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https://en.wikipedia.org/wiki/Audi
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Audi
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Audi AG () is a German automotive manufacturer of luxury vehicles headquartered in Ingolstadt, Bavaria, Germany. A subsidiary of the Volkswagen Group, Audi produces vehicles in nine production facilities worldwide.
The origins of the company are complex, dating back to the early 20th century and the initial enterprises (Horch and the Audiwerke) founded by engineer August Horch (1868–1951). Two other manufacturers (DKW and Wanderer) also contributed to the foundation of Auto Union in 1932. The modern Audi era began in the 1960s, when Auto Union was acquired by Volkswagen from Daimler-Benz. After relaunching the Audi brand with the 1965 introduction of the Audi F103 series, Volkswagen merged Auto Union with NSU Motorenwerke in 1969, thus creating the present-day form of the company.
The company name is based on the Latin translation of the surname of the founder, August Horch. , meaning "listen", becomes in Latin. The four rings of the Audi logo each represent one of four car companies that banded together to create Audi's predecessor company, Auto Union. Audi's slogan is , which is translated as "Progress through Technology". Audi, along with German brands BMW and Mercedes-Benz, is among the best-selling luxury automobile brands in the world.
History
Birth of the company and its name
Automobile company Wanderer was originally established in 1885, later becoming a branch of Audi AG. Another company, NSU, which also later merged into Audi, was founded during this time, and later supplied the chassis for Gottlieb Daimler's four-wheeler.
On 14 November 1899, August Horch (1868–1951) established the company A. Horch & Cie. in the Ehrenfeld district of Cologne. In 1902, he moved with his company to Reichenbach im Vogtland. On 10 May 1904, he founded the August Horch & Cie. Motorwagenwerke AG, a joint-stock company in Zwickau (State of Saxony).
After troubles with Horch chief financial officer, August Horch left Motorwagenwerke and founded in Zwickau on 16 July 1909, his second company, the August Horch Automobilwerke GmbH. His former partners sued him for trademark infringement. The German Reichsgericht (Supreme Court) in Leipzig, eventually determined that the Horch brand belonged to his former company.
Since August Horch was prohibited from using "Horch" as a trade name in his new car business, he called a meeting with close business friends, Paul and Franz Fikentscher from Zwickau. At the apartment of Franz Fikentscher, they discussed how to come up with a new name for the company. During this meeting, Franz's son was quietly studying Latin in a corner of the room. Several times he looked like he was on the verge of saying something but would just swallow his words and continue working, until he finally blurted out, "Father – audiatur et altera pars... wouldn't it be a good idea to call it audi instead of horch?" "Horch!" in German means "Hark!" or "hear", which is "Audi" in the singular imperative form of "audire" – "to listen" – in Latin. The idea was enthusiastically accepted by everyone attending the meeting. On 25 April 1910 the Audi Automobilwerke GmbH Zwickau (from 1915 on Audiwerke AG Zwickau) was entered in the company's register of Zwickau registration court.
The first Audi automobile, the Audi Type A 10/ Sport-Phaeton, was produced in the same year, followed by the successor Type B 10/28PS in the same year.
Audi started with a 2,612 cc inline-four engine model Type A, followed by a 3,564 cc model, as well as 4,680 cc and 5,720 cc models. These cars were successful even in sporting events. The first six-cylinder model Type M, 4,655 cc appeared in 1924.
August Horch left the Audiwerke in 1920 for a high position at the ministry of transport, but he was still involved with Audi as a member of the board of trustees. In September 1921, Audi became the first German car manufacturer to present a production car, the Audi Type K, with left-handed drive. Left-hand drive spread and established dominance during the 1920s because it provided a better view of oncoming traffic, making overtaking safer when driving on the right.
The merger of the four companies under the logo of four rings
In August 1928, Jørgen Rasmussen, the owner of Dampf-Kraft-Wagen (DKW), acquired the majority of shares in Audiwerke AG. In the same year, Rasmussen bought the remains of the U.S. automobile manufacturer Rickenbacker, including the manufacturing equipment for 8-cylinder engines. These engines were used in Audi Zwickau and Audi Dresden models that were launched in 1929. At the same time, 6-cylinder and 4-cylinder (the "four" with a Peugeot engine) models were manufactured. Audi cars of that era were luxurious cars equipped with special bodywork.
In 1932, Audi merged with Horch, DKW, and Wanderer, to form Auto Union AG, Chemnitz. It was during this period that the company offered the Audi Front that became the first European car to combine a six-cylinder engine with front-wheel drive. It used a power train shared with the Wanderer, but turned 180 degrees, so that the drive shaft faced the front.
Before World War II, Auto Union used the four interlinked rings that make up the Audi badge today, representing these four brands. However, this badge was used only on Auto Union racing cars in that period while the member companies used their own names and emblems. The technological development became more and more concentrated and some Audi models were propelled by Horch- or Wanderer-built engines.
Reflecting the economic pressures of the time, Auto Union concentrated increasingly on smaller cars through the 1930s, so that by 1938 the company's DKW brand accounted for 17.9% of the German car market, while Audi held only 0.1%. After the final few Audis were delivered in 1939 the "Audi" name disappeared completely from the new car market for more than two decades.
Post-World War II
Like most German manufacturing, at the onset of World War II the Auto Union plants were retooled for military production, and were a target for allied bombing during the war which left them damaged.
Overrun by the Soviet Army in 1945, on the orders of the Soviet Union military administration the factories were dismantled as part of war reparations. Following this, the company's entire assets were expropriated without compensation. On 17 August 1948, Auto Union AG of Chemnitz was deleted from the commercial register. These actions had the effect of liquidating Germany's Auto Union AG. The remains of the Audi plant of Zwickau became the VEB (for "People Owned Enterprise") or AWZ (in English: Automobile Works Zwickau).
With no prospect of continuing production in Soviet-controlled East Germany, Auto Union executives began the process of relocating what was left of the company to West Germany. A site was chosen in Ingolstadt, Bavaria, to start a spare parts operation in late 1945, which would eventually serve as the headquarters of the reformed Auto Union in 1949.
The former Audi factory in Zwickau restarted assembly of the pre-war models in 1949. These DKW models were renamed to IFA F8 and IFA F9 and were similar to the West German versions. West and East German models were equipped with the traditional and renowned DKW two-stroke engines. The Zwickau plant manufactured the infamous Trabant until 1991, when it came under Volkswagen control—effectively bringing it under the same umbrella as Audi since 1945.
New Auto Union unit
A new West German headquartered Auto Union was launched in Ingolstadt with loans from the Bavarian state government and Marshall Plan aid. The reformed company was launched 3 September 1949 and continued DKW's tradition of producing front-wheel drive vehicles with two-stroke engines. This included production of a small but sturdy 125 cc motorcycle and a DKW delivery van, the DKW F89 L at Ingolstadt. The Ingolstadt site was large, consisting of an extensive complex of formerly military buildings which was suitable for administration as well as vehicle warehousing and distribution, but at this stage there was at Ingolstadt no dedicated plant suitable for mass production of automobiles: for manufacturing the company's first post-war mass-market passenger car plant capacity in Düsseldorf was rented from Rheinmetall-Borsig. It was only ten years later, after the company had attracted an investor, when funds became available for construction of major car plant at the Ingolstadt head office site.
In 1958, in response to pressure from Friedrich Flick, then the company's largest single shareholder, Daimler-Benz took an 87% holding in the Auto Union company, and this was increased to a 100% holding in 1959. However, small two-stroke cars were not the focus of Daimler-Benz's interests, and while the early 1960s saw major investment in new Mercedes models and in a state of the art factory for Auto Union's, the company's aging model range at this time did not benefit from the economic boom of the early 1960s to the same extent as competitor manufacturers such as Volkswagen and Opel. The decision to dispose of the Auto Union business was based on its lack of profitability. Ironically, by the time they sold the business, it also included a large new factory and near production-ready modern four-stroke engine, which would enable the Auto Union business, under a new owner, to embark on a period of profitable growth, now producing not Auto Unions or DKWs, but using the "Audi" name, resurrected in 1965 after a 25-year gap.
In 1964, Volkswagen acquired a 50% holding in the business, which included the new factory in Ingolstadt, the DKW and Audi brands along with the rights to the new engine design which had been funded by Daimler-Benz, who in return retained the dormant Horch trademark and the Düsseldorf factory which became a Mercedes-Benz van assembly plant. Eighteen months later, Volkswagen bought complete control of Ingolstadt, and by 1966 were using the spare capacity of the Ingolstadt plant to assemble an additional 60,000 Volkswagen Beetles per year. Two-stroke engines became less popular during the 1960s as customers were more attracted to the smoother four-stroke engines. In September 1965, the DKW F102 was fitted with a four-stroke engine and a facelift for the car's front and rear. Volkswagen dumped the DKW brand because of its associations with two-stroke technology, and having classified the model internally as the F103, sold it simply as the "Audi". Later developments of the model were named after their horsepower ratings and sold as the Audi 60, 75, 80, and Super 90, selling until 1972. Initially, Volkswagen was hostile to the idea of Auto Union as a standalone entity producing its own models having acquired the company merely to boost its own production capacity through the Ingolstadt assembly plant – to the point where Volkswagen executives ordered that the Auto Union name and flags bearing the four rings were removed from the factory buildings. Then VW chief Heinz Nordhoff explicitly forbade Auto Union from any further product development. Fearing that Volkswagen had no long-term ambition for the Audi brand, Auto Union engineers under the leadership of Ludwig Kraus developed the first Audi 100 in secret, without Nordhoff's knowledge. When presented with a finished prototype, Nordhoff was so impressed he authorised the car for production, which when launched in 1968, went on to be a huge success. With this, the resurrection of the Audi brand was now complete, this being followed by the first generation Audi 80 in 1972, which would in turn provide a template for VW's new front-wheel-drive water-cooled range which debuted from the mid-1970s onward.
In 1969, Auto Union merged with NSU, based in Neckarsulm, near Stuttgart. In the 1950s, NSU had been the world's largest manufacturer of motorcycles, but had moved on to produce small cars like the NSU Prinz, the TT and TTS versions of which are still popular as vintage race cars. NSU then focused on new rotary engines based on the ideas of Felix Wankel. In 1967, the new NSU Ro 80 was a car well ahead of its time in technical details such as aerodynamics, light weight, and safety. However, teething problems with the rotary engines put an end to the independence of NSU. The Neckarsulm plant is now used to produce the larger Audi models A6 and A8. The Neckarsulm factory is also home of the "quattro GmbH" (from November 2016 "Audi Sport GmbH"), a subsidiary responsible for development and production of Audi high-performance models: the R8 and the RS model range.
Modern era
The new merged company was incorporated on 1 January 1969 and was known as Audi NSU Auto Union AG, with its headquarters at NSU's Neckarsulm plant, and saw the emergence of Audi as a separate brand for the first time since the pre-war era. Volkswagen introduced the Audi brand to the United States for the 1970 model year. That same year, the mid-sized car that NSU had been working on, the K70, originally intended to slot between the rear-engined Prinz models and the futuristic NSU Ro 80, was instead launched as a Volkswagen.
After the launch of the Audi 100 of 1968, the Audi 80/Fox (which formed the basis for the 1973 Volkswagen Passat) followed in 1972 and the Audi 50 (later rebadged as the Volkswagen Polo) in 1974. The Audi 50 was a seminal design because it was the first incarnation of the Golf/Polo concept, one that led to a hugely successful world car. Ultimately, the Audi 80 and 100 (progenitors of the A4 and A6, respectively) became the company's biggest sellers, whilst little investment was made in the fading NSU range; the Prinz models were dropped in 1973 whilst the fatally flawed NSU Ro80 went out of production in 1977, spelling the effective end of the NSU brand. Production of the Audi 100 had been steadily moved from Ingolstadt to Neckarsulm as the 1970s had progressed, and by the appearance of the second generation C2 version in 1976, all production was now at the former NSU plant. Neckarsulm from that point onward would produce Audi's higher-end models.
The Audi image at this time was a conservative one, and so, a proposal from chassis engineer Jörg Bensinger was accepted to develop the four-wheel drive technology in Volkswagen's Iltis military vehicle for an Audi performance car and rally racing car. The performance car, introduced in 1980, was named the "Audi Quattro", a turbocharged coupé which was also the first German large-scale production vehicle to feature permanent all-wheel drive through a centre differential. Commonly referred to as the "Ur-Quattro" (the "Ur-" prefix is a German augmentative used, in this case, to mean "original" and is also applied to the first generation of Audi's S4 and S6 Sport Saloons, as in "UrS4" and "UrS6"), few of these vehicles were produced (all hand-built by a single team), but the model was a great success in rallying. Prominent wins proved the viability of all-wheel-drive racecars, and the Audi name became associated with advances in automotive technology.
In 1985, with the Auto Union and NSU brands effectively dead, the company's official name was now shortened to simply Audi AG. At the same time the company's headquarters moved back to Ingolstadt and two new wholly owned subsidiaries; Auto Union GmbH and NSU GmbH, were formed to own and manage the historical trademarks and intellectual property of the original constituent companies (the exception being Horch, which had been retained by Daimler-Benz after the VW takeover), and to operate Audi's heritage operations.
In 1986, as the Passat-based Audi 80 was beginning to develop a kind of "grandfather's car" image, the type 89 was introduced. This completely new development sold extremely well. However, its modern and dynamic exterior belied the low performance of its base engine, and its base package was quite spartan (even the passenger-side mirror was an option.) In 1987, Audi put forward a new and very elegant Audi 90, which had a much superior set of standard features. In the early 1990s, sales began to slump for the Audi 80 series, and some basic construction problems started to surface.
In the early part of the 21st century, Audi set forth on a German racetrack to claim and maintain several world records, such as top speed endurance. This effort was in-line with the company's heritage from the 1930s racing era Silver Arrows.
Through the early 1990s, Audi began to shift its target market upscale to compete against German automakers Mercedes-Benz and BMW. This began with the release of the Audi V8 in 1990. It was essentially a new engine fitted to the Audi 100/200, but with noticeable bodywork differences. Most obvious was the new grille that was now incorporated in the bonnet.
By 1991, Audi had the four-cylinder Audi 80, the 5-cylinder Audi 90 and Audi 100, the turbocharged Audi 200 and the Audi V8. There was also a coupé version of the 80/90 with both four- and five-cylinder engines.
Although the five-cylinder engine was a successful and robust powerplant, it was still a little too different for the target market. With the introduction of an all-new Audi 100 in 1992, Audi introduced a 2.8L V6 engine. This engine was also fitted to a face-lifted Audi 80 (all 80 and 90 models were now badged 80 except for the USA), giving this model a choice of four-, five-, and six-cylinder engines, in saloon, coupé and convertible body styles.
The five-cylinder was soon dropped as a major engine choice; however, a turbocharged version remained. The engine, initially fitted to the 200 quattro 20V of 1991, was a derivative of the engine fitted to the Sport Quattro. It was fitted to the Audi Coupé, named the S2, and also to the Audi 100 body, and named the S4. These two models were the beginning of the mass-produced S series of performance cars.
Audi 5000 unintended acceleration allegations
Sales in the United States fell after a series of recalls from 1982 to 1987 of Audi 5000 models associated with reported incidents of sudden unintended acceleration linked to six deaths and 700 accidents. At the time, NHTSA was investigating 50 car models from 20 manufacturers for sudden surges of power.
A 60 Minutes report aired 23 November 1986, featuring interviews with six people who had sued Audi after reporting unintended acceleration, showing an Audi 5000 ostensibly suffering a problem when the brake pedal was pushed. Subsequent investigation revealed that 60 Minutes had engineered the failure – fitting a canister of compressed air on the passenger-side floor, linked via a hose to a hole drilled into the transmission.
Audi contended, prior to findings by outside investigators, that the problems were caused by driver error, specifically pedal misapplication. Subsequently, the National Highway Traffic Safety Administration (NHTSA) concluded that the majority of unintended acceleration cases, including all the ones that prompted the 60 Minutes report, were caused by driver error such as confusion of pedals. CBS did not acknowledge the test results of involved government agencies, but did acknowledge the similar results of another study.
In a review study published in 2012, NHTSA summarized its past findings about the Audi unintended acceleration problems: "Once an unintended acceleration had begun, in the Audi 5000, due to a failure in the idle-stabilizer system (producing an initial acceleration of 0.3g), pedal misapplication resulting from panic, confusion, or unfamiliarity with the Audi 5000 contributed to the severity of the incident."
This summary is consistent with the conclusions of NHTSA's most technical analysis at the time: "Audi idle-stabilization systems were prone to defects which resulted in excessive idle speeds and brief unanticipated accelerations of up to 0.3g [which is similar in magnitude to an emergency stop in a subway car]. These accelerations could not be the sole cause of [(long-duration) sudden acceleration incidents (SAI)], but might have triggered some SAIs by startling the driver. The defective idle-stabilization system performed a type of electronic throttle control. Significantly: multiple "intermittent malfunctions of the electronic control unit were observed and recorded ... and [were also observed and] reported by Transport Canada."
With a series of recall campaigns, Audi made several modifications; the first adjusted the distance between the brake and accelerator pedal on automatic-transmission models. Later repairs, of 250,000 cars dating back to 1978, added a device requiring the driver to press the brake pedal before shifting out of park. A legacy of the Audi 5000 and other reported cases of sudden unintended acceleration are intricate gear stick patterns and brake interlock mechanisms to prevent inadvertent shifting into forward or reverse. It is unclear how the defects in the idle-stabilization system were addressed.
Audi's U.S. sales, which had reached 74,061 in 1985, dropped to 12,283 in 1991 and remained level for three years, – with resale values falling dramatically. Audi subsequently offered increased warranty protection and renamed the affected models – with the 5000 becoming the 100 and 200 in 1989 – and reached the same sales levels again only by model year 2000.
A 2010 BusinessWeek article – outlining possible parallels between Audi's experience and 2009–2010 Toyota vehicle recalls – noted a class-action lawsuit filed in 1987 by about 7,500 Audi 5000-model owners remains unsettled and remains contested in Chicago's Cook County after appeals at the Illinois state and U.S. federal levels.
Model introductions
In the mid-to-late 1990s, Audi introduced new technologies including the use of aluminium construction. Produced from 1999 to 2005, the Audi A2 was a futuristic super mini, born from the Al2 concept, with many features that helped regain consumer confidence, like the aluminium space frame, which was a first in production car design. In the A2 Audi further expanded their TDI technology through the use of frugal three-cylinder engines. The A2 was extremely aerodynamic and was designed around a wind tunnel. The Audi A2 was criticised for its high price and was never really a sales success but it planted Audi as a cutting-edge manufacturer. The model, a Mercedes-Benz A-Class competitor, sold relatively well in Europe. However, the A2 was discontinued in 2005 and Audi decided not to develop an immediate replacement.
The next major model change came in 1995 when the Audi A4 replaced the Audi 80. The new nomenclature scheme was applied to the Audi 100 to become the Audi A6 (with a minor facelift). This also meant the S4 became the S6 and a new S4 was introduced in the A4 body. The S2 was discontinued. The Audi Cabriolet continued on (based on the Audi 80 platform) until 1999, gaining the engine upgrades along the way. A new A3 hatchback model (sharing the Volkswagen Golf Mk4's platform) was introduced to the range in 1996, and the radical Audi TT coupé and roadster were debuted in 1998 based on the same underpinnings.
The engines available throughout the range were now a 1.4 L, 1.6 L and 1.8 L four-cylinder, 1.8 L four-cylinder turbo, 2.6 L and 2.8 L V6, 2.2 L turbo-charged five-cylinder and the 4.2 L V8 engine. The V6s were replaced by new 2.4 L and 2.8 L 30V V6s in 1998, with marked improvement in power, torque and smoothness. Further engines were added along the way, including a 3.7 L V8 and 6.0 L W12 engine for the A8.
Audi AG today
Audi's sales grew strongly in the 2000s, with deliveries to customers increasing from 653,000 in 2000 to 1,003,000 in 2008. The largest sales increases came from Eastern Europe (+19.3%), Africa (+17.2%) and the Middle East (+58.5%). China in particular has become a key market, representing 108,000 out of 705,000 cars delivered in the first three quarters of 2009. One factor for its popularity in China is that Audis have become the car of choice for purchase by the Chinese government for officials, and purchases by the government are responsible for 20% of its sales in China. As of late 2009, Audi's operating profit of €1.17 billion ($1.85 billion) made it the biggest contributor to parent Volkswagen Group's nine-month operating profit of €1.5 billion, while the other marques in Group such as Bentley and SEAT had suffered considerable losses. May 2011 saw record sales for Audi of America with the new Audi A7 and Audi A3 TDI Clean Diesel. In May 2012, Audi reported a 10% increase in its sales—from 408 units to 480 in the last year alone.
Audi manufactures vehicles in seven plants around the world, some of which are shared with other VW Group marques although many sub-assemblies such as engines and transmissions are manufactured within other Volkswagen Group plants.
Audi's two principal assembly plants in Germany are:
Ingolstadt, the former Auto Union site originally opened in 1945 and substantially rebuilt by Daimler-Benz in 1962, and acquired by Volkswagen in 1964 (Q2, A3, A4, A5)
Neckarsulm, the former NSU plant, acquired by Volkswagen in 1969: (A4, A5 (cabrio), A6, A7, A8, R8, and all RS variants) - a satellite plant at nearby Böllinger Höfe produces the e-tron GT
Outside of Germany, Audi produces vehicles at:
Aurangabad, India, since 2006
Bratislava, Slovakia, shared with Volkswagen, SEAT, Škoda and Porsche (Q7 and Q8)
Brussels, Belgium, acquired from Volkswagen in 2007 (e-tron)
Changchun, China, since 1995
Győr, Hungary (TT, A3, Q3)
Jakarta, Indonesia, since 2011
Martorell, Spain, shared with SEAT and Volkswagen (A1, Q3)
San José Chiapa, Mexico (2nd gen Q5)
In September 2012, Audi announced the construction of its first North American manufacturing plant in Puebla, Mexico. This plant became operative in 2016 and produces the second generation Q5.
From 2002 up to 2003, Audi headed the Audi Brand Group, a subdivision of the Volkswagen Group's Automotive Division consisting of Audi, Lamborghini and SEAT, which was focused on sporty values, with the marques' product vehicles and performance being under the higher responsibility of the Audi brand.
In January 2014, Audi, along with the Wireless Power Consortium, operated a booth which demonstrated a phone compartment using the Qi open interface standard at the Consumer Electronics Show (CES). In May, most of the Audi dealers in the UK falsely claimed that the Audi A7, A8, and R8 were Euro NCAP safety tested, all achieving five out of five stars. In fact none were tested.
In 2015, Audi admitted that at least 2.1 million Audi cars had been involved in the Volkswagen emissions testing scandal in which software installed in the cars manipulated emissions data to fool regulators and allow the cars to pollute at higher than government-mandated levels. The A1, A3, A4, A5, A6, TT, Q3 and Q5 models were implicated in the scandal. Audi promised to quickly find a technical solution and upgrade the cars so they can function within emissions regulations. Ulrich Hackenberg, the head of research and development at Audi, was suspended in relation to the scandal. Despite widespread media coverage about the scandal through the month of September, Audi reported that U.S. sales for the month had increased by 16.2%. Audi's parent company Volkswagen announced on 18 June 2018 that Audi chief executive Rupert Stadler had been arrested.
In November 2015, the U.S. Environmental Protection Agency implicated the 3-liter diesel engine versions of the 2016 Audi A6 Quattro, A7 Quattro, A8, A8L and the Q5 as further models that had emissions regulation defeat-device software installed. Thus, these models emitted nitrogen oxide at up to nine times the legal limit when the car detected that it was not hooked up to emissions testing equipment.
In November 2016, Audi expressed an intention to establish an assembly factory in Pakistan, with the company's local partner acquiring land for a plant in Korangi Creek Industrial Park in Karachi. Approval of the plan would lead to an investment of $30 million in the new plant. Audi planned to cut 9,500 jobs in Germany starting from 2020 till 2025 to fund electric vehicles and digital working.
In February 2020, Volkswagen AG announced that it plans to take over all Audi shares it does not own (totalling 0.36%) via a squeeze-out according to German stock corporation law, thus making Audi a fully owned subsidiary of the Volkswagen Group. This change took effect from 16 November 2020, when Audi became a wholly owned subsidiary of the Volkswagen Group.
In January 2021, Audi announced that it is planning to sell 1 million vehicles in China in 2023, comparing to 726,000 vehicles in 2020.
Technology
Audi AI
Audi AI is a driver assist feature offered by Audi. The company's stated intent is to offer fully autonomous driving at a future time, acknowledging that legal, regulatory and technical hurdles must be overcome to achieve this goal. On 4 June 2017, Audi stated that its new A8 will be fully self-driving for speeds up to 60 km/h using its Audi AI. Contrary to other cars, the driver will not have to do safety checks such as touching the steering wheel every 15 seconds to use this feature. The Audi A8 will therefore be the first production car to reach level 3 autonomous driving, meaning that the driver can safely turn their attention away from driving tasks, e.g. the driver can text or watch a movie. Audi will also be the first manufacturer to use a 3D Lidar system in addition to cameras and ultrasonic sensors for their AI.
Bodyshells
Audi produces 100% galvanised cars to prevent corrosion, and was the first mass-market vehicle to do so, following introduction of the process by Porsche, c. 1975. Along with other precautionary measures, the full-body zinc coating has proved to be very effective in preventing rust. The body's resulting durability even surpassed Audi's own expectations, causing the manufacturer to extend its original 10-year warranty against corrosion perforation to currently 12 years (except for aluminium bodies which do not rust).
Space Frame
Audi introduced a new series of vehicles in the mid-1990s and continues to pursue new technology and high performance. An all-aluminium car was brought forward by Audi, and in 1994 the Audi A8 was launched, which introduced aluminium space frame technology (called Audi Space Frame or ASF) which saves weight and improves torsion rigidity compared to a conventional steel frame. Prior to that effort, Audi used examples of the Type 44 chassis fabricated out of aluminium as test-beds for the technique. The disadvantage of the aluminium frame is that it is very expensive to repair and requires a specialized aluminium bodyshop. The weight reduction is somewhat offset by the quattro four-wheel drive system which is standard in most markets. Nonetheless, the A8 is usually the lightest all-wheel drive car in the full-size luxury segment, also having best-in-class fuel economy. The Audi A2, Audi TT and Audi R8 also use Audi Space Frame designs.
Drivetrains
Layout
For most of its lineup (excluding the A3, A1, and TT models), Audi has not adopted the transverse engine layout which is typically found in economy cars (such as Peugeot and Citroën), since that would limit the type and power of engines that can be installed. To be able to mount powerful engines (such as a V8 engine in the Audi S4 and Audi RS4, as well as the W12 engine in the Audi A8L W12), Audi has usually engineered its more expensive cars with a longitudinally front-mounted engine, in an "overhung" position, over the front wheels in front of the axle line - this layout dates back to the DKW and Auto Union saloons from the 1950s. But while this allows for the easy adoption of all-wheel drive, it goes against the ideal 50:50 weight distribution.
In all its post Volkswagen-era models, Audi has firmly refused to adopt the traditional rear-wheel drive layout favored by its two archrivals Mercedes-Benz and BMW, favoring either front-wheel drive or all-wheel drive. The majority of Audi's lineup in the United States features all-wheel drive standard on most of its expensive vehicles (only the entry-level trims of the A4 and A6 are available with front-wheel drive), in contrast to Mercedes-Benz and BMW whose lineup treats all-wheel drive as an option. BMW did not offer all-wheel drive on its V8-powered cars (as opposed to crossover SUVs) until the 2010 BMW 7 Series and 2011 BMW 5 Series, while the Audi A8 has had all-wheel drive available/standard since the 1990s. Regarding high-performance variants, Audi S and RS models have always had all-wheel drive, unlike their direct rivals from BMW M and Mercedes-AMG whose cars are rear-wheel drive only (although their performance crossover SUVs are all-wheel drive).
Audi has recently applied the quattro badge to models such as the A3 and TT which do not use the Torsen-based system as in prior years with a mechanical center differential, but with the Haldex Traction electro-mechanical clutch AWD system.
Engines
Prior to the introduction of the Audi 80 and Audi 50 in 1972 and 1974, respectively, Audi had led the development of the EA111 and EA827 inline-four engine families. These new power units underpinned the water-cooled revival of parent company Volkswagen (in the Polo, Golf, Passat and Scirocco), whilst the many derivatives and descendants of these two basic engine designs have appeared in every generation of VW Group vehicles right up to the present day.
In the 1980s, Audi, along with Volvo, was the champion of the inline-five cylinder, 2.1/2.2 L engine as a longer-lasting alternative to more traditional six-cylinder engines. This engine was used not only in production cars but also in their race cars. The 2.1 L inline five-cylinder engine was used as a base for the rally cars in the 1980s, providing well over after modification. Before 1990, there were engines produced with a displacement between 2.0 L and 2.3 L. This range of engine capacity allowed for both fuel economy and power.
For the ultra-luxury version of its Audi A8 fullsize luxury flagship sedan, the Audi A8L W12, Audi uses the Volkswagen Group W12 engine instead of the conventional V12 engine favored by rivals Mercedes-Benz and BMW. The W12 engine configuration (also known as a "WR12") is created by forming two imaginary narrow-angle 15° VR6 engines at an angle of 72°, and the narrow angle of each set of cylinders allows just two overhead camshafts to drive each pair of banks, so just four are needed in total. The advantage of the W12 engine is its compact packaging, allowing Audi to build a 12-cylinder sedan with all-wheel drive, whereas a conventional V12 engine could have only a rear-wheel drive configuration as it would have no space in the engine bay for a differential and other components required to power the front wheels. In fact, the 6.0 L W12 in the Audi A8L W12 is smaller in overall dimensions than the 4.2 L V8 that powers the Audi A8 4.2 variants. The 2011 Audi A8 debuted a revised 6.3-litre version of the W12 (WR12) engine with .
Fuel Stratified Injection
New models of the A3, A4, A6 and A8 have been introduced, with the ageing 1.8-litre engine now having been replaced by new Fuel Stratified Injection (FSI) engines. Nearly every petroleum burning model in the range now incorporates this fuel-saving technology.
Direct-Shift Gearbox
In 2003, Volkswagen introduced the Direct-Shift Gearbox (DSG), a type of dual-clutch transmission. It is a type of automatic transmission, drivable like a conventional torque converter automatic transmission. Based on the gearbox found in the Group B S1, the system includes dual electro-hydraulically controlled clutches instead of a torque converter. This is implemented in some VW Golfs, Audi A3, Audi A4 and TT models where DSG is called S-Tronic.
LED daytime running lights
Beginning in 2005, Audi has implemented white LED technology as daytime running lights (DRL) in their products. The distinctive shape of the DRLs has become a trademark of sorts. LEDs were first introduced on the Audi A8 W12, the world's first production car to have LED DRLs, and have since spread throughout the entire model range. The LEDs are present on some Audi billboards.
Since 2010, Audi has also offered the LED technology in low- and high-beam headlights.
Multi Media Interface
Starting with the 2003 Audi A8, Audi has used a centralised control interface for its on-board infotainment systems, called Multi Media Interface (MMI). It is essentially a rotating control knob and 'segment' buttons – designed to control all in-car entertainment devices (radio, CD changer, iPod, TV tuner), satellite navigation, heating and ventilation, and other car controls with a screen.
The availability of MMI has gradually filtered down the Audi lineup, and following its introduction on the third generation A3 in 2011, MMI is now available across the entire range. It has been generally well received, as it requires less menu-surfing with its segment buttons around a central knob, along with 'main function' direct access buttons – with shortcuts to the radio or phone functions. The colour screen is mounted on the upright dashboard, and on the A4 (new), A5, A6, A8, and Q7, the controls are mounted horizontally.
Synthetic fuels
Audi has assisted with technology to produce synthetic diesel from water and carbon dioxide. Audi calls the synthetic diesel E-diesel. It is also working on synthetic gasoline (which it calls E-gasoline).
Logistics
Audi uses scanning gloves for parts registration during assembly, and automatic robots to transfer cars from factory to rail cars.
Models
Current model range
The following tables list Audi production vehicles that are sold as of 2018:
S and RS models
Electric vehicles
Audi is planning an alliance with the Japanese electronics giant Sanyo to develop a pilot hybrid electric project for the Volkswagen Group. The alliance could result in Sanyo batteries and other electronic components being used in future models of the Volkswagen Group. Concept electric vehicles unveiled to date include the Audi A1 Sportback Concept, Audi A4 TDI Concept E, and the fully electric Audi e-tron Concept Supercar.
Self-driving cars
In December 2018, Audi announced to invest 14 billion Euro ($15.9 billion) in e-mobility, self-driving cars.
Production figures
Data from 1998 to 2010. Figures for different body types/versions of models have been merged to create overall figures for each model.
Motorsport
Audi has competed in various forms of motorsports. Audi's tradition in motorsport began with their former company Auto Union in the 1930s. In the 1990s, Audi found success in the Touring and Super Touring categories of motor racing after success in circuit racing in North America.
Rallying
In 1980, Audi released the Quattro, a four-wheel drive (4WD) turbocharged car that went on to win rallies and races worldwide. It is considered one of the most significant rally cars of all time, because it was one of the first to take advantage of the then-recently changed rules which allowed the use of four-wheel drive in competition racing. Many critics doubted the viability of four-wheel drive racers, thinking them to be too heavy and complex, yet the Quattro was to become a successful car. It led its first rally before going off the road, however, the rally world had been served notice 4WD was the future. The Quattro went on to achieve much success in the World Rally Championship. It won the 1983 (Hannu Mikkola) and the 1984 (Stig Blomqvist) drivers' titles, and brought Audi the manufacturers' title in 1982 and 1984.
In 1984, Audi launched the short-wheelbase Sport Quattro which dominated rally races in Monte Carlo and Sweden, with Audi taking all podium places, but succumbed to problems further into WRC contention. In 1985, after another season mired in mediocre finishes, Walter Röhrl finished the season in his Sport Quattro S1, and helped place Audi second in the manufacturers' points. Audi also received rally honours in the Hong Kong to Beijing rally in that same year. Michèle Mouton, the only female driver to win a round of the World Rally Championship and a driver for Audi, took the Sport Quattro S1, now simply called the "S1", and raced in the Pikes Peak International Hill Climb. The climb race pits a driver and car to drive to the summit of the Pikes Peak mountain in Colorado, and in 1985, Michèle Mouton set a new record of 11:25.39, and being the first woman to set a Pikes Peak record. In 1986, Audi formally left international rally racing following an accident in Portugal involving driver Joaquim Santos in his Ford RS200. Santos swerved to avoid hitting spectators in the road, and left the track into the crowd of spectators on the side, killing three and injuring 30. Bobby Unser used an Audi in that same year to claim a new record for the Pikes Peak Hill Climb at 11:09.22.
In 1987, Walter Röhrl claimed the title for Audi setting a new Pikes Peak International Hill Climb record of 10:47.85 in his Audi S1, which he had retired from the WRC two years earlier. The Audi S1 employed Audi's time-tested inline-five-cylinder turbocharged engine, with the final version generating . The engine was mated to a six-speed gearbox and ran on Audi's famous four-wheel drive system. All of Audi's top drivers drove this car; Hannu Mikkola, Stig Blomqvist, Walter Röhrl and Michèle Mouton. This Audi S1 started the range of Audi 'S' cars, which now represents an increased level of sports-performance equipment within the mainstream Audi model range.
In the United States
As Audi moved away from rallying and into circuit racing, they chose to move first into America with the Trans-Am in 1988.
In 1989, Audi moved to International Motor Sports Association (IMSA) GTO with the Audi 90, however as they avoided the two major endurance events (Daytona and Sebring) despite winning on a regular basis, they would lose out on the title.
Touring cars
In 1990, having completed their objective to market cars in North America, Audi returned to Europe, turning first to the Deutsche Tourenwagen Meisterschaft (DTM) series with the Audi V8, and then in 1993, being unwilling to build cars for the new formula, they turned their attention to the fast-growing Super Touring series, which are a series of national championships. Audi first entered in the French Supertourisme and Italian Superturismo. In the following year, Audi would switch to the German Super Tourenwagen Cup (known as STW), and then to British Touring Car Championship (BTCC) the year after that.
The Fédération Internationale de l'Automobile (FIA), having difficulty regulating the quattro four-wheel drive system, and the impact it had on the competitors, would eventually ban all four-wheel drive cars from competing in the series in 1998, but by then, Audi switched all their works efforts to sports car racing.
By 2000, Audi would still compete in the US with their RS4 for the SCCA Speed World GT Challenge, through dealer/team Champion Racing competing against Corvettes, Vipers, and smaller BMWs (where it is one of the few series to permit 4WD cars). In 2003, Champion Racing entered an RS6. Once again, the quattro four-wheel drive was superior, and Champion Audi won the championship. They returned in 2004 to defend their title, but a newcomer, Cadillac with the new Omega Chassis CTS-V, gave them a run for their money. After four victories in a row, the Audis were sanctioned with several negative changes that deeply affected the car's performance. Namely, added ballast weights, and Champion Audi deciding to go with different tyres, and reducing the boost pressure of the turbocharger.
In 2004, after years of competing with the TT-R in the revitalised DTM series, with privateer team Abt Racing/Christian Abt taking the 2002 title with Laurent Aïello, Audi returned as a full factory effort to touring car racing by entering two factory-supported Joest Racing A4 DTM cars.
24 Hours of Le Mans
Audi began racing prototype sportscars in 1999, debuting at the Le Mans 24 hour. Two car concepts were developed and raced in their first season - the Audi R8R (open-cockpit 'roadster' prototype) and the Audi R8C (closed-cockpit 'coupé' GT-prototype). The R8R scored a credible podium on its racing debut at Le Mans and was the concept which Audi continued to develop into the 2000 season due to favourable rules for open-cockpit prototypes.
However, most of the competitors (such as BMW, Toyota, Mercedes and Nissan) retired at the end of 1999.
The factory-supported Joest Racing team won at Le Mans three times in a row with the Audi R8 (2000–2002), as well as winning every race in the American Le Mans Series in its first year. Audi also sold the car to customer teams such as Champion Racing.
In 2003, two Bentley Speed 8s, with engines designed by Audi, and driven by Joest drivers loaned to the fellow Volkswagen Group company, competed in the GTP class, and finished the race in the top two positions, while the Champion Racing R8 finished third overall, and first in the LMP900 class. Audi returned to the winner's podium at the 2004 race, with the top three finishers all driving R8s: Audi Sport Japan Team Goh finished first, Audi Sport UK Veloqx second, and Champion Racing third.
At the 2005 24 Hours of Le Mans, Champion Racing entered two R8s, along with an R8 from the Audi PlayStation Team Oreca. The R8s (which were built to old LMP900 regulations) received a narrower air inlet restrictor, reducing power, and an additional of weight compared to the newer LMP1 chassis. On average, the R8s were about 2–3 seconds off pace compared to the Pescarolo–Judd. But with a team of excellent drivers and experience, both Champion R8s were able to take first and third, while the Oreca team took fourth. The Champion team was also the first American team to win Le Mans since the Gulf Ford GTs in 1967. This also ends the long era of the R8; however, its replacement for 2006, called the Audi R10 TDI, was unveiled on 13 December 2005.
The R10 TDI employed many new and innovative features, the most notable being the twin-turbocharged direct injection diesel engine. It was first raced in the 2006 12 Hours of Sebring as a race-test in preparation for the 2006 24 Hours of Le Mans, which it later went on to win. Audi had a win in the first diesel sports car at 12 Hours of Sebring (the car was developed with a Diesel engine due to ACO regulations that favor diesel engines). As well as winning the 24 Hours of Le Mans in 2006, the R10 TDI beat the Peugeot 908 HDi FAP in , and in , (however Peugeot won the 24h in 2009) with a podium clean-sweep (all four 908 entries retired) while breaking a distance record (set by the Porsche 917K of Martini Racing in ), in with the R15 TDI Plus.
Audi's sports car racing success would continue with the Audi R18's victory at the 2011 24 Hours of Le Mans. Audi Sport Team Joest's Benoît Tréluyer earned Audi their first pole position in five years while the team's sister car locked out the front row. Early accidents eliminated two of Audi's three entries, but the sole remaining Audi R18 TDI of Tréluyer, Marcel Fässler, and André Lotterer held off the trio of Peugeot 908s to claim victory by a margin of 13.8 seconds.
Results
American Le Mans Series
Audi entered a factory racing team run by Joest Racing into the American Le Mans Series under the Audi Sport North America name in 2000. This was a successful operation with the team winning on its debut in the series at the 2000 12 Hours of Sebring. Factory-backed Audi R8s were the dominant car in ALMS taking 25 victories between 2000 and the end of the 2002 season. In 2003, Audi sold customer cars to Champion Racing as well as continuing to race the factory Audi Sport North America team. Champion Racing won many races as a private team running Audi R8s and eventually replaced Team Joest as the Audi Sport North America between 2006 and 2008. Since 2009 Audi has not taken part in full American Le Mans Series Championships, but has competed in the series opening races at Sebring, using the 12-hour race as a test for Le Mans, and also as part of the 2012 FIA World Endurance Championship season calendar.
Results
European Le Mans Series
Audi participated in the 2003 1000km of Le Mans which was a one-off sports car race in preparation for the 2004 European Le Mans Series. The factory team Audi Sport UK won races and the championship in the 2004 season but Audi was unable to match their sweeping success of Audi Sport North America in the American Le Mans Series, partly due to the arrival of a factory competitor in LMP1, Peugeot. The French manufacturer's 908 HDi FAP became the car to beat in the series from 2008 onwards with 20 LMP wins. However, Audi were able to secure the championship in 2008 even though Peugeot scored more race victories in the season.
Results
World Endurance Championship
2012
In 2012, the FIA sanctioned a World Endurance Championship which would be organised by the ACO as a continuation of the ILMC. Audi competed won the first WEC race at Sebring and followed this up with a further three successive wins, including the 2012 24 Hours of Le Mans. Audi scored a final 5th victory in the 2012 WEC in Bahrain and were able to win the inaugural WEC Manufacturers' Championship.
2013
As defending champions, Audi once again entered the Audi R18 e-tron quattro chassis into the 2013 WEC and the team won the first five consecutive races, including the 2013 24 Hours of Le Mans. The victory at Round 5, Circuit of the Americas, was of particular significance as it marked the 100th win for Audi in Le Mans prototypes. Audi secured their second consecutive WEC Manufacturers' Championship at Round 6 after taking second place and half points in the red-flagged Fuji race.
2014
For the 2014 season, Audi entered a redesigned and upgraded R18 e-tron quattro which featured a 2 MJ energy recovery system. As defending champions, Audi would once again face a challenge in LMP1 from Toyota, and additionally from Porsche who returned to endurance racing after a 16-year absence. The season-opening 6hrs of Silverstone was a disaster for Audi who saw both cars retire from the race, marking the first time that an Audi car has failed to score a podium in a World Endurance Championship race.
Results
Formula E
Audi provide factory support to Abt Sportsline in the FIA Formula E Championship, The team competed under the title of Audi Sport Abt Formula E Team in the inaugural 2014-15 Formula E season. On 13 February 2014 the team announced its driver line up as Daniel Abt and World Endurance Championship driver Lucas di Grassi.
Formula One
Audi has been linked to Formula One in recent years but has always resisted due to the company's opinion that it is not relevant to road cars, but hybrid power unit technology has been adopted into the sport, swaying the company's view and encouraging research into the program by former Ferrari team principal Stefano Domenicali.
Audi announced in August 2022 that it would enter the Championship as an engine manufacturer in . In October, Audi confirmed its partnership with Sauber Motorsport for the year 2026, acquiring a stake in the company for the German brand to enter the competition by renaming the team and supplying engines.
Current factory drivers
Marketing
Branding
The Audi emblem is four overlapping rings that represent the four marques of Auto Union. The Audi emblem symbolises the amalgamation of Audi with DKW, Horch and Wanderer: the first ring from the left represents Audi, the second represents DKW, third is Horch, and the fourth and last ring Wanderer.
The design is popularly believed to have been the idea of Klaus von Oertzen, the director of sales at Wanderer – when Berlin was chosen as the host city for the 1936 Summer Olympics and that a form of the Olympic logo symbolized the newly established Auto Union's desire to succeed. Somewhat ironically, the International Olympic Committee later sued Audi in the International Trademark Court in 1995, where they lost.
The original "Audi" script, with the distinctive slanted tails on the "A" and "d" was created for the historic Audi company in 1920 by the famous graphic designer Lucian Bernhard, and was resurrected when Volkswagen revived the brand in 1965. Following the demise of NSU in 1977, less prominence was given to the four rings, in preference to the "Audi" script encased within a black (later red) ellipse, and was commonly displayed next to the Volkswagen roundel when the two brands shared a dealer network under the V.A.G banner. The ellipse (known as the Audi Oval) was phased out after 1994, when Audi formed its own independent dealer network, and prominence was given back to the four rings – at the same time Audi Sans (a derivative of Univers) was adopted as the font for all marketing materials, corporate communications and was also used in the vehicles themselves.
As part of Audi's centennial celebration in 2009, the company updated the logo, changing the font to left-aligned Audi Type, and altering the shading for the overlapping rings. The revised logo was designed by Rayan Abdullah.
Audi developed a Corporate Sound concept, with Audi Sound Studio designed for producing the Corporate Sound. The Corporate Sound project began with sound agency Klangerfinder GmbH & Co KG and s12 GmbH. Audio samples were created in Klangerfinder's sound studio in Stuttgart, becoming part of Audi Sound Studio collection. Other Audi Sound Studio components include The Brand Music Pool, The Brand Voice. Audi also developed Sound Branding Toolkit including certain instruments, sound themes, rhythm and car sounds which all are supposed to reflect the AUDI sound character.
Audi started using a beating heart sound trademark beginning in 1996. An updated heartbeat sound logo, developed by agencies KLANGERFINDER GmbH & Co KG of Stuttgart and S12 GmbH of Munich, was first used in 2010 in an Audi A8 commercial with the slogan The Art of Progress.
Slogans
Audi's corporate tagline is , meaning "Progress through Technology". The German-language tagline is used in many European countries, including the United Kingdom (but not in Italy, where is used), and in other markets, such as Latin America, Oceania, Africa and parts of Asia including Japan. Originally, the American tagline was Innovation through technology, but in Canada Vorsprung durch Technik was used. Since 2007, Audi has used the slogan Truth in Engineering in the U.S. However, since the Audi emissions testing scandal came to light in September 2015, this slogan was lambasted for being discordant with reality. In fact, just hours after disgraced Volkswagen CEO Martin Winterkorn admitted to cheating on emissions data, an advertisement during the 2015 Primetime Emmy Awards promoted Audi's latest advances in low emissions technology with Kermit the Frog stating, "It's not that easy being green."
Vorsprung durch Technik was first used in English-language advertising after Sir John Hegarty of the Bartle Bogle Hegarty advertising agency visited the Audi factory in 1982. In the original British television commercials, the phrase was voiced by Geoffrey Palmer. After its repeated use in advertising campaigns, the phrase found its way into popular culture, including the British comedy Only Fools and Horses, the U2 song "Zooropa" and the Blur song "Parklife". Similar-sounding phrases have also been used, including as the punchline for a joke in the movie Lock, Stock and Two Smoking Barrels and in the British TV series Peep Show.
Typography
Audi Sans (based on Univers Extended) was originally created in 1997 by Ole Schäfer for MetaDesign. MetaDesign was later commissioned for a new corporate typeface called Audi Type, designed by Paul van der Laan and Pieter van Rosmalen of Bold Monday. The font began to appear in Audi's 2009 products and marketing materials.
Sponsorships
Audi is a strong partner of different kinds of sports. In football, long partnerships exist between Audi and domestic clubs including Bayern Munich, Hamburger SV, 1. FC Nürnberg, Hertha BSC, and Borussia Mönchengladbach and international clubs including Chelsea, Real Madrid, FC Barcelona, A.C. Milan, AFC Ajax and Perspolis. Audi also sponsors winter sports: The Audi FIS Alpine Ski World Cup is named after the company. Additionally, Audi supports the German Ski Association (DSV) as well as the alpine skiing national teams of Switzerland, Sweden, Finland, France, Liechtenstein, Italy, Austria and the U.S. For almost two decades, Audi fosters golf sport: for example with the Audi quattro Cup and the HypoVereinsbank Ladies German Open presented by Audi. In sailing, Audi is engaged in the Medcup regatta and supports the team Luna Rossa during the Louis Vuitton Pacific Series and also is the primary sponsor of the Melges 20 sailboat. Further, Audi sponsors the regional teams ERC Ingolstadt (hockey) and FC Ingolstadt 04 (soccer). In 2009, the year of Audi's 100th anniversary, the company organized the Audi Cup for the first time. Audi also sponsor the New York Yankees as well. In October 2010 they agreed to a three sponsorship year-deal with Everton. Audi also sponsors the England Polo Team and holds the Audi Polo Awards.
Marvel Cinematic Universe
Since the start of the Marvel Cinematic Universe, Audi signed a deal to sponsor, promote and provide vehicles for several films. So far these have been, Iron Man, Iron Man 2, Iron Man 3, Avengers: Age of Ultron, Captain America: Civil War, Spider-Man: Homecoming, Avengers: Endgame and Spider-Man: Far From Home. The R8 supercar became the personal vehicle for Tony Stark (played by Robert Downey Jr.) for six of these films. The e-tron vehicles were promoted in Endgame and Far From Home. Several commercials were co-produced by Marvel and Audi to promote several new concepts and some of the latest vehicles such as the A8, SQ7 and the e-Tron fleet.
Multitronic campaign
In 2001, Audi promoted the new multitronic continuously variable transmission with television commercials throughout Europe, featuring an impersonator of musician and actor Elvis Presley. A prototypical dashboard figure – later named "Wackel-Elvis" ("Wobble Elvis" or "Wobbly Elvis") – appeared in the commercials to demonstrate the smooth ride in an Audi equipped with the multitronic transmission. The dashboard figure was originally intended for use in the commercials only, but after they aired the demand for Wackel-Elvis fans grew among fans and the figure was mass-produced in China and marketed by Audi in their factory outlet store.
Audi TDI
As part of Audi's attempt to promote its Diesel technology in 2009, the company began Audi Mileage Marathon. The driving tour featured a fleet of 23 Audi TDI vehicles from 4 models (Audi Q7 3.0 TDI, Audi Q5 3.0 TDI, Audi A4 3.0 TDI, Audi A3 Sportback 2.0 TDI with S tronic transmission) travelling across the American continent from New York to Los Angeles, passing major cities like Chicago, Dallas and Las Vegas during the 13 daily stages, as well as natural wonders including the Rocky Mountains, Death Valley and the Grand Canyon.
Audi e-tron
The next phase of technology Audi is developing is the e-tron electric drive powertrain system. They have shown several concept cars , each with different levels of size and performance. The original e-tron concept shown at the 2009 Frankfurt motor show is based on the platform of the R8 and has been scheduled for limited production. Power is provided by electric motors at all four wheels. The second concept was shown at the 2010 Detroit Motor Show. Power is provided by two electric motors at the rear axle. This concept is also considered to be the direction for a future mid-engined gas-powered 2-seat performance coupe. The Audi A1 e-tron concept, based on the Audi A1 production model, is a hybrid vehicle with a range extending Wankel rotary engine to provide power after the initial charge of the battery is depleted. It is the only concept of the three to have range-extending capability. The car is powered through the front wheels, always using electric power.
It is all set to be displayed at the Auto Expo 2012 in New Delhi, India, from 5 January. Powered by a 1.4 litre engine, and can cover a distance up to 54 km s on a single charge. The e-tron was also shown in the 2013 blockbuster film Iron Man 3 and was driven by Tony Stark (Iron Man).
Lawsuit on the use of the letter Q
In early 2005, Nissan North America Inc. filed a lawsuit against Audi over the use of the letter "Q" as a model name.
Audi is using the "Q" for the designation of their quattro four-wheel drive system, used in production cars for over twenty-five years (Audi's Quattro trademark is actually an umbrella term for several types of four-wheel-drive systems developed by Torsen, Haldex Traction AB, and Borg-Warner, the latter being used in the Q7). Nissan's Infiniti marque first used Q for their 1989 Infiniti Q45 flagship, but later expanded to its entire lineup, with Q for passenger cars (the Q30, Q40, Q50, and Q60) and QX for SUVs (the QX30, QX50, QX60, and QX70).
A settlement between Audi AG and Nissan was reached in late 2006. The agreement stipulates that Audi will only use the Q-prefix for three models, the Q3, Q5 and the Q7. Audi has since released other Q series cars as well, such as the Q2, Q6, and Q8.
In video games
Audi has supported the European version of PlayStation Home, the PlayStation 3's online community-based service, by releasing a dedicated Home space. Audi is the first carmaker to develop such a space for Home. On 17 December 2009, Audi released two spaces; the Audi Home Terminal and the Audi Vertical Run. The Audi Home Terminal features an Audi TV channel delivering video content, an Internet Browser feature, and a view of a city. The Audi Vertical Run is where users can access the mini-game Vertical Run, a futuristic mini-game featuring Audi's e-tron concept. Players collect energy and race for the highest possible speeds and the fastest players earn a place in the Audi apartments located in a large tower in the centre of the Audi Space. In both the Home Terminal and Vertical Run spaces, there are teleports where users can teleport back and forth between the two spaces. Audi had stated that additional content would be added in 2010. On 31 March 2015 Sony shutdown the PlayStation Home service rendering all content for it inaccessible.
See also
DKW
Horch
Wanderer (company)
Notes
References
External links
Car brands
Car manufacturers of Germany
Companies based in Baden-Württemberg
Companies based in Bavaria
Companies based in Ingolstadt
Companies formerly listed on the Frankfurt Stock Exchange
Vehicle manufacturing companies established in 1909
Vehicle manufacturing companies disestablished in 1939
Vehicle manufacturing companies established in 1965
Re-established companies
German brands
Luxury motor vehicle manufacturers
Companies based in Saxony
Sports car manufacturers
Volkswagen Group
German companies established in 1909
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https://en.wikipedia.org/wiki/Aircraft
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Aircraft
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An aircraft (: aircraft) is a vehicle that is able to fly by gaining support from the air. It counters the force of gravity by using either static lift or the dynamic lift of an airfoil, or, in a few cases, direct downward thrust from its engines. Common examples of aircraft include airplanes, helicopters, airships (including blimps), gliders, paramotors, and hot air balloons.
The human activity that surrounds aircraft is called aviation. The science of aviation, including designing and building aircraft, is called aeronautics. Crewed aircraft are flown by an onboard pilot, whereas unmanned aerial vehicles may be remotely controlled or self-controlled by onboard computers. Aircraft may be classified by different criteria, such as lift type, aircraft propulsion (if any), usage and others.
History
Flying model craft and stories of manned flight go back many centuries; however, the first manned ascent — and safe descent — in modern times took place by larger hot-air balloons developed in the 18th century. Each of the two World Wars led to great technical advances. Consequently, the history of aircraft can be divided into five eras:
Pioneers of flight, from the earliest experiments to 1914.
First World War, 1914 to 1918.
Aviation between the World Wars, 1918 to 1939.
Second World War, 1939 to 1945.
Postwar era, also called the Jet Age, 1945 to the present day.
Methods of lift
Lighter than air – aerostats
Aerostats use buoyancy to float in the air in much the same way that ships float on the water. They are characterized by one or more large cells or canopies, filled with a relatively low-density gas such as helium, hydrogen, or hot air, which is less dense than the surrounding air. When the weight of this is added to the weight of the aircraft structure, it adds up to the same weight as the air that the craft displaces.
Small hot-air balloons, called sky lanterns, were first invented in ancient China prior to the 3rd century BC and used primarily in cultural celebrations, and were only the second type of aircraft to fly, the first being kites, which were first invented in ancient China over two thousand years ago (see Han Dynasty).
A balloon was originally any aerostat, while the term airship was used for large, powered aircraft designs — usually fixed-wing. In 1919, Frederick Handley Page was reported as referring to "ships of the air," with smaller passenger types as "Air yachts." In the 1930s, large intercontinental flying boats were also sometimes referred to as "ships of the air" or "flying-ships". — though none had yet been built. The advent of powered balloons, called dirigible balloons, and later of rigid hulls allowing a great increase in size, began to change the way these words were used. Huge powered aerostats, characterized by a rigid outer framework and separate aerodynamic skin surrounding the gas bags, were produced, the Zeppelins being the largest and most famous. There were still no fixed-wing aircraft or non-rigid balloons large enough to be called airships, so "airship" came to be synonymous with these aircraft. Then several accidents, such as the Hindenburg disaster in 1937, led to the demise of these airships. Nowadays a "balloon" is an unpowered aerostat and an "airship" is a powered one.
A powered, steerable aerostat is called a dirigible. Sometimes this term is applied only to non-rigid balloons, and sometimes dirigible balloon is regarded as the definition of an airship (which may then be rigid or non-rigid). Non-rigid dirigibles are characterized by a moderately aerodynamic gasbag with stabilizing fins at the back. These soon became known as blimps. During World War II, this shape was widely adopted for tethered balloons; in windy weather, this both reduces the strain on the tether and stabilizes the balloon. The nickname blimp was adopted along with the shape. In modern times, any small dirigible or airship is called a blimp, though a blimp may be unpowered as well as powered.
Heavier-than-air – aerodynes
Heavier-than-air aircraft, such as airplanes, must find some way to push air or gas downwards so that a reaction occurs (by Newton's laws of motion) to push the aircraft upwards. This dynamic movement through the air is the origin of the term. There are two ways to produce dynamic upthrust — aerodynamic lift, and powered lift in the form of engine thrust.
Aerodynamic lift involving wings is the most common, with fixed-wing aircraft being kept in the air by the forward movement of wings, and rotorcraft by spinning wing-shaped rotors sometimes called "rotary wings." A wing is a flat, horizontal surface, usually shaped in cross-section as an aerofoil. To fly, air must flow over the wing and generate lift. A flexible wing is a wing made of fabric or thin sheet material, often stretched over a rigid frame. A kite is tethered to the ground and relies on the speed of the wind over its wings, which may be flexible or rigid, fixed, or rotary.
With powered lift, the aircraft directs its engine thrust vertically downward. V/STOL aircraft, such as the Harrier jump jet and Lockheed Martin F-35B take off and land vertically using powered lift and transfer to aerodynamic lift in steady flight.
A pure rocket is not usually regarded as an aerodyne because it does not depend on the air for its lift (and can even fly into space); however, many aerodynamic lift vehicles have been powered or assisted by rocket motors. Rocket-powered missiles that obtain aerodynamic lift at very high speed due to airflow over their bodies are a marginal case.
Fixed-wing
The forerunner of the fixed-wing aircraft is the kite. Whereas a fixed-wing aircraft relies on its forward speed to create airflow over the wings, a kite is tethered to the ground and relies on the wind blowing over its wings to provide lift. Kites were the first kind of aircraft to fly and were invented in China around 500 BC. Much aerodynamic research was done with kites before test aircraft, wind tunnels, and computer modelling programs became available.
The first heavier-than-air craft capable of controlled free-flight were gliders. A glider designed by George Cayley carried out the first true manned, controlled flight in 1853. The first powered and controllable fixed-wing aircraft (the airplane or aeroplane) was invented by Wilbur and Orville Wright.
Besides the method of propulsion (if any), fixed-wing aircraft are in general characterized by their wing configuration. The most important wing characteristics are:
Number of wings — monoplane, biplane, etc.
Wing support — Braced or cantilever, rigid or flexible.
Wing planform — including aspect ratio, angle of sweep, and any variations along the span (including the important class of delta wings).
Location of the horizontal stabilizer, if any.
Dihedral angle — positive, zero, or negative (anhedral).
A variable geometry aircraft can change its wing configuration during flight.
A flying wing has no fuselage, though it may have small blisters or pods. The opposite of this is a lifting body, which has no wings, though it may have small stabilizing and control surfaces.
Wing-in-ground-effect vehicles are generally not considered aircraft. They "fly" efficiently close to the surface of the ground or water, like conventional aircraft during takeoff. An example is the Russian ekranoplan nicknamed the "Caspian Sea Monster". Man-powered aircraft also rely on ground effect to remain airborne with minimal pilot power, but this is only because they are so underpowered—in fact, the airframe is capable of flying higher.
Rotorcraft
Rotorcraft, or rotary-wing aircraft, use a spinning rotor with aerofoil cross-section blades (a rotary wing) to provide lift. Types include helicopters, autogyros, and various hybrids such as gyrodynes and compound rotorcraft.
Helicopters have a rotor turned by an engine-driven shaft. The rotor pushes air downward to create lift. By tilting the rotor forward, the downward flow is tilted backward, producing thrust for forward flight. Some helicopters have more than one rotor and a few have rotors turned by gas jets at the tips. Some have a tail rotor to counteract the rotation of the main rotor, and to aid directional control.
Autogyros have unpowered rotors, with a separate power plant to provide thrust. The rotor is tilted backward. As the autogyro moves forward, air blows upward across the rotor, making it spin. This spinning increases the speed of airflow over the rotor, to provide lift. Rotor kites are unpowered autogyros, which are towed to give them forward speed or tethered to a static anchor in high-wind for kited flight.
Compound rotorcraft have wings that provide some or all of the lift in forward flight. They are nowadays classified as powered lift types and not as rotorcraft. Tiltrotor aircraft (such as the Bell Boeing V-22 Osprey), tiltwing, tail-sitter, and coleopter aircraft have their rotors/propellers horizontal for vertical flight and vertical for forward flight.
Other methods of lift
A lifting body is an aircraft body shaped to produce lift. If there are any wings, they are too small to provide significant lift and are used only for stability and control. Lifting bodies are not efficient: they suffer from high drag, and must also travel at high speed to generate enough lift to fly. Many of the research prototypes, such as the Martin Marietta X-24, which led up to the Space Shuttle, were lifting bodies, though the Space Shuttle is not, and some supersonic missiles obtain lift from the airflow over a tubular body.
Powered lift types rely on engine-derived lift for vertical takeoff and landing (VTOL). Most types transition to fixed-wing lift for horizontal flight. Classes of powered lift types include VTOL jet aircraft (such as the Harrier jump jet) and tiltrotors, such as the Bell Boeing V-22 Osprey, among others. A few experimental designs rely entirely on engine thrust to provide lift throughout the whole flight, including personal fan-lift hover platforms and jetpacks. VTOL research designs include the Rolls-Royce Thrust Measuring Rig.
Some rotor wings employ horizontal-axis wings, in which airflow across a spinning rotor generates lift. The Flettner airplane uses a rotating cylinder, obtaining lift from the Magnus effect. The FanWing uses a cross-flow fan, while the mechanically more complex cyclogyro comprises multiple wings which rotate together around a central axis.
The ornithopter obtains thrust by flapping its wings.
Size and speed extremes
Size
The smallest aircraft are toys/recreational items, and nano aircraft.
The largest aircraft by dimensions and volume (as of 2016) is the long British Airlander 10, a hybrid blimp, with helicopter and fixed-wing features, and reportedly capable of speeds up to , and an airborne endurance of two weeks with a payload of up to .
The largest aircraft by weight and largest regular fixed-wing aircraft ever built, , was the Antonov An-225 Mriya. That Soviet-built (Ukrainian SSR) six-engine transport of the 1980s was long, with an wingspan. It holds the world payload record, after transporting of goods, and has flown loads commercially. With a maximum loaded weight of , it was also the heaviest aircraft built to date. It could cruise at . The aircraft was destroyed during the Russo-Ukrainian War.
The largest military airplanes are the Ukrainian Antonov An-124 Ruslan (world's second-largest airplane, also used as a civilian transport), and American Lockheed C-5 Galaxy transport, weighing, loaded, over . The 8-engine, piston/propeller Hughes H-4 Hercules "Spruce Goose" — an American World War II wooden flying boat transport with a greater wingspan (94m/260ft) than any current aircraft and a tail height equal to the tallest (Airbus A380-800 at 24.1m/78ft) — flew only one short hop in the late 1940s and never flew out of ground effect.
The largest civilian airplanes, apart from the above-noted An-225 and An-124, are the Airbus Beluga cargo transport derivative of the Airbus A300 jet airliner, the Boeing Dreamlifter cargo transport derivative of the Boeing 747 jet airliner/transport (the 747-200B was, at its creation in the 1960s, the heaviest aircraft ever built, with a maximum weight of over ), and the double-decker Airbus A380 "super-jumbo" jet airliner (the world's largest passenger airliner).
Speeds
The fastest fixed-wing aircraft and fastest glider, is the Space Shuttle, which re-entered the atmosphere at nearly Mach 25 or
The fastest recorded powered aircraft flight and fastest recorded aircraft flight of an air-breathing powered aircraft was of the NASA X-43A Pegasus, a scramjet-powered, hypersonic, lifting body experimental research aircraft, at Mach 9.68 or on 16 November 2004.
Prior to the X-43A, the fastest recorded powered airplane flight, and still the record for the fastest manned powered airplane, was the North American X-15, rocket-powered airplane at Mach 6.7 or 7,274 km/h (4,520 mph) on 3 October 1967.
The fastest manned, air-breathing powered airplane is the Lockheed SR-71 Blackbird, a U.S. reconnaissance jet fixed-wing aircraft, having reached on 28 July 1976.
Propulsion
Unpowered aircraft
Gliders are heavier-than-air aircraft that do not employ propulsion once airborne. Take-off may be by launching forward and downward from a high location, or by pulling into the air on a tow-line, either by a ground-based winch or vehicle, or by a powered "tug" aircraft. For a glider to maintain its forward air speed and lift, it must descend in relation to the air (but not necessarily in relation to the ground). Many gliders can "soar", i.e., gain height from updrafts such as thermal currents. The first practical, controllable example was designed and built by the British scientist and pioneer George Cayley, whom many recognise as the first aeronautical engineer. Common examples of gliders are sailplanes, hang gliders and paragliders.
Balloons drift with the wind, though normally the pilot can control the altitude, either by heating the air or by releasing ballast, giving some directional control (since the wind direction changes with altitude). A wing-shaped hybrid balloon can glide directionally when rising or falling; but a spherically shaped balloon does not have such directional control.
Kites are aircraft that are tethered to the ground or other object (fixed or mobile) that maintains tension in the tether or kite line; they rely on virtual or real wind blowing over and under them to generate lift and drag. Kytoons are balloon-kite hybrids that are shaped and tethered to obtain kiting deflections, and can be lighter-than-air, neutrally buoyant, or heavier-than-air.
Powered aircraft
Powered aircraft have one or more onboard sources of mechanical power, typically aircraft engines although rubber and manpower have also been used. Most aircraft engines are either lightweight reciprocating engines or gas turbines. Engine fuel is stored in tanks, usually in the wings but larger aircraft also have additional fuel tanks in the fuselage.
Propeller aircraft
Propeller aircraft use one or more propellers (airscrews) to create thrust in a forward direction. The propeller is usually mounted in front of the power source in tractor configuration but can be mounted behind in pusher configuration. Variations of propeller layout include contra-rotating propellers and ducted fans.
Many kinds of power plant have been used to drive propellers. Early airships used man power or steam engines. The more practical internal combustion piston engine was used for virtually all fixed-wing aircraft until World War II and is still used in many smaller aircraft. Some types use turbine engines to drive a propeller in the form of a turboprop or propfan. Human-powered flight has been achieved, but has not become a practical means of transport. Unmanned aircraft and models have also used power sources such as electric motors and rubber bands.
Jet aircraft
Jet aircraft use airbreathing jet engines, which take in air, burn fuel with it in a combustion chamber, and accelerate the exhaust rearwards to provide thrust.
Different jet engine configurations include the turbojet and turbofan, sometimes with the addition of an afterburner. Those with no rotating turbomachinery include the pulsejet and ramjet. These mechanically simple engines produce no thrust when stationary, so the aircraft must be launched to flying speed using a catapult, like the V-1 flying bomb, or a rocket, for example. Other engine types include the motorjet and the dual-cycle Pratt & Whitney J58.
Compared to engines using propellers, jet engines can provide much higher thrust, higher speeds and, above about , greater efficiency. They are also much more fuel-efficient than rockets. As a consequence nearly all large, high-speed or high-altitude aircraft use jet engines.
Rotorcraft
Some rotorcraft, such as helicopters, have a powered rotary wing or rotor, where the rotor disc can be angled slightly forward so that a proportion of its lift is directed forwards. The rotor may, like a propeller, be powered by a variety of methods such as a piston engine or turbine. Experiments have also used jet nozzles at the rotor blade tips.
Other types of powered aircraft
Rocket-powered aircraft have occasionally been experimented with, and the Messerschmitt Me 163 Komet fighter even saw action in the Second World War. Since then, they have been restricted to research aircraft, such as the North American X-15, which traveled up into space where air-breathing engines cannot work (rockets carry their own oxidant). Rockets have more often been used as a supplement to the main power plant, typically for the rocket-assisted take off of heavily loaded aircraft, but also to provide high-speed dash capability in some hybrid designs such as the Saunders-Roe SR.53.
The ornithopter obtains thrust by flapping its wings. It has found practical use in a model hawk used to freeze prey animals into stillness so that they can be captured, and in toy birds.
Design and construction
Aircraft are designed according to many factors such as customer and manufacturer demand, safety protocols and physical and economic constraints. For many types of aircraft the design process is regulated by national airworthiness authorities.
The key parts of an aircraft are generally divided into three categories:
The structure ("airframe") comprises the main load-bearing elements and associated equipment, as well as flight controls.
The propulsion system ("powerplant") (if it is powered) comprises the power source and associated equipment, as described above.
The avionics comprise the electrical and electronic control, navigation and communication systems.
Structure
The approach to structural design varies widely between different types of aircraft. Some, such as paragliders, comprise only flexible materials that act in tension and rely on aerodynamic pressure to hold their shape. A balloon similarly relies on internal gas pressure, but may have a rigid basket or gondola slung below it to carry its payload. Early aircraft, including airships, often employed flexible doped aircraft fabric covering to give a reasonably smooth aeroshell stretched over a rigid frame. Later aircraft employed semi-monocoque techniques, where the skin of the aircraft is stiff enough to share much of the flight loads. In a true monocoque design there is no internal structure left.
The key structural parts of an aircraft depend on what type it is.
Aerostats
Lighter-than-air types are characterised by one or more gasbags, typically with a supporting structure of flexible cables or a rigid framework called its hull. Other elements such as engines or a gondola may also be attached to the supporting structure.
Aerodynes
Heavier-than-air types are characterised by one or more wings and a central fuselage. The fuselage typically also carries a tail or empennage for stability and control, and an undercarriage for takeoff and landing. Engines may be located on the fuselage or wings. On a fixed-wing aircraft the wings are rigidly attached to the fuselage, while on a rotorcraft the wings are attached to a rotating vertical shaft. Smaller designs sometimes use flexible materials for part or all of the structure, held in place either by a rigid frame or by air pressure. The fixed parts of the structure comprise the airframe.
Power
The source of motive power for an aircraft is normally called the powerplant, and includes engine or motor, propeller or rotor, (if any), jet nozzles and thrust reversers (if any), and accessories essential to the functioning of the engine or motor (e.g.: starter, ignition system, intake system, exhaust system, fuel system, lubrication system, engine cooling system, and engine controls).
Powered aircraft are typically powered by internal combustion engines (piston or turbine) burning fossil fuels -- typically gasoline (avgas) or jet fuel. A very few are powered by rocket power, ramjet propulsion, or by electric motors, or by internal combustion engines of other types, or using other fuels. A very few have been powered, for short flights, by human muscle energy (e.g.: Gossamer Condor).
Avionics
The avionics comprise any electronic aircraft flight control systems and related equipment, including electronic cockpit instrumentation, navigation, radar, monitoring, and communications systems.
Flight characteristics
Flight envelope
The flight envelope of an aircraft refers to its approved design capabilities in terms of airspeed, load factor and altitude. The term can also refer to other assessments of aircraft performance such as maneuverability. When an aircraft is abused, for instance by diving it at too-high a speed, it is said to be flown outside the envelope, something considered foolhardy since it has been taken beyond the design limits which have been established by the manufacturer. Going beyond the envelope may have a known outcome such as flutter or entry to a non-recoverable spin (possible reasons for the boundary).
Range
The range is the distance an aircraft can fly between takeoff and landing, as limited by the time it can remain airborne.
For a powered aircraft the time limit is determined by the fuel load and rate of consumption.
For an unpowered aircraft, the maximum flight time is limited by factors such as weather conditions and pilot endurance. Many aircraft types are restricted to daylight hours, while balloons are limited by their supply of lifting gas. The range can be seen as the average ground speed multiplied by the maximum time in the air.
The Airbus A350-900ULR is now the longest range airliner.
Flight dynamics
Flight dynamics is the science of air vehicle orientation and control in three dimensions. The three critical flight dynamics parameters are the angles of rotation around three axes which pass through the vehicle's center of gravity, known as pitch, roll, and yaw.
Roll is a rotation about the longitudinal axis (equivalent to the rolling or heeling of a ship) giving an up-down movement of the wing tips measured by the roll or bank angle.
Pitch is a rotation about the sideways horizontal axis giving an up-down movement of the aircraft nose measured by the angle of attack.
Yaw is a rotation about the vertical axis giving a side-to-side movement of the nose known as sideslip.
Flight dynamics is concerned with the stability and control of an aircraft's rotation about each of these axes.
Stability
An aircraft that is unstable tends to diverge from its intended flight path and so is difficult to fly. A very stable aircraft tends to stay on its flight path and is difficult to maneuver. Therefore, it is important for any design to achieve the desired degree of stability. Since the widespread use of digital computers, it is increasingly common for designs to be inherently unstable and rely on computerised control systems to provide artificial stability.
A fixed wing is typically unstable in pitch, roll, and yaw. Pitch and yaw stabilities of conventional fixed wing designs require horizontal and vertical stabilisers, which act similarly to the feathers on an arrow. These stabilizing surfaces allow equilibrium of aerodynamic forces and to stabilise the flight dynamics of pitch and yaw. They are usually mounted on the tail section (empennage), although in the canard layout, the main aft wing replaces the canard foreplane as pitch stabilizer. Tandem wing and tailless aircraft rely on the same general rule to achieve stability, the aft surface being the stabilising one.
A rotary wing is typically unstable in yaw, requiring a vertical stabiliser.
A balloon is typically very stable in pitch and roll due to the way the payload is slung underneath the center of lift.
Control
Flight control surfaces enable the pilot to control an aircraft's flight attitude and are usually part of the wing or mounted on, or integral with, the associated stabilizing surface. Their development was a critical advance in the history of aircraft, which had until that point been uncontrollable in flight.
Aerospace engineers develop control systems for a vehicle's orientation (attitude) about its center of mass. The control systems include actuators, which exert forces in various directions, and generate rotational forces or moments about the aerodynamic center of the aircraft, and thus rotate the aircraft in pitch, roll, or yaw. For example, a pitching moment is a vertical force applied at a distance forward or aft from the aerodynamic center of the aircraft, causing the aircraft to pitch up or down. Control systems are also sometimes used to increase or decrease drag, for example to slow the aircraft to a safe speed for landing.
The two main aerodynamic forces acting on any aircraft are lift supporting it in the air and drag opposing its motion. Control surfaces or other techniques may also be used to affect these forces directly, without inducing any rotation.
Environmental impact
Aircraft permit long distance, high speed travel and may be a more fuel efficient mode of transportation in some circumstances. Aircraft have environmental and climate impacts beyond fuel efficiency considerations, however. They are also relatively noisy compared to other forms of travel and high altitude aircraft generate contrails, which experimental evidence suggests may alter weather patterns.
Uses for aircraft
Aircraft are produced in several different types optimized for various uses; military aircraft, which includes not just combat types but many types of supporting aircraft, and civil aircraft, which include all non-military types, experimental and model.
Military
A military aircraft is any aircraft that is operated by a legal or insurrectionary armed service of any type. Military aircraft can be either combat or non-combat:
Combat aircraft are aircraft designed to destroy enemy equipment using its own armament. Combat aircraft divide broadly into fighters and bombers, with several in-between types, such as fighter-bombers and attack aircraft, including attack helicopters.
Non-combat aircraft are not designed for combat as their primary function, but may carry weapons for self-defense. Non-combat roles include search and rescue, reconnaissance, observation, transport, training, and aerial refueling. These aircraft are often variants of civil aircraft.
Most military aircraft are powered heavier-than-air types. Other types, such as gliders and balloons, have also been used as military aircraft; for example, balloons were used for observation during the American Civil War and World War I, and military gliders were used during World War II to land troops.
Civil
Civil aircraft divide into commercial and general types, however there are some overlaps.
Commercial aircraft include types designed for scheduled and charter airline flights, carrying passengers, mail and other cargo. The larger passenger-carrying types are the airliners, the largest of which are wide-body aircraft. Some of the smaller types are also used in general aviation, and some of the larger types are used as VIP aircraft.
General aviation is a catch-all covering other kinds of private (where the pilot is not paid for time or expenses) and commercial use, and involving a wide range of aircraft types such as business jets (bizjets), trainers, homebuilt, gliders, warbirds and hot air balloons to name a few. The vast majority of aircraft today are general aviation types.
Experimental
An experimental aircraft is one that has not been fully proven in flight, or that carries a Special Airworthiness Certificate, called an Experimental Certificate in United States parlance. This often implies that the aircraft is testing new aerospace technologies, though the term also refers to amateur-built and kit-built aircraft, many of which are based on proven designs.
Model
A model aircraft is a small unmanned type made to fly for fun, for static display, for aerodynamic research or for other purposes. A scale model is a replica of some larger design.
See also
Lists
Early flying machines
Flight altitude record
List of aircraft
List of civil aircraft
List of fighter aircraft
List of individual aircraft
List of large aircraft
List of aviation, aerospace and aeronautical terms
Topics
Aircraft hijacking
Aircraft spotting
Air traffic control
Airport
Flying car
Personal air vehicle
Powered parachute
Spacecraft
Spaceplane
References
External links
History
The Evolution of Modern Aircraft (NASA)
Virtual Museum
Smithsonian Air and Space Museum - online collection with a particular focus on history of aircraft and spacecraft
Amazing Early Flying Machines slideshow by Life magazine
Information
Airliners.net
Aviation Dictionary - free aviation terms, phrases and jargons
New Scientists aviation page
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https://en.wikipedia.org/wiki/Alfred%20Nobel
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Alfred Nobel
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Alfred Bernhard Nobel ( , ; 21 October 1833 – 10 December 1896) was a Swedish chemist, engineer, inventor, businessman, and philanthropist. He is known for creating dynamite as well as having bequeathed his fortune to establish the Nobel Prize. He also made several important contributions to science, holding 355 patents in his lifetime. Nobel's most famous invention was dynamite, an explosive using nitroglycerin; it was patented in 1867.
Nobel displayed an early aptitude for science and learning, particularly in chemistry and languages; he became fluent in six languages and filed his first patent at the age of 24. He embarked on many business ventures with his family, most notably owning the company Bofors, which was an iron and steel producer that he had developed into a major manufacturer of cannons and other armaments.
Nobel was later inspired to donate his fortune to the Nobel Prize institution, which would annually recognize those who "conferred the greatest benefit to humankind". The synthetic element nobelium was named after him, and his name and legacy also survives in companies such as Dynamit Nobel and AkzoNobel, which descend from mergers with companies he founded.
Nobel was elected a member of the Royal Swedish Academy of Sciences, which, pursuant to his will, would be responsible for choosing the Nobel laureates in physics and in chemistry.
Personal life
Early life and education
Alfred Nobel was born in Stockholm, United Kingdoms of Sweden and Norway on 21 October 1833. He was the third son of Immanuel Nobel (1801–1872), an inventor and engineer, and Karolina Andriette Nobel (née Ahlsell 1805–1889). The couple married in 1827 and had eight children. The family was impoverished and only Alfred and his three brothers survived beyond childhood. Through his father, Alfred Nobel was a descendant of the Swedish scientist Olaus Rudbeck (1630–1702), and in his turn, the boy was interested in engineering, particularly explosives, learning the basic principles from his father at a young age. Alfred Nobel's interest in technology was inherited from his father, an alumnus of Royal Institute of Technology in Stockholm.Following various business failures caused by the loss of some barges of building material, Immanuel Nobel was forced into bankruptcy, Nobel's father moved to Saint Petersburg, Russia, and grew successful there as a manufacturer of machine tools and explosives. He invented the veneer lathe (which made possible the production of modern plywood) and started work on the torpedo. In 1842, the family joined him in the city. Now prosperous, his parents were able to send Nobel to private tutors and the boy excelled in his studies, particularly in chemistry and languages, achieving fluency in English, French, German and Russian. For 18 months, from 1841 to 1842, Nobel went to the only school he ever attended as a child, in Stockholm.
Nobel gained proficiency in Swedish, French, Russian, English, German, and Italian. He also developed sufficient literary skill to write poetry in English. His Nemesis is a prose tragedy in four acts about the Italian noblewoman Beatrice Cenci. It was printed while he was dying, but the entire stock was destroyed immediately after his death except for three copies, being regarded as scandalous and blasphemous. It was published in Sweden in 2003 and has been translated into Slovenian, French, Italian, and Spanish.
Religion
Nobel was Lutheran and regularly attended the Church of Sweden Abroad during his Paris years, led by pastor Nathan Söderblom who received the Nobel Peace Prize in 1930. He was an agnostic in youth and became an atheist later in life, though he still donated generously to the Church.
Health and relationships
Nobel traveled for much of his business life, maintaining companies in Europe and America while keeping a home in Paris from 1873 to 1891. He remained a solitary character, given to periods of depression. He remained unmarried, although his biographers note that he had at least three loves, the first in Russia with a girl named Alexandra who rejected his proposal. In 1876, Austro-Bohemian Countess Bertha Kinsky became his secretary, but she left him after a brief stay to marry her previous lover Baron Arthur Gundaccar von Suttner. Her contact with Nobel was brief, yet she corresponded with him until his death in 1896, and probably influenced his decision to include a peace prize in his will. She was awarded the 1905 Nobel Peace prize "for her sincere peace activities". Nobel's longest-lasting relationship was with Sofija Hess from Celje whom he met in 1876 in Baden near Vienna, where she worked as an employee in a flower shop. The liaison lasted for 18 years.
Residences
In the years of 1865 to 1873, Alfred Nobel had his home in Krümmel, Hamburg, he afterward moved to a house in the Avenue Malakoff in Paris that same year.
In 1894, when he acquired Bofors-Gullspång, the Björkborn Manor was included, he stayed at his manor house in Sweden during the summers. The manor house became his very last residence in Sweden and has after his death functioned as a museum.
Alfred Nobel died on 10 December 1896, in Sanremo, Italy, at his very last residence, Villa Nobel, overlooking the Mediterranean Sea.
Scientific career
As a young man, Nobel studied with chemist Nikolai Zinin; then, in 1850, went to Paris to further the work. There he met Ascanio Sobrero, who had invented nitroglycerin three years before. Sobrero strongly opposed the use of nitroglycerin because it was unpredictable, exploding when subjected to variable heat or pressure. But Nobel became interested in finding a way to control and use nitroglycerin as a commercially usable explosive; it had much more power than gunpowder. In 1851 at age 18, he went to the United States for one year to study, working for a short period under Swedish-American inventor John Ericsson, who designed the American Civil War ironclad, USS Monitor. Nobel filed his first patent, an English patent for a gas meter, in 1857, while his first Swedish patent, which he received in 1863, was on "ways to prepare gunpowder".The family factory produced armaments for the Crimean War (1853–1856), but had difficulty switching back to regular domestic production when the fighting ended and they filed for bankruptcy. In 1859, Nobel's father left his factory in the care of the second son, Ludvig Nobel (1831–1888), who greatly improved the business. Nobel and his parents returned to Sweden from Russia and Nobel devoted himself to the study of explosives, and especially to the safe manufacture and use of nitroglycerin. Nobel invented a detonator in 1863, and in 1865 designed the blasting cap.
On 3 September 1864, a shed used for preparation of nitroglycerin exploded at the factory in Heleneborg, Stockholm, Sweden, killing five people, including Nobel's younger brother Emil. Fazed by the accident, Nobel founded the company Nitroglycerin Aktiebolaget AB in Vinterviken so that he could continue to work in a more isolated area. Nobel invented dynamite in 1867, a substance easier and safer to handle than the more unstable nitroglycerin. Dynamite was patented in the US and the UK and was used extensively in mining and the building of transport networks internationally. In 1875, Nobel invented gelignite, more stable and powerful than dynamite, and in 1887, patented ballistite, a predecessor of cordite.
Nobel was elected a member of the Royal Swedish Academy of Sciences in 1884, the same institution that would later select laureates for two of the Nobel prizes, and he received an honorary doctorate from Uppsala University in 1893.
Nobel's brothers Ludvig and Robert founded the oil company Branobel and became hugely rich in their own right. Nobel invested in these and amassed great wealth through the development of these new oil regions. It operated mainly in Baku, Azerbaijan, but also in Cheleken, Turkmenistan. During his life, Nobel was issued 355 patents internationally, and by his death, his business had established more than 90 armaments factories, despite his apparently pacifist character.
Inventions
Nobel found that when nitroglycerin was incorporated in an absorbent inert substance like kieselguhr (diatomaceous earth) it became safer and more convenient to handle, and this mixture he patented in 1867 as "dynamite". Nobel demonstrated his explosive for the first time that year, at a quarry in Redhill, Surrey, England. In order to help reestablish his name and improve the image of his business from the earlier controversies associated with dangerous explosives, Nobel had also considered naming the highly powerful substance "Nobel's Safety Powder", but settled with Dynamite instead, referring to the Greek word for "power" ().
Nobel later combined nitroglycerin with various nitrocellulose compounds, similar to collodion, but settled on a more efficient recipe combining another nitrate explosive, and obtained a transparent, jelly-like substance, which was a more powerful explosive than dynamite. Gelignite, or blasting gelatin, as it was named, was patented in 1876; and was followed by a host of similar combinations, modified by the addition of potassium nitrate and various other substances. Gelignite was more stable, transportable and conveniently formed to fit into bored holes, like those used in drilling and mining, than the previously used compounds. It was adopted as the standard technology for mining in the "Age of Engineering", bringing Nobel a great amount of financial success, though at a cost to his health. An offshoot of this research resulted in Nobel's invention of ballistite, the precursor of many modern smokeless powder explosives and still used as a rocket propellant.
Nobel Prize
There is a well known story about the origin of the Nobel Prize, although historians have been unable to verify it and some dismiss the story as a myth. In 1888, the death of his brother Ludvig supposedly caused several newspapers to publish obituaries of Alfred in error. One French newspaper condemned him for his invention of military explosives—in many versions of the story, dynamite is quoted, although this was mainly used for civilian applications—and this is said to have brought about his decision to leave a better legacy after his death. The obituary stated, ("The merchant of death is dead"), and went on to say, "Dr. Alfred Nobel, who became rich by finding ways to kill more people faster than ever before, died yesterday." Nobel read the obituary and was appalled at the idea that he would be remembered in this way. His decision to posthumously donate the majority of his wealth to found the Nobel Prize has been credited to him wanting to leave behind a better legacy. However, it has been questioned whether or not the obituary in question actually existed.
On 27 November 1895, at the Swedish-Norwegian Club in Paris, Nobel signed his last will and testament and set aside the bulk of his estate to establish the Nobel Prizes, to be awarded annually without distinction of nationality. After taxes and bequests to individuals, Nobel's will allocated 94% of his total assets, 31,225,000 Swedish kronor, to establish the five Nobel Prizes. This converted to £1,687,837 (GBP) at the time. In 2012, the capital was worth around SEK 3.1 billion (US$472 million, EUR 337 million), which is almost twice the amount of the initial capital, taking inflation into account.
The first three of these prizes are awarded for eminence in physical science, in chemistry and in medical science or physiology; the fourth is for literary work "in an ideal direction" and the fifth prize is to be given to the person or society that renders the greatest service to the cause of international fraternity, in the suppression or reduction of standing armies, or in the establishment or furtherance of peace congresses.
The formulation for the literary prize being given for a work "in an ideal direction" ( in Swedish), is cryptic and has caused much confusion. For many years, the Swedish Academy interpreted "ideal" as "idealistic" () and used it as a reason not to give the prize to important but less romantic authors, such as Henrik Ibsen and Leo Tolstoy. This interpretation has since been revised, and the prize has been awarded to, for example, Dario Fo and José Saramago, who do not belong to the camp of literary idealism.
There was room for interpretation by the bodies he had named for deciding on the physical sciences and chemistry prizes, given that he had not consulted them before making the will. In his one-page testament, he stipulated that the money go to discoveries or inventions in the physical sciences and to discoveries or improvements in chemistry. He had opened the door to technological awards, but had not left instructions on how to deal with the distinction between science and technology. Since the deciding bodies he had chosen were more concerned with the former, the prizes went to scientists more often than engineers, technicians or other inventors.
Sweden's central bank Sveriges Riksbank celebrated its 300th anniversary in 1968 by donating a large sum of money to the Nobel Foundation to be used to set up a sixth prize in the field of economics in honor of Alfred Nobel. In 2001, Alfred Nobel's great-great-nephew, Peter Nobel (born 1931), asked the Bank of Sweden to differentiate its award to economists given "in Alfred Nobel's memory" from the five other awards. This request added to the controversy over whether the Bank of Sweden Prize in Economic Sciences in Memory of Alfred Nobel is actually a legitimate "Nobel Prize".
Death
Nobel was accused of high treason against France for selling Ballistite to Italy, so he moved from Paris to Sanremo, Italy, in 1891. On 10 December 1896, he suffered a stroke and was partially paralyzed to where he could speak only his native tongue. Nobel was surrounded by his paid servants at the time of his death who didn't speak his native tongue so he wrote, "how sad it is to be without a friend who could whisper a consoling word and would one day gently close one's eyes." He had left most of his wealth in trust, unbeknownst to his family, in order to fund the Nobel Prize awards. He is buried in Norra begravningsplatsen in Stockholm.
Monuments and legacy
The Monument to Alfred Nobel (, ) in Saint Petersburg is located along the Bolshaya Nevka River on Petrogradskaya Embankment. It was dedicated in 1991 to mark the 90th anniversary of the first Nobel Prize presentation. Diplomat Thomas Bertelman and Professor Arkady Melua were initiators of the creation of the monument (1989). Professor A. Melua has provided funds for the establishment of the monument (J.S.Co. "Humanistica", 1990–1991). The abstract metal sculpture was designed by local artists Sergey Alipov and Pavel Shevchenko, and appears to be an explosion or branches of a tree. Petrogradskaya Embankment is the street where Nobel's family lived until 1859.
Criticism of Nobel focuses on his leading role in weapons manufacturing and sales, and some question his motives in creating his prizes, suggesting they are intended to improve his reputation.
References
Further reading
Schück, H, and Sohlman, R., (1929). The Life of Alfred Nobel, transl. Brian Lunn, London: William Heineman Ltd.
Alfred Nobel US Patent No 78,317, dated 26 May 1868
Evlanoff, M. and Fluor, M. Alfred Nobel – The Loneliest Millionaire. Los Angeles, Ward Ritchie Press, 1969.
Sohlman, R. The Legacy of Alfred Nobel, transl. Schubert E. London: The Bodley Head, 1983 (Swedish original, Ett Testamente, published in 1950).
External links
Alfred Nobel – Man behind the Prizes
Biography at the Norwegian Nobel Institute
"The man behind the prize - Alfred Nobel" (Nobelprize.org)
Documents of Life and Activity of The Nobel Family. Under the editorship of Professor Arkady Melua. Series of books. (mostly in Russian)
"The Nobels in Baku" in Azerbaijan International, Vol 10.2 (Summer 2002), 56–59.
Alfred Nobel and his unknown coworker
1833 births
1896 deaths
Burials at Norra begravningsplatsen
Members of the Royal Swedish Academy of Sciences
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19th-century Swedish businesspeople
19th-century Swedish scientists
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https://en.wikipedia.org/wiki/Alexander%20Graham%20Bell
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Alexander Graham Bell
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Alexander Graham Bell (, born Alexander Bell; March 3, 1847 – August 2, 1922) was a Scottish-born inventor, scientist and engineer who is credited with patenting the first practical telephone. He also co-founded the American Telephone and Telegraph Company (AT&T) in 1885.
Bell's father, grandfather, and brother had all been associated with work on elocution and speech, and both his mother and wife were deaf; profoundly influencing Bell's life's work. His research on hearing and speech further led him to experiment with hearing devices which eventually culminated in Bell being awarded the first U.S. patent for the telephone, on March 7, 1876. Bell considered his invention an intrusion on his real work as a scientist and refused to have a telephone in his study.
Many other inventions marked Bell's later life, including groundbreaking work in optical telecommunications, hydrofoils, and aeronautics. Bell also had a strong influence on the National Geographic Society and its magazine while serving as the second president from January 7, 1898, until 1903.
Beyond his work in engineering, Bell had a deep interest in the emerging science of heredity. His work in this area has been called "the soundest, and most useful study of human heredity proposed in nineteenth-century America...Bell's most notable contribution to basic science, as distinct from invention."
Early life
Bell was born in Edinburgh, Scotland, on March 3, 1847. The family home was at South Charlotte Street, and has a stone inscription marking it as Bell's birthplace. He had two brothers: Melville James Bell (1845–1870) and Edward Charles Bell (1848–1867), both of whom would die of tuberculosis. His father was Alexander Melville Bell, a phonetician, and his mother was Eliza Grace Bell (née Symonds). Born as just "Alexander Bell", at age 10, he made a plea to his father to have a middle name like his two brothers. For his 11th birthday, his father acquiesced and allowed him to adopt the name "Graham", chosen out of respect for Alexander Graham, a Canadian being treated by his father who had become a family friend. To close relatives and friends he remained "Aleck". Bell and his siblings attended a Presbyterian Church in their youth.
First invention
As a child, Bell displayed a curiosity about his world; he gathered botanical specimens and ran experiments at an early age. His best friend was Ben Herdman, a neighbour whose family operated a flour mill. At the age of 12, Bell built a homemade device that combined rotating paddles with sets of nail brushes, creating a simple dehusking machine that was put into operation at the mill and used steadily for a number of years. In return, Ben's father John Herdman gave both boys the run of a small workshop in which to "invent".
From his early years, Bell showed a sensitive nature and a talent for art, poetry, and music that was encouraged by his mother. With no formal training, he mastered the piano and became the family's pianist. Despite being normally quiet and introspective, he revelled in mimicry and "voice tricks" akin to ventriloquism that continually entertained family guests during their occasional visits. Bell was also deeply affected by his mother's gradual deafness (she began to lose her hearing when he was 12), and learned a manual finger language so he could sit at her side and tap out silently the conversations swirling around the family parlour. He also developed a technique of speaking in clear, modulated tones directly into his mother's forehead wherein she would hear him with reasonable clarity. Bell's preoccupation with his mother's deafness led him to study acoustics.
His family was long associated with the teaching of elocution: his grandfather, Alexander Bell, in London, his uncle in Dublin, and his father, in Edinburgh, were all elocutionists. His father published a variety of works on the subject, several of which are still well known, especially his The Standard Elocutionist (1860), which appeared in Edinburgh in 1868. The Standard Elocutionist appeared in 168 British editions and sold over a quarter of a million copies in the United States alone. In this treatise, his father explains his methods of how to instruct deaf-mutes (as they were then known) to articulate words and read other people's lip movements to decipher meaning. Bell's father taught him and his brothers not only to write Visible Speech but to identify any symbol and its accompanying sound. Bell became so proficient that he became a part of his father's public demonstrations and astounded audiences with his abilities. He could decipher Visible Speech representing virtually every language, including Latin, Scottish Gaelic, and even Sanskrit, accurately reciting written tracts without any prior knowledge of their pronunciation.
Education
As a young child, Bell, like his brothers, received his early schooling at home from his father. At an early age, he was enrolled at the Royal High School, Edinburgh, which he left at the age of 15, having completed only the first four forms. His school record was undistinguished, marked by absenteeism and lacklustre grades. His main interest remained in the sciences, especially biology, while he treated other school subjects with indifference, to the dismay of his father. Upon leaving school, Bell travelled to London to live with his grandfather, Alexander Bell, on Harrington Square. During the year he spent with his grandfather, a love of learning was born, with long hours spent in serious discussion and study. The elder Bell took great efforts to have his young pupil learn to speak clearly and with conviction, the attributes that his pupil would need to become a teacher himself. At the age of 16, Bell secured a position as a "pupil-teacher" of elocution and music, in Weston House Academy at Elgin, Moray, Scotland. Although he was enrolled as a student in Latin and Greek, he instructed classes himself in return for board and £10 per session. The following year, he attended the University of Edinburgh, joining his older brother Melville who had enrolled there the previous year. In 1868, not long before he departed for Canada with his family, Bell completed his matriculation exams and was accepted for admission to University College London.
First experiments with sound
His father encouraged Bell's interest in speech and, in 1863, took his sons to see a unique automaton developed by Sir Charles Wheatstone based on the earlier work of Baron Wolfgang von Kempelen. The rudimentary "mechanical man" simulated a human voice. Bell was fascinated by the machine and after he obtained a copy of von Kempelen's book, published in German, and had laboriously translated it, he and his older brother Melville built their own automaton head. Their father, highly interested in their project, offered to pay for any supplies and spurred the boys on with the enticement of a "big prize" if they were successful. While his brother constructed the throat and larynx, Bell tackled the more difficult task of recreating a realistic skull. His efforts resulted in a remarkably lifelike head that could "speak", albeit only a few words. The boys would carefully adjust the "lips" and when a bellows forced air through the windpipe, a very recognizable Mama ensued, to the delight of neighbours who came to see the Bell invention.
Intrigued by the results of the automaton, Bell continued to experiment with a live subject, the family's Skye Terrier, Trouve. After he taught it to growl continuously, Bell would reach into its mouth and manipulate the dog's lips and vocal cords to produce a crude-sounding "Ow ah oo ga ma ma". With little convincing, visitors believed his dog could articulate "How are you, grandmama?" Indicative of his playful nature, his experiments convinced onlookers that they saw a "talking dog". These initial forays into experimentation with sound led Bell to undertake his first serious work on the transmission of sound, using tuning forks to explore resonance.
At age 19, Bell wrote a report on his work and sent it to philologist Alexander Ellis, a colleague of his father. Ellis immediately wrote back indicating that the experiments were similar to existing work in Germany, and also lent Bell a copy of Hermann von Helmholtz's work, The Sensations of Tone as a Physiological Basis for the Theory of Music.
Dismayed to find that groundbreaking work had already been undertaken by Helmholtz who had conveyed vowel sounds by means of a similar tuning fork "contraption", Bell pored over the German scientist's book. Working from his own erroneous mistranslation of a French edition, Bell fortuitously then made a deduction that would be the underpinning of all his future work on transmitting sound, reporting: "Without knowing much about the subject, it seemed to me that if vowel sounds could be produced by electrical means, so could consonants, so could articulate speech." He also later remarked: "I thought that Helmholtz had done it ... and that my failure was due only to my ignorance of electricity. It was a valuable blunder ... If I had been able to read German in those days, I might never have commenced my experiments!"
Family tragedy
In 1865, when the Bell family moved to London, Bell returned to Weston House as an assistant master and, in his spare hours, continued experiments on sound using a minimum of laboratory equipment. Bell concentrated on experimenting with electricity to convey sound and later installed a telegraph wire from his room in Somerset College to that of a friend. Throughout late 1867, his health faltered mainly through exhaustion. His younger brother, Edward "Ted", was similarly affected by tuberculosis. While Bell recovered (by then referring to himself in correspondence as "A. G. Bell") and served the next year as an instructor at Somerset College, Bath, England, his brother's condition deteriorated. Edward would never recover. Upon his brother's death, Bell returned home in 1867. His older brother Melville had married and moved out. With aspirations to obtain a degree at University College London, Bell considered his next years as preparation for the degree examinations, devoting his spare time at his family's residence to studying.
Helping his father in Visible Speech demonstrations and lectures brought Bell to Susanna E. Hull's private school for the deaf in South Kensington, London. His first two pupils were deaf-mute girls who made remarkable progress under his tutelage. While his older brother seemed to achieve success on many fronts including opening his own elocution school, applying for a patent on an invention, and starting a family, Bell continued as a teacher. However, in May 1870, Melville died from complications due to tuberculosis, causing a family crisis. His father had also experienced a debilitating illness earlier in life and had been restored to health by a convalescence in Newfoundland. Bell's parents embarked upon a long-planned move when they realized that their remaining son was also sickly. Acting decisively, Alexander Melville Bell asked Bell to arrange for the sale of all the family property, conclude all of his brother's affairs (Bell took over his last student, curing a pronounced lisp), and join his father and mother in setting out for the "New World". Reluctantly, Bell also had to conclude a relationship with Marie Eccleston, who, as he had surmised, was not prepared to leave England with him.
Canada
In 1870, 23-year-old Bell travelled with his parents and his brother's widow, Caroline Margaret Ottaway, to Paris, Ontario, to stay with Thomas Henderson, a Baptist minister and family friend. The Bell family soon purchased a farm of at Tutelo Heights (now called Tutela Heights), near Brantford, Ontario. The property consisted of an orchard, large farmhouse, stable, pigsty, hen-house, and a carriage house, which bordered the Grand River.
At the homestead, Bell set up his own workshop in the converted carriage house near to what he called his "dreaming place", a large hollow nestled in trees at the back of the property above the river. Despite his frail condition upon arriving in Canada, Bell found the climate and environs to his liking, and rapidly improved. He continued his interest in the study of the human voice and when he discovered the Six Nations Reserve across the river at Onondaga, he learned the Mohawk language and translated its unwritten vocabulary into Visible Speech symbols. For his work, Bell was awarded the title of Honorary Chief and participated in a ceremony where he donned a Mohawk headdress and danced traditional dances.
After setting up his workshop, Bell continued experiments based on Helmholtz's work with electricity and sound. He also modified a melodeon (a type of pump organ) so that it could transmit its music electrically over a distance. Once the family was settled in, both Bell and his father made plans to establish a teaching practice and in 1871, he accompanied his father to Montreal, where Melville was offered a position to teach his System of Visible Speech.
Work with the deaf
Bell's father was invited by Sarah Fuller, principal of the Boston School for Deaf Mutes (later to become the public Horace Mann School for the Deaf) to introduce the Visible Speech System by providing training for Fuller's instructors, but he declined the post in favour of his son. Travelling to Boston in April 1871, Bell proved successful in training the school's instructors. He was subsequently asked to repeat the programme at the American Asylum for Deaf-mutes in Hartford, Connecticut, and the Clarke School for the Deaf in Northampton, Massachusetts.
Returning home to Brantford after six months abroad, Bell continued his experiments with his "harmonic telegraph". The basic concept behind his device was that messages could be sent through a single wire if each message was transmitted at a different pitch, but work on both the transmitter and receiver was needed.
Unsure of his future, he contemplated returning to London to complete his studies, but decided to return to Boston as a teacher. His father helped him set up his private practice by contacting Gardiner Greene Hubbard, the president of the Clarke School for the Deaf for a recommendation. Teaching his father's system, in October 1872, Alexander Bell opened his "School of Vocal Physiology and Mechanics of Speech" in Boston, which attracted a large number of deaf pupils, with his first class numbering 30 students. While he was working as a private tutor, one of his pupils was Helen Keller, who came to him as a young child unable to see, hear, or speak. She was later to say that Bell dedicated his life to the penetration of that "inhuman silence which separates and estranges". In 1893, Keller performed the sod-breaking ceremony for the construction of Bell's new Volta Bureau, dedicated to "the increase and diffusion of knowledge relating to the deaf".
Throughout his lifetime, Bell sought to integrate the deaf and hard of hearing with the hearing world. Bell encouraged speech therapy and lip reading over sign language. He outlined this in a 1898 paper detailing his belief that with resources and effort, the deaf could be taught to read lips and speak (known as oralism) thus enabling their integration within the wider society. Bell has been criticised by members of the Deaf community for supporting ideas that could cause the closure of dozens of deaf schools, and what some consider eugenicist ideas. Bell did not support a ban on deaf people marrying each other, an idea articulated by the National Association of the Deaf (United States). Although, in his memoir Memoir upon the Formation of a Deaf Variety of the Human Race, Bell observed that if deaf people tended to marry other deaf people, this could result in the emergence of a "deaf race". Ultimately, in 1880, the Second International Congress on Education of the Deaf passed a resolution preferring the teaching of oral communication rather than signing in schools.
Continuing experimentation
In 1872, Bell became professor of Vocal Physiology and Elocution at the Boston University School of Oratory. During this period, he alternated between Boston and Brantford, spending summers in his Canadian home. At Boston University, Bell was "swept up" by the excitement engendered by the many scientists and inventors residing in the city. He continued his research in sound and endeavored to find a way to transmit musical notes and articulate speech, but although absorbed by his experiments, he found it difficult to devote enough time to experimentation. While days and evenings were occupied by his teaching and private classes, Bell began to stay awake late into the night, running experiment after experiment in rented facilities at his boarding house. Keeping "night owl" hours, he worried that his work would be discovered and took great pains to lock up his notebooks and laboratory equipment. Bell had a specially made table where he could place his notes and equipment inside a locking cover. Worse still, his health deteriorated as he had severe headaches. Returning to Boston in fall 1873, Bell made a far-reaching decision to concentrate on his experiments in sound.
Deciding to give up his lucrative private Boston practice, Bell retained only two students, six-year-old "Georgie" Sanders, deaf from birth, and 15-year-old Mabel Hubbard. Each pupil would play an important role in the next developments. George's father, Thomas Sanders, a wealthy businessman, offered Bell a place to stay in nearby Salem with Georgie's grandmother, complete with a room to "experiment". Although the offer was made by George's mother and followed the year-long arrangement in 1872 where her son and his nurse had moved to quarters next to Bell's boarding house, it was clear that Mr. Sanders was backing the proposal. The arrangement was for teacher and student to continue their work together, with free room and board thrown in. Mabel was a bright, attractive girl who was ten years Bell's junior but became the object of his affection. Having lost her hearing after a near-fatal bout of scarlet fever close to her fifth birthday, she had learned to read lips but her father, Gardiner Greene Hubbard, Bell's benefactor and personal friend, wanted her to work directly with her teacher.
The telephone
By 1874, Bell's initial work on the harmonic telegraph had entered a formative stage, with progress made both at his new Boston "laboratory" (a rented facility) and at his family home in Canada a big success. While working that summer in Brantford, Bell experimented with a "phonautograph", a pen-like machine that could draw shapes of sound waves on smoked glass by tracing their vibrations. Bell thought it might be possible to generate undulating electrical currents that corresponded to sound waves. Bell also thought that multiple metal reeds tuned to different frequencies like a harp would be able to convert the undulating currents back into sound. But he had no working model to demonstrate the feasibility of these ideas.
In 1874, telegraph message traffic was rapidly expanding and in the words of Western Union President William Orton, had become "the nervous system of commerce". Orton had contracted with inventors Thomas Edison and Elisha Gray to find a way to send multiple telegraph messages on each telegraph line to avoid the great cost of constructing new lines. When Bell mentioned to Gardiner Hubbard and Thomas Sanders that he was working on a method of sending multiple tones on a telegraph wire using a multi-reed device, the two wealthy patrons began to financially support Bell's experiments. Patent matters would be handled by Hubbard's patent attorney, Anthony Pollok.
In March 1875, Bell and Pollok visited the scientist Joseph Henry, who was then director of the Smithsonian Institution, and asked Henry's advice on the electrical multi-reed apparatus that Bell hoped would transmit the human voice by telegraph. Henry replied that Bell had "the germ of a great invention". When Bell said that he did not have the necessary knowledge, Henry replied, "Get it!" That declaration greatly encouraged Bell to keep trying, even though he did not have the equipment needed to continue his experiments, nor the ability to create a working model of his ideas. However, a chance meeting in 1874 between Bell and Thomas A. Watson, an experienced electrical designer and mechanic at the electrical machine shop of Charles Williams, changed all that.
With financial support from Sanders and Hubbard, Bell hired Thomas Watson as his assistant, and the two of them experimented with acoustic telegraphy. On June 2, 1875, Watson accidentally plucked one of the reeds and Bell, at the receiving end of the wire, heard the reed's overtones that would be necessary for transmitting speech. That demonstrated to Bell that only one reed or armature was necessary, not multiple reeds. This led to the "gallows" sound-powered telephone, which could transmit indistinct, voice-like sounds, but not clear speech.
The race to the patent office
In 1875, Bell developed an acoustic telegraph and drew up a patent application for it. Since he had agreed to share U.S. profits with his investors Gardiner Hubbard and Thomas Sanders, Bell requested that an associate in Ontario, George Brown, attempt to patent it in Britain, instructing his lawyers to apply for a patent in the U.S. only after they received word from Britain (Britain would issue patents only for discoveries not previously patented elsewhere).
Meanwhile, Elisha Gray was also experimenting with acoustic telegraphy and thought of a way to transmit speech using a water transmitter. On February 14, 1876, Gray filed a caveat with the U.S. Patent Office for a telephone design that used a water transmitter. That same morning, Bell's lawyer filed Bell's application with the patent office. There is considerable debate about who arrived first and Gray later challenged the primacy of Bell's patent. Bell was in Boston on February 14 and did not arrive in Washington until February 26.
Bell's patent 174,465, was issued to Bell on March 7, 1876, by the U.S. Patent Office. Bell's patent covered "the method of, and apparatus for, transmitting vocal or other sounds telegraphically ... by causing electrical undulations, similar in form to the vibrations of the air accompanying the said vocal or other sound" Bell returned to Boston the same day and the next day resumed work, drawing in his notebook a diagram similar to that in Gray's patent caveat.
On March 10, 1876, three days after his patent was issued, Bell succeeded in getting his telephone to work, using a liquid transmitter similar to Gray's design. Vibration of the diaphragm caused a needle to vibrate in the water, varying the electrical resistance in the circuit. When Bell spoke the sentence "Mr. Watson—Come here—I want to see you" into the liquid transmitter, Watson, listening at the receiving end in an adjoining room, heard the words clearly.
Although Bell was, and still is, accused of stealing the telephone from Gray, Bell used Gray's water transmitter design only after Bell's patent had been granted, and only as a proof of concept scientific experiment, to prove to his own satisfaction that intelligible "articulate speech" (Bell's words) could be electrically transmitted. After March 1876, Bell focused on improving the electromagnetic telephone and never used Gray's liquid transmitter in public demonstrations or commercial use.
The question of priority for the variable resistance feature of the telephone was raised by the examiner before he approved Bell's patent application. He told Bell that his claim for the variable resistance feature was also described in Gray's caveat. Bell pointed to a variable resistance device in his previous application in which he described a cup of mercury, not water. He had filed the mercury application at the patent office a year earlier on February 25, 1875, long before Elisha Gray described the water device. In addition, Gray abandoned his caveat, and because he did not contest Bell's priority, the examiner approved Bell's patent on March 3, 1876. Gray had reinvented the variable resistance telephone, but Bell was the first to write down the idea and the first to test it in a telephone.
The patent examiner, Zenas Fisk Wilber, later stated in an affidavit that he was an alcoholic who was much in debt to Bell's lawyer, Marcellus Bailey, with whom he had served in the Civil War. He claimed he showed Gray's patent caveat to Bailey. Wilber also claimed (after Bell arrived in Washington D.C. from Boston) that he showed Gray's caveat to Bell and that Bell paid him $100 (). Bell claimed they discussed the patent only in general terms, although in a letter to Gray, Bell admitted that he learned some of the technical details. Bell denied in an affidavit that he ever gave Wilber any money.
Later developments
On March 10, 1876, Bell used "the instrument" in Boston to call Thomas Watson who was in another room but out of earshot. He said, "Mr. Watson, come here – I want to see you" and Watson soon appeared at his side.
Continuing his experiments in Brantford, Bell brought home a working model of his telephone. On August 3, 1876, from the telegraph office in Brantford, Ontario, Bell sent a tentative telegram to the village of Mount Pleasant distant, indicating that he was ready. He made a telephone call via telegraph wires and faint voices were heard replying. The following night, he amazed guests as well as his family with a call between the Bell Homestead and the office of the Dominion Telegraph Company in Brantford along an improvised wire strung up along telegraph lines and fences, and laid through a tunnel. This time, guests at the household distinctly heard people in Brantford reading and singing. The third test on August 10, 1876, was made via the telegraph line between Brantford and Paris, Ontario, distant. This test was said by many sources to be the "world's first long-distance call". The final test certainly proved that the telephone could work over long distances, at least as a one-way call.
The first two-way (reciprocal) conversation over a line occurred between Cambridge and Boston (roughly 2.5 miles) on October 9, 1876. During that conversation, Bell was on Kilby Street in Boston and Watson was at the offices of the Walworth Manufacturing Company.
Bell and his partners, Hubbard and Sanders, offered to sell the patent outright to Western Union for $100,000, equal to $ today. The president of Western Union balked, countering that the telephone was nothing but a toy. Two years later, he told colleagues that if he could get the patent for $25 million (equal to $ today), he would consider it a bargain. By then, the Bell company no longer wanted to sell the patent. Bell's investors would become millionaires while he fared well from residuals and at one point had assets of nearly one million dollars.
Bell began a series of public demonstrations and lectures to introduce the new invention to the scientific community as well as the general public. A short time later, his demonstration of an early telephone prototype at the 1876 Centennial Exposition in Philadelphia brought the telephone to international attention. Influential visitors to the exhibition included Emperor Pedro II of Brazil. One of the judges at the Exhibition, Sir William Thomson (later, Lord Kelvin), a renowned Scottish scientist, described the telephone as "the greatest by far of all the marvels of the electric telegraph".
On January 14, 1878, at Osborne House, on the Isle of Wight, Bell demonstrated the device to Queen Victoria, placing calls to Cowes, Southampton and London. These were the first publicly witnessed long-distance telephone calls in the UK. The queen considered the process to be "quite extraordinary" although the sound was "rather faint". She later asked to buy the equipment that was used, but Bell offered to make "a set of telephones" specifically for her.
The Bell Telephone Company was created in 1877, and by 1886, more than 150,000 people in the U.S. owned telephones. Bell Company engineers made numerous other improvements to the telephone, which emerged as one of the most successful products ever. In 1879, the Bell company acquired Edison's patents for the carbon microphone from Western Union. This made the telephone practical for longer distances, and it was no longer necessary to shout to be heard at the receiving telephone.
Emperor Pedro II of Brazil was the first person to buy stock in Bell's company, the Bell Telephone Company. One of the first telephones in a private residence was installed in his palace in Petrópolis, his summer retreat from Rio de Janeiro.
In January 1915, Bell made the first ceremonial transcontinental telephone call. Calling from the AT&T head office at 15 Dey Street in New York City, Bell was heard by Thomas Watson at 333 Grant Avenue in San Francisco. The New York Times reported:
Competitors
As is sometimes common in scientific discoveries, simultaneous developments can occur, as evidenced by a number of inventors who were at work on the telephone. Over a period of 18 years, the Bell Telephone Company faced 587 court challenges to its patents, including five that went to the U.S. Supreme Court, but none was successful in establishing priority over the original Bell patent, and the Bell Telephone Company never lost a case that had proceeded to a final trial stage. Bell's laboratory notes and family letters were the key to establishing a long lineage to his experiments. The Bell company lawyers successfully fought off myriad lawsuits generated initially around the challenges by Elisha Gray and Amos Dolbear. In personal correspondence to Bell, both Gray and Dolbear had acknowledged his prior work, which considerably weakened their later claims.
On January 13, 1887, the U.S. Government moved to annul the patent issued to Bell on the grounds of fraud and misrepresentation. After a series of decisions and reversals, the Bell company won a decision in the Supreme Court, though a couple of the original claims from the lower court cases were left undecided. By the time that the trial wound its way through nine years of legal battles, the U.S. prosecuting attorney had died and the two Bell patents (No. 174,465 dated March 7, 1876, and No. 186,787 dated January 30, 1877) were no longer in effect, although the presiding judges agreed to continue the proceedings due to the case's importance as a precedent. With a change in administration and charges of conflict of interest (on both sides) arising from the original trial, the US Attorney General dropped the lawsuit on November 30, 1897, leaving several issues undecided on the merits.
During a deposition filed for the 1887 trial, Italian inventor Antonio Meucci also claimed to have created the first working model of a telephone in Italy in 1834. In 1886, in the first of three cases in which he was involved, Meucci took the stand as a witness in the hope of establishing his invention's priority. Meucci's testimony in this case was disputed due to a lack of material evidence for his inventions, as his working models were purportedly lost at the laboratory of American District Telegraph (ADT) of New York, which was later incorporated as a subsidiary of Western Union in 1901. Meucci's work, like many other inventors of the period, was based on earlier acoustic principles and despite evidence of earlier experiments, the final case involving Meucci was eventually dropped upon Meucci's death. However, due to the efforts of Congressman Vito Fossella, the U.S. House of Representatives on June 11, 2002, stated that Meucci's "work in the invention of the telephone should be acknowledged". This did not put an end to the still-contentious issue. Some modern scholars do not agree with the claims that Bell's work on the telephone was influenced by Meucci's inventions.
The value of the Bell patent was acknowledged throughout the world, and patent applications were made in most major countries, but when Bell delayed the German patent application, the electrical firm of Siemens & Halske set up a rival manufacturer of Bell telephones under their own patent. The Siemens company produced near-identical copies of the Bell telephone without having to pay royalties. The establishment of the International Bell Telephone Company in Brussels, Belgium in 1880, as well as a series of agreements in other countries eventually consolidated a global telephone operation. The strain put on Bell by his constant appearances in court, necessitated by the legal battles, eventually resulted in his resignation from the company.
Family life
On July 11, 1877, a few days after the Bell Telephone Company was established, Bell married Mabel Hubbard (1857–1923) at the Hubbard estate in Cambridge, Massachusetts. His wedding present to his bride was to turn over 1,487 of his 1,497 shares in the newly formed Bell Telephone Company. Shortly thereafter, the newlyweds embarked on a year-long honeymoon in Europe. During that excursion, Bell took a handmade model of his telephone with him, making it a "working holiday". The courtship had begun years earlier; however, Bell waited until he was more financially secure before marrying. Although the telephone appeared to be an "instant" success, it was not initially a profitable venture and Bell's main sources of income were from lectures until after 1897. One unusual request exacted by his fiancée was that he use "Alec" rather than the family's earlier familiar name of "Aleck". From 1876, he would sign his name "Alec Bell". They had four children:
Elsie May Bell (1878–1964) who married Gilbert Hovey Grosvenor of National Geographic fame.
Marian Hubbard Bell (1880–1962) who was referred to as "Daisy". Married David Fairchild.
Two sons who died in infancy (Edward in 1881 and Robert in 1883).
The Bell family home was in Cambridge, Massachusetts, until 1880 when Bell's father-in-law bought a house in Washington, D.C.; in 1882 he bought a home in the same city for Bell's family, so they could be with him while he attended to the numerous court cases involving patent disputes.
Bell was a British subject throughout his early life in Scotland and later in Canada until 1882 when he became a naturalized citizen of the United States. In 1915, he characterized his status as: "I am not one of those hyphenated Americans who claim allegiance to two countries." Despite this declaration, Bell has been proudly claimed as a "native son" by all three countries he resided in: the United States, Canada, and the United Kingdom.
By 1885, a new summer retreat was contemplated. That summer, the Bells had a vacation on Cape Breton Island in Nova Scotia, spending time at the small village of Baddeck. Returning in 1886, Bell started building an estate on a point across from Baddeck, overlooking Bras d'Or Lake. By 1889, a large house, christened The Lodge was completed and two years later, a larger complex of buildings, including a new laboratory, were begun that the Bells would name Beinn Bhreagh (Gaelic: Beautiful Mountain) after Bell's ancestral Scottish highlands. Bell also built the Bell Boatyard on the estate, employing up to 40 people building experimental craft as well as wartime lifeboats and workboats for the Royal Canadian Navy and pleasure craft for the Bell family. He was an enthusiastic boater, and Bell and his family sailed or rowed a long series of vessels on Bras d'Or Lake, ordering additional vessels from the H.W. Embree and Sons boatyard in Port Hawkesbury, Nova Scotia. In his final, and some of his most productive years, Bell split his residency between Washington, D.C., where he and his family initially resided for most of the year, and Beinn Bhreagh, where they spent increasing amounts of time.
Until the end of his life, Bell and his family would alternate between the two homes, but Beinn Bhreagh would, over the next 30 years, become more than a summer home as Bell became so absorbed in his experiments that his annual stays lengthened. Both Mabel and Bell became immersed in the Baddeck community and were accepted by the villagers as "their own". The Bells were still in residence at Beinn Bhreagh when the Halifax Explosion occurred on December 6, 1917. Mabel and Bell mobilized the community to help victims in Halifax.
Later inventions
Although Alexander Graham Bell is most often associated with the invention of the telephone, his interests were extremely varied. According to one of his biographers, Charlotte Gray, Bell's work ranged "unfettered across the scientific landscape" and he often went to bed voraciously reading the Encyclopædia Britannica, scouring it for new areas of interest. The range of Bell's inventive genius is represented only in part by the 18 patents granted in his name alone and the 12 he shared with his collaborators. These included 14 for the telephone and telegraph, four for the photophone, one for the phonograph, five for aerial vehicles, four for "hydroairplanes", and two for selenium cells. Bell's inventions spanned a wide range of interests and included a metal jacket to assist in breathing, the audiometer to detect minor hearing problems, a device to locate icebergs, investigations on how to separate salt from seawater, and work on finding alternative fuels.
Bell worked extensively in medical research and invented techniques for teaching speech to the deaf. During his Volta Laboratory period, Bell and his associates considered impressing a magnetic field on a record as a means of reproducing sound. Although the trio briefly experimented with the concept, they could not develop a workable prototype. They abandoned the idea, never realizing they had glimpsed a basic principle which would one day find its application in the tape recorder, the hard disc and floppy disc drive, and other magnetic media.
Bell's own home used a primitive form of air conditioning, in which fans blew currents of air across great blocks of ice. He also anticipated modern concerns with fuel shortages and industrial pollution. Methane gas, he reasoned, could be produced from the waste of farms and factories. At his Canadian estate in Nova Scotia, he experimented with composting toilets and devices to capture water from the atmosphere. In a magazine interview published shortly before his death, he reflected on the possibility of using solar panels to heat houses.
Photophone
Bell and his assistant Charles Sumner Tainter jointly invented a wireless telephone, named a photophone, which allowed for the transmission of both sounds and normal human conversations on a beam of light. Both men later became full associates in the Volta Laboratory Association.
On June 21, 1880, Bell's assistant transmitted a wireless voice telephone message a considerable distance, from the roof of the Franklin School in Washington, D.C., to Bell at the window of his laboratory, some away, 19 years before the first voice radio transmissions.
Bell believed the photophone's principles were his life's "greatest achievement", telling a reporter shortly before his death that the photophone was "the greatest invention [I have] ever made, greater than the telephone". The photophone was a precursor to the fiber-optic communication systems which achieved popular worldwide usage in the 1980s. Its master patent was issued in December 1880, many decades before the photophone's principles came into popular use.
Metal detector
Bell is also credited with developing one of the early versions of a metal detector through the use of an induction balance, after the shooting of U.S. President James A. Garfield in 1881. According to some accounts, the metal detector worked flawlessly in tests but did not find Guiteau's bullet, partly because the metal bed frame on which the President was lying disturbed the instrument, resulting in static. Garfield's surgeons, led by self-appointed chief physician Doctor Willard Bliss, were skeptical of the device, and ignored Bell's requests to move the President to a bed not fitted with metal springs. Alternatively, although Bell had detected a slight sound on his first test, the bullet may have been lodged too deeply to be detected by the crude apparatus.
Bell's own detailed account, presented to the American Association for the Advancement of Science in 1882, differs in several particulars from most of the many and varied versions now in circulation, by concluding that extraneous metal was not to blame for failure to locate the bullet. Perplexed by the peculiar results he had obtained during an examination of Garfield, Bell "proceeded to the Executive Mansion the next morning ... to ascertain from the surgeons whether they were perfectly sure that all metal had been removed from the neighborhood of the bed. It was then recollected that underneath the horse-hair mattress on which the President lay was another mattress composed of steel wires. Upon obtaining a duplicate, the mattress was found to consist of a sort of net of woven steel wires, with large meshes. The extent of the [area that produced a response from the detector] having been so small, as compared with the area of the bed, it seemed reasonable to conclude that the steel mattress had produced no detrimental effect." In a footnote, Bell adds, "The death of President Garfield and the subsequent post-mortem examination, however, proved that the bullet was at too great a distance from the surface to have affected our apparatus."
Hydrofoils
The March 1906 Scientific American article by American pioneer William E. Meacham explained the basic principle of hydrofoils and hydroplanes. Bell considered the invention of the hydroplane as a very significant achievement. Based on information gained from that article, he began to sketch concepts of what is now called a hydrofoil boat. Bell and assistant Frederick W. "Casey" Baldwin began hydrofoil experimentation in the summer of 1908 as a possible aid to airplane takeoff from water. Baldwin studied the work of the Italian inventor Enrico Forlanini and began testing models. This led him and Bell to the development of practical hydrofoil watercraft.
During his world tour of 1910–11, Bell and Baldwin met with Forlanini in France. They had rides in the Forlanini hydrofoil boat over Lake Maggiore. Baldwin described it as being as smooth as flying. On returning to Baddeck, a number of initial concepts were built as experimental models, including the Dhonnas Beag (Scottish Gaelic for 'little devil'), the first self-propelled Bell-Baldwin hydrofoil. The experimental boats were essentially proof-of-concept prototypes that culminated in the more substantial HD-4, powered by Renault engines. A top speed of was achieved, with the hydrofoil exhibiting rapid acceleration, good stability, and steering, along with the ability to take waves without difficulty. In 1913, Dr. Bell hired Walter Pinaud, a Sydney yacht designer and builder as well as the proprietor of Pinaud's Yacht Yard in Westmount, Nova Scotia, to work on the pontoons of the HD-4. Pinaud soon took over the boatyard at Bell Laboratories on Beinn Bhreagh, Bell's estate near Baddeck, Nova Scotia. Pinaud's experience in boatbuilding enabled him to make useful design changes to the HD-4. After the First World War, work began again on the HD-4. Bell's report to the U.S. Navy permitted him to obtain two engines in July 1919. On September 9, 1919, the HD-4 set a world marine speed record of , a record which stood for ten years.
Aeronautics
In 1891, Bell had begun experiments to develop motor-powered heavier-than-air aircraft. The AEA was first formed as Bell shared the vision to fly with his wife, who advised him to seek "young" help as Bell was at the age of 60.
In 1898, Bell experimented with tetrahedral box kites and wings constructed of multiple compound tetrahedral kites covered in maroon silk. The tetrahedral wings were named Cygnet I, II, and III, and were flown both unmanned and manned (Cygnet I crashed during a flight carrying Selfridge) in the period from 1907 to 1912. Some of Bell's kites are on display at the Alexander Graham Bell National Historic Site.
Bell was a supporter of aerospace engineering research through the Aerial Experiment Association (AEA), officially formed at Baddeck, Nova Scotia, in October 1907 at the suggestion of his wife Mabel and with her financial support after the sale of some of her real estate. The AEA was headed by Bell and the founding members were four young men: American Glenn H. Curtiss, a motorcycle manufacturer at the time and who held the title "world's fastest man", having ridden his self-constructed motor bicycle around in the shortest time, and who was later awarded the Scientific American Trophy for the first official one-kilometre flight in the Western hemisphere, and who later became a world-renowned airplane manufacturer; Lieutenant Thomas Selfridge, an official observer from the U.S. Federal government and one of the few people in the army who believed that aviation was the future; Frederick W. Baldwin, the first Canadian and first British subject to pilot a public flight in Hammondsport, New York; and J. A. D. McCurdy–Baldwin and McCurdy being new engineering graduates from the University of Toronto.
The AEA's work progressed to heavier-than-air machines, applying their knowledge of kites to gliders. Moving to Hammondsport, the group then designed and built the Red Wing, framed in bamboo and covered in red silk and powered by a small air-cooled engine. On March 12, 1908, over Keuka Lake, the biplane lifted off on the first public flight in North America. The innovations that were incorporated into this design included a cockpit enclosure and tail rudder (later variations on the original design would add ailerons as a means of control). One of the AEA's inventions, a practical wingtip form of the aileron, was to become a standard component on all aircraft. The White Wing and June Bug were to follow and by the end of 1908, over 150 flights without mishap had been accomplished. However, the AEA had depleted its initial reserves and only a $15,000 grant from Mrs. Bell allowed it to continue with experiments. Lt. Selfridge had also become the first person killed in a powered heavier-than-air flight in a crash of the Wright Flyer at Fort Myer, Virginia, on September 17, 1908.
Their final aircraft design, the Silver Dart, embodied all of the advancements found in the earlier machines. On February 23, 1909, Bell was present as the Silver Dart flown by J. A. D. McCurdy from the frozen ice of Bras d'Or made the first aircraft flight in Canada. Bell had worried that the flight was too dangerous and had arranged for a doctor to be on hand. With the successful flight, the AEA disbanded and the Silver Dart would revert to Baldwin and McCurdy, who began the Canadian Aerodrome Company and would later demonstrate the aircraft to the Canadian Army.
Heredity and genetics
Bell, along with many members of the scientific community at the time, took an interest in the popular science of heredity which grew out of the publication of Charles Darwin's book On the Origin of Species in 1859. On his estate in Nova Scotia, Bell conducted meticulously recorded breeding experiments with rams and ewes. Over the course of more than 30 years, Bell sought to produce a breed of sheep with multiple nipples that would bear twins. He specifically wanted to see if selective breeding could produce sheep with four functional nipples with enough milk for twin lambs. This interest in animal breeding caught the attention of scientists focused on the study of heredity and genetics in humans.
In November 1883, Bell presented a paper at a meeting of the National Academy of Sciences titled "Upon the Formation of a Deaf Variety of the Human Race". The paper is a compilation of data on the hereditary aspects of deafness. Bell's research indicated that a hereditary tendency toward deafness, as indicated by the possession of deaf relatives, was an important element in determining the production of deaf offspring. He noted that the proportion of deaf children born to deaf parents was many times greater than the proportion of deaf children born to the general population. In the paper, Bell delved into social commentary and discussed hypothetical public policies to bring an end to deafness. He also criticized educational practices that segregated deaf children rather than integrated them fulling into mainstream classrooms. The paper did not propose sterilization of deaf people or prohibition on intermarriage, noting that "We cannot dictate to men and women whom they should marry and natural selection no longer influences mankind to any great extent."
A review of Bell's "Memoir upon the Formation of a Deaf Variety of the Human Race" appearing in an 1885 issue of the "American Annals of the Deaf and Dumb" states that "Dr. Bell does not advocate legislative interference with the marriages of the deaf for several reasons one of which is that the results of such marriages have not yet been sufficiently investigated." The article goes on to say that "the editorial remarks based thereon did injustice to the author." The paper's author concludes by saying "A wiser way to prevent the extension of hereditary deafness, it seems to us, would be to continue the investigations which Dr. Bell has so admirable begun until the laws of the transmission of the tendency to deafness are fully understood, and then by explaining those laws to the pupils of our schools to lead them to choose their partners in marriage in such a way that deaf-mute offspring will not be the result."
Historians have noted that Bell explicitly opposed laws regulating marriage, and never mentioned sterilization in any of his writings. Even after Bell agreed to engage with scientists conducting eugenic research, he consistently refused to support public policy that limited the rights or privileges of the deaf.
Bell's interest and research on heredity attracted the interest of Charles Davenport, a Harvard professor and head of the Cold Spring Harbor Laboratory. In 1906, Davenport, who was also the founder of the American Breeder's Association, approached Bell about joining a new committee on eugenics chaired by David Starr Jordan. In 1910, Davenport opened the Eugenics Records office at Cold Spring Harbor. To give the organization scientific credibility, Davenport set up a Board of Scientific Directors naming Bell as chairman. Other members of the board included Luther Burbank, Roswell H. Johnson, Vernon L. Kellogg, and William E. Castle.
In 1921, a Second International Congress of Eugenics was held in New York at the Museum of Natural History and chaired by Davenport. Although Bell did not present any research or speak as part of the proceedings, he was named as honorary president as a means to attract other scientists to attend the event. A summary of the event notes that Bell was a "pioneering investigator in the field of human heredity".
Death
Bell died of complications arising from diabetes on August 2, 1922, at his private estate in Cape Breton, Nova Scotia, at age 75. Bell had also been affected by pernicious anemia. His last view of the land he had inhabited was by moonlight on his mountain estate at 2:00 a.m. While tending to him after his long illness, Mabel, his wife, whispered, "Don't leave me." By way of reply, Bell signed "no...", lost consciousness, and died shortly after.
On learning of Bell's death, the Canadian Prime Minister, Mackenzie King, cabled Mrs. Bell, saying:
Bell's coffin was constructed of Beinn Bhreagh pine by his laboratory staff, lined with the same red silk fabric used in his tetrahedral kite experiments. To help celebrate his life, his wife asked guests not to wear black (the traditional funeral color) while attending his service, during which soloist Jean MacDonald sang a verse of Robert Louis Stevenson's "Requiem":
Upon the conclusion of Bell's funeral, for one minute at 6:25 p.m. Eastern Time, "every phone on the continent of North America was silenced in honor of the man who had given to mankind the means for direct communication at a distance".
Alexander Graham Bell was buried atop Beinn Bhreagh mountain, on his estate where he had resided increasingly for the last 35 years of his life, overlooking Bras d'Or Lake. He was survived by his wife Mabel, his two daughters, Elsie May and Marian, and nine of his grandchildren.
Legacy and honors
Honors and tributes flowed to Bell in increasing numbers as his invention became ubiquitous and his personal fame grew. Bell received numerous honorary degrees from colleges and universities to the point that the requests almost became burdensome. During his life, he also received dozens of major awards, medals, and other tributes. These included statuary monuments to both him and the new form of communication his telephone created, including the Bell Telephone Memorial erected in his honor in Alexander Graham Bell Gardens in Brantford, Ontario, in 1917.
A large number of Bell's writings, personal correspondence, notebooks, papers, and other documents reside in both the United States Library of Congress Manuscript Division (as the Alexander Graham Bell Family Papers), and at the Alexander Graham Bell Institute, Cape Breton University, Nova Scotia; major portions of which are available for online viewing.
A number of historic sites and other marks commemorate Bell in North America and Europe, including the first telephone companies in the United States and Canada. Among the major sites are:
The Alexander Graham Bell National Historic Site, maintained by Parks Canada, which incorporates the Alexander Graham Bell Museum, in Baddeck, Nova Scotia, close to the Bell estate Beinn Bhreagh
The Bell Homestead National Historic Site, includes the Bell family home, "Melville House", and farm overlooking Brantford, Ontario and the Grand River. It was their first home in North America;
Canada's first telephone company building, the "Henderson Home" of the late 1870s, a predecessor of the Bell Telephone Company of Canada (officially chartered in 1880). In 1969, the building was carefully moved to the historic Bell Homestead National Historic Site in Brantford, Ontario, and was refurbished to become a telephone museum. The Bell Homestead, the Henderson Home telephone museum, and the National Historic Site's reception centre are all maintained by the Bell Homestead Society;
The Alexander Graham Bell Memorial Park, which features a broad neoclassical monument built in 1917 by public subscription. The monument depicts mankind's ability to span the globe through telecommunications;
The Alexander Graham Bell Museum (opened in 1956), part of the Alexander Graham Bell National Historic Site which was completed in 1978 in Baddeck, Nova Scotia. Many of the museum's artifacts were donated by Bell's daughters;
In 1880, Bell received the Volta Prize with a purse of 50,000 French francs (approximately US$ in today's dollars) for the invention of the telephone from the French government. Among the luminaries who judged were Victor Hugo and Alexandre Dumas, fils. The Volta Prize was conceived by Napoleon III in 1852, and named in honor of Alessandro Volta, with Bell becoming the second recipient of the grand prize in its history. Since Bell was becoming increasingly affluent, he used his prize money to create endowment funds (the 'Volta Fund') and institutions in and around the United States capital of Washington, D.C.. These included the prestigious 'Volta Laboratory Association' (1880), also known as the Volta Laboratory and as the 'Alexander Graham Bell Laboratory', and which eventually led to the Volta Bureau (1887) as a center for studies on deafness which is still in operation in Georgetown, Washington, D.C. The Volta Laboratory became an experimental facility devoted to scientific discovery, and the very next year it improved Edison's phonograph by substituting wax for tinfoil as the recording medium and incising the recording rather than indenting it, key upgrades that Edison himself later adopted. The laboratory was also the site where he and his associate invented his "proudest achievement", "the photophone", the "optical telephone" which presaged fibre optical telecommunications while the Volta Bureau would later evolve into the Alexander Graham Bell Association for the Deaf and Hard of Hearing (the AG Bell), a leading center for the research and pedagogy of deafness.
In partnership with Gardiner Greene Hubbard, Bell helped establish the publication Science during the early 1880s. In 1898, Bell was elected as the second president of the National Geographic Society, serving until 1903, and was primarily responsible for the extensive use of illustrations, including photography, in the magazine. He also served for many years as a Regent of the Smithsonian Institution (1898–1922). The French government conferred on him the decoration of the Légion d'honneur (Legion of Honor); the Royal Society of Arts in London awarded him the Albert Medal in 1902; the University of Würzburg, Bavaria, granted him a PhD, and he was awarded the Franklin Institute's Elliott Cresson Medal in 1912. He was one of the founders of the American Institute of Electrical Engineers in 1884 and served as its president from 1891 to 1892. Bell was later awarded the AIEE's Edison Medal in 1914 "For meritorious achievement in the invention of the telephone".
The bel (B) and the smaller decibel (dB) are units of measurement of sound pressure level (SPL) invented by Bell Labs and named after him. Since 1976, the IEEE's Alexander Graham Bell Medal has been awarded to honor outstanding contributions in the field of telecommunications.
In 1936, the US Patent Office declared Bell first on its list of the country's greatest inventors, leading to the US Post Office issuing a commemorative stamp honoring Bell in 1940 as part of its 'Famous Americans Series'. The First Day of Issue ceremony was held on October 28 in Boston, Massachusetts, the city where Bell spent considerable time on research and working with the deaf. The Bell stamp became very popular and sold out in little time. The stamp became, and remains to this day, the most valuable one of the series.
The 150th anniversary of Bell's birth in 1997 was marked by a special issue of commemorative £1 banknotes from the Royal Bank of Scotland. The illustrations on the reverse of the note include Bell's face in profile, his signature, and objects from Bell's life and career: users of the telephone over the ages; an audio wave signal; a diagram of a telephone receiver; geometric shapes from engineering structures; representations of sign language and the phonetic alphabet; the geese which helped him to understand flight; and the sheep which he studied to understand genetics. Additionally, the Government of Canada honored Bell in 1997 with a C$100 gold coin, in tribute also to the 150th anniversary of his birth, and with a silver dollar coin in 2009 in honor of the 100th anniversary of flight in Canada. That first flight was made by an airplane designed under Dr. Bell's tutelage, named the Silver Dart. Bell's image, and also those of his many inventions have graced paper money, coinage, and postal stamps in numerous countries worldwide for many dozens of years.
Alexander Graham Bell was ranked 57th among the 100 Greatest Britons (2002) in an official BBC nationwide poll, and among the Top Ten Greatest Canadians (2004), and the 100 Greatest Americans (2005). In 2006, Bell was also named as one of the 10 greatest Scottish scientists in history after having been listed in the National Library of Scotland's 'Scottish Science Hall of Fame'. Bell's name is still widely known and used as part of the names of dozens of educational institutes, corporate namesakes, street and place names around the world.
Honorary degrees
Alexander Graham Bell, who could not complete the university program of his youth, received at least a dozen honorary degrees from academic institutions, including eight honorary LL.D.s (Doctorate of Laws), two Ph.D.s, a D.Sc., and an M.D.:
Gallaudet College (then named National Deaf-Mute College) in Washington, D.C. (Ph.D.) in 1880
University of Würzburg in Würzburg, Bavaria (Ph.D.) in 1882
Heidelberg University in Heidelberg, Germany (M.D.) in 1886
Harvard University in Cambridge, Massachusetts (LL.D.) in 1896
Illinois College, in Jacksonville, Illinois (LL.D.) in 1896, possibly 1881
Amherst College in Amherst, Massachusetts (LL.D.) in 1901
St. Andrew's University in St Andrews, Scotland (LL.D) in 1902
University of Oxford in Oxford, England (D.Sc.) in 1906
University of Edinburgh in Edinburgh, Scotland (LL.D.) in 1906
George Washington University in Washington, D.C. (LL.D.) in 1913
Queen's University at Kingston in Kingston, Ontario, Canada (LL.D.) in 1908
Dartmouth College in Hanover, New Hampshire (LL.D.) in 1913, possibly 1914
Portrayal in film and television
The 1939 film The Story of Alexander Graham Bell was based on his life and works.
