Custer" is a 1977 telemovie where George Custer survives the Battle of Little Bighorn and faces a court martial hearing over his incompetence.
"" presents itself as a British TV documentary uncovering some of the dark secrets of the Confederacy on a world where the south won the US Civil War.
"Dark Skies" tells that much of history having been shaped since the 1940s by a government conspiracy with aliens. One race of aliens can take over humans, while those immune to the alien's control fight back.
"Doctor Who"'s main character has visited two alternative worlds in the TV show and several in its spin off media. The Third Doctor visits a world with a fascist Great Britain on the brink of destruction, "Inferno" while the Tenth Doctor visits a Britain that has a President and blimps are a common form of transportation beset by Cybermen, "Doomsday". The Seventh Doctor faces a threat from an alternative world in Battlefield, where magic is real and the alternative version of The Doctor is hinted to be that reality's Merlin.
"Fallout" shows a 1950s retro-future world that suffers a global nuclear war on the Amazon streaming service.
"Fatherland" is a TV movie set in a 1960 alternative world where US President Joseph Kennedy and Adolf Hitler have agreed to meet to discuss an end to their country’s Cold War 15 years after the Axis victory in World War II. However, an American reporter has discovered proof of the long denied Final Solution threatens the meeting.
The anime "" featured an alternate 18th century.
"For All Mankind" depicts an alternate timeline in which the Soviet crewed lunar program successfully lands on the Moon before the US Apollo program, resulting in a continued and intensified Space Race. It also includes many historic deviants - including Michael Jordan drafted by Portland Trail Blazers, instead of Chicago Bulls.
In the TV show Fringe the father of one of the main characters crosses into another reality to steal that world’s version of his son after his son dies. The second world has a slightly different history, with a few different states in the United States, such as only one Carolina and Upper Michigan as a state. In addition, the 9/11 attack didn't take down the Twin Towers but the White House. Also, several major DC Comics events are different, such as Superman not Supergirl dying during Crisis on Infinite Earths. The incursion to steal the son has many negative effects on that world, and while the realities start out as antagonist, they eventually work together to repair the damage.
The TV show "The Man in the High Castle" is an adaptation of the novel with the same name that ran for four seasons showing a world where the Axis Powers won World War II.
"" explores a female-dominated world in which witchcraft is real. Its world diverged from our timeline when the Salem witch trials are resolved by an agreement between witches and ungifted humans.
"Noughts + Crosses" is a British TV show set on a world where a powerful West African empire colonizes Europe 700 years before the start of the series.
"Parallels" was a planned TV show whose pilot was later released as a Netflix movie. The plot concerns a building which can shift realities every 36 hours and those who use the building to travel to other realities.
"The Plot Against America" is an HBO miniseries where Charles Lindbergh wins the 1940 US Presidential election as an anti-war candidate who moves the country toward fascism.
The TV show "Sliders" explores different possible alternate realities by having the protagonist "slide" into different parallel dimensions of the same planet Earth.
"SS-GB (TV series)" shows a world where the Axis Powers quickly win World War II, killing Churchill and installing a puppet government. However, British resistance fights back.
In the various "Star Trek" TV shows and spin off media a Mirror Universe has been encountered where Earth has an empire that subjugates other planets. Doppelgängers of the main cast of many the TV shows appear in that reality.
The "Watchmen" series is set on a world where costumed heroes were initially welcomed but later outlawed. It is set 34 years after the events of the comic book on which the series shares a name.
"Loki" on streaming service Disney+ shows an agency which prevents alterations to the time line. Alternative versions of Loki from various realities appear.
"What If...?" is a streaming series on Disney+. Each episode shows what would have happened if events featured in the MCU film universe happened differently.
Online.
Fans of alternate history have made use of the internet from a very early point to showcase their own works and provide useful tools for those fans searching for anything alternate history, first in mailing lists and usenet groups, later in web databases and forums. The "Usenet Alternate History List" was first posted on 11 April 1991, to the Usenet newsgroup rec.arts.sf-lovers. In May 1995, the dedicated newsgroup "soc.history.what-if" was created for showcasing and discussing alternate histories. Its prominence declined with the general migration from unmoderated usenet to moderated web forums, most prominently AlternateHistory.com, the self-described "largest gathering of alternate history fans on the internet" with over 10,000 active members.
In addition to these discussion forums, in 1997 was created as an online repository, now containing over 2,900 alternate history novels, stories, essays, and other printed materials in several different languages. Uchronia was selected as the Sci Fi Channel's "Sci Fi Site of the Week" twice.
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1206 | Atomic orbital | In atomic theory and quantum mechanics, an atomic orbital () is a function describing the location and wave-like behavior of an electron in an atom. This function can be used to calculate the probability of finding any electron of an atom in any specific region around the atom's nucleus. The term "atomic orbital" may also refer to the physical region or space where the electron can be calculated to be present, as predicted by the particular mathematical form of the orbital.
Each orbital in an atom is characterized by a set of values of the three quantum numbers , , and , which respectively correspond to the electron's energy, angular momentum, and an angular momentum vector component (magnetic quantum number). Alternative to the magnetic quantum number, the orbitals are often labeled by the associated harmonic polynomials (e.g., "xy", ). Each such orbital can be occupied by a maximum of two electrons, each with its own projection of spin formula_1. The simple names s orbital, p orbital, d orbital, and f orbital refer to orbitals with angular momentum quantum number and respectively. These names, together with the value of , are used to describe the electron configurations of atoms. They are derived from the description by early spectroscopists of certain series of alkali metal spectroscopic lines as sharp, principal, diffuse, and fundamental. Orbitals for > 3 continue alphabetically (g, h, i, k, ...), omitting j because some languages do not distinguish between the letters "i" and "j".
Atomic orbitals are the basic building blocks of the atomic orbital model (or electron cloud or wave mechanics model), a modern framework for visualizing the submicroscopic behavior of electrons in matter. In this model the electron cloud of an atom may be seen as being built up (in approximation) in an electron configuration that is a product of simpler hydrogen-like atomic orbitals. The repeating "periodicity" of blocks of 2, 6, 10, and 14 elements within sections of the periodic table arises naturally from the total number of electrons that occupy a complete set of s, p, d, and f orbitals, respectively, though for higher values of quantum number , particularly when the atom bears a positive charge, the energies of certain sub-shells become very similar and so the order in which they are said to be populated by electrons (e.g., Cr = [Ar]4s13d5 and Cr2+ = [Ar]3d4) can be rationalized only somewhat arbitrarily.
Electron properties.
With the development of quantum mechanics and experimental findings (such as the two slit diffraction of electrons), it was found that the electrons orbiting a nucleus could not be fully described as particles, but needed to be explained by wave–particle duality. In this sense, electrons have the following properties:
Wave-like properties:
Particle-like properties:
Thus, electrons cannot be described simply as solid particles. An analogy might be that of a large and often oddly shaped "atmosphere" (the electron), distributed around a relatively tiny planet (the nucleus). Atomic orbitals exactly describe the shape of this "atmosphere" only when one electron is present. When more electrons are added, the additional electrons tend to more evenly fill in a volume of space around the nucleus so that the resulting collection ("electron cloud") tends toward a generally spherical zone of probability describing the electron's location, because of the uncertainty principle.
Formal quantum mechanical definition.
Atomic orbitals may be defined more precisely in formal quantum mechanical language. They are approximate solutions to the Schrödinger equation for the electrons bound to the atom by the electric field of the atom's nucleus. Specifically, in quantum mechanics, the state of an atom, i.e., an eigenstate of the atomic Hamiltonian, is approximated by an expansion (see configuration interaction expansion and basis set) into linear combinations of anti-symmetrized products (Slater determinants) of one-electron functions. The spatial components of these one-electron functions are called atomic orbitals. (When one considers also their spin component, one speaks of atomic spin orbitals.) A state is actually a function of the coordinates of all the electrons, so that their motion is correlated, but this is often approximated by this independent-particle model of products of single electron wave functions. (The London dispersion force, for example, depends on the correlations of the motion of the electrons.)
In atomic physics, the atomic spectral lines correspond to transitions (quantum leaps) between quantum states of an atom. These states are labeled by a set of quantum numbers summarized in the term symbol and usually associated with particular electron configurations, i.e., by occupation schemes of atomic orbitals (for example, 1s2 2s2 2p6 for the ground state of neon-term symbol: 1S0).
This notation means that the corresponding Slater determinants have a clear higher weight in the configuration interaction expansion. The atomic orbital concept is therefore a key concept for visualizing the excitation process associated with a given transition. For example, one can say for a given transition that it corresponds to the excitation of an electron from an occupied orbital to a given unoccupied orbital. Nevertheless, one has to keep in mind that electrons are fermions ruled by the Pauli exclusion principle and cannot be distinguished from each other. Moreover, it sometimes happens that the configuration interaction expansion converges very slowly and that one cannot speak about simple one-determinant wave function at all. This is the case when electron correlation is large.
Fundamentally, an atomic orbital is a one-electron wave function, even though many electrons are not in one-electron atoms, and so the one-electron view is an approximation. When thinking about orbitals, we are often given an orbital visualization heavily influenced by the Hartree–Fock approximation, which is one way to reduce the complexities of molecular orbital theory.
Types of orbital.
Atomic orbitals can be the hydrogen-like "orbitals" which are exact solutions to the Schrödinger equation for a hydrogen-like "atom" (i.e., atom with one electron). Alternatively, atomic orbitals refer to functions that depend on the coordinates of one electron (i.e., orbitals) but are used as starting points for approximating wave functions that depend on the simultaneous coordinates of all the electrons in an atom or molecule. The coordinate systems chosen for orbitals are usually spherical coordinates in atoms and Cartesian in polyatomic molecules. The advantage of spherical coordinates here is that an orbital wave function is a product of three factors each dependent on a single coordinate: . The angular factors of atomic orbitals generate s, p, d, etc. functions as real combinations of spherical harmonics (where and are quantum numbers). There are typically three mathematical forms for the radial functions which can be chosen as a starting point for the calculation of the properties of atoms and molecules with many electrons:
Although hydrogen-like orbitals are still used as pedagogical tools, the advent of computers has made STOs preferable for atoms and diatomic molecules since combinations of STOs can replace the nodes in hydrogen-like orbitals. Gaussians are typically used in molecules with three or more atoms. Although not as accurate by themselves as STOs, combinations of many Gaussians can attain the accuracy of hydrogen-like orbitals.
History.
The term "orbital" was coined by Robert S. Mulliken in 1932 as short for "one-electron orbital wave function". Niels Bohr explained around 1913 that electrons might revolve around a compact nucleus with definite angular momentum. Bohr's model was an improvement on the 1911 explanations of Ernest Rutherford, that of the electron moving around a nucleus. Japanese physicist Hantaro Nagaoka published an orbit-based hypothesis for electron behavior as early as 1904. These theories were each built upon new observations starting with simple understanding and becoming more correct and complex. Explaining the behavior of these electron "orbits" was one of the driving forces behind the development of quantum mechanics.
Early models.
With J. J. Thomson's discovery of the electron in 1897, it became clear that atoms were not the smallest building blocks of nature, but were rather composite particles. The newly discovered structure within atoms tempted many to imagine how the atom's constituent parts might interact with each other. Thomson theorized that multiple electrons revolve in orbit-like rings within a positively charged jelly-like substance, and between the electron's discovery and 1909, this "plum pudding model" was the most widely accepted explanation of atomic structure.
Shortly after Thomson's discovery, Hantaro Nagaoka predicted a different model for electronic structure. Unlike the plum pudding model, the positive charge in Nagaoka's "Saturnian Model" was concentrated into a central core, pulling the electrons into circular orbits reminiscent of Saturn's rings. Few people took notice of Nagaoka's work at the time, and Nagaoka himself recognized a fundamental defect in the theory even at its conception, namely that a classical charged object cannot sustain orbital motion because it is accelerating and therefore loses energy due to electromagnetic radiation. Nevertheless, the Saturnian model turned out to have more in common with modern theory than any of its contemporaries.
Bohr atom.
In 1909, Ernest Rutherford discovered that the bulk of the atomic mass was tightly condensed into a nucleus, which was also found to be positively charged. It became clear from his analysis in 1911 that the plum pudding model could not explain atomic structure. In 1913, Rutherford's post-doctoral student, Niels Bohr, proposed a new model of the atom, wherein electrons orbited the nucleus with classical periods, but were permitted to have only discrete values of angular momentum, quantized in units ħ. This constraint automatically allowed only certain electron energies. The Bohr model of the atom fixed the problem of energy loss from radiation from a ground state (by declaring that there was no state below this), and more importantly explained the origin of spectral lines.
After Bohr's use of Einstein's explanation of the photoelectric effect to relate energy levels in atoms with the wavelength of emitted light, the connection between the structure of electrons in atoms and the emission and absorption spectra of atoms became an increasingly useful tool in the understanding of electrons in atoms. The most prominent feature of emission and absorption spectra (known experimentally since the middle of the 19th century), was that these atomic spectra contained discrete lines. The significance of the Bohr model was that it related the lines in emission and absorption spectra to the energy differences between the orbits that electrons could take around an atom. This was, however, "not" achieved by Bohr through giving the electrons some kind of wave-like properties, since the idea that electrons could behave as matter waves was not suggested until eleven years later. Still, the Bohr model's use of quantized angular momenta and therefore quantized energy levels was a significant step toward the understanding of electrons in atoms, and also a significant step towards the development of quantum mechanics in suggesting that quantized restraints must account for all discontinuous energy levels and spectra in atoms.
With de Broglie's suggestion of the existence of electron matter waves in 1924, and for a short time before the full 1926 Schrödinger equation treatment of hydrogen-like atoms, a Bohr electron "wavelength" could be seen to be a function of its momentum; so a Bohr orbiting electron was seen to orbit in a circle at a multiple of its half-wavelength. The Bohr model for a short time could be seen as a classical model with an additional constraint provided by the 'wavelength' argument. However, this period was immediately superseded by the full three-dimensional wave mechanics of 1926. In our current understanding of physics, the Bohr model is called a semi-classical model because of its quantization of angular momentum, not primarily because of its relationship with electron wavelength, which appeared in hindsight a dozen years after the Bohr model was proposed.
The Bohr model was able to explain the emission and absorption spectra of hydrogen. The energies of electrons in the "n" = 1, 2, 3, etc. states in the Bohr model match those of current physics. However, this did not explain similarities between different atoms, as expressed by the periodic table, such as the fact that helium (two electrons), neon (10 electrons), and argon (18 electrons) exhibit similar chemical inertness. Modern quantum mechanics explains this in terms of electron shells and subshells which can each hold a number of electrons determined by the Pauli exclusion principle. Thus the "n" = 1 state can hold one or two electrons, while the "n" = 2 state can hold up to eight electrons in 2s and 2p subshells. In helium, all "n" = 1 states are fully occupied; the same is true for "n" = 1 and "n" = 2 in neon. In argon, the 3s and 3p subshells are similarly fully occupied by eight electrons; quantum mechanics also allows a 3d subshell but this is at higher energy than the 3s and 3p in argon (contrary to the situation for hydrogen) and remains empty.
Modern conceptions and connections to the Heisenberg uncertainty principle.
Immediately after Heisenberg discovered his uncertainty principle, Bohr noted that the existence of any sort of wave packet implies uncertainty in the wave frequency and wavelength, since a spread of frequencies is needed to create the packet itself. In quantum mechanics, where all particle momenta are associated with waves, it is the formation of such a wave packet which localizes the wave, and thus the particle, in space. In states where a quantum mechanical particle is bound, it must be localized as a wave packet, and the existence of the packet and its minimum size implies a spread and minimal value in particle wavelength, and thus also momentum and energy. In quantum mechanics, as a particle is localized to a smaller region in space, the associated compressed wave packet requires a larger and larger range of momenta, and thus larger kinetic energy. Thus the binding energy to contain or trap a particle in a smaller region of space increases without bound as the region of space grows smaller. Particles cannot be restricted to a geometric point in space, since this would require infinite particle momentum.
In chemistry, Schrödinger, Pauling, Mulliken and others noted that the consequence of Heisenberg's relation was that the electron, as a wave packet, could not be considered to have an exact location in its orbital. Max Born suggested that the electron's position needed to be described by a probability distribution which was connected with finding the electron at some point in the wave-function which described its associated wave packet. The new quantum mechanics did not give exact results, but only the probabilities for the occurrence of a variety of possible such results. Heisenberg held that the path of a moving particle has no meaning if we cannot observe it, as we cannot with electrons in an atom.
In the quantum picture of Heisenberg, Schrödinger and others, the Bohr atom number "n" for each orbital became known as an "n-sphere" in a three-dimensional atom and was pictured as the most probable energy of the probability cloud of the electron's wave packet which surrounded the atom.
Orbital names.
Orbital notation and subshells.
Orbitals have been given names, which are usually given in the form:
where "X" is the energy level corresponding to the principal quantum number ; type is a lower-case letter denoting the shape or subshell of the orbital, corresponding to the angular momentum quantum number .
For example, the orbital 1s (pronounced as the individual numbers and letters: "'one' 'ess'") is the lowest energy level () and has an angular quantum number of , denoted as s. Orbitals with are denoted as p, d and f respectively.
The set of orbitals for a given n and is called a "subshell", denoted
The exponent y shows the number of electrons in the subshell. For example, the notation 2p4 indicates that the 2p subshell of an atom contains 4 electrons. This subshell has 3 orbitals, each with n = 2 and = 1.
X-ray notation.
There is also another, less common system still used in X-ray science known as X-ray notation, which is a continuation of the notations used before orbital theory was well understood. In this system, the principal quantum number is given a letter associated with it. For , the letters associated with those numbers are K, L, M, N, O, ... respectively.
Hydrogen-like orbitals.