The 1965 BBC miniseries Alexander Graham Bell starring Alec McCowen and Francesca Annis.
The 1992 film The Sound and the Silence was a TV film.
Biography aired an episode Alexander Graham Bell: Voice of Invention on August 6, 1996.
Eyewitness No. 90 A Great Inventor Is Remembered, a 1957 NFB short about Bell.
Bibliography
Also published as:
See also
Alexander Graham Bell Association for the Deaf and Hard of Hearing
Alexander Graham Bell National Historic Site
Bell Boatyard
Bell Homestead National Historic Site
Bell Telephone Memorial
Berliner, Emile
Bourseul, Charles
IEEE Alexander Graham Bell Medal
Manzetti, Innocenzo
Meucci, Antonio
Oriental Telephone Company
People on Scottish banknotes
Pioneers, a Volunteer Network
Reis, Philipp
The Story of Alexander Graham Bell, a 1939 movie of his life
The Telephone Cases
Volta Laboratory and Bureau
William Francis Channing, submitted telephone ideas to Bell
References
Notes
Citations
Further reading
Mullett, Mary B. The Story of A Famous Inventor. New York: Rogers and Fowle, 1921.
Walters, Eric. The Hydrofoil Mystery. Toronto, Ontario, Canada: Puffin Books, 1999. .
Winzer, Margret A. The History Of Special Education: From Isolation To Integration. Washington, D.C.: Gallaudet University Press, 1993. .
External links
Alexander and Mabel Bell Legacy Foundation
Alexander Graham Bell Institute at Cape Breton University (archived 8 December 2015)
Bell Telephone Memorial, Brantford, Ontario
Bell Homestead National Historic Site, Brantford, Ontario
Alexander Graham Bell National Historic Site of Canada, Baddeck, Nova Scotia
Alexander Graham Bell Family Papers at the Library of Congress
Biography at the Dictionary of Canadian Biography Online
Science.ca profile: Alexander Graham Bell
Alexander Graham Bell's notebooks at the Internet Archive
"Téléphone et photophone : les contributions indirectes de Graham Bell à l'idée de la vision à distance par l'électricité" at the Histoire de la télévision
Alexander Graham Bell and the Aerial Experiment Association Photograph Collection at The Museum of Flight (Seattle, Washington).
Multimedia
Alexander Graham Bell at The Biography Channel
Shaping The Future, from the Heritage Minutes and Radio Minutes collection at HistoricaCanada.ca (1:31 audio drama, Adobe Flash required)
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https://en.wikipedia.org/wiki/Anatolia
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Anatolia
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Anatolia, also known as Asia Minor, is a large peninsula in West Asia and is the western-most extension of continental Asia. The land mass of Anatolia constitutes most of the territory of contemporary Turkey. Geographically, the Anatolian region is bounded by the Turkish Straits to the north-west, the Black Sea to the north, the Armenian Highlands to the east, the Mediterranean Sea to the south, and the Aegean Sea to the west. Topographically, the Sea of Marmara connects the Black Sea with the Aegean Sea through the Bosporus strait and the Dardanelles strait, and separates Anatolia from Thrace in the Balkan peninsula of Southeastern Europe.
The eastern border of Anatolia is a line between the Gulf of Alexandretta and the Black Sea, bounded by the Armenian Highlands to the east and Mesopotamia to the south-east, thus Anatolia comprises approximately the western two-thirds of the Asian territory of Turkey. Anatolia sometimes is synonymous with Asian Turkey, thereby including the western part of the Armenian Highlands and northern Mesopotamia and making its eastern and southern borders coterminous with Turkey's borders.
The ancient Anatolian peoples spoke the now-extinct Anatolian languages of the Indo-European language family, which were largely replaced by the Greek language during classical antiquity as well as during the Hellenistic, Roman, and Byzantine periods. The major Anatolian languages included Hittite, Luwian, and Lydian, while other, poorly attested local languages included Phrygian and Mysian. Hurro-Urartian languages were spoken in the southeastern kingdom of Mitanni, while Galatian, a Celtic language, was spoken in Galatia, central Anatolia. Ancient peoples in the region included Galatians, Hurrians, Assyrians, Hattians, Cimmerians, as well as Ionian, Dorian, and Aeolic Greeks. The Turkification of Anatolia began under the rule of the Seljuk Empire in the late 11th century, continued under the Ottoman Empire between the late 13th and early 20th centuries, and continues today under the Republic of Turkey. However, various non-Turkic languages continue to be spoken by minorities in Anatolia, including Kurdish, Neo-Aramaic, Armenian, North Caucasian languages, Laz, Georgian, and Greek.
Geography
Traditionally, Anatolia is considered to extend in the east to an indefinite line running from the Gulf of Alexandretta to the Black Sea, coterminous with the Anatolian Plateau. This traditional geographical definition is used, for example, in the latest edition of Merriam-Webster's Geographical Dictionary. Under this definition, Anatolia is bounded to the east by the Armenian Highlands, and the Euphrates before that river bends to the southeast to enter Mesopotamia. To the southeast, it is bounded by the ranges that separate it from the Orontes valley in Syria and the Mesopotamian plain.
Following the Armenian genocide, Western Armenia was renamed the Eastern Anatolia Region by the newly established Turkish government. In 1941, with the First Geography Congress which divided Turkey into seven geographical regions based on differences in climate and landscape, the eastern provinces of Turkey were placed into the Eastern Anatolia Region, which largely corresponds to the historical region of Western Armenia (named as such after the division of Greater Armenia between the Roman/Byzantine Empire (Western Armenia) and Sassanid Persia (Eastern Armenia) in 387 AD). Vazken Davidian terms the expanded use of "Anatolia" to apply to territory in eastern Turkey that was formerly referred to as Armenia (which had a sizeable Armenian population before the Armenian genocide) an "ahistorical imposition" and notes that a growing body of literature is uncomfortable with referring to the Ottoman East as "Eastern Anatolia".
The highest mountain in the Eastern Anatolia Region (also the highest peak in the Armenian Highlands) is Mount Ararat (5123 m). The Euphrates, Aras, Karasu and Murat rivers connect the Armenian Highlands to the South Caucasus and the Upper Euphrates Valley. Along with the Çoruh, these rivers are the longest in the Eastern Anatolia Region.
Etymology
The English-language name Anatolia derives from the Greek () meaning "the East" and designating (from a Greek point of view) eastern regions in general. The Greek word refers to the direction where the sun rises, coming from anatello '(Ι) rise up', comparable to terms in other languages such as "levant" from Latin 'to rise', "orient" from Latin 'to arise, to originate', Hebrew mizraḥ 'east' from zaraḥ 'to rise, to shine', Aramaic midnaḥ from denaḥ 'to rise, to shine'.
The use of Anatolian designations has varied over time, perhaps originally referring to the Aeolian, Ionian and Dorian colonies situated along the eastern coasts of the Aegean Sea, but also encompassing eastern regions in general. Such use of Anatolian designations was employed during the reign of Roman Emperor Diocletian (), who created the Diocese of the East, known in Greek as the Eastern Diocese, but completely unrelated to the regions of Asia Minor. In their widest territorial scope, Anatolian designations were employed during the reign of Roman Emperor Constantine I (306–337), who created the Praetorian prefecture of the East, known in Greek as the Eastern Prefecture, encompassing all eastern regions of the Late Roman Empire and spanning from Thrace to Egypt.
Only after the loss of other eastern regions during the 7th century and the reduction of Byzantine eastern domains to Asia Minor, that region became the only remaining part of the Byzantine East, and thus commonly referred to (in Greek) as the Eastern part of the Empire. At the same time, the Anatolic Theme ( / "the Eastern theme") was created, as a province (theme) covering the western and central parts of Turkey's present-day Central Anatolia Region, centered around Iconium, but ruled from the city of Amorium.
The Latinized form "", with its -ia ending, is probably a Medieval Latin innovation. The modern Turkish form derives directly from the Greek name (Anatolḗ). The Russian male name Anatoly, the French Anatole and plain Anatol, all stemming from saints Anatolius of Laodicea (d. 283) and Anatolius of Constantinople (d. 458; the first Patriarch of Constantinople), share the same linguistic origin.
Names
The oldest known name for any region within Anatolia is related to its central area, known as the "Land of Hatti" – a designation that was initially used for the land of ancient Hattians, but later became the most common name for the entire territory under the rule of ancient Hittites.
The first recorded name the Greeks used for the Anatolian peninsula, though not particularly popular at the time, was Ἀσία (Asía), perhaps from an Akkadian expression for the "sunrise" or possibly echoing the name of the Assuwa league in western Anatolia. The Romans used it as the name of their province, comprising the west of the peninsula plus the nearby Aegean Islands. As the name "Asia" broadened its scope to apply to the vaster region east of the Mediterranean, some Greeks in Late Antiquity came to use the name Asia Minor (Μικρὰ Ἀσία, Mikrà Asía), meaning "Lesser Asia" to refer to present-day Anatolia, whereas the administration of the Empire preferred the description Ἀνατολή (Anatolḗ; ).
The endonym Ῥωμανία (Rōmanía "the land of the Romans, i.e. the Eastern Roman Empire") was understood as another name for the province by the invading Seljuq Turks, who founded a Sultanate of Rûm in 1077. Thus (land of the) Rûm became another name for Anatolia. By the 12th century Europeans had started referring to Anatolia as Turchia.
During the era of the Ottoman Empire, mapmakers outside the Empire referred to the mountainous plateau in eastern Anatolia as Armenia. Other contemporary sources called the same area Kurdistan. Geographers have variously used the terms East Anatolian Plateau and Armenian Plateau to refer to the region, although the territory encompassed by each term largely overlaps with the other. According to archaeologist Lori Khatchadourian, this difference in terminology "primarily result[s] from the shifting political fortunes and cultural trajectories of the region since the nineteenth century".
Turkey's First Geography Congress in 1941 created two geographical regions of Turkey to the east of the Gulf of Iskenderun-Black Sea line, the Eastern Anatolia Region and the Southeastern Anatolia Region, the former largely corresponding to the western part of the Armenian Highlands, the latter to the northern part of the Mesopotamian plain. According to Richard Hovannisian, this changing of toponyms was "necessary to obscure all evidence" of the Armenian presence as part of the policy of Armenian genocide denial embarked upon by the newly established Turkish government and what Hovannisian calls its "foreign collaborators".
History
Prehistoric Anatolia
Human habitation in Anatolia dates back to the Paleolithic. Neolithic settlements include Çatalhöyük, Çayönü, Nevali Cori, Aşıklı Höyük, Boncuklu Höyük, Hacilar, Göbekli Tepe, Norşuntepe, Köşk Höyük, and Yumuktepe. Çatalhöyük (7.000 BCE) is considered the most advanced of these. Neolithic Anatolia has been proposed as the homeland of the Indo-European language family, although linguists tend to favour a later origin in the steppes north of the Black Sea. However, it is clear that the Anatolian languages, the earliest attested branch of Indo-European, have been spoken in Anatolia since at least the 19th century BCE.
Recent advances in archaeogenetics have confirmed that the spread of agriculture from the Middle East to Europe was strongly correlated with the migration of early farmers from Anatolia about 9,000 years ago, and was not just a cultural exchange. Anatolian Neolithic farmers derived a significant portion of their ancestry from the Anatolian hunter-gatherers, suggesting that agriculture was adopted in site by these hunter-gatherers and not spread by demic diffusion into the region.
Ancient Anatolia
The earliest historical data related to Anatolia appear during the Bronze Age and continue throughout the Iron Age. The most ancient period in the history of Anatolia spans from the emergence of ancient Hattians, up to the conquest of Anatolia by the Achaemenid Empire in the 6th century BCE.
Hattians and Hurrians
The earliest historically attested populations of Anatolia were the Hattians in central Anatolia, and Hurrians further to the east. The Hattians were an indigenous people, whose main center was the city of Hattush. Affiliation of Hattian language remains unclear, while Hurrian language belongs to a distinctive family of Hurro-Urartian languages. All of those languages are extinct; relationships with indigenous languages of the Caucasus have been proposed, but are not generally accepted. The region became famous for exporting raw materials. Organized trade between Anatolia and Mesopotamia started to emerge during the period of the Akkadian Empire, and was continued and intensified during the period of the Old Assyrian Empire, between the 21st and the 18th centuries BCE. Assyrian traders were bringing tin and textiles in exchange for copper, silver or gold. Cuneiform records, dated , found in Anatolia at the Assyrian colony of Kanesh, use an advanced system of trading computations and credit lines.
Hittite Anatolia (18th–12th century BCE)
Unlike the Akkadians and Assyrians, whose Anatolian trading posts were peripheral to their core lands in Mesopotamia, the Hittites were centered at Hattusa (modern Boğazkale) in north-central Anatolia by the 17th century BCE. They were speakers of an Indo-European language, the Hittite language, or nesili (the language of Nesa) in Hittite. The Hittites originated from local ancient cultures that grew in Anatolia, in addition to the arrival of Indo-European languages. Attested for the first time in the Assyrian tablets of Nesa around 2000 BCE, they conquered Hattusa in the 18th century BCE, imposing themselves over Hattian- and Hurrian-speaking populations. According to the widely accepted Kurgan theory on the Proto-Indo-European homeland, however, the Hittites (along with the other Indo-European ancient Anatolians) were themselves relatively recent immigrants to Anatolia from the north. However, they did not necessarily displace the population genetically; they assimilated into the former peoples' culture, preserving the Hittite language.
The Hittites adopted the Mesopotamian cuneiform script. In the Late Bronze Age, Hittite New Kingdom () was founded, becoming an empire in the 14th century BCE after the conquest of Kizzuwatna in the south-east and the defeat of the Assuwa league in western Anatolia. The empire reached its height in the 13th century BCE, controlling much of Asia Minor, northwestern Syria, and northwest upper Mesopotamia. However, the Hittite advance toward the Black Sea coast was halted by the semi-nomadic pastoralist and tribal Kaskians, a non-Indo-European people who had earlier displaced the Palaic-speaking Indo-Europeans. Much of the history of the Hittite Empire concerned war with the rival empires of Egypt, Assyria and the Mitanni.
The Ancient Egyptians eventually withdrew from the region after failing to gain the upper hand over the Hittites and becoming wary of the power of Assyria, which had destroyed the Mitanni Empire. The Assyrians and Hittites were then left to battle over control of eastern and southern Anatolia and colonial territories in Syria. The Assyrians had better success than the Egyptians, annexing much Hittite (and Hurrian) territory in these regions.
Post-Hittite Anatolia (12th–6th century BCE)
After 1180 BCE, during the Late Bronze Age collapse, the Hittite Empire disintegrated into several independent Syro-Hittite states, subsequent to losing much territory to the Middle Assyrian Empire and being finally overrun by the Phrygians, another Indo-European people who are believed to have migrated from the Balkans. The Phrygian expansion into southeast Anatolia was eventually halted by the Assyrians, who controlled that region.
Luwians
Another Indo-European people, the Luwians, rose to prominence in central and western Anatolia BCE. Their language belonged to the same linguistic branch as Hittite. The general consensus amongst scholars is that Luwian was spoken across a large area of western Anatolia, including (possibly) Wilusa (Troy), the Seha River Land (to be identified with the Hermos and/or Kaikos valley), and the kingdom of Mira-Kuwaliya with its core territory of the Maeander valley. From the 9th century BCE, Luwian regions coalesced into a number of states such as Lydia, Caria, and Lycia, all of which had Hellenic influence.
Arameans
Arameans encroached over the borders of south-central Anatolia in the century or so after the fall of the Hittite empire, and some of the Syro-Hittite states in this region became an amalgam of Hittites and Arameans. These became known as Syro-Hittite states.
Neo-Assyrian Empire
From the 10th to late 7th centuries BCE, much of Anatolia (particularly the southeastern regions) fell to the Neo-Assyrian Empire, including all of the Syro-Hittite states, Tabal, Commagene, the Cimmerians and Scythians, and swathes of Cappadocia.
The Neo-Assyrian empire collapsed due to a bitter series of civil wars followed by a combined attack by Medes, Persians, Scythians and their own Babylonian relations. The last Assyrian city to fall was Harran in southeast Anatolia. This city was the birthplace of the last king of Babylon, the Assyrian Nabonidus and his son and regent Belshazzar. Much of the region then fell to the short-lived Iran-based Median Empire, with the Babylonians and Scythians briefly appropriating some territory.
Cimmerian and Scythian invasions
From the late 8th century BCE, a new wave of Indo-European-speaking raiders entered northern and northeast Anatolia: the Cimmerians and Scythians. The Cimmerians overran Phrygia and the Scythians threatened to do the same to Urartu and Lydia, before both were finally checked by the Assyrians.
Early Greek presence
The north-western coast of Anatolia was inhabited by Greeks of the Achaean/Mycenaean culture from the 20th century BCE, related to the Greeks of southeastern Europe and the Aegean. Beginning with the Bronze Age collapse at the end of the 2nd millennium BCE, the west coast of Anatolia was settled by Ionian Greeks, usurping the area of the related but earlier Mycenaean Greeks. Over several centuries, numerous Ancient Greek city-states were established on the coasts of Anatolia. Greeks started Western philosophy on the western coast of Anatolia (Pre-Socratic philosophy).
Classical Anatolia
In Classical antiquity, Anatolia was described by the Ancient Greek historian Herodotus and later historians as divided into regions that were diverse in culture, language, and religious practices. The northern regions included Bithynia, Paphlagonia, and Pontus; to the west were Mysia, Lydia, and Caria; and Lycia, Pamphylia, and Cilicia belonged to the southern shore. There were also several inland regions: Phrygia, Cappadocia, Pisidia, and Galatia. Languages spoken included the late surviving Anatolic languages, Isaurian, and Pisidian, Greek in western and coastal regions, Phrygian spoken until the 7th century CE, local variants of Thracian in the northwest, the Galatian variant of Gaulish in Galatia until the 6th century CE, Cappadocian in the homonymous region, Armenian in the east, and Kartvelian languages in the northeast.
Anatolia is known as the birthplace of minted coinage (as opposed to unminted coinage, which first appears in Mesopotamia at a much earlier date) as a medium of exchange, some time in the 7th century BCE in Lydia. The use of minted coins continued to flourish during the Greek and Roman eras.
During the 6th century BCE, all of Anatolia was conquered by the Persian Achaemenid Empire, the Persians having usurped the Medes as the dominant dynasty of Persia. In 499 BCE, the Ionian city-states on the west coast of Anatolia rebelled against Persian rule. The Ionian Revolt, as it became known, though quelled, initiated the Greco-Persian Wars, which ended in a Greek victory in 449 BCE, and the Ionian cities regained their independence. By the Peace of Antalcidas (387 BCE), which ended the Corinthian War, Persia regained control over Ionia.
In 334 BCE, the Macedonian Greek king Alexander the Great conquered the Anatolian peninsula from the Achaemenid Persian Empire. Alexander's conquest opened up the interior of Asia Minor to Greek settlement and influence.
Following the death of Alexander the Great and the subsequent breakup of the Macedonian Empire, Anatolia was ruled by a series of Hellenistic kingdoms, such as the Attalids of Pergamum and the Seleucids, the latter controlling most of Anatolia. A period of peaceful Hellenization followed, such that the local Anatolian languages had been supplanted by Greek by the 1st century BCE. In 133 BCE the last Attalid king bequeathed his kingdom to the Roman Republic; western and central Anatolia came under Roman control, but Hellenistic culture remained predominant.
Mithridates VI Eupator, ruler of the Kingdom of Pontus in northern Anatolia, waged war against the Roman Republic in the year 88 BCE in order to halt the advance of Roman hegemony in the Aegean Sea region. Mithridates VI sought to dominate Asia Minor and the Black Sea region, waging several hard-fought but ultimately unsuccessful wars (the Mithridatic Wars) to break Roman dominion over Asia and the Hellenic world. He has been called the greatest ruler of the Kingdom of Pontus. Further annexations by Rome, in particular of the Kingdom of Pontus by Pompey, brought all of Anatolia under Roman control, except for the southeastern frontier with the Parthian Empire, which remained unstable for centuries, causing a series of military conflicts that culminated in the Roman–Parthian Wars (54 BCE – 217 CE).
Early Christian Period
After the first division of the Roman Empire, Anatolia became part of the Eastern Roman Empire, otherwise known as the Byzantine Empire or Byzantium. In the 1st century CE, Anatolia became one of the first places where Christianity spread, so that by the 4th century CE, western and central Anatolia were overwhelmingly Christian and Greek-speaking.
Byzantine Anatolia was one of the wealthiest and most densely populated places in the Later Roman Empire. Anatolia's wealth grew during the 4th and 5th centuries thanks, in part, to the Pilgrim's Road that ran through the peninsula. Literary evidence about the rural landscape stems from the Christian hagiographies of the 6th-century Nicholas of Sion and 7th-century Theodore of Sykeon. Large and prosperous urban centers of Byzantine Anatolia included Assos, Ephesus, Miletus, Nicaea, Pergamum, Priene, Sardis, and Aphrodisias.
From the mid-5th century onwards, urbanism was affected negatively and began to decline, while the rural areas reached unprecedented levels of prosperity in the region. Historians and scholars continue to debate the cause of the urban decline in Byzantine Anatolia between the 6th and 7th centuries, variously attributing it to the Plague of Justinian (541), the Byzantine–Sasanian War (602–628), and the Arab invasion of the Levant (634–638).
Medieval Period
In the 10 years following the Battle of Manzikert in 1071, the Seljuk Turks from Central Asia migrated over large areas of Anatolia, with particular concentrations around the northwestern rim. The Turkish language and the Islamic religion were gradually introduced as a result of the Seljuk conquest, and this period marks the start of Anatolia's slow transition from predominantly Christian and Greek-speaking, to predominantly Muslim and Turkish-speaking (although ethnic groups such as Armenians, Greeks, and Assyrians remained numerous and retained Christianity and their native languages). In the following century, the Byzantines managed to reassert their control in western and northern Anatolia. Control of Anatolia was then split between the Byzantine Empire and the Seljuk Sultanate of Rûm, with the Byzantine holdings gradually being reduced.
In 1255, the Mongols swept through eastern and central Anatolia, and would remain until 1335. The Ilkhanate garrison was stationed near Ankara. After the decline of the Ilkhanate from 1335 to 1353, the Mongol Empire's legacy in the region was the Uyghur Eretna Dynasty that was overthrown by Kadi Burhan al-Din in 1381.
By the end of the 14th century, most of Anatolia was controlled by various Anatolian beyliks. Smyrna fell in 1330, and the last Byzantine stronghold in Anatolia, Philadelphia, fell in 1390. The Turkmen Beyliks were under the control of the Mongols, at least nominally, through declining Seljuk sultans. The Beyliks did not mint coins in the names of their own leaders while they remained under the suzerainty of the Mongol Ilkhanids. The Osmanli ruler Osman I was the first Turkish ruler who minted coins in his own name in 1320s; they bear the legend "Minted by Osman son of Ertugrul". Since the minting of coins was a prerogative accorded in Islamic practice only to a sovereign, it can be considered that the Osmanli, or Ottoman Turks, had become formally independent from the Mongol Khans.
Ottoman Empire
Among the Turkish leaders, the Ottomans emerged as great power under Osman I and his son Orhan. The Anatolian beyliks were successively absorbed into the rising Ottoman Empire during the 15th century. It is not well understood how the Osmanlı, or Ottoman Turks, came to dominate their neighbours, as the history of medieval Anatolia is still little known. The Ottomans completed the conquest of the peninsula in 1517 with the taking of Halicarnassus (modern Bodrum) from the Knights of Saint John.
Modern times
With the acceleration of the decline of the Ottoman Empire in the early 19th century, and as a result of the expansionist policies of the Russian Empire in the Caucasus, many Muslim nations and groups in that region, mainly Circassians, Tatars, Azeris, Lezgis, Chechens and several Turkic groups left their homelands and settled in Anatolia. As the Ottoman Empire further shrank in the Balkan regions and then fragmented during the Balkan Wars, much of the non-Christian populations of its former possessions, mainly Balkan Muslims (Bosniaks, Albanians, Turks, Muslim Bulgarians and Greek Muslims such as the Vallahades from Greek Macedonia), were resettled in various parts of Anatolia, mostly in formerly Christian villages throughout Anatolia.
A continuous reverse migration occurred since the early 19th century, when Greeks from Anatolia, Constantinople and Pontus area migrated toward the newly independent Kingdom of Greece, and also towards the United States, the southern part of the Russian Empire, Latin America, and the rest of Europe.
Following the Russo-Persian Treaty of Turkmenchay (1828) and the incorporation of Eastern Armenia into the Russian Empire, another migration involved the large Armenian population of Anatolia, which recorded significant migration rates from Western Armenia (Eastern Anatolia) toward the Russian Empire, especially toward its newly established Armenian provinces.
Anatolia remained multi-ethnic until the early 20th century (see the rise of nationalism under the Ottoman Empire). During World War I, the Armenian genocide, the Greek genocide (especially in Pontus), and the Assyrian genocide almost entirely removed the ancient indigenous communities of Armenian, Greek, and Assyrian populations in Anatolia and surrounding regions. Following the Greco-Turkish War of 1919–1922, most remaining ethnic Anatolian Greeks were forced out during the 1923 population exchange between Greece and Turkey. Of the remainder, most have left Turkey since then, leaving fewer than 5,000 Greeks in Anatolia today.
Geology
Anatolia's terrain is structurally complex. A central massif composed of uplifted blocks and downfolded troughs, covered by recent deposits and giving the appearance of a plateau with rough terrain, is wedged between two folded mountain ranges that converge in the east. True lowland is confined to a few narrow coastal strips along the Aegean, Mediterranean, and the Black Sea coasts. Flat or gently sloping land is rare and largely confined to the deltas of the Kızıl River, the coastal plains of Çukurova and the valley floors of the Gediz River and the Büyük Menderes River as well as some interior high plains in Anatolia, mainly around Lake Tuz (Salt Lake) and the Konya Basin (Konya Ovasi).
There are two mountain ranges in southern Anatolia: the Taurus and the Zagros mountains.
Climate
Anatolia has a varied range of climates. The central plateau is characterized by a continental climate, with hot summers and cold snowy winters. The south and west coasts enjoy a typical Mediterranean climate, with mild rainy winters, and warm dry summers. The Black Sea and Marmara coasts have a temperate oceanic climate, with cool foggy summers and much rainfall throughout the year.
Ecoregions
There is a diverse number of plant and animal communities.
The mountains and coastal plain of northern Anatolia experience a humid and mild climate. There are temperate broadleaf, mixed and coniferous forests. The central and eastern plateau, with its drier continental climate, has deciduous forests and forest steppes. Western and southern Anatolia, which have a Mediterranean climate, contain Mediterranean forests, woodlands, and scrub ecoregions.
Euxine-Colchic deciduous forests: These temperate broadleaf and mixed forests extend across northern Anatolia, lying between the mountains of northern Anatolia and the Black Sea. They include the enclaves of temperate rainforest lying along the southeastern coast of the Black Sea in eastern Turkey and Georgia.
Northern Anatolian conifer and deciduous forests: These forests occupy the mountains of northern Anatolia, running east and west between the coastal Euxine-Colchic forests and the drier, continental climate forests of central and eastern Anatolia.
Central Anatolian deciduous forests: These forests of deciduous oaks and evergreen pines cover the plateau of central Anatolia.
Central Anatolian steppe: These dry grasslands cover the drier valleys and surround the saline lakes of central Anatolia, and include halophytic (salt tolerant) plant communities.
Eastern Anatolian deciduous forests: This ecoregion occupies the plateau of eastern Anatolia. The drier and more continental climate is beneficial for steppe-forests dominated by deciduous oaks, with areas of shrubland, montane forest, and valley forest.
Anatolian conifer and deciduous mixed forests: These forests occupy the western, Mediterranean-climate portion of the Anatolian plateau. Pine forests and mixed pine and oak woodlands and shrublands are predominant.
Aegean and Western Turkey sclerophyllous and mixed forests: These Mediterranean-climate forests occupy the coastal lowlands and valleys of western Anatolia bordering the Aegean Sea. The ecoregion has forests of Turkish pine (Pinus brutia), oak forests and woodlands, and maquis shrubland of Turkish pine and evergreen sclerophyllous trees and shrubs, including Olive (Olea europaea), Strawberry Tree (Arbutus unedo), Arbutus andrachne, Kermes Oak (Quercus coccifera), and Bay Laurel (Laurus nobilis).
Southern Anatolian montane conifer and deciduous forests: These mountain forests occupy the Mediterranean-climate Taurus Mountains of southern Anatolia. Conifer forests are predominant, chiefly Anatolian black pine (Pinus nigra), Cedar of Lebanon (Cedrus libani), Taurus fir (Abies cilicica), and juniper (Juniperus foetidissima and J. excelsa). Broadleaf trees include oaks, hornbeam, and maples.
Eastern Mediterranean conifer-sclerophyllous-broadleaf forests: This ecoregion occupies the coastal strip of southern Anatolia between the Taurus Mountains and the Mediterranean Sea. Plant communities include broadleaf sclerophyllous maquis shrublands, forests of Aleppo Pine (Pinus halepensis) and Turkish Pine (Pinus brutia), and dry oak (Quercus spp.) woodlands and steppes.
Demographics
The largest cities in Anatolia (aside from the Asian side of Istanbul) are Ankara, İzmir, Bursa, Antalya, Konya, Adana, İzmit, Mersin, Manisa, Kayseri, Samsun, Balıkesir, Kahramanmaraş, Aydın, Adapazarı, Denizli, Muğla, Eskişehir, Trabzon, Ordu, Afyonkarahisar, Sivas, Tokat, Zonguldak, Kütahya, Çanakkale, Osmaniye, Şırnak and Çorum. All have populations of more than 500,000.
See also
Aeolis
Anatolian hypothesis
Anatolianism
Anatolian leopard
Anatolian Plate
Anatolian Shepherd
Ancient kingdoms of Anatolia
Antigonid dynasty
Doris (Asia Minor)
Empire of Nicaea
Empire of Trebizond
Gordium
Lycaonia
Midas
Miletus
Myra
Pentarchy
Pontic Greeks
Rumi
Saint Anatolia
Saint John
Saint Nicholas
Saint Paul
Seleucid Empire
Seven churches of Asia
Seven Sleepers
Tarsus
Troad
Turkic migration
Explanatory notes
References
Citations
General and cited sources
Further reading
Akat, Yücel, Neşe Özgünel, and Aynur Durukan. 1991. Anatolia: A World Heritage. Ankara: Kültür Bakanliǧi.
Brewster, Harry. 1993. Classical Anatolia: The Glory of Hellenism. London: I. B. Tauris.
Donbaz, Veysel, and Şemsi Güner. 1995. The Royal Roads of Anatolia. Istanbul: Dünya.
Dusinberre, Elspeth R. M. 2013. Empire, Authority, and Autonomy In Achaemenid Anatolia. Cambridge: Cambridge University Press.
Gates, Charles, Jacques Morin, and Thomas Zimmermann. 2009. Sacred Landscapes In Anatolia and Neighboring Regions. Oxford: Archaeopress.
Mikasa, Takahito, ed. 1999. Essays On Ancient Anatolia. Wiesbaden: Harrassowitz.
Takaoğlu, Turan. 2004. Ethnoarchaeological Investigations In Rural Anatolia. İstanbul: Ege Yayınları.
Taracha, Piotr. 2009. Religions of Second Millennium Anatolia. Wiesbaden: Harrassowitz.
Taymaz, Tuncay, Y. Yilmaz, and Yildirim Dilek. 2007. The Geodynamics of the Aegean and Anatolia. London: Geological Society.
External links
Ancient Greek geography
Geography of the Middle East
Historical regions in Turkey
Peninsulas of Asia
Peninsulas of Turkey
Physiographic provinces
Regions of Asia
Regions of Turkey
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https://en.wikipedia.org/wiki/Apple%20Inc.
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Apple Inc.
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Apple Inc. is an American multinational technology company headquartered in Cupertino, California. , Apple is the world's biggest company by market capitalization, and with the largest technology company by 2022 revenue. , Apple is the fourth-largest personal computer vendor by unit sales; the largest manufacturing company by revenue; and the second-largest mobile phone manufacturer in the world. It is considered one of the Big Five American information technology companies, alongside Alphabet (parent company of Google), Amazon, Meta Platforms, and Microsoft.
Apple was founded as Apple Computer Company on April 1, 1976, by Steve Wozniak, Steve Jobs and Ronald Wayne to develop and sell Wozniak's Apple I personal computer. It was incorporated by Jobs and Wozniak as Apple Computer, Inc. in 1977. The company's second computer, the Apple II, became a best seller and one of the first mass-produced microcomputers. Apple went public in 1980 to instant financial success. The company developed computers featuring innovative graphical user interfaces, including the 1984 original Macintosh, announced that year in a critically acclaimed advertisement called "1984". By 1985, the high cost of its products, and power struggles between executives, caused problems. Wozniak stepped back from Apple and pursued other ventures, while Jobs resigned and founded NeXT, taking some Apple employees with him.
As the market for personal computers expanded and evolved throughout the 1990s, Apple lost considerable market share to the lower-priced duopoly of the Microsoft Windows operating system on Intel-powered PC clones (also known as "Wintel"). In 1997, weeks away from bankruptcy, the company bought NeXT to resolve Apple's unsuccessful operating system strategy and entice Jobs back to the company. Over the next decade, Jobs guided Apple back to profitability through a number of tactics including introducing the iMac, iPod, iPhone and iPad to critical acclaim, launching the "Think different" campaign and other memorable advertising campaigns, opening the Apple Store retail chain, and acquiring numerous companies to broaden the company's product portfolio. When Jobs resigned in 2011 for health reasons, and died two months later, he was succeeded as CEO by Tim Cook.
Apple became the first publicly traded U.S. company to be valued at over $1 trillion in August 2018, then at $2 trillion in August 2020, and at $3 trillion in January 2022. In June 2023, it was valued at just over $3 trillion. The company receives criticism regarding the labor practices of its contractors, its environmental practices, and its business ethics, including anti-competitive practices and materials sourcing. Nevertheless, the company has a large following and enjoys a high level of brand loyalty. It has also been consistently ranked as one of the world's most valuable brands.
History
1976–1980: Founding and incorporation
Apple Computer Company was founded on April 1, 1976, by Steve Jobs, Steve Wozniak, and Ronald Wayne as a partnership. The company's first product was the Apple I, a computer designed and hand-built entirely by Wozniak. To finance its creation, Jobs sold his Volkswagen Bus, and Wozniak sold his HP-65 calculator. Wozniak debuted the first prototype Apple I at the Homebrew Computer Club in July 1976. The Apple I was sold as a motherboard with CPU, RAM, and basic textual-video chips—a base kit concept which would not yet be marketed as a complete personal computer. It went on sale soon after debut for . Wozniak later said he was unaware of the coincidental mark of the beast in the number 666, and that he came up with the price because he liked "repeating digits".
Apple Computer, Inc. was incorporated on January 3, 1977, without Wayne, who had left and sold his share of the company back to Jobs and Wozniak for $800 only twelve days after having co-founded Apple. Multimillionaire Mike Markkula provided essential business expertise and funding of to Jobs and Wozniak during the incorporation of Apple. During the first five years of operations, revenues grew exponentially, doubling about every four months. Between September 1977 and September 1980, yearly sales grew from $775,000 to $118 million, an average annual growth rate of 533%.
The Apple II, also invented by Wozniak, was introduced on April 16, 1977, at the first West Coast Computer Faire. It differed from its major rivals, the TRS-80 and Commodore PET, because of its character cell-based color graphics and open architecture. While the Apple I and early Apple II models used ordinary audio cassette tapes as storage devices, they were superseded by the introduction of a -inch floppy disk drive and interface called the Disk II in 1978.
The Apple II was chosen to be the desktop platform for the first "killer application" of the business world: VisiCalc, a spreadsheet program released in 1979. VisiCalc created a business market for the Apple II and gave home users an additional reason to buy an Apple II: compatibility with the office, but Apple II market share remained behind home computers made by competitors such as Atari, Commodore, and Tandy.
On December 12, 1980, Apple (ticker symbol "AAPL") went public selling 4.6 million shares at $22 per share ($.10 per share when adjusting for stock splits ), generating over $100 million, which was more capital than any IPO since Ford Motor Company in 1956. By the end of the day, 300 millionaires were created, from a stock price of $29 per share and a market cap of $1.778 billion.
1980–1990: Success with Macintosh
A critical moment in the company's history came in December 1979 when Jobs and several Apple employees, including human–computer interface expert Jef Raskin, visited Xerox PARC in to see a demonstration of the Xerox Alto, a computer using a graphical user interface. Xerox granted Apple engineers three days of access to the PARC facilities in return for the option to buy 100,000 shares (22.4 million split-adjusted shares ) of Apple at the pre-IPO price of $10 a share. After the demonstration, Jobs was immediately convinced that all future computers would use a graphical user interface, and development of a GUI began for the Apple Lisa, named after Jobs's daughter.
The Lisa division would be plagued by infighting, and in 1982 Jobs was pushed off the project. The Lisa launched in 1983 and became the first personal computer sold to the public with a GUI, but was a commercial failure due to its high price and limited software titles.
Jobs, angered by being pushed off the Lisa team, took over the company's Macintosh division. Wozniak and Raskin had envisioned the Macintosh as a low-cost computer with a text-based interface like the Apple II, but a plane crash in 1981 forced Wozniak to step back from the project. Jobs quickly redefined the Macintosh as a graphical system that would be cheaper than the Lisa, undercutting his former division. Jobs was also hostile to the Apple II division, which at the time, generated most of the company's revenue.
In 1984, Apple launched the Macintosh, the first personal computer to be sold without a programming language. Its debut was signified by "1984", a $1.5 million television advertisement directed by Ridley Scott that aired during the third quarter of Super Bowl XVIII on January 22, 1984. This is now hailed as a watershed event for Apple's success and was called a "masterpiece" by CNN and one of the greatest TV advertisements of all time by TV Guide.
The advertisement created great interest in the original Macintosh, and sales were initially good, but began to taper off dramatically after the first three months as reviews started to come in. Jobs had made the decision to equip the original Macintosh with 128 kilobytes of RAM, attempting to reach a price point, which limited its speed and the software that could be used. The Macintosh would eventually ship for , a price panned by critics in light of its slow performance. In early 1985, this sales slump triggered a power struggle between Steve Jobs and CEO John Sculley, who had been hired away from Pepsi two years earlier by Jobs saying, "Do you want to sell sugar water for the rest of your life or come with me and change the world?" Sculley decided to remove Jobs as the head of the Macintosh division, with unanimous support from the Apple board of directors.
The board of directors instructed Sculley to contain Jobs and his ability to launch expensive forays into untested products. Rather than submit to Sculley's direction, Jobs attempted to oust him from his leadership role at Apple. Informed by Jean-Louis Gassée, Sculley found out that Jobs had been attempting to organize a boardroom coup and called an emergency meeting at which Apple's executive staff sided with Sculley and stripped Jobs of all operational duties. Jobs resigned from Apple in September 1985 and took a number of Apple employees with him to found NeXT. Wozniak had also quit his active employment at Apple earlier in 1985 to pursue other ventures, expressing his frustration with Apple's treatment of the Apple II division and stating that the company had "been going in the wrong direction for the last five years." Despite Wozniak's grievances, he officially remained employed by Apple, and to this day continues to work for the company as a representative, receiving a stipend estimated to be $120,000 per year for this role. Both Jobs and Wozniak remained Apple shareholders after their departures.
After the departures of Jobs and Wozniak, Sculley worked to improve the Macintosh in 1985 by quadrupling the RAM and introducing the LaserWriter, the first reasonably priced PostScript laser printer. PageMaker, an early desktop publishing application taking advantage of the PostScript language, was also released by Aldus Corporation in July 1985. It has been suggested that the combination of Macintosh, LaserWriter and PageMaker was responsible for the creation of the desktop publishing market.
This dominant position in the desktop publishing market allowed the company to focus on higher price points, the so-called "high-right policy" named for the position on a chart of price vs. profits. Newer models selling at higher price points offered higher profit margin, and appeared to have no effect on total sales as power users snapped up every increase in speed. Although some worried about pricing themselves out of the market, the high-right policy was in full force by the mid-1980s, notably due to Jean-Louis Gassée's mantra of "fifty-five or die", referring to the 55% profit margins of the Macintosh II.
This policy began to backfire in the last years of the decade as desktop publishing programs appeared on PC clones that offered some or much of the same functionality of the Macintosh, but at far lower price points. The company lost its dominant position in the desktop publishing market and estranged many of its original consumer customer base who could no longer afford their high-priced products. The Christmas season of 1989 was the first in the company's history to have declining sales, which led to a 20% drop in Apple's stock price. During this period, the relationship between Sculley and Gassée deteriorated, leading Sculley to effectively demote Gassée in January 1990 by appointing Michael Spindler as the chief operating officer. Gassée left the company later that year.
1990–1997: Decline and restructuring
The company pivoted strategy and in October 1990 introduced three lower-cost models, the Macintosh Classic, the Macintosh LC, and the Macintosh IIsi, all of which saw significant sales due to pent-up demand. In 1991, Apple introduced the hugely successful PowerBook with a design that set the current shape for almost all modern laptops. The same year, Apple introduced System 7, a major upgrade to the Macintosh operating system, adding color to the interface and introducing new networking capabilities.
The success of the lower-cost Macs and PowerBook brought increasing revenue. For some time, Apple was doing incredibly well, introducing fresh new products and generating increasing profits in the process. The magazine MacAddict named the period between 1989 and 1991 as the "first golden age" of the Macintosh.
The success of Apple's lower-cost consumer models, especially the LC, also led to the cannibalization of their higher-priced machines. To address this, management introduced several new brands, selling largely identical machines at different price points, aimed at different markets: the high-end Quadra models, the mid-range Centris line, and the consumer-marketed Performa series. This led to significant market confusion, as customers did not understand the difference between models.
The early 1990s also saw the discontinuation of the Apple II series, which was expensive to produce, and the company felt was still taking sales away from lower-cost Macintosh models. After the launch of the LC, Apple began encouraging developers to create applications for Macintosh rather than Apple II, and authorized salespersons to direct consumers towards Macintosh and away from Apple II. The Apple IIe was discontinued in 1993.
Throughout this period, Microsoft continued to gain market share with its Windows graphical user interface that it sold to manufacturers of generally less expensive PC clones. While the Macintosh was more expensive, it offered a more tightly integrated user experience, but the company struggled to make the case to consumers.
Apple also experimented with a number of other unsuccessful consumer targeted products during the 1990s, including digital cameras, portable CD audio players, speakers, video game consoles, the eWorld online service, and TV appliances. Most notably, enormous resources were invested in the problem-plagued Newton tablet division, based on John Sculley's unrealistic market forecasts.
Throughout this period, Microsoft continued to gain market share with Windows by focusing on delivering software to inexpensive personal computers, while Apple was delivering a richly engineered but expensive experience. Apple relied on high profit margins and never developed a clear response; instead, they sued Microsoft for using a GUI similar to the Apple Lisa in Apple Computer, Inc. v. Microsoft Corp. The lawsuit dragged on for years before it was finally dismissed.
The major product flops and the rapid loss of market share to Windows sullied Apple's reputation, and in 1993 Sculley was replaced as CEO by Michael Spindler.
With Spindler at the helm, Apple, IBM, and Motorola formed the AIM alliance in 1994 with the goal of creating a new computing platform (the PowerPC Reference Platform; PReP), which would use IBM and Motorola hardware coupled with Apple software. The AIM alliance hoped that PReP's performance and Apple's software would leave the PC far behind and thus counter the dominance of Windows. The same year, Apple introduced the Power Macintosh, the first of many Apple computers to use Motorola's PowerPC processor.
In the wake of the alliance, Apple opened up to the idea of allowing Motorola and other companies to build Macintosh clones. Over the next two years, 75 distinct Macintosh clone models were introduced. However, by 1996, Apple executives were worried that the clones were cannibalizing sales of their own high-end computers, where profit margins were highest.
In 1996, Spindler was replaced by Gil Amelio as CEO. Hired for his reputation as a corporate rehabilitator, Amelio made deep changes, including extensive layoffs and cost-cutting.
This period was also marked by numerous failed attempts to modernize the Macintosh operating system (MacOS). The original Macintosh operating system (System 1) was not built for multitasking (running several applications at once). The company attempted to correct this with by introducing cooperative multitasking in System 5, but the company still felt it needed a more modern approach. This led to the Pink project in 1988, A/UX that same year, Copland in 1994, and the attempted purchase of BeOS in 1996. Talks with Be stalled when the CEO, former Apple executive Jean-Louis Gassée, demanded $300 million instead of the $125 million Apple wanted to pay.
Only weeks away from bankruptcy, Apple's board decided NeXTSTEP was a better choice for its next operating system and purchased NeXT in late 1996 for $400 million, bringing back Apple co-founder Steve Jobs.
1997–2007: Return to profitability
The NeXT acquisition was finalized on February 9, 1997, and the board brought Jobs back to Apple as an advisor. On July 9, 1997, Jobs staged a boardroom coup that resulted in Amelio's resignation after overseeing a three-year record-low stock price and crippling financial losses.
The board named Jobs as interim CEO and he immediately began a review of the company's products. Jobs would order 70% of the company's products to be cancelled, resulting in the loss of 3,000 jobs, and taking Apple back to the core of its computer offerings. The next month, in August 1997, Steve Jobs convinced Microsoft to make a $150 million investment in Apple and a commitment to continue developing software for the Mac. The investment was seen as an "antitrust insurance policy" for Microsoft who had recently settled with the Department of Justice over anti-competitive practices. Jobs also ended the Mac clone deals and in September 1997, purchased the largest clone maker, Power Computing. On November 10, 1997, Apple introduced the Apple Store website, which was tied to a new build-to-order manufacturing that had been successfully used by PC manufacturer Dell.
The moves paid off for Jobs; at the end of his first year as CEO, the company turned a $309 million profit.
On May 6, 1998, Apple introduced a new all-in-one computer reminiscent of the original Macintosh: the iMac. The iMac was a huge success for Apple selling 800,000 units in its first five months and ushered in major shifts in the industry by abandoning legacy technologies like the -inch diskette, being an early adopter of the USB connector, and coming pre-installed with internet connectivity (the "i" in iMac) via Ethernet and a dial-up modem. The device also had a striking teardrop shape and translucent materials, designed by Jonathan Ive, who although hired by Amelio, would go on to work collaboratively with Jobs for the next decade to chart a new course the design of Apple's products.
A little more than a year later on July 21, 1999, Apple introduced the iBook, a laptop for consumers. It was the culmination of a strategy established by Jobs to produce only four products: refined versions of the Power Macintosh G3 desktop and PowerBook G3 laptop for professionals, along with the iMac desktop and iBook laptop for consumers. Jobs felt the small product line allowed for a greater focus on quality and innovation.
At around the same time, Apple also completed numerous acquisitions to create a portfolio of digital media production software for both professionals and consumers. Apple acquired of Macromedia's Key Grip digital video editing software project which was renamed Final Cut Pro when it was launched on the retail market in April 1999. The development of Key Grip also led to Apple's release of the consumer video-editing product iMovie in October 1999. Next, Apple successfully acquired the German company Astarte in April 2000, which had developed the DVD authoring software DVDirector, which Apple would sell as the professional-oriented DVD Studio Pro software product, and used the same technology to create iDVD for the consumer market. In 2000, Apple purchased the SoundJam MP audio player software from Casady & Greene. Apple renamed the program iTunes, while simplifying the user interface and adding the ability to burn CDs.
2001 would be a pivotal year for the Apple with the company making three announcements that would change the course of the company.
The first announcement came on March 24, 2001, that Apple was nearly ready to release a new modern operating system, Mac OS X. The announcement came after numerous failed attempts in the early 1990s, and several years of development. Mac OS X was based on NeXTSTEP, OPENSTEP, and BSD Unix, with Apple aiming to combine the stability, reliability, and security of Unix with the ease of use afforded by an overhauled user interface, heavily influenced by NeXTSTEP. To aid users in migrating from Mac OS 9, the new operating system allowed the use of OS 9 applications within Mac OS X via the Classic Environment.
In May 2001, the company opened its first two Apple Store retail locations in Virginia and California, offering an improved presentation of the company's products. At the time, many speculated that the stores would fail, but they went on to become highly successful, and the first of more than 500 stores around the world.
On October 23, 2001, Apple debuted the iPod portable digital audio player. The product, which was first sold on November 10, 2001, was phenomenally successful with over 100 million units sold within six years.
In 2003, Apple's iTunes Store was introduced. The service offered music downloads for 99¢ a song and integration with the iPod. The iTunes Store quickly became the market leader in online music services, with over five billion downloads by June 19, 2008. Two years later, the iTunes Store was the world's largest music retailer.
In 2002, Apple purchased Nothing Real for their advanced digital compositing application Shake, as well as Emagic for the music productivity application Logic. The purchase of Emagic made Apple the first computer manufacturer to own a music software company. The acquisition was followed by the development of Apple's consumer-level GarageBand application. The release of iPhoto in the same year completed the iLife suite.
At the Worldwide Developers Conference keynote address on June 6, 2005, Jobs announced that Apple would move away from PowerPC processors, and the Mac would transition to Intel processors in 2006. On January 10, 2006, the new MacBook Pro and iMac became the first Apple computers to use Intel's Core Duo CPU. By August 7, 2006, Apple made the transition to Intel chips for the entire Mac product line—over one year sooner than announced. The Power Mac, iBook, and PowerBook brands were retired during the transition; the Mac Pro, MacBook, and MacBook Pro became their respective successors. On April 29, 2009, The Wall Street Journal reported that Apple was building its own team of engineers to design microchips. Apple also introduced Boot Camp in 2006 to help users install Windows XP or Windows Vista on their Intel Macs alongside Mac OS X.
Apple's success during this period was evident in its stock price. Between early 2003 and 2006, the price of Apple's stock increased more than tenfold, from around $6 per share (split-adjusted) to over $80. When Apple surpassed Dell's market cap in January 2006, Jobs sent an email to Apple employees saying Dell's CEO Michael Dell should eat his words. Nine years prior, Dell had said that if he ran Apple he would "shut it down and give the money back to the shareholders".
2007–2011: Success with mobile devices
During his keynote speech at the Macworld Expo on January 9, 2007, Jobs announced that Apple Computer, Inc. would thereafter be known as "Apple Inc.", because the company had shifted its emphasis from computers to consumer electronics. This event also saw the announcement of the iPhone and the Apple TV. The company sold 270,000 iPhone units during the first 30 hours of sales, and the device was called "a game changer for the industry".
In an article posted on Apple's website on February 6, 2007, Jobs wrote that Apple would be willing to sell music on the iTunes Store without digital rights management (DRM), thereby allowing tracks to be played on third-party players if record labels would agree to drop the technology. On April 2, 2007, Apple and EMI jointly announced the removal of DRM technology from EMI's catalog in the iTunes Store, effective in May 2007. Other record labels eventually followed suit and Apple published a press release in January 2009 to announce that all songs on the iTunes Store are available without their FairPlay DRM.
In July 2008, Apple launched the App Store to sell third-party applications for the iPhone and iPod Touch. Within a month, the store sold 60 million applications and registered an average daily revenue of $1 million, with Jobs speculating in August 2008 that the App Store could become a billion-dollar business for Apple. By October 2008, Apple was the third-largest mobile handset supplier in the world due to the popularity of the iPhone.
On January 14, 2009, Jobs announced in an internal memo that he would be taking a six-month medical leave of absence from Apple until the end of June 2009 and would spend the time focusing on his health. In the email, Jobs stated that "the curiosity over my personal health continues to be a distraction not only for me and my family, but everyone else at Apple as well", and explained that the break would allow the company "to focus on delivering extraordinary products". Though Jobs was absent, Apple recorded its best non-holiday quarter (Q1 FY 2009) during the recession with revenue of $8.16 billion and profit of $1.21 billion.
After years of speculation and multiple rumored "leaks", Apple unveiled a large screen, tablet-like media device known as the iPad on January 27, 2010. The iPad ran the same touch-based operating system as the iPhone, and all iPhone apps were compatible with the iPad. This gave the iPad a large app catalog on launch, though having very little development time before the release. Later that year on April 3, 2010, the iPad was launched in the U.S. It sold more than 300,000 units on its first day, and 500,000 by the end of the first week. In May of the same year, Apple's market cap exceeded that of competitor Microsoft for the first time since 1989.
In June 2010, Apple released the iPhone 4, which introduced video calling using FaceTime, multitasking, and a new uninsulated stainless steel design that acted as the phone's antenna. Later that year, Apple again refreshed its iPod line of MP3 players by introducing a multi-touch iPod Nano, an iPod Touch with FaceTime, and an iPod Shuffle that brought back the clickwheel buttons of earlier generations. It also introduced the smaller, cheaper second generation Apple TV which allowed renting of movies and shows.
On January 17, 2011, Jobs announced in an internal Apple memo that he would take another medical leave of absence for an indefinite period to allow him to focus on his health. Chief operating officer Tim Cook assumed Jobs's day-to-day operations at Apple, although Jobs would still remain "involved in major strategic decisions". Apple became the most valuable consumer-facing brand in the world. In June 2011, Jobs surprisingly took the stage and unveiled iCloud, an online storage and syncing service for music, photos, files, and software which replaced MobileMe, Apple's previous attempt at content syncing. This would be the last product launch Jobs would attend before his death.
On August 24, 2011, Jobs resigned his position as CEO of Apple. He was replaced by Cook and Jobs became Apple's chairman. Apple did not have a chairman at the time and instead had two co-lead directors, Andrea Jung and Arthur D. Levinson, who continued with those titles until Levinson replaced Jobs as chairman of the board in November after Jobs' death.
2011–present: Post-Jobs era, Cook's leadership
On October 5, 2011, Steve Jobs died, marking the end of an era for Apple. The first major product announcement by Apple following Jobs's passing occurred on January 19, 2012, when Apple's Phil Schiller introduced iBook's Textbooks for iOS and iBook Author for Mac OS X in New York City. Jobs stated in the biography "Steve Jobs" that he wanted to reinvent the textbook industry and education.
From 2011 to 2012, Apple released the iPhone 4S and iPhone 5, which featured improved cameras, an intelligent software assistant named Siri, and cloud-synced data with iCloud; the third- and fourth-generation iPads, which featured Retina displays; and the iPad Mini, which featured a 7.9-inch screen in contrast to the iPad's 9.7-inch screen. These launches were successful, with the iPhone 5 (released September 21, 2012) becoming Apple's biggest iPhone launch with over two million pre-orders and sales of three million iPads in three days following the launch of the iPad Mini and fourth-generation iPad (released November 3, 2012). Apple also released a third-generation 13-inch MacBook Pro with a Retina display and new iMac and Mac Mini computers.
On August 20, 2012, Apple's rising stock price increased the company's market capitalization to a then-record $624 billion. This beat the non-inflation-adjusted record for market capitalization previously set by Microsoft in 1999. On August 24, 2012, a US jury ruled that Samsung should pay Apple $1.05 billion (£665m) in damages in an intellectual property lawsuit. Samsung appealed the damages award, which was reduced by $450 million and further granted Samsung's request for a new trial. On November 10, 2012, Apple confirmed a global settlement that dismissed all existing lawsuits between Apple and HTC up to that date, in favor of a ten-year license agreement for current and future patents between the two companies. It is predicted that Apple will make $280 million a year from this deal with HTC.
In May 2014, the company confirmed its intent to acquire Dr. Dre and Jimmy Iovine's audio company Beats Electronics—producer of the "Beats by Dr. Dre" line of headphones and speaker products, and operator of the music streaming service Beats Music—for $3 billion, and to sell their products through Apple's retail outlets and resellers. Iovine believed that Beats had always "belonged" with Apple, as the company modeled itself after Apple's "unmatched ability to marry culture and technology." The acquisition was the largest purchase in Apple's history.
During a press event on September 9, 2014, Apple introduced a smartwatch, the Apple Watch. Initially, Apple marketed the device as a fashion accessory and a complement to the iPhone, that would allow people to look at their smartphones less. Over time, the company has focused on developing health and fitness-oriented features on the watch, in an effort to compete with dedicated activity trackers.
In January 2016, it was announced that one billion Apple devices were in active use worldwide.
On June 6, 2016, Fortune released Fortune 500, their list of companies ranked on revenue generation. In the trailing fiscal year (2015), Apple appeared on the list as the top tech company. It ranked third, overall, with $233 billion in revenue. This represents a movement upward of two spots from the previous year's list.
In June 2017, Apple announced the HomePod, its smart speaker aimed to compete against Sonos, Google Home, and Amazon Echo. Towards the end of the year, TechCrunch reported that Apple was acquiring Shazam, a company that introduced its products at WWDC and specializing in music, TV, film and advertising recognition. The acquisition was confirmed a few days later, reportedly costing Apple $400 million, with media reports noting that the purchase looked like a move to acquire data and tools bolstering the Apple Music streaming service. The purchase was approved by the European Union in September 2018.
Also in June 2017, Apple appointed Jamie Erlicht and Zack Van Amburg to head the newly formed worldwide video unit. In November 2017, Apple announced it was branching out into original scripted programming: a drama series starring Jennifer Aniston and Reese Witherspoon, and a reboot of the anthology series Amazing Stories with Steven Spielberg. In June 2018, Apple signed the Writers Guild of America's minimum basic agreement and Oprah Winfrey to a multi-year content partnership. Additional partnerships for original series include Sesame Workshop and DHX Media and its subsidiary Peanuts Worldwide, as well as a partnership with A24 to create original films.
During the Apple Special Event in September 2017, the AirPower wireless charger was announced alongside the iPhone X, 8 and Watch Series 3. The AirPower was intended to wirelessly charge multiple devices, simultaneously. Though initially set to release in early 2018, the AirPower would be canceled in March 2019, marking the first cancellation of a device under Cook's leadership.
On August 19, 2020, Apple's share price briefly topped $467.77, making Apple the first US company with a market capitalization of $2 trillion.
During its annual WWDC keynote speech on June 22, 2020, Apple announced it would move away from Intel processors, and the Mac would transition to processors developed in-house. The announcement was expected by industry analysts, and it has been noted that Macs featuring Apple's processors would allow for big increases in performance over current Intel-based models. On November 10, 2020, the MacBook Air, MacBook Pro, and the Mac Mini became the first Mac devices powered by an Apple-designed processor, the Apple M1.
In April 2022, it was reported that Samsung Electro-Mechanics would be collaborating with Apple on its M2 chip instead of LG Innotek. Developer logs showed that at least nine Mac models with four different M2 chips were being tested.
The Wall Street Journal reported that an effort to develop its own chips left Apple better prepared to deal with the semiconductor shortage that emerged during the pandemic era and led to increased profitability, with sales of Mac computers that included M1 chips rising sharply in 2020 and 2021. It also inspired other companies like Tesla, Amazon, and Meta Platforms to pursue a similar path.
In April 2022, Apple opened an online store that allowed anyone in the US to view repair manuals and order replacement parts for specific recent iPhones, although the difference in cost between this method and official repair is anticipated to be minimal.
In May 2022, a trademark was filed for RealityOS, an operating system reportedly intended for virtual and augmented reality headsets, first mentioned in 2017. According to Bloomberg, the headset may come out in 2023. Further insider reports state that the device uses iris scanning for payment confirmation and signing into accounts.
On June 18, 2022, the Apple Store in Towson, Maryland became the first to unionize in the U.S., with the employees voting to join the International Association of Machinists and Aerospace Workers.
On July 7, 2022, Apple added Lockdown Mode to macOS 13 and iOS 16, as a response to the earlier Pegasus revelations; the mode increases security protections for high-risk users against targeted zero-day malware.
Apple launched a buy now, pay later service called 'Apple Pay Later' for its Apple Wallet users in March 2023. The program allows its users to apply for loans between $50 and $1,000 to make online or in-app purchases and then repaying them through four installments spread over six weeks without any interest or fees.
Products
Mac
The Mac is Apple's family of personal computers. Macs are known for their ease of use and distinctive aluminium, minimalist designs. Macs have been popular among students, creative professionals, and software engineers. The current lineup consists of the MacBook Air and MacBook Pro laptops, and the iMac, Mac mini, Mac Studio and Mac Pro desktop computers.
Often described as a walled garden, Macs use Apple silicon chips, run the macOS operating system, and include Apple software like the Safari web browser, iMovie for home movie editing, GarageBand for music creation, and the iWork productivity suite. Apple also sells pro apps: Final Cut Pro for video production, Logic Pro for musicians and producers, and Xcode for software developers.
Apple also sells a variety of accessories for Macs, including the Pro Display XDR, Apple Studio Display, Magic Mouse, Magic Trackpad, and Magic Keyboard.
iPhone
The iPhone is Apple's line of smartphones, which run the iOS operating system. The first iPhone was unveiled by Steve Jobs on January 9, 2007. Since then, new models have been released annually. When it was introduced, its multi-touch screen was described as "revolutionary" and a "game-changer" for the mobile phone industry. The device has been credited with creating the app economy.
, the iPhone has 15% market share, yet represents 50% of global smartphone revenues, with Android phones accounting for the rest. The iPhone has generated large profits for the company, and is credited with helping to make Apple one of the world's most valuable publicly traded companies.
The most recent iPhones are the iPhone 15, iPhone 15 Plus, iPhone 15 Pro and iPhone 15 Pro Max.
iPad
The iPad is Apple's line of tablets which run iPadOS. The first-generation iPad was announced on January 27, 2010. The iPad is mainly marketed for consuming multimedia, creating art, working on documents, videoconferencing, and playing games. The iPad lineup consists of several base iPad models, and the smaller iPad Mini, upgraded iPad Air, and high-end iPad Pro. Apple has consistently improved the iPad's performance, with the iPad Pro adopting the same M1 and M2 chips as the Mac; but the iPad still receives criticism for its limited OS.
Apple has sold more than 500 million iPads, though sales peaked in 2013. The iPad still remains the most popular tablet computer by sales , and accounted for nine percent of the company's revenue .
Apple sells several iPad accessories, including the Apple Pencil, Smart Keyboard, Smart Keyboard Folio, Magic Keyboard, and several adapters.
Other products
Apple also makes several other products that it categorizes as "Wearables, Home and Accessories". These products include the AirPods line of wireless headphones, Apple TV digital media players, Apple Watch smartwatches, Beats headphones and HomePod Mini smart speakers.
, this broad line of products comprises about 11% of the company's revenues.
At WWDC 2023, Apple introduced its new VR headset, Vision Pro, along with visionOS. Apple announced that it will be partnering with Unity to bring existing 3D apps to Vision Pro using Unity's PolySpatial technology.
Services
Apple also offers a broad line of services that it earns revenue on, including advertising in the App Store and Apple News app, the AppleCare+ extended warranty plan, the iCloud+ cloud-based data storage service, payment services through the Apple Card credit card and the Apple Pay processing platform, a digital content services including Apple Books, Apple Fitness+, Apple Music, Apple News+, Apple TV+, and the iTunes Store.
, services comprise about 19% of the company's revenue. Many of the services have been launched when Apple announced it would be making a concerted effort to expand its service revenues.
Marketing
Branding
According to Steve Jobs, the company's name was inspired by his visit to an apple farm while he was on a fruitarian diet. Jobs thought the name "Apple" was "fun, spirited and not intimidating." Steve Jobs and Steve Wozniak were fans of the Beatles, but Apple Inc. had name and logo trademark issues with Apple Corps Ltd., a multimedia company started by the Beatles in 1968. This resulted in a series of lawsuits and tension between the two companies. These issues ended with the settling of their lawsuit in 2007.
Apple's first logo, designed by Ron Wayne, depicts Sir Isaac Newton sitting under an apple tree. It was almost immediately replaced by Rob Janoff's "rainbow Apple", the now-familiar rainbow-colored silhouette of an apple with a bite taken out of it. On August 27, 1999, Apple officially dropped the rainbow scheme and began to use monochromatic logos nearly identical in shape to the previous rainbow incarnation.
Apple evangelists were actively engaged by the company at one time, but this was after the phenomenon had already been firmly established. Apple evangelist Guy Kawasaki has called the brand fanaticism "something that was stumbled upon," while Ive claimed in 2014 that "people have an incredibly personal relationship" with Apple's products.
Fortune magazine named Apple the most admired company in the United States in 2008, and in the world from 2008 to 2012. On September 30, 2013, Apple surpassed Coca-Cola to become the world's most valuable brand in the Omnicom Group's "Best Global Brands" report. Boston Consulting Group has ranked Apple as the world's most innovative brand every year .
there were 1.65 billion Apple products in active use. In February 2023 that number exceeded 2 billion devices.
Advertising
Apple's first slogan, "Byte into an Apple", was coined in the late 1970s. From 1997 to 2002, the slogan "Think different" was used in advertising campaigns, and is still closely associated with Apple. Apple also has slogans for specific product lines—for example, "iThink, therefore iMac" was used in 1998 to promote the iMac, and "Say hello to iPhone" has been used in iPhone advertisements. "Hello" was also used to introduce the original Macintosh, Newton, iMac ("hello (again)"), and iPod.
From the introduction of the Macintosh in 1984, with the 1984 Super Bowl advertisement to the more modern Get a Mac adverts, Apple has been recognized for its efforts towards effective advertising and marketing for its products. However, claims made by later campaigns were criticized, particularly the 2005 Power Mac ads. Apple's product advertisements gained significant attention as a result of their eye-popping graphics and catchy tunes. Musicians who benefited from an improved profile as a result of their songs being included on Apple advertisements include Canadian singer Feist with the song "1234" and Yael Naïm with the song "New Soul".
Stores
The first Apple Stores were originally opened as two locations in May 2001 by then-CEO Steve Jobs, after years of attempting but failing store-within-a-store concepts. Seeing a need for improved retail presentation of the company's products, he began an effort in 1997 to revamp the retail program to get an improved relationship to consumers, and hired Ron Johnson in 2000. Jobs relaunched Apple's online store in 1997, and opened the first two physical stores in 2001. The media initially speculated that Apple would fail, but its stores were highly successful, bypassing the sales numbers of competing nearby stores and within three years reached US$1 billion in annual sales, becoming the fastest retailer in history to do so.
Over the years, Apple has expanded the number of retail locations and its geographical coverage, with 499 stores across 22 countries worldwide . Strong product sales have placed Apple among the top-tier retail stores, with sales over $16 billion globally in 2011. Apple Stores underwent a period of significant redesign, beginning in May 2016. This redesign included physical changes to the Apple Stores, such as open spaces and re-branded rooms, as well as changes in function to facilitate interaction between consumers and professionals.
Many Apple Stores are located inside shopping malls, but Apple has built several stand-alone "flagship" stores in high-profile locations. It has been granted design patents and received architectural awards for its stores' designs and construction, specifically for its use of glass staircases and cubes. The success of Apple Stores have had significant influence over other consumer electronics retailers, who have lost traffic, control and profits due to a perceived higher quality of service and products at Apple Stores. Due to the popularity of the brand, Apple receives a large number of job applications, many of which come from young workers. Although Apple Store employees receive above-average pay, are offered money toward education and health care, and receive product discounts, there are limited or no paths of career advancement.
Market power
On March 16, 2020, France fined Apple €1.1 billion for colluding with two wholesalers to stifle competition and keep prices high by handicapping independent resellers. The arrangement created aligned prices for Apple products such as iPads and personal computers for about half the French retail market. According to the French regulators, the abuses occurred between 2005 and 2017 but were first discovered after a complaint by an independent reseller, eBizcuss, in 2012.
On August 13, 2020, Epic Games, the maker of the popular game Fortnite, sued Apple and Google after its hugely popular video game was removed from Apple and Google's App Store. The suits come after both Apple and Google blocked the game after it introduced a direct payment system, effectively shutting out the tech titans from collecting fees. In September 2020 Epic Games founded the Coalition for App Fairness together with other thirteen companies, which aims for better conditions for the inclusion of apps in the app stores. Later in December 2020, Facebook agreed to assist Epic in their legal game against Apple, planning to support the company by providing materials and documents to Epic. Facebook had, however, stated that the company will not participate directly with the lawsuit, although did commit to helping with the discovery of evidence relating to the trial of 2021. In the months prior to their agreement, Facebook had been dealing with feuds against Apple relating to the prices of paid apps as well as privacy rule changes. Head of ad products for Facebook Dan Levy commented, saying that "this is not really about privacy for them, this is about an attack on personalized ads and the consequences it's going to have on small-business owners," commenting on the full-page ads placed by Facebook in various newspapers in December 2020.
Customer privacy
Apple has a notable pro-privacy stance, actively making privacy-conscious features and settings part of its conferences, promotional campaigns, and public image. With its iOS 8 mobile operating system in 2014, the company started encrypting all contents of iOS devices through users' passcodes, making it impossible at the time for the company to provide customer data to law enforcement requests seeking such information. With the popularity rise of cloud storage solutions, Apple began a technique in 2016 to do deep learning scans for facial data in photos on the user's local device and encrypting the content before uploading it to Apple's iCloud storage system. It also introduced "differential privacy", a way to collect crowdsourced data from many users, while keeping individual users anonymous, in a system that Wired described as "trying to learn as much as possible about a group while learning as little as possible about any individual in it". Users are explicitly asked if they want to participate, and can actively opt-in or opt-out.
With Apple's release of an update to iOS 14, Apple required all developers of iPhone, iPad, and iPod Touch applications to directly ask iPhone users permission to track them. The feature, titled "App Tracking Transparency", received heavy criticism from Facebook, whose primary business model revolves around the tracking of users' data and sharing such data with advertisers so users can see more relevant ads, a technique commonly known as targeted advertising. Despite Facebook's measures, including purchasing full-page newspaper advertisements protesting App Tracking Transparency, Apple released the update in mid-spring 2021. A study by Verizon subsidiary Flurry Analytics reported only 4% of iOS users in the United States and 12% worldwide have opted into tracking.
However, Apple aids law enforcement in criminal investigations by providing iCloud backups of users' devices, and the company's commitment to privacy has been questioned by its efforts to promote biometric authentication technology in its newer iPhone models, which do not have the same level of constitutional privacy as a passcode in the United States.
Prior to the release of iOS 15, Apple announced new efforts at combating child sexual abuse material on iOS and Mac platforms. Parents of minor iMessage users can now be alerted if their child sends or receives nude photographs. Additionally, on-device hashing would take place on media destined for upload to iCloud, and hashes would be compared to a list of known abusive images provided by law enforcement; if enough matches were found, Apple would be alerted and authorities informed. The new features received praise from law enforcement and victims rights advocates, however privacy advocates, including the Electronic Frontier Foundation, condemned the new features as invasive and highly prone to abuse by authoritarian governments.
Ireland's Data Protection Commission launched a privacy investigation to examine whether Apple complied with the EU's GDPR law following an investigation into how the company processes personal data with targeted ads on its platform.
In December 2019, a report found that the iPhone 11 Pro continues tracking location and collecting user data even after users have disabled location services. In response, an Apple engineer said the Location Services icon "appears for system services that do not have a switch in settings."
According to published reports by Bloomberg News on March 30, 2022, Apple turned over data such as phone numbers, physical addresses, and IP addresses to hackers posing as law enforcement officials using forged documents. The law enforcement requests sometimes included forged signatures of real or fictional officials. When asked about the allegations, an Apple representative referred the reporter to a section of the company policy for law enforcement guidelines, which stated, "We review every data request for legal sufficiency and use advanced systems and processes to validate law enforcement requests and detect abuse."
Corporate affairs
Leadership
Senior management
As of March 16, 2021, the management of Apple Inc. includes:
Tim Cook (chief executive officer)
Jeff Williams (chief operating officer)
Luca Maestri (senior vice president and chief financial officer)
Katherine L. Adams (senior vice president and general counsel)
Eddy Cue (senior vice president – Internet Software and Services)
Craig Federighi (senior vice president – Software Engineering)
John Giannandrea (senior vice president – Machine Learning and AI Strategy)
Deirdre O'Brien (senior vice president – Retail + People)
John Ternus (senior vice president – Hardware Engineering)
Greg Josiwak (senior vice president – Worldwide Marketing)
Johny Srouji (senior vice president – Hardware Technologies)
Sabih Khan (senior vice president – Operations)
Board of directors
As of January 20, 2023, the board of directors of Apple Inc. includes:
Arthur D. Levinson (chairman)
Tim Cook (executive director and CEO)
James A. Bell
Al Gore
Alex Gorsky
Andrea Jung
Monica Lozano
Ronald Sugar
Susan Wagner
Previous CEOs
Michael Scott (1977–1981)
Mike Markkula (1981–1983)
John Sculley (1983–1993)
Michael Spindler (1993–1996)
Gil Amelio (1996–1997)
Steve Jobs (1997–2011)
Corporate culture
Apple is one of several highly successful companies founded in the 1970s that bucked the traditional notions of corporate culture. Jobs often walked around the office barefoot even after Apple became a Fortune 500 company. By the time of the "1984" television advertisement, Apple's informal culture had become a key trait that differentiated it from its competitors. According to a 2011 report in Fortune, this has resulted in a corporate culture more akin to a startup rather than a multinational corporation. In a 2017 interview, Wozniak credited watching Star Trek and attending Star Trek conventions while in his youth as a source of inspiration for his co-founding Apple.
As the company has grown and been led by a series of differently opinionated chief executives, it has arguably lost some of its original character. Nonetheless, it has maintained a reputation for fostering individuality and excellence that reliably attracts talented workers, particularly after Jobs returned to the company. Numerous Apple employees have stated that projects without Jobs's involvement often took longer than projects with it.
To recognize the best of its employees, Apple created the Apple Fellows program which awards individuals who make extraordinary technical or leadership contributions to personal computing while at the company. The Apple Fellowship has so far been awarded to individuals including Bill Atkinson, Steve Capps, Rod Holt, Alan Kay, Guy Kawasaki, Al Alcorn, Don Norman, Rich Page, Steve Wozniak, and Phil Schiller.
At Apple, employees are intended to be specialists who are not exposed to functions outside their area of expertise. Jobs saw this as a means of having "best-in-class" employees in every role. For instance, Ron Johnson—Senior Vice President of Retail Operations until November 1, 2011—was responsible for site selection, in-store service, and store layout, yet had no control of the inventory in his stores. This was done by Tim Cook, who had a background in supply-chain management. Apple is known for strictly enforcing accountability. Each project has a "directly responsible individual" or "DRI" in Apple jargon. As an example, when iOS senior vice president Scott Forstall refused to sign Apple's official apology for numerous errors in the redesigned Maps app, he was forced to resign. Unlike other major U.S. companies, Apple provides a relatively simple compensation policy for executives that does not include perks enjoyed by other CEOs like country club fees or private use of company aircraft. The company typically grants stock options to executives every other year.
In 2015, Apple had 110,000 full-time employees. This increased to 116,000 full-time employees the next year, a notable hiring decrease, largely due to its first revenue decline. Apple does not specify how many of its employees work in retail, though its 2014 SEC filing put the number at approximately half of its employee base. In September 2017, Apple announced that it had over 123,000 full-time employees.
Apple has a strong culture of corporate secrecy, and has an anti-leak Global Security team that recruits from the National Security Agency, the Federal Bureau of Investigation, and the United States Secret Service.
In December 2017, Glassdoor said Apple was the 48th best place to work, having originally entered at rank 19 in 2009, peaking at rank 10 in 2012, and falling down the ranks in subsequent years.
In 2023, Bloomberg Mark Gurman revealed the existence of Apple's Exploratory Design Group (XDG), which was working to add glucose monitoring to the Apple Watch. Gurman compared XDG to Alphabet's X "moonshot factory".
Offices
Apple Inc.'s world corporate headquarters are located in Cupertino, in the middle of California's Silicon Valley, at Apple Park, a massive circular groundscraper building with a circumference of . The building opened in April 2017 and houses more than 12,000 employees. Apple co-founder Steve Jobs wanted Apple Park to look less like a business park and more like a nature refuge, and personally appeared before the Cupertino City Council in June 2011 to make the proposal, in his final public appearance before his death.
Apple also operates from the Apple Campus (also known by its address, 1 Infinite Loop), a grouping of six buildings in Cupertino that total located about to the west of Apple Park. The Apple Campus was the company's headquarters from its opening in 1993, until the opening of Apple Park in 2017. The buildings, located at 1–6 Infinite Loop, are arranged in a circular pattern around a central green space, in a design that has been compared to that of a university.
In addition to Apple Park and the Apple Campus, Apple occupies an additional thirty office buildings scattered throughout the city of Cupertino, including three buildings that also served as prior headquarters: "Stephens Creek Three" (1977–1978), Bandley One" (1978–1982), and "Mariani One" (1982–1993). In total, Apple occupies almost 40% of the available office space in the city.
Apple's headquarters for Europe, the Middle East and Africa (EMEA) are located in Cork in the south of Ireland, called the Hollyhill campus. The facility, which opened in 1980, houses 5,500 people and was Apple's first location outside of the United States. Apple's international sales and distribution arms operate out of the campus in Cork.
Apple has two campuses near Austin, Texas: a campus opened in 2014 houses 500 engineers who work on Apple silicon and a campus opened in 2021 where 6,000 people work in technical support, supply chain management, online store curation, and Apple Maps data management.
The company also has several other locations in Boulder, Colorado, Culver City, California, Herzliya (Israel), London, New York, Pittsburgh, San Diego, and Seattle that each employ hundreds of people.
Litigation
Apple has been a participant in various legal proceedings and claims since it began operation. In particular, Apple is known for and promotes itself as actively and aggressively enforcing its intellectual property interests. Some litigation examples include Apple v. Samsung, Apple v. Microsoft, Motorola Mobility v. Apple Inc., and Apple Corps v. Apple Computer. Apple has also had to defend itself against charges on numerous occasions of violating intellectual property rights. Most have been dismissed in the courts as shell companies known as patent trolls, with no evidence of actual use of patents in question. On December 21, 2016, Nokia announced that in the U.S. and Germany, it has filed a suit against Apple, claiming that the latter's products infringe on Nokia's patents. Most recently, in November 2017, the United States International Trade Commission announced an investigation into allegations of patent infringement in regards to Apple's remote desktop technology; Aqua Connect, a company that builds remote desktop software, has claimed that Apple infringed on two of its patents. In January 2022, Ericsson sued Apple over payment of royalty of 5G technology.
Finances
Apple is the world's largest technology company by revenue, the world's largest technology company by total assets, and the world's second-largest mobile phone manufacturer after Samsung.
In its fiscal year ending in September 2011, Apple Inc. reported a total of $108 billion in annual revenues—a significant increase from its 2010 revenues of $65 billion—and nearly $82 billion in cash reserves. On March 19, 2012, Apple announced plans for a $2.65-per-share dividend beginning in fourth quarter of 2012, per approval by their board of directors.
The company's worldwide annual revenue in 2013 totaled $170 billion. In May 2013, Apple entered the top ten of the Fortune 500 list of companies for the first time, rising 11 places above its 2012 ranking to take the sixth position. , Apple has around US$234 billion of cash and marketable securities, of which 90% is located outside the United States for tax purposes.
Apple amassed 65% of all profits made by the eight largest worldwide smartphone manufacturers in quarter one of 2014, according to a report by Canaccord Genuity. In the first quarter of 2015, the company garnered 92% of all earnings.
On April 30, 2017, The Wall Street Journal reported that Apple had cash reserves of $250 billion, officially confirmed by Apple as specifically $256.8 billion a few days later.
, Apple was the largest publicly traded corporation in the world by market capitalization. On August 2, 2018, Apple became the first publicly traded U.S. company to reach a $1 trillion market value. Apple was ranked No. 4 on the 2018 Fortune 500 rankings of the largest United States corporations by total revenue.
In July 2022, Apple reported an 11% decline in Q3 profits compared to 2021. Its revenue in the same period rose 2% year-on-year to $83 billion, though this figure was also lower than in 2021, where the increase was at 36%. The general downturn is reportedly caused by the slowing global economy and supply chain disruptions in China.
In May 2023, Apple reported a decline in its sales for the first quarter of 2023. Compared to that of 2022, revenue for 2023 fell by 3%. This is Apple's second consecutive quarter of sales decline. This fall is attributed to the slowing economy and consumers putting off purchases of iPads and computers due to increased pricing. However, iPhone sales held up with a year-on-year increase of 1.5%. According to Apple, demands for such devices were strong, particularly in Latin America and South Asia.
Taxes
Apple has created subsidiaries in low-tax places such as Ireland, the Netherlands, Luxembourg, and the British Virgin Islands to cut the taxes it pays around the world. According to The New York Times, in the 1980s Apple was among the first tech companies to designate overseas salespeople in high-tax countries in a manner that allowed the company to sell on behalf of low-tax subsidiaries on other continents, sidestepping income taxes. In the late 1980s, Apple was a pioneer of an accounting technique known as the "Double Irish with a Dutch sandwich", which reduces taxes by routing profits through Irish subsidiaries and the Netherlands and then to the Caribbean.
British Conservative Party Member of Parliament Charlie Elphicke published research on October 30, 2012, which showed that some multinational companies, including Apple Inc., were making billions of pounds of profit in the UK, but were paying an effective tax rate to the UK Treasury of only 3 percent, well below standard corporate tax rates. He followed this research by calling on the Chancellor of the Exchequer George Osborne to force these multinationals, which also included Google and The Coca-Cola Company, to state the effective rate of tax they pay on their UK revenues. Elphicke also said that government contracts should be withheld from multinationals who do not pay their fair share of UK tax.
According to a US Senate report on the company's offshore tax structure concluded in May 2013, Apple has held billions of dollars in profits in Irish subsidiaries to pay little or no taxes to any government by using an unusual global tax structure. The main subsidiary, a holding company that includes Apple's retail stores throughout Europe, has not paid any corporate income tax in the last five years. "Apple has exploited a difference between Irish and U.S. tax residency rules", the report said.
On May 21, 2013, Apple CEO Tim Cook defended his company's tax tactics at a Senate hearing.
Apple says that it is the single largest taxpayer in the U.S., with an effective tax rate of approximately of 26% as of Q2 FY2016. In an interview with the German newspaper FAZ in October 2017, Tim Cook stated that Apple was the biggest taxpayer worldwide.
In 2016, after a two-year investigation, the European Commission claimed that Apple's use of a hybrid Double Irish tax arrangement constituted "illegal state aid" from Ireland, and ordered Apple to pay 13 billion euros ($14.5 billion) in unpaid taxes, the largest corporate tax fine in history. This was later annulled, after the European General Court ruled that the Commission had provided insufficient evidence. In 2018, Apple repatriated $285 billion to America, resulting in a $38 billion tax payment spread over the following 8 years.
Charity
Apple is a partner of (PRODUCT)RED, a fundraising campaign for AIDS charity. In November 2014, Apple arranged for all App Store revenue in a two-week period to go to the fundraiser, generating more than US$20 million, and in March 2017, it released an iPhone 7 with a red color finish.
Apple contributes financially to fundraisers in times of natural disasters. In November 2012, it donated $2.5 million to the American Red Cross to aid relief efforts after Hurricane Sandy, and in 2017 it donated $5 million to relief efforts for both Hurricane Irma and Hurricane Harvey, as well as for the 2017 Central Mexico earthquake. The company has also used its iTunes platform to encourage donations in the wake of environmental disasters and humanitarian crises, such as the 2010 Haiti earthquake, the 2011 Japan earthquake, Typhoon Haiyan in the Philippines in November 2013, and the 2015 European migrant crisis. Apple emphasizes that it does not incur any processing or other fees for iTunes donations, sending 100% of the payments directly to relief efforts, though it also acknowledges that the Red Cross does not receive any personal information on the users donating and that the payments may not be tax deductible.
On April 14, 2016, Apple and the World Wide Fund for Nature (WWF) announced that they have engaged in a partnership to, "help protect life on our planet." Apple released a special page in the iTunes App Store, Apps for Earth. In the arrangement, Apple has committed that through April 24, WWF will receive 100% of the proceeds from the applications participating in the App Store via both the purchases of any paid apps and the In-App Purchases. Apple and WWF's Apps for Earth campaign raised more than $8 million in total proceeds to support WWF's conservation work. WWF announced the results at WWDC 2016 in San Francisco.
During the COVID-19 pandemic, Apple's CEO Cook announced that the company will be donating "millions" of masks to health workers in the United States and Europe.
On January 13, 2021, Apple announced a $100 million "Racial Equity and Justice Initiative" to help combat institutional racism worldwide.
Environment
Apple Energy
Apple Energy, LLC is a wholly-owned subsidiary of Apple Inc. that sells solar energy. , Apple's solar farms in California and Nevada have been declared to provide 217.9 megawatts of solar generation capacity. In addition to the company's solar energy production, Apple has received regulatory approval to construct a landfill gas energy plant in North Carolina. Apple will use the methane emissions to generate electricity. Apple's North Carolina data center is already powered entirely with energy from renewable sources.
Energy and resources
In 2010, Climate Counts, a nonprofit organization dedicated to directing consumers toward the greenest companies, gave Apple a score of 52 points out of a possible 100, which puts Apple in their top category "Striding". This was an increase from May 2008, when Climate Counts only gave Apple 11 points out of 100, which placed the company last among electronics companies, at which time Climate Counts also labeled Apple with a "stuck icon", adding that Apple at the time was "a choice to avoid for the climate-conscious consumer".
Following a Greenpeace protest, Apple released a statement on April 17, 2012, committing to ending its use of coal and shifting to 100% renewable clean energy. By 2013, Apple was using 100% renewable energy to power their data centers. Overall, 75% of the company's power came from clean renewable sources.
In May 2015, Greenpeace evaluated the state of the Green Internet and commended Apple on their environmental practices saying, "Apple's commitment to renewable energy has helped set a new bar for the industry, illustrating in very concrete terms that a 100% renewable Internet is within its reach, and providing several models of intervention for other companies that want to build a sustainable Internet."
, Apple states that 100% of its U.S. operations run on renewable energy, 100% of Apple's data centers run on renewable energy and 93% of Apple's global operations run on renewable energy. However, the facilities are connected to the local grid which usually contains a mix of fossil and renewable sources, so Apple carbon offsets its electricity use. The Electronic Product Environmental Assessment Tool (EPEAT) allows consumers to see the effect a product has on the environment. Each product receives a Gold, Silver, or Bronze rank depending on its efficiency and sustainability. Every Apple tablet, notebook, desktop computer, and display that EPEAT ranks achieves a Gold rating, the highest possible. Although Apple's data centers recycle water 35 times, the increased activity in retail, corporate and data centers also increase the amount of water use to in 2015.
During an event on March 21, 2016, Apple provided a status update on its environmental initiative to be 100% renewable in all of its worldwide operations. Lisa P. Jackson, Apple's vice president of Environment, Policy and Social Initiatives who reports directly to CEO, Tim Cook, announced that , 93% of Apple's worldwide operations are powered with renewable energy. Also featured was the company's efforts to use sustainable paper in their product packaging; 99% of all paper used by Apple in the product packaging comes from post-consumer recycled paper or sustainably managed forests, as the company continues its move to all paper packaging for all of its products. Apple working in partnership with Conservation Fund, have preserved 36,000 acres of working forests in Maine and North Carolina. Another partnership announced is with the World Wildlife Fund to preserve up to of forests in China. Featured was the company's installation of a 40 MW solar power plant in the Sichuan province of China that was tailor-made to coexist with the indigenous yaks that eat hay produced on the land, by raising the panels to be several feet off of the ground so the yaks and their feed would be unharmed grazing beneath the array. This installation alone compensates for more than all of the energy used in Apple's Stores and Offices in the whole of China, negating the company's energy carbon footprint in the country. In Singapore, Apple has worked with the Singaporean government to cover the rooftops of 800 buildings in the city-state with solar panels allowing Apple's Singapore operations to be run on 100% renewable energy. Liam was introduced to the world, an advanced robotic disassembler and sorter designed by Apple Engineers in California specifically for recycling outdated or broken iPhones. Reuses and recycles parts from traded in products.
Apple announced on August 16, 2016, that Lens Technology, one of its major suppliers in China, has committed to power all its glass production for Apple with 100 percent renewable energy by 2018. The commitment is a large step in Apple's efforts to help manufacturers lower their carbon footprint in China. Apple also announced that all 14 of its final assembly sites in China are now compliant with UL's Zero Waste to Landfill validation. The standard, which started in January 2015, certifies that all manufacturing waste is reused, recycled, composted, or converted into energy (when necessary). Since the program began, nearly 140,000 metric tons of waste have been diverted from landfills.
On July 21, 2020, Apple announced its plan to become carbon neutral across its entire business, manufacturing supply chain, and product life cycle by 2030. In the next 10 years, Apple will try to lower emissions with a series of innovative actions, including: low carbon product design, expanding energy efficiency, renewable energy, process and material innovations, and carbon removal.
In April 2021, Apple said that it had started a $200 million fund in order to combat climate change by removing 1 million metric tons of carbon dioxide from the atmosphere each year.
In February 2022, the NewClimate Institute, a German environmental policy think tank, published a survey evaluating the transparency and progress of the climate strategies and carbon neutrality pledges announced by 25 major companies in the United States that found that Apple's carbon neutrality pledge and climate strategy was unsubstantiated and misleading.
Toxins
Following further campaigns by Greenpeace, in 2008, Apple became the first electronics manufacturer to eliminate all polyvinyl chloride (PVC) and brominated flame retardants (BFRs) in its complete product line. In June 2007, Apple began replacing the cold cathode fluorescent lamp (CCFL) backlit LCD displays in its computers with mercury-free LED-backlit LCD displays and arsenic-free glass, starting with the upgraded MacBook Pro. Apple offers comprehensive and transparent information about the CO2e, emissions, materials, and electrical usage concerning every product they currently produce or have sold in the past (and which they have enough data needed to produce the report), in their portfolio on their homepage. Allowing consumers to make informed purchasing decisions on the products they offer for sale. In June 2009, Apple's iPhone 3GS was free of PVC, arsenic, and BFRs. All Apple products now have mercury-free LED-backlit LCD displays, arsenic-free glass, and non-PVC cables. All Apple products have EPEAT Gold status and beat the latest Energy Star guidelines in each product's respective regulatory category.
In November 2011, Apple was featured in Greenpeace's Guide to Greener Electronics, which ranks electronics manufacturers on sustainability, climate and energy policy, and how "green" their products are. The company ranked fourth of fifteen electronics companies (moving up five places from the previous year) with a score of 4.6/10. Greenpeace praised Apple's sustainability, noting that the company exceeded its 70% global recycling goal in 2010. Apple continues to score well on product ratings, with all of their products now being free of PVC plastic and BFRs. However, the guide criticized Apple on the Energy criteria for not seeking external verification of its greenhouse gas emissions data, and for not setting any targets to reduce emissions. In January 2012, Apple requested that its cable maker, Volex, begin producing halogen-free USB and power cables.
Green bonds
In February 2016, Apple issued a US$1.5 billion green bond (climate bond), the first ever of its kind by a U.S. tech company. The green bond proceeds are dedicated to the financing of environmental projects.
Supply chain
Apple products were made in America in Apple-owned factories until the late 1990s; however, as a result of outsourcing initiatives in the 2000s, almost all of its manufacturing is now handled abroad. According to a report by The New York Times, Apple insiders "believe the vast scale of overseas factories, as well as the flexibility, diligence and industrial skills of foreign workers, have so outpaced their American counterparts that "Made in the USA" is no longer a viable option for most Apple products".
The company's manufacturing, procurement, and logistics enable it to execute massive product launches without having to maintain large, profit-sapping inventories. In 2011, Apple's profit margins were 40 percent, compared with between 10 and 20 percent for most other hardware companies. Cook's catchphrase to describe his focus on the company's operational arm is: "Nobody wants to buy sour milk."
In May 2017, the company announced a $1 billion funding project for "advanced manufacturing" in the United States, and subsequently invested $200 million in Corning Inc., a manufacturer of toughened Gorilla Glass technology used in its iPhone devices. The following December, Apple's chief operating officer, Jeff Williams, told CNBC that the "$1 billion" amount was "absolutely not" the final limit on its spending, elaborating that "We're not thinking in terms of a fund limit... We're thinking about, where are the opportunities across the U.S. to help nurture companies that are making the advanced technology— and the advanced manufacturing that goes with that— that quite frankly is essential to our innovation."
, Apple uses components from 43 countries. The majority of assembling is done by Taiwanese original design manufacturer firms Foxconn, Pegatron, Wistron and Compal Electronics with factories mostly located inside China, but also Brazil, and India.
Taiwan Semiconductor Manufacturing Co., (TSMC) is a pure-play semiconductor manufacturing company. They make the majority of Apple's smartphone SoCs, with Samsung Semiconductor, playing a minority role. Apple, alone accounted for over 25% of TSMC's total income in 2021. Apple's Bionic lineup of smartphone SoCs, are currently made exclusively by TSMC from the A7 bionic onwards, previously manufacturing was shared with Samsung. The M series of Apple SoC for consumer computers and tablets is made by TSMC as well.
During the Mac's early history Apple generally refused to adopt prevailing industry standards for hardware, instead creating their own. This trend was largely reversed in the late 1990s, beginning with Apple's adoption of the PCI bus in the 7500/8500/9500 Power Macs. Apple has since joined the industry standards groups to influence the future direction of technology standards such as USB, AGP, HyperTransport, Wi-Fi, NVMe, PCIe and others in its products. FireWire is an Apple-originated standard that was widely adopted across the industry after it was standardized as IEEE 1394 and is a legally mandated port in all Cable TV boxes in the United States.
Apple has gradually expanded its efforts in getting its products into the Indian market. In July 2012, during a conference call with investors, CEO Tim Cook said that he "[loves] India", but that Apple saw larger opportunities outside the region. India's requirement that 30% of products sold be manufactured in the country was described as "really adds cost to getting product to market". In May 2016, Apple opened an iOS app development center in Bangalore and a maps development office for 4,000 staff in Hyderabad. In March, The Wall Street Journal reported that Apple would begin manufacturing iPhone models in India "over the next two months", and in May, the Journal wrote that an Apple manufacturer had begun production of iPhone SE in the country, while Apple told CNBC that the manufacturing was for a "small number" of units. In April 2019, Apple initiated manufacturing of iPhone 7 at its Bengaluru facility, keeping in mind demand from local customers even as they seek more incentives from the government of India. At the beginning of 2020, Tim Cook announced that Apple schedules the opening of its first physical outlet in India for 2021, while an online store is to be launched by the end of the year.
During the 2022 COVID-19 protests in China, Chinese state-owned company Wingtech was reported by The Wall Street Journal to gain an additional foothold in Apple's supply chain following protests at a Foxconn factory in the Zhengzhou Airport Economy Zone.
Worker organizations
In 2006, one complex of factories in Shenzhen, China that assembled the iPod and other items had over 200,000 workers living and working within it. Employees regularly worked more than 60 hours per week and made around $100 per month. A little over half of the workers' earnings was required to pay for rent and food from the company.
Apple immediately launched an investigation after the 2006 media report, and worked with their manufacturers to ensure acceptable working conditions. In 2007, Apple started yearly audits of all its suppliers regarding worker's rights, slowly raising standards and pruning suppliers that did not comply. Yearly progress reports have been published . In 2011, Apple admitted that its suppliers' child labor practices in China had worsened.
The Foxconn suicides occurred between January and November 2010, when 18 Foxconn () employees attempted suicide, resulting in 14 deaths—the company was the world's largest contract electronics manufacturer, for clients including Apple, at the time. The suicides drew media attention, and employment practices at Foxconn were investigated by Apple. Apple issued a public statement about the suicides, and company spokesperson Steven Dowling said:
The statement was released after the results from the company's probe into its suppliers' labor practices were published in early 2010. Foxconn was not specifically named in the report, but Apple identified a series of serious labor violations of labor laws, including Apple's own rules, and some child labor existed in a number of factories. Apple committed to the implementation of changes following the suicides.
Also in 2010, workers in China planned to sue iPhone contractors over poisoning by a cleaner used to clean LCD screens. One worker claimed that he and his coworkers had not been informed of possible occupational illnesses. After a high suicide rate in a Foxconn facility in China making iPads and iPhones, albeit a lower rate than that of China as a whole, workers were forced to sign a legally binding document guaranteeing that they would not kill themselves. Workers in factories producing Apple products have also been exposed to hexane, a neurotoxin that is a cheaper alternative than alcohol for cleaning the products.
A 2014 BBC investigation found excessive hours and other problems persisted, despite Apple's promise to reform factory practice after the 2010 Foxconn suicides. The Pegatron factory was once again the subject of review, as reporters gained access to the working conditions inside through recruitment as employees. While the BBC maintained that the experiences of its reporters showed that labor violations were continuing , Apple publicly disagreed with the BBC and stated: "We are aware of no other company doing as much as Apple to ensure fair and safe working conditions".
In December 2014, the Institute for Global Labour and Human Rights published a report which documented inhumane conditions for the 15,000 workers at a Zhen Ding Technology factory in Shenzhen, China, which serves as a major supplier of circuit boards for Apple's iPhone and iPad. According to the report, workers are pressured into 65-hour work weeks which leaves them so exhausted that they often sleep during lunch breaks. They are also made to reside in "primitive, dark and filthy dorms" where they sleep "on plywood, with six to ten workers in each crowded room." Omnipresent security personnel also routinely harass and beat the workers.
In 2019, there were reports stating that some of Foxconn's managers had used rejected parts to build iPhones and that Apple was investigating the issue.
See also
List of Apple Inc. media events
Pixar
Notes
References
Bibliography
Further reading
External links
1976 establishments in California
1980s initial public offerings
American brands
Companies based in Cupertino, California
Companies in the Dow Jones Industrial Average
Companies in the PRISM network
Companies listed on the Nasdaq
Computer companies established in 1976
Computer companies of the United States
Display technology companies
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Home computer hardware companies
Mobile phone manufacturers
Multinational companies headquartered in the United States
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https://en.wikipedia.org/wiki/Aberdeenshire
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Aberdeenshire
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Aberdeenshire (; ) is one of the 32 council areas of Scotland.
It takes its name from the County of Aberdeen, which has substantially different boundaries. The Aberdeenshire Council area includes all of the area of the historic counties of Aberdeenshire and Kincardineshire (except the area making up Aberdeen City council area), as well as part of Banffshire. The county boundaries are officially used for a few purposes, namely land registration and lieutenancy.
Aberdeenshire Council is headquartered at Woodhill House, in Aberdeen, making it the only Scottish council whose headquarters are located outside its jurisdiction. Aberdeen itself forms a different council area (Aberdeen City). Aberdeenshire borders onto Angus and Perth and Kinross to the south, Highland and Moray to the west and Aberdeen City to the east.
Traditionally, it has depended economically on the primary sector (agriculture, fishing, and forestry) and related processing industries. Over the last 40 years, the development of the oil and gas industry and associated service sector has broadened Aberdeenshire's economic base, and contributed to a rapid population growth of some 50% since 1975. Its land represents 8% of Scotland's overall territory. It covers an area of .
History
Aberdeenshire has a rich prehistoric and historical heritage. It is the locus of a large number of Neolithic and Bronze Age archaeological sites, including Longman Hill, Kempstone Hill, Catto Long Barrow and Cairn Lee. The area was settled in the Bronze Age by the Beaker culture, who arrived from the south around 2000–1800 BC. Stone circles and cairns were constructed predominantly in this era. In the Iron Age, hill forts were built. Around the 1st century AD, the Taexali people, who have left little history, were believed to have resided along the coast. The Picts were the next documented inhabitants of the area and were no later than 800–900 AD. The Romans also were in the area during this period, as they left signs at Kintore. Christianity influenced the inhabitants early on, and there were Celtic monasteries at Old Deer and Monymusk.
Since medieval times, there have been many traditional paths that crossed the Mounth (a spur of mountainous land that extends from the higher inland range to the North Sea slightly north of Stonehaven) through present-day Aberdeenshire from the Scottish Lowlands to the Highlands. Some of the most well-known and historically important trackways are the Causey Mounth and Elsick Mounth.
Aberdeenshire played an important role in the fighting between the Scottish clans. Clan MacBeth and the Clan Canmore were two of the larger clans. Macbeth fell at Lumphanan in 1057. During the Anglo-Norman penetration, other families arrive, such as House of Balliol, Clan Bruce, and Clan Cumming (Comyn). When the fighting amongst these newcomers resulted in the Scottish Wars of Independence, the English king Edward I travelled across the area twice, in 1296 and 1303. In 1307, Robert the Bruce was victorious near Inverurie. Along with his victory came new families, namely the Forbeses and the Gordons.
These new families set the stage for the upcoming rivalries during the 14th and 15th centuries. This rivalry grew worse during and after the Protestant Reformation when religion was another reason for conflict between the clans. The Gordon family adhered to Catholicism and the Forbeses to Protestantism. Aberdeenshire was the historic seat of the clan Dempster. Three universities were founded in the area prior to the 17th century, King's College in Old Aberdeen (1494), Marischal College in Aberdeen (1593), and the University of Fraserburgh (1597).
After the end of the Revolution of 1688, an extended peaceful period was interrupted only by fleeting events such as the Rising of 1715 and the Rising of 1745. The latter resulted in the end of the ascendancy of Episcopalianism and the feudal power of landowners. An era began of increased agricultural and industrial progress. During the 17th century, Aberdeenshire was the location of more fighting, centred on the Marquess of Montrose and the English Civil Wars. This period also saw increased wealth due to the increase in trade with Germany, Poland, and the Low Countries.
The present council area is named after the historic county of Aberdeenshire, which has different boundaries and was abandoned as an administrative area in 1975 under the Local Government (Scotland) Act 1973. It was replaced by Grampian Regional Council and five district councils: Banff and Buchan, Gordon, Kincardine and Deeside, Moray and the City of Aberdeen. Local government functions were shared between the two levels. In 1996, under the Local Government, etc. (Scotland) Act 1994, the Banff and Buchan District, Gordon District, and Kincardine and Deeside District were merged to form the present Aberdeenshire Council area. Moray and the City of Aberdeen were made their own council areas. The present Aberdeenshire Council area consists of all of the historic counties of Aberdeenshire and Kincardineshire (except the area of those two counties making up the City of Aberdeen), as well as the north-east portions of Banffshire.
Demographics
The population of the council area has risen over 50% since 1971 to approximately , representing 4.7% of Scotland's total. Aberdeenshire's population has increased by 9.1% since 2001, while Scotland's total population grew by 3.8%.
The census lists a relatively high proportion of under 16s and slightly fewer working-age people compared with the Scottish average.
Aberdeenshire is one of the most homogeneous/indigenous regions of the UK. In 2011, 82.2% of residents identified as 'White Scottish', followed by 12.3% who are 'White British', whilst ethnic minorities constitute only 0.9% of the population. The largest ethnic minority group are Asian Scottish/British at 0.8%. In addition to the English language, 48.8% of residents reported being able to speak and understand the Scots language.
Settlements
The largest settlements in Aberdeenshire are:
Economy
Aberdeenshire's Gross Domestic Product (GDP) is estimated at £3,496M (2011), representing 5.2% of the Scottish total. Aberdeenshire's economy is closely linked to Aberdeen City's (GDP £7,906M), and in 2011, the region as a whole was calculated to contribute 16.8% of Scotland's GDP. Between 2012 and 2014, the combined Aberdeenshire and Aberdeen City economic forecast GDP growth rate is 8.6%, the highest growth rate of any local council area in the UK and above the Scottish rate of 4.8%.
A significant proportion of Aberdeenshire's working residents commute to Aberdeen City for work, varying from 11.5% from Fraserburgh to 65% from Westhill.
Average Gross Weekly Earnings (for full-time employees employed in workplaces in Aberdeenshire in 2011) are £572.60. This is lower than the Scottish average by £2.10 and a fall of 2.6% on the 2010 figure. The average gross weekly pay of people resident in Aberdeenshire is much higher, at £741.90, as many people commute out
of Aberdeenshire, principally into Aberdeen City.
Total employment (excluding farm data) in Aberdeenshire is estimated at 93,700 employees (Business Register and
Employment Survey 2009). The majority of employees work within the service sector, predominantly in public administration, education and health. Almost 19% of employment is within the public sector. Aberdeenshire's economy remains closely linked to Aberdeen City's and the North Sea oil industry, with many employees in oil-related jobs.
The average monthly unemployment (claimant count) rate for Aberdeenshire in 2011 was 1.5%. This is lower than the average rate of Aberdeen City (2.3%), Scotland (4.2%) and the UK (3.8%).
Major industries
Energy – There are significant energy-related infrastructure, presence and expertise in Aberdeenshire. Peterhead is an important centre for the energy industry. Peterhead Port includes an extensive new quay with an adjacent laydown area at Smith Quay, is a major support location for North Sea oil and gas exploration and production and the fast-growing global sub-sea sector. The Gas Terminal at St Fergus handles around 15% of the UK's natural gas requirements, and the Peterhead power station is looking to host Britain's first carbon capture and storage power generation project. There are numerous offshore wind turbines near the coast.
Fishing – Aberdeenshire is Scotland's foremost fishing area. In 2010, catches landed at Aberdeenshire's ports accounted for over half the total fish landings in Scotland and almost 45% in the UK. Along with Aberdeen City, Peterhead and Fraserburgh ports provide much employment in these sectors. The River Deeis also rich in salmon.
Agriculture – Aberdeenshire is rich in arable land, with an estimated 9,000 people employed in the sector, and is best known for rearing livestock, mainly cattle. Sheep are important in the higher ground.
Tourism – this sector continues to grow, with a range of sights to be seen in the area. From the lively Cairngorm Mountain range to the bustling fishing ports on the northeast coast, Aberdeenshire samples a bit of everything. Aberdeenshire also has a rugged coastline, many sandy beaches and is a hot spot for tourist activity throughout the year. Almost 1.3 million tourists visited the region in 2011 – up 3% on the previous year.
Whisky distilling is still a practised art in the area.
Governance
The first election to Aberdeenshire Council was held in 1995, initially operating as a shadow authority alongside the outgoing authorities until the new system came into force on 1 April 1996. The council is the fifth largest Scottish council having 70 members.
The council has devolved power to six area committees: Banff and Buchan; Buchan; Formartine; Garioch; Marr; and Kincardine and Mearns. Each area committee takes decisions on local issues such as planning applications, and the split is meant to reflect the diverse circumstances of each area. (Boundary map)
In the 2014 Scottish independence referendum, 60.36% of voters in Aberdeenshire voted for the Union, while 39.64% opted for independence.
Political control
Aberdeenshire Council has been under no overall control since its creation:
Leadership
The leaders of the council since 1996 have been:
Composition
Following the 2022 election and subsequent changes of allegiance up to June 2023, the composition of the council was:
Of the independent councillors, eight form the "Administration Independents" group, which forms part the council's administration in coalition with the Conservatives and Liberal Democrats. Two of the independents form the "Democratic Independent Group" which sits with the SNP as the "Opposition Coalition". The remaining independent councillor does not belong to any group. The next election is due in 2027.
Premises
The council is based at Woodhill House in Aberdeen, outside the council's own territory. The building was completed in 1977 for the former Grampian Regional Council.
Wards
The council has 70 councillors, elected by single transferable vote in 19 multi-member wards:
Notable features
The following significant structures or places are within Aberdeenshire:
Balmoral Castle, Scottish Highland residence of the British royal family.
Bennachie
Burn O'Vat
Cairness House
Cairngorms National Park
Corgarff Castle
Crathes Castle
Causey Mounth, an ancient road
Drum Castle
Dunnottar Castle
Fetteresso Castle
Fowlsheugh Nature Reserve
Haddo House
Herscha Hill
Huntly Castle
Kildrummy Castle
Loch of Strathbeg
Lochnagar
Monboddo House
Muchalls Castle
Pitfour estate
Portlethen Moss
Raedykes Roman Camp
River Dee
River Don
Sands of Forvie Nature Reserve
Slains Castles, Old and New
Stonehaven Tolbooth
Ythan Estuary Nature Reserve
Hydrology and climate
There are numerous rivers and burns in Aberdeenshire, including Cowie Water, Carron Water, Burn of Muchalls, River Dee, River Don, River Ury, River Ythan, Water of Feugh, Burn of Myrehouse, Laeca Burn and Luther Water. Numerous bays and estuaries are found along the seacoast of Aberdeenshire, including Banff Bay, Ythan Estuary, Stonehaven Bay and Thornyhive Bay. Aberdeenshire has a marine west coast climate on the Köppen climate classification. Aberdeenshire is in the rain shadow of the Grampians, therefore it has a generally dry climate for a maritime region, with portions of the coast receiving of moisture annually. Summers are mild, and winters are typically cold in Aberdeenshire; Coastal temperatures are moderated by the North Sea such that coastal areas are typically cooler in the summer and warmer in winter than inland locations. Coastal areas are also subject to haar, or coastal fog.
Notable residents
John Skinner, (1721–1807) author, poet and ecclesiastic. Penned the famous verse, "Tullochgorum".
Hugh Mercer, (1726–1777), born in the manse of Pitsligo Kirk, near Rosehearty, brigadier general of the Continental Army during the American Revolution.
Alexander Garden, (1730–1791), born in Birse, was a noted naturalist and physician. He moved to North America in 1754 and discovered two species of lizards. He was a Loyalist during the American Revolutionary War, which led to the confiscation of his property and his banishment in 1782. The gardenia flower is named in his honour.
John Kemp, (1763–1812), born in Auchlossan, was a noted educator at Columbia University who is said to have influenced DeWitt Clinton's opinions and policies.
George MacDonald (1824–1905), author, poet, and theologian born and raised in Huntly.
Dame Evelyn Glennie, DBE, born and raised in Ellon on 19 July 1965, is a virtuoso percussionist and the first full-time solo percussionist in 20th-century western society. She is very highly regarded in the Scottish musical community and has proven that her profound deafness does not inhibit her musical talent or day-to-day life.
Evan Duthie, (born 2000), an award-winning DJ and producer.
Peter Nicol, MBE, born in Inverurie on 5 April 1973, is a former professional squash player who represented first Scotland and then England in international squash.
Peter Shepherd, (1841–1879), Surgeon Major, Royal Army Medical Corps
Johanna Basford (born 1983), illustrator and textile designer
Iona Fyfe (born 1998), award-winning Scots singer and musician.
References
External links
Aberdeenshire Council
Aberdeenshire Tourist Guide
Aberdeenshire Libraries Service
Aberdeenshire Museums Service
Peterhead and Buchan Tourism Web Site
Aberdeenshire Arts
Aberdeenshire Sports Council
Council areas of Scotland
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https://en.wikipedia.org/wiki/American%20Civil%20War
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American Civil War
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The American Civil War (April 12, 1861 – May 26, 1865; also known by other names) was a civil war in the United States between the Union ("the North") and the Confederacy ("the South"), formed by states that had seceded from the Union. The cause of the war was the dispute over whether slavery would be permitted to expand into the western territories, leading to more slave states, or be prevented from doing so, which many believed would place slavery on a course of ultimate extinction.
Decades of political controversy over slavery were brought to a head by the victory in the 1860 U.S. presidential election of Abraham Lincoln, who opposed slavery's expansion into the western territories. Seven southern slave states responded to Lincoln's victory by seceding from the United States and forming the Confederacy. The Confederacy seized U.S. forts and other federal assets within their borders. Four more southern states seceded after the war began and, led by Confederate President Jefferson Davis, the Confederacy asserted control over about a third of the U.S. population in eleven states. Four years of intense combat, mostly in the South, ensued.
During 1861–1862 in the Western Theater, the Union made significant permanent gainsthough in the Eastern Theater the conflict was inconclusive. The abolition of slavery became a Union war goal on January 1, 1863, when Lincoln issued the Emancipation Proclamation, which declared all slaves in states in rebellion to be free, applying to more than 3.5 million of the 4 million enslaved people in the country. To the west, the Union destroyed the Confederacy's river navy by the summer of 1862, then much of its western armies, and seized New Orleans. The successful 1863 Union siege of Vicksburg split the Confederacy in two at the Mississippi River. In 1863, Confederate General Robert E. Lee's incursion north ended at the Battle of Gettysburg. Western successes led to General Ulysses S. Grant's command of all Union armies in 1864. Inflicting an ever-tightening naval blockade of Confederate ports, the Union marshaled resources and manpower to attack the Confederacy from all directions. This led to the fall of Atlanta in 1864 to Union General William Tecumseh Sherman, followed by his March to the Sea. The last significant battles raged around the ten-month Siege of Petersburg, gateway to the Confederate capital of Richmond. The Confederates abandoned Richmond, and on April 9, 1865, Lee surrendered to Grant following the Battle of Appomattox Court House, setting in motion the end of the war.
A wave of Confederate surrenders followed. On April 14, just five days after Lee's surrender, Lincoln was assassinated. On May 26, the last military department of the Confederacy, the Department of the Trans-Mississippi, effectively surrendered, but the conclusion of the American Civil War lacks a clear end date, and Appomattox is often symbolically referred to. Small confederate ground forces continued surrendering past the May 26 surrender date until June 23. By the end of the war, much of the South's infrastructure was destroyed, especially its railroads. The Confederacy collapsed, slavery was abolished, and four million enslaved black people were freed. The war-torn nation then entered the Reconstruction era in an attempt to rebuild the country, bring the former Confederate states back into the United States, and grant civil rights to freed slaves.
The Civil War is one of the most extensively studied and written about episodes in U.S. history. It remains the subject of cultural and historiographical debate. Of particular interest is the persisting myth of the Lost Cause of the Confederacy. The American Civil War was among the first wars to use industrial warfare. Railroads, the telegraph, steamships, the ironclad warship, and mass-produced weapons were all widely used during the war. In total, the war left between 620,000 and 750,000 soldiers dead, along with an undetermined number of civilian casualties, making the Civil War the deadliest military conflict in American history. The technology and brutality of the Civil War foreshadowed the coming World Wars.
Causes of secession
The reasons for the Southern states' decisions to secede have been historically controversial, but most scholars today identify preserving slavery as the central reason, in large part because the seceding states' secession documents say that it was. Although some historical revisionists have offered additional reasons for the war, slavery was the central source of escalating political tensions in the 1850s. The Republican Party was determined to prevent any spread of slavery to the territories, which, after they were admitted as free states, would give the free states greater representation in Congress and the Electoral College. Many Southern leaders had threatened secession if the Republican candidate, Lincoln, won the 1860 election. After Lincoln won, many Southern leaders felt that disunion was their only option, fearing that the loss of representation would hamper their ability to enact pro-slavery laws and policies. In his second inaugural address, Lincoln said that:
Slavery
Disagreements among states about the future of slavery were the main cause of disunion and the war that followed. Slavery had been controversial during the framing of the Constitution, which, because of compromises, ended up with proslavery and antislavery features. The issue of slavery had confounded the nation since its inception and increasingly separated the United States into a slaveholding South and a free North. The issue was exacerbated by the rapid territorial expansion of the country, which repeatedly brought to the fore the question of whether new territory should be slaveholding or free. The issue had dominated politics for decades leading up to the war. Key attempts to resolve the matter included the Missouri Compromise and the Compromise of 1850, but these only postponed the showdown over slavery that would lead to the Civil War.
The motivations of the average person were not necessarily those of their faction; some Northern soldiers were indifferent on the subject of slavery, but a general pattern can be established. As the war dragged on, more and more Unionists came to support the abolition of slavery, whether on moral grounds or as a means to cripple the Confederacy. Confederate soldiers fought the war primarily to protect a Southern society of which slavery was an integral part. Opponents of slavery considered slavery an anachronistic evil incompatible with republicanism. The strategy of the anti-slavery forces was containment—to stop the expansion of slavery and thereby put it on a path to ultimate extinction. The slaveholding interests in the South denounced this strategy as infringing upon their constitutional rights. Southern whites believed that the emancipation of slaves would destroy the South's economy, because of the large amount of capital invested in slaves and fears of integrating the ex-slave black population. In particular, many Southerners feared a repeat of the 1804 Haiti massacre (referred to at the time as "the horrors of Santo Domingo"), in which former slaves systematically murdered most of what was left of the country's white population—including men, women, children, and even many sympathetic to abolition—after the successful slave revolt in Haiti. Historian Thomas Fleming points to the historical phrase "a disease in the public mind" used by critics of this idea and proposes it contributed to the segregation in the Jim Crow era following emancipation. These fears were exacerbated by the 1859 attempt of John Brown to instigate an armed slave rebellion in the South.
Abolitionists
The abolitionists—those advocating the end of slavery—were active in the decades leading up to the Civil War. They traced their philosophical roots back to Puritans, who believed that slavery was morally wrong. One of the early Puritan writings on this subject was The Selling of Joseph, by Samuel Sewall in 1700. In it, Sewall condemned slavery and the slave trade and refuted many of the era's typical justifications for slavery.
The American Revolution and the cause of liberty added tremendous impetus to the abolitionist cause. Even in Southern states, laws were changed to limit slavery and facilitate manumission. The amount of indentured servitude dropped dramatically throughout the country. An Act Prohibiting Importation of Slaves sailed through Congress with little opposition. President Thomas Jefferson supported it, and it went into effect on January 1, 1808, which was the first day that the Constitution (Article I, section 9, clause 1) permitted Congress to prohibit the importation of slaves. Benjamin Franklin and James Madison each helped found manumission societies. Influenced by the Revolution, many slave owners freed their slaves, but some, such as George Washington, did so only in their wills. The number of free black people as a proportion of the black population in the upper South increased from less than 1 percent to nearly 10 percent between 1790 and 1810 as a result of these actions.
The establishment of the Northwest Territory as "free soil"—no slavery—by Manasseh Cutler and Rufus Putnam (who both came from Puritan New England) would also prove crucial. This territory (which became the states of Ohio, Michigan, Indiana, Illinois, Wisconsin and part of Minnesota) doubled the size of the United States.
In the decades leading up to the Civil War, abolitionists, such as Theodore Parker, Ralph Waldo Emerson, Henry David Thoreau and Frederick Douglass, repeatedly used the Puritan heritage of the country to bolster their cause. The most radical anti-slavery newspaper, The Liberator, invoked the Puritans and Puritan values over a thousand times. Parker, in urging New England congressmen to support the abolition of slavery, wrote, "The son of the Puritan ... is sent to Congress to stand up for Truth and Right." Literature served as a means to spread the message to common folks. Key works included Twelve Years a Slave, the Narrative of the Life of Frederick Douglass, American Slavery as It Is, and the most important: Uncle Tom's Cabin, the best-selling book of the 19th century aside from the Bible.
A more unusual abolitionist than those named above was Hinton Rowan Helper, whose 1857 book, The Impending Crisis of the South: How to Meet It, "[e]ven more perhaps than Uncle Tom's Cabin ... fed the fires of sectional controversy leading up to the Civil War." A Southerner and a virulent racist, Helper was nevertheless an abolitionist because he believed, and showed with statistics, that slavery "impeded the progress and prosperity of the South, ... dwindled our commerce, and other similar pursuits, into the most contemptible insignificance; sunk a large majority of our people in galling poverty and ignorance, ... [and] entailed upon us a humiliating dependence on the Free States...."
By 1840 more than 15,000 people were members of abolitionist societies in the United States. Abolitionism in the United States became a popular expression of moralism, and led directly to the Civil War. In churches, conventions and newspapers, reformers promoted an absolute and immediate rejection of slavery. Support for abolition among the religious was not universal though. As the war approached, even the main denominations split along political lines, forming rival Southern and Northern churches. For example, in 1845 the Baptists split into the Northern Baptists and Southern Baptists over the issue of slavery.
Abolitionist sentiment was not strictly religious or moral in origin. The Whig Party became increasingly opposed to slavery because it saw it as inherently against the ideals of capitalism and the free market. Whig leader William H. Seward (who would serve as Lincoln's secretary of state) proclaimed that there was an "irrepressible conflict" between slavery and free labor, and that slavery had left the South backward and undeveloped. As the Whig party dissolved in the 1850s, the mantle of abolition fell to its newly formed successor, the Republican Party.
Territorial crisis
Manifest destiny heightened the conflict over slavery. Each new territory acquired had to face the thorny question of whether to allow or disallow the "peculiar institution". Between 1803 and 1854, the United States achieved a vast expansion of territory through purchase, negotiation, and conquest. At first, the new states carved out of these territories entering the union were apportioned equally between slave and free states. Pro- and anti-slavery forces collided over the territories west of the Mississippi River.
The Mexican–American War and its aftermath was a key territorial event in the leadup to the war. As the Treaty of Guadalupe Hidalgo finalized the conquest of northern Mexico west to California in 1848, slaveholding interests looked forward to expanding into these lands and perhaps Cuba and Central America as well. Prophetically, Ralph Waldo Emerson wrote that "Mexico will poison us", referring to the ensuing divisions around whether the newly conquered lands would end up slave or free. Northern free-soil interests vigorously sought to curtail any further expansion of slave territory. The Compromise of 1850 over California balanced a free-soil state with a stronger federal fugitive slave law for a political settlement after four years of strife in the 1840s. But the states admitted following California were all free: Minnesota (1858), Oregon (1859), and Kansas (1861). In the Southern states, the question of the territorial expansion of slavery westward again became explosive. Both the South and the North drew the same conclusion: "The power to decide the question of slavery for the territories was the power to determine the future of slavery itself." Soon after the Utah Territory legalized slavery in 1852, the Utah War of 1857 saw Mormon settlers in the Utah territory fighting the US government.
By 1860, four doctrines had emerged to answer the question of federal control in the territories, and they all claimed they were sanctioned by the Constitution, implicitly or explicitly. The first of these theories, represented by the Constitutional Union Party, argued that the Missouri Compromise apportionment of territory north for free soil and south for slavery should become a constitutional mandate. The failed Crittenden Compromise of 1860 was an expression of this view.
The second doctrine of congressional preeminence was championed by Abraham Lincoln and the Republican Party. It insisted that the Constitution did not bind legislators to a policy of balance—that slavery could be excluded in a territory, as it was in the Northwest Ordinance of 1787, at the discretion of Congress. Thus Congress could restrict human bondage, but never establish it. The ill-fated Wilmot Proviso announced this position in 1846. The Proviso was a pivotal moment in national politics, as it was the first time slavery had become a major congressional issue based on sectionalism, instead of party lines. Its support by Northern Democrats and Whigs, and opposition by Southerners, was a dark omen of coming divisions.
Senator Stephen A. Douglas proclaimed the third doctrine: territorial or "popular" sovereignty, which asserted that the settlers in a territory had the same rights as states in the Union to allow or disallow slavery as a purely local matter. The Kansas–Nebraska Act of 1854 legislated this doctrine. In the Kansas Territory, political conflict spawned "Bleeding Kansas", a five-year paramilitary conflict between pro- and anti-slavery supporters. The U.S. House of Representatives voted to admit Kansas as a free state in early 1860, but its admission did not pass the Senate until January 1861, after the departure of Southern senators.
The fourth doctrine was advocated by Mississippi Senator (and soon to be Confederate President) Jefferson Davis. It was one of state sovereignty ("states' rights"), also known as the "Calhoun doctrine", named after the South Carolinian political theorist and statesman John C. Calhoun. Rejecting the arguments for federal authority or self-government, state sovereignty would empower states to promote the expansion of slavery as part of the federal union under the U.S. Constitution. These four doctrines comprised the dominant ideologies presented to the American public on the matters of slavery, the territories, and the U.S. Constitution before the 1860 presidential election.
States' rights
A long-running dispute over the origin of the Civil War is to what extent states' rights triggered the conflict. The consensus among historians is that the Civil War was fought about states' rights. But the issue is frequently referenced in popular accounts of the war and has much traction among Southerners. Southerners advocating secession argued that just as each state had decided to join the Union, a state had the right to secede—leave the Union—at any time. Northerners (including pro-slavery President Buchanan) rejected that notion as opposed to the will of the Founding Fathers, who said they were setting up a perpetual union.
Historian James McPherson points out that even if Confederates genuinely fought over states' rights, it boiled down to states' right to slavery. McPherson writes concerning states' rights and other non-slavery explanations:
States' rights was an ideology formulated and applied as a means of advancing slave state interests through federal authority. As historian Thomas L. Krannawitter points out, the "Southern demand for federal slave protection represented a demand for an unprecedented expansion of Federal power." Before the Civil War, the Southern states supported the use of federal powers to enforce and extend slavery, as with the Fugitive Slave Act of 1850 and the Dred Scott v. Sandford decision. The faction that pushed for secession often infringed on states' rights. Because of the overrepresentation of pro-slavery factions in the federal government, many Northerners, even non-abolitionists, feared the Slave Power conspiracy. Some Northern states resisted the enforcement of the Fugitive Slave Act. Historian Eric Foner states that the act "could hardly have been designed to arouse greater opposition in the North. It overrode numerous state and local laws and legal procedures and 'commanded' individual citizens to assist, when called upon, in capturing runaways." He continues, "It certainly did not reveal, on the part of slaveholders, sensitivity to states' rights." According to historian Paul Finkelman, "the southern states mostly complained that the northern states were asserting their states' rights and that the national government was not powerful enough to counter these northern claims." The Confederate Constitution also "federally" required slavery to be legal in all Confederate states and claimed territories.
Sectionalism
Sectionalism resulted from the different economies, social structure, customs, and political values of the North and South. Regional tensions came to a head during the War of 1812, resulting in the Hartford Convention, which manifested Northern dissatisfaction with a foreign trade embargo that affected the industrial North disproportionately, the Three-Fifths Compromise, dilution of Northern power by new states, and a succession of Southern presidents. Sectionalism increased steadily between 1800 and 1860 as the North, which phased slavery out of existence, industrialized, urbanized, and built prosperous farms, while the deep South concentrated on plantation agriculture based on slave labor, together with subsistence agriculture for poor whites. In the 1840s and 1850s, the issue of accepting slavery (in the guise of rejecting slave-owning bishops and missionaries) split the nation's largest religious denominations (the Methodist, Baptist, and Presbyterian churches) into separate Northern and Southern denominations.
Historians have debated whether economic differences between the mainly industrial North and the mainly agricultural South helped cause the war. Most historians now disagree with the economic determinism of historian Charles A. Beard in the 1920s, and emphasize that Northern and Southern economies were largely complementary. While socially different, the sections economically benefited each other.
Protectionism
Owners of slaves preferred low-cost manual labor with no mechanization. Northern manufacturing interests supported tariffs and protectionism while Southern planters demanded free trade. The Democrats in Congress, controlled by Southerners, wrote the tariff laws in the 1830s, 1840s, and 1850s, and kept reducing rates so that the 1857 rates were the lowest since 1816. The Republicans called for an increase in tariffs in the 1860 election. The increases were only enacted in 1861 after Southerners resigned their seats in Congress. The tariff issue was a Northern grievance. However, neo-Confederate writers have claimed it as a Southern grievance. In 1860–61 none of the groups that proposed compromises to head off secession raised the tariff issue. Pamphleteers from the North and the South rarely mentioned the tariff.
Nationalism and honor
Nationalism was a powerful force in the early 19th century, with famous spokesmen such as Andrew Jackson and Daniel Webster. While practically all Northerners supported the Union, Southerners were split between those loyal to the entirety of the United States (called "Southern Unionists") and those loyal primarily to the Southern region and then the Confederacy.
Perceived insults to Southern collective honor included the enormous popularity of Uncle Tom's Cabin and abolitionist John Brown's attempt to incite a slave rebellion in 1859.
While the South moved towards a Southern nationalism, leaders in the North were also becoming more nationally minded, and they rejected any notion of splitting the Union. The Republican national electoral platform of 1860 warned that Republicans regarded disunion as treason and would not tolerate it. The South ignored the warnings; Southerners did not realize how ardently the North would fight to hold the Union together.
Lincoln's election
The election of Abraham Lincoln in November 1860 was the final trigger for secession. Southern leaders feared that Lincoln would stop the expansion of slavery and put it on a course toward extinction. However, Lincoln would not be inaugurated until five months after the election, which gave the South time to secede and prepare for war in the winter and spring of 1861.
According to Lincoln, the American people had shown that they had been successful in establishing and administering a republic, but a third challenge faced the nation: maintaining a republic based on the people's vote, in the face of an attempt to destroy it.
Outbreak of the war
Secession crisis
The election of Lincoln provoked the legislature of South Carolina to call a state convention to consider secession. Before the war, South Carolina did more than any other Southern state to advance the notion that a state had the right to nullify federal laws, and even to secede from the United States. The convention unanimously voted to secede on December 20, 1860, and adopted a secession declaration. It argued for states' rights for slave owners in the South, but contained a complaint about states' rights in the North in the form of opposition to the Fugitive Slave Act, claiming that Northern states were not fulfilling their federal obligations under the Constitution. The "cotton states" of Mississippi, Florida, Alabama, Georgia, Louisiana, and Texas followed suit, seceding in January and February 1861.
Among the ordinances of secession passed by the individual states, those of three—Texas, Alabama, and Virginia—specifically mentioned the plight of the "slaveholding states" at the hands of Northern abolitionists. The rest make no mention of the slavery issue and are often brief announcements of the dissolution of ties by the legislatures. However, at least four states—South Carolina, Mississippi, Georgia, and Texas—also passed lengthy and detailed explanations of their reasons for secession, all of which laid the blame squarely on the movement to abolish slavery and that movement's influence over the politics of the Northern states. The Southern states believed slaveholding was a constitutional right because of the Fugitive Slave Clause of the Constitution. These states agreed to form a new federal government, the Confederate States of America, on February 4, 1861. They took control of federal forts and other properties within their boundaries with little resistance from outgoing President James Buchanan, whose term ended on March 4, 1861. Buchanan said that the Dred Scott decision was proof that the South had no reason for secession, and that the Union "was intended to be perpetual", but that "The power by force of arms to compel a State to remain in the Union" was not among the "enumerated powers granted to Congress". One-quarter of the U.S. Army—the entire garrison in Texas—was surrendered in February 1861 to state forces by its commanding general, David E. Twiggs, who then joined the Confederacy.
As Southerners resigned their seats in the Senate and the House, Republicans were able to pass projects that had been blocked by Southern senators before the war. These included the Morrill Tariff, land grant colleges (the Morrill Act), a Homestead Act, a transcontinental railroad (the Pacific Railroad Acts), the National Bank Act, the authorization of United States Notes by the Legal Tender Act of 1862, and the ending of slavery in the District of Columbia. The Revenue Act of 1861 introduced the income tax to help finance the war.
In December 1860, the Crittenden Compromise was proposed to re-establish the Missouri Compromise line by constitutionally banning slavery in territories to the north of the line while guaranteeing it to the south. The adoption of this compromise likely would have prevented the secession of the Southern states, but Lincoln and the Republicans rejected it. Lincoln stated that any compromise that would extend slavery would in time bring down the Union. A pre-war February Peace Conference of 1861 met in Washington, proposing a solution similar to that of the Crittenden compromise; it was rejected by Congress. The Republicans proposed an alternative compromise to not interfere with slavery where it existed but the South regarded it as insufficient. Nonetheless, the remaining eight slave states rejected pleas to join the Confederacy following a two-to-one no-vote in Virginia's First Secessionist Convention on April 4, 1861.
On March 4, 1861, Abraham Lincoln was sworn in as president. In his inaugural address, he argued that the Constitution was a more perfect union than the earlier Articles of Confederation and Perpetual Union, that it was a binding contract, and called any secession "legally void". He had no intent to invade Southern states, nor did he intend to end slavery where it existed, but said that he would use force to maintain possession of federal property, including forts, arsenals, mints, and customhouses that had been seized by the Southern states. The government would make no move to recover post offices, and if resisted, mail delivery would end at state lines. Where popular conditions did not allow peaceful enforcement of federal law, U.S. marshals and judges would be withdrawn. No mention was made of bullion lost from U.S. mints in Louisiana, Georgia, and North Carolina. He stated that it would be U.S. policy to only collect import duties at its ports; there could be no serious injury to the South to justify the armed revolution during his administration. His speech closed with a plea for restoration of the bonds of union, famously calling on "the mystic chords of memory" binding the two regions.
The Davis government of the new Confederacy sent three delegates to Washington to negotiate a peace treaty with the United States of America. Lincoln rejected any negotiations with Confederate agents because he claimed the Confederacy was not a legitimate government, and that making any treaty with it would be tantamount to recognition of it as a sovereign government. Lincoln instead attempted to negotiate directly with the governors of individual seceded states, whose administrations he continued to recognize.
Complicating Lincoln's attempts to defuse the crisis were the actions of the new Secretary of State, William Seward. Seward had been Lincoln's main rival for the Republican presidential nomination. Shocked and embittered by this defeat, Seward agreed to support Lincoln's candidacy only after he was guaranteed the executive office that was considered at that time to be the most powerful and important after the presidency itself. Even in the early stages of Lincoln's presidency Seward still held little regard for the new chief executive due to his perceived inexperience, and therefore Seward viewed himself as the de facto head of government or "prime minister" behind the throne of Lincoln. In this role, Seward attempted to engage in unauthorized and indirect negotiations that failed. However, President Lincoln was determined to hold all remaining Union-occupied forts in the Confederacy: Fort Monroe in Virginia, Fort Pickens, Fort Jefferson and Fort Taylor in Florida, and Fort Sumter in South Carolina.
Battle of Fort Sumter
The American Civil War began on April 12, 1861, when Confederate forces opened fire on the Union-held Fort Sumter. Fort Sumter is located in the middle of the harbor of Charleston, South Carolina. Its status had been contentious for months. Outgoing President Buchanan had dithered in reinforcing the Union garrison in the harbor, which was under command of Major Robert Anderson. Anderson took matters into his own hands and on December 26, 1860, under the cover of darkness, sailed the garrison from the poorly placed Fort Moultrie to the stalwart island Fort Sumter. Anderson's actions catapulted him to hero status in the North. An attempt to resupply the fort on January 9, 1861, failed and nearly started the war then and there. But an informal truce held. On March 5, the newly sworn in Lincoln was informed that the Fort was running low on supplies.
Fort Sumter proved to be one of the main challenges of the new Lincoln administration. Back-channel dealing by Secretary of State Seward with the Confederates undermined Lincoln's decision-making; Seward wanted to pull out of the fort. But a firm hand by Lincoln tamed Seward, and Seward became one of Lincoln's staunchest allies. Lincoln ultimately decided that holding the fort, which would require reinforcing it, was the only workable option. Thus, on April 6, Lincoln informed the Governor of South Carolina that a ship with food but no ammunition would attempt to supply the Fort. Historian McPherson describes this win-win approach as "the first sign of the mastery that would mark Lincoln's presidency"; the Union would win if it could resupply and hold onto the Fort, and the South would be the aggressor if it opened fire on an unarmed ship supplying starving men. An April 9 Confederate cabinet meeting resulted in President Davis's ordering General P. G. T. Beauregard to take the Fort before supplies could reach it.
At 4:30 am on April 12, Confederate forces fired the first of 4,000 shells at the Fort; it fell the next day. The loss of Fort Sumter lit a patriotic fire under the North. On April 15, Lincoln called on the states to field 75,000 volunteer troops for 90 days; impassioned Union states met the quotas quickly. On May 3, 1861, Lincoln called for an additional 42,000 volunteers for a period of three years. Shortly after this, Virginia, Tennessee, Arkansas, and North Carolina seceded and joined the Confederacy. To reward Virginia, the Confederate capital was moved to Richmond.
Attitude of the border states
Maryland, Delaware, Missouri, and Kentucky were slave states whose people had divided loyalties to Northern and Southern businesses and family members. Some men enlisted in the Union Army and others in the Confederate Army. West Virginia separated from Virginia and was admitted to the Union on June 20, 1863.
Maryland's territory surrounded the United States' capital of Washington, D.C., and could cut it off from the North. It had numerous anti-Lincoln officials who tolerated anti-army rioting in Baltimore and the burning of bridges, both aimed at hindering the passage of troops to the South. Maryland's legislature voted overwhelmingly (53–13) to stay in the Union, but also rejected hostilities with its southern neighbors, voting to close Maryland's rail lines to prevent them from being used for war. Lincoln responded by establishing martial law and unilaterally suspending habeas corpus in Maryland, along with sending in militia units from the North. Lincoln rapidly took control of Maryland and the District of Columbia by seizing many prominent figures, including arresting 1/3 of the members of the Maryland General Assembly on the day it reconvened. All were held without trial, with Lincoln ignoring a ruling on June 1, 1861, by U.S. Supreme Court Chief Justice Roger Taney, not speaking for the Court, that only Congress (and not the president) could suspend habeas corpus (Ex parte Merryman). Federal troops imprisoned a prominent Baltimore newspaper editor, Frank Key Howard, Francis Scott Key's grandson, after he criticized Lincoln in an editorial for ignoring Taney's ruling.
In Missouri, an elected convention on secession voted decisively to remain within the Union. When pro-Confederate Governor Claiborne F. Jackson called out the state militia, it was attacked by federal forces under General Nathaniel Lyon, who chased the governor and the rest of the State Guard to the southwestern corner of the state (see also: Missouri secession). Early in the war the Confederacy controlled the southern portion of Missouri through the Confederate government of Missouri but was largely driven out of the state after 1862. In the resulting vacuum, the convention on secession reconvened and took power as the Unionist provisional government of Missouri.
Kentucky did not secede; for a time, it declared itself neutral. When Confederate forces entered the state in September 1861, neutrality ended and the state reaffirmed its Union status while maintaining slavery. During a brief invasion by Confederate forces in 1861, Confederate sympathizers and delegates from 68 Kentucky counties organized a secession convention at the Russellville Convention, formed the shadow Confederate Government of Kentucky, inaugurated a governor, and gained recognition from the Confederacy and Kentucky was formally admitted into the Confederacy on December 10, 1861. Its jurisdiction extended only as far as Confederate battle lines in the Commonwealth which at its greatest extent was over half the state, and it went into exile after October 1862.
After Virginia's secession, a Unionist government in Wheeling asked 48 counties to vote on an ordinance to create a new state on October 24, 1861. A voter turnout of 34 percent approved the statehood bill (96 percent approving). Twenty-four secessionist counties were included in the new state, and the ensuing guerrilla war engaged about 40,000 federal troops for much of the war. Congress admitted West Virginia to the Union on June 20, 1863. West Virginia provided about 20,000–22,000 soldiers to both the Confederacy and the Union.
A Unionist secession attempt occurred in East Tennessee, but was suppressed by the Confederacy, which arrested over 3,000 men suspected of being loyal to the Union. They were held without trial.
War
The Civil War was a contest marked by the ferocity and frequency of battle. Over four years, 237 named battles were fought, as were many more minor actions and skirmishes, which were often characterized by their bitter intensity and high casualties. In his book The American Civil War, British historian John Keegan writes that "The American Civil War was to prove one of the most ferocious wars ever fought". In many cases, without geographic objectives, the only target for each side was the enemy's soldier.
Mobilization
As the first seven states began organizing a Confederacy in Montgomery, the entire U.S. army numbered 16,000. However, Northern governors had begun to mobilize their militias. The Confederate Congress authorized the new nation up to 100,000 troops sent by governors as early as February. By May, Jefferson Davis was pushing for 100,000 soldiers for one year or the duration, and that was answered in kind by the U.S. Congress.
In the first year of the war, both sides had far more volunteers than they could effectively train and equip. After the initial enthusiasm faded, reliance on the cohort of young men who came of age every year and wanted to join was not enough. Both sides used a draft law—conscription—as a device to encourage or force volunteering; relatively few were drafted and served. The Confederacy passed a draft law in April 1862 for young men aged 18 to 35; overseers of slaves, government officials, and clergymen were exempt. The U.S. Congress followed in July, authorizing a militia draft within a state when it could not meet its quota with volunteers. European immigrants joined the Union Army in large numbers, including 177,000 born in Germany and 144,000 born in Ireland.
When the Emancipation Proclamation went into effect in January 1863, ex-slaves were energetically recruited by the states and used to meet the state quotas. States and local communities offered higher and higher cash bonuses for white volunteers. Congress tightened the law in March 1863. Men selected in the draft could provide substitutes or, until mid-1864, pay commutation money. Many eligibles pooled their money to cover the cost of anyone drafted. Families used the substitute provision to select which man should go into the army and which should stay home. There was much evasion and overt resistance to the draft, especially in Catholic areas. The draft riot in New York City in July 1863 involved Irish immigrants who had been signed up as citizens to swell the vote of the city's Democratic political machine, not realizing it made them liable for the draft. Of the 168,649 men procured for the Union through the draft, 117,986 were substitutes, leaving only 50,663 who had their services conscripted.
In both the North and South, the draft laws were highly unpopular. In the North, some 120,000 men evaded conscription, many of them fleeing to Canada, and another 280,000 soldiers deserted during the war. At least 100,000 Southerners deserted, or about 10 percent; Southern desertion was high because, according to one historian writing in 1991, the highly localized Southern identity meant that many Southern men had little investment in the outcome of the war, with individual soldiers caring more about the fate of their local area than any grand ideal. In the North, "bounty jumpers" enlisted to get the generous bonus, deserted, then went back to a second recruiting station under a different name to sign up again for a second bonus; 141 were caught and executed.
From a tiny frontier force in 1860, the Union and Confederate armies had grown into the "largest and most efficient armies in the world" within a few years. Some European observers at the time dismissed them as amateur and unprofessional, but historian John Keegan concluded that each outmatched the French, Prussian, and Russian armies of the time, and without the Atlantic, would have threatened any of them with defeat.
Prisoners
At the start of the Civil War, a system of paroles operated. Captives agreed not to fight until they were officially exchanged. Meanwhile, they were held in camps run by their army. They were paid, but they were not allowed to perform any military duties. The system of exchanges collapsed in 1863 when the Confederacy refused to exchange black prisoners. After that, about 56,000 of the 409,000 POWs died in prisons during the war, accounting for nearly 10 percent of the conflict's fatalities.
Women
Historian Elizabeth D. Leonard writes that, according to various estimates, between five hundred and one thousand women enlisted as soldiers on both sides of the war, disguised as men. Women also served as spies, resistance activists, nurses, and hospital personnel. Women served on the Union hospital ship Red Rover and nursed Union and Confederate troops at field hospitals.
Mary Edwards Walker, the only woman ever to receive the Medal of Honor, served in the Union Army and was given the medal for her efforts to treat the wounded during the war. Her name was deleted from the Army Medal of Honor Roll in 1917 (along with over 900 other Medal of Honor recipients); however, it was restored in 1977.
Naval tactics
The small U.S. Navy of 1861 was rapidly enlarged to 6,000 officers and 45,000 sailors in 1865, with 671 vessels, having a tonnage of 510,396. Its mission was to blockade Confederate ports, take control of the river system, defend against Confederate raiders on the high seas, and be ready for a possible war with the British Royal Navy. Meanwhile, the main riverine war was fought in the West, where a series of major rivers gave access to the Confederate heartland. The U.S. Navy eventually gained control of the Red, Tennessee, Cumberland, Mississippi, and Ohio rivers. In the East, the Navy shelled Confederate forts and provided support for coastal army operations.
The Civil War occurred during the early stages of the industrial revolution. Many naval innovations emerged during this time, most notably the advent of the ironclad warship. It began when the Confederacy, knowing they had to meet or match the Union's naval superiority, responded to the Union blockade by building or converting more than 130 vessels, including twenty-six ironclads and floating batteries. Only half of these saw active service. Many were equipped with ram bows, creating "ram fever" among Union squadrons wherever they threatened. But in the face of overwhelming Union superiority and the Union's ironclad warships, they were unsuccessful.
In addition to ocean-going warships coming up the Mississippi, the Union Navy used timberclads, tinclads, and armored gunboats. Shipyards at Cairo, Illinois, and St. Louis built new boats or modified steamboats for action.
The Confederacy experimented with the submarine , which did not work satisfactorily, and with building an ironclad ship, , which was based on rebuilding a sunken Union ship, . On its first foray, on March 8, 1862, Virginia inflicted significant damage to the Union's wooden fleet, but the next day the first Union ironclad, , arrived to challenge it in the Chesapeake Bay. The resulting three-hour Battle of Hampton Roads was a draw, but it proved that ironclads were effective warships. Not long after the battle, the Confederacy was forced to scuttle the Virginia to prevent its capture, while the Union built many copies of the Monitor. Lacking the technology and infrastructure to build effective warships, the Confederacy attempted to obtain warships from Great Britain. However, this failed, because Great Britain had no interest in selling warships to a nation that was at war with a stronger enemy, and doing so could sour relations with the U.S.
Union blockade
By early 1861, General Winfield Scott had devised the Anaconda Plan to win the war with as little bloodshed as possible, which called for blockading the Confederacy and slowly suffocating the South to surrender. Lincoln adopted parts of the plan, but chose to prosecute a more active vision of war. In April 1861, Lincoln announced the Union blockade of all Southern ports; commercial ships could not get insurance and regular traffic ended. The South blundered in embargoing cotton exports in 1861 before the blockade was effective; by the time they realized the mistake, it was too late. "King Cotton" was dead, as the South could export less than 10 percent of its cotton. The blockade shut down the ten Confederate seaports with railheads that moved almost all the cotton, especially New Orleans, Mobile, and Charleston. By June 1861, warships were stationed off the principal Southern ports, and a year later nearly 300 ships were in service.
Blockade runners
The Confederates began the war short on military supplies and in desperate need of large quantities of arms which the agrarian South could not provide. Arms manufactures in the industrial North were restricted by an arms embargo, keeping shipments of arms from going to the South, and ending all existing and future contracts. The Confederacy subsequently looked to foreign sources for their enormous military needs and sought out financiers and companies like S. Isaac, Campbell & Company and the London Armoury Company in Britain, who acted as purchasing agents for the Confederacy, connecting them with Britain's many arms manufactures, and ultimately becoming the Confederacy's main source of arms.
To get the arms safely to the Confederacy, British investors built small, fast, steam-driven blockade runners that traded arms and supplies brought in from Britain through Bermuda, Cuba, and the Bahamas in return for high-priced cotton. Many of the ships were lightweight and designed for speed and could only carry a relatively small amount of cotton back to England. When the Union Navy seized a blockade runner, the ship and cargo were condemned as a prize of war and sold, with the proceeds given to the Navy sailors; the captured crewmen were mostly British, and they were released.
Economic impact
The Southern economy nearly collapsed during the war. There were multiple reasons for this: the severe deterioration of food supplies, especially in cities, the failure of Southern railroads, the loss of control of the main rivers, foraging by Northern armies, and the seizure of animals and crops by Confederate armies. Most historians agree that the blockade was a major factor in ruining the Confederate economy; however, Wise argues that the blockade runners provided just enough of a lifeline to allow Lee to continue fighting for additional months, thanks to fresh supplies of 400,000 rifles, lead, blankets, and boots that the homefront economy could no longer supply.
Surdam argues that the blockade was a powerful weapon that eventually ruined the Southern economy, at the cost of few lives in combat. Practically, the entire Confederate cotton crop was useless (although it was sold to Union traders), costing the Confederacy its main source of income. Critical imports were scarce and the coastal trade was largely ended as well. The measure of the blockade's success was not the few ships that slipped through, but the thousands that never tried it. Merchant ships owned in Europe could not get insurance and were too slow to evade the blockade, so they stopped calling at Confederate ports.
To fight an offensive war, the Confederacy purchased arms in Britain and converted British-built ships into commerce raiders. Purchasing arms involved the smuggling of 600,000 arms (mostly British Enfield rifles) that enabled the Confederate Army to fight on for two more years and the commerce raiders were used in raiding U.S. Merchant Marine ships in the Atlantic and Pacific oceans. Insurance rates skyrocketed and the American flag virtually disappeared from international waters. However, the same ships were reflagged with European flags and continued unmolested. After the war ended, the U.S. government demanded that Britain compensate it for the damage done by blockade runners and raiders outfitted in British ports. Britain partly acquiesced to the demand, paying the U.S. $15 million in 1871 only for commerce raiding.
Dinçaslan argues that another outcome of the blockade was oil's rise to prominence as a widely used and traded commodity. The already declining whale oil industry took a blow as many old whaling ships were used in blockade efforts such as the Stone Fleet, and Confederate raiders harassing Union whalers aggravated the situation. Oil products that had been treated mostly as lubricants, especially kerosene, started to replace whale oil used in lamps and essentially became a fuel commodity. This increased the importance of oil as a commodity, long before its eventual use as fuel for combustion engines.
Diplomacy
Although the Confederacy hoped that Britain and France would join them against the Union, this was never likely, and so they instead tried to bring the British and French governments in as mediators. The Union, under Lincoln and Secretary of State William H. Seward, worked to block this and threatened war if any country officially recognized the existence of the Confederate States of America. In 1861, Southerners voluntarily embargoed cotton shipments, hoping to start an economic depression in Europe that would force Britain to enter the war to get cotton, but this did not work. Worse, Europe turned to Egypt and India for cotton, which they found superior, hindering the South's recovery after the war.
Cotton diplomacy proved a failure as Europe had a surplus of cotton, while the 1860–62 crop failures in Europe made the North's grain exports of critical importance. It also helped to turn European opinion further away from the Confederacy. It was said that "King Corn was more powerful than King Cotton", as U.S. grain went from a quarter of the British import trade to almost half. Meanwhile, the war created employment for arms makers, ironworkers, and ships to transport weapons.
Lincoln's administration initially failed to appeal to European public opinion. At first, diplomats explained that the United States was not committed to the ending of slavery, and instead repeated legalistic arguments about the unconstitutionality of secession. Confederate representatives, on the other hand, started off much more successful, by ignoring slavery and instead focusing on their struggle for liberty, their commitment to free trade, and the essential role of cotton in the European economy. The European aristocracy was "absolutely gleeful in pronouncing the American debacle as proof that the entire experiment in popular government had failed. European government leaders welcomed the fragmentation of the ascendant American Republic." However, there was still a European public with liberal sensibilities, that the U.S. sought to appeal to by building connections with the international press. As early as 1861, many Union diplomats such as Carl Schurz realized emphasizing the war against slavery was the Union's most effective moral asset in the struggle for public opinion in Europe. Seward was concerned that an overly radical case for reunification would distress the European merchants with cotton interests; even so, Seward supported a widespread campaign of public diplomacy.
U.S. minister to Britain Charles Francis Adams proved particularly adept and convinced Britain not to openly challenge the Union blockade. The Confederacy purchased several warships from commercial shipbuilders in Britain (, , , , , and some others). The most famous, the , did considerable damage and led to serious postwar disputes. However, public opinion against slavery in Britain created a political liability for British politicians, where the anti-slavery movement was powerful.
War loomed in late 1861 between the U.S. and Britain over the Trent affair, which began when U.S. Navy personnel boarded the British ship and seized two Confederate diplomats. However, London and Washington were able to smooth over the problem after Lincoln released the two men. Prince Albert had left his deathbed to issue diplomatic instructions to Lord Lyons during the Trent affair. His request was honored, and, as a result, the British response to the United States was toned down and helped avert the British becoming involved in the war. In 1862, the British government considered mediating between the Union and Confederacy, though even such an offer would have risked war with the United States. British Prime Minister Lord Palmerston reportedly read Uncle Tom's Cabin three times when deciding on what his decision would be.
The Union victory in the Battle of Antietam caused the British to delay this decision. The Emancipation Proclamation over time would reinforce the political liability of supporting the Confederacy. Realizing that Washington could not intervene in Mexico as long as the Confederacy controlled Texas, France invaded Mexico in 1861. Washington repeatedly protested France's violation of the Monroe Doctrine. Despite sympathy for the Confederacy, France's seizure of Mexico ultimately deterred it from war with the Union. Confederate offers late in the war to end slavery in return for diplomatic recognition were not seriously considered by London or Paris. After 1863, the Polish revolt against Russia further distracted the European powers and ensured that they would remain neutral.
Russia supported the Union, largely because it believed that the U.S. served as a counterbalance to its geopolitical rival, the United Kingdom. In 1863, the Russian Navy's Baltic and Pacific fleets wintered in the American ports of New York and San Francisco, respectively.
Eastern theater
The Eastern theater refers to the military operations east of the Appalachian Mountains, including the states of Virginia, West Virginia, Maryland, and Pennsylvania, the District of Columbia, and the coastal fortifications and seaports of North Carolina.
Background
Army of the Potomac
Maj. Gen. George B. McClellan took command of the Union Army of the Potomac on July 26, 1861 (he was briefly general-in-chief of all the Union armies but was subsequently relieved of that post in favor of Maj. Gen. Henry W. Halleck), and the war began in earnest in 1862. The 1862 Union strategy called for simultaneous advances along four axes:
McClellan would lead the main thrust in Virginia towards Richmond.
Ohio forces would advance through Kentucky into Tennessee.
The Missouri Department would drive south along the Mississippi River.
The westernmost attack would originate from Kansas.
Army of Northern Virginia
The primary Confederate force in the Eastern theater was the Army of Northern Virginia. The Army originated as the (Confederate) Army of the Potomac, which was organized on June 20, 1861, from all operational forces in Northern Virginia. On July 20 and 21, the Army of the Shenandoah and forces from the District of Harpers Ferry were added. Units from the Army of the Northwest were merged into the Army of the Potomac between March 14 and May 17, 1862. The Army of the Potomac was renamed Army of Northern Virginia on March 14. The Army of the Peninsula was merged into it on April 12, 1862.
When Virginia declared its secession in April 1861, Robert E. Lee chose to follow his home state, despite his desire for the country to remain intact and an offer of a senior Union command.
Lee's biographer, Douglas S. Freeman, asserts that the army received its final name from Lee when he issued orders assuming command on June 1, 1862. However, Freeman does admit that Lee corresponded with Brigadier General Joseph E. Johnston, his predecessor in army command, before that date and referred to Johnston's command as the Army of Northern Virginia. Part of the confusion results from the fact that Johnston commanded the Department of Northern Virginia (as of October 22, 1861) and the name Army of Northern Virginia can be seen as an informal consequence of its parent department's name. Jefferson Davis and Johnston did not adopt the name, but it is clear that the organization of units as of March 14 was the same organization that Lee received on June 1, and thus it is generally referred to today as the Army of Northern Virginia, even if that is correct only in retrospect.
On July 4 at Harper's Ferry, Colonel Thomas J. Jackson assigned Jeb Stuart to command all the cavalry companies of the Army of the Shenandoah. He eventually commanded the Army of Northern Virginia's cavalry.
Battles
In one of the first highly visible battles, in July 1861, a march by Union troops under the command of Maj. Gen. Irvin McDowell on the Confederate forces led by Gen. P. G. T. Beauregard near Washington was repulsed at the First Battle of Bull Run (also known as First Manassas).
The Union had the upper hand at first, nearly pushing confederate forces holding a defensive position into a rout, but Confederate reinforcements under Joseph E. Johnston arrived from the Shenandoah Valley by railroad, and the course of the battle quickly changed. A brigade of Virginians under the relatively unknown brigadier general from the Virginia Military Institute, Thomas J. Jackson, stood its ground, which resulted in Jackson receiving his famous nickname, "Stonewall".
Upon the strong urging of President Lincoln to begin offensive operations, McClellan attacked Virginia in the spring of 1862 by way of the peninsula between the York River and James River, southeast of Richmond. McClellan's army reached the gates of Richmond in the Peninsula Campaign.
Also in the spring of 1862, in the Shenandoah Valley, Stonewall Jackson led his Valley Campaign. Employing audacity and rapid, unpredictable movements on interior lines, Jackson's 17,000 troops marched 646 miles (1,040 km) in 48 days and won several minor battles as they successfully engaged three Union armies (52,000 men), including those of Nathaniel P. Banks and John C. Fremont, preventing them from reinforcing the Union offensive against Richmond. The swiftness of Jackson's men earned them the nickname of "foot cavalry".
Johnston halted McClellan's advance at the Battle of Seven Pines, but he was wounded in the battle, and Robert E. Lee assumed his position of command. General Lee and top subordinates James Longstreet and Stonewall Jackson defeated McClellan in the Seven Days Battles and forced his retreat.
The Northern Virginia Campaign, which included the Second Battle of Bull Run, ended in yet another victory for the South. McClellan resisted General-in-Chief Halleck's orders to send reinforcements to John Pope's Union Army of Virginia, which made it easier for Lee's Confederates to defeat twice the number of combined enemy troops.
Emboldened by Second Bull Run, the Confederacy made its first invasion of the North with the Maryland Campaign. General Lee led 45,000 troops of the Army of Northern Virginia across the Potomac River into Maryland on September 5. Lincoln then restored Pope's troops to McClellan. McClellan and Lee fought at the Battle of Antietam near Sharpsburg, Maryland, on September 17, 1862, the bloodiest single day in United States military history. Lee's army, checked at last, returned to Virginia before McClellan could destroy it. Antietam is considered a Union victory because it halted Lee's invasion of the North and provided an opportunity for Lincoln to announce his Emancipation Proclamation.
When the cautious McClellan failed to follow up on Antietam, he was replaced by Maj. Gen. Ambrose Burnside. Burnside was soon defeated at the Battle of Fredericksburg on December 13, 1862, when more than 12,000 Union soldiers were killed or wounded during repeated futile frontal assaults against Marye's Heights. After the battle, Burnside was replaced by Maj. Gen. Joseph Hooker.
Hooker, too, proved unable to defeat Lee's army; despite outnumbering the Confederates by more than two to one, his Chancellorsville Campaign proved ineffective, and he was humiliated in the Battle of Chancellorsville in May 1863. Chancellorsville is known as Lee's "perfect battle" because his risky decision to divide his army in the presence of a much larger enemy force resulted in a significant Confederate victory. Gen. Stonewall Jackson was shot in the left arm and right hand by accidental friendly fire during the battle. The arm was amputated, but he died shortly thereafter of pneumonia. Lee famously said: "He has lost his left arm, but I have lost my right arm."
The fiercest fighting of the battle—and the second bloodiest day of the Civil War—occurred on May 3 as Lee launched multiple attacks against the Union position at Chancellorsville. That same day, John Sedgwick advanced across the Rappahannock River, defeated the small Confederate force at Marye's Heights in the Second Battle of Fredericksburg, and then moved to the west. The Confederates fought a successful delaying action at the Battle of Salem Church.
Gen. Hooker was replaced by Maj. Gen. George Meade during Lee's second invasion of the North, in June. Meade defeated Lee at the Battle of Gettysburg (July 1 to 3, 1863). This was the bloodiest battle of the war and has been called the war's turning point. Pickett's Charge on July 3 is often considered the high-water mark of the Confederacy because it signaled the collapse of serious Confederate threats of victory. Lee's army suffered 28,000 casualties (versus Meade's 23,000).
Western theater
The Western theater refers to military operations between the Appalachian Mountains and the Mississippi River, including the states of Alabama, Georgia, Florida, Mississippi, North Carolina, Kentucky, South Carolina, and Tennessee, as well as parts of Louisiana.
Background
Army of the Tennessee and Army of the Cumberland
The primary Union forces in the Western theater were the Army of the Tennessee and the Army of the Cumberland, named for the two rivers, the Tennessee River and Cumberland River. After Meade's inconclusive fall campaign, Lincoln turned to the Western Theater for new leadership. At the same time, the Confederate stronghold of Vicksburg surrendered, giving the Union control of the Mississippi River, permanently isolating the western Confederacy, and producing the new leader Lincoln needed, Ulysses S. Grant.
Army of Tennessee
The primary Confederate force in the Western theater was the Army of Tennessee. The army was formed on November 20, 1862, when General Braxton Bragg renamed the former Army of Mississippi. While the Confederate forces had numerous successes in the Eastern Theater, they were defeated many times in the West.
Battles
The Union's key strategist and tactician in the West was Ulysses S. Grant, who won victories at Forts Henry (February 6, 1862) and Donelson (February 11 to 16, 1862), earning him the nickname of "Unconditional Surrender" Grant, by which the Union seized control of the Tennessee and Cumberland Rivers. Nathan Bedford Forrest rallied nearly 4,000 Confederate troops and led them to escape across the Cumberland. Nashville and central Tennessee thus fell to the Union, leading to attrition of local food supplies and livestock and a breakdown in social organization.
Leonidas Polk's invasion of Columbus ended Kentucky's policy of neutrality and turned it against the Confederacy. Grant used river transport and Andrew Foote's gunboats of the Western Flotilla to threaten the Confederacy's "Gibraltar of the West" at Columbus, Kentucky. Although rebuffed at Belmont, Grant cut off Columbus. The Confederates, lacking their gunboats, were forced to retreat and the Union took control of western Kentucky and opened Tennessee in March 1862.
At the Battle of Shiloh, in Shiloh, Tennessee in April 1862, the Confederates made a surprise attack that pushed Union forces against the river as night fell. Overnight, the Navy landed additional reinforcements, and Grant counter-attacked. Grant and the Union won a decisive victory—the first battle with the high casualty rates that would repeat over and over. The Confederates lost Albert Sidney Johnston, considered their finest general before the emergence of Lee.
One of the early Union objectives in the war was the capture of the Mississippi River, to cut the Confederacy in half. The Mississippi River was opened to Union traffic to the southern border of Tennessee with the taking of Island No. 10 and New Madrid, Missouri, and then Memphis, Tennessee.
In April 1862, the Union Navy captured New Orleans. "The key to the river was New Orleans, the South's largest port [and] greatest industrial center." U.S. Naval forces under Farragut ran past Confederate defenses south of New Orleans. Confederate forces abandoned the city, giving the Union a critical anchor in the deep South. which allowed Union forces to begin moving up the Mississippi. Memphis fell to Union forces on June 6, 1862, and became a key base for further advances south along the Mississippi River. Only the fortress city of Vicksburg, Mississippi, prevented Union control of the entire river.
Bragg's second invasion of Kentucky in the Confederate Heartland Offensive included initial successes such as Kirby Smith's triumph at the Battle of Richmond and the capture of the Kentucky capital of Frankfort on September 3, 1862. However, the campaign ended with a meaningless victory over Maj. Gen. Don Carlos Buell at the Battle of Perryville. Bragg was forced to end his attempt at invading Kentucky and retreat due to lack of logistical support and lack of infantry recruits for the Confederacy in that state.
Bragg was narrowly defeated by Maj. Gen. William Rosecrans at the Battle of Stones River in Tennessee, the culmination of the Stones River Campaign.
Naval forces assisted Grant in the long, complex Vicksburg Campaign that resulted in the Confederates surrendering at the Battle of Vicksburg in July 1863, which cemented Union control of the Mississippi River and is considered one of the turning points of the war.
The one clear Confederate victory in the West was the Battle of Chickamauga. After Rosecrans' successful Tullahoma Campaign, Bragg, reinforced by Lt. Gen. James Longstreet's corps (from Lee's army in the east), defeated Rosecrans, despite the heroic defensive stand of Maj. Gen. George Henry Thomas.
Rosecrans retreated to Chattanooga, which Bragg then besieged in the Chattanooga Campaign. Grant marched to the relief of Rosecrans and defeated Bragg at the Third Battle of Chattanooga, eventually causing Longstreet to abandon his Knoxville Campaign and driving Confederate forces out of Tennessee and opening a route to Atlanta and the heart of the Confederacy.
Trans-Mississippi theater
Background
The Trans-Mississippi theater refers to military operations west of the Mississippi River, encompassing most of Missouri, Arkansas, most of Louisiana, and Indian Territory (now Oklahoma). The Trans-Mississippi District was formed by the Confederate Army to better coordinate Ben McCulloch's command of troops in Arkansas and Louisiana, Sterling Price's Missouri State Guard, as well as the portion of Earl Van Dorn's command that included the Indian Territory and excluded the Army of the West. The Union's command was the Trans-Mississippi Division, or the Military Division of West Mississippi.
Battles
The first battle of the Trans-Mississippi theater was the Battle of Wilson's Creek (August 1861). The Confederates were driven from Missouri early in the war as a result of the Battle of Pea Ridge.
Extensive guerrilla warfare characterized the trans-Mississippi region, as the Confederacy lacked the troops and the logistics to support regular armies that could challenge Union control. Roving Confederate bands such as Quantrill's Raiders terrorized the countryside, striking both military installations and civilian settlements. The "Sons of Liberty" and "Order of the American Knights" attacked pro-Union people, elected officeholders, and unarmed uniformed soldiers. These partisans could not be entirely driven out of the state of Missouri until an entire regular Union infantry division was engaged. By 1864, these violent activities harmed the nationwide anti-war movement organizing against the re-election of Lincoln. Missouri not only stayed in the Union but Lincoln took 70 percent of the vote for re-election.
Numerous small-scale military actions south and west of Missouri sought to control Indian Territory and New Mexico Territory for the Union. The Battle of Glorieta Pass was the decisive battle of the New Mexico Campaign. The Union repulsed Confederate incursions into New Mexico in 1862, and the exiled Arizona government withdrew into Texas. In the Indian Territory, civil war broke out within tribes. About 12,000 Indian warriors fought for the Confederacy and smaller numbers for the Union. The most prominent Cherokee was Brigadier General Stand Watie, the last Confederate general to surrender.
After the fall of Vicksburg in July 1863, General Kirby Smith in Texas was informed by Jefferson Davis that he could expect no further help from east of the Mississippi River. Although he lacked resources to beat Union armies, he built up a formidable arsenal at Tyler, along with his own Kirby Smithdom economy, a virtual "independent fiefdom" in Texas, including railroad construction and international smuggling. The Union, in turn, did not directly engage him. Its 1864 Red River Campaign to take Shreveport, Louisiana, was a failure and Texas remained in Confederate hands throughout the war.
Lower Seaboard theater
Background
The Lower Seaboard theater refers to military and naval operations that occurred near the coastal areas of the Southeast (Alabama, Florida, Louisiana, Mississippi, South Carolina, and Texas) as well as the southern part of the Mississippi River (Port Hudson and south). Union Naval activities were dictated by the Anaconda Plan.
Battles
One of the earliest battles of the war was fought at Port Royal Sound (November 1861), south of Charleston. Much of the war along the South Carolina coast concentrated on capturing Charleston. In attempting to capture Charleston, the Union military tried two approaches: by land over James or Morris Islands or through the harbor. However, the Confederates were able to drive back each Union attack. One of the most famous of the land attacks was the Second Battle of Fort Wagner, in which the 54th Massachusetts Infantry took part. The Union suffered a serious defeat in this battle, losing 1,515 soldiers while the Confederates lost only 174. However, the 54th was hailed for its valor in that battle, which encouraged the general acceptance of the recruitment of African American soldiers into the Union Army, which reinforced the Union's numerical advantage.
Fort Pulaski on the Georgia coast was an early target for the Union navy. Following the capture of Port Royal, an expedition was organized with engineer troops under the command of Captain Quincy A. Gillmore, forcing a Confederate surrender. The Union army occupied the fort for the rest of the war after repairing it.
In April 1862, a Union naval task force commanded by Commander David D. Porter attacked Forts Jackson and St. Philip, which guarded the river approach to New Orleans from the south. While part of the fleet bombarded the forts, other vessels forced a break in the obstructions in the river and enabled the rest of the fleet to steam upriver to the city. A Union army force commanded by Major General Benjamin Butler landed near the forts and forced their surrender. Butler's controversial command of New Orleans earned him the nickname "Beast".
The following year, the Union Army of the Gulf commanded by Major General Nathaniel P. Banks laid siege to Port Hudson for nearly eight weeks, the longest siege in US military history. The Confederates attempted to defend with the Bayou Teche Campaign but surrendered after Vicksburg. These two surrenders gave the Union control over the entire Mississippi.
Several small skirmishes were fought in Florida, but no major battles. The biggest was the Battle of Olustee in early 1864.
Pacific Coast theater
The Pacific Coast theater refers to military operations on the Pacific Ocean and in the states and Territories west of the Continental Divide.
Conquest of Virginia
At the beginning of 1864, Lincoln made Grant commander of all Union armies. Grant made his headquarters with the Army of the Potomac and put Maj. Gen. William Tecumseh Sherman in command of most of the western armies. Grant understood the concept of total war and believed, along with Lincoln and Sherman, that only the utter defeat of Confederate forces and their economic base would end the war. This was total war not in killing civilians but rather in taking provisions and forage and destroying homes, farms, and railroads, that Grant said "would otherwise have gone to the support of secession and rebellion. This policy I believe exercised a material influence in hastening the end." Grant devised a coordinated strategy that would strike at the entire Confederacy from multiple directions. Generals George Meade and Benjamin Butler were ordered to move against Lee near Richmond, General Franz Sigel (and later Philip Sheridan) were to attack the Shenandoah Valley, General Sherman was to capture Atlanta and march to the sea (the Atlantic Ocean), Generals George Crook and William W. Averell were to operate against railroad supply lines in West Virginia, and Maj. Gen. Nathaniel P. Banks was to capture Mobile, Alabama.
Grant's Overland Campaign
Grant's army set out on the Overland Campaign intending to draw Lee into a defense of Richmond, where they would attempt to pin down and destroy the Confederate army. The Union army first attempted to maneuver past Lee and fought several battles, notably at the Wilderness, Spotsylvania, and Cold Harbor. These battles resulted in heavy losses on both sides and forced Lee's Confederates to fall back repeatedly. At the Battle of Yellow Tavern, the Confederates lost Jeb Stuart.
An attempt to outflank Lee from the south failed under Butler, who was trapped inside the Bermuda Hundred river bend. Each battle resulted in setbacks for the Union that mirrored those they had suffered under prior generals, though, unlike those prior generals, Grant chose to fight on rather than retreat. Grant was tenacious and kept pressing Lee's Army of Northern Virginia back to Richmond. While Lee was preparing for an attack on Richmond, Grant unexpectedly turned south to cross the James River and began the protracted Siege of Petersburg, where the two armies engaged in trench warfare for over nine months.
Sheridan's Valley Campaign
Grant finally found a commander, General Philip Sheridan, aggressive enough to prevail in the Valley Campaigns of 1864. Sheridan was initially repelled at the Battle of New Market by former U.S. vice president and Confederate Gen. John C. Breckinridge. The Battle of New Market was the Confederacy's last major victory of the war and included a charge by teenage VMI cadets. After redoubling his efforts, Sheridan defeated Maj. Gen. Jubal A. Early in a series of battles, including a final decisive defeat at the Battle of Cedar Creek. Sheridan then proceeded to destroy the agricultural base of the Shenandoah Valley, a strategy similar to the tactics Sherman later employed in Georgia.
Sherman's March to the Sea
Meanwhile, Sherman maneuvered from Chattanooga to Atlanta, defeating Confederate Generals Joseph E. Johnston and John Bell Hood along the way. The fall of Atlanta on September 2, 1864, guaranteed the reelection of Lincoln as president. Hood left the Atlanta area to swing around and menace Sherman's supply lines and invade Tennessee in the Franklin–Nashville Campaign. Union Maj. Gen. John Schofield defeated Hood at the Battle of Franklin, and George H. Thomas dealt Hood a massive defeat at the Battle of Nashville, effectively destroying Hood's army.
Leaving Atlanta, and his base of supplies, Sherman's army marched, with no destination set, laying waste to about 20 percent of the farms in Georgia in his "March to the Sea". He reached the Atlantic Ocean at Savannah, Georgia, in December 1864. Sherman's army was followed by thousands of freed slaves; there were no major battles along the march. Sherman turned north through South Carolina and North Carolina to approach the Confederate Virginia lines from the south, increasing the pressure on Lee's army.
The Waterloo of the Confederacy
Lee's army, thinned by desertion and casualties, was now much smaller than Grant's. One last Confederate attempt to break the Union hold on Petersburg failed at the decisive Battle of Five Forks (sometimes called "the Waterloo of the Confederacy") on April 1. This meant that the Union now controlled the entire perimeter surrounding Richmond-Petersburg, completely cutting it off from the Confederacy. Realizing that the capital was now lost, Lee's army and the Confederate government were forced to evacuate. The Confederate capital fell on April 2–3, to the Union XXV Corps, composed of black troops. The remaining Confederate units fled west after a defeat at Sayler's Creek on April 6.
End of the war
Initially, Lee did not intend to surrender but planned to regroup at Appomattox Station, where supplies were to be waiting and then continue the war. Grant chased Lee and got in front of him so that when Lee's army reached the village of Appomattox Court House, they were surrounded. After an initial battle, Lee decided that the fight was now hopeless, and surrendered his Army of Northern Virginia to Grant on April 9, 1865, during a conference at the McLean House In an untraditional gesture and as a sign of Grant's respect and anticipation of peacefully restoring Confederate states to the Union, Lee was permitted to keep his sword and his horse, Traveller. His men were paroled, and a chain of Confederate surrenders began.
On April 14, 1865, President Lincoln was shot by John Wilkes Booth, a Confederate sympathizer. Lincoln died early the next morning. Lincoln's vice president, Andrew Johnson, was unharmed, because his would-be assassin, George Atzerodt, lost his nerve, so Johnson was immediately sworn in as president. Meanwhile, Confederate forces across the South surrendered as news of Lee's surrender reached them. On April 26, 1865, the same day Sergeant Boston Corbett killed Booth at a tobacco barn, General Joseph E. Johnston surrendered nearly 90,000 troops of the Army of Tennessee to Major General William Tecumseh Sherman at Bennett Place near present-day Durham, North Carolina. It proved to be the largest surrender of Confederate forces. On May 4, all remaining Confederate forces in Alabama, Louisiana east of the Mississippi River, and Mississippi under Lieutenant General Richard Taylor surrendered.
The Confederate president, Jefferson Davis, was captured at Irwinville, Georgia on May 10, 1865.
On May 13, 1865, the last land battle of the war was fought at the Battle of Palmito Ranch in Texas.
On May 26, 1865, Confederate Lt. Gen. Simon B. Buckner, acting for General Edmund Kirby Smith, signed a military convention surrendering the Confederate trans-Mississippi Department forces. This date is often cited by contemporaries and historians as the end date of the American Civil War. On June 2, 1865, with most of his troops having already gone home, technically deserted, a reluctant Kirby Smith had little choice but to sign the official surrender document. On June 23, 1865, Cherokee leader and Confederate Brig. Gen. Stand Watie became the last Confederate general to surrender his forces.
On June 19, 1865, Union Maj. Gen. Gordon Granger announced General Order No. 3, bringing the Emancipation Proclamation into effect in Texas and freeing the last slaves of the Confederacy. The anniversary of this date is now celebrated as Juneteenth.
The naval portion of the war ended more slowly. It had begun on April 11, 1865, two days after Lee's surrender, when President Lincoln proclaimed that foreign nations had no further "claim or pretense" to deny equality of maritime rights and hospitalities to U.S. warships and, in effect, that rights extended to Confederate ships to use neutral ports as safe havens from U.S. warships should end. Having no response to Lincoln's proclamation, President Andrew Johnson issued a similar proclamation dated May 10, 1865, more directly stating the premise that the war was almost at an end ("armed resistance...may be regarded as virtually at an end") and that insurgent cruisers still at sea and prepared to attack U.S. ships should not have rights to do so through use of safe foreign ports or waters and warned nations which continued to do so that their government vessels would be denied access to U.S. ports. He also "enjoined" U.S. officers to arrest the cruisers and their crews so "that they may be prevented from committing further depredations on commerce and that the persons on board of them may no longer enjoy impunity for their crimes". Britain finally responded on June 6, 1865, by transmitting a June 2, 1865 letter from Foreign Secretary John Russell, 1st Earl Russell to the Lords of the Admiralty withdrawing rights to Confederate warships to enter British ports and waters but with exceptions for a limited time to allow a captain to enter a port to "divest his vessel of her warlike character" and for U.S. ships to be detained in British ports or waters to allow Confederate cruisers twenty-four hours to leave first. U.S. Secretary of State William Seward welcomed the withdrawal of concessions to the Confederates but objected to the exceptions. Finally, on October 18, 1865, Russell advised the Admiralty that the time specified in his June 2, 1865 message had elapsed and "all measures of a restrictive nature on vessels of war of the United States in British ports, harbors, and waters, are now to be considered as at an end". Nonetheless, the final Confederate surrender was in Liverpool, England where James Iredell Waddell, the captain of the CSS Shenandoah, surrendered the cruiser to British authorities on November 6, 1865.
Legally, the war did not end until August 20, 1866, when President Andrew Johnson issued a proclamation that declared "that the said insurrection is at an end and that peace, order, tranquillity, and civil authority now exist in and throughout the whole of the United States of America".
Union victory and aftermath
The causes of the war, the reasons for its outcome, and even the name of the war itself are subjects of lingering contention today. The North and West grew rich while the once-rich South became poor for a century. The national political power of the slaveowners and rich Southerners ended. Historians are less sure about the results of the postwar Reconstruction, especially regarding the second-class citizenship of the freedmen and their poverty.
Historians have debated whether the Confederacy could have won the war. Most scholars, including James M. McPherson, argue that Confederate victory was at least possible. McPherson argues that the North's advantage in population and resources made Northern victory likely but not guaranteed. He also argues that if the Confederacy had fought using unconventional tactics, it would have more easily been able to hold out long enough to exhaust the Union.
Confederates did not need to invade and hold enemy territory to win but only needed to fight a defensive war to convince the North that the cost of winning was too high. The North needed to conquer and hold vast stretches of enemy territory and defeat Confederate armies to win. Lincoln was not a military dictator and could continue to fight the war only as long as the American public supported a continuation of the war. The Confederacy sought to win independence by outlasting Lincoln; however, after Atlanta fell and Lincoln defeated McClellan in the election of 1864, all hope for a political victory for the South ended. At that point, Lincoln had secured the support of the Republicans, War Democrats, the border states, emancipated slaves, and the neutrality of Britain and France. By defeating the Democrats and McClellan, he also defeated the Copperheads, who had wanted a negotiated peace with the Confederate States of America.
Some scholars argue that the Union held an insurmountable long-term advantage over the Confederacy in industrial strength and population. Confederate actions, they argue, only delayed defeat. Civil War historian Shelby Foote expressed this view succinctly:
A minority view among historians is that the Confederacy lost because, as E. Merton Coulter put it, "people did not will hard enough and long enough to win." However, most historians reject the argument. McPherson, after reading thousands of letters written by Confederate soldiers, found strong patriotism that continued to the end; they truly believed they were fighting for freedom and liberty. Even as the Confederacy was visibly collapsing in 1864–65, he says most Confederate soldiers were fighting hard. Historian Gary Gallagher cites General Sherman, who in early 1864 commented, "The devils seem to have a determination that cannot but be admired." Despite their loss of slaves and wealth, with starvation looming, Sherman continued, "yet I see no sign of let-up—some few deserters—plenty tired of war, but the masses determined to fight it out."
Also important were Lincoln's eloquence in rationalizing the national purpose and his skill in keeping the border states committed to the Union cause. The Emancipation Proclamation was an effective use of the President's war powers. The Confederate government failed in its attempt to get Europe involved in the war militarily, particularly Great Britain and France. Southern leaders needed to get European powers to help break up the blockade the Union had created around the Southern ports and cities. Lincoln's naval blockade was 95% effective at stopping trade goods; as a result, imports and exports to the South declined significantly. The abundance of European cotton and Britain's hostility to the institution of slavery, along with Lincoln's Atlantic and Gulf of Mexico naval blockades, severely decreased any chance that either Britain or France would enter the war.
Historian Don Doyle has argued that the Union victory had a major impact on the course of world history. The Union victory energized popular democratic forces. A Confederate victory, on the other hand, would have meant a new birth of slavery, not freedom. Historian Fergus Bordewich, following Doyle, argues that:
Scholars have debated what the effects of the war were on political and economic power in the South. The prevailing view is that the southern planter elite retained its powerful position in the South. However, a 2017 study challenges this, noting that while some Southern elites retained their economic status, the turmoil of the 1860s created greater opportunities for economic mobility in the South than in the North.
Casualties
The war resulted in at least 1,030,000 casualties (3 percent of the population), including about 620,000 soldier deaths—two-thirds by disease—and 50,000 civilians. Binghamton University historian J. David Hacker believes the number of soldier deaths was approximately 750,000, 20 percent higher than traditionally estimated, and possibly as high as 850,000. A novel way of calculating casualties by looking at the deviation of the death rate of men of fighting age from the norm through analysis of census data found that at least 627,000 and at most 888,000 people, but most likely 761,000 people, died in the war. As historian McPherson notes, the war's "cost in American lives was as great as in all of the nation's other wars combined through Vietnam."
Based on 1860 census figures, 8 percent of all white men aged 13 to 43 died in the war, including 6 percent in the North and 18 percent in the South. About 56,000 soldiers died in prison camps during the War. An estimated 60,000 soldiers lost limbs in the war.
Of the 359,528 Union Army dead, amounting to 15 percent of the over two million who served:
110,070 were killed in action (67,000) or died of wounds (43,000).
199,790 died of disease (75 percent was due to the war, the remainder would have occurred in civilian life anyway)
24,866 died in Confederate prison camps
9,058 were killed by accidents or drowning
15,741 other/unknown deaths
In addition, there were 4,523 deaths in the Navy (2,112 in battle) and 460 in the Marines (148 in battle).
After the Emancipation Proclamation authorized freed slaves to "be received into the armed service of the United States", former slaves who escaped from plantations or were liberated by the Union Army were recruited into the United States Colored Troops regiments of the Union Army, as were black men who had not been slaves. The U.S. Colored Troops made up 10 percent of the Union death toll—15 percent of Union deaths from disease and less than 3 percent of those killed in battle. Losses among African Americans were high. In the last year and a half and from all reported casualties, approximately 20 percent of all African Americans enrolled in the military died during the Civil War. Notably, their mortality rate was significantly higher than that of white soldiers. While 15.2% of United States Volunteers and just 8.6% of white Regular Army troops died, 20.5% of United States Colored Troops died.
The United States National Park Service uses the following figures in its official tally of war losses:
Union: 853,838
110,100 killed in action
224,580 disease deaths
275,154 wounded in action
211,411 captured (including 30,192 who died as POWs)
Confederate: 914,660
94,000 killed in action
164,000 disease deaths
194,026 wounded in action
462,634 captured (including 31,000 who died as POWs)
While the figures of 360,000 army deaths for the Union and 260,000 for the Confederacy remained commonly cited, they are incomplete. In addition to many Confederate records being missing, partly as a result of Confederate widows not reporting deaths due to being ineligible for benefits, both armies only counted troops who died during their service and not the tens of thousands who died of wounds or diseases after being discharged. This often happened only a few days or weeks later. Francis Amasa Walker, superintendent of the 1870 census, used census and surgeon general data to estimate a minimum of 500,000 Union military deaths and 350,000 Confederate military deaths, for a total death toll of 850,000 soldiers. While Walker's estimates were originally dismissed because of the 1870 census's undercounting, it was later found that the census was only off by 6.5% and that the data Walker used would be roughly accurate.
Analyzing the number of dead by using census data to calculate the deviation of the death rate of men of fighting age from the norm suggests that at least 627,000 and at most 888,000, but most likely 761,000 soldiers, died in the war. This would break down to approximately 350,000 Confederate and 411,000 Union military deaths, going by the proportion of Union to Confederate battle losses.
Deaths among former slaves has proven much harder to estimate, due to the lack of reliable census data at the time, though they were known to be considerable, as former slaves were set free or escaped in massive numbers in an area where the Union army did not have sufficient shelter, doctors, or food for them. University of Connecticut Professor Jim Downs states that tens to hundreds of thousands of slaves died during the war from disease, starvation, or exposure and that if these deaths are counted in the war's total, the death toll would exceed 1 million.
Losses were far higher than during the recent defeat of Mexico, which saw roughly thirteen thousand American deaths, including fewer than two thousand killed in battle, between 1846 and 1848. One reason for the high number of battle deaths during the war was the continued use of tactics similar to those of the Napoleonic Wars at the turn of the century, such as charging. With the advent of more accurate rifled barrels, Minié balls, and (near the end of the war for the Union army) repeating firearms such as the Spencer Repeating Rifle and the Henry Repeating Rifle, soldiers were mowed down when standing in lines in the open. This led to the adoption of trench warfare, a style of fighting that defined much of World War I.
Emancipation
Abolishing slavery was not a Union war goal from the outset, but it quickly became one. Lincoln's initial claims were that preserving the Union was the central goal of the war. In contrast, the South saw itself as fighting to preserve slavery. While not all Southerners saw themselves as fighting for slavery, most of the officers and over a third of the rank and file in Lee's army had close family ties to slavery. To Northerners, in contrast, the motivation was primarily to preserve the Union, not to abolish slavery. However, as the war dragged on, and it became clear that slavery was central to the conflict, and that emancipation was (to quote from the Emancipation Proclamation) "a fit and necessary war measure for suppressing [the] rebellion," Lincoln and his cabinet made ending slavery a war goal, culminating in the Emancipation Proclamation. Lincoln's decision to issue the Emancipation Proclamation angered both Peace Democrats ("Copperheads") and War Democrats, but energized most Republicans. By warning that free blacks would flood the North, Democrats made gains in the 1862 elections, but they did not gain control of Congress. The Republicans' counterargument that slavery was the mainstay of the enemy steadily gained support, with the Democrats losing decisively in the 1863 elections in the Northern state of Ohio when they tried to resurrect anti-black sentiment.
Emancipation Proclamation
Slavery for the Confederacy's 3.5 million blacks effectively ended in each area when Union armies arrived; they were nearly all freed by the Emancipation Proclamation. The last Confederate slaves were freed on June 19, 1865, celebrated as the modern holiday of Juneteenth. Slaves in the border states and those located in some former Confederate territory occupied before the Emancipation Proclamation were freed by state action or (on December 6, 1865) by the Thirteenth Amendment. The Emancipation Proclamation enabled African Americans, both free blacks and escaped slaves, to join the Union Army. About 190,000 volunteered, further enhancing the numerical advantage the Union armies enjoyed over the Confederates, who did not dare emulate the equivalent manpower source for fear of fundamentally undermining the legitimacy of slavery.
During the Civil War, sentiment concerning slaves, enslavement and emancipation in the United States was divided. Lincoln's fears of making slavery a war issue were based on a harsh reality: abolition did not enjoy wide support in the west, the territories, and the border states. In 1861, Lincoln worried that premature attempts at emancipation would mean the loss of the border states, and that "to lose Kentucky is nearly the same as to lose the whole game." Copperheads and some War Democrats opposed emancipation, although the latter eventually accepted it as part of the total war needed to save the Union.
At first, Lincoln reversed attempts at emancipation by Secretary of War Simon Cameron and Generals John C. Frémont (in Missouri) and David Hunter (in South Carolina, Georgia and Florida) to keep the loyalty of the border states and the War Democrats. Lincoln warned the border states that a more radical type of emancipation would happen if his plan of gradual compensated emancipation and voluntary colonization was rejected. But compensated emancipation occurred only in the District of Columbia, where Congress had the power to enact it. When Lincoln told his cabinet about his proposed emancipation proclamation, which would apply to the states still in rebellion on January 1, 1863, Seward advised Lincoln to wait for a Union military victory before issuing it, as to do otherwise would seem like "our last shriek on the retreat". Walter Stahr, however, writes, "There are contemporary sources, however, that suggest others were involved in the decision to delay", and Stahr quotes them.
Lincoln laid the groundwork for public support in an open letter published in response to Horace Greeley's "The Prayer of Twenty Millions". He also laid the groundwork at a meeting at the White House with five African American representatives on August 14, 1862. Arranging for a reporter to be present, he urged his visitors to agree to the voluntary colonization of black people, apparently to make his forthcoming preliminary Emancipation Proclamation more palatable to racist white people. A Union victory in the Battle of Antietam on September 17, 1862, provided Lincoln with an opportunity to issue the preliminary Emancipation Proclamation, and the subsequent War Governors' Conference added support for the proclamation.
Lincoln issued his preliminary Emancipation Proclamation on September 22, 1862. It stated that the slaves in all states in rebellion on January 1, 1863, would be free. He issued his final Emancipation Proclamation on January 1, 1863, keeping his promise. In his letter to Albert G. Hodges, Lincoln explained his belief that "If slavery is not wrong, nothing is wrong .... And yet I have never understood that the Presidency conferred upon me an unrestricted right to act officially upon this judgment and feeling .... I claim not to have controlled events, but confess plainly that events have controlled me."
Lincoln's moderate approach succeeded in inducing the border states to remain in the Union and War Democrats to support the Union. The border states (Kentucky, Missouri, Maryland, Delaware) and Union-controlled regions around New Orleans, Norfolk, and elsewhere, were not covered by the Emancipation Proclamation. Nor was Tennessee, which had come under Union control. Missouri and Maryland abolished slavery on their own; Kentucky and Delaware did not. Still, the proclamation did not enjoy universal support. It caused much unrest in what were then considered western states, where racist sentiments led to a great fear of abolition. There was some concern that the proclamation would lead to the secession of western states, and its issuance prompted the stationing of Union troops in Illinois in case of rebellion.
Since the Emancipation Proclamation was based on the President's war powers, it applied only in territory held by Confederates at the time it was issued. However, the Proclamation became a symbol of the Union's growing commitment to add emancipation to the Union's definition of liberty. The Emancipation Proclamation greatly reduced the Confederacy's hope of being recognized or otherwise aided by Britain or France. By late 1864, Lincoln was playing a leading role in getting the House of Representatives to vote for the Thirteenth Amendment to the United States Constitution, which mandated the ending of chattel slavery.
Reconstruction
The war had utterly devastated the South and posed serious questions of how the South would be re-integrated to the Union. The war destroyed much of the wealth that had existed in the South. All accumulated investment in Confederate bonds was forfeited; most banks and railroads were bankrupt. The income per person in the South dropped to less than 40 percent of that of the North, a condition that lasted until well into the 20th century. Southern influence in the federal government, previously considerable, was greatly diminished until the latter half of the 20th century. Reconstruction began during the war, with the Emancipation Proclamation of January 1, 1863, and it continued until 1877. It comprised multiple complex methods to resolve the outstanding issues of the war's aftermath, the most important of which were the three "Reconstruction Amendments" to the Constitution: the 13th outlawing slavery (1865), the 14th guaranteeing citizenship to slaves (1868), and the 15th ensuring voting rights to slaves (1870). From the Union perspective, the goals of Reconstruction were to consolidate the Union victory on the battlefield by reuniting the Union, to guarantee a "republican form of government" for the ex-Confederate states, and to permanently end slavery—and prevent semi-slavery status.
President Johnson took a lenient approach and saw the achievement of the main war goals as realized in 1865 when each ex-rebel state repudiated secession and ratified the Thirteenth Amendment. Radical Republicans demanded proof that Confederate nationalism was dead and that the slaves were truly free. They overrode Johnson's vetoes of civil rights legislation, and the House impeached him, although the Senate did not convict him. In 1868 and 1872, the Republican candidate Ulysses S. Grant won the presidency. In 1872, the "Liberal Republicans" argued that the war goals had been achieved and that Reconstruction should end. They chose Horace Greeley to head a presidential ticket in 1872 but were decisively defeated. In 1874, Democrats, primarily Southern, took control of Congress and opposed further reconstruction. The Compromise of 1877 closed with a national consensus, except perhaps on the part of former slaves, that the Civil War had finally ended. With the withdrawal of federal troops, however, whites retook control of every Southern legislature, and the Jim Crow era of disenfranchisement and legal segregation was ushered in.
The Civil War would have a huge impact on American politics in the years to come. Many veterans on both sides were subsequently elected to political office, including five U.S. Presidents: General Ulysses Grant, Rutherford B. Hayes, James Garfield, Benjamin Harrison, and William McKinley.
Memory and historiography
The Civil War is one of the central events in American collective memory. There are innumerable statues, commemorations, books, and archival collections. The memory includes the home front, military affairs, the treatment of soldiers, both living and dead, in the war's aftermath, depictions of the war in literature and art, evaluations of heroes and villains, and considerations of the moral and political lessons of the war. The last theme includes moral evaluations of racism and slavery, heroism in combat and heroism behind the lines, and issues of democracy and minority rights, as well as the notion of an "Empire of Liberty" influencing the world.
Professional historians have paid much more attention to the causes of the war than to the war itself. Military history has largely developed outside academia, leading to a proliferation of studies by non-scholars who nevertheless are familiar with the primary sources and pay close attention to battles and campaigns and who write for the general public. Bruce Catton and Shelby Foote are among the best known. Practically every major figure in the war, both North and South, has had a serious biographical study.
Even the name used for the conflict has been controversial, with many names for the American Civil War. During and immediately after the war, Northern historians often used a term like "War of the Rebellion". Writers in rebel states often referred to the "War for Southern Independence". More recently, some Southerners have described it as the "War of Northern Aggression".
Lost Cause
The memory of the war in the white South crystallized in the myth of the "Lost Cause": that the Confederate cause was just and heroic. The myth shaped regional identity and race relations for generations. Alan T. Nolan notes that the Lost Cause was expressly a rationalization, a cover-up to vindicate the name and fame of those in rebellion. Some claims revolve around the insignificance of slavery as a cause of the war; some appeals highlight cultural differences between North and South; the military conflict by Confederate actors is idealized; in any case, secession was said to be lawful. Nolan argues that the adoption of the Lost Cause perspective facilitated the reunification of the North and the South while excusing the "virulent racism" of the 19th century, sacrificing black American progress to white man's reunification. He also deems the Lost Cause "a caricature of the truth. This caricature wholly misrepresents and distorts the facts of the matter" in every instance. The Lost Cause myth was formalized by Charles A. Beard and Mary R. Beard, whose The Rise of American Civilization (1927) spawned "Beardian historiography". The Beards downplayed slavery, abolitionism, and issues of morality. Though this interpretation was abandoned by the Beards in the 1940s, and by historians generally by the 1950s, Beardian themes still echo among Lost Cause writers.
Battlefield preservation
The first efforts at Civil War battlefield preservation and memorialization came during the war itself with the establishment of National Cemeteries at Gettysburg, Mill Springs and Chattanooga. Soldiers began erecting markers on battlefields beginning with the First Battle of Bull Run in July 1861, but the oldest surviving monument is the Hazen Brigade Monument near Murfreesboro, Tennessee, built in the summer of 1863 by soldiers in Union Col. William B. Hazen's brigade to mark the spot where they buried their dead following the Battle of Stones River. In the 1890s, the United States government established five Civil War battlefield parks under the jurisdiction of the War Department, beginning with the creation of the Chickamauga and Chattanooga National Military Park in Tennessee and the Antietam National Battlefield in Maryland in 1890. The Shiloh National Military Park was established in 1894, followed by the Gettysburg National Military Park in 1895 and Vicksburg National Military Park in 1899. In 1933, these five parks and other national monuments were transferred to the jurisdiction of the National Park Service. Chief among modern efforts to preserve Civil War sites has been the American Battlefield Trust, with more than 130 battlefields in 24 states. The five major Civil War battlefield parks operated by the National Park Service (Gettysburg, Antietam, Shiloh, Chickamauga/Chattanooga and Vicksburg) had a combined 3.1 million visitors in 2018, down 70% from 10.2 million in 1970.
Civil War commemoration
The American Civil War has been commemorated in many capacities, ranging from the reenactment of battles to statues and memorial halls erected, to films being produced, to stamps and coins with Civil War themes being issued, all of which helped to shape public memory. These commemorations occurred in greater numbers on the 100th and 150th anniversaries of the war.
Hollywood's take on the war has been especially influential in shaping public memory, as in such film classics as The Birth of a Nation (1915), Gone with the Wind (1939), and Lincoln (2012). Ken Burns's PBS television series The Civil War (1990) is especially well-remembered, though criticized for its historical inaccuracy.
Technological significance
Numerous technological innovations during the Civil War had a great impact on 19th-century science. The Civil War was one of the earliest examples of an "industrial war", in which technological might is used to achieve military supremacy in a war. New inventions, such as the train and telegraph, delivered soldiers, supplies and messages at a time when horses were considered to be the fastest way to travel. It was also in this war that aerial warfare, in the form of reconnaissance balloons, was first used. It saw the first action involving steam-powered ironclad warships in naval warfare history. Repeating firearms such as the Henry rifle, Spencer rifle, Colt revolving rifle, Triplett & Scott carbine and others, first appeared during the Civil War; they were a revolutionary invention that would soon replace muzzle-loading and single-shot firearms in warfare. The war also saw the first appearances of rapid-firing weapons and machine guns such as the Agar gun and the Gatling gun.
In works of culture and art
The Civil War is one of the most studied events in American history, and the collection of cultural works around it is enormous. This section gives an abbreviated overview of the most notable works.
Literature
When Lilacs Last in the Dooryard Bloom'd and O Captain! My Captain! (1865) by Walt Whitman, famous eulogies to Lincoln
Battle-Pieces and Aspects of the War (1866) poetry by Herman Melville
The Rise and Fall of the Confederate Government (1881) by Jefferson Davis
The Private History of a Campaign That Failed (1885) by Mark Twain
Texar's Revenge, or, North Against South (1887) by Jules Verne
An Occurrence at Owl Creek Bridge (1890) by Ambrose Bierce
The Red Badge of Courage (1895) by Stephen Crane
The Challenge to Sirius (1917) by Sheila Kaye-Smith
Gone with the Wind (1936) by Margaret Mitchell
North and South (1982) by John Jakes
The March: A Novel (2005) by E. L. Doctorow, fictionalized account of Sherman's March to the Sea
Film
The Birth of a Nation (1915, US)
The General (1926, US)
Operator 13 (1934, US)
Gone with the Wind (1939, US)
The Red Badge of Courage (1951, US)
The Horse Soldiers (1959, US)
Shenandoah (1965, US)
The Good, the Bad and the Ugly (1966, Italy-Spain-FRG)
The Beguiled (1971, US)
The Outlaw Josey Wales (1976, US)
Glory (1989, US)
The Civil War (1990, US)
Gettysburg (1993, US)
The Last Outlaw (1993, US)
Cold Mountain (2003, US)
Gods and Generals (2003, US)
North and South (miniseries)
Lincoln (2012, US)
Free State of Jones (2016, US)
Music
"Dixie"
"Battle Cry of Freedom"
"Battle Hymn of the Republic"
"The Bonnie Blue Flag"
"John Brown's Body"
"When Johnny Comes Marching Home"
"Marching Through Georgia"
"The Night They Drove Old Dixie Down"
Video games
North & South (1989, FR)
Sid Meier's Gettysburg! (1997, US)
Sid Meier's Antietam! (1999, US)
American Conqest: Divided Nation (2006, US)
Forge of Freedom: The American Civil War (2006, US)
The History Channel: Civil War – A Nation Divided (2006, US)
Ageod's American Civil War (2007, US/FR)
History Civil War: Secret Missions (2008, US)
Call of Juarez: Bound in Blood (2009, US)
Darkest of Days (2009, US)
Victoria II: A House Divided (2011, US)
Ageod's American Civil War II (2013, US/FR)
Ultimate General: Gettysburg (2014, UKR)
Ultimate General: Civil War (2016, UKR)
War of Rights (2018, US)
See also
General reference
American Civil War Corps Badges
List of American Civil War battles
List of costliest American Civil War land battles
List of weapons in the American Civil War
Union
Presidency of Abraham Lincoln
Uniform of the Union Army
Confederacy
Central Confederacy
Uniforms of the Confederate States Armed Forces
Ethnic articles
African Americans in the American Civil War
German Americans in the American Civil War
Irish Americans in the American Civil War
Italian Americans in the American Civil War
Native Americans in the American Civil War
Topical articles
Commemoration of the American Civil War
Commemoration of the American Civil War on postage stamps
Dorothea Dix
Education of freed people during the Civil War
Spies in the American Civil War
Gender issues in the American Civil War
Infantry in the American Civil War
Slavery during the American Civil War
National articles
Canada in the American Civil War
Foreign enlistment in the American Civil War
Prussia in the American Civil War
United Kingdom in the American Civil War
State articles
:Category:American Civil War by state
:Category:Populated places destroyed during the American Civil War
Memorials
List of Confederate monuments and memorials
List of memorials and monuments at Arlington National Cemetery
List of memorials to Jefferson Davis
List of memorials to Robert E. Lee
List of memorials to Stonewall Jackson
List of monuments erected by the United Daughters of the Confederacy
List of monuments of the Gettysburg Battlefield
List of Union Civil War monuments and memorials
Memorials to Abraham Lincoln
Removal of Confederate monuments and memorials
Other civil wars in modern history
Boxer Rebellion
Chinese Civil War
Finnish Civil War
Mexican Revolution
Russian Civil War
Spanish Civil War
Taiping Rebellion
References
Notes
Citations
Bibliography
Beringer, Richard E., Archer Jones, and Herman Hattaway (1986). Why the South Lost the Civil War, influential analysis of factors; an abridged version is The Elements of Confederate Defeat: Nationalism, War Aims, and Religion (1988)
Gallagher, Gary W. (2011). The Union War. Cambridge, Massachusetts: Harvard University Press. .
Gara, Larry (1964). "The Fugitive Slave Law: A Double Paradox," in Unger, Irwin, Essays on the Civil War and Reconstruction, New York: Holt, Rinehart and Winston, 1970 (originally published in Civil War History, Vol. 10, No. 3, September 1964, pp. 229–40).
Nevins, Allan. Ordeal of the Union, an 8-volume set (1947–1971). the most detailed political, economic and military narrative; by Pulitzer Prize-winner
1. Fruits of Manifest Destiny, 1847–1852 online; 2. A House Dividing, 1852–1857; 3. Douglas, Buchanan, and Party Chaos, 1857–1859; 4. Prologue to Civil War, 1859–1861; vols 5–8 have the series title War for the Union; 5. The Improvised War, 1861–1862; 6. online; War Becomes Revolution, 1862–1863; 7. The Organized War, 1863–1864; 8. The Organized War to Victory, 1864–1865
Sheehan-Dean, Aaron. A Companion to the U.S. Civil War 2 vol. (April 2014) Wiley-Blackwell, New York . 1232 pp; 64 Topical chapters by scholars and experts; emphasis on historiography.
Borrow book at: archive.org
Further reading
External links
West Point Atlas of Civil War Battles
Civil War photos at the National Archives
View images from the Civil War Photographs Collection at the Library of Congress
American Battlefield Trust – A non-profit land preservation and educational organization with two divisions, the Civil War Trust and the Revolutionary War Trust, dedicated to preserving America's battlefields through land acquisitions.
Civil War Era Digital Collection at Gettysburg College – This collection contains digital images of political cartoons, personal papers, pamphlets, maps, paintings and photographs from the Civil War Era held in Special Collections at Gettysburg College.
Civil War 150 – Washington Post interactive website on the 150th Anniversary of the American Civil War.
Civil War in the American South – An Association of Southeastern Research Libraries (ASERL) portal with links to almost 9,000 digitized Civil War-era itemsbooks, pamphlets, broadsides, letters, maps, personal papers, and manuscriptsheld at ASERL member libraries
The Civil War – site with 7,000 pages, including the complete run of Harper's Weekly newspapers from the Civil War
"American Civil World" maps at the Persuasive Cartography, The PJ Mode Collection, Cornell University Library
Civil War Manuscripts at Shapell Manuscript Foundation
Statements of each state as to why they were seceding, battlefields.org
National Park Service Civil War Places
Civil War Battlefield Places from the National Park Service
Rebellions against the United States
Conflicts in 1861
Conflicts in 1862
Conflicts in 1863
Conflicts in 1864
Conflicts in 1865
19th-century conflicts
Civil War
1860s in the United States
Wars of independence
Internal wars of the United States
1860s conflicts
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https://en.wikipedia.org/wiki/Andy%20Warhol
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Andy Warhol
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Andy Warhol (; born Andrew Warhola Jr.; August 6, 1928 – February 22, 1987) was an American visual artist, film director, producer, and leading figure in the pop art movement. His works explore the relationship between artistic expression, advertising, and celebrity culture that flourished by the 1960s, and span a variety of media, including painting, silkscreening, photography, film, and sculpture. Some of his best-known works include the silkscreen paintings Campbell's Soup Cans (1962) and Marilyn Diptych (1962), the experimental films Empire (1964) and Chelsea Girls (1966), and the multimedia events known as the Exploding Plastic Inevitable (1966–67).
Born and raised in Pittsburgh, Warhol initially pursued a successful career as a commercial illustrator. After exhibiting his work in several galleries in the late 1950s, he began to receive recognition as an influential and controversial artist. His New York studio, The Factory, became a well-known gathering place that brought together distinguished intellectuals, drag queens, playwrights, Bohemian street people, Hollywood celebrities, and wealthy patrons. He promoted a collection of personalities known as Warhol superstars, and is credited with inspiring the widely used expression "15 minutes of fame".
In the late 1960s, he managed and produced the experimental rock band The Velvet Underground and founded Interview magazine. He authored numerous books, including The Philosophy of Andy Warhol and Popism: The Warhol Sixties. He lived openly as a gay man before the gay liberation movement. In June 1968, he was almost killed by radical feminist Valerie Solanas, who shot him inside his studio. After gallbladder surgery, Warhol died of cardiac arrhythmia in February 1987 at the age of 58 in New York City.
Warhol has been the subject of numerous retrospective exhibitions, books, and feature and documentary films. The Andy Warhol Museum in his native city of Pittsburgh, which holds an extensive permanent collection of art and archives, is the largest museum in the United States dedicated to a single artist. Warhol has been described as the "bellwether of the art market". Many of his creations are very collectible and highly valuable. His works include some of the most expensive paintings ever sold. In 2013, a 1963 serigraph titled Silver Car Crash (Double Disaster) sold for $105 million. In 2022, Shot Sage Blue Marilyn (1964) sold for $195 million, which is the most expensive work of art sold at auction by an American artist.
Biography
Early life and beginnings (1928–1949)
Warhol was born on August 6, 1928, in Pittsburgh, Pennsylvania. He was the fourth child of Ondrej Warhola (Americanized as Andrew Warhola Sr.; 1889–1942) and Julia (née Zavacká, 1891–1972), whose first child was born in their homeland of Austria-Hungary and died before their move to the US.
His parents were working-class Lemko emigrants from Mikó, Austria-Hungary (now called Miková, located in today's northeastern Slovakia). Warhol's father emigrated to the United States in 1914, and his mother joined him in 1921, after the death of Warhol's grandparents. Warhol's father worked in a coal mine. The family lived at 55 Beelen Street and later at 3252 Dawson Street in the Oakland neighborhood of Pittsburgh. The family was Ruthenian Catholic and attended St. John Chrysostom Byzantine Catholic Church. Warhol had two elder brothers—Pavol (Paul), the eldest, was born before the family emigrated; John was born in Pittsburgh. Pavol's son, James Warhola, became a successful children's book illustrator.
In third grade, Warhol had Sydenham's chorea (also known as St. Vitus' Dance), the nervous system disease that causes involuntary movements of the extremities, which is believed to be a complication of scarlet fever which causes skin pigmentation blotchiness. At times when he was confined to bed, he drew, listened to the radio and collected pictures of movie stars around his bed. Warhol later described this period as very important in the development of his personality, skill-set and preferences. When Warhol was 13, his father died in an accident.
As a teenager, Warhol graduated from Schenley High School in 1945, and also won a Scholastic Art and Writing Award. After graduating from high school, his intentions were to study art education at the University of Pittsburgh in the hope of becoming an art teacher, but his plans changed and he enrolled in the Carnegie Institute of Technology, now Carnegie Mellon University in Pittsburgh, where he studied commercial art. During his time there, Warhol joined the campus Modern Dance Club and Beaux Arts Society. He also served as art director of the student art magazine, Cano, illustrating a cover in 1948 and a full-page interior illustration in 1949. These are believed to be his first two published artworks. Warhol earned a Bachelor of Fine Arts in pictorial design in 1949. Later that year, he moved to New York City and began a career in magazine illustration and advertising.
1950s
Warhol's early career was dedicated to commercial and advertising art, where his first commission had been to draw shoes for Glamour magazine in the late 1940s. In the 1950s, Warhol worked as a designer for shoe manufacturer Israel Miller. While working in the shoe industry, Warhol developed his "blotted line" technique, applying ink to paper and then blotting the ink while still wet, which was akin to a printmaking process on the most rudimentary scale. His use of tracing paper and ink allowed him to repeat the basic image and also to create endless variations on the theme. American photographer John Coplans recalled that "nobody drew shoes the way Andy did. He somehow gave each shoe a temperament of its own, a sort of sly, Toulouse-Lautrec kind of sophistication, but the shape and the style came through accurately and the buckle was always in the right place. The kids in the apartment [which Andy shared in New York – note by Coplans] noticed that the vamps on Andy's shoe drawings kept getting longer and longer but [Israel] Miller didn't mind. Miller loved them."
In 1952, Warhol had his first solo show at the Hugo Gallery in New York, and although that show was not well received, by 1956, he was included in his first group exhibition at the Museum of Modern Art, New York. Warhol's "whimsical" ink drawings of shoe advertisements figured in some of his earliest showings at the Bodley Gallery in New York in 1957.
Warhol habitually used the expedient of tracing photographs projected with an epidiascope. Using prints by Edward Wallowitch, his "first boyfriend", the photographs would undergo a subtle transformation during Warhol's often cursory tracing of contours and hatching of shadows. Warhol used Wallowitch's photograph Young Man Smoking a Cigarette (), for a 1958 design for a book cover he submitted to Simon and Schuster for the Walter Ross pulp novel The Immortal, and later used others for his series of paintings.
With the rapid expansion of the record industry, RCA Records hired Warhol, along with another freelance artist, Sid Maurer, to design album covers and promotional materials.
1960s
Warhol was an early adopter of the silk screen printmaking process as a technique for making paintings. In 1961 and 1962, Warhol resided at a 1342 Lexington Avenue apartment/art studio. In 1962, Warhol was taught silk screen printmaking techniques by Max Arthur Cohn at his graphic arts business in Manhattan. In his book Popism: The Warhol Sixties, Warhol writes: "When you do something exactly wrong, you always turn up something."
In May 1962, Warhol was featured in an article in Time magazine with his painting Big Campbell's Soup Can with Can Opener (Vegetable) (1962), which initiated his most sustained motif, the Campbell's soup can. That painting became Warhol's first to be shown in a museum when it was exhibited at the Wadsworth Atheneum in Hartford in July 1962. On July 9, 1962, Warhol's exhibition opened at the Ferus Gallery in Los Angeles with Campbell's Soup Cans, marking his West Coast debut of pop art.
In November 1962, Warhol had an exhibition at Eleanor Ward's Stable Gallery in New York. The exhibit included the works Gold Marilyn, eight of the classic "Marilyn" series also named "Flavor Marilyns", Marilyn Diptych, 100 Soup Cans, 100 Coke Bottles, and 100 Dollar Bills. Gold Marilyn, was bought by the architect Philip Johnson and donated to the Museum of Modern Art. At the exhibit, Warhol met poet John Giorno, who would star in Warhol's first film, Sleep (1964).
In December 1962, New York City's Museum of Modern Art hosted a symposium on pop art, during which artists such as Warhol were attacked for "capitulating" to consumerism. Critics were appalled by Warhol's open acceptance of market culture, which set the tone for his reception.
In early 1963, Warhol rented his first studio, an old firehouse at 159 East 87th Street. At this studio, he created his Elvis series, which included Eight Elvises (1963) and Triple Elvis (1963). These portraits along with a series of Elizabeth Taylor portraits were shown at his second exhibition at the Ferus Gallery in Los Angeles. Later that year, Warhol relocated his studio to East 47th Street, which would turn into The Factory. The Factory became a popular gathering spot for a wide range of artists, writers, musicians, and underground celebrities.
Warhol had his second exhibition at the Stable Gallery in the spring of 1964, which featured sculptures of commercial boxes stacked and scattered throughout the space to resemble a warehouse. For the exhibition, Warhol custom ordered wooden boxes and silkscreened graphics onto them. The sculptures—Brillo Box, Del Monte Peach Box, Heinz Tomato Ketchup Box, Kellogg's Cornflakes Box, Campbell's Tomato Juice Box, and Mott's Apple Juice Box—sold for $200 to $400 depending on the size of the box.
A pivotal event was The American Supermarket exhibition at Paul Bianchini's Upper East Side gallery in the fall of 1964. The show was presented as a typical small supermarket environment, except that everything in it—from the produce, canned goods, meat, posters on the wall, etc.—was created by prominent pop artists of the time, among them sculptor Claes Oldenburg, Mary Inman and Bob Watts. Warhol designed a $12 paper shopping bag—plain white with a red Campbell's soup can. His painting of a can of a Campbell's soup cost $1,500 while each autographed can sold for 3 for $18, $6.50 each. The exhibit was one of the first mass events that directly confronted the general public with both pop art and the perennial question of what art is.
In 1967 Warhol established Factory Additions for his printmaking and publishing enterprise.
As an advertisement illustrator in the 1950s, Warhol used assistants to increase his productivity. Collaboration would remain a defining (and controversial) aspect of his working methods throughout his career; this was particularly true in the 1960s. One of the most important collaborators during this period was Gerard Malanga. Malanga assisted the artist with the production of silkscreens, films, sculpture, and other works at "The Factory", Warhol's aluminum foil-and-silver-paint-lined studio on 47th Street (later moved to Broadway). Other members of Warhol's Factory crowd included Freddie Herko, Ondine, Ronald Tavel, Mary Woronov, Billy Name, and Brigid Berlin (from whom he apparently got the idea to tape-record his phone conversations).
During the 1960s, Warhol also groomed a retinue of bohemian and counterculture eccentrics upon whom he bestowed the designation "superstars", including Nico, Joe Dallesandro, Edie Sedgwick, Viva, Ultra Violet, Holly Woodlawn, Jackie Curtis, and Candy Darling. These people all participated in the Factory films, and some—like Berlin—remained friends with Warhol until his death. Important figures in the New York underground art/cinema world, such as writer John Giorno and film-maker Jack Smith, also appear in Warhol films (many premiering at the New Andy Warhol Garrick Theatre and 55th Street Playhouse) of the 1960s, revealing Warhol's connections to a diverse range of artistic scenes during this time. Less well known was his support and collaboration with several teenagers during this era, who would achieve prominence later in life including writer David Dalton, photographer Stephen Shore and artist Bibbe Hansen (mother of pop musician Beck).
1968 assassination attempt
On June 3, 1968, radical feminist writer Valerie Solanas shot Warhol and Mario Amaya, art critic and curator, at Warhol's studio, The Factory. Before the shooting, Solanas had been a marginal figure in the Factory scene. She authored the SCUM Manifesto, a separatist feminist tract that advocated the elimination of men; and appeared in the 1968 Warhol film I, a Man. Earlier on the day of the attack, Solanas had been turned away from the Factory after asking for the return of a script she had given to Warhol. The script had apparently been misplaced.
Amaya received only minor injuries and was released from the hospital later the same day. Warhol was seriously wounded by the attack and barely survived. He had physical effects for the rest of his life, including being required to wear a surgical corset. The shooting had a profound effect on Warhol's life and art.
Solanas was arrested the day after the assault, after turning herself in to police. By way of explanation, she said that Warhol "had too much control over my life". She was subsequently diagnosed with paranoid schizophrenia and eventually sentenced to three years under the control of the Department of Corrections. After the shooting, the Factory scene heavily increased its security, and for many the "Factory 60s" ended ("The superstars from the old Factory days didn't come around to the new Factory much").
Warhol had this to say about the attack:
In 1969, Warhol and British journalist John Wilcock founded Interview magazine.
1970s
In 1970, screens and film matrixes that had been used to produce original Warhol works in the 1960s were taken to Europe for the production of Warhol screenprints under the name "Sunday B Morning". Warhol signed and numbered one edition of 250 before subsequent unauthorized unsigned versions were produced. The unauthorized works were the result of a falling out between Warhol and some of his New York City studio employees who went to Brussels where they produced work stamped with "Sunday B Morning" and "Add Your Own Signature Here". Since the works began as a collaboration, Warhol facilitated exact duplication by providing the photo negatives and precise color codes. Some of the unauthorized productions bore the markings "This is not by me, Andy Warhol". The most famous unauthorized reproductions are 1967 Marilyn Monroe portfolio screenprints. These "Sunday B Morning" Marilyn Monroe prints were among those still under production as of 2013. Art galleries and dealers also market Sunday B Morning reprint versions of several other screenprint works including Flowers, Campbell's Soup I, Campbell's Soup Cans II,Gold Marilyn Monroe, Mao and Dollare bill prints. Although the original Sunday B Morning versions had black stamps on the back, by the 1980s they switched to blue.
Warhol had a retrospective exhibition at the Whitney Museum of American Art in 1971. His famous portrait of Chinese Communist leader Mao Zedong was created in 1973. In 1975, he published The Philosophy of Andy Warhol (1975). An idea expressed in the book: "Making money is art, and working is art and good business is the best art."
Compared to the success and scandal of Warhol's work in the 1960s, the 1970s were a much quieter decade, as he became more entrepreneurial. He socialized at various nightspots in New York City, including Max's Kansas City and, later in the 1970s, Studio 54. He was generally regarded as quiet, shy, and a meticulous observer. Art critic Robert Hughes called him "the white mole of Union Square". In 1977, Warhol was commissioned by art collector Richard Weisman to create Athletes, ten portraits consisting of the leading athletes of the day.
According to Bob Colacello, Warhol devoted much of his time to rounding up new, rich patrons for portrait commissions—including Shah of Iran Mohammad Reza Pahlavi, his wife Empress Farah Pahlavi, his sister Princess Ashraf Pahlavi, Mick Jagger, Liza Minnelli, John Lennon, Diana Ross, and Brigitte Bardot. In 1979, reviewers disliked his exhibits of portraits of 1970s personalities and celebrities, calling them superficial, facile and commercial, with no depth or indication of the significance of the subjects. In 1979, Warhol and his longtime friend Stuart Pivar founded the New York Academy of Art.
1980s
Warhol had a re-emergence of critical and financial success in the 1980s, partially due to his affiliation and friendships with a number of prolific younger artists, who were dominating the "bull market" of 1980s New York art: Jean-Michel Basquiat, Julian Schnabel, David Salle and other so-called Neo-Expressionists, as well as members of the Transavantgarde movement in Europe, including Francesco Clemente and Enzo Cucchi. Warhol also earned street credibility and graffiti artist Fab Five Freddy paid homage to Warhol by painting an entire train with Campbell soup cans.
Warhol was also being criticized for becoming merely a "business artist". Critics panned his 1980 exhibition Ten Portraits of Jews of the Twentieth Century at the Jewish Museum in Manhattan, which Warhol—who was uninterested in Judaism and Jews—had described in his diary as "They're going to sell." In hindsight, however, some critics have come to view Warhol's superficiality and commerciality as "the most brilliant mirror of our times", contending that "Warhol had captured something irresistible about the zeitgeist of American culture in the 1970s."
In 1981, Warhol worked on a project with Peter Sellars and Lewis Allen that would create a traveling stage show called, A No Man Show, with a life-sized animatronic robot in the exact image of Warhol. The Andy Warhol Robot would then be able to read Warhol's diaries as a theatrical production. The play would be based on Warhol's books The Philosophy of Andy Warhol and Exposures. Warhol was quoted as saying, "I'd like to be a machine, wouldn't you?"
Warhol also had an appreciation for intense Hollywood glamour. He once said: "I love Los Angeles. I love Hollywood. They're so beautiful. Everything's plastic, but I love plastic. I want to be plastic." Warhol occasionally walked the fashion runways and did product endorsements, represented by Zoli Agency and later Ford Models.
Before the 1984 Sarajevo Winter Olympics, he teamed with 15 other artists, including David Hockney and Cy Twombly, and contributed a Speed Skater print to the Art and Sport collection. The Speed Skater was used for the official Sarajevo Winter Olympics poster.
In 1984, Vanity Fair commissioned Warhol to produce a portrait of Prince, in order to accompany an article that celebrated the success of Purple Rain and its accompanying movie. Referencing the many celebrity portraits produced by Warhol across his career, Orange Prince (1984) was created using a similar composition to the Marilyn "Flavors" series from 1962, among some of Warhol's first celebrity portraits. Prince is depicted in a pop color palette commonly used by Warhol, in bright orange with highlights of bright green and blue. The facial features and hair are screen-printed in black over the orange background.
In September 1985, Warhol's joint exhibition with Basquiat, Paintings, opened to negative reviews at the Tony Shafrazi Gallery. That month, despite apprehension from Warhol, his silkscreen series Reigning Queens was shown at the Leo Castelli Gallery. In the Andy Warhol Diaries, Warhol wrote, "They were supposed to be only for Europe—nobody here cares about royalty and it'll be another bad review."
In January 1987, Warhol traveled to Milan for the opening of his last exhibition, Last Supper, at the Palazzo delle Stelline. The next month, Warhol and jazz musician Miles Davis modeled for Koshin Satoh's fashion show at the Tunnel in New York City on February 17, 1987.
Death
Warhol died in Manhattan at 6:32 a.m. on February 22, 1987, at age 58. According to news reports, he had been making a good recovery from gallbladder surgery at New York Hospital before dying in his sleep from a sudden post-operative irregular heartbeat. Prior to his diagnosis and operation, Warhol delayed having his recurring gallbladder problems checked, as he was afraid to enter hospitals and see doctors. His family sued the hospital for inadequate care, saying that the arrhythmia was caused by improper care and water intoxication. The malpractice case was quickly settled out of court; Warhol's family received an undisclosed sum of money.
Shortly before Warhol's death, doctors expected Warhol to survive the surgery, though a re-evaluation of the case about thirty years after his death showed many indications that Warhol's surgery was in fact riskier than originally thought. It was widely reported at the time that Warhol had died of a "routine" surgery, though when considering factors such as his age, a family history of gallbladder problems, his previous gunshot wound, and his medical state in the weeks leading up to the procedure, the potential risk of death following the surgery appeared to have been significant.
Warhol's brothers took his body back to Pittsburgh, where an open-coffin wake was held at the Thomas P. Kunsak Funeral Home. The solid bronze casket had gold-plated rails and white upholstery. Warhol was dressed in a black cashmere suit, a paisley tie, a platinum wig, and sunglasses. He was laid out holding a small prayer book and a red rose. The funeral liturgy was held at the Holy Ghost Byzantine Catholic Church on Pittsburgh's North Side on February 27, 1987. The eulogy was given by Monsignor Peter Tay. Yoko Ono and John Richardson were speakers. The coffin was covered with white roses and asparagus ferns.
After the liturgy, the coffin was driven to St. John the Baptist Byzantine Catholic Cemetery in Bethel Park, a south suburb of Pittsburgh, where Warhol was buried near his parents. The priest said a brief prayer at the graveside and sprinkled holy water on the casket. Before the coffin was lowered, Warhol's close friend and associate publisher of Interview, Paige Powell, dropped a copy of the magazine and a bottle of Beautiful Eau de Parfum by Estée Lauder into the grave. A memorial service was held in Manhattan for Warhol at St. Patrick's Cathedral on April 1, 1987.
Art works
Paintings
By the beginning of the 1960s, pop art was an experimental form that several artists were independently adopting; some of these pioneers, such as Roy Lichtenstein, would later become synonymous with the movement. Warhol, who would become famous as the "Pope of Pop", turned to this new style, where popular subjects could be part of the artist's palette. His early paintings show images taken from cartoons and advertisements, hand-painted with paint drips. Those drips emulated the style of successful abstract expressionists such as Willem de Kooning.
From these beginnings, he developed his later style and subjects. Instead of working on a signature subject matter, as he started out to do, he worked more and more on a signature style, slowly eliminating the handmade from the artistic process. Warhol frequently used silk-screening; his later drawings were traced from slide projections. At the height of his fame as a painter, Warhol had several assistants, including notable artist George Condo, who produced his silk-screen multiples, following his directions to make different versions and variations.
Warhol's first pop art paintings were displayed in April 1961, serving as the backdrop for New York Department Store Bonwit Teller's window display. This was the same stage his Pop Art contemporaries Jasper Johns, James Rosenquist and Robert Rauschenberg had also once graced. It was the gallerist Muriel Latow who came up with the ideas for both the soup cans and Warhol's dollar paintings. On November 23, 1961, Warhol wrote Latow a check for $50 which, according to the 2009 Warhol biography, Pop, The Genius of Warhol, was payment for coming up with the idea of the soup cans as subject matter. For his first major exhibition, Warhol painted his famous cans of Campbell's soup, which he claimed to have had for lunch for most of his life.
It was during the 1960s that Warhol began to make paintings of iconic American objects such as dollar bills, mushroom clouds, electric chairs, Campbell's soup cans, Coca-Cola bottles, celebrities such as Marilyn Monroe, Elvis Presley, and Elizabeth Taylor, as well as newspaper headlines or photographs of police dogs attacking African-American protesters during the Birmingham campaign in the civil rights movement. His work became popular and controversial. Warhol had this to say about Coca-Cola: In 1962, Warhol created his famous Marilyn series. The Flavor Marilyns were selected from a group of fourteen canvases in the sub-series, each measuring 20" x 16". Some of the canvases were named after various candy Life Savers flavors, including Cherry Marilyn, Lemon Marilyn, and Licorice Marilyn. The others are identified by their background colors.
Warhol produced both comic and serious works; his subject could be a soup can or an electric chair. Warhol used the same techniques—silkscreens, reproduced serially, and often painted with bright colors—whether he painted celebrities, everyday objects, or images of suicide, car crashes, and disasters, as in the 1962–63 Death and Disaster series.
In 1979, Warhol was commissioned to paint a BMW M1 Group 4 racing version for the fourth installment of the BMW Art Car project. He was initially asked to paint a BMW 320i in 1978, but the car model was changed and it didn't qualify for the race that year. Warhol was the first artist to paint directly onto the automobile himself instead of letting technicians transfer a scale-model design to the car. Reportedly, it took him only 23 minutes to paint the entire car. Racecar drivers Hervé Poulain, Manfred Winkelhock and Marcel Mignot drove the car at the 1979 24 Hours of Le Mans.
Some of Warhol's work, as well as his own personality, has been described as being Keatonesque. Warhol has been described as playing dumb to the media. He sometimes refused to explain his work. He has suggested that all one needs to know about his work is "already there 'on the surface.
His Rorschach inkblots are intended as pop comments on art and what art could be. His cow wallpaper (literally, wallpaper with a cow motif) and his oxidation paintings (canvases prepared with copper paint that was then oxidized with urine) are also noteworthy in this context. Equally noteworthy is the way these works—and their means of production—mirrored the atmosphere at Andy's New York "Factory". Biographer Bob Colacello provides some details on Andy's "piss paintings":
Warhol's 1982 portrait of Basquiat, Jean-Michel Basquiat, is a silkscreen over an oxidized copper "piss painting". After many years of silkscreen, oxidation, photography, etc., Warhol returned to painting with a brush in hand. In 1983, Warhol began collaborating with Basquiat and Clemente. Warhol and Basquiat created a series of more than 50 large collaborative works between 1984 and 1985. Despite criticism when these were first shown, Warhol called some of them "masterpieces", and they were influential for his later work.
In 1984, Warhol was commissioned by collector and gallerist Alexander Iolas to produce work based on Leonardo da Vinci's The Last Supper for an exhibition at the old refectory of the Palazzo delle Stelline in Milan, opposite from the Santa Maria delle Grazie where Leonardo da Vinci's mural can be seen. Warhol exceeded the demands of the commission and produced nearly 100 variations on the theme, mostly silkscreens and paintings, and among them a collaborative sculpture with Basquiat, the Ten Punching Bags (Last Supper). The Milan exhibition that opened in January 1987 with a set of 22 silk-screens, was the last exhibition for both the artist and the gallerist. The series of The Last Supper was seen by some as "arguably his greatest", but by others as "wishy-washy, religiose" and "spiritless". It is the largest series of religious-themed works by any American artist.
Artist Maurizio Cattelan describes that it is difficult to separate daily encounters from the art of Andy Warhol: "That's probably the greatest thing about Warhol: the way he penetrated and summarized our world, to the point that distinguishing between him and our everyday life is basically impossible, and in any case useless." Warhol was an inspiration towards Cattelan's magazine and photography compilations, such as Permanent Food, Charley, and Toilet Paper.
In the period just before his death, Warhol was working on Cars, a series of paintings for Mercedes-Benz.
Drawings
"Though he is often associated with printmaking—specifically silkscreen—Warhol was also an incredibly talented illustrator and draughtsman, and drawing was an integral part of his practice throughout his career. His early drawings on paper bare a resemblance to both continuous line and blind contour drawing techniques, giving his work a sense of ease and immediacy. While working primarily within commercial advertisement, he pioneered the blotted line technique, which synthesized graphite drawing on paper with elements of printmaking. Warhol continued his practice of drawing through the last years of his life and career, and the work from this later period exemplifies a long and storied career's worth of honed skill and technique."
Art market
The value of Andy Warhol's work has been on an endless upward trajectory since his death in 1987. In 2014, his works accumulated $569 million at auction, which accounted for more than a sixth of the global art market. However, there have been some dips. According to art dealer Dominique Lévy, "The Warhol trade moves something like a seesaw being pulled uphill: it rises and falls, but each new high and low is above the last one." She attributes this to the consistent influx of new collectors intrigued by Warhol. "At different moments, you've had different groups of collectors entering the Warhol market, and that resulted in peaks in demand, then satisfaction and a slow down," before the process repeats another demographic or the next generation.
In 1998, Orange Marilyn (1964), a depiction of Marilyn Monroe, sold for $17.3 million, which at the time set a new record as the highest price paid for a Warhol artwork. In 2007, one of Warhol's 1963 paintings of Elizabeth Taylor, Liz (Colored Liz), which was owned by actor Hugh Grant, sold for $23.7 million at Christie's.
In 2007, Stefan Edlis and Gael Neeson sold Warhol's Turquoise Marilyn (1964) to financier Steven A. Cohen for $80 million. In May 2007, Green Car Crash (1963) sold for $71.1 million and Lemon Marilyn (1962) sold for $28 million at Christie's post-war and contemporary art auction. In 2007, Large Campbell's Soup Can (1964) was sold at a Sotheby's auction to a South American collector for 7.4 million. In November 2009, 200 One Dollar Bills (1962) at Sotheby's for $43.8 million.
In 2008, Eight Elvises (1963) was sold by Annibale Berlingieri for $100 million to a private buyer. The work depicts Elvis Presley in a gunslinger pose. It was first exhibited in 1963 at the Ferus Gallery in Los Angeles. Warhol made 22 versions of the Elvis portraits, 11 of which are held in museums. In May 2012, Double Elvis (Ferus Type) sold at auction at Sotheby's for $37 million. In November 2014, Triple Elvis (Ferus Type) sold for $81.9 million at Christie's.
In May 2010, a purple self-portrait of Warhol from 1986 that was owned by fashion designer Tom Ford sold for $32.6 million at Sotheby's. In November 2010, Men in Her Life (1962), based on Elizabeth Taylor, sold for $63.4 million at Phillips de Pury and Coca-Cola (4) (1962) sold for $35.3 million at Sotheby's. In May 2011, Warhol's first self-portrait from 1963 to 1964 sold for $38.4 million and a red self-portrait from 1986 sold for $27.5 million at Christie's. In May 2011, Liz #5 (Early Colored Liz) sold for $26.9 million at Phillips.
In November 2013, Warhol's rarely seen 1963 diptych, Silver Car Crash (Double Disaster), sold at Sotheby's for $105.4 million, a new record for the artist. In November 2013, Coca-Cola (3) (1962) sold for $57.3 million at Christie's. In May 2014, White Marilyn (1962) sold for $41 million at Christie's. In November 2014, Four Marlons (1964), which depicts Marlon Brando, sold for $69.6 million at Christie's. In May 2015, Silver Liz (diptych), painted in 1963, sold for $28 million and Colored Mona Lisa (1963) sold for $56.2 million at Christie's. In May 2017, Warhol's 1962 painting Big Campbell's Soup Can With Can Opener (Vegetable) sold for $27.5 million at Christie's. In 2017, billionaire hedge-fund manager Ken Griffin purchased Orange Marilyn privately for around $200 million. In March 2022, Silver Liz (Ferus Type) sold for 2.3 billion yen ($18.9 million) at Shinwa Auction, which set a new record for the highest bid ever at auction in Japan. In May 2022, Shot Sage Blue Marilyn (1964) sold for $195 million at Christie's, becoming the most expensive American artwork sold at auction.
Collectors
Among Warhol's early collectors and influential supporters were Emily and Burton Tremaine. Among the over 15 artworks purchased, Marilyn Diptych (now at Tate Modern, London) and A boy for Meg (now at the National Gallery of Art in Washington, DC), were purchased directly out of Warhol's studio in 1962. One Christmas, Warhol left a small Head of Marilyn Monroe by the Tremaine's door at their New York apartment in gratitude for their support and encouragement.
Works
Filmography
Warhol attended the 1962 premiere of the static composition by La Monte Young called Trio for Strings and subsequently created his famous series of static films. Filmmaker Jonas Mekas, who accompanied Warhol to the Trio premiere, claims Warhol's static films were directly inspired by the performance. Between 1963 and 1968, he made more than 60 films, plus some 500 short black-and-white "screen test" portraits of Factory visitors.
One of his most famous films, Sleep, monitors poet John Giorno sleeping for six hours. The 35-minute film Blow Job is one continuous shot of the face of DeVeren Bookwalter supposedly receiving oral sex from filmmaker Willard Maas, although the camera never tilts down to see this. Another, Empire (1964), consists of eight hours of footage of the Empire State Building in New York City at dusk. The film Eat consists of a man eating a mushroom for 45 minutes.
Batman Dracula is a 1964 film that was produced and directed by Warhol, without the permission of DC Comics. It was screened only at his art exhibits. A fan of the Batman series, Warhol's movie was an "homage" to the series, and is considered the first appearance of a blatantly campy Batman. The film was until recently thought to have been lost, until scenes from the picture were shown at some length in the 2006 documentary Jack Smith and the Destruction of Atlantis.
Warhol's 1965 film Vinyl is an adaptation of Anthony Burgess' popular dystopian novel A Clockwork Orange. Others record improvised encounters between Factory regulars such as Brigid Berlin, Viva, Edie Sedgwick, Candy Darling, Holly Woodlawn, Ondine, Nico and Jackie Curtis. The underground artist Jack Smith appears in the film Camp.
His most popular and critically successful film was Chelsea Girls (1966). The film was highly innovative in that it consisted of two 16 mm-films being projected simultaneously, with two different stories being shown in tandem. From the projection booth, the sound would be raised for one film to elucidate that "story" while it was lowered for the other. The multiplication of images evoked Warhol's seminal silk-screen works of the early 1960s.
Warhol was a fan of filmmaker Radley Metzger film work and commented that Metzger's film, The Lickerish Quartet, was "an outrageously kinky masterpiece". Blue Movie—a film in which Warhol superstar Viva makes love in bed with Louis Waldon, another Warhol superstar—was Warhol's last film as director. The film, a seminal film in the Golden Age of Porn, was, at the time, controversial for its frank approach to a sexual encounter. Blue Movie was publicly screened in New York City in 2005, for the first time in more than 30 years.
In the wake of the 1968 shooting, a reclusive Warhol relinquished his personal involvement in film making. His acolyte and assistant director, Paul Morrissey, took over the film-making chores for the Factory collective, steering Warhol-branded cinema towards more mainstream, narrative-based, B-movie exploitation fare with Flesh, Trash, and Heat. All of these films, including the later Andy Warhol's Dracula and Andy Warhol's Frankenstein, were far more mainstream than anything Warhol as a director had attempted. These latter "Warhol" films starred Joe Dallesandro—more of a Morrissey star than a true Warhol superstar.
In the early 1970s, most of the films directed by Warhol were pulled out of circulation by Warhol and the people around him who ran his business. After Warhol's death, the films were slowly restored by the Whitney Museum and are occasionally projected at museums and film festivals. Few of the Warhol-directed films are available on video or DVD.
Music
In the mid-1960s, Warhol adopted the band the Velvet Underground, making them a crucial element of the Exploding Plastic Inevitable multimedia performance art show. Warhol, with Paul Morrissey, acted as the band's manager, introducing them to Nico (who would perform with the band at Warhol's request). While managing The Velvet Underground, Andy would have them dressed in all black to perform in front of movies that he was also presenting. In 1966, he "produced" their first album The Velvet Underground & Nico, as well as providing its album art. His actual participation in the album's production amounted to simply paying for the studio time.
After the band's first album, Warhol and band leader Lou Reed started to disagree more about the direction the band should take, and their artistic friendship ended. In 1989, after Warhol's death, Reed and John Cale re-united for the first time since 1972 to write, perform, record and release the concept album Songs for Drella, a tribute to Warhol. In October 2019, an audio tape of publicly unknown music by Reed, based on Warhols' 1975 book, "The Philosophy of Andy Warhol: From A to B and Back Again", was reported to have been discovered in an archive at the Andy Warhol Museum in Pittsburgh.
Warhol designed many album covers for various artists starting with the photographic cover of John Wallowitch's debut album, This Is John Wallowitch!!! (1964). He designed the cover art for The Rolling Stones' albums Sticky Fingers (1971) and Love You Live (1977), and the John Cale albums The Academy in Peril (1972) and Honi Soit in 1981. One of Warhol's last works was a portrait of Aretha Franklin for the cover of her 1986 gold album Aretha.
In 1984, Warhol co-directed the music video "Hello Again" by the Cars, and he appeared in the video as a bartender. In 1986, Warhol co-directed the music video "Misfit" by Curiosity Killed the Cat and he made a cameo in video.
Books and print
Beginning in the early 1950s, Warhol produced several unbound portfolios of his work.
The first of several bound self-published books by Warhol was 25 Cats Name Sam and One Blue Pussy, printed in 1954 by Seymour Berlin on Arches brand watermarked paper using his blotted line technique for the lithographs. The original edition was limited to 190 numbered, hand-colored copies, using Dr. Martin's ink washes. Most of these were given by Warhol as gifts to clients and friends. Copy No. 4, inscribed "Jerry" on the front cover and given to Geraldine Stutz, was used for a facsimile printing in 1987, and the original was auctioned in May 2006 for US$35,000 by Doyle New York.
Other self-published books by Warhol include:
A Gold Book
Wild Raspberries
Holy Cats
Warhol's book A La Recherche du Shoe Perdu (1955) marked his "transition from commercial to gallery artist". (The title is a play on words by Warhol on the title of French author Marcel Proust's À la recherche du temps perdu.)
After gaining fame, Warhol "wrote" several books that were commercially published:
a, A Novel (1968, ) is a literal transcription—containing spelling errors and phonetically written background noise and mumbling—of audio recordings of Ondine and several of Andy Warhol's friends hanging out at the Factory, talking, going out.
The Philosophy of Andy Warhol (From A to B & Back Again) (1975, )—according to Pat Hackett's introduction to The Andy Warhol Diaries, Pat Hackett did the transcriptions and text for the book based on daily phone conversations, sometimes (when Warhol was traveling) using audio cassettes that Andy Warhol gave her. Said cassettes contained conversations with Brigid Berlin (also known as Brigid Polk) and former Interview magazine editor Bob Colacello.
Popism: The Warhol Sixties (1980, ), authored by Warhol and Pat Hackett, is a retrospective view of the 1960s and the role of pop art.
The Andy Warhol Diaries (1989, ), edited by Pat Hackett, is a diary dictated by Warhol to Hackett in daily phone conversations. Warhol started the diary to keep track of his expenses after being audited, although it soon evolved to include his personal and cultural observations.
Warhol created the fashion magazine Interview that is still published. The loopy title script on the cover is thought to be either his own handwriting or that of his mother, Julia Warhola, who would often do text work for his early commercial pieces.
Other media
Although Andy Warhol is most known for his paintings and films, he authored works in many different media.
Drawing: Warhol started his career as a commercial illustrator, producing drawings in "blotted-ink" style for advertisements and magazine articles. Best known of these early works are his drawings of shoes. Some of his personal drawings were self-published in small booklets, such as Yum, Yum, Yum (about food), Ho, Ho, Ho (about Christmas) and Shoes, Shoes, Shoes. His most artistically acclaimed book of drawings is probably A Gold Book, compiled of sensitive drawings of young men. A Gold Book is so named because of the gold leaf that decorates its pages. In April 2012 a sketch of 1930s singer Rudy Vallee claimed to have been drawn by Andy Warhol was found at a Las Vegas garage sale. The image was said to have been drawn when Andy was nine or 10. Various authorities have challenged the image's authenticity.
Sculpture: Warhol's most famous sculpture is probably his Brillo Boxes, silkscreened ink on wood replicas of the large, branded cardboard boxes used to hold 24 packages of Brillo soap pads. The original Brillo design was by commercial artist James Harvey. Warhol's sculpture was part of a series of "grocery carton" works that also included Heinz ketchup and Campbell's tomato juice cases. Other famous works include the Silver Clouds—helium filled, silver mylar, pillow-shaped balloons. A Silver Cloud was included in the traveling exhibition Air Art (1968–1969) curated by Willoughby Sharp. Clouds was also adapted by Warhol for avant-garde choreographer Merce Cunningham's dance piece RainForest (1968).
Audio: At one point Warhol carried a portable recorder with him wherever he went, taping everything everybody said and did. He referred to this device as his "wife". Some of these tapes were the basis for his literary work. Another audio-work of Warhol's was his Invisible Sculpture, a presentation in which burglar alarms would go off when entering the room. Warhol's cooperation with the musicians of The Velvet Underground was driven by an expressed desire to become a music producer.
Time Capsules: In 1973, Warhol began saving ephemera from his daily life—correspondence, newspapers, souvenirs, childhood objects, even used plane tickets and food—which was sealed in plain cardboard boxes dubbed Time Capsules. By the time of his death, the collection grew to include 600, individually dated "capsules". The boxes are now housed at the Andy Warhol Museum.
Television: Andy Warhol dreamed of a television special about a favorite subject of hisNothingthat he would call The Nothing Special. Later in his career he did create two cable television shows, Andy Warhol's TV in 1982 and Andy Warhol's Fifteen Minutes (based on his famous "fifteen minutes of fame" quotation) for MTV in 1986. Besides his own shows he regularly made guest appearances on other programs, including The Love Boat wherein a Midwestern wife (Marion Ross) fears Andy Warhol will reveal to her husband (Tom Bosley, who starred alongside Ross in sitcom Happy Days) her secret past as a Warhol superstar named Marina del Rey. Warhol also produced a TV commercial for Schrafft's Restaurants in New York City, for an ice cream dessert appropriately titled the "Underground Sundae".
Fashion: Warhol is quoted for having said: "I'd rather buy a dress and put it up on the wall, than put a painting, wouldn't you?" One of his best-known superstars, Edie Sedgwick, aspired to be a fashion designer, and his good friend Halston was a famous one. Warhol's work in fashion includes silkscreened dresses, a short sub-career as a catwalk-model and books on fashion as well as paintings with fashion (shoes) as a subject. Warhol himself has been described as a modern dandy, whose authority "rested more on presence than on words".
Performance Art: Warhol and his friends staged theatrical multimedia happenings at parties and public venues, combining music, film, slide projections and even Gerard Malanga in an S&M outfit cracking a whip. The Exploding Plastic Inevitable in 1966 was the culmination of this area of his work.
Theater: Warhol's play Andy Warhol's Pork opened on May 5, 1971, at LaMama theater in New York for a two-week run and was brought to the Roundhouse in London for a longer run in August 1971. Pork was based on tape-recorded conversations between Brigid Berlin and Andy during which Brigid would play for Andy tapes she had made of phone conversations between herself and her mother, socialite Honey Berlin. The play featured Jayne County as "Vulva" and Cherry Vanilla as "Amanda Pork". In 1974, Andy Warhol also produced the stage musical Man on the Moon, which was written by John Phillips of the Mamas and the Papas.
Photography: To produce his silkscreens, Warhol made photographs or had them made by his friends and assistants. These pictures were mostly taken with a specific model of Polaroid camera, The Big Shot, that Polaroid kept in production especially for Warhol. This photographic approach to painting and his snapshot method of taking pictures has had a great effect on artistic photography. Warhol was an accomplished photographer, and took an enormous number of photographs of Factory visitors, friends, acquired by Stanford University.
Music: In 1963, Warhol founded The Druds, a short-lived avant-garde noise music band that featured prominent members of the New York proto-conceptual art and minimal art community.
Computer: Warhol used Amiga computers to generate digital art, including You Are the One, which he helped design and build with Amiga, Inc. He also displayed the difference between slow fill and fast fill on live TV with Debbie Harry as a model.
Personal life
Sexuality
Warhol was homosexual. In 1980, he told an interviewer that he was still a virgin. Biographer Bob Colacello, who was present at the interview, felt it was probably true and that what little sex he had was probably "a mixture of voyeurism and masturbation—to use [Andy's] word abstract". Warhol's assertion of virginity would seem to be contradicted by his hospital treatment in 1960 for condylomata, a sexually transmitted disease. It has also been contradicted by his lovers, including Warhol muse BillyBoy, who has said they had sex to orgasm: "When he wasn't being Andy Warhol and when you were just alone with him he was an incredibly generous and very kind person. What seduced me was the Andy Warhol who I saw alone. In fact when I was with him in public he kind of got on my nerves....I'd say: 'You're just obnoxious, I can't bear you.'"
Billy Name also denied that Warhol was only a voyeur, saying: "He was the essence of sexuality. It permeated everything. Andy exuded it, along with his great artistic creativity....It brought a joy to the whole art world in New York." "But his personality was so vulnerable that it became a defense to put up the blank front." Warhol's lovers included John Giorno Billy Name, Charles Lisanby, and Jon Gould. Gould was the most photographed subject of Warhol's later career and worked as an American film executive at Paramount Pictures where he was responsible for films including John Travolta's Urban Cowboy. His boyfriend of 12 years was Jed Johnson, whom he met in 1968, and who later achieved fame as an interior designer.
The fact that Warhol's homosexuality influenced his work and shaped his relationship to the art world is a major subject of scholarship on the artist and is an issue that Warhol himself addressed in interviews, in conversation with his contemporaries, and in his publications (e.g., Popism: The Warhol 1960s). Throughout his career, Warhol produced erotic photography and drawings of male nudes. Many of his most famous works (portraits of Liza Minnelli, Judy Garland, and Elizabeth Taylor and films such as Blow Job, My Hustler and Lonesome Cowboys) draw from gay underground culture or openly explore the complexity of sexuality and desire. As has been addressed by a range of scholars, many of his films premiered in gay porn theaters, including the New Andy Warhol Garrick Theatre and 55th Street Playhouse, in the late 1960s.
The first works that Warhol submitted to a fine art gallery, homoerotic drawings of male nudes, were rejected for being too openly gay. In Popism, furthermore, the artist recalls a conversation with the filmmaker Emile de Antonio about the difficulty Warhol had being accepted socially by the then-more-famous (but closeted) gay artists Jasper Johns and Robert Rauschenberg. De Antonio explained that Warhol was "too swish and that upsets them". In response to this, Warhol writes, "There was nothing I could say to that. It was all too true. So I decided I just wasn't going to care, because those were all the things that I didn't want to change anyway, that I didn't think I 'should' want to change ... Other people could change their attitudes but not me". In exploring Warhol's biography, many turn to this period—the late 1950s and early 1960s—as a key moment in the development of his persona.
Some have suggested that his frequent refusal to comment on his work, to speak about himself (confining himself in interviews to responses like "Um, no" and "Um, yes", and often allowing others to speak for him)—and even the evolution of his pop style—can be traced to the years when Warhol was first dismissed by the inner circles of the New York art world.
Religion
Warhol was a practicing Ruthenian Catholic. He regularly volunteered at homeless shelters in New York City, particularly during the busier times of the year, and described himself as a religious person. Many of Warhol's later works depicted religious subjects, including two series, Details of Renaissance Paintings (1984) and The Last Supper (1986). In addition, a body of religious-themed works was found posthumously in his estate.
Warhol regularly attended Mass, and the priest at Warhol's church, Saint Vincent Ferrer, said that the artist went there almost daily, although he was not observed taking Communion or going to Confession and sat or knelt in the pews at the back. The priest thought he was afraid of being recognized; Warhol said he was self-conscious about being seen in a Latin Catholic church crossing himself "in the Orthodox way" (right to left instead of the reverse).
Warhol's art is noticeably influenced by the Eastern Christian tradition which was so evident in his places of worship. Warhol's brother has described the artist as "really religious, but he didn't want people to know about that because [it was] private". Despite the private nature of his faith, in Warhol's eulogy John Richardson depicted it as devout: "To my certain knowledge, he was responsible for at least one conversion. He took considerable pride in financing his nephew's studies for the priesthood".
Collections
Warhol was an avid collector. His friends referred to his numerous collections, which filled not only his four-story townhouse, but also a nearby storage unit, as "Andy's Stuff". The true extent of his collections was not discovered until after his death, when The Andy Warhol Museum in Pittsburgh took in 641 boxes of his "Stuff".
Warhol's collections included a Coca-Cola memorabilia sign, and 19th century paintings along with airplane menus, unpaid invoices, pizza dough, pornographic pulp novels, newspapers, stamps, supermarket flyers, and cookie jars, among other eccentricities. It also included significant works of art, such as George Bellows's Miss Bentham. One of his main collections was his wigs. Warhol owned more than 40 and felt very protective of his hairpieces, which were sewn by a New York wig-maker from hair imported from Italy. In 1985, a girl snatched Warhol's wig off his head. It was later discovered in Warhol's diary entry for that day that he wrote: "I don't know what held me back from pushing her over the balcony."
In 1960, he had bought a drawing of a light bulb by Jasper Johns. Another item found in Warhol's boxes at the museum in Pittsburgh was a mummified human foot from Ancient Egypt. The curator of anthropology at Carnegie Museum of Natural History felt that Warhol most likely found it at a flea market.
Warhol collected many books, with more than 1,200 titles in his collection. Of these, 139 titles have been publicly identified through a 1988 Sotheby's Auction catalog, The Andy Warhol Collection and can be viewed online. His book collection reflects his eclectic taste and interests, and includes books written by and about some of his acquaintances and friends. Some of the titles in his collection include The Two Mrs. Grenvilles: A Novel by Dominick Dunne, Artists in Uniform by Max Eastman, Andrews' Diseases of the Skin: Clinical Dermatology by George Clinton Andrews, D.V. by Diana Vreeland, Blood of a Poet by Jean Cocteau, Watercolours by Francesco Clemente, Little World, Hello! by Jimmy Savo, Hidden Faces by Salvador Dalí, and The Dinah Shore Cookbook.
Legacy
In 2002, the US Postal Service issued an 18-cent stamp commemorating Warhol. Designed by Richard Sheaff of Scottsdale, Arizona, the stamp was unveiled at a ceremony at The Andy Warhol Museum and features Warhol's painting "Self-Portrait, 1964". In March 2011, a chrome statue of Andy Warhol and his Polaroid camera was revealed at Union Square in New York City.
A crater on Mercury was named after Warhol in 2012.
In 2013, to honor the 85th anniversary of Warhol's birthday, The Andy Warhol Museum and EarthCam launched a collaborative project titled Figment, a live feed of Warhol's gravesite.
Warhol Foundation
Warhol's will dictated that his entire estate—with the exception of a few modest legacies to family members—would go to create a foundation dedicated to the "advancement of the visual arts". Warhol had so many possessions that it took Sotheby's nine days to auction his estate after his death; the auction grossed more than US$20 million.
In 1987, in accordance with Warhol's will, the Andy Warhol Foundation for the Visual Arts began. The foundation serves as the estate of Andy Warhol, but also has a mission "to foster innovative artistic expression and the creative process" and is "focused primarily on supporting work of a challenging and often experimental nature".
The Artists Rights Society is the US copyright representative for the Andy Warhol Foundation for the Visual Arts for all Warhol works with the exception of Warhol film stills. The US copyright representative for Warhol film stills is the Warhol Museum in Pittsburgh. Additionally, the Andy Warhol Foundation for the Visual Arts has agreements in place for its image archive. All digital images of Warhol are exclusively managed by Corbis, while all transparency images of Warhol are managed by Art Resource.
The Andy Warhol Foundation released its 20th Anniversary Annual Report as a three-volume set in 2007: Vol. I, 1987–2007; Vol. II, Grants & Exhibitions; and Vol. III, Legacy Program.
The Foundation is in the process of compiling its catalogue raisonné of paintings and sculptures in volumes covering blocks of years of the artist's career. Volumes IV and V were released in 2019. The subsequent volumes are still in the process of being compiled.
The Foundation remains one of the largest grant-giving organizations for the visual arts in the US.
Many of Warhol's works and possessions are on display at the Andy Warhol Museum in Pittsburgh. The foundation donated more than 3,000 works of art to the museum.
Revelation in Brooklyn
From November 19, 2021 – June 19, 2022, the Brooklyn Museum displayed the Andy Warhol: Revelation exhibition. Revelation examines themes such as life and death, power and desire, the role and representation of women, Renaissance imagery, family and immigrant traditions and rituals, depictions and duplications of Christ, and the Catholic body and queer desire. Among the more than one hundred objects on view were rare source materials and newly discovered items that provide a fresh and intimate look at Warhol's creative process, as well as major paintings from his epic Last Supper series (1986), the experimental film The Chelsea Girls (1966), an unfinished film depicting the setting sun commissioned by the de Menil family and funded by the Roman Catholic Church, and drawings created by Warhol's mother, Julia Warhola, when she lived with her son in New York City.
In pop culture
Warhol founded Interview magazine, a stage for celebrities he "endorsed" and a business staffed by his friends. He collaborated with others on all of his books (some of which were written with Pat Hackett.) One might even say that he produced people (as in the Warholian "Superstar" and the Warholian portrait). Warhol endorsed products, appeared in commercials, and made frequent celebrity guest appearances on television shows and in films (he appeared in everything from Love Boat to Saturday Night Live and the Richard Pryor movie Dynamite Chicken).
In this respect Warhol was a fan of "Art Business" and "Business Art"—he, in fact, wrote about his interest in thinking about art as business in The Philosophy of Andy Warhol from A to B and Back Again.
Films
Warhol appeared as himself in the film Cocaine Cowboys (1979) and in the film Tootsie (1982).
After his death, Warhol was portrayed by Crispin Glover in Oliver Stone's film The Doors (1991), by Jared Harris in Mary Harron's film I Shot Andy Warhol (1996), and by David Bowie in Julian Schnabel's film Basquiat (1996). Bowie recalled how meeting Warhol in real life helped him in the role, and recounted his early meetings with him:
Warhol appears as a character in Michael Daugherty's opera Jackie O (1997). Actor Mark Bringleson makes a brief cameo as Warhol in Austin Powers: International Man of Mystery (1997). Many films by avant-garde cineast Jonas Mekas have caught the moments of Warhol's life. Sean Gregory Sullivan depicted Warhol in the film 54 (1998). Guy Pearce portrayed Warhol in the film Factory Girl (2007) about Edie Sedgwick's life. Actor Greg Travis portrays Warhol in a brief scene from the film Watchmen (2009). Comedian Conan O'Brien portrayed Warhol in the film Weird: The Al Yankovic Story (2022).
In the movie Highway to Hell a group of Andy Warhols are part of the Good Intentions Paving Company where good-intentioned souls are ground into pavement. In the film Men in Black 3 (2012) Andy Warhol turns out to really be undercover MIB Agent W (played by Bill Hader). Warhol is throwing a party at The Factory in 1969, where he is looked up by MIB Agents K and J (J from the future). Agent W is desperate to end his undercover job ("I'm so out of ideas I'm painting soup cans and bananas, for Christ sakes!", "You gotta fake my death, okay? I can't listen to sitar music anymore." and "I can't tell the women from the men.").
Andy Warhol (portrayed by Tom Meeten) is one of main characters of the 2012 British television show Noel Fielding's Luxury Comedy. The character is portrayed as having robot-like mannerisms. In the 2017 feature The Billionaire Boys Club Cary Elwes portrays Warhol in a film based on the true story about Ron Levin (portrayed by Kevin Spacey) a friend of Warhol's who was murdered in 1986. In September 2016, it was announced that Jared Leto would portray the title character in Warhol, an upcoming American biographical drama film produced by Michael De Luca and written by Terence Winter, based on the book Warhol: The Biography by Victor Bockris.
Documentaries
Absolut Warhola (2001) was produced by Polish director Stanislaw Mucha, featuring Warhol's parents' family and hometown in Slovakia.
Andy Warhol: A Documentary Film (2006) is a reverential, four-hour movie by Ric Burns that won a Peabody Award in 2006.
Andy Warhol: Double Denied (2006) is a 52-minute movie by Ian Yentob about the difficulties authenticating Warhol's work.
Andy Warhol's People Factory (2008), a three-part television documentary directed by Catherine Shorr, features interviews with several of Warhol's associates.
The Andy Warhol Diaries (2022), a six-part docuseries directed by Andrew Rossi, was released on Netflix chronicling Warhol's life from the vantage point of his diaries.
Television
Warhol appeared as a recurring character in TV series Vinyl, played by John Cameron Mitchell. Warhol was portrayed by Evan Peters in the American Horror Story: Cult episode "Valerie Solanas Died for Your Sins: Scumbag". The episode depicts the attempted assassination of Warhol by Valerie Solanas (Lena Dunham).
In early 1969, Andy Warhol was commissioned by Braniff International to appear in two television commercials to promote the luxury airline's "When You Got It – Flaunt It" campaign. The campaign was created by the advertising agency Lois Holland Calloway, which was led by George Lois, creator of a famed series of Esquire Magazine covers. The first commercial series involved pairing unlikely people who shared the fact that they both flew Braniff Airways. Warhol was paired with boxing legend Sonny Liston. The odd commercial worked as did the others that featured unlikely fellow travelers such as painter Salvador Dalí and baseball legend Whitey Ford.
Two additional commercials for Braniff were created that featured famous persons entering a Braniff jet and being greeted by a Braniff hostess while espousing their like for flying Braniff. Warhol was also featured in the first of these commercials that were also produced by Lois and were released in the summer of 1969. Lois has incorrectly stated that he was commissioned by Braniff in 1967 for representation during that year, but at that time Madison Avenue advertising doyenne Mary Wells Lawrence, who was married to Braniff's chairman and president Harding Lawrence, was representing the Dallas-based carrier at that time. Lois succeeded Wells Rich Greene Agency on December 1, 1968. The rights to Warhol's films for Braniff and his signed contracts are owned by a private trust and are administered by Braniff Airways Foundation in Dallas, Texas.
Music
Warhol strongly influenced the new wave/punk rock band Devo, as well as David Bowie. Bowie recorded a song called "Andy Warhol" for his 1971 album Hunky Dory. Lou Reed wrote the song "Andy's Chest", about Valerie Solanas, the woman who shot Warhol, in 1968. He recorded it with the Velvet Underground, and this version was released on the VU album in 1985. The band Triumph also wrote a song about Andy Warhol, "Stranger In A Strange Land" off their 1984 album Thunder Seven.
Books
A biography of Andy Warhol written by art critic Blake Gopnik was published in 2020 under the title Warhol.
Comic books
Warhol is featured as a character in the Miracleman series of comics. It is first mentioned that he was resurrected by the alien scientist Mors and subsequently convinces the latter to mass-produce copies of himself. Later on, 18 copies of Warhol are seen in the underworld beneath the pyramid structure Olympus, where they produce pop art relating to the new superhuman regime. One Warhol clone numbered 6 is assigned to and develop a friendship with a clone of Emil Gargunza (Miracleman's creator) before the latter's betrayal and attempted escape.
Video games
Warhol (played by Jeff Grace) makes a cameo appearance in the 2022 video game Immortality.
See also
Andy Warhol Art Authentication Board
Andy Warhol Bridge, Pittsburgh, PA
Andy Warhol Foundation v. Goldsmith, copyright case decided by the US Supreme Court
LGBT culture in New York City
List of LGBT people from New York City
Moon Museum
Painting the Century: 101 Portrait Masterpieces 1900–2000
References
Further reading
"A symposium on Pop Art". Arts Magazine, April 1963, pp. 36–45. The symposium was held in 1962, at The Museum of Modern Art, and published in this issue the following year.
Celant, Germano. Andy Warhol: A Factory. Kunstmuseum Wolfsbug, 1999.
Doyle, Jennifer, Jonathan Flatley, and José Esteban Muñoz, eds (1996). Pop Out: Queer Warhol. Durham: Duke University Press.
Duncan Fallowell, 20th Century Characters, ch. Andy Lives (London, Vintage, 1994)
James, James, "Andy Warhol: The Producer as Author", in Allegories of Cinema: American Film in the 1960s (1989), pp. 58–84. Princeton: Princeton University Press.
Krauss, Rosalind E. "Warhol's Abstract Spectacle". In Abstraction, Gesture, Ecriture: Paintings from the Daros Collection. New York: Scalo, 1999, pp. 123–33.
Lippard, Lucy R., Pop Art, Thames and Hudson, 1970 (1985 reprint),
Scherman, Tony, & David Dalton, POP: The Genius of Andy Warhol, New York, NY: HarperCollins, 2009
Suarez, Juan Antonio (1996). Bike Boys, Drag Queens, & Superstars: Avant-Garde, Mass Culture, and Gay Identities in the 1960s Underground Cinema. Indianapolis: Indiana University Press.
External links
Andy Warhol at the National Gallery of Art
Warhol Foundation in New York City
Andy Warhol Collection in Pittsburgh
The work of Andy Warhol spoken about by David Cronenberg
Warholstars: Andy Warhol Films, Art and Superstars
Warhol & The Computer
Andy Warhol
Andy Warhol at the Jewish Museum
A Piece of Work podcast, WNYC Studios/MoMA, Tavi Gevinson and Abbi Jacobson discuss Andy Warhol's Campbell's Soup Cans
Andy Warhol's Personal Book Shelf
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https://en.wikipedia.org/wiki/Alp%20Arslan
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Alp Arslan
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Alp Arslan, born Muhammad bin Dawud Chaghri, was the second sultan of the Seljuk Empire and great-grandson of Seljuk, the eponymous founder of the dynasty. He greatly expanded the Seljuk territory and consolidated his power, defeating rivals to the south and northwest, and his victory over the Byzantines at the Battle of Manzikert, in 1071, ushered in the Turkmen settlement of Anatolia.
Muhammad bin Dawud Chaghri's military prowess and fighting skills earned him the nickname Alp Arslan, which means "Heroic Lion" in Turkish.
Early life
Alp Arslan was the son of Chaghri and nephew of Tughril, the founding sultans of the Seljuk Empire. His grandfather was Mikail, who in turn was the son of the warlord Seljuk. He was the father of numerous children, including Malik-Shah I and Tutush I. It is unclear who the mother or mothers of his children were. He was known to have been married at least twice. His wives included the widow of his uncle Tughril, a Kara-Khanid princess known as Aka or Seferiye Khatun, and the daughter or niece of Bagrat IV of Georgia (who would later marry his vizier, Nizam al-Mulk). One of Seljuk's other sons was the Turkic chieftain Arslan Isra'il, whose son, Kutalmish, contested his nephew's succession to the sultanate. Alp Arslan's younger brothers Suleiman ibn Chaghri and Qavurt were his rivals. Kilij Arslan, the son and successor of Suleiman ibn Kutalmish (Kutalmish's son, who would later become Sultan of Rûm), was a major opponent of the Franks during the First Crusade and the Crusade of 1101.
Physical appearance and personality
Contemporary descriptions portray Alp Arslan as "very awe-inspiring, dominating," a "greatformed one, elegant of stature. He had long, thin whiskers, which he used to knot up when shooting arrows. And they say his arrow never went astray.... From the top button of his hat to the end of his moustaches it was two yards"
Muslim sources show Alp Arslan as fanatically pious but just. Alp Arslan was so dedicated to the Hanafi madhhab that he always kept a qadi by his side, including in battles.
His vizier, Nizam al-Mulk, described the young sultan:
Early career
Alp Arslan accompanied his uncle Tughril on campaigns in the south against the Fatimids while his father Chaghri remained in Khorasan. Upon Alp Arslan's return to Khorasan, he began his work in administration at his father's suggestion. While there, his father introduced him to Nizam al-Mulk, one of the most eminent statesmen in early Muslim history and Alp Arslan's future vizier.
After the death of his father, Alp Arslan succeeded him as governor of Khorasan in 1059. His uncle Tughril died in 1063 and designated his successor as Suleiman, Arslan's infant brother. Arslan and his uncle Kutalmish both contested this succession which was resolved at the battle of Damghan in 1063. Arslan defeated Kutalmish for the throne and succeeded on 27 April 1064 as sultan of the Seljuk Empire, thus becoming the sole monarch of Persia from the river Oxus to the Tigris. In 1064 he led a campaign in Georgia during which he captured the regions between Tbilisi and the Çoruh river, Akhalkalaki and Alaverdi. Bagrat IV submitted to paying jizya to the Seljuks but the Georgians broke the agreement in 1065. Alp Arslan invaded Georgia again in 1068. He captured Tbilisi after a short battle and obtained the submission of Bagrat IV; however, the Georgians freed themselves from Seljuk rule around 1073–1074.
In consolidating his empire and subduing contending factions, Arslan was ably assisted by Nizam al-Mulk, and the two are credited with helping to stabilize the empire after the death of Tughril. With peace and security established in his dominions, Arslan convoked an assembly of the states, and in 1066, he declared his son Malik Shah I his heir and successor. With the hope of capturing Caesarea Mazaca, the capital of Cappadocia, he placed himself at the head of the Turkoman cavalry, crossed the Euphrates, and entered and invaded the city. Along with Nizam al-Mulk, he then marched into Armenia and Georgia, which he conquered in 1064. After a siege of 25 days, the Seljuks captured Ani, the capital city of Armenia. An account of the sack and massacres in Ani is given by the historian Sibt ibn al-Jawzi, who quotes an eyewitness saying:
Byzantine struggle
En route to fight the Fatimids in Syria in 1068, Alp Arslan invaded the Byzantine Empire. The Emperor Romanos IV Diogenes, assuming command in person, met the invaders in Cilicia. In three arduous campaigns, the Turks were defeated in detail and driven across the Euphrates in 1070. The first two campaigns were conducted by the emperor himself, while the third was directed by Manuel Comnenos, the great-uncle of Emperor Manuel Comnenos. During this time, Arslan gained the allegiance of Rashid al-Dawla Mahmud, the Mirdasid emir of Aleppo.
In 1071, Romanos again took the field and advanced into Armenia with possibly 30,000 men, including a contingent of Cuman Turks as well as contingents of Franks and Normans, under Ursel de Baieul. Alp Arslan, who had moved his troops south to fight the Fatimids, quickly reversed to meet the Byzantines. Alp Arslan handed control of his army to his eunuch slave general, Taranges, and commanded him to "Win or be beheaded." Taranges prepared for the battle by setting traps and organizing ambushes. The Seljuk and Byzantine armies met on Friday, 26 August 1071 at Manzikert on the Murat River, north of Lake Van, beginning the Battle of Manzikert. The Cuman mercenaries among the Byzantine forces immediately defected to the Turkic side. Seeing this, the Western mercenaries subsequently abandoned the battlefield as well. To be exact, Romanos was betrayed by general Andronikos Doukas, son of the Caesar (Romanos's stepson), who pronounced him dead and rode off with a large part of the Byzantine forces at a critical moment. The Byzantines were wholly routed.
Emperor Romanos himself was captured in battle and presented to Alp Arslan. It is reported that upon seeing the Roman emperor, the sultan leaped from his throne, commanded Romanos to kiss the ground, and stepped on his neck. He repeatedly berated the emperor, including for spurning his emissaries and offers of peace. Romanos remained unrepentant, asserting that he had merely done what was "possible for a man, and which kings are bound to do, and I have fallen short in nothing. But God has fulfilled his will. And now, do what you wish and abandon recriminations." Purportedly declaring Romanos "too trivial... to kill", Arslan then led him about the camp to sell the prisoner to one of his men. The Seljuk soldiers initially refused to spend any money on buying the emperor, until one man traded a dog for him. Next, wishing to test Romanos, Alp Arslan asked Romanos what he would do if their situation were reversed and Arslan was imprisoned by the Byzantines. Romanos bluntly answered "The worst!" His honesty impressed Arslan, who then decided to spare Romanos's life and instead ransom him back to his homeland. After agreeing on a ransom, Alp Arslan sent Romanos to Constantinople with a Turkish escort, carrying a banner above the disgraced emperor that read: "There is no god but Allah and Muhammad is his messenger".
The reason Alp Arslan spared Romanos was likely to avoid a two-front war. The Fatimids were launching devastating raids on the Seljuk domains during this period, Arslan may have worried that executing the Roman emperor might escalate his conflict with the Byzantines. Romanos himself had told the sultan that "killing me will not be of any use to you".
After hearing of the overthrow of Byzantine Emperor Romanos IV Diogenes and realizing the great tribute and concessions promised to him would be denied, Sultan Alp Arslan pledged: "I shall consume with the sword all those people who venerate the cross, and all the lands of the Christians shall be enslaved."
Alp Arslan and his successor Malik Shah urged Turkish tribes to invade and settle Anatolia where they would not only cease to be a problem for the Seljuk Sultanate but also extend its territory further. Alp Arslan commanded the Turks as follows:
Alp Arslan's victories changed the balance in western Asia completely in favor of the Seljuq Turks and Sunni Muslims. While the Byzantine Empire was to continue for nearly four more centuries, the victory at Manzikert signalled the beginning of Turkic ascendancy in Anatolia. The victory at Manzikert became so popular among the Turks that later every noble family in Anatolia claimed to have had an ancestor who had fought on that day.
State organization
Alp Arslan's strength lay in the military realm. Domestic affairs were handled by his able vizier, Nizam al-Mulk, the founder of the administrative organization that characterized and strengthened the sultanate during the reigns of Alp Arslan and his son, Malik Shah. Military Iqtas, governed by Seljuq princes, were established to provide support for the soldiery and to accommodate the nomadic Turks to the established Anatolian agricultural scene. This type of military fiefdom enabled the nomadic Turks to draw on the resources of the sedentary Persians, Turks, and other established cultures within the Seljuq realm, and allowed Alp Arslan to field a huge standing army without depending on tribute from conquest to pay his soldiers. He not only had enough food from his subjects to maintain his military, but the taxes collected from traders and merchants added to his coffers sufficiently to fund his continuous wars.
Suleiman ibn Qutalmish was the son of the contender for Arslan's throne; he was appointed governor of the north-western provinces and assigned to complete the invasion of Anatolia. An explanation for this choice can only be conjectured from Ibn al-Athir's account of the battle between Alp-Arslan and Kutalmish, in which he writes that Alp-Arslan wept for the latter's death and greatly mourned the loss of his kinsman.
Death
After Manzikert, the dominion of Alp Arslan extended over much of western Asia. He soon prepared to march for the conquest of Turkestan, the original seat of his ancestors. With a powerful army, he advanced to the banks of the Oxus. Before he could pass the river safely, however, it was necessary to subdue certain fortresses, one of which was for several days vigorously defended by the rebel, Yusuf al-Kharezmi or Yusuf al-Harani. Perhaps over-eager to press on against his Qarakhanid enemy, Alp Arslan gained the governor's submission by promising the rebel 'perpetual ownership of his lands'. When Yusuf al-Harani was brought before him, the Sultan ordered that he be shot, but before the archers could raise their bows Yusuf seized a knife and threw himself at Alp Arslan, striking three blows before being slain. Four days later on 24 November 1072, Alp Arslan died and was buried at Merv, having designated his 18-year-old son Malik Shah as his successor.
Family
One of his wives was Safariyya Khatun. She had a daughter, Sifri Khatun, who in 1071–72, married Abbasid Caliph Al-Muqtadi. Safariyya died in Isfahan in 1073–4. Another of his wives was Akka Khatun. She had been formerly the wife of Sultan Tughril. Alp Arslan married her after Tughril's death in 1063. Another of his wives was Shah Khatun. She was the daughter of Qadir Khan Yusuf, and had been formerly married to Ghaznavid Mas'ud. Another of his wives was the daughter of the Georgian king Bagrat. They married in 1067–68. He divorced her soon after, and married her to Fadlun. His sons were Malik-Shah I, Tutush I, Tekish, and Arslan Arghun. One of his daughters married the son of Kurd Surkhab, son of Bard in 1068. Another daughter, Zulaikha Khatun, was married to a Muslim, son of Quraish in 1086–7. Another daughter, Aisha Khatun, married Shams al-Mulk Nasr, son of Ibrahim Khan Tamghach.
Legacy
Alp Arslan's conquest of Anatolia from the Byzantines is also seen as one of the pivotal precursors to the launch of the Crusades.
From 2002 to July 2008 under Turkmen calendar reform, the month of August was named after Alp Arslan.
The 2nd Training Motorized Rifle Division of the Turkmen Ground Forces is named in his honor.
Notes
References
Sources
Çoban, R. V. (2020). The Manzikert Battle and Sultan Alp Arslan with European Perspective in the 15st Century in the Miniatures of Giovanni Boccaccio's "De Casibus Virorum Illustrium"s 226 and 232. French Manuscripts in Bibliothèque Nationale de France. S. Karakaya ve V. Baydar (Ed.), in 2nd International Muş Symposium Articles Book (pp. 48–64). Muş: Muş Alparslan University. Source
11th-century births
Year of birth unknown
11th-century murdered monarchs
1072 deaths
Seljuk rulers
Byzantine–Seljuk wars
11th-century rulers
Deaths by stabbing
Shahanshahs
Male murder victims
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869
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https://en.wikipedia.org/wiki/American%20Film%20Institute
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American Film Institute
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The American Film Institute (AFI) is an American nonprofit film organization that educates filmmakers and honors the heritage of the motion picture arts in the United States. AFI is supported by private funding and public membership fees.
Leadership
The institute is composed of leaders from the film, entertainment, business, and academic communities. The board of trustees is chaired by Kathleen Kennedy and the board of directors chaired by Robert A. Daly guide the organization, which is led by President and CEO, film historian Bob Gazzale. Prior leaders were founding director George Stevens Jr. (from the organization's inception in 1967 until 1980) and Jean Picker Firstenberg (from 1980 to 2007).
History
The American Film Institute was founded by a 1965 presidential mandate announced in the Rose Garden of the White House by Lyndon B. Johnson—to establish a national arts organization to preserve the legacy of American film heritage, educate the next generation of filmmakers, and honor the artists and their work. Two years later, in 1967, AFI was established, supported by the National Endowment for the Arts, the Motion Picture Association of America and the Ford Foundation.
The original 22-member Board of Trustees included actor Gregory Peck as chairman and actor Sidney Poitier as vice-chairman, as well as director Francis Ford Coppola, film historian Arthur Schlesinger, Jr., lobbyist Jack Valenti, and other representatives from the arts and academia.
The institute established a training program for filmmakers known then as the Center for Advanced Film Studies. Also created in the early years were a repertory film exhibition program at the Kennedy Center for the Performing Arts and the AFI Catalog of Feature Films — a scholarly source for American film history. The institute moved to its current eight-acre Hollywood campus in 1981. The film training program grew into the AFI Conservatory, an accredited graduate school.
AFI moved its presentation of first-run and auteur films from the Kennedy Center to the historic AFI Silver Theatre and Cultural Center, which hosts the AFI DOCS film festival, making AFI the largest nonprofit film exhibitor in the world. AFI educates audiences and recognizes artistic excellence through its awards programs and 10 Top 10 Lists.
In 2017, then-aspiring filmmaker Ilana Bar-Din Giannini claimed that the AFI expelled her after she accused Dezso Magyar of sexually harassing her in the early 1980s.
List of programs in brief
AFI educational and cultural programs include:
American Film Institute Awards – an honor celebrating the creative ensembles of the most outstanding motion picture and television programs of the year
AFI Catalog of Feature Films and AFI Archive – the written history of all feature films during the first 100 years of the art form – accessible free online
AFI Conservatory – a film school led by master filmmakers in a graduate-level program
AFI Directing Workshop for Women – a production-based training program committed to increasing the number of women working professionally in screen directing
AFI Life Achievement Award – a tradition since 1973, a high honor for a career in film
AFI 100 Years... series – television events and movie reference lists
AFI's two film festivals – AFI Fest in Los Angeles and AFI Docs in Washington, D.C., and Silver Spring, Maryland
AFI Silver Theatre and Cultural Center – a historic theater with year-round art house, first-run and classic film programming in Silver Spring, Maryland
American Film – a magazine launched in October 1975 that explores the art of new and historic film classics, now a blog on AFI.com
AFI Conservatory
In 1969, the institute established the AFI Conservatory for Advanced Film Studies at Greystone, the Doheny Mansion in Beverly Hills, California. The first class included filmmakers Terrence Malick, Caleb Deschanel, and Paul Schrader. That program grew into the AFI Conservatory, an accredited graduate film school located in the hills above Hollywood, California, providing training in six filmmaking disciplines: cinematography, directing, editing, producing, production design, and screenwriting. Mirroring a professional production environment, Fellows collaborate to make more films than any other graduate level program. Admission to AFI Conservatory is highly selective, with a maximum of 140 graduates per year.
In 2013, Emmy and Oscar-winning director, producer, and screenwriter James L. Brooks (As Good as It Gets, Broadcast News, Terms of Endearment) joined as the artistic director of the AFI Conservatory where he provides leadership for the film program. Brooks' artistic role at the AFI Conservatory has a rich legacy that includes Daniel Petrie, Jr., Robert Wise, and Frank Pierson. Award-winning director Bob Mandel served as dean of the AFI Conservatory for nine years. Jan Schuette took over as dean in 2014 and served until 2017. Film producer Richard Gladstein was dean from 2017 until 2019, when Susan Ruskin was appointed.
Notable alumni
AFI Conservatory's alumni have careers in film, television and on the web. They have been recognized with all of the major industry awards—Academy Award, Emmy Award, guild awards, and the Tony Award.
AFI programs
AFI Catalog of Feature Films
The AFI Catalog, started in 1968, is a web-based filmographic database. A research tool for film historians, the catalog consists of entries on more than 60,000 feature films and 17,000 short films produced from 1893 to 2011, as well as AFI Awards Outstanding Movies of the Year from 2000 through 2010. Early print copies of this catalog may also be found at local libraries.
AFI Life Achievement Award
AFI Awards
Created in 2000, the AFI Awards honor the ten outstanding films ("Movies of the Year") and ten outstanding television programs ("TV Programs of the Year"). The awards are a non-competitive acknowledgment of excellence.
The awards are announced in December, and a private luncheon for award honorees takes place the following January.
AFI Maya Deren Award
AFI 100 Years... series
The AFI 100 Years... series, which ran from 1998 to 2008 and created jury-selected lists of America's best movies in categories such as Musicals, Laughs and Thrills, prompted new generations to experience classic American films. The juries consisted of over 1,500 artists, scholars, critics, and historians. Citizen Kane was voted the greatest American film twice.
AFI film festivals
AFI operates two film festivals: AFI Fest in Los Angeles, and AFI Docs (formally known as Silverdocs) in Silver Spring, Maryland, and Washington, D.C.
AFI Fest
AFI Fest is the American Film Institute's annual celebration of artistic excellence. It is a showcase for the best festival films of the year and an opportunity for master filmmakers and emerging artists to come together with audiences in the movie capital of the world. It is the only festival of its stature that is free to the public. The Academy of Motion Picture Arts and Sciences recognizes AFI Fest as a qualifying festival for the Short Films category for the annual Academy Awards.
The festival has paid tribute to numerous influential filmmakers and artists over the years, including Agnès Varda, Pedro Almodóvar and David Lynch as guest artistic directors, and has screened scores of films that have produced Oscar nominations and wins.
AFI Docs
Held annually in June, AFI Docs (formerly Silverdocs) is a documentary festival in Washington, D.C. The festival attracts over 27,000 documentary enthusiasts.
AFI Silver Theatre and Cultural Center
The AFI Silver Theatre and Cultural Center is a moving image exhibition, education and cultural center located in Silver Spring, Maryland. Anchored by the restoration of noted architect John Eberson's historic 1938 Silver Theatre, it features 32,000 square feet of new construction housing two stadium theatres, office and meeting space, and reception and exhibit areas.
The AFI Silver Theatre and Cultural Center presents film and video programming, augmented by filmmaker interviews, panels, discussions, and musical performances.
The AFI Directing Workshop for Women
The Directing Workshop for Women is a training program committed to educating and mentoring participants in an effort to increase the number of women working professionally in screen directing. In this tuition-free program, each participant is required to complete a short film by the end of the year-long program.
Alumnae of the program include Maya Angelou, Anne Bancroft, Dyan Cannon, Ellen Burstyn, Jennifer Getzinger, Lesli Linka Glatter, Lily Tomlin, Susan Oliver and Nancy Malone.
AFI Directors Series
AFI released a set of hour-long programs reviewing the career of acclaimed directors. The Directors Series content was copyrighted in 1997 by Media Entertainment Inc and The American Film Institute, and the VHS and DVDs were released between 1999 and 2001 on Winstar TV and Video.