The simplest atomic orbitals are those that are calculated for systems with a single electron, such as the hydrogen atom. An atom of any other element ionized down to a single electron is very similar to hydrogen, and the orbitals take the same form. In the Schrödinger equation for this system of one negative and one positive particle, the atomic orbitals are the eigenstates of the Hamiltonian operator for the energy. They can be obtained analytically, meaning that the resulting orbitals are products of a polynomial series, and exponential and trigonometric functions. (see hydrogen atom).
For atoms with two or more electrons, the governing equations can be solved only with the use of methods of iterative approximation. Orbitals of multi-electron atoms are "qualitatively" similar to those of hydrogen, and in the simplest models, they are taken to have the same form. For more rigorous and precise analysis, numerical approximations must be used.
A given (hydrogen-like) atomic orbital is identified by unique values of three quantum numbers: , , and . The rules restricting the values of the quantum numbers, and their energies (see below), explain the electron configuration of the atoms and the periodic table.
The stationary states (quantum states) of the hydrogen-like atoms are its atomic orbitals. However, in general, an electron's behavior is not fully described by a single orbital. Electron states are best represented by time-depending "mixtures" (linear combinations) of multiple orbitals. See Linear combination of atomic orbitals molecular orbital method.
The quantum number first appeared in the Bohr model where it determines the radius of each circular electron orbit. In modern quantum mechanics however, determines the mean distance of the electron from the nucleus; all electrons with the same value of "n" lie at the same average distance. For this reason, orbitals with the same value of "n" are said to comprise a "shell". Orbitals with the same value of "n" and also the same value of are even more closely related, and are said to comprise a "subshell".
Quantum numbers.
Because of the quantum mechanical nature of the electrons around a nucleus, atomic orbitals can be uniquely defined by a set of integers known as quantum numbers. These quantum numbers occur only in certain combinations of values, and their physical interpretation changes depending on whether real or complex versions of the atomic orbitals are employed.
Complex orbitals.
In physics, the most common orbital descriptions are based on the solutions to the hydrogen atom, where orbitals are given by the product between a radial function and a pure spherical harmonic. The quantum numbers, together with the rules governing their possible values, are as follows:
The principal quantum number describes the energy of the electron and is always a positive integer. In fact, it can be any positive integer, but for reasons discussed below, large numbers are seldom encountered. Each atom has, in general, many orbitals associated with each value of "n"; these orbitals together are sometimes called "electron shells".
The azimuthal quantum number describes the orbital angular momentum of each electron and is a non-negative integer. Within a shell where is some integer , ranges across all (integer) values satisfying the relation formula_6. For instance, the shell has only orbitals with formula_7, and the shell has only orbitals with formula_7, and formula_9. The set of orbitals associated with a particular value of are sometimes collectively called a "subshell".
The magnetic quantum number, formula_10, describes the magnetic moment of an electron in an arbitrary direction, and is also always an integer. Within a subshell where formula_11 is some integer formula_12, formula_10 ranges thus: formula_14.
The above results may be summarized in the following table. Each cell represents a subshell, and lists the values of formula_10 available in that subshell. Empty cells represent subshells that do not exist.
Subshells are usually identified by their formula_16- and formula_11-values. formula_16 is represented by its numerical value, but formula_11 is represented by a letter as follows: 0 is represented by 's', 1 by 'p', 2 by 'd', 3 by 'f', and 4 by 'g'. For instance, one may speak of the subshell with formula_20 and formula_7 as a '2s subshell'.
Each electron also has a spin quantum number, "s", which describes the spin of each electron (spin up or spin down). The number "s" can be + or −.
The Pauli exclusion principle states that no two electrons in an atom can have the same values of all four quantum numbers. If there are two electrons in an orbital with given values for three quantum numbers, (, , ), these two electrons must differ in their spin.
The above conventions imply a preferred axis (for example, the "z" direction in Cartesian coordinates), and they also imply a preferred direction along this preferred axis. Otherwise there would be no sense in distinguishing from . As such, the model is most useful when applied to physical systems that share these symmetries. The Stern–Gerlach experimentwhere an atom is exposed to a magnetic fieldprovides one such example.
Real orbitals.
In addition to the complex orbitals described above, it is common, especially in the chemistry literature, to use "real" atomic orbitals. These real orbitals arise from simple linear combinations of complex orbitals. Using the Condon–Shortley phase convention, real orbitals are related to complex orbitals in the same way that the real spherical harmonics are related to complex spherical harmonics. Letting formula_22 denote a complex orbital with quantum numbers formula_16, formula_24, and formula_25, the real orbitals formula_26 may be defined by
If formula_28, with formula_29 the radial part of the orbital, this definition is equivalent to formula_30 where formula_31 is the real spherical harmonic related to either the real or imaginary part of the complex spherical harmonic formula_32.
Real spherical harmonics are physically relevant when an atom is embedded in a crystalline solid, in which case there are multiple preferred symmetry axes but no single preferred direction. Real atomic orbitals are also more frequently encountered in introductory chemistry textbooks and shown in common orbital visualizations. In real hydrogen-like orbitals, quantum numbers formula_16 and formula_11 have the same interpretation and significance as their complex counterparts, but formula_25 is no longer a good quantum number (but its absolute value is).
Some real orbitals are given specific names beyond the simple formula_36 designation. Orbitals with quantum number formula_11 equal to formula_38 are called formula_39 orbitals. With this one can already assign names to complex orbitals such as formula_40; the first symbol is the formula_16 quantum number, the second number is the symbol for that particular formula_11 quantum number and the subscript is the formula_25 quantum number.
As an example of how the full orbital names are generated for real orbitals, one may calculate formula_44. From the table of spherical harmonics, formula_45 with formula_46. Then
Likewise formula_48. As a more complicated example:
In all these cases we generate a Cartesian label for the orbital by examining, and abbreviating, the polynomial in formula_50, formula_51, and formula_52 appearing in the numerator. We ignore any terms in the formula_53 polynomial except for the term with the highest exponent in formula_52.
We then use the abbreviated polynomial as a subscript label for the atomic state, using the same nomenclature as above to indicate the formula_16 and formula_11 quantum numbers.
The expression above all use the Condon–Shortley phase convention which is favored by quantum physicists. Other conventions for the phase of the spherical harmonics exists. Under these different conventions the formula_58 and formula_59 orbitals may appear, for example, as the sum and difference of formula_60 and formula_61, contrary to what is shown above.
Below is a list of these Cartesian polynomial names for the atomic orbitals. Note that there does not seem to be reference in the literature as to how to abbreviate the long Cartesian spherical harmonic polynomials for formula_62 so there does not seem be consensus on the naming of formula_63 orbitals or higher according to this nomenclature.
Shapes of orbitals.
Simple pictures showing orbital shapes are intended to describe the angular forms of regions in space where the electrons occupying the orbital are likely to be found. The diagrams cannot show the entire region where an electron can be found, since according to quantum mechanics there is a non-zero probability of finding the electron (almost) anywhere in space. Instead the diagrams are approximate representations of boundary or contour surfaces where the probability density has a constant value, chosen so that there is a certain probability (for example 90%) of finding the electron within the contour. Although as the square of an absolute value is everywhere non-negative, the sign of the wave function is often indicated in each subregion of the orbital picture.
Sometimes the function is graphed to show its phases, rather than which shows probability density but has no phase (which is lost when taking absolute value, since is a complex number). orbital graphs tend to have less spherical, thinner lobes than graphs, but have the same number of lobes in the same places, and otherwise are recognizable. This article, to show wave function phase, shows mostly graphs.
The lobes can be seen as standing wave interference patterns between the two counter rotating, ring resonant traveling wave and modes; the projection of the orbital onto the xy plane has a resonant wavelength around the circumference. Alhough rarely shown, the traveling wave solutions can be seen as rotating banded tori; the bands represent phase information. For each there are two standing wave solutions and . If , the orbital is vertical, counter rotating information is unknown, and the orbital is "z"-axis symmetric. If there are no counter rotating modes. There are only radial modes and the shape is spherically symmetric. For any given , the smaller is, the more radial nodes there are. For any given , the smaller is, the fewer radial nodes there are (zero for whichever first has that orbital). Loosely speaking, is energy, is analogous to eccentricity, and is orientation. In the classical case, a ring resonant traveling wave, for example in a circular transmission line, unless actively forced, spontaneously decays into a ring resonant standing wave because reflections build up over time at even the smallest imperfection or discontinuity.
In general, determines size and energy of the orbital for a given nucleus; as increases, the size of the orbital increases. The higher nuclear charge of heavier elements causes their orbitals to contract by comparison to lighter ones, so that the size of the atom remains very roughly constant, even as the number of electrons increases.
Also in general terms, determines an orbital's shape, and its orientation. However, since some orbitals are described by equations in complex numbers, the shape sometimes depends on also. Together, the whole set of orbitals for a given and fill space as symmetrically as possible, though with increasingly complex sets of lobes and nodes.
The single s orbitals (formula_7) are shaped like spheres. For it is roughly a solid ball (densest at center and fades outward exponentially), but for , each single s orbital is made of spherically symmetric surfaces which are nested shells (i.e., the "wave-structure" is radial, following a sinusoidal radial component as well). See illustration of a cross-section of these nested shells, at right. The s orbitals for all numbers are the only orbitals with an anti-node (a region of high wave function density) at the center of the nucleus. All other orbitals (p, d, f, etc.) have angular momentum, and thus avoid the nucleus (having a wave node "at" the nucleus). Recently, there has been an effort to experimentally image the 1s and 2p orbitals in a SrTiO3 crystal using scanning transmission electron microscopy with energy dispersive x-ray spectroscopy. Because the imaging was conducted using an electron beam, Coulombic beam-orbital interaction that is often termed as the impact parameter effect is included in the final outcome (see the figure at right).
The shapes of p, d and f orbitals are described verbally here and shown graphically in the "Orbitals table" below. The three p orbitals for have the form of two ellipsoids with a point of tangency at the nucleus (the two-lobed shape is sometimes referred to as a "dumbbell"—there are two lobes pointing in opposite directions from each other). The three p orbitals in each shell are oriented at right angles to each other, as determined by their respective linear combination of values of . The overall result is a lobe pointing along each direction of the primary axes.
Four of the five d orbitals for look similar, each with four pear-shaped lobes, each lobe tangent at right angles to two others, and the centers of all four lying in one plane. Three of these planes are the xy-, xz-, and yz-planes—the lobes are between the pairs of primary axes—and the fourth has the center along the x and y axes themselves. The fifth and final d orbital consists of three regions of high probability density: a torus in between two pear-shaped regions placed symmetrically on its z axis. The overall total of 18 directional lobes point in every primary axis direction and between every pair.
There are seven f orbitals, each with shapes more complex than those of the d orbitals.
Additionally, as is the case with the s orbitals, individual p, d, f and g orbitals with values higher than the lowest possible value, exhibit an additional radial node structure which is reminiscent of harmonic waves of the same type, as compared with the lowest (or fundamental) mode of the wave. As with s orbitals, this phenomenon provides p, d, f, and g orbitals at the next higher possible value of (for example, 3p orbitals vs. the fundamental 2p), an additional node in each lobe. Still higher values of further increase the number of radial nodes, for each type of orbital.
The shapes of atomic orbitals in one-electron atom are related to 3-dimensional spherical harmonics. These shapes are not unique, and any linear combination is valid, like a transformation to cubic harmonics, in fact it is possible to generate sets where all the d's are the same shape, just like the and are the same shape.
Although individual orbitals are most often shown independent of each other, the orbitals coexist around the nucleus at the same time. Also, in 1927, Albrecht Unsöld proved that if one sums the electron density of all orbitals of a particular azimuthal quantum number of the same shell (e.g., all three 2p orbitals, or all five 3d orbitals) where each orbital is occupied by an electron or each is occupied by an electron pair, then all angular dependence disappears; that is, the resulting total density of all the atomic orbitals in that subshell (those with the same ) is spherical. This is known as Unsöld's theorem.
Orbitals table.
This table shows the real hydrogen-like wave functions for all atomic orbitals up to 7s, and therefore covers the occupied orbitals in the ground state of all elements in the periodic table up to radium and some beyond. "ψ" graphs are shown with − and + wave function phases shown in two different colors (arbitrarily red and blue). The orbital is the same as the orbital, but the and are formed by taking linear combinations of the and orbitals (which is why they are listed under the label). Also, the and are not the same shape as the , since they are pure spherical harmonics.
† "Elements with 7p electrons have been discovered, but their electronic configurations are only predicted."
‡ "For the elements whose highest occupied orbital is a 6d orbital, only some electronic configurations have been confirmed." (Ds, Rg and Cn are still missing).
These are the real-valued orbitals commonly used in chemistry. Only the formula_65 orbitals where are eigenstates of the orbital angular momentum operator, formula_66. The columns with formula_67 are combinations of two eigenstates. See :
Qualitative understanding of shapes.
The shapes of atomic orbitals can be qualitatively understood by considering the analogous case of standing waves on a circular drum. To see the analogy, the mean vibrational displacement of each bit of drum membrane from the equilibrium point over many cycles (a measure of average drum membrane velocity and momentum at that point) must be considered relative to that point's distance from the center of the drum head. If this displacement is taken as being analogous to the probability of finding an electron at a given distance from the nucleus, then it will be seen that the many modes of the vibrating disk form patterns that trace the various shapes of atomic orbitals. The basic reason for this correspondence lies in the fact that the distribution of kinetic energy and momentum in a matter-wave is predictive of where the particle associated with the wave will be. That is, the probability of finding an electron at a given place is also a function of the electron's average momentum at that point, since high electron momentum at a given position tends to "localize" the electron in that position, via the properties of electron wave-packets (see the Heisenberg uncertainty principle for details of the mechanism).
This relationship means that certain key features can be observed in both drum membrane modes and atomic orbitals. For example, in all of the modes analogous to s orbitals (the top row in the animated illustration below), it can be seen that the very center of the drum membrane vibrates most strongly, corresponding to the antinode in all s orbitals in an atom. This antinode means the electron is most likely to be at the physical position of the nucleus (which it passes straight through without scattering or striking it), since it is moving (on average) most rapidly at that point, giving it maximal momentum.
A mental "planetary orbit" picture closest to the behavior of electrons in s orbitals, all of which have no angular momentum, might perhaps be that of a Keplerian orbit with the orbital eccentricity of 1 but a finite major axis, not physically possible (because particles were to collide), but can be imagined as a limit of orbits with equal major axes but increasing eccentricity.
Below, a number of drum membrane vibration modes and the respective wave functions of the hydrogen atom are shown. A correspondence can be considered where the wave functions of a vibrating drum head are for a two-coordinate system and the wave functions for a vibrating sphere are three-coordinate .
None of the other sets of modes in a drum membrane have a central antinode, and in all of them the center of the drum does not move. These correspond to a node at the nucleus for all non-s orbitals in an atom. These orbitals all have some angular momentum, and in the planetary model, they correspond to particles in orbit with eccentricity less than 1.0, so that they do not pass straight through the center of the primary body, but keep somewhat away from it.
In addition, the drum modes analogous to p and d modes in an atom show spatial irregularity along the different radial directions from the center of the drum, whereas all of the modes analogous to s modes are perfectly symmetrical in radial direction. The non-radial-symmetry properties of non-s orbitals are necessary to localize a particle with angular momentum and a wave nature in an orbital where it must tend to stay away from the central attraction force, since any particle localized at the point of central attraction could have no angular momentum. For these modes, waves in the drum head tend to avoid the central point. Such features again emphasize that the shapes of atomic orbitals are a direct consequence of the wave nature of electrons.
Orbital energy.
In atoms with one electron (hydrogen-like atom), the energy of an orbital (and, consequently, any electron in the orbital) is determined mainly by formula_16. The formula_69 orbital has the lowest possible energy in the atom. Each successively higher value of formula_16 has a higher energy, but the difference decreases as formula_16 increases. For high formula_16, the energy becomes so high that the electron can easily escape the atom. In single electron atoms, all levels with different formula_11 within a given formula_16 are degenerate in the Schrödinger approximation, and have the same energy. This approximation is broken slightly in the solution to the Dirac equation (where energy depends on and another quantum number ), and by the effect of the magnetic field of the nucleus and quantum electrodynamics effects. The latter induce tiny binding energy differences especially for s electrons that go nearer the nucleus, since these feel a very slightly different nuclear charge, even in one-electron atoms; see Lamb shift.
In atoms with multiple electrons, the energy of an electron depends not only on its orbital, but also on its interactions with other electrons. These interactions depend on the detail of its spatial probability distribution, and so the energy levels of orbitals depend not only on formula_16 but also on formula_11. Higher values of formula_11 are associated with higher values of energy; for instance, the 2p state is higher than the 2s state. When formula_78, the increase in energy of the orbital becomes so large as to push the energy of orbital above the energy of the s-orbital in the next higher shell; when formula_79 the energy is pushed into the shell two steps higher. The filling of the 3d orbitals does not occur until the 4s orbitals have been filled.
The increase in energy for subshells of increasing angular momentum in larger atoms is due to electron–electron interaction effects, and it is specifically related to the ability of low angular momentum electrons to penetrate more effectively toward the nucleus, where they are subject to less screening from the charge of intervening electrons. Thus, in atoms with higher atomic number, the formula_11 of electrons becomes more and more of a determining factor in their energy, and the principal quantum numbers formula_16 of electrons becomes less and less important in their energy placement.
The energy sequence of the first 35 subshells (e.g., 1s, 2p, 3d, etc.) is given in the following table. Each cell represents a subshell with formula_16 and formula_11 given by its row and column indices, respectively. The number in the cell is the subshell's position in the sequence. For a linear listing of the subshells in terms of increasing energies in multielectron atoms, see the section below.
"Note: empty cells indicate non-existent sublevels, while numbers in italics indicate sublevels that could (potentially) exist, but which do not hold electrons in any element currently known."
Electron placement and the periodic table.