Directors featured included:
John McTiernan (WHE73067)
Ron Howard (WHE73068)
Sydney Pollack (WHE73071)
Norman Jewison (WHE73076)
Lawrence Kasdan (WHE73088)
Terry Gilliam (WHE73089)
Spike Lee (WHE73090)
Barry Levinson (WHE73093)
Miloš Forman (WHE73094)
Martin Scorsese (WHE73098)
Barbra Streisand (WHE73099)
David Cronenberg (WHE73101)
Robert Zemeckis (WHE73131)
Robert Altman
John Frankenheimer
Adrian Lyne
Garry Marshall
William Friedkin
Clint Eastwood
David Zucker, Jim Abrahams and Jerry Zucker
Roger Corman
Michael Mann
James Cameron
Rob Reiner
Joel Schumacher
Steven Spielberg
Wes Craven
See also
British Film Institute, the British equivalent to AFI
References
External links
American Film Institute on Internet Archive
AFI Los Angeles Film Festival – history and information (archived 17 July 2009)
Arts organizations based in California
Cinema of Southern California
Culture of Hollywood, Los Angeles
Los Feliz, Los Angeles
Organizations based in Los Angeles
1967 establishments in California
Educational organizations established in 1967
FIAF-affiliated institutions
Arts organizations established in 1967
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https://en.wikipedia.org/wiki/Akira%20Kurosawa
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Akira Kurosawa
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was a Japanese filmmaker and painter who directed 30 films in a career spanning over five decades. He is widely regarded as one of the greatest and most influential filmmakers in the history of cinema. Kurosawa displayed a bold, dynamic style, strongly influenced by Western cinema yet distinct from it; he was involved with all aspects of film production.
Kurosawa entered the Japanese film industry in 1936, following a brief stint as a painter. After years of working on numerous films as an assistant director and scriptwriter, he made his debut as a director during World War II with the popular action film Sanshiro Sugata (1943). After the war, the critically acclaimed Drunken Angel (1948), in which Kurosawa cast the then little-known actor Toshiro Mifune in a starring role, cemented the director's reputation as one of the most important young filmmakers in Japan. The two men would go on to collaborate on another fifteen films.
Rashomon (1950), which premiered in Tokyo, became the surprise winner of the Golden Lion at the 1951 Venice Film Festival. The commercial and critical success of that film opened up Western film markets for the first time to the products of the Japanese film industry, which in turn led to international recognition for other Japanese filmmakers. Kurosawa directed approximately one film per year throughout the 1950s and early 1960s, including a number of highly regarded (and often adapted) films, such as (1952), Seven Samurai (1954), Throne of Blood (1957), Yojimbo (1961) and High and Low (1963). After the 1960s he became much less prolific; even so, his later work—including two of his final films, (1980) and (1985)—continued to receive great acclaim.
In 1990, he accepted the Academy Award for Lifetime Achievement. Posthumously, he was named "Asian of the Century" in the "Arts, Literature, and Culture" category by AsianWeek magazine and CNN, cited there as being among the five people who most prominently contributed to the improvement of Asia in the 20th century. His career has been honored by many retrospectives, critical studies and biographies in both print and video, and by releases in many consumer media.
Biography
Childhood to war years (1910–1945)
Childhood and youth (1910–1935)
Kurosawa was born on March 23, 1910, in Ōimachi in the Ōmori district of Tokyo. His father Isamu (1864–1948), a member of a samurai family from Akita Prefecture, worked as the director of the Army's Physical Education Institute's lower secondary school, while his mother Shima (1870–1952) came from a merchant's family living in Osaka. Akira was the eighth and youngest child of the moderately wealthy family, with two of his siblings already grown up at the time of his birth and one deceased, leaving Kurosawa to grow up with three sisters and a brother.
In addition to promoting physical exercise, Isamu Kurosawa was open to Western traditions and considered theatre and motion pictures to have educational merit. He encouraged his children to watch films; young Akira viewed his first movies at the age of six. An important formative influence was his elementary school teacher Mr. Tachikawa, whose progressive educational practices ignited in his young pupil first a love of drawing and then an interest in education in general. During this time, the boy also studied calligraphy and Kendo swordsmanship.
Another major childhood influence was Heigo Kurosawa (1906-1933), Akira's older brother by four years. In the aftermath of the Great Kantō earthquake and the subsequent Kantō Massacre of 1923, Heigo took the thirteen-year-old Akira to view the devastation. When the younger brother wanted to look away from the corpses of humans and animals scattered everywhere, Heigo forbade him to do so, encouraging Akira instead to face his fears by confronting them directly. Some commentators have suggested that this incident would influence Kurosawa's later artistic career, as the director was seldom hesitant to confront unpleasant truths in his work.
Heigo was academically gifted, but soon after failing to secure a place in Tokyo's foremost high school, he began to detach himself from the rest of the family, preferring to concentrate on his interest in foreign literature. In the late 1920s, Heigo became a benshi (silent film narrator) for Tokyo theaters showing foreign films and quickly made a name for himself. Akira, who at this point planned to become a painter, moved in with him, and the two brothers became inseparable. With Heigo's guidance, Akira devoured not only films but also theater and circus performances, while exhibiting his paintings and working for the left-wing Proletarian Artists' League. However, he was never able to make a living with his art, and, as he began to perceive most of the proletarian movement as "putting unfulfilled political ideals directly onto the canvas", he lost his enthusiasm for painting.
With the increasing production of talking pictures in the early 1930s, film narrators like Heigo began to lose work, and Akira moved back in with his parents. In July 1933, Heigo died by suicide. Kurosawa has commented on the lasting sense of loss he felt at his brother's death and the chapter of his autobiography (Something Like an Autobiography) that describes it—written nearly half a century after the event—is titled, "A Story I Don't Want to Tell". Only four months later, Kurosawa's eldest brother also died, leaving Akira, at age 23, the only one of the Kurosawa brothers still living, together with his three surviving sisters.
Director in training (1935–1941)
In 1935, the new film studio Photo Chemical Laboratories, known as P.C.L. (which later became the major studio Toho), advertised for assistant directors. Although he had demonstrated no previous interest in film as a profession, Kurosawa submitted the required essay, which asked applicants to discuss the fundamental deficiencies of Japanese films and find ways to overcome them. His half-mocking view was that if the deficiencies were fundamental, there was no way to correct them. Kurosawa's essay earned him a call to take the follow-up exams, and director Kajirō Yamamoto, who was among the examiners, took a liking to Kurosawa and insisted that the studio hire him. The 25-year-old Kurosawa joined P.C.L. in February 1936.
During his five years as an assistant director, Kurosawa worked under numerous directors, but by far the most important figure in his development was Yamamoto. Of his 24 films as A.D., he worked on 17 under Yamamoto, many of them comedies featuring the popular actor Ken'ichi Enomoto, known as "Enoken". Yamamoto nurtured Kurosawa's talent, promoting him directly from third assistant director to chief assistant director after a year. Kurosawa's responsibilities increased, and he worked at tasks ranging from stage construction and film development to location scouting, script polishing, rehearsals, lighting, dubbing, editing, and second-unit directing. In the last of Kurosawa's films as an assistant director for Yamamoto, Horse (1941), Kurosawa took over most of the production, as his mentor was occupied with the shooting of another film.
Yamamoto advised Kurosawa that a good director needed to master screenwriting. Kurosawa soon realized that the potential earnings from his scripts were much higher than what he was paid as an assistant director. He later wrote or co-wrote all his films, and frequently penned screenplays for other directors such as Satsuo Yamamoto's film, A Triumph of Wings (Tsubasa no gaika, 1942). This outside scriptwriting would serve Kurosawa as a lucrative sideline lasting well into the 1960s, long after he became famous.
Wartime films and marriage (1942–1945)
In the two years following the release of Horse in 1941, Kurosawa searched for a story he could use to launch his directing career. Towards the end of 1942, about a year after the Japanese attack on Pearl Harbor, novelist Tsuneo Tomita published his Musashi Miyamoto-inspired judo novel, Sanshiro Sugata, the advertisements for which intrigued Kurosawa. He bought the book on its publication day, devoured it in one sitting, and immediately asked Toho to secure the film rights. Kurosawa's initial instinct proved correct as, within a few days, three other major Japanese studios also offered to buy the rights. Toho prevailed, and Kurosawa began pre-production on his debut work as director.
Shooting of Sanshiro Sugata began on location in Yokohama in December 1942. Production proceeded smoothly, but getting the completed film past the censors was an entirely different matter. The censorship office considered the work to be objectionably "British-American" by the standards of wartime Japan, and it was only through the intervention of director Yasujirō Ozu, who championed the film, that Sanshiro Sugata was finally accepted for release on March 25, 1943. (Kurosawa had just turned 33.) The movie became both a critical and commercial success. Nevertheless, the censorship office would later decide to cut out some 18 minutes of footage, much of which is now considered lost.
He next turned to the subject of wartime female factory workers in The Most Beautiful, a propaganda film which he shot in a semi-documentary style in early 1944. To elicit realistic performances from his actresses, the director had them live in a real factory during the shoot, eat the factory food and call each other by their character names. He would use similar methods with his performers throughout his career.
During production, the actress playing the leader of the factory workers, Yōko Yaguchi, was chosen by her colleagues to present their demands to the director. She and Kurosawa were constantly at odds, and it was through these arguments that the two paradoxically became close. They married on May 21, 1945, with Yaguchi two months pregnant (she never resumed her acting career), and the couple would remain together until her death in 1985. They had two children, both surviving Kurosawa : a son, Hisao, born December 20, 1945, who served as producer on some of his father's last projects, and Kazuko, a daughter, born April 29, 1954, who became a costume designer.
Shortly before his marriage, Kurosawa was pressured by the studio against his will to direct a sequel to his debut film. The often blatantly propagandistic Sanshiro Sugata Part II, which premiered in May 1945, is generally considered one of his weakest pictures.
Kurosawa decided to write the script for a film that would be both censor-friendly and less expensive to produce. The Men Who Tread on the Tiger's Tail, based on the Kabuki play Kanjinchō and starring the comedian Enoken, with whom Kurosawa had often worked during his assistant director days, was completed in September 1945. By this time, Japan had surrendered and the occupation of Japan had begun. The new American censors interpreted the values allegedly promoted in the picture as overly "feudal" and banned the work. It was not released until 1952, the year another Kurosawa film, , was also released. Ironically, while in production, the film had already been savaged by Japanese wartime censors as too Western and "democratic" (they particularly disliked the comic porter played by Enoken), so the movie most probably would not have seen the light of day even if the war had continued beyond its completion.
Early postwar years to Red Beard (1946–1965)
First postwar works (1946–1950)
After the war, Kurosawa, influenced by the democratic ideals of the Occupation, sought to make films that would establish a new respect towards the individual and the self. The first such film, No Regrets for Our Youth (1946), inspired by both the 1933 Takigawa incident and the Hotsumi Ozaki wartime spy case, criticized Japan's prewar regime for its political oppression. Atypically for the director, the heroic central character is a woman, Yukie (Setsuko Hara), who, born into upper-middle-class privilege, comes to question her values in a time of political crisis. The original script had to be extensively rewritten and, because of its controversial theme and gender of its protagonist, the completed work divided critics. Nevertheless, it managed to win the approval of audiences, who turned variations on the film's title into a postwar catchphrase.
His next film, One Wonderful Sunday premiered in July 1947 to mixed reviews. It is a relatively uncomplicated and sentimental love story dealing with an impoverished postwar couple trying to enjoy, within the devastation of postwar Tokyo, their one weekly day off. The movie bears the influence of Frank Capra, D. W. Griffith and F. W. Murnau, each of whom was among Kurosawa's favorite directors. Another film released in 1947 with Kurosawa's involvement was the action-adventure thriller, Snow Trail, directed by Senkichi Taniguchi from Kurosawa's screenplay. It marked the debut of the intense young actor Toshiro Mifune. It was Kurosawa who, with his mentor Yamamoto, had intervened to persuade Toho to sign Mifune, during an audition in which the young man greatly impressed Kurosawa, but managed to alienate most of the other judges.
Drunken Angel is often considered the director's first major work. Although the script, like all of Kurosawa's occupation-era works, had to go through rewrites due to American censorship, Kurosawa felt that this was the first film in which he was able to express himself freely. A gritty story of a doctor who tries to save a gangster (yakuza) with tuberculosis, it was also the first time that Kurosawa directed Mifune, who went on to play major roles in all but one of the director's next 16 films (the exception being ). While Mifune was not cast as the protagonist in Drunken Angel, his explosive performance as the gangster so dominates the drama that he shifted the focus from the title character, the alcoholic doctor played by Takashi Shimura, who had already appeared in several Kurosawa movies. However, Kurosawa did not want to smother the young actor's immense vitality, and Mifune's rebellious character electrified audiences in much the way that Marlon Brando's defiant stance would startle American film audiences a few years later. The film premiered in Tokyo in April 1948 to rave reviews and was chosen by the prestigious Kinema Junpo critics poll as the best film of its year, the first of three Kurosawa movies to be so honored.
Kurosawa, with producer Sōjirō Motoki and fellow directors and friends Kajiro Yamamoto, Mikio Naruse and Senkichi Taniguchi, formed a new independent production unit called Film Art Association (Eiga Geijutsu Kyōkai). For this organization's debut work, and first film for Daiei studios, Kurosawa turned to a contemporary play by Kazuo Kikuta and, together with Taniguchi, adapted it for the screen. The Quiet Duel starred Toshiro Mifune as an idealistic young doctor struggling with syphilis, a deliberate attempt by Kurosawa to break the actor away from being typecast as gangsters. Released in March 1949, it was a box office success, but is generally considered one of the director's lesser achievements.
His second film of 1949, also produced by Film Art Association and released by Shintoho, was Stray Dog. It is a detective movie (perhaps the first important Japanese film in that genre) that explores the mood of Japan during its painful postwar recovery through the story of a young detective, played by Mifune, and his fixation on the recovery of his handgun, which was stolen by a penniless war veteran who proceeds to use it to rob and murder. Adapted from an unpublished novel by Kurosawa in the style of a favorite writer of his, Georges Simenon, it was the director's first collaboration with screenwriter Ryuzo Kikushima, who would later help to script eight other Kurosawa films. A famous, virtually wordless sequence, lasting over eight minutes, shows the detective, disguised as an impoverished veteran, wandering the streets in search of the gun thief; it employed actual documentary footage of war-ravaged Tokyo neighborhoods shot by Kurosawa's friend, Ishirō Honda, the future director of Godzilla. The film is considered a precursor to the contemporary police procedural and buddy cop film genres.
Scandal, released by Shochiku in April 1950, was inspired by the director's personal experiences with, and anger towards, Japanese yellow journalism. The work is an ambitious mixture of courtroom drama and social problem film about free speech and personal responsibility, but even Kurosawa regarded the finished product as dramatically unfocused and unsatisfactory, and almost all critics agree. However, it would be Kurosawa's second film of 1950, Rashomon, that would ultimately win him, and Japanese cinema, a whole new international audience.
International recognition (1950–1958)
After finishing Scandal, Kurosawa was approached by Daiei studios to make another film for them. Kurosawa picked a script by an aspiring young screenwriter, Shinobu Hashimoto, who would eventually work on nine of his films. Their first joint effort was based on Ryūnosuke Akutagawa's experimental short story "In a Grove", which recounts the murder of a samurai and the rape of his wife from various different and conflicting points-of-view. Kurosawa saw potential in the script, and with Hashimoto's help, polished and expanded it and then pitched it to Daiei, who were happy to accept the project due to its low budget.
The shooting of Rashomon began on July 7, 1950, and, after extensive location work in the primeval forest of Nara, wrapped on August 17. Just one week was spent in hurried post-production, hampered by a studio fire, and the finished film premiered at Tokyo's Imperial Theatre on August 25, expanding nationwide the following day. The movie was met by lukewarm reviews, with many critics puzzled by its unique theme and treatment, but it was nevertheless a moderate financial success for Daiei.
Kurosawa's next film, for Shochiku, was The Idiot, an adaptation of the novel by the director's favorite writer, Fyodor Dostoevsky. The story is relocated from Russia to Hokkaido, but otherwise adheres closely to the original, a fact seen by many critics as detrimental to the work. A studio-mandated edit shortened it from Kurosawa's original cut of 265 minutes to just 166 minutes, making the resulting narrative exceedingly difficult to follow. The severely edited film version is widely considered to be one of the director's least successful works and the original full-length version no longer exists. Contemporary reviews of the much shortened edited version were very negative, but the film was a moderate success at the box office, largely because of the popularity of one of its stars, Setsuko Hara.
Meanwhile, unbeknownst to Kurosawa, Rashomon had been entered in the Venice Film Festival, due to the efforts of Giuliana Stramigioli, a Japan-based representative of an Italian film company, who had seen and admired the movie and convinced Daiei to submit it. On September 10, 1951, Rashomon was awarded the festival's highest prize, the Golden Lion, shocking not only Daiei but the international film world, which at the time was largely unaware of Japan's decades-old cinematic tradition.
After Daiei briefly exhibited a subtitled print of the film in Los Angeles, RKO purchased distribution rights to Rashomon in the United States. The company was taking a considerable gamble. It had put out only one prior subtitled film in the American market, and the only previous Japanese talkie commercially released in New York had been Mikio Naruse's comedy, Wife! Be Like a Rose!, in 1937: a critical and box-office flop. However, Rashomons commercial run, greatly helped by strong reviews from critics and even the columnist Ed Sullivan, earned $35,000 in its first three weeks at a single New York theatre, an almost unheard-of sum at the time.
This success in turn led to a vogue in America and the West for Japanese movies throughout the 1950s, replacing the enthusiasm for Italian neorealist cinema. By the end of 1952 Rashomon was released in Japan, the United States, and most of Europe. Among the Japanese film-makers whose work, as a result, began to win festival prizes and commercial release in the West were Kenji Mizoguchi (The Life of Oharu, Ugetsu, Sansho the Bailiff) and, somewhat later, Yasujirō Ozu (Tokyo Story, An Autumn Afternoon)—artists highly respected in Japan but, before this period, almost totally unknown in the West. Kurosawa's growing reputation among Western audiences in the 1950s would make Western audiences more sympathetic to the reception of later generations of Japanese film-makers ranging from Kon Ichikawa, Masaki Kobayashi, Nagisa Oshima and Shohei Imamura to Juzo Itami, Takeshi Kitano and Takashi Miike.
His career boosted by his sudden international fame, Kurosawa, now reunited with his original film studio, Toho (which would go on to produce his next 11 films), set to work on his next project, . The movie stars Takashi Shimura as a cancer-ridden Tokyo bureaucrat, Watanabe, on a final quest for meaning before his death. For the screenplay, Kurosawa brought in Hashimoto as well as writer Hideo Oguni, who would go on to co-write twelve Kurosawa films. Despite the work's grim subject matter, the screenwriters took a satirical approach, which some have compared to the work of Brecht, to both the bureaucratic world of its hero and the U.S. cultural colonization of Japan. (American pop songs figure prominently in the film.) Because of this strategy, the filmmakers are usually credited with saving the picture from the kind of sentimentality common to dramas about characters with terminal illnesses. opened in October 1952 to rave reviews—it won Kurosawa his second Kinema Junpo "Best Film" award—and enormous box office success. It remains the most acclaimed of all the artist's films set in the modern era.
In December 1952, Kurosawa took his screenwriters, Shinobu Hashimoto and Hideo Oguni, for a forty-five-day secluded residence at an inn to create the screenplay for his next movie, Seven Samurai. The ensemble work was Kurosawa's first proper samurai film, the genre for which he would become most famous. The simple story, about a poor farming village in Sengoku period Japan that hires a group of samurai to defend it against an impending attack by bandits, was given a full epic treatment, with a huge cast (largely consisting of veterans of previous Kurosawa productions) and meticulously detailed action, stretching out to almost three-and-a-half hours of screen time.
Three months were spent in pre-production and a month in rehearsals. Shooting took up 148 days spread over almost a year, interrupted by production and financing troubles and Kurosawa's health problems. The film finally opened in April 1954, half a year behind its original release date and about three times over budget, making it at the time the most expensive Japanese film ever made. (However, by Hollywood standards, it was a quite modestly budgeted production, even for that time.) The film received positive critical reaction and became a big hit, quickly making back the money invested in it and providing the studio with a product that they could, and did, market internationally—though with extensive edits. Over time—and with the theatrical and home video releases of the uncut version—its reputation has steadily grown. It is now regarded by some commentators as the greatest Japanese film ever made, and in 1999, a poll of Japanese film critics also voted it the best Japanese film ever made. In the most recent (2012) version of the widely respected British Film Institute (BFI) Sight & Sound "Greatest Films of All Time" poll, Seven Samurai placed 17th among all films from all countries in both the critics' and the directors' polls, receiving a place in the Top Ten lists of 48 critics and 22 directors.
In 1954, nuclear tests in the Pacific were causing radioactive rainstorms in Japan and one particular incident in March had exposed a Japanese fishing boat to nuclear fallout, with disastrous results. It is in this anxious atmosphere that Kurosawa's next film, I Live in Fear, was conceived. The story concerned an elderly factory owner (Toshiro Mifune) so terrified of the prospect of a nuclear attack that he becomes determined to move his entire extended family (both legal and extra-marital) to what he imagines is the safety of a farm in Brazil. Production went much more smoothly than the director's previous film, but a few days before shooting ended, Kurosawa's composer, collaborator, and close friend Fumio Hayasaka died (of tuberculosis) at the age of 41. The film's score was finished by Hayasaka's student, Masaru Sato, who would go on to score all of Kurosawa's next eight films. I Live in Fear opened in November 1955 to mixed reviews and muted audience reaction, becoming the first Kurosawa film to lose money during its original theatrical run. Today, it is considered by many to be among the finest films dealing with the psychological effects of the global nuclear stalemate.
Kurosawa's next project, Throne of Blood, an adaptation of William Shakespeare's Macbeth—set, like Seven Samurai, in the Sengoku Era—represented an ambitious transposition of the English work into a Japanese context. Kurosawa instructed his leading actress, Isuzu Yamada, to regard the work as if it were a cinematic version of a Japanese rather than a European literary classic. Given Kurosawa's appreciation of traditional Japanese stage acting, the acting of the players, particularly Yamada, draws heavily on the stylized techniques of the Noh theater. It was filmed in 1956 and released in January 1957 to a slightly less negative domestic response than had been the case with the director's previous film. Abroad, Throne of Blood, regardless of the liberties it takes with its source material, quickly earned a place among the most celebrated Shakespeare adaptations.
Another adaptation of a classic European theatrical work followed almost immediately, with production of The Lower Depths, based on a play by Maxim Gorky, taking place in May and June 1957. In contrast to the Shakespearean sweep of Throne of Blood, The Lower Depths was shot on only two confined sets, in order to emphasize the restricted nature of the characters' lives. Though faithful to the play, this adaptation of Russian material to a completely Japanese setting—in this case, the late Edo period—unlike his earlier The Idiot, was regarded as artistically successful. The film premiered in September 1957, receiving a mixed response similar to that of Throne of Blood. However, some critics rank it among the director's most underrated works.
Kurosawa's three next movies after Seven Samurai had not managed to capture Japanese audiences in the way that that film had. The mood of the director's work had been growing increasingly pessimistic and dark even as Japan entered a boom period of high-speed growth and rising standards of living. Out of step with the prevailing mood of the era, Kurosawa's films questioned the possibility of redemption through personal responsibility, particularly in Throne of Blood and The Lower Depths. He recognized this, and deliberately aimed for a more light-hearted and entertaining film for his next production while switching to the new widescreen format that had been gaining popularity in Japan. The resulting film, The Hidden Fortress, is an action-adventure comedy-drama about a medieval princess, her loyal general, and two peasants who all need to travel through enemy lines in order to reach their home region. Released in December 1958, The Hidden Fortress became an enormous box-office success in Japan and was warmly received by critics both in Japan and abroad. Today, the film is considered one of Kurosawa's most lightweight efforts, though it remains popular, not least because it is one of several major influences on George Lucas's 1977 space opera, Star Wars.
Birth of a company and Red Beard (1959–1965)
Starting with Rashomon, Kurosawa's productions had become increasingly large in scope and so had the director's budgets. Toho, concerned about this development, suggested that he might help finance his own works, therefore making the studio's potential losses smaller, while in turn allowing himself more artistic freedom as co-producer. Kurosawa agreed, and the Kurosawa Production Company was established in April 1959, with Toho as the majority shareholder.
Despite risking his own money, Kurosawa chose a story that was more directly critical of the Japanese business and political elites than any previous work. The Bad Sleep Well, based on a script by Kurosawa's nephew Mike Inoue, is a revenge drama about a young man who is able to infiltrate the hierarchy of a corrupt Japanese company with the intention of exposing the men responsible for his father's death. Its theme proved topical: while the film was in production, the massive Anpo protests were held against the new U.S.–Japan Security treaty, which was seen by many Japanese, particularly the young, as threatening the country's democracy by giving too much power to corporations and politicians. The film opened in September 1960 to positive critical reaction and modest box office success. The 25-minute opening sequence depicting a corporate wedding reception is widely regarded as one of Kurosawa's most skillfully executed set pieces, but the remainder of the film is often perceived as disappointing by comparison. The movie has also been criticized for employing the conventional Kurosawan hero to combat a social evil that cannot be resolved through the actions of individuals, however courageous or cunning.
Yojimbo (The Bodyguard), Kurosawa Production's second film, centers on a masterless samurai, Sanjuro, who strolls into a 19th-century town ruled by two opposing violent factions and provokes them into destroying each other. The director used this work to play with many genre conventions, particularly the Western, while at the same time offering an unprecedentedly (for the Japanese screen) graphic portrayal of violence. Some commentators have seen the Sanjuro character in this film as a fantasy figure who magically reverses the historical triumph of the corrupt merchant class over the samurai class. Featuring Tatsuya Nakadai in his first major role in a Kurosawa movie, and with innovative photography by Kazuo Miyagawa (who shot Rashomon) and Takao Saito, the film premiered in April 1961 and was a critically and commercially successful venture, earning more than any previous Kurosawa film. The movie and its blackly comic tone were also widely imitated abroad. Sergio Leone's A Fistful of Dollars was a virtual (unauthorized) scene-by-scene remake with Toho filing a lawsuit on Kurosawa's behalf and prevailing.
Following the success of Yojimbo, Kurosawa found himself under pressure from Toho to create a sequel. Kurosawa turned to a script he had written before Yojimbo, reworking it to include the hero of his previous film. Sanjuro was the first of three Kurosawa films to be adapted from the work of the writer Shūgorō Yamamoto (the others would be Red Beard and Dodeskaden). It is lighter in tone and closer to a conventional period film than Yojimbo, though its story of a power struggle within a samurai clan is portrayed with strongly comic undertones. The film opened on January 1, 1962, quickly surpassing Yojimbos box office success and garnering positive reviews.
Kurosawa had meanwhile instructed Toho to purchase the film rights to King's Ransom, a novel about a kidnapping written by American author and screenwriter Evan Hunter, under his pseudonym of Ed McBain, as one of his 87th Precinct series of crime books. The director intended to create a work condemning kidnapping, which he considered one of the very worst crimes. The suspense film, titled High and Low, was shot during the latter half of 1962 and released in March 1963. It broke Kurosawa's box office record (the third film in a row to do so), became the highest grossing Japanese film of the year, and won glowing reviews. However, his triumph was somewhat tarnished when, ironically, the film was blamed for a wave of kidnappings which occurred in Japan about this time (he himself received kidnapping threats directed at his young daughter, Kazuko). High and Low is considered by many commentators to be among the director's strongest works.
Kurosawa quickly moved on to his next project, Red Beard. Based on a short story collection by Shūgorō Yamamoto and incorporating elements from Dostoevsky's novel The Insulted and Injured, it is a period film, set in a mid-nineteenth century clinic for the poor, in which Kurosawa's humanist themes receive perhaps their fullest statement. A conceited and materialistic, foreign-trained young doctor, Yasumoto, is forced to become an intern at the clinic under the stern tutelage of Doctor Niide, known as "Akahige" ("Red Beard"), played by Mifune. Although he resists Red Beard initially, Yasumoto comes to admire his wisdom and courage and to perceive the patients at the clinic, whom he at first despised, as worthy of compassion and dignity.
Yūzō Kayama, who plays Yasumoto, was an extremely popular film and music star at the time, particularly for his "Young Guy" (Wakadaishō) series of musical comedies, so signing him to appear in the film virtually guaranteed Kurosawa strong box-office. The shoot, the filmmaker's longest ever, lasted well over a year (after five months of pre-production), and wrapped in spring 1965, leaving the director, his crew and his actors exhausted. Red Beard premiered in April 1965, becoming the year's highest-grossing Japanese production and the third (and last) Kurosawa film to top the prestigious Kinema Jumpo yearly critics poll. It remains one of Kurosawa's best-known and most-loved works in his native country. Outside Japan, critics have been much more divided. Most commentators concede its technical merits and some praise it as among Kurosawa's best, while others insist that it lacks complexity and genuine narrative power, with still others claiming that it represents a retreat from the artist's previous commitment to social and political change.
The film marked something of an end of an era for its creator. The director himself recognized this at the time of its release, telling critic Donald Richie that a cycle of some kind had just come to an end and that his future films and production methods would be different. His prediction proved quite accurate. Beginning in the late 1950s, television began increasingly to dominate the leisure time of the formerly large and loyal Japanese cinema audience. And as film company revenues dropped, so did their appetite for risk—particularly the risk represented by Kurosawa's costly production methods.
Red Beard also marked the midway point, chronologically, in the artist's career. During his previous twenty-nine years in the film industry (which includes his five years as assistant director), he had directed twenty-three films, while during the remaining twenty-eight years, for many complex reasons, he would complete only seven more. Also, for reasons never adequately explained, Red Beard would be his final film starring Toshiro Mifune. Yū Fujiki, an actor who worked on The Lower Depths, observed, regarding the closeness of the two men on the set, "Mr. Kurosawa's heart was in Mr. Mifune's body." Donald Richie has described the rapport between them as a unique "symbiosis".
Hollywood ambitions to last films (1966–1998)
Hollywood detour (1966–1968)
When Kurosawa's exclusive contract with Toho came to an end in 1966, the 56-year-old director was seriously contemplating change. Observing the troubled state of the domestic film industry, and having already received dozens of offers from abroad, the idea of working outside Japan appealed to him as never before.
For his first foreign project, Kurosawa chose a story based on a Life magazine article. The Embassy Pictures action thriller, to be filmed in English and called simply Runaway Train, would have been his first in color. But the language barrier proved a major problem, and the English version of the screenplay was not even finished by the time filming was to begin in autumn 1966. The shoot, which required snow, was moved to autumn 1967, then canceled in 1968. Almost two decades later, another foreign director working in Hollywood, Andrei Konchalovsky, finally made Runaway Train (1985), though from a new script loosely based on Kurosawa's.
The director meanwhile had become involved in a much more ambitious Hollywood project. Tora! Tora! Tora!, produced by 20th Century Fox and Kurosawa Production, would be a portrayal of the Japanese attack on Pearl Harbor from both the American and the Japanese points of view, with Kurosawa helming the Japanese half and an Anglophonic film-maker directing the American half. He spent several months working on the script with Ryuzo Kikushima and Hideo Oguni, but very soon the project began to unravel. The director of the American sequences turned out not to be David Lean, as originally planned, but American Richard Fleischer. The budget was also cut, and the screen time allocated for the Japanese segment would now be no longer than 90 minutes—a major problem, considering that Kurosawa's script ran over four hours. After numerous revisions with the direct involvement of Darryl Zanuck, a more or less finalized cut screenplay was agreed upon in May 1968.
Shooting began in early December, but Kurosawa would last only a little over three weeks as director. He struggled to work with an unfamiliar crew and the requirements of a Hollywood production, while his working methods puzzled his American producers, who ultimately concluded that the director must be mentally ill. Kurosawa was examined at Kyoto University Hospital by a neuropsychologist, Dr. Murakami, whose diagnosis was forwarded to Darryl Zanuck and Richard Zanuck at Fox studios indicating a diagnosis of neurasthenia stating that, "He is suffering from disturbance of sleep, agitated with feelings of anxiety and in manic excitement caused by the above mentioned illness. It is necessary for him to have rest and medical treatment for more than two months." On Christmas Eve 1968, the Americans announced that Kurosawa had left the production due to "fatigue", effectively firing him. He was ultimately replaced, for the film's Japanese sequences, with two directors, Kinji Fukasaku and Toshio Masuda.
Tora! Tora! Tora!, finally released to unenthusiastic reviews in September 1970, was, as Donald Richie put it, an "almost unmitigated tragedy" in Kurosawa's career. He had spent years of his life on a logistically nightmarish project to which he ultimately did not contribute a foot of film shot by himself. (He had his name removed from the credits, though the script used for the Japanese half was still his and his co-writers'.) He became estranged from his longtime collaborator, writer Ryuzo Kikushima, and never worked with him again. The project had inadvertently exposed corruption in his own production company (a situation reminiscent of his own movie, The Bad Sleep Well). His very sanity had been called into question. Worst of all, the Japanese film industry—and perhaps the man himself—began to suspect that he would never make another film.
A difficult decade (1969–1977)
Knowing that his reputation was at stake following the much publicised Tora! Tora! Tora! debacle, Kurosawa moved quickly to a new project to prove he was still viable. To his aid came friends and famed directors Keisuke Kinoshita, Masaki Kobayashi and Kon Ichikawa, who together with Kurosawa established in July 1969 a production company called the Club of the Four Knights (Yonki no kai). Although the plan was for the four directors to create a film each, it has been suggested that the real motivation for the other three directors was to make it easier for Kurosawa to successfully complete a film, and therefore find his way back into the business.
The first project proposed and worked on was a period film to be called Dora-heita, but when this was deemed too expensive, attention shifted to Dodesukaden, an adaptation of yet another Shūgorō Yamamoto work, again about the poor and destitute. The film was shot quickly (by Kurosawa's standards) in about nine weeks, with Kurosawa determined to show he was still capable of working quickly and efficiently within a limited budget. For his first work in color, the dynamic editing and complex compositions of his earlier pictures were set aside, with the artist focusing on the creation of a bold, almost surreal palette of primary colors, in order to reveal the toxic environment in which the characters live. It was released in Japan in October 1970, but though a minor critical success, it was greeted with audience indifference. The picture lost money and caused the Club of the Four Knights to dissolve. Initial reception abroad was somewhat more favorable, but Dodesukaden has since been typically considered an interesting experiment not comparable to the director's best work.
After struggling through the production of Dodesukaden, Kurosawa turned to television work the following year for the only time in his career with Song of the Horse, a documentary about thoroughbred race horses. It featured a voice-over narrated by a fictional man and a child (voiced by the same actors as the beggar and his son in Dodesukaden). It is the only documentary in Kurosawa's filmography; the small crew included his frequent collaborator Masaru Sato, who composed the music. Song of the Horse is also unique in Kurosawa's oeuvre in that it includes an editor's credit, suggesting that it is the only Kurosawa film that he did not cut himself.
Unable to secure funding for further work and allegedly having health problems, Kurosawa apparently reached the breaking point: on December 22, 1971, he slit his wrists and throat multiple times. The suicide attempt proved unsuccessful and the director's health recovered fairly quickly, with Kurosawa now taking refuge in domestic life, uncertain if he would ever direct another film.
In early 1973, the Soviet studio Mosfilm approached the film-maker to ask if he would be interested in working with them. Kurosawa proposed an adaptation of Russian explorer Vladimir Arsenyev's autobiographical work Dersu Uzala. The book, about a Goldi hunter who lives in harmony with nature until destroyed by encroaching civilization, was one that he had wanted to make since the 1930s. In December 1973, the 63-year-old Kurosawa set off for the Soviet Union with four of his closest aides, beginning a year-and-a-half stay in the country. Shooting began in May 1974 in Siberia, with filming in exceedingly harsh natural conditions proving very difficult and demanding. The picture wrapped in April 1975, with a thoroughly exhausted and homesick Kurosawa returning to Japan and his family in June. Dersu Uzala had its world premiere in Japan on August 2, 1975, and did well at the box office. While critical reception in Japan was muted, the film was better reviewed abroad, winning the Golden Prize at the 9th Moscow International Film Festival, as well as an Academy Award for Best Foreign Language Film. Today, critics remain divided over the film: some see it as an example of Kurosawa's alleged artistic decline, while others count it among his finest works.
Although proposals for television projects were submitted to him, he had no interest in working outside the film world. Nevertheless, the hard-drinking director did agree to appear in a series of television ads for Suntory whiskey, which aired in 1976. While fearing that he might never be able to make another film, the director nevertheless continued working on various projects, writing scripts and creating detailed illustrations, intending to leave behind a visual record of his plans in case he would never be able to film his stories.
Two epics (1978–1986)
In 1977, American director George Lucas released Star Wars, a wildly successful science fiction film influenced by Kurosawa's The Hidden Fortress, among other works. Lucas, like many other New Hollywood directors, revered Kurosawa and considered him a role model, and was shocked to discover that the Japanese film-maker was unable to secure financing for any new work. The two met in San Francisco in July 1978 to discuss the project Kurosawa considered most financially viable: , the epic story of a thief hired as the double of a medieval Japanese lord of a great clan. Lucas, enthralled by the screenplay and Kurosawa's illustrations, leveraged his influence over 20th Century Fox to coerce the studio that had fired Kurosawa just ten years earlier to produce , then recruited fellow fan Francis Ford Coppola as co-producer.
Production began the following April, with Kurosawa in high spirits. Shooting lasted from June 1979 through March 1980 and was plagued with problems, not the least of which was the firing of the original lead actor, Shintaro Katsu—known for portraying the popular character Zatoichi—due to an incident in which the actor insisted, against the director's wishes, on videotaping his own performance. (He was replaced by Tatsuya Nakadai, in his first of two consecutive leading roles in a Kurosawa movie.) The film was completed only a few weeks behind schedule and opened in Tokyo in April 1980. It quickly became a massive hit in Japan. The film was also a critical and box office success abroad, winning the coveted at the 1980 Cannes Film Festival in May, though some critics, then and now, have faulted the film for its alleged coldness. Kurosawa spent much of the rest of the year in Europe and America promoting , collecting awards and accolades, and exhibiting as art the drawings he had made to serve as storyboards for the film.
The international success of allowed Kurosawa to proceed with his next project, , another epic in a similar vein. The script, partly based on William Shakespeare's King Lear, depicted a ruthless, bloodthirsty daimyō (warlord), played by Tatsuya Nakadai, who, after foolishly banishing his one loyal son, surrenders his kingdom to his other two sons, who then betray him, thus plunging the entire kingdom into war. As Japanese studios still felt wary about producing another film that would rank among the most expensive ever made in the country, international help was again needed. This time it came from French producer Serge Silberman, who had produced Luis Buñuel's final movies. Filming did not begin until December 1983 and lasted more than a year.
In January 1985, production of was halted as Kurosawa's 64-year-old wife Yōko fell ill. She died on February 1. Kurosawa returned to finish his film and premiered at the Tokyo Film Festival on May 31, with a wide release the next day. The film was a moderate financial success in Japan, but a larger one abroad and, as he had done with , Kurosawa embarked on a trip to Europe and America, where he attended the film's premieres in September and October.
won several awards in Japan, but was not quite as honored there as many of the director's best films of the 1950s and 1960s had been. The film world was surprised, however, when Japan passed over the selection of in favor of another film as its official entry to compete for an Oscar nomination in the Best Foreign Film category, which was ultimately rejected for competition at the 58th Academy Awards. Both the producer and Kurosawa himself attributed the failure to even submit for competition to a misunderstanding: because of the academy's arcane rules, no one was sure whether qualified as a Japanese film, a French film (due to its financing), or both, so it was not submitted at all. In response to what at least appeared to be a blatant snub by his own countrymen, the director Sidney Lumet led a successful campaign to have Kurosawa receive an Oscar nomination for Best Director that year (Sydney Pollack ultimately won the award for directing Out of Africa). s costume designer, Emi Wada, won the movie's only Oscar.
and , particularly the latter, are often considered to be among Kurosawa's finest works. After s release, Kurosawa would point to it as his best film, a major change of attitude for the director who, when asked which of his works was his best, had always previously answered "my next one".
Final works and last years (1987–1998)
For his next movie, Kurosawa chose a subject very different from any that he had ever filmed before. While some of his previous pictures (for example, Drunken Angel and ) had included brief dream sequences, Dreams was to be entirely based upon the director's own dreams. Significantly, for the first time in over forty years, Kurosawa, for this deeply personal project, wrote the screenplay alone. Although its estimated budget was lower than the films immediately preceding it, Japanese studios were still unwilling to back one of his productions, so Kurosawa turned to another famous American fan, Steven Spielberg, who convinced Warner Bros. to buy the international rights to the completed film. This made it easier for Kurosawa's son, Hisao, as co-producer and soon-to-be head of Kurosawa Production, to negotiate a loan in Japan that would cover the film's production costs. Shooting took more than eight months to complete, and Dreams premiered at Cannes in May 1990 to a polite but muted reception, similar to the reaction the picture would generate elsewhere in the world. In 1990, he accepted the Academy Award for Lifetime Achievement. In his acceptance speech, he famously said "I'm a little worried because I don't feel that I understand cinema yet." At the time, Bob Thomas of The Daily Spectrum noted that Kurosawa was "considered by many critics as the greatest living filmmaker."
Kurosawa now turned to a more conventional story with Rhapsody in August—the director's first film fully produced in Japan since Dodeskaden over twenty years before—which explored the scars of the nuclear bombing which destroyed Nagasaki at the very end of World War II. It was adapted from a Kiyoko Murata novel, but the film's references to the Nagasaki bombing came from the director rather than from the book. This was his only movie to include a role for an American movie star: Richard Gere, who plays a small role as the nephew of the elderly heroine. Shooting took place in early 1991, with the film opening on May 25 that year to a largely negative critical reaction, especially in the United States, where the director was accused of promulgating naïvely anti-American sentiments, though Kurosawa rejected these accusations.
Kurosawa wasted no time moving onto his next project: Madadayo, or Not Yet. Based on autobiographical essays by Hyakken Uchida, the film follows the life of a Japanese professor of German through the Second World War and beyond. The narrative centers on yearly birthday celebrations with his former students, during which the protagonist declares his unwillingness to die just yet—a theme that was becoming increasingly relevant for the film's 81-year-old creator. Filming began in February 1992 and wrapped by the end of September. Its release on April 17, 1993, was greeted by an even more disappointed reaction than had been the case with his two preceding works.
Kurosawa nevertheless continued to work. He wrote the original screenplays The Sea is Watching in 1993 and After the Rain in 1995. While putting finishing touches on the latter work in 1995, Kurosawa slipped and broke the base of his spine. Following the accident, he would use a wheelchair for the rest of his life, putting an end to any hopes of him directing another film. His longtime wish—to die on the set while shooting a movie—was never to be fulfilled.
After his accident, Kurosawa's health began to deteriorate. While his mind remained sharp and lively, his body was giving up, and for the last half-year of his life, the director was largely confined to bed, listening to music and watching television at home. On September 6, 1998, Kurosawa died of a stroke in Setagaya, Tokyo, at the age of 88. At the time of his death, Kurosawa had two children, his son Hisao Kurosawa who married Hiroko Hayashi and his daughter Kazuko Kurosawa who married Harayuki Kato, along with several grandchildren. One of his grandchildren, the actor Takayuki Kato and grandson by Kazuko, became a supporting actor in two films posthumously developed from screenplays written by Kurosawa which remained unproduced during his own lifetime, Takashi Koizumi's After the Rain (1999) and Kei Kumai's The Sea is Watching (2002).
Filmography
Although Kurosawa is primarily known as a filmmaker, he also worked in theater and television and wrote books. A detailed list, including his complete filmography, can be found in the list of works by Akira Kurosawa.
Style, themes and techniques
Kurosawa displayed a bold, dynamic style, strongly influenced by Western cinema yet distinct from it; he was involved with all aspects of film production. He was a gifted screenwriter and worked closely with his co-writers from the film's development onward to ensure a high-quality script, which he considered the firm foundation of a good film. He frequently served as editor of his own films. His team, known as the , which included the cinematographer Asakazu Nakai, the production assistant Teruyo Nogami and the actor Takashi Shimura, was notable for its loyalty and dependability.
Kurosawa's style is marked by a number of devices and techniques. In his films of the 1940s and 1950s, he frequently employs the "axial cut", in which the camera moves toward or away from the subject through a series of matched jump cuts rather than tracking shots or dissolves. Another stylistic trait is "cut on motion", which displays the motion on the screen in two or more shots instead of one uninterrupted one. A form of cinematic punctuation strongly identified with Kurosawa is the wipe, an effect created through an optical printer: a line or bar appears to move across the screen, wiping away the end of a scene and revealing the first image of the next. As a transitional device, it is used as a substitute for the straight cut or the dissolve; in his mature work, the wipe became Kurosawa's signature.
In the film's soundtrack, Kurosawa favored the sound-image counterpoint, in which the music or sound effects appeared to comment ironically on the image rather than emphasizing it. Teruyo Nogami's memoir gives several such examples from Drunken Angel and Stray Dog. Kurosawa was also involved with several of Japan's outstanding contemporary composers, including Fumio Hayasaka and Tōru Takemitsu.
Kurosawa employed a number of recurring themes in his films: the master-disciple relationship between a usually older mentor and one or more novices, which often involves spiritual as well as technical mastery and self-mastery; the heroic champion, the exceptional individual who emerges from the mass of people to produce something or right some wrong; the depiction of extremes of weather as both dramatic devices and symbols of human passion; and the recurrence of cycles of savage violence within history. According to Stephen Prince, the last theme, which he calls, "the countertradition to the committed, heroic mode of Kurosawa's cinema," began with Throne of Blood (1957), and recurred in the films of the 1980s.
Legacy and cultural impact
Kurosawa is often cited as one of the greatest filmmakers of all time. In 1999, he was named "Asian of the Century" in the "Arts, Literature, and Culture" category by AsianWeek magazine and CNN, cited as "one of the [five] people who contributed most to the betterment of Asia in the past 100 years". Kurosawa was ranked third in the directors' poll and fifth in the critics' poll in Sight & Sound's 2002 list of the greatest directors of all time. In commemoration of the 100th anniversary of Kurosawa's birth in 2010, a project called AK100 was launched in 2008. The AK100 Project aims to "expose young people who are the representatives of the next generation, and all people everywhere, to the light and spirit of Akira Kurosawa and the wonderful world he created".
Reputation among filmmakers
Many filmmakers have been influenced by Kurosawa's work. Ingmar Bergman called his own film The Virgin Spring a "touristic... lousy imitation of Kurosawa", and added, "At that time my admiration for the Japanese cinema was at its height. I was almost a samurai myself!" Federico Fellini considered Kurosawa to be "the greatest living example of all that an author of the cinema should be". Steven Spielberg cited Kurosawa's cinematic vision as being important to shaping his own cinematic vision. Satyajit Ray, who was posthumously awarded the Akira Kurosawa Award for Lifetime Achievement in Directing at the San Francisco International Film Festival in 1992, had said earlier of Rashomon:
Roman Polanski considered Kurosawa to be among the three film-makers he favored most, along with Fellini and Orson Welles, and picked Seven Samurai, Throne of Blood and The Hidden Fortress for praise. Bernardo Bertolucci considered Kurosawa's influence to be seminal: "Kurosawa's movies and La Dolce Vita of Fellini are the things that pushed me, sucked me into being a film director." Andrei Tarkovsky cited Kurosawa as one of his favorites and named Seven Samurai as one of his ten favorite films. Sidney Lumet called Kurosawa the "Beethoven of movie directors". Werner Herzog reflected on film-makers with whom he feels kinship and the movies that he admires:
According to an assistant, Stanley Kubrick considered Kurosawa to be "one of the great film directors" and spoke of him "consistently and admiringly", to the point that a letter from him "meant more than any Oscar" and caused him to agonize for months over drafting a reply. Robert Altman upon first seeing Rashomon was so impressed by the sequence of frames of the sun that he began to shoot the same sequences in his work the very next day, he claimed. George Lucas cited the movie The Hidden Fortress as the main inspiration for his film Star Wars. He also cited other films of Kurosawa as his favorites including Seven Samurai, Yojimbo, and . He also said, "I had never seen anything that powerful or cinematographic. The emotions were so strong that it didn't matter that I did not understand the culture or the traditions. From that moment on, Kurosawa's films have served as one of my strongest sources of creative inspiration." Wes Anderson's animated film Isle of Dogs is partially inspired by Kurosawa's filming techniques. At the 64th Sydney Film Festival, there was a retrospective of Akira Kurosawa where films of his were screened to remember the great legacy he has created from his work. Zack Snyder cited him as one of his influences for his underdeveloped Netflix film Rebel Moon.
Criticism
Kenji Mizoguchi, the acclaimed director of Ugetsu (1953) and Sansho the Bailiff (1954), was eleven years Kurosawa's senior. After the mid-1950s, some critics of the French New Wave began to favor Mizoguchi over Kurosawa. New Wave critic and film-maker Jacques Rivette, in particular, thought Mizoguchi to be the only Japanese director whose work was at once entirely Japanese and truly universal; Kurosawa, by contrast, was thought to be more influenced by Western cinema and culture, a view that has been disputed.
In Japan, some critics and filmmakers considered Kurosawa to be elitist. They viewed him to center his effort and attention on exceptional or heroic characters. In her DVD commentary on Seven Samurai, Joan Mellen argued that certain shots of the samurai characters Kambei and Kyuzo, which show Kurosawa to have accorded higher status or validity to them, constitutes evidence for this point of view. These Japanese critics argued that Kurosawa was not sufficiently progressive because the peasants were unable to find leaders from within their ranks. In an interview with Mellen, Kurosawa defended himself, saying,
From the early 1950s, Kurosawa was also charged with catering to Western tastes due to his popularity in Europe and America. In the 1970s, the politically engaged, left-wing director Nagisa Ōshima, who was noted for his critical reaction to Kurosawa's work, accused Kurosawa of pandering to Western beliefs and ideologies. Author Audie Block, however, assessed Kurosawa to have never played up to a non-Japanese viewing public and to have denounced those directors who did.
Posthumous screenplays
Following Kurosawa's death, several posthumous works based on his unfilmed screenplays have been produced. After the Rain, directed by Takashi Koizumi, was released in 1999, and The Sea Is Watching, directed by Kei Kumai, premiered in 2002. A script created by the Yonki no Kai ("Club of the Four Knights") (Kurosawa, Keisuke Kinoshita, Masaki Kobayashi, and Kon Ichikawa), around the time that Dodeskaden was made, finally was filmed and released (in 2000) as Dora-heita, by the only surviving founding member of the club, Kon Ichikawa. Huayi Brothers Media and CKF Pictures in China announced in 2017 plans to produce a film of Kurosawa's posthumous screenplay of The Masque of the Red Death by Edgar Allan Poe for 2020, to be entitled The Mask of the Black Death. Patrick Frater writing for Variety magazine in May 2017 stated that another two unfinished films by Kurosawa were planned, with Silvering Spear to start filming in 2018.
Kurosawa Production Company
In September 2011, it was reported that remake rights to most of Kurosawa's movies and unproduced screenplays were assigned by the Akira Kurosawa 100 Project to the L.A.-based company Splendent. Splendent's chief Sakiko Yamada, stated that he aimed to "help contemporary film-makers introduce a new generation of moviegoers to these unforgettable stories".
Kurosawa Production Co., established in 1959, continues to oversee many of the aspects of Kurosawa's legacy. The director's son, Hisao Kurosawa, is the current head of the company. Its American subsidiary, Kurosawa Enterprises, is located in Los Angeles. Rights to Kurosawa's works were then held by Kurosawa Production and the film studios under which he worked, most notably Toho. These rights were then assigned to the Akira Kurosawa 100 Project before being reassigned in 2011 to the L.A. based company Splendent. Kurosawa Production works closely with the Akira Kurosawa Foundation, established in December 2003 and also run by Hisao Kurosawa. The foundation organizes an annual short film competition and spearheads Kurosawa-related projects, including a recently shelved one to build a memorial museum for the director.
Film studios
In 1981, the Kurosawa Film Studio was opened in Yokohama; two additional locations have since been launched in Japan. A large collection of archive material, including scanned screenplays, photos and news articles, has been made available through the Akira Kurosawa Digital Archive, a Japanese proprietary website maintained by Ryukoku University Digital Archives Research Center in collaboration with Kurosawa Production.
Anaheim University Akira Kurosawa School of Film
Anaheim University in collaboration with Kurosawa Production and the Kurosawa family established the Anaheim University Akira Kurosawa School of Film in spring 2009. The Anaheim University Akira Kurosawa School of Film offers an Online Master of Fine Arts (MFA) in Digital Filmmaking supported by many of the world's greatest filmmakers.
Kurosawa Restaurant Group
Kurosawa was known to be a connoisseur of Japanese cuisine and as such, the Kurosawa family foundation established the Kurosawa Restaurant Group after his passing in 1999, opening four restaurants in the Tokyo area bearing the family name. Nagatacho Kurosawa specializing in Shabu-shabu, Teppanyaki Kurosawa in Tsukiji specializing in Teppanyaki, Keyaki Kurosawa in Nishi-Azabu specializing in soba, and Udon Kurosawa specializing in udon in Roppongi. All four locations were designed to evoke the Meiji era machiya of Kurosawa's youth and feature memorabilia of Kurosawa's career. As of 2023, only the Tsukiji location is currently still operating. A number of entrepreneurs around the world have also opened restaurants and businesses in honor of Kurosawa without any connection to Akira or the estate.
Awards and honors
Two film awards have also been named in Kurosawa's honor. The Akira Kurosawa Award for Lifetime Achievement in Film Directing is awarded during the San Francisco International Film Festival, while the Akira Kurosawa Award is given during the Tokyo International Film Festival.
Kurosawa has also been given a number of state honors, including being named as an officer of the French Légion d'honneur in 1984, a Knight Grand Cross of the Order of Merit of the Italian Republic in 1986, and was the first filmmaker to receive the Order of Culture from his native Japan in 1985. Posthumously, he was recognized with the Junior Third Court Rank, which would be the modern equivalent of a noble title under the Kazoku aristocracy.
Documentaries
A significant number of short and full-length documentaries concerning the life and work of Kurosawa were made both during his artistic heyday and after his death. AK, by French video essay director Chris Marker, was filmed while Kurosawa was working on ; however, the documentary is more concerned about Kurosawa's distant yet polite personality than on the making of the film. Other documentaries concerning Kurosawa's life and works produced posthumously include:
Kurosawa: The Last Emperor (Alex Cox, 1999)
A Message from Akira Kurosawa: For Beautiful Movies (Hisao Kurosawa, 2000)
Kurosawa (Adam Low, 2001)
Akira Kurosawa: It Is Wonderful to Create (Toho Masterworks, 2002)
Akira Kurosawa: The Epic and the Intimate (2010)
Kurosawa's Way (Catherine Cadou, 2011)
Notes
References
Sources
Further reading
Buchanan, Judith (2005). Shakespeare on Film. Pearson Longman. .
Burch, Nöel (1979). To the Distant Observer: Form and Meaning in the Japanese Cinema. University of California Press. .
Cowie, Peter (2010). Akira Kurosawa: Master of Cinema. Rizzoli Publications. .
Davies, Anthony (1990). Filming Shakespeare's Plays: The Adaptions of Laurence Olivier, Orson Welles, Peter Brook and Akira Kurosawa. Cambridge University Press. .
Desser, David (1983). The Samurai Films of Akira Kurosawa (Studies in Cinema No. 23). UMI Research Press. .
Leonard, Kendra Preston (2009). Shakespeare, Madness, and Music: Scoring Insanity in Cinematic Adaptations. Plymouth: The Scarecrow Press. .
Sorensen, Lars-Martin (2009). Censorship of Japanese Films During the U.S. Occupation of Japan: The Cases of Yasujiro Ozu and Akira Kurosawa. Edwin Mellen Press. .
Wild, Peter. (2014) Akira Kurosawa Reaktion Books
External links
Akira Kurosawa at The Criterion Collection
Akira Kurosawa: News, Information and Discussion
Senses of Cinema: Great Directors Critical Database
Akira Kurosawa at Japanese celebrity's grave guide
Several trailers
Anaheim University Akira Kurosawa School of Film
1910 births
1998 deaths
20th-century Japanese writers
20th-century male writers
Academy Honorary Award recipients
Akira Kurosawa Award winners
Best Director BAFTA Award winners
César Award winners
David di Donatello winners
Directors Guild of America Award winners
Directors of Best Foreign Language Film Academy Award winners
Directors of Palme d'Or winners
Directors of Golden Lion winners
Filmmakers who won the Best Foreign Language Film BAFTA Award
Fellows of the American Academy of Arts and Sciences
Recipients of the Fukuoka Prize
Japanese film directors
Japanese film editors
Japanese film producers
Japanese male writers
Japanese male screenwriters
Japanese screenwriters
Kyoto laureates in Arts and Philosophy
Recipients of the Legion of Honour
People from Shinagawa
People from the Empire of Japan
People's Honour Award winners
Persons of Cultural Merit
Propaganda film directors
Ramon Magsaysay Award winners
Recipients of the Order of Culture
Recipients of the Order of Friendship of Peoples
Recipients of the Praemium Imperiale
Samurai film directors
Silver Bear for Best Director recipients
Writers from Tokyo
Yakuza film directors
Golden Lion for Lifetime Achievement recipients
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https://en.wikipedia.org/wiki/Ancient%20Egypt
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Ancient Egypt
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Ancient Egypt was a civilization in Northeast Africa situated in the Nile Valley. Ancient Egyptian civilization followed prehistoric Egypt and coalesced around 3100BC (according to conventional Egyptian chronology) with the political unification of Upper and Lower Egypt under Menes (often identified with Narmer). The history of ancient Egypt occurred as a series of stable kingdoms, separated by periods of relative instability known as Intermediate Periods: the Old Kingdom of the Early Bronze Age, the Middle Kingdom of the Middle Bronze Age and the New Kingdom of the Late Bronze Age.
Egypt reached the pinnacle of its power in the New Kingdom, ruling much of Nubia and a sizable portion of the Levant, after which it entered a period of slow decline. During the course of its history, Egypt was invaded or conquered by a number of foreign powers, including the Hyksos, the Nubians, the Assyrians, the Achaemenid Persians, and the Macedonians under Alexander the Great. The Greek Ptolemaic Kingdom, formed in the aftermath of Alexander's death, ruled Egypt until 30BC, when, under Cleopatra, it fell to the Roman Empire and became a Roman province.
The success of ancient Egyptian civilization came partly from its ability to adapt to the conditions of the Nile River valley for agriculture. The predictable flooding and controlled irrigation of the fertile valley produced surplus crops, which supported a more dense population, and social development and culture. With resources to spare, the administration sponsored mineral exploitation of the valley and surrounding desert regions, the early development of an independent writing system, the organization of collective construction and agricultural projects, trade with surrounding regions, and a military intended to assert Egyptian dominance. Motivating and organizing these activities was a bureaucracy of elite scribes, religious leaders, and administrators under the control of a pharaoh, who ensured the cooperation and unity of the Egyptian people in the context of an elaborate system of religious beliefs.
The many achievements of the ancient Egyptians include the quarrying, surveying, and construction techniques that supported the building of monumental pyramids, temples, and obelisks; a system of mathematics, a practical and effective system of medicine, irrigation systems, and agricultural production techniques, the first known planked boats, Egyptian faience and glass technology, new forms of literature, and the earliest known peace treaty, made with the Hittites. Ancient Egypt has left a lasting legacy. Its art and architecture were widely copied, and its antiquities were carried off to far corners of the world. Its monumental ruins have inspired the imaginations of travelers and writers for millennia. A newfound respect for antiquities and excavations in the early modern period by Europeans and Egyptians has led to the scientific investigation of Egyptian civilization and a greater appreciation of its cultural legacy.
History
The Nile has been the lifeline of its region for much of human history. The fertile floodplain of the Nile gave humans the opportunity to develop a settled agricultural economy and a more sophisticated, centralized society that became a cornerstone in the history of human civilization. Nomadic modern human hunter-gatherers began living in the Nile valley through the end of the Middle Pleistocene some 120,000 years ago. By the late Paleolithic period, the arid climate of Northern Africa had become increasingly hot and dry, forcing the populations of the area to concentrate along the river region.
Predynastic period
In Predynastic and Early Dynastic times, the Egyptian climate was much less arid than it is today. Large regions of Egypt were covered in treed savanna and traversed by herds of grazing ungulates. Foliage and fauna were far more prolific in all environs, and the Nile region supported large populations of waterfowl. Hunting would have been common for Egyptians, and this is also the period when many animals were first domesticated.
By about 5500 BC, small tribes living in the Nile valley had developed into a series of cultures demonstrating firm control of agriculture and animal husbandry, and identifiable by their pottery and personal items, such as combs, bracelets, and beads. The largest of these early cultures in upper (Southern) Egypt was the Badarian culture, which probably originated in the Western Desert; it was known for its high-quality ceramics, stone tools, and its use of copper.
The Badari was followed by the Naqada culture: the Amratian (Naqada I), the Gerzeh (Naqada II), and Semainean (Naqada III). These brought a number of technological improvements. As early as the Naqada I Period, predynastic Egyptians imported obsidian from Ethiopia, used to shape blades and other objects from flakes. In Naqada II times, early evidence exists of contact with the Near East, particularly Canaan and the Byblos coast. Over a period of about 1,000 years, the Naqada culture developed from a few small farming communities into a powerful civilization whose leaders were in complete control of the people and resources of the Nile valley. Establishing a power center at Nekhen (in Greek, Hierakonpolis), and later at Abydos, Naqada III leaders expanded their control of Egypt northwards along the Nile. They also traded with Nubia to the south, the oases of the western desert to the west, and the cultures of the eastern Mediterranean and Near East to the east, initiating a period of Egypt-Mesopotamia relations.
The Naqada culture manufactured a diverse selection of material goods, reflective of the increasing power and wealth of the elite, as well as societal personal-use items, which included combs, small statuary, painted pottery, high quality decorative stone vases, cosmetic palettes, and jewelry made of gold, lapis, and ivory. They also developed a ceramic glaze known as faience, which was used well into the Roman Period to decorate cups, amulets, and figurines. During the last predynastic phase, the Naqada culture began using written symbols that eventually were developed into a full system of hieroglyphs for writing the ancient Egyptian language.
Early Dynastic Period (c. 3150–2686 BC)
The Early Dynastic Period was approximately contemporary to the early Sumerian-Akkadian civilization of Mesopotamia and of ancient Elam. The third-centuryBC Egyptian priest Manetho grouped the long line of kings from Menes to his own time into 30 dynasties, a system still used today. He began his official history with the king named "Meni" (or Menes in Greek), who was believed to have united the two kingdoms of Upper and Lower Egypt.
The transition to a unified state happened more gradually than ancient Egyptian writers represented, and there is no contemporary record of Menes. Some scholars now believe, however, that the mythical Menes may have been the king Narmer, who is depicted wearing royal regalia on the ceremonial Narmer Palette, in a symbolic act of unification. In the Early Dynastic Period, which began about 3000BC, the first of the Dynastic kings solidified control over lower Egypt by establishing a capital at Memphis, from which he could control the labor force and agriculture of the fertile delta region, as well as the lucrative and critical trade routes to the Levant. The increasing power and wealth of the kings during the early dynastic period was reflected in their elaborate mastaba tombs and mortuary cult structures at Abydos, which were used to celebrate the deified king after his death. The strong institution of kingship developed by the kings served to legitimize state control over the land, labor, and resources that were essential to the survival and growth of ancient Egyptian civilization.
Old Kingdom (2686–2181 BC)
Major advances in architecture, art, and technology were made during the Old Kingdom, fueled by the increased agricultural productivity and resulting population, made possible by a well-developed central administration. Some of ancient Egypt's crowning achievements, the Giza pyramids and Great Sphinx, were constructed during the Old Kingdom. Under the direction of the vizier, state officials collected taxes, coordinated irrigation projects to improve crop yield, drafted peasants to work on construction projects, and established a justice system to maintain peace and order.
With the rising importance of central administration in Egypt, a new class of educated scribes and officials arose who were granted estates by the king in payment for their services. Kings also made land grants to their mortuary cults and local temples, to ensure that these institutions had the resources to worship the king after his death. Scholars believe that five centuries of these practices slowly eroded the economic vitality of Egypt, and that the economy could no longer afford to support a large centralized administration. As the power of the kings diminished, regional governors called nomarchs began to challenge the supremacy of the office of king. This, coupled with severe droughts between 2200 and 2150BC, is believed to have caused the country to enter the 140-year period of famine and strife known as the First Intermediate Period.
First Intermediate Period (2181–2055 BC)
After Egypt's central government collapsed at the end of the Old Kingdom, the administration could no longer support or stabilize the country's economy. Regional governors could not rely on the king for help in times of crisis, and the ensuing food shortages and political disputes escalated into famines and small-scale civil wars. Yet despite difficult problems, local leaders, owing no tribute to the king, used their new-found independence to establish a thriving culture in the provinces. Once in control of their own resources, the provinces became economically richer—which was demonstrated by larger and better burials among all social classes. In bursts of creativity, provincial artisans adopted and adapted cultural motifs formerly restricted to the royalty of the Old Kingdom, and scribes developed literary styles that expressed the optimism and originality of the period.
Free from their loyalties to the king, local rulers began competing with each other for territorial control and political power. By 2160BC, rulers in Herakleopolis controlled Lower Egypt in the north, while a rival clan based in Thebes, the Intef family, took control of Upper Egypt in the south. As the Intefs grew in power and expanded their control northward, a clash between the two rival dynasties became inevitable. Around 2055BC the northern Theban forces under Nebhepetre Mentuhotep II finally defeated the Herakleopolitan rulers, reuniting the Two Lands. They inaugurated a period of economic and cultural renaissance known as the Middle Kingdom.
Middle Kingdom (2134–1690 BC)
The kings of the Middle Kingdom restored the country's stability and prosperity, thereby stimulating a resurgence of art, literature, and monumental building projects. Mentuhotep II and his Eleventh Dynasty successors ruled from Thebes, but the vizier Amenemhat I, upon assuming the kingship at the beginning of the Twelfth Dynasty around 1985BC, shifted the kingdom's capital to the city of Itjtawy, located in Faiyum. From Itjtawy, the kings of the Twelfth Dynasty undertook a far-sighted land reclamation and irrigation scheme to increase agricultural output in the region. Moreover, the military reconquered territory in Nubia that was rich in quarries and gold mines, while laborers built a defensive structure in the Eastern Delta, called the "Walls of the Ruler", to defend against foreign attack.
With the kings having secured the country militarily and politically and with vast agricultural and mineral wealth at their disposal, the nation's population, arts, and religion flourished. In contrast to elitist Old Kingdom attitudes towards the gods, the Middle Kingdom displayed an increase in expressions of personal piety. Middle Kingdom literature featured sophisticated themes and characters written in a confident, eloquent style. The relief and portrait sculpture of the period captured subtle, individual details that reached new heights of technical sophistication.
The last great ruler of the Middle Kingdom, Amenemhat III, allowed Semitic-speaking Canaanite settlers from the Near East into the Delta region to provide a sufficient labor force for his especially active mining and building campaigns. These ambitious building and mining activities, however, combined with severe Nile floods later in his reign, strained the economy and precipitated the slow decline into the Second Intermediate Period during the later Thirteenth and Fourteenth dynasties. During this decline, the Canaanite settlers began to assume greater control of the Delta region, eventually coming to power in Egypt as the Hyksos.
Second Intermediate Period (1674–1549 BC) and the Hyksos
Around 1785BC, as the power of the Middle Kingdom kings weakened, a Western Asian people called the Hyksos, who had already settled in the Delta, seized control of Egypt and established their capital at Avaris, forcing the former central government to retreat to Thebes. The king was treated as a vassal and expected to pay tribute. The Hyksos ("foreign rulers") retained Egyptian models of government and identified as kings, thereby integrating Egyptian elements into their culture. They and other invaders introduced new tools of warfare into Egypt, most notably the composite bow and the horse-drawn chariot.
After retreating south, the native Theban kings found themselves trapped between the Canaanite Hyksos ruling the north and the Hyksos' Nubian allies, the Kushites, to the south. After years of vassalage, Thebes gathered enough strength to challenge the Hyksos in a conflict that lasted more than 30 years, until 1555BC. The kings Seqenenre Tao II and Kamose were ultimately able to defeat the Nubians to the south of Egypt, but failed to defeat the Hyksos. That task fell to Kamose's successor, Ahmose I, who successfully waged a series of campaigns that permanently eradicated the Hyksos' presence in Egypt. He established a new dynasty and, in the New Kingdom that followed, the military became a central priority for the kings, who sought to expand Egypt's borders and attempted to gain mastery of the Near East.
New Kingdom (1549–1069 BC)
The New Kingdom pharaohs established a period of unprecedented prosperity by securing their borders and strengthening diplomatic ties with their neighbours, including the Mitanni Empire, Assyria, and Canaan. Military campaigns waged under Tuthmosis I and his grandson Tuthmosis III extended the influence of the pharaohs to the largest empire Egypt had ever seen. Beginning with Merneptah the rulers of Egypt adopted the title of pharaoh.
Between their reigns, Hatshepsut, a queen who established herself as pharaoh, launched many building projects, including the restoration of temples damaged by the Hyksos, and sent trading expeditions to Punt and the Sinai. When Tuthmosis III died in 1425BC, Egypt had an empire extending from Niya in north west Syria to the Fourth Cataract of the Nile in Nubia, cementing loyalties and opening access to critical imports such as bronze and wood.
The New Kingdom pharaohs began a large-scale building campaign to promote the god Amun, whose growing cult was based in Karnak. They also constructed monuments to glorify their own achievements, both real and imagined. The Karnak temple is the largest Egyptian temple ever built.
Around 1350BC, the stability of the New Kingdom was threatened when Amenhotep IV ascended the throne and instituted a series of radical and chaotic reforms. Changing his name to Akhenaten, he touted the previously obscure sun deity Aten as the supreme deity, suppressed the worship of most other deities, and moved the capital to the new city of Akhetaten (modern-day Amarna). He was devoted to his new religion and artistic style. After his death, the cult of the Aten was quickly abandoned and the traditional religious order restored. The subsequent pharaohs, Tutankhamun, Ay, and Horemheb, worked to erase all mention of Akhenaten's heresy, now known as the Amarna Period.
Around 1279BC, Ramesses II, also known as Ramesses the Great, ascended the throne, and went on to build more temples, erect more statues and obelisks, and sire more children than any other pharaoh in history. A bold military leader, Ramesses II led his army against the Hittites in the Battle of Kadesh (in modern Syria) and, after fighting to a stalemate, finally agreed to the first recorded peace treaty, around 1258BC.
Egypt's wealth, however, made it a tempting target for invasion, particularly by the Libyan Berbers to the west, and the Sea Peoples, a conjectured confederation of seafarers from the Aegean Sea. Initially, the military was able to repel these invasions, but Egypt eventually lost control of its remaining territories in southern Canaan, much of it falling to the Assyrians. The effects of external threats were exacerbated by internal problems such as corruption, tomb robbery, and civil unrest. After regaining their power, the high priests at the temple of Amun in Thebes accumulated vast tracts of land and wealth, and their expanded power splintered the country during the Third Intermediate Period.
Third Intermediate Period (1069–653 BC)
Following the death of Ramesses XI in 1078BC, Smendes assumed authority over the northern part of Egypt, ruling from the city of Tanis. The south was effectively controlled by the High Priests of Amun at Thebes, who recognized Smendes in name only. During this time, Libyans had been settling in the western delta, and chieftains of these settlers began increasing their autonomy. Libyan princes took control of the delta under Shoshenq I in 945BC, founding the so-called Libyan or Bubastite dynasty that would rule for some 200 years. Shoshenq also gained control of southern Egypt by placing his family members in important priestly positions. Libyan control began to erode as a rival dynasty in the delta arose in Leontopolis, and Kushites threatened from the south.
Around 727BC the Kushite king Piye invaded northward, seizing control of Thebes and eventually the Delta, which established the 25th Dynasty. During the 25th Dynasty, Pharaoh Taharqa created an empire nearly as large as the New Kingdom's. Twenty-fifth Dynasty pharaohs built, or restored, temples and monuments throughout the Nile valley, including at Memphis, Karnak, Kawa, and Jebel Barkal. During this period, the Nile valley saw the first widespread construction of pyramids (many in modern Sudan) since the Middle Kingdom.
Egypt's far-reaching prestige declined considerably toward the end of the Third Intermediate Period. Its foreign allies had fallen under the Assyrian sphere of influence, and by 700BC war between the two states became inevitable. Between 671 and 667BC the Assyrians began the Assyrian conquest of Egypt. The reigns of both Taharqa and his successor, Tanutamun, were filled with constant conflict with the Assyrians, against whom Egypt enjoyed several victories. Ultimately, the Assyrians pushed the Kushites back into Nubia, occupied Memphis, and sacked the temples of Thebes.
Late Period (653–332 BC)
The Assyrians left control of Egypt to a series of vassals who became known as the Saite kings of the Twenty-Sixth Dynasty. By 653BC, the Saite king Psamtik I was able to oust the Assyrians with the help of Greek mercenaries, who were recruited to form Egypt's first navy. Greek influence expanded greatly as the city-state of Naucratis became the home of Greeks in the Nile Delta. The Saite kings based in the new capital of Sais witnessed a brief but spirited resurgence in the economy and culture, but in 525BC, the powerful Persians, led by Cambyses II, began their conquest of Egypt, eventually capturing the pharaoh Psamtik III at the Battle of Pelusium. Cambyses II then assumed the formal title of pharaoh, but ruled Egypt from Iran, leaving Egypt under the control of a satrap. A few successful revolts against the Persians marked the 5th centuryBC, but Egypt was never able to permanently overthrow the Persians.
Following its annexation by Persia, Egypt was joined with Cyprus and Phoenicia in the sixth satrapy of the Achaemenid Persian Empire. This first period of Persian rule over Egypt, also known as the Twenty-Seventh Dynasty, ended in 402BC, when Egypt regained independence under a series of native dynasties. The last of these dynasties, the Thirtieth, proved to be the last native royal house of ancient Egypt, ending with the kingship of Nectanebo II. A brief restoration of Persian rule, sometimes known as the Thirty-First Dynasty, began in 343BC, but shortly after, in 332BC, the Persian ruler Mazaces handed Egypt over to Alexander the Great without a fight.
Ptolemaic period (332–30 BC)
In 332BC, Alexander the Great conquered Egypt with little resistance from the Persians and was welcomed by the Egyptians as a deliverer. The administration established by Alexander's successors, the Macedonian Ptolemaic Kingdom, was based on an Egyptian model and based in the new capital city of Alexandria. The city showcased the power and prestige of Hellenistic rule, and became a centre of learning and culture, that included the famous Library of Alexandria as part of the Mouseion. The Lighthouse of Alexandria lit the way for the many ships that kept trade flowing through the city—as the Ptolemies made commerce and revenue-generating enterprises, such as papyrus manufacturing, their top priority.
Hellenistic culture did not supplant native Egyptian culture, as the Ptolemies supported time-honored traditions in an effort to secure the loyalty of the populace. They built new temples in Egyptian style, supported traditional cults, and portrayed themselves as pharaohs. Some traditions merged, as Greek and Egyptian gods were syncretized into composite deities, such as Serapis, and classical Greek forms of sculpture influenced traditional Egyptian motifs. Despite their efforts to appease the Egyptians, the Ptolemies were challenged by native rebellion, bitter family rivalries, and the powerful mob of Alexandria that formed after the death of Ptolemy IV. In addition, as Rome relied more heavily on imports of grain from Egypt, the Romans took great interest in the political situation in the country. Continued Egyptian revolts, ambitious politicians, and powerful opponents from the Near East made this situation unstable, leading Rome to send forces to secure the country as a province of its empire.
Roman period (30 BC – AD 641)
Egypt became a province of the Roman Empire in 30BC, following the defeat of Mark Antony and Ptolemaic Queen Cleopatra VII by Octavian (later Emperor Augustus) in the Battle of Actium. The Romans relied heavily on grain shipments from Egypt, and the Roman army, under the control of a prefect appointed by the emperor, quelled rebellions, strictly enforced the collection of heavy taxes, and prevented attacks by bandits, which had become a notorious problem during the period. Alexandria became an increasingly important center on the trade route with the orient, as exotic luxuries were in high demand in Rome.
Although the Romans had a more hostile attitude than the Greeks towards the Egyptians, some traditions such as mummification and worship of the traditional gods continued. The art of mummy portraiture flourished, and some Roman emperors had themselves depicted as pharaohs, though not to the extent that the Ptolemies had. The former lived outside Egypt and did not perform the ceremonial functions of Egyptian kingship. Local administration became Roman in style and closed to native Egyptians.
From the mid-first century AD, Christianity took root in Egypt and it was originally seen as another cult that could be accepted. However, it was an uncompromising religion that sought to win converts from the pagan Egyptian and Greco-Roman religions and threatened popular religious traditions. This led to the persecution of converts to Christianity, culminating in the great purges of Diocletian starting in 303, but eventually Christianity won out. In 391, the Christian emperor Theodosius introduced legislation that banned pagan rites and closed temples. Alexandria became the scene of great anti-pagan riots with public and private religious imagery destroyed. As a consequence, Egypt's native religious culture was continually in decline. While the native population continued to speak their language, the ability to read hieroglyphic writing slowly disappeared as the role of the Egyptian temple priests and priestesses diminished. The temples themselves were sometimes converted to churches or abandoned to the desert.
In the fourth century, as the Roman Empire divided, Egypt found itself in the Eastern Empire with its capital at Constantinople. In the waning years of the Empire, Egypt fell to the Sasanian Persian army in the Sasanian conquest of Egypt (618–628). It was then recaptured by the Byzantine emperor Heraclius (629–639), and was finally captured by Muslim Rashidun army in 639–641, ending Byzantine rule.
Government and economy
Administration and commerce
The pharaoh was the absolute monarch of the country and, at least in theory, wielded complete control of the land and its resources. The king was the supreme military commander and head of the government, who relied on a bureaucracy of officials to manage his affairs. In charge of the administration was his second in command, the vizier, who acted as the king's representative and coordinated land surveys, the treasury, building projects, the legal system, and the archives. At a regional level, the country was divided into as many as 42 administrative regions called nomes each governed by a nomarch, who was accountable to the vizier for his jurisdiction. The temples formed the backbone of the economy. Not only were they places of worship, but were also responsible for collecting and storing the kingdom's wealth in a system of granaries and treasuries administered by overseers, who redistributed grain and goods.
Much of the economy was centrally organized and strictly controlled. Although the ancient Egyptians did not use coinage until the Late period, they did use a type of money-barter system, with standard sacks of grain and the deben, a weight of roughly of copper or silver, forming a common denominator. Workers were paid in grain; a simple laborer might earn sacks (200 kg or 400 lb) of grain per month, while a foreman might earn sacks (250 kg or 550 lb). Prices were fixed across the country and recorded in lists to facilitate trading; for example a shirt cost five copper deben, while a cow cost 140deben. Grain could be traded for other goods, according to the fixed price list. During the fifth centuryBC coined money was introduced into Egypt from abroad. At first the coins were used as standardized pieces of precious metal rather than true money, but in the following centuries international traders came to rely on coinage.
Social status
Egyptian society was highly stratified, and social status was expressly displayed. Farmers made up the bulk of the population, but agricultural produce was owned directly by the state, temple, or noble family that owned the land. Farmers were also subject to a labor tax and were required to work on irrigation or construction projects in a corvée system. Artists and craftsmen were of higher status than farmers, but they were also under state control, working in the shops attached to the temples and paid directly from the state treasury. Scribes and officials formed the upper class in ancient Egypt, known as the "white kilt class" in reference to the bleached linen garments that served as a mark of their rank. The upper class prominently displayed their social status in art and literature. Below the nobility were the priests, physicians, and engineers with specialized training in their field. It is unclear whether slavery as understood today existed in ancient Egypt; there is difference of opinions among authors.
The ancient Egyptians viewed men and women, including people from all social classes, as essentially equal under the law, and even the lowliest peasant was entitled to petition the vizier and his court for redress. Although slaves were mostly used as indentured servants, they were able to buy and sell their servitude, work their way to freedom or nobility, and were usually treated by doctors in the workplace. Both men and women had the right to own and sell property, make contracts, marry and divorce, receive inheritance, and pursue legal disputes in court. Married couples could own property jointly and protect themselves from divorce by agreeing to marriage contracts, which stipulated the financial obligations of the husband to his wife and children should the marriage end. Compared with their counterparts in ancient Greece, Rome, and even more modern places around the world, ancient Egyptian women had a greater range of personal choices, legal rights, and opportunities for achievement. Women such as Hatshepsut and Cleopatra VII even became pharaohs, while others wielded power as Divine Wives of Amun. Despite these freedoms, ancient Egyptian women did not often take part in official roles in the administration, aside from the royal high priestesses, apparently served only secondary roles in the temples (not much data for many dynasties), and were not so likely to be as educated as men.
Legal system
The head of the legal system was officially the pharaoh, who was responsible for enacting laws, delivering justice, and maintaining law and order, a concept the ancient Egyptians referred to as Ma'at. Although no legal codes from ancient Egypt survive, court documents show that Egyptian law was based on a common-sense view of right and wrong that emphasized reaching agreements and resolving conflicts rather than strictly adhering to a complicated set of statutes. Local councils of elders, known as Kenbet in the New Kingdom, were responsible for ruling in court cases involving small claims and minor disputes. More serious cases involving murder, major land transactions, and tomb robbery were referred to the Great Kenbet, over which the vizier or pharaoh presided. Plaintiffs and defendants were expected to represent themselves and were required to swear an oath that they had told the truth. In some cases, the state took on both the role of prosecutor and judge, and it could torture the accused with beatings to obtain a confession and the names of any co-conspirators. Whether the charges were trivial or serious, court scribes documented the complaint, testimony, and verdict of the case for future reference.
Punishment for minor crimes involved either imposition of fines, beatings, facial mutilation, or exile, depending on the severity of the offense. Serious crimes such as murder and tomb robbery were punished by execution, carried out by decapitation, drowning, or impaling the criminal on a stake. Punishment could also be extended to the criminal's family. Beginning in the New Kingdom, oracles played a major role in the legal system, dispensing justice in both civil and criminal cases. The procedure was to ask the god a "yes" or "no" question concerning the right or wrong of an issue. The god, carried by a number of priests, rendered judgement by choosing one or the other, moving forward or backward, or pointing to one of the answers written on a piece of papyrus or an ostracon.
Agriculture
A combination of favorable geographical features contributed to the success of ancient Egyptian culture, the most important of which was the rich fertile soil resulting from annual inundations of the Nile River. The ancient Egyptians were thus able to produce an abundance of food, allowing the population to devote more time and resources to cultural, technological, and artistic pursuits. Land management was crucial in ancient Egypt because taxes were assessed based on the amount of land a person owned.
Farming in Egypt was dependent on the cycle of the Nile River. The Egyptians recognized three seasons: Akhet (flooding), Peret (planting), and Shemu (harvesting). The flooding season lasted from June to September, depositing on the river's banks a layer of mineral-rich silt ideal for growing crops. After the floodwaters had receded, the growing season lasted from October to February. Farmers plowed and planted seeds in the fields, which were irrigated with ditches and canals. Egypt received little rainfall, so farmers relied on the Nile to water their crops. From March to May, farmers used sickles to harvest their crops, which were then threshed with a flail to separate the straw from the grain. Winnowing removed the chaff from the grain, and the grain was then ground into flour, brewed to make beer, or stored for later use.
The ancient Egyptians cultivated emmer and barley, and several other cereal grains, all of which were used to make the two main food staples of bread and beer. Flax plants, uprooted before they started flowering, were grown for the fibers of their stems. These fibers were split along their length and spun into thread, which was used to weave sheets of linen and to make clothing. Papyrus growing on the banks of the Nile River was used to make paper. Vegetables and fruits were grown in garden plots, close to habitations and on higher ground, and had to be watered by hand. Vegetables included leeks, garlic, melons, squashes, pulses, lettuce, and other crops, in addition to grapes that were made into wine.
Animals
The Egyptians believed that a balanced relationship between people and animals was an essential element of the cosmic order; thus humans, animals and plants were believed to be members of a single whole. Animals, both domesticated and wild, were therefore a critical source of spirituality, companionship, and sustenance to the ancient Egyptians. Cattle were the most important livestock; the administration collected taxes on livestock in regular censuses, and the size of a herd reflected the prestige and importance of the estate or temple that owned them. In addition to cattle, the ancient Egyptians kept sheep, goats, and pigs. Poultry, such as ducks, geese, and pigeons, were captured in nets and bred on farms, where they were force-fed with dough to fatten them. The Nile provided a plentiful source of fish. Bees were also domesticated from at least the Old Kingdom, and provided both honey and wax.
The ancient Egyptians used donkeys and oxen as beasts of burden, and they were responsible for plowing the fields and trampling seed into the soil. The slaughter of a fattened ox was also a central part of an offering ritual. Horses were introduced by the Hyksos in the Second Intermediate Period. Camels, although known from the New Kingdom, were not used as beasts of burden until the Late Period. There is also evidence to suggest that elephants were briefly used in the Late Period but largely abandoned due to lack of grazing land. Cats, dogs, and monkeys were common family pets, while more exotic pets imported from the heart of Africa, such as Sub-Saharan African lions, were reserved for royalty. Herodotus observed that the Egyptians were the only people to keep their animals with them in their houses. During the Late Period, the worship of the gods in their animal form was extremely popular, such as the cat goddess Bastet and the ibis god Thoth, and these animals were kept in large numbers for the purpose of ritual sacrifice.
Natural resources
Egypt is rich in building and decorative stone, copper and lead ores, gold, and semiprecious stones. These natural resources allowed the ancient Egyptians to build monuments, sculpt statues, make tools, and fashion jewelry. Embalmers used salts from the Wadi Natrun for mummification, which also provided the gypsum needed to make plaster. Ore-bearing rock formations were found in distant, inhospitable wadis in the Eastern Desert and the Sinai, requiring large, state-controlled expeditions to obtain natural resources found there. There were extensive gold mines in Nubia, and one of the first maps known is of a gold mine in this region. The Wadi Hammamat was a notable source of granite, greywacke, and gold. Flint was the first mineral collected and used to make tools, and flint handaxes are the earliest pieces of evidence of habitation in the Nile valley. Nodules of the mineral were carefully flaked to make blades and arrowheads of moderate hardness and durability even after copper was adopted for this purpose. Ancient Egyptians were among the first to use minerals such as sulfur as cosmetic substances.
The Egyptians worked deposits of the lead ore galena at Gebel Rosas to make net sinkers, plumb bobs, and small figurines. Copper was the most important metal for toolmaking in ancient Egypt and was smelted in furnaces from malachite ore mined in the Sinai. Workers collected gold by washing the nuggets out of sediment in alluvial deposits, or by the more labor-intensive process of grinding and washing gold-bearing quartzite. Iron deposits found in upper Egypt were used in the Late Period. High-quality building stones were abundant in Egypt; the ancient Egyptians quarried limestone all along the Nile valley, granite from Aswan, and basalt and sandstone from the wadis of the Eastern Desert. Deposits of decorative stones such as porphyry, greywacke, alabaster, and carnelian dotted the Eastern Desert and were collected even before the First Dynasty. In the Ptolemaic and Roman Periods, miners worked deposits of emeralds in Wadi Sikait and amethyst in Wadi el-Hudi.
Trade
The ancient Egyptians engaged in trade with their foreign neighbors to obtain rare, exotic goods not found in Egypt. In the Predynastic Period, they established trade with Nubia to obtain gold and incense. They also established trade with Palestine, as evidenced by Palestinian-style oil jugs found in the burials of the First Dynasty pharaohs. An Egyptian colony stationed in southern Canaan dates to slightly before the First Dynasty. Narmer had Egyptian pottery produced in Canaan and exported back to Egypt.
By the Second Dynasty at latest, ancient Egyptian trade with Byblos yielded a critical source of quality timber not found in Egypt. By the Fifth Dynasty, trade with Punt provided gold, aromatic resins, ebony, ivory, and wild animals such as monkeys and baboons. Egypt relied on trade with Anatolia for essential quantities of tin as well as supplementary supplies of copper, both metals being necessary for the manufacture of bronze. The ancient Egyptians prized the blue stone lapis lazuli, which had to be imported from far-away Afghanistan. Egypt's Mediterranean trade partners also included Greece and Crete, which provided, among other goods, supplies of olive oil.
Language
Historical development
The Egyptian language is a northern Afro-Asiatic language closely related to the Berber and Semitic languages. It has the longest known history of any language having been written from c. 3200BC to the Middle Ages and remaining as a spoken language for longer. The phases of ancient Egyptian are Old Egyptian, Middle Egyptian (Classical Egyptian), Late Egyptian, Demotic and Coptic. Egyptian writings do not show dialect differences before Coptic, but it was probably spoken in regional dialects around Memphis and later Thebes.
Ancient Egyptian was a synthetic language, but it became more analytic later on. Late Egyptian developed prefixal definite and indefinite articles, which replaced the older inflectional suffixes. There was a change from the older verb–subject–object word order to subject–verb–object. The Egyptian hieroglyphic, hieratic, and demotic scripts were eventually replaced by the more phonetic Coptic alphabet. Coptic is still used in the liturgy of the Egyptian Orthodox Church, and traces of it are found in modern Egyptian Arabic.
Sounds and grammar
Ancient Egyptian has 25 consonants similar to those of other Afro-Asiatic languages. These include pharyngeal and emphatic consonants, voiced and voiceless stops, voiceless fricatives and voiced and voiceless affricates. It has three long and three short vowels, which expanded in Late Egyptian to about nine. The basic word in Egyptian, similar to Semitic and Berber, is a triliteral or biliteral root of consonants and semiconsonants. Suffixes are added to form words. The verb conjugation corresponds to the person. For example, the triconsonantal skeleton is the semantic core of the word 'hear'; its basic conjugation is , 'he hears'. If the subject is a noun, suffixes are not added to the verb: , 'the woman hears'.
Adjectives are derived from nouns through a process that Egyptologists call nisbation because of its similarity with Arabic. The word order is in verbal and adjectival sentences, and in nominal and adverbial sentences. The subject can be moved to the beginning of sentences if it is long and is followed by a resumptive pronoun. Verbs and nouns are negated by the particle n, but nn is used for adverbial and adjectival sentences. Stress falls on the ultimate or penultimate syllable, which can be open (CV) or closed (CVC).
Writing
Hieroglyphic writing dates from c. 3000BC, and is composed of hundreds of symbols. A hieroglyph can represent a word, a sound, or a silent determinative; and the same symbol can serve different purposes in different contexts. Hieroglyphs were a formal script, used on stone monuments and in tombs, that could be as detailed as individual works of art. In day-to-day writing, scribes used a cursive form of writing, called hieratic, which was quicker and easier. While formal hieroglyphs may be read in rows or columns in either direction (though typically written from right to left), hieratic was always written from right to left, usually in horizontal rows. A new form of writing, Demotic, became the prevalent writing style, and it is this form of writing—along with formal hieroglyphs—that accompany the Greek text on the Rosetta Stone.
Around the first century AD, the Coptic alphabet started to be used alongside the Demotic script. Coptic is a modified Greek alphabet with the addition of some Demotic signs. Although formal hieroglyphs were used in a ceremonial role until the fourth century, towards the end only a small handful of priests could still read them. As the traditional religious establishments were disbanded, knowledge of hieroglyphic writing was mostly lost. Attempts to decipher them date to the Byzantine and Islamic periods in Egypt, but only in the 1820s, after the discovery of the Rosetta Stone and years of research by Thomas Young and Jean-François Champollion, were hieroglyphs substantially deciphered.
Literature
Writing first appeared in association with kingship on labels and tags for items found in royal tombs. It was primarily an occupation of the scribes, who worked out of the Per Ankh institution or the House of Life. The latter comprised offices, libraries (called House of Books), laboratories and observatories. Some of the best-known pieces of ancient Egyptian literature, such as the Pyramid and Coffin Texts, were written in Classical Egyptian, which continued to be the language of writing until about 1300BC. Late Egyptian was spoken from the New Kingdom onward and is represented in Ramesside administrative documents, love poetry and tales, as well as in Demotic and Coptic texts. During this period, the tradition of writing had evolved into the tomb autobiography, such as those of Harkhuf and Weni. The genre known as Sebayt ("instructions") was developed to communicate teachings and guidance from famous nobles; the Ipuwer papyrus, a poem of lamentations describing natural disasters and social upheaval, is a famous example.
The Story of Sinuhe, written in Middle Egyptian, might be the classic of Egyptian literature. Also written at this time was the Westcar Papyrus, a set of stories told to Khufu by his sons relating the marvels performed by priests. The Instruction of Amenemope is considered a masterpiece of Near Eastern literature. Towards the end of the New Kingdom, the vernacular language was more often employed to write popular pieces like the Story of Wenamun and the Instruction of Any. The former tells the story of a noble who is robbed on his way to buy cedar from Lebanon and of his struggle to return to Egypt. From about 700BC, narrative stories and instructions, such as the popular Instructions of Onchsheshonqy, as well as personal and business documents were written in the demotic script and phase of Egyptian. Many stories written in demotic during the Greco-Roman period were set in previous historical eras, when Egypt was an independent nation ruled by great pharaohs such as Ramesses II.
Culture
Daily life
Most ancient Egyptians were farmers tied to the land. Their dwellings were restricted to immediate family members, and were constructed of mudbrick designed to remain cool in the heat of the day. Each home had a kitchen with an open roof, which contained a grindstone for milling grain and a small oven for baking the bread. Ceramics served as household wares for the storage, preparation, transport, and consumption of food, drink, and raw materials. Walls were painted white and could be covered with dyed linen wall hangings. Floors were covered with reed mats, while wooden stools, beds raised from the floor and individual tables comprised the furniture.
The ancient Egyptians placed a great value on hygiene and appearance. Most bathed in the Nile and used a pasty soap made from animal fat and chalk. Men shaved their entire bodies for cleanliness; perfumes and aromatic ointments covered bad odors and soothed skin. Clothing was made from simple linen sheets that were bleached white, and both men and women of the upper classes wore wigs, jewelry, and cosmetics. Children went without clothing until maturity, at about age 12, and at this age males were circumcised and had their heads shaved. Mothers were responsible for taking care of the children, while the father provided the family's income.
Music and dance were popular entertainments for those who could afford them. Early instruments included flutes and harps, while instruments similar to trumpets, oboes, and pipes developed later and became popular. In the New Kingdom, the Egyptians played on bells, cymbals, tambourines, drums, and imported lutes and lyres from Asia. The sistrum was a rattle-like musical instrument that was especially important in religious ceremonies.
The ancient Egyptians enjoyed a variety of leisure activities, including games and music. Senet, a board game where pieces moved according to random chance, was particularly popular from the earliest times; another similar game was mehen, which had a circular gaming board. "Hounds and Jackals" also known as 58 holes is another example of board games played in ancient Egypt. The first complete set of this game was discovered from a Theban tomb of the Egyptian pharaoh Amenemhat IV that dates to the 13th Dynasty. Juggling and ball games were popular with children, and wrestling is also documented in a tomb at Beni Hasan. The wealthy members of ancient Egyptian society enjoyed hunting, fishing, and boating as well.
The excavation of the workers' village of Deir el-Medina has resulted in one of the most thoroughly documented accounts of community life in the ancient world, which spans almost four hundred years. There is no comparable site in which the organization, social interactions, and working and living conditions of a community have been studied in such detail.
Cuisine
Egyptian cuisine remained remarkably stable over time; indeed, the cuisine of modern Egypt retains some striking similarities to the cuisine of the ancients. The staple diet consisted of bread and beer, supplemented with vegetables such as onions and garlic, and fruit such as dates and figs. Wine and meat were enjoyed by all on feast days while the upper classes indulged on a more regular basis. Fish, meat, and fowl could be salted or dried, and could be cooked in stews or roasted on a grill.
Architecture
The architecture of ancient Egypt includes some of the most famous structures in the world: the Great Pyramids of Giza and the temples at Thebes. Building projects were organized and funded by the state for religious and commemorative purposes, but also to reinforce the wide-ranging power of the pharaoh. The ancient Egyptians were skilled builders; using only simple but effective tools and sighting instruments, architects could build large stone structures with great accuracy and precision that is still envied today.
The domestic dwellings of elite and ordinary Egyptians alike were constructed from perishable materials such as mudbricks and wood, and have not survived. Peasants lived in simple homes, while the palaces of the elite and the pharaoh were more elaborate structures. A few surviving New Kingdom palaces, such as those in Malkata and Amarna, show richly decorated walls and floors with scenes of people, birds, water pools, deities and geometric designs. Important structures such as temples and tombs that were intended to last forever were constructed of stone instead of mudbricks. The architectural elements used in the world's first large-scale stone building, Djoser's mortuary complex, include post and lintel supports in the papyrus and lotus motif.
The earliest preserved ancient Egyptian temples, such as those at Giza, consist of single, enclosed halls with roof slabs supported by columns. In the New Kingdom, architects added the pylon, the open courtyard, and the enclosed hypostyle hall to the front of the temple's sanctuary, a style that was standard until the Greco-Roman period. The earliest and most popular tomb architecture in the Old Kingdom was the mastaba, a flat-roofed rectangular structure of mudbrick or stone built over an underground burial chamber. The step pyramid of Djoser is a series of stone mastabas stacked on top of each other. Pyramids were built during the Old and Middle Kingdoms, but most later rulers abandoned them in favor of less conspicuous rock-cut tombs. The use of the pyramid form continued in private tomb chapels of the New Kingdom and in the royal pyramids of Nubia.
Art
The ancient Egyptians produced art to serve functional purposes. For over 3500 years, artists adhered to artistic forms and iconography that were developed during the Old Kingdom, following a strict set of principles that resisted foreign influence and internal change. These artistic standards—simple lines, shapes, and flat areas of color combined with the characteristic flat projection of figures with no indication of spatial depth—created a sense of order and balance within a composition. Images and text were intimately interwoven on tomb and temple walls, coffins, stelae, and even statues. The Narmer Palette, for example, displays figures that can also be read as hieroglyphs. Because of the rigid rules that governed its highly stylized and symbolic appearance, ancient Egyptian art served its political and religious purposes with precision and clarity.
Ancient Egyptian artisans used stone as a medium for carving statues and fine reliefs, but used wood as a cheap and easily carved substitute. Paints were obtained from minerals such as iron ores (red and yellow ochres), copper ores (blue and green), soot or charcoal (black), and limestone (white). Paints could be mixed with gum arabic as a binder and pressed into cakes, which could be moistened with water when needed.
Pharaohs used reliefs to record victories in battle, royal decrees, and religious scenes. Common citizens had access to pieces of funerary art, such as shabti statues and books of the dead, which they believed would protect them in the afterlife. During the Middle Kingdom, wooden or clay models depicting scenes from everyday life became popular additions to the tomb. In an attempt to duplicate the activities of the living in the afterlife, these models show laborers, houses, boats, and even military formations that are scale representations of the ideal ancient Egyptian afterlife.
Despite the homogeneity of ancient Egyptian art, the styles of particular times and places sometimes reflected changing cultural or political attitudes. After the invasion of the Hyksos in the Second Intermediate Period, Minoan-style frescoes were found in Avaris. The most striking example of a politically driven change in artistic forms comes from the Amarna Period, where figures were radically altered to conform to Akhenaten's revolutionary religious ideas. This style, known as Amarna art, was quickly abandoned after Akhenaten's death and replaced by the traditional forms.
Religious beliefs
Beliefs in the divine and in the afterlife were ingrained in ancient Egyptian civilization from its inception; pharaonic rule was based on the divine right of kings. The Egyptian pantheon was populated by gods who had supernatural powers and were called on for help or protection. However, the gods were not always viewed as benevolent, and Egyptians believed they had to be appeased with offerings and prayers. The structure of this pantheon changed continually as new deities were promoted in the hierarchy, but priests made no effort to organize the diverse and sometimes conflicting myths and stories into a coherent system. These various conceptions of divinity were not considered contradictory but rather layers in the multiple facets of reality.
Gods were worshiped in cult temples administered by priests acting on the king's behalf. At the center of the temple was the cult statue in a shrine. Temples were not places of public worship or congregation, and only on select feast days and celebrations was a shrine carrying the statue of the god brought out for public worship. Normally, the god's domain was sealed off from the outside world and was only accessible to temple officials. Common citizens could worship private statues in their homes, and amulets offered protection against the forces of chaos. After the New Kingdom, the pharaoh's role as a spiritual intermediary was de-emphasized as religious customs shifted to direct worship of the gods. As a result, priests developed a system of oracles to communicate the will of the gods directly to the people.
The Egyptians believed that every human being was composed of physical and spiritual parts or aspects. In addition to the body, each person had a šwt (shadow), a ba (personality or soul), a ka (life-force), and a name. The heart, rather than the brain, was considered the seat of thoughts and emotions. After death, the spiritual aspects were released from the body and could move at will, but they required the physical remains (or a substitute, such as a statue) as a permanent home. The ultimate goal of the deceased was to rejoin his ka and ba and become one of the "blessed dead", living on as an akh, or "effective one". For this to happen, the deceased had to be judged worthy in a trial, in which the heart was weighed against a "feather of truth." If deemed worthy, the deceased could continue their existence on earth in spiritual form. If they were not deemed worthy, their heart was eaten by Ammit the Devourer and they were erased from the Universe.
Burial customs
The ancient Egyptians maintained an elaborate set of burial customs that they believed were necessary to ensure immortality after death. These customs involved preserving the body by mummification, performing burial ceremonies, and interring with the body goods the deceased would use in the afterlife. Before the Old Kingdom, bodies buried in desert pits were naturally preserved by desiccation. The arid, desert conditions were a boon throughout the history of ancient Egypt for burials of the poor, who could not afford the elaborate burial preparations available to the elite. Wealthier Egyptians began to bury their dead in stone tombs and use artificial mummification, which involved removing the internal organs, wrapping the body in linen, and burying it in a rectangular stone sarcophagus or wooden coffin. Beginning in the Fourth Dynasty, some parts were preserved separately in canopic jars.
By the New Kingdom, the ancient Egyptians had perfected the art of mummification; the best technique took 70 days and involved removing the internal organs, removing the brain through the nose, and desiccating the body in a mixture of salts called natron. The body was then wrapped in linen with protective amulets inserted between layers and placed in a decorated anthropoid coffin. Mummies of the Late Period were also placed in painted cartonnage mummy cases. Actual preservation practices declined during the Ptolemaic and Roman eras, while greater emphasis was placed on the outer appearance of the mummy, which was decorated.
Wealthy Egyptians were buried with larger quantities of luxury items, but all burials, regardless of social status, included goods for the deceased. Funerary texts were often included in the grave, and, beginning in the New Kingdom, so were shabti statues that were believed to perform manual labor for them in the afterlife. Rituals in which the deceased was magically re-animated accompanied burials. After burial, living relatives were expected to occasionally bring food to the tomb and recite prayers on behalf of the deceased.
Military
The ancient Egyptian military was responsible for defending Egypt against foreign invasion, and for maintaining Egypt's domination in the ancient Near East. The military protected mining expeditions to the Sinai during the Old Kingdom and fought civil wars during the First and Second Intermediate Periods. The military was responsible for maintaining fortifications along important trade routes, such as those found at the city of Buhen on the way to Nubia. Forts also were constructed to serve as military bases, such as the fortress at Sile, which was a base of operations for expeditions to the Levant. In the New Kingdom, a series of pharaohs used the standing Egyptian army to attack and conquer Kush and parts of the Levant.
Typical military equipment included bows and arrows, spears, and round-topped shields made by stretching animal skin over a wooden frame. In the New Kingdom, the military began using chariots that had earlier been introduced by the Hyksos invaders. Weapons and armor continued to improve after the adoption of bronze: shields were now made from solid wood with a bronze buckle, spears were tipped with a bronze point, and the khopesh was adopted from Asiatic soldiers. The pharaoh was usually depicted in art and literature riding at the head of the army; it has been suggested that at least a few pharaohs, such as Seqenenre Tao II and his sons, did do so. However, it has also been argued that "kings of this period did not personally act as frontline war leaders, fighting alongside their troops." Soldiers were recruited from the general population, but during, and especially after, the New Kingdom, mercenaries from Nubia, Kush, and Libya were hired to fight for Egypt.
Technology, medicine and mathematics
Technology
In technology, medicine, and mathematics, ancient Egypt achieved a relatively high standard of productivity and sophistication. Traditional empiricism, as evidenced by the Edwin Smith and Ebers papyri (), is first credited to Egypt. The Egyptians created their own alphabet and decimal system.
Faience and glass
Even before the Old Kingdom, the ancient Egyptians had developed a glassy material known as faience, which they treated as a type of artificial semi-precious stone. Faience is a non-clay ceramic made of silica, small amounts of lime and soda, and a colorant, typically copper. The material was used to make beads, tiles, figurines, and small wares. Several methods can be used to create faience, but typically production involved application of the powdered materials in the form of a paste over a clay core, which was then fired. By a related technique, the ancient Egyptians produced a pigment known as Egyptian blue, also called blue frit, which is produced by fusing (or sintering) silica, copper, lime, and an alkali such as natron. The product can be ground up and used as a pigment.
The ancient Egyptians could fabricate a wide variety of objects from glass with great skill, but it is not clear whether they developed the process independently. It is also unclear whether they made their own raw glass or merely imported pre-made ingots, which they melted and finished. However, they did have technical expertise in making objects, as well as adding trace elements to control the color of the finished glass. A range of colors could be produced, including yellow, red, green, blue, purple, and white, and the glass could be made either transparent or opaque.
Medicine
The medical problems of the ancient Egyptians stemmed directly from their environment. Living and working close to the Nile brought hazards from malaria and debilitating schistosomiasis parasites, which caused liver and intestinal damage. Dangerous wildlife such as crocodiles and hippos were also a common threat. The lifelong labors of farming and building put stress on the spine and joints, and traumatic injuries from construction and warfare all took a significant toll on the body. The grit and sand from stone-ground flour abraded teeth, leaving them susceptible to abscesses (though caries were rare).
The diets of the wealthy were rich in sugars, which promoted periodontal disease. Despite the flattering physiques portrayed on tomb walls, the overweight mummies of many of the upper class show the effects of a life of overindulgence. Adult life expectancy was about 35 for men and 30 for women, but reaching adulthood was difficult as about one-third of the population died in infancy.
Ancient Egyptian physicians were renowned in the ancient Near East for their healing skills, and some, such as Imhotep, remained famous long after their deaths. Herodotus remarked that there was a high degree of specialization among Egyptian physicians, with some treating only the head or the stomach, while others were eye-doctors and dentists. Training of physicians took place at the Per Ankh or "House of Life" institution, most notably those headquartered in Per-Bastet during the New Kingdom and at Abydos and Saïs in the Late period. Medical papyri show empirical knowledge of anatomy, injuries, and practical treatments.
Wounds were treated by bandaging with raw meat, white linen, sutures, nets, pads, and swabs soaked with honey to prevent infection, while opium, thyme, and belladona were used to relieve pain. The earliest records of burn treatment describe burn dressings that use the milk from mothers of male babies. Prayers were made to the goddess Isis. Moldy bread, honey, and copper salts were also used to prevent infection from dirt in burns. Garlic and onions were used regularly to promote good health and were thought to relieve asthma symptoms. Ancient Egyptian surgeons stitched wounds, set broken bones, and amputated diseased limbs, but they recognized that some injuries were so serious that they could only make the patient comfortable until death occurred.
Maritime technology
Early Egyptians knew how to assemble planks of wood into a ship hull and had mastered advanced forms of shipbuilding as early as 3000BC. The Archaeological Institute of America reports that the oldest planked ships known are the Abydos boats. A group of 14 discovered ships in Abydos were constructed of wooden planks "sewn" together. Discovered by Egyptologist David O'Connor of New York University, woven straps were found to have been used to lash the planks together, and reeds or grass stuffed between the planks helped to seal the seams. Because the ships are all buried together and near a mortuary belonging to Pharaoh Khasekhemwy, originally they were all thought to have belonged to him, but one of the 14 ships dates to 3000BC, and the associated pottery jars buried with the vessels also suggest earlier dating. The ship dating to 3000BC was long and is now thought to perhaps have belonged to an earlier pharaoh, perhaps one as early as Hor-Aha.
Early Egyptians also knew how to assemble planks of wood with treenails to fasten them together, using pitch for caulking the seams. The "Khufu ship", a vessel sealed into a pit in the Giza pyramid complex at the foot of the Great Pyramid of Giza in the Fourth Dynasty around 2500BC, is a full-size surviving example that may have filled the symbolic function of a solar barque. Early Egyptians also knew how to fasten the planks of this ship together with mortise and tenon joints.
Large seagoing ships are known to have been heavily used by the Egyptians in their trade with the city states of the eastern Mediterranean, especially Byblos (on the coast of modern-day Lebanon), and in several expeditions down the Red Sea to the Land of Punt. In fact one of the earliest Egyptian words for a seagoing ship is a "Byblos Ship", which originally defined a class of Egyptian seagoing ships used on the Byblos run; however, by the end of the Old Kingdom, the term had come to include large seagoing ships, whatever their destination.
In 1977, an ancient north–south canal was discovered extending from Lake Timsah to the Ballah Lakes. It was dated to the Middle Kingdom of Egypt by extrapolating dates of ancient sites constructed along its course.
In 2011, archaeologists from Italy, the United States, and Egypt excavating a dried-up lagoon known as Mersa Gawasis have unearthed traces of an ancient harbor that once launched early voyages like Hatshepsut's Punt expedition onto the open ocean. Some of the site's most evocative evidence for the ancient Egyptians' seafaring prowess include large ship timbers and hundreds of feet of ropes, made from papyrus, coiled in huge bundles. In 2013, a team of Franco-Egyptian archaeologists discovered what is believed to be the world's oldest port, dating back about 4500 years, from the time of King Cheops on the Red Sea coast near Wadi el-Jarf (about 110 miles south of Suez).
Mathematics
The earliest attested examples of mathematical calculations date to the predynastic Naqada period, and show a fully developed numeral system. The importance of mathematics to an educated Egyptian is suggested by a New Kingdom fictional letter in which the writer proposes a scholarly competition between himself and another scribe regarding everyday calculation tasks such as accounting of land, labor, and grain. Texts such as the Rhind Mathematical Papyrus and the Moscow Mathematical Papyrus show that the ancient Egyptians could perform the four basic mathematical operations—addition, subtraction, multiplication, and division—use fractions, calculate the areas of rectangles, triangles, and circles and compute the volumes of boxes, columns and pyramids. They understood basic concepts of algebra and geometry, and could solve simple sets of simultaneous equations.
Mathematical notation was decimal, and based on hieroglyphic signs for each power of ten up to one million. Each of these could be written as many times as necessary to add up to the desired number; so to write the number eighty or eight hundred, the symbol for ten or one hundred was written eight times respectively. Because their methods of calculation could not handle most fractions with a numerator greater than one, they had to write fractions as the sum of several fractions. For example, they resolved the fraction two-fifths into the sum of one-third + one-fifteenth. Standard tables of values facilitated this. Some common fractions, however, were written with a special glyph—the equivalent of the modern two-thirds is shown on the right.
Ancient Egyptian mathematicians knew the Pythagorean theorem as an empirical formula. They were aware, for example, that a triangle had a right angle opposite the hypotenuse when its sides were in a 3–4–5 ratio. They were able to estimate the area of a circle by subtracting one-ninth from its diameter and squaring the result:
Area ≈ [()D]2 = ()r2 ≈ 3.16r2,
a reasonable approximation of the formula .
The golden ratio seems to be reflected in many Egyptian constructions, including the pyramids, but its use may have been an unintended consequence of the ancient Egyptian practice of combining the use of knotted ropes with an intuitive sense of proportion and harmony.
Population
Estimates of the size of the population range from 1–1.5 million in the 3rd millennium BC to possibly 2–3 million by the 1st millennium BC, before growing significantly towards the end of that millennium.
DNA
According to historian William Stiebling and archaeologist Susan N. Helft, conflicting DNA analysis on recent genetic samples such as the Amarna royal mummies has led to a lack of consensus on the genetic makeup of the ancient Egyptians and their geographic origins.
In 2012, two mummies of two 20th dynasty individuals, Ramesses III and "Unknown Man E" believed to be Ramesses III's son Pentawer, were analyzed by Albert Zink, Yehia Z Gad and a team of researchers under Zahi Hawass. Genetic kinship analyses revealed identical haplotypes in both mummies; using the Whit Athey's haplogroup predictor, the Y chromosomal haplogroup E1b1a was predicted.
A 2017 study by Schuenemann et al. analysed the maternal DNA (mtDNA) of 90 mummies from Abusir el-Meleq. Additionally, three of the mummies were also analyzed for Y-DNA. Two were assigned to West Asian J and one to haplogroup E1b1b1 both are carried by modern Egyptians and are common in North Africa and the Middle East. The samples are from the time periods: Late New Kingdom, Ptolemaic, and Roman, and the study used 135 modern Egyptian samples (100 from modern Egyptians and 35 from el-Hayez Western Desert Oasis). The researchers cautioned that the affinities of the examined ancient Egyptian specimens may not be representative of those of all ancient Egyptians since they were from a single archaeological site. The authors of this study state that the Abusir el-Meleq mummies closely resembled Near Eastern populations. The genetics of the mummies remained remarkably consistent within this range even as different powers—including Nubians, Greeks, and Romans—conquered the empire. A wide range of mtDNA haplogroups were found including clades of J, U, H, HV, M, R0, R2, K, T, L, I, N, X, W. Modern Egyptians shared this mtDNA haplogroup profile. The authors of the study noted that the mummies at Abusir el-Meleq had 6–15% maternal sub-Saharan component while the 135 modern Egyptian samples had a little more maternal sub-Saharan component, 14–21%, suggesting some degree of influx after the end of the empire. "Genetic continuity between ancient and modern Egyptians cannot be ruled out despite this more recent sub-Saharan African influx, while continuity with modern Ethiopians is not supported".
Gourdine, Anselin and Keita criticised the methodology of the Scheunemann et al study and argued that the Sub-Saharan "genetic affinities" may be attributed to "early settlers" and "the relevant Sub-Saharan genetic markers" do not correspond with the geography of known trade routes". In 2022, Danielle Candelora noted several limitations with the 2017 Scheunemann et al. study such as its "untested sampling methods, small sample size and problematic comparative data" which she argued had been misused to legitimize racist conceptions of Ancient Egypt with "scientific evidence".
In 2023, Christopher Ehret criticised the conclusions of the 2017 study which proposed the ancient Egyptians had a Levantine background based on insufficient sampling and a biased interpretation of the genetic data. Ehret argued this was reminiscent of earlier scholarship and also conflicted with existing archaeological, linguistic and biological anthropological evidence which determined the founding locales of Ancient Egypt to be the descendants of longtime populations in Northeastern Africa such as Nubia and the northern Horn of Africa. Ehret also criticised the study for asserting that there was "no sub-Saharan" component in the Egyptian population.
Because the 2017 study only sampled from a single site at Abusir el-Meleq, Scheunemann et al.(2022) carried out a follow-up study by collecting samples from six different excavation sites along the entire length of the Nile Valley, spanning 4000 years of Egyptian history. 81 samples were collected from 17 mummies and 14 skeletal remains, and 18 high quality mitochondrial genomes were reconstructed from 10 individuals. The authors argued that the analyzed mitochondrial genomes supported the results from the earlier study at Abusir el-Meleq.
In 2018, the 4000-year-old mummified head of Djehutynakht, a governor in the Middle Kingdom of the 11th or 12th dynasty, was analyzed for mitochondrial DNA. The sequence of the mummy most closely resembles a U5a lineage from sample JK2903, a much more recent 2000-year-old skeleton from the Abusir el-Meleq site in Egypt, although no direct matches to the Djehutynakht sequence have been reported.
Haplogroup U5 is found in modern Egyptians, and is found in modern Egyptian Berbers from the Siwa Oasis in Egypt. A 2009 study by Coudray et al. recorded haplogroup U5 at 16.7% in the Siwa Oasis in Egypt whereas haplogroup U6 is more common in other Berber populations to the west of Egypt.
In 2018, the mummified remains of two high-status Egyptian relatives, Nakht-Ankh and Khnum-Nakht were analyzed DNA by a team of researchers from the University of Manchester. The Y-chromosome sequences were not complete, but the Y-chromosome SNPs indicated that they had different fathers, suggesting that they were half-brothers. The SNP identities were consistent with mtDNA haplogroup M1a1 with 88.05–91.27% degree of confidence, thus "confirming the African origins of the two individuals" according to the study authors, based on their maternal lineage.
A 2020 DNA study by Gad, Hawass et al., analysed mitochondrial and Y-chromosomal haplogroups from Tutankhamun's family members of the 18th Dynasty, using comprehensive control procedures to ensure quality results. They found that the Y-chromosome haplogroup of the family was R1b, which is believed to have originated in the Western Asia/Near Eastern region, and dispersed from there to Europe and parts of Africa during the Neolithic. Haplogroup R1b is carried by modern Egyptians. Modern Egypt is also the only African country that is known to harbor all three R1 subtypes, including R1b-M269. The mitochondrial haplogroup was K, which is most likely also part of a Near Eastern lineage. The profiles for Tutankhamun and Amenhotep III were incomplete and the analysis produced differing probability figures despite having concordant allele results. Because the relationships of these two mummies with the KV55 mummy had previously been confirmed in an earlier study, the haplogroup prediction of both mummies could be derived from the full profile of the KV55 data.
Genetic analysis indicated the following haplogroups:
Tutankhamun YDNA R1b / mtDNA K
Akhenaten YDNA R1b / mtDNA K
Amenhotep III YDNA R1b / mtDNA H2b
Yuya G2a / mtDNA K
Tiye mtDNA K
Thuya mtDNA K
Both Y-DNA haplogroups R1b and G2a, as well as both mtDNA haplogroups H and K, are carried by modern Egyptians.
In a comment on Hawas et al. (2010&2012), Keita pointed out, based on inserting the data into the PopAffiliator online calculator, which only calculates affinity to East Asia, Eurasia, and sub-Saharan Africa, but not to North Africa or the Near East, for instance, that the majority of the samples: "have an affinity with sub-Saharan Africans in one affinity analysis, which does not mean that they lacked other affiliations—an important point that typological thinking obscures. Also, different data and algorithms might give different results, which would illustrate the complexity of biological heritage and its interpretation."
Legacy
The culture and monuments of ancient Egypt have left a lasting legacy on the world. Egyptian civilization significantly influenced the Kingdom of Kush and Meroë with both adopting Egyptian religious and architectural norms (hundreds of pyramids (6–30 meters high) were built in Egypt/Sudan), as well as using Egyptian writing as the basis of the Meroitic script. Meroitic is the oldest written language in Africa, other than Egyptian, and was used from the 2nd century BC until the early 5th century AD. The cult of the goddess Isis, for example, became popular in the Roman Empire, as obelisks and other relics were transported back to Rome. The Romans also imported building materials from Egypt to erect Egyptian-style structures. Early historians such as Herodotus, Strabo, and Diodorus Siculus studied and wrote about the land, which Romans came to view as a place of mystery.
During the Middle Ages and the Renaissance, Egyptian pagan culture was in decline after the rise of Christianity and later Islam, but interest in Egyptian antiquity continued in the writings of medieval scholars such as Dhul-Nun al-Misri and al-Maqrizi. In the seventeenth and eighteenth centuries, European travelers and tourists brought back antiquities and wrote stories of their journeys, leading to a wave of Egyptomania across Europe, as evident in symbolism like the Eye of Providence and the Great Seal of the United States. This renewed interest sent collectors to Egypt, who took, purchased, or were given many important antiquities. Napoleon arranged the first studies in Egyptology when he brought some 150 scientists and artists to study and document Egypt's natural history, which was published in the Description de l'Égypte.
In the 20th century, the Egyptian Government and archaeologists alike recognized the importance of cultural respect and integrity in excavations. Since the 2010s, the Ministry of Tourism and Antiquities has overseen excavations and the recovery of artifacts.
See also
Egyptology
Glossary of ancient Egypt artifacts
Index of ancient Egypt–related articles
Outline of ancient Egypt
List of ancient Egyptians
List of Ancient Egyptian inventions and discoveries
Archaeology of Ancient Egypt
Archeological Map of Egypt
British school of diffusionism
Notes
Citation
References
Further reading
External links
BBC History: Egyptiansprovides a reliable general overview and further links
Ancient Egyptian Science: A Source Book Door Marshall Clagett, 1989
Ancient Egyptian Metallurgy A site that shows the history of Egyptian metalworking
Napoleon on the Nile: Soldiers, Artists, and the Rediscovery of Egypt, Art History.
Digital Egypt for Universities. Scholarly treatment with broad coverage and cross references (internal and external). Artifacts used extensively to illustrate topics.
Priests of Ancient Egypt In-depth-information about Ancient Egypt's priests, religious services and temples. Much picture material and bibliography. In English and German.
UCLA Encyclopedia of Egyptology
Ancient Egypt and the Role of Women by Dr Joann Fletcher
Full-length account of Ancient Egypt as part of history of the world
Ancient Egypt
Bronze Age civilizations
Cradle of civilization
Egypt
Former empires in Asia
Ancient peoples
History of Egypt by period
History of the Mediterranean
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https://en.wikipedia.org/wiki/Motor%20neuron%20diseases
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Motor neuron diseases
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Motor neuron diseases or motor neurone diseases (MNDs) are a group of rare neurodegenerative disorders that selectively affect motor neurons, the cells which control voluntary muscles of the body. They include amyotrophic lateral sclerosis (ALS), progressive bulbar palsy (PBP), pseudobulbar palsy, progressive muscular atrophy (PMA), primary lateral sclerosis (PLS), spinal muscular atrophy (SMA) and monomelic amyotrophy (MMA), as well as some rarer variants resembling ALS.
Motor neuron diseases affect both children and adults. While each motor neuron disease affects patients differently, they all cause movement-related symptoms, mainly muscle weakness. Most of these diseases seem to occur randomly without known causes, but some forms are inherited. Studies into these inherited forms have led to discoveries of various genes (e.g. SOD1) that are thought to be important in understanding how the disease occurs.
Symptoms of motor neuron diseases can be first seen at birth or can come on slowly later in life. Most of these diseases worsen over time; while some, such as ALS, shorten one's life expectancy, others do not. Currently, there are no approved treatments for the majority of motor neuron disorders, and care is mostly symptomatic.
Signs and symptoms
Signs and symptoms depend on the specific disease, but motor neuron diseases typically manifest as a group of movement-related symptoms. They come on slowly, and worsen over the course of more than three months. Various patterns of muscle weakness are seen, and muscle cramps and spasms may occur. One can have difficulty breathing with climbing stairs (exertion), difficulty breathing when lying down (orthopnea), or even respiratory failure if breathing muscles become involved. Bulbar symptoms, including difficulty speaking (dysarthria), difficulty swallowing (dysphagia), and excessive saliva production (sialorrhea), can also occur. Sensation, or the ability to feel, is typically not affected. Emotional disturbance (e.g. pseudobulbar affect) and cognitive and behavioural changes (e.g. problems in word fluency, decision-making, and memory) are also seen. There can be lower motor neuron findings (e.g. muscle wasting, muscle twitching), upper motor neuron findings (e.g. brisk reflexes, Babinski reflex, Hoffman's reflex, increased muscle tone), or both.
Motor neuron diseases are seen both in children and adults. Those that affect children tend to be inherited or familial, and their symptoms are either present at birth or appear before learning to walk. Those that affect adults tend to appear after age 40. The clinical course depends on the specific disease, but most progress or worsen over the course of months. Some are fatal (e.g. ALS), while others are not (e.g. PLS).
Patterns of weakness
Various patterns of muscle weakness occur in different motor neuron diseases. Weakness can be symmetric or asymmetric, and it can occur in body parts that are distal, proximal, or both. According to Statland et al., there are three main weakness patterns that are seen in motor neuron diseases, which are:
Asymmetric distal weakness without sensory loss (e.g. ALS, PLS, PMA, MMA)
Symmetric weakness without sensory loss (e.g. PMA, PLS)
Symmetric focal midline proximal weakness (neck, trunk, bulbar involvement; e.g. ALS, PBP, PLS)
Lower and upper motor neuron findings
Motor neuron diseases are on a spectrum in terms of upper and lower motor neuron involvement. Some have just lower or upper motor neuron findings, while others have a mix of both. Lower motor neuron (LMN) findings include muscle atrophy and fasciculations, and upper motor neuron (UMN) findings include hyperreflexia, spasticity, muscle spasm, and abnormal reflexes.
Pure upper motor neuron diseases, or those with just UMN findings, include PLS.
Pure lower motor neuron diseases, or those with just LMN findings, include PMA.
Motor neuron diseases with both UMN and LMN findings include both familial and sporadic ALS.
Causes
Most cases are sporadic and their causes are usually not known. It is thought that environmental, toxic, viral, or genetic factors may be involved.
DNA damage
TAR DNA-binding protein 43 (TDP-43), is a critical component of the non-homologous end joining (NHEJ) enzymatic pathway that repairs DNA double-strand breaks in pluripotent stem cell-derived motor neurons. TDP-43 is rapidly recruited to double-strand breaks where it acts as a scaffold for the recruitment of the XRCC4-DNA ligase protein complex that then acts to repair double-strand breaks. About 95% of ALS patients have abnormalities in the nucleus-cytoplasmic localization in spinal motor neurons of TDP43. In TDP-43 depleted human neural stem cell-derived motor neurons, as well as in sporadic ALS patients' spinal cord specimens there is significant double-strand break accumulation and reduced levels of NHEJ.
Associated risk factors
In adults, men are more commonly affected than women.
Diagnosis
Differential diagnosis can be challenging due to the number of overlapping symptoms, shared between several motor neuron diseases. Frequently, the diagnosis is based on clinical findings (i.e. LMN vs. UMN signs and symptoms, patterns of weakness), family history of MND, and a variation of tests, many of which are used to rule out disease mimics, which can manifest with identical symptoms.
Classification
Motor neuron disease describes a collection of clinical disorders, characterized by progressive muscle weakness and the degeneration of the motor neuron on electrophysiological testing. The term "motor neuron disease" has varying meanings in different countries. Similarly, the literature inconsistently classifies which degenerative motor neuron disorders can be included under the umbrella term "motor neuron disease". The four main types of MND are marked (*) in the table below.
All types of MND can be differentiated by two defining characteristics:
Is the disease sporadic or inherited?
Is there involvement of the upper motor neurons (UMN), the lower motor neurons (LMN), or both?
Sporadic or acquired MNDs occur in patients with no family history of degenerative motor neuron disease. Inherited or genetic MNDs adhere to one of the following inheritance patterns: autosomal dominant, autosomal recessive, or X-linked. Some disorders, like ALS, can occur sporadically (85%) or can have a genetic cause (15%) with the same clinical symptoms and progression of disease.
UMNs are motor neurons that project from the cortex down to the brainstem or spinal cord. LMNs originate in the anterior horns of the spinal cord and synapse on peripheral muscles. Both motor neurons are necessary for the strong contraction of a muscle, but damage to an UMN can be distinguished from damage to a LMN by physical exam.
Tests
Cerebrospinal fluid (CSF) tests: Analysis of the fluid from around the brain and spinal cord could reveal signs of an infection or inflammation.
Magnetic resonance imaging (MRI): An MRI of the brain and spinal cord is recommended in patients with UMN signs and symptoms to explore other causes, such as a tumor, inflammation, or lack of blood supply (stroke).
Electromyogram (EMG) & nerve conduction study (NCS): The EMG, which evaluates muscle function, and NCS, which evaluates nerve function, are performed together in patients with LMN signs.
For patients with MND affecting the LMNs, the EMG will show evidence of: (1) acute denervation, which is ongoing as motor neurons degenerate, and (2) chronic denervation and reinnervation of the muscle, as the remaining motor neurons attempt to fill in for lost motor neurons.
By contrast, the NCS in these patients is usually normal. It can show a low compound muscle action potential (CMAP), which results from the loss of motor neurons, but the sensory neurons should remain unaffected.
Tissue biopsy: Taking a small sample of a muscle or nerve may be necessary if the EMG/NCS is not specific enough to rule out other causes of progressive muscle weakness, but it is rarely used.
Treatment
There are no known curative treatments for the majority of motor neuron disorders. Please refer to the articles on individual disorders for more details.
Prognosis
The table below lists life expectancy for patients who are diagnosed with MND.
Terminology
In the United States and Canada, the term motor neuron disease usually refers to the group of disorders while amyotrophic lateral sclerosis is frequently called Lou Gehrig's disease. In the United Kingdom and Australia, the term motor neuron(e) disease is used for amyotrophic lateral sclerosis, although is not uncommon to refer to the entire group.
While MND refers to a specific subset of similar diseases, there are numerous other diseases of motor neurons that are referred to collectively as "motor neuron disorders", for instance the diseases belonging to the spinal muscular atrophies group. However, they are not classified as "motor neuron diseases" by the 11th edition of the International Statistical Classification of Diseases and Related Health Problems (ICD-11), which is the definition followed in this article.
See also
Spinal muscular atrophies
Hereditary motor and sensory neuropathies
References
External links
Motor neuron diseases
Rare diseases
Systemic atrophies primarily affecting the central nervous system
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https://en.wikipedia.org/wiki/Abjad
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Abjad
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An abjad (, ; also abgad) is a writing system in which only consonants are represented, leaving vowel sounds to be inferred by the reader. This contrasts with alphabets, which provide graphemes for both consonants and vowels. The term was introduced in 1990 by Peter T. Daniels. Other terms for the same concept include: partial phonemic script, segmentally linear defective phonographic script, consonantary, consonant writing, and consonantal alphabet.
Impure abjads represent vowels with either optional diacritics, a limited number of distinct vowel glyphs, or both.
Etymology
The name abjad is based on the Arabic alphabet's first (in its original order) four letters—corresponding to a, b, j, and d—to replace the more common terms "consonantary" and "consonantal alphabet", in describing the family of scripts classified as "West Semitic". Similar to other semitic languages such as Phoenician, Hebrew and Semitic proto-alphabets: specifically, aleph, bet, gimel, dalet.
Terminology
According to the formulations of Peter T. Daniels, abjads differ from alphabets in that only consonants, not vowels, are represented among the basic graphemes. Abjads differ from abugidas, another category defined by Daniels, in that in abjads, the vowel sound is implied by phonology, and where vowel marks exist for the system, such as nikkud for Hebrew and ḥarakāt for Arabic, their use is optional and not the dominant (or literate) form. Abugidas mark all vowels (other than the "inherent" vowel) with a diacritic, a minor attachment to the letter, a standalone glyph, or (in Canadian Aboriginal syllabics) by rotation of the letter. Some abugidas use a special symbol to suppress the inherent vowel so that the consonant alone can be properly represented. In a syllabary, a grapheme denotes a complete syllable, that is, either a lone vowel sound or a combination of a vowel sound with one or more consonant sounds.
The contrast of abjad versus alphabet has been rejected by other scholars because abjad is also used as a term for the Arabic numeral system. Also, it may be taken as suggesting that consonantal alphabets, in contrast to e.g. the Greek alphabet, were not yet true alphabets. Florian Coulmas, a critic of Daniels and of the abjad terminology, argues that this terminology can confuse alphabets with "transcription systems", and that there is no reason to relegate the Hebrew, Aramaic or Phoenician alphabets to second-class status as an "incomplete alphabet".
However, Daniels's terminology has found acceptance in the linguistic community.
Origins
The first abjad to gain widespread usage was the Phoenician abjad. Unlike other contemporary scripts, such as cuneiform and Egyptian hieroglyphs, the Phoenician script consisted of only a few dozen symbols. This made the script easy to learn, and seafaring Phoenician merchants took the script throughout the then-known world.
The Phoenician abjad was a radical simplification of phonetic writing, since hieroglyphics required the writer to pick a hieroglyph starting with the same sound that the writer wanted to write in order to write phonetically, much as man'yōgana (kanji used solely for phonetic use) was used to represent Japanese phonetically before the invention of kana.
Phoenician gave rise to a number of new writing systems, including the widely used Aramaic abjad and the Greek alphabet. The Greek alphabet evolved into the modern western alphabets, such as Latin and Cyrillic, while Aramaic became the ancestor of many modern abjads and abugidas of Asia.
Impure abjads
Impure abjads have characters for some vowels, optional vowel diacritics, or both. The term pure abjad refers to scripts entirely lacking in vowel indicators. However, most modern abjads, such as Arabic, Hebrew, Aramaic, and Pahlavi, are "impure" abjadsthat is, they also contain symbols for some of the vowel phonemes, although the said non-diacritic vowel letters are also used to write certain consonants, particularly approximants that sound similar to long vowels. A "pure" abjad is exemplified (perhaps) by very early forms of ancient Phoenician, though at some point (at least by the 9th century BC) it and most of the contemporary Semitic abjads had begun to overload a few of the consonant symbols with a secondary function as vowel markers, called matres lectionis. This practice was at first rare and limited in scope but became increasingly common and more developed in later times.
Addition of vowels
In the 9th century BC the Greeks adapted the Phoenician script for use in their own language. The phonetic structure of the Greek language created too many ambiguities when vowels went unrepresented, so the script was modified. They did not need letters for the guttural sounds represented by aleph, he, heth or ayin, so these symbols were assigned vocalic values. The letters waw and yod were also adapted into vowel signs; along with he, these were already used as matres lectionis in Phoenician. The major innovation of Greek was to dedicate these symbols exclusively and unambiguously to vowel sounds that could be combined arbitrarily with consonants (as opposed to syllabaries such as Linear B which usually have vowel symbols but cannot combine them with consonants to form arbitrary syllables).
Abugidas developed along a slightly different route. The basic consonantal symbol was considered to have an inherent "a" vowel sound. Hooks or short lines attached to various parts of the basic letter modify the vowel. In this way, the South Arabian abjad evolved into the Ge'ez abugida of Ethiopia between the 5th century BC and the 5th century AD. Similarly, the Brāhmī abugida of the Indian subcontinent developed around the 3rd century BC (from the Aramaic abjad, it has been hypothesized).
The other major family of abugidas, Canadian Aboriginal syllabics, was initially developed in the 1840s by missionary and linguist James Evans for the Cree and Ojibwe languages. Evans used features of Devanagari script and Pitman shorthand to create his initial abugida. Later in the 19th century, other missionaries adapted Evans's system to other Canadian aboriginal languages. Canadian syllabics differ from other abugidas in that the vowel is indicated by rotation of the consonantal symbol, with each vowel having a consistent orientation.
Abjads and the structure of Semitic languages
The abjad form of writing is well-adapted to the morphological structure of the Semitic languages it was developed to write. This is because words in Semitic languages are formed from a root consisting of (usually) three consonants, the vowels being used to indicate inflectional or derived forms. For instance, according to Classical Arabic and Modern Standard Arabic, from the Arabic root Dh-B-Ḥ (to slaughter) can be derived the forms (he slaughtered), (you (masculine singular) slaughtered), (he slaughters), and (slaughterhouse). In most cases, the absence of full glyphs for vowels makes the common root clearer, allowing readers to guess the meaning of unfamiliar words from familiar roots (especially in conjunction with context clues) and improving word recognition while reading for practiced readers.
By contrast, the Arabic and Hebrew scripts sometimes perform the role of true alphabets rather than abjads when used to write certain Indo-European languages, including Kurdish, Bosnian, Yiddish, and some Romance languages such as Mozarabic, Aragonese, Portuguese, Spanish and Ladino.
Comparative chart of Abjads, extinct and extant
See also
Abjad numerals (Arabic alphanumeric code)
Abugida
Gematria (Hebrew & English system of alphanumeric code)
Numerology
Shorthand (constructed writing systems that are structurally abjads)
References
Sources
External links
The Science of Arabic Letters, Abjad and Geometry, by Jorge Lupin is dead
Arabic orthography
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https://en.wikipedia.org/wiki/Abugida
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Abugida
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An abugida (, from Ge'ez: ), sometimes known as alphasyllabary, neosyllabary or pseudo-alphabet, is a segmental writing system in which consonant–vowel sequences are written as units; each unit is based on a consonant letter, and vowel notation is secondary, like a diacritical mark. This contrasts with a full alphabet, in which vowels have status equal to consonants, and with an abjad, in which vowel marking is absent, partial, or optional – in less formal contexts, all three types of script may be termed "alphabets". The terms also contrast them with a syllabary, in which a single symbol denotes the combination of one consonant and one vowel.
Related concepts were introduced independently in 1948 by James Germain Février (using the term ) and David Diringer (using the term semisyllabary), then in 1959 by Fred Householder (introducing the term pseudo-alphabet). The Ethiopic term "abugida" was chosen as a designation for the concept in 1990 by Peter T. Daniels. In 1992, Faber suggested "segmentally coded syllabically linear phonographic script", and in 1992 Bright used the term alphasyllabary, and Gnanadesikan and Rimzhim, Katz, & Fowler have suggested aksara or āksharik.
Abugidas include the extensive Brahmic family of scripts of Tibet, South and Southeast Asia, Semitic Ethiopic scripts, and Canadian Aboriginal syllabics. As is the case for syllabaries, the units of the writing system may consist of the representations both of syllables and of consonants. For scripts of the Brahmic family, the term akshara is used for the units.
Etymology
In several languages of Ethiopia and Eritrea, abugida traditionally meant letters of the Ethiopic or Ge‘ez script in which many of these languages are written. Ge'ez is one of several segmental writing systems in the world, others include Indic/Brahmic scripts and Canadian Aboriginal Syllabics. The word abugida is derived from the four letters, ä, bu, gi, and da, in much the same way that abecedary is derived from Latin letters a be ce de, abjad is derived from the Arabic a b j d, and alphabet is derived from the names of the two first letters in the Greek alphabet, alpha and beta. Abugida as a term in linguistics was proposed by Peter T. Daniels in his 1990 typology of writing systems.
Terminology
As Daniels used the word, an abugida is in contrast with a syllabary, where letters with shared consonant or vowel sounds show no particular resemblance to one another. Furthermore, an abugida is also in contrast with an alphabet proper, where independent letters are used to denote both consonants and vowels. The term alphasyllabary was suggested for the Indic scripts in 1997 by William Bright, following South Asian linguistic usage, to convey the idea that, "they share features of both alphabet and syllabary."
The formal definitions given by Daniels and Bright for abugida and alphasyllabary differ; some writing systems are abugidas but not alphasyllabaries, and some are alphasyllabaries but not abugidas. An abugida is defined as "a type of writing system whose basic characters denote consonants followed by a particular vowel, and in which diacritics denote other vowels". (This 'particular vowel' is referred to as the inherent or implicit vowel, as opposed to the explicit vowels marked by the 'diacritics'.)
An alphasyllabary is defined as "a type of writing system in which the vowels are denoted by subsidiary symbols, not all of which occur in a linear order (with relation to the consonant symbols) that is congruent with their temporal order in speech". Bright did not require that an alphabet explicitly represent all vowels. ʼPhags-pa is an example of an abugida because it has an inherent vowel, but it is not an alphasyllabary because its vowels are written in linear order. Modern Lao is an example of an alphasyllabary that is not an abugida, for there is no inherent vowel and its vowels are always written explicitly and not in accordance to their temporal order in speech, meaning that a vowel can be written before, below or above a consonant letter, while the syllable is still pronounced in the order of a consonant-vowel combination (CV).
General description
The fundamental principles of an abugida apply to words made up of consonant-vowel (CV) syllables. The syllables are written as letters in a straight line, where each syllable is either a letter that represents the sound of a consonant and its inherent vowel or a letter modified to indicate the vowel. Letters can be modified either by means of diacritics or by changes in the form of the letter itself. If all modifications are by diacritics and all diacritics follow the direction of the writing of the letters, then the abugida is not an alphasyllabary. However, most languages have words that are more complicated than a sequence of CV syllables, even ignoring tone.
The first complication is syllables that consist of just a vowel (V). For some languages, a zero consonant letter is used as though every syllable began with a consonant. For other languages, each vowel has a separate letter that is used for each syllable consisting of just the vowel. These letters are known as independent vowels, and are found in most Indic scripts. These letters may be quite different from the corresponding diacritics, which by contrast are known as dependent vowels. As a result of the spread of writing systems, independent vowels may be used to represent syllables beginning with a glottal stop, even for non-initial syllables.