Several rules govern the placement of electrons in orbitals ("electron configuration"). The first dictates that no two electrons in an atom may have the same set of values of quantum numbers (this is the Pauli exclusion principle). These quantum numbers include the three that define orbitals, as well as , or spin quantum number. Thus, two electrons may occupy a single orbital, so long as they have different values of . However, "only" two electrons, because of their spin, can be associated with each orbital.
Additionally, an electron always tends to fall to the lowest possible energy state. It is possible for it to occupy any orbital so long as it does not violate the Pauli exclusion principle, but if lower-energy orbitals are available, this condition is unstable. The electron will eventually lose energy (by releasing a photon) and drop into the lower orbital. Thus, electrons fill orbitals in the order specified by the energy sequence given above.
This behavior is responsible for the structure of the periodic table. The table may be divided into several rows (called 'periods'), numbered starting with 1 at the top. The presently known elements occupy seven periods. If a certain period has number "i", it consists of elements whose outermost electrons fall in the "i"th shell. Niels Bohr was the first to propose (1923) that the periodicity in the properties of the elements might be explained by the periodic filling of the electron energy levels, resulting in the electronic structure of the atom.
The periodic table may also be divided into several numbered rectangular 'blocks'. The elements belonging to a given block have this common feature: their highest-energy electrons all belong to the same -state (but the associated with that -state depends upon the period). For instance, the leftmost two columns constitute the 's-block'. The outermost electrons of Li and Be respectively belong to the 2s subshell, and those of Na and Mg to the 3s subshell.
The following is the order for filling the "subshell" orbitals, which also gives the order of the "blocks" in the periodic table:
The "periodic" nature of the filling of orbitals, as well as emergence of the s, p, d, and f "blocks", is more obvious if this order of filling is given in matrix form, with increasing principal quantum numbers starting the new rows ("periods") in the matrix. Then, each subshell (composed of the first two quantum numbers) is repeated as many times as required for each pair of electrons it may contain. The result is a compressed periodic table, with each entry representing two successive elements:
Although this is the general order of orbital filling according to the Madelung rule, there are exceptions, and the actual electronic energies of each element are also dependent upon additional details of the atoms (see ).
The number of electrons in an electrically neutral atom increases with the atomic number. The electrons in the outermost shell, or "valence electrons", tend to be responsible for an element's chemical behavior. Elements that contain the same number of valence electrons can be grouped together and display similar chemical properties.
Relativistic effects.
For elements with high atomic number , the effects of relativity become more pronounced, and especially so for s electrons, which move at relativistic velocities as they penetrate the screening electrons near the core of high- atoms. This relativistic increase in momentum for high speed electrons causes a corresponding decrease in wavelength and contraction of 6s orbitals relative to 5d orbitals (by comparison to corresponding s and d electrons in lighter elements in the same column of the periodic table); this results in 6s valence electrons becoming lowered in energy.
Examples of significant physical outcomes of this effect include the lowered melting temperature of mercury (which results from 6s electrons not being available for metal bonding) and the golden color of gold and caesium.
In the Bohr model, an electron has a velocity given by formula_84, where is the atomic number, formula_85 is the fine-structure constant, and is the speed of light. In non-relativistic quantum mechanics, therefore, any atom with an atomic number greater than 137 would require its 1s electrons to be traveling faster than the speed of light. Even in the Dirac equation, which accounts for relativistic effects, the wave function of the electron for atoms with formula_86 is oscillatory and unbounded. The significance of element 137, also known as untriseptium, was first pointed out by the physicist Richard Feynman. Element 137 is sometimes informally called feynmanium (symbol Fy). However, Feynman's approximation fails to predict the exact critical value of due to the non-point-charge nature of the nucleus and very small orbital radius of inner electrons, resulting in a potential seen by inner electrons which is effectively less than . The critical value, which makes the atom unstable with regard to high-field breakdown of the vacuum and production of electron-positron pairs, does not occur until is about 173. These conditions are not seen except transiently in collisions of very heavy nuclei such as lead or uranium in accelerators, where such electron-positron production from these effects has been claimed to be observed.
There are no nodes in relativistic orbital densities, although individual components of the wave function will have nodes.
pp hybridization (conjectured).
In late period 8 elements, a hybrid of 8p3/2 and 9p1/2 is expected to exist, where "3/2" and "1/2" refer to the total angular momentum quantum number. This "pp" hybrid may be responsible for the p-block of the period due to properties similar to p subshells in ordinary valence shells. Energy levels of 8p3/2 and 9p1/2 come close due to relativistic spin–orbit effects; the 9s subshell should also participate, as these elements are expected to be analogous to the respective 5p elements indium through xenon.
Transitions between orbitals.
Bound quantum states have discrete energy levels. When applied to atomic orbitals, this means that the energy differences between states are also discrete. A transition between these states (i.e., an electron absorbing or emitting a photon) can thus happen only if the photon has an energy corresponding with the exact energy difference between said states.
Consider two states of the hydrogen atom:
By quantum theory, state 1 has a fixed energy of , and state 2 has a fixed energy of . Now, what would happen if an electron in state 1 were to move to state 2? For this to happen, the electron would need to gain an energy of exactly . If the electron receives energy that is less than or greater than this value, it cannot jump from state 1 to state 2. Now, suppose we irradiate the atom with a broad-spectrum of light. Photons that reach the atom that have an energy of exactly will be absorbed by the electron in state 1, and that electron will jump to state 2. However, photons that are greater or lower in energy cannot be absorbed by the electron, because the electron can jump only to one of the orbitals, it cannot jump to a state between orbitals. The result is that only photons of a specific frequency will be absorbed by the atom. This creates a line in the spectrum, known as an absorption line, which corresponds to the energy difference between states 1 and 2.
The atomic orbital model thus predicts line spectra, which are observed experimentally. This is one of the main validations of the atomic orbital model.
The atomic orbital model is nevertheless an approximation to the full quantum theory, which only recognizes many electron states. The predictions of line spectra are qualitatively useful but are not quantitatively accurate for atoms and ions other than those containing only one electron.
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1207 | Amino acid |
Amino acids are organic compounds that contain both amino and carboxylic acid functional groups. Although over 500 amino acids exist in nature, by far the most important are the α-amino acids, from which proteins are composed. Only 22 α-amino acids appear in the genetic code of all life.
Amino acids can be classified according to the locations of the core structural functional groups, as alpha- (α-), beta- (β-), gamma- (γ-) or delta- (δ-) amino acids; other categories relate to polarity, ionization, and side chain group type (aliphatic, acyclic, aromatic, containing hydroxyl or sulfur, etc.). In the form of proteins, amino acid "residues" form the second-largest component (water being the largest) of human muscles and other tissues. Beyond their role as residues in proteins, amino acids participate in a number of processes such as neurotransmitter transport and biosynthesis. It is thought that they played a key role in enabling life on Earth and its emergence.
Amino acids are formally named by the IUPAC-IUBMB Joint Commission on Biochemical Nomenclature in terms of the fictitious "neutral" structure shown in the illustration. For example, the systematic name of alanine is 2-aminopropanoic acid, based on the formula . The Commission justified this approach as follows:
The systematic names and formulas given refer to hypothetical forms in which amino groups are unprotonated and carboxyl groups are undissociated. This convention is useful to avoid various nomenclatural problems but should not be taken to imply that these structures represent an appreciable fraction of the amino-acid molecules.
History.
The first few amino acids were discovered in the early 1800s. In 1806, French chemists Louis-Nicolas Vauquelin and Pierre Jean Robiquet isolated a compound from asparagus that was subsequently named asparagine, the first amino acid to be discovered. Cystine was discovered in 1810, although its monomer, cysteine, remained undiscovered until 1884. Glycine and leucine were discovered in 1820. The last of the 20 common amino acids to be discovered was threonine in 1935 by William Cumming Rose, who also determined the essential amino acids and established the minimum daily requirements of all amino acids for optimal growth.
The unity of the chemical category was recognized by Wurtz in 1865, but he gave no particular name to it. The first use of the term "amino acid" in the English language dates from 1898, while the German term, , was used earlier. Proteins were found to yield amino acids after enzymatic digestion or acid hydrolysis. In 1902, Emil Fischer and Franz Hofmeister independently proposed that proteins are formed from many amino acids, whereby bonds are formed between the amino group of one amino acid with the carboxyl group of another, resulting in a linear structure that Fischer termed "peptide".
General structure.
In the structure shown at the top of the page, R represents a side chain specific to each amino acid. The carbon atom next to the carboxyl group is called the α–carbon. Amino acids containing an amino group bonded directly to the α-carbon are referred to as "α-amino acids". These include proline and hydroxyproline, which are secondary amines. In the past they were often called "imino acids", a misnomer because they do not contain an imine grouping .
Isomerism.
The common natural forms of amino acids have a zwitterionic structure, with ( in the case of proline) and functional groups attached to the same C atom, and are thus α-amino acids. With the exception of achiral glycine, natural amino acids have the configuration, and are the only ones found in proteins during translation in the ribosome.
The and convention for amino acid configuration refers not to the optical activity of the amino acid itself but rather to the optical activity of the isomer of glyceraldehyde from which that amino acid can, in theory, be synthesized (-glyceraldehyde is dextrorotatory; -glyceraldehyde is levorotatory).
An alternative convention is to use the ("S") and ("R") designators to specify the "absolute configuration". Almost all of the amino acids in proteins are ("S") at the α carbon, with cysteine being ("R") and glycine non-chiral. Cysteine has its side chain in the same geometric location as the other amino acids, but the "R"/"S" terminology is reversed because sulfur has higher atomic number compared to the carboxyl oxygen which gives the side chain a higher priority by the , whereas the atoms in most other side chains give them lower priority compared to the carboxyl group.
Rarely, -amino acid residues are found in proteins, and are converted from the -amino acid as a post-translational modification.
Side chains.
Amino acids are designated as α- when the amino nitrogen atom is attached to the α-carbon, the carbon atom adjacent to the carboxylate group. There are several ways to classify amino acids; however, they are often grouped by the polarity of their side chains, as depicted in the graphic at the head of this section.
Charged side chains.
Five amino acids possess a charge at neutral pH. Often these side chains appear at the surfaces on proteins to enable their solubility in water, and side chains with opposite charges form important electrostatic contacts called salt bridges that maintain structures within a single protein or between interfacing proteins. Many proteins bind metal into their structures specifically, and these interactions are commonly mediated by charged side chains such as aspartate, glutamate and histidine.
The two negatively charged amino acids at neutral pH are aspartate (Asp, D) and glutamate (Glu, E). The anionic carboxylate groups behave as Brønsted bases in most circumstances. Enzymes in very low pH environments, like the aspartic protease pepsin in mammalian stomachs, may have catalytic aspartate or glutamate residues that act as Brønsted acids.
There are three amino acids with side chains that are cations at neutral pH: arginine (Arg, R), lysine (Lys, K) and histidine (His, H). Arginine has a charged guanidino group and lysine a charged alkyl amino group, and are fully protonated at pH 7. Histidine's imidazole group has a pKa of 6.0, and is only around 10 % protonated at neutral pH. Because histidine is easily found in its basic and conjugate acid forms it often participates in catalytic proton transfers in enzyme reactions.
Polar uncharged side chains.
The polar, uncharged amino acids serine (Ser, S), threonine (Thr, T), asparagine (Asn, N) and glutamine (Gln, Q) readily form hydrogen bonds with water and other amino acids. They do not ionize in normal conditions, though a prominent exception being the catalytic serine in serine proteases. This is an example of severe perturbation, and is not characteristic of serine residues in general. Threonine has two chiral centers, not only the (2"S") chiral center at the α-carbon shared by all amino acids apart from achiral glycine, but also (3"R") at the β-carbon. The full stereochemical specification is (2"S",3"R")--threonine.
Hydrophobic side chains.
Nonpolar amino acid interactions are the primary driving force behind the processes that fold proteins into their functional three dimensional structures. None of these amino acids' side chains ionize easily, and therefore do not have pKas, with the exception of tyrosine (Tyr, Y). The hydroxyl of tyrosine can deprotonate at high pH forming the negatively charged phenolate. Because of this one could place tyrosine into the polar, uncharged amino acid category, but its very low solubility in water matches the characteristics of hydrophobic amino acids well.
Special case side chains.
Several side chains are not described well by the charged, polar and hydrophobic categories. Glycine (Gly, G) could be considered a polar amino acid since its small size means that its solubility is largely determined by the amino and carboxylate groups. However, the lack of any side chain provides glycine with a unique flexibility among amino acids with large ramifications to protein folding. Cysteine (Cys, C) can also form hydrogen bonds readily, which would place it in the polar amino acid category, though it can often be found in protein structures forming covalent bonds with other cysteines called disulphide bonds. These bonds influence the folding and stability of proteins, and are essential in the formation of antibodies. Proline (Pro, P) has an alkyl side chain and could be considered hydrophobic, but because the side chain joins back onto the alpha amino group it becomes particularly inflexible when incorporated into proteins. Similar to glycine this influences protein structure in a way unique among amino acids. Selenocysteine (Sec, U) is a rare amino acid not directly encoded by DNA, but is incorporated into proteins via the ribosome. Selenocysteine has a lower redox potential compared to the similar cysteine, and participates in several unique enzymatic reactions. Pyrrolysine (Pyl, O) is another amino acid not encoded in DNA, but synthesized into protein by ribosomes. It is found in archaeal species where it participates in the catalytic activity of several methyltransferases.
β- and γ-amino acids.
Amino acids with the structure , such as β-alanine, a component of carnosine and a few other peptides, are β-amino acids. Ones with the structure are γ-amino acids, and so on, where X and Y are two substituents (one of which is normally H).
Zwitterions.
In aqueous solution at pH close to neutrality, amino acids exist as zwitterions, i.e. as dipolar ions with both and in charged states, so the overall structure is . At physiological pH the so-called "neutral forms" are not present to any measurable degree. Although the two charges in the zwitterion structure add up to zero it is misleading to call a species with a net charge of zero "uncharged".
In strongly acidic conditions (pH below 3), the carboxylate group becomes protonated and the structure becomes an ammonio carboxylic acid, . This is relevant for enzymes like pepsin that are active in acidic environments such as the mammalian stomach and lysosomes, but does not significantly apply to intracellular enzymes. In highly basic conditions (pH greater than 10, not normally seen in physiological conditions), the ammonio group is deprotonated to give .
Although various definitions of acids and bases are used in chemistry, the only one that is useful for chemistry in aqueous solution is that of Brønsted: an acid is a species that can donate a proton to another species, and a base is one that can accept a proton. This criterion is used to label the groups in the above illustration. The carboxylate side chains of aspartate and glutamate residues are the principal Brønsted bases in proteins. Likewise, lysine, tyrosine and cysteine will typically act as a Brønsted acid. Histidine under these conditions can act both as a Brønsted acid and a base.
Isoelectric point.
For amino acids with uncharged side-chains the zwitterion predominates at pH values between the two p"K"a values, but coexists in equilibrium with small amounts of net negative and net positive ions. At the midpoint between the two p"K"a values, the trace amount of net negative and trace of net positive ions balance, so that average net charge of all forms present is zero. This pH is known as the isoelectric point p"I", so p"I" = (p"K"a1 + p"K"a2).
For amino acids with charged side chains, the p"K"a of the side chain is involved. Thus for aspartate or glutamate with negative side chains, the terminal amino group is essentially entirely in the charged form , but this positive charge needs to be balanced by the state with just one C-terminal carboxylate group is negatively charged. This occurs halfway between the two carboxylate p"K"a values: p"I" = (p"K"a1 + p"K"a(R)), where p"K"a(R) is the side chain p"K"a.
Similar considerations apply to other amino acids with ionizable side-chains, including not only glutamate (similar to aspartate), but also cysteine, histidine, lysine, tyrosine and arginine with positive side chains.
Amino acids have zero mobility in electrophoresis at their isoelectric point, although this behaviour is more usually exploited for peptides and proteins than single amino acids. Zwitterions have minimum solubility at their isoelectric point, and some amino acids (in particular, with nonpolar side chains) can be isolated by precipitation from water by adjusting the pH to the required isoelectric point.
Physicochemical properties.
The 20 canonical amino acids can be classified according to their properties. Important factors are charge, hydrophilicity or hydrophobicity, size, and functional groups. These properties influence protein structure and protein–protein interactions. The water-soluble proteins tend to have their hydrophobic residues (Leu, Ile, Val, Phe, and Trp) buried in the middle of the protein, whereas hydrophilic side chains are exposed to the aqueous solvent. (In biochemistry, a residue refers to a specific monomer "within" the polymeric chain of a polysaccharide, protein or nucleic acid.) The integral membrane proteins tend to have outer rings of exposed hydrophobic amino acids that anchor them in the lipid bilayer. Some peripheral membrane proteins have a patch of hydrophobic amino acids on their surface that sticks to the membrane. In a similar fashion, proteins that have to bind to positively charged molecules have surfaces rich in negatively charged amino acids such as glutamate and aspartate, while proteins binding to negatively charged molecules have surfaces rich in positively charged amino acids like lysine and arginine. For example, lysine and arginine are present in large amounts in the low-complexity regions of nucleic-acid binding proteins. There are various hydrophobicity scales of amino acid residues.
Some amino acids have special properties. Cysteine can form covalent disulfide bonds to other cysteine residues. Proline forms a cycle to the polypeptide backbone, and glycine is more flexible than other amino acids.
Glycine and proline are strongly present within low complexity regions of both eukaryotic and prokaryotic proteins, whereas the opposite is the case with cysteine, phenylalanine, tryptophan, methionine, valine, leucine, isoleucine, which are highly reactive, or complex, or hydrophobic.
Many proteins undergo a range of posttranslational modifications, whereby additional chemical groups are attached to the amino acid residue side chains sometimes producing lipoproteins (that are hydrophobic), or glycoproteins (that are hydrophilic) allowing the protein to attach temporarily to a membrane. For example, a signaling protein can attach and then detach from a cell membrane, because it contains cysteine residues that can have the fatty acid palmitic acid added to them and subsequently removed.
Table of standard amino acid abbreviations and properties.
Although one-letter symbols are included in the table, IUPAC–IUBMB recommend that "Use of the one-letter symbols should be restricted to the comparison of long sequences".
Two additional amino acids are in some species coded for by codons that are usually interpreted as stop codons:
In addition to the specific amino acid codes, placeholders are used in cases where chemical or crystallographic analysis of a peptide or protein cannot conclusively determine the identity of a residue. They are also used to summarise conserved protein sequence motifs. The use of single letters to indicate sets of similar residues is similar to the use of abbreviation codes for degenerate bases.
Unk is sometimes used instead of Xaa, but is less standard.
Ter or * (from termination) is used in notation for mutations in proteins when a stop codon occurs. It correspond to no amino acid at all.
In addition, many nonstandard amino acids have a specific code. For example, several peptide drugs, such as Bortezomib and MG132, are artificially synthesized and retain their protecting groups, which have specific codes. Bortezomib is Pyz–Phe–boroLeu, and MG132 is Z–Leu–Leu–Leu–al. To aid in the analysis of protein structure, photo-reactive amino acid analogs are available. These include photoleucine (pLeu) and photomethionine (pMet).
Occurrence and functions in biochemistry.
Amino acids which have the amine group attached to the (alpha-) carbon atom next to the carboxyl group have primary importance in living organisms since they participate in protein synthesis. They are known as 2-, alpha-, or α-amino acids (generic formula in most cases, where R is an organic substituent known as a "side chain"); often the term "amino acid" is used to refer specifically to these. They include the 22 proteinogenic ("protein-building") amino acids, which combine into peptide chains ("polypeptides") to form the building blocks of a vast array of proteins. These are all -stereoisomers ("left-handed" enantiomers), although a few -amino acids ("right-handed") occur in bacterial envelopes, as a neuromodulator (-serine), and in some antibiotics.
Many proteinogenic and non-proteinogenic amino acids have biological functions. For example, in the human brain, glutamate (standard glutamic acid) and gamma-aminobutyric acid ("GABA", nonstandard gamma-amino acid) are, respectively, the main excitatory and inhibitory neurotransmitters. Hydroxyproline, a major component of the connective tissue collagen, is synthesised from proline. Glycine is a biosynthetic precursor to porphyrins used in red blood cells. Carnitine is used in lipid transport. Nine proteinogenic amino acids are called "essential" for humans because they cannot be produced from other compounds by the human body and so must be taken in as food. Others may be conditionally essential for certain ages or medical conditions. Essential amino acids may also vary from species to species. Because of their biological significance, amino acids are important in nutrition and are commonly used in nutritional supplements, fertilizers, feed, and food technology. Industrial uses include the production of drugs, biodegradable plastics, and chiral catalysts.
Proteinogenic amino acids.
Amino acids are the precursors to proteins. They join by condensation reactions to form short polymer chains called peptides or longer chains called either polypeptides or proteins. These chains are linear and unbranched, with each amino acid residue within the chain attached to two neighboring amino acids. In Nature, the process of making proteins encoded by DNA/RNA genetic material is called "translation" and involves the step-by-step addition of amino acids to a growing protein chain by a ribozyme that is called a ribosome. The order in which the amino acids are added is read through the genetic code from an mRNA template, which is an RNA copy of one of the organism's genes.
Twenty-two amino acids are naturally incorporated into polypeptides and are called proteinogenic or natural amino acids. Of these, 20 are encoded by the universal genetic code. The remaining 2, selenocysteine and pyrrolysine, are incorporated into proteins by unique synthetic mechanisms. Selenocysteine is incorporated when the mRNA being translated includes a SECIS element, which causes the UGA codon to encode selenocysteine instead of a stop codon. Pyrrolysine is used by some methanogenic archaea in enzymes that they use to produce methane. It is coded for with the codon UAG, which is normally a stop codon in other organisms. This UAG codon is followed by a PYLIS downstream sequence.
Several independent evolutionary studies have suggested that Gly, Ala, Asp, Val, Ser, Pro, Glu, Leu, Thr may belong to a group of amino acids that constituted the early genetic code, whereas Cys, Met, Tyr, Trp, His, Phe may belong to a group of amino acids that constituted later additions of the genetic code.
Standard vs nonstandard amino acids.
The 20 amino acids that are encoded directly by the codons of the universal genetic code are called "standard" or "canonical" amino acids. A modified form of methionine ("N"-formylmethionine) is often incorporated in place of methionine as the initial amino acid of proteins in bacteria, mitochondria and chloroplasts. Other amino acids are called "nonstandard" or "non-canonical". Most of the nonstandard amino acids are also non-proteinogenic (i.e. they cannot be incorporated into proteins during translation), but two of them are proteinogenic, as they can be incorporated translationally into proteins by exploiting information not encoded in the universal genetic code.
The two nonstandard proteinogenic amino acids are selenocysteine (present in many non-eukaryotes as well as most eukaryotes, but not coded directly by DNA) and pyrrolysine (found only in some archaea and at least one bacterium). The incorporation of these nonstandard amino acids is rare. For example, 25 human proteins include selenocysteine in their primary structure, and the structurally characterized enzymes (selenoenzymes) employ selenocysteine as the catalytic moiety in their active sites. Pyrrolysine and selenocysteine are encoded via variant codons. For example, selenocysteine is encoded by stop codon and SECIS element.
"N"-formylmethionine (which is often the initial amino acid of proteins in bacteria, mitochondria, and chloroplasts) is generally considered as a form of methionine rather than as a separate proteinogenic amino acid. Codon–tRNA combinations not found in nature can also be used to "expand" the genetic code and form novel proteins known as alloproteins incorporating non-proteinogenic amino acids.
Non-proteinogenic amino acids.
Aside from the 22 proteinogenic amino acids, many "non-proteinogenic" amino acids are known. Those either are not found in proteins (for example carnitine, GABA, levothyroxine) or are not produced directly and in isolation by standard cellular machinery (for example, hydroxyproline and selenomethionine).
Non-proteinogenic amino acids that are found in proteins are formed by post-translational modification, which is modification after translation during protein synthesis. These modifications are often essential for the function or regulation of a protein. For example, the carboxylation of glutamate allows for better binding of calcium cations, and collagen contains hydroxyproline, generated by hydroxylation of proline. Another example is the formation of hypusine in the translation initiation factor EIF5A, through modification of a lysine residue. Such modifications can also determine the localization of the protein, e.g., the addition of long hydrophobic groups can cause a protein to bind to a phospholipid membrane.
Some non-proteinogenic amino acids are not found in proteins. Examples include 2-aminoisobutyric acid and the neurotransmitter gamma-aminobutyric acid. Non-proteinogenic amino acids often occur as intermediates in the metabolic pathways for standard amino acids – for example, ornithine and citrulline occur in the urea cycle, part of amino acid catabolism (see below). A rare exception to the dominance of α-amino acids in biology is the β-amino acid beta alanine (3-aminopropanoic acid), which is used in plants and microorganisms in the synthesis of pantothenic acid (vitamin B5), a component of coenzyme A.
In human nutrition.
When taken up into the human body from the diet, the 20 standard amino acids either are used to synthesize proteins, other biomolecules, or are oxidized to urea and carbon dioxide as a source of energy. The oxidation pathway starts with the removal of the amino group by a transaminase; the amino group is then fed into the urea cycle. The other product of transamidation is a keto acid that enters the citric acid cycle. Glucogenic amino acids can also be converted into glucose, through gluconeogenesis. Of the 20 standard amino acids, nine (His, Ile, Leu, Lys, Met, Phe, Thr, Trp and Val) are called essential amino acids because the human body cannot synthesize them from other compounds at the level needed for normal growth, so they must be obtained from food. In addition, cysteine, tyrosine, and arginine are considered semiessential amino acids, and taurine a semiessential aminosulfonic acid in children. The metabolic pathways that synthesize these monomers are not fully developed. The amounts required also depend on the age and health of the individual, so it is hard to make general statements about the dietary requirement for some amino acids. Dietary exposure to the nonstandard amino acid BMAA has been linked to human neurodegenerative diseases, including ALS.
Non-protein functions.
In humans, non-protein amino acids also have important roles as metabolic intermediates, such as in the biosynthesis of the neurotransmitter gamma-aminobutyric acid (GABA). Many amino acids are used to synthesize other molecules, for example:
Some nonstandard amino acids are used as defenses against herbivores in plants. For example, canavanine is an analogue of arginine that is found in many legumes, and in particularly large amounts in "Canavalia gladiata" (sword bean). This amino acid protects the plants from predators such as insects and can cause illness in people if some types of legumes are eaten without processing. The non-protein amino acid mimosine is found in other species of legume, in particular "Leucaena leucocephala". This compound is an analogue of tyrosine and can poison animals that graze on these plants.
Uses in industry.
Fertilizer.
The chelating ability of amino acids is sometimes used in fertilizers to facilitate the delivery of minerals to plants in order to correct mineral deficiencies, such as iron chlorosis. These fertilizers are also used to prevent deficiencies from occurring and to improve the overall health of the plants.
Animal feed.
Amino acids are sometimes added to animal feed because some of the components of these feeds, such as soybeans, have low levels of some of the essential amino acids, especially of lysine, methionine, threonine, and tryptophan. Likewise amino acids are used to chelate metal cations in order to improve the absorption of minerals from feed supplements.
Food.
The food industry is a major consumer of amino acids, especially glutamic acid, which is used as a flavor enhancer, and aspartame (aspartylphenylalanine 1-methyl ester), which is used as an artificial sweetener. Amino acids are sometimes added to food by manufacturers to alleviate symptoms of mineral deficiencies, such as anemia, by improving mineral absorption and reducing negative side effects from inorganic mineral supplementation.
Pharmaceuticals and cosmetics.
Similarly, some amino acids derivatives are used in pharmaceutical industry. They include 5-HTP (5-hydroxytryptophan) used for experimental treatment of depression, -DOPA (-dihydroxyphenylalanine) for Parkinson's treatment, and eflornithine drug that inhibits ornithine decarboxylase and used in the treatment of sleeping sickness. Amino acids are used in the synthesis of some cosmetics.
Expanded genetic code.
Since 2001, 40 non-natural amino acids have been added into protein by creating a unique codon (recoding) and a corresponding transfer-RNA:aminoacyl – tRNA-synthetase pair to encode it with diverse physicochemical and biological properties in order to be used as a tool to exploring protein structure and function or to create novel or enhanced proteins.
Nullomers.
Nullomers are codons that in theory code for an amino acid, however, in nature there is a selective bias against using this codon in favor of another, for example bacteria prefer to use CGA instead of AGA to code for arginine. This creates some sequences that do not appear in the genome. This characteristic can be taken advantage of and used to create new selective cancer-fighting drugs and to prevent cross-contamination of DNA samples from crime-scene investigations.
Chemical building blocks.
Amino acids are important as low-cost feedstocks. These compounds are used in chiral pool synthesis as enantiomerically pure building blocks.
Amino acids have been investigated as precursors chiral catalysts, such as for asymmetric hydrogenation reactions, although no commercial applications exist.
Biodegradable plastics.
Amino acids have been considered as components of biodegradable polymers, which have applications as environmentally friendly packaging and in medicine in drug delivery and the construction of prosthetic implants. An interesting example of such materials is polyaspartate, a water-soluble biodegradable polymer that may have applications in disposable diapers and agriculture. Due to its solubility and ability to chelate metal ions, polyaspartate is also being used as a biodegradable antiscaling agent and a corrosion inhibitor. In addition, the aromatic amino acid tyrosine has been considered as a possible replacement for phenols such as bisphenol A in the manufacture of polycarbonates.
Synthesis.
Chemical synthesis.
The commercial production of amino acids usually relies on mutant bacteria that overproduce individual amino acids using glucose as a carbon source. Some amino acids are produced by enzymatic conversions of synthetic intermediates. 2-Aminothiazoline-4-carboxylic acid is an intermediate in one industrial synthesis of -cysteine for example. Aspartic acid is produced by the addition of ammonia to fumarate using a lyase.
Biosynthesis.
In plants, nitrogen is first assimilated into organic compounds in the form of glutamate, formed from alpha-ketoglutarate and ammonia in the mitochondrion. For other amino acids, plants use transaminases to move the amino group from glutamate to another alpha-keto acid. For example, aspartate aminotransferase converts glutamate and oxaloacetate to alpha-ketoglutarate and aspartate. Other organisms use transaminases for amino acid synthesis, too.
Nonstandard amino acids are usually formed through modifications to standard amino acids. For example, homocysteine is formed through the transsulfuration pathway or by the demethylation of methionine via the intermediate metabolite "S"-adenosylmethionine, while hydroxyproline is made by a post translational modification of proline.
Microorganisms and plants synthesize many uncommon amino acids. For example, some microbes make 2-aminoisobutyric acid and lanthionine, which is a sulfide-bridged derivative of alanine. Both of these amino acids are found in peptidic lantibiotics such as alamethicin. However, in plants, 1-aminocyclopropane-1-carboxylic acid is a small disubstituted cyclic amino acid that is an intermediate in the production of the plant hormone ethylene.
Primordial synthesis.
The formation of amino acids and peptides are assumed to precede and perhaps induce the emergence of life on earth. Amino acids can form from simple precursors under various conditions. Surface-based chemical metabolism of amino acids and very small compounds may have led to the build-up of amino acids, coenzymes and phosphate-based small carbon molecules. Amino acids and similar building blocks could have been elaborated into proto-peptides, with peptides being considered key players in the origin of life.<ref name="10.1021/acs.chemrev.9b00664"></ref>
In the famous Urey-Miller experiment, the passage of an electric arc through a mixture of methane, hydrogen, and ammonia produces a large number of amino acids. Since then, scientists have discovered a range of ways and components by which the potentially prebiotic formation and chemical evolution of peptides may have occurred, such as condensing agents, the design of self-replicating peptides and a number of non-enzymatic mechanisms by which amino acids could have emerged and elaborated into peptides. Several hypotheses invoke the Strecker synthesis whereby hydrogen cyanide, simple aldehydes, ammonia, and water produce amino acids.<ref name="10.1016/j.gsf.2017.07.007"></ref>
According to a review, amino acids, and even peptides, "turn up fairly regularly in the various experimental broths that have been allowed to be cooked from simple chemicals. This is because nucleotides are far more difficult to synthesize chemically than amino acids." For a chronological order, it suggests that there must have been a 'protein world' or at least a 'polypeptide world', possibly later followed by the 'RNA world' and the 'DNA world'. Codon–amino acids mappings may be the biological information system at the primordial origin of life on Earth. While amino acids and consequently simple peptides must have formed under different experimentally probed geochemical scenarios, the transition from an abiotic world to the first life forms is to a large extent still unresolved.
Reactions.
Amino acids undergo the reactions expected of the constituent functional groups.
Peptide bond formation.
As both the amine and carboxylic acid groups of amino acids can react to form amide bonds, one amino acid molecule can react with another and become joined through an amide linkage. This polymerization of amino acids is what creates proteins. This condensation reaction yields the newly formed peptide bond and a molecule of water. In cells, this reaction does not occur directly; instead, the amino acid is first activated by attachment to a transfer RNA molecule through an ester bond. This aminoacyl-tRNA is produced in an ATP-dependent reaction carried out by an aminoacyl tRNA synthetase. This aminoacyl-tRNA is then a substrate for the ribosome, which catalyzes the attack of the amino group of the elongating protein chain on the ester bond. As a result of this mechanism, all proteins made by ribosomes are synthesized starting at their "N"-terminus and moving toward their "C"-terminus.
However, not all peptide bonds are formed in this way. In a few cases, peptides are synthesized by specific enzymes. For example, the tripeptide glutathione is an essential part of the defenses of cells against oxidative stress. This peptide is synthesized in two steps from free amino acids. In the first step, gamma-glutamylcysteine synthetase condenses cysteine and glutamate through a peptide bond formed between the side chain carboxyl of the glutamate (the gamma carbon of this side chain) and the amino group of the cysteine. This dipeptide is then condensed with glycine by glutathione synthetase to form glutathione.
In chemistry, peptides are synthesized by a variety of reactions. One of the most-used in solid-phase peptide synthesis uses the aromatic oxime derivatives of amino acids as activated units. These are added in sequence onto the growing peptide chain, which is attached to a solid resin support. Libraries of peptides are used in drug discovery through high-throughput screening.
The combination of functional groups allow amino acids to be effective polydentate ligands for metal–amino acid chelates.
The multiple side chains of amino acids can also undergo chemical reactions.
Catabolism.
Degradation of an amino acid often involves deamination by moving its amino group to alpha-ketoglutarate, forming glutamate. This process involves transaminases, often the same as those used in amination during synthesis. In many vertebrates, the amino group is then removed through the urea cycle and is excreted in the form of urea. However, amino acid degradation can produce uric acid or ammonia instead. For example, serine dehydratase converts serine to pyruvate and ammonia. After removal of one or more amino groups, the remainder of the molecule can sometimes be used to synthesize new amino acids, or it can be used for energy by entering glycolysis or the citric acid cycle, as detailed in image at right.
Complexation.
Amino acids are bidentate ligands, forming transition metal amino acid complexes.
Chemical analysis.
The total nitrogen content of organic matter is mainly formed by the amino groups in proteins. The Total Kjeldahl Nitrogen (TKN) is a measure of nitrogen widely used in the analysis of (waste) water, soil, food, feed and organic matter in general. As the name suggests, the Kjeldahl method is applied. More sensitive methods are available.
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1208 | Alan Turing | Alan Mathison Turing (; 23 June 1912 – 7 June 1954) was a British mathematician, computer scientist, logician, cryptanalyst, philosopher, and theoretical biologist. Turing was highly influential in the development of theoretical computer science, providing a formalisation of the concepts of algorithm and computation with the Turing machine, which can be considered a model of a general-purpose computer. He is widely considered to be the father of theoretical computer science and artificial intelligence.