The next two complications are consonant clusters before a vowel (CCV) and syllables ending in a consonant (CVC). The simplest solution, which is not always available, is to break with the principle of writing words as a sequence of syllables and use a letter representing just a consonant (C). This final consonant may be represented with:
a modification of the final letter that explicitly indicates the lack of a vowel (virama),
a lack of vowel marking on the letter (often with ambiguity between no vowel and a default inherent vowel),
vowel marking on the letter for a short or neutral vowel such as schwa (with ambiguity between no vowel and that short or neutral vowel), or
a visually unrelated letter.
In a true abugida, the lack of distinctive vowel marking of the letter may result from the diachronic loss of the inherent vowel, e.g. by syncope and apocope in Hindi.
When not separating syllables containing consonant clusters (CCV) into C + CV, these syllables are often written by combining the two consonants. In the Indic scripts, the earliest method was simply to arrange them vertically, writing the second consonant of the cluster below the first one. The two consonants may also merge as conjunct consonant letters, where two or more letters are graphically joined in a ligature, or otherwise change their shapes. Rarely, one of the consonants may be replaced by a gemination mark, e.g. the Gurmukhi addak.
When they are arranged vertically, as in Burmese or Khmer, they are said to be 'stacked'. Often there has been a change to writing the two consonants side by side. In the latter case, this combination may be indicated by a diacritic on one of the consonants or a change in the form of one of the consonants, e.g. the half forms of Devanagari. Generally, the reading order of stacked consonants is top to bottom, or the general reading order of the script, but sometimes the reading order can be reversed.
The division of a word into syllables for the purposes of writing does not always accord with the natural phonetics of the language. For example, Brahmic scripts commonly handle a phonetic sequence CVC-CV as CV-CCV or CV-C-CV. However, sometimes phonetic CVC syllables are handled as single units, and the final consonant may be represented:
in much the same way as the second consonant in CCV, e.g. in the Tibetan, Khmer and Tai Tham scripts. The positioning of the components may be slightly different, as in Khmer and Tai Tham.
by a special dependent consonant sign, which may be a smaller or differently placed version of the full consonant letter, or may be a distinct sign altogether.
not at all. For example, repeated consonants need not be represented, homorganic nasals may be ignored, and in Baybayin and Makasar script, the syllable-final consonant was traditionally never represented.
More complicated unit structures (e.g. CC or CCVC) are handled by combining the various techniques above.
Examples using the Devanagari script
K = /ka/ =
Ki = /ki/ =
K* = /k/ = (with a Halant under the character)
K*M = /kma/ =
İK = /ika/ =
İK* = /ik/ =
İKi = /iki/ =
etc.
Family-specific features
There are three principal families of abugidas, depending on whether vowels are indicated by modifying consonants by diacritics, distortion, or orientation.
The oldest and largest is the Brahmic family of India and Southeast Asia, in which vowels are marked with diacritics and syllable-final consonants, when they occur, are indicated with ligatures, diacritics, or with a special vowel-canceling mark.
In the Ethiopic family, vowels are marked by modifying the shapes of the consonants, and one of the vowel-forms serves additionally to indicate final consonants.
In Canadian Aboriginal syllabics, vowels are marked by rotating or flipping the consonants, and final consonants are indicated with either special diacritics or superscript forms of the main initial consonants.
Lao and Tāna have dependent vowels and a zero vowel sign, but no inherent vowel.
Indic (Brahmic)
Indic scripts originated in India and spread to Southeast Asia, Bangladesh, Sri Lanka, Nepal, Bhutan, Tibet, Mongolia, and Russia. All surviving Indic scripts are descendants of the Brahmi alphabet. Today they are used in most languages of South Asia (although replaced by Perso-Arabic in Urdu, Kashmiri and some other languages of Pakistan and India), mainland Southeast Asia (Myanmar, Thailand, Laos, Cambodia, and Vietnam), Tibet (Tibetan), Indonesian archipelago (Javanese, Balinese, Sundanese, Batak, Lontara, Rejang, Rencong, Makasar, etc.), Philippines (Baybayin, Buhid, Hanunuo, Kulitan, and Aborlan Tagbanwa), Malaysia (Rencong).
The primary division is with North Indic scripts, used in Northern India, Nepal, Tibet, Bhutan, Mongolia, and Russia; and Southern Indic scripts, used in South India, Sri Lanka and Southeast Asia. South Indic letter forms are more rounded than North Indic forms, though Odia, Golmol and Litumol of Nepal script are rounded. Most North Indic scripts' full letters incorporate a horizontal line at the top, with Gujarati and Odia as exceptions; South Indic scripts do not.
Indic scripts indicate vowels through dependent vowel signs (diacritics) around the consonants, often including a sign that explicitly indicates the lack of a vowel. If a consonant has no vowel sign, this indicates a default vowel. Vowel diacritics may appear above, below, to the left, to the right, or around the consonant.
The most widely used Indic script is Devanagari, shared by Hindi, Bihari, Marathi, Konkani, Nepali, and often Sanskrit. A basic letter such as क in Hindi represents a syllable with the default vowel, in this case ka (). In some languages, including Hindi, it becomes a final closing consonant at the end of a word, in this case k. The inherent vowel may be changed by adding vowel mark (diacritics), producing syllables such as कि ki, कु ku, के ke, को ko.
In many of the Brahmic scripts, a syllable beginning with a cluster is treated as a single character for purposes of vowel marking, so a vowel marker like ि -i, falling before the character it modifies, may appear several positions before the place where it is pronounced. For example, the game cricket in Hindi is क्रिकेट ; the diacritic for appears before the consonant cluster , not before the . A more unusual example is seen in the Batak alphabet: Here the syllable bim is written ba-ma-i-(virama). That is, the vowel diacritic and virama are both written after the consonants for the whole syllable.
In many abugidas, there is also a diacritic to suppress the inherent vowel, yielding the bare consonant. In Devanagari, क् is k, and ल् is l. This is called the virāma or halantam in Sanskrit. It may be used to form consonant clusters, or to indicate that a consonant occurs at the end of a word. Thus in Sanskrit, a default vowel consonant such as क does not take on a final consonant sound. Instead, it keeps its vowel. For writing two consonants without a vowel in between, instead of using diacritics on the first consonant to remove its vowel, another popular method of special conjunct forms is used in which two or more consonant characters are merged to express a cluster, such as Devanagari: क्ल kla. (Some fonts display this as क् followed by ल, rather than forming a conjunct. This expedient is used by ISCII and South Asian scripts of Unicode.) Thus a closed syllable such as kal requires two aksharas to write.
The Róng script used for the Lepcha language goes further than other Indic abugidas, in that a single akshara can represent a closed syllable: Not only the vowel, but any final consonant is indicated by a diacritic. For example, the syllable [sok] would be written as something like s̥̽, here with an underring representing and an overcross representing the diacritic for final . Most other Indic abugidas can only indicate a very limited set of final consonants with diacritics, such as or , if they can indicate any at all.
Ethiopic
In Ethiopic or Ge'ez script, fidels (individual "letters" of the script) have "diacritics" that are fused with the consonants to the point that they must be considered modifications of the form of the letters. Children learn each modification separately, as in a syllabary; nonetheless, the graphic similarities between syllables with the same consonant are readily apparent, unlike the case in a true syllabary.
Though now an abugida, the Ge'ez script, until the advent of Christianity (ca. AD 350), had originally been what would now be termed an abjad. In the Ge'ez abugida (or fidel), the base form of the letter (also known as fidel) may be altered. For example, ሀ hä (base form), ሁ hu (with a right-side diacritic that does not alter the letter), ሂ hi (with a subdiacritic that compresses the consonant, so it is the same height), ህ hə or (where the letter is modified with a kink in the left arm).
Canadian Aboriginal syllabics
In the family known as Canadian Aboriginal syllabics, which was inspired by the Devanagari script of India, vowels are indicated by changing the orientation of the syllabogram. Each vowel has a consistent orientation; for example, Inuktitut ᐱ pi, ᐳ pu, ᐸ pa; ᑎ ti, ᑐ tu, ᑕ ta. Although there is a vowel inherent in each, all rotations have equal status and none can be identified as basic. Bare consonants are indicated either by separate diacritics, or by superscript versions of the aksharas; there is no vowel-killer mark.
Borderline cases
Vowelled abjads
Consonantal scripts ("abjads") are normally written without indication of many vowels. However, in some contexts like teaching materials or scriptures, Arabic and Hebrew are written with full indication of vowels via diacritic marks (harakat, niqqud) making them effectively alphasyllabaries.
The Arabic scripts used for Kurdish in Iraq and for Uyghur in Xinjiang, China, as well as the Hebrew script of Yiddish, are fully vowelled, but because the vowels are written with full letters rather than diacritics (with the exception of distinguishing between /a/ and /o/ in the latter) and there are no inherent vowels, these are considered alphabets, not abugidas.
The Arabic script used for South Azerbaijani generally writes the vowel /æ/ (written as ə in North Azerbaijani) as a diacritic, but writes all other vowels as full letters (similarly to Kurdish and Uyghur). This means that when no vowel diacritics are present (most of the time), it technically has an inherent vowel. However, like the Phagspa and Meroitic scripts whose status as abugidas is controversial (see below), all other vowels are written in-line. Additionally, the practice of explicitly writing all-but-one vowel does not apply to loanwords from Arabic and Persian, so the script does not have an inherent vowel for Arabic and Persian words. The inconsistency of its vowel notation makes it difficult to categorize.
Phagspa
The imperial Mongol script called Phagspa was derived from the Tibetan abugida, but all vowels are written in-line rather than as diacritics. However, it retains the features of having an inherent vowel /a/ and having distinct initial vowel letters.
Pahawh
Pahawh Hmong is a non-segmental script that indicates syllable onsets and rimes, such as consonant clusters and vowels with final consonants. Thus it is not segmental and cannot be considered an abugida. However, it superficially resembles an abugida with the roles of consonant and vowel reversed. Most syllables are written with two letters in the order rime–onset (typically vowel-consonant), even though they are pronounced as onset-rime (consonant-vowel), rather like the position of the vowel in Devanagari, which is written before the consonant. Pahawh is also unusual in that, while an inherent rime (with mid tone) is unwritten, it also has an inherent onset . For the syllable , which requires one or the other of the inherent sounds to be overt, it is that is written. Thus it is the rime (vowel) that is basic to the system.
Meroitic
It is difficult to draw a dividing line between abugidas and other segmental scripts. For example, the Meroitic script of ancient Sudan did not indicate an inherent a (one symbol stood for both m and ma, for example), and is thus similar to Brahmic family of abugidas. However, the other vowels were indicated with full letters, not diacritics or modification, so the system was essentially an alphabet that did not bother to write the most common vowel.
Shorthand
Several systems of shorthand use diacritics for vowels, but they do not have an inherent vowel, and are thus more similar to Thaana and Kurdish script than to the Brahmic scripts. The Gabelsberger shorthand system and its derivatives modify the following consonant to represent vowels. The Pollard script, which was based on shorthand, also uses diacritics for vowels; the placements of the vowel relative to the consonant indicates tone. Pitman shorthand uses straight strokes and quarter-circle marks in different orientations as the principal "alphabet" of consonants; vowels are shown as light and heavy dots, dashes and other marks in one of 3 possible positions to indicate the various vowel-sounds. However, to increase writing speed, Pitman has rules for "vowel indication" using the positioning or choice of consonant signs so that writing vowel-marks can be dispensed with.
Development
As the term alphasyllabary suggests, abugidas have been considered an intermediate step between alphabets and syllabaries. Historically, abugidas appear to have evolved from abjads (vowelless alphabets). They contrast with syllabaries, where there is a distinct symbol for each syllable or consonant-vowel combination, and where these have no systematic similarity to each other, and typically develop directly from logographic scripts. Compare the examples above to sets of syllables in the Japanese hiragana syllabary: か ka, き ki, く ku, け ke, こ ko have nothing in common to indicate k; while ら ra, り ri, る ru, れ re, ろ ro have neither anything in common for r, nor anything to indicate that they have the same vowels as the k set.
Most Indian and Indochinese abugidas appear to have first been developed from abjads with the Kharoṣṭhī and Brāhmī scripts; the abjad in question is usually considered to be the Aramaic one, but while the link between Aramaic and Kharosthi is more or less undisputed, this is not the case with Brahmi. The Kharosthi family does not survive today, but Brahmi's descendants include most of the modern scripts of South and Southeast Asia.
Ge'ez derived from a different abjad, the Sabean script of Yemen; the advent of vowels coincided with the introduction or adoption of Christianity about AD 350. The Ethiopic script is the elaboration of an abjad.
The Cree syllabary was invented with full knowledge of the Devanagari system.
The Meroitic script was developed from Egyptian hieroglyphs, within which various schemes of 'group writing' had been used for showing vowels.
List of abugidas
Brahmic family, descended from Brāhmī ()
Ahom
Assamese
Balinese
BatakToba and other Batak languages
BaybayinIlocano, Pangasinan, Tagalog, Bikol languages, Visayan languages, and possibly other Philippine languages
BengaliBengali
Bhaiksuki
BrahmiSanskrit, Prakrit
Buhid
BurmeseBurmese, Karen languages, Mon, and Shan
Chakma
Cham
DevanagariHindi, Sanskrit, Marathi, Nepali, Konkani and other languages of northern India
Dhives Akuru
GranthaSanskrit
GujaratiGujarāti, Kachchi
Gurmukhi scriptPunjabi
Hanunó’o
Javanese
KagangaLampung, Rencong, Rejang
KaithiBhojpuri and other languages of northern and eastern India
KannadaKannada, Tulu, Konkani, Kodava
Kawi
Khmer
Khojki
Khotanese
Khudawadi
KolezhuthuTamil, Malayalam
Kulitan
Lao
Leke
Lepcha
Limbu
Lontara'Buginese, Makassar, and Mandar
Mahajani
MalayalamMalayalam
MalayanmaMalayalam
MarchenZhang-Zhung
Meetei Mayek
ModiMarathi
MultaniSaraiki
NandinagariSanskrit
NewarNepal Bhasa, Sanskrit
New Tai Lue
Odia
Pallava scriptTamil, Sanskrit, various Prakrits
Phags-paMongolian, Chinese, and other languages of the Yuan dynasty Mongol Empire
RanjanaNepal Bhasa, Sanskrit
SharadaSanskrit
SiddhamSanskrit
Sinhala
Sourashtra
Soyombo
Sundanese
Sylheti NagriSylheti language
TagbanwaPalawan languages
Tai Dam
Tai Le
Tai ThamKhün, and Northern Thai
Takri
Tamil
Telugu
Thai
Tibetan
TigalariSanskrit, Tulu
TirhutaMaithili
Tocharian
VatteluttuTamil, Malayalam
Zanabazar Square
Zhang zhung scripts
Kharoṣṭhī, from the 3rd century BC
Meroitic
Ge'ez, from the 4th century AD
Canadian Aboriginal syllabics
CreeOjibwe syllabics
Blackfoot syllabics
Carrier syllabics
Inuktitut syllabics
Pollard script
Pitman shorthand
Fictional
Tengwar
Ihathvé Sabethired
Abugida-like scripts
Meroitic (an alphabet with an inherent vowel) – Meroitic, Old Nubian (possibly)
Thaana (abugida with no inherent vowel)
References
External links
Syllabic alphabets – Omniglot's list of abugidas, including examples of various writing systems
Alphabets – list of abugidas and other scripts (in Spanish)
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https://en.wikipedia.org/wiki/ABBA
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ABBA
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ABBA ( , ; formerly named Björn & Benny, Agnetha & Anni-Frid or Björn & Benny, Agnetha & Frida) are a Swedish pop supergroup formed in Stockholm in 1972 by Agnetha Fältskog, Björn Ulvaeus, Benny Andersson, and Anni-Frid Lyngstad. The group's name is an acronym of the first letters of their first names arranged as a palindrome. They are one of the most popular and successful musical groups of all time, and are one of the best-selling music acts in the history of popular music, topping the charts worldwide from 1974 to 1982, and in 2022.
In , ABBA were 's first winner of the Eurovision Song Contest with the song "Waterloo", which in 2005 was chosen as the best song in the competition's history as part of the 50th anniversary celebration of the contest. During the band's main active years, it consisted of two married couples: Fältskog and Ulvaeus, and Lyngstad and Andersson. With the increase of their popularity, their personal lives suffered, which eventually resulted in the collapse of both marriages. The relationship changes were reflected in the group's music, with later compositions featuring darker and more introspective lyrics. After ABBA disbanded in December 1982, Andersson and Ulvaeus continued their success writing music for multiple audiences including stage, musicals and movies, while Fältskog and Lyngstad pursued solo careers.
Ten years after the group broke up, a compilation, ABBA Gold, was released becoming a worldwide best-seller. In 1999, ABBA's music was adapted into Mamma Mia!, a stage musical that toured worldwide and, as of April 2022, is still in the top-ten longest running productions on both Broadway (closed in 2015) and the West End (still running). A film of the same name, released in 2008, became the highest-grossing film in the United Kingdom that year. A sequel, Mamma Mia! Here We Go Again, was released in 2018.
In 2016, the group reunited and started working on a digital avatar concert tour. Newly recorded songs were announced in 2018. Voyage, their first new album in 40 years, was released on 5 November 2021 to positive critical reviews and strong sales in numerous countries. ABBA Voyage, a concert residency featuring ABBA as virtual avatars, opened in May 2022 in London.
ABBA are among the best-selling music artists in history, with record sales estimated to be between 150 million to 385 million sold worldwide and the group were ranked 3rd best-selling singles artists in the United Kingdom with a total of 11.3 million singles sold by 3 November 2012. In May 2023 ABBA were awarded the BRIT Billion Award which celebrates those who have surpassed the milestone of one billion UK streams in their career. ABBA were the first group from a non-English-speaking country to achieve consistent success in the charts of English-speaking countries, including the United Kingdom, Australia, United States, Republic of Ireland, Canada, New Zealand and South Africa. They are the best-selling Swedish band of all time and the best-selling band originating in continental Europe. ABBA had eight consecutive number-one albums in the UK. The group also enjoyed significant success in Latin America and recorded a collection of their hit songs in Spanish. ABBA were inducted into the Vocal Group Hall of Fame in 2002. The group were inducted into the Rock and Roll Hall of Fame in 2010, the first recording artists to receive this honour from outside an Anglophonic country. In 2015, their song "Dancing Queen" was inducted into the Recording Academy's Grammy Hall of Fame.
History
1958–1970: Before ABBA
Member origins and collaboration
Benny Andersson (born 16 December 1946 in Stockholm, Sweden) became (at age 18) a member of a popular Swedish pop-rock group, the Hep Stars, that performed, among other things, covers of international hits. The Hep Stars were known as "the Swedish Beatles". They also set up Hep House, their equivalent of Apple Corps. Andersson played the keyboard and eventually started writing original songs for his band, many of which became major hits, including "No Response", which hit number three in 1965, and "Sunny Girl", "Wedding", and "Consolation", all of which hit number one in 1966. Andersson also had a fruitful songwriting collaboration with Lasse Berghagen, with whom he wrote his first Svensktoppen entry, "Sagan om lilla Sofie" ("The tale of Little Sophie") in 1968.
Björn Ulvaeus (born 25 April 1945 in Gothenburg, Sweden) also began his musical career at the age of 18 (as a singer and guitarist), when he fronted the Hootenanny Singers, a popular Swedish folk–skiffle group. Ulvaeus started writing English-language songs for his group and even had a brief solo career alongside. The Hootenanny Singers and the Hep Stars sometimes crossed paths while touring. In June 1966, Ulvaeus and Andersson decided to write a song together. Their first attempt was "Isn't It Easy to Say", a song that was later recorded by the Hep Stars. Stig Anderson was the manager of the Hootenanny Singers and founder of the Polar Music label. He saw potential in the collaboration, and encouraged them to write more. The two also began playing occasionally with the other's bands on stage and on record, although it was not until 1969 that the pair wrote and produced some of their first real hits together: "Ljuva sextital" ("Sweet Sixties"), recorded by Brita Borg, and the Hep Stars' 1969 hit "Speleman" ("Fiddler").
Andersson wrote and submitted the song "Hej, Clown" for Melodifestivalen 1969, the national festival to select the Swedish entry to the Eurovision Song Contest. The song tied for first place, but re-voting relegated Andersson's song to second place. On that occasion Andersson briefly met his future spouse, singer Anni-Frid Lyngstad, who also participated in the contest. A month later, the two had become a couple. As their respective bands began to break up during 1969, Andersson and Ulvaeus teamed up and recorded their first album together in 1970, called Lycka ("Happiness"), which included original songs sung by both men. Their partners were often present in the recording studio, and sometimes added backing vocals; Fältskog even co-wrote a song with the two. Ulvaeus still occasionally recorded and performed with the Hootenanny Singers until the middle of 1974, and Andersson took part in producing their records.
Anni-Frid "Frida" Lyngstad (born 15 November 1945 in Bjørkåsen in Ballangen, Norway) sang from the age of 13 with various dance bands, and worked mainly in a jazz-oriented cabaret style. She also formed her own band, the Anni-Frid Four. In the middle of 1967, she won a national talent competition with "En ledig dag" ("A Day Off"), a Swedish version of the bossa nova song "A Day in Portofino", which is included in the EMI compilation Frida 1967–1972. The first prize was a recording contract with EMI Sweden and to perform live on the most popular TV shows in the country. This TV performance, among many others, is included in the -hour documentary Frida – The DVD. Lyngstad released several schlager style singles on EMI with mixed success. When Benny Andersson started to produce her recordings in 1971, she had her first number-one single, "Min egen stad" ("My Own Town"), written by Benny and featuring all the future ABBA members on backing vocals. Lyngstad toured and performed regularly in the folkpark circuit and made appearances on radio and TV. She had a second number-one single with "Man Vill Ju Leva Lite Dessemellan" in late 1972. She had met Ulvaeus briefly in 1963 during a talent contest, and Fältskog during a TV show in early 1968.
Lyngstad linked up with her future bandmates in 1969. On 1 March 1969, she participated in the Melodifestival, where she met Andersson for the first time. A few weeks later they met again during a concert tour in southern Sweden and they soon became a couple. Andersson produced her single "Peter Pan" in September 1969—her first collaboration with Benny & Björn, as they had written the song. Andersson would then produce Lyngstad's debut studio album, Frida, which was released in March 1971. Lyngstad also played in several revues and cabaret shows in Stockholm between 1969 and 1973. After ABBA formed, she recorded another successful album in 1975, Frida ensam, which included the original Swedish rendition of "Fernando", a hit on the Swedish radio charts before the English version was released by ABBA.
Agnetha Fältskog (born 5 April 1950 in Jönköping, Sweden) sang with a local dance band headed by Bernt Enghardt who sent a demo recording of the band to Karl-Gerhard Lundkvist. The demo tape featured a song written and sung by Agnetha: "Jag var så kär" ("I Was So in Love"). Lundkvist was so impressed with her voice that he was convinced she would be a star. After going through considerable effort to locate the singer, he arranged for Agnetha to come to Stockholm and to record two of her own songs. This led to Agnetha at the age of 18 having a number-one record in Sweden with a self-composed song, which later went on to sell over 80,000 copies. She was soon noticed by the critics and songwriters as a talented singer/songwriter of schlager style songs. Fältskog's main inspiration in her early years was singers such as Connie Francis. Along with her own compositions, she recorded covers of foreign hits and performed them on tours in Swedish folkparks. Most of her biggest hits were self-composed, which was quite unusual for a female singer in the 1960s. Agnetha released four solo LPs between 1968 and 1971. She had many successful singles in the Swedish charts.
During filming of a Swedish TV special in May 1969, Fältskog met Ulvaeus and they married on 6 July 1971. Fältskog and Ulvaeus eventually were involved in each other's recording sessions, and soon even Andersson and Lyngstad added backing vocals to Fältskog's third studio album, Som jag är ("As I Am") (1970). In 1972, Fältskog starred as Mary Magdalene in the original Swedish production of Jesus Christ Superstar and attracted favourable reviews. Between 1967 and 1975, Fältskog released five studio albums.
First live performance and the start of "Festfolket"
An attempt at combining their talents occurred in April 1970 when the two couples went on holiday together to the island of Cyprus. What started as singing for fun on the beach ended up as an improvised live performance in front of the United Nations soldiers stationed on the island. Andersson and Ulvaeus were at this time recording their first album together, Lycka, which was to be released in September 1970. Fältskog and Lyngstad added backing vocals on several tracks during June, and the idea of their working together saw them launch a stage act, "Festfolket" (which translates from Swedish to "Party People" and in pronunciation also "engaged couples"), on 1 November 1970 in Gothenburg.
The cabaret show attracted generally negative reviews, except for the performance of the Andersson and Ulvaeus hit "Hej, gamle man" ("Hello, Old Man")–the first Björn and Benny recording to feature all four. They also performed solo numbers from respective albums, but the lukewarm reception convinced the foursome to shelve plans for working together for the time being, and each soon concentrated on individual projects again.
First record together "Hej, gamle man"
"Hej, gamle man", a song about an old Salvation Army soldier, became the quartet's first hit. The record was credited to Björn & Benny and reached number five on the sales charts and number one on Svensktoppen, staying on the latter chart (which was not a chart linked to sales or airplay) for 15 weeks.
It was during 1971 that the four artists began working together more, adding vocals to the others' recordings. Fältskog, Andersson and Ulvaeus toured together in May, while Lyngstad toured on her own. Frequent recording sessions brought the foursome closer together during the summer.
1970–1973: Forming the group
After the 1970 release of Lycka, two more singles credited to "Björn & Benny" were released in Sweden, "Det kan ingen doktor hjälpa" ("No Doctor Can Help with That") and "Tänk om jorden vore ung" ("Imagine If Earth Was Young"), with more prominent vocals by Fältskog and Lyngstad–and moderate chart success.
Fältskog and Ulvaeus, now married, started performing together with Andersson on a regular basis at the Swedish folkparks in the middle of 1971.
Stig Anderson, founder and owner of Polar Music, was determined to break into the mainstream international market with music by Andersson and Ulvaeus. "One day the pair of you will write a song that becomes a worldwide hit," he predicted. Stig Anderson encouraged Ulvaeus and Andersson to write a song for Melodifestivalen, and after two rejected entries in 1971, Andersson and Ulvaeus submitted their new song "Säg det med en sång" ("Say It with a Song") for the 1972 contest, choosing newcomer Lena Anderson to perform. The song came in third place, encouraging Stig Anderson, and became a hit in Sweden.
The first signs of foreign success came as a surprise, as the Andersson and Ulvaeus single "She's My Kind of Girl" was released through Epic Records in Japan in March 1972, giving the duo a Top 10 hit. Two more singles were released in Japan, "En Carousel" ("En Karusell" in Scandinavia, an earlier version of "Merry-Go-Round") and "Love Has Its Ways" (a song they wrote with Kōichi Morita).
First hit as Björn, Benny, Agnetha and Anni-Frid
Ulvaeus and Andersson persevered with their songwriting and experimented with new sounds and vocal arrangements. "People Need Love" was released in June 1972, featuring guest vocals by the women, who were now given much greater prominence. Stig Anderson released it as a single, credited to Björn & Benny, Agnetha & Anni-Frid. The song peaked at number 17 in the Swedish combined single and album charts, enough to convince them they were on to something.
"People Need Love" also became the first record to chart for the quartet in the United States, where it peaked at number 114 on the Cashbox singles chart and number 117 on the Record World singles chart. Labelled as Björn & Benny (with Svenska Flicka) meaning Swedish Girl, it was released there through Playboy Records. According to Stig Anderson, "People Need Love" could have been a much bigger American hit, but a small label like Playboy Records did not have the distribution resources to meet the demand for the single from retailers and radio programmers.
"Ring Ring"
In 1973, the band and their manager Stig Anderson decided to have another try at Melodifestivalen, this time with the song "Ring Ring". The studio sessions were handled by Michael B. Tretow, who experimented with a "wall of sound" production technique that became a distinctive new sound thereafter associated with ABBA. Stig Anderson arranged an English translation of the lyrics by Neil Sedaka and Phil Cody and they thought this would be a success. However, on 10 February 1973, the song came third in Melodifestivalen; thus it never reached the Eurovision Song Contest itself. Nevertheless, the group released their debut studio album, also called Ring Ring. The album did well and the "Ring Ring" single was a hit in many parts of Europe and also in South Africa. However, Stig Anderson felt that the true breakthrough could only come with a UK or US hit.
When Agnetha Fältskog gave birth to her daughter Linda in 1973, she was replaced for a short period by Inger Brundin on a trip to West Germany.
Official naming
In 1973, Stig Anderson, tired of unwieldy names, started to refer to the group privately and publicly as ABBA (a palindrome). At first, this was a play on words, as Abba is also the name of a well-known fish-canning company in Sweden, and itself an abbreviation. However, since the fish-canners were unknown outside Sweden, Anderson came to believe the name would work in international markets. A competition to find a suitable name for the group was held in a Gothenburg newspaper and it was officially announced in the summer that the group were to be known as "ABBA". The group negotiated with the canners for the rights to the name.
Fred Bronson reported for Billboard that Fältskog told him in a 1988 interview that "[ABBA] had to ask permission and the factory said, 'O.K., as long as you don't make us feel ashamed for what you're doing. "ABBA" is an acronym formed from the first letters of each group member's first name: Agnetha, Björn, Benny, Anni-Frid, although there has never been any official confirmation of who each letter in the sequence refers to. The earliest known example of "ABBA" written on paper is on a recording session sheet from the Metronome Studio in Stockholm dated 16 October 1973. This was first written as "Björn, Benny, Agnetha & Frida", but was subsequently crossed out with "ABBA" written in large letters on top.
Official logo
Their official logo, distinct with the backward "B", was designed by Rune Söderqvist, who designed most of ABBA's record sleeves. The ambigram first appeared on the French compilation album, Golden Double Album, released in May 1976 by Disques Vogue, and would henceforth be used for all official releases.
The idea for the official logo was made by the German photographer on a velvet jumpsuit photo shoot for the teenage magazine Bravo. In the photo, the ABBA members held giant initial letters of their names. After the pictures were made, Heilemann found out that Benny Andersson reversed his letter "B;" this prompted discussions about the mirrored "B", and the members of ABBA agreed on the mirrored letter. From 1976 onward, the first "B" in the logo version of the name was "mirror-image" reversed on the band's promotional material, thus becoming the group's registered trademark.
Following their acquisition of the group's catalogue, PolyGram began using variations of the ABBA logo, employing a different font. In 1992, Polygram added a crown emblem to it for the first release of the ABBA Gold: Greatest Hits compilation. After Universal Music purchased PolyGram (and, thus, ABBA's label Polar Music International), control of the group's catalogue returned to Stockholm. Since then, the original logo has been reinstated on all official products.
1973–1976: Breakthrough
Eurovision Song Contest 1974
As the group entered the Melodifestivalen with "Ring Ring" but failed to qualify as the 1973 Swedish entry, Stig Anderson immediately started planning for the 1974 contest. Ulvaeus, Andersson and Stig Anderson believed in the possibilities of using the Eurovision Song Contest as a way to make the music business aware of them as songwriters, as well as the band itself. In late 1973, they were invited by Swedish television to contribute a song for the Melodifestivalen 1974 and from a number of new songs, the upbeat song "Waterloo" was chosen; the group were now inspired by the growing glam rock scene in England.
ABBA won their nation's hearts on Swedish television on 9 February 1974, and with this third attempt were far more experienced and better prepared for the Eurovision Song Contest. Winning the 1974 Eurovision Song Contest on 6 April 1974 (and singing "Waterloo" in English instead of their native tongue) gave ABBA the chance to tour Europe and perform on major television shows; thus the band saw the "Waterloo" single chart in many European countries. Following their success at the Eurovision Song Contest, ABBA spent an evening of glory partying in the appropriately named first-floor Napoleon suite of The Grand Brighton Hotel.
"Waterloo" was ABBA's first major hit in numerous countries, becoming their first number-one single in nine western and northern European countries, including the big markets of the UK and West Germany, and in South Africa. It also made the top ten in several other countries, including rising to number three in Spain, number four in Australia and France, and number seven in Canada. In the United States, the song peaked at number six on the Billboard Hot 100 chart, paving the way for their first album and their first trip as a group there. Albeit a short promotional visit, it included their first performance on American television, The Mike Douglas Show. The album Waterloo only peaked at number 145 on the Billboard 200 chart, but received unanimous high praise from the US critics: Los Angeles Times called it "a compelling and fascinating debut album that captures the spirit of mainstream pop quite effectively ... an immensely enjoyable and pleasant project", while Creem characterised it as "a perfect blend of exceptional, lovable compositions".
ABBA's follow-up single, "Honey, Honey", peaked at number 27 on the US Billboard Hot 100, reached the top twenty in several other countries, and was a number-two hit in West Germany although it only reached the top 30 in Australia and the US. In the United Kingdom, ABBA's British record label, Epic, decided to re-release a remixed version of "Ring Ring" instead of "Honey, Honey", and a cover version of the latter by Sweet Dreams peaked at number 10. Both records debuted on the UK chart within one week of each other. "Ring Ring" failed to reach the Top 30 in the UK, increasing growing speculation that the group were simply a Eurovision one-hit wonder.
Post-Eurovision
In November 1974, ABBA embarked on their first European tour, playing dates in Denmark, West Germany and Austria. It was not as successful as the band had hoped, since most of the venues did not sell out. Due to a lack of demand, they were even forced to cancel a few shows, including a sole concert scheduled in Switzerland. The second leg of the tour, which took them through Scandinavia in January 1975, was very different. They played to full houses everywhere and finally got the reception they had aimed for. Live performances continued in the middle of 1975 when ABBA embarked on a fourteen open-air date tour of Sweden and Finland. Their Stockholm show at the Gröna Lund amusement park had an estimated audience of 19,200. Björn Ulvaeus later said, "If you look at the singles we released straight after Waterloo, we were trying to be more like The Sweet, a semi-glam rock group, which was stupid because we were always a pop group."
In late 1974, "So Long" was released as a single in the United Kingdom but it received no airplay from Radio 1 and failed to chart in the UK; the only countries in which it was successful were Austria, Sweden and Germany, reaching the top ten in the first two and number 21 in the latter. In the middle of 1975, ABBA released "I Do, I Do, I Do, I Do, I Do", which again received little airplay on Radio 1, but did manage to climb to number 38 on the UK chart, while making top five in several northern and western European countries, and number one in South Africa. Later that year, the release of their self-titled third studio album ABBA and single "SOS" brought back their chart presence in the UK, where the single hit number six and the album peaked at number 13. "SOS" also became ABBA's second number-one single in Germany, their third in Australia and their first in France, plus reached number two in several other European countries, including Italy.
Success was further solidified with "Mamma Mia" reaching number-one in the United Kingdom, Germany and Australia and the top two in a few other western and northern European countries. In the United States, both "I Do, I Do, I Do, I Do, I Do" and "SOS" peaked at number 15 on the Billboard Hot 100 chart, with the latter picking up the BMI Award along the way as one of the most played songs on American radio in 1975. "Mamma Mia", however, stalled at number 32. In Canada, the three songs rose to number 12, nine and 18, respectively.
The success of the group in the United States had until that time been limited to single releases. By early 1976, the group already had four Top 30 singles on the US charts, but the album market proved to be tough to crack. The eponymous ABBA album generated three American hits, but it only peaked at number 165 on the Cashbox album chart and number 174 on the Billboard 200 chart. Opinions were voiced, by Creem in particular, that in the US ABBA had endured "a very sloppy promotional campaign". Nevertheless, the group enjoyed warm reviews from the American press. Cashbox went as far as saying that "there is a recurrent thread of taste and artistry inherent in Abba's marketing, creativity and presentation that makes it almost embarrassing to critique their efforts", while Creem wrote: "SOS is surrounded on this LP by so many good tunes that the mind boggles."
In Australia, the airing of the music videos for "I Do, I Do, I Do, I Do, I Do" and "Mamma Mia" on the nationally broadcast TV pop show Countdown (which premiered in November 1974) saw the band rapidly gain enormous popularity, and Countdown become a key promoter of the group via their distinctive music videos. This started an immense interest for ABBA in Australia, resulting in "I Do, I Do, I Do, I Do, I Do" staying at number one for three weeks, then "SOS" spending a week there, followed by "Mamma Mia" staying there for ten weeks, and the album holding down the number one position for months. The three songs were also successful in nearby New Zealand with the first two topping that chart and the third reaching number two.
1976–1981: Superstardom
Greatest Hits and Arrival
In March 1976, the band released the compilation album Greatest Hits. It became their first UK number-one album, and also took ABBA into the Top 50 on the US album charts for the first time, eventually selling more than a million copies there. Also included on Greatest Hits was a new single, "Fernando", which went to number-one in at least thirteen countries all over the world, including the UK, Germany, France, Australia, South Africa and Mexico, and the top five in most other significant markets, including, at number four, becoming their biggest hit to date in Canada; the single went on to sell over 10 million copies worldwide.
In Australia, "Fernando" occupied the top position for a then record breaking 14 weeks (and stayed in the chart for 40 weeks), and was the longest-running chart-topper there for over 40 years until it was overtaken by Ed Sheeran's "Shape of You" in May 2017. It still remains as one of the best-selling singles of all time in Australia. Also in 1976, the group received its first international prize, with "Fernando" being chosen as the "Best Studio Recording of 1975". In the United States, "Fernando" reached the Top 10 of the Cashbox Top 100 singles chart and number 13 on the Billboard Hot 100. It topped the Billboard Adult Contemporary chart, ABBA's first American number-one single on any chart. At the same time, a compilation named The Very Best of ABBA was released in Germany, becoming a number-one album there whereas the Greatest Hits compilation which followed a few months later ascended to number two in Germany, despite all similarities with The Very Best album.
The group's fourth studio album, Arrival, a number-one best-seller in parts of Europe, the UK and Australia, and a number-three hit in Canada and Japan, represented a new level of accomplishment in both songwriting and studio work, prompting rave reviews from more rock-oriented UK music weeklies such as Melody Maker and New Musical Express, and mostly appreciative notices from US critics.
Hit after hit flowed from Arrival: "Money, Money, Money", another number-one in Germany, France, Australia and other countries of western and northern Europe, plus number two in the UK; and, "Knowing Me, Knowing You", ABBA's sixth consecutive German number-one, as well as another UK number-one, plus a top five hit in many other countries, although it was only a number nine hit in Australia and France. The real sensation was the first single, "Dancing Queen", not only topping the charts in loyal markets like the UK, Germany, Sweden, several other western and northern European countries, and Australia, but also reaching number-one in the United States, Canada, the Soviet Union and Japan, and the top ten in France, Spain and Italy. All three songs were number-one hits in Mexico. In South Africa, ABBA had astounding success with each of "Fernando", "Dancing Queen" and "Knowing Me, Knowing You" being among the top 20 best-selling singles for 1976–77. In 1977, Arrival was nominated for the inaugural BRIT Award in the category "Best International Album of the Year". By this time ABBA were popular in the UK, most of Europe, Australia, New Zealand and Canada. In Frida – The DVD, Lyngstad explains how she and Fältskog developed as singers, as ABBA's recordings grew more complex over the years.
The band's mainstream popularity in the United States would remain on a comparatively smaller scale, and "Dancing Queen" became the only Billboard Hot 100 number-one single for ABBA (though it immediately became, and remains to this day, a major gay anthem) with "Knowing Me, Knowing You" later peaking at number seven; "Money, Money, Money", however, had barely charted there or in Canada (where "Knowing Me, Knowing You" had reached number five). They did, however, get three more singles to the number-one position on other Billboard US charts, including Billboard Adult Contemporary and Hot Dance Club Play). Nevertheless, Arrival finally became a true breakthrough release for ABBA on the US album market where it peaked at number 20 on the Billboard 200 chart and was certified gold by RIAA.
European and Australian tour
In January 1977, ABBA embarked on their first major tour. The group's status had changed dramatically and they were clearly regarded as superstars. They opened their much anticipated tour in Oslo, Norway, on 28 January, and mounted a lavishly produced spectacle that included a few scenes from their self-written mini-operetta The Girl with the Golden Hair. The concert attracted huge media attention from across Europe and Australia. They continued the tour through Western Europe, visiting Gothenburg, Copenhagen, Berlin, Cologne, Amsterdam, Antwerp, Essen, Hanover, and Hamburg and ending with shows in the United Kingdom in Manchester, Birmingham, Glasgow and two sold-out concerts at London's Royal Albert Hall. Tickets for these two shows were available only by mail application and it was later revealed that the box-office received 3.5 million requests for tickets, enough to fill the venue 580 times.
Along with praise ("ABBA turn out to be amazingly successful at reproducing their records", wrote Creem), there were complaints that "ABBA performed slickly...but with a zero personality coming across from a total of 16 people on stage" (Melody Maker). One of the Royal Albert Hall concerts was filmed as a reference for the filming of the Australian tour for what became ABBA: The Movie, though it is not exactly known how much of the concert was filmed.
After the European leg of the tour, in March 1977, ABBA played 11 dates in Australia before a total of 160,000 people. The opening concert in Sydney at the Sydney Showground on 3 March to an audience of 20,000 was marred by torrential rain with Lyngstad slipping on the wet stage during the concert. However, all four members would later recall this concert as the most memorable of their career.
Upon their arrival in Melbourne, a civic reception was held at the Melbourne Town Hall and ABBA appeared on the balcony to greet an enthusiastic crowd of 6,000. In Melbourne, the group gave three concerts at the Sidney Myer Music Bowl with 14,500 at each including the Australian Prime Minister Malcolm Fraser and his family. At the first Melbourne concert, an additional 16,000 people gathered outside the fenced-off area to listen to the concert. In Adelaide, the group performed one concert at Football Park in front of 20,000 people, with another 10,000 listening outside. During the first of five concerts in Perth, there was a bomb scare with everyone having to evacuate the Entertainment Centre. The trip was accompanied by mass hysteria and unprecedented media attention ("Swedish ABBA stirs box-office in Down Under tour...and the media coverage of the quartet rivals that set to cover the upcoming Royal tour of Australia", wrote Variety), and is captured on film in ABBA: The Movie, directed by Lasse Hallström.
The Australian tour and its subsequent ABBA: The Movie produced some ABBA lore, as well. Fältskog's blonde good looks had long made her the band's "pin-up girl", a role she disdained. During the Australian tour, she performed in a skin-tight white jumpsuit, causing one Australian newspaper to use the headline "Agnetha's bottom tops dull show". When asked about this at a news conference, she replied: "Don't they have bottoms in Australia?"
ABBA: The Album
In December 1977, ABBA followed up Arrival with the more ambitious fifth album, ABBA: The Album, released to coincide with the debut of ABBA: The Movie. Although the album was less well received by UK reviewers, it did spawn more worldwide hits: "The Name of the Game" and "Take a Chance on Me", which both topped the UK charts and racked up impressive sales in most countries, although "The Name of the Game" was generally the more successful in the Nordic countries and Down Under, while "Take a Chance on Me" was more successful in North America and the German-speaking countries.
"The Name of the Game" was a number two hit in the Netherlands, Belgium and Sweden while also making the Top 5 in Finland, Norway, New Zealand and Australia, while only peaking at numbers 10, 12 and 15 in Mexico, the US and Canada. "Take a Chance on Me" was a number one hit in Austria, Belgium and Mexico, made the Top 3 in the US, Canada, the Netherlands, Germany and Switzerland, while only reaching numbers 12 and 14 in Australia and New Zealand, respectively. Both songs were Top 10 hits in countries as far afield as Rhodesia and South Africa, as well as in France. Although "Take a Chance on Me" did not top the American charts, it proved to be ABBA's biggest hit single there, selling more copies than "Dancing Queen". The drop in sales in Australia was felt to be inevitable by industry observers as an "Abba-Fever" that had existed there for almost three years could only last so long as adolescents would naturally begin to move away from a group so deified by both their parents and grandparents.
A third single, "Eagle", was released in continental Europe and Down Under becoming a number one hit in Belgium and a Top 10 hit in the Netherlands, Germany, Switzerland and South Africa, but barely charting Down Under. The B-side of "Eagle" was "Thank You for the Music", and it was belatedly released as an A-side single in both the United Kingdom and Ireland in 1983. "Thank You for the Music" has become one of the best loved and best known ABBA songs without being released as a single during the group's lifetime. ABBA: The Album topped the album charts in the UK, the Netherlands, New Zealand, Sweden, Norway, Switzerland, while ascending to the Top 5 in Australia, Germany, Austria, Finland and Rhodesia, and making the Top 10 in Canada and Japan. Sources also indicate that sales in Poland exceeded 1 million copies and that sales demand in Russia could not be met by the supply available. The album peaked at number 14 in the US.
Polar Music Studio formation
By 1978, ABBA were one of the biggest bands in the world. They converted a vacant cinema into the Polar Music Studio, a state-of-the-art studio in Stockholm. The studio was used by several other bands; notably Genesis' Duke, Led Zeppelin's In Through the Out Door and Scorpions's Lovedrive were recorded there. During May 1978, the group went to the United States for a promotional campaign, performing alongside Andy Gibb on Olivia Newton-John's TV show. Recording sessions for the single "Summer Night City" were an uphill struggle, but upon release the song became another hit for the group. The track would set the stage for ABBA's foray into disco with their next album.
On 9 January 1979, the group performed "Chiquitita" at the Music for UNICEF Concert held at the United Nations General Assembly to celebrate UNICEF's Year of the Child. ABBA donated the copyright of this worldwide hit to the UNICEF; see Music for UNICEF Concert. The single was released the following week, and reached number-one in ten countries.
North American and European tours
In mid-January 1979, Ulvaeus and Fältskog announced they were getting divorced. The news caused interest from the media and led to speculation about the band's future. ABBA assured the press and their fan base they were continuing their work as a group and that the divorce would not affect them. Nonetheless, the media continued to confront them with this in interviews. To escape the media swirl and concentrate on their writing, Andersson and Ulvaeus secretly travelled to Compass Point Studios in Nassau, Bahamas, where for two weeks they prepared their next album's songs.
The group's sixth studio album, Voulez-Vous, was released in April 1979, with its title track recorded at the famous Criteria Studios in Miami, Florida, with the assistance of recording engineer Tom Dowd among others. The album topped the charts across Europe and in Japan and Mexico, hit the Top 10 in Canada and Australia and the Top 20 in the US. While none of the singles from the album reached number one on the UK chart, the lead single, "Chiquitita", and the fourth single, "I Have a Dream", both ascended to number two, and the other two, "Does Your Mother Know" and "Angeleyes" (with "Voulez-Vous", released as a double A-side) both made the top 5. All four singles reached number one in Belgium, although the last three did not chart in Sweden or Norway. "Chiquitita", which was featured in the Music for UNICEF Concert after which ABBA decided to donate half of the royalties from the song to UNICEF, topped the singles charts in the Netherlands, Switzerland, Finland, Spain, Mexico, South Africa, Rhodesia and New Zealand, rose to number two in Sweden, and made the Top 5 in Germany, Austria, Norway and Australia, although it only reached number 29 in the US.
"I Have a Dream" was a sizeable hit reaching number one in the Netherlands, Switzerland, and Austria, number three in South Africa, and number four in Germany, although it only reached number 64 in Australia. In Canada, "I Have a Dream" became ABBA's second number one on the RPM Adult Contemporary chart (after "Fernando" hit the top previously) although it did not chart in the US. "Does Your Mother Know", a rare song in which Ulvaeus sings lead vocals, was a Top 5 hit in the Netherlands and Finland, and a Top 10 hit in Germany, Switzerland, Australia, although it only reached number 27 in New Zealand. It did better in North America than "Chiquitita", reaching number 12 in Canada and number 19 in the US, and made the Top 20 in Japan. "Voulez-Vous" was a Top 10 hit in the Netherlands and Switzerland, a Top 20 hit in Germany and Finland, but only peaked in the 80s in Australia, Canada and the US.
Also in 1979, the group released their second compilation album, Greatest Hits Vol. 2, which featured a brand new track: "Gimme! Gimme! Gimme! (A Man After Midnight)", which was a Top 3 hit in the UK, Belgium, the Netherlands, Germany, Austria, Switzerland, Finland and Norway, and returned ABBA to the Top 10 in Australia. Greatest Hits Vol. 2 went to number one in the UK, Belgium, Canada and Japan while making the Top 5 in several other countries, but only reaching number 20 in Australia and number 46 in the US. In the Soviet Union during the late 1970s, the group were paid in oil commodities because of an embargo on the rouble.
On 13 September 1979, ABBA began ABBA: The Tour at Northlands Coliseum in Edmonton, Canada, with a full house of 14,000. "The voices of the band, Agnetha's high sauciness combined with round, rich lower tones of Anni-Frid, were excellent...Technically perfect, melodically correct and always in perfect pitch...The soft lower voice of Anni-Frid and the high, edgy vocals of Agnetha were stunning", raved Edmonton Journal.
During the next four weeks they played a total of 17 sold-out dates, 13 in the United States and four in Canada. The last scheduled ABBA concert in the United States in Washington, D.C. was cancelled due to emotional distress Fältskog experienced during the flight from New York to Boston. The group's private plane was subjected to extreme weather conditions and was unable to land for an extended period. They appeared at the Boston Music Hall for the performance 90 minutes late. The tour ended with a show in Toronto, Canada at Maple Leaf Gardens before a capacity crowd of 18,000. "ABBA plays with surprising power and volume; but although they are loud, they're also clear, which does justice to the signature vocal sound... Anyone who's been waiting five years to see Abba will be well satisfied", wrote Record World. On 19 October 1979, the tour resumed in Western Europe where the band played 23 sold-out gigs, including six sold-out nights at London's Wembley Arena.
Progression
In March 1980, ABBA travelled to Japan where upon their arrival at Narita International Airport, they were besieged by thousands of fans. The group performed eleven concerts to full houses, including six shows at Tokyo's Budokan. This tour was the last "on the road" adventure of their career.
In July 1980, ABBA released the single "The Winner Takes It All", the group's eighth UK chart topper (and their first since 1978). The song is widely misunderstood as being written about Ulvaeus and Fältskog's marital tribulations; Ulvaeus wrote the lyrics, but has stated they were not about his own divorce; Fältskog has repeatedly stated she was not the loser in their divorce. In the United States, the single peaked at number-eight on the Billboard Hot 100 chart and became ABBA's second Billboard Adult Contemporary number-one. It was also re-recorded by Andersson and Ulvaeus with a slightly different backing track, by French chanteuse Mireille Mathieu at the end of 1980 – as "Bravo tu as gagné", with French lyrics by Alain Boublil.
In November 1980, ABBA's seventh album Super Trouper was released, which reflected a certain change in ABBA's style with more prominent use of synthesizers and increasingly personal lyrics. It set a record for the most pre-orders ever received for a UK album after one million copies were ordered before release. The second single from the album, "Super Trouper", also hit number-one in the UK, becoming the group's ninth and final UK chart-topper. Another track from the album, "Lay All Your Love on Me", released in 1981 as a Twelve-inch single only in selected territories, managed to top the Billboard Hot Dance Club Play chart and peaked at number-seven on the UK singles chart becoming, at the time, the highest ever charting 12-inch release in UK chart history.
Also in 1980, ABBA recorded a compilation of Spanish-language versions of their hits called Gracias Por La Música. This was released in Spanish-speaking countries as well as in Japan and Australia. The album became a major success, and along with the Spanish version of "Chiquitita", this signalled the group's breakthrough in Latin America. ABBA Oro: Grandes Éxitos, the Spanish equivalent of ABBA Gold: Greatest Hits, was released in 1999.
1981–1982: The Visitors and later performances
In January 1981, Ulvaeus married Lena Källersjö, and manager Stig Anderson celebrated his 50th birthday with a party. For this occasion, ABBA recorded the track "Hovas Vittne" (a pun on the Swedish name for Jehovah's Witness and Anderson's birthplace, Hova) as a tribute to him, and released it only on 200 red vinyl copies, to be distributed to the guests attending the party. This single has become a sought-after collectable. In mid-February 1981, Andersson and Lyngstad announced they were filing for divorce. Information surfaced that their marriage had been an uphill struggle for years, and Benny had already met another woman, Mona Nörklit, whom he married in November 1981.
Andersson and Ulvaeus had songwriting sessions in early 1981, and recording sessions began in mid-March. At the end of April, the group recorded a TV special, Dick Cavett Meets ABBA with the US talk show host Dick Cavett. The Visitors, ABBA's eighth studio album, showed a songwriting maturity and depth of feeling distinctly lacking from their earlier recordings but still placing the band squarely in the pop genre, with catchy tunes and harmonies. Although not revealed at the time of its release, the album's title track, according to Ulvaeus, refers to the secret meetings held against the approval of totalitarian governments in Soviet-dominated states, while other tracks address topics like failed relationships, the threat of war, ageing, and loss of innocence. The album's only major single release, "One of Us", proved to be the last of ABBA's nine number-one singles in Germany, this being in December 1981; and the swansong of their sixteen Top 5 singles on the South African chart. "One of Us" was also ABBA's final Top 3 hit in the UK, reaching number-three on the UK Singles Chart.
Although it topped the album charts across most of Europe, including Ireland, the UK and Germany, The Visitors was not as commercially successful as its predecessors, showing a commercial decline in previously loyal markets such as France, Australia and Japan. A track from the album, "When All Is Said and Done", was released as a single in North America, Australia and New Zealand, and fittingly became ABBA's final Top 40 hit in the US (debuting on the US charts on 31 December 1981), while also reaching the US Adult Contemporary Top 10, and number-four on the RPM Adult Contemporary chart in Canada. The song's lyrics, as with "The Winner Takes It All" and "One of Us", dealt with the painful experience of separating from a long-term partner, though it looked at the trauma more optimistically. With the now publicised story of Andersson and Lyngstad's divorce, speculation increased of tension within the band. Also released in the United States was the title track of The Visitors, which hit the Top Ten on the Billboard Hot Dance Club Play chart.
Later recording sessions
In the spring of 1982, songwriting sessions had started and the group came together for more recordings. Plans were not completely clear, but a new album was discussed and the prospect of a small tour suggested. The recording sessions in May and June 1982 were a struggle, and only three songs were eventually recorded: "You Owe Me One", "I Am the City" and "Just Like That". Andersson and Ulvaeus were not satisfied with the outcome, so the tapes were shelved and the group took a break for the summer.
Back in the studio again in early August, the group had changed plans for the rest of the year: they settled for a Christmas release of a double album compilation of all their past single releases to be named The Singles: The First Ten Years. New songwriting and recording sessions took place, and during October and December, they released the singles "The Day Before You Came"/"Cassandra" and "Under Attack"/"You Owe Me One", the A-sides of which were included on the compilation album. Neither single made the Top 20 in the United Kingdom, though "The Day Before You Came" became a Top 5 hit in many European countries such as Germany, the Netherlands and Belgium. The album went to number one in the UK and Belgium, Top 5 in the Netherlands and Germany and Top 20 in many other countries. "Under Attack", the group's final release before disbanding, was a Top 5 hit in the Netherlands and Belgium.
"I Am the City" and "Just Like That" were left unreleased on The Singles: The First Ten Years for possible inclusion on the next projected studio album, though this never came to fruition. "I Am the City" was eventually released on the compilation album More ABBA Gold in 1993, while "Just Like That" has been recycled in new songs with other artists produced by Andersson and Ulvaeus. A reworked version of the verses ended up in the musical Chess. The chorus section of "Just Like That" was eventually released on a retrospective box set in 1994, as well as in the ABBA Undeleted medley featured on disc 9 of The Complete Studio Recordings. Despite a number of requests from fans, Ulvaeus and Andersson are still refusing to release ABBA's version of "Just Like That" in its entirety, even though the complete version has surfaced on bootlegs.
The group travelled to London to promote The Singles: The First Ten Years in the first week of November 1982, appearing on Saturday Superstore and The Late, Late Breakfast Show, and also to West Germany in the second week, to perform on Show Express. On 19 November 1982, ABBA appeared for the last time in Sweden on the TV programme Nöjesmaskinen, and on 11 December 1982, they made their last performance ever, transmitted to the UK on Noel Edmonds' The Late, Late Breakfast Show, through a live link from a TV studio in Stockholm.
Later performances
Andersson and Ulvaeus began collaborating with Tim Rice in early 1983 on writing songs for the musical project Chess, while Fältskog and Lyngstad both concentrated on international solo careers. While Andersson and Ulvaeus were working on the musical, a further co-operation among the three of them came with the musical Abbacadabra that was produced in France for television. It was a children's musical using 14 ABBA songs. Alain and Daniel Boublil, who wrote Les Misérables, had been in touch with Stig Anderson about the project, and the TV musical was aired over Christmas on French TV and later a Dutch version was also broadcast. Boublil previously also wrote the French lyric for Mireille Mathieu's version of "The Winner Takes It All".
Lyngstad, who had recently moved to Paris, participated in the French version, and recorded a single, "Belle", a duet with French singer Daniel Balavoine. The song was a cover of ABBA's 1976 instrumental track "Arrival". As the single "Belle" sold well in France, Cameron Mackintosh wanted to stage an English-language version of the show in London, with the French lyrics translated by David Wood and Don Black; Andersson and Ulvaeus got involved in the project, and contributed with one new song, "I Am the Seeker". "Abbacadabra" premiered on 8 December 1983 at the Lyric Hammersmith Theatre in London, to mixed reviews and full houses for eight weeks, closing on 21 January 1984. Lyngstad was also involved in this production, recording "Belle" in English as "Time", a duet with actor and singer B. A. Robertson: the single sold well, and was produced and recorded by Mike Batt. In May 1984, Lyngstad performed "I Have a Dream" with a children's choir at the United Nations Organisation Gala, in Geneva, Switzerland.
All four members made their (at the time, final) public appearance as four friends more than as ABBA in January 1986, when they recorded a video of themselves performing an acoustic version of "Tivedshambo" (which was the first song written by their manager Stig Anderson), for a Swedish TV show honouring Anderson on his 55th birthday. The four had not seen each other for more than two years. That same year they also performed privately at another friend's 40th birthday: their old tour manager, Claes af Geijerstam. They sang a self-written song titled "Der Kleine Franz" that was later to resurface in Chess. Also in 1986, ABBA Live was released, featuring selections of live performances from the group's 1977 and 1979 tours. The four members were guests at the 50th birthday of Görel Hanser in 1999. Hanser was a long-time friend of all four, and also former secretary of Stig Anderson. Honouring Görel, ABBA performed a Swedish birthday song "Med en enkel tulipan" a cappella.
Andersson has on several occasions performed ABBA songs. In June 1992, he and Ulvaeus appeared with U2 at a Stockholm concert, singing the chorus of "Dancing Queen", and a few years later during the final performance of the B & B in Concert in Stockholm, Andersson joined the cast for an encore at the piano. Andersson frequently adds an ABBA song to the playlist when he performs with his BAO band. He also played the piano during new recordings of the ABBA songs "Like an Angel Passing Through My Room" with opera singer Anne Sofie von Otter, and "When All Is Said and Done" with Swede Viktoria Tolstoy. In 2002, Andersson and Ulvaeus both performed an a cappella rendition of the first verse of "Fernando" as they accepted their Ivor Novello award in London. Lyngstad performed and recorded an a cappella version of "Dancing Queen" with the Swedish group the Real Group in 1993, and also re-recorded "I Have a Dream" with Swiss singer Dan Daniell in 2003.
Break and reunion
ABBA never officially announced the end of the group or an indefinite break, but it was long considered dissolved after their final public performance together in 1982. Their final public performance together as ABBA before their 2016 reunion was on the British TV programme The Late, Late Breakfast Show (live from Stockholm) on 11 December 1982. While reminiscing on "The Day Before You Came", Ulvaeus said: "we might have continued for a while longer if that had been a number one".
In January 1983, Fältskog started recording sessions for a solo album, as Lyngstad had successfully released her album Something's Going On some months earlier. Ulvaeus and Andersson, meanwhile, started songwriting sessions for the musical Chess. In interviews at the time, Björn and Benny denied the split of ABBA ("Who are we without our ladies? Initials of Brigitte Bardot?"), and Lyngstad and Fältskog kept claiming in interviews that ABBA would come together for a new album repeatedly during 1983 and 1984. Internal strife between the group and their manager escalated and the band members sold their shares in Polar Music during 1983. Except for a TV appearance in 1986, the foursome did not come together publicly again until they were reunited at the Swedish premiere of the Mamma Mia! movie on 4 July 2008. The individual members' endeavours shortly before and after their final public performance coupled with the collapse of both marriages and the lack of significant activity in the following few years after that widely suggested that the group had broken up.
In an interview with the Sunday Telegraph following the premiere, Ulvaeus and Andersson said that there was nothing that could entice them back on stage again. Ulvaeus said: "We will never appear on stage again. [...] There is simply no motivation to re-group. Money is not a factor and we would like people to remember us as we were. Young, exuberant, full of energy and ambition. I remember Robert Plant saying Led Zeppelin were a cover band now because they cover all their own stuff. I think that hit the nail on the head."
However, on 3 January 2011, Fältskog, long considered to be the most reclusive member of the group and a major obstacle to any reunion, raised the possibility of reuniting for a one-off engagement. She admitted that she has not yet brought the idea up to the other three members. In April 2013, she reiterated her hopes for reunion during an interview with Die Zeit, stating: "If they ask me, I'll say yes."
In a May 2013 interview, Fältskog, aged 63 at the time, stated that an ABBA reunion would never occur: "I think we have to accept that it will not happen, because we are too old and each one of us has their own life. Too many years have gone by since we stopped, and there's really no meaning in putting us together again". Fältskog further explained that the band members remained on amicable terms: "It's always nice to see each other now and then and to talk a little and to be a little nostalgic." In an April 2014 interview, Fältskog, when asked about whether the band might reunite for a new recording said: "It's difficult to talk about this because then all the news stories will be: 'ABBA is going to record another song!' But as long as we can sing and play, then why not? I would love to, but it's up to Björn and Benny."
Resurgence of public interest
The same year the members of ABBA went their separate ways, the French production of a "tribute" show (a children's TV musical named Abbacadabra using 14 ABBA songs) spawned new interest in the group's music.
After receiving little attention during the mid-to-late-1980s, ABBA's music experienced a resurgence in the early 1990s due to the UK synth-pop duo Erasure, who released Abba-esque, a four track extended play release featuring cover versions of ABBA songs which topped several European charts in 1992. As U2 arrived in Stockholm for a concert in June of that year, the band paid homage to ABBA by inviting Björn Ulvaeus and Benny Andersson to join them on stage for a rendition of "Dancing Queen", playing guitar and keyboards. September 1992 saw the release of ABBA Gold: Greatest Hits, a new compilation album. The single "Dancing Queen" received radio airplay in the UK in the middle of 1992 to promote the album. The song returned to the Top 20 of the UK singles chart in August that year, this time peaking at number 16. With sales of 30 million, Gold is the best-selling ABBA album, as well as one of the best-selling albums worldwide. With sales of 5.5 million copies it is the second-highest selling album of all time in the UK, after Queen's Greatest Hits. More ABBA Gold: More ABBA Hits, a follow-up to Gold, was released in 1993.
In 1994, two Australian cult films caught the attention of the world's media, both focusing on admiration for ABBA: The Adventures of Priscilla, Queen of the Desert and Muriel's Wedding. The same year, Thank You for the Music, a four-disc box set comprising all the group's hits and stand-out album tracks, was released with the involvement of all four members. "By the end of the twentieth century," American critic Chuck Klosterman wrote a decade later, "it was far more contrarian to hate ABBA than to love them."
ABBA were soon recognised and embraced by other acts: Evan Dando of the Lemonheads recorded a cover version of "Knowing Me, Knowing You"; Sinéad O'Connor and Boyzone's Stephen Gately have recorded "Chiquitita"; Tanita Tikaram, Blancmange and Steven Wilson paid tribute to "The Day Before You Came". Cliff Richard covered "Lay All Your Love on Me", while Dionne Warwick, Peter Cetera, Frank Sidebottom and Celebrity Skin recorded their versions of "SOS". US alternative-rock musician Marshall Crenshaw has also been known to play a version of "Knowing Me, Knowing You" in concert appearances, while legendary English Latin pop songwriter Richard Daniel Roman has recognised ABBA as a major influence. Swedish metal guitarist Yngwie Malmsteen covered "Gimme! Gimme! Gimme! (A Man After Midnight)" with slightly altered lyrics.
Two different compilation albums of ABBA songs have been released. ABBA: A Tribute coincided with the 25th anniversary celebration and featured 17 songs, some of which were recorded especially for this release. Notable tracks include Go West's "One of Us", Army of Lovers "Hasta Mañana", Information Society's "Lay All Your Love on Me", Erasure's "Take a Chance on Me" (with MC Kinky), and Lyngstad's a cappella duet with the Real Group of "Dancing Queen". A second 12-track album was released in 1999, titled ABBAmania, with proceeds going to the Youth Music charity in England. It featured all new cover versions: notable tracks were by Madness ("Money, Money, Money"), Culture Club ("Voulez-Vous"), the Corrs ("The Winner Takes It All"), Steps ("Lay All Your Love on Me", "I Know Him So Well"), and a medley titled "Thank ABBA for the Music" performed by several artists and as featured on the Brits Awards that same year.
In 1998, an ABBA tribute group was formed, the ABBA Teens, which was subsequently renamed the A-Teens to allow the group some independence. The group's first album, The ABBA Generation, consisting solely of ABBA covers reimagined as 1990s pop songs, was a worldwide success and so were subsequent albums. The group disbanded in 2004 due to a gruelling schedule and intentions to go solo. In Sweden, the growing recognition of the legacy of Andersson and Ulvaeus resulted in the 1998 B & B Concerts, a tribute concert (with Swedish singers who had worked with the songwriters through the years) showcasing not only their ABBA years, but hits both before and after ABBA. The concert was a success, and was ultimately released on CD. It later toured Scandinavia and even went to Beijing in the People's Republic of China for two concerts. In 2000 ABBA were reported to have turned down an offer of approximately one billion US dollars to do a reunion tour consisting of 100 concerts.
For the semi-final of the Eurovision Song Contest 2004, staged in Istanbul 30 years after ABBA had won the contest in Brighton, all four members made cameo appearances in a special comedy video made for the interval act, titled Our Last Video Ever. Other well-known stars such as Rik Mayall, Cher and Iron Maiden's Eddie also made appearances in the video. It was not included in the official DVD release of the 2004 Eurovision contest, but was issued as a separate DVD release, retitled The Last Video at the request of the former ABBA members. The video was made using puppet models of the members of the band. The video has surpassed 13 million views on YouTube as of November 2020.
In 2005, all four members of ABBA appeared at the Stockholm premiere of the musical Mamma Mia!. On 22 October 2005, at the 50th anniversary celebration of the Eurovision Song Contest, "Waterloo" was chosen as the best song in the competition's history. In the same month, American singer Madonna released the single "Hung Up", which contains a sample of the keyboard melody from ABBA's 1979 song "Gimme! Gimme! Gimme! (A Man After Midnight)"; the song was a smash hit, peaking at number one in at least 50 countries. On 4 July 2008, all four ABBA members were reunited at the Swedish premiere of the film Mamma Mia!. It was only the second time all of them had appeared together in public since 1986. During the appearance, they re-emphasised that they intended never to officially reunite, citing the opinion of Robert Plant that the re-formed Led Zeppelin was more like a cover band of itself than the original band. Ulvaeus stated that he wanted the band to be remembered as they were during the peak years of their success.
Gold returned to number-one in the UK album charts for the fifth time on 3 August 2008. On 14 August 2008, the Mamma Mia! The Movie film soundtrack went to number-one on the US Billboard charts, ABBA's first US chart-topping album. During the band's heyday, the highest album chart position they had ever achieved in America was number 14. In November 2008, all eight studio albums, together with a ninth of rare tracks, were released as The Albums. It hit several charts, peaking at number-four in Sweden and reaching the Top 10 in several other European territories.
In 2008, Sony Computer Entertainment Europe, in collaboration with Universal Music Group Sweden AB, released SingStar ABBA on both the PlayStation 2 and PlayStation 3 games consoles, as part of the SingStar music video games. The PS2 version features 20 ABBA songs, while 25 songs feature on the PS3 version.
On 22 January 2009, Fältskog and Lyngstad appeared together on stage to receive the Swedish music award "Rockbjörnen" (for "lifetime achievement"). In an interview, the two women expressed their gratitude for the honorary award and thanked their fans. On 25 November 2009, PRS for Music announced that the British public voted ABBA as the band they would most like to see re-form. On 27 January 2010, ABBAWORLD, a 25-room touring exhibition featuring interactive and audiovisual activities, debuted at Earls Court Exhibition Centre in London. According to the exhibition's website, ABBAWORLD is "approved and fully supported" by the band members.
"Mamma Mia" was released as one of the first few non-premium song selections for the online RPG game Bandmaster. On 17 May 2011, "Gimme! Gimme! Gimme!" was added as a non-premium song selection for the Bandmaster Philippines server. On 15 November 2011, Ubisoft released a dancing game called ABBA: You Can Dance for the Wii. In January 2012, Universal Music announced the re-release of ABBA's final album The Visitors, featuring a previously unheard track "From a Twinkling Star to a Passing Angel".
A book titled ABBA: The Official Photo Book was published in early 2014 to mark the 40th anniversary of the band's Eurovision victory. The book reveals that part of the reason for the band's outrageous costumes was that Swedish tax laws at the time allowed the cost of garish outfits that were not suitable for daily wear to be tax deductible.
2016–2022: Reunion, Voyage, and ABBAtars
On 20 January 2016, all four members of ABBA made a public appearance at Mamma Mia! The Party in Stockholm. On 6 June 2016, the quartet appeared together at a private party at Berns Salonger in Stockholm, which was held to celebrate the 50th anniversary of Andersson and Ulvaeus's first meeting. Fältskog and Lyngstad performed live, singing "The Way Old Friends Do" before they were joined on stage by Andersson and Ulvaeus.
British manager Simon Fuller announced in a statement in October 2016 that the group would be reuniting to work on a new "digital entertainment experience". The project would feature the members in their "life-like" avatar form, called ABBAtars, based on their late 1970s tour and would be set to launch by the spring of 2019.
In May 2017, a sequel to the 2008 movie Mamma Mia!, titled Mamma Mia! Here We Go Again, was announced; the film was released on 20 July 2018. Cher, who appeared in the movie, also released Dancing Queen, an ABBA cover album, in September 2018. In June 2017, a blue plaque outside Brighton Dome was set to commemorate their 1974 Eurovision win.
On 27 April 2018, all four original members of ABBA made a joint announcement that they had recorded two new songs, titled "I Still Have Faith in You" and "Don't Shut Me Down", to feature in a TV special set to air later that year. In September 2018, Ulvaeus stated that the two new songs, as well as the TV special, now called ABBA: Thank You for the Music, An All-Star Tribute, would not be released until 2019. The TV special was later revealed to be scrapped by 2018, as Andersson and Ulvaeus rejected Fuller's project, and instead partnered with visual effects company Industrial Light and Magic to prepare the ABBAtars for a music video and a concert. In January 2019, it was revealed that neither song would be released before the summer. Andersson hinted at the possibility of a third song.
In June 2019, Ulvaeus announced that the first new song and video containing the ABBAtars would be released in November 2019. In September, he stated in an interview that there were now five new ABBA songs to be released in 2020. In early 2020, Andersson confirmed that he was aiming for the songs to be released in September 2020.
In April 2020, Ulvaeus gave an interview saying that in the wake of the COVID-19 pandemic, the avatar project had been delayed. Five out of the eight original songs written by Benny for the new album had been recorded by the two female members, and the release of a new £15 million music video with new unseen technology was under consideration. In May 2020, it was announced that ABBA's entire studio discography would be released on coloured vinyl for the first time, in a box set titled ABBA: The Studio Albums. In July 2020, Ulvaeus revealed that the release of the new ABBA recordings had been delayed until 2021.
On 22 September 2020, all four ABBA members reunited at Ealing Studios in London to continue working on the avatar project and filming for the tour. Ulvaeus confirmed that the avatar tour would be scheduled for 2022. When questioned if the new recordings were definitely coming out in 2021, Björn said "There will be new music this year, that is definite, it's not a case anymore of it might happen, it will happen."
On 26 August 2021, a new website was launched, with the title ABBA Voyage. On the page, visitors were prompted to subscribe "to be the first in line to hear more about ABBA Voyage". Simultaneously with the launch of the webpage, new ABBA Voyage social media accounts were launched, and billboards around London started to appear, all showing the date "02.09.21", leading to expectation of what was to be revealed on that date. On 29 August, the band officially joined TikTok with a video of Benny Andersson playing "Dancing Queen" on the piano, and media reported on a new album to be announced on 2 September. On that date, Voyage, their first new album in 40 years, was announced to be released on 5 November 2021, along with ABBA Voyage, a concert residency in a custom-built venue at Queen Elizabeth Olympic Park in London featuring the motion capture digital avatars of the four band members alongside a 10-piece live band, starting 27 May 2022. Fältskog stated that the Voyage album and tour are likely to be their last.
The announcement of the new album was accompanied by the release of the singles "I Still Have Faith in You" and "Don't Shut Me Down". The music video for "I Still Have Faith in You", featuring footage of the band during their performing years and a first look at the ABBAtars, earned over a million views in its first three hours. "Don't Shut Me Down" became the first ABBA release since October 1978 to top the singles chart in Sweden. In October 2021, the third single "Just a Notion" was released, and it was announced that ABBA would split for good after the release of Voyage. However, in an interview with BBC Radio 2 on 11 November, Lyngstad stated "don't be too sure" that Voyage is the final ABBA album. Also, in an interview with BBC News on 5 November, Andersson stated "if they [the ladies] twist my arm I might change my mind." The fourth single from the album, "Little Things", was released on 3 December.
In May 2022, after the premiere of ABBA Voyage, Andersson stated in an interview with Variety that "nothing is going to happen after this", confirming the residency as ABBA's final group collaboration. In April 2023, longtime ABBA guitarist Lasse Wellander died at the age of 70; Wellander played on seven of the group's nine studio albums, including Voyage.
Artistry
Recording process
ABBA were perfectionists in the studio, working on tracks until they got them right rather than leaving them to come back to later on. They spent the bulk of their time within the studio; in separate 2021 interviews Ulvaeus stated they may have toured for only 6 months while Andersson said they played fewer than 100 shows during the band's career.
The band created a basic rhythm track with a drummer, guitarist and bass player, and overlaid other arrangements and instruments. Vocals were then added, and orchestra overdubs were usually left until last.
Fältskog and Lyngstad contributed ideas at the studio stage. Andersson and Ulvaeus played them the backing tracks and they made comments and suggestions. According to Fältskog, she and Lyngstad had the final say in how the lyrics were shaped.
After vocals and overdubs were done, the band took up to five days to mix a song.
Fashion, style, videos, advertising campaigns
ABBA was widely noted for the colourful and trend-setting costumes its members wore. The reason for the wild costumes was Swedish tax law: the cost of the clothes was deductible only if they could not be worn other than for performances. In their early years, group member Anni-Frid Lyngstad designed and even hand sewed the outfits. Later, as their success grew, they used professional theatrical clothes designer Owe Sandström together with tailor Lars Wigenius with Lyngstad continuing to suggest ideas while co-ordinating the outfits with concert set designs. Choreography by Graham Tainton also contributed to their performance style.
The videos that accompanied some of the band's biggest hits are often cited as being among the earliest examples of the genre. Most of ABBA's videos (and ABBA: The Movie) were directed by Lasse Hallström, who would later direct the films My Life as a Dog, The Cider House Rules and Chocolat.
ABBA made videos because their songs were hits in many different countries and personal appearances were not always possible. This was also done in an effort to minimise travelling, particularly to countries that would have required extremely long flights. Fältskog and Ulvaeus had two young children and Fältskog, who was also afraid of flying, was very reluctant to leave her children for such a long time. ABBA's manager, Stig Anderson, realised the potential of showing a simple video clip on television to publicise a single or album, thereby allowing easier and quicker exposure than a concert tour. Some of these videos have become classics because of the 1970s-era costumes and early video effects, such as the grouping of the band members in different combinations of pairs, overlapping one singer's profile with the other's full face, and the contrasting of one member against another.
In 1976, ABBA participated in an advertising campaign to promote the Matsushita Electric Industrial Co.'s brand, National, in Australia. The campaign was also broadcast in Japan. Five commercial spots, each of approximately one minute, were produced, each presenting the "National Song" performed by ABBA using the melody and instrumental arrangements of "Fernando" and revised lyrics.
Political use of ABBA's music
In September 2010, band members Andersson and Ulvaeus criticised the right-wing Danish People's Party (DF) for using the ABBA song "Mamma Mia" (with modified lyrics referencing Pia Kjærsgaard) at rallies. The band threatened to file a lawsuit against the DF, saying they never allowed their music to be used politically and that they had absolutely no interest in supporting the party. Their record label Universal Music later said that no legal action would be taken because an agreement had been reached.
Success in the United States
During their active career, from 1972 to 1982, 20 of ABBA's singles entered the Billboard Hot 100; 14 of these made the Top 40 (13 on the Cashbox Top 100), with 10 making the Top 20 on both charts. A total of four of those singles reached the Top 10, including "Dancing Queen", which reached number one in April 1977. While "Fernando" and "SOS" did not break the Top 10 on the Billboard Hot 100 (reaching number 13 and 15 respectively), they did reach the Top 10 on Cashbox ("Fernando") and Record World ("SOS") charts. Both "Dancing Queen" and "Take a Chance on Me" were certified gold by the Recording Industry Association of America for sales of over one million copies each.
The group also had 12 Top 20 singles on the Billboard Adult Contemporary chart with two of them, "Fernando" and "The Winner Takes It All", reaching number one. "Lay All Your Love on Me" was ABBA's fourth number-one single on a Billboard chart, topping the Hot Dance Club Play chart.
Ten ABBA albums have made their way into the top half of the Billboard 200 album chart, with eight reaching the Top 50, five reaching the Top 20 and one reaching the Top 10. In November 2021, Voyage became ABBA's highest-charting album on the Billboard 200 peaking at No. 2. Five albums received RIAA gold certification (more than 500,000 copies sold), while three acquired platinum status (selling more than one million copies).
The compilation album ABBA Gold: Greatest Hits topped the Billboard Top Pop Catalog Albums chart in August 2008 (15 years after it was first released in the US in 1993), becoming the group's first number-one album ever on any of the Billboard album charts. It has sold 6 million copies there.
On 15 March 2010, ABBA were inducted into the Rock and Roll Hall of Fame by Bee Gees members Barry Gibb and Robin Gibb. The ceremony was held at the Waldorf Astoria Hotel in New York City. The group were represented by Anni-Frid Lyngstad and Benny Andersson.
in November 2021, ABBA received a Grammy nomination for Record of the Year. The single, "I Still Have Faith in You", from the album, Voyage, was their first ever nomination.
Neither ABBA nor any of the band members are included in Rolling Stone's "100 Greatest Artists of All Time " list.
Members
Agnetha Fältskog – lead and backing vocals
Anni-Frid "Frida" Lyngstad – lead and backing vocals
Björn Ulvaeus – guitars, lead and backing vocals
Benny Andersson – keyboards, synthesizers, piano, accordion, backing and lead vocals
The members of ABBA were married as follows: Agnetha Fältskog and Björn Ulvaeus from 1971 to 1979; Benny Andersson and Anni-Frid Lyngstad from 1978 to 1981. For their subsequent marriages, see their articles.
In addition to the four members of ABBA, other musicians regularly played on their studio recordings, live appearances and concert performances. These include:
Rutger Gunnarsson (1972–1982) bass guitar and string arrangements
Ola Brunkert (1972–1981) drums
(1972–1980) bass guitar
Janne Schaffer (1972–1982) lead electric guitar
(1972–1979) drums
Malando Gassama (1973–1979) percussion
Lasse Wellander (1974–2021) lead electric guitar
Anders Eljas (1977) keyboards on tour and all the band's orchestration
(1978–1982) percussion
(1980–2021) drums
Discography
Studio albums
Ring Ring (1973)
Waterloo (1974)
ABBA (1975)
Arrival (1976)
The Album (1977)
Voulez-Vous (1979)
Super Trouper (1980)
The Visitors (1981)
Voyage (2021)
Tours
Concert tours
Swedish Folkpark Tour (1973)
European Tour (1974–1975)
European & Australian Tour (1977)
ABBA: The Tour (1979–1980)
Concert residencies
ABBA Voyage (2022–2024)
Awards and nominations
See also
ABBA: The Museum
ABBA City Walks – Stockholm City Museum
ABBAMAIL
List of ABBA tribute albums
List of best-selling music artists
List of Swedes in music
Music of Sweden
Popular music in Sweden
Citations
References
Bibliography
Further reading
Benny Andersson, Björn Ulvaeus, Judy Craymer: Mamma Mia! How Can I Resist You?: The Inside Story of Mamma Mia! and the Songs of ABBA. Weidenfeld & Nicolson, 2006
Carl Magnus Palm. ABBA – The Complete Recording Sessions (1994)
Carl Magnus Palm (2000). From "ABBA" to "Mamma Mia!"
Elisabeth Vincentelli: ABBA Treasures: A Celebration of the Ultimate Pop Group. Omnibus Press, 2010,
Oldham, Andrew, Calder, Tony & Irvin, Colin (1995) "ABBA: The Name of the Game",
Potiez, Jean-Marie (2000). ABBA – The Book
Simon Sheridan: The Complete ABBA. Titan Books, 2012,
Anna Henker (ed.), Astrid Heyde (ed.): Abba – Das Lexikon. Northern Europe Institut, Humboldt-University Berlin, 2015 (German)
Steve Harnell (ed.): Classic Pop Presents Abba: A Celebration. Classic Pop Magazine (special edition), November 2016
Documentaries
A for ABBA. BBC, 20 July 1993
Thierry Lecuyer, Jean-Marie Potiez: Thank You ABBA. Willow Wil Studios/A2C Video, 1993
Barry Barnes: ABBA − The History. Polar Music International AB, 1999
Chris Hunt: The Winner Takes it All − The ABBA Story. Littlestar Services/lambic Productions, 1999
Steve Cole, Chris Hunt: Super Troupers − Thirty Years of ABBA. BBC, 2004
The Joy of ABBA. BBC 4, 27 December 2013 (BBC page)
Carl Magnus Palm, Roger Backlund: ABBA – When Four Became One. SVT, 2 January 2012
Carl Magnus Palm, Roger Backlund: ABBA – Absolute Image. SVT, 2 January 2012
ABBA – Bang a boomerang. ABC 1, 30 January 2013 (ABC page)
ABBA: When All Is Said and Done, 2017
. Sunday Night (7 News), 1 October 2019
External links
The Secret Majesty of ABBA. Variety, 22 July 2018
ABBA's Essential, Influential Melancholy. NPR, 23 May 2015
What's Behind ABBA's Staying Power?. Smithsonian, 20 July 2018
ABBA – The Articles – ABBA news from throughout the world
1972 establishments in Sweden
Atlantic Records artists
English-language singers from Sweden
Epic Records artists
Eurodisco groups
Eurovision Song Contest entrants for Sweden
Eurovision Song Contest entrants of 1974
Eurovision Song Contest winners
Melodifestivalen contestants
Melodifestivalen winners
Musical groups disestablished in 1982
Musical groups established in 1972
Musical groups from Stockholm
Musical groups reestablished in 2016
Swedish musical quartets
Palindromes
RCA Records artists
Schlager groups
Swedish dance music groups
Swedish pop music groups
Swedish pop rock music groups
Swedish-language singers
Swedish co-ed groups
German-language singers
French-language singers
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881
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https://en.wikipedia.org/wiki/Allegiance
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Allegiance
|
An allegiance is a duty of fidelity said to be owed, or freely committed, by the people, subjects or citizens to their state or sovereign.
Etymology
The word allegiance comes from Middle English (see Medieval Latin , "a liegance"). The al- prefix was probably added through confusion with another legal term, allegeance, an "allegation" (the French comes from the English). Allegiance is formed from "liege," from Old French , "liege, free", of Germanic origin. The connection with Latin , "to bind," is erroneous.
Usage
Traditionally, English legal commentators used the term allegiance in two ways. In one sense, it referred to the deference which anyone, even foreigners, was expected to pay to the institutions of the country where one lived. In the other sense, it meant national character and the subjection due to that character.
Types
Local allegiance
Natural allegiance
United Kingdom
The English doctrine, which was at one time adopted in the United States, asserted that allegiance was indelible: "Nemo potest exuere patriam". As the law stood prior to 1870, every person who by birth or naturalisation satisfied the conditions set forth, even if removed in infancy to another country where their family resided, owed an allegiance to the British crown which they could never resign or lose, except by act of parliament or by the recognition of the independence or the cession of the portion of British territory in which they resided.
This refusal to accept any renunciation of allegiance to the Crown led to conflict with the United States over impressment, which led to further conflicts during the War of 1812, when thirteen Irish American prisoners of war were executed as traitors after the Battle of Queenston Heights; Winfield Scott urged American reprisal, but none was carried out.
Allegiance was the tie which bound the subject to the sovereign, in return for that protection which the sovereign afforded the subject. It was the mutual bond and obligation between monarch and subjects, whereby subjects were called their liege subjects, because they are bound to obey and serve them; and the monarch was called their liege lord, because they should maintain and defend them (Ex parte Anderson (1861) 3 El & El 487; 121 ER 525; China Navigation Co v Attorney-General (1932) 48 TLR 375; Attorney-General v Nissan [1969] 1 All ER 629; Oppenheimer v Cattermole [1972] 3 All ER 1106). The duty of the crown towards its subjects was to govern and protect them. The reciprocal duty of the subject towards the crown was that of allegiance.
At common law, allegiance was a true and faithful obedience of the subject due to their sovereign. As the subject owed to their sovereign their true and faithful allegiance and obedience, so the sovereign
(Calvin's Case (1608) 7 Co Rep 1a; Jenk 306; 2 State Tr 559; 77 ER 377).
Natural allegiance and obedience is an incident inseparable to every subject, for parte Anderson (1861) 3 El & El 487; 121 ER 525). Natural-born subjects owe allegiance wherever they may be. Where territory is occupied in the course of hostilities by an enemy's force, even if the annexation of the occupied country is proclaimed by the enemy, there can be no change of allegiance during the progress of hostilities on the part of a citizen of the occupied country (R v Vermaak (1900) 21 NLR 204 (South Africa)).
Allegiance is owed both to the sovereign as a natural person and to the sovereign in the political capacity (Re Stepney Election Petition, Isaacson v Durant (1886) 17 QBD 54 (per Lord Coleridge CJ)). Attachment to the person of the reigning sovereign is not sufficient. Loyalty requires affection also to the office of the sovereign, attachment to royalty, attachment to the law and to the constitution of the realm, and he who would, by force or by fraud, endeavour to prostrate that law and constitution, though he may retain his affection for its head, can boast but an imperfect and spurious species of loyalty (R v O'Connell (1844) 7 ILR 261).
There were four kinds of allegiances (Rittson v Stordy (1855) 3 Sm & G 230; De Geer v Stone (1882) 22 Ch D 243; Isaacson v Durant (1886) 54 LT 684; Gibson, Gavin v Gibson [1913] 3 KB 379; Joyce v DPP [1946] AC 347; Collingwood v Pace (1661) O Bridg 410; Lane v Bennett (1836) 1 M & W 70; Lyons Corp v East India Co (1836) 1 Moo PCC 175; Birtwhistle v Vardill (1840) 7 Cl & Fin 895; R v Lopez, R v Sattler (1858) Dears & B 525; Ex p Brown (1864) 5 B & S 280);
(a) Ligeantia naturalis, absoluta, pura et indefinita, and this originally is due by nature and birthright, and is called alta ligeantia, and those that owe this are called subditus natus;
(b) Ligeantia acquisita, not by nature but by acquisition or denization, being called a denizen, or rather denizon, because they are subditus datus;
(c) Ligeantia localis, by operation of law, when a friendly alien enters the country, because so long as they are in the country they are within the sovereign's protection, therefore they owe the sovereign a local obedience or allegiance (R v Cowle (1759) 2 Burr 834; Low v Routledge (1865) 1 Ch App 42; Re Johnson, Roberts v Attorney-General [1903] 1 Ch 821; Tingley v Muller [1917] 2 Ch 144; Rodriguez v Speyer [1919] AC 59; Johnstone v Pedlar [1921] 2 AC 262; R v Tucker (1694) Show Parl Cas 186; R v Keyn (1876) 2 Ex D 63; Re Stepney Election Petn, Isaacson v Durant (1886) 17 QBD 54);
(d) A legal obedience, where a particular law requires the taking of an oath of allegiance by subject or alien alike.
Natural allegiance was acquired by birth within the sovereign's dominions (except for the issue of diplomats or of invading forces or of an alien in an enemy occupied territory). The natural allegiance and obedience are an incident inseparable from every subject, for as soon as they are born they owe by birthright allegiance and obedience to the Sovereign (Ex p. Anderson (1861) 3 E & E 487). A natural-born subject owes allegiance wherever they may be, so that where territory is occupied in the course of hostilities by an enemy's force, even if the annexation of the occupied country is proclaimed by the enemy, there can be no change of allegiance during the progress of hostilities on the part of a citizen of the occupied country (R v Vermaak (1900) 21 NLR 204 (South Africa)).
Acquired allegiance was acquired by naturalisation or denization. Denization, or ligeantia acquisita, appears to be threefold (Thomas v Sorrel (1673) 3 Keb 143);
(a) absolute, as the common denization, without any limitation or restraint;
(b) limited, as when the sovereign grants letters of denization to an alien, and the alien's male heirs, or to an alien for the term of their life;
(c) It may be granted upon condition, cujus est dare, ejus est disponere, and this denization of an alien may come about three ways: by parliament; by letters patent, which was the usual manner; and by conquest.
Local allegiance was due by an alien while in the protection of the crown. All friendly resident aliens incurred all the obligations of subjects (The Angelique (1801) 3 Ch Rob App 7). An alien, coming into a colony, also became, temporarily, a subject of the crown, and acquired rights both within and beyond the colony, and these latter rights could not be affected by the laws of that colony (Routledge v Low (1868) LR 3 HL 100; 37 LJ Ch 454; 18 LT 874; 16 WR 1081, HL; Reid v Maxwell (1886) 2 TLR 790; Falcon v Famous Players Film Co [1926] 2 KB 474).
A resident alien owed allegiance even when the protection of the crown was withdrawn owing to the occupation of an enemy, because the absence of the crown's protection was temporary and involuntary (de Jager v Attorney-General of Natal [1907] AC 326).
Legal allegiance was due when an alien took an oath of allegiance required for a particular office under the crown.
By the Naturalisation Act 1870, it was made possible for British subjects to renounce their nationality and allegiance, and the ways in which that nationality is lost were defined. So British subjects voluntarily naturalized in a foreign state are deemed aliens from the time of such naturalization, unless, in the case of persons naturalized before the passing of the act, they had declared their desire to remain British subjects within two years from the passing of the act. Persons who, from having been born within British territory, are British subjects, but who, at birth, came under the law of any foreign state or of subjects of such state, and, also, persons who, though born abroad, are British subjects by reason of parentage, may, by declarations of alienage, get rid of British nationality. Emigration to an uncivilized country left British nationality unaffected: indeed the right claimed by all states to follow with their authority their subjects so emigrating was one of the usual and recognized means of colonial expansion.
United States
The doctrine that no man can cast off his native allegiance without the consent of his sovereign was early abandoned in the United States, and Chief Justice John Rutledge also declared in Talbot v. Janson, "a man may, at the same time, enjoy the rights of citizenship under two governments." On July 27, 1868, the day before the Fourteenth Amendment was adopted, U.S. Congress declared in the preamble of the Expatriation Act that "the right of expatriation is a natural and inherent right of all people, indispensable to the enjoyment of the rights of life, liberty and the pursuit of happiness," and (Section I) one of "the fundamental principles of this government" (United States Revised Statutes, sec. 1999). Every natural-born citizen of a foreign state who is also an American citizen, and every natural-born American citizen who is also a citizen of a foreign land, owes a double allegiance, one to the United States, and one to their homeland (in the event of an immigrant becoming a citizen of the US) or to their adopted land (in the event of an emigrant natural-born citizen of the US becoming a citizen of another nation). If these allegiances come into conflict, the person may be guilty of treason against one or both. If the demands of these two sovereigns upon their duty of allegiance come into conflict, those of the United States have the paramount authority in American law; likewise, those of the foreign land have paramount authority in their legal system. In such a situation, it may be incumbent on the individual to renounce one of their citizenships, to avoid possibly being forced into situations where countervailing duties are required of them, such as might occur in the event of war.
Oath of allegiance
The oath of allegiance is an oath of fidelity to the sovereign taken by all persons holding important public office and as a condition of naturalization. By ancient common law, it was required of all persons above the age of 12, and it was repeatedly used as a test for the disaffected. In England, it was first imposed by statute in the reign of Elizabeth I (1558), and its form has, more than once, been altered since. Up to the time of the revolution, the promise was "to be true and faithful to the king and his heirs, and truth and faith to bear of life and limb and terrene honour, and not to know or hear of any ill or damage intended him without defending him therefrom." This was thought to favour the doctrine of absolute non-resistance, and, accordingly, the Convention Parliament enacted the form that has been in use since that time – "I do sincerely promise and swear that I will be faithful and bear true allegiance to His Majesty ..."
In the United States and some other republics, the oath is known as the Pledge of Allegiance. Instead of declaring fidelity to a monarch, the pledge is made to the flag, the republic, and to the core values of the country, specifically liberty and justice. The reciting of the pledge in the United States is voluntary because of the rights guaranteed to the people under the First Amendment to the United States Constitution - specifically, the guarantee of freedom of speech, which inherently includes the freedom not to speak.
In Islam
The word used in the Arabic language for allegiance is bay'at (Arabic: بيعة), which means "taking hand". The practice is sanctioned in the Quran by Surah 48:10: "Verily, those who give thee their allegiance, they give it but to Allah Himself". The word is used for the oath of allegiance to an emir. It is also used for the initiation ceremony specific to many Sufi orders.
See also
Impressment
Legitimacy (political)
Mandate of Heaven
Renunciation of citizenship
Treason
Usurpation
War of 1812
Winfield Scott
References
Further reading
Salmond on "Citizenship and Allegiance," in the Law Quarterly Review (July 1901, January 1902).
Nationalism
de:Loyalität
es:Lealtad
ko:충
no:Lojalitet
sv:Lojalitet
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https://en.wikipedia.org/wiki/MessagePad
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MessagePad
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The MessagePad is a discontinued series of personal digital assistant devices developed by Apple Computer for the Newton platform in 1993. Some electronic engineering and the manufacture of Apple's MessagePad devices was undertaken in Japan by Sharp. The devices are based on the ARM 610 RISC processor and all featured handwriting recognition software and were developed and marketed by Apple. The devices run Newton OS.
History
The development of the Newton MessagePad first began with Apple's former senior vice president of research and development, Jean-Louis Gassée; his team included Steve Capps, co-writer of macOS Finder, and an employed engineer named Steve Sakoman. The development of the Newton MessagePad operated in secret until it was eventually revealed to the Apple Board of Directors in late 1990.
When Gassée resigned from his position due to a significant disagreement with the board, seeing how his employer was treated, Sakoman also stopped developing the MessagePad on March 2, 1990.
Bill Atkinson, an Apple Executive responsible for the company's Lisa graphical interface, invited Steve Capps, John Sculley, Andy Hertzfeld, Susan Kare, and Marc Porat to a meeting on March 11, 1990. There, they brainstormed a way of saving the MessagePad. Sculley suggested adding new features, including libraries, museums, databases, or institutional archives features, allowing customers to navigate through various window tabs or opened galleries/stacks. The Board later approved his suggestion; he then gave Newton it is official and full backing.
The first MessagePad was unveiled by Sculley on the 29th of May 1992 at the summer Consumer Electronics Show (CES) in Chicago. Sculley caved in to pressure to unveil the product early because the Newton did not officially ship for another 14 months on August 2, 1993, starting at a price of . Over 50,000 units were sold by late November 1993.
Details
Screen and input
With the MessagePad 120 with Newton OS 2.0, the Newton Keyboard by Apple became available, which can also be used via the dongle on Newton devices with a Newton InterConnect port, most notably the Apple MessagePad 2000/2100 series, as well as the Apple eMate 300.
Newton devices featuring Newton OS 2.1 or higher can be used with the screen turned horizontally ("landscape") as well as vertically ("portrait"). A change of a setting rotates the contents of the display by 90, 180 or 270 degrees. Handwriting recognition still works properly with the display rotated, although display calibration is needed when rotation in any direction is used for the first time or when the Newton device is reset.
Handwriting recognition
In initial versions (Newton OS 1.x) the handwriting recognition gave extremely mixed results for users and was sometimes inaccurate. The original handwriting recognition engine was called Calligrapher, and was licensed from a Russian company called Paragraph International. Calligrapher's design was quite sophisticated; it attempted to learn the user's natural handwriting, using a database of known words to make guesses as to what the user was writing, and could interpret writing anywhere on the screen, whether hand-printed, in cursive, or a mix of the two. By contrast, Palm Pilot's Graffiti had a less sophisticated design than Calligrapher, but was sometimes found to be more accurate and precise due to its reliance on a fixed, predefined stroke alphabet. The stroke alphabet used letter shapes which resembled standard handwriting, but which were modified to be both simple and very easy to differentiate. Palm Computing also released two versions of Graffiti for Newton devices. The Newton version sometimes performed better and could also show strokes as they were being written as input was done on the display itself, rather than on a silkscreen area.
For editing text, Newton had a very intuitive system for handwritten editing, such as scratching out words to be deleted, circling text to be selected, or using written carets to mark inserts.
Later releases of the Newton operating system retained the original recognizer for compatibility, but added a hand-printed-text-only (not cursive) recognizer, called "Rosetta", which was developed by Apple, included in version 2.0 of the Newton operating system, and refined in Newton 2.1. Rosetta is generally considered a significant improvement and many reviewers, testers, and most users consider the Newton 2.1 handwriting recognition software better than any of the alternatives even 10 years after it was introduced. Recognition and computation of handwritten horizontal and vertical formulas such as "1 + 2 =" was also under development but never released. However, users wrote similar programs which could evaluate mathematical formulas using the Newton OS Intelligent Assistant, a unique part of every Newton device.
The handwriting recognition and parts of the user interface for the Newton are best understood in the context of the broad history of pen computing, which is quite extensive.
A vital feature of the Newton handwriting recognition system is the modeless error correction. That is, correction done in situ without using a separate window or widget, using a minimum of gestures. If a word is recognized improperly, the user could double-tap the word and a list of alternatives would pop up in a menu under the stylus. Most of the time, the correct word will be in the list. If not, a button at the bottom of the list allows the user to edit individual characters in that word. Other pen gestures could do such things as transpose letters (also in situ). The correction popup also allowed the user to revert to the original, un-recognized letter shapes - this would be useful in note-taking scenarios if there was insufficient time to make corrections immediately. To conserve memory and storage space, alternative recognition hypotheses would not be saved indefinitely. If the user returned to a note a week later, for example, they would only see the best match. Error correction in many current handwriting systems provides such functionality but adds more steps to the process, greatly increasing the interruption to a user's workflow that a given correction requires.
User interface
Text could also be entered by tapping with the stylus on a small on-screen pop-up QWERTY virtual keyboard, although more layouts were developed by users. Newton devices could also accept free-hand "Sketches", "Shapes", and "Ink Text", much like a desktop computer graphics tablet. With "Shapes", Newton could recognize that the user was attempting to draw a circle, a line, a polygon, etc., and it would clean them up into perfect vector representations (with modifiable control points and defined vertices) of what the user was attempting to draw. "Shapes" and "Sketches" could be scaled or deformed once drawn. "Ink text" captured the user's free-hand writing but allowed it to be treated somewhat like recognized text when manipulating for later editing purposes ("ink text" supported word wrap, could be formatted to be bold, italic, etc.). At any time a user could also direct their Newton device to recognize selected "ink text" and turn it into recognized text (deferred recognition). A Newton note (or the notes attached to each contact in Names and each Dates calendar or to-do event) could contain any mix of interleaved text, Ink Text, Shapes, and Sketches.
While the Newton offered handwriting recognition training and would clean up sketches into vector shapes, both were unreliable and required much rewriting and redrawing. The most reliable application of the Newton was collecting and organizing address and phone numbers. While handwritten messages could be stored, they could not be easily filed, sorted or searched. While the technology was a probable cause for the failure of the device (which otherwise met or exceeded expectations), the technology has been instrumental in producing the future generation of handwriting software that realizes the potential and promise that began in the development of Newton-Apple's Ink Handwriting Recognition.
Connectivity
The MessagePad 100 series of devices used Macintosh's proprietary serial ports—round Mini-DIN 8 connectors. The MessagePad 2000/2100 models (as well as the eMate 300) have a small, proprietary Newton InterConnect port. However, the development of the Newton hardware/software platform was canceled by Steve Jobs on February 27, 1998, so the InterConnect port, while itself very advanced, can only be used to connect a serial dongle. A prototype multi-purpose InterConnect device containing serial, audio in, audio out, and other ports was also discovered. In addition, all Newton devices have infrared connectivity, initially only the Sharp ASK protocol, but later also IrDA, though the Sharp ASK protocol was kept in for compatibility reasons. Unlike the Palm Pilot, all Newton devices are equipped with a standard PC Card expansion slot (two on the 2000/2100). This allows native modem and even Ethernet connectivity; Newton users have also written drivers for 802.11b wireless networking cards and ATA-type flash memory cards (including the popular CompactFlash format), as well as for Bluetooth cards. Newton can also dial a phone number through the built-in speaker of the Newton device by simply holding a telephone handset up to the speaker and transmitting the appropriate tones. Fax and printing support is also built in at the operating system level, although it requires peripherals such as parallel adapters, PCMCIA cards, or serial modems, the most notable of which is the lightweight Newton Fax Modem released by Apple in 1993. It is powered by 2 AA batteries, and can also be used with a power adapter. It provides data transfer at 2,400 bit/s, and can also send and receive fax messages at 9,600 and 4,800 bit/s respectively.
Power options
The original Apple MessagePad and MessagePad 100 used four AAA batteries. They were eventually replaced by AA batteries with the release of the Apple MessagePad 110.
The use of 4 AA NiCd (MessagePad 110, 120 and 130) and 4x AA NiMH cells (MP2x00 series, eMate 300) give a runtime of up to 30 hours (MP2100 with two 20 MB Linear Flash memory PC Cards, no backlight usage) and up to 24 hours with backlight on. While adding more weight to the handheld Newton devices than AAA batteries or custom battery packs, the choice of an easily replaceable/rechargeable cell format gives the user a still unsurpassed runtime and flexibility of power supply. This, together with the flash memory used as internal storage starting with the Apple MessagePad 120 (if all cells lost their power, no data was lost due to the non-volatility of this storage), gave birth to the slogan "Newton never dies, it only gets new batteries".
Later efforts and improvements
The Apple MessagePad 2000/2100, with a vastly improved handwriting recognition system, 162 MHz StrongARM SA-110 RISC processor, Newton OS 2.1, and a better, clearer, backlit screen, attracted critical plaudits.
eMate 300
The eMate 300 was a Newton device in a laptop form factor offered to schools in 1997 as an inexpensive ($799 US, originally sold to education markets only) and durable computer for classroom use. However, in order to achieve its low price, the eMate 300 did not have all the speed and features of the contemporary MessagePad equivalent, the MessagePad 2000. The eMate was cancelled along with the rest of the Newton products in 1998. It is the only Newton device to use the ARM710 microprocessor (running at 25 MHz), have an integrated keyboard, use Newton OS 2.2 (officially numbered 2.1), and its batteries are officially irreplaceable, although several users replaced them with longer-lasting ones without any damage to the eMate hardware whatsoever.
Prototypes
Many prototypes of additional Newton devices were spotted. Most notable was a Newton tablet or "slate", a large, flat screen that could be written on. Others included a "Kids Newton" with side handgrips and buttons, "VideoPads" which would have incorporated a video camera and screen on their flip-top covers for two-way communications, the "Mini 2000" which would have been very similar to a Palm Pilot, and the NewtonPhone developed by Siemens, which incorporated a handset and a keyboard.
Market reception
Fourteen months after Sculley demoed it at the May 1992, Chicago CES, the MessagePad was first offered for sale on August 2, 1993, at the Boston Macworld Expo. The hottest item at the show, it cost $900. 50,000 MessagePads were sold in the device's first three months on the market.
The original Apple MessagePad and MessagePad 100 were limited by the very short lifetime of their inadequate AAA batteries.
Later versions of Newton OS offered improved handwriting recognition, quite possibly a leading reason for the continued popularity of the devices among Newton users. Even given the age of the hardware and software, Newtons still demand a sale price on the used market far greater than that of comparatively aged PDAs produced by other companies. In 2006, CNET compared an Apple MessagePad 2000 to a Samsung Q1, and the Newton was declared better. In 2009, CNET compared an Apple MessagePad 2000 to an iPhone 3GS, and the Newton was declared more innovative at its time of release.
A chain of dedicated Newton-only stores called Newton Source, independently run by Stephen Elms, existed from 1994 until 1998. Locations included New York, Los Angeles, San Francisco, Chicago and Boston. The Westwood Village, California, near UCLA featured the trademark red and yellow light bulb Newton logo in neon. The stores provided an informative educational venue to learn about the Newton platform in a hands on relaxed fashion. The stores had no traditional computer retail counters and featured oval desktops where interested users could become intimately involved with the Newton product range. The stores were a model for the later Apple Stores.
Newton device models
{| class="wikitable"
|+
!Brand
| colspan="2" |Apple Computer
|Sharp
|Siemens
| colspan="2" |Apple
|Sharp
|Apple Computer
|Digital Ocean
|Motorola
|Harris
|Digital Ocean
| colspan="4" |Apple
| colspan="3" |Harris
|Siemens
|Schlumberger
|-
!Device
|OMP (Original Newton MessagePad)
|Newton "Dummy"
|ExpertPad PI-7000
|Notephone.[better source needed]
|MessagePad 100
|MessagePad 110
|Sharp ExpertPad PI-7100
|MessagePad 120
|Tarpon
|Marco
|SuperTech 2000
|Seahorse
|MessagePad 130
|eMate 300
|MessagePad 2000
|MessagePad 2100
|Access Device 2000
|Access Device, GPS
|Access Device, Wireline
|Online Terminal, also known as Online Access Device(OAD)
|Watson
|-
!Introduced
|August 3, 1993 (US) December 1993 (Germany)
|?
|August 3, 1993 (US and Japan)
|1993?
| colspan="2" |March 1994
|April 1994
|October 1994 (Germany), January 1995 (US)
| colspan="2" |January 1995 (US)
|August 1995 (US)
|January 1996 (US)
|March 1996
| colspan="2" |March 1997
|November 1997
| colspan="3" |1998
|Announced 1997
|?
|-
!Discontinued
| colspan="3" |March 1994
|?
| colspan="2" |April 1995
|late 1994
|June 1996
|?
|?
|?
|?
|April 1997
| colspan="3" |February 1998
|
|
|
|
|
|-
!Code name
|Junior
|
|?
|?
|Junior
|Lindy
|?
|Gelato
|?
|?
|?
|?
|Dante
|?
|Q
|?
|
|
|
|
|
|-
!Model No.
|H1000
|
|?
|?
|H1000
|H0059
|?
|H0131
|?
|?
|?
|?
|H0196
|H0208
|H0136
|H0149
|
|
|
|
|
|-
!Processor
| colspan="13" |ARM 610 (20 MHz)
|ARM 710a (25 MHz)
| colspan="7" |StrongARM SA-110 (162 MHz)
|-
!ROM
| colspan="7" |4 MB
| colspan="2" |4 MB (OS 1.3) or 8 MB (OS 2.0)
|5 MB
|4 MB
| colspan="5" |8 MB
|
|
|
|
|
|-
!System Memory (RAM)
| colspan="5" |490 KB* SRAM
|544 KB SRAM
|490 KB* SRAM
| colspan="2" |639/687 KB DRAM
|544 KB SRAM
|639 KB DRAM
| colspan="2" |1199 KB DRAM
|1 MB DRAM (Upgradable)
|1 MB DRAM
|4 MB DRAM
| colspan="3" |1 MB DRAM
|?
|1 MB DRAM
|-
!User Storage
| colspan="5" |150 KB* SRAM
|480 KB SRAM
|150 KB* SRAM
| colspan="2" |385/1361 KB Flash RAM
|480 KB SRAM
|385 KB Flash RAM
| colspan="2" |1361 KB Flash RAM
|2 MB Flash RAM(Upgradable)
| colspan="5" |4 MB Flash RAM
|?
|4 MB Flash RAM
|-
!Total RAM
| colspan="5" |640 KB
|1 MB
|640 KB
| colspan="2" |1.0/2.0 MB
| colspan="2" |1 MB
| colspan="2" |2.5 MB
|3 MB (Upgradable via Internal Expansion)
|5 MB
|8 MB
| colspan="3" |5 MB
|?
|5 MB
|-
!Display
| colspan="5" |336 × 240 (B&W)
|320 × 240 (B&W)
|336 × 240 (B&W)
|320 × 240 (B&W)
|320 × 240 (B&W) w/ backlight
|320 × 240 (B&W)
| colspan="3" |320 × 240 (B&W) w/ backlight
| colspan="6" |480 × 320 grayscale (16 shades) w/ backlight
|
|480 × 320 greyscale (16 shades) w/ backlight
|-
!Newton OS version
| colspan="3" |1.0 to 1.05, or 1.10 to 1.11
|1.11
| colspan="2" |1.2 or 1.3
|1.3
| colspan="2" |1.3 or 2.0
| colspan="2" |1.3
| colspan="2" |2.0
|2.1 (2.2)
| colspan="2" |2.1
| colspan="5" |2.1
|-
!Newton OS languages
|English or German
|
|English or Japanese
|German
|English, German or French
|English or French
|English or Japanese
|English, German or French
| colspan="4" |English
|English or German
| colspan="2" |English
|English or German
| colspan="3" |English
|German
|French
|-
!Connectivity
| colspan="3" |RS-422, LocalTalk & SHARP ASK Infrared
|Modem and Telephone dock Attachment
| colspan="4" |RS-422, LocalTalk & SHARP ASK Infrared
|RS-422, LocalTalk & SHARP ASK Infrared
|RS-422, LocalTalk, Infrared, ARDIS Network
|RS-232, LocalTalk WLAN, V.22bis modem, Analog/Digital Cellular, CDPD, RAM, ARDIS, Trunk Radio
|RS-232, LocalTalk, CDPD, WLAN, Optional dGPS, GSM, or IR via modular attachments
|RS-422, LocalTalk & SHARP ASK Infrared
|IrDA, headphone port, Interconnect port, LocalTalk, Audio I/O, Autodock
|Dual-mode IR;IrDA & SHARP ASK, LocalTalk, Audio I/O, Autodock, Phone I/O
|Dual-mode IR; IrDA & SHARP ASK, LocalTalk, Audio I/O, Autodock
| colspan="3" |Dual-mode IR;IrDA & SHARP ASK, LocalTalk, Audio I/O, Autodock, Phone I/O
|?
|Dual-mode IR;IrDA & SHARP ASK, LocalTalk, Audio I/O, Autodock, Phone I/O
|-
!PCMCIA
| colspan="13" |1 PCMCIA-slot II, 5v or 12v
|1 PCMCIA-slot I/II/III, 5v
| colspan="2" |2 PCMCIA-slot II, 5v or 12v
| colspan="2" |1 PCMCIA-slot II, 5v or 12v
|1 PCMCIA-slot II, 5v or 12v, 2nd slot Propriety Rado Card
| colspan="2" |1 PCMCIA-slot II, 5v or 12v, 1 Smart Card Reader
|-
!Power
| colspan="5" |4 AAA or NiCd rechargeable or external power supply
|4 AA or NiCd rechargeable or external power supply
|4 AAA or NiCd rechargeable or external power supply
|4 AA or NiCd rechargeable or external power supply
| colspan="2" |NiCd battery pack or external power supply
|4 AA or NiCd rechargeable or external power supply
|NiCd battery pack or external power supply
|4 AA or NiCd rechargeable or external power supply
|NiMH battery pack (built-in) or external power supply
| colspan="2" |4 AA or NiMH rechargeable or external power supply
| colspan="3" |Custom NiMH rechargeable or external power supply
|? Unknown, but likely external power supply
|4 AA or NiMH rechargeable or external power supply
|-
!Dimensions
(HxWxD)
|
|
|
(lid open)
| colspan="2" |
|
|
(lid open)
|
|
|
|?
|
|
|
| colspan="2" |
|?
|?
|?
|9 x 14.5 x 5.1 inches
(23 x 37 x 13 cm)
|?
|-
!Weight
|
|
|
with batteries installed
|
|
| with batteries installed
|
with batteries installed
|with batteries installed
|
|
|?
|
|
with batteries installed
|
| colspan="2" |
|?
|?
|?
|?
|?
|}
* Varies with installed OS
Notes: The eMate 300 actually has ROM chips silk screened with 2.2 on them. Stephanie Mak on her website discusses this:
If one removes all patches to the eMate 300 (by replacing the ROM chip, and then putting in the original one again, as the eMate and the MessagePad 2000/2100 devices erase their memory completely after replacing the chip), the result will be the Newton OS saying that this is version 2.2.00. Also, the Original MessagePad and the MessagePad 100 share the same model number, as they only differ in the ROM chip version. (The OMP has OS versions 1.0 to 1.05, or 1.10 to 1.11, while the MP100 has 1.3 that can be upgraded with various patches.)
Timeline
Third party licenses
The Newton OS was also licensed to a number of third party developers including Sharp and Motorola who developed additional PDA devices based on the Newton platform. Motorola added wireless connectivity, as well as made a unique two-part design, and shipped additional software with its Newton device, called the Marco. Sharp developed a line of Newton devices called the ExpertPad PI-7000/7100; those were the same as Apple's MessagePad and MessagePad 100, the only difference is the physical design (the ExpertPads feature a screen lid, which Apple added in 1994 with the release of the MessagePad 110) and the naming.
Other uses
There were a number of projects that used the Newton as a portable information device in cultural settings such as museums. For example, Visible Interactive created a walking tour in San Francisco's Chinatown but the most significant effort took place in Malaysia at the Petronas Discovery Center, known as Petrosains.
In 1995, an exhibit design firm, DMCD Inc., was awarded the contract to design a new science museum in the Petronas Towers in Kuala Lumpur. A major factor in the award was the concept that visitors would use a Newton device to access additional information, find out where they were in the museum, listen to audio, see animations, control robots and other media, and to bookmark information for printout at the end of the exhibit.
The device became known as the ARIF, a Malay word for "wise man" or "seer" and it was also an acronym for A Resourceful Informative Friend. Some 400 ARIFS were installed and over 300 are still in use today. The development of the ARIF system was extremely complex and required a team of hardware and software engineers, designers, and writers. ARIF is an ancestor of the PDA systems used in museums today and it boasted features that have not been attempted since.
Anyway & Company firm was involved with the Petronas Discovery Center project back in 1998 and NDAs were signed which prevents getting to know more information about this project. It was confirmed that they purchased of MP2000u or MP2100's by this firm on the behalf of the project under the name of "Petrosains Project Account". By 1998 they had invested heavily into the R&D of this project with the Newton at the center. After Apple officially cancelled the Newton in 1998 they had to acquire as many Newtons as possible for this project. It was estimated initially 1000 Newtons, but later readjusted the figure to possibly 750 Newtons. They placed an “Internet Call” for Newtons. They purchased them in large and small quantities.
The Newton was also used in healthcare applications, for example in collecting data directly from patients. Newtons were used as electronic diaries, with patients entering their symptoms and other information concerning their health status on a daily basis. The compact size of the device and its ease of use made it possible for the electronic diaries to be carried around and used in the patients' everyday life setting. This was an early example of electronic patient-reported outcomes (ePRO).
See also
Newton (platform)
Newton OS
eMate 300
NewtonScript
Orphaned technology
Pen computing
References
Bibliography
Apple's press release on the debut of the MessagePad 2100:
Apple's overview of features & limitations of Newton Connection Utilities:
Newton overview at Newton Source archived from Apple:
Newton FAQ:
Newton Gallery:
Birth of the Newton:
The Newton Hall of Fame: People behind the Newton:
Pen Computing's Why did Apple kill the Newton?:
Pen Computing's Newton Notes column archive:
A.I. Magazine article by Yaeger on Newton HWR design, algorithms, & quality:
Associated slides:
Info on Newton HWR from Apple's HWR Technical Lead:
Notes on the History of Pen-based Computing:
This links to:
External links
Additional resources and information
Defying Gravity: The Making of Newton, by Kounalakis & Menuez (Hardcover)
Hardcover: 192 pages
Publisher: Beyond Words Publishing (October 1993)
Complete Developer's manual for the StrongARM SA-110
Beginner's overview of the StrongARM SA-110 Microprocessor
Reviews
MessagePad 2000 review at "The History and Macintosh Society"
Prof. Wittmann's collection of Newton & MessagePad reviews
Apple Newton
Products introduced in 1993
Apple Inc. personal digital assistants
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888
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https://en.wikipedia.org/wiki/A.%20E.%20van%20Vogt
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A. E. van Vogt
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Alfred Elton van Vogt ( ; April 26, 1912 – January 26, 2000) was a Canadian-born American science fiction author. His fragmented, bizarre narrative style influenced later science fiction writers, notably Philip K. Dick. He was one of the most popular and influential practitioners of science fiction in the mid-twentieth century, the genre's so-called Golden Age, and one of the most complex. The Science Fiction Writers of America named him their 14th Grand Master in 1995 (presented 1996).
Early life
Alfred Vogt (both "Elton" and "van" were added much later) was born on April 26, 1912, on his grandparents' farm in Edenburg, Manitoba, a tiny (and now defunct) Russian Mennonite community east of Gretna, Manitoba, Canada, in the Mennonite West Reserve. He was the third of six children born to Heinrich "Henry" Vogt and Aganetha "Agnes" Vogt (née Buhr), both of whom were born in Manitoba and grew up in heavily immigrant communities. Until he was four, van Vogt spoke only Plautdietsch at home.
For the first dozen or so years of his life, van Vogt's father, Henry Vogt, a lawyer, moved his family several times within western Canada, moving to Neville, Saskatchewan; Morden, Manitoba; and finally Winnipeg, Manitoba. Alfred Vogt found these moves difficult, later remarking:
By the 1920s, living in Winnipeg, father Henry worked as an agent for a steamship company, but the stock market crash of 1929 proved financially disastrous, and the family could not afford to send Alfred to college. During his teen years, Alfred worked as a farmhand and a truck driver, and by the age of 19, he was working in Ottawa for the Canadian Census Bureau.
In "the dark days of '31 and '32," van Vogt took a correspondence course in writing from the Palmer Institute of Authorship. He sold his first story in fall 1932. His early published works were stories in the true confession style of magazines such as True Story. Most of these stories were published anonymously, with the first-person narratives allegedly being written by people (often women) in extraordinary, emotional, and life-changing circumstances.
After a year in Ottawa, he moved back to Winnipeg, where he sold newspaper advertising space and continued to write. While continuing to pen melodramatic "true confessions" stories through 1937, he also began writing short radio dramas for local radio station CKY, as well as conducting interviews published in trade magazines. He added the middle name "Elton" at some point in the mid-1930s, and at least one confessional story (1937's "To Be His Keeper") was sold to the Toronto Star, who misspelled his name "Alfred Alton Bogt" in the byline. Shortly thereafter, he added the "van" to his surname, and from that point forward he used the name "A. E. van Vogt" both personally and professionally.
Career
By 1938, van Vogt decided to switch to writing science fiction, a genre he enjoyed reading. He was inspired by the August 1938 issue of Astounding Science Fiction, which he picked up at a newsstand. John W. Campbell's novelette "Who Goes There?" (later adapted into The Thing from Another World and The Thing) inspired van Vogt to write "Vault of the Beast", which he submitted to that same magazine. Campbell, who edited Astounding (and had written the story under a pseudonym), sent van Vogt a rejection letter in which Campbell encouraged van Vogt to try again. Van Vogt sent another story, entitled "Black Destroyer", which was accepted. It featured a fierce, carnivorous alien stalking the crew of a spaceship, and served as the inspiration for multiple science fiction movies, including Alien (1979). A revised version of "Vault of the Beast" was published in 1940.
While still living in Winnipeg, in 1939 van Vogt married Edna Mayne Hull, a fellow Manitoban. Hull, who had previously worked as a private secretary, went on to act as van Vogt's typist, and was credited with writing several SF stories of her own throughout the early 1940s.
The outbreak of World War II in September 1939 caused a change in van Vogt's circumstances. Ineligible for military service due to his poor eyesight, he accepted a clerking job with the Canadian Department of National Defence. This necessitated a move back to Ottawa, where he and his wife stayed for the next year and a half.
Meanwhile, his writing career continued. "Discord in Scarlet" was van Vogt's second story to be published, also appearing as the cover story. It was accompanied by interior illustrations created by Frank Kramer and Paul Orban. (Van Vogt and Kramer thus debuted in the issue of Astounding that is sometimes identified as the start of the Golden Age of Science Fiction.) Among his most famous works of this era, "Far Centaurus" appeared in the January 1944 edition of Astounding.
Van Vogt's first completed novel, and one of his most famous, is Slan (Arkham House, 1946), which Campbell serialized in Astounding (September to December 1940). Using what became one of van Vogt's recurring themes, it told the story of a nine-year-old superman living in a world in which his kind are slain by Homo sapiens.
Others saw van Vogt's talent from his first story, and in May 1941 van Vogt decided to become a full-time writer, quitting his job at the Canadian Department of National Defence. Freed from the necessity of living in Ottawa, he and his wife lived for a time in the Gatineau region of Quebec before moving to Toronto in the fall of 1941.
Prolific throughout this period, van Vogt wrote many of his more famous short stories and novels in the years from 1941 through 1944. The novels The Book of Ptath and The Weapon Makers both appeared in magazines in serial form during this period; they were later published in book form after World War II. As well, several (though not all) of the stories that were compiled to make up the novels The Weapon Shops of Isher, The Mixed Men and The War Against the Rull were published during this time.
California and post-war writing (1944–1950)
In November 1944, van Vogt and Hull moved to Hollywood; van Vogt would spend the rest of his life in California. He had been using the name "A. E. van Vogt" in his public life for several years, and as part of the process of obtaining American citizenship in 1945 he finally and formally changed his legal name from Alfred Vogt to Alfred Elton van Vogt. To his friends in the California science fiction community, he was known as "Van".
Method and themes
Van Vogt systematized his writing method, using scenes of 800 words or so where a new complication was added or something resolved. Several of his stories hinge on temporal conundra, a favorite theme. He stated that he acquired many of his writing techniques from three books: Narrative Technique by Thomas Uzzell, The Only Two Ways to Write a Story by John Gallishaw, and Twenty Problems of the Fiction Writer by Gallishaw. He also claimed many of his ideas came from dreams; throughout his writing life he arranged to be awakened every 90 minutes during his sleep period so he could write down his dreams.
Van Vogt was also always interested in the idea of all-encompassing systems of knowledge (akin to modern meta-systems). The characters in his very first story used a system called "Nexialism" to analyze the alien's behavior. Around this time, he became particularly interested in the general semantics of Alfred Korzybski.
He subsequently wrote a novel merging these overarching themes, The World of Ā, originally serialized in Astounding in 1945. Ā (often rendered as Null-A), or non-Aristotelian logic, refers to the capacity for, and practice of, using intuitive, inductive reasoning (compare fuzzy logic), rather than reflexive, or conditioned, deductive reasoning. The novel recounts the adventures of an individual living in an apparent Utopia, where those with superior brainpower make up the ruling class... though all is not as it seems. A sequel, The Players of Ā (later re-titled The Pawns of Null-A) was serialized in 1948–49.
At the same time, in his fiction, van Vogt was consistently sympathetic to absolute monarchy as a form of government. This was the case, for instance, in the Weapon Shop series, the Mixed Men series, and in single stories such as "Heir Apparent" (1945), whose protagonist was described as a "benevolent dictator". These sympathies were the subject of much critical discussion during van Vogt's career, and afterwards.
Van Vogt published "Enchanted Village" in the July 1950 issue of Other Worlds Science Stories. It was reprinted in over 20 collections or anthologies, and appeared many times in translation.
Dianetics and fix-ups (1950–1961)
In 1950, van Vogt was briefly appointed as head of L. Ron Hubbard's Dianetics operation in California. Van Vogt had first met Hubbard in 1945, and became interested in his theories, which were published shortly thereafter. Dianetics was the secular precursor to Hubbard's Church of Scientology; van Vogt would have no association with Scientology, as he did not approve of its mysticism.
The California Dianetics operation went broke nine months later, but never went bankrupt, due to van Vogt's arrangements with creditors. Shortly afterward, van Vogt and his wife opened their own Dianetics center, partly financed by his writings, until he "signed off" around 1961. From 1951 until 1961, van Vogt's focus was on Dianetics, and no new story ideas flowed from his typewriter.
Fix-ups
However, during the 1950s, van Vogt retrospectively patched together many of his previously published stories into novels, sometimes creating new interstitial material to help bridge gaps in the narrative. Van Vogt referred to the resulting books as "fix-ups", a term that entered the vocabulary of science-fiction criticism. When the original stories were closely related this was often successful, although some van Vogt fix-ups featured disparate stories thrown together that bore little relation to each other, generally making for a less coherent plot. One of his best-known (and well-regarded) novels, The Voyage of the Space Beagle (1950) was a fix-up of four short stories including "Discord in Scarlet"; it was published in at least five European languages by 1955.
Although Van Vogt averaged a new book title every ten months from 1951 to 1961, none of them were entirely new content; they were all fix-ups, collections of previously published stories, expansions of previously published short stories to novel length, or republications of previous books under new titles and all based on story material written and originally published between 1939 and 1950. Examples include The Weapon Shops of Isher (1951), The Mixed Men (1952), The War Against the Rull (1959), and the two "Clane" novels, Empire of the Atom (1957) and The Wizard of Linn (1962), which were inspired (like Asimov's Foundation series) by Roman imperial history; specifically, as Damon Knight wrote, the plot of Empire of the Atom was "lifted almost bodily" from that of Robert Graves' I, Claudius. (Also, one non-fiction work, The Hypnotism Handbook, appeared in 1956, though it had apparently been written much earlier.)
After more than a decade of running their Dianetics center, Hull and van Vogt closed it in 1961. Nevertheless, van Vogt maintained his association with the organization and was still president of the Californian Association of Dianetic Auditors into the 1980s.
Return to writing and later career (1962–1986)
Though the constant re-packaging of his older work meant that he had never really been away from the book publishing world, van Vogt had not published any wholly new fiction for almost 12 years when he decided to return to writing in 1962. He did not return immediately to science fiction, but instead wrote the only mainstream, non-sf novel of his career.
Van Vogt was profoundly affected by revelations of totalitarian police states that emerged after World War II. Accordingly, he wrote a mainstream novel that he set in Communist China, The Violent Man (1962). Van Vogt explained that to research this book he had read 100 books about China. Into this book he incorporated his view of "the violent male type", which he described as a "man who had to be right", a man who "instantly attracts women" and who he said were the men who "run the world". Contemporary reviews were lukewarm at best, and van Vogt thereafter returned to science fiction.
From 1963 through the mid-1980s, van Vogt once again published new material on a regular basis, though fix-ups and reworked material also appeared relatively often. His later novels included fix-ups such as The Beast (also known as Moonbeast) (1963), Rogue Ship (1965), Quest for the Future (1970) and Supermind (1977). He also wrote novels by expanding previously published short stories; works of this type include The Darkness on Diamondia (1972) and Future Glitter (also known as Tyranopolis; 1973).
Novels that were written simply as novels, and not serialized magazine pieces or fix-ups, had been very rare in van Vogt's oeuvre, but began to appear regularly beginning in the 1970s. Van Vogt's original novels included Children of Tomorrow (1970), The Battle of Forever (1971) and The Anarchistic Colossus (1977). Over the years, many sequels to his classic works were promised, but only one appeared: Null-A Three (1984; originally published in French). Several later books were initially published in Europe, and at least one novel only ever appeared in foreign language editions and was never published in its original English.
Final years
When the 1979 film Alien appeared, it was noted that the plot closely matched the plots of both Black Destroyer and Discord in Scarlet, both published in Astounding magazine in 1939, and then later published in the 1950 book Voyage of the Space Beagle. Van Vogt sued the production company for plagiarism, and eventually collected an out-of-court settlement of $50,000 from 20th Century Fox.
In increasingly frail health, van Vogt published his final short story in 1986.
Personal life
Van Vogt's first wife, Edna Mayne Hull, died in 1975. Van Vogt married Lydia Bereginsky in 1979; they remained together until his death.
Death
On January 26, 2000, A. E. van Vogt died in Los Angeles from Alzheimer's disease. He was survived by his second wife.
Critical reception
Critical opinion about the quality of van Vogt's work is sharply divided. An early and articulate critic was Damon Knight. In a 1945 chapter-long essay reprinted in In Search of Wonder, entitled "Cosmic Jerrybuilder: A. E. van Vogt", Knight described van Vogt as "no giant; he is a pygmy who has learned to operate an overgrown typewriter". Knight described The World of Null-A as "one of the worst allegedly adult science fiction stories ever published". Concerning van Vogt's writing, Knight said:
About Empire of the Atom Knight wrote:
Knight also expressed misgivings about van Vogt's politics. He noted that van Vogt's stories almost invariably present absolute monarchy in a favorable light. In 1974, Knight retracted some of his criticism after finding out about Vogt's writing down his dreams as a part of his working methods:
Knight's criticism greatly damaged van Vogt's reputation. On the other hand, when science fiction author Philip K. Dick was asked which science fiction writers had influenced his work the most, he replied:
Dick also defended van Vogt against Damon Knight's criticisms:
In a review of Transfinite: The Essential A. E. van Vogt, science fiction writer Paul Di Filippo said:
In The John W. Campbell Letters, Campbell says, "The son-of-a-gun gets hold of you in the first paragraph, ties a knot around you, and keeps it tied in every paragraph thereafter—including the ultimate last one".
Harlan Ellison (who had begun reading van Vogt as a teenager) wrote, "Van was the first writer to shine light on the restricted ways in which I had been taught to view the universe and the human condition".
Writing in 1984, David Hartwell said:
The literary critic Leslie A. Fiedler said something similar:
American literary critic Fredric Jameson says of van Vogt:
Van Vogt still has his critics. For example, Darrell Schweitzer, writing to The New York Review of Science Fiction in 1999, quoted a passage from the original van Vogt novelette "The Mixed Men", which he was then reading, and remarked:
Recognition
In 1946, van Vogt and his first wife, Edna Mayne Hull, were Guests of Honor at the fourth World Science Fiction Convention.
In 1980, van Vogt received a "Casper Award" (precursor to the Canadian Prix Aurora Awards) for Lifetime Achievement.
The Science Fiction Writers of America (SFWA) named him its 14th Grand Master in 1995 (presented 1996). Great controversy within SFWA accompanied its long wait in bestowing its highest honor (limited to living writers, no more than one annually). Writing an obituary of van Vogt, Robert J. Sawyer, a fellow Canadian writer of science fiction, remarked:
It is generally held that a key factor in the delay was "damnable SFWA politics" reflecting the concerns of Damon Knight, the founder of the SFWA, who abhorred van Vogt's style and politics and thoroughly demolished his literary reputation in the 1950s.
Harlan Ellison was more explicit in 1999 introduction to Futures Past: The Best Short Fiction of A. E. van Vogt:
In 1996, van Vogt received a Special Award from the World Science Fiction Convention "for six decades of golden age science fiction". That same year, the Science Fiction and Fantasy Hall of Fame inducted him in its inaugural class of two deceased and two living persons, along with writer Jack Williamson (also living) and editors Hugo Gernsback and John W. Campbell.
The works of van Vogt were translated into French by the surrealist Boris Vian (The World of Null-A as Le Monde des Å in 1958), and van Vogt's works were "viewed as great literature of the surrealist school". In addition, Slan was published in French, translated by Jean Rosenthal, under the title À la poursuite des Slans, as part of the paperback series 'Editions J'ai Lu: Romans-Texte Integral' in 1973. This edition also listing the following works by van Vogt as having been published in French as part of this series: Le Monde des Å, La faune de l'espace, Les joueurs du Å, L'empire de l'atome, Le sorcier de Linn, Les armureries d'Isher, Les fabricants d'armes, and Le livre de Ptath.
Works
Novels and novellas
Special works published as books
Planets for Sale by E. Mayne Hull (1954). A fix-up of five stories by Hull, originally published 1942 to 1946. Certain later editions (from 1965) credit both authors.
The Enchanted Village (1979). A 25-page chapbook of a short story originally published in 1950.
Slan Hunter by Kevin J. Anderson (2007). A sequel to Slan, based an unfinished draft by van Vogt.
Null-A Continuum by John C. Wright (2008). An authorized continuation of the Null-A series which ignored the events of Null-A Three.
Collections
Out of the Unknown (1948), with Edna Mayne Hull
Masters of Time (1950) (a.k.a. Recruiting Station) [also includes The Changeling, both works were later published separately]
Triad (1951) omnibus of The World of Null A, The Voyage of the Space Beagle, Slan.
Away and Beyond (1952) (abridged in paperback in 1959; abridged (differently) in paperback in 1963)
Destination: Universe! (1952)
The Twisted Men (1964)
Monsters (1965) (later as SF Monsters (1967)) abridged as The Blal (1976)
A Van Vogt Omnibus (1967), omnibus of Planets for Sale (with Edna Mayne Hull), The Beast, The Book of Ptath
The Far Out Worlds of Van Vogt (1968)
The Sea Thing and Other Stories (1970) (expanded from Out of the Unknown by adding an original story by Hull; later abridged in paperback as Out of the Unknown by removing 2 of the stories)
M33 in Andromeda (1971)
More Than Superhuman (1971)
The Proxy Intelligence and Other Mind Benders, ), with Edna Mayne Hull (1971), revised as The Gryb (1976)
Van Vogt Omnibus 2 (1971), omnibus of The Mind Cage, The Winged Man (with Edna Mayne Hull), Slan.
The Book of Van Vogt (1972), also published as Lost: Fifty Suns (1979)
The Three Eyes of Evil Including Earth's Last Fortress (1973)
The Best of A. E. van Vogt (1974) later split into 2 volumes
The Worlds of A. E. van Vogt (1974) (expanded from The Far Out Worlds of Van Vogt by adding 3 stories)
The Best of A. E. van Vogt (1976) [differs to 1974 edition]
Away and Beyond (1977)
Pendulum (1978) (almost all original stories and articles)
Tales from the Vulgar Unicorn(1980) (one short story by Van Vogt in a fantasy anthology by various authors)
Futures Past: The Best Short Fiction of A.E. Van Vogt (1999)
Transfinite: The Essential A.E. van Vogt (2002)
Transgalactic (2006)
Nonfiction
The Hypnotism Handbook (1956, Griffin Publishing Company, with Charles Edward Cooke)
The Money Personality (1972, Parker Publishing Company Inc., West Nyack, NY, )
Reflections of A. E. Van Vogt: The Autobiography of a Science Fiction Giant (1979, Fictioneer Books Ltd., Lakemont, GA)
A Report on the Violent Male (1992, Paupers' Press, UK, )
See also
Explanatory notes
Citations
General and cited references
External links
Sevagram, the A.E. van Vogt information site
Obituary at Locus
"Writers: A. E. van Vogt (1912–2000, Canada)" – bibliography at SciFan
A. E. van Vogt Papers (MS 322) at the Kenneth Spencer Research Library, University of Kansas
A. E. van Vogt's fiction at Free Speculative Fiction Online
1912 births
2000 deaths
20th-century American male writers
20th-century American novelists
20th-century American short story writers
20th-century Canadian male writers
20th-century Canadian short story writers
American male novelists
American male short story writers
American science fiction writers
Analog Science Fiction and Fact people
Canadian Mennonites
Canadian emigrants to the United States
Canadian male novelists
Canadian male short story writers
Canadian science fiction writers
Deaths from Alzheimer's disease
Deaths from dementia in California
Mennonite writers
Pulp fiction writers
SFWA Grand Masters
Science Fiction Hall of Fame inductees
Weird fiction writers
Writers from Winnipeg
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https://en.wikipedia.org/wiki/Anna%20Kournikova
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Anna Kournikova
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Anna Sergeyevna Kournikova (; born 7 June 1981) is a Russian former professional tennis player and American television personality. Her appearance and celebrity status made her one of the best known tennis stars worldwide. At the peak of her fame, fans looking for images of Kournikova made her name one of the most common search strings on Google Search.
Despite never winning a singles title, she reached No. 8 in the world in 2000. She achieved greater success playing doubles, where she was at times the world No. 1 player. With Martina Hingis as her partner, she won Grand Slam titles in Australia in 1999 and 2002, and the WTA Championships in 1999 and 2000. They referred to themselves as the "Spice Girls of Tennis".
Kournikova retired from professional tennis in 2003 due to serious back and spinal problems, including a herniated disk. She lives in Miami Beach, Florida, and played in occasional exhibitions and in doubles for the St. Louis Aces of World Team Tennis before the team folded in 2011. She was a new trainer for season 12 of the television show The Biggest Loser, replacing Jillian Michaels, but did not return for season 13. In addition to her tennis and television work, Kournikova serves as a Global Ambassador for Population Services International's "Five & Alive" program, which addresses health crises facing children under the age of five and their families.
Early life
Kournikova was born in Moscow, Russia, on 7 June 1981. Her father, Sergei Kournikov (born 1961), a former Greco-Roman wrestling champion, eventually earned a PhD and was a professor at the University of Physical Culture and Sport in Moscow. As of 2001, he was still a part-time martial arts instructor there. Her mother Alla (born 1963) had been a 400-metre runner. Her younger half-brother, Allan, is a youth golf world champion who was featured in the 2013 documentary film The Short Game.
Sergei Kournikov has said, "We were young and we liked the clean, physical life, so Anna was in a good environment for sport from the beginning".
Kournikova received her first tennis racquet as a New Year gift in 1986 at the age of five. Describing her early regimen, she said, "I played two times a week from age six. It was a children's program. And it was just for fun; my parents didn't know I was going to play professionally, they just wanted me to do something because I had lots of energy. It was only when I started playing well at seven that I went to a professional academy. I would go to school, and then my parents would take me to the club, and I'd spend the rest of the day there just having fun with the kids." In 1986, Kournikova became a member of the Spartak Tennis Club, coached by Larissa Preobrazhenskaya. In 1989, at the age of eight, Kournikova began appearing in junior tournaments, and by the following year, was attracting attention from tennis scouts across the world. She signed a management deal at age ten and went to Bradenton, Florida, to train at Nick Bollettieri's celebrated tennis academy.
Tennis career
1989–1997: early years and breakthrough
Following her arrival in the United States, she became prominent on the tennis scene. At the age of 14, she won the European Championships and the Italian Open Junior tournament. In December 1995, she became the youngest player to win the 18-and-under division of the Junior Orange Bowl tennis tournament. By the end of the year, Kournikova was crowned the ITF Junior World Champion U-18 and Junior European Champion U-18.
Earlier, in September 1995, Kournikova, still only 14 years of age, debuted in the WTA Tour, when she received a wildcard into the qualifications at the WTA tournament in Moscow, the Moscow Ladies Open, and qualified before losing in the second round of the main draw to third-seeded Sabine Appelmans. She also reached her first WTA Tour doubles final in that debut appearance — partnering with 1995 Wimbledon girls' champion in both singles and doubles Aleksandra Olsza, she lost the title match to Meredith McGrath and Larisa Savchenko-Neiland.
In February–March 1996, Kournikova won two ITF titles, in Midland, Michigan and Rockford, Illinois. Still only 14 years of age, in April 1996 she debuted at the Fed Cup for Russia, the youngest player ever to participate and win a match.
In 1996, she started playing under a new coach, Ed Nagel. Her six-year association with Nagel was successful. At 15, she made her Grand Slam debut, reaching the fourth round of the 1996 US Open, losing to Steffi Graf, the eventual champion. After this tournament, Kournikova's ranking jumped from No. 144 to debut in the Top 100 at No. 69. Kournikova was a member of the Russian delegation to the 1996 Olympic Games in Atlanta, Georgia. In 1996, she was named WTA Newcomer of the Year, and she was ranked No. 57 in the end of the season.