Born in Maida Vale, London, Turing was raised in southern England. He graduated at King's College, Cambridge, with a degree in mathematics. Whilst he was a fellow at Cambridge, he published a proof demonstrating that some purely mathematical yes–no questions can never be answered by computation and defined a Turing machine, and went on to prove that the halting problem for Turing machines is undecidable. In 1938, he obtained his PhD from the Department of Mathematics at Princeton University. During the Second World War, Turing worked for the Government Code and Cypher School at Bletchley Park, Britain's codebreaking centre that produced Ultra intelligence. For a time he led Hut 8, the section that was responsible for German naval cryptanalysis. Here, he devised a number of techniques for speeding the breaking of German ciphers, including improvements to the pre-war Polish bomba method, an electromechanical machine that could find settings for the Enigma machine. Turing played a crucial role in cracking intercepted coded messages that enabled the Allies to defeat the Axis powers in many crucial engagements, including the Battle of the Atlantic.
After the war, Turing worked at the National Physical Laboratory, where he designed the Automatic Computing Engine, one of the first designs for a stored-program computer. In 1948, Turing joined Max Newman's Computing Machine Laboratory, at the Victoria University of Manchester, where he helped develop the Manchester computers and became interested in mathematical biology. He wrote a paper on the chemical basis of morphogenesis and predicted oscillating chemical reactions such as the Belousov–Zhabotinsky reaction, first observed in the 1960s. Despite these accomplishments, Turing was never fully recognised in Britain during his lifetime because much of his work was covered by the Official Secrets Act.
Turing was prosecuted in 1952 for homosexual acts. He accepted hormone treatment with DES, a procedure commonly referred to as chemical castration, as an alternative to prison. Turing died on 7 June 1954, 16 days before his 42nd birthday, from cyanide poisoning. An inquest determined his death as a suicide, but it has been noted that the known evidence is also consistent with accidental poisoning.
Following a public campaign in 2009, the British prime minister Gordon Brown made an official public apology on behalf of the British government for "the appalling way [Turing] was treated". Queen Elizabeth II granted a posthumous pardon in 2013. The term "Alan Turing law" is now used informally to refer to a 2017 law in the United Kingdom that retroactively pardoned men cautioned or convicted under historical legislation that outlawed homosexual acts.
Turing has an extensive legacy with statues of him and many things named after him, including an annual award for computer science innovations. He appears on the current Bank of England £50 note, which was released on 23 June 2021, to coincide with his birthday. A , as voted by the audience, named him the greatest person of the 20th century.
Early life and education.
Family.
Turing was born in Maida Vale, London, while his father, Julius Mathison Turing was on leave from his position with the Indian Civil Service (ICS) of the British Raj government at Chatrapur, then in the Madras Presidency and presently in Odisha state, in India. Turing's father was the son of a clergyman, the Rev. John Robert Turing, from a Scottish family of merchants that had been based in the Netherlands and included a baronet. Turing's mother, Julius's wife, was Ethel Sara Turing (), daughter of Edward Waller Stoney, chief engineer of the Madras Railways. The Stoneys were a Protestant Anglo-Irish gentry family from both County Tipperary and County Longford, while Ethel herself had spent much of her childhood in County Clare. Julius and Ethel married on 1 October 1907 at Bartholomew's church on Clyde Road, in Dublin.
Julius's work with the ICS brought the family to British India, where his grandfather had been a general in the Bengal Army. However, both Julius and Ethel wanted their children to be brought up in Britain, so they moved to Maida Vale, London, where Alan Turing was born on 23 June 1912, as recorded by a blue plaque on the outside of the house of his birth, later the Colonnade Hotel. Turing had an elder brother, John Ferrier Turing, father of Sir John Dermot Turing, (12th Baronet of the Turing baronets).
Turing's father's civil service commission was still active during Turing's childhood years, and his parents travelled between Hastings in the United Kingdom and India, leaving their two sons to stay with a retired Army couple. At Hastings, Turing stayed at Baston Lodge, Upper Maze Hill, St Leonards-on-Sea, now marked with a blue plaque. The plaque was unveiled on 23 June 2012, the centenary of Turing's birth.
Very early in life, Turing showed signs of the genius that he was later to display prominently. His parents purchased a house in Guildford in 1927, and Turing lived there during school holidays. The location is also marked with a blue plaque.
School.
Turing's parents enrolled him at St Michael's, a primary school at 20 Charles Road, St Leonards-on-Sea, from the age of six to nine. The headmistress recognised his talent, noting that she has "...had clever boys and hardworking boys, but Alan is a genius".
Between January 1922 and 1926, Turing was educated at Hazelhurst Preparatory School, an independent school in the village of Frant in Sussex (now East Sussex). In 1926, at the age of 13, he went on to Sherborne School, a boarding independent school in the market town of Sherborne in Dorset, where he boarded at Westcott House. The first day of term coincided with the 1926 General Strike, in Britain, but Turing was so determined to attend that he rode his bicycle unaccompanied from Southampton to Sherborne, stopping overnight at an inn.
Turing's natural inclination towards mathematics and science did not earn him respect from some of the teachers at Sherborne, whose definition of education placed more emphasis on the classics. His headmaster wrote to his parents: "I hope he will not fall between two stools. If he is to stay at public school, he must aim at becoming "educated". If he is to be solely a "Scientific Specialist", he is wasting his time at a public school". Despite this, Turing continued to show remarkable ability in the studies he loved, solving advanced problems in 1927 without having studied even elementary calculus. In 1928, aged 16, Turing encountered Albert Einstein's work; not only did he grasp it, but it is possible that he managed to deduce Einstein's questioning of Newton's laws of motion from a text in which this was never made explicit.
Christopher Morcom.
At Sherborne, Turing formed a significant friendship with fellow pupil Christopher Collan Morcom (13 July 1911 – 13 February 1930), who has been described as Turing's first love. Their relationship provided inspiration in Turing's future endeavours, but it was cut short by Morcom's death, in February 1930, from complications of bovine tuberculosis, contracted after drinking infected cow's milk some years previously.
The event caused Turing great sorrow. He coped with his grief by working that much harder on the topics of science and mathematics that he had shared with Morcom. In a letter to Morcom's mother, Frances Isobel Morcom (née Swan), Turing wrote:
Turing's relationship with Morcom's mother continued long after Morcom's death, with her sending gifts to Turing, and him sending letters, typically on Morcom's birthday. A day before the third anniversary of Morcom's death (13 February 1933), he wrote to Mrs. Morcom:
Some have speculated that Morcom's death was the cause of Turing's atheism and materialism. Apparently, at this point in his life he still believed in such concepts as a spirit, independent of the body and surviving death. In a later letter, also written to Morcom's mother, Turing wrote:
University and work on computability.
After graduating from Sherborne, Turing studied the undergraduate course in Schedule B (that is, a three-year Parts I and II, of the Mathematical Tripos, with extra courses at the end of the third year, as Part III only emerged as a separate degree in 1934) from February 1931 to November 1934 at King's College, Cambridge where he was awarded first-class honours in mathematics. His dissertation, "On the Gaussian error function", written during his senior and delivered on November 1934 (with a deadline date of 6 December) proved a version of the central limit theorem. It was finally accepted in 16 March 1935. By spring of that same year, Turing started his master's course (Part III), -which he completed in 1937- and, at the same time, he published his first paper, a one-page article called "Equivalence of left and right almost periodicity" (sent on 23 April), featured in the tenth volume of the "Journal of the London Mathematical Society". Later that year, Turing was elected a Fellow of King's College on the strength of his dissertation. However, and, unknown to Turing, this version of the theorem he proved in his paper, had already been proven, in 1922, by Jarl Waldemar Lindeberg. Despite this, the committee found Turing's methods original and so regarded the work worthy of consideration for the fellowship. Abram Besicovitch's report for the committee went so far as to say that if Turing's work had been published before Lindeberg's, it would have been "an important event in the mathematical literature of that year".
Between the springs of 1935 and 1936, at the same time as Church, Turing worked on the decidability of problems, starting from Godel's incompleteness theorems. In mid-April 1936, Turing sent Max Newman the first draft typescript of his investigations. That same month, Alonzo Church published his "An Unsolvable Problem of Elementary Number Theory", with similar conclusions to Turing's then-yet unpublished work. Finally, on 28 May of that year, he finished and delivered his 36-page paper for publication called "On Computable Numbers, with an Application to the Entscheidungsproblem". It was published in the "Proceedings of the London Mathematical Society" journal in two parts, the first on 30 November and the second on 23 December. In this paper, Turing reformulated Kurt Gödel's 1931 results on the limits of proof and computation, replacing Gödel's universal arithmetic-based formal language with the formal and simple hypothetical devices that became known as Turing machines. The "Entscheidungsproblem" (decision problem) was originally posed by German mathematician David Hilbert in 1928. Turing proved that his "universal computing machine" would be capable of performing any conceivable mathematical computation if it were representable as an algorithm. He went on to prove that there was no solution to the "decision problem" by first showing that the halting problem for Turing machines is undecidable: it is not possible to decide algorithmically whether a Turing machine will ever halt. This paper has been called "easily the most influential math paper in history".
Although Turing's proof was published shortly after Alonzo Church's equivalent proof using his lambda calculus, Turing's approach is considerably more accessible and intuitive than Church's. It also included a notion of a 'Universal Machine' (now known as a universal Turing machine), with the idea that such a machine could perform the tasks of any other computation machine (as indeed could Church's lambda calculus). According to the Church–Turing thesis, Turing machines and the lambda calculus are capable of computing anything that is computable. John von Neumann acknowledged that the central concept of the modern computer was due to Turing's paper. To this day, Turing machines are a central object of study in theory of computation.
From September 1936 to July 1938, Turing spent most of his time studying under Church at Princeton University, in the second year as a Jane Eliza Procter Visiting Fellow. In addition to his purely mathematical work, he studied cryptology and also built three of four stages of an electro-mechanical binary multiplier. In June 1938, he obtained his PhD from the Department of Mathematics at Princeton; his dissertation, "Systems of Logic Based on Ordinals", introduced the concept of ordinal logic and the notion of relative computing, in which Turing machines are augmented with so-called oracles, allowing the study of problems that cannot be solved by Turing machines. John von Neumann wanted to hire him as his postdoctoral assistant, but he went back to the United Kingdom.
Career and research.
When Turing returned to Cambridge, he attended lectures given in 1939 by Ludwig Wittgenstein about the foundations of mathematics. The lectures have been reconstructed verbatim, including interjections from Turing and other students, from students' notes. Turing and Wittgenstein argued and disagreed, with Turing defending formalism and Wittgenstein propounding his view that mathematics does not discover any absolute truths, but rather invents them.
Cryptanalysis.
During the Second World War, Turing was a leading participant in the breaking of German ciphers at Bletchley Park. The historian and wartime codebreaker Asa Briggs has said, "You needed exceptional talent, you needed genius at Bletchley and Turing's was that genius."
From September 1938, Turing worked part-time with the Government Code and Cypher School (GC&CS), the British codebreaking organisation. He concentrated on cryptanalysis of the Enigma cipher machine used by Nazi Germany, together with Dilly Knox, a senior GC&CS codebreaker. Soon after the July 1939 meeting near Warsaw at which the Polish Cipher Bureau gave the British and French details of the wiring of Enigma machine's rotors and their method of decrypting Enigma machine's messages, Turing and Knox developed a broader solution. The Polish method relied on an insecure indicator procedure that the Germans were likely to change, which they in fact did in May 1940. Turing's approach was more general, using crib-based decryption for which he produced the functional specification of the bombe (an improvement on the Polish Bomba).
On 4 September 1939, the day after the UK declared war on Germany, Turing reported to Bletchley Park, the wartime station of GC&CS. Like all others who came to Bletchley, he was required to sign the Official Secrets Act, in which he agreed not to disclose anything about his work at Bletchley, with severe legal penalties for violating the Act.
Specifying the bombe was the first of five major cryptanalytical advances that Turing made during the war. The others were: deducing the indicator procedure used by the German navy; developing a statistical procedure dubbed "Banburismus" for making much more efficient use of the bombes; developing a procedure dubbed "Turingery" for working out the cam settings of the wheels of the Lorenz SZ 40/42 ("Tunny") cipher machine and, towards the end of the war, the development of a portable secure voice scrambler at Hanslope Park that was codenamed "Delilah".
By using statistical techniques to optimise the trial of different possibilities in the code breaking process, Turing made an innovative contribution to the subject. He wrote two papers discussing mathematical approaches, titled "The Applications of Probability to Cryptography" and "Paper on Statistics of Repetitions", which were of such value to GC&CS and its successor GCHQ that they were not released to the UK National Archives until April 2012, shortly before the centenary of his birth. A GCHQ mathematician, "who identified himself only as Richard," said at the time that the fact that the contents had been restricted under the Official Secrets Act for some 70 years demonstrated their importance, and their relevance to post-war cryptanalysis:
Turing had a reputation for eccentricity at Bletchley Park. He was known to his colleagues as "Prof" and his treatise on Enigma was known as the "Prof's Book". According to historian Ronald Lewin, Jack Good, a cryptanalyst who worked with Turing, said of his colleague:
Peter Hilton recounted his experience working with Turing in Hut 8 in his "Reminiscences of Bletchley Park" from "A Century of Mathematics in America:"
Hilton echoed similar thoughts in the Nova PBS documentary "Decoding Nazi Secrets".
While working at Bletchley, Turing, who was a talented long-distance runner, occasionally ran the to London when he was needed for meetings, and he was capable of world-class marathon standards. Turing tried out for the 1948 British Olympic team, but he was hampered by an injury. His tryout time for the marathon was only 11 minutes slower than British silver medallist Thomas Richards' Olympic race time of 2 hours 35 minutes. He was Walton Athletic Club's best runner, a fact discovered when he passed the group while running alone. When asked why he ran so hard in training he replied:
Due to the problems of counterfactual history, it is hard to estimate the precise effect Ultra intelligence had on the war. However, official war historian Harry Hinsley estimated that this work shortened the war in Europe by more than two years and saved over 14 million lives.
At the end of the war, a memo was sent to all those who had worked at Bletchley Park, reminding them that the code of silence dictated by the Official Secrets Act did not end with the war but would continue indefinitely. Thus, even though Turing was appointed an Officer of the Order of the British Empire (OBE) in 1946 by King George VI for his wartime services, his work remained secret for many years.
Bombe.
Within weeks of arriving at Bletchley Park, Turing had specified an electromechanical machine called the bombe, which could break Enigma more effectively than the Polish "bomba kryptologiczna", from which its name was derived. The bombe, with an enhancement suggested by mathematician Gordon Welchman, became one of the primary tools, and the major automated one, used to attack Enigma-enciphered messages.
The bombe searched for possible correct settings used for an Enigma message (i.e., rotor order, rotor settings and plugboard settings) using a suitable "crib": a fragment of probable plaintext. For each possible setting of the rotors (which had on the order of 1019 states, or 1022 states for the four-rotor U-boat variant), the bombe performed a chain of logical deductions based on the crib, implemented electromechanically.
The bombe detected when a contradiction had occurred and ruled out that setting, moving on to the next. Most of the possible settings would cause contradictions and be discarded, leaving only a few to be investigated in detail. A contradiction would occur when an enciphered letter would be turned back into the same plaintext letter, which was impossible with the Enigma. The first bombe was installed on 18 March 1940.
Action This Day.
By late 1941, Turing and his fellow cryptanalysts Gordon Welchman, Hugh Alexander and Stuart Milner-Barry were frustrated. Building on the work of the Poles, they had set up a good working system for decrypting Enigma signals, but their limited staff and bombes meant they could not translate all the signals. In the summer, they had considerable success, and shipping losses had fallen to under 100,000 tons a month; however, they badly needed more resources to keep abreast of German adjustments. They had tried to get more people and fund more bombes through the proper channels, but had failed.
On 28 October they wrote directly to Winston Churchill explaining their difficulties, with Turing as the first named. They emphasised how small their need was compared with the vast expenditure of men and money by the forces and compared with the level of assistance they could offer to the forces. As Andrew Hodges, biographer of Turing, later wrote, "This letter had an electric effect." Churchill wrote a memo to General Ismay, which read: "ACTION THIS DAY. Make sure they have all they want on extreme priority and report to me that this has been done." On 18 November, the chief of the secret service reported that every possible measure was being taken. The cryptographers at Bletchley Park did not know of the Prime Minister's response, but as Milner-Barry recalled, "All that we did notice was that almost from that day the rough ways began miraculously to be made smooth." More than two hundred bombes were in operation by the end of the war.
Hut 8 and the naval Enigma.
Turing decided to tackle the particularly difficult problem of German naval Enigma "because no one else was doing anything about it and I could have it to myself". In December 1939, Turing solved the essential part of the naval indicator system, which was more complex than the indicator systems used by the other services.
That same night, he also conceived of the idea of "Banburismus", a sequential statistical technique (what Abraham Wald later called sequential analysis) to assist in breaking the naval Enigma, "though I was not sure that it would work in practice, and was not, in fact, sure until some days had actually broken". For this, he invented a measure of weight of evidence that he called the "ban". "Banburismus" could rule out certain sequences of the Enigma rotors, substantially reducing the time needed to test settings on the bombes. Later this sequential process of accumulating sufficient weight of evidence using decibans (one tenth of a ban) was used in Cryptanalysis of the Lorenz cipher.
Turing travelled to the United States in November 1942 and worked with US Navy cryptanalysts on the naval Enigma and bombe construction in Washington. He also visited their Computing Machine Laboratory in Dayton, Ohio.
Turing's reaction to the American bombe design was far from enthusiastic:
During this trip, he also assisted at Bell Labs with the development of secure speech devices. He returned to Bletchley Park in March 1943. During his absence, Hugh Alexander had officially assumed the position of head of Hut 8, although Alexander had been "de facto" head for some time (Turing having little interest in the day-to-day running of the section). Turing became a general consultant for cryptanalysis at Bletchley Park.
Alexander wrote of Turing's contribution:
Turingery.
In July 1942, Turing devised a technique termed "Turingery" (or jokingly "Turingismus") for use against the Lorenz cipher messages produced by the Germans' new "Geheimschreiber" (secret writer) machine. This was a teleprinter rotor cipher attachment codenamed "Tunny" at Bletchley Park. Turingery was a method of "wheel-breaking", i.e., a procedure for working out the cam settings of Tunny's wheels. He also introduced the Tunny team to Tommy Flowers who, under the guidance of Max Newman, went on to build the Colossus computer, the world's first programmable digital electronic computer, which replaced a simpler prior machine (the Heath Robinson), and whose superior speed allowed the statistical decryption techniques to be applied usefully to the messages. Some have mistakenly said that Turing was a key figure in the design of the Colossus computer. Turingery and the statistical approach of Banburismus undoubtedly fed into the thinking about cryptanalysis of the Lorenz cipher, but he was not directly involved in the Colossus development.
Delilah.
Following his work at Bell Labs in the US, Turing pursued the idea of electronic enciphering of speech in the telephone system. In the latter part of the war, he moved to work for the Secret Service's Radio Security Service (later HMGCC) at Hanslope Park. At the park, he further developed his knowledge of electronics with the assistance of REME officer Donald Bayley. Together they undertook the design and construction of a portable secure voice communications machine codenamed "Delilah". The machine was intended for different applications, but it lacked the capability for use with long-distance radio transmissions. In any case, Delilah was completed too late to be used during the war. Though the system worked fully, with Turing demonstrating it to officials by encrypting and decrypting a recording of a Winston Churchill speech, Delilah was not adopted for use. Turing also consulted with Bell Labs on the development of SIGSALY, a secure voice system that was used in the later years of the war.
Early computers and the Turing test.
Between 1945 and 1947, Turing lived in Hampton, London, while he worked on the design of the ACE (Automatic Computing Engine) at the National Physical Laboratory (NPL). He presented a paper on 19 February 1946, which was the first detailed design of a stored-program computer. Von Neumann's incomplete "First Draft of a Report on the EDVAC" had predated Turing's paper, but it was much less detailed and, according to John R. Womersley, Superintendent of the NPL Mathematics Division, it "contains a number of ideas which are Dr. Turing's own".
Although ACE was a feasible design, the effect of the Official Secrets Act surrounding the wartime work at Bletchley Park made it impossible for Turing to explain the basis of his analysis of how a computer installation involving human operators would work. This led to delays in starting the project and he became disillusioned. In late 1947 he returned to Cambridge for a sabbatical year during which he produced a seminal work on "Intelligent Machinery" that was not published in his lifetime. While he was at Cambridge, the Pilot ACE was being built in his absence. It executed its first program on 10 May 1950, and a number of later computers around the world owe much to it, including the English Electric DEUCE and the American Bendix G-15. The full version of Turing's ACE was not built until after his death.
According to the memoirs of the German computer pioneer Heinz Billing from the Max Planck Institute for Physics, published by Genscher, Düsseldorf, there was a meeting between Turing and Konrad Zuse. It took place in Göttingen in 1947. The interrogation had the form of a colloquium. Participants were Womersley, Turing, Porter from England and a few German researchers like Zuse, Walther, and Billing (for more details see Herbert Bruderer, "Konrad Zuse und die Schweiz").
In 1948, Turing was appointed reader in the Mathematics Department at the Victoria University of Manchester. A year later, he became deputy director of the Computing Machine Laboratory, where he worked on software for one of the earliest stored-program computers—the Manchester Mark 1. Turing wrote the first version of the Programmer's Manual for this machine, and was recruited by Ferranti as a consultant in the development of their commercialised machine, the Ferranti Mark 1. He continued to be paid consultancy fees by Ferranti until his death. During this time, he continued to do more abstract work in mathematics,<ref name="doi10.1093/qjmam/1.1.287"></ref> and in "Computing Machinery and Intelligence" ("Mind", October 1950), Turing addressed the problem of artificial intelligence, and proposed an experiment that became known as the Turing test, an attempt to define a standard for a machine to be called "intelligent". The idea was that a computer could be said to "think" if a human interrogator could not tell it apart, through conversation, from a human being. In the paper, Turing suggested that rather than building a program to simulate the adult mind, it would be better to produce a simpler one to simulate a child's mind and then to subject it to a course of education. A reversed form of the Turing test is widely used on the Internet; the CAPTCHA test is intended to determine whether the user is a human or a computer.
In 1948, Turing, working with his former undergraduate colleague, D.G. Champernowne, began writing a chess program for a computer that did not yet exist. By 1950, the program was completed and dubbed the Turochamp. In 1952, he tried to implement it on a Ferranti Mark 1, but lacking enough power, the computer was unable to execute the program. Instead, Turing "ran" the program by flipping through the pages of the algorithm and carrying out its instructions on a chessboard, taking about half an hour per move. The game was recorded. According to Garry Kasparov, Turing's program "played a recognizable game of chess". The program lost to Turing's colleague Alick Glennie, although it is said that it won a game against Champernowne's wife,
Isabel.
His Turing test was a significant, characteristically provocative, and lasting contribution to the debate regarding artificial intelligence, which continues after more than half a century.
Pattern formation and mathematical biology.
When Turing was 39 years old in 1951, he turned to mathematical biology, finally publishing his masterpiece "The Chemical Basis of Morphogenesis" in January 1952. He was interested in morphogenesis, the development of patterns and shapes in biological organisms. He suggested that a system of chemicals reacting with each other and diffusing across space, termed a reaction–diffusion system, could account for "the main phenomena of morphogenesis". He used systems of partial differential equations to model catalytic chemical reactions. For example, if a catalyst A is required for a certain chemical reaction to take place, and if the reaction produced more of the catalyst A, then we say that the reaction is autocatalytic, and there is positive feedback that can be modelled by nonlinear differential equations. Turing discovered that patterns could be created if the chemical reaction not only produced catalyst A, but also produced an inhibitor B that slowed down the production of A. If A and B then diffused through the container at different rates, then you could have some regions where A dominated and some where B did. To calculate the extent of this, Turing would have needed a powerful computer, but these were not so freely available in 1951, so he had to use linear approximations to solve the equations by hand. These calculations gave the right qualitative results, and produced, for example, a uniform mixture that oddly enough had regularly spaced fixed red spots. The Russian biochemist Boris Belousov had performed experiments with similar results, but could not get his papers published because of the contemporary prejudice that any such thing violated the second law of thermodynamics. Belousov was not aware of Turing's paper in the "Philosophical Transactions of the Royal Society".
Although published before the structure and role of DNA was understood, Turing's work on morphogenesis remains relevant today and is considered a seminal piece of work in mathematical biology. One of the early applications of Turing's paper was the work by James Murray explaining spots and stripes on the fur of cats, large and small. Further research in the area suggests that Turing's work can partially explain the growth of "feathers, hair follicles, the branching pattern of lungs, and even the left-right asymmetry that puts the heart on the left side of the chest". In 2012, Sheth, et al. found that in mice, removal of Hox genes causes an increase in the number of digits without an increase in the overall size of the limb, suggesting that Hox genes control digit formation by tuning the wavelength of a Turing-type mechanism. Later papers were not available until "Collected Works of A. M. Turing" was published in 1992.
A study conducted in 2023 confirmed Turing's mathematical model hypothesis. Presented by the American Physical Society, the experiment involved growing chia seeds in even layers within trays, later adjusting the available moisture. Researchers experimentally tweaked the factors which appear in the Turing equations, and, as a result, patterns resembling those seen in natural environments emerged. This is believed to be the first time that experiments with living vegetation have verified Turing’s mathematical insight.
Personal life.
Treasure.
In the 1940s, Turing became worried about losing his savings in the event of a German invasion. In order to protect it, he bought two silver bars weighing and worth £250 (in 2022, £8,000 adjusted for inflation, £48,000 at spot price) and buried them in a wood near Bletchley Park. Upon returning to dig them up, Turing found that he was unable to break his own code describing where exactly he had hidden them. This, along with the fact that the area had been renovated, meant that he never regained the silver.
Engagement.
In 1941, Turing proposed marriage to Hut 8 colleague Joan Clarke, a fellow mathematician and cryptanalyst, but their engagement was short-lived. After admitting his homosexuality to his fiancée, who was reportedly "unfazed" by the revelation, Turing decided that he could not go through with the marriage.
Homosexuality and indecency conviction.
In January 1952, Turing was 39 when he started a relationship with Arnold Murray, a 19-year-old unemployed man. Just before Christmas, Turing was walking along Manchester's Oxford Road when he met Murray just outside the Regal Cinema and invited him to lunch. On 23 January, Turing's house was burgled. Murray told Turing that he and the burglar were acquainted, and Turing reported the crime to the police. During the investigation, he acknowledged a sexual relationship with Murray. Homosexual acts were criminal offences in the United Kingdom at that time, and both men were charged with "gross indecency" under Section 11 of the Criminal Law Amendment Act 1885. Initial committal proceedings for the trial were held on 27 February during which Turing's solicitor "reserved his defence", i.e., did not argue or provide evidence against the allegations. The proceedings were held at the Sessions House in Knutsford.
Turing was later convinced by the advice of his brother and his own solicitor, and he entered a plea of guilty. The case, "Regina v. Turing and Murray," was brought to trial on 31 March 1952. Turing was convicted and given a choice between imprisonment and probation. His probation would be conditional on his agreement to undergo hormonal physical changes designed to reduce libido, known as "chemical castration". He accepted the option of injections of what was then called stilboestrol (now known as diethylstilbestrol or DES), a synthetic oestrogen; this feminization of his body was continued for the course of one year. The treatment rendered Turing impotent and caused breast tissue to form, fulfilling in the literal sense Turing's prediction that "no doubt I shall emerge from it all a different man, but quite who I've not found out". Murray was given a conditional discharge.
Turing's conviction led to the removal of his security clearance and barred him from continuing with his cryptographic consultancy for the Government Communications Headquarters (GCHQ), the British signals intelligence agency that had evolved from GC&CS in 1946, though he kept his academic job. He was denied entry into the United States after his conviction in 1952, but was free to visit other European countries.
Death.
On 8 June 1954, at his house at 43 Adlington Road, Wilmslow, Turing's housekeeper found him dead. He had died the previous day at the age of 41. Cyanide poisoning was established as the cause of death. When his body was discovered, an apple lay half-eaten beside his bed, and although the apple was not tested for cyanide, it was speculated that this was the means by which Turing had consumed a fatal dose. An inquest determined his death to be a suicide. Andrew Hodges and another biographer, David Leavitt, have both speculated that Turing was re-enacting a scene from the Walt Disney film "Snow White and the Seven Dwarfs" (1937), his favourite fairy tale. Both men noted that (in Leavitt's words) he took "an especially keen pleasure in the scene where the Wicked Queen immerses her apple in the poisonous brew". Turing's remains were cremated at Woking Crematorium on 12 June 1954, and his ashes were scattered in the gardens of the crematorium, just as his father's had been.
Philosopher Jack Copeland has questioned various aspects of the coroner's historical verdict. He suggested an alternative explanation for the cause of Turing's death: the accidental inhalation of cyanide fumes from an apparatus used to electroplate gold onto spoons. The potassium cyanide was used to dissolve the gold. Turing had such an apparatus set up in his tiny spare room. Copeland noted that the autopsy findings were more consistent with inhalation than with ingestion of the poison. Turing also habitually ate an apple before going to bed, and it was not unusual for the apple to be discarded half-eaten. Furthermore, Turing had reportedly borne his legal setbacks and hormone treatment (which had been discontinued a year previously) "with good humour" and had shown no sign of despondency before his death. He even set down a list of tasks that he intended to complete upon returning to his office after the holiday weekend. Turing's mother believed that the ingestion was accidental, resulting from her son's careless storage of laboratory chemicals. Biographer Andrew Hodges theorised that Turing deliberately left the nature of his death ambiguous in order to shield his mother from the knowledge that he had killed himself.
It has been suggested that Turing's belief in fortune-telling may have caused his depressed mood. As a youth, Turing had been told by a fortune-teller that he would be a genius. In mid-May 1954, shortly before his death, Turing again decided to consult a fortune-teller during a day-trip to St Annes-on-Sea with the Greenbaum family. According to the Greenbaums' daughter, Barbara:
Government apology and pardon.
In August 2009, British programmer John Graham-Cumming started a petition urging the British government to apologise for Turing's prosecution as a homosexual. The petition received more than 30,000 signatures. The prime minister, Gordon Brown, acknowledged the petition, releasing a statement on 10 September 2009 apologising and describing the treatment of Turing as "appalling":
In December 2011, William Jones and his member of Parliament, John Leech, created an e-petition requesting that the British government pardon Turing for his conviction of "gross indecency":
The petition gathered over 37,000 signatures, and was submitted to Parliament by the Manchester MP John Leech but the request was discouraged by Justice Minister Lord McNally, who said:
John Leech, the MP for Manchester Withington (2005–15), submitted several bills to Parliament and led a high-profile campaign to secure the pardon. Leech made the case in the House of Commons that Turing's contribution to the war made him a national hero and that it was "ultimately just embarrassing" that the conviction still stood. Leech continued to take the bill through Parliament and campaigned for several years, gaining the public support of numerous leading scientists, including Stephen Hawking. At the British premiere of a film based on Turing's life, "The Imitation Game", the producers thanked Leech for bringing the topic to public attention and securing Turing's pardon. Leech is now regularly described as the "architect" of Turing's pardon and subsequently the Alan Turing Law which went on to secure pardons for 75,000 other men and women convicted of similar crimes.
On 26 July 2012, a bill was introduced in the House of Lords to grant a statutory pardon to Turing for offences under section 11 of the Criminal Law Amendment Act 1885, of which he was convicted on 31 March 1952. Late in the year in a letter to "The Daily Telegraph", the physicist Stephen Hawking and 10 other signatories including the Astronomer Royal Lord Rees, President of the Royal Society Sir Paul Nurse, Lady Trumpington (who worked for Turing during the war) and Lord Sharkey (the bill's sponsor) called on Prime Minister David Cameron to act on the pardon request. The government indicated it would support the bill, and it passed its third reading in the House of Lords in October.
At the bill's second reading in the House of Commons on 29 November 2013, Conservative MP Christopher Chope objected to the bill, delaying its passage. The bill was due to return to the House of Commons on 28 February 2014, but before the bill could be debated in the House of Commons, the government elected to proceed under the royal prerogative of mercy. On 24 December 2013, Queen Elizabeth II signed a pardon for Turing's conviction for "gross indecency", with immediate effect. Announcing the pardon, Lord Chancellor Chris Grayling said Turing deserved to be "remembered and recognised for his fantastic contribution to the war effort" and not for his later criminal conviction. The Queen officially pronounced Turing pardoned in August 2014. The Queen's action is only the fourth royal pardon granted since the conclusion of the Second World War. Pardons are normally granted only when the person is technically innocent, and a request has been made by the family or other interested party; neither condition was met in regard to Turing's conviction.
In September 2016, the government announced its intention to expand this retroactive exoneration to other men convicted of similar historical indecency offences, in what was described as an "Alan Turing law". The Alan Turing law is now an informal term for the law in the United Kingdom, contained in the Policing and Crime Act 2017, which serves as an amnesty law to retroactively pardon men who were cautioned or convicted under historical legislation that outlawed homosexual acts. The law applies in England and Wales.
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1209 | Area | Area is the measure of a region's size on a surface. The area of a plane region or "plane area" refers to the area of a shape or planar lamina, while "surface area" refers to the area of an open surface or the boundary of a three-dimensional object. Area can be understood as the amount of material with a given thickness that would be necessary to fashion a model of the shape, or the amount of paint necessary to cover the surface with a single coat. It is the two-dimensional analogue of the length of a curve (a one-dimensional concept) or the volume of a solid (a three-dimensional concept).
Two different regions may have the same area (as in squaring the circle); by synecdoche, "area" sometimes is used to refer to the region, as in a "polygonal area".
The area of a shape can be measured by comparing the shape to squares of a fixed size. In the International System of Units (SI), the standard unit of area is the square metre (written as m2), which is the area of a square whose sides are one metre long. A shape with an area of three square metres would have the same area as three such squares. In mathematics, the unit square is defined to have area one, and the area of any other shape or surface is a dimensionless real number.
There are several well-known formulas for the areas of simple shapes such as triangles, rectangles, and circles. Using these formulas, the area of any polygon can be found by dividing the polygon into triangles. For shapes with curved boundary, calculus is usually required to compute the area. Indeed, the problem of determining the area of plane figures was a major motivation for the historical development of calculus.
For a solid shape such as a sphere, cone, or cylinder, the area of its boundary surface is called the surface area. Formulas for the surface areas of simple shapes were computed by the ancient Greeks, but computing the surface area of a more complicated shape usually requires multivariable calculus.
Area plays an important role in modern mathematics. In addition to its obvious importance in geometry and calculus, area is related to the definition of determinants in linear algebra, and is a basic property of surfaces in differential geometry. In analysis, the area of a subset of the plane is defined using Lebesgue measure, though not every subset is measurable. In general, area in higher mathematics is seen as a special case of volume for two-dimensional regions.
Area can be defined through the use of axioms, defining it as a function of a collection of certain plane figures to the set of real numbers. It can be proved that such a function exists.
Formal definition.
An approach to defining what is meant by "area" is through axioms. "Area" can be defined as a function from a collection M of a special kinds of plane figures (termed measurable sets) to the set of real numbers, which satisfies the following properties:
It can be proved that such an area function actually exists.
Units.