Kournikova entered the 1997 Australian Open as world No. 67, where she lost in the first round to world No. 12, Amanda Coetzer. At the Italian Open, Kournikova lost to Amanda Coetzer in the second round. She reached the semi-finals in the doubles partnering with Elena Likhovtseva, before losing to the sixth seeds Mary Joe Fernández and Patricia Tarabini.
At the French Open, Kournikova made it to the third round before losing to world No. 1, Martina Hingis. She also reached the third round in doubles with Likhovtseva. At the Wimbledon Championships, Kournikova became only the second woman in the open era to reach the semi-finals in her Wimbledon debut, the first being Chris Evert in 1972. There she lost to eventual champion Martina Hingis.
At the US Open, she lost in the second round to the eleventh seed Irina Spîrlea. Partnering with Likhovtseva, she reached the third round of the women's doubles event. Kournikova played her last WTA Tour event of 1997 at Porsche Tennis Grand Prix in Filderstadt, losing to Amanda Coetzer in the second round of singles, and in the first round of doubles to Lindsay Davenport and Jana Novotná partnering with Likhovtseva. She broke into the top 50 on 19 May, and was ranked No. 32 in singles and No. 41 in doubles at the end of the season.
1998–2000: success and stardom
In 1998, Kournikova broke into the WTA's top 20 rankings for the first time, when she was ranked No. 16. At the Australian Open, Kournikova lost in the third round to world No. 1 player, Martina Hingis. She also partnered with Larisa Savchenko-Neiland in women's doubles, and they lost to eventual champions Hingis and Mirjana Lučić in the second round. Although she lost in the second round of the Paris Open to Anke Huber in singles, Kournikova reached her second doubles WTA Tour final, partnering with Larisa Savchenko-Neiland. They lost to Sabine Appelmans and Miriam Oremans. Kournikova and Savchenko-Neiland reached their second consecutive final at the Linz Open, losing to Alexandra Fusai and Nathalie Tauziat. At the Miami Open, Kournikova reached her first WTA Tour singles final, before losing to Venus Williams in the final.
Kournikova then reached two consecutive quarterfinals, at Amelia Island and the Italian Open, losing respectively to Lindsay Davenport and Martina Hingis. At the German Open, she reached the semi-finals in both singles and doubles, partnering with Larisa Savchenko-Neiland. At the French Open Kournikova had her best result at this tournament, making it to the fourth round before losing to Jana Novotná. She also reached her first Grand Slam doubles semi-finals, losing with Savchenko-Neiland to Lindsay Davenport and Natasha Zvereva. During her quarterfinals match at the grass-court Eastbourne Open versus Steffi Graf, Kournikova injured her thumb, which would eventually force her to withdraw from the 1998 Wimbledon Championships. However, she won that match, but then withdrew from her semi-finals match against Arantxa Sánchez Vicario. Kournikova returned for the Du Maurier Open and made it to the third round, before losing to Conchita Martínez. At the US Open Kournikova reached the fourth round before losing to Arantxa Sánchez Vicario. Her strong year qualified her for the year-end 1998 WTA Tour Championships, but she lost to Monica Seles in the first round. However, with Seles, she won her first WTA doubles title, in Tokyo, beating Mary Joe Fernández and Arantxa Sánchez Vicario in the final. At the end of the season, she was ranked No. 10 in doubles.
At the start of the 1999 season, Kournikova advanced to the fourth round in singles at the Australian Open before losing to Mary Pierce. In the doubles Kournikova won her first Grand Slam title, partnering with Martina Hingis to defeat Lindsay Davenport and Natasha Zvereva in the final. At the Tier I Family Circle Cup, Kournikova reached her second WTA Tour final, but lost to Martina Hingis. She then defeated Jennifer Capriati, Lindsay Davenport and Patty Schnyder on her route to the Bausch & Lomb Championships semi-finals, losing to Ruxandra Dragomir. At The French Open, Kournikova reached the fourth round before losing to eventual champion Steffi Graf. Once the grass-court season commenced in England, Kournikova lost to Nathalie Tauziat in the semi-finals in Eastbourne. At Wimbledon, Kournikova lost to Venus Williams in the fourth round. She also reached the final in mixed doubles, partnering with Jonas Björkman, but they lost to Leander Paes and Lisa Raymond. Kournikova again qualified for year-end WTA Tour Championships, but lost to Mary Pierce in the first round, and ended the season as World No. 12.
While Kournikova had a successful singles season, she was even more successful in doubles. After their victory at the Australian Open, she and Martina Hingis won tournaments in Indian Wells, Rome, Eastbourne and the WTA Tour Championships, and reached the final of The French Open where they lost to Serena and Venus Williams. Partnering with Elena Likhovtseva, Kournikova also reached the final in Stanford. On 22 November 1999 she reached the world No. 1 ranking in doubles, and ended the season at this ranking. Kournikova and Hingis were presented with the WTA Award for Doubles Team of the Year.
Kournikova opened her 2000 season winning the Gold Coast Open doubles tournament partnering with Julie Halard. She then reached the singles semi-finals at the Medibank International Sydney, losing to Lindsay Davenport. At the Australian Open, she reached the fourth round in singles and the semi-finals in doubles. That season, Kournikova reached eight semi-finals (Sydney, Scottsdale, Stanford, San Diego, Luxembourg, Leipzig and Tour Championships), seven quarterfinals (Gold Coast, Tokyo, Amelia Island, Hamburg, Eastbourne, Zürich and Philadelphia) and one final. On 20 November 2000 she broke into top 10 for the first time, reaching No. 8. She was also ranked No. 4 in doubles at the end of the season. Kournikova was once again, more successful in doubles. She reached the final of the US Open in mixed doubles, partnering with Max Mirnyi, but they lost to Jared Palmer and Arantxa Sánchez Vicario. She also won six doubles titles – Gold Coast (with Julie Halard), Hamburg (with Natasha Zvereva), Filderstadt, Zürich, Philadelphia and the Tour Championships (with Martina Hingis).
2001–2003: injuries and final years
Her 2001 season was plagued by injuries, including a left foot stress fracture which made her withdraw from 12 tournaments, including the French Open and Wimbledon. She underwent surgery in April. She reached her second career grand slam quarterfinals, at the Australian Open. Kournikova then withdrew from several events due to continuing problems with her left foot and did not return until Leipzig. With Barbara Schett, she won the doubles title in Sydney. She then lost in the finals in Tokyo, partnering with Iroda Tulyaganova, and at San Diego, partnering with Martina Hingis. Hingis and Kournikova also won the Kremlin Cup. At the end of the 2001 season, she was ranked No. 74 in singles and No. 26 in doubles.
Kournikova regained some success in 2002. She reached the semi-finals of Auckland, Tokyo, Acapulco and San Diego, and the final of the China Open, losing to Anna Smashnova. This was Kournikova's last singles final. With Martina Hingis, she lost in the final at Sydney, but they won their second Grand Slam title together, the Australian Open. They also lost in the quarterfinals of the US Open. With Chanda Rubin, Kournikova played the semi-finals of Wimbledon, but they lost to Serena and Venus Williams. Partnering with Janet Lee, she won the Shanghai title. At the end of 2002 season, she was ranked No. 35 in singles and No. 11 in doubles.
In 2003, Anna Kournikova achieved her first Grand Slam match victory in two years at the Australian Open. She defeated Henrieta Nagyová in the first round, and then lost to Justine Henin-Hardenne in the 2nd round. She withdrew from Tokyo due to a sprained back suffered at the Australian Open and did not return to Tour until Miami. On 9 April, in what would be the final WTA match of her career, Kournikova dropped out in the first round of the Family Circle Cup in Charleston, due to a left adductor strain. Her singles world ranking was 67. She reached the semi-finals at the ITF tournament in Sea Island, before withdrawing from a match versus Maria Sharapova due to the adductor injury. She lost in the first round of the ITF tournament in Charlottesville. She did not compete for the rest of the season due to a continuing back injury. At the end of the 2003 season and her professional career, she was ranked No. 305 in singles and No. 176 in doubles.
Kournikova's two Grand Slam doubles titles came in 1999 and 2002, both at the Australian Open in the Women's Doubles event with partner Martina Hingis. Kournikova proved a successful doubles player on the professional circuit, winning 16 tournament doubles titles, including two Australian Opens and being a finalist in mixed doubles at the US Open and at Wimbledon, and reaching the No. 1 ranking in doubles in the WTA Tour rankings. Her pro career doubles record was 200–71. However, her singles career plateaued after 1999. For the most part, she managed to retain her ranking between 10 and 15 (her career high singles ranking was No.8), but her expected finals breakthrough failed to occur; she only reached four finals out of 130 singles tournaments, never in a Grand Slam event, and never won one.
Her singles record is 209–129. Her final playing years were marred by a string of injuries, especially back injuries, which caused her ranking to erode gradually. As a personality Kournikova was among the most common search strings for both articles and images in her prime.
2004–present: exhibitions and World Team Tennis
Kournikova has not played on the WTA Tour since 2003, but still plays exhibition matches for charitable causes. In late 2004, she participated in three events organized by Elton John and by fellow tennis players Serena Williams and Andy Roddick. In January 2005, she played in a doubles charity event for the Indian Ocean tsunami with John McEnroe, Andy Roddick, and Chris Evert. In November 2005, she teamed up with Martina Hingis, playing against Lisa Raymond and Samantha Stosur in the WTT finals for charity. Kournikova is also a member of the St. Louis Aces in the World Team Tennis (WTT), playing doubles only.
In September 2008, Kournikova showed up for the 2008 Nautica Malibu Triathlon held at Zuma Beach in Malibu, California. The Race raised funds for children's Hospital Los Angeles. She won that race for women's K-Swiss team. On 27 September 2008, Kournikova played exhibition mixed doubles matches in Charlotte, North Carolina, partnering with Tim Wilkison and Karel Nováček. Kournikova and Wilkison defeated Jimmy Arias and Chanda Rubin, and then Kournikova and Novacek defeated Rubin and Wilkison.
On 12 October 2008, Anna Kournikova played one exhibition match for the annual charity event, hosted by Billie Jean King and Elton John, and raised more than $400,000 for the Elton John AIDS Foundation and Atlanta AIDS Partnership Fund. She played doubles with Andy Roddick (they were coached by David Chang) versus Martina Navratilova and Jesse Levine (coached by Billie Jean King); Kournikova and Roddick won.
Kournikova was one of "four former world No. 1 players" who participated in "Legendary Night", held on 2 May 2009, at the Turning Stone Event Center in Verona, New York, the others being John McEnroe (who had been No. 1 in both singles and doubles), Tracy Austin and Jim Courier (both of whom who had been No. 1 in singles but not doubles). The exhibition included a mixed doubles match in which McEnroe and Kournikova defeated Courier and Austin.
In 2008, she was named a spokesperson for K-Swiss. In 2005, Kournikova stated that if she were 100% fit, she would like to come back and compete again.
In June 2010, Kournikova reunited with her doubles partner Martina Hingis to participate in competitive tennis for the first time in seven years in the Invitational Ladies Doubles event at Wimbledon. On 29 June 2010 they defeated the British pair Samantha Smith and Anne Hobbs.
Playing style
Kournikova plays right-handed with a two-handed backhand. She is a great player at the net. She can hit forceful groundstrokes and also drop shots.
Her playing style fits the profile for a doubles player, and is complemented by her height. She has been compared to such doubles specialists as Pam Shriver and Peter Fleming.
Personal life
Kournikova was in a relationship with fellow Russian, Pavel Bure, an NHL ice hockey player. The two met in 1999, when Kournikova was still linked to Bure's former Russian teammate Sergei Fedorov. Bure and Kournikova were reported to have been engaged in 2000 after a reporter took a photo of them together in a Florida restaurant where Bure supposedly asked Kournikova to marry him. As the story made headlines in Russia, where they were both heavily followed in the media as celebrities, Bure and Kournikova both denied any engagement. Kournikova, 10 years younger than Bure, was 18 years old at the time.
Fedorov claimed that he and Kournikova were married in 2001, and divorced in 2003. Kournikova's representatives deny any marriage to Fedorov; however, Fedorov's agent Pat Brisson claims that although he does not know when they got married, he knew "Fedorov was married".
Kournikova started dating singer Enrique Iglesias in late 2001 after she had appeared in his music video for "Escape". The couple have three children together, fraternal twins, a son and daughter, born on 16 December 2017, and another daughter born on 30 January 2020.
It was reported in 2010 that Kournikova had become an American citizen.
Media publicity
In 2000, Kournikova became the new face for Berlei's shock absorber sports bras, and appeared in the "only the ball should bounce" billboard campaign. Following that, she was cast by the Farrelly brothers for a minor role in the 2000 film Me, Myself & Irene starring Jim Carrey and Renée Zellweger. Photographs of her have appeared on covers of various publications, including men's magazines, such as one in the much-publicized 2004 Sports Illustrated Swimsuit Issue, where she posed in bikinis and swimsuits, as well as in FHM and Maxim.
Kournikova was named one of Peoples 50 Most Beautiful People in 1998 and was voted "hottest female athlete" on ESPN.com. In 2002, she also placed first in FHM's 100 Sexiest Women in the World in US and UK editions. By contrast, ESPN – citing the degree of hype as compared to actual accomplishments as a singles player – ranked Kournikova 18th in its "25 Biggest Sports Flops of the Past 25 Years". Kournikova was also ranked No. 1 in the ESPN Classic series "Who's number 1?" when the series featured sport's most overrated athletes.
She continued to be the most searched athlete on the Internet through 2008 even though she had retired from the professional tennis circuit years earlier. After slipping from first to sixth among athletes in 2009, she moved back up to third place among athletes in terms of search popularity in 2010.
In October 2010, Kournikova headed to NBC's The Biggest Loser where she led the contestants in a tennis-workout challenge. In May 2011, it was announced that Kournikova would join The Biggest Loser as a regular celebrity trainer in season 12. She did not return for season 13.
Legacy and influence on popular culture
A variation of a White Russian made with skim milk is known as an Anna Kournikova.
A video game featuring Kournikova's licensed appearance, titled Anna Kournikova's Smash Court Tennis, was developed by Namco and released for the PlayStation in Japan and Europe in November 1998.
A computer virus named after her spread worldwide beginning on 12 February 2001 infecting computers through email in a matter of hours.
Career statistics and awards
Doubles performance timeline
Grand Slam tournament finals
Doubles: 3 (2–1)
Mixed doubles: 2 (0–2)
Awards
1996: WTA Newcomer of the Year
1999: WTA Doubles Team of the Year (with Martina Hingis)
Books
Anna Kournikova by Susan Holden (2001) ( / )
Anna Kournikova by Connie Berman (2001) (Women Who Win) ( / )
References
External links
1981 births
Australian Open (tennis) champions
Grand Slam (tennis) champions in women's doubles
Iglesias family
ITF World Champions
Living people
Olympic tennis players for Russia
Participants in American reality television series
People with acquired American citizenship
Russian emigrants to the United States
Russian female models
Russian models
Russian female tennis players
Russian socialites
Sportspeople from Miami-Dade County, Florida
Tennis players at the 1996 Summer Olympics
Tennis players from Moscow
WTA number 1 ranked doubles tennis players
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https://en.wikipedia.org/wiki/Agnosticism
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Agnosticism
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Agnosticism is the view or belief that the existence of God, of the divine or the supernatural is unknown or unknowable. Another definition provided is the view that "human reason is incapable of providing sufficient rational grounds to justify either the belief that God exists or the belief that God does not exist."
The English biologist Thomas Henry Huxley coined the word agnostic in 1869. His general definition was that "It is wrong for a man to say that he is certain of the objective truth of any proposition unless he can produce evidence which logically justifies that certainty. This is what Agnosticism asserts; and, in my opinion, it is all that is essential to Agnosticism." In response to the question "Is Agnosticism in accord with modern science?" Huxley said that "Agnosticism is of the essence of science, whether ancient or modern. It simply means that a man shall not say he knows or believes that which he has no scientific grounds for professing to know or believe."
Earlier thinkers, however, had written works that promoted agnostic points of view, such as Sanjaya Belatthaputta, a 5th-century BCE Indian philosopher who expressed agnosticism about any afterlife; and Protagoras, a 5th-century BCE Greek philosopher who expressed agnosticism about the existence of "the gods".
Defining agnosticism
Being a scientist, above all else, Huxley presented agnosticism as a form of demarcation. A hypothesis with no supporting, objective, testable evidence is not an objective, scientific claim. As such, there would be no way to test said hypotheses, leaving the results inconclusive. His agnosticism was not compatible with forming a belief as to the truth, or falsehood, of the claim at hand. Karl Popper would also describe himself as an agnostic. According to philosopher William L. Rowe, in this strict sense, agnosticism is the view that human reason is incapable of providing sufficient rational grounds to justify either the belief that God exists or the belief that God does not exist.
George H. Smith, while admitting that the narrow definition of atheist was the common usage definition of that word, and admitting that the broad definition of agnostic was the common usage definition of that word, promoted broadening the definition of atheist and narrowing the definition of agnostic. Smith rejects agnosticism as a third alternative to theism and atheism and promotes terms such as agnostic atheism (the view of those who do not hold a belief in the existence of any deity, but claim that the existence of a deity is unknown or inherently unknowable) and agnostic theism (the view of those who believe in the existence of a deity(s), but claim that the existence of a deity is unknown or inherently unknowable).
Etymology
Agnostic () was used by Thomas Henry Huxley in a speech at a meeting of the Metaphysical Society in 1869 to describe his philosophy, which rejects all claims of spiritual or mystical knowledge.
Early Christian church leaders used the Greek word gnosis (knowledge) to describe "spiritual knowledge". Agnosticism is not to be confused with religious views opposing the ancient religious movement of Gnosticism in particular; Huxley used the term in a broader, more abstract sense. Huxley identified agnosticism not as a creed but rather as a method of skeptical, evidence-based inquiry.
The term Agnostic is also cognate with the Sanskrit word Ajñasi which translates literally to "not knowable", and relates to the ancient Indian philosophical school of Ajñana, which proposes that it is impossible to obtain knowledge of metaphysical nature or ascertain the truth value of philosophical propositions; and even if knowledge was possible, it is useless and disadvantageous for final salvation.
In recent years, scientific literature dealing with neuroscience and psychology has used the word to mean "not knowable". In technical and marketing literature, "agnostic" can also mean independence from some parameters—for example, "platform agnostic" (referring to cross-platform software)
or "hardware-agnostic".
Qualifying agnosticism
Scottish Enlightenment philosopher David Hume contended that meaningful statements about the universe are always qualified by some degree of doubt. He asserted that the fallibility of human beings means that they cannot obtain absolute certainty except in trivial cases where a statement is true by definition (e.g. tautologies such as "all bachelors are unmarried" or "all triangles have three corners").
Types
Strong agnosticism (also called "hard", "closed", "strict", or "permanent agnosticism") The view that the question of the existence or nonexistence of a deity or deities, and the nature of ultimate reality is unknowable by reason of our natural inability to verify any experience with anything but another subjective experience. A strong agnostic would say, "I cannot know whether a deity exists or not, and neither can you."
Weak agnosticism (also called "soft", "open", "empirical", "hopeful" or "temporal agnosticism") The view that the existence or nonexistence of any deities is currently unknown but is not necessarily unknowable; therefore, one will withhold judgment until evidence, if any, becomes available. A weak agnostic would say, "I don't know whether any deities exist or not, but maybe one day, if there is evidence, we can find something out."
Apathetic agnosticism The view that no amount of debate can prove or disprove the existence of one or more deities, and if one or more deities exist, they do not appear to be concerned about the fate of humans. Therefore, their existence has little to no impact on personal human affairs and should be of little interest. An apathetic agnostic would say, "I don't know whether any deity exists or not, and I don't care if any deity exists or not."
History
Hindu philosophy
Throughout the history of Hinduism there has been a strong tradition of philosophic speculation and skepticism.
The Rig Veda takes an agnostic view on the fundamental question of how the universe and the gods were created. Nasadiya Sukta (Creation Hymn) in the tenth chapter of the Rig Veda says:
Hume, Kant, and Kierkegaard
Aristotle,
Anselm,
Aquinas,
Descartes,
and Gödel
presented arguments attempting to rationally prove the existence of God. The skeptical empiricism of David Hume, the antinomies of Immanuel Kant, and the existential philosophy of Søren Kierkegaard convinced many later philosophers to abandon these attempts, regarding it impossible to construct any unassailable proof for the existence or non-existence of God.
In his 1844 book, Philosophical Fragments, Kierkegaard writes:
Hume was Huxley's favourite philosopher, calling him "the Prince of Agnostics". Diderot wrote to his mistress, telling of a visit by Hume to the Baron D'Holbach, and describing how a word for the position that Huxley would later describe as agnosticism did not seem to exist, or at least was not common knowledge, at the time.
United Kingdom
Charles Darwin
Raised in a religious environment, Charles Darwin (1809–1882) studied to be an Anglican clergyman. While eventually doubting parts of his faith, Darwin continued to help in church affairs, even while avoiding church attendance. Darwin stated that it would be "absurd to doubt that a man might be an ardent theist and an evolutionist". Although reticent about his religious views, in 1879 he wrote that "I have never been an atheist in the sense of denying the existence of a God. – I think that generally ... an agnostic would be the most correct description of my state of mind."
Thomas Henry Huxley
Agnostic views are as old as philosophical skepticism, but the terms agnostic and agnosticism were created by Huxley (1825–1895) to sum up his thoughts on contemporary developments of metaphysics about the "unconditioned" (William Hamilton) and the "unknowable" (Herbert Spencer). Though Huxley began to use the term agnostic in 1869, his opinions had taken shape some time before that date. In a letter of September 23, 1860, to Charles Kingsley, Huxley discussed his views extensively:
And again, to the same correspondent, May 6, 1863:
Of the origin of the name agnostic to describe this attitude, Huxley gave the following account:
In 1889, Huxley wrote:
William Stewart Ross
William Stewart Ross (1844–1906) wrote under the name of Saladin. He was associated with Victorian Freethinkers and the organization the British Secular Union. He edited the Secular Review from 1882; it was renamed Agnostic Journal and Eclectic Review and closed in 1907. Ross championed agnosticism in opposition to the atheism of Charles Bradlaugh as an open-ended spiritual exploration.
In Why I am an Agnostic () he claims that agnosticism is "the very reverse of atheism".
Bertrand Russell
Bertrand Russell (1872–1970) declared Why I Am Not a Christian in 1927, a classic statement of agnosticism.
He calls upon his readers to "stand on their own two feet and look fair and square at the world with a fearless attitude and a free intelligence".
In 1939, Russell gave a lecture on The existence and nature of God, in which he characterized himself as an atheist. He said:
However, later in the same lecture, discussing modern non-anthropomorphic concepts of God, Russell states:
In Russell's 1947 pamphlet, Am I An Atheist or an Agnostic? (subtitled A Plea For Tolerance in the Face of New Dogmas), he ruminates on the problem of what to call himself:
In his 1953 essay, What Is An Agnostic? Russell states:
Later in the essay, Russell adds:
Leslie Weatherhead
In 1965, Christian theologian Leslie Weatherhead (1893–1976) published The Christian Agnostic, in which he argues:
Although radical and unpalatable to conventional theologians, Weatherhead's agnosticism falls far short of Huxley's, and short even of weak agnosticism:
United States
Robert G. Ingersoll
Robert G. Ingersoll (1833–1899), an Illinois lawyer and politician who evolved into a well-known and sought-after orator in 19th-century America, has been referred to as the "Great Agnostic".
In an 1896 lecture titled Why I Am An Agnostic, Ingersoll related why he was an agnostic:
In the conclusion of the speech he simply sums up the agnostic position as:
In 1885, Ingersoll explained his comparative view of agnosticism and atheism as follows:
Bernard Iddings Bell
Canon Bernard Iddings Bell (1886–1958), a popular cultural commentator, Episcopal priest, and author, lauded the necessity of agnosticism in Beyond Agnosticism: A Book for Tired Mechanists, calling it the foundation of "all intelligent Christianity". Agnosticism was a temporary mindset in which one rigorously questioned the truths of the age, including the way in which one believed God. His view of Robert Ingersoll and Thomas Paine was that they were not denouncing true Christianity but rather "a gross perversion of it". Part of the misunderstanding stemmed from ignorance of the concepts of God and religion. Historically, a god was any real, perceivable force that ruled the lives of humans and inspired admiration, love, fear, and homage; religion was the practice of it. Ancient peoples worshiped gods with real counterparts, such as Mammon (money and material things), Nabu (rationality), or Ba'al (violent weather); Bell argued that modern peoples were still paying homage—with their lives and their children's lives—to these old gods of wealth, physical appetites, and self-deification. Thus, if one attempted to be agnostic passively, he or she would incidentally join the worship of the world's gods.
In Unfashionable Convictions (1931), he criticized the Enlightenment's complete faith in human sensory perception, augmented by scientific instruments, as a means of accurately grasping Reality. Firstly, it was fairly new, an innovation of the Western World, which Aristotle invented and Thomas Aquinas revived among the scientific community. Secondly, the divorce of "pure" science from human experience, as manifested in American Industrialization, had completely altered the environment, often disfiguring it, so as to suggest its insufficiency to human needs. Thirdly, because scientists were constantly producing more data—to the point where no single human could grasp it all at once—it followed that human intelligence was incapable of attaining a complete understanding of universe; therefore, to admit the mysteries of the unobserved universe was to be actually scientific.
Bell believed that there were two other ways that humans could perceive and interact with the world. Artistic experience was how one expressed meaning through speaking, writing, painting, gesturing—any sort of communication which shared insight into a human's inner reality. Mystical experience was how one could "read" people and harmonize with them, being what we commonly call love. In summary, man was a scientist, artist, and lover. Without exercising all three, a person became "lopsided".
Bell considered a humanist to be a person who cannot rightly ignore the other ways of knowing. However, humanism, like agnosticism, was also temporal, and would eventually lead to either scientific materialism or theism. He lays out the following thesis:
Truth cannot be discovered by reasoning on the evidence of scientific data alone. Modern peoples' dissatisfaction with life is the result of depending on such incomplete data. Our ability to reason is not a way to discover Truth but rather a way to organize our knowledge and experiences somewhat sensibly. Without a full, human perception of the world, one's reason tends to lead them in the wrong direction.
Beyond what can be measured with scientific tools, there are other types of perception, such as one's ability know another human through loving. One's loves cannot be dissected and logged in a scientific journal, but we know them far better than we know the surface of the sun. They show us an undefinable reality that is nevertheless intimate and personal, and they reveal qualities lovelier and truer than detached facts can provide.
To be religious, in the Christian sense, is to live for the Whole of Reality (God) rather than for a small part (gods). Only by treating this Whole of Reality as a person—good and true and perfect—rather than an impersonal force, can we come closer to the Truth. An ultimate Person can be loved, but a cosmic force cannot. A scientist can only discover peripheral truths, but a lover is able to get at the Truth.
There are many reasons to believe in God but they are not sufficient for an agnostic to become a theist. It is not enough to believe in an ancient holy book, even though when it is accurately analyzed without bias, it proves to be more trustworthy and admirable than what we are taught in school. Neither is it enough to realize how probable it is that a personal God would have to show human beings how to live, considering they have so much trouble on their own. Nor is it enough to believe for the reason that, throughout history, millions of people have arrived at this Wholeness of Reality only through religious experience. The aforementioned reasons may warm one toward religion, but they fall short of convincing. However, if one presupposes that God is in fact a knowable, loving person, as an experiment, and then lives according that religion, he or she will suddenly come face to face with experiences previously unknown. One's life becomes full, meaningful, and fearless in the face of death. It does not defy reason but exceeds it.
Because God has been experienced through love, the orders of prayer, fellowship, and devotion now matter. They create order within one's life, continually renewing the "missing piece" that had previously felt lost. They empower one to be compassionate and humble, not small-minded or arrogant.
No truth should be denied outright, but all should be questioned. Science reveals an ever-growing vision of our universe that should not be discounted due to bias toward older understandings. Reason is to be trusted and cultivated. To believe in God is not to forego reason or to deny scientific facts, but to step into the unknown and discover the fullness of life.
Demographics
Demographic research services normally do not differentiate between various types of non-religious respondents, so agnostics are often classified in the same category as atheists or other non-religious people.
A 2010 survey published in Encyclopædia Britannica found that the non-religious people or the agnostics made up about 9.6% of the world's population.
A November–December 2006 poll published in the Financial Times gives rates for the United States and five European countries. The rates of agnosticism in the United States were at 14%, while the rates of agnosticism in the European countries surveyed were considerably higher: Italy (20%), Spain (30%), Great Britain (35%), Germany (25%), and France (32%).
A study conducted by the Pew Research Center found that about 16% of the world's people, the third largest group after Christianity and Islam, have no religious affiliation.
According to a 2012 report by the Pew Research Center, agnostics made up 3.3% of the US adult population.
In the U.S. Religious Landscape Survey, conducted by the Pew Research Center, 55% of agnostic respondents expressed "a belief in God or a universal spirit",
whereas 41% stated that they thought that they felt a tension "being non-religious in a society where most people are religious".
According to the 2021 Australian Bureau of Statistics, 38.9% of Australians have "no religion", a category that includes agnostics.
Between 64% and 65%
of Japanese and up to 81%
of Vietnamese are atheists, agnostics, or do not believe in a god. An official European Union survey reported that 3% of the EU population is unsure about their belief in a god or spirit.
Criticism
Agnosticism is criticized from a variety of standpoints. Some atheists criticize the use of the term agnosticism as functionally indistinguishable from atheism; this results in frequent criticisms of those who adopt the term as avoiding the atheist label.
Theistic
Theistic critics claim that agnosticism is impossible in practice, since a person can live only either as if God did not exist (etsi deus non-daretur), or as if God did exist (etsi deus daretur).
Christian
According to Pope Benedict XVI, strong agnosticism in particular contradicts itself in affirming the power of reason to know scientific truth. He blames the exclusion of reasoning from religion and ethics for dangerous pathologies such as crimes against humanity and ecological disasters.
"Agnosticism", said Benedict, "is always the fruit of a refusal of that knowledge which is in fact offered to man ... The knowledge of God has always existed". He asserted that agnosticism is a choice of comfort, pride, dominion, and utility over truth, and is opposed by the following attitudes: the keenest self-criticism, humble listening to the whole of existence, the persistent patience and self-correction of the scientific method, a readiness to be purified by the truth.
The Catholic Church sees merit in examining what it calls "partial agnosticism", specifically those systems that "do not aim at constructing a complete philosophy of the unknowable, but at excluding special kinds of truth, notably religious, from the domain of knowledge". However, the Church is historically opposed to a full denial of the capacity of human reason to know God. The Council of the Vatican declares, "God, the beginning and end of all, can, by the natural light of human reason, be known with certainty from the works of creation".
Blaise Pascal argued that even if there were truly no evidence for God, agnostics should consider what is now known as Pascal's Wager: the infinite expected value of acknowledging God is always greater than the finite expected value of not acknowledging his existence, and thus it is a safer "bet" to choose God.
Atheistic
According to Richard Dawkins, a distinction between agnosticism and atheism is unwieldy and depends on how close to zero a person is willing to rate the probability of existence for any given god-like entity. About himself, Dawkins continues, "I am agnostic only to the extent that I am agnostic about fairies at the bottom of the garden." Dawkins also identifies two categories of agnostics; "Temporary Agnostics in Practice" (TAPs), and "Permanent Agnostics in Principle" (PAPs). He states that "agnosticism about the existence of God belongs firmly in the temporary or TAP category. Either he exists or he doesn't. It is a scientific question; one day we may know the answer, and meanwhile we can say something pretty strong about the probability" and considers PAP a "deeply inescapable kind of fence-sitting".
Ignosticism
A related concept is ignosticism, the view that a coherent definition of a deity must be put forward before the question of the existence of a deity can be meaningfully discussed. If the chosen definition is not coherent, the ignostic holds the noncognitivist view that the existence of a deity is meaningless or empirically untestable. A. J. Ayer, Theodore Drange, and other philosophers see both atheism and agnosticism as incompatible with ignosticism on the grounds that atheism and agnosticism accept the statement "a deity exists" as a meaningful proposition that can be argued for or against.
See also
References
Further reading
Alexander, Nathan G. "An Atheist with a Tall Hat On: The Forgotten History of Agnosticism." The Humanist, February 19, 2019.
Annan, Noel. Leslie Stephen: The Godless Victorian (U of Chicago Press, 1984)
Cockshut, A.O.J. The Unbelievers, English Thought, 1840–1890 (1966).
Dawkins, Richard. "The poverty of agnosticism", in The God Delusion, Black Swan, 2007 ().
Lightman, Bernard. The Origins of Agnosticism (1987).
Royle, Edward. Radicals, Secularists, and Republicans: Popular Freethought in Britain, 1866–1915 (Manchester UP, 1980).
External links
Albert Einstein on Religion Shapell Manuscript Foundation
Why I Am An Agnostic by Robert G. Ingersoll, [1896].
Dictionary of the History of Ideas: Agnosticism
Agnosticism from INTERS – Interdisciplinary Encyclopedia of Religion and Science
Agnosticism – from ReligiousTolerance.org
What do Agnostics Believe? – A Jewish perspective
Fides et Ratio – the relationship between faith and reason Karol Wojtyla [1998]
The Natural Religion by Brendan Connolly, 2008
Epistemological theories
Philosophy of religion
Skepticism
Irreligion
Doubt
Freedom of religion
Philosophical schools and traditions
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https://en.wikipedia.org/wiki/Argon
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Argon
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Argon is a chemical element with the symbol Ar and atomic number 18. It is in group 18 of the periodic table and is a noble gas. Argon is the third-most abundant gas in Earth's atmosphere, at 0.934% (9340 ppmv). It is more than twice as abundant as water vapor (which averages about 4000 ppmv, but varies greatly), 23 times as abundant as carbon dioxide (400 ppmv), and more than 500 times as abundant as neon (18 ppmv). Argon is the most abundant noble gas in Earth's crust, comprising 0.00015% of the crust.
Nearly all of the argon in Earth's atmosphere is radiogenic argon-40, derived from the decay of potassium-40 in Earth's crust. In the universe, argon-36 is by far the most common argon isotope, as it is the most easily produced by stellar nucleosynthesis in supernovas.
The name "argon" is derived from the Greek word , neuter singular form of meaning 'lazy' or 'inactive', as a reference to the fact that the element undergoes almost no chemical reactions. The complete octet (eight electrons) in the outer atomic shell makes argon stable and resistant to bonding with other elements. Its triple point temperature of 83.8058 K is a defining fixed point in the International Temperature Scale of 1990.
Argon is extracted industrially by the fractional distillation of liquid air. Argon is mostly used as an inert shielding gas in welding and other high-temperature industrial processes where ordinarily unreactive substances become reactive; for example, an argon atmosphere is used in graphite electric furnaces to prevent the graphite from burning. Argon is also used in incandescent, fluorescent lighting, and other gas-discharge tubes. Argon makes a distinctive blue-green gas laser. Argon is also used in fluorescent glow starters.
Characteristics
Argon has approximately the same solubility in water as oxygen and is 2.5 times more soluble in water than nitrogen. Argon is colorless, odorless, nonflammable and nontoxic as a solid, liquid or gas. Argon is chemically inert under most conditions and forms no confirmed stable compounds at room temperature.
Although argon is a noble gas, it can form some compounds under various extreme conditions. Argon fluorohydride (HArF), a compound of argon with fluorine and hydrogen that is stable below , has been demonstrated. Although the neutral ground-state chemical compounds of argon are presently limited to HArF, argon can form clathrates with water when atoms of argon are trapped in a lattice of water molecules. Ions, such as , and excited-state complexes, such as ArF, have been demonstrated. Theoretical calculation predicts several more argon compounds that should be stable but have not yet been synthesized.
History
Argon (Greek , neuter singular form of meaning "lazy" or "inactive") is named in reference to its chemical inactivity. This chemical property of this first noble gas to be discovered impressed the namers. An unreactive gas was suspected to be a component of air by Henry Cavendish in 1785.
Argon was first isolated from air in 1894 by Lord Rayleigh and Sir William Ramsay at University College London by removing oxygen, carbon dioxide, water, and nitrogen from a sample of clean air. They first accomplished this by replicating an experiment of Henry Cavendish's. They trapped a mixture of atmospheric air with additional oxygen in a test-tube (A) upside-down over a large quantity of dilute alkali solution (B), which in Cavendish's original experiment was potassium hydroxide, and conveyed a current through wires insulated by U-shaped glass tubes (CC) which sealed around the platinum wire electrodes, leaving the ends of the wires (DD) exposed to the gas and insulated from the alkali solution. The arc was powered by a battery of five Grove cells and a Ruhmkorff coil of medium size. The alkali absorbed the oxides of nitrogen produced by the arc and also carbon dioxide. They operated the arc until no more reduction of volume of the gas could be seen for at least an hour or two and the spectral lines of nitrogen disappeared when the gas was examined. The remaining oxygen was reacted with alkaline pyrogallate to leave behind an apparently non-reactive gas which they called argon.
Before isolating the gas, they had determined that nitrogen produced from chemical compounds was 0.5% lighter than nitrogen from the atmosphere. The difference was slight, but it was important enough to attract their attention for many months. They concluded that there was another gas in the air mixed in with the nitrogen. Argon was also encountered in 1882 through independent research of H. F. Newall and W. N. Hartley. Each observed new lines in the emission spectrum of air that did not match known elements.
Until 1957, the symbol for argon was "A", but now it is "Ar".
Occurrence
Argon constitutes 0.934% by volume and 1.288% by mass of Earth's atmosphere. Air is the primary industrial source of purified argon products. Argon is isolated from air by fractionation, most commonly by cryogenic fractional distillation, a process that also produces purified nitrogen, oxygen, neon, krypton and xenon. Earth's crust and seawater contain 1.2 ppm and 0.45 ppm of argon, respectively.
Isotopes
The main isotopes of argon found on Earth are (99.6%), (0.34%), and (0.06%). Naturally occurring , with a half-life of 1.25 years, decays to stable (11.2%) by electron capture or positron emission, and also to stable (88.8%) by beta decay. These properties and ratios are used to determine the age of rocks by K–Ar dating.
In Earth's atmosphere, is made by cosmic ray activity, primarily by neutron capture of followed by two-neutron emission. In the subsurface environment, it is also produced through neutron capture by , followed by proton emission. is created from the neutron capture by followed by an alpha particle emission as a result of subsurface nuclear explosions. It has a half-life of 35 days.
Between locations in the Solar System, the isotopic composition of argon varies greatly. Where the major source of argon is the decay of in rocks, will be the dominant isotope, as it is on Earth. Argon produced directly by stellar nucleosynthesis is dominated by the alpha-process nuclide . Correspondingly, solar argon contains 84.6% (according to solar wind measurements), and the ratio of the three isotopes 36Ar : 38Ar : 40Ar in the atmospheres of the outer planets is 8400 : 1600 : 1. This contrasts with the low abundance of primordial in Earth's atmosphere, which is only 31.5 ppmv (= 9340 ppmv × 0.337%), comparable with that of neon (18.18 ppmv) on Earth and with interplanetary gasses, measured by probes.
The atmospheres of Mars, Mercury and Titan (the largest moon of Saturn) contain argon, predominantly as , and its content may be as high as 1.93% (Mars).
The predominance of radiogenic is the reason the standard atomic weight of terrestrial argon is greater than that of the next element, potassium, a fact that was puzzling when argon was discovered. Mendeleev positioned the elements on his periodic table in order of atomic weight, but the inertness of argon suggested a placement before the reactive alkali metal. Henry Moseley later solved this problem by showing that the periodic table is actually arranged in order of atomic number (see History of the periodic table).
Compounds
Argon's complete octet of electrons indicates full s and p subshells. This full valence shell makes argon very stable and extremely resistant to bonding with other elements. Before 1962, argon and the other noble gases were considered to be chemically inert and unable to form compounds; however, compounds of the heavier noble gases have since been synthesized. The first argon compound with tungsten pentacarbonyl, W(CO)5Ar, was isolated in 1975. However, it was not widely recognised at that time. In August 2000, another argon compound, argon fluorohydride (HArF), was formed by researchers at the University of Helsinki, by shining ultraviolet light onto frozen argon containing a small amount of hydrogen fluoride with caesium iodide. This discovery caused the recognition that argon could form weakly bound compounds, even though it was not the first. It is stable up to 17 kelvins (−256 °C). The metastable dication, which is valence-isoelectronic with carbonyl fluoride and phosgene, was observed in 2010. Argon-36, in the form of argon hydride (argonium) ions, has been detected in interstellar medium associated with the Crab Nebula supernova; this was the first noble-gas molecule detected in outer space.
Solid argon hydride (Ar(H2)2) has the same crystal structure as the MgZn2 Laves phase. It forms at pressures between 4.3 and 220 GPa, though Raman measurements suggest that the H2 molecules in Ar(H2)2 dissociate above 175 GPa.
Production
Argon is extracted industrially by the fractional distillation of liquid air in a cryogenic air separation unit; a process that separates liquid nitrogen, which boils at 77.3 K, from argon, which boils at 87.3 K, and liquid oxygen, which boils at 90.2 K. About 700,000 tonnes of argon are produced worldwide every year.
Applications
Argon has several desirable properties:
Argon is a chemically inert gas.
Argon is the cheapest alternative when nitrogen is not sufficiently inert.
Argon has low thermal conductivity.
Argon has electronic properties (ionization and/or the emission spectrum) desirable for some applications.
Other noble gases would be equally suitable for most of these applications, but argon is by far the cheapest. Argon is inexpensive, since it occurs naturally in air and is readily obtained as a byproduct of cryogenic air separation in the production of liquid oxygen and liquid nitrogen: the primary constituents of air are used on a large industrial scale. The other noble gases (except helium) are produced this way as well, but argon is the most plentiful by far. The bulk of argon applications arise simply because it is inert and relatively cheap.
Industrial processes
Argon is used in some high-temperature industrial processes where ordinarily non-reactive substances become reactive. For example, an argon atmosphere is used in graphite electric furnaces to prevent the graphite from burning.
For some of these processes, the presence of nitrogen or oxygen gases might cause defects within the material. Argon is used in some types of arc welding such as gas metal arc welding and gas tungsten arc welding, as well as in the processing of titanium and other reactive elements. An argon atmosphere is also used for growing crystals of silicon and germanium.
Argon is used in the poultry industry to asphyxiate birds, either for mass culling following disease outbreaks, or as a means of slaughter more humane than electric stunning. Argon is denser than air and displaces oxygen close to the ground during inert gas asphyxiation. Its non-reactive nature makes it suitable in a food product, and since it replaces oxygen within the dead bird, argon also enhances shelf life.
Argon is sometimes used for extinguishing fires where valuable equipment may be damaged by water or foam.
Scientific research
Liquid argon is used as the target for neutrino experiments and direct dark matter searches. The interaction between the hypothetical WIMPs and an argon nucleus produces scintillation light that is detected by photomultiplier tubes. Two-phase detectors containing argon gas are used to detect the ionized electrons produced during the WIMP–nucleus scattering. As with most other liquefied noble gases, argon has a high scintillation light yield (about 51 photons/keV), is transparent to its own scintillation light, and is relatively easy to purify. Compared to xenon, argon is cheaper and has a distinct scintillation time profile, which allows the separation of electronic recoils from nuclear recoils. On the other hand, its intrinsic beta-ray background is larger due to contamination, unless one uses argon from underground sources, which has much less contamination. Most of the argon in Earth's atmosphere was produced by electron capture of long-lived ( + e− → + ν) present in natural potassium within Earth. The activity in the atmosphere is maintained by cosmogenic production through the knockout reaction (n,2n) and similar reactions. The half-life of is only 269 years. As a result, the underground Ar, shielded by rock and water, has much less contamination. Dark-matter detectors currently operating with liquid argon include DarkSide, WArP, ArDM, microCLEAN and DEAP. Neutrino experiments include ICARUS and MicroBooNE, both of which use high-purity liquid argon in a time projection chamber for fine grained three-dimensional imaging of neutrino interactions.
At Linköping University, Sweden, the inert gas is being utilized in a vacuum chamber in which plasma is introduced to ionize metallic films. This process results in a film usable for manufacturing computer processors. The new process would eliminate the need for chemical baths and use of expensive, dangerous and rare materials.
Preservative
Argon is used to displace oxygen- and moisture-containing air in packaging material to extend the shelf-lives of the contents (argon has the European food additive code E938). Aerial oxidation, hydrolysis, and other chemical reactions that degrade the products are retarded or prevented entirely. High-purity chemicals and pharmaceuticals are sometimes packed and sealed in argon.
In winemaking, argon is used in a variety of activities to provide a barrier against oxygen at the liquid surface, which can spoil wine by fueling both microbial metabolism (as with acetic acid bacteria) and standard redox chemistry.
Argon is sometimes used as the propellant in aerosol cans.
Argon is also used as a preservative for such products as varnish, polyurethane, and paint, by displacing air to prepare a container for storage.
Since 2002, the American National Archives stores important national documents such as the Declaration of Independence and the Constitution within argon-filled cases to inhibit their degradation. Argon is preferable to the helium that had been used in the preceding five decades, because helium gas escapes through the intermolecular pores in most containers and must be regularly replaced.
Laboratory equipment
Argon may be used as the inert gas within Schlenk lines and gloveboxes. Argon is preferred to less expensive nitrogen in cases where nitrogen may react with the reagents or apparatus.
Argon may be used as the carrier gas in gas chromatography and in electrospray ionization mass spectrometry; it is the gas of choice for the plasma used in ICP spectroscopy. Argon is preferred for the sputter coating of specimens for scanning electron microscopy. Argon gas is also commonly used for sputter deposition of thin films as in microelectronics and for wafer cleaning in microfabrication.
Medical use
Cryosurgery procedures such as cryoablation use liquid argon to destroy tissue such as cancer cells. It is used in a procedure called "argon-enhanced coagulation", a form of argon plasma beam electrosurgery. The procedure carries a risk of producing gas embolism and has resulted in the death of at least one patient.
Blue argon lasers are used in surgery to weld arteries, destroy tumors, and correct eye defects.
Argon has also been used experimentally to replace nitrogen in the breathing or decompression mix known as Argox, to speed the elimination of dissolved nitrogen from the blood.
Lighting
Incandescent lights are filled with argon, to preserve the filaments at high temperature from oxidation. It is used for the specific way it ionizes and emits light, such as in plasma globes and calorimetry in experimental particle physics. Gas-discharge lamps filled with pure argon provide lilac/violet light; with argon and some mercury, blue light. Argon is also used for blue and green argon-ion lasers.
Miscellaneous uses
Argon is used for thermal insulation in energy-efficient windows. Argon is also used in technical scuba diving to inflate a dry suit because it is inert and has low thermal conductivity.
Argon is used as a propellant in the development of the Variable Specific Impulse Magnetoplasma Rocket (VASIMR). Compressed argon gas is allowed to expand, to cool the seeker heads of some versions of the AIM-9 Sidewinder missile and other missiles that use cooled thermal seeker heads. The gas is stored at high pressure.
Argon-39, with a half-life of 269 years, has been used for a number of applications, primarily ice core and ground water dating. Also, potassium–argon dating and related argon-argon dating are used to date sedimentary, metamorphic, and igneous rocks.
Argon has been used by athletes as a doping agent to simulate hypoxic conditions. In 2014, the World Anti-Doping Agency (WADA) added argon and xenon to the list of prohibited substances and methods, although at this time there is no reliable test for abuse.
Safety
Although argon is non-toxic, it is 38% more dense than air and therefore considered a dangerous asphyxiant in closed areas. It is difficult to detect because it is colorless, odorless, and tasteless. A 1994 incident, in which a man was asphyxiated after entering an argon-filled section of oil pipe under construction in Alaska, highlights the dangers of argon tank leakage in confined spaces and emphasizes the need for proper use, storage and handling.
See also
Industrial gas
Oxygen–argon ratio, a ratio of two physically similar gases, which has importance in various sectors.
References
Further reading
On triple point pressure at 69 kPa.
On triple point pressure at 83.8058 K.
External links
Argon at The Periodic Table of Videos (University of Nottingham)
USGS Periodic Table – Argon
Diving applications: Why Argon?
Chemical elements
E-number additives
Noble gases
Industrial gases
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897
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https://en.wikipedia.org/wiki/Arsenic
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Arsenic
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Arsenic is a chemical element with the symbol As and atomic number 33. Arsenic occurs in many minerals, usually in combination with sulfur and metals, but also as a pure elemental crystal. Arsenic is a metalloid. It has various allotropes, but only the grey form, which has a metallic appearance, is important to industry.
The primary use of arsenic is in alloys of lead (for example, in car batteries and ammunition). Arsenic is a common n-type dopant in semiconductor electronic devices. It is also a component of the III–V compound semiconductor gallium arsenide. Arsenic and its compounds, especially the trioxide, are used in the production of pesticides, treated wood products, herbicides, and insecticides. These applications are declining with the increasing recognition of the toxicity of arsenic and its compounds.
A few species of bacteria are able to use arsenic compounds as respiratory metabolites. Trace quantities of arsenic are an essential dietary element in rats, hamsters, goats, chickens, and presumably other species. A role in human metabolism is not known. However, arsenic poisoning occurs in multicellular life if quantities are larger than needed. Arsenic contamination of groundwater is a problem that affects millions of people across the world.
The United States' Environmental Protection Agency states that all forms of arsenic are a serious risk to human health. The United States' Agency for Toxic Substances and Disease Registry ranked arsenic as number 1 in its 2001 Priority List of Hazardous Substances at Superfund sites. Arsenic is classified as a Group-A carcinogen.
Characteristics
Physical characteristics
The three most common arsenic allotropes are grey, yellow, and black arsenic, with grey being the most common. Grey arsenic (α-As, space group Rm No. 166) adopts a double-layered structure consisting of many interlocked, ruffled, six-membered rings. Because of weak bonding between the layers, grey arsenic is brittle and has a relatively low Mohs hardness of 3.5. Nearest and next-nearest neighbors form a distorted octahedral complex, with the three atoms in the same double-layer being slightly closer than the three atoms in the next. This relatively close packing leads to a high density of 5.73 g/cm3. Grey arsenic is a semimetal, but becomes a semiconductor with a bandgap of 1.2–1.4 eV if amorphized. Grey arsenic is also the most stable form.
Yellow arsenic is soft and waxy, and somewhat similar to tetraphosphorus (). Both have four atoms arranged in a tetrahedral structure in which each atom is bound to each of the other three atoms by a single bond. This unstable allotrope, being molecular, is the most volatile, least dense, and most toxic. Solid yellow arsenic is produced by rapid cooling of arsenic vapor, . It is rapidly transformed into grey arsenic by light. The yellow form has a density of 1.97 g/cm3. Black arsenic is similar in structure to black phosphorus.
Black arsenic can also be formed by cooling vapor at around 100–220 °C and by crystallization of amorphous arsenic in the presence of mercury vapors. It is glassy and brittle. Black arsenic is also a poor electrical conductor. As arsenic's triple point is at 3.628 MPa (35.81 atm), it does not have a melting point at standard pressure but instead sublimes from solid to vapor at 887 K (615 °C or 1137 °F).
Isotopes
Arsenic occurs in nature as one stable isotope, 75As, a monoisotopic element. As of 2003, at least 33 radioisotopes have also been synthesized, ranging in atomic mass from 60 to 92. The most stable of these is 73As with a half-life of 80.30 days. All other isotopes have half-lives of under one day, with the exception of 71As (t1/2=65.30 hours), 72As (t1/2=26.0 hours), 74As (t1/2=17.77 days), 76As (t1/2=26.26 hours), and 77As (t1/2=38.83 hours). Isotopes that are lighter than the stable 75As tend to decay by β+ decay, and those that are heavier tend to decay by β− decay, with some exceptions.
At least 10 nuclear isomers have been described, ranging in atomic mass from 66 to 84. The most stable of arsenic's isomers is 68mAs with a half-life of 111 seconds.
Chemistry
Arsenic has a similar electronegativity and ionization energies to its lighter congener phosphorus and accordingly readily forms covalent molecules with most of the nonmetals. Though stable in dry air, arsenic forms a golden-bronze tarnish upon exposure to humidity which eventually becomes a black surface layer. When heated in air, arsenic oxidizes to arsenic trioxide; the fumes from this reaction have an odor resembling garlic. This odor can be detected on striking arsenide minerals such as arsenopyrite with a hammer. It burns in oxygen to form arsenic trioxide and arsenic pentoxide, which have the same structure as the more well-known phosphorus compounds, and in fluorine to give arsenic pentafluoride. Arsenic (and some arsenic compounds) sublimes upon heating at atmospheric pressure, converting directly to a gaseous form without an intervening liquid state at . The triple point is 3.63 MPa and . Arsenic makes arsenic acid with concentrated nitric acid, arsenous acid with dilute nitric acid, and arsenic trioxide with concentrated sulfuric acid; however, it does not react with water, alkalis, or non-oxidising acids. Arsenic reacts with metals to form arsenides, though these are not ionic compounds containing the As3− ion as the formation of such an anion would be highly endothermic and even the group 1 arsenides have properties of intermetallic compounds. Like germanium, selenium, and bromine, which like arsenic succeed the 3d transition series, arsenic is much less stable in the group oxidation state of +5 than its vertical neighbors phosphorus and antimony, and hence arsenic pentoxide and arsenic acid are potent oxidizers.
Compounds
Compounds of arsenic resemble in some respects those of phosphorus which occupies the same group (column) of the periodic table. The most common oxidation states for arsenic are: −3 in the arsenides, which are alloy-like intermetallic compounds, +3 in the arsenites, and +5 in the arsenates and most organoarsenic compounds. Arsenic also bonds readily to itself as seen in the square ions in the mineral skutterudite. In the +3 oxidation state, arsenic is typically pyramidal owing to the influence of the lone pair of electrons.
Inorganic compounds
One of the simplest arsenic compounds is the trihydride, the highly toxic, flammable, pyrophoric arsine (AsH3). This compound is generally regarded as stable, since at room temperature it decomposes only slowly. At temperatures of 250–300 °C decomposition to arsenic and hydrogen is rapid. Several factors, such as humidity, presence of light and certain catalysts (namely aluminium) facilitate the rate of decomposition. It oxidises readily in air to form arsenic trioxide and water, and analogous reactions take place with sulfur and selenium instead of oxygen.
Arsenic forms colorless, odorless, crystalline oxides As2O3 ("white arsenic") and As2O5 which are hygroscopic and readily soluble in water to form acidic solutions. Arsenic(V) acid is a weak acid and the salts are called arsenates, the most common arsenic contamination of groundwater, and a problem that affects many people. Synthetic arsenates include Scheele's Green (cupric hydrogen arsenate, acidic copper arsenate), calcium arsenate, and lead hydrogen arsenate. These three have been used as agricultural insecticides and poisons.
The protonation steps between the arsenate and arsenic acid are similar to those between phosphate and phosphoric acid. Unlike phosphorous acid, arsenous acid is genuinely tribasic, with the formula As(OH)3.
A broad variety of sulfur compounds of arsenic are known. Orpiment (As2S3) and realgar (As4S4) are somewhat abundant and were formerly used as painting pigments. In As4S10, arsenic has a formal oxidation state of +2 in As4S4 which features As-As bonds so that the total covalency of As is still 3. Both orpiment and realgar, as well as As4S3, have selenium analogs; the analogous As2Te3 is known as the mineral kalgoorlieite, and the anion As2Te− is known as a ligand in cobalt complexes.
All trihalides of arsenic(III) are well known except the astatide, which is unknown. Arsenic pentafluoride (AsF5) is the only important pentahalide, reflecting the lower stability of the +5 oxidation state; even so, it is a very strong fluorinating and oxidizing agent. (The pentachloride is stable only below −50 °C, at which temperature it decomposes to the trichloride, releasing chlorine gas.)
Alloys
Arsenic is used as the group 5 element in the III-V semiconductors gallium arsenide, indium arsenide, and aluminium arsenide. The valence electron count of GaAs is the same as a pair of Si atoms, but the band structure is completely different which results in distinct bulk properties. Other arsenic alloys include the II-V semiconductor cadmium arsenide.
Organoarsenic compounds
A large variety of organoarsenic compounds are known. Several were developed as chemical warfare agents during World War I, including vesicants such as lewisite and vomiting agents such as adamsite. Cacodylic acid, which is of historic and practical interest, arises from the methylation of arsenic trioxide, a reaction that has no analogy in phosphorus chemistry. Cacodyl was the first organometallic compound known (even though arsenic is not a true metal) and was named from the Greek κακωδία "stink" for its offensive odor; it is very poisonous.
Occurrence and production
Arsenic comprises about 1.5 ppm (0.00015%) of the Earth's crust, and is the 53rd most abundant element. Typical background concentrations of arsenic do not exceed 3 ng/m3 in the atmosphere; 100 mg/kg in soil; 400 μg/kg in vegetation; 10 μg/L in freshwater and 1.5 μg/L in seawater.
Minerals with the formula MAsS and MAs2 (M = Fe, Ni, Co) are the dominant commercial sources of arsenic, together with realgar (an arsenic sulfide mineral) and native (elemental) arsenic. An illustrative mineral is arsenopyrite (FeAsS), which is structurally related to iron pyrite. Many minor As-containing minerals are known. Arsenic also occurs in various organic forms in the environment.
In 2014, China was the top producer of white arsenic with almost 70% world share, followed by Morocco, Russia, and Belgium, according to the British Geological Survey and the United States Geological Survey. Most arsenic refinement operations in the US and Europe have closed over environmental concerns. Arsenic is found in the smelter dust from copper, gold, and lead smelters, and is recovered primarily from copper refinement dust.
On roasting arsenopyrite in air, arsenic sublimes as arsenic(III) oxide leaving iron oxides, while roasting without air results in the production of gray arsenic. Further purification from sulfur and other chalcogens is achieved by sublimation in vacuum, in a hydrogen atmosphere, or by distillation from molten lead-arsenic mixture.
History
The word arsenic has its origin in the Syriac word zarnika,
from Arabic al-zarnīḵ 'the orpiment', based on Persian zar ("gold") from the word zarnikh, meaning "yellow" (literally "gold-colored") and hence "(yellow) orpiment". It was adopted into Greek (using folk etymology) as arsenikon () – a neuter form of the Greek adjective arsenikos (), meaning "male", "virile".
Latin-speakers adopted the Greek term as , which in French ultimately became , whence the English word "arsenic".
Arsenic sulfides (orpiment, realgar) and oxides have been known and used since ancient times. Zosimos () describes roasting sandarach (realgar) to obtain cloud of arsenic (arsenic trioxide), which he then reduces to gray arsenic. As the symptoms of arsenic poisoning are not very specific, the substance was frequently used for murder until the advent in the 1830s of the Marsh test, a sensitive chemical test for its presence. (Another less sensitive but more general test is the Reinsch test.) Owing to its use by the ruling class to murder one another and its potency and discreetness, arsenic has been called the "poison of kings" and the "king of poisons". Arsenic became known as "the inheritance powder" due to its use in killing family members in the Renaissance era.
During the Bronze Age, arsenic was often included in the manufacture of bronze, making the alloy harder (so-called "arsenical bronze").
Jabir ibn Hayyan described the isolation of arsenic before 815 AD. Albertus Magnus (Albert the Great, 1193–1280) later isolated the element from a compound in 1250, by heating soap together with arsenic trisulfide. In 1649, Johann Schröder published two ways of preparing arsenic. Crystals of elemental (native) arsenic are found in nature, although rarely.
Cadet's fuming liquid (impure cacodyl), often claimed as the first synthetic organometallic compound, was synthesized in 1760 by Louis Claude Cadet de Gassicourt through the reaction of potassium acetate with arsenic trioxide.
In the Victorian era, women would eat "arsenic" ("white arsenic" or arsenic trioxide) mixed with vinegar and chalk to improve the complexion of their faces, making their skin paler (to show they did not work in the fields). The accidental use of arsenic in the adulteration of foodstuffs led to the Bradford sweet poisoning in 1858, which resulted in 21 deaths. From the late-18th century wallpaper production began to use dyes made from arsenic,
which was thought to increase the pigment's brightness. One account of the illness and 1821 death of Napoleon I implicates arsenic poisoning involving wallpaper.
Two arsenic pigments have been widely used since their discovery – Paris Green in 1814 and Scheele's Green in 1775. After the toxicity of arsenic became widely known, these chemicals were used less often as pigments and more often as insecticides. In the 1860s, an arsenic byproduct of dye production, London Purple, was widely used. This was a solid mixture of arsenic trioxide, aniline, lime, and ferrous oxide, insoluble in water and very toxic by inhalation or ingestion But it was later replaced with Paris Green, another arsenic-based dye. With better understanding of the toxicology mechanism, two other compounds were used starting in the 1890s. Arsenite of lime and arsenate of lead were used widely as insecticides until the discovery of DDT in 1942.
Applications
Agricultural
The toxicity of arsenic to insects, bacteria, and fungi led to its use as a wood preservative. In the 1930s, a process of treating wood with chromated copper arsenate (also known as CCA or Tanalith) was invented, and for decades, this treatment was the most extensive industrial use of arsenic. An increased appreciation of the toxicity of arsenic led to a ban of CCA in consumer products in 2004, initiated by the European Union and United States. However, CCA remains in heavy use in other countries (such as on Malaysian rubber plantations).
Arsenic was also used in various agricultural insecticides and poisons. For example, lead hydrogen arsenate was a common insecticide on fruit trees, but contact with the compound sometimes resulted in brain damage among those working the sprayers. In the second half of the 20th century, monosodium methyl arsenate (MSMA) and disodium methyl arsenate (DSMA) – less toxic organic forms of arsenic – replaced lead arsenate in agriculture. These organic arsenicals were in turn phased out in the United States by 2013 in all agricultural activities except cotton farming.
The biogeochemistry of arsenic is complex and includes various adsorption and desorption processes. The toxicity of arsenic is connected to its solubility and is affected by pH. Arsenite () is more soluble than arsenate () and is more toxic; however, at a lower pH, arsenate becomes more mobile and toxic. It was found that addition of sulfur, phosphorus, and iron oxides to high-arsenite soils greatly reduces arsenic phytotoxicity.
Arsenic is used as a feed additive in poultry and swine production, in particular it was used in the U.S. until 2015 to increase weight gain, improve feed efficiency, and prevent disease. An example is roxarsone, which had been used as a broiler starter by about 70% of U.S. broiler growers.In 2011, Alpharma, a subsidiary of Pfizer Inc., which produces roxarsone, voluntarily suspended sales of the drug in response to studies showing elevated levels of inorganic arsenic, a carcinogen, in treated chickens. A successor to Alpharma, Zoetis, continued to sell nitarsone until 2015, primarily for use in turkeys.
A 2006 study of the remains of the Australian racehorse, Phar Lap, determined that the 1932 death of the famous champion was caused by a massive overdose of arsenic. Sydney veterinarian Percy Sykes stated, "In those days, arsenic was quite a common tonic, usually given in the form of a solution (Fowler's Solution) ... It was so common that I'd reckon 90 per cent of the horses had arsenic in their system."
Medical use
During the 17th, 18th, and 19th centuries, a number of arsenic compounds were used as medicines, including arsphenamine (by Paul Ehrlich) and arsenic trioxide (by Thomas Fowler). Arsphenamine, as well as neosalvarsan, was indicated for syphilis, but has been superseded by modern antibiotics. However, arsenicals such as melarsoprol are still used for the treatment of trypanosomiasis, since although these drugs have the disadvantage of severe toxicity, the disease is almost uniformly fatal if untreated.
Arsenic trioxide has been used in a variety of ways since the 15th century, most commonly in the treatment of cancer, but also in medications as diverse as Fowler's solution in psoriasis. The US Food and Drug Administration in the year 2000 approved this compound for the treatment of patients with acute promyelocytic leukemia that is resistant to all-trans retinoic acid.
A 2008 paper reports success in locating tumors using arsenic-74 (a positron emitter). This isotope produces clearer PET scan images than the previous radioactive agent, iodine-124, because the body tends to transport iodine to the thyroid gland producing signal noise. Nanoparticles of arsenic have shown ability to kill cancer cells with lesser cytotoxicity than other arsenic formulations.
In subtoxic doses, soluble arsenic compounds act as stimulants, and were once popular in small doses as medicine by people in the mid-18th to 19th centuries; its use as a stimulant was especially prevalent as sport animals such as race horses or with work dogs.
Alloys
The main use of arsenic is in alloying with lead. Lead components in car batteries are strengthened by the presence of a very small percentage of arsenic. Dezincification of brass (a copper-zinc alloy) is greatly reduced by the addition of arsenic. "Phosphorus Deoxidized Arsenical Copper" with an arsenic content of 0.3% has an increased corrosion stability in certain environments. Gallium arsenide is an important semiconductor material, used in integrated circuits. Circuits made from GaAs are much faster (but also much more expensive) than those made from silicon. Unlike silicon, GaAs has a direct bandgap, and can be used in laser diodes and LEDs to convert electrical energy directly into light.
Military
After World War I, the United States built a stockpile of 20,000 tons of weaponized lewisite (ClCH=CHAsCl2), an organoarsenic vesicant (blister agent) and lung irritant. The stockpile was neutralized with bleach and dumped into the Gulf of Mexico in the 1950s. During the Vietnam War, the United States used Agent Blue, a mixture of sodium cacodylate and its acid form, as one of the rainbow herbicides to deprive North Vietnamese soldiers of foliage cover and rice.
Other uses
Copper acetoarsenite was used as a green pigment known under many names, including Paris Green and Emerald Green. It caused numerous arsenic poisonings. Scheele's Green, a copper arsenate, was used in the 19th century as a coloring agent in sweets.
Arsenic is used in bronzing and pyrotechnics.
As much as 2% of produced arsenic is used in lead alloys for lead shot and bullets.
Arsenic is added in small quantities to alpha-brass to make it dezincification-resistant. This grade of brass is used in plumbing fittings and other wet environments.
Arsenic is also used for taxonomic sample preservation. It was also used in embalming fluids historically.
Arsenic was used as an opacifier in ceramics, creating white glazes.
Until recently, arsenic was used in optical glass. Modern glass manufacturers, under pressure from environmentalists, have ceased using both arsenic and lead.
In computers; arsenic is used in the chips as the n-type doping
Biological role
Bacteria
Some species of bacteria obtain their energy in the absence of oxygen by oxidizing various fuels while reducing arsenate to arsenite. Under oxidative environmental conditions some bacteria use arsenite as fuel, which they oxidize to arsenate. The enzymes involved are known as arsenate reductases (Arr).
In 2008, bacteria were discovered that employ a version of photosynthesis in the absence of oxygen with arsenites as electron donors, producing arsenates (just as ordinary photosynthesis uses water as electron donor, producing molecular oxygen). Researchers conjecture that, over the course of history, these photosynthesizing organisms produced the arsenates that allowed the arsenate-reducing bacteria to thrive. One strain, PHS-1, has been isolated and is related to the gammaproteobacterium Ectothiorhodospira shaposhnikovii. The mechanism is unknown, but an encoded Arr enzyme may function in reverse to its known homologues.
In 2011, it was postulated that a strain of Halomonadaceae could be grown in the absence of phosphorus if that element were substituted with arsenic, exploiting the fact that the arsenate and phosphate anions are similar structurally. The study was widely criticised and subsequently refuted by independent researcher groups.
Essential trace element in higher animals
Arsenic is understood to be an essential trace mineral in birds as it is involved in the synthesis of methionine metabolites, with feeding recommendations being between 0.012 and 0.050 mg/kg.
Some evidence indicates that arsenic is an essential trace mineral in mammals. However, the biological function is not known.
Heredity
Arsenic has been linked to epigenetic changes, heritable changes in gene expression that occur without changes in DNA sequence. These include DNA methylation, histone modification, and RNA interference. Toxic levels of arsenic cause significant DNA hypermethylation of tumor suppressor genes p16 and p53, thus increasing risk of carcinogenesis. These epigenetic events have been studied in vitro using human kidney cells and in vivo using rat liver cells and peripheral blood leukocytes in humans. Inductively coupled plasma mass spectrometry (ICP-MS) is used to detect precise levels of intracellular arsenic and other arsenic bases involved in epigenetic modification of DNA. Studies investigating arsenic as an epigenetic factor can be used to develop precise biomarkers of exposure and susceptibility.
The Chinese brake fern (Pteris vittata) hyperaccumulates arsenic from the soil into its leaves and has a proposed use in phytoremediation.
Biomethylation
Inorganic arsenic and its compounds, upon entering the food chain, are progressively metabolized through a process of methylation. For example, the mold Scopulariopsis brevicaulis produces trimethylarsine if inorganic arsenic is present. The organic compound arsenobetaine is found in some marine foods such as fish and algae, and also in mushrooms in larger concentrations. The average person's intake is about 10–50 µg/day. Values about 1000 µg are not unusual following consumption of fish or mushrooms, but there is little danger in eating fish because this arsenic compound is nearly non-toxic.
Environmental issues
Exposure
Naturally occurring sources of human exposure include volcanic ash, weathering of minerals and ores, and mineralized groundwater. Arsenic is also found in food, water, soil, and air. Arsenic is absorbed by all plants, but is more concentrated in leafy vegetables, rice, apple and grape juice, and seafood. An additional route of exposure is inhalation of atmospheric gases and dusts.
During the Victorian era, arsenic was widely used in home decor, especially wallpapers.
Occurrence in drinking water
Extensive arsenic contamination of groundwater has led to widespread arsenic poisoning in Bangladesh and neighboring countries. It is estimated that approximately 57 million people in the Bengal basin are drinking groundwater with arsenic concentrations elevated above the World Health Organization's standard of 10 parts per billion (ppb). However, a study of cancer rates in Taiwan suggested that significant increases in cancer mortality appear only at levels above 150 ppb. The arsenic in the groundwater is of natural origin, and is released from the sediment into the groundwater, caused by the anoxic conditions of the subsurface. This groundwater was used after local and western NGOs and the Bangladeshi government undertook a massive shallow tube well drinking-water program in the late twentieth century. This program was designed to prevent drinking of bacteria-contaminated surface waters, but failed to test for arsenic in the groundwater. Many other countries and districts in Southeast Asia, such as Vietnam and Cambodia, have geological environments that produce groundwater with a high arsenic content. Arsenicosis was reported in Nakhon Si Thammarat, Thailand, in 1987, and the Chao Phraya River probably contains high levels of naturally occurring dissolved arsenic without being a public health problem because much of the public uses bottled water. In Pakistan, more than 60 million people are exposed to arsenic polluted drinking water indicated by a 2017 report in Science. Podgorski's team investigated more than 1200 samples and more than 66% exceeded the WHO minimum contamination level.
Since the 1980s, residents of the Ba Men region of Inner Mongolia, China have been chronically exposed to arsenic through drinking water from contaminated wells. A 2009 research study observed an elevated presence of skin lesions among residents with well water arsenic concentrations between 5 and 10 µg/L, suggesting that arsenic induced toxicity may occur at relatively low concentrations with chronic exposure. Overall, 20 of China's 34 provinces have high arsenic concentrations in the groundwater supply, potentially exposing 19 million people to hazardous drinking water.
A study by IIT Kharagpur found high levels of Arsenic in groundwater of 20% of India's land, exposing more than 250 million people. States such as Punjab, Bihar, West Bengal, Assam, Haryana, Uttar Pradesh, and Gujarat have highest land area exposed to arsenic.
In the United States, arsenic is most commonly found in the ground waters of the southwest. Parts of New England, Michigan, Wisconsin, Minnesota and the Dakotas are also known to have significant concentrations of arsenic in ground water. Increased levels of skin cancer have been associated with arsenic exposure in Wisconsin, even at levels below the 10 ppb drinking water standard. According to a recent film funded by the US Superfund, millions of private wells have unknown arsenic levels, and in some areas of the US, more than 20% of the wells may contain levels that exceed established limits.
Low-level exposure to arsenic at concentrations of 100 ppb (i.e., above the 10 ppb drinking water standard) compromises the initial immune response to H1N1 or swine flu infection according to NIEHS-supported scientists. The study, conducted in laboratory mice, suggests that people exposed to arsenic in their drinking water may be at increased risk for more serious illness or death from the virus.
Some Canadians are drinking water that contains inorganic arsenic. Private-dug–well waters are most at risk for containing inorganic arsenic. Preliminary well water analysis typically does not test for arsenic. Researchers at the Geological Survey of Canada have modeled relative variation in natural arsenic hazard potential for the province of New Brunswick. This study has important implications for potable water and health concerns relating to inorganic arsenic.
Epidemiological evidence from Chile shows a dose-dependent connection between chronic arsenic exposure and various forms of cancer, in particular when other risk factors, such as cigarette smoking, are present. These effects have been demonstrated at contaminations less than 50 ppb. Arsenic is itself a constituent of tobacco smoke.
Analyzing multiple epidemiological studies on inorganic arsenic exposure suggests a small but measurable increase in risk for bladder cancer at 10 ppb. According to Peter Ravenscroft of the Department of Geography at the University of Cambridge, roughly 80 million people worldwide consume between 10 and 50 ppb arsenic in their drinking water. If they all consumed exactly 10 ppb arsenic in their drinking water, the previously cited multiple epidemiological study analysis would predict an additional 2,000 cases of bladder cancer alone. This represents a clear underestimate of the overall impact, since it does not include lung or skin cancer, and explicitly underestimates the exposure. Those exposed to levels of arsenic above the current WHO standard should weigh the costs and benefits of arsenic remediation.
Early (1973) evaluations of the processes for removing dissolved arsenic from drinking water demonstrated the efficacy of co-precipitation with either iron or aluminium oxides. In particular, iron as a coagulant was found to remove arsenic with an efficacy exceeding 90%. Several adsorptive media systems have been approved for use at point-of-service in a study funded by the United States Environmental Protection Agency (US EPA) and the National Science Foundation (NSF). A team of European and Indian scientists and engineers have set up six arsenic treatment plants in West Bengal based on in-situ remediation method (SAR Technology). This technology does not use any chemicals and arsenic is left in an insoluble form (+5 state) in the subterranean zone by recharging aerated water into the aquifer and developing an oxidation zone that supports arsenic oxidizing micro-organisms. This process does not produce any waste stream or sludge and is relatively cheap.
Another effective and inexpensive method to avoid arsenic contamination is to sink wells 500 feet or deeper to reach purer waters. A recent 2011 study funded by the US National Institute of Environmental Health Sciences' Superfund Research Program shows that deep sediments can remove arsenic and take it out of circulation. In this process, called adsorption, arsenic sticks to the surfaces of deep sediment particles and is naturally removed from the ground water.
Magnetic separations of arsenic at very low magnetic field gradients with high-surface-area and monodisperse magnetite (Fe3O4) nanocrystals have been demonstrated in point-of-use water purification. Using the high specific surface area of Fe3O4 nanocrystals, the mass of waste associated with arsenic removal from water has been dramatically reduced.
Epidemiological studies have suggested a correlation between chronic consumption of drinking water contaminated with arsenic and the incidence of all leading causes of mortality. The literature indicates that arsenic exposure is causative in the pathogenesis of diabetes.
Chaff-based filters have recently been shown to reduce the arsenic content of water to 3 µg/L. This may find applications in areas where the potable water is extracted from underground aquifers.
San Pedro de Atacama
For several centuries, the people of San Pedro de Atacama in Chile have been drinking water that is contaminated with arsenic, and some evidence suggests they have developed some immunity.
Hazard maps for contaminated groundwater
Around one-third of the world's population drinks water from groundwater resources. Of this, about 10 percent, approximately 300 million people, obtains water from groundwater resources that are contaminated with unhealthy levels of arsenic or fluoride. These trace elements derive mainly from minerals and ions in the ground.
Redox transformation of arsenic in natural waters
Arsenic is unique among the trace metalloids and oxyanion-forming trace metals (e.g. As, Se, Sb, Mo, V, Cr, U, Re). It is sensitive to mobilization at pH values typical of natural waters (pH 6.5–8.5) under both oxidizing and reducing conditions. Arsenic can occur in the environment in several oxidation states (−3, 0, +3 and +5), but in natural waters it is mostly found in inorganic forms as oxyanions of trivalent arsenite [As(III)] or pentavalent arsenate [As(V)]. Organic forms of arsenic are produced by biological activity, mostly in surface waters, but are rarely quantitatively important. Organic arsenic compounds may, however, occur where waters are significantly impacted by industrial pollution.
Arsenic may be solubilized by various processes. When pH is high, arsenic may be released from surface binding sites that lose their positive charge. When water level drops and sulfide minerals are exposed to air, arsenic trapped in sulfide minerals can be released into water. When organic carbon is present in water, bacteria are fed by directly reducing As(V) to As(III) or by reducing the element at the binding site, releasing inorganic arsenic.
The aquatic transformations of arsenic are affected by pH, reduction-oxidation potential, organic matter concentration and the concentrations and forms of other elements, especially iron and manganese. The main factors are pH and the redox potential. Generally, the main forms of arsenic under oxic conditions are H3AsO4, H2AsO4−, HAsO42−, and AsO43− at pH 2, 2–7, 7–11 and 11, respectively. Under reducing conditions, H3AsO4 is predominant at pH 2–9.
Oxidation and reduction affects the migration of arsenic in subsurface environments. Arsenite is the most stable soluble form of arsenic in reducing environments and arsenate, which is less mobile than arsenite, is dominant in oxidizing environments at neutral pH. Therefore, arsenic may be more mobile under reducing conditions. The reducing environment is also rich in organic matter which may enhance the solubility of arsenic compounds. As a result, the adsorption of arsenic is reduced and dissolved arsenic accumulates in groundwater. That is why the arsenic content is higher in reducing environments than in oxidizing environments.
The presence of sulfur is another factor that affects the transformation of arsenic in natural water. Arsenic can precipitate when metal sulfides form. In this way, arsenic is removed from the water and its mobility decreases. When oxygen is present, bacteria oxidize reduced sulfur to generate energy, potentially releasing bound arsenic.
Redox reactions involving Fe also appear to be essential factors in the fate of arsenic in aquatic systems. The reduction of iron oxyhydroxides plays a key role in the release of arsenic to water. So arsenic can be enriched in water with elevated Fe concentrations. Under oxidizing conditions, arsenic can be mobilized from pyrite or iron oxides especially at elevated pH. Under reducing conditions, arsenic can be mobilized by reductive desorption or dissolution when associated with iron oxides. The reductive desorption occurs under two circumstances. One is when arsenate is reduced to arsenite which adsorbs to iron oxides less strongly. The other results from a change in the charge on the mineral surface which leads to the desorption of bound arsenic.
Some species of bacteria catalyze redox transformations of arsenic. Dissimilatory arsenate-respiring prokaryotes (DARP) speed up the reduction of As(V) to As(III). DARP use As(V) as the electron acceptor of anaerobic respiration and obtain energy to survive. Other organic and inorganic substances can be oxidized in this process. Chemoautotrophic arsenite oxidizers (CAO) and heterotrophic arsenite oxidizers (HAO) convert As(III) into As(V). CAO combine the oxidation of As(III) with the reduction of oxygen or nitrate. They use obtained energy to fix produce organic carbon from CO2. HAO cannot obtain energy from As(III) oxidation. This process may be an arsenic detoxification mechanism for the bacteria.
Equilibrium thermodynamic calculations predict that As(V) concentrations should be greater than As(III) concentrations in all but strongly reducing conditions, i.e. where SO42− reduction is occurring. However, abiotic redox reactions of arsenic are slow. Oxidation of As(III) by dissolved O2 is a particularly slow reaction. For example, Johnson and Pilson (1975) gave half-lives for the oxygenation of As(III) in seawater ranging from several months to a year. In other studies, As(V)/As(III) ratios were stable over periods of days or weeks during water sampling when no particular care was taken to prevent oxidation, again suggesting relatively slow oxidation rates. Cherry found from experimental studies that the As(V)/As(III) ratios were stable in anoxic solutions for up to 3 weeks but that gradual changes occurred over longer timescales. Sterile water samples have been observed to be less susceptible to speciation changes than non-sterile samples. Oremland found that the reduction of As(V) to As(III) in Mono Lake was rapidly catalyzed by bacteria with rate constants ranging from 0.02 to 0.3-day−1.
Wood preservation in the US
As of 2002, US-based industries consumed 19,600 metric tons of arsenic. Ninety percent of this was used for treatment of wood with chromated copper arsenate (CCA). In 2007, 50% of the 5,280 metric tons of consumption was still used for this purpose. In the United States, the voluntary phasing-out of arsenic in production of consumer products and residential and general consumer construction products began on 31 December 2003, and alternative chemicals are now used, such as Alkaline Copper Quaternary, borates, copper azole, cyproconazole, and propiconazole.
Although discontinued, this application is also one of the most concerning to the general public. The vast majority of older pressure-treated wood was treated with CCA. CCA lumber is still in widespread use in many countries, and was heavily used during the latter half of the 20th century as a structural and outdoor building material. Although the use of CCA lumber was banned in many areas after studies showed that arsenic could leach out of the wood into the surrounding soil (from playground equipment, for instance), a risk is also presented by the burning of older CCA timber. The direct or indirect ingestion of wood ash from burnt CCA lumber has caused fatalities in animals and serious poisonings in humans; the lethal human dose is approximately 20 grams of ash. Scrap CCA lumber from construction and demolition sites may be inadvertently used in commercial and domestic fires. Protocols for safe disposal of CCA lumber are not consistent throughout the world. Widespread landfill disposal of such timber raises some concern, but other studies have shown no arsenic contamination in the groundwater.
Mapping of industrial releases in the US
One tool that maps the location (and other information) of arsenic releases in the United States is TOXMAP. TOXMAP is a Geographic Information System (GIS) from the Division of Specialized Information Services of the United States National Library of Medicine (NLM) funded by the US Federal Government. With marked-up maps of the United States, TOXMAP enables users to visually explore data from the United States Environmental Protection Agency's (EPA) Toxics Release Inventory and Superfund Basic Research Programs. TOXMAP's chemical and environmental health information is taken from NLM's Toxicology Data Network (TOXNET), PubMed, and from other authoritative sources.
Bioremediation
Physical, chemical, and biological methods have been used to remediate arsenic contaminated water. Bioremediation is said to be cost-effective and environmentally friendly. Bioremediation of ground water contaminated with arsenic aims to convert arsenite, the toxic form of arsenic to humans, to arsenate. Arsenate (+5 oxidation state) is the dominant form of arsenic in surface water, while arsenite (+3 oxidation state) is the dominant form in hypoxic to anoxic environments. Arsenite is more soluble and mobile than arsenate. Many species of bacteria can transform arsenite to arsenate in anoxic conditions by using arsenite as an electron donor. This is a useful method in ground water remediation. Another bioremediation strategy is to use plants that accumulate arsenic in their tissues via phytoremediation but the disposal of contaminated plant material needs to be considered.
Bioremediation requires careful evaluation and design in accordance with existing conditions. Some sites may require the addition of an electron acceptor while others require microbe supplementation (bioaugmentation). Regardless of the method used, only constant monitoring can prevent future contamination.
Arsenic removal
Coagulation and flocculation
Coagulation and flocculation are closely related processes common in arsenate removal from water. Due to the net negative charge carried by arsenate ions, they settle slowly or do not settle at all due to charge repulsion. In coagulation, a positively charged coagulent such as Fe and Alum (common used salts: FeCl3, Fe2(SO4)3, Al2(SO4)3) neutralise the negatively charged arsenate, enable it to settle. Flocculation follows where an flocculant bridge smaller particles and allows the aggregate to precipitate out from water. However, such methods may not be efficient on arsenite as As(III) exist in uncharged arsenious acid, H3AsO3, at near neutral pH.
The major drawbacks of coagulation and flocculation is the costly disposal of arsenate-concentrated sludge, and possible secondary contamination of environment. Moreover, coagulents such as Fe may produce ion contamination that exceeds safety level.
Toxicity and precautions
Arsenic and many of its compounds are especially potent poisons. Small amount of arsenic can be detected by pharmacopoial methods which includes reduction of arsenic to arsenious with help of zinc and can be confirmed with mercuric chloride paper.
Classification
Elemental arsenic and arsenic sulfate and trioxide compounds are classified as "toxic" and "dangerous for the environment" in the European Union under directive 67/548/EEC.
The International Agency for Research on Cancer (IARC) recognizes arsenic and inorganic arsenic compounds as group 1 carcinogens, and the EU lists arsenic trioxide, arsenic pentoxide, and arsenate salts as category 1 carcinogens.
Arsenic is known to cause arsenicosis when present in drinking water, "the most common species being arsenate [; As(V)] and arsenite [; As(III)]".
Legal limits, food, and drink
In the United States since 2006, the maximum concentration in drinking water allowed by the Environmental Protection Agency (EPA) is 10 ppb and the FDA set the same standard in 2005 for bottled water. The Department of Environmental Protection for New Jersey set a drinking water limit of 5 ppb in 2006. The IDLH (immediately dangerous to life and health) value for arsenic metal and inorganic arsenic compounds is 5 mg/m3 (5 ppb). The Occupational Safety and Health Administration has set the permissible exposure limit (PEL) to a time-weighted average (TWA) of 0.01 mg/m3 (0.01 ppb), and the National Institute for Occupational Safety and Health (NIOSH) has set the recommended exposure limit (REL) to a 15-minute constant exposure of 0.002 mg/m3 (0.002 ppb). The PEL for organic arsenic compounds is a TWA of 0.5 mg/m3. (0.5 ppb).
In 2008, based on its ongoing testing of a wide variety of American foods for toxic chemicals, the U.S. Food and Drug Administration set the "level of concern" for inorganic arsenic in apple and pear juices at 23 ppb, based on non-carcinogenic effects, and began blocking importation of products in excess of this level; it also required recalls for non-conforming domestic products. In 2011, the national Dr. Oz television show broadcast a program highlighting tests performed by an independent lab hired by the producers. Though the methodology was disputed (it did not distinguish between organic and inorganic arsenic) the tests showed levels of arsenic up to 36 ppb. In response, the FDA tested the worst brand from the Dr. Oz show and found much lower levels. Ongoing testing found 95% of the apple juice samples were below the level of concern. Later testing by Consumer Reports showed inorganic arsenic at levels slightly above 10 ppb, and the organization urged parents to reduce consumption. In July 2013, on consideration of consumption by children, chronic exposure, and carcinogenic effect, the FDA established an "action level" of 10 ppb for apple juice, the same as the drinking water standard.
Concern about arsenic in rice in Bangladesh was raised in 2002, but at the time only Australia had a legal limit for food (one milligram per kilogram). Concern was raised about people who were eating U.S. rice exceeding WHO standards for personal arsenic intake in 2005. In 2011, the People's Republic of China set a food standard of 150 ppb for arsenic.
In the United States in 2012, testing by separate groups of researchers at the Children's Environmental Health and Disease Prevention Research Center at Dartmouth College (early in the year, focusing on urinary levels in children) and Consumer Reports (in November) found levels of arsenic in rice that resulted in calls for the FDA to set limits. The FDA released some testing results in September 2012, and as of July 2013, is still collecting data in support of a new potential regulation. It has not recommended any changes in consumer behavior.
Consumer Reports recommended:
That the EPA and FDA eliminate arsenic-containing fertilizer, drugs, and pesticides in food production;
That the FDA establish a legal limit for food;
That industry change production practices to lower arsenic levels, especially in food for children; and
That consumers test home water supplies, eat a varied diet, and cook rice with excess water, then draining it off (reducing inorganic arsenic by about one third along with a slight reduction in vitamin content).
Evidence-based public health advocates also recommend that, given the lack of regulation or labeling for arsenic in the U.S., children should eat no more than 1.5 servings per week of rice and should not drink rice milk as part of their daily diet before age 5. They also offer recommendations for adults and infants on how to limit arsenic exposure from rice, drinking water, and fruit juice.
A 2014 World Health Organization advisory conference was scheduled to consider limits of 200–300 ppb for rice.
Reducing arsenic content in rice
In 2020, scientists assessed multiple preparation procedures of rice for their capacity to reduce arsenic content and preserve nutrients, recommending a procedure involving parboiling and water-absorption.
Occupational exposure limits
Ecotoxicity
Arsenic is bioaccumulative in many organisms, marine species in particular, but it does not appear to biomagnify significantly in food webs. In polluted areas, plant growth may be affected by root uptake of arsenate, which is a phosphate analog and therefore readily transported in plant tissues and cells. In polluted areas, uptake of the more toxic arsenite ion (found more particularly in reducing conditions) is likely in poorly-drained soils.
Toxicity in animals
Biological mechanism
Arsenic's toxicity comes from the affinity of arsenic(III) oxides for thiols. Thiols, in the form of cysteine residues and cofactors such as lipoic acid and coenzyme A, are situated at the active sites of many important enzymes.
Arsenic disrupts ATP production through several mechanisms. At the level of the citric acid cycle, arsenic inhibits lipoic acid, which is a cofactor for pyruvate dehydrogenase. By competing with phosphate, arsenate uncouples oxidative phosphorylation, thus inhibiting energy-linked reduction of NAD+, mitochondrial respiration and ATP synthesis. Hydrogen peroxide production is also increased, which, it is speculated, has potential to form reactive oxygen species and oxidative stress. These metabolic interferences lead to death from multi-system organ failure. The organ failure is presumed to be from necrotic cell death, not apoptosis, since energy reserves have been too depleted for apoptosis to occur.
Exposure risks and remediation
Occupational exposure and arsenic poisoning may occur in persons working in industries involving the use of inorganic arsenic and its compounds, such as wood preservation, glass production, nonferrous metal alloys, and electronic semiconductor manufacturing. Inorganic arsenic is also found in coke oven emissions associated with the smelter industry.
The conversion between As(III) and As(V) is a large factor in arsenic environmental contamination. According to Croal, Gralnick, Malasarn and Newman, "[the] understanding [of] what stimulates As(III) oxidation and/or limits As(V) reduction is relevant for bioremediation of contaminated sites (Croal). The study of chemolithoautotrophic As(III) oxidizers and the heterotrophic As(V) reducers can help the understanding of the oxidation and/or reduction of arsenic.
Treatment
Treatment of chronic arsenic poisoning is possible. British anti-lewisite (dimercaprol) is prescribed in doses of 5 mg/kg up to 300 mg every 4 hours for the first day, then every 6 hours for the second day, and finally every 8 hours for 8 additional days. However the USA's Agency for Toxic Substances and Disease Registry (ATSDR) states that the long-term effects of arsenic exposure cannot be predicted. Blood, urine, hair, and nails may be tested for arsenic; however, these tests cannot foresee possible health outcomes from the exposure. Long-term exposure and consequent excretion through urine has been linked to bladder and kidney cancer in addition to cancer of the liver, prostate, skin, lungs, and nasal cavity.
See also
Aqua Tofana
Arsenic and Old Lace
Arsenic biochemistry
Arsenic compounds
Arsenic poisoning
Arsenic toxicity
Arsenic trioxide
Fowler's solution
GFAJ-1
Grainger challenge
Hypothetical types of biochemistry
Organoarsenic chemistry
Toxic heavy metal
White arsenic
References
Bibliography
Further reading
External links
Arsenic Cancer Causing Substances, U.S. National Cancer Institute.
CTD's Arsenic page and CTD's Arsenicals page from the Comparative Toxicogenomics Database
Arsenic intoxication: general aspects and chelating agents, by Geir Bjørklund, Massimiliano Peana et al. Archives of Toxicology (2020) 94:1879–1897.
A Small Dose of Toxicology
Arsenic in groundwater Book on arsenic in groundwater by IAH's Netherlands Chapter and the Netherlands Hydrological Society
Contaminant Focus: Arsenic by the EPA.
Environmental Health Criteria for Arsenic and Arsenic Compounds, 2001 by the WHO.
National Institute for Occupational Safety and Health – Arsenic Page
Arsenic at The Periodic Table of Videos (University of Nottingham)
Chemical elements
Metalloids
Hepatotoxins
Pnictogens
Endocrine disruptors
IARC Group 1 carcinogens
Trigonal minerals
Minerals in space group 166
Teratogens
Fetotoxicants
Suspected testicular toxicants
Native element minerals
Chemical elements with rhombohedral structure
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https://en.wikipedia.org/wiki/Antimony
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Antimony
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Antimony is a chemical element with the symbol Sb () and atomic number 51. A lustrous gray metalloid, it is found in nature mainly as the sulfide mineral stibnite (Sb2S3). Antimony compounds have been known since ancient times and were powdered for use as medicine and cosmetics, often known by the Arabic name kohl. The earliest known description of the metalloid in the West was written in 1540 by Vannoccio Biringuccio.
China is the largest producer of antimony and its compounds, with most production coming from the Xikuangshan Mine in Hunan. The industrial methods for refining antimony from stibnite are roasting followed by reduction with carbon, or direct reduction of stibnite with iron.
The largest applications for metallic antimony are in alloys with lead and tin, which have improved properties for solders, bullets, and plain bearings. It improves the rigidity of lead-alloy plates in lead–acid batteries. Antimony trioxide is a prominent additive for halogen-containing flame retardants. Antimony is used as a dopant in semiconductor devices.
Characteristics
Properties
Antimony is a member of group 15 of the periodic table, one of the elements called pnictogens, and has an electronegativity of 2.05. In accordance with periodic trends, it is more electronegative than tin or bismuth, and less electronegative than tellurium or arsenic. Antimony is stable in air at room temperature, but reacts with oxygen if heated to produce antimony trioxide, Sb2O3.
Antimony is a silvery, lustrous gray metalloid with a Mohs scale hardness of 3, which is too soft to mark hard objects. Coins of antimony were issued in China's Guizhou province in 1931; durability was poor, and minting was soon discontinued. Antimony is resistant to attack by acids.
Four allotropes of antimony are known: a stable metallic form, and three metastable forms (explosive, black, and yellow). Elemental antimony is a brittle, silver-white, shiny metalloid. When slowly cooled, molten antimony crystallizes into a trigonal cell, isomorphic with the gray allotrope of arsenic. A rare explosive form of antimony can be formed from the electrolysis of antimony trichloride. When scratched with a sharp implement, an exothermic reaction occurs and white fumes are given off as metallic antimony forms; when rubbed with a pestle in a mortar, a strong detonation occurs. Black antimony is formed upon rapid cooling of antimony vapor. It has the same crystal structure as red phosphorus and black arsenic; it oxidizes in air and may ignite spontaneously. At 100 °C, it gradually transforms into the stable form. The yellow allotrope of antimony is the most unstable; it has been generated only by oxidation of stibine (SbH3) at −90 °C. Above this temperature and in ambient light, this metastable allotrope transforms into the more stable black allotrope.
Elemental antimony adopts a layered structure (space group Rm No. 166) whose layers consist of fused, ruffled, six-membered rings. The nearest and next-nearest neighbors form an irregular octahedral complex, with the three atoms in each double layer slightly closer than the three atoms in the next. This relatively close packing leads to a high density of 6.697 g/cm3, but the weak bonding between the layers leads to the low hardness and brittleness of antimony.
Isotopes
Antimony has two stable isotopes: 121Sb with a natural abundance of 57.36% and 123Sb with a natural abundance of 42.64%. It also has 35 radioisotopes, of which the longest-lived is 125Sb with a half-life of 2.75 years. In addition, 29 metastable states have been characterized. The most stable of these is 120m1Sb with a half-life of 5.76 days. Isotopes that are lighter than the stable 123Sb tend to decay by β+ decay, and those that are heavier tend to decay by β− decay, with some exceptions. Antimony is the lightest element to have an isotope with an alpha decay branch, excluding 8Be and other light nuclides with beta-delayed alpha emission.
Occurrence
The abundance of antimony in the Earth's crust is estimated at 0.2 parts per million, comparable to thallium at 0.5 parts per million and silver at 0.07 ppm. Even though this element is not abundant, it is found in more than 100 mineral species. Antimony is sometimes found natively (e.g. on Antimony Peak), but more frequently it is found in the sulfide stibnite (Sb2S3) which is the predominant ore mineral.
Compounds
Antimony compounds are often classified according to their oxidation state: Sb(III) and Sb(V). The +5 oxidation state is more common.
Oxides and hydroxides
Antimony trioxide is formed when antimony is burnt in air. In the gas phase, the molecule of the compound is , but it polymerizes upon condensing. Antimony pentoxide () can be formed only by oxidation with concentrated nitric acid. Antimony also forms a mixed-valence oxide, antimony tetroxide (), which features both Sb(III) and Sb(V). Unlike oxides of phosphorus and arsenic, these oxides are amphoteric, do not form well-defined oxoacids, and react with acids to form antimony salts.
Antimonous acid is unknown, but the conjugate base sodium antimonite () forms upon fusing sodium oxide and . Transition metal antimonites are also known. Antimonic acid exists only as the hydrate , forming salts as the antimonate anion . When a solution containing this anion is dehydrated, the precipitate contains mixed oxides.
The most important antimony ore is stibnite (). Other sulfide minerals include pyrargyrite (), zinkenite, jamesonite, and boulangerite. Antimony pentasulfide is non-stoichiometric, which features antimony in the +3 oxidation state and S–S bonds. Several thioantimonides are known, such as and .
Halides
Antimony forms two series of halides: and . The trihalides , , , and are all molecular compounds having trigonal pyramidal molecular geometry.
The trifluoride is prepared by the reaction of with HF:
+ 6 HF → 2 + 3
It is Lewis acidic and readily accepts fluoride ions to form the complex anions and . Molten is a weak electrical conductor. The trichloride is prepared by dissolving in hydrochloric acid:
+ 6 HCl → 2 + 3
Arsenic sulfides are not readily attacked by the hydrochloric acid, so this method offers a route to As-free Sb.
The pentahalides and have trigonal bipyramidal molecular geometry in the gas phase, but in the liquid phase, is polymeric, whereas is monomeric. is a powerful Lewis acid used to make the superacid fluoroantimonic acid ("H2SbF7").
Oxyhalides are more common for antimony than for arsenic and phosphorus. Antimony trioxide dissolves in concentrated acid to form oxoantimonyl compounds such as SbOCl and .
Antimonides, hydrides, and organoantimony compounds
Compounds in this class generally are described as derivatives of Sb3−. Antimony forms antimonides with metals, such as indium antimonide (InSb) and silver antimonide (). The alkali metal and zinc antimonides, such as Na3Sb and Zn3Sb2, are more reactive. Treating these antimonides with acid produces the highly unstable gas stibine, :
+ 3 →
Stibine can also be produced by treating salts with hydride reagents such as sodium borohydride. Stibine decomposes spontaneously at room temperature. Because stibine has a positive heat of formation, it is thermodynamically unstable and thus antimony does not react with hydrogen directly.
Organoantimony compounds are typically prepared by alkylation of antimony halides with Grignard reagents. A large variety of compounds are known with both Sb(III) and Sb(V) centers, including mixed chloro-organic derivatives, anions, and cations. Examples include triphenylstibine (Sb(C6H5)3) and pentaphenylantimony (Sb(C6H5)5).
History
Antimony(III) sulfide, Sb2S3, was recognized in predynastic Egypt as an eye cosmetic (kohl) as early as about 3100 BC, when the cosmetic palette was invented.
An artifact, said to be part of a vase, made of antimony dating to about 3000 BC was found at Telloh, Chaldea (part of present-day Iraq), and a copper object plated with antimony dating between 2500 BC and 2200 BC has been found in Egypt. Austen, at a lecture by Herbert Gladstone in 1892, commented that "we only know of antimony at the present day as a highly brittle and crystalline metal, which could hardly be fashioned into a useful vase, and therefore this remarkable 'find' (artifact mentioned above) must represent the lost art of rendering antimony malleable."
The British archaeologist Roger Moorey was unconvinced the artifact was indeed a vase, mentioning that Selimkhanov, after his analysis of the Tello object (published in 1975), "attempted to relate the metal to Transcaucasian natural antimony" (i.e. native metal) and that "the antimony objects from Transcaucasia are all small personal ornaments." This weakens the evidence for a lost art "of rendering antimony malleable."
The Roman scholar Pliny the Elder described several ways of preparing antimony sulfide for medical purposes in his treatise Natural History, around 77 AD. Pliny the Elder also made a distinction between "male" and "female" forms of antimony; the male form is probably the sulfide, while the female form, which is superior, heavier, and less friable, has been suspected to be native metallic antimony.
The Greek naturalist Pedanius Dioscorides mentioned that antimony sulfide could be roasted by heating by a current of air. It is thought that this produced metallic antimony.
Antimony was frequently described in alchemical manuscripts, including the Summa Perfectionis of Pseudo-Geber, written around the 14th century. A description of a procedure for isolating antimony is later given in the 1540 book De la pirotechnia by Vannoccio Biringuccio, predating the more famous 1556 book by Agricola, De re metallica. In this context Agricola has been often incorrectly credited with the discovery of metallic antimony. The book Currus Triumphalis Antimonii (The Triumphal Chariot of Antimony), describing the preparation of metallic antimony, was published in Germany in 1604. It was purported to be written by a Benedictine monk, writing under the name Basilius Valentinus in the 15th century; if it were authentic, which it is not, it would predate Biringuccio.
The metal antimony was known to German chemist Andreas Libavius in 1615 who obtained it by adding iron to a molten mixture of antimony sulfide, salt and potassium tartrate. This procedure produced antimony with a crystalline or starred surface.
With the advent of challenges to phlogiston theory, it was recognized that antimony is an element forming sulfides, oxides, and other compounds, as do other metals.
The first discovery of naturally occurring pure antimony in the Earth's crust was described by the Swedish scientist and local mine district engineer Anton von Swab in 1783; the type-sample was collected from the Sala Silver Mine in the Bergslagen mining district of Sala, Västmanland, Sweden.
Etymology
The medieval Latin form, from which the modern languages and late Byzantine Greek take their names for antimony, is antimonium. The origin of this is uncertain; all suggestions have some difficulty either of form or interpretation. The popular etymology, from ἀντίμοναχός anti-monachos or French antimoine, still has adherents; this would mean "monk-killer", and is explained by many early alchemists being monks, and antimony being poisonous. However, the low toxicity of antimony (see below) makes this unlikely.
Another popular etymology is the hypothetical Greek word ἀντίμόνος antimonos, "against aloneness", explained as "not found as metal", or "not found unalloyed". Edmund Oscar von Lippmann conjectured a hypothetical Greek word ανθήμόνιον anthemonion, which would mean "floret", and cites several examples of related Greek words (but not that one) which describe chemical or biological efflorescence.
The early uses of antimonium include the translations, in 1050–1100, by Constantine the African of Arabic medical treatises. Several authorities believe antimonium is a scribal corruption of some Arabic form; Meyerhof derives it from ithmid; other possibilities include athimar, the Arabic name of the metalloid, and a hypothetical as-stimmi, derived from or parallel to the Greek.
The standard chemical symbol for antimony (Sb) is credited to Jöns Jakob Berzelius, who derived the abbreviation from stibium.
The ancient words for antimony mostly have, as their chief meaning, kohl, the sulfide of antimony.
The Egyptians called antimony mśdmt or stm.
The Arabic word for the substance, as opposed to the cosmetic, can appear as إثمد ithmid, athmoud, othmod, or uthmod. Littré suggests the first form, which is the earliest, derives from stimmida, an accusative for stimmi. The Greek word, στίμμι (stimmi) is used by Attic tragic poets of the 5th century BC, and is possibly a loan word from Arabic or from Egyptian stm.
Production
Process
The extraction of antimony from ores depends on the quality and composition of the ore. Most antimony is mined as the sulfide; lower-grade ores are concentrated by froth flotation, while higher-grade ores are heated to 500–600 °C, the temperature at which stibnite melts and separates from the gangue minerals. Antimony can be isolated from the crude antimony sulfide by reduction with scrap iron:
+ 3 Fe → 2 Sb + 3 FeS
The sulfide is converted to an oxide by roasting. The product is further purified by vaporizing the volatile antimony(III) oxide, which is recovered. This sublimate is often used directly for the main applications, impurities being arsenic and sulfide. Antimony is isolated from the oxide by a carbothermal reduction:
2 + 3 C → 4 Sb + 3
The lower-grade ores are reduced in blast furnaces while the higher-grade ores are reduced in reverberatory furnaces.
Top producers and production volumes
In 2022, according to the US Geological Survey, China accounted for 54.5% of total antimony production, followed in second place by Russia with 18.2% and Tajikistan with 15.5%.
Chinese production of antimony is expected to decline in the future as mines and smelters are closed down by the government as part of pollution control. Especially due to an environmental protection law having gone into effect in January 2015 and revised "Emission Standards of Pollutants for Stanum, Antimony, and Mercury" having gone into effect, hurdles for economic production are higher.
Reported production of antimony in China has fallen and is unlikely to increase in the coming years, according to the Roskill report. No significant antimony deposits in China have been developed for about ten years, and the remaining economic reserves are being rapidly depleted.
Reserves
Supply risk
For antimony-importing regions such as Europe and the U.S., antimony is considered to be a critical mineral for industrial manufacturing that is at risk of supply chain disruption. With global production coming mainly from China (74%), Tajikistan (8%), and Russia (4%), these sources are critical to supply.
European Union: Antimony is considered a critical raw material for defense, automotive, construction and textiles. The E.U. sources are 100% imported, coming mainly from Turkey (62%), Bolivia (20%) and Guatemala (7%).
United Kingdom: The British Geological Survey's 2015 risk list ranks antimony second highest (after rare earth elements) on the relative supply risk index.
United States: Antimony is a mineral commodity considered critical to the economic and national security. In 2022, no antimony was mined in the U.S.
Applications
Approximately 48% of antimony is consumed in flame retardants, 33% in lead–acid batteries, and 8% in plastics.
Flame retardants
Antimony is mainly used as the trioxide for flame-proofing compounds, always in combination with halogenated flame retardants except in halogen-containing polymers. The flame retarding effect of antimony trioxide is produced by the formation of halogenated antimony compounds, which react with hydrogen atoms, and probably also with oxygen atoms and OH radicals, thus inhibiting fire. Markets for these flame-retardants include children's clothing, toys, aircraft, and automobile seat covers. They are also added to polyester resins in fiberglass composites for such items as light aircraft engine covers. The resin will burn in the presence of an externally generated flame, but will extinguish when the external flame is removed.
Alloys
Antimony forms a highly useful alloy with lead, increasing its hardness and mechanical strength. For most applications involving lead, varying amounts of antimony are used as alloying metal. In lead–acid batteries, this addition improves plate strength and charging characteristics. For sailboats, lead keels are used to provide righting moment, ranging from 600 lbs to over 200 tons for the largest sailing superyachts; to improve hardness and tensile strength of the lead keel, antimony is mixed with lead between 2% and 5% by volume. Antimony is used in antifriction alloys (such as Babbitt metal), in bullets and lead shot, electrical cable sheathing, type metal (for example, for linotype printing machines), solder (some "lead-free" solders contain 5% Sb), in pewter, and in hardening alloys with low tin content in the manufacturing of organ pipes.
Other applications
Three other applications consume nearly all the rest of the world's supply. One application is as a stabilizer and catalyst for the production of polyethylene terephthalate. Another is as a fining agent to remove microscopic bubbles in glass, mostly for TV screens antimony ions interact with oxygen, suppressing the tendency of the latter to form bubbles. The third application is pigments.
In the 1990s antimony was increasingly being used in semiconductors as a dopant in n-type silicon wafers for diodes, infrared detectors, and Hall-effect devices. In the 1950s, the emitters and collectors of n-p-n alloy junction transistors were doped with tiny beads of a lead-antimony alloy. Indium antimonide (InSb) is used as a material for mid-infrared detectors.
Biology and medicine have few uses for antimony. Treatments containing antimony, known as antimonials, are used as emetics. Antimony compounds are used as antiprotozoan drugs. Potassium antimonyl tartrate, or tartar emetic, was once used as an anti-schistosomal drug from 1919 on. It was subsequently replaced by praziquantel. Antimony and its compounds are used in several veterinary preparations, such as anthiomaline and lithium antimony thiomalate, as a skin conditioner in ruminants. Antimony has a nourishing or conditioning effect on keratinized tissues in animals.
Antimony-based drugs, such as meglumine antimoniate, are also considered the drugs of choice for treatment of leishmaniasis in domestic animals. Besides having low therapeutic indices, the drugs have minimal penetration of the bone marrow, where some of the Leishmania amastigotes reside, and curing the disease – especially the visceral form – is very difficult. Elemental antimony as an antimony pill was once used as a medicine. It could be reused by others after ingestion and elimination.
Antimony(III) sulfide is used in the heads of some safety matches. Antimony sulfides help to stabilize the friction coefficient in automotive brake pad materials. Antimony is used in bullets, bullet tracers, paint, glass art, and as an opacifier in enamel. Antimony-124 is used together with beryllium in neutron sources; the gamma rays emitted by antimony-124 initiate the photodisintegration of beryllium. The emitted neutrons have an average energy of 24 keV. Natural antimony is used in startup neutron sources.
Historically, the powder derived from crushed antimony (kohl) has been applied to the eyes with a metal rod and with one's spittle, thought by the ancients to aid in curing eye infections. The practice is still seen in Yemen and in other Muslim countries.
Precautions
Antimony and many of its compounds are toxic, and the effects of antimony poisoning are similar to arsenic poisoning. The toxicity of antimony is far lower than that of arsenic; this might be caused by the significant differences of uptake, metabolism and excretion between arsenic and antimony. The uptake of antimony(III) or antimony(V) in the gastrointestinal tract is at most 20%. Antimony(V) is not quantitatively reduced to antimony(III) in the cell (in fact antimony(III) is oxidised to antimony(V) instead).
Since methylation of antimony does not occur, the excretion of antimony(V) in urine is the main way of elimination. Like arsenic, the most serious effect of acute antimony poisoning is cardiotoxicity and the resulted myocarditis, however it can also manifest as Adams–Stokes syndrome which arsenic does not. Reported cases of intoxication by antimony equivalent to 90 mg antimony potassium tartrate dissolved from enamel has been reported to show only short term effects. An intoxication with 6 g of antimony potassium tartrate was reported to result in death after 3 days.
Inhalation of antimony dust is harmful and in certain cases may be fatal; in small doses, antimony causes headaches, dizziness, and depression. Larger doses such as prolonged skin contact may cause dermatitis, or damage the kidneys and the liver, causing violent and frequent vomiting, leading to death in a few days.
Antimony is incompatible with strong oxidizing agents, strong acids, halogen acids, chlorine, or fluorine. It should be kept away from heat.
Antimony leaches from polyethylene terephthalate (PET) bottles into liquids. While levels observed for bottled water are below drinking water guidelines, fruit juice concentrates (for which no guidelines are established) produced in the UK were found to contain up to 44.7 µg/L of antimony, well above the EU limits for tap water of 5 µg/L. The guidelines are:
World Health Organization: 20 µg/L
Japan: 15 µg/L
United States Environmental Protection Agency, Health Canada and the Ontario Ministry of Environment: 6 µg/L
EU and German Federal Ministry of Environment: 5 µg/L
The tolerable daily intake (TDI) proposed by WHO is 6 µg antimony per kilogram of body weight. The immediately dangerous to life or health (IDLH) value for antimony is 50 mg/m3.
Toxicity
Certain compounds of antimony appear to be toxic, particularly antimony trioxide and antimony potassium tartrate. Effects may be similar to arsenic poisoning. Occupational exposure may cause respiratory irritation, pneumoconiosis, antimony spots on the skin, gastrointestinal symptoms, and cardiac arrhythmias. In addition, antimony trioxide is potentially carcinogenic to humans.
Adverse health effects have been observed in humans and animals following inhalation, oral, or dermal exposure to antimony and antimony compounds. Antimony toxicity typically occurs either due to occupational exposure, during therapy or from accidental ingestion. It is unclear if antimony can enter the body through the skin. The presence of low levels of antimony in saliva may also be associated with dental decay.
See also
Phase change memory
Notes
References
Cited sources
External links
Public Health Statement for Antimony
International Antimony Association vzw (i2a)
Chemistry in its element podcast (MP3) from the Royal Society of Chemistry's Chemistry World: Antimony
Antimony at The Periodic Table of Videos (University of Nottingham)
CDC – NIOSH Pocket Guide to Chemical Hazards – Antimony
Antimony Mineral data and specimen images
Chemical elements
Metalloids
Native element minerals
Nuclear materials
Pnictogens
Trigonal minerals
Minerals in space group 166
Materials that expand upon freezing
Chemical elements with rhombohedral structure
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https://en.wikipedia.org/wiki/Actinium
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Actinium
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Actinium is a chemical element with the symbol Ac and atomic number 89. It was first isolated by Friedrich Oskar Giesel in 1902, who gave it the name emanium; the element got its name by being wrongly identified with a substance André-Louis Debierne found in 1899 and called actinium. Actinium gave the name to the actinide series, a set of 15 elements between actinium and lawrencium in the periodic table. Together with polonium, radium, and radon, actinium was one of the first non-primordial radioactive elements to be isolated.
A soft, silvery-white radioactive metal, actinium reacts rapidly with oxygen and moisture in air forming a white coating of actinium oxide that prevents further oxidation. As with most lanthanides and many actinides, actinium assumes oxidation state +3 in nearly all its chemical compounds. Actinium is found only in traces in uranium and thorium ores as the isotope 227Ac, which decays with a half-life of 21.772 years, predominantly emitting beta and sometimes alpha particles, and 228Ac, which is beta active with a half-life of 6.15 hours. One tonne of natural uranium in ore contains about 0.2 milligrams of actinium-227, and one tonne of thorium contains about 5 nanograms of actinium-228. The close similarity of physical and chemical properties of actinium and lanthanum makes separation of actinium from the ore impractical. Instead, the element is prepared, in milligram amounts, by the neutron irradiation of in a nuclear reactor. Owing to its scarcity, high price and radioactivity, actinium has no significant industrial use. Its current applications include a neutron source and an agent for radiation therapy.
History
André-Louis Debierne, a French chemist, announced the discovery of a new element in 1899. He separated it from pitchblende residues left by Marie and Pierre Curie after they had extracted radium. In 1899, Debierne described the substance as similar to titanium and (in 1900) as similar to thorium. Friedrich Oskar Giesel found in 1902 a substance similar to lanthanum and called it "emanium" in 1904. After a comparison of the substances' half-lives determined by Debierne, Harriet Brooks in 1904, and Otto Hahn and Otto Sackur in 1905, Debierne's chosen name for the new element was retained because it had seniority, despite the contradicting chemical properties he claimed for the element at different times.
Articles published in the 1970s and later suggest that Debierne's results published in 1904 conflict with those reported in 1899 and 1900. Furthermore, the now-known chemistry of actinium precludes its presence as anything other than a minor constituent of Debierne's 1899 and 1900 results; in fact, the chemical properties he reported make it likely that he had, instead, accidentally identified protactinium, which would not be discovered for another fourteen years, only to have it disappear due to its hydrolysis and adsorption onto his laboratory equipment. This has led some authors to advocate that Giesel alone should be credited with the discovery. A less confrontational vision of scientific discovery is proposed by Adloff. He suggests that hindsight criticism of the early publications should be mitigated by the then nascent state of radiochemistry: highlighting the prudence of Debierne's claims in the original papers, he notes that nobody can contend that Debierne's substance did not contain actinium. Debierne, who is now considered by the vast majority of historians as the discoverer, lost interest in the element and left the topic. Giesel, on the other hand, can rightfully be credited with the first preparation of radiochemically pure actinium and with the identification of its atomic number 89.
The name actinium originates from the Ancient Greek aktis, aktinos (ακτίς, ακτίνος), meaning beam or ray. Its symbol Ac is also used in abbreviations of other compounds that have nothing to do with actinium, such as acetyl, acetate and sometimes acetaldehyde.
Properties
Actinium is a soft, silvery-white, radioactive, metallic element. Its estimated shear modulus is similar to that of lead. Owing to its strong radioactivity, actinium glows in the dark with a pale blue light, which originates from the surrounding air ionized by the emitted energetic particles. Actinium has similar chemical properties to lanthanum and other lanthanides, and therefore these elements are difficult to separate when extracting from uranium ores. Solvent extraction and ion chromatography are commonly used for the separation.
The first element of the actinides, actinium gave the set its name, much as lanthanum had done for the lanthanides. The actinides are much more diverse than the lanthanides and therefore it was not until 1945 that the most significant change to Dmitri Mendeleev's periodic table since the recognition of the lanthanides, the introduction of the actinides, was generally accepted after Glenn T. Seaborg's research on the transuranium elements (although it had been proposed as early as 1892 by British chemist Henry Bassett).
Actinium reacts rapidly with oxygen and moisture in air forming a white coating of actinium oxide that impedes further oxidation. As with most lanthanides and actinides, actinium exists in the oxidation state +3, and the Ac3+ ions are colorless in solutions. The oxidation state +3 originates from the [Rn] 6d17s2 electronic configuration of actinium, with three valence electrons that are easily donated to give the stable closed-shell structure of the noble gas radon. Although the 5f orbitals are unoccupied in an actinium atom, it can be used as a valence orbital in actinium complexes and hence it is generally considered the first 5f element by authors working on it. Ac3+ is the largest of all known tripositive ions and its first coordination sphere contains approximately 10.9 ± 0.5 water molecules.
Chemical compounds
Due to actinium's intense radioactivity, only a limited number of actinium compounds are known. These include: AcF3, AcCl3, AcBr3, AcOF, AcOCl, AcOBr, Ac2S3, Ac2O3, AcPO4 and Ac(NO3)3. They all contain actinium in the oxidation state +3. In particular, the lattice constants of the analogous lanthanum and actinium compounds differ by only a few percent.
Here a, b and c are lattice constants, No is space group number and Z is the number of formula units per unit cell. Density was not measured directly but calculated from the lattice parameters.
Oxides
Actinium oxide (Ac2O3) can be obtained by heating the hydroxide at 500 °C or the oxalate at 1100 °C, in vacuum. Its crystal lattice is isotypic with the oxides of most trivalent rare-earth metals.
Halides
Actinium trifluoride can be produced either in solution or in solid reaction. The former reaction is carried out at room temperature, by adding hydrofluoric acid to a solution containing actinium ions. In the latter method, actinium metal is treated with hydrogen fluoride vapors at 700 °C in an all-platinum setup. Treating actinium trifluoride with ammonium hydroxide at 900–1000 °C yields oxyfluoride AcOF. Whereas lanthanum oxyfluoride can be easily obtained by burning lanthanum trifluoride in air at 800 °C for an hour, similar treatment of actinium trifluoride yields no AcOF and only results in melting of the initial product.
AcF3 + 2 NH3 + H2O → AcOF + 2 NH4F
Actinium trichloride is obtained by reacting actinium hydroxide or oxalate with carbon tetrachloride vapors at temperatures above 960 °C. Similar to oxyfluoride, actinium oxychloride can be prepared by hydrolyzing actinium trichloride with ammonium hydroxide at 1000 °C. However, in contrast to the oxyfluoride, the oxychloride could well be synthesized by igniting a solution of actinium trichloride in hydrochloric acid with ammonia.
Reaction of aluminium bromide and actinium oxide yields actinium tribromide:
Ac2O3 + 2 AlBr3 → 2 AcBr3 + Al2O3
and treating it with ammonium hydroxide at 500 °C results in the oxybromide AcOBr.
Other compounds
Actinium hydride was obtained by reduction of actinium trichloride with potassium at 300 °C, and its structure was deduced by analogy with the corresponding LaH2 hydride. The source of hydrogen in the reaction was uncertain.
Mixing monosodium phosphate (NaH2PO4) with a solution of actinium in hydrochloric acid yields white-colored actinium phosphate hemihydrate (AcPO4·0.5H2O), and heating actinium oxalate with hydrogen sulfide vapors at 1400 °C for a few minutes results in a black actinium sulfide Ac2S3. It may possibly be produced by acting with a mixture of hydrogen sulfide and carbon disulfide on actinium oxide at 1000 °C.
Isotopes
Naturally occurring actinium is composed of two radioactive isotopes; (from the radioactive family of ) and (a granddaughter of ). decays mainly as a beta emitter with a very small energy, but in 1.38% of cases it emits an alpha particle, so it can readily be identified through alpha spectrometry. Thirty-three radioisotopes have been identified, the most stable being with a half-life of 21.772 years, with a half-life of 10.0 days and with a half-life of 29.37 hours. All remaining radioactive isotopes have half-lives that are less than 10 hours and the majority of them have half-lives shorter than one minute. The shortest-lived known isotope of actinium is (half-life of 69 nanoseconds) which decays through alpha decay. Actinium also has two known meta states. The most significant isotopes for chemistry are 225Ac, 227Ac, and 228Ac.
Purified comes into equilibrium with its decay products after about a half of year. It decays according to its 21.772-year half-life emitting mostly beta (98.62%) and some alpha particles (1.38%); the successive decay products are part of the actinium series. Owing to the low available amounts, low energy of its beta particles (maximum 44.8 keV) and low intensity of alpha radiation, is difficult to detect directly by its emission and it is therefore traced via its decay products. The isotopes of actinium range in atomic weight from 204 u () to 236 u ().
Occurrence and synthesis
Actinium is found only in traces in uranium ores – one tonne of uranium in ore contains about 0.2 milligrams of 227Ac – and in thorium ores, which contain about 5 nanograms of 228Ac per one tonne of thorium. The actinium isotope 227Ac is a transient member of the uranium-actinium series decay chain, which begins with the parent isotope 235U (or 239Pu) and ends with the stable lead isotope 207Pb. The isotope 228Ac is a transient member of the thorium series decay chain, which begins with the parent isotope 232Th and ends with the stable lead isotope 208Pb. Another actinium isotope (225Ac) is transiently present in the neptunium series decay chain, beginning with 237Np (or 233U) and ending with thallium (205Tl) and near-stable bismuth (209Bi); even though all primordial 237Np has decayed away, it is continuously produced by neutron knock-out reactions on natural 238U.
The low natural concentration, and the close similarity of physical and chemical properties to those of lanthanum and other lanthanides, which are always abundant in actinium-bearing ores, render separation of actinium from the ore impractical, and complete separation was never achieved. Instead, actinium is prepared, in milligram amounts, by the neutron irradiation of in a nuclear reactor.
^{226}_{88}Ra + ^{1}_{0}n -> ^{227}_{88}Ra ->[\beta^-][42.2 \ \ce{min}] ^{227}_{89}Ac
The reaction yield is about 2% of the radium weight. 227Ac can further capture neutrons resulting in small amounts of 228Ac. After the synthesis, actinium is separated from radium and from the products of decay and nuclear fusion, such as thorium, polonium, lead and bismuth. The extraction can be performed with thenoyltrifluoroacetone-benzene solution from an aqueous solution of the radiation products, and the selectivity to a certain element is achieved by adjusting the pH (to about 6.0 for actinium). An alternative procedure is anion exchange with an appropriate resin in nitric acid, which can result in a separation factor of 1,000,000 for radium and actinium vs. thorium in a two-stage process. Actinium can then be separated from radium, with a ratio of about 100, using a low cross-linking cation exchange resin and nitric acid as eluant.
225Ac was first produced artificially at the Institute for Transuranium Elements (ITU) in Germany using a cyclotron and at St George Hospital in Sydney using a linac in 2000. This rare isotope has potential applications in radiation therapy and is most efficiently produced by bombarding a radium-226 target with 20–30 MeV deuterium ions. This reaction also yields 226Ac which however decays with a half-life of 29 hours and thus does not contaminate 225Ac.
Actinium metal has been prepared by the reduction of actinium fluoride with lithium vapor in vacuum at a temperature between 1100 and 1300 °C. Higher temperatures resulted in evaporation of the product and lower ones lead to an incomplete transformation. Lithium was chosen among other alkali metals because its fluoride is most volatile.
Applications
Owing to its scarcity, high price and radioactivity, 227Ac currently has no significant industrial use, but 225Ac is currently being studied for use in cancer treatments such as targeted alpha therapies.
227Ac is highly radioactive and was therefore studied for use as an active element of radioisotope thermoelectric generators, for example in spacecraft. The oxide of 227Ac pressed with beryllium is also an efficient neutron source with the activity exceeding that of the standard americium-beryllium and radium-beryllium pairs. In all those applications, 227Ac (a beta source) is merely a progenitor which generates alpha-emitting isotopes upon its decay. Beryllium captures alpha particles and emits neutrons owing to its large cross-section for the (α,n) nuclear reaction:
^{9}_{4}Be + ^{4}_{2}He -> ^{12}_{6}C + ^{1}_{0}n + \gamma
The 227AcBe neutron sources can be applied in a neutron probe – a standard device for measuring the quantity of water present in soil, as well as moisture/density for quality control in highway construction. Such probes are also used in well logging applications, in neutron radiography, tomography and other radiochemical investigations.
225Ac is applied in medicine to produce in a reusable generator or can be used alone as an agent for radiation therapy, in particular targeted alpha therapy (TAT). This isotope has a half-life of 10 days, making it much more suitable for radiation therapy than 213Bi (half-life 46 minutes). Additionally, 225Ac decays to nontoxic 209Bi rather than stable but toxic lead, which is the final product in the decay chains of several other candidate isotopes, namely 227Th, 228Th, and 230U. Not only 225Ac itself, but also its daughters, emit alpha particles which kill cancer cells in the body. The major difficulty with application of 225Ac was that intravenous injection of simple actinium complexes resulted in their accumulation in the bones and liver for a period of tens of years. As a result, after the cancer cells were quickly killed by alpha particles from 225Ac, the radiation from the actinium and its daughters might induce new mutations. To solve this problem, 225Ac was bound to a chelating agent, such as citrate, ethylenediaminetetraacetic acid (EDTA) or diethylene triamine pentaacetic acid (DTPA). This reduced actinium accumulation in the bones, but the excretion from the body remained slow. Much better results were obtained with such chelating agents as HEHA () or DOTA () coupled to trastuzumab, a monoclonal antibody that interferes with the HER2/neu receptor. The latter delivery combination was tested on mice and proved to be effective against leukemia, lymphoma, breast, ovarian, neuroblastoma and prostate cancers.
The medium half-life of 227Ac (21.77 years) makes it very convenient radioactive isotope in modeling the slow vertical mixing of oceanic waters. The associated processes cannot be studied with the required accuracy by direct measurements of current velocities (of the order 50 meters per year). However, evaluation of the concentration depth-profiles for different isotopes allows estimating the mixing rates. The physics behind this method is as follows: oceanic waters contain homogeneously dispersed 235U. Its decay product, 231Pa, gradually precipitates to the bottom, so that its concentration first increases with depth and then stays nearly constant. 231Pa decays to 227Ac; however, the concentration of the latter isotope does not follow the 231Pa depth profile, but instead increases toward the sea bottom. This occurs because of the mixing processes which raise some additional 227Ac from the sea bottom. Thus analysis of both 231Pa and 227Ac depth profiles allows researchers to model the mixing behavior.
There are theoretical predictions that AcHx hydrides (in this case with very high pressure) are a candidate for a near room-temperature superconductor as they have Tc significantly higher than H3S, possibly near 250 K.
Precautions
227Ac is highly radioactive and experiments with it are carried out in a specially designed laboratory equipped with a tight glove box. When actinium trichloride is administered intravenously to rats, about 33% of actinium is deposited into the bones and 50% into the liver. Its toxicity is comparable to, but slightly lower than that of americium and plutonium. For trace quantities, fume hoods with good aeration suffice; for gram amounts, hot cells with shielding from the intense gamma radiation emitted by 227Ac are necessary.
See also
Actinium series
Notes
References
Bibliography
Meyer, Gerd and Morss, Lester R. (1991) Synthesis of lanthanide and actinide compounds, Springer.
External links
Actinium at The Periodic Table of Videos (University of Nottingham)
NLM Hazardous Substances Databank – Actinium, Radioactive
Actinium in
Chemical elements
Chemical elements with face-centered cubic structure
Actinides
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https://en.wikipedia.org/wiki/Americium
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Americium
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Americium is a synthetic radioactive chemical element with the symbol Am and atomic number 95. It is a transuranic member of the actinide series, in the periodic table located under the lanthanide element europium and was thus named after the United States by analogy.
Americium was first produced in 1944 by the group of Glenn T. Seaborg from Berkeley, California, at the Metallurgical Laboratory of the University of Chicago, as part of the Manhattan Project. Although it is the third element in the transuranic series, it was discovered fourth, after the heavier curium. The discovery was kept secret and only released to the public in November 1945. Most americium is produced by uranium or plutonium being bombarded with neutrons in nuclear reactors – one tonne of spent nuclear fuel contains about 100 grams of americium. It is widely used in commercial ionization chamber smoke detectors, as well as in neutron sources and industrial gauges. Several unusual applications, such as nuclear batteries or fuel for space ships with nuclear propulsion, have been proposed for the isotope 242mAm, but they are as yet hindered by the scarcity and high price of this nuclear isomer.
Americium is a relatively soft radioactive metal with silvery appearance. Its most common isotopes are 241Am and 243Am. In chemical compounds, americium usually assumes the oxidation state +3, especially in solutions. Several other oxidation states are known, ranging from +2 to +7, and can be identified by their characteristic optical absorption spectra. The crystal lattices of solid americium and its compounds contain small intrinsic radiogenic defects, due to metamictization induced by self-irradiation with alpha particles, which accumulates with time; this can cause a drift of some material properties over time, more noticeable in older samples.
History
Although americium was likely produced in previous nuclear experiments, it was first intentionally synthesized, isolated and identified in late autumn 1944, at the University of California, Berkeley, by Glenn T. Seaborg, Leon O. Morgan, Ralph A. James, and Albert Ghiorso. They used a 60-inch cyclotron at the University of California, Berkeley. The element was chemically identified at the Metallurgical Laboratory (now Argonne National Laboratory) of the University of Chicago. Following the lighter neptunium, plutonium, and heavier curium, americium was the fourth transuranium element to be discovered. At the time, the periodic table had been restructured by Seaborg to its present layout, containing the actinide row below the lanthanide one. This led to americium being located right below its twin lanthanide element europium; it was thus by analogy named after the Americas: "The name americium (after the Americas) and the symbol Am are suggested for the element on the basis of its position as the sixth member of the actinide rare-earth series, analogous to europium, Eu, of the lanthanide series."
The new element was isolated from its oxides in a complex, multi-step process. First plutonium-239 nitrate (239PuNO3) solution was coated on a platinum foil of about 0.5 cm2 area, the solution was evaporated and the residue was converted into plutonium dioxide (PuO2) by calcining. After cyclotron irradiation, the coating was dissolved with nitric acid, and then precipitated as the hydroxide using concentrated aqueous ammonia solution. The residue was dissolved in perchloric acid. Further separation was carried out by ion exchange, yielding a certain isotope of curium. The separation of curium and americium was so painstaking that those elements were initially called by the Berkeley group as pandemonium (from Greek for all demons or hell) and delirium (from Latin for madness).
Initial experiments yielded four americium isotopes: 241Am, 242Am, 239Am and 238Am. Americium-241 was directly obtained from plutonium upon absorption of two neutrons. It decays by emission of a α-particle to 237Np; the half-life of this decay was first determined as years but then corrected to 432.2 years.
The times are half-lives
The second isotope 242Am was produced upon neutron bombardment of the already-created 241Am. Upon rapid β-decay, 242Am converts into the isotope of curium 242Cm (which had been discovered previously). The half-life of this decay was initially determined at 17 hours, which was close to the presently accepted value of 16.02 h.
The discovery of americium and curium in 1944 was closely related to the Manhattan Project; the results were confidential and declassified only in 1945. Seaborg leaked the synthesis of the elements 95 and 96 on the U.S. radio show for children Quiz Kids five days before the official presentation at an American Chemical Society meeting on 11 November 1945, when one of the listeners asked whether any new transuranium element besides plutonium and neptunium had been discovered during the war. After the discovery of americium isotopes 241Am and 242Am, their production and compounds were patented listing only Seaborg as the inventor. The initial americium samples weighed a few micrograms; they were barely visible and were identified by their radioactivity. The first substantial amounts of metallic americium weighing 40–200 micrograms were not prepared until 1951 by reduction of americium(III) fluoride with barium metal in high vacuum at 1100 °C.
Occurrence
The longest-lived and most common isotopes of americium, 241Am and 243Am, have half-lives of 432.2 and 7,370 years, respectively. Therefore, any primordial americium (americium that was present on Earth during its formation) should have decayed by now. Trace amounts of americium probably occur naturally in uranium minerals as a result of nuclear reactions, though this has not been confirmed.
Existing americium is concentrated in the areas used for the atmospheric nuclear weapons tests conducted between 1945 and 1980, as well as at the sites of nuclear incidents, such as the Chernobyl disaster. For example, the analysis of the debris at the testing site of the first U.S. hydrogen bomb, Ivy Mike, (1 November 1952, Enewetak Atoll), revealed high concentrations of various actinides including americium; but due to military secrecy, this result was not published until later, in 1956. Trinitite, the glassy residue left on the desert floor near Alamogordo, New Mexico, after the plutonium-based Trinity nuclear bomb test on 16 July 1945, contains traces of americium-241. Elevated levels of americium were also detected at the crash site of a US Boeing B-52 bomber aircraft, which carried four hydrogen bombs, in 1968 in Greenland.
In other regions, the average radioactivity of surface soil due to residual americium is only about 0.01 picocuries per gram (0.37 mBq/g). Atmospheric americium compounds are poorly soluble in common solvents and mostly adhere to soil particles. Soil analysis revealed about 1,900 times higher concentration of americium inside sandy soil particles than in the water present in the soil pores; an even higher ratio was measured in loam soils.
Americium is produced mostly artificially in small quantities, for research purposes. A tonne of spent nuclear fuel contains about 100 grams of various americium isotopes, mostly 241Am and 243Am. Their prolonged radioactivity is undesirable for the disposal, and therefore americium, together with other long-lived actinides, must be neutralized. The associated procedure may involve several steps, where americium is first separated and then converted by neutron bombardment in special reactors to short-lived nuclides. This procedure is well known as nuclear transmutation, but it is still being developed for americium. The transuranic elements from americium to fermium occurred naturally in the natural nuclear fission reactor at Oklo, but no longer do so.
Americium is also one of the elements that have theoretically been detected in Przybylski's Star.
Synthesis and extraction
Isotope nucleosynthesis
Americium has been produced in small quantities in nuclear reactors for decades, and kilograms of its 241Am and 243Am isotopes have been accumulated by now. Nevertheless, since it was first offered for sale in 1962, its price, about of 241Am, remains almost unchanged owing to the very complex separation procedure. The heavier isotope 243Am is produced in much smaller amounts; it is thus more difficult to separate, resulting in a higher cost of the order .
Americium is not synthesized directly from uranium – the most common reactor material – but from the plutonium isotope 239Pu. The latter needs to be produced first, according to the following nuclear process:
^{238}_{92}U ->[\ce{(n,\gamma)}] ^{239}_{92}U ->[\beta^-][23.5 \ \ce{min}] ^{239}_{93}Np ->[\beta^-][2.3565 \ \ce{d}] ^{239}_{94}Pu
The capture of two neutrons by 239Pu (a so-called (n,γ) reaction), followed by a β-decay, results in 241Am:
^{239}_{94}Pu ->[\ce{2(n,\gamma)}] ^{241}_{94}Pu ->[\beta^-][14.35 \ \ce{yr}] ^{241}_{95}Am
The plutonium present in spent nuclear fuel contains about 12% of 241Pu. Because it beta-decays to 241Am, 241Pu can be extracted and may be used to generate further 241Am. However, this process is rather slow: half of the original amount of 241Pu decays to 241Am after about 15 years, and the 241Am amount reaches a maximum after 70 years.
The obtained 241Am can be used for generating heavier americium isotopes by further neutron capture inside a nuclear reactor. In a light water reactor (LWR), 79% of 241Am converts to 242Am and 10% to its nuclear isomer 242mAm:
Americium-242 has a half-life of only 16 hours, which makes its further conversion to 243Am extremely inefficient. The latter isotope is produced instead in a process where 239Pu captures four neutrons under high neutron flux:
^{239}_{94}Pu ->[\ce{4(n,\gamma)}] \ ^{243}_{94}Pu ->[\beta^-][4.956 \ \ce{h}] ^{243}_{95}Am
Metal generation
Most synthesis routines yield a mixture of different actinide isotopes in oxide forms, from which isotopes of americium can be separated. In a typical procedure, the spent reactor fuel (e.g. MOX fuel) is dissolved in nitric acid, and the bulk of uranium and plutonium is removed using a PUREX-type extraction (Plutonium–URanium EXtraction) with tributyl phosphate in a hydrocarbon. The lanthanides and remaining actinides are then separated from the aqueous residue (raffinate) by a diamide-based extraction, to give, after stripping, a mixture of trivalent actinides and lanthanides. Americium compounds are then selectively extracted using multi-step chromatographic and centrifugation techniques with an appropriate reagent. A large amount of work has been done on the solvent extraction of americium. For example, a 2003 EU-funded project codenamed "EUROPART" studied triazines and other compounds as potential extraction agents. A bis-triazinyl bipyridine complex was proposed in 2009 as such a reagent is highly selective to americium (and curium). Separation of americium from the highly similar curium can be achieved by treating a slurry of their hydroxides in aqueous sodium bicarbonate with ozone, at elevated temperatures. Both Am and Cm are mostly present in solutions in the +3 valence state; whereas curium remains unchanged, americium oxidizes to soluble Am(IV) complexes which can be washed away.
Metallic americium is obtained by reduction from its compounds. Americium(III) fluoride was first used for this purpose. The reaction was conducted using elemental barium as reducing agent in a water- and oxygen-free environment inside an apparatus made of tantalum and tungsten.
An alternative is the reduction of americium dioxide by metallic lanthanum or thorium:
Physical properties
In the periodic table, americium is located to the right of plutonium, to the left of curium, and below the lanthanide europium, with which it shares many physical and chemical properties. Americium is a highly radioactive element. When freshly prepared, it has a silvery-white metallic lustre, but then slowly tarnishes in air. With a density of 12 g/cm3, americium is less dense than both curium (13.52 g/cm3) and plutonium (19.8 g/cm3); but has a higher density than europium (5.264 g/cm3)—mostly because of its higher atomic mass. Americium is relatively soft and easily deformable and has a significantly lower bulk modulus than the actinides before it: Th, Pa, U, Np and Pu. Its melting point of 1173 °C is significantly higher than that of plutonium (639 °C) and europium (826 °C), but lower than for curium (1340 °C).
At ambient conditions, americium is present in its most stable α form which has a hexagonal crystal symmetry, and a space group P63/mmc with cell parameters a = 346.8 pm and c = 1124 pm, and four atoms per unit cell. The crystal consists of a double-hexagonal close packing with the layer sequence ABAC and so is isotypic with α-lanthanum and several actinides such as α-curium. The crystal structure of americium changes with pressure and temperature. When compressed at room temperature to 5 GPa, α-Am transforms to the β modification, which has a face-centered cubic (fcc) symmetry, space group Fmm and lattice constant a = 489 pm. This fcc structure is equivalent to the closest packing with the sequence ABC. Upon further compression to 23 GPa, americium transforms to an orthorhombic γ-Am structure similar to that of α-uranium. There are no further transitions observed up to 52 GPa, except for an appearance of a monoclinic phase at pressures between 10 and 15 GPa. There is no consistency on the status of this phase in the literature, which also sometimes lists the α, β and γ phases as I, II and III. The β-γ transition is accompanied by a 6% decrease in the crystal volume; although theory also predicts a significant volume change for the α-β transition, it is not observed experimentally. The pressure of the α-β transition decreases with increasing temperature, and when α-americium is heated at ambient pressure, at 770 °C it changes into an fcc phase which is different from β-Am, and at 1075 °C it converts to a body-centered cubic structure. The pressure-temperature phase diagram of americium is thus rather similar to those of lanthanum, praseodymium and neodymium.
As with many other actinides, self-damage of the crystal structure due to alpha-particle irradiation is intrinsic to americium. It is especially noticeable at low temperatures, where the mobility of the produced structure defects is relatively low, by broadening of X-ray diffraction peaks. This effect makes somewhat uncertain the temperature of americium and some of its properties, such as electrical resistivity. So for americium-241, the resistivity at 4.2 K increases with time from about 2 µOhm·cm to 10 µOhm·cm after 40 hours, and saturates at about 16 µOhm·cm after 140 hours. This effect is less pronounced at room temperature, due to annihilation of radiation defects; also heating to room temperature the sample which was kept for hours at low temperatures restores its resistivity. In fresh samples, the resistivity gradually increases with temperature from about 2 µOhm·cm at liquid helium to 69 µOhm·cm at room temperature; this behavior is similar to that of neptunium, uranium, thorium and protactinium, but is different from plutonium and curium which show a rapid rise up to 60 K followed by saturation. The room temperature value for americium is lower than that of neptunium, plutonium and curium, but higher than for uranium, thorium and protactinium.
Americium is paramagnetic in a wide temperature range, from that of liquid helium, to room temperature and above. This behavior is markedly different from that of its neighbor curium which exhibits antiferromagnetic transition at 52 K. The thermal expansion coefficient of americium is slightly anisotropic and amounts to along the shorter a axis and for the longer c hexagonal axis. The enthalpy of dissolution of americium metal in hydrochloric acid at standard conditions is , from which the standard enthalpy change of formation (ΔfH°) of aqueous Am3+ ion is . The standard potential Am3+/Am0 is .
Chemical properties
Americium metal readily reacts with oxygen and dissolves in aqueous acids. The most stable oxidation state for americium is +3. The chemistry of americium(III) has many similarities to the chemistry of lanthanide(III) compounds. For example, trivalent americium forms insoluble fluoride, oxalate, iodate, hydroxide, phosphate and other salts. Compounds of americium in oxidation states 2, 4, 5, 6 and 7 have also been studied. This is the widest range that has been observed with actinide elements. The color of americium compounds in aqueous solution is as follows: Am3+ (yellow-reddish), Am4+ (yellow-reddish), ; (yellow), (brown) and (dark green). The absorption spectra have sharp peaks, due to f-f transitions' in the visible and near-infrared regions. Typically, Am(III) has absorption maxima at ca. 504 and 811 nm, Am(V) at ca. 514 and 715 nm, and Am(VI) at ca. 666 and 992 nm.
Americium compounds with oxidation state +4 and higher are strong oxidizing agents, comparable in strength to the permanganate ion () in acidic solutions. Whereas the Am4+ ions are unstable in solutions and readily convert to Am3+, compounds such as americium dioxide (AmO2) and americium(IV) fluoride (AmF4) are stable in the solid state.
The pentavalent oxidation state of americium was first observed in 1951. In acidic aqueous solution the ion is unstable with respect to disproportionation. The reaction
is typical. The chemistry of Am(V) and Am(VI) is comparable to the chemistry of uranium in those oxidation states. In particular, compounds like and are comparable to uranates and the ion is comparable to the uranyl ion, . Such compounds can be prepared by oxidation of Am(III) in dilute nitric acid with ammonium persulfate. Other oxidising agents that have been used include silver(I) oxide, ozone and sodium persulfate.
Chemical compounds
Oxygen compounds
Three americium oxides are known, with the oxidation states +2 (AmO), +3 (Am2O3) and +4 (AmO2). Americium(II) oxide was prepared in minute amounts and has not been characterized in detail. Americium(III) oxide is a red-brown solid with a melting point of 2205 °C. Americium(IV) oxide is the main form of solid americium which is used in nearly all its applications. As most other actinide dioxides, it is a black solid with a cubic (fluorite) crystal structure.
The oxalate of americium(III), vacuum dried at room temperature, has the chemical formula Am2(C2O4)3·7H2O. Upon heating in vacuum, it loses water at 240 °C and starts decomposing into AmO2 at 300 °C, the decomposition completes at about 470 °C. The initial oxalate dissolves in nitric acid with the maximum solubility of 0.25 g/L.
Halides
Halides of americium are known for the oxidation states +2, +3 and +4, where the +3 is most stable, especially in solutions.
Reduction of Am(III) compounds with sodium amalgam yields Am(II) salts – the black halides AmCl2, AmBr2 and AmI2. They are very sensitive to oxygen and oxidize in water, releasing hydrogen and converting back to the Am(III) state. Specific lattice constants are:
Orthorhombic AmCl2: a = , b = and c =
Tetragonal AmBr2: a = and c = . They can also be prepared by reacting metallic americium with an appropriate mercury halide HgX2, where X = Cl, Br or I:
{Am} + \underset{mercury\ halide}{HgX2} ->[{} \atop 400 - 500 ^\circ \ce C] {AmX2} + {Hg}
Americium(III) fluoride (AmF3) is poorly soluble and precipitates upon reaction of Am3+ and fluoride ions in weak acidic solutions:
Am^3+ + 3F^- -> AmF3(v)
The tetravalent americium(IV) fluoride (AmF4) is obtained by reacting solid americium(III) fluoride with molecular fluorine:
2AmF3 + F2 -> 2AmF4
Another known form of solid tetravalent americium fluoride is KAmF5. Tetravalent americium has also been observed in the aqueous phase. For this purpose, black Am(OH)4 was dissolved in 15-M NH4F with the americium concentration of 0.01 M. The resulting reddish solution had a characteristic optical absorption spectrum which is similar to that of AmF4 but differed from other oxidation states of americium. Heating the Am(IV) solution to 90 °C did not result in its disproportionation or reduction, however a slow reduction was observed to Am(III) and assigned to self-irradiation of americium by alpha particles.
Most americium(III) halides form hexagonal crystals with slight variation of the color and exact structure between the halogens. So, chloride (AmCl3) is reddish and has a structure isotypic to uranium(III) chloride (space group P63/m) and the melting point of 715 °C. The fluoride is isotypic to LaF3 (space group P63/mmc) and the iodide to BiI3 (space group R). The bromide is an exception with the orthorhombic PuBr3-type structure and space group Cmcm. Crystals of americium hexahydrate (AmCl3·6H2O) can be prepared by dissolving americium dioxide in hydrochloric acid and evaporating the liquid. Those crystals are hygroscopic and have yellow-reddish color and a monoclinic crystal structure.
Oxyhalides of americium in the form AmVIO2X2, AmVO2X, AmIVOX2 and AmIIIOX can be obtained by reacting the corresponding americium halide with oxygen or Sb2O3, and AmOCl can also be produced by vapor phase hydrolysis:
AmCl3 + H2O -> AmOCl + 2HCl
Chalcogenides and pnictides
The known chalcogenides of americium include the sulfide AmS2, selenides AmSe2 and Am3Se4, and tellurides Am2Te3 and AmTe2. The pnictides of americium (243Am) of the AmX type are known for the elements phosphorus, arsenic, antimony and bismuth. They crystallize in the rock-salt lattice.
Silicides and borides
Americium monosilicide (AmSi) and "disilicide" (nominally AmSix with: 1.87 < x < 2.0) were obtained by reduction of americium(III) fluoride with elementary silicon in vacuum at 1050 °C (AmSi) and 1150−1200 °C (AmSix). AmSi is a black solid isomorphic with LaSi, it has an orthorhombic crystal symmetry. AmSix has a bright silvery lustre and a tetragonal crystal lattice (space group I41/amd), it is isomorphic with PuSi2 and ThSi2. Borides of americium include AmB4 and AmB6. The tetraboride can be obtained by heating an oxide or halide of americium with magnesium diboride in vacuum or inert atmosphere.
Organoamericium compounds
Analogous to uranocene, americium forms the organometallic compound amerocene with two cyclooctatetraene ligands, with the chemical formula (η8-C8H8)2Am. A cyclopentadienyl complex is also known that is likely to be stoichiometrically AmCp3.
Formation of the complexes of the type Am(n-C3H7-BTP)3, where BTP stands for 2,6-di(1,2,4-triazin-3-yl)pyridine, in solutions containing n-C3H7-BTP and Am3+ ions has been confirmed by EXAFS. Some of these BTP-type complexes selectively interact with americium and therefore are useful in its selective separation from lanthanides and another actinides.
Biological aspects
Americium is an artificial element of recent origin, and thus does not have a biological requirement. It is harmful to life. It has been proposed to use bacteria for removal of americium and other heavy metals from rivers and streams. Thus, Enterobacteriaceae of the genus Citrobacter precipitate americium ions from aqueous solutions, binding them into a metal-phosphate complex at their cell walls. Several studies have been reported on the biosorption and bioaccumulation of americium by bacteria and fungi.
Fission
The isotope 242mAm (half-life 141 years) has the largest cross sections for absorption of thermal neutrons (5,700 barns), that results in a small critical mass for a sustained nuclear chain reaction. The critical mass for a bare 242mAm sphere is about 9–14 kg (the uncertainty results from insufficient knowledge of its material properties). It can be lowered to 3–5 kg with a metal reflector and should become even smaller with a water reflector. Such small critical mass is favorable for portable nuclear weapons, but those based on 242mAm are not known yet, probably because of its scarcity and high price. The critical masses of the two readily available isotopes, 241Am and 243Am, are relatively high – 57.6 to 75.6 kg for 241Am and 209 kg for 243Am. Scarcity and high price yet hinder application of americium as a nuclear fuel in nuclear reactors.
There are proposals of very compact 10-kW high-flux reactors using as little as 20 grams of 242mAm. Such low-power reactors would be relatively safe to use as neutron sources for radiation therapy in hospitals.
Isotopes
About 19 isotopes and 8 nuclear isomers are known for americium. There are two long-lived alpha-emitters; 243Am has a half-life of 7,370 years and is the most stable isotope, and 241Am has a half-life of 432.2 years. The most stable nuclear isomer is 242m1Am; it has a long half-life of 141 years. The half-lives of other isotopes and isomers range from 0.64 microseconds for 245m1Am to 50.8 hours for 240Am. As with most other actinides, the isotopes of americium with odd number of neutrons have relatively high rate of nuclear fission and low critical mass.
Americium-241 decays to 237Np emitting alpha particles of 5 different energies, mostly at 5.486 MeV (85.2%) and 5.443 MeV (12.8%). Because many of the resulting states are metastable, they also emit gamma rays with the discrete energies between 26.3 and 158.5 keV.
Americium-242 is a short-lived isotope with a half-life of 16.02 h. It mostly (82.7%) converts by β-decay to 242Cm, but also by electron capture to 242Pu (17.3%). Both 242Cm and 242Pu transform via nearly the same decay chain through 238Pu down to 234U.
Nearly all (99.541%) of 242m1Am decays by internal conversion to 242Am and the remaining 0.459% by α-decay to 238Np. The latter subsequently decays to 238Pu and then to 234U.
Americium-243 transforms by α-emission into 239Np, which converts by β-decay to 239Pu, and the 239Pu changes into 235U by emitting an α-particle.
Applications
Ionization-type smoke detector
Americium is used in the most common type of household smoke detector, which uses 241Am in the form of americium dioxide as its source of ionizing radiation. This isotope is preferred over 226Ra because it emits 5 times more alpha particles and relatively little harmful gamma radiation.
The amount of americium in a typical new smoke detector is 1 microcurie (37 kBq) or 0.29 microgram. This amount declines slowly as the americium decays into neptunium-237, a different transuranic element with a much longer half-life (about 2.14 million years). With its half-life of 432.2 years, the americium in a smoke detector includes about 3% neptunium after 19 years, and about 5% after 32 years. The radiation passes through an ionization chamber, an air-filled space between two electrodes, and permits a small, constant current between the electrodes. Any smoke that enters the chamber absorbs the alpha particles, which reduces the ionization and affects this current, triggering the alarm. Compared to the alternative optical smoke detector, the ionization smoke detector is cheaper and can detect particles which are too small to produce significant light scattering; however, it is more prone to false alarms.
Radionuclide
As 241Am has a roughly similar half-life to 238Pu (432.2 years vs. 87 years), it has been proposed as an active element of radioisotope thermoelectric generators, for example in spacecraft. Although americium produces less heat and electricity – the power yield is 114.7 mW/g for 241Am and 6.31 mW/g for 243Am (cf. 390 mW/g for 238Pu) – and its radiation poses more threat to humans owing to neutron emission, the European Space Agency is considering using americium for its space probes.
Another proposed space-related application of americium is a fuel for space ships with nuclear propulsion. It relies on the very high rate of nuclear fission of 242mAm, which can be maintained even in a micrometer-thick foil. Small thickness avoids the problem of self-absorption of emitted radiation. This problem is pertinent to uranium or plutonium rods, in which only surface layers provide alpha-particles. The fission products of 242mAm can either directly propel the spaceship or they can heat a thrusting gas. They can also transfer their energy to a fluid and generate electricity through a magnetohydrodynamic generator.
One more proposal which utilizes the high nuclear fission rate of 242mAm is a nuclear battery. Its design relies not on the energy of the emitted by americium alpha particles, but on their charge, that is the americium acts as the self-sustaining "cathode". A single 3.2 kg 242mAm charge of such battery could provide about 140 kW of power over a period of 80 days. Even with all the potential benefits, the current applications of 242mAm are as yet hindered by the scarcity and high price of this particular nuclear isomer.
In 2019, researchers at the UK National Nuclear Laboratory and the University of Leicester demonstrated the use of heat generated by americium to illuminate a small light bulb. This technology could lead to systems to power missions with durations up to 400 years into interstellar space, where solar panels do not function.
Neutron source
The oxide of 241Am pressed with beryllium is an efficient neutron source. Here americium acts as the alpha source, and beryllium produces neutrons owing to its large cross-section for the (α,n) nuclear reaction:
^{241}_{95}Am -> ^{237}_{93}Np + ^{4}_{2}He + \gamma
^{9}_{4}Be + ^{4}_{2}He -> ^{12}_{6}C + ^{1}_{0}n + \gamma
The most widespread use of 241AmBe neutron sources is a neutron probe – a device used to measure the quantity of water present in soil, as well as moisture/density for quality control in highway construction. 241Am neutron sources are also used in well logging applications, as well as in neutron radiography, tomography and other radiochemical investigations.
Production of other elements
Americium is a starting material for the production of other transuranic elements and transactinides – for example, 82.7% of 242Am decays to 242Cm and 17.3% to 242Pu. In the nuclear reactor, 242Am is also up-converted by neutron capture to 243Am and 244Am, which transforms by β-decay to 244Cm:
^{243}_{95}Am ->[\ce{(n,\gamma)}] ^{244}_{95}Am ->[\beta^-][10.1 \ \ce{h}] ^{244}_{96}Cm
Irradiation of 241Am by 12C or 22Ne ions yields the isotopes 247Es (einsteinium) or 260Db (dubnium), respectively. Furthermore, the element berkelium (243Bk isotope) had been first intentionally produced and identified by bombarding 241Am with alpha particles, in 1949, by the same Berkeley group, using the same 60-inch cyclotron. Similarly, nobelium was produced at the Joint Institute for Nuclear Research, Dubna, Russia, in 1965 in several reactions, one of which included irradiation of 243Am with 15N ions. Besides, one of the synthesis reactions for lawrencium, discovered by scientists at Berkeley and Dubna, included bombardment of 243Am with 18O.
Spectrometer
Americium-241 has been used as a portable source of both gamma rays and alpha particles for a number of medical and industrial uses. The 59.5409 keV gamma ray emissions from 241Am in such sources can be used for indirect analysis of materials in radiography and X-ray fluorescence spectroscopy, as well as for quality control in fixed nuclear density gauges and nuclear densometers. For example, the element has been employed to gauge glass thickness to help create flat glass. Americium-241 is also suitable for calibration of gamma-ray spectrometers in the low-energy range, since its spectrum consists of nearly a single peak and negligible Compton continuum (at least three orders of magnitude lower intensity). Americium-241 gamma rays were also used to provide passive diagnosis of thyroid function. This medical application is however obsolete.
Health concerns
As a highly radioactive element, americium and its compounds must be handled only in an appropriate laboratory under special arrangements. Although most americium isotopes predominantly emit alpha particles which can be blocked by thin layers of common materials, many of the daughter products emit gamma-rays and neutrons which have a long penetration depth.
If consumed, most of the americium is excreted within a few days, with only 0.05% absorbed in the blood, of which roughly 45% goes to the liver and 45% to the bones, and the remaining 10% is excreted. The uptake to the liver depends on the individual and increases with age. In the bones, americium is first deposited over cortical and trabecular surfaces and slowly redistributes over the bone with time. The biological half-life of 241Am is 50 years in the bones and 20 years in the liver, whereas in the gonads (testicles and ovaries) it remains permanently; in all these organs, americium promotes formation of cancer cells as a result of its radioactivity.
Americium often enters landfills from discarded smoke detectors. The rules associated with the disposal of smoke detectors are relaxed in most jurisdictions. In 1994, 17-year-old David Hahn extracted the americium from about 100 smoke detectors in an attempt to build a breeder nuclear reactor. There have been a few cases of exposure to americium, the worst case being that of chemical operations technician Harold McCluskey, who at the age of 64 was exposed to 500 times the occupational standard for americium-241 as a result of an explosion in his lab. McCluskey died at the age of 75 of unrelated pre-existing disease.
See also
Actinides in the environment
:Category:Americium compounds
Notes
References
Bibliography
Penneman, R. A. and Keenan T. K. The radiochemistry of americium and curium, University of California, Los Alamos, California, 1960
Further reading
Nuclides and Isotopes – 14th Edition, GE Nuclear Energy, 1989.
External links
Americium at The Periodic Table of Videos (University of Nottingham)
ATSDR – Public Health Statement: Americium
World Nuclear Association – Smoke Detectors and Americium
Chemical elements
Chemical elements with double hexagonal close-packed structure
Actinides
Carcinogens
Synthetic elements
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https://en.wikipedia.org/wiki/Astatine
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Astatine
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Astatine is a chemical element with the symbol At and atomic number 85. It is the rarest naturally occurring element in the Earth's crust, occurring only as the decay product of various heavier elements. All of astatine's isotopes are short-lived; the most stable is astatine-210, with a half-life of 8.1 hours. Consequently, a solid sample of the element has never been seen, because any macroscopic specimen would be immediately vaporized by the heat of its radioactivity.
The bulk properties of astatine are not known with certainty. Many of them have been estimated from its position on the periodic table as a heavier analog of iodine, and a member of the halogens (the group of elements including fluorine, chlorine, bromine, iodine and tennessine). However, astatine also falls roughly along the dividing line between metals and nonmetals, and some metallic behavior has also been observed and predicted for it. Astatine is likely to have a dark or lustrous appearance and may be a semiconductor or possibly a metal. Chemically, several anionic species of astatine are known and most of its compounds resemble those of iodine, but it also sometimes displays metallic characteristics and shows some similarities to silver.
The first synthesis of astatine was in 1940 by Dale R. Corson, Kenneth Ross MacKenzie, and Emilio G. Segrè at the University of California, Berkeley. They named it from the Ancient Greek () 'unstable'. Four isotopes of astatine were subsequently found to be naturally occurring, although much less than one gram is present at any given time in the Earth's crust. Neither the most stable isotope, astatine-210, nor the medically useful astatine-211 occur naturally; they are usually produced by bombarding bismuth-209 with alpha particles.
Characteristics
Astatine is an extremely radioactive element; all its isotopes have half-lives of 8.1 hours or less, decaying into other astatine isotopes, bismuth, polonium, or radon. Most of its isotopes are very unstable, with half-lives of seconds or less. Of the first 101 elements in the periodic table, only francium is less stable, and all the astatine isotopes more stable than the longest-lived francium isotopes are in any case synthetic and do not occur in nature.
The bulk properties of astatine are not known with any certainty. Research is limited by its short half-life, which prevents the creation of weighable quantities. A visible piece of astatine would immediately vaporize itself because of the heat generated by its intense radioactivity. It remains to be seen if, with sufficient cooling, a macroscopic quantity of astatine could be deposited as a thin film. Astatine is usually classified as either a nonmetal or a metalloid; metal formation has also been predicted.
Physical
Most of the physical properties of astatine have been estimated (by interpolation or extrapolation), using theoretically or empirically derived methods. For example, halogens get darker with increasing atomic weight – fluorine is nearly colorless, chlorine is yellow-green, bromine is red-brown, and iodine is dark gray/violet. Astatine is sometimes described as probably being a black solid (assuming it follows this trend), or as having a metallic appearance (if it is a metalloid or a metal).
Astatine sublimes less readily than does iodine, having a lower vapor pressure. Even so, half of a given quantity of astatine will vaporize in approximately an hour if put on a clean glass surface at room temperature. The absorption spectrum of astatine in the middle ultraviolet region has lines at 224.401 and 216.225 nm, suggestive of 6p to 7s transitions.
The structure of solid astatine is unknown. As an analog of iodine it may have an orthorhombic crystalline structure composed of diatomic astatine molecules, and be a semiconductor (with a band gap of 0.7 eV). Alternatively, if condensed astatine forms a metallic phase, as has been predicted, it may have a monatomic face-centered cubic structure; in this structure, it may well be a superconductor, like the similar high-pressure phase of iodine. Metallic astatine is expected to have a density of 8.91–8.95 g/cm3.
Evidence for (or against) the existence of diatomic astatine (At2) is sparse and inconclusive. Some sources state that it does not exist, or at least has never been observed, while other sources assert or imply its existence. Despite this controversy, many properties of diatomic astatine have been predicted; for example, its bond length would be , dissociation energy , and heat of vaporization (∆Hvap) 54.39 kJ/mol. Many values have been predicted for the melting and boiling points of astatine, but only for At2.
Chemical
The chemistry of astatine is "clouded by the extremely low concentrations at which astatine experiments have been conducted, and the possibility of reactions with impurities, walls and filters, or radioactivity by-products, and other unwanted nano-scale interactions". Many of its apparent chemical properties have been observed using tracer studies on extremely dilute astatine solutions, typically less than 10−10 mol·L−1. Some properties, such as anion formation, align with other halogens. Astatine has some metallic characteristics as well, such as plating onto a cathode, and coprecipitating with metal sulfides in hydrochloric acid. It forms complexes with EDTA, a metal chelating agent, and is capable of acting as a metal in antibody radiolabeling; in some respects, astatine in the +1 state is akin to silver in the same state. Most of the organic chemistry of astatine is, however, analogous to that of iodine. It has been suggested that astatine can form a stable monatomic cation in aqueous solution.
Astatine has an electronegativity of 2.2 on the revised Pauling scale – lower than that of iodine (2.66) and the same as hydrogen. In hydrogen astatide (HAt), the negative charge is predicted to be on the hydrogen atom, implying that this compound could be referred to as astatine hydride according to certain nomenclatures. That would be consistent with the electronegativity of astatine on the Allred–Rochow scale (1.9) being less than that of hydrogen (2.2). However, official IUPAC stoichiometric nomenclature is based on an idealized convention of determining the relative electronegativities of the elements by the mere virtue of their position within the periodic table. According to this convention, astatine is handled as though it is more electronegative than hydrogen, irrespective of its true electronegativity. The electron affinity of astatine, at 233 kJ mol−1, is 21% less than that of iodine. In comparison, the value of Cl (349) is 6.4% higher than F (328); Br (325) is 6.9% less than Cl; and I (295) is 9.2% less than Br. The marked reduction for At was predicted as being due to spin–orbit interactions. The first ionization energy of astatine is about 899 kJ mol−1, which continues the trend of decreasing first ionization energies down the halogen group (fluorine, 1681; chlorine, 1251; bromine, 1140; iodine, 1008).
Compounds
Less reactive than iodine, astatine is the least reactive of the halogens; the chemical properties of tennessine, the next-heavier group 17 element, have not yet been investigated, however. Astatine compounds have been synthesized in nano-scale amounts and studied as intensively as possible before their radioactive disintegration. The reactions involved have been typically tested with dilute solutions of astatine mixed with larger amounts of iodine. Acting as a carrier, the iodine ensures there is sufficient material for laboratory techniques (such as filtration and precipitation) to work. Like iodine, astatine has been shown to adopt odd-numbered oxidation states ranging from −1 to +7.
Only a few compounds with metals have been reported, in the form of states of sodium, palladium, silver, thallium, and lead. Some characteristic properties of silver and sodium astatide, and the other hypothetical alkali and alkaline earth astatides, have been estimated by extrapolation from other metal halides.
The formation of an astatine compound with hydrogen – usually referred to as hydrogen astatide – was noted by the pioneers of astatine chemistry. As mentioned, there are grounds for instead referring to this compound as astatine hydride. It is easily oxidized; acidification by dilute nitric acid gives the At0 or At+ forms, and the subsequent addition of silver(I) may only partially, at best, precipitate astatine as silver(I) astatide (AgAt). Iodine, in contrast, is not oxidized, and precipitates readily as silver(I) iodide.
Astatine is known to bind to boron, carbon, and nitrogen. Various boron cage compounds have been prepared with At–B bonds, these being more stable than At–C bonds. Astatine can replace a hydrogen atom in benzene to form astatobenzene C6H5At; this may be oxidized to C6H5AtCl2 by chlorine. By treating this compound with an alkaline solution of hypochlorite, C6H5AtO2 can be produced. The dipyridine-astatine(I) cation, [At(C5H5N)2]+, forms ionic compounds with perchlorate (a non-coordinating anion) and with nitrate, [At(C5H5N)2]NO3. This cation exists as a coordination complex in which two dative covalent bonds separately link the astatine(I) centre with each of the pyridine rings via their nitrogen atoms.
With oxygen, there is evidence of the species AtO− and AtO+ in aqueous solution, formed by the reaction of astatine with an oxidant such as elemental bromine or (in the last case) by sodium persulfate in a solution of perchloric acid. The species previously thought to be has since been determined to be , a hydrolysis product of AtO+ (another such hydrolysis product being AtOOH). The well characterized anion can be obtained by, for example, the oxidation of astatine with potassium hypochlorite in a solution of potassium hydroxide. Preparation of lanthanum triastatate La(AtO3)3, following the oxidation of astatine by a hot Na2S2O8 solution, has been reported. Further oxidation of , such as by xenon difluoride (in a hot alkaline solution) or periodate (in a neutral or alkaline solution), yields the perastatate ion ; this is only stable in neutral or alkaline solutions. Astatine is also thought to be capable of forming cations in salts with oxyanions such as iodate or dichromate; this is based on the observation that, in acidic solutions, monovalent or intermediate positive states of astatine coprecipitate with the insoluble salts of metal cations such as silver(I) iodate or thallium(I) dichromate.
Astatine may form bonds to the other chalcogens; these include S7At+ and with sulfur, a coordination selenourea compound with selenium, and an astatine–tellurium colloid with tellurium.
Astatine is known to react with its lighter homologs iodine, bromine, and chlorine in the vapor state; these reactions produce diatomic interhalogen compounds with formulas AtI, AtBr, and AtCl. The first two compounds may also be produced in water – astatine reacts with iodine/iodide solution to form AtI, whereas AtBr requires (aside from astatine) an iodine/iodine monobromide/bromide solution. The excess of iodides or bromides may lead to and ions, or in a chloride solution, they may produce species like or via equilibrium reactions with the chlorides. Oxidation of the element with dichromate (in nitric acid solution) showed that adding chloride turned the astatine into a molecule likely to be either AtCl or AtOCl. Similarly, or may be produced. The polyhalides PdAtI2, CsAtI2, TlAtI2, and PbAtI are known or presumed to have been precipitated. In a plasma ion source mass spectrometer, the ions [AtI]+, [AtBr]+, and [AtCl]+ have been formed by introducing lighter halogen vapors into a helium-filled cell containing astatine, supporting the existence of stable neutral molecules in the plasma ion state. No astatine fluorides have been discovered yet. Their absence has been speculatively attributed to the extreme reactivity of such compounds, including the reaction of an initially formed fluoride with the walls of the glass container to form a non-volatile product. Thus, although the synthesis of an astatine fluoride is thought to be possible, it may require a liquid halogen fluoride solvent, as has already been used for the characterization of radon fluoride.
History
In 1869, when Dmitri Mendeleev published his periodic table, the space under iodine was empty; after Niels Bohr established the physical basis of the classification of chemical elements, it was suggested that the fifth halogen belonged there. Before its officially recognized discovery, it was called "eka-iodine" (from Sanskrit eka – "one") to imply it was one space under iodine (in the same manner as eka-silicon, eka-boron, and others). Scientists tried to find it in nature; given its extreme rarity, these attempts resulted in several false discoveries.
The first claimed discovery of eka-iodine was made by Fred Allison and his associates at the Alabama Polytechnic Institute (now Auburn University) in 1931. The discoverers named element 85 "alabamine", and assigned it the symbol Ab, designations that were used for a few years. In 1934, H. G. MacPherson of University of California, Berkeley disproved Allison's method and the validity of his discovery. There was another claim in 1937, by the chemist Rajendralal De. Working in Dacca in British India (now Dhaka in Bangladesh), he chose the name "dakin" for element 85, which he claimed to have isolated as the thorium series equivalent of radium F (polonium-210) in the radium series. The properties he reported for dakin do not correspond to those of astatine, and astatine's radioactivity would have prevented him from handling it in the quantities he claimed. Moreover, astatine is not found in the thorium series, and the true identity of dakin is not known.
In 1936, the team of Romanian physicist Horia Hulubei and French physicist Yvette Cauchois claimed to have discovered element 85 by observing its X-ray emission lines. In 1939, they published another paper which supported and extended previous data. In 1944, Hulubei published a summary of data he had obtained up to that time, claiming it was supported by the work of other researchers. He chose the name "dor", presumably from the Romanian for "longing" [for peace], as World War II had started five years earlier. As Hulubei was writing in French, a language which does not accommodate the "ine" suffix, dor would likely have been rendered in English as "dorine", had it been adopted. In 1947, Hulubei's claim was effectively rejected by the Austrian chemist Friedrich Paneth, who would later chair the IUPAC committee responsible for recognition of new elements. Even though Hulubei's samples did contain astatine-218, his means to detect it were too weak, by current standards, to enable correct identification; moreover, he could not perform chemical tests on the element. He had also been involved in an earlier false claim as to the discovery of element 87 (francium) and this is thought to have caused other researchers to downplay his work.
In 1940, the Swiss chemist Walter Minder announced the discovery of element 85 as the beta decay product of radium A (polonium-218), choosing the name "helvetium" (from , the Latin name of Switzerland). Berta Karlik and Traude Bernert were unsuccessful in reproducing his experiments, and subsequently attributed Minder's results to contamination of his radon stream (radon-222 is the parent isotope of polonium-218). In 1942, Minder, in collaboration with the English scientist Alice Leigh-Smith, announced the discovery of another isotope of element 85, presumed to be the product of thorium A (polonium-216) beta decay. They named this substance "anglo-helvetium", but Karlik and Bernert were again unable to reproduce these results.
Later in 1940, Dale R. Corson, Kenneth Ross MacKenzie, and Emilio Segrè isolated the element at the University of California, Berkeley. Instead of searching for the element in nature, the scientists created it by bombarding bismuth-209 with alpha particles in a cyclotron (particle accelerator) to produce, after emission of two neutrons, astatine-211. The discoverers, however, did not immediately suggest a name for the element. The reason for this was that at the time, an element created synthetically in "invisible quantities" that had not yet been discovered in nature was not seen as a completely valid one; in addition, chemists were reluctant to recognize radioactive isotopes as legitimately as stable ones. In 1943, astatine was found as a product of two naturally occurring decay chains by Berta Karlik and Traude Bernert, first in the so-called uranium series, and then in the actinium series. (Since then, astatine was also found in a third decay chain, the neptunium series.) Friedrich Paneth in 1946 called to finally recognize synthetic elements, quoting, among other reasons, recent confirmation of their natural occurrence, and proposed that the discoverers of the newly discovered unnamed elements name these elements. In early 1947, Nature published the discoverers' suggestions; a letter from Corson, MacKenzie, and Segrè suggested the name "astatine" coming from the Ancient Greek () meaning , because of its propensity for radioactive decay, with the ending "-ine", found in the names of the four previously discovered halogens. The name was also chosen to continue the tradition of the four stable halogens, where the name referred to a property of the element.
Corson and his colleagues classified astatine as a metal on the basis of its analytical chemistry. Subsequent investigators reported iodine-like, cationic, or amphoteric behavior. In a 2003 retrospective, Corson wrote that "some of the properties [of astatine] are similar to iodine … it also exhibits metallic properties, more like its metallic neighbors Po and Bi."
Isotopes
There are 41 known isotopes of astatine, with mass numbers of 188 and 190–229. Theoretical modeling suggests that about 37 more isotopes could exist. No stable or long-lived astatine isotope has been observed, nor is one expected to exist.
Astatine's alpha decay energies follow the same trend as for other heavy elements. Lighter astatine isotopes have quite high energies of alpha decay, which become lower as the nuclei become heavier. Astatine-211 has a significantly higher energy than the previous isotope, because it has a nucleus with 126 neutrons, and 126 is a magic number corresponding to a filled neutron shell. Despite having a similar half-life to the previous isotope (8.1 hours for astatine-210 and 7.2 hours for astatine-211), the alpha decay probability is much higher for the latter: 41.81% against only 0.18%. The two following isotopes release even more energy, with astatine-213 releasing the most energy. For this reason, it is the shortest-lived astatine isotope. Even though heavier astatine isotopes release less energy, no long-lived astatine isotope exists, because of the increasing role of beta decay (electron emission). This decay mode is especially important for astatine; as early as 1950 it was postulated that all isotopes of the element undergo beta decay, though nuclear mass measurements indicate that 215At is in fact beta-stable, as it has the lowest mass of all isobars with A = 215. A beta decay mode has been found for all other astatine isotopes except for astatine-213, astatine-214, and astatine-216m. Astatine-210 and lighter isotopes exhibit beta plus decay (positron emission), astatine-216 and heavier isotopes exhibit beta minus decay, and astatine-212 decays via both modes, while astatine-211 undergoes electron capture.
The most stable isotope is astatine-210, which has a half-life of 8.1 hours. The primary decay mode is beta plus, to the relatively long-lived (in comparison to astatine isotopes) alpha emitter polonium-210. In total, only five isotopes have half-lives exceeding one hour (astatine-207 to -211). The least stable ground state isotope is astatine-213, with a half-life of 125 nanoseconds. It undergoes alpha decay to the extremely long-lived bismuth-209.
Astatine has 24 known nuclear isomers, which are nuclei with one or more nucleons (protons or neutrons) in an excited state. A nuclear isomer may also be called a "meta-state", meaning the system has more internal energy than the "ground state" (the state with the lowest possible internal energy), making the former likely to decay into the latter. There may be more than one isomer for each isotope. The most stable of these nuclear isomers is astatine-202m1, which has a half-life of about 3 minutes, longer than those of all the ground states bar those of isotopes 203–211 and 220. The least stable is astatine-214m1; its half-life of 265 nanoseconds is shorter than those of all ground states except that of astatine-213.
Natural occurrence
Astatine is the rarest naturally occurring element. The total amount of astatine in the Earth's crust (quoted mass 2.36 × 1025 grams) is estimated by some to be less than one gram at any given time. Other sources estimate the amount of ephemeral astatine, present on earth at any given moment, to be up to one ounce (about 28 grams).
Any astatine present at the formation of the Earth has long since disappeared; the four naturally occurring isotopes (astatine-215, -217, -218 and -219) are instead continuously produced as a result of the decay of radioactive thorium and uranium ores, and trace quantities of neptunium-237. The landmass of North and South America combined, to a depth of 16 kilometers (10 miles), contains only about one trillion astatine-215 atoms at any given time (around 3.5 × 10−10 grams). Astatine-217 is produced via the radioactive decay of neptunium-237. Primordial remnants of the latter isotope—due to its relatively short half-life of 2.14 million years—are no longer present on Earth. However, trace amounts occur naturally as a product of transmutation reactions in uranium ores. Astatine-218 was the first astatine isotope discovered in nature. Astatine-219, with a half-life of 56 seconds, is the longest lived of the naturally occurring isotopes.
Isotopes of astatine are sometimes not listed as naturally occurring because of misconceptions that there are no such isotopes, or discrepancies in the literature. Astatine-216 has been counted as a naturally occurring isotope but reports of its observation (which were described as doubtful) have not been confirmed.
Synthesis
Formation
Astatine was first produced by bombarding bismuth-209 with energetic alpha particles, and this is still the major route used to create the relatively long-lived isotopes astatine-209 through astatine-211. Astatine is only produced in minuscule quantities, with modern techniques allowing production runs of up to 6.6 giga becquerels (about 86 nanograms or 2.47 × 1014 atoms). Synthesis of greater quantities of astatine using this method is constrained by the limited availability of suitable cyclotrons and the prospect of melting the target. Solvent radiolysis due to the cumulative effect of astatine decay is a related problem. With cryogenic technology, microgram quantities of astatine might be able to be generated via proton irradiation of thorium or uranium to yield radon-211, in turn decaying to astatine-211. Contamination with astatine-210 is expected to be a drawback of this method.
The most important isotope is astatine-211, the only one in commercial use. To produce the bismuth target, the metal is sputtered onto a gold, copper, or aluminium surface at 50 to 100 milligrams per square centimeter. Bismuth oxide can be used instead; this is forcibly fused with a copper plate. The target is kept under a chemically neutral nitrogen atmosphere, and is cooled with water to prevent premature astatine vaporization. In a particle accelerator, such as a cyclotron, alpha particles are collided with the bismuth. Even though only one bismuth isotope is used (bismuth-209), the reaction may occur in three possible ways, producing astatine-209, astatine-210, or astatine-211. In order to eliminate undesired nuclides, the maximum energy of the particle accelerator is set to a value (optimally 29.17 MeV) above that for the reaction producing astatine-211 (to produce the desired isotope) and below the one producing astatine-210 (to avoid producing other astatine isotopes).
Separation methods
Since astatine is the main product of the synthesis, after its formation it must only be separated from the target and any significant contaminants. Several methods are available, "but they generally follow one of two approaches—dry distillation or [wet] acid treatment of the target followed by solvent extraction." The methods summarized below are modern adaptations of older procedures, as reviewed by Kugler and Keller. Pre-1985 techniques more often addressed the elimination of co-produced toxic polonium; this requirement is now mitigated by capping the energy of the cyclotron irradiation beam.
Dry
The astatine-containing cyclotron target is heated to a temperature of around 650 °C. The astatine volatilizes and is condensed in (typically) a cold trap. Higher temperatures of up to around 850 °C may increase the yield, at the risk of bismuth contamination from concurrent volatilization. Redistilling the condensate may be required to minimize the presence of bismuth (as bismuth can interfere with astatine labeling reactions). The astatine is recovered from the trap using one or more low concentration solvents such as sodium hydroxide, methanol or chloroform. Astatine yields of up to around 80% may be achieved. Dry separation is the method most commonly used to produce a chemically useful form of astatine.
Wet
The irradiated bismuth (or sometimes bismuth trioxide) target is first dissolved in, for example, concentrated nitric or perchloric acid. Following this first step, the acid can be distilled away to leave behind a white residue that contains both bismuth and the desired astatine product. This residue is then dissolved in a concentrated acid, such as hydrochloric acid. Astatine is extracted from this acid using an organic solvent such as dibutyl ether, diisopropyl ether (DIPE), or thiosemicarbazide. Using liquid-liquid extraction, the astatine product can be repeatedly washed with an acid, such as HCl, and extracted into the organic solvent layer. A separation yield of 93% using nitric acid has been reported, falling to 72% by the time purification procedures were completed (distillation of nitric acid, purging residual nitrogen oxides, and redissolving bismuth nitrate to enable liquid–liquid extraction). Wet methods involve "multiple radioactivity handling steps" and have not been considered well suited for isolating larger quantities of astatine. However, wet extraction methods are being examined for use in production of larger quantities of astatine-211, as it is thought that wet extraction methods can provide more consistency. They can enable the production of astatine in a specific oxidation state and may have greater applicability in experimental radiochemistry.
Uses and precautions
{| class="wikitable"
|+ Several 211At-containing molecules and their experimental uses
! Agent
! Applications
|-
| [211At]astatine-tellurium colloids
| Compartmental tumors
|-
| 6-[211At]astato-2-methyl-1,4-naphtaquinol diphosphate
| Adenocarcinomas
|-
| 211At-labeled methylene blue
| Melanomas
|-
| Meta-[211At]astatobenzyl guanidine
| Neuroendocrine tumors
|-
| 5-[211At]astato-2'-deoxyuridine
| Various
|-
| 211At-labeled biotin conjugates
| Various pretargeting
|-
| 211At-labeled octreotide
| Somatostatin receptor
|-
| 211At-labeled monoclonal antibodies and fragments
| Various
|-
| 211At-labeled bisphosphonates
| Bone metastases
|}
Newly formed astatine-211 is the subject of ongoing research in nuclear medicine. It must be used quickly as it decays with a half-life of 7.2 hours; this is long enough to permit multistep labeling strategies. Astatine-211 has potential for targeted alpha-particle therapy, since it decays either via emission of an alpha particle (to bismuth-207), or via electron capture (to an extremely short-lived nuclide, polonium-211, which undergoes further alpha decay), very quickly reaching its stable granddaughter lead-207. Polonium X-rays emitted as a result of the electron capture branch, in the range of 77–92 keV, enable the tracking of astatine in animals and patients. Although astatine-210 has a slightly longer half-life, it is wholly unsuitable because it usually undergoes beta plus decay to the extremely toxic polonium-210.
The principal medicinal difference between astatine-211 and iodine-131 (a radioactive iodine isotope also used in medicine) is that iodine-131 emits high-energy beta particles, and astatine does not. Beta particles have much greater penetrating power through tissues than do the much heavier alpha particles. An average alpha particle released by astatine-211 can travel up to 70 µm through surrounding tissues; an average-energy beta particle emitted by iodine-131 can travel nearly 30 times as far, to about 2 mm. The short half-life and limited penetrating power of alpha radiation through tissues offers advantages in situations where the "tumor burden is low and/or malignant cell populations are located in close proximity to essential normal tissues." Significant morbidity in cell culture models of human cancers has been achieved with from one to ten astatine-211 atoms bound per cell.
Several obstacles have been encountered in the development of astatine-based radiopharmaceuticals for cancer treatment. World War II delayed research for close to a decade. Results of early experiments indicated that a cancer-selective carrier would need to be developed and it was not until the 1970s that monoclonal antibodies became available for this purpose. Unlike iodine, astatine shows a tendency to dehalogenate from molecular carriers such as these, particularly at sp3 carbon sites (less so from sp2 sites). Given the toxicity of astatine accumulated and retained in the body, this emphasized the need to ensure it remained attached to its host molecule. While astatine carriers that are slowly metabolized can be assessed for their efficacy, more rapidly metabolized carriers remain a significant obstacle to the evaluation of astatine in nuclear medicine. Mitigating the effects of astatine-induced radiolysis of labeling chemistry and carrier molecules is another area requiring further development. A practical application for astatine as a cancer treatment would potentially be suitable for a "staggering" number of patients; production of astatine in the quantities that would be required remains an issue.
Animal studies show that astatine, similarly to iodine—although to a lesser extent, perhaps because of its slightly more metallic nature—is preferentially (and dangerously) concentrated in the thyroid gland. Unlike iodine, astatine also shows a tendency to be taken up by the lungs and spleen, possibly because of in-body oxidation of At– to At+. If administered in the form of a radiocolloid it tends to concentrate in the liver. Experiments in rats and monkeys suggest that astatine-211 causes much greater damage to the thyroid gland than does iodine-131, with repetitive injection of the nuclide resulting in necrosis and cell dysplasia within the gland. Early research suggested that injection of astatine into female rodents caused morphological changes in breast tissue; this conclusion remained controversial for many years. General agreement was later reached that this was likely caused by the effect of breast tissue irradiation combined with hormonal changes due to irradiation of the ovaries. Trace amounts of astatine can be handled safely in fume hoods if they are well-aerated; biological uptake of the element must be avoided.
See also
Radiation protection
Notes
References
Bibliography
External links
Astatine at The Periodic Table of Videos (University of Nottingham)
Astatine: Halogen or Metal?
Chemical elements
Chemical elements with face-centered cubic structure
Halogens
Synthetic elements
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https://en.wikipedia.org/wiki/Atom
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Atom
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An atom is a particle that consists of a nucleus of protons and neutrons surrounded by an electromagnetically-bound cloud of electrons. The atom is the basic particle of the chemical elements, and the chemical elements are distinguished from each other by the number of protons that are in their atoms. For example, any atom that contains 11 protons is sodium, and any atom that contains 29 protons is copper. The number of neutrons defines the isotope of the element.
Atoms are extremely small, typically around 100 picometers across. A human hair is about a million carbon atoms wide. This is smaller than the shortest wavelength of visible light, which means humans cannot see atoms with conventional microscopes. Atoms are so small that accurately predicting their behavior using classical physics is not possible due to quantum effects.
More than 99.94% of an atom's mass is in the nucleus. Each proton has a positive electric charge, while each electron has a negative charge, and the neutrons, if any are present, have no electric charge. If the numbers of protons and electrons are equal, as they normally are, then the atom is electrically neutral. If an atom has more electrons than protons, then it has an overall negative charge, and is called a negative ion (or anion). Conversely, if it has more protons than electrons, it has a positive charge, and is called a positive ion (or cation).
The electrons of an atom are attracted to the protons in an atomic nucleus by the electromagnetic force. The protons and neutrons in the nucleus are attracted to each other by the nuclear force. This force is usually stronger than the electromagnetic force that repels the positively charged protons from one another. Under certain circumstances, the repelling electromagnetic force becomes stronger than the nuclear force. In this case, the nucleus splits and leaves behind different elements. This is a form of nuclear decay.
Atoms can attach to one or more other atoms by chemical bonds to form chemical compounds such as molecules or crystals. The ability of atoms to attach and detach from each other is responsible for most of the physical changes observed in nature. Chemistry is the discipline that studies these changes.
History of atomic theory
In philosophy
The basic idea that matter is made up of tiny indivisible particles is an old idea that appeared in many ancient cultures. The word atom is derived from the ancient Greek word atomos, which means "uncuttable". This ancient idea was based in philosophical reasoning rather than scientific reasoning. Modern atomic theory is not based on these old concepts. In the early 19th century, the scientist John Dalton noticed that chemical elements seemed to combine with each other by discrete units of weight, and he decided to use the word "atom" to refer to these units, as he thought these were the fundamental units of matter. About a century later it was discovered that Dalton's atoms are not actually indivisible, but the term stuck.
Dalton's law of multiple proportions
In the early 1800s, the English chemist John Dalton compiled experimental data gathered by him and other scientists and discovered a pattern now known as the "law of multiple proportions". He noticed that in chemical compounds which contain a particular chemical element, the content of that element in these compounds will differ in weight by ratios of small whole numbers. This pattern suggested that each chemical element combines with other elements by a basic unit of weight, and Dalton decided to call these units "atoms".
For example, there are two types of tin oxide: one is a grey powder that is 88.1% tin and 11.9% oxygen, and the other is a white powder that is 78.7% tin and 21.3% oxygen. Adjusting these figures, in the grey powder there is about 13.5 g of oxygen for every 100 g of tin, and in the white powder there is about 27 g of oxygen for every 100 g of tin. 13.5 and 27 form a ratio of 1:2. Dalton concluded that in these oxides, for every tin atom there are one or two oxygen atoms respectively (SnO and SnO2).
Dalton also analyzed iron oxides. There is one type of iron oxide that is a black powder which is 78.1% iron and 21.9% oxygen; and there is another iron oxide that is a red powder which is 70.4% iron and 29.6% oxygen. Adjusting these figures, in the black powder there is about 28 g of oxygen for every 100 g of iron, and in the red powder there is about 42 g of oxygen for every 100 g of iron. 28 and 42 form a ratio of 2:3. Dalton concluded that in these oxides, for every two atoms of iron, there are two or three atoms of oxygen respectively (Fe2O2 and Fe2O3).
As a final example: nitrous oxide is 63.3% nitrogen and 36.7% oxygen, nitric oxide is 44.05% nitrogen and 55.95% oxygen, and nitrogen dioxide is 29.5% nitrogen and 70.5% oxygen. Adjusting these figures, in nitrous oxide there is 80 g of oxygen for every 140 g of nitrogen, in nitric oxide there is about 160 g of oxygen for every 140 g of nitrogen, and in nitrogen dioxide there is 320 g of oxygen for every 140 g of nitrogen. 80, 160, and 320 form a ratio of 1:2:4. The respective formulas for these oxides are N2O, NO, and NO2.
Isomerism
Scientists discovered some substances have the exact same chemical content but different properties. For instance, in 1827, Friedrich Wöhler discovered that silver fulminate and silver cyanate are both 107 parts silver, 12 parts carbon, 14 parts nitrogen, and 12 parts oxygen (we now know their formulas as both AgCNO). In 1830 Jöns Jacob Berzelius introduced the term isomerism to describe the phenomenon. In 1860, Louis Pasteur hypothesized that the molecules of isomers might have the same composition but different arrangements of their atoms.
In 1874, Jacobus Henricus van 't Hoff proposed that the carbon atom bonds to other atoms in a tetrahedral arrangement. Working from this, he explained the structures of organic molecules in such a way that he could predict how many isomers a compound could have. Consider, for example, pentane (C5H12). In van 't Hoff's way of modelling molecules, there are three possible configurations for pentane, and scientists did go on to discover three and only three isomers of pentane.
Brownian motion
In 1827, the British botanist Robert Brown observed that dust particles inside pollen grains floating in water constantly jiggled about for no apparent reason. In 1905, Albert Einstein theorized that this Brownian motion was caused by the water molecules continuously knocking the grains about, and developed a mathematical model to describe it. This model was validated experimentally in 1908 by French physicist Jean Perrin, who used Einstein's equation to calculate the number of atoms in a mole and the size of atoms.
Discovery of the electron
In 1897, J. J. Thomson discovered that cathode rays are not electromagnetic waves but made of particles because they can be deflected by electrical and magnetic fields. He measured these particles to be 1,800 times lighter than hydrogen (the lightest atom). Thomson concluded that these particles came from the atoms within the cathode—they were subatomic particles. He called these new particles corpuscles but they were later renamed electrons. Thomson also showed that electrons were identical to particles given off by photoelectric and radioactive materials. It was quickly recognized that electrons are the particles that carry electric currents in metal wires. Thomson concluded that these electrons emerged from the very atoms of the cathode in his instruments, which meant that atoms are not indivisible as Dalton thought.
Discovery of the nucleus
J. J. Thomson thought that the negatively-charged electrons were distributed throughout the atom in a sea of positive charge that was distributed across the whole volume of the atom. This model is sometimes known as the plum pudding model.
Ernest Rutherford and his colleagues Hans Geiger and Ernest Marsden came to doubt the Thomson model after they encountered difficulties when they tried to build an instrument to measure the charge-to-mass ratio of alpha particles (these are positively-charged particles emitted by certain radioactive substances such as radium). The alpha particles were being scattered by the air in the detection chamber, which made the measurements unreliable. Thomson had encountered a similar problem in his work on cathode rays, which he solved by creating a near-perfect vacuum in his instruments. Rutherford did not think he'd run into this same problem because alpha particles are much heavier than electrons. According to Thomson's model of the atom, the positive charge in the atom is not concentrated enough to produce an electric field strong enough to deflect an alpha particle, and the electrons are so lightweight they should be pushed aside effortlessly by the much heavier alpha particles. Yet there was scattering, so Rutherford and his colleagues decided to investigate this scattering carefully.
Between 1908 and 1913, Rutherford and his colleagues performed a series of experiments in which they bombarded thin foils of metal with alpha particles. They spotted alpha particles being deflected by angles greater than 90°. To explain this, Rutherford proposed that the positive charge of the atom is not distributed throughout the atom's volume as Thomson believed, but is concentrated in a tiny nucleus at the center. Only such an intense concentration of charge could produce an electric field strong enough to deflect the alpha particles as observed.
Discovery of isotopes
While experimenting with the products of radioactive decay, in 1913 radiochemist Frederick Soddy discovered that there appeared to be more than one type of atom at each position on the periodic table. These atoms had the same properties but different atomic weights. The term isotope was coined by Margaret Todd as a suitable name for atoms of differing weights that belong to the same element. J. J. Thomson created a technique for isotope separation through his work on ionized gases, which subsequently led to the discovery of stable isotopes.
Bohr model
In 1913, the physicist Niels Bohr proposed a model in which the electrons of an atom were assumed to orbit the nucleus but could only do so in a finite set of orbits, and could jump between these orbits only in discrete changes of energy corresponding to absorption or radiation of a photon. This quantization was used to explain why the electrons' orbits are stable (given that normally, charges in acceleration, including circular motion, lose kinetic energy which is emitted as electromagnetic radiation, see synchrotron radiation) and why elements absorb and emit electromagnetic radiation in discrete spectra.
Later in the same year Henry Moseley provided additional experimental evidence in favor of Niels Bohr's theory. These results refined Ernest Rutherford's and Antonius van den Broek's model, which proposed that the atom contains in its nucleus a number of positive nuclear charges that is equal to its (atomic) number in the periodic table. Until these experiments, atomic number was not known to be a physical and experimental quantity. That it is equal to the atomic nuclear charge remains the accepted atomic model today.
Chemical bonds between atoms were explained by Gilbert Newton Lewis in 1916, as the interactions between their constituent electrons. As the chemical properties of the elements were known to largely repeat themselves according to the periodic law, in 1919 the American chemist Irving Langmuir suggested that this could be explained if the electrons in an atom were connected or clustered in some manner. Groups of electrons were thought to occupy a set of electron shells about the nucleus.
The Bohr model of the atom was the first complete physical model of the atom. It described the overall structure of the atom, how atoms bond to each other, and predicted the spectral lines of hydrogen. Bohr's model was not perfect and was soon superseded by the more accurate Schrödinger model, but it was sufficient to evaporate any remaining doubts that matter is composed of atoms. For chemists, the idea of the atom had been a useful heuristic tool, but physicists had doubts as to whether matter really is made up of atoms as nobody had yet developed a complete physical model of the atom.
The Schrödinger model
In 1925, Werner Heisenberg published the first consistent mathematical formulation of quantum mechanics (matrix mechanics). One year earlier, Louis de Broglie had proposed that all particles behave like waves to some extent, and in 1926 Erwin Schrödinger used this idea to develop the Schrödinger equation, a mathematical model of the atom that described the electrons as three-dimensional waveforms rather than points in space.
A consequence of using waveforms to describe particles is that it is mathematically impossible to obtain precise values for both the position and momentum of a particle at a given point in time. This became known as the uncertainty principle, formulated by Werner Heisenberg in 1927. In this concept, for a given accuracy in measuring a position one could only obtain a range of probable values for momentum, and vice versa.
This model was able to explain observations of atomic behavior that previous models could not, such as certain structural and spectral patterns of atoms larger than hydrogen. Thus, the planetary model of the atom was discarded in favor of one that described atomic orbital zones around the nucleus where a given electron is most likely to be observed.
Discovery of the neutron
The development of the mass spectrometer allowed the mass of atoms to be measured with increased accuracy. The device uses a magnet to bend the trajectory of a beam of ions, and the amount of deflection is determined by the ratio of an atom's mass to its charge. The chemist Francis William Aston used this instrument to show that isotopes had different masses. The atomic mass of these isotopes varied by integer amounts, called the whole number rule. The explanation for these different isotopes awaited the discovery of the neutron, an uncharged particle with a mass similar to the proton, by the physicist James Chadwick in 1932. Isotopes were then explained as elements with the same number of protons, but different numbers of neutrons within the nucleus.
Fission, high-energy physics and condensed matter
In 1938, the German chemist Otto Hahn, a student of Rutherford, directed neutrons onto uranium atoms expecting to get transuranium elements. Instead, his chemical experiments showed barium as a product. A year later, Lise Meitner and her nephew Otto Frisch verified that Hahn's result were the first experimental nuclear fission. In 1944, Hahn received the Nobel Prize in Chemistry. Despite Hahn's efforts, the contributions of Meitner and Frisch were not recognized.
In the 1950s, the development of improved particle accelerators and particle detectors allowed scientists to study the impacts of atoms moving at high energies. Neutrons and protons were found to be hadrons, or composites of smaller particles called quarks. The standard model of particle physics was developed that so far has successfully explained the properties of the nucleus in terms of these sub-atomic particles and the forces that govern their interactions.
Structure
Subatomic particles
Though the word atom originally denoted a particle that cannot be cut into smaller particles, in modern scientific usage the atom is composed of various subatomic particles. The constituent particles of an atom are the electron, the proton and the neutron.
The electron is by far the least massive of these particles at , with a negative electrical charge and a size that is too small to be measured using available techniques. It was the lightest particle with a positive rest mass measured, until the discovery of neutrino mass. Under ordinary conditions, electrons are bound to the positively charged nucleus by the attraction created from opposite electric charges. If an atom has more or fewer electrons than its atomic number, then it becomes respectively negatively or positively charged as a whole; a charged atom is called an ion. Electrons have been known since the late 19th century, mostly thanks to J.J. Thomson; see history of subatomic physics for details.
Protons have a positive charge and a mass 1,836 times that of the electron, at . The number of protons in an atom is called its atomic number. Ernest Rutherford (1919) observed that nitrogen under alpha-particle bombardment ejects what appeared to be hydrogen nuclei. By 1920 he had accepted that the hydrogen nucleus is a distinct particle within the atom and named it proton.
Neutrons have no electrical charge and have a free mass of 1,839 times the mass of the electron, or . Neutrons are the heaviest of the three constituent particles, but their mass can be reduced by the nuclear binding energy. Neutrons and protons (collectively known as nucleons) have comparable dimensions—on the order of —although the 'surface' of these particles is not sharply defined. The neutron was discovered in 1932 by the English physicist James Chadwick.
In the Standard Model of physics, electrons are truly elementary particles with no internal structure, whereas protons and neutrons are composite particles composed of elementary particles called quarks. There are two types of quarks in atoms, each having a fractional electric charge. Protons are composed of two up quarks (each with charge +) and one down quark (with a charge of −). Neutrons consist of one up quark and two down quarks. This distinction accounts for the difference in mass and charge between the two particles.
The quarks are held together by the strong interaction (or strong force), which is mediated by gluons. The protons and neutrons, in turn, are held to each other in the nucleus by the nuclear force, which is a residuum of the strong force that has somewhat different range-properties (see the article on the nuclear force for more). The gluon is a member of the family of gauge bosons, which are elementary particles that mediate physical forces.
Nucleus
All the bound protons and neutrons in an atom make up a tiny atomic nucleus, and are collectively called nucleons. The radius of a nucleus is approximately equal to femtometres, where is the total number of nucleons. This is much smaller than the radius of the atom, which is on the order of 105 fm. The nucleons are bound together by a short-ranged attractive potential called the residual strong force. At distances smaller than 2.5 fm this force is much more powerful than the electrostatic force that causes positively charged protons to repel each other.
Atoms of the same element have the same number of protons, called the atomic number. Within a single element, the number of neutrons may vary, determining the isotope of that element. The total number of protons and neutrons determine the nuclide. The number of neutrons relative to the protons determines the stability of the nucleus, with certain isotopes undergoing radioactive decay.
The proton, the electron, and the neutron are classified as fermions. Fermions obey the Pauli exclusion principle which prohibits identical fermions, such as multiple protons, from occupying the same quantum state at the same time. Thus, every proton in the nucleus must occupy a quantum state different from all other protons, and the same applies to all neutrons of the nucleus and to all electrons of the electron cloud.
A nucleus that has a different number of protons than neutrons can potentially drop to a lower energy state through a radioactive decay that causes the number of protons and neutrons to more closely match. As a result, atoms with matching numbers of protons and neutrons are more stable against decay, but with increasing atomic number, the mutual repulsion of the protons requires an increasing proportion of neutrons to maintain the stability of the nucleus.
The number of protons and neutrons in the atomic nucleus can be modified, although this can require very high energies because of the strong force. Nuclear fusion occurs when multiple atomic particles join to form a heavier nucleus, such as through the energetic collision of two nuclei. For example, at the core of the Sun protons require energies of 3 to 10 keV to overcome their mutual repulsion—the coulomb barrier—and fuse together into a single nucleus. Nuclear fission is the opposite process, causing a nucleus to split into two smaller nuclei—usually through radioactive decay. The nucleus can also be modified through bombardment by high energy subatomic particles or photons. If this modifies the number of protons in a nucleus, the atom changes to a different chemical element.
If the mass of the nucleus following a fusion reaction is less than the sum of the masses of the separate particles, then the difference between these two values can be emitted as a type of usable energy (such as a gamma ray, or the kinetic energy of a beta particle), as described by Albert Einstein's mass–energy equivalence formula, e=mc2, where m is the mass loss and c is the speed of light. This deficit is part of the binding energy of the new nucleus, and it is the non-recoverable loss of the energy that causes the fused particles to remain together in a state that requires this energy to separate.
The fusion of two nuclei that create larger nuclei with lower atomic numbers than iron and nickel—a total nucleon number of about 60—is usually an exothermic process that releases more energy than is required to bring them together. It is this energy-releasing process that makes nuclear fusion in stars a self-sustaining reaction. For heavier nuclei, the binding energy per nucleon begins to decrease. That means that a fusion process producing a nucleus that has an atomic number higher than about 26, and a mass number higher than about 60, is an endothermic process. Thus, more massive nuclei cannot undergo an energy-producing fusion reaction that can sustain the hydrostatic equilibrium of a star.
Electron cloud
The electrons in an atom are attracted to the protons in the nucleus by the electromagnetic force. This force binds the electrons inside an electrostatic potential well surrounding the smaller nucleus, which means that an external source of energy is needed for the electron to escape. The closer an electron is to the nucleus, the greater the attractive force. Hence electrons bound near the center of the potential well require more energy to escape than those at greater separations.
Electrons, like other particles, have properties of both a particle and a wave. The electron cloud is a region inside the potential well where each electron forms a type of three-dimensional standing wave—a wave form that does not move relative to the nucleus. This behavior is defined by an atomic orbital, a mathematical function that characterises the probability that an electron appears to be at a particular location when its position is measured. Only a discrete (or quantized) set of these orbitals exist around the nucleus, as other possible wave patterns rapidly decay into a more stable form. Orbitals can have one or more ring or node structures, and differ from each other in size, shape and orientation.
Each atomic orbital corresponds to a particular energy level of the electron. The electron can change its state to a higher energy level by absorbing a photon with sufficient energy to boost it into the new quantum state. Likewise, through spontaneous emission, an electron in a higher energy state can drop to a lower energy state while radiating the excess energy as a photon. These characteristic energy values, defined by the differences in the energies of the quantum states, are responsible for atomic spectral lines.
The amount of energy needed to remove or add an electron—the electron binding energy—is far less than the binding energy of nucleons. For example, it requires only 13.6 eV to strip a ground-state electron from a hydrogen atom, compared to 2.23 million eV for splitting a deuterium nucleus. Atoms are electrically neutral if they have an equal number of protons and electrons. Atoms that have either a deficit or a surplus of electrons are called ions. Electrons that are farthest from the nucleus may be transferred to other nearby atoms or shared between atoms. By this mechanism, atoms are able to bond into molecules and other types of chemical compounds like ionic and covalent network crystals.
Properties
Nuclear properties
By definition, any two atoms with an identical number of protons in their nuclei belong to the same chemical element. Atoms with equal numbers of protons but a different number of neutrons are different isotopes of the same element. For example, all hydrogen atoms admit exactly one proton, but isotopes exist with no neutrons (hydrogen-1, by far the most common form, also called protium), one neutron (deuterium), two neutrons (tritium) and more than two neutrons. The known elements form a set of atomic numbers, from the single-proton element hydrogen up to the 118-proton element oganesson. All known isotopes of elements with atomic numbers greater than 82 are radioactive, although the radioactivity of element 83 (bismuth) is so slight as to be practically negligible.
About 339 nuclides occur naturally on Earth, of which 251 (about 74%) have not been observed to decay, and are referred to as "stable isotopes". Only 90 nuclides are stable theoretically, while another 161 (bringing the total to 251) have not been observed to decay, even though in theory it is energetically possible. These are also formally classified as "stable". An additional 35 radioactive nuclides have half-lives longer than 100 million years, and are long-lived enough to have been present since the birth of the Solar System. This collection of 286 nuclides are known as primordial nuclides. Finally, an additional 53 short-lived nuclides are known to occur naturally, as daughter products of primordial nuclide decay (such as radium from uranium), or as products of natural energetic processes on Earth, such as cosmic ray bombardment (for example, carbon-14).
For 80 of the chemical elements, at least one stable isotope exists. As a rule, there is only a handful of stable isotopes for each of these elements, the average being 3.1 stable isotopes per element. Twenty-six "monoisotopic elements" have only a single stable isotope, while the largest number of stable isotopes observed for any element is ten, for the element tin. Elements 43, 61, and all elements numbered 83 or higher have no stable isotopes.
Stability of isotopes is affected by the ratio of protons to neutrons, and also by the presence of certain "magic numbers" of neutrons or protons that represent closed and filled quantum shells. These quantum shells correspond to a set of energy levels within the shell model of the nucleus; filled shells, such as the filled shell of 50 protons for tin, confers unusual stability on the nuclide. Of the 251 known stable nuclides, only four have both an odd number of protons and odd number of neutrons: hydrogen-2 (deuterium), lithium-6, boron-10, and nitrogen-14. (Tantalum-180m is odd-odd and observationally stable, but is predicted to decay with a very long half-life.) Also, only four naturally occurring, radioactive odd-odd nuclides have a half-life over a billion years: potassium-40, vanadium-50, lanthanum-138, and lutetium-176. Most odd-odd nuclei are highly unstable with respect to beta decay, because the decay products are even-even, and are therefore more strongly bound, due to nuclear pairing effects.
Mass
The large majority of an atom's mass comes from the protons and neutrons that make it up. The total number of these particles (called "nucleons") in a given atom is called the mass number. It is a positive integer and dimensionless (instead of having dimension of mass), because it expresses a count. An example of use of a mass number is "carbon-12," which has 12 nucleons (six protons and six neutrons).
The actual mass of an atom at rest is often expressed in daltons (Da), also called the unified atomic mass unit (u). This unit is defined as a twelfth of the mass of a free neutral atom of carbon-12, which is approximately . Hydrogen-1 (the lightest isotope of hydrogen which is also the nuclide with the lowest mass) has an atomic weight of 1.007825 Da. The value of this number is called the atomic mass. A given atom has an atomic mass approximately equal (within 1%) to its mass number times the atomic mass unit (for example the mass of a nitrogen-14 is roughly 14 Da), but this number will not be exactly an integer except (by definition) in the case of carbon-12. The heaviest stable atom is lead-208, with a mass of .
As even the most massive atoms are far too light to work with directly, chemists instead use the unit of moles. One mole of atoms of any element always has the same number of atoms (about ). This number was chosen so that if an element has an atomic mass of 1 u, a mole of atoms of that element has a mass close to one gram. Because of the definition of the unified atomic mass unit, each carbon-12 atom has an atomic mass of exactly 12 Da, and so a mole of carbon-12 atoms weighs exactly 0.012 kg.
Shape and size
Atoms lack a well-defined outer boundary, so their dimensions are usually described in terms of an atomic radius. This is a measure of the distance out to which the electron cloud extends from the nucleus. This assumes the atom to exhibit a spherical shape, which is only obeyed for atoms in vacuum or free space. Atomic radii may be derived from the distances between two nuclei when the two atoms are joined in a chemical bond. The radius varies with the location of an atom on the atomic chart, the type of chemical bond, the number of neighboring atoms (coordination number) and a quantum mechanical property known as spin. On the periodic table of the elements, atom size tends to increase when moving down columns, but decrease when moving across rows (left to right). Consequently, the smallest atom is helium with a radius of 32 pm, while one of the largest is caesium at 225 pm.
When subjected to external forces, like electrical fields, the shape of an atom may deviate from spherical symmetry. The deformation depends on the field magnitude and the orbital type of outer shell electrons, as shown by group-theoretical considerations. Aspherical deviations might be elicited for instance in crystals, where large crystal-electrical fields may occur at low-symmetry lattice sites. Significant ellipsoidal deformations have been shown to occur for sulfur ions and chalcogen ions in pyrite-type compounds.
Atomic dimensions are thousands of times smaller than the wavelengths of light (400–700 nm) so they cannot be viewed using an optical microscope, although individual atoms can be observed using a scanning tunneling microscope. To visualize the minuteness of the atom, consider that a typical human hair is about 1 million carbon atoms in width. A single drop of water contains about 2 sextillion () atoms of oxygen, and twice the number of hydrogen atoms. A single carat diamond with a mass of contains about 10 sextillion (1022) atoms of carbon. If an apple were magnified to the size of the Earth, then the atoms in the apple would be approximately the size of the original apple.
Radioactive decay
Every element has one or more isotopes that have unstable nuclei that are subject to radioactive decay, causing the nucleus to emit particles or electromagnetic radiation. Radioactivity can occur when the radius of a nucleus is large compared with the radius of the strong force, which only acts over distances on the order of 1 fm.
The most common forms of radioactive decay are:
Alpha decay: this process is caused when the nucleus emits an alpha particle, which is a helium nucleus consisting of two protons and two neutrons. The result of the emission is a new element with a lower atomic number.
Beta decay (and electron capture): these processes are regulated by the weak force, and result from a transformation of a neutron into a proton, or a proton into a neutron. The neutron to proton transition is accompanied by the emission of an electron and an antineutrino, while proton to neutron transition (except in electron capture) causes the emission of a positron and a neutrino. The electron or positron emissions are called beta particles. Beta decay either increases or decreases the atomic number of the nucleus by one. Electron capture is more common than positron emission, because it requires less energy. In this type of decay, an electron is absorbed by the nucleus, rather than a positron emitted from the nucleus. A neutrino is still emitted in this process, and a proton changes to a neutron.
Gamma decay: this process results from a change in the energy level of the nucleus to a lower state, resulting in the emission of electromagnetic radiation. The excited state of a nucleus which results in gamma emission usually occurs following the emission of an alpha or a beta particle. Thus, gamma decay usually follows alpha or beta decay.
Other more rare types of radioactive decay include ejection of neutrons or protons or clusters of nucleons from a nucleus, or more than one beta particle. An analog of gamma emission which allows excited nuclei to lose energy in a different way, is internal conversion—a process that produces high-speed electrons that are not beta rays, followed by production of high-energy photons that are not gamma rays. A few large nuclei explode into two or more charged fragments of varying masses plus several neutrons, in a decay called spontaneous nuclear fission.
Each radioactive isotope has a characteristic decay time period—the half-life—that is determined by the amount of time needed for half of a sample to decay. This is an exponential decay process that steadily decreases the proportion of the remaining isotope by 50% every half-life. Hence after two half-lives have passed only 25% of the isotope is present, and so forth.
Magnetic moment
Elementary particles possess an intrinsic quantum mechanical property known as spin. This is analogous to the angular momentum of an object that is spinning around its center of mass, although strictly speaking these particles are believed to be point-like and cannot be said to be rotating. Spin is measured in units of the reduced Planck constant (ħ), with electrons, protons and neutrons all having spin ħ, or "spin-". In an atom, electrons in motion around the nucleus possess orbital angular momentum in addition to their spin, while the nucleus itself possesses angular momentum due to its nuclear spin.
The magnetic field produced by an atom—its magnetic moment—is determined by these various forms of angular momentum, just as a rotating charged object classically produces a magnetic field, but the most dominant contribution comes from electron spin. Due to the nature of electrons to obey the Pauli exclusion principle, in which no two electrons may be found in the same quantum state, bound electrons pair up with each other, with one member of each pair in a spin up state and the other in the opposite, spin down state. Thus these spins cancel each other out, reducing the total magnetic dipole moment to zero in some atoms with even number of electrons.
In ferromagnetic elements such as iron, cobalt and nickel, an odd number of electrons leads to an unpaired electron and a net overall magnetic moment. The orbitals of neighboring atoms overlap and a lower energy state is achieved when the spins of unpaired electrons are aligned with each other, a spontaneous process known as an exchange interaction. When the magnetic moments of ferromagnetic atoms are lined up, the material can produce a measurable macroscopic field. Paramagnetic materials have atoms with magnetic moments that line up in random directions when no magnetic field is present, but the magnetic moments of the individual atoms line up in the presence of a field.
The nucleus of an atom will have no spin when it has even numbers of both neutrons and protons, but for other cases of odd numbers, the nucleus may have a spin. Normally nuclei with spin are aligned in random directions because of thermal equilibrium, but for certain elements (such as xenon-129) it is possible to polarize a significant proportion of the nuclear spin states so that they are aligned in the same direction—a condition called hyperpolarization. This has important applications in magnetic resonance imaging.
Energy levels
The potential energy of an electron in an atom is negative relative to when the distance from the nucleus goes to infinity; its dependence on the electron's position reaches the minimum inside the nucleus, roughly in inverse proportion to the distance. In the quantum-mechanical model, a bound electron can occupy only a set of states centered on the nucleus, and each state corresponds to a specific energy level; see time-independent Schrödinger equation for a theoretical explanation. An energy level can be measured by the amount of energy needed to unbind the electron from the atom, and is usually given in units of electronvolts (eV). The lowest energy state of a bound electron is called the ground state, i.e. stationary state, while an electron transition to a higher level results in an excited state. The electron's energy increases along with n because the (average) distance to the nucleus increases. Dependence of the energy on is caused not by the electrostatic potential of the nucleus, but by interaction between electrons.
For an electron to transition between two different states, e.g. ground state to first excited state, it must absorb or emit a photon at an energy matching the difference in the potential energy of those levels, according to the Niels Bohr model, what can be precisely calculated by the Schrödinger equation.
Electrons jump between orbitals in a particle-like fashion. For example, if a single photon strikes the electrons, only a single electron changes states in response to the photon; see Electron properties.
The energy of an emitted photon is proportional to its frequency, so these specific energy levels appear as distinct bands in the electromagnetic spectrum. Each element has a characteristic spectrum that can depend on the nuclear charge, subshells filled by electrons, the electromagnetic interactions between the electrons and other factors.
When a continuous spectrum of energy is passed through a gas or plasma, some of the photons are absorbed by atoms, causing electrons to change their energy level. Those excited electrons that remain bound to their atom spontaneously emit this energy as a photon, traveling in a random direction, and so drop back to lower energy levels. Thus the atoms behave like a filter that forms a series of dark absorption bands in the energy output. (An observer viewing the atoms from a view that does not include the continuous spectrum in the background, instead sees a series of emission lines from the photons emitted by the atoms.) Spectroscopic measurements of the strength and width of atomic spectral lines allow the composition and physical properties of a substance to be determined.
Close examination of the spectral lines reveals that some display a fine structure splitting. This occurs because of spin–orbit coupling, which is an interaction between the spin and motion of the outermost electron. When an atom is in an external magnetic field, spectral lines become split into three or more components; a phenomenon called the Zeeman effect. This is caused by the interaction of the magnetic field with the magnetic moment of the atom and its electrons. Some atoms can have multiple electron configurations with the same energy level, which thus appear as a single spectral line. The interaction of the magnetic field with the atom shifts these electron configurations to slightly different energy levels, resulting in multiple spectral lines. The presence of an external electric field can cause a comparable splitting and shifting of spectral lines by modifying the electron energy levels, a phenomenon called the Stark effect.
If a bound electron is in an excited state, an interacting photon with the proper energy can cause stimulated emission of a photon with a matching energy level. For this to occur, the electron must drop to a lower energy state that has an energy difference matching the energy of the interacting photon. The emitted photon and the interacting photon then move off in parallel and with matching phases. That is, the wave patterns of the two photons are synchronized. This physical property is used to make lasers, which can emit a coherent beam of light energy in a narrow frequency band.
Valence and bonding behavior
Valency is the combining power of an element. It is determined by the number of bonds it can form to other atoms or groups. The outermost electron shell of an atom in its uncombined state is known as the valence shell, and the electrons in
that shell are called valence electrons. The number of valence electrons determines the bonding
behavior with other atoms. Atoms tend to chemically react with each other in a manner that fills (or empties) their outer valence shells. For example, a transfer of a single electron between atoms is a useful approximation for bonds that form between atoms with one-electron more than a filled shell, and others that are one-electron short of a full shell, such as occurs in the compound sodium chloride and other chemical ionic salts. Many elements display multiple valences, or tendencies to share differing numbers of electrons in different compounds. Thus, chemical bonding between these elements takes many forms of electron-sharing that are more than simple electron transfers. Examples include the element carbon and the organic compounds.
The chemical elements are often displayed in a periodic table that is laid out to display recurring chemical properties, and elements with the same number of valence electrons form a group that is aligned in the same column of the table. (The horizontal rows correspond to the filling of a quantum shell of electrons.) The elements at the far right of the table have their outer shell completely filled with electrons, which results in chemically inert elements known as the noble gases.
States
Quantities of atoms are found in different states of matter that depend on the physical conditions, such as temperature and pressure. By varying the conditions, materials can transition between solids, liquids, gases and plasmas. Within a state, a material can also exist in different allotropes. An example of this is solid carbon, which can exist as graphite or diamond. Gaseous allotropes exist as well, such as dioxygen and ozone.
At temperatures close to absolute zero, atoms can form a Bose–Einstein condensate, at which point quantum mechanical effects, which are normally only observed at the atomic scale, become apparent on a macroscopic scale. This super-cooled collection of atoms
then behaves as a single super atom, which may allow fundamental checks of quantum mechanical behavior.
Identification
While atoms are too small to be seen, devices such as the scanning tunneling microscope (STM) enable their visualization at the surfaces of solids. The microscope uses the quantum tunneling phenomenon, which allows particles to pass through a barrier that would be insurmountable in the classical perspective. Electrons tunnel through the vacuum between two biased electrodes, providing a tunneling current that is exponentially dependent on their separation. One electrode is a sharp tip ideally ending with a single atom. At each point of the scan of the surface the tip's height is adjusted so as to keep the tunneling current at a set value. How much the tip moves to and away from the surface is interpreted as the height profile. For low bias, the microscope images the averaged electron orbitals across closely packed energy levels—the local density of the electronic states near the Fermi level. Because of the distances involved, both electrodes need to be extremely stable; only then periodicities can be observed that correspond to individual atoms. The method alone is not chemically specific, and cannot identify the atomic species present at the surface.
Atoms can be easily identified by their mass. If an atom is ionized by removing one of its electrons, its trajectory when it passes through a magnetic field will bend. The radius by which the trajectory of a moving ion is turned by the magnetic field is determined by the mass of the atom. The mass spectrometer uses this principle to measure the mass-to-charge ratio of ions. If a sample contains multiple isotopes, the mass spectrometer can determine the proportion of each isotope in the sample by measuring the intensity of the different beams of ions. Techniques to vaporize atoms include inductively coupled plasma atomic emission spectroscopy and inductively coupled plasma mass spectrometry, both of which use a plasma to vaporize samples for analysis.
The atom-probe tomograph has sub-nanometer resolution in 3-D and can chemically identify individual atoms using time-of-flight mass spectrometry.
Electron emission techniques such as X-ray photoelectron spectroscopy (XPS) and Auger electron spectroscopy (AES), which measure the binding energies of the core electrons, are used to identify the atomic species present in a sample in a non-destructive way. With proper focusing both can be made area-specific. Another such method is electron energy loss spectroscopy (EELS), which measures the energy loss of an electron beam within a transmission electron microscope when it interacts with a portion of a sample.
Spectra of excited states can be used to analyze the atomic composition of distant stars. Specific light wavelengths contained in the observed light from stars can be separated out and related to the quantized transitions in free gas atoms. These colors can be replicated using a gas-discharge lamp containing the same element. Helium was discovered in this way in the spectrum of the Sun 23 years before it was found on Earth.
Origin and current state
Baryonic matter forms about 4% of the total energy density of the observable universe, with an average density of about 0.25 particles/m3 (mostly protons and electrons). Within a galaxy such as the Milky Way, particles have a much higher concentration, with the density of matter in the interstellar medium (ISM) ranging from 105 to 109 atoms/m3. The Sun is believed to be inside the Local Bubble, so the density in the solar neighborhood is only about 103 atoms/m3. Stars form from dense clouds in the ISM, and the evolutionary processes of stars result in the steady enrichment of the ISM with elements more massive than hydrogen and helium.
Up to 95% of the Milky Way's baryonic matter are concentrated inside stars, where conditions are unfavorable for atomic matter. The total baryonic mass is about 10% of the mass of the galaxy; the remainder of the mass is an unknown dark matter. High temperature inside stars makes most "atoms" fully ionized, that is, separates all electrons from the nuclei. In stellar remnants—with exception of their surface layers—an immense pressure make electron shells impossible.
Formation
Electrons are thought to exist in the Universe since early stages of the Big Bang. Atomic nuclei forms in nucleosynthesis reactions. In about three minutes Big Bang nucleosynthesis produced most of the helium, lithium, and deuterium in the Universe, and perhaps some of the beryllium and boron.
Ubiquitousness and stability of atoms relies on their binding energy, which means that an atom has a lower energy than an unbound system of the nucleus and electrons. Where the temperature is much higher than ionization potential, the matter exists in the form of plasma—a gas of positively charged ions (possibly, bare nuclei) and electrons. When the temperature drops below the ionization potential, atoms become statistically favorable. Atoms (complete with bound electrons) became to dominate over charged particles 380,000 years after the Big Bang—an epoch called recombination, when the expanding Universe cooled enough to allow electrons to become attached to nuclei.
Since the Big Bang, which produced no carbon or heavier elements, atomic nuclei have been combined in stars through the process of nuclear fusion to produce more of the element helium, and (via the triple alpha process) the sequence of elements from carbon up to iron; see stellar nucleosynthesis for details.
Isotopes such as lithium-6, as well as some beryllium and boron are generated in space through cosmic ray spallation. This occurs when a high-energy proton strikes an atomic nucleus, causing large numbers of nucleons to be ejected.
Elements heavier than iron were produced in supernovae and colliding neutron stars through the r-process, and in AGB stars through the s-process, both of which involve the capture of neutrons by atomic nuclei. Elements such as lead formed largely through the radioactive decay of heavier elements.
Earth
Most of the atoms that make up the Earth and its inhabitants were present in their current form in the nebula that collapsed out of a molecular cloud to form the Solar System. The rest are the result of radioactive decay, and their relative proportion can be used to determine the age of the Earth through radiometric dating. Most of the helium in the crust of the Earth (about 99% of the helium from gas wells, as shown by its lower abundance of helium-3) is a product of alpha decay.
There are a few trace atoms on Earth that were not present at the beginning (i.e., not "primordial"), nor are results of radioactive decay. Carbon-14 is continuously generated by cosmic rays in the atmosphere. Some atoms on Earth have been artificially generated either deliberately or as by-products of nuclear reactors or explosions. Of the transuranic elements—those with atomic numbers greater than 92—only plutonium and neptunium occur naturally on Earth. Transuranic elements have radioactive lifetimes shorter than the current age of the Earth and thus identifiable quantities of these elements have long since decayed, with the exception of traces of plutonium-244 possibly deposited by cosmic dust. Natural deposits of plutonium and neptunium are produced by neutron capture in uranium ore.
The Earth contains approximately atoms. Although small numbers of independent atoms of noble gases exist, such as argon, neon, and helium, 99% of the atmosphere is bound in the form of molecules, including carbon dioxide and diatomic oxygen and nitrogen. At the surface of the Earth, an overwhelming majority of atoms combine to form various compounds, including water, salt, silicates and oxides. Atoms can also combine to create materials that do not consist of discrete molecules, including crystals and liquid or solid metals. This atomic matter forms networked arrangements that lack the particular type of small-scale interrupted order associated with molecular matter.
Rare and theoretical forms
Superheavy elements
All nuclides with atomic numbers higher than 82 (lead) are known to be radioactive. No nuclide with an atomic number exceeding 92 (uranium) exists on Earth as a primordial nuclide, and heavier elements generally have shorter half-lives. Nevertheless, an "island of stability" encompassing relatively long-lived isotopes of superheavy elements with atomic numbers 110 to 114 might exist. Predictions for the half-life of the most stable nuclide on the island range from a few minutes to millions of years. In any case, superheavy elements (with Z > 104) would not exist due to increasing Coulomb repulsion (which results in spontaneous fission with increasingly short half-lives) in the absence of any stabilizing effects.
Exotic matter
Each particle of matter has a corresponding antimatter particle with the opposite electrical charge. Thus, the positron is a positively charged antielectron and the antiproton is a negatively charged equivalent of a proton. When a matter and corresponding antimatter particle meet, they annihilate each other. Because of this, along with an imbalance between the number of matter and antimatter particles, the latter are rare in the universe. The first causes of this imbalance are not yet fully understood, although theories of baryogenesis may offer an explanation. As a result, no antimatter atoms have been discovered in nature. In 1996, the antimatter counterpart of the hydrogen atom (antihydrogen) was synthesized at the CERN laboratory in Geneva.
Other exotic atoms have been created by replacing one of the protons, neutrons or electrons with other particles that have the same charge. For example, an electron can be replaced by a more massive muon, forming a muonic atom. These types of atoms can be used to test fundamental predictions of physics.
See also
Notes
References
Bibliography
Further reading
External links
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https://en.wikipedia.org/wiki/Aluminium
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Aluminium
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Aluminium (aluminum in North American English) is a chemical element with the symbol Al and atomic number 13. Aluminium has a density lower than those of other common metals; about one-third that of steel. It has a great affinity towards oxygen, forming a protective layer of oxide on the surface when exposed to air. Aluminium visually resembles silver, both in its color and in its great ability to reflect light. It is soft, nonmagnetic and ductile. It has one stable isotope: 27Al, which is highly abundant, making aluminium the twelfth-most common element in the universe. The radioactivity of 26Al is used in radiometric dating.
Chemically, aluminium is a post-transition metal in the boron group; as is common for the group, aluminium forms compounds primarily in the +3 oxidation state. The aluminium cation Al3+ is small and highly charged; as such, it has more polarizing power, and bonds formed by aluminium have a more covalent character. The strong affinity of aluminium for oxygen leads to the common occurrence of its oxides in nature. Aluminium is found on Earth primarily in rocks in the crust, where it is the third-most abundant element, after oxygen and silicon, rather than in the mantle, and virtually never as the free metal. It is obtained industrially by mining bauxite, a sedimentary rock rich in aluminium minerals.
The discovery of aluminium was announced in 1825 by Danish physicist Hans Christian Ørsted. The first industrial production of aluminium was initiated by French chemist Henri Étienne Sainte-Claire Deville in 1856. Aluminium became much more available to the public with the Hall–Héroult process developed independently by French engineer Paul Héroult and American engineer Charles Martin Hall in 1886, and the mass production of aluminium led to its extensive use in industry and everyday life. In World Wars I and II, aluminium was a crucial strategic resource for aviation. In 1954, aluminium became the most produced non-ferrous metal, surpassing copper. In the 21st century, most aluminium was consumed in transportation, engineering, construction, and packaging in the United States, Western Europe, and Japan.
Despite its prevalence in the environment, no living organism is known to use aluminium salts for metabolism, but aluminium is well tolerated by plants and animals. Because of the abundance of these salts, the potential for a biological role for them is of interest, and studies continue.
Physical characteristics
Isotopes
Of aluminium isotopes, only is stable. This situation is common for elements with an odd atomic number. It is the only primordial aluminium isotope, i.e. the only one that has existed on Earth in its current form since the formation of the planet. It is therefore a mononuclidic element and its standard atomic weight is virtually the same as that of the isotope. This makes aluminium very useful in nuclear magnetic resonance (NMR), as its single stable isotope has a high NMR sensitivity. The standard atomic weight of aluminium is low in comparison with many other metals.
All other isotopes of aluminium are radioactive. The most stable of these is 26Al: while it was present along with stable 27Al in the interstellar medium from which the Solar System formed, having been produced by stellar nucleosynthesis as well, its half-life is only 717,000 years and therefore a detectable amount has not survived since the formation of the planet. However, minute traces of 26Al are produced from argon in the atmosphere by spallation caused by cosmic ray protons. The ratio of 26Al to 10Be has been used for radiodating of geological processes over 105 to 106 year time scales, in particular transport, deposition, sediment storage, burial times, and erosion. Most meteorite scientists believe that the energy released by the decay of 26Al was responsible for the melting and differentiation of some asteroids after their formation 4.55 billion years ago.
The remaining isotopes of aluminium, with mass numbers ranging from 22 to 43, all have half-lives well under an hour. Three metastable states are known, all with half-lives under a minute.
Electron shell
An aluminium atom has 13 electrons, arranged in an electron configuration of , with three electrons beyond a stable noble gas configuration. Accordingly, the combined first three ionization energies of aluminium are far lower than the fourth ionization energy alone. Such an electron configuration is shared with the other well-characterized members of its group, boron, gallium, indium, and thallium; it is also expected for nihonium. Aluminium can surrender its three outermost electrons in many chemical reactions (see below). The electronegativity of aluminium is 1.61 (Pauling scale).
A free aluminium atom has a radius of 143 pm. With the three outermost electrons removed, the radius shrinks to 39 pm for a 4-coordinated atom or 53.5 pm for a 6-coordinated atom. At standard temperature and pressure, aluminium atoms (when not affected by atoms of other elements) form a face-centered cubic crystal system bound by metallic bonding provided by atoms' outermost electrons; hence aluminium (at these conditions) is a metal. This crystal system is shared by many other metals, such as lead and copper; the size of a unit cell of aluminium is comparable to that of those other metals. The system, however, is not shared by the other members of its group; boron has ionization energies too high to allow metallization, thallium has a hexagonal close-packed structure, and gallium and indium have unusual structures that are not close-packed like those of aluminium and thallium. The few electrons that are available for metallic bonding in aluminium metal are a probable cause for it being soft with a low melting point and low electrical resistivity.
Bulk
Aluminium metal has an appearance ranging from silvery white to dull gray, depending on the surface roughness. Aluminium mirrors are the most reflective of all metal mirrors for the near ultraviolet and far infrared light, and one of the most reflective in the visible spectrum, nearly on par with silver, and the two therefore look similar. Aluminium is also good at reflecting solar radiation, although prolonged exposure to sunlight in air adds wear to the surface of the metal; this may be prevented if aluminium is anodized, which adds a protective layer of oxide on the surface.
The density of aluminium is 2.70 g/cm3, about 1/3 that of steel, much lower than other commonly encountered metals, making aluminium parts easily identifiable through their lightness. Aluminium's low density compared to most other metals arises from the fact that its nuclei are much lighter, while difference in the unit cell size does not compensate for this difference. The only lighter metals are the metals of groups 1 and 2, which apart from beryllium and magnesium are too reactive for structural use (and beryllium is very toxic). Aluminium is not as strong or stiff as steel, but the low density makes up for this in the aerospace industry and for many other applications where light weight and relatively high strength are crucial.
Pure aluminium is quite soft and lacking in strength. In most applications various aluminium alloys are used instead because of their higher strength and hardness. The yield strength of pure aluminium is 7–11 MPa, while aluminium alloys have yield strengths ranging from 200 MPa to 600 MPa. Aluminium is ductile, with a percent elongation of 50-70%, and malleable allowing it to be easily drawn and extruded. It is also easily machined and cast.
Aluminium is an excellent thermal and electrical conductor, having around 60% the conductivity of copper, both thermal and electrical, while having only 30% of copper's density. Aluminium is capable of superconductivity, with a superconducting critical temperature of 1.2 kelvin and a critical magnetic field of about 100 gauss (10 milliteslas). It is paramagnetic and thus essentially unaffected by static magnetic fields. The high electrical conductivity, however, means that it is strongly affected by alternating magnetic fields through the induction of eddy currents.
Chemistry
Aluminium combines characteristics of pre- and post-transition metals. Since it has few available electrons for metallic bonding, like its heavier group 13 congeners, it has the characteristic physical properties of a post-transition metal, with longer-than-expected interatomic distances. Furthermore, as Al3+ is a small and highly charged cation, it is strongly polarizing and bonding in aluminium compounds tends towards covalency; this behavior is similar to that of beryllium (Be2+), and the two display an example of a diagonal relationship.
The underlying core under aluminium's valence shell is that of the preceding noble gas, whereas those of its heavier congeners gallium, indium, thallium, and nihonium also include a filled d-subshell and in some cases a filled f-subshell. Hence, the inner electrons of aluminium shield the valence electrons almost completely, unlike those of aluminium's heavier congeners. As such, aluminium is the most electropositive metal in its group, and its hydroxide is in fact more basic than that of gallium. Aluminium also bears minor similarities to the metalloid boron in the same group: AlX3 compounds are valence isoelectronic to BX3 compounds (they have the same valence electronic structure), and both behave as Lewis acids and readily form adducts. Additionally, one of the main motifs of boron chemistry is regular icosahedral structures, and aluminium forms an important part of many icosahedral quasicrystal alloys, including the Al–Zn–Mg class.
Aluminium has a high chemical affinity to oxygen, which renders it suitable for use as a reducing agent in the thermite reaction. A fine powder of aluminium metal reacts explosively on contact with liquid oxygen; under normal conditions, however, aluminium forms a thin oxide layer (~5 nm at room temperature) that protects the metal from further corrosion by oxygen, water, or dilute acid, a process termed passivation. Because of its general resistance to corrosion, aluminium is one of the few metals that retains silvery reflectance in finely powdered form, making it an important component of silver-colored paints. Aluminium is not attacked by oxidizing acids because of its passivation. This allows aluminium to be used to store reagents such as nitric acid, concentrated sulfuric acid, and some organic acids.
In hot concentrated hydrochloric acid, aluminium reacts with water with evolution of hydrogen, and in aqueous sodium hydroxide or potassium hydroxide at room temperature to form aluminates—protective passivation under these conditions is negligible. Aqua regia also dissolves aluminium. Aluminium is corroded by dissolved chlorides, such as common sodium chloride, which is why household plumbing is never made from aluminium. The oxide layer on aluminium is also destroyed by contact with mercury due to amalgamation or with salts of some electropositive metals. As such, the strongest aluminium alloys are less corrosion-resistant due to galvanic reactions with alloyed copper, and aluminium's corrosion resistance is greatly reduced by aqueous salts, particularly in the presence of dissimilar metals.
Aluminium reacts with most nonmetals upon heating, forming compounds such as aluminium nitride (AlN), aluminium sulfide (Al2S3), and the aluminium halides (AlX3). It also forms a wide range of intermetallic compounds involving metals from every group on the periodic table.
Inorganic compounds
The vast majority of compounds, including all aluminium-containing minerals and all commercially significant aluminium compounds, feature aluminium in the oxidation state 3+. The coordination number of such compounds varies, but generally Al3+ is either six- or four-coordinate. Almost all compounds of aluminium(III) are colorless.
In aqueous solution, Al3+ exists as the hexaaqua cation [Al(H2O)6]3+, which has an approximate Ka of 10−5. Such solutions are acidic as this cation can act as a proton donor and progressively hydrolyze until a precipitate of aluminium hydroxide, Al(OH)3, forms. This is useful for clarification of water, as the precipitate nucleates on suspended particles in the water, hence removing them. Increasing the pH even further leads to the hydroxide dissolving again as aluminate, [Al(H2O)2(OH)4]−, is formed.
Aluminium hydroxide forms both salts and aluminates and dissolves in acid and alkali, as well as on fusion with acidic and basic oxides. This behavior of Al(OH)3 is termed amphoterism and is characteristic of weakly basic cations that form insoluble hydroxides and whose hydrated species can also donate their protons. One effect of this is that aluminium salts with weak acids are hydrolyzed in water to the aquated hydroxide and the corresponding nonmetal hydride: for example, aluminium sulfide yields hydrogen sulfide. However, some salts like aluminium carbonate exist in aqueous solution but are unstable as such; and only incomplete hydrolysis takes place for salts with strong acids, such as the halides, nitrate, and sulfate. For similar reasons, anhydrous aluminium salts cannot be made by heating their "hydrates": hydrated aluminium chloride is in fact not AlCl3·6H2O but [Al(H2O)6]Cl3, and the Al–O bonds are so strong that heating is not sufficient to break them and form Al–Cl bonds instead:
2[Al(H2O)6]Cl3 Al2O3 + 6 HCl + 9 H2O
All four trihalides are well known. Unlike the structures of the three heavier trihalides, aluminium fluoride (AlF3) features six-coordinate aluminium, which explains its involatility and insolubility as well as high heat of formation. Each aluminium atom is surrounded by six fluorine atoms in a distorted octahedral arrangement, with each fluorine atom being shared between the corners of two octahedra. Such {AlF6} units also exist in complex fluorides such as cryolite, Na3AlF6. AlF3 melts at and is made by reaction of aluminium oxide with hydrogen fluoride gas at .
With heavier halides, the coordination numbers are lower. The other trihalides are dimeric or polymeric with tetrahedral four-coordinate aluminium centers. Aluminium trichloride (AlCl3) has a layered polymeric structure below its melting point of but transforms on melting to Al2Cl6 dimers. At higher temperatures those increasingly dissociate into trigonal planar AlCl3 monomers similar to the structure of BCl3. Aluminium tribromide and aluminium triiodide form Al2X6 dimers in all three phases and hence do not show such significant changes of properties upon phase change. These materials are prepared by treating aluminium metal with the halogen. The aluminium trihalides form many addition compounds or complexes; their Lewis acidic nature makes them useful as catalysts for the Friedel–Crafts reactions. Aluminium trichloride has major industrial uses involving this reaction, such as in the manufacture of anthraquinones and styrene; it is also often used as the precursor for many other aluminium compounds and as a reagent for converting nonmetal fluorides into the corresponding chlorides (a transhalogenation reaction).
Aluminium forms one stable oxide with the chemical formula Al2O3, commonly called alumina. It can be found in nature in the mineral corundum, α-alumina; there is also a γ-alumina phase. Its crystalline form, corundum, is very hard (Mohs hardness 9), has a high melting point of , has very low volatility, is chemically inert, and a good electrical insulator, it is often used in abrasives (such as toothpaste), as a refractory material, and in ceramics, as well as being the starting material for the electrolytic production of aluminium metal. Sapphire and ruby are impure corundum contaminated with trace amounts of other metals. The two main oxide-hydroxides, AlO(OH), are boehmite and diaspore. There are three main trihydroxides: bayerite, gibbsite, and nordstrandite, which differ in their crystalline structure (polymorphs). Many other intermediate and related structures are also known. Most are produced from ores by a variety of wet processes using acid and base. Heating the hydroxides leads to formation of corundum. These materials are of central importance to the production of aluminium and are themselves extremely useful. Some mixed oxide phases are also very useful, such as spinel (MgAl2O4), Na-β-alumina (NaAl11O17), and tricalcium aluminate (Ca3Al2O6, an important mineral phase in Portland cement).
The only stable chalcogenides under normal conditions are aluminium sulfide (Al2S3), selenide (Al2Se3), and telluride (Al2Te3). All three are prepared by direct reaction of their elements at about and quickly hydrolyze completely in water to yield aluminium hydroxide and the respective hydrogen chalcogenide. As aluminium is a small atom relative to these chalcogens, these have four-coordinate tetrahedral aluminium with various polymorphs having structures related to wurtzite, with two-thirds of the possible metal sites occupied either in an orderly (α) or random (β) fashion; the sulfide also has a γ form related to γ-alumina, and an unusual high-temperature hexagonal form where half the aluminium atoms have tetrahedral four-coordination and the other half have trigonal bipyramidal five-coordination.
Four pnictides – aluminium nitride (AlN), aluminium phosphide (AlP), aluminium arsenide (AlAs), and aluminium antimonide (AlSb) – are known. They are all III-V semiconductors isoelectronic to silicon and germanium, all of which but AlN have the zinc blende structure. All four can be made by high-temperature (and possibly high-pressure) direct reaction of their component elements.
Aluminium alloys well with most other metals (with the exception of most alkali metals and group 13 metals) and over 150 intermetallics with other metals are known. Preparation involves heating fixed metals together in certain proportion, followed by gradual cooling and annealing. Bonding in them is predominantly metallic and the crystal structure primarily depends on efficiency of packing.
There are few compounds with lower oxidation states. A few aluminium(I) compounds exist: AlF, AlCl, AlBr, and AlI exist in the gaseous phase when the respective trihalide is heated with aluminium, and at cryogenic temperatures. A stable derivative of aluminium monoiodide is the cyclic adduct formed with triethylamine, Al4I4(NEt3)4. Al2O and Al2S also exist but are very unstable. Very simple aluminium(II) compounds are invoked or observed in the reactions of Al metal with oxidants. For example, aluminium monoxide, AlO, has been detected in the gas phase after explosion and in stellar absorption spectra. More thoroughly investigated are compounds of the formula R4Al2 which contain an Al–Al bond and where R is a large organic ligand.
Organoaluminium compounds and related hydrides
A variety of compounds of empirical formula AlR3 and AlR1.5Cl1.5 exist. The aluminium trialkyls and triaryls are reactive, volatile, and colorless liquids or low-melting solids. They catch fire spontaneously in air and react with water, thus necessitating precautions when handling them. They often form dimers, unlike their boron analogues, but this tendency diminishes for branched-chain alkyls (e.g. Pri, Bui, Me3CCH2); for example, triisobutylaluminium exists as an equilibrium mixture of the monomer and dimer. These dimers, such as trimethylaluminium (Al2Me6), usually feature tetrahedral Al centers formed by dimerization with some alkyl group bridging between both aluminium atoms. They are hard acids and react readily with ligands, forming adducts. In industry, they are mostly used in alkene insertion reactions, as discovered by Karl Ziegler, most importantly in "growth reactions" that form long-chain unbranched primary alkenes and alcohols, and in the low-pressure polymerization of ethene and propene. There are also some heterocyclic and cluster organoaluminium compounds involving Al–N bonds.
The industrially most important aluminium hydride is lithium aluminium hydride (LiAlH4), which is used in as a reducing agent in organic chemistry. It can be produced from lithium hydride and aluminium trichloride. The simplest hydride, aluminium hydride or alane, is not as important. It is a polymer with the formula (AlH3)n, in contrast to the corresponding boron hydride that is a dimer with the formula (BH3)2.
Natural occurrence
Space
Aluminium's per-particle abundance in the Solar System is 3.15 ppm (parts per million). It is the twelfth most abundant of all elements and third most abundant among the elements that have odd atomic numbers, after hydrogen and nitrogen. The only stable isotope of aluminium, 27Al, is the eighteenth most abundant nucleus in the Universe. It is created almost entirely after fusion of carbon in massive stars that will later become Type II supernovas: this fusion creates 26Mg, which, upon capturing free protons and neutrons becomes aluminium. Some smaller quantities of 27Al are created in hydrogen burning shells of evolved stars, where 26Mg can capture free protons. Essentially all aluminium now in existence is 27Al. 26Al was present in the early Solar System with abundance of 0.005% relative to 27Al but its half-life of 728,000 years is too short for any original nuclei to survive; 26Al is therefore extinct. Unlike for 27Al, hydrogen burning is the primary source of 26Al, with the nuclide emerging after a nucleus of 25Mg catches a free proton. However, the trace quantities of 26Al that do exist are the most common gamma ray emitter in the interstellar gas; if the original 26Al were still present, gamma ray maps of the Milky Way would be brighter.
Earth
Overall, the Earth is about 1.59% aluminium by mass (seventh in abundance by mass). Aluminium occurs in greater proportion in the Earth's crust than in the Universe at large, because aluminium easily forms the oxide and becomes bound into rocks and stays in the Earth's crust, while less reactive metals sink to the core. In the Earth's crust, aluminium is the most abundant metallic element (8.23% by mass) and the third most abundant of all elements (after oxygen and silicon). A large number of silicates in the Earth's crust contain aluminium. In contrast, the Earth's mantle is only 2.38% aluminium by mass. Aluminium also occurs in seawater at a concentration of 2 μg/kg.
Because of its strong affinity for oxygen, aluminium is almost never found in the elemental state; instead it is found in oxides or silicates. Feldspars, the most common group of minerals in the Earth's crust, are aluminosilicates. Aluminium also occurs in the minerals beryl, cryolite, garnet, spinel, and turquoise. Impurities in Al2O3, such as chromium and iron, yield the gemstones ruby and sapphire, respectively. Native aluminium metal is extremely rare and can only be found as a minor phase in low oxygen fugacity environments, such as the interiors of certain volcanoes. Native aluminium has been reported in cold seeps in the northeastern continental slope of the South China Sea. It is possible that these deposits resulted from bacterial reduction of tetrahydroxoaluminate Al(OH)4−.
Although aluminium is a common and widespread element, not all aluminium minerals are economically viable sources of the metal. Almost all metallic aluminium is produced from the ore bauxite (AlOx(OH)3–2x). Bauxite occurs as a weathering product of low iron and silica bedrock in tropical climatic conditions. In 2017, most bauxite was mined in Australia, China, Guinea, and India.
History
The history of aluminium has been shaped by usage of alum. The first written record of alum, made by Greek historian Herodotus, dates back to the 5th century BCE. The ancients are known to have used alum as a dyeing mordant and for city defense. After the Crusades, alum, an indispensable good in the European fabric industry, was a subject of international commerce; it was imported to Europe from the eastern Mediterranean until the mid-15th century.
The nature of alum remained unknown. Around 1530, Swiss physician Paracelsus suggested alum was a salt of an earth of alum. In 1595, German doctor and chemist Andreas Libavius experimentally confirmed this. In 1722, German chemist Friedrich Hoffmann announced his belief that the base of alum was a distinct earth. In 1754, German chemist Andreas Sigismund Marggraf synthesized alumina by boiling clay in sulfuric acid and subsequently adding potash.
Attempts to produce aluminium metal date back to 1760. The first successful attempt, however, was completed in 1824 by Danish physicist and chemist Hans Christian Ørsted. He reacted anhydrous aluminium chloride with potassium amalgam, yielding a lump of metal looking similar to tin. He presented his results and demonstrated a sample of the new metal in 1825. In 1827, German chemist Friedrich Wöhler repeated Ørsted's experiments but did not identify any aluminium. (The reason for this inconsistency was only discovered in 1921.) He conducted a similar experiment in the same year by mixing anhydrous aluminium chloride with potassium and produced a powder of aluminium. In 1845, he was able to produce small pieces of the metal and described some physical properties of this metal. For many years thereafter, Wöhler was credited as the discoverer of aluminium.
As Wöhler's method could not yield great quantities of aluminium, the metal remained rare; its cost exceeded that of gold. The first industrial production of aluminium was established in 1856 by French chemist Henri Etienne Sainte-Claire Deville and companions. Deville had discovered that aluminium trichloride could be reduced by sodium, which was more convenient and less expensive than potassium, which Wöhler had used. Even then, aluminium was still not of great purity and produced aluminium differed in properties by sample. Because of its electricity-conducting capacity, aluminium was used as the cap of the Washington Monument, completed in 1885. The tallest building in the world at the time, the non-corroding metal cap was intended to serve as a lightning rod peak.
The first industrial large-scale production method was independently developed in 1886 by French engineer Paul Héroult and American engineer Charles Martin Hall; it is now known as the Hall–Héroult process. The Hall–Héroult process converts alumina into metal. Austrian chemist Carl Joseph Bayer discovered a way of purifying bauxite to yield alumina, now known as the Bayer process, in 1889. Modern production of the aluminium metal is based on the Bayer and Hall–Héroult processes.
Prices of aluminium dropped and aluminium became widely used in jewelry, everyday items, eyeglass frames, optical instruments, tableware, and foil in the 1890s and early 20th century. Aluminium's ability to form hard yet light alloys with other metals provided the metal with many uses at the time. During World War I, major governments demanded large shipments of aluminium for light strong airframes; during World War II, demand by major governments for aviation was even higher.
By the mid-20th century, aluminium had become a part of everyday life and an essential component of housewares. In 1954, production of aluminium surpassed that of copper, historically second in production only to iron, making it the most produced non-ferrous metal. During the mid-20th century, aluminium emerged as a civil engineering material, with building applications in both basic construction and interior finish work, and increasingly being used in military engineering, for both airplanes and land armor vehicle engines. Earth's first artificial satellite, launched in 1957, consisted of two separate aluminium semi-spheres joined and all subsequent space vehicles have used aluminium to some extent. The aluminium can was invented in 1956 and employed as a storage for drinks in 1958.
Throughout the 20th century, the production of aluminium rose rapidly: while the world production of aluminium in 1900 was 6,800 metric tons, the annual production first exceeded 100,000 metric tons in 1916; 1,000,000 tons in 1941; 10,000,000 tons in 1971. In the 1970s, the increased demand for aluminium made it an exchange commodity; it entered the London Metal Exchange, the oldest industrial metal exchange in the world, in 1978. The output continued to grow: the annual production of aluminium exceeded 50,000,000 metric tons in 2013.
The real price for aluminium declined from $14,000 per metric ton in 1900 to $2,340 in 1948 (in 1998 United States dollars). Extraction and processing costs were lowered over technological progress and the scale of the economies. However, the need to exploit lower-grade poorer quality deposits and the use of fast increasing input costs (above all, energy) increased the net cost of aluminium; the real price began to grow in the 1970s with the rise of energy cost. Production moved from the industrialized countries to countries where production was cheaper. Production costs in the late 20th century changed because of advances in technology, lower energy prices, exchange rates of the United States dollar, and alumina prices. The BRIC countries' combined share in primary production and primary consumption grew substantially in the first decade of the 21st century. China is accumulating an especially large share of the world's production thanks to an abundance of resources, cheap energy, and governmental stimuli; it also increased its consumption share from 2% in 1972 to 40% in 2010. In the United States, Western Europe, and Japan, most aluminium was consumed in transportation, engineering, construction, and packaging. In 2021, prices for industrial metals such as aluminium have soared to near-record levels as energy shortages in China drive up costs for electricity.
Etymology
The names aluminium and aluminum are derived from the word alumine, an obsolete term for alumina, a naturally occurring oxide of aluminium. Alumine was borrowed from French, which in turn derived it from alumen, the classical Latin name for alum, the mineral from which it was collected. The Latin word alumen stems from the Proto-Indo-European root *alu- meaning "bitter" or "beer".
Origins
British chemist Humphry Davy, who performed a number of experiments aimed to isolate the metal, is credited as the person who named the element. The first name proposed for the metal to be isolated from alum was alumium, which Davy suggested in an 1808 article on his electrochemical research, published in Philosophical Transactions of the Royal Society. It appeared that the name was created from the English word alum and the Latin suffix -ium; but it was customary then to give elements names originating in Latin, so this name was not adopted universally. This name was criticized by contemporary chemists from France, Germany, and Sweden, who insisted the metal should be named for the oxide, alumina, from which it would be isolated. The English name alum does not come directly from Latin, whereas alumine/alumina obviously comes from the Latin word alumen (upon declension, alumen changes to alumin-).
One example was Essai sur la Nomenclature chimique (July 1811), written in French by a Swedish chemist, Jöns Jacob Berzelius, in which the name aluminium is given to the element that would be synthesized from alum. (Another article in the same journal issue also gives the name aluminium to the metal whose oxide is the basis of sapphire.) A January 1811 summary of one of Davy's lectures at the Royal Society mentioned the name aluminium as a possibility. The next year, Davy published a chemistry textbook in which he used the spelling aluminum. Both spellings have coexisted since. Their usage is regional: aluminum dominates in the United States and Canada; aluminium, in the rest of the English-speaking world.
Spelling
In 1812, a British scientist, Thomas Young, wrote an anonymous review of Davy's book, in which he proposed the name aluminium instead of aluminum, which he thought had a "less classical sound". This name did catch on: although the spelling was occasionally used in Britain, the American scientific language used from the start. Most scientists throughout the world used in the 19th century; and it was entrenched in several other European languages, such as French, German, and Dutch. In 1828, an American lexicographer, Noah Webster, entered only the aluminum spelling in his American Dictionary of the English Language. In the 1830s, the spelling gained usage in the United States; by the 1860s, it had become the more common spelling there outside science. In 1892, Hall used the spelling in his advertising handbill for his new electrolytic method of producing the metal, despite his constant use of the spelling in all the patents he filed between 1886 and 1903: it is unknown whether this spelling was introduced by mistake or intentionally; but Hall preferred aluminum since its introduction because it resembled platinum, the name of a prestigious metal. By 1890, both spellings had been common in the United States, the spelling being slightly more common; by 1895, the situation had reversed; by 1900, aluminum had become twice as common as aluminium; in the next decade, the spelling dominated American usage. In 1925, the American Chemical Society adopted this spelling.
The International Union of Pure and Applied Chemistry (IUPAC) adopted aluminium as the standard international name for the element in 1990. In 1993, they recognized aluminum as an acceptable variant; the most recent 2005 edition of the IUPAC nomenclature of inorganic chemistry also acknowledges this spelling. IUPAC official publications use the spelling as primary, and they list both where it is appropriate.
Production and refinement
The production of aluminium starts with the extraction of bauxite rock from the ground. The bauxite is processed and transformed using the Bayer process into alumina, which is then processed using the Hall–Héroult process, resulting in the final aluminium metal.
Aluminium production is highly energy-consuming, and so the producers tend to locate smelters in places where electric power is both plentiful and inexpensive. Production of one kilogram of aluminium requires 7 kilograms of oil energy equivalent, as compared to 1.5 kilograms for steel and 2 kilograms for plastic. As of 2019, the world's largest smelters of aluminium are located in China, India, Russia, Canada, and the United Arab Emirates, while China is by far the top producer of aluminium with a world share of fifty-five percent.
According to the International Resource Panel's Metal Stocks in Society report, the global per capita stock of aluminium in use in society (i.e. in cars, buildings, electronics, etc.) is . Much of this is in more-developed countries ( per capita) rather than less-developed countries ( per capita).
Bayer process
Bauxite is converted to alumina by the Bayer process. Bauxite is blended for uniform composition and then is ground. The resulting slurry is mixed with a hot solution of sodium hydroxide; the mixture is then treated in a digester vessel at a pressure well above atmospheric, dissolving the aluminium hydroxide in bauxite while converting impurities into relatively insoluble compounds:
After this reaction, the slurry is at a temperature above its atmospheric boiling point. It is cooled by removing steam as pressure is reduced. The bauxite residue is separated from the solution and discarded. The solution, free of solids, is seeded with small crystals of aluminium hydroxide; this causes decomposition of the [Al(OH)4]− ions to aluminium hydroxide. After about half of aluminium has precipitated, the mixture is sent to classifiers. Small crystals of aluminium hydroxide are collected to serve as seeding agents; coarse particles are converted to alumina by heating; the excess solution is removed by evaporation, (if needed) purified, and recycled.
Hall–Héroult process
The conversion of alumina to aluminium metal is achieved by the Hall–Héroult process. In this energy-intensive process, a solution of alumina in a molten () mixture of cryolite (Na3AlF6) with calcium fluoride is electrolyzed to produce metallic aluminium. The liquid aluminium metal sinks to the bottom of the solution and is tapped off, and usually cast into large blocks called aluminium billets for further processing.
Anodes of the electrolysis cell are made of carbon—the most resistant material against fluoride corrosion—and either bake at the process or are prebaked. The former, also called Söderberg anodes, are less power-efficient and fumes released during baking are costly to collect, which is why they are being replaced by prebaked anodes even though they save the power, energy, and labor to prebake the cathodes. Carbon for anodes should be preferably pure so that neither aluminium nor the electrolyte is contaminated with ash. Despite carbon's resistivity against corrosion, it is still consumed at a rate of 0.4–0.5 kg per each kilogram of produced aluminium. Cathodes are made of anthracite; high purity for them is not required because impurities leach only very slowly. The cathode is consumed at a rate of 0.02–0.04 kg per each kilogram of produced aluminium. A cell is usually terminated after 2–6 years following a failure of the cathode.
The Hall–Heroult process produces aluminium with a purity of above 99%. Further purification can be done by the Hoopes process. This process involves the electrolysis of molten aluminium with a sodium, barium, and aluminium fluoride electrolyte. The resulting aluminium has a purity of 99.99%.
Electric power represents about 20 to 40% of the cost of producing aluminium, depending on the location of the smelter. Aluminium production consumes roughly 5% of electricity generated in the United States. Because of this, alternatives to the Hall–Héroult process have been researched, but none has turned out to be economically feasible.
Recycling
Recovery of the metal through recycling has become an important task of the aluminium industry. Recycling was a low-profile activity until the late 1960s, when the growing use of aluminium beverage cans brought it to public awareness. Recycling involves melting the scrap, a process that requires only 5% of the energy used to produce aluminium from ore, though a significant part (up to 15% of the input material) is lost as dross (ash-like oxide). An aluminium stack melter produces significantly less dross, with values reported below 1%.
White dross from primary aluminium production and from secondary recycling operations still contains useful quantities of aluminium that can be extracted industrially. The process produces aluminium billets, together with a highly complex waste material. This waste is difficult to manage. It reacts with water, releasing a mixture of gases (including, among others, hydrogen, acetylene, and ammonia), which spontaneously ignites on contact with air; contact with damp air results in the release of copious quantities of ammonia gas. Despite these difficulties, the waste is used as a filler in asphalt and concrete.
Applications
Metal
The global production of aluminium in 2016 was 58.8 million metric tons. It exceeded that of any other metal except iron (1,231 million metric tons).
Aluminium is almost always alloyed, which markedly improves its mechanical properties, especially when tempered. For example, the common aluminium foils and beverage cans are alloys of 92% to 99% aluminium. The main alloying agents are copper, zinc, magnesium, manganese, and silicon (e.g., duralumin) with the levels of other metals in a few percent by weight. Aluminium, both wrought and cast, has been alloyed with: manganese, silicon, magnesium, copper and zinc among others. For example, the Kynal family of alloys was developed by the British chemical manufacturer Imperial Chemical Industries.
The major uses for aluminium metal are in:
Transportation (automobiles, aircraft, trucks, railway cars, marine vessels, bicycles, spacecraft, etc.). Aluminium is used because of its low density;
Packaging (cans, foil, frame, etc.). Aluminium is used because it is non-toxic (see below), non-adsorptive, and splinter-proof;
Building and construction (windows, doors, siding, building wire, sheathing, roofing, etc.). Since steel is cheaper, aluminium is used when lightness, corrosion resistance, or engineering features are important;
Electricity-related uses (conductor alloys, motors, and generators, transformers, capacitors, etc.). Aluminium is used because it is relatively cheap, highly conductive, has adequate mechanical strength and low density, and resists corrosion;
A wide range of household items, from cooking utensils to furniture. Low density, good appearance, ease of fabrication, and durability are the key factors of aluminium usage;
Machinery and equipment (processing equipment, pipes, tools). Aluminium is used because of its corrosion resistance, non-pyrophoricity, and mechanical strength.
Compounds
The great majority (about 90%) of aluminium oxide is converted to metallic aluminium. Being a very hard material (Mohs hardness 9), alumina is widely used as an abrasive; being extraordinarily chemically inert, it is useful in highly reactive environments such as high pressure sodium lamps. Aluminium oxide is commonly used as a catalyst for industrial processes; e.g. the Claus process to convert hydrogen sulfide to sulfur in refineries and to alkylate amines. Many industrial catalysts are supported by alumina, meaning that the expensive catalyst material is dispersed over a surface of the inert alumina. Another principal use is as a drying agent or absorbent.
Several sulfates of aluminium have industrial and commercial application. Aluminium sulfate (in its hydrate form) is produced on the annual scale of several millions of metric tons. About two-thirds is consumed in water treatment. The next major application is in the manufacture of paper. It is also used as a mordant in dyeing, in pickling seeds, deodorizing of mineral oils, in leather tanning, and in production of other aluminium compounds. Two kinds of alum, ammonium alum and potassium alum, were formerly used as mordants and in leather tanning, but their use has significantly declined following availability of high-purity aluminium sulfate. Anhydrous aluminium chloride is used as a catalyst in chemical and petrochemical industries, the dyeing industry, and in synthesis of various inorganic and organic compounds. Aluminium hydroxychlorides are used in purifying water, in the paper industry, and as antiperspirants. Sodium aluminate is used in treating water and as an accelerator of solidification of cement.
Many aluminium compounds have niche applications, for example:
Aluminium acetate in solution is used as an astringent.
Aluminium phosphate is used in the manufacture of glass, ceramic, pulp and paper products, cosmetics, paints, varnishes, and in dental cement.
Aluminium hydroxide is used as an antacid, and mordant; it is used also in water purification, the manufacture of glass and ceramics, and in the waterproofing of fabrics.
Lithium aluminium hydride is a powerful reducing agent used in organic chemistry.
Organoaluminiums are used as Lewis acids and co-catalysts.
Methylaluminoxane is a co-catalyst for Ziegler–Natta olefin polymerization to produce vinyl polymers such as polyethene.
Aqueous aluminium ions (such as aqueous aluminium sulfate) are used to treat against fish parasites such as Gyrodactylus salaris.
In many vaccines, certain aluminium salts serve as an immune adjuvant (immune response booster) to allow the protein in the vaccine to achieve sufficient potency as an immune stimulant. Until 2004, most of the adjuvants used in vaccines were aluminium-adjuvanted.
Biology
Despite its widespread occurrence in the Earth's crust, aluminium has no known function in biology. At pH 6–9 (relevant for most natural waters), aluminium precipitates out of water as the hydroxide and is hence not available; most elements behaving this way have no biological role or are toxic. Aluminium sulfate has an LD50 of 6207 mg/kg (oral, mouse), which corresponds to 435 grams (about one pound) for a person.
Toxicity
Aluminium is classified as a non-carcinogen by the United States Department of Health and Human Services. A review published in 1988 said that there was little evidence that normal exposure to aluminium presents a risk to healthy adult, and a 2014 multi-element toxicology review was unable to find deleterious effects of aluminium consumed in amounts not greater than 40 mg/day per kg of body mass. Most aluminium consumed will leave the body in feces; most of the small part of it that enters the bloodstream, will be excreted via urine; nevertheless some aluminium does pass the blood-brain barrier and is lodged preferentially in the brains of Alzheimer's patients. Evidence published in 1989 indicates that, for Alzheimer's patients, aluminium may act by electrostatically crosslinking proteins, thus down-regulating genes in the superior temporal gyrus.
Effects
Aluminium, although rarely, can cause vitamin D-resistant osteomalacia, erythropoietin-resistant microcytic anemia, and central nervous system alterations. People with kidney insufficiency are especially at a risk. Chronic ingestion of hydrated aluminium silicates (for excess gastric acidity control) may result in aluminium binding to intestinal contents and increased elimination of other metals, such as iron or zinc; sufficiently high doses (>50 g/day) can cause anemia.
During the 1988 Camelford water pollution incident people in Camelford had their drinking water contaminated with aluminium sulfate for several weeks. A final report into the incident in 2013 concluded it was unlikely that this had caused long-term health problems.
Aluminium has been suspected of being a possible cause of Alzheimer's disease, but research into this for over 40 years has found, , no good evidence of causal effect.
Aluminium increases estrogen-related gene expression in human breast cancer cells cultured in the laboratory. In very high doses, aluminium is associated with altered function of the blood–brain barrier. A small percentage of people have contact allergies to aluminium and experience itchy red rashes, headache, muscle pain, joint pain, poor memory, insomnia, depression, asthma, irritable bowel syndrome, or other symptoms upon contact with products containing aluminium.
Exposure to powdered aluminium or aluminium welding fumes can cause pulmonary fibrosis. Fine aluminium powder can ignite or explode, posing another workplace hazard.
Exposure routes
Food is the main source of aluminium. Drinking water contains more aluminium than solid food; however, aluminium in food may be absorbed more than aluminium from water. Major sources of human oral exposure to aluminium include food (due to its use in food additives, food and beverage packaging, and cooking utensils), drinking water (due to its use in municipal water treatment), and aluminium-containing medications (particularly antacid/antiulcer and buffered aspirin formulations). Dietary exposure in Europeans averages to 0.2–1.5 mg/kg/week but can be as high as 2.3 mg/kg/week. Higher exposure levels of aluminium are mostly limited to miners, aluminium production workers, and dialysis patients.
Consumption of antacids, antiperspirants, vaccines, and cosmetics provide possible routes of exposure. Consumption of acidic foods or liquids with aluminium enhances aluminium absorption, and maltol has been shown to increase the accumulation of aluminium in nerve and bone tissues.
Treatment
In case of suspected sudden intake of a large amount of aluminium, the only treatment is deferoxamine mesylate which may be given to help eliminate aluminium from the body by chelation. However, this should be applied with caution as this reduces not only aluminium body levels, but also those of other metals such as copper or iron.
Environmental effects
High levels of aluminium occur near mining sites; small amounts of aluminium are released to the environment at the coal-fired power plants or incinerators. Aluminium in the air is washed out by the rain or normally settles down but small particles of aluminium remain in the air for a long time.
Acidic precipitation is the main natural factor to mobilize aluminium from natural sources and the main reason for the environmental effects of aluminium; however, the main factor of presence of aluminium in salt and freshwater are the industrial processes that also release aluminium into air.
In water, aluminium acts as a toxiс agent on gill-breathing animals such as fish when the water is acidic, in which aluminium may precipitate on gills, which causes loss of plasma- and hemolymph ions leading to osmoregulatory failure. Organic complexes of aluminium may be easily absorbed and interfere with metabolism in mammals and birds, even though this rarely happens in practice.
Aluminium is primary among the factors that reduce plant growth on acidic soils. Although it is generally harmless to plant growth in pH-neutral soils, in acid soils the concentration of toxic Al3+ cations increases and disturbs root growth and function. Wheat has developed a tolerance to aluminium, releasing organic compounds that bind to harmful aluminium cations. Sorghum is believed to have the same tolerance mechanism.
Aluminium production possesses its own challenges to the environment on each step of the production process. The major challenge is the greenhouse gas emissions. These gases result from electrical consumption of the smelters and the byproducts of processing. The most potent of these gases are perfluorocarbons from the smelting process. Released sulfur dioxide is one of the primary precursors of acid rain.
Biodegradation of metallic aluminium is extremely rare; most aluminium-corroding organisms do not directly attack or consume the aluminium, but instead produce corrosive wastes. The fungus Geotrichum candidum can consume the aluminium in compact discs. The bacterium Pseudomonas aeruginosa and the fungus Cladosporium resinae are commonly detected in aircraft fuel tanks that use kerosene-based fuels (not avgas), and laboratory cultures can degrade aluminium.
See also
Aluminium granules
Aluminium joining
Aluminium–air battery
Aluminized steel, for corrosion resistance and other properties
Aluminized screen, for display devices
Aluminized cloth, to reflect heat
Aluminized mylar, to reflect heat
Panel edge staining
Quantum clock
Notes
References
Bibliography
Further reading
Mimi Sheller, Aluminum Dream: The Making of Light Modernity. Cambridge, Mass.: Massachusetts Institute of Technology Press, 2014.
External links
Aluminium at The Periodic Table of Videos (University of Nottingham)
Toxic Substances Portal – Aluminum – from the Agency for Toxic Substances and Disease Registry, United States Department of Health and Human Services
CDC – NIOSH Pocket Guide to Chemical Hazards – Aluminum
World production of primary aluminium, by country
Price history of aluminum, according to the IMF
History of Aluminium – from the website of the International Aluminium Institute
Emedicine – Aluminium
Chemical elements
Post-transition metals
Aluminium
Electrical conductors
Pyrotechnic fuels
Airship technology
Reducing agents
E-number additives
Native element minerals
Chemical elements with face-centered cubic structure
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https://en.wikipedia.org/wiki/Advanced%20Chemistry
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Advanced Chemistry
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Advanced Chemistry is a German hip hop group from Heidelberg, a scenic city in Baden-Württemberg, South Germany. Advanced Chemistry was founded in 1987 by Toni L, Linguist, Gee-One, DJ Mike MD (Mike Dippon) and MC Torch. Each member of the group holds German citizenship, and Toni L, Linguist, and Torch are of Italian, Ghanaian, and Haitian backgrounds, respectively.
Influenced by North American socially conscious rap and the Native tongues movement, Advanced Chemistry is regarded as one of the main pioneers in German hip hop. They were one of the first groups to rap in German (although their name is in English). Furthermore, their songs tackled controversial social and political issues, distinguishing them from early German hip hop group "Die Fantastischen Vier" (The Fantastic Four), which had a more light-hearted, playful, party image.
Career
Advanced Chemistry frequently rapped about their lives and experiences as children of immigrants, exposing the marginalization experienced by most ethnic minorities in Germany, and the feelings of frustration and resentment that being denied a German identity can cause. The song "Fremd im eigenen Land" (Foreign in your own nation) was released by Advanced Chemistry in November 1992. The single became a staple in the German hip hop scene. It made a strong statement about the status of immigrants throughout Germany, as the group was composed of multi-national and multi-racial members. The video shows several members brandishing their German passports as a demonstration of their German citizenship to skeptical and unaccepting 'ethnic' Germans.
This idea of national identity is important, as many rap artists in Germany have been of foreign origin. These so-called Gastarbeiter (guest workers) children saw breakdance, graffiti, rap music, and hip hop culture as a means of expressing themselves. Since the release of "Fremd im eigenen Land", many other German-language rappers have also tried to confront anti-immigrant ideas and develop themes of citizenship. However, though many ethnic minority youth in Germany find these German identity themes appealing, others view the desire of immigrants to be seen as German negatively, and they have actively sought to revive and recreate concepts of identity in connection to traditional ethnic origins.
Advanced Chemistry helped to found the German chapter of the Zulu nation.
The rivalry between Advanced Chemistry and Die Fantastischen Vier has served to highlight a dichotomy in the routes that hip hop has taken in becoming a part of the German soundscape. While Die Fantastischen Vier may be said to view hip hop primarily as an aesthetic art form, Advanced Chemistry understand hip hop as being inextricably linked to the social and political circumstances under which it is created. For Advanced Chemistry, hip hop is a “vehicle of general human emancipation,”. In their undertaking of social and political issues, the band introduced the term "Afro-German" into the context of German hip hop, and the theme of race is highlighted in much of their music.
With the release of the single “Fremd im eigenen Land”, Advanced Chemistry separated itself from the rest of the rap being produced in Germany. This single was the first of its kind to go beyond simply imitating US rap and addressed the current issues of the time. Fremd im eigenen Land which translates to “foreign in my own country” dealt with the widespread racism that non-white German citizens faced. This change from simple imitation to political commentary was the start of German identification with rap. The sound of “Fremd im eigenen Land” was influenced by the 'wall of noise' created by Public Enemy's producers, The Bomb Squad.
After the reunification of Germany, an abundance of anti-immigrant sentiment emerged, as well as attacks on the homes of refugees in the early 1990s. Advanced Chemistry came to prominence in the wake of these actions because of their pro-multicultural society stance in their music. Advanced Chemistry's attitudes revolve around their attempts to create a distinct "Germanness" in hip hop, as opposed to imitating American hip hop as other groups had done. Torch has said, "What the Americans do is exotic for us because we don't live like they do. What they do seems to be more interesting and newer. But not for me. For me it's more exciting to experience my fellow Germans in new contexts...For me, it's interesting to see what the kids try to do that's different from what I know." Advanced Chemistry were the first to use the term "Afro-German" in a hip hop context. This was part of the pro-immigrant political message they sent via their music.
While Advanced Chemistry's use of the German language in their rap allows them to make claims to authenticity and true German heritage, bolstering pro-immigration sentiment, their style can also be problematic for immigrant notions of any real ethnic roots. Indeed, part of the Turkish ethnic minority of Frankfurt views Advanced Chemistry's appeal to the German image as a "symbolic betrayal of the right of ethnic minorities to 'roots' or to any expression of cultural heritage." In this sense, their rap represents a complex social discourse internal to the German soundscape in which they attempt to negotiate immigrant assimilation into a xenophobic German culture with the maintenance of their own separate cultural traditions. It is quite possibly the feelings of alienation from the pure-blooded German demographic that drive Advanced Chemistry to attack nationalistic ideologies by asserting their "Germanness" as a group composed primarily of ethnic others. The response to this pseudo-German authenticity can be seen in what Andy Bennett refers to as "alternative forms of local hip hop culture which actively seek to rediscover and, in many cases, reconstruct notions of identity tied to cultural roots." These alternative local hip hop cultures include oriental hip hop, the members of which cling to their Turkish heritage and are confused by Advanced Chemistry's elicitation of a German identity politics to which they technically do not belong. This cultural binary illustrates that rap has taken different routes in Germany and that, even among an already isolated immigrant population, there is still disunity and, especially, disagreement on the relative importance of assimilation versus cultural defiance. According to German hip hop enthusiast 9@home, Advanced Chemistry is part of a "hip-hop movement [which] took a clear stance for the minorities and against the [marginalization] of immigrants who...might be German on paper, but not in real life," which speaks to the group's hope of actually being recognized as German citizens and not foreigners, despite their various other ethnic and cultural ties.
Influences
Advanced Chemistry's work was rooted in German history and the country's specific political realities. However, they also drew inspiration from African-American hip-hop acts like A Tribe Called Quest and Public Enemy, who had helped bring a soulful sound and political consciousness to American hip-hop. One member, Torch, later explicitly listed his references on his solo song "Als (When I Was in School):" "My favorite subject, which was quickly discovered poetry in load Poets, awakens the intellect or policy at Chuck D I'll never forget the lyrics by Public Enemy." Torch goes on to list other American rappers like Biz Markie, Big Daddy Kane and Dr. Dre as influences.
Discography
1992 - "Fremd im eigenen Land" (12"/MCD, MZEE)
1993 - "Welcher Pfad führt zur Geschichte" (12"/MCD, MZEE)
1994 - "Operation § 3" (12"/MCD)
1994 - "Dir fehlt der Funk!" (12"/MCD)
1995 - Advanced Chemistry (2xLP/CD)
External links
Official Website of MC Torch
Website of Toni L
Official Website of Linguist
Official Website DJ Mike MD (Mike Dippon)
Website of 360° Records
Bibliography
El-Tayeb, Fatima “‘If You Cannot Pronounce My Name, You Can Just Call Me
Pride.’ Afro-German Activism, Gender, and Hip Hop,” Gender & History15/3(2003):459-485.
Felbert, Oliver von. “Die Unbestechlichen.” Spex (March 1993): 50–53.
Weheliye, Alexander G. Phonographies:Grooves in Sonic Afro-Modernity, Duke University Press, 2005.
References
German hip hop groups
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https://en.wikipedia.org/wiki/Anglican%20Communion
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Anglican Communion
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The Anglican Communion is the third largest Christian communion after the Roman Catholic and Eastern Orthodox churches. Founded in 1867 in London, the communion has more than 85 million members within the Church of England and other autocephalous national and regional churches in full communion. The traditional origins of Anglican doctrine are summarised in the Thirty-nine Articles (1571). The archbishop of Canterbury (, Justin Welby) in England acts as a focus of unity, recognised as ("first among equals"), but does not exercise authority in Anglican provinces outside of the Church of England. Most, but not all, member churches of the communion are the historic national or regional Anglican churches.
The Anglican Communion was officially and formally organised and recognised as such at the Lambeth Conference in 1867 in London under the leadership of Charles Longley, Archbishop of Canterbury. The churches of the Anglican Communion consider themselves to be part of the one, holy, catholic and apostolic church, and to be both catholic and Reformed. As in the Church of England itself, the Anglican Communion includes the broad spectrum of beliefs and liturgical practises found in the Evangelical, Central and Anglo-Catholic traditions of Anglicanism. Each national or regional church is fully independent, retaining its own legislative process and episcopal polity under the leadership of local primates. For some adherents, Anglicanism represents a non-papal Catholicism, for others a form of Protestantism though without a guiding figure such as Martin Luther, John Knox, John Calvin, Huldrych Zwingli, John Wesley or Jan Hus, or, for yet others, a combination of the two.
Most of its members live in the Anglosphere of former British territories. Full participation in the sacramental life of each church is available to all communicant members. Because of their historical link to England (ecclesia anglicana means "English church"), some of the member churches are known as "Anglican", such as the Anglican Church of Canada. Others, for example the Church of Ireland and the Scottish and American Episcopal churches, have official names that do not include "Anglican". Conversely, some churches that do use the name "Anglican" are not part of the communion. These have generally disaffiliated over disagreement with the direction of the communion. On February 20, 2023, ten communion provinces and Anglican realignment churches within Global South Fellowship of Anglican Churches released a statement stating that they had declared "impaired communion" with the Church of England and no longer recognised Justin Welby as "first among equals" among the bishops of the communion, de facto marking a schism within the Anglican Communion.
History
The Anglican Communion traces much of its growth to the older mission organisations of the Church of England such as the Society for Promoting Christian Knowledge (founded 1698), the Society for the Propagation of the Gospel in Foreign Parts (founded 1701) and the Church Missionary Society (founded 1799). The Church of England (which until the 20th century included the Church in Wales) initially separated from the Roman Catholic Church in 1534 in the reign of Henry VIII, reunited in 1555 under Mary I and then separated again in 1570 under Elizabeth I (the Roman Catholic Church excommunicated Elizabeth I in 1570 in response to the Act of Supremacy 1559).
The Church of England has always thought of itself not as a new foundation but rather as a reformed continuation of the ancient "English Church" (Ecclesia Anglicana) and a reassertion of that church's rights. As such it was a distinctly national phenomenon. The Church of Scotland was formed as a separate church from the Roman Catholic Church as a result of the Scottish Reformation in 1560 and the later formation of the Scottish Episcopal Church began in 1582 in the reign of James VI over disagreements about the role of bishops.
The oldest-surviving Anglican church building outside the British Isles (Britain and Ireland) is St Peter's Church in St. George's, Bermuda, established in 1612 (though the actual building had to be rebuilt several times over the following century). This is also the oldest surviving non-Roman Catholic church in the New World. It remained part of the Church of England until 1978 when the Anglican Church of Bermuda separated. The Church of England was the established church not only in England, but in its trans-Oceanic colonies.
Thus the only member churches of the present Anglican Communion existing by the mid-18th century were the Church of England, its closely linked sister church the Church of Ireland (which also separated from Roman Catholicism under Henry VIII) and the Scottish Episcopal Church which for parts of the 17th and 18th centuries was partially underground (it was suspected of Jacobite sympathies).
Global spread of Anglicanism
The enormous expansion in the 18th and 19th centuries of the British Empire brought Anglicanism along with it. At first all these colonial churches were under the jurisdiction of the bishop of London. After the American Revolution, the parishes in the newly independent country found it necessary to break formally from a church whose supreme governor was (and remains) the British monarch. Thus they formed their own dioceses and national church, the Episcopal Church in the United States of America, in a mostly amicable separation.
At about the same time, in the colonies which remained linked to the crown, the Church of England began to appoint colonial bishops. In 1787, Charles Inglis (Bishop of Nova Scotia) was appointed with a jurisdiction over all of British North America; in time several more colleagues were appointed to other cities in present-day Canada. In 1814, a bishop of Calcutta was made; in 1824 the first bishop was sent to the West Indies and in 1836 to Australia. By 1840 there were still only ten colonial bishops for the Church of England; but even this small beginning greatly facilitated the growth of Anglicanism around the world. In 1841, a "Colonial Bishoprics Council" was set up and soon many more dioceses were created.
In time, it became natural to group these into provinces and a metropolitan bishop was appointed for each province. Although it had at first been somewhat established in many colonies, in 1861 it was ruled that, except where specifically established, the Church of England had just the same legal position as any other church. Thus a colonial bishop and colonial diocese was by nature quite a different thing from their counterparts back home. In time bishops came to be appointed locally rather than from England and eventually national synods began to pass ecclesiastical legislation independent of England.
A crucial step in the development of the modern communion was the idea of the Lambeth Conferences (discussed above). These conferences demonstrated that the bishops of disparate churches could manifest the unity of the church in their episcopal collegiality despite the absence of universal legal ties. Some bishops were initially reluctant to attend, fearing that the meeting would declare itself a council with power to legislate for the church; but it agreed to pass only advisory resolutions. These Lambeth Conferences have been held roughly every ten years since 1878 (the second such conference) and remain the most visible coming-together of the whole communion.
The Lambeth Conference of 1998 included what has been seen by Philip Jenkins and others as a "watershed in global Christianity". The 1998 Lambeth Conference considered the issue of the theology of same-sex attraction in relation to human sexuality. At this 1998 conference for the first time in centuries the Christians of developing regions, especially, Africa, Asia, and Latin America, prevailed over the bishops of more prosperous countries (many from the US, Canada, and the UK) who supported a redefinition of Anglican doctrine. Seen in this light 1998 is a date that marked the shift from a West-dominated Christianity to one wherein the growing churches of the two-thirds world are predominant.
Controversies
One effect of the Anglican Communion's dispersed authority has been the conflicts arising over divergent practices and doctrines in parts of the communion. Disputes that had been confined to the Church of England could be dealt with legislatively in that realm, but as the Communion spread out into new nations and disparate cultures, such controversies multiplied and intensified. These controversies have generally been of two types: liturgical and social.
Anglo-Catholicism
The first such controversy of note concerned that of the growing influence of the Catholic Revival manifested in the Tractarian and so-called Ritualist controversies of the late nineteenth and early twentieth centuries. This controversy produced the Free Church of England and, in the United States and Canada, the Reformed Episcopal Church.
Social changes
Later, rapid social change and the dissipation of British cultural hegemony over its former colonies contributed to disputes over the role of women, the parameters of marriage and divorce, and the practices of contraception and abortion. In the late 1970s, the Continuing Anglican movement produced a number of new church bodies in opposition to women's ordination, prayer book changes, and the new understandings concerning marriage.
Same-sex unions and LGBT clergy
More recently, disagreements over homosexuality have strained the unity of the communion as well as its relationships with other Christian denominations, leading to another round of withdrawals from the Anglican Communion. Some churches were founded outside the Anglican Communion in the late 20th and early 21st centuries, largely in opposition to the ordination of openly homosexual bishops and other clergy and are usually referred to as belonging to the Anglican realignment movement, or else as "orthodox" Anglicans. These disagreements were especially noted when the Episcopal Church (US) consecrated an openly gay bishop in a same-sex relationship, Gene Robinson, in 2003, which led some Episcopalians to defect and found the Anglican Church in North America (ACNA); then, the debate reignited when the Church of England agreed to allow clergy to enter into same-sex civil partnerships, as long as they remained celibate, in 2005. The Church of Nigeria opposed the Episcopal Church's decision as well as the Church of England's approval for celibate civil partnerships.
"The more liberal provinces that are open to changing Church doctrine on marriage in order to allow for same-sex unions include Brazil, Canada, New Zealand, Scotland, South India, South Africa, the US and Wales". In 2023, the Church of England announced that it will authorise "prayers of thanksgiving, dedication and for God's blessing for same-sex couples". The Church of England also permits clergy to enter into same-sex civil partnerships. The Church of Ireland has no official position on civil unions, and one senior cleric has entered into a same-sex civil partnership. The Church of Ireland recognised that it will "treat civil partners the same as spouses". The Anglican Church of Australia does not have an official position on homosexuality.
The conservative Anglican churches encouraging the realignment movement are more concentrated in the Global South. For example, the Anglican Church of Kenya, the Church of Nigeria and the Church of Uganda have opposed homosexuality. GAFCON, a fellowship of conservative Anglican churches, has appointed "missionary bishops" in response to the disagreements with the perceived liberalisation in the Anglican churches in North America and Europe. In 2023, ten archbishops within the Anglican Communion and two breakaway churches in North America and Brazil from the Global South Fellowship of Anglican Churches (GSFA) declared a state of impaired communion with the Church of England and announced that they would no longer recognise the archbishop of Canterbury as the "first among equals" among the bishops in the Anglican Communion. However, in the same statement, the ten archbishops said that they would not leave the Anglican Communion.
Debates about social theology and ethics have occurred at the same time as debates on prayer book revision and the acceptable grounds for achieving full communion with non-Anglican churches.
Ecclesiology, polity and ethos
The Anglican Communion has no official legal existence nor any governing structure that might exercise authority over the member churches. There is an Anglican Communion Office in London, under the aegis of the archbishop of Canterbury, but it serves only in a supporting and organisational role. The communion is held together by a shared history, expressed in its ecclesiology, polity and ethos, and also by participation in international consultative bodies.
Three elements have been important in holding the communion together: first, the shared ecclesial structure of the component churches, manifested in an episcopal polity maintained through the apostolic succession of bishops and synodical government; second, the principle of belief expressed in worship, investing importance in approved prayer books and their rubrics; and third, the historical documents and the writings of early Anglican divines that have influenced the ethos of the communion.
Originally, the Church of England was self-contained and relied for its unity and identity on its own history, its traditional legal and episcopal structure, and its status as an established church of the state. As such, Anglicanism was from the outset a movement with an explicitly episcopal polity, a characteristic that has been vital in maintaining the unity of the communion by conveying the episcopate's role in manifesting visible catholicity and ecumenism.
Early in its development following the English Reformation, Anglicanism developed a vernacular prayer book, called the Book of Common Prayer. Unlike other traditions, Anglicanism has never been governed by a magisterium nor by appeal to one founding theologian, nor by an extra-credal summary of doctrine (such as the Westminster Confession of the Presbyterian churches). Instead, Anglicans have typically appealed to the Book of Common Prayer (1662) and its offshoots as a guide to Anglican theology and practise. This has had the effect of inculcating in Anglican identity and confession the principle of ("the law of praying [is] the law of believing").
Protracted conflict through the 17th century, with radical Protestants on the one hand and Roman Catholics who recognised the primacy of the Pope on the other, resulted in an association of churches that was both deliberately vague about doctrinal principles, yet bold in developing parameters of acceptable deviation. These parameters were most clearly articulated in the various rubrics of the successive prayer books, as well as the Thirty-nine Articles of Religion (1563). These articles have historically shaped and continue to direct the ethos of the communion, an ethos reinforced by its interpretation and expansion by such influential early theologians such as Richard Hooker, Lancelot Andrewes and John Cosin.
With the expansion of the British Empire and the growth of Anglicanism outside Great Britain and Ireland, the communion sought to establish new vehicles of unity. The first major expressions of this were the Lambeth Conferences of the communion's bishops, first convened in 1867 by Charles Longley, the archbishop of Canterbury. From the beginning, these were not intended to displace the autonomy of the emerging provinces of the communion, but to "discuss matters of practical interest, and pronounce what we deem expedient in resolutions which may serve as safe guides to future action".
Chicago Lambeth Quadrilateral
One of the enduringly influential early resolutions of the conference was the so-called Chicago-Lambeth Quadrilateral of 1888. Its intent was to provide the basis for discussions of reunion with the Roman Catholic and Orthodox churches, but it had the ancillary effect of establishing parameters of Anglican identity. It establishes four principles with these words:
Instruments of communion
As mentioned above, the Anglican Communion has no international juridical organisation. The archbishop of Canterbury's role is strictly symbolic and unifying and the communion's three international bodies are consultative and collaborative, their resolutions having no legal effect on the autonomous provinces of the communion. Taken together, however, the four do function as "instruments of communion", since all churches of the communion participate in them. In order of antiquity, they are:
The archbishop of Canterbury functions as the spiritual head of the communion. The archbishop is the focus of unity, since no church claims membership in the communion without being in communion with him. The present archbishop is Justin Welby.
The Lambeth Conference (first held in 1867) is the oldest international consultation. It is a forum for bishops of the communion to reinforce unity and collegiality through manifesting the episcopate, to discuss matters of mutual concern, and to pass resolutions intended to act as guideposts. It is held roughly every ten years and invitation is by the archbishop of Canterbury.
The Anglican Consultative Council (first met in 1971) was created by a 1968 Lambeth Conference resolution, and meets usually at three-yearly intervals. The council consists of representative bishops, other clergy and laity chosen by the 38 provinces. The body has a permanent secretariat, the Anglican Communion Office, of which the archbishop of Canterbury is president.
The Primates' Meeting (first met in 1979) is the most recent manifestation of international consultation and deliberation, having been first convened by Archbishop Donald Coggan as a forum for "leisurely thought, prayer and deep consultation".
Since there is no binding authority in the Anglican Communion, these international bodies are a vehicle for consultation and persuasion. In recent times, persuasion has tipped over into debates over conformity in certain areas of doctrine, discipline, worship and ethics. The most notable example has been the objection of many provinces of the communion (particularly in Africa and Asia) to the changing acceptance of LGBTQ+ individuals in the North American churches (e.g., by blessing same-sex unions and ordaining and consecrating same-sex relationships) and to the process by which changes were undertaken. (See Anglican realignment)
Those who objected condemned these actions as unscriptural, unilateral, and without the agreement of the communion prior to these steps being taken. In response, the American Episcopal Church and the Anglican Church of Canada answered that the actions had been undertaken after lengthy scriptural and theological reflection, legally in accordance with their own canons and constitutions and after extensive consultation with the provinces of the communion.
The Primates' Meeting voted to request the two churches to withdraw their delegates from the 2005 meeting of the Anglican Consultative Council. Canada and the United States decided to attend the meeting but without exercising their right to vote. They have not been expelled or suspended, since there is no mechanism in this voluntary association to suspend or expel an independent province of the communion. Since membership is based on a province's communion with Canterbury, expulsion would require the archbishop of Canterbury's refusal to be in communion with the affected jurisdictions. In line with the suggestion of the Windsor Report, Rowan Williams (the then archbishop of Canterbury) established a working group to examine the feasibility of an Anglican covenant which would articulate the conditions for communion in some fashion.
Organisation
Provinces
The Anglican Communion consists of forty-two autonomous provinces each with its own primate and governing structure. These provinces may take the form of national churches (such as in Canada, Uganda, or Japan) or a collection of nations (such as the West Indies, Central Africa, or Southeast Asia).
Extraprovincial churches
In addition to the forty-two provinces, there are five extraprovincial churches under the metropolitical authority of the archbishop of Canterbury.
Former provinces
New provinces in formation
At its Autumn 2020 meeting, the provincial standing committee of the Church of Southern Africa approved a plan to form the dioceses in Mozambique and Angola into a separate autonomous province of the Anglican Communion, to be named the Anglican Church of Mozambique and Angola (IAMA). The plans were also outlined to the Mozambique and Angola Anglican Association (MANNA) at its September 2020 annual general meeting. The new province is Portuguese-speaking, and consists of twelve dioceses (four in Angola, and eight in Mozambique). The twelve proposed new dioceses have been defined and named, and each has a "Task Force Committee" working towards its establishment as a diocese. The plan received the consent of the bishops and diocesan synods of all four existing dioceses in the two nations, and was submitted to the Anglican Consultative Council.
In September 2020, the Archbishop of Canterbury announced that he had asked the bishops of the Church of Ceylon to begin planning for the formation of an autonomous province of Ceylon, so as to end his current position as metropolitan of the two dioceses in that country.
Churches in full communion
In addition to other member churches, the churches of the Anglican Communion are in full communion with the Old Catholic churches of the Union of Utrecht and the Scandinavian Lutheran churches of the Porvoo Communion in Europe, the India-based Malankara Mar Thoma Syrian and Malabar Independent Syrian churches and the Philippine Independent Church, also known as the Aglipayan Church.
Ecumenical relations
Historic episcopate
The churches of the Anglican Communion have traditionally held that ordination in the historic episcopate is a core element in the validity of clerical ordinations. The Roman Catholic Church, however, does not recognise Anglican orders (see Apostolicae curae). Some Eastern Orthodox churches have issued statements to the effect that Anglican orders could be accepted, yet have still reordained former Anglican clergy; other Eastern Orthodox churches have rejected Anglican orders altogether. Orthodox bishop Kallistos Ware explains this apparent discrepancy as follows:
See also
Acts of Supremacy
English Reformation
Dissolution of the Monasteries
Ritualism in the Church of England
Apostolicae curae
Affirming Catholicism
Anglican ministry
Anglo-Catholicism
British Israelism
Church Society
Church's Ministry Among Jewish People
Compass rose
Evangelical Anglicanism
Flag of the Anglican Communion
Liberal Anglo-Catholicism
List of the largest Protestant bodies
Reform (Anglican)
Anglican Use
Notes
References
Citations
Sources
Further reading
Buchanan, Colin. Historical Dictionary of Anglicanism (2nd ed. 2015) excerpt
Hebert, A. G. The Form of the Church. London: Faber and Faber, 1944.
Wild, John. What is the Anglican Communion?, in series, The Advent Papers. Cincinnati, Ohio: Forward Movement Publications, [196-]. Note.: Expresses the "Anglo-Catholic" viewpoint.
External links
Anglicans Online
Project Canterbury Anglican historical documents from around the world
Brief description and history of the Anglican Communion 1997 article from the Anglican Communion Office
1867 establishments in England
Religious organizations established in 1867
Religion in the British Empire
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https://en.wikipedia.org/wiki/Author
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Author
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In legal discourse, an author is the creator of an original work, whether that work is in written, graphic, or recorded medium. Thus, a sculptor, painter, or composer, is an author of their respective sculptures, paintings, or compositions, even though in common parlance, an author is often thought of as the writer of a book, article, play, or other written work. In the case of a work for hire, "the employer or commissioning party is considered the author of the work", even if they did not write or otherwise create the work, but merely instructed another individual to do so.
Typically, the first owner of a copyright is the person who created the work, i.e. the author. If more than one person created the work, then a case of joint authorship takes place. Copyright laws differ around the world. The United States Copyright Office, for example, defines copyright as "a form of protection provided by the laws of the United States (title 17, U.S. Code) to authors of 'original works of authorship.'"
Some works are considered to be authorless. For example, the monkey selfie copyright dispute in the 2010s involved photographs taken by Celebes crested macaques using equipment belonging to a nature photographer. The photographer asserted authorship of the photographs, which the United States Copyright Office denied, stating: "To qualify as a work of 'authorship' a work must be created by a human being". More recently, questions have arisen as to whether images or text created by a generative artificial intelligence have an author.
Legal significance of authorship
Holding the title of "author" over any "literary, dramatic, musical, artistic, [or] certain other intellectual works" gives rights to this person, the owner of the copyright, especially the exclusive right to engage in or authorize any production or distribution of their work. Any person or entity wishing to use intellectual property held under copyright must receive permission from the copyright holder to use this work, and often will be asked to pay for the use of copyrighted material.
The copyrights on intellectual work expire after a certain time. It enters the public domain, where it can be used without limit. Copyright laws in many jurisdictions – mostly following the lead of the United States, in which the entertainment and publishing industries have very strong lobbying power – have been amended repeatedly since their inception, to extend the length of this fixed period where the work is exclusively controlled by the copyright holder. Technically, someone owns their work from the time it's created. A notable aspect of authorship emerges with copyright in that, in many jurisdictions, it can be passed down to another upon one's death. The person who inherits the copyright is not the author, but has access to the same legal benefits.
Intellectual property laws are complex. Fiction work involves trademark law, likeness rights, fair use rights held by the public (including the right to parody or satirize), and many other interacting complications.
Authors may portion out different rights they hold to different parties, at different times, and for different purposes or uses, such as the right to adapt a plot into a film, but only with different character names, because the characters have already been optioned by another company for a television series or a video game. An author may also not have rights when working under contract that they would otherwise have, such as when creating a work for hire (e.g., hired to write a city tour guide by a municipal government that totally owns the copyright to the finished work), or when writing material using intellectual property owned by others (such as when writing a novel or screenplay that is a new installment in an already established media franchise).
Philosophical views of the nature of authorship
In literary theory, critics find complications in the term author beyond what constitutes authorship in a legal setting. In the wake of postmodern literature, critics such as Roland Barthes and Michel Foucault have examined the role and relevance of authorship to the meaning or interpretation of a literary text.
Barthes challenges the idea that a text can be attributed to any single author. He writes, in his essay "Death of the Author" (1968), that "it is language which speaks, not the author." The words and language of a text itself determine and expose meaning for Barthes, and not someone possessing legal responsibility for the process of its production. Every line of written text is a mere reflection of references from any of a multitude of traditions, or, as Barthes puts it, "the text is a tissue of quotations drawn from the innumerable centers of culture"; it is never original. With this, the perspective of the author is removed from the text, and the limits formerly imposed by the idea of one authorial voice, one ultimate and universal meaning, are destroyed. The explanation and meaning of a work does not have to be sought in the one who produced it, "as if it were always in the end, through the more or less transparent allegory of the fiction, the voice of a single person, the author 'confiding' in us." The psyche, culture, fanaticism of an author can be disregarded when interpreting a text, because the words are rich enough themselves with all of the traditions of language. To expose meanings in a written work without appealing to the celebrity of an author, their tastes, passions, vices, is, to Barthes, to allow language to speak, rather than author.
Michel Foucault argues in his essay "What is an author?" (1969) that all authors are writers, but not all writers are authors. He states that "a private letter may have a signatory—it does not have an author." For a reader to assign the title of author upon any written work is to attribute certain standards upon the text which, for Foucault, are working in conjunction with the idea of "the author function." Foucault's author function is the idea that an author exists only as a function of a written work, a part of its structure, but not necessarily part of the interpretive process. The author's name "indicates the status of the discourse within a society and culture," and at one time was used as an anchor for interpreting a text, a practice which Barthes would argue is not a particularly relevant or valid endeavour.
Expanding upon Foucault's position, Alexander Nehamas writes that Foucault suggests "an author [...] is whoever can be understood to have produced a particular text as we interpret it," not necessarily who penned the text. It is this distinction between producing a written work and producing the interpretation or meaning in a written work that both Barthes and Foucault are interested in. Foucault warns of the risks of keeping the author's name in mind during interpretation, because it could affect the value and meaning with which one handles an interpretation.
Literary critics Barthes and Foucault suggest that readers should not rely on or look for the notion of one overarching voice when interpreting a written work, because of the complications inherent with a writer's title of "author." They warn of the dangers interpretations could suffer from when associating the subject of inherently meaningful words and language with the personality of one authorial voice. Instead, readers should allow a text to be interpreted in terms of the language as "author."
Relationship with publisher
Self-publishing
Self-publishing is a model where the author takes full responsibility and control of arranging financing, editing, printing, and distribution of their own work. In other words, the author also acts as the publisher of their work.
Traditional publishing
With commissioned publishing, the publisher makes all the publication arrangements and the author covers all expenses.
The author of a work may receive a percentage calculated on a wholesale or a specific price or a fixed amount on each book sold. Publishers, at times, reduced the risk of this type of arrangement, by agreeing only to pay this after a certain number of copies had sold. In Canada, this practice occurred during the 1890s, but was not commonplace until the 1920s. Established and successful authors may receive advance payments, set against future royalties, but this is no longer common practice. Most independent publishers pay royalties as a percentage of net receipts – how net receipts are calculated varies from publisher to publisher. Under this arrangement, the author does not pay anything towards the expense of publication. The costs and financial risk are all carried by the publisher, who will then take the greatest percentage of the receipts. See Compensation for more.
Vanity publishing
Vanity publishers normally charge a flat fee for arranging publication, offer a platform for selling, and then take a percentage of the sale of every copy of a book. The author receives the rest of the money made. Most materials published this way are for niche groups and not for large audiences.
Vanity publishing, or subsidy publishing, is stigmatized in the professional world. In 1983, Bill Henderson defined vanity publishers as people who would "publish anything for which an author will pay, usually at a loss for the author and a nice profit for the publisher." In subsidy publishing, the book sales are not the publishers' main source of income, but instead the fees that the authors are charged to initially produce the book are. Because of this, the vanity publishers need not invest in making books marketable as much as other publishers need to. This leads to low quality books being introduced to the market.
Relationship with editor
The relationship between the author and the editor, often the author's only liaison to the publishing company, is typically characterized as the site of tension. For the author to reach their audience, often through publication, the work usually must attract the attention of the editor. The idea of the author as the sole meaning-maker of necessity changes to include the influences of the editor and the publisher to engage the audience in writing as a social act.
There are three principal kinds of editing:
Proofing (checking the grammar and spelling, looking for typographical errors),
Story (potentially an area of deep angst for both author and publisher), and
Layout (the typesetting needed to ready a work for publishing often requires minor text changes, so a layout editor is employed to ensure that these do not alter the sense of the text).
Pierre Bourdieu's essay "The Field of Cultural Production" depicts the publishing industry as a "space of literary or artistic position-takings," also called the "field of struggles," which is defined by the tension and movement inherent among the various positions in the field. Bourdieu claims that the "field of position-takings [...] is not the product of coherence-seeking intention or objective consensus," meaning that an industry characterized by position-takings is not one of harmony and neutrality. In particular for the writer, their authorship in their work makes their work part of their identity, and there is much at stake personally over the negotiation of authority over that identity. However, it is the editor who has "the power to impose the dominant definition of the writer and therefore to delimit the population of those entitled to take part in the struggle to define the writer". As "cultural investors," publishers rely on the editor position to identify a good investment in "cultural capital" which may grow to yield economic capital across all positions.
According to the studies of James Curran, the system of shared values among editors in Britain has generated a pressure among authors to write to fit the editors' expectations, removing the focus from the reader-audience and putting a strain on the relationship between authors and editors and on writing as a social act. Even the book review by the editors has more significance than the readership's reception.
Compensation
Authors rely on advance fees, royalty payments, adaptation of work to a screenplay, and fees collected from giving speeches.
A standard contract for an author will usually include provision for payment in the form of an advance and royalties.
Advance: a lump sum paid before publication. An advance must be earned out before royalties are payable. It may be paid in two lump sums: the first payment on contract signing, and the second on delivery of the completed manuscript or on publication.
Royalty payment: the sum paid to authors for each copy of a book sold and is traditionally around 10–12%, but self-published authors can earn about 40% – 60% royalties per each book sale. An author's contract may specify, for example, that they will earn 10% of the retail price of each book sold. Some contracts specify a scale of royalties payable (for example, where royalties start at 10% for the first 10,000 sales, but then increase to a higher percentage rate at higher sale thresholds).
Usually, an author's book must earn the advance before any further royalties are paid. For example, if an author is paid a modest advance of $2000, and their royalty rate is 10% of a book priced at $20 – that is, $2 per book – the book will need to sell 1000 copies before any further payment will be made. Publishers typically withhold payment of a percentage of royalties earned against returns.
In some countries, authors also earn income from a government scheme such as the ELR (educational lending right) and PLR (public lending right) schemes in Australia. Under these schemes, authors are paid a fee for the number of copies of their books in educational and/or public libraries.
These days, many authors supplement their income from book sales with public speaking engagements, school visits, residencies, grants, and teaching positions.
Ghostwriters, technical writers, and textbooks writers are typically paid in a different way: usually a set fee or a per word rate rather than on a percentage of sales.
In the year 2016, according to the U.S. Bureau of Labor Statistics, nearly 130,000 people worked in the country as authors, making an average of $61,240 per year.
See also
Lead author
Academic authorship
Authors' editor
Writing
Distributive writing
Professional writing
Composition (language)
Auteur
Writer
Poet
Novelist
Lists of writers
Lists of poets
List of novelists
Lesser-known authors
References
Writing occupations
Literary criticism
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https://en.wikipedia.org/wiki/Anxiety
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Anxiety
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Anxiety is an emotion which is characterized by an unpleasant state of inner turmoil and includes feelings of dread over anticipated events. Anxiety is different from fear in that fear is defined as the emotional response to a real threat, whereas anxiety is the anticipation of a future threat. It is often accompanied by nervous behavior such as pacing back and forth, somatic complaints, and rumination.
Anxiety is a feeling of uneasiness and worry, usually generalized and unfocused as an overreaction to a situation that is only subjectively seen as menacing. It is often accompanied by muscular tension, restlessness, fatigue, inability to catch one's breath, tightness in the abdominal region, nausea, and problems in concentration. Anxiety is closely related to fear, which is a response to a real or perceived immediate threat (fight or flight response); anxiety involves the expectation of future threat including dread. People facing anxiety may withdraw from situations which have provoked anxiety in the past.
The emotion of anxiety can persist beyond the developmentally appropriate time-periods in response to specific events, and thus turning into one of the multiple anxiety disorders (e.g. generalized anxiety disorder, panic disorder). The difference between anxiety disorder (as mental disorder) and anxiety (as normal emotion), is that people with an anxiety disorder experience anxiety most of the days during approximately 6 months, or even during shorter time-periods in children. Anxiety disorders are among the most persistent mental problems and often last decades. Besides, strong percepts of anxiety exist within other mental disorders, e.g. obsessive-compulsive disorder, post-traumatic stress disorder.
Anxiety vs. fear
Anxiety is distinguished from fear, which is an appropriate cognitive and emotional response to a perceived threat. Anxiety is related to the specific behaviors of fight-or-flight responses, defensive behavior or escape. There is a false presumption that often circulates that anxiety only occurs in situations perceived as uncontrollable or unavoidable, but this is not always so. David Barlow defines anxiety as "a future-oriented mood state in which one is not ready or prepared to attempt to cope with upcoming negative events," and that it is a distinction between future and present dangers which divides anxiety and fear. Another description of anxiety is agony, dread, terror, or even apprehension. In positive psychology, anxiety is described as the mental state that results from a difficult challenge for which the subject has insufficient coping skills.
Fear and anxiety can be differentiated into four domains: (1) duration of emotional experience, (2) temporal focus, (3) specificity of the threat, and (4) motivated direction. Fear is short-lived, present-focused, geared towards a specific threat, and facilitating escape from threat. On the other hand, anxiety is long-acting, future-focused, broadly focused towards a diffuse threat, and promoting excessive caution while approaching a potential threat and interferes with constructive coping.
Joseph E. LeDoux and Lisa Feldman Barrett have both sought to separate automatic threat responses from additional associated cognitive activity within anxiety.
Symptoms
Anxiety can be experienced with long, drawn-out daily symptoms that reduce quality of life, known as chronic (or generalized) anxiety, or it can be experienced in short spurts with sporadic, stressful panic attacks, known as acute anxiety. Symptoms of anxiety can range in number, intensity, and frequency, depending on the person. However, most people do not suffer from chronic anxiety.
Anxiety can induce several psychological pains (e.g. depression) or mental disorders, and may lead to self-harm or suicide (for which dedicated hotlines exist).
The behavioral effects of anxiety may include withdrawal from situations which have provoked anxiety or negative feelings in the past. Other effects may include changes in sleeping patterns, changes in habits, increase or decrease in food intake, and increased motor tension (such as foot tapping).
The emotional effects of anxiety may include "feelings of apprehension or dread, trouble concentrating, feeling tense or jumpy, anticipating the worst, irritability, restlessness, watching (and waiting) for signs (and occurrences) of danger, and, feeling like your mind's gone blank" as well as "nightmares/bad dreams, obsessions about sensations, déjà vu, a trapped-in-your-mind feeling, and feeling like everything is scary." It may include a vague experience and feeling of helplessness.
The cognitive effects of anxiety may include thoughts about suspected dangers, such as fear of dying: "You may ... fear that the chest pains are a deadly heart attack or that the shooting pains in your head are the result of a tumor or an aneurysm. You feel an intense fear when you think of dying, or you may think of it more often than normal, or can't get it out of your mind."
The physiological symptoms of anxiety may include:
Neurological, as headache, paresthesias, fasciculations, vertigo, or presyncope.
Digestive, as abdominal pain, nausea, diarrhea, indigestion, dry mouth, or bolus. Stress hormones released in an anxious state have an impact on bowel function and can manifest physical symptoms that may contribute to or exacerbate IBS.
Respiratory, as shortness of breath or sighing breathing.
Cardiac, as palpitations, tachycardia, or chest pain.
Muscular, as fatigue, tremors, or tetany.
Cutaneous, as perspiration, or itchy skin.
Uro-genital, as frequent urination, urinary urgency, dyspareunia, or impotence, chronic pelvic pain syndrome.
Types
There are various types of anxiety. Existential anxiety can occur when a person faces angst, an existential crisis, or nihilistic feelings. People can also face mathematical anxiety, somatic anxiety, stage fright, or test anxiety. Social anxiety refers to a fear of rejection and negative evaluation (being judged) by other people.
Existential
The philosopher Søren Kierkegaard, in The Concept of Anxiety (1844), described anxiety or dread associated with the "dizziness of freedom" and suggested the possibility for positive resolution of anxiety through the self-conscious exercise of responsibility and choosing. In Art and Artist (1932), the psychologist Otto Rank wrote that the psychological trauma of birth was the pre-eminent human symbol of existential anxiety and encompasses the creative person's simultaneous fear of – and desire for – separation, individuation, and differentiation.
The theologian Paul Tillich characterized existential anxiety as "the state in which a being is aware of its possible nonbeing" and he listed three categories for the nonbeing and resulting anxiety: ontic (fate and death), moral (guilt and condemnation), and spiritual (emptiness and meaninglessness). According to Tillich, the last of these three types of existential anxiety, i.e. spiritual anxiety, is predominant in modern times while the others were predominant in earlier periods. Tillich argues that this anxiety can be accepted as part of the human condition or it can be resisted but with negative consequences. In its pathological form, spiritual anxiety may tend to "drive the person toward the creation of certitude in systems of meaning which are supported by tradition and authority" even though such "undoubted certitude is not built on the rock of reality".
According to Viktor Frankl, the author of Man's Search for Meaning, when a person is faced with extreme mortal dangers, the most basic of all human wishes is to find a meaning of life to combat the "trauma of nonbeing" as death is near.
Depending on the source of the threat, psychoanalytic theory distinguishes the following types of anxiety:
realistic
neurotic
moral
Test, performance, and competitive
Test
According to Yerkes-Dodson law, an optimal level of arousal is necessary to best complete a task such as an exam, performance, or competitive event. However, when the anxiety or level of arousal exceeds that optimum, the result is a decline in performance.
Test anxiety is the uneasiness, apprehension, or nervousness felt by students who have a fear of failing an exam. Students who have test anxiety may experience any of the following: the association of grades with personal worth; fear of embarrassment by a teacher; fear of alienation from parents or friends; time pressures; or feeling a loss of control. Sweating, dizziness, headaches, racing heartbeats, nausea, fidgeting, uncontrollable crying or laughing and drumming on a desk are all common. Because test anxiety hinges on fear of negative evaluation, debate exists as to whether test anxiety is itself a unique anxiety disorder or whether it is a specific type of social phobia. The DSM-IV classifies test anxiety as a type of social phobia.
Research indicates that test anxiety among U.S. high-school and college students has been rising since the late 1950s. Test anxiety remains a challenge for students, regardless of age, and has considerable physiological and psychological impacts. Management of test anxiety focuses on achieving relaxation and developing mechanisms to manage anxiety. The routine practice of slow, Device-Guided Breathing (DGB) is a
major component of behavioral treatments for anxiety conditions.
Performance and competitive
Performance anxiety and competitive anxiety (competitive trait anxiety, competitive state anxiety) happen when an individual's performance is measured against others. An important distinction between competitive and non-competitive anxiety is that competitive anxiety makes people view their performance as a threat. As a result, they experience a drop in their ordinary ability, whether physical or mental, due to that perceived stress.
Competitive anxiety is caused by a range of internal factors including high expectations, outside pressure, lack of experience, and external factors like the location of a competition. It commonly occurs in those participating in high pressure activities like sports and debates. Some common symptoms of competitive anxiety include muscle tension, fatigue, weakness, sense of panic, apprehensiveness, and panic attacks.
There are 4 major theories of how anxiety affects performance: Drive theory, Inverted U theory, Reversal theory, and The Zone of Optimal Functioning theory.
Drive theory believes that anxiety is positive and performance improves proportionally to the level of anxiety. This theory is not well accepted.
The Inverted U theory is based on the idea that performance peaks at a moderate stress level. It is called Inverted U theory because the graph that plots performance against anxiety looks like an inverted "U".
Reversal theory suggests that performance increases in relation to the individual's interpretation of their arousal levels. If they believed their physical arousal level would help them, their performance would increase, if they didn't, their performance would decrease. For example: Athletes were shown to worry more when focusing on results and perfection rather than the effort and growth involved.
The Zone of Optimal Functioning theory proposes that there is a zone where positive and negative emotions are in a balance which lead to feelings of dissociation and intense concentration, optimizing the individual's performance levels.
Stranger, social, and intergroup anxiety
Humans generally require social acceptance and thus sometimes dread the disapproval of others. Apprehension of being judged by others may cause anxiety in social environments.
Anxiety during social interactions, particularly between strangers, is common among young people. It may persist into adulthood and become social anxiety or social phobia. "Stranger anxiety" in small children is not considered a phobia. In adults, an excessive fear of other people is not a developmentally common stage; it is called social anxiety. According to Cutting, social phobics do not fear the crowd but the fact that they may be judged negatively.
Social anxiety varies in degree and severity. For some people, it is characterized by experiencing discomfort or awkwardness during physical social contact (e.g. embracing, shaking hands, etc.), while in other cases it can lead to a fear of interacting with unfamiliar people altogether. Those with this condition may restrict their lifestyles to accommodate the anxiety, minimizing social interaction whenever possible. Social anxiety also forms a core aspect of certain personality disorders, including avoidant personality disorder.
To the extent that a person is fearful of social encounters with unfamiliar others, some people may experience anxiety particularly during interactions with outgroup members, or people who share different group memberships (i.e., by race, ethnicity, class, gender, etc.). Depending on the nature of the antecedent relations, cognitions, and situational factors, intergroup contact may be stressful and lead to feelings of anxiety. This apprehension or fear of contact with outgroup members is often called interracial or intergroup anxiety.
As is the case with the more generalized forms of social anxiety, intergroup anxiety has behavioral, cognitive, and affective effects. For instance, increases in schematic processing and simplified information processing can occur when anxiety is high. Indeed, such is consistent with related work on attentional bias in implicit memory. Additionally recent research has found that implicit racial evaluations (i.e. automatic prejudiced attitudes) can be amplified during intergroup interaction. Negative experiences have been illustrated in producing not only negative expectations, but also avoidant, or antagonistic, behavior such as hostility. Furthermore, when compared to anxiety levels and cognitive effort (e.g., impression management and self-presentation) in intragroup contexts, levels and depletion of resources may be exacerbated in the intergroup situation.
Trait
Anxiety can be either a short-term "state" or a long-term personality "trait." Trait anxiety reflects a stable tendency across the lifespan of responding with acute, state anxiety in the anticipation of threatening situations (whether they are actually deemed threatening or not). A meta-analysis showed that a high level of neuroticism is a risk factor for development of anxiety symptoms and disorders. Such anxiety may be conscious or unconscious.
Personality can also be a trait leading to anxiety and depression and their persistence. Through experience, many find it difficult to collect themselves due to their own personal nature.
Choice or decision
Anxiety induced by the need to choose between similar options is increasingly being recognized as a problem for individuals and for organizations. In 2004, Capgemini wrote: "Today we're all faced with greater choice, more competition and less time to consider our options or seek out the right advice."
In a decision context, unpredictability or uncertainty may trigger emotional responses in anxious individuals that systematically alter decision-making. There are primarily two forms of this anxiety type. The first form refers to a choice in which there are multiple potential outcomes with known or calculable probabilities. The second form refers to the uncertainty and ambiguity related to a decision context in which there are multiple possible outcomes with unknown probabilities.
Panic disorder
Panic disorder may share symptoms of stress and anxiety, but it is actually very different. Panic disorder is an anxiety disorder that occurs without any triggers. According to the U.S. Department of Health and Human Services, this disorder can be distinguished by unexpected and repeated episodes of intense fear. Someone with panic disorder will eventually develop constant fear of another attack and as this progresses it will begin to affect daily functioning and an individual's general quality of life. It is reported by the Cleveland Clinic that panic disorder affects 2 to 3 percent of adult Americans and can begin around the time of the teenage and early adult years. Some symptoms include: difficulty breathing, chest pain, dizziness, trembling or shaking, feeling faint, nausea, fear that you are losing control or are about to die. Even though they have these symptoms during an attack, the main symptom is the persistent fear of having future panic attacks.
Anxiety disorders
Anxiety disorders are a group of mental disorders characterized by exaggerated feelings of anxiety and fear responses. Anxiety is a worry about future events and fear is a reaction to current events. These feelings may cause physical symptoms, such as a fast heart rate and shakiness. There are a number of anxiety disorders: including generalized anxiety disorder, specific phobia, social anxiety disorder, separation anxiety disorder, agoraphobia, panic disorder, and selective mutism. The disorder differs by what results in the symptoms. People often have more than one anxiety disorder.
Anxiety disorders are caused by a complex combination of genetic and environmental factors. To be diagnosed, symptoms typically need to be present for at least six months, be more than would be expected for the situation, and decrease a person's ability to function in their daily lives. Other problems that may result in similar symptoms include hyperthyroidism, heart disease, caffeine, alcohol, or cannabis use, and withdrawal from certain drugs, among others.
Without treatment, anxiety disorders tend to remain. Treatment may include lifestyle changes, counselling, and medications. Counselling is typically with a type of cognitive behavioral therapy. Medications, such as antidepressants or beta blockers, may improve symptoms. A 2023 review found that regular physical activity is effective for reducing anxiety.
About 12% of people are affected by an anxiety disorder in a given year and between 12–30% are affected at some point in their life. They occur about twice as often in women than they do in men, and generally begin before the age of 25. The most common are specific phobia which affects nearly 12% and social anxiety disorder which affects 10% at some point in their life. They affect those between the ages of 15 and 35 the most and become less common after the age of 55. Rates appear to be higher in the United States and Europe.
Short- and long-term anxiety
Anxiety can be either a short-term "state" or a long-term "trait." Whereas trait anxiety represents worrying about future events, anxiety disorders are a group of mental disorders characterized by feelings of anxiety and fears.
Four ways to be anxious
In his book Anxious: The Modern Mind in the Age of Anxiety Joseph LeDoux examines four experiences of anxiety through a brain-based lens:
In the presence of an existing or imminent external threat, you worry about the event and its implications for your physical and/or psychological well-being. When a threat signal occurs, it signifies either that danger is present or near in space and time or that it might be coming in the future. Nonconscious threats processing by the brain activates defensive survival circuits, resulting in changes in information processing in the brain, controlled in part by increases in arousal and behavioral and physiological responses in the body that then produce signals that feed back to the brain and complement the physiological changes there, intensifying them and extending their duration.
When you notice body sensations, you worry about what they might mean for your physical and/or psychological well-being. The trigger stimulus does not have to be an external stimulus but can be an internal one, as some people are particularly sensitive to body signals.
Thoughts and memories may lead to you to worry about your physical and/or psychological well-being. We do not need to be in the presence of an external or internal stimulus to be anxious. An episodic memory of a past trauma or of a panic attack in the past is sufficient to activate the defence circuits.
Thoughts and memories may result in existential dread, such as worry about leading a meaningful life or the eventuality of death. Examples are contemplations of whether one's life has been meaningful, the inevitability of death, or the difficulty of making decisions that have a moral value. These do not necessarily activate defensive systems; they are more or less pure forms of cognitive anxiety.
Co-morbidity
Anxiety disorders often occur with other mental health disorders, particularly major depressive disorder, bipolar disorder, eating disorders, or certain personality disorders. It also commonly occurs with personality traits such as neuroticism. This observed co-occurrence is partly due to genetic and environmental influences shared between these traits and anxiety.
It is common for those with obsessive–compulsive disorder to experience anxiety. Anxiety is also commonly found in those who experience panic disorders, phobic anxiety disorders, severe stress, dissociative disorders, somatoform disorders, and some neurotic disorders.
Anxiety has also been linked to the experience of intrusive thoughts. Studies have revealed that individuals who experience high levels of anxiety (also known as clinical anxiety) are highly vulnerable to the experience of intense intrusive thoughts or psychological disorders that are characterised by intrusive thoughts.
Risk factors
Anxiety disorders are partly genetic, with twin studies suggesting 30-40% genetic influence on individual differences in anxiety. Environmental factors are also important. Twin studies show that individual-specific environments have a large influence on anxiety, whereas shared environmental influences (environments that affect twins in the same way) operate during childhood but decline through adolescence. Specific measured 'environments' that have been associated with anxiety include child abuse, family history of mental health disorders, and poverty. Anxiety is also associated with drug use, including alcohol, caffeine, and benzodiazepines (which are often prescribed to treat anxiety).
Neuroanatomy
Neural circuitry involving the amygdala (which regulates emotions like anxiety and fear, stimulating the HPA axis and sympathetic nervous system) and hippocampus (which is implicated in emotional memory along with the amygdala) is thought to underlie anxiety. People who have anxiety tend to show high activity in response to emotional stimuli in the amygdala. Some writers believe that excessive anxiety can lead to an overpotentiation of the limbic system (which includes the amygdala and nucleus accumbens), giving increased future anxiety, but this does not appear to have been proven.
Research upon adolescents who as infants had been highly apprehensive, vigilant, and fearful finds that their nucleus accumbens is more sensitive than that in other people when deciding to make an action that determined whether they received a reward. This suggests a link between circuits responsible for fear and also reward in anxious people. As researchers note, "a sense of 'responsibility', or self-agency, in a context of uncertainty (probabilistic outcomes) drives the neural system underlying appetitive motivation (i.e., nucleus accumbens) more strongly in temperamentally inhibited than noninhibited adolescents".
The gut-brain axis
The microbes of the gut can connect with the brain to affect anxiety. There are various pathways along which this communication can take place. One is through the major neurotransmitters. The gut microbes such as Bifidobacterium and Bacillus produce the neurotransmitters GABA and dopamine, respectively. The neurotransmitters signal to the nervous system of the gastrointestinal tract, and those signals will be carried to the brain through the vagus nerve or the spinal system. This is demonstrated by the fact that altering the microbiome has shown anxiety- and depression-reducing effects in mice, but not in subjects without vagus nerves.
Another key pathway is the HPA axis, as mentioned above. The microbes can control the levels of cytokines in the body, and altering cytokine levels creates direct effects on areas of the brain such as the hypothalamus, the area that triggers HPA axis activity. The HPA axis regulates production of cortisol, a hormone that takes part in the body's stress response. When HPA activity spikes, cortisol levels increase, processing and reducing anxiety in stressful situations. These pathways, as well as the specific effects of individual taxa of microbes, are not yet completely clear, but the communication between the gut microbiome and the brain is undeniable, as is the ability of these pathways to alter anxiety levels.
With this communication comes the potential to treat. Prebiotics and probiotics have been shown to reduce anxiety. For example, experiments in which mice were given fructo- and galacto-oligosaccharide prebiotics and Lactobacillus probiotics have both demonstrated a capability to reduce anxiety. In humans, results are not as concrete, but promising.
Genetics
Genetics and family history (e.g. parental anxiety) may put an individual at increased risk of an anxiety disorder, but generally external stimuli will trigger its onset or exacerbation. Estimates of genetic influence on anxiety, based on studies of twins, range from 25 to 40% depending on the specific type and age-group under study. For example, genetic differences account for about 43% of variance in panic disorder and 28% in generalized anxiety disorder. Longitudinal twin studies have shown the moderate stability of anxiety from childhood through to adulthood is mainly influenced by stability in genetic influence. When investigating how anxiety is passed on from parents to children, it is important to account for sharing of genes as well as environments, for example using the intergenerational children-of-twins design.
Many studies in the past used a candidate gene approach to test whether single genes were associated with anxiety. These investigations were based on hypotheses about how certain known genes influence neurotransmitters (such as serotonin and norepinephrine) and hormones (such as cortisol) that are implicated in anxiety. None of these findings are well replicated, with the possible exception of TMEM132D, COMT and MAO-A. The epigenetic signature of BDNF, a gene that codes for a protein called brain derived neurotrophic factor that is found in the brain, has also been associated with anxiety and specific patterns of neural activity. and a receptor gene for BDNF called NTRK2 was associated with anxiety in a large genome-wide investigation. The reason that most candidate gene findings have not replicated is that anxiety is a complex trait that is influenced by many genomic variants, each of which has a small effect on its own. Increasingly, studies of anxiety are using a hypothesis-free approach to look for parts of the genome that are implicated in anxiety using big enough samples to find associations with variants that have small effects. The largest explorations of the common genetic architecture of anxiety have been facilitated by the UK Biobank, the ANGST consortium and the CRC Fear, Anxiety and Anxiety Disorders.
Epigenetics
Medical conditions
Many medical conditions can cause anxiety. This includes conditions that affect the ability to breathe, like COPD and asthma, and the difficulty in breathing that often occurs near death. Conditions that cause abdominal pain or chest pain can cause anxiety and may in some cases be a somatization of anxiety; the same is true for some sexual dysfunctions. Conditions that affect the face or the skin can cause social anxiety especially among adolescents, and developmental disabilities often lead to social anxiety for children as well. Life-threatening conditions like cancer also cause anxiety.
Furthermore, certain organic diseases may present with anxiety or symptoms that mimic anxiety. These disorders include certain endocrine diseases (hypo- and hyperthyroidism, hyperprolactinemia), metabolic disorders (diabetes), deficiency states (low levels of vitamin D, B2, B12, folic acid), gastrointestinal diseases (celiac disease, non-celiac gluten sensitivity, inflammatory bowel disease), heart diseases, blood diseases (anemia), cerebral vascular accidents (transient ischemic attack, stroke), and brain degenerative diseases (Parkinson's disease, dementia, multiple sclerosis, Huntington's disease), among others.
Substance-induced
Several drugs can cause or worsen anxiety, whether in intoxication, withdrawal or as side effect. These include alcohol, tobacco, sedatives (including prescription benzodiazepines), opioids (including prescription pain killers and illicit drugs like heroin), stimulants (such as caffeine, cocaine and amphetamines), hallucinogens, and inhalants.
While many often report self-medicating anxiety with these substances, improvements in anxiety from drugs are usually short-lived (with worsening of anxiety in the long term, sometimes with acute anxiety as soon as the drug effects wear off) and tend to be exaggerated. Acute exposure to toxic levels of benzene may cause euphoria, anxiety, and irritability lasting up to 2 weeks after the exposure.
Psychological
Poor coping skills (e.g., rigidity/inflexible problem solving, denial, avoidance, impulsivity, extreme self-expectation, negative thoughts, affective instability, and inability to focus on problems) are associated with anxiety. Anxiety is also linked and perpetuated by the person's own pessimistic outcome expectancy and how they cope with feedback negativity. Temperament (e.g., neuroticism) and attitudes (e.g. pessimism) have been found to be risk factors for anxiety.
Cognitive distortions such as overgeneralizing, catastrophizing, mind reading, emotional reasoning, binocular trick, and mental filter can result in anxiety. For example, an overgeneralized belief that something bad "always" happens may lead someone to have excessive fears of even minimally risky situations and to avoid benign social situations due to anticipatory anxiety of embarrassment. In addition, those who have high anxiety can also create future stressful life events. Together, these findings suggest that anxious thoughts can lead to anticipatory anxiety as well as stressful events, which in turn cause more anxiety. Such unhealthy thoughts can be targets for successful treatment with cognitive therapy.
Psychodynamic theory posits that anxiety is often the result of opposing unconscious wishes or fears that manifest via maladaptive defense mechanisms (such as suppression, repression, anticipation, regression, somatization, passive aggression, dissociation) that develop to adapt to problems with early objects (e.g., caregivers) and empathic failures in childhood. For example, persistent parental discouragement of anger may result in repression/suppression of angry feelings which manifests as gastrointestinal distress (somatization) when provoked by another while the anger remains unconscious and outside the individual's awareness. Such conflicts can be targets for successful treatment with psychodynamic therapy. While psychodynamic therapy tends to explore the underlying roots of anxiety, cognitive behavioral therapy has also been shown to be a successful treatment for anxiety by altering irrational thoughts and unwanted behaviors.
Evolutionary psychology
An evolutionary psychology explanation is that increased anxiety serves the purpose of increased vigilance regarding potential threats in the environment as well as increased tendency to take proactive actions regarding such possible threats. This may cause false positive reactions but an individual with anxiety may also avoid real threats. This may explain why anxious people are less likely to die due to accidents. There is ample empirical evidence that anxiety can have adaptive value. Within a school, timid fish are more likely than bold fish to survive a predator.
When people are confronted with unpleasant and potentially harmful stimuli such as foul odors or tastes, PET-scans show increased blood flow in the amygdala. In these studies, the participants also reported moderate anxiety. This might indicate that anxiety is a protective mechanism designed to prevent the organism from engaging in potentially harmful behaviors.
Social
Social risk factors for anxiety include a history of trauma (e.g., physical, sexual or emotional abuse or assault), bullying, early life experiences and parenting factors (e.g., rejection, lack of warmth, high hostility, harsh discipline, high parental negative affect, anxious childrearing, modelling of dysfunctional and drug-abusing behaviour, discouragement of emotions, poor socialization, poor attachment, and child abuse and neglect), cultural factors (e.g., stoic families/cultures, persecuted minorities including those with disabilities), and socioeconomics (e.g., uneducated, unemployed, impoverished although developed countries have higher rates of anxiety disorders than developing countries).
A 2019 comprehensive systematic review of over 50 studies showed that food insecurity in the United States is strongly associated with depression, anxiety, and sleep disorders. Food-insecure individuals had an almost 3 fold risk increase of testing positive for anxiety when compared to food-secure individuals.
Gender socialization
Contextual factors that are thought to contribute to anxiety include gender socialization and learning experiences. In particular, learning mastery (the degree to which people perceive their lives to be under their own control) and instrumentality, which includes such traits as self-confidence, self-efficacy, independence, and competitiveness fully mediate the relation between gender and anxiety. That is, though gender differences in anxiety exist, with higher levels of anxiety in women compared to men, gender socialization and learning mastery explain these gender differences.
Treatment
The first step in the management of a person with anxiety symptoms involves evaluating the possible presence of an underlying medical cause, the recognition of which is essential in order to decide the correct treatment. Anxiety symptoms may mask an organic disease, or appear associated with or as a result of a medical disorder.
Cognitive behavioral therapy (CBT) is effective for anxiety disorders and is a first line treatment. CBT appears to be equally effective when carried out via the internet. While evidence for mental health apps is promising, it is preliminary.
Psychopharmacological treatment can be used in parallel to CBT or can be used alone. As a general rule, most anxiety disorders respond well to first-line agents. Such drugs, also used as anti-depressants, are the selective serotonin reuptake inhibitors and serotonin-norepinephrine reuptake inhibitors, that work by blocking the reuptake of specific neurotransmitters and resulting in the increase in availability of these neurotransmitters. Additionally, benzodiazepines are often prescribed to individuals with anxiety disorder. Benzodiazepines produce an anxiolytic response by modulating GABA and increasing its receptor binding. A third common treatment involves a category of drug known as serotonin agonists. This category of drug works by initiating a physiological response at 5-HT1A receptor by increasing the action of serotonin at this receptor. Other treatment options include pregabalin, tricyclic antidepressants, and moclobemide, among others.
Anxiety is considered to be a serious psychiatric illness that has an unknown true pervasiveness due to affected individuals not asking for proper treatment or aid, and due to professionals missing the diagnosis.
Prevention
The above risk factors give natural avenues for prevention. A 2017 review found that psychological or educational interventions have a small yet statistically significant benefit for the prevention of anxiety in varied population types.
Pathophysiology
Anxiety disorder appears to be a genetically inherited neurochemical dysfunction that may involve autonomic imbalance; decreased GABA-ergic tone; allelic polymorphism of the catechol-O-methyltransferase (COMT) gene; increased adenosine receptor function; increased cortisol.
In the central nervous system (CNS), the major mediators of the symptoms of anxiety disorders appear to be norepinephrine, serotonin, dopamine, and gamma-aminobutyric acid (GABA). Other neurotransmitters and peptides, such as corticotropin-releasing factor, may be involved. Peripherally, the autonomic nervous system, especially the sympathetic nervous system, mediates many of the symptoms. Increased flow in the right parahippocampal region and reduced serotonin type 1A receptor binding in the anterior and posterior cingulate and raphe of patients are the diagnostic factors for prevalence of anxiety disorder.
The amygdala is central to the processing of fear and anxiety, and its function may be disrupted in anxiety disorders. Anxiety processing in the basolateral amygdala has been implicated with expansion of dendritic arborization of the amygdaloid neurons. SK2 potassium channels mediate inhibitory influence on action potentials and reduce arborization.
See also
List of people with an anxiety disorder
References
External links
Emotions
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https://en.wikipedia.org/wiki/A.%20A.%20Milne
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A. A. Milne
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Alan Alexander Milne (; 18 January 1882 – 31 January 1956) was an English writer best known for his books about the teddy bear Winnie-the-Pooh, as well as for children's poetry. Milne was primarily a playwright before the huge success of Winnie-the-Pooh overshadowed all his previous work. Milne served in both World Wars, as a lieutenant in the Royal Warwickshire Regiment in the First World War and as a captain in the Home Guard in the Second World War.
Milne was the father of bookseller Christopher Robin Milne, upon whom the character Christopher Robin is based. It was during a visit to London Zoo, where Christopher became enamoured with the tame and amiable bear Winnipeg, that Milne was inspired to write the story of Winnie-the-Pooh for his son. Milne bequeathed the original manuscripts of the Winnie-the-Pooh stories to the Wren Library at Trinity College, Cambridge, his alma mater.
Early life and military career
Alan Alexander Milne was born in Kilburn, London, to John Vine Milne, who was born in Jamaica, and Sarah Marie Milne (née Heginbotham), on 18 January 1882. He grew up at Henley House School, 6/7 Mortimer Road (now Crescent), Kilburn, a small independent school run by his father. One of his teachers was H. G. Wells, who taught there in 1889–90. Milne attended Westminster School and Trinity College, Cambridge, where he studied on a mathematics scholarship, graduating with a B.A. in Mathematics in 1903. He edited and wrote for Granta, a student magazine. He collaborated with his brother Kenneth and their articles appeared over the initials AKM. Milne's work came to the attention of the leading British humour magazine Punch, where Milne was to become a contributor and later an assistant editor. Considered a talented cricket fielder, Milne played for two amateur teams that were largely composed of British writers: the Allahakbarries and the Authors XI. His teammates included fellow writers J. M. Barrie, Arthur Conan Doyle and P. G. Wodehouse.
Milne joined the British Army in World War I and served as an officer in the Royal Warwickshire Regiment. He was commissioned into the 4th Battalion, Royal Warwickshire Regiment, on 1 February 1915 as a second lieutenant (on probation). His commission was confirmed on 20 December 1915. He served on the Somme as a signals officer from July-November 1916, but caught trench fever and was invalided back to England. Having recuperated, he worked as a signals instructor, before being recruited into Military Intelligence to write propaganda articles for MI7 (b) between 1917 and 1918. He was discharged on 14 February 1919, and settled in Mallord Street, Chelsea. He relinquished his commission on 19 February 1920, retaining the rank of lieutenant.
After the war, he wrote a denunciation of war titled Peace with Honour (1934), which he retracted somewhat with 1940's War with Honour. During World War II, Milne was one of the most prominent critics of fellow English writer (and Authors XI cricket teammate) P. G. Wodehouse, who was captured at his country home in France by the Nazis and imprisoned for a year. Wodehouse made radio broadcasts about his internment, which were broadcast from Berlin. Although the light-hearted broadcasts made fun of the Germans, Milne accused Wodehouse of committing an act of near treason by cooperating with his country's enemy. Wodehouse got some revenge on his former friend (e.g. in The Mating Season) by creating fatuous parodies of the Christopher Robin poems in some of his later stories, and claiming that Milne "was probably jealous of all other writers.... But I loved his stuff."
Milne married Dorothy "Daphne" de Sélincourt (1890–1971) in 1913 and their son Christopher Robin Milne was born in 1920. In 1925, Milne bought a country home, Cotchford Farm, in Hartfield, East Sussex.
During World War II, Milne was a captain in the British Home Guard in Hartfield & Forest Row, insisting on being plain "Mr. Milne" to the members of his platoon. He retired to the farm after a stroke and brain surgery in 1952 left him an invalid, and by August 1953, "he seemed very old and disenchanted." Milne died in January 1956, aged 74.
Literary career
1903 to 1925
After graduating from Cambridge University in 1903, A. A. Milne contributed humorous verse and whimsical essays to Punch, joining the staff in 1906 and becoming an assistant editor.
During this period he published 18 plays and three novels, including the murder mystery The Red House Mystery (1922). His son was born in August 1920 and in 1924 Milne produced a collection of children's poems, When We Were Very Young, which were illustrated by Punch staff cartoonist E. H. Shepard. A collection of short stories for children A Gallery of Children, and other stories that became part of the Winnie-the-Pooh books, were first published in 1925.
Milne was an early screenwriter for the nascent British film industry, writing four stories filmed in 1920 for the company Minerva Films (founded in 1920 by the actor Leslie Howard and his friend and story editor Adrian Brunel). These were The Bump, starring Aubrey Smith; Twice Two; Five Pound Reward; and Bookworms. Some of these films survive in the archives of the British Film Institute. Milne had met Howard when the actor starred in Milne's play Mr Pim Passes By in London.
Looking back on this period (in 1926), Milne observed that when he told his agent that he was going to write a detective story, he was told that what the country wanted from a "Punch humorist" was a humorous story; when two years later he said he was writing nursery rhymes, his agent and publisher were convinced he should write another detective story; and after another two years, he was being told that writing a detective story would be in the worst of taste given the demand for children's books. He concluded that "the only excuse which I have yet discovered for writing anything is that I want to write it; and I should be as proud to be delivered of a Telephone Directory con amore as I should be ashamed to create a Blank Verse Tragedy at the bidding of others."
1926 to 1928
Milne is most famous for his two Pooh books about a boy named Christopher Robin after his son, Christopher Robin Milne (1920–1996), and various characters inspired by his son's stuffed animals, most notably the bear named Winnie-the-Pooh. Christopher Robin Milne's stuffed bear, originally named Edward, was renamed Winnie after a Canadian black bear named Winnie (after Winnipeg), which was used as a military mascot in World War I, and left to London Zoo during the war. "The Pooh" comes from a swan the young Milne named "Pooh". E. H. Shepard illustrated the original Pooh books, using his own son's teddy Growler ("a magnificent bear") as the model. The rest of Christopher Robin Milne's toys, Piglet, Eeyore, Kanga, Roo and Tigger, were incorporated into A. A. Milne's stories, and two more characters – Rabbit and Owl – were created by Milne's imagination. Christopher Robin Milne's own toys are now on display in New York where 750,000 people visit them every year.
The fictional Hundred Acre Wood of the Pooh stories derives from Five Hundred Acre Wood in Ashdown Forest in East Sussex, South East England, where the Pooh stories were set. Milne lived on the northern edge of the forest at Cotchford Farm, , and took his son walking there. E. H. Shepard drew on the landscapes of Ashdown Forest as inspiration for many of the illustrations he provided for the Pooh books. The adult Christopher Robin commented: "Pooh's Forest and Ashdown Forest are identical." Popular tourist locations at Ashdown Forest include: Galleon's Lap, The Enchanted Place, the Heffalump Trap and Lone Pine, Eeyore's Sad and Gloomy Place, and the wooden Pooh Bridge where Pooh and Piglet invented Poohsticks.
Not yet known as Pooh, he made his first appearance in a poem, "Teddy Bear", published in Punch magazine in February 1924 and republished that year in When We Were Very Young. Pooh first appeared in the London Evening News on Christmas Eve, 1925, in a story called "The Wrong Sort of Bees". Winnie-the-Pooh was published in 1926, followed by The House at Pooh Corner in 1928. A second collection of nursery rhymes, Now We Are Six, was published in 1927. All four books were illustrated by E. H. Shepard. Milne also published four plays in this period. He also "gallantly stepped forward" to contribute a quarter of the costs of dramatising P. G. Wodehouse's A Damsel in Distress. The World of Pooh won the Lewis Carroll Shelf Award in 1958.
1929 onward
The success of his children's books was to become a source of considerable annoyance to Milne, whose self-avowed aim was to write whatever he pleased and who had, until then, found a ready audience for each change of direction: he had freed pre-war Punch from its ponderous facetiousness; he had made a considerable reputation as a playwright (like his idol J. M. Barrie) on both sides of the Atlantic; he had produced a witty piece of detective writing in The Red House Mystery (although this was severely criticised by Raymond Chandler for the implausibility of its plot in his essay The Simple Art of Murder in the eponymous collection that appeared in 1950). But once Milne had, in his own words, "said goodbye to all that in 70,000 words" (the approximate length of his four principal children's books), he had no intention of producing any reworkings lacking in originality, given that one of the sources of inspiration, his son, was growing older.
Another reason Milne stopped writing children's books, and especially about Winnie-the-Pooh, was that he felt "amazement and disgust" over the immense fame his son was exposed to, and said that "I feel that the legal Christopher Robin has already had more publicity than I want for him. I do not want CR Milne to ever wish that his name were Charles Robert."
In his literary home, Punch, where the When We Were Very Young verses had first appeared, Methuen continued to publish whatever Milne wrote, including the long poem "The Norman Church" and an assembly of articles entitled Year In, Year Out (which Milne likened to a benefit night for the author).
In 1930, Milne adapted Kenneth Grahame's novel The Wind in the Willows for the stage as Toad of Toad Hall. The title was an implicit admission that such chapters as Chapter 7, "The Piper at the Gates of Dawn," could not survive translation to the theatre. A special introduction written by Milne is included in some editions of Grahame's novel.
Milne and his wife became estranged from their son, who came to resent what he saw as his father's exploitation of his childhood and came to hate the books that had thrust him into the public eye. Christopher's marriage to his first cousin, Lesley de Sélincourt, distanced him still further from his parents – Lesley's father and Christopher's mother had not spoken to each other for 30 years.
Death and legacy
Commemoration
A. A. Milne died at his home in Hartfield, Sussex, on 31 January 1956, nearly two weeks after his 74th birthday. A memorial service took place on 10 February at All Hallows-by-the-Tower church in London.
The rights to A. A. Milne's Pooh books were left to four beneficiaries: his family, the Royal Literary Fund, Westminster School and the Garrick Club. After Milne's death in 1956, thirteen days after his 74th birthday, his widow sold her rights to the Pooh characters to Stephen Slesinger, whose widow sold the rights after Slesinger's death to the Walt Disney Company, which has made many Pooh cartoon movies, a Disney Channel television show, as well as Pooh-related merchandise. In 2001, the other beneficiaries sold their interest in the estate to the Disney Corporation for $350m. Previously Disney had been paying twice-yearly royalties to these beneficiaries. The estate of E. H. Shepard also received a sum in the deal. The UK copyright on the text of the original Winnie the Pooh books expires on 1 January 2027; at the beginning of the year after the 70th anniversary of the author's death (PMA-70), and has already expired in those countries with a PMA-50 rule. This applies to all of Milne's works except those first published posthumously. The illustrations in the Pooh books will remain under copyright until the same amount of time has passed, after the illustrator's death; in the UK, this will be on 1 January 2047. In the US, copyright will not expire until 95 years after publication for each of Milne's books first published before 1978, but this includes the illustrations.
In 2008, a collection of original illustrations featuring Winnie-the-Pooh and his animal friends sold for more than £1.2 million at auction in Sotheby's, London. Forbes magazine ranked Winnie the Pooh the most valuable fictional character in 2002; Winnie the Pooh merchandising products alone had annual sales of more than $5.9 billion. In 2005, Winnie the Pooh generated $6 billion, a figure surpassed only by Mickey Mouse.
A memorial plaque in Ashdown Forest, unveiled by Christopher Robin in 1979, commemorates the work of A. A. Milne and Shepard in creating the world of Pooh. The inscription states they "captured the magic of Ashdown Forest, and gave it to the world". Milne once wrote of Ashdown Forest: "In that enchanted place on the top of the forest a little boy and his bear will always be playing."
In 2003, Winnie-the-Pooh was ranked number 7 on the BBC's The Big Read poll which determined the UK's "best-loved novels". In 2006, Winnie-the-Pooh received a star on the Hollywood Walk of Fame, marking the 80th birthday of Milne's creation.
Marking the 90th anniversary of Milne's creation of the character, and the 90th birthday of Queen Elizabeth II, Winnie-the-Pooh Meets the Queen (2016) sees Pooh meet the Queen at Buckingham Palace. The illustrated and audio adventure is narrated by the actor Jim Broadbent. Also in 2016, a new character, a Penguin, was unveiled in The Best Bear in All the World, which was inspired by a long-lost photograph of Milne and his son Christopher with a toy penguin.
An exhibition entitled Winnie-the-Pooh: Exploring a Classic appeared at the Victoria and Albert Museum in London from 9 December 2017 to 8 April 2018.
Several of Milne's children's poems were set to music by the composer Harold Fraser-Simson. His poems have been parodied many times, including with the books When We Were Rather Older and Now We Are Sixty. The 1963 film The King's Breakfast was based on Milne's poem of the same name.
Milne has been portrayed in television and film. Domhnall Gleeson plays him in Goodbye Christopher Robin, a 2017 biographical drama film. In the 2018 fantasy film Christopher Robin, an extension of the Disney Winnie the Pooh franchise, Tristan Sturrock plays Milne, and filming took place at Ashdown Forest.
An elementary school in Houston, Texas, operated by the Houston Independent School District (HISD), is named after Milne. The school, A. A. Milne Elementary School in Brays Oaks, opened in 1991.
Archive
The original manuscripts for Winnie-the-Pooh and The House at Pooh Corner are archived at Trinity College Library, Cambridge.
The bulk of A. A. Milne's papers are housed at the Harry Ransom Center at the University of Texas at Austin. The collection, established at the center in 1964, consists of manuscript drafts and fragments for over 150 of Milne's works, as well as correspondence, legal documents, genealogical records, and some personal effects. The library division holds several books formerly belonging to Milne and his wife Dorothy. The center also has small collections of correspondence from Christopher Robin Milne and Milne's frequent illustrator E. H. Shepard.
Religious views
Milne did not speak out much on the subject of religion, although he used religious terms to explain his decision, while remaining a pacifist, to join the British Home Guard. He wrote: "In fighting Hitler we are truly fighting the Devil, the Anti-Christ ... Hitler was a crusader against God."
His best known comment on the subject was recalled on his death:
He wrote in the poem "Explained":
He also wrote in the poem "Vespers":
Works
Novels
Lovers in London (1905. Some consider this more of a short story collection; Milne did not like it and considered The Day's Play as his first book.)
Once on a Time (1917)
Mr. Pim (1921) (A novelisation of his 1919 play Mr. Pim Passes By)
The Red House Mystery (1922). Serialised: London (Daily News), serialised daily from 3 to 28 August 1921
Two People (1931) (Inside jacket claims this is Milne's first attempt at a novel.)
Four Days' Wonder (1933)
Chloe Marr (1946)
Non-fiction
Peace With Honour (1934)
It's Too Late Now: The Autobiography of a Writer (1939)
War With Honour (1940)
War Aims Unlimited (1941)
Year In, Year Out (1952) (illustrated by E. H. Shepard)
Punch articles
The Day's Play (1910)
The Holiday Round (1912)
Once a Week (1914)
The Sunny Side (1921)
Those Were the Days (1929) [The four volumes above, compiled]
Newspaper articles and book introductions
The Chronicles of Clovis by "Saki" (1911) [Introduction to]
Not That It Matters (1919)
If I May (1920)
By Way of Introduction (1929)
Women and Children First!. John Bull, 10 November 1934
It Depends on the Book (1943, in September issue of Red Cross Newspaper The Prisoner of War)
Story collections for children
A Gallery of Children (1925)
Winnie-the-Pooh (1926) (illustrated by Ernest H. Shepard)
The House at Pooh Corner (1928) (illustrated by E. H. Shepard)
Short Stories
Poetry collections for children
When We Were Very Young (1924) (illustrated by E. H. Shepard)
Now We Are Six (1927) (illustrated by E. H. Shepard)
Story collections
The Secret and other stories (1929)
The Birthday Party (1948)
A Table Near the Band (1950)
Poetry
When We Were Very Young (1924) (illustrated by E. H. Shepard)
For the Luncheon Interval (1925) [poems from Punch]
Now We Are Six (1927) (illustrated by E. H. Shepard)
Behind the Lines (1940)
The Norman Church (1948)
Screenplays and plays
Wurzel-Flummery (1917)
Belinda (1918)
The Boy Comes Home (1918)
Make-Believe (1918) (children's play)
The Camberley Triangle (1919)
Mr. Pim Passes By (1919)
The Red Feathers (1920)
The Romantic Age (1920)
The Stepmother (1920)
The Truth About Blayds (1920)
The Bump (1920, Minerva Films), starring C. Aubrey Smith and Faith Celli
Twice Two (1920, Minerva Films)
Five Pound Reward (1920, Minerva Films)
Bookworms (1920, Minerva Films)
The Great Broxopp (1921)
The Dover Road (1921)
The Lucky One (1922)
The Truth About Blayds (1922)
The Artist: A Duologue (1923)
Give Me Yesterday (1923) (a.k.a. Success in the UK)
Ariadne (1924)
The Man in the Bowler Hat: A Terribly Exciting Affair (1924)
To Have the Honour (1924)
Portrait of a Gentleman in Slippers (1926)
Success (1926)
Miss Marlow at Play (1927)
Winnie the Pooh. Written specially by Milne for a 'Winnie the Pooh Party' in aid of the National Mother-Saving Campaign, and performed once at Seaford House on 17 March 1928
The Fourth Wall or The Perfect Alibi (1928) (later adapted for the film Birds of Prey (1930), directed by Basil Dean)
The Ivory Door (1929)
Toad of Toad Hall (1929) (adaptation of The Wind in the Willows)
Michael and Mary (1930)
Other People's Lives (1933) (a.k.a. They Don't Mean Any Harm)
Miss Elizabeth Bennet (1936) [based on Pride and Prejudice]
Sarah Simple (1937)
Gentleman Unknown (1938)
The General Takes Off His Helmet (1939) in The Queen's Book of the Red Cross
The Ugly Duckling (1941)
Before the Flood (1951).
References
Further reading
Thwaite, Ann. A.A. Milne: His Life. London: Faber and Faber, 1990.
Toby, Marlene. A.A. Milne, Author of Winnie-the-Pooh. Chicago: Children's Press, 1995.
External links
A. A. Milne Collection at the Harry Ransom Center
Ann Thwaite Collection of A. A. Milne at the Harry Ransom Center
Works by A. A. Milne at BiblioWiki (Canada) includes the complete text of the four Pooh books
Portraits of A. A. Milne in the National Portrait Gallery
Essays by Milne at Quotidiana.org
Milne extract in The Guardian
Profile at Just-Pooh.com
A. A. Milne at poeticous.com
AA Milne | Books | The Guardian
Finding aid to the A.A. Milne letters at Columbia University Rare Book & Manuscript Library
1882 births
1956 deaths
English people of Scottish descent
Writers from Hampstead
People from Kilburn, London
20th-century British dramatists and playwrights
20th-century British short story writers
20th-century English novelists
20th-century English poets
Alumni of Trinity College, Cambridge
British Army personnel of World War I
British Home Guard officers
Royal Warwickshire Fusiliers officers
English children's writers
Members of the Detection Club
People educated at Westminster School, London
Punch (magazine) people
English male poets
Winnie-the-Pooh
English male novelists
Children's poets
Military personnel from London
English autobiographers
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https://en.wikipedia.org/wiki/Axiom
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Axiom
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An axiom, postulate, or assumption is a statement that is taken to be true, to serve as a premise or starting point for further reasoning and arguments. The word comes from the Ancient Greek word (), meaning 'that which is thought worthy or fit' or 'that which commends itself as evident'.
The precise definition varies across fields of study. In classic philosophy, an axiom is a statement that is so evident or well-established, that it is accepted without controversy or question. In modern logic, an axiom is a premise or starting point for reasoning.
In mathematics, an axiom may be a "logical axiom" or a "non-logical axiom". Logical axioms are taken to be true within the system of logic they define and are often shown in symbolic form (e.g., (A and B) implies A), while non-logical axioms (e.g., ) are substantive assertions about the elements of the domain of a specific mathematical theory, such as arithmetic.
Non-logical axioms may also be called "postulates" or "assumptions". In most cases, a non-logical axiom is simply a formal logical expression used in deduction to build a mathematical theory, and might or might not be self-evident in nature (e.g., the parallel postulate in Euclidean geometry). To axiomatize a system of knowledge is to show that its claims can be derived from a small, well-understood set of sentences (the axioms), and there are typically many ways to axiomatize a given mathematical domain.
Any axiom is a statement that serves as a starting point from which other statements are logically derived. Whether it is meaningful (and, if so, what it means) for an axiom to be "true" is a subject of debate in the philosophy of mathematics.
Etymology
The word axiom comes from the Greek word (axíōma), a verbal noun from the verb (axioein), meaning "to deem worthy", but also "to require", which in turn comes from (áxios), meaning "being in balance", and hence "having (the same) value (as)", "worthy", "proper". Among the ancient Greek philosophers an axiom was a claim which could be seen to be self-evidently true without any need for proof.
The root meaning of the word postulate is to "demand"; for instance, Euclid demands that one agree that some things can be done (e.g., any two points can be joined by a straight line).
Ancient geometers maintained some distinction between axioms and postulates. While commenting on Euclid's books, Proclus remarks that "Geminus held that this [4th] Postulate should not be classed as a postulate but as an axiom, since it does not, like the first three Postulates, assert the possibility of some construction but expresses an essential property." Boethius translated 'postulate' as petitio and called the axioms notiones communes but in later manuscripts this usage was not always strictly kept.
Historical development
Early Greeks
The logico-deductive method whereby conclusions (new knowledge) follow from premises (old knowledge) through the application of sound arguments (syllogisms, rules of inference) was developed by the ancient Greeks, and has become the core principle of modern mathematics. Tautologies excluded, nothing can be deduced if nothing is assumed. Axioms and postulates are thus the basic assumptions underlying a given body of deductive knowledge. They are accepted without demonstration. All other assertions (theorems, in the case of mathematics) must be proven with the aid of these basic assumptions. However, the interpretation of mathematical knowledge has changed from ancient times to the modern, and consequently the terms axiom and postulate hold a slightly different meaning for the present day mathematician, than they did for Aristotle and Euclid.
The ancient Greeks considered geometry as just one of several sciences, and held the theorems of geometry on par with scientific facts. As such, they developed and used the logico-deductive method as a means of avoiding error, and for structuring and communicating knowledge. Aristotle's posterior analytics is a definitive exposition of the classical view.
An "axiom", in classical terminology, referred to a self-evident assumption common to many branches of science. A good example would be the assertion that:
When an equal amount is taken from equals, an equal amount results.
At the foundation of the various sciences lay certain additional hypotheses that were accepted without proof. Such a hypothesis was termed a postulate. While the axioms were common to many sciences, the postulates of each particular science were different. Their validity had to be established by means of real-world experience. Aristotle warns that the content of a science cannot be successfully communicated if the learner is in doubt about the truth of the postulates.
The classical approach is well-illustrated by Euclid's Elements, where a list of postulates is given (common-sensical geometric facts drawn from our experience), followed by a list of "common notions" (very basic, self-evident assertions).
Postulates
It is possible to draw a straight line from any point to any other point.
It is possible to extend a line segment continuously in both directions.
It is possible to describe a circle with any center and any radius.
It is true that all right angles are equal to one another.
("Parallel postulate") It is true that, if a straight line falling on two straight lines make the interior angles on the same side less than two right angles, the two straight lines, if produced indefinitely, intersect on that side on which are the angles less than the two right angles.
Common notions
Things which are equal to the same thing are also equal to one another.
If equals are added to equals, the wholes are equal.
If equals are subtracted from equals, the remainders are equal.
Things which coincide with one another are equal to one another.
The whole is greater than the part.
Modern development
A lesson learned by mathematics in the last 150 years is that it is useful to strip the meaning away from the mathematical assertions (axioms, postulates, propositions, theorems) and definitions. One must concede the need for primitive notions, or undefined terms or concepts, in any study. Such abstraction or formalization makes mathematical knowledge more general, capable of multiple different meanings, and therefore useful in multiple contexts. Alessandro Padoa, Mario Pieri, and Giuseppe Peano were pioneers in this movement.
Structuralist mathematics goes further, and develops theories and axioms (e.g. field theory, group theory, topology, vector spaces) without any particular application in mind. The distinction between an "axiom" and a "postulate" disappears. The postulates of Euclid are profitably motivated by saying that they lead to a great wealth of geometric facts. The truth of these complicated facts rests on the acceptance of the basic hypotheses. However, by throwing out Euclid's fifth postulate, one can get theories that have meaning in wider contexts (e.g., hyperbolic geometry). As such, one must simply be prepared to use labels such as "line" and "parallel" with greater flexibility. The development of hyperbolic geometry taught mathematicians that it is useful to regard postulates as purely formal statements, and not as facts based on experience.
When mathematicians employ the field axioms, the intentions are even more abstract. The propositions of field theory do not concern any one particular application; the mathematician now works in complete abstraction. There are many examples of fields; field theory gives correct knowledge about them all.
It is not correct to say that the axioms of field theory are "propositions that are regarded as true without proof." Rather, the field axioms are a set of constraints. If any given system of addition and multiplication satisfies these constraints, then one is in a position to instantly know a great deal of extra information about this system.
Modern mathematics formalizes its foundations to such an extent that mathematical theories can be regarded as mathematical objects, and mathematics itself can be regarded as a branch of logic. Frege, Russell, Poincaré, Hilbert, and Gödel are some of the key figures in this development.
Another lesson learned in modern mathematics is to examine purported proofs carefully for hidden assumptions.
In the modern understanding, a set of axioms is any collection of formally stated assertions from which other formally stated assertions follow – by the application of certain well-defined rules. In this view, logic becomes just another formal system. A set of axioms should be consistent; it should be impossible to derive a contradiction from the axioms. A set of axioms should also be non-redundant; an assertion that can be deduced from other axioms need not be regarded as an axiom.
It was the early hope of modern logicians that various branches of mathematics, perhaps all of mathematics, could be derived from a consistent collection of basic axioms. An early success of the formalist program was Hilbert's formalization of Euclidean geometry, and the related demonstration of the consistency of those axioms.
In a wider context, there was an attempt to base all of mathematics on Cantor's set theory. Here, the emergence of Russell's paradox and similar antinomies of naïve set theory raised the possibility that any such system could turn out to be inconsistent.
The formalist project suffered a decisive setback, when in 1931 Gödel showed that it is possible, for any sufficiently large set of axioms (Peano's axioms, for example) to construct a statement whose truth is independent of that set of axioms. As a corollary, Gödel proved that the consistency of a theory like Peano arithmetic is an unprovable assertion within the scope of that theory.
It is reasonable to believe in the consistency of Peano arithmetic because it is satisfied by the system of natural numbers, an infinite but intuitively accessible formal system. However, at present, there is no known way of demonstrating the consistency of the modern Zermelo–Fraenkel axioms for set theory. Furthermore, using techniques of forcing (Cohen) one can show that the continuum hypothesis (Cantor) is independent of the Zermelo–Fraenkel axioms. Thus, even this very general set of axioms cannot be regarded as the definitive foundation for mathematics.
Other sciences
Experimental sciences - as opposed to mathematics and logic - also have general founding assertions from which a deductive reasoning can be built so as to express propositions that predict properties - either still general or much more specialized to a specific experimental context. For instance, Newton's laws in classical mechanics, Maxwell's equations in classical electromagnetism, Einstein's equation in general relativity, Mendel's laws of genetics, Darwin's Natural selection law, etc. These founding assertions are usually called principles or postulates so as to distinguish from mathematical axioms.
As a matter of facts, the role of axioms in mathematics and postulates in experimental sciences is different. In mathematics one neither "proves" nor "disproves" an axiom. A set of mathematical axioms gives a set of rules that fix a conceptual realm, in which the theorems logically follow. In contrast, in experimental sciences, a set of postulates shall allow deducing results that match or do not match experimental results. If postulates do not allow deducing experimental predictions, they do not set a scientific conceptual framework and have to be completed or made more accurate. If the postulates allow deducing predictions of experimental results, the comparison with experiments allows falsifying (falsified) the theory that the postulates install. A theory is considered valid as long as it has not been falsified.
Now, the transition between the mathematical axioms and scientific postulates is always slightly blurred, especially in physics. This is due to the heavy use of mathematical tools to support the physical theories. For instance, the introduction of Newton's laws rarely establishes as a prerequisite neither Euclidean geometry or differential calculus that they imply. It became more apparent when Albert Einstein first introduced special relativity where the invariant quantity is no more the Euclidean length (defined as ) > but the Minkowski spacetime interval (defined as ), and then general relativity where flat Minkowskian geometry is replaced with pseudo-Riemannian geometry on curved manifolds.
In quantum physics, two sets of postulates have coexisted for some time, which provide a very nice example of falsification. The 'Copenhagen school' (Niels Bohr, Werner Heisenberg, Max Born) developed an operational approach with a complete mathematical formalism that involves the description of quantum system by vectors ('states') in a separable Hilbert space, and physical quantities as linear operators that act in this Hilbert space. This approach is fully falsifiable and has so far produced the most accurate predictions in physics. But it has the unsatisfactory aspect of not allowing answers to questions one would naturally ask. For this reason, another 'hidden variables' approach was developed for some time by Albert Einstein, Erwin Schrödinger, David Bohm. It was created so as to try to give deterministic explanation to phenomena such as entanglement. This approach assumed that the Copenhagen school description was not complete, and postulated that some yet unknown variable was to be added to the theory so as to allow answering some of the questions it does not answer (the founding elements of which were discussed as the EPR paradox in 1935). Taking this ideas seriously, John Bell derived in 1964 a prediction that would lead to different experimental results (Bell's inequalities) in the Copenhagen and the Hidden variable case. The experiment was conducted first by Alain Aspect in the early 1980's, and the result excluded the simple hidden variable approach (sophisticated hidden variables could still exist but their properties would still be more disturbing than the problems they try to solve). This does not mean that the conceptual framework of quantum physics can be considered as complete now, since some open questions still exist (the limit between the quantum and classical realms, what happens during a quantum measurement, what happens in a completely closed quantum system such as the universe itself, etc.).
Mathematical logic
In the field of mathematical logic, a clear distinction is made between two notions of axioms: logical and non-logical (somewhat similar to the ancient distinction between "axioms" and "postulates" respectively).
Logical axioms
These are certain formulas in a formal language that are universally valid, that is, formulas that are satisfied by every assignment of values. Usually one takes as logical axioms at least some minimal set of tautologies that is sufficient for proving all tautologies in the language; in the case of predicate logic more logical axioms than that are required, in order to prove logical truths that are not tautologies in the strict sense.
Examples
Propositional logic
In propositional logic it is common to take as logical axioms all formulae of the following forms, where , , and can be any formulae of the language and where the included primitive connectives are only "" for negation of the immediately following proposition and "" for implication from antecedent to consequent propositions:
Each of these patterns is an axiom schema, a rule for generating an infinite number of axioms. For example, if , , and are propositional variables, then and are both instances of axiom schema 1, and hence are axioms. It can be shown that with only these three axiom schemata and modus ponens, one can prove all tautologies of the propositional calculus. It can also be shown that no pair of these schemata is sufficient for proving all tautologies with modus ponens.
Other axiom schemata involving the same or different sets of primitive connectives can be alternatively constructed.
These axiom schemata are also used in the predicate calculus, but additional logical axioms are needed to include a quantifier in the calculus.
First-order logic
Axiom of Equality.Let be a first-order language. For each variable , the below formula is universally valid.
This means that, for any variable symbol , the formula can be regarded as an axiom. Also, in this example, for this not to fall into vagueness and a never-ending series of "primitive notions", either a precise notion of what we mean by (or, for that matter, "to be equal") has to be well established first, or a purely formal and syntactical usage of the symbol has to be enforced, only regarding it as a string and only a string of symbols, and mathematical logic does indeed do that.
Another, more interesting example axiom scheme, is that which provides us with what is known as Universal Instantiation:
Axiom scheme for Universal Instantiation.Given a formula in a first-order language , a variable and a term that is substitutable for in , the below formula is universally valid.
Where the symbol stands for the formula with the term substituted for . (See Substitution of variables.) In informal terms, this example allows us to state that, if we know that a certain property holds for every and that stands for a particular object in our structure, then we should be able to claim . Again, we are claiming that the formula is valid, that is, we must be able to give a "proof" of this fact, or more properly speaking, a metaproof. These examples are metatheorems of our theory of mathematical logic since we are dealing with the very concept of proof itself. Aside from this, we can also have Existential Generalization:
Axiom scheme for Existential Generalization. Given a formula in a first-order language , a variable and a term that is substitutable for in , the below formula is universally valid.
Non-logical axioms
Non-logical axioms are formulas that play the role of theory-specific assumptions. Reasoning about two different structures, for example, the natural numbers and the integers, may involve the same logical axioms; the non-logical axioms aim to capture what is special about a particular structure (or set of structures, such as groups). Thus non-logical axioms, unlike logical axioms, are not tautologies. Another name for a non-logical axiom is postulate.
Almost every modern mathematical theory starts from a given set of non-logical axioms, and it was thought that, in principle, every theory could be axiomatized in this way and formalized down to the bare language of logical formulas.
Non-logical axioms are often simply referred to as axioms in mathematical discourse. This does not mean that it is claimed that they are true in some absolute sense. For example, in some groups, the group operation is commutative, and this can be asserted with the introduction of an additional axiom, but without this axiom, we can do quite well developing (the more general) group theory, and we can even take its negation as an axiom for the study of non-commutative groups.
Thus, an axiom is an elementary basis for a formal logic system that together with the rules of inference define a deductive system.
Examples
This section gives examples of mathematical theories that are developed entirely from a set of non-logical axioms (axioms, henceforth). A rigorous treatment of any of these topics begins with a specification of these axioms.
Basic theories, such as arithmetic, real analysis and complex analysis are often introduced non-axiomatically, but implicitly or explicitly there is generally an assumption that the axioms being used are the axioms of Zermelo–Fraenkel set theory with choice, abbreviated ZFC, or some very similar system of axiomatic set theory like Von Neumann–Bernays–Gödel set theory, a conservative extension of ZFC. Sometimes slightly stronger theories such as Morse–Kelley set theory or set theory with a strongly inaccessible cardinal allowing the use of a Grothendieck universe is used, but in fact, most mathematicians can actually prove all they need in systems weaker than ZFC, such as second-order arithmetic.
The study of topology in mathematics extends all over through point set topology, algebraic topology, differential topology, and all the related paraphernalia, such as homology theory, homotopy theory. The development of abstract algebra brought with itself group theory, rings, fields, and Galois theory.
This list could be expanded to include most fields of mathematics, including measure theory, ergodic theory, probability, representation theory, and differential geometry.
Arithmetic
The Peano axioms are the most widely used axiomatization of first-order arithmetic. They are a set of axioms strong enough to prove many important facts about number theory and they allowed Gödel to establish his famous second incompleteness theorem.
We have a language where is a constant symbol and is a unary function and the following axioms:
for any formula with one free variable.
The standard structure is where is the set of natural numbers, is the successor function and is naturally interpreted as the number 0.
Euclidean geometry
Probably the oldest, and most famous, list of axioms are the 4 + 1 Euclid's postulates of plane geometry. The axioms are referred to as "4 + 1" because for nearly two millennia the fifth (parallel) postulate ("through a point outside a line there is exactly one parallel") was suspected of being derivable from the first four. Ultimately, the fifth postulate was found to be independent of the first four. One can assume that exactly one parallel through a point outside a line exists, or that infinitely many exist. This choice gives us two alternative forms of geometry in which the interior angles of a triangle add up to exactly 180 degrees or less, respectively, and are known as Euclidean and hyperbolic geometries. If one also removes the second postulate ("a line can be extended indefinitely") then elliptic geometry arises, where there is no parallel through a point outside a line, and in which the interior angles of a triangle add up to more than 180 degrees.
Real analysis
The objectives of the study are within the domain of real numbers. The real numbers are uniquely picked out (up to isomorphism) by the properties of a Dedekind complete ordered field, meaning that any nonempty set of real numbers with an upper bound has a least upper bound. However, expressing these properties as axioms requires the use of second-order logic. The Löwenheim–Skolem theorems tell us that if we restrict ourselves to first-order logic, any axiom system for the reals admits other models, including both models that are smaller than the reals and models that are larger. Some of the latter are studied in non-standard analysis.
Role in mathematical logic
Deductive systems and completeness
A deductive system consists of a set of logical axioms, a set of non-logical axioms, and a set of rules of inference. A desirable property of a deductive system is that it be complete. A system is said to be complete if, for all formulas ,
that is, for any statement that is a logical consequence of there actually exists a deduction of the statement from . This is sometimes expressed as "everything that is true is provable", but it must be understood that "true" here means "made true by the set of axioms", and not, for example, "true in the intended interpretation". Gödel's completeness theorem establishes the completeness of a certain commonly used type of deductive system.
Note that "completeness" has a different meaning here than it does in the context of Gödel's first incompleteness theorem, which states that no recursive, consistent set of non-logical axioms of the Theory of Arithmetic is complete, in the sense that there will always exist an arithmetic statement such that neither nor can be proved from the given set of axioms.
There is thus, on the one hand, the notion of completeness of a deductive system and on the other hand that of completeness of a set of non-logical axioms. The completeness theorem and the incompleteness theorem, despite their names, do not contradict one another.
Further discussion
Early mathematicians regarded axiomatic geometry as a model of physical space, and obviously, there could only be one such model. The idea that alternative mathematical systems might exist was very troubling to mathematicians of the 19th century and the developers of systems such as Boolean algebra made elaborate efforts to derive them from traditional arithmetic. Galois showed just before his untimely death that these efforts were largely wasted. Ultimately, the abstract parallels between algebraic systems were seen to be more important than the details, and modern algebra was born. In the modern view, axioms may be any set of formulas, as long as they are not known to be inconsistent.
See also
Axiomatic system
Dogma
First principle, axiom in science and philosophy
List of axioms
Model theory
Regulæ Juris
Theorem
Presupposition
Physical law
Principle
Notes
References
Further reading
Mendelson, Elliot (1987). Introduction to mathematical logic. Belmont, California: Wadsworth & Brooks.
External links
Metamath axioms page
Axiom
Concepts in logic
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https://en.wikipedia.org/wiki/Alvin%20Toffler
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Alvin Toffler
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Alvin Eugene Toffler (October 4, 1928 – June 27, 2016) was an American writer, futurist, and businessman known for his works discussing modern technologies, including the digital revolution and the communication revolution, with emphasis on their effects on cultures worldwide. He is regarded as one of the world's outstanding futurists.
Toffler was an associate editor of Fortune magazine. In his early works he focused on technology and its impact, which he termed "information overload." In 1970, his first major book about the future, Future Shock, became a worldwide best-seller and has sold over 6 million copies.
He and his wife Heidi Toffler, who collaborated with him for most of his writings, moved on to examining the reaction to changes in society with another best-selling book, The Third Wave, in 1980. In it, he foresaw such technological advances as cloning, personal computers, the Internet, cable television and mobile communication. His later focus, via their other best-seller, Powershift, (1990), was on the increasing power of 21st-century military hardware and the proliferation of new technologies.
He founded Toffler Associates, a management consulting company, and was a visiting scholar at the Russell Sage Foundation, visiting professor at Cornell University, faculty member of the New School for Social Research, a White House correspondent, and a business consultant. Toffler's ideas and writings were a significant influence on the thinking of business and government leaders worldwide, including China's Zhao Ziyang, and AOL founder Steve Case.
Early life
Alvin Toffler was born on October 4, 1928, in New York City, and raised in Brooklyn. He was the son of Rose (Albaum) and Sam Toffler, a furrier, both Polish Jews who had migrated to America. He had one younger sister. He was inspired to become a writer at the age of 7 by his aunt and uncle, who lived with the Tofflers. "They were Depression-era literary intellectuals," Toffler said, "and they always talked about exciting ideas."
Toffler graduated from New York University in 1950 as an English major, though by his own account he was more focused on political activism than grades. He met his future wife, Adelaide Elizabeth Farrell (nicknamed "Heidi"), when she was starting a graduate course in linguistics. Being radical students, they decided against further graduate work and moved to Cleveland, Ohio, where they married on April 29, 1950.
Career
Seeking experiences to write about, Alvin and Heidi Toffler spent the next five years as blue collar workers on assembly lines while studying industrial mass production in their daily work. He compared his own desire for experience to other writers, such as Jack London, who in his quest for subjects to write about sailed the seas, and John Steinbeck, who went to pick grapes with migrant workers. In their first factory jobs, Heidi became a union shop steward in the aluminum foundry where she worked. Alvin became a millwright and welder. In the evenings Alvin would write poetry and fiction, but discovered he was proficient at neither.
His hands-on practical labor experience helped Alvin Toffler land a position at a union-backed newspaper, a transfer to its Washington bureau in 1957, then three years as a White House correspondent, covering Congress and the White House for a Pennsylvania daily newspaper.
They returned to New York City in 1959 when Fortune magazine invited Alvin to become its labor columnist, later having him write about business and management. After leaving Fortune magazine in 1962, Toffler began a freelance career, writing long form articles for scholarly journals and magazines. His 1964 Playboy interviews with Russian novelist Vladimir Nabokov and Ayn Rand were considered among the magazine's best. His interview with Rand was the first time the magazine had given such a platform to a female intellectual, which as one commentator said, "the real bird of paradise Toffler captured for Playboy in 1964 was Ayn Rand."
Toffler was hired by IBM to conduct research and write a paper on the social and organizational impact of computers, leading to his contact with the earliest computer "gurus" and artificial intelligence researchers and proponents. Xerox invited him to write about its research laboratory and AT&T consulted him for strategic advice. This AT&T work led to a study of telecommunications, which advised the company's top management to break up the company more than a decade before the government forced AT&T to break up.
In the mid-1960s, the Tofflers began five years of research on what would become Future Shock, published in 1970. It has sold over 6 million copies worldwide, according to the New York Times, or over 15 million copies according to the Tofflers' Web site. Toffler coined the term "future shock" to refer to what happens to a society when change happens too fast, which results in social confusion and normal decision-making processes breaking down. The book has never been out of print and has been translated into dozens of languages.
He continued the theme in The Third Wave in 1980. While he describes the first and second waves as the agricultural and industrial revolutions, the "third wave," a phrase he coined, represents the current information, computer-based revolution. He forecast the spread of the Internet and email, interactive media, cable television, cloning, and other digital advancements. He claimed that one of the side effects of the digital age has been "information overload," another term he coined. In 1990, he wrote Powershift, also with the help of his wife, Heidi.
In 1996, with American business consultant Tom Johnson, they co-founded Toffler Associates, an advisory firm designed to implement many of the ideas the Tofflers had written on. The firm worked with businesses, NGOs, and governments in the United States, South Korea, Mexico, Brazil, Singapore, Australia, and other countries. During this period in his career, Toffler lectured worldwide, taught at several schools and met world leaders, such as Mikhail Gorbachev, along with key executives and military officials.
Ideas and opinions
Toffler stated many of his ideas during an interview with the Australian Broadcasting Corporation in 1998. "Society needs people who take care of the elderly and who know how to be compassionate and honest," he said. "Society needs people who work in hospitals. Society needs all kinds of skills that are not just cognitive; they're emotional, they're affectional. You can't run the society on data and computers alone."
His opinions about the future of education, many of which were in Future Shock, have often been quoted. An often misattributed quote, however, is that of psychologist Herbert Gerjuoy: "Tomorrow's illiterate will not be the man who can't read; he will be the man who has not learned how to learn."
Early in his career, after traveling to other countries, he became aware of the new and myriad inputs that visitors received from these other cultures. He explained during an interview that some visitors would become "truly disoriented and upset" by the strange environment, which he described as a reaction to culture shock. From that issue, he foresaw another problem for the future, when a culturally "new environment comes to you ... and comes to you rapidly." That kind of sudden cultural change within one's own country, which he felt many would not understand, would lead to a similar reaction, one of "future shock", which he wrote about in his book by that title. Toffler writes:
In The Third Wave, Toffler describes three types of societies, based on the concept of "waves"—each wave pushes the older societies and cultures aside. He describes the "First Wave" as the society after agrarian revolution and replaced the first hunter-gatherer cultures. The "Second Wave," he labels society during the Industrial Revolution (ca. late 17th century through the mid-20th century). That period saw the increase of urban industrial populations which had undermined the traditional nuclear family, and initiated a factory-like education system, and the growth of the corporation. Toffler said:
The "Third Wave" was a term he coined to describe the post-industrial society, which began in the late 1950s. His description of this period dovetails with other futurist writers, who also wrote about the Information Age, Space Age, Electronic Era, Global Village, terms which highlighted a scientific-technological revolution. The Tofflers claimed to have predicted a number of geopolitical events, such as the collapse of the Soviet Union, the fall of the Berlin Wall and the future economic growth in the Asia-Pacific region.
Influences and popular culture
Toffler often visited with dignitaries in Asia, including China's Zhao Ziyang, Singapore's Lee Kuan Yew and South Korea's Kim Dae Jung, all of whom were influenced by his views as Asia's emerging markets increased in global significance during the 1980s and 1990s. Although they had originally censored some of his books and ideas, China's government cited him along with Franklin Roosevelt and Bill Gates as being among the Westerners who had most influenced their country. The Third Wave along with a video documentary based on it became best-sellers in China and were widely distributed to schools. The video's success inspired the marketing of videos on related themes in the late 1990s by Infowars, whose name is derived from the term coined by Toffler in the book. Toffler's influence on Asian thinkers was summed up in an article in Daedalus, published by the American Academy of Arts & Sciences:
U.S. House Speaker Newt Gingrich publicly lauded his ideas about the future, and urged members of Congress to read Toffler's book, Creating a New Civilization (1995). Others, such as AOL founder Steve Case, cited Toffler's The Third Wave as a formative influence on his thinking, which inspired him to write The Third Wave: An Entrepreneur's Vision of the Future in 2016. Case said that Toffler was a "real pioneer in helping people, companies and even countries lean into the future."
In 1980, Ted Turner founded CNN, which he said was inspired by Toffler's forecasting the end of the dominance of the three main television networks. Turner's company, Turner Broadcasting, published Toffler's Creating a New Civilization in 1995. Shortly after the book was released, the former Soviet president Mikhail Gorbachev hosted the Global Governance Conference in San Francisco with the theme, Toward a New Civilization, which was attended by dozens of world figures, including the Tofflers, George H. W. Bush, Margaret Thatcher, Carl Sagan, Abba Eban and Turner with his then-wife, actress Jane Fonda.
Mexican billionaire Carlos Slim was influenced by his works, and became a friend of the writer. Global marketer J.D. Power also said he was inspired by Toffler's works.
Since the 1960s, people had tried to make sense out of the effect of new technologies and social change, a problem which made Toffler's writings widely influential beyond the confines of scientific, economic, and public policy. His works and ideas have been subject to various criticisms, usually with the same argumentation used against futurology: that foreseeing the future is nigh impossible.
Techno music pioneer Juan Atkins cites Toffler's phrase "techno rebels" in The Third Wave as inspiring him to use the word "techno" to describe the musical style he helped to create
Musician Curtis Mayfield released a disco song called "Future Shock," later covered in an electro version by Herbie Hancock. Science fiction author John Brunner wrote "The Shockwave Rider," from the concept of "future shock."
The nightclub Toffler, in Rotterdam, is named after him.
In the song "Victoria" by The Exponents, the protagonist's daily routine and cultural interests are described: "She's up in time to watch the soap operas, reads Cosmopolitan and Alvin Toffler".
Critical assessment
Accenture, the management consultancy firm, identified Toffler in 2002 as being among the most influential voices in business leaders, along with Bill Gates and Peter Drucker. Toffler has also been described in a Financial Times interview as the "world's most famous futurologist". In 2006, the People's Daily classed him among the 50 foreigners who shaped modern China, which one U.S. newspaper notes made him a "guru of sorts to world statesmen." Chinese Premier and General Secretary Zhao Ziyang was greatly influenced by Toffler. He convened conferences to discuss The Third Wave in the early 1980s, and in 1985 the book was the No. 2 best seller in China.
Author Mark Satin characterizes Toffler as an important early influence on radical centrist political thought.
Newt Gingrich became close to the Tofflers in the 1970s and said The Third Wave had immensely influenced his own thinking and was "one of the great seminal works of our time."
Selected awards
Toffler has received several prestigious prizes and awards, including the McKinsey Foundation Book Award for Contributions to Management Literature, Officier de L'Ordre des Arts et Lettres, and appointments, including Fellow of the American Association for the Advancement of Science and the International Institute for Strategic Studies.
In 2006, Alvin and Heidi Toffler were recipients of Brown University's Independent Award.
Personal life
Toffler was married to Heidi Toffler (born Adelaide Elizabeth Farrell), also a writer and futurist. They lived in the Bel Air section of Los Angeles, California, and previously lived in Redding, Connecticut.
The couple's only child, Karen Toffler (1954–2000), died at age 46 after more than a decade suffering from Guillain–Barré syndrome.
Alvin Toffler died in his sleep on June 27, 2016, at his home in Los Angeles. No cause of death was given. He is buried at Westwood Memorial Park.
Bibliography
Alvin Toffler co-wrote his books with his wife Heidi.
The Culture Consumers (1964) St. Martin's Press,
The Schoolhouse in the City (1968) Praeger (editors),
Future Shock (1970) Bantam Books,
The Futurists (1972) Random House (editors),
Learning for Tomorrow (1974) Random House (editors),
The Eco-Spasm Report (1975) Bantam Books,
The Third Wave (1980) Bantam Books,
Previews & Premises (1983) William Morrow & Co,
The Adaptive Corporation (1985) McGraw-Hill,
Powershift: Knowledge, Wealth and Violence at the Edge of the 21st Century (1990) Bantam Books,
War and Anti-War (1993) Warner Books,
Creating a New Civilization (1995) Turner Pub,
Revolutionary Wealth (2006) Knopf,
See also
Daniel Bell
Norman Swan
Human nature
John Naisbitt
References
External links
– official Alvin Toffler site
Toffler Associates
Interview with Alvin Toffler by the World Affairs Council
Discuss Alvin Toffler's Future Shock with other readers, BookTalk.org
Future Shock Forum 2018
Finding aid to the Alvin and Heidi Toffler papers at Columbia University. Rare Book & Manuscript Library
1928 births
2016 deaths
American people of Polish-Jewish descent
American technology writers
American futurologists
Burials at Westwood Village Memorial Park Cemetery
Jewish American writers
People from Ridgefield, Connecticut
Writers from Connecticut
Writers from Brooklyn
20th-century American non-fiction writers
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https://en.wikipedia.org/wiki/The%20Amazing%20Spider-Man
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The Amazing Spider-Man
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The Amazing Spider-Man is an ongoing American superhero comic book series featuring the Marvel Comics superhero Spider-Man as its title character and main protagonist. Being in the mainstream continuity of the franchise, it was the character's first title, launching seven months after his introduction in the final issue of Amazing Fantasy. The series began publication with a March 1963 cover date and has been published nearly continuously to date over six volumes with only one significant interruption. Issues of the title currently feature an issue number within its sixth volume, as well as a "legacy" number reflecting the issue's overall number across all Amazing Spider-Man volumes. The title reached 900 issues in 2022.
The series began as a bimonthly periodical before being increased to monthly after four issues. It was the character's sole monthly headlining title until Peter Parker, the Spectacular Spider-Man launched in 1976. After 441 issues, The Amazing Spider-Man was restarted in 1999 as issue No. 1 of Volume 2. It ran for 58 issues before reverting to the title's overall issue number with #500 in 2003. The series ran essentially continuously over the first two volumes from 1963 until its landmark 700th issue at the end of 2012 when it was replaced by The Superior Spider-Man as part of the Marvel NOW! relaunch of Marvel's comic lines. The title was occasionally published biweekly during the first two volumes, and was published three times a month from 2008 to 2010. After the relaunch of Action Comics and Detective Comics in 2011, The Amazing Spider-Man briefly became the highest-numbered active American comic book.
The Amazing Spider-Man returned with volume 3 in April 2014 following the conclusion of The Superior Spider-Man story arc after 18 issues. In late 2015, the series was relaunched with a fourth volume following the 2015 Secret Wars event. After 32 issues, the volume was once again relaunched as part of Marvel Legacy, returning to the overall "legacy" numbering with issue No. 789 in late 2017. Less than a year later, the series was relaunched again with a fifth volume as part of Marvel's Fresh Start. For the first time, although the issue numbers were again restarted from #1, the issues also bore the overall "legacy" issue number. A sixth volume commenced in April 2022 to celebrate Spider-Man's 60th anniversary. Since the third volume, the title has had various release schedules, including monthly and bi-weekly, among others.
Publication history
Writer-editor Stan Lee and artist and co-plotter Steve Ditko created the character of Spider-Man, and the pair produced 38 issues from March 1963 to July 1966. Ditko left after the 38th issue, while Lee remained as writer until issue 100. Since then, many writers and artists have taken over the monthly comic through the years, chronicling the adventures of Marvel's most identifiable hero.
The Amazing Spider-Man has been the character's flagship series for his first fifty years in publication, and was the only monthly series to star Spider-Man until Peter Parker, The Spectacular Spider-Man, in 1976, although 1972 saw the debut of Marvel Team-Up, with the vast majority of issues featuring Spider-Man along with a rotating cast of other Marvel characters. Most of the major characters and villains of the Spider-Man saga have been introduced in Amazing, and with few exceptions, it is where most key events in the character's history have occurred. The title was published continuously until No. 441 (Nov. 1998) when Marvel Comics relaunched it as vol. 2 No. 1 (Jan. 1999), but on Spider-Man's 40th anniversary, this new title reverted to using the numbering of the original series, beginning again with issue No. 500 (Dec. 2003) and lasting until the final issue, No. 700 (Feb. 2013).
1960s
Due to strong sales on the character's first appearance in Amazing Fantasy No. 15, Spider-Man was given his own ongoing series in March 1963. The initial years of the series, under Lee and Ditko, chronicled Spider-Man's nascent career as a masked super-human vigilante with his civilian life as hard-luck yet perpetually good-humored and well-meaning teenager Peter Parker. Peter balanced his career as Spider-Man with his job as a freelance photographer for The Daily Bugle under the bombastic editor-publisher J. Jonah Jameson to support himself and his frail Aunt May. At the same time, Peter dealt with public hostility towards Spider-Man and the antagonism of his classmates Flash Thompson and Liz Allan at Midtown High School, while embarking on a tentative, ill-fated romance with Jameson's secretary, Betty Brant.
By focusing on Parker's everyday problems, Lee and Ditko created a groundbreakingly flawed, self-doubting superhero, and the first major teenaged superhero to be a protagonist and not a sidekick. Ditko's quirky art provided a stark contrast to the more cleanly dynamic stylings of Marvel's most prominent artist, Jack Kirby, and combined with the humor and pathos of Lee's writing to lay the foundation for what became an enduring mythos.
Most of Spider-Man's key villains and supporting characters were introduced during this time. Issue No. 1 (Mar. 1963) featured the first appearances of J. Jonah Jameson and his astronaut son John Jameson, and the supervillain the Chameleon. It included the hero's first encounter with the superhero team the Fantastic Four. Issue No. 2 (May 1963) featured the first appearance of the Vulture and the Tinkerer as well as the beginning of Parker's freelance photography career at the newspaper The Daily Bugle.
The Lee-Ditko era continued to usher in a significant number of villains and supporting characters, including Doctor Octopus in No. 3 (July 1963); the Sandman and Betty Brant in No. 4 (Sept. 1963); the Lizard in No. 6 (Nov. 1963); Living Brain in No. 8 (Jan. 1964); Electro in No. 9 (Mar. 1964); Mysterio in No. 13 (June 1964); the Green Goblin in No. 14 (July 1964); Kraven The Hunter in No. 15 (Aug. 1964); reporter Ned Leeds in No. 18 (Nov. 1964); and the Scorpion in No. 20 (Jan. 1965). The Molten Man was introduced in No. 28 (Sept. 1965) which also featured Parker's graduation from high school. Peter began attending Empire State University in No. 31 (Dec. 1965), which featured the first appearances of friends and classmates Gwen Stacy and Harry Osborn. Harry's father, Norman Osborn first appeared in No. 23 (April 1965) as a member of Jameson's country club but was not named nor revealed as Harry's father until No. 37 (June 1966).
One of the most celebrated issues of the Lee-Ditko run is No. 33 (Feb. 1966), the third part of the story arc "If This Be My Destiny...!", which features the dramatic scene of Spider-Man, through force of will and thoughts of family, escaping from being pinned by heavy machinery. Comics historian Les Daniels noted that "Steve Ditko squeezes every ounce of anguish out of Spider-Man's predicament, complete with visions of the uncle he failed and the aunt he has sworn to save." Peter David observed that "After his origin, this two-page sequence from Amazing Spider-Man No. 33 is perhaps the best-loved sequence from the Stan Lee/Steve Ditko era." Steve Saffel stated the "full page Ditko image from The Amazing Spider-Man No. 33 is one of the most powerful ever to appear in the series and influenced writers and artists for many years to come." and Matthew K. Manning wrote that "Ditko's illustrations for the first few pages of this Lee story included what would become one of the most iconic scenes in Spider-Man's history." The story was chosen as No. 15 in the 100 Greatest Marvels of All Time poll of Marvel's readers in 2001. Editor Robert Greenberger wrote in his introduction to the story that "These first five pages are a modern-day equivalent to Shakespeare as Parker's soliloquy sets the stage for his next action. And with dramatic pacing and storytelling, Ditko delivers one of the great sequences in all comics."
Although credited only as artist for most of his run, Ditko would eventually plot the stories as well as draw them, leaving Lee to script the dialogue. A rift between Ditko and Lee developed, and the two men were not on speaking terms long before Ditko completed his last issue, The Amazing Spider-Man No. 38 (July 1966). The exact reasons for the Ditko-Lee split have never been fully explained. Spider-Man successor artist John Romita Sr., in a 2010 deposition, recalled that Lee and Ditko "ended up not being able to work together because they disagreed on almost everything, cultural, social, historically, everything, they disagreed on characters..."
In successor penciler Romita Sr.'s first issue, No. 39 (Aug. 1966), nemesis the Green Goblin discovers Spider-Man's secret identity and reveals his own to the captive hero. Romita's Spider-Man – more polished and heroic-looking than Ditko's – became the model for two decades. The Lee-Romita era saw the introduction of such characters as Daily Bugle managing editor Robbie Robertson in No. 52 (Sept. 1967) and NYPD Captain George Stacy, father of Parker's girlfriend Gwen Stacy, in No. 56 (Jan. 1968). The most important supporting character to be introduced during the Romita era was Mary Jane Watson, who made her first full appearance in No. 42 (Nov. 1966), although she first appeared in No. 25 (June 1965) with her face obscured and had been mentioned since No. 15 (Aug. 1964). Peter David wrote in 2010 that Romita "made the definitive statement of his arrival by pulling Mary Jane out from behind the oversized potted plant [that blocked the reader's view of her face in issue no. 25] and placing her on panel in what would instantly become an iconic moment." Romita has stated that in designing Mary Jane, he "used Ann-Margret from the movie Bye Bye Birdie as a guide, using her coloring, the shape of her face, her red hair and her form-fitting short skirts."
Lee and Romita toned down the prevalent sense of antagonism in Parker's world by improving Parker's relationship with the supporting characters and having stories focused as much on the social and college lives of the characters as they did on Spider-Man's adventures. The stories became more topical, addressing issues such as civil rights, racism, prisoners' rights, the Vietnam War, and political elections.
Issue No. 50 (June 1967) introduced the highly enduring criminal mastermind the Kingpin, who would become a major force as well in the superhero series Daredevil. Other notable first appearances in the Lee-Romita era include the Rhino in No. 41 (Oct. 1966), the Shocker in No. 46 (Mar. 1967), the Prowler in No. 78 (Nov. 1969), and the Kingpin's son, Richard Fisk, in No. 83 (Apr. 1970).
1970s
Several spin-off series debuted in the 1970s: Marvel Team-Up in 1972, and The Spectacular Spider-Man in 1976. A short-lived series titled Giant-Size Spider-Man began in July 1974 and ran six issues through 1975. Spidey Super Stories, a series aimed at children ages 6–10, ran for 57 issues from October 1974 through 1982.
The flagship title's second decade took a grim turn with a story in #89-90 (Oct.-Nov. 1970) featuring the death of Captain George Stacy. This was the first Spider-Man story to be penciled by Gil Kane, who would alternate drawing duties with Romita for the next year-and-a-half and would draw several landmark issues.
One such story took place in the controversial issues #96–98 (May–July 1971). Writer-editor Lee defied the Comics Code Authority with this story, in which Parker's friend Harry Osborn, was hospitalized after over-dosing on pills. Lee wrote this story upon a request from the U. S. Department of Health, Education, and Welfare for a story about the dangers of drugs. Citing its dictum against depicting drug use, even in an anti-drug context, the CCA refused to put its seal on these issues. With the approval of Marvel publisher Martin Goodman, Lee had the comics published without the seal. The comics sold well and Marvel won praise for its socially conscious efforts. The CCA subsequently loosened the Code to permit negative depictions of drugs, among other new freedoms.
"The Six Arms Saga" of #100–102 (Sept.–Nov. 1971) introduced Morbius, the Living Vampire. The second installment was the first Amazing Spider-Man story not written by co-creator Lee, with Roy Thomas taking over writing the book for several months before Lee returned to write #105–110 (Feb.-July 1972). Lee, who was going on to become Marvel Comics' publisher, with Thomas becoming editor-in-chief, then turned writing duties over to 19-year-old Gerry Conway, who scripted the series through 1975. Romita penciled Conway's first half-dozen issues, which introduced the gangster Hammerhead in No. 113 (Oct. 1972). Kane then succeeded Romita as penciler, although Romita would continue inking Kane for a time.
Issue 121 (June 1973 by Conway-Kane-Romita) featured the death of Gwen Stacy at the hands of the Green Goblin in "The Night Gwen Stacy Died." Her demise and the Goblin's apparent death one issue later formed a story arc widely considered as the most defining in the history of Spider-Man. The aftermath of the story deepened both the characterization of Mary Jane Watson and her relationship with Parker.
In 1973 Gil Kane was succeeded by Ross Andru, whose run lasted from issue #125 (Oct. 1973) to #185 (Oct. 1978). Issue#129 (Feb. 1974) introduced the Punisher, who would become one of Marvel Comics' most popular characters. The Conway-Andru era featured the first appearances of the Man-Wolf in #124–125 (Sept.-Oct. 1973); the near-marriage of Doctor Octopus and Aunt May in #131 (Apr. 1974); Harry Osborn stepping into his father's role as the Green Goblin in #135–137 (Aug.-Oct.1974); and the original "Clone Saga", containing the introduction of Spider-Man's clone, in #147–149 (Aug.-Oct. 1975).
Archie Goodwin and Gil Kane produced the title's 150th issue (Nov. 1975) before Len Wein became writer with issue No. 151. During Wein's tenure, Harry Osborn and Liz Allen dated and became engaged; J. Jonah Jameson was introduced to his eventual second wife, Marla Madison; and Aunt May suffered a heart attack. Wein's last story on Amazing was a five-issue arc in #176–180 (Jan.-May 1978) featuring a third Green Goblin (Harry Osborn's psychiatrist, Bart Hamilton).
Marv Wolfman, Marvel's editor-in-chief from 1975 to 1976, succeeded Wein as writer and, in his first issue, #182 (July 1978), had Parker propose marriage to Watson, who refused in the following issue. Keith Pollard succeeded Andru as artist shortly afterward and, with Wolfman, introduced the likable rogue the Black Cat (Felicia Hardy) in #194 (July 1979). As a love interest for Spider-Man, the Black Cat would go on to be an important supporting character for the better part of the next decade and remain a friend and occasional lover into the 2010s.
1980s
The Amazing Spider-Man #200 (Jan. 1980) featured the return and death of the burglar who killed Spider-Man's Uncle Ben. Writer Marv Wolfman and penciler Keith Pollard both left the title by mid-year, succeeded by Dennis O'Neil, a writer known for groundbreaking 1970s work at rival DC Comics, and penciler John Romita Jr. O'Neil wrote two issues of The Amazing Spider-Man Annual which were both drawn by Frank Miller. The 1980 Annual featured a team-up with Doctor Strange while the 1981 Annual showcased a meeting with the Punisher. Roger Stern, who had written nearly 20 issues of sister title The Spectacular Spider-Man, took over Amazing with #224 (Jan. 1982). During his two years on the title, Stern augmented the backgrounds of long-established Spider-Man villains and, with Romita Jr., created the mysterious supervillain the Hobgoblin in #238–239 (Mar.–Apr. 1983). Fans engaged with the mystery of the Hobgoblin's secret identity, which continued throughout #244–245 and 249–251 (Sept.-Oct. 1983 and Feb.-April 1984). One lasting change was the reintroduction of Mary Jane Watson as a more serious, mature woman who becomes Peter's confidante after she reveals that she knows his secret identity. Stern also wrote "The Kid Who Collects Spider-Man" in The Amazing Spider-Man #248 (Jan. 1984), a story which ranks among his most popular.
By mid-1984, Tom DeFalco and Ron Frenz took over scripting and penciling. DeFalco helped establish Parker and Watson's mature relationship, laying the foundation for the characters' wedding in 1987. Notably, in #257 (Oct. 1984), Watson tells Parker that she knows he is Spider-Man, and in #259 (Dec. 1984), she reveals to Parker the extent of her troubled childhood. Other notable issues of the DeFalco-Frenz era include #252 (May 1984), the first appearance of Spider-Man's black costume, which the hero would wear almost exclusively for the next four years' worth of comics; the debut of criminal mastermind the Rose in #253 (June 1984); the revelation in #258 (Nov. 1984) that the black costume is a living being, a symbiote; and the introduction of the female mercenary Silver Sable in #265 (June 1985).
DeFalco and Frenz were both removed from The Amazing Spider-Man in 1986 by editor Jim Owsley under acrimonious circumstances. A succession of artists including Alan Kupperberg, John Romita Jr., and Alex Saviuk penciled the series from 1987 to 1988, and Owsley wrote the book for the first half of 1987, scripting the five-part "Gang War" story (#284–288) that DeFalco plotted. Former Spectacular Spider-Man writer Peter David scripted #289 (June 1987), which revealed Ned Leeds as being the Hobgoblin although this was retconned in 1996 by Roger Stern into Leeds not being the original Hobgoblin after all.
David Michelinie took over as writer in the next issue, for a story arc in #290–292 (July–Sept. 1987) that led to the marriage of Peter Parker and Mary Jane Watson in Amazing Spider-Man Annual No. 21. The "Kraven's Last Hunt" storyline by writer J.M. DeMatteis and artists Mike Zeck and Bob McLeod crossed over into The Amazing Spider-Man #293 and 294. Issue No.298 (Mar. 1988) was the first Spider-Man comic to be drawn by future industry star Todd McFarlane, the first regular artist on The Amazing Spider-Man since Frenz's departure. McFarlane revolutionized Spider-Man's look. His depiction – "Ditko-esque" poses, large eyes; wiry, contorted limbs; and messy, knotted, convoluted webbing – influenced the way virtually all subsequent artists would draw the character. McFarlane's other significant contribution to the Spider-Man canon was the design for what would become one of Spider-Man's most wildly popular antagonists, the supervillain Venom. Issue No. 299 (Apr. 1988) featured Venom's first appearance (a last-page cameo) before his first full appearance in #300 (May 1988). The latter issue featured Spider-Man reverting to his original red-and-blue costume.
Other notable issues of the Michelinie-McFarlane era include #312 (Feb. 1989), featuring the Green Goblin vs. the Hobgoblin; and #315–317 (May–July 1989), with the return of Venom. In July 2012, Todd McFarlane's original cover art for The Amazing Spider-Man No. 328 sold for a bid of $657,250, making it the most expensive American comic book art ever sold at auction.
1990s
With a civilian life as a married man, the Spider-Man of the 1990s was different from the superhero of the previous three decades. McFarlane left the title in 1990 to write and draw a new series titled simply Spider-Man. His successor, Erik Larsen, penciled the book from early 1990 to mid-1991. After issue No. 350, Larsen was succeeded by Mark Bagley, who had won the 1986 Marvel Tryout Contest and was assigned a number of low-profile penciling jobs followed by a run on New Warriors in 1990. Bagley penciled the flagship Spider-Man title from 1991 to 1996. During that time, Bagley's rendition of Spider-Man was used extensively for licensed material and merchandise.
Issues #361–363 (April–June 1992) introduced Carnage, a second symbiote nemesis for Spider-Man. The series' 30th-anniversary issue, No. 365 (Aug. 1992), was a double-sized, hologram-cover issue with the cliffhanger ending of Peter Parker's parents, long thought dead, reappearing alive. It would be close to two years before they were revealed to be impostors, who are killed in No. 388 (April 1994), scripter Michelinie's last issue. His 1987–1994 stint gave him the second-longest run as writer on the title, behind Stan Lee.
Issue No. 375 was released with a gold foil cover. There was an error affecting some issues and which are missing the majority of the foil.
With No. 389, writer J. M. DeMatteis, whose Spider-Man credits included the 1987 "Kraven's Last Hunt" story arc and a 1991–1993 run on The Spectacular Spider-Man, took over the title. From October 1994 to June 1996, Amazing stopped running stories exclusive to it, and ran installments of multi-part stories that crossed over into all the Spider-Man books. One of the few self-contained stories during this period was in No. 400 (April 1995), which featured the death of Aunt May – later revealed to have been faked (although the death still stands in the MC2 continuity). The "Clone Saga" culminated with the revelation that the Spider-Man who had appeared in the previous 20 years of comics was a clone of the real Spider-Man. This plot twist was massively unpopular with many readers, and was later reversed in the "Revelations" story arc that crossed over the Spider-Man books in late 1996.
The Clone Saga tied into a publishing gap after No. 406 (Oct. 1995), when the title was temporarily replaced by The Amazing Scarlet Spider #1–2 (Nov.-Dec. 1995), featuring Ben Reilly. The series picked up again with No. 407 (Jan. 1996), with Tom DeFalco returning as writer. Bagley completed his 5½-year run by September 1996. A succession of artists, including Ron Garney, Steve Skroce, Joe Bennett, Rafael Kayanan and John Byrne penciled the book until the final issue, No. 441 (Nov. 1998), after which Marvel rebooted the title with vol. 2, No. 1 (Jan. 1999).
Relaunch and the 2000s
Marvel began The Amazing Spider-Man relaunching the 'Amazing' comic book series with (vol. 2) #1 (Jan. 1999). Howard Mackie wrote the first 29 issues. The relaunch included the Sandman being regressed to his criminal ways and the "death" of Mary Jane, which was ultimately reversed. Other elements included the introduction of a new Spider-Woman (who was spun off into her own short-lived series) and references to John Byrne's miniseries Spider-Man: Chapter One, which was launched at the same time as the reboot. Byrne also penciled issues #1–18 (from 1999 to 2000) and wrote #13–14, John Romita Jr. took his place soon after in October 2000. Mackie's run ended with The Amazing Spider-Man Annual 2001, which saw the return of Mary Jane, who then left Parker upon reuniting with him.
With issue No. 30 (June 2001), J. Michael Straczynski took over as writer and oversaw additional storylines – most notably his lengthy "Spider-Totem" arc, which raised the issue of whether Spider-Man's powers were magic-based, rather than as the result of a radioactive spider's bite. Additionally, Straczynski resurrected the plot point of Aunt May discovering her nephew was Spider-Man, and returned Mary Jane, with the couple reuniting in The Amazing Spider-Man (vol. 2) #50. Straczynski gave Spider-Man a new profession, having Parker teach at his former high school.
Issue No. 30 began a dual numbering system, with the original series numbering (#471) returned and placed alongside the volume two number on the cover. Other longtime, rebooted Marvel Comics titles, including Fantastic Four, likewise were given the dual numbering around this time. After (vol. 2) #58 (Nov. 2003), the title reverted completely to its original numbering for issue No. 500 (Dec. 2003). Mike Deodato, Jr. penciled the series from mid-2004 until 2006.
That year Peter Parker revealed his Spider-Man identity on live television in the company-crossover storyline "Civil War", in which the superhero community is split over whether to conform to the federal government's new Superhuman Registration Act. This knowledge was erased from the world with the event of the four-part, crossover story arc, "One More Day", written partially by J. Michael Straczynski and illustrated by Joe Quesada, running through The Amazing Spider-Man #544–545 (Nov.-Dec. 2007), Friendly Neighborhood Spider-Man No. 24 (Nov. 2007) and The Sensational Spider-Man No. 41 (Dec. 2007), the final issues of those two titles. Here, the demon Mephisto makes a Faustian bargain with Parker and Mary Jane, offering to save Parker's dying Aunt May if the couple will allow their marriage to have never existed, rewriting that portion of their pasts. This story arc marked the end of Straczynski's work on the title.
Following this, Marvel made The Amazing Spider-Man the company's sole Spider-Man title, increasing its frequency of publication to three issues monthly, and inaugurating the series with a sequence of "back to basics" story arcs under the banner of "Brand New Day". Parker now exists in a changed world where he and Mary Jane had never married, and Parker has no memory of being married to her, with domino effect differences in their immediate world. The most notable of these revisions to Spider-Man continuity are the return of Harry Osborn, whose death in The Spectacular Spider-Man No. 200 (May 1993) is erased; and the reestablishment of Spider-Man's secret identity, with no one except Mary Jane able to recall that Parker is Spider-Man (although he soon reveals his secret identity to the New Avengers and the Fantastic Four). Under the banner of Brand New Day, Marvel tried to only use newly created villains instead of relying on older ones. Characters like Mister Negative and Overdrive both in Free Comic Book Day 2007 Spider-Man (July 2007), Menace in No. 549 (March 2008), Ana and Sasha Kravinoff in No. 565 (September 2008) and No. 567 (October 2008) respectively, and several more were introduced. The alternating regular writers were initially Dan Slott, Bob Gale, Marc Guggenheim, and Zeb Wells, joined by a rotation of artists that included Steve McNiven, Salvador Larroca, Phil Jimenez, Barry Kitson, Chris Bachalo, Mike McKone, Marcos Martín, and John Romita Jr. Joe Kelly, Mark Waid, Fred Van Lente and Roger Stern later joined the writing team and Paolo Rivera, Lee Weeks and Marco Checchetto the artist roster. Waid's work on the series included a meeting between Spider-Man and Stephen Colbert in The Amazing Spider-Man No. 573 (Dec. 2008).
Issue No. 583 (March 2009) included a back-up story in which Spider-Man meets President Barack Obama.
2010s and temporary end of publication
Mark Waid scripted the opening of "The Gauntlet" storyline in issue No. 612 (Jan. 2010). The Gauntlet story was concluded by Grim Hunt (No. 634-637) which saw the resurrection of long-dead Spider-Man villain, Kraven the Hunter. The series became a twice-monthly title with Dan Slott as sole writer at issue No. 648 (Jan. 2011), launching the Big Time storyline. Eight additional pages were added per issue. Big Time saw major changes in Spider-Man/Peter Parker's life, Peter would start working at Horizon Labs and begin a relationship with Carlie Cooper (his first serious relationship since his marriage to Mary Jane), Mac Gargan returned as Scorpion after spending the past few years as Venom, Phil Urich would take up the mantle of Hobgoblin, and the death of J. Jonah Jameson's wife, Marla Jameson. Issues 654 and 654.1 saw the birth of Agent Venom, Flash Thompson bonded with the Venom symbiote, which would lead to Venom getting his own series Venom (volume 2). Starting in No. 659 and going to No. 665, the series built-up to the Spider-Island event which officially started in No. 666 and ended in No. 673. Ends of the Earth was the next event that ran from No. 682 through No. 687. This publishing format lasted until issue No. 700, which concluded the "Dying Wish" storyline, in which Parker and Doctor Octopus swapped bodies, and the latter taking on the mantle of Spider-Man when Parker apparently died in Doctor Octopus' body. The Amazing Spider-Man ended with this issue, with the story continuing in the new series The Superior Spider-Man. Despite The Superior Spider-Man being considered a different series to The Amazing Spider-Man, the first 33 issue run goes towards the legacy numbering of The Amazing Spider-Man acting as issues 701–733. In December 2013, the series returned for five issues, numbered 700.1 through 700.5, with the first two written by David Morrell and drawn by Klaus Janson.
2014 relaunch
In January 2014, Marvel confirmed that The Amazing Spider-Man would be relaunched on April 30, 2014, starting from issue No. 1, with Peter Parker as Spider-Man once again.
The first issue of this new version of The Amazing Spider-Man was, according to Diamond Comics Distributors, the "best-selling comic book... in over a decade."
Issues #1–6 were a story arc called "Lucky to be Alive", taking place immediately after "Goblin Nation", with issues No. 4 and No. 5 being a crossover with the Original Sin storyline. Issue No. 4 introduced Silk, a new heroine who was bitten by the same spider as Peter Parker. Issues #7–8 featured a team-up between Ms. Marvel and Spider-Man, and had backup stories that tied into "Edge of Spider-Verse". The next major plot arc, titled "Spider-Verse", began in Issue No. 9 and ended in No. 15, features every Spider-Man from across the dimensions being hunted by Morlun, and a team-up to stop him, with Peter Parker of Earth-616 in command of the Spider-Men's Alliance. The Amazing Spider-Man Annual No. 1 of the relaunched series was released in December 2014, featuring stories unrelated to "Spider-Verse".
The Amazing Spider-Man: Renew Your Vows
In 2015, Marvel started the universe wide Secret Wars event where the core and several other Marvel universes were combined into one big planet called Battleworld. Battleworld was divided into sections with most of them being self-contained universes. Marvel announced that several of these self-contained universes would get their own tie in series and one of them was Amazing Spider-Man: Renew Your Vows, an alternate universe where Peter Parker and Mary Jane are still married and give birth to their child Annie May Parker, written by Dan Slott. Despite the series being considered separate from the main Amazing Spider-Man series, the original 5 issue run is counted towards its legacy numbering acting as No. 752-756.
2015 relaunch
Following the 2015 Secret Wars event, a number of Spider-Man-related titles were either relaunched or created as part of the "All-New, All-Different Marvel" event. Among them, The Amazing Spider-Man was relaunched as well and primarily focused on Peter Parker continuing to run Parker Industries and becoming a successful businessman operating worldwide. It also tied with Civil War II (involving an Inhuman named Ulysses Cain who can predict possible futures), Dead No More (where Ben Reilly [the original Scarlet Spider] revealed to be revived and as one of the antagonists instead), and Secret Empire (during Hydra's reign led by a Hydra influenced Captain America/Steve Rogers, and the dismissal of Parker Industries by Peter Parker to stop Otto Octavius). Starting in September 2017, Marvel started the Marvel Legacy event which renumbered several Marvel series to their original numbering. The Amazing Spider-Man was put back to its original numbering for #789. Issues #789 through 791 focused on the aftermath of Peter destroying Parker Industries and his fall from grace. Issues #792 and 793 were part of the Venom Inc. story. Threat Level: Red was the story for the next three issues which saw Norman Osborn obtain and bond with the Carnage symbiote. Go Down Swinging saw the results of the combination of Osborn's goblin serum and Carnage symbiote creating the Red Goblin. Issue No. 801 was Dan Slott's goodbye issue.
2018 relaunch
In March 2018, it was announced that writer Nick Spencer would be writing the main semi-monthly The Amazing Spider-Man series beginning with a new No. 1, replacing long-time writer Dan Slott, as part of the Fresh Start relaunch that July.
The first five-issue story arc was titled 'Back to Basics.' During the Back to Basics story, Kindred, a mysterious villain with some relation to Peter's past, was introduced, and Peter resumed his romantic relationship with Mary Jane once more. The first major story under Spencer was Hunted which ran through issues 16 through 23, the story also included four ".HU" issues for issues 16, 18, 19, and 20. The end of the story saw the death of long-running Spider-Man villain Kraven the Hunter, being replaced by his clone son, The Last Son of Kraven.
2020s
Issue 45 kicked off the Sins Rising story which saw the resurrected Sin-Eater carry out the plans of Kindred to cleanse the world of sin, particularly that of Norman Osborn. The story concluded with issue 49, issue 850 in legacy numbering, seeing Spider-Man and Green Goblin team up to defeat Sin-Eater. Last Remains started in issue 50 and concluded in issue 55, the story saw Kindred's plans come to fruition as he tormented Spider-Man. The story has also seen five ".LR" for issues 50, 51, 52, 53, and 54 which focused on The Order of the Web, a new faction of Spider-People consisting of Julia Carpenter (Madame Web), Miles Morales (Spider-Man), Gwen Stacy (Ghost-Spider), Cindy Moon (Silk), Jessica Drew (Spider-Woman), and Anya Corazon (Spider-Girl) . The story also revealed that Kindred is Harry Osborn. Last Remains also received two fallout issues called Last Remains Post-Mortem.
Nick Spencer concluded his run with the Sinister War story which wrapped up in No. 74 (legacy numbering 875). The story saw several retcons to the Spider-Man mythos including that Kindred was Gabriel and Sarah Stacy all along, the fact that the Stacy twins were actually genetically engineered beings using Norman Osborn and Gwen Stacy's DNA, that the Harry Osborn that returned in Brand New Day was actually a clone, and that Norman had made a deal with Mephisto where he sold Harry's soul to the demon. The story ended with the deaths of the Harry clone, Gabriel, and Sarah and the real Harry's soul being freed from Mephisto's grasp.
After Spencer left the book, Marvel announced the "Beyond" era of Spider-Man would start in #75. The book would be moving back to the format it had during Brand New Day where it would have a rotating cast of writers including Kelly Thompson, Saladin Ahmed, Cody Ziglar, Patrick Gleason, and Zeb Wells. The book would also be released three times a month. "Beyond" would focus on Ben Reilly taking up the mantle of Spider-Man once again but backed by the Beyond corporation. Peter also falls ill and cannot be Spider-Man so he gives Ben his blessing to carry on as the main Spider-Man. However, following the conclusion of the storyline in #93, Peter has resumed active duties as Spider-Man, while Ben suffers a mental breakdown and becomes the villain Chasm.
2022 relaunch
In January 2022, it was announced that writer Zeb Wells and John Romita Jr. would be working on a relaunched The Amazing Spider-Man, bringing the number of volumes for the title to its sixth, with the series beginning in April 2022 as a semi-monthly publication. The relaunch encompasses both a legacy numbering of #900 as well as the 60th anniversary for the character. The relaunch took place months after a mysterious event that left Peter on bad terms with the superhero community and ended his relationship with Mary Jane. He ends up taking a job at Oscorp and begins working closely with Norman Osborn and starts dating Black Cat. The volume's first crossover event was entitled Dark Web, with Chasm having teamed up with Madelyne Pryor to bring limbo to Earth. It's later revealed that Benjamin Rabin, the emissary of the Mayan god of mischief Wayeb', sent Peter and Mary Jane to an alternate dimension to conduct a ceremony that would allow Wayeb to control the Earth. Peter was sent back to his Earth, while due to the alternative passage of time, Mary Jane and Paul, Rabin's son in that dimension, spent four years in the realm together and adopted two children. When Peter eventually rescued them, Mary Jane refused to part with her new family. Rabin then planned to sacrifice Mary Jane to resurrect Wayeb, but is ultimately stopped by Ms. Marvel sacrificing herself, but not before Rabin reveals that Paul and Mary Jane's kids were illusions created by him and ceased their existence.
Contributors
Vol. 1 (1963-1998, 2003-2014, 2017-2018)
Writers
Pencilers
Vol. 2 (1999-2003)
Writers
Pencilers
Vol. 3 (2014-2015)
Writers
Pencilers
Vol. 4 (2015-2017)
Writers
Pencilers
Vol. 5 (2018-2022)
Writers
Pencilers
Vol. 6 (2022-present)
Writers
Pencilers
Collected editions
Black-and-white
Essential Spider-Man Vol. 1 [#1–20, Annual #1; Amazing Fantasy #15] ()
Essential Spider-Man Vol. 2 [#21–43, Annual #2–3] ()
Essential Spider-Man Vol. 3 [#44–65, Annual #4] ()
Essential Spider-Man Vol. 4 [#66–89, Annual #5] ()
Essential Spider-Man Vol. 5 [#90–113] ()
Essential Spider-Man Vol. 6 [#114–137; Giant-Size Super Heroes #1; Giant-Size Spider-Man #1–2] ()
Essential Spider-Man Vol. 7 [#138–160, Annual #10; Giant-Size Spider-Man #4–5] ()
Essential Spider-Man Vol. 8 [#161–185, Annual #11; Giant-Size Spider-Man #6; Nova #12] ()
Essential Spider-Man Vol. 9 [#186–210, Annual #13–14; Peter Parker: Spectacular Spider-Man Annual #1] ()
Essential Spider-Man Vol. 10 [#211–230, Annual #15] ()
Essential Spider-Man Vol. 11 [#231–248, Annual #16–17] ()
Major story arcs/artist runs
Marvel Visionaries: John Romita Sr. [#39–40, 42, 50, 108–109, 365; Daredevil #16–17; Untold Tales of Spider-Man #-1] ()
Spider-Man: The Death of Captain Stacy [#88–90] ()
Spider-Man: The Death of Gwen Stacy [#96–98, 121–122; Webspinners: Tales of Spider-Man #1] ()
Spider-Man: Death of the Stacys [#88–92, 121–122] ()
A New Goblin [#176–180] ()
Spider-Man vs. the Black Cat [#194–195, 204–205, 226–227] ()
Spider-Man: Origin of The Hobgoblin [#238–239, 244–245, 249–251, Spectacular Spider-Man (vol. 1) #85] ()
Spider-Man: Birth of Venom [#252–259, 298–300, 315–317, Annual #25; Fantastic Four #274; Secret Wars #8; Web of Spider-Man #1] ()
The Amazing Spider-Man: The Wedding [#290–292, Annual #2, Not Brand Echh #6] ()
Spider-Man: Kraven's Last Hunt [#293–294; Web of Spider-Man #31–32; The Spectacular Spider-Man #131–132] ()
Visionaries: Todd McFarlane [#298–305] ()
Legends, Vol. 2: Todd McFarlane [#306–314; The Spectacular Spider-Man Annual #10] ()
Legends, Vol. 3: Todd McFarlane [#315–323, 325, 328] ()
Spider-Man: Venom Returns [#330–333, 344–347;Annual #25] ()
Spider-Man: Carnage [#344–345, 359–363] ()
Collections
Vol. 1: Coming Home [#30-35/471-476] ()
Vol. 2: Revelations [#36-39/477-480] ()
Vol. 3: Until the Stars Turn Cold [#40-45/481-486] ()
Vol. 4: The Life and Death of Spiders [#46-50/487-491] ()
Vol. 5: Unintended Consequences [#51-56/492-497] ()
Vol. 6: Happy Birthday [#57–58,500-502/498-502] ()
Vol. 7: The Book of Ezekiel [#503–508] ()
Vol. 8: Sins Past [#509–514] ()
Vol. 9: Skin Deep [#515–518] ()
Vol. 10: New Avengers [#519–524] ()
Spider-Man: The Other [#525–528; Friendly Neighborhood Spider-Man #1–4; Marvel Knights Spider-Man #19–22] ()
Civil War: The Road to Civil War [#529–531; New Avengers: Illuminati (one-shot); Fantastic Four #536–537] ()
Vol. 11: Civil War [#532–538] ()
Vol. 12: Back in Black [#539–543; Friendly Neighborhood Spider-Man #17–23, Annual #1] ()
Spider-Man: One More Day [#544–545; Friendly Neighborhood Spider-Man #24; The Sensational Spider-Man #41; Marvel Spotlight: Spider-Man – One More Day/Brand New Day] ()
Brand New Day Vol. 1 [#546–551; The Amazing Spider-Man: Swing Shift (Director's Cut); Venom Super-Special] ()
Brand New Day Vol. 2 [#552–558] ()
Brand New Day Vol. 3 [#559–563] ()
Kraven's First Hunt [#564–567; The Amazing Spider-Man: Extra! #1 (story #2)] ()
New Ways to Die [#568–573; Marvel Spotlight: Spider-Man – Brand New Day] ()
Crime and Punisher [#574–577; The Amazing Spider-Man: Extra! #1 (story #1)] ()
Death and Dating [#578–583, Annual #35/1] ()
Election Day [#584–588; The Amazing Spider-Man: Extra! #1 (story #3), 3 (story #1); The Amazing Spider-Man Presidents' Day Special] ()
24/7 [#589–594; The Amazing Spider-Man: Extra! #2] ()
American Son [#595–599; material from The Amazing Spider-Man: Extra! #3] ()
Died in Your Arms Tonight [#600–601, Annual #36; material from Amazing Spider-Man Family #7] ()
Red-Headed Stranger [#602–605] ()
Return of the Black Cat [#606–611; material from Web of Spider-Man (vol. 2) #1] ()
The Gauntlet Book 1: Electro and Sandman [#612–616; Dark Reign: The List – The Amazing Spider-Man; Web of Spider-Man (vol. 2) #2 (Electro story)] ()
The Gauntlet Book 2: Rhino and Mysterio [#617–621; Web of Spider-Man (vol. 2) #3–4] ()
The Gauntlet Book 3: Vulture and Morbius [#622–625; Web of Spider-Man (vol. 2) #2, 5 (Vulture story)] ()
The Gauntlet Book 4: Juggernaut [#229–230, 626–629] ()
The Gauntlet Book 5: Lizard [#629–633; Web of Spider-Man (vol. 2) #6] ()
Spider-Man: Grim Hunt [#634–637; The Amazing Spider-Man: Extra! #3; Spider-Man: Grim Hunt – The Kraven Saga; Web of Spider-Man (vol. 2) #7] ()
One Moment in Time [#638–641] ()
Origin of the Species [#642–647; Spider-Man Saga; Web of Spider-Man (vol. 2) #12] ()
Big Time [#648–651] ()
Matters of Life and Death [#652–657, 654.1] ()
Spider-Man: The Fantastic Spider-Man [#658–662] ()
Spider-Man: The Return Of Anti-Venom [#663–665; Free Comic Book Day 2011: Spider-Man] ()
Spider-Man: Spider-Island [#666–673; Venom (2011) #6–8, Spider-Island: Deadly Foes; Infested prologues from #659–660 and 662–665] ()