Every unit of length has a corresponding unit of area, namely the area of a square with the given side length. Thus areas can be measured in square metres (m2), square centimetres (cm2), square millimetres (mm2), square kilometres (km2), square feet (ft2), square yards (yd2), square miles (mi2), and so forth. Algebraically, these units can be thought of as the squares of the corresponding length units.
The SI unit of area is the square metre, which is considered an SI derived unit.
Conversions.
Calculation of the area of a square whose length and width are 1 metre would be:
1 metre × 1 metre = 1 m2
and so, a rectangle with different sides (say length of 3 metres and width of 2 metres) would have an area in square units that can be calculated as:
3 metres × 2 metres = 6 m2. This is equivalent to 6 million square millimetres. Other useful conversions are:
Non-metric units.
In non-metric units, the conversion between two square units is the square of the conversion between the corresponding length units.
the relationship between square feet and square inches is
where 144 = 122 = 12 × 12. Similarly:
In addition, conversion factors include:
Other units including historical.
There are several other common units for area. The are was the original unit of area in the metric system, with:
Though the are has fallen out of use, the hectare is still commonly used to measure land:
Other uncommon metric units of area include the tetrad, the hectad, and the myriad.
The acre is also commonly used to measure land areas, where
An acre is approximately 40% of a hectare.
On the atomic scale, area is measured in units of barns, such that:
The barn is commonly used in describing the cross-sectional area of interaction in nuclear physics.
In India,
History.
Circle area.
In the 5th century BCE, Hippocrates of Chios was the first to show that the area of a disk (the region enclosed by a circle) is proportional to the square of its diameter, as part of his quadrature of the lune of Hippocrates, but did not identify the constant of proportionality. Eudoxus of Cnidus, also in the 5th century BCE, also found that the area of a disk is proportional to its radius squared.
Subsequently, Book I of Euclid's "Elements" dealt with equality of areas between two-dimensional figures. The mathematician Archimedes used the tools of Euclidean geometry to show that the area inside a circle is equal to that of a right triangle whose base has the length of the circle's circumference and whose height equals the circle's radius, in his book "Measurement of a Circle". (The circumference is 2"r", and the area of a triangle is half the base times the height, yielding the area "r"2 for the disk.) Archimedes approximated the value of π (and hence the area of a unit-radius circle) with his doubling method, in which he inscribed a regular triangle in a circle and noted its area, then doubled the number of sides to give a regular hexagon, then repeatedly doubled the number of sides as the polygon's area got closer and closer to that of the circle (and did the same with circumscribed polygons).
Quadrilateral area.
In the 7th century CE, Brahmagupta developed a formula, now known as Brahmagupta's formula, for the area of a cyclic quadrilateral (a quadrilateral inscribed in a circle) in terms of its sides. In 1842, the German mathematicians Carl Anton Bretschneider and Karl Georg Christian von Staudt independently found a formula, known as Bretschneider's formula, for the area of any quadrilateral.
General polygon area.
The development of Cartesian coordinates by René Descartes in the 17th century allowed the development of the surveyor's formula for the area of any polygon with known vertex locations by Gauss in the 19th century.
Areas determined using calculus.
The development of integral calculus in the late 17th century provided tools that could subsequently be used for computing more complicated areas, such as the area of an ellipse and the surface areas of various curved three-dimensional objects.
Area formulas.
Polygon formulas.
For a non-self-intersecting (simple) polygon, the Cartesian coordinates formula_1 ("i"=0, 1, ..., "n"-1) of whose "n" vertices are known, the area is given by the surveyor's formula:
where when "i"="n"-1, then "i"+1 is expressed as modulus "n" and so refers to 0.
Rectangles.
The most basic area formula is the formula for the area of a rectangle. Given a rectangle with length and width , the formula for the area is:
That is, the area of the rectangle is the length multiplied by the width. As a special case, as in the case of a square, the area of a square with side length is given by the formula:
The formula for the area of a rectangle follows directly from the basic properties of area, and is sometimes taken as a definition or axiom. On the other hand, if geometry is developed before arithmetic, this formula can be used to define multiplication of real numbers.
Dissection, parallelograms, and triangles.
Most other simple formulas for area follow from the method of dissection.
This involves cutting a shape into pieces, whose areas must sum to the area of the original shape.
For an example, any parallelogram can be subdivided into a trapezoid and a right triangle, as shown in figure to the left. If the triangle is moved to the other side of the trapezoid, then the resulting figure is a rectangle. It follows that the area of the parallelogram is the same as the area of the rectangle:
However, the same parallelogram can also be cut along a diagonal into two congruent triangles, as shown in the figure to the right. It follows that the area of each triangle is half the area of the parallelogram:
Similar arguments can be used to find area formulas for the trapezoid as well as more complicated polygons.
Area of curved shapes.
Circles.
The formula for the area of a circle (more properly called the area enclosed by a circle or the area of a disk) is based on a similar method. Given a circle of radius , it is possible to partition the circle into sectors, as shown in the figure to the right. Each sector is approximately triangular in shape, and the sectors can be rearranged to form an approximate parallelogram. The height of this parallelogram is , and the width is half the circumference of the circle, or . Thus, the total area of the circle is :
Though the dissection used in this formula is only approximate, the error becomes smaller and smaller as the circle is partitioned into more and more sectors. The limit of the areas of the approximate parallelograms is exactly , which is the area of the circle.
This argument is actually a simple application of the ideas of calculus. In ancient times, the method of exhaustion was used in a similar way to find the area of the circle, and this method is now recognized as a precursor to integral calculus. Using modern methods, the area of a circle can be computed using a definite integral:
Ellipses.
The formula for the area enclosed by an ellipse is related to the formula of a circle; for an ellipse with semi-major and semi-minor axes and the formula is:
Non-planar surface area.
Most basic formulas for surface area can be obtained by cutting surfaces and flattening them out (see: developable surfaces). For example, if the side surface of a cylinder (or any prism) is cut lengthwise, the surface can be flattened out into a rectangle. Similarly, if a cut is made along the side of a cone, the side surface can be flattened out into a sector of a circle, and the resulting area computed.
The formula for the surface area of a sphere is more difficult to derive: because a sphere has nonzero Gaussian curvature, it cannot be flattened out. The formula for the surface area of a sphere was first obtained by Archimedes in his work "On the Sphere and Cylinder". The formula is:
where is the radius of the sphere. As with the formula for the area of a circle, any derivation of this formula inherently uses methods similar to calculus.
General formulas.
Bounded area between two quadratic functions.
To find the bounded area between two quadratic functions, we subtract one from the other to write the difference as
where "f"("x") is the quadratic upper bound and "g"("x") is the quadratic lower bound. Define the discriminant of "f"("x")-"g"("x") as
By simplifying the integral formula between the graphs of two functions (as given in the section above) and using Vieta's formula, we can obtain
The above remains valid if one of the bounding functions is linear instead of quadratic.
General formula for surface area.
The general formula for the surface area of the graph of a continuously differentiable function formula_37 where formula_38 and formula_39 is a region in the xy-plane with the smooth boundary:
An even more general formula for the area of the graph of a parametric surface in the vector form formula_41 where formula_42 is a continuously differentiable vector function of formula_43 is:
List of formulas.
The above calculations show how to find the areas of many common shapes.
The areas of irregular (and thus arbitrary) polygons can be calculated using the "Surveyor's formula" (shoelace formula).
Relation of area to perimeter.
The isoperimetric inequality states that, for a closed curve of length "L" (so the region it encloses has perimeter "L") and for area "A" of the region that it encloses,
and equality holds if and only if the curve is a circle. Thus a circle has the largest area of any closed figure with a given perimeter.
At the other extreme, a figure with given perimeter "L" could have an arbitrarily small area, as illustrated by a rhombus that is "tipped over" arbitrarily far so that two of its angles are arbitrarily close to 0° and the other two are arbitrarily close to 180°.
For a circle, the ratio of the area to the circumference (the term for the perimeter of a circle) equals half the radius "r". This can be seen from the area formula "πr"2 and the circumference formula 2"πr".
The area of a regular polygon is half its perimeter times the apothem (where the apothem is the distance from the center to the nearest point on any side).
Fractals.
Doubling the edge lengths of a polygon multiplies its area by four, which is two (the ratio of the new to the old side length) raised to the power of two (the dimension of the space the polygon resides in). But if the one-dimensional lengths of a fractal drawn in two dimensions are all doubled, the spatial content of the fractal scales by a power of two that is not necessarily an integer. This power is called the fractal dimension of the fractal.
Area bisectors.
There are an infinitude of lines that bisect the area of a triangle. Three of them are the medians of the triangle (which connect the sides' midpoints with the opposite vertices), and these are concurrent at the triangle's centroid; indeed, they are the only area bisectors that go through the centroid. Any line through a triangle that splits both the triangle's area and its perimeter in half goes through the triangle's incenter (the center of its incircle). There are either one, two, or three of these for any given triangle.
Any line through the midpoint of a parallelogram bisects the area.
All area bisectors of a circle or other ellipse go through the center, and any chords through the center bisect the area. In the case of a circle they are the diameters of the circle.
Optimization.
Given a wire contour, the surface of least area spanning ("filling") it is a minimal surface. Familiar examples include soap bubbles.
The question of the filling area of the Riemannian circle remains open.
The circle has the largest area of any two-dimensional object having the same perimeter.
A cyclic polygon (one inscribed in a circle) has the largest area of any polygon with a given number of sides of the same lengths.
A version of the isoperimetric inequality for triangles states that the triangle of greatest area among all those with a given perimeter is equilateral.
The triangle of largest area of all those inscribed in a given circle is equilateral; and the triangle of smallest area of all those circumscribed around a given circle is equilateral.
The ratio of the area of the incircle to the area of an equilateral triangle, formula_46, is larger than that of any non-equilateral triangle.
The ratio of the area to the square of the perimeter of an equilateral triangle, formula_47 is larger than that for any other triangle.
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1210 | Astronomical unit | The astronomical unit (symbol: au, or or AU) is a unit of length, roughly the distance from Earth to the Sun and approximately equal to or 8.3 light-minutes. The actual distance from Earth to the Sun varies by about 3% as Earth orbits the Sun, from a maximum (aphelion) to a minimum (perihelion) and back again once each year. The astronomical unit was originally conceived as the average of Earth's aphelion and perihelion; however, since 2012 it has been defined as exactly .
The astronomical unit is used primarily for measuring distances within the Solar System or around other stars. It is also a fundamental component in the definition of another unit of astronomical length, the parsec.
History of symbol usage.
A variety of unit symbols and abbreviations have been in use for the astronomical unit. In a 1976 resolution, the International Astronomical Union (IAU) had used the symbol "A" to denote a length equal to the astronomical unit. In the astronomical literature, the symbol AU was (and remains) common. In 2006, the International Bureau of Weights and Measures (BIPM) had recommended ua as the symbol for the unit, from the French "unité astronomique". In the non-normative Annex C to ISO 80000-3:2006 (now withdrawn), the symbol of the astronomical unit was also ua.
In 2012, the IAU, noting "that various symbols are presently in use for the astronomical unit", recommended the use of the symbol "au". The scientific journals published by the American Astronomical Society and the Royal Astronomical Society subsequently adopted this symbol. In the 2014 revision and 2019 edition of the SI Brochure, the BIPM used the unit symbol "au". ISO 80000-3:2019, which replaces ISO 80000-3:2006, does not mention the astronomical unit.
Development of unit definition.
Earth's orbit around the Sun is an ellipse. The semi-major axis of this elliptic orbit is defined to be half of the straight line segment that joins the perihelion and aphelion. The centre of the Sun lies on this straight line segment, but not at its midpoint. Because ellipses are well-understood shapes, measuring the points of its extremes defined the exact shape mathematically, and made possible calculations for the entire orbit as well as predictions based on observation. In addition, it mapped out exactly the largest straight-line distance that Earth traverses over the course of a year, defining times and places for observing the largest parallax (apparent shifts of position) in nearby stars. Knowing Earth's shift and a star's shift enabled the star's distance to be calculated. But all measurements are subject to some degree of error or uncertainty, and the uncertainties in the length of the astronomical unit only increased uncertainties in the stellar distances. Improvements in precision have always been a key to improving astronomical understanding. Throughout the twentieth century, measurements became increasingly precise and sophisticated, and ever more dependent on accurate observation of the effects described by Einstein's theory of relativity and upon the mathematical tools it used.
Improving measurements were continually checked and cross-checked by means of improved understanding of the laws of celestial mechanics, which govern the motions of objects in space. The expected positions and distances of objects at an established time are calculated (in au) from these laws, and assembled into a collection of data called an ephemeris. NASA Jet Propulsion Laboratory HORIZONS System provides one of several ephemeris computation services.
In 1976, to establish an even precise measure for the astronomical unit, the IAU formally adopted a new definition. Although directly based on the then-best available observational measurements, the definition was recast in terms of the then-best mathematical derivations from celestial mechanics and planetary ephemerides. It stated that "the astronomical unit of length is that length ("A") for which the Gaussian gravitational constant ("k") takes the value when the units of measurement are the astronomical units of length, mass and time". Equivalently, by this definition, one au is "the radius of an unperturbed circular Newtonian orbit about the sun of a particle having infinitesimal mass, moving with an angular frequency of "; or alternatively that length for which the heliocentric gravitational constant (the product "G") is equal to ()2 au3/d2, when the length is used to describe the positions of objects in the Solar System.
Subsequent explorations of the Solar System by space probes made it possible to obtain precise measurements of the relative positions of the inner planets and other objects by means of radar and telemetry. As with all radar measurements, these rely on measuring the time taken for photons to be reflected from an object. Because all photons move at the speed of light in vacuum, a fundamental constant of the universe, the distance of an object from the probe is calculated as the product of the speed of light and the measured time. However, for precision the calculations require adjustment for things such as the motions of the probe and object while the photons are transiting. In addition, the measurement of the time itself must be translated to a standard scale that accounts for relativistic time dilation. Comparison of the ephemeris positions with time measurements expressed in Barycentric Dynamical Time (TDB) leads to a value for the speed of light in astronomical units per day (of ). By 2009, the IAU had updated its standard measures to reflect improvements, and calculated the speed of light at (TDB).
In 1983, the CIPM modified the International System of Units (SI) to make the metre defined as the distance travelled in a vacuum by light in 1 / second. This replaced the previous definition, valid between 1960 and 1983, which was that the metre equalled a certain number of wavelengths of a certain emission line of krypton-86. (The reason for the change was an improved method of measuring the speed of light.) The speed of light could then be expressed exactly as "c"0 = , a standard also adopted by the IERS numerical standards. From this definition and the 2009 IAU standard, the time for light to traverse an astronomical unit is found to be "τ"A = , which is slightly more than 8 minutes 19 seconds. By multiplication, the best IAU 2009 estimate was "A" = "c"0"τ"A = , based on a comparison of Jet Propulsion Laboratory and IAA–RAS ephemerides.
In 2006, the BIPM reported a value of the astronomical unit as . In the 2014 revision of the SI Brochure, the BIPM recognised the IAU's 2012 redefinition of the astronomical unit as .
This estimate was still derived from observation and measurements subject to error, and based on techniques that did not yet standardize all relativistic effects, and thus were not constant for all observers. In 2012, finding that the equalization of relativity alone would make the definition overly complex, the IAU simply used the 2009 estimate to redefine the astronomical unit as a conventional unit of length directly tied to the metre (exactly ). The new definition also recognizes as a consequence that the astronomical unit is now to play a role of reduced importance, limited in its use to that of a convenience in some applications.
This definition makes the speed of light, defined as exactly , equal to exactly × ÷ or about au/d, some 60 parts per trillion less than the 2009 estimate.
Usage and significance.
With the definitions used before 2012, the astronomical unit was dependent on the heliocentric gravitational constant, that is the product of the gravitational constant, "G", and the solar mass, . Neither "G" nor can be measured to high accuracy separately, but the value of their product is known very precisely from observing the relative positions of planets (Kepler's Third Law expressed in terms of Newtonian gravitation). Only the product is required to calculate planetary positions for an ephemeris, so ephemerides are calculated in astronomical units and not in SI units.
The calculation of ephemerides also requires a consideration of the effects of general relativity. In particular, time intervals measured on Earth's surface (Terrestrial Time, TT) are not constant when compared with the motions of the planets: the terrestrial second (TT) appears to be longer near January and shorter near July when compared with the "planetary second" (conventionally measured in TDB). This is because the distance between Earth and the Sun is not fixed (it varies between and ) and, when Earth is closer to the Sun (perihelion), the Sun's gravitational field is stronger and Earth is moving faster along its orbital path. As the metre is defined in terms of the second and the speed of light is constant for all observers, the terrestrial metre appears to change in length compared with the "planetary metre" on a periodic basis.
The metre is defined to be a unit of proper length, but the SI definition does not specify the metric tensor to be used in determining it. Indeed, the International Committee for Weights and Measures (CIPM) notes that "its definition applies only within a spatial extent sufficiently small that the effects of the non-uniformity of the gravitational field can be ignored". As such, the metre is undefined for the purposes of measuring distances within the Solar System. The 1976 definition of the astronomical unit was incomplete because it did not specify the frame of reference in which time is to be measured, but proved practical for the calculation of ephemerides: a fuller definition that is consistent with general relativity was proposed, and "vigorous debate" ensued until August 2012 when the IAU adopted the current definition of 1 astronomical unit = metres.
The astronomical unit is typically used for stellar system scale distances, such as the size of a protostellar disk or the heliocentric distance of an asteroid, whereas other units are used for other distances in astronomy. The astronomical unit is too small to be convenient for interstellar distances, where the parsec and light-year are widely used. The parsec (parallax arcsecond) is defined in terms of the astronomical unit, being the distance of an object with a parallax of . The light-year is often used in popular works, but is not an approved non-SI unit and is rarely used by professional astronomers.
When simulating a numerical model of the Solar System, the astronomical unit provides an appropriate scale that minimizes (overflow, underflow and truncation) errors in floating point calculations.
History.
The book "On the Sizes and Distances of the Sun and Moon", which is ascribed to Aristarchus, says the distance to the Sun is 18 to 20 times the distance to the Moon, whereas the true ratio is about . The latter estimate was based on the angle between the half-moon and the Sun, which he estimated as (the true value being close to ). Depending on the distance that van Helden assumes Aristarchus used for the distance to the Moon, his calculated distance to the Sun would fall between and Earth radii.
According to Eusebius in the "Praeparatio evangelica" (Book XV, Chapter 53), Eratosthenes found the distance to the Sun to be "σταδιων μυριαδας τετρακοσιας και οκτωκισμυριας" (literally "of "stadia" myriads 400 and ) but with the additional note that in the Greek text the grammatical agreement is between "myriads" (not "stadia") on the one hand and both "400" and "" on the other, as in Greek, unlike English, all three (or all four if one were to include "stadia") words are inflected. This has been translated either as "stadia" (1903 translation by Edwin Hamilton Gifford), or as "stadia" (edition of , dated 1974–1991). Using the Greek stadium of 185 to 190 metres, the former translation comes to to , which is far too low, whereas the second translation comes to 148.7 to 152.8 million kilometres (accurate within 2%). Hipparchus also gave an estimate of the distance of Earth from the Sun, quoted by Pappus as equal to 490 Earth radii. According to the conjectural reconstructions of Noel Swerdlow and G. J. Toomer, this was derived from his assumption of a "least perceptible" solar parallax of .
A Chinese mathematical treatise, the "Zhoubi Suanjing" (c. 1st century BCE), shows how the distance to the Sun can be computed geometrically, using the different lengths of the noontime shadows observed at three places li apart and the assumption that Earth is flat.
In the 2nd century CE, Ptolemy estimated the mean distance of the Sun as times Earth's radius. To determine this value, Ptolemy started by measuring the Moon's parallax, finding what amounted to a horizontal lunar parallax of 1° 26′, which was much too large. He then derived a maximum lunar distance of Earth radii. Because of cancelling errors in his parallax figure, his theory of the Moon's orbit, and other factors, this figure was approximately correct. He then measured the apparent sizes of the Sun and the Moon and concluded that the apparent diameter of the Sun was equal to the apparent diameter of the Moon at the Moon's greatest distance, and from records of lunar eclipses, he estimated this apparent diameter, as well as the apparent diameter of the shadow cone of Earth traversed by the Moon during a lunar eclipse. Given these data, the distance of the Sun from Earth can be trigonometrically computed to be Earth radii. This gives a ratio of solar to lunar distance of approximately 19, matching Aristarchus's figure. Although Ptolemy's procedure is theoretically workable, it is very sensitive to small changes in the data, so much so that changing a measurement by a few per cent can make the solar distance infinite.
After Greek astronomy was transmitted to the medieval Islamic world, astronomers made some changes to Ptolemy's cosmological model, but did not greatly change his estimate of the Earth–Sun distance. For example, in his introduction to Ptolemaic astronomy, al-Farghānī gave a mean solar distance of Earth radii, whereas in his "zij", al-Battānī used a mean solar distance of Earth radii. Subsequent astronomers, such as al-Bīrūnī, used similar values. Later in Europe, Copernicus and Tycho Brahe also used comparable figures ( and Earth radii), and so Ptolemy's approximate Earth–Sun distance survived through the 16th century.
Johannes Kepler was the first to realize that Ptolemy's estimate must be significantly too low (according to Kepler, at least by a factor of three) in his "Rudolphine Tables" (1627). Kepler's laws of planetary motion allowed astronomers to calculate the relative distances of the planets from the Sun, and rekindled interest in measuring the absolute value for Earth (which could then be applied to the other planets). The invention of the telescope allowed far more accurate measurements of angles than is possible with the naked eye. Flemish astronomer Godefroy Wendelin repeated Aristarchus’ measurements in 1635, and found that Ptolemy's value was too low by a factor of at least eleven.
A somewhat more accurate estimate can be obtained by observing the transit of Venus. By measuring the transit in two different locations, one can accurately calculate the parallax of Venus and from the relative distance of Earth and Venus from the Sun, the solar parallax (which cannot be measured directly due to the brightness of the Sun). Jeremiah Horrocks had attempted to produce an estimate based on his observation of the 1639 transit (published in 1662), giving a solar parallax of , similar to Wendelin's figure. The solar parallax is related to the Earth–Sun distance as measured in Earth radii by
The smaller the solar parallax, the greater the distance between the Sun and Earth: a solar parallax of is equivalent to an Earth–Sun distance of Earth radii.
Christiaan Huygens believed that the distance was even greater: by comparing the apparent sizes of Venus and Mars, he estimated a value of about Earth radii, equivalent to a solar parallax of . Although Huygens' estimate is remarkably close to modern values, it is often discounted by historians of astronomy because of the many unproven (and incorrect) assumptions he had to make for his method to work; the accuracy of his value seems to be based more on luck than good measurement, with his various errors cancelling each other out.
Jean Richer and Giovanni Domenico Cassini measured the parallax of Mars between Paris and Cayenne in French Guiana when Mars was at its closest to Earth in 1672. They arrived at a figure for the solar parallax of , equivalent to an Earth–Sun distance of about Earth radii. They were also the first astronomers to have access to an accurate and reliable value for the radius of Earth, which had been measured by their colleague Jean Picard in 1669 as "toises". This same year saw another estimate for the astronomical unit by John Flamsteed, which accomplished it alone by measuring the martian diurnal parallax. Another colleague, Ole Rømer, discovered the finite speed of light in 1676: the speed was so great that it was usually quoted as the time required for light to travel from the Sun to the Earth, or "light time per unit distance", a convention that is still followed by astronomers today.
A better method for observing Venus transits was devised by James Gregory and published in his "Optica Promata" (1663). It was strongly advocated by Edmond Halley and was applied to the transits of Venus observed in 1761 and 1769, and then again in 1874 and 1882. Transits of Venus occur in pairs, but less than one pair every century, and observing the transits in 1761 and 1769 was an unprecedented international scientific operation including observations by James Cook and Charles Green from Tahiti. Despite the Seven Years' War, dozens of astronomers were dispatched to observing points around the world at great expense and personal danger: several of them died in the endeavour. The various results were collated by Jérôme Lalande to give a figure for the solar parallax of . Karl Rudolph Powalky had made an estimate of in 1864.
Another method involved determining the constant of aberration. Simon Newcomb gave great weight to this method when deriving his widely accepted value of for the solar parallax (close to the modern value of ), although Newcomb also used data from the transits of Venus. Newcomb also collaborated with A. A. Michelson to measure the speed of light with Earth-based equipment; combined with the constant of aberration (which is related to the light time per unit distance), this gave the first direct measurement of the Earth–Sun distance in kilometres. Newcomb's value for the solar parallax (and for the constant of aberration and the Gaussian gravitational constant) were incorporated into the first international system of astronomical constants in 1896, which remained in place for the calculation of ephemerides until 1964. The name "astronomical unit" appears first to have been used in 1903.
The discovery of the near-Earth asteroid 433 Eros and its passage near Earth in 1900–1901 allowed a considerable improvement in parallax measurement. Another international project to measure the parallax of 433 Eros was undertaken in 1930–1931.
Direct radar measurements of the distances to Venus and Mars became available in the early 1960s. Along with improved measurements of the speed of light, these showed that Newcomb's values for the solar parallax and the constant of aberration were inconsistent with one another.
Developments.
The unit distance (the value of the astronomical unit in metres) can be expressed in terms of other astronomical constants:
where is the Newtonian constant of gravitation, is the solar mass, is the numerical value of Gaussian gravitational constant and is the time period of one day.
The Sun is constantly losing mass by radiating away energy, so the orbits of the planets are steadily expanding outward from the Sun. This has led to calls to abandon the astronomical unit as a unit of measurement.
As the speed of light has an exact defined value in SI units and the Gaussian gravitational constant is fixed in the astronomical system of units, measuring the light time per unit distance is exactly equivalent to measuring the product × in SI units. Hence, it is possible to construct ephemerides entirely in SI units, which is increasingly becoming the norm.
A 2004 analysis of radiometric measurements in the inner Solar System suggested that the secular increase in the unit distance was much larger than can be accounted for by solar radiation, + metres per century.
The measurements of the secular variations of the astronomical unit are not confirmed by other authors and are quite controversial.
Furthermore, since 2010, the astronomical unit has not been estimated by the planetary ephemerides.
Examples.
The following table contains some distances given in astronomical units. It includes some examples with distances that are normally not given in astronomical units, because they are either too short or far too long. Distances normally change over time. Examples are listed by increasing distance.
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1212 | Artist | An artist is a person engaged in an activity related to creating art, practicing the arts, or demonstrating an art. The common usage in both everyday speech and academic discourse refers to a practitioner in the visual arts only. However, the term is also often used in the entertainment business, especially in a business context, for musicians and other performers (although less often for actors). "Artiste" (French for artist) is a variant used in English in this context, but this use has become rare. The use of the term "artist" to describe writers is valid, but less common, and mostly restricted to contexts such as critics' reviews.
Dictionary definitions.
The "Oxford English Dictionary" defines the older broad meanings of the term "artist":
History of the term.
The Greek word "", often translated as "art", implies mastery of any sort of craft. The adjectival Latin form of the word, "",
became the source of the English words technique, technology, and technical.
In Greek culture, each of the nine Muses oversaw a different field of human creation:
No muse was identified with the visual arts of painting and sculpture. In ancient Greece sculptors and painters were held in low regard, somewhere between freemen and slaves, their work regarded as mere manual labour.
The word "art" derives from the Latin "" (stem "art-"), which, although literally defined means "skill method" or "technique", also conveys a connotation of beauty.
During the Middle Ages the word "artist" already existed in some countries such as Italy, but the meaning was something resembling "craftsman", while the word "artisan" was still unknown. An artist was someone able to do a work better than others, so the skilled excellency was underlined, rather than the activity field. In this period, some "artisanal" products (such as textiles) were much more precious and expensive than paintings or sculptures.
The first division into major and minor arts dates back at least to the works of Leon Battista Alberti (1404–1472): "De re aedificatoria, De statua, De pictura", which focused on the importance of the intellectual skills of the artist rather than the manual skills (even if in other forms of art there was a project behind).
With the academies in Europe (second half of 16th century) the gap between fine and applied arts was definitely set.
Many contemporary definitions of "artist" and "art" are highly contingent on culture, resisting aesthetic prescription, in much the same way that the features constituting beauty and the beautiful cannot be standardized easily without moving into kitsch.
Training and employment.
The US Bureau of Labor Statistics classifies many visual artists as either "craft artists" or "fine artists". A craft artist makes handmade functional works of art, such as pottery or clothing. A fine artist makes paintings, illustrations (such as book illustrations or medical illustrations), sculptures, or similar artistic works primarily for their aesthetic value.
The main source of skill for both craft artists and fine artists is long-term repetition and practice. Many fine artists have studied their art form at university, and some have a master's degree in fine arts. Artists may also study on their own or receive on-the-job training from an experienced artist.
The number of available jobs as an artist is increasing more slowly than other fields. About half of US artists are self-employed. Others work in a variety of industries. For example, a pottery manufacturer will employ craft artists, and book publishers will hire illustrators.
In the US, fine artists have a median income of approximately US$50,000 per year, and craft artists have a median income of approximately US$33,000 per year. This compares to US$61,000 for all art-related fields, including related jobs such as graphic designers, multimedia artists, animators, and fashion designers. Many artists work part-time as artists and hold a second job.
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1213 | Actaeon | Actaeon (; "Aktaiōn"), in Greek mythology, was the son of the priestly herdsman Aristaeus and Autonoe in Boeotia, and a famous Theban hero. Through his mother he was a member of the ruling House of Cadmus. Like Achilles in a later generation, he was trained by the centaur Chiron.
He fell to the fatal wrath of Artemis (later his myth was attached to her Roman counterpart Diana), but the surviving details of his transgression vary: "the only certainty is in what Aktaion suffered, his pathos, and what Artemis did: the hunter became the hunted; he was transformed into a stag, and his raging hounds, struck with a 'wolf's frenzy' (Lyssa), tore him apart as they would a stag."
The many depictions both in ancient art and in the Renaissance and post-Renaissance art normally show either the moment of transgression and transformation, or his death by his own hounds.
Story.
Among others, John Heath has observed, "The unalterable kernel of the tale was a hunter's transformation into a deer and his death in the jaws of his hunting dogs. But authors were free to suggest different motives for his death." In the version that was offered by the Hellenistic poet Callimachus, which has become the standard setting, Artemis was bathing in the woods when the hunter Actaeon stumbled across her, thus seeing her naked. He stopped and stared, amazed at her ravishing beauty. Once seen, Artemis got revenge on Actaeon: she forbade him speech – if he tried to speak, he would be changed into a stag – for the unlucky profanation of her virginity's mystery.
Upon hearing the call of his hunting party, he cried out to them and immediately transformed. At this he fled deep into the woods, and doing so he came upon a pond and, seeing his reflection, groaned. His own hounds then turned upon him and pursued him, not recognizing him. In an endeavour to save himself, he raised his eyes (and would have raised his arms, had he had them) toward Mount Olympus. The gods did not heed his plea, and he was torn to pieces. An element of the earlier myth made Actaeon the familiar hunting companion of Artemis, no stranger. In an embroidered extension of the myth, the hounds were so upset with their master's death, that Chiron made a statue so lifelike that the hounds thought it was Actaeon.
There are various other versions of his transgression: The Hesiodic "Catalogue of Women" and pseudo-Apollodoran "Bibliotheke" state that his offense was that he was a rival of Zeus for Semele, his mother's sister, whereas in Euripides' "Bacchae" he has boasted that he is a better hunter than Artemis:
Further materials, including fragments that belong with the Hesiodic "Catalogue of Women" and at least four Attic tragedies, including a "Toxotides" of Aeschylus, have been lost. Diodorus Siculus (4.81.4), in a variant of Actaeon's "hubris" that has been largely ignored, has it that Actaeon wanted to marry Artemis. Other authors say the hounds were Artemis' own; some lost elaborations of the myth seem to have given them all names and narrated their wanderings after his loss.
According to the Latin version of the story told by the Roman Ovid having accidentally seen Diana (Artemis) on Mount Cithaeron while she was bathing, he was changed by her into a stag, and pursued and killed by his fifty hounds. This version also appears in Callimachus' Fifth Hymn, as a mythical parallel to the blinding of Tiresias after he sees Athena bathing.
The literary testimony of Actaeon's myth is largely lost, but Lamar Ronald Lacy, deconstructing the myth elements in what survives and supplementing it by iconographic evidence in late vase-painting, made a plausible reconstruction of an ancient Actaeon myth that Greek poets may have inherited and subjected to expansion and dismemberment. His reconstruction opposes a too-pat consensus that has an archaic Actaeon aspiring to Semele, a classical Actaeon boasting of his hunting prowess and a Hellenistic Actaeon glimpsing Artemis' bath. Lacy identifies the site of Actaeon's transgression as a spring sacred to Artemis at Plataea where Actaeon was a " hero archegetes" ("hero-founder") The righteous hunter, the companion of Artemis, seeing her bathing naked in the spring, was moved to try to make himself her consort, as Diodorus Siculus noted, and was punished, in part for transgressing the hunter's "ritually enforced deference to Artemis" (Lacy 1990:42).
Names of dogs.
Notes:
The "bed of Actaeon".
In the second century AD, the traveller Pausanias was shown a spring on the road in Attica leading to Plataea from Eleutherae, just beyond Megara "and a little farther on a rock. It is called the bed of Actaeon, for it is said that he slept thereon when weary with hunting and that into this spring he looked while Artemis was bathing in it."
Parallels in Akkadian and Ugarit poems.
In the standard version of the "Epic of Gilgamesh" (tablet vi) there is a parallel, in the series of examples Gilgamesh gives Ishtar of her mistreatment of her serial lovers:
You loved the herdsman, shepherd and chief shepherd<br> Who was always heaping up the glowing ashes for you,<br> And cooked ewe-lambs for you every day.<br> But you hit him and turned him into a wolf,<br> His own herd-boys hunt him down<br>
And his dogs tear at his haunches. Actaeon, torn apart by dogs incited by Artemis, finds another Near Eastern parallel in the Ugaritic hero Aqht, torn apart by eagles incited by Anath who wanted his hunting bow.
The virginal Artemis of classical times is not directly comparable to Ishtar of the many lovers, but the mytheme of Artemis shooting Orion, was linked to her punishment of Actaeon by T.C.W. Stinton; the Greek context of the mortal's reproach to the amorous goddess is translated to the episode of Anchises and Aphrodite. Daphnis too was a herdsman loved by a goddess and punished by her: see Theocritus' First Idyll.
Symbolism regarding Actaeon.
In Greek Mythology, Actaeon is widely thought to symbolize ritual human sacrifice in attempt to please a God or Goddess: the dogs symbolize the sacrificers and Actaeon symbolizes the sacrifice.
Actaeon may symbolize human curiosity or irreverence.
The myth is seen by Jungian psychologist Wolfgang Giegerich as a symbol of spiritual transformation and/or enlightenment.
Actaeon often symbolizes a cuckold, as when he is turned into a stag, he becomes "horned". This is alluded to in Shakespeare's "Merry Wives", Robert Burton's "Anatomy of Melancholy", and others.
Cultural depictions.
The two main scenes are Actaeon surprising Artemis/Diana, and his death. In classical art Actaeon is normally shown as fully human, even as his hounds are killing him (sometimes he has small horns), but in Renaissance art he is often given a deer's head with antlers even in the scene with Diana, and by the time he is killed he has at the least this head, and has often completely transformed into the shape of a deer.
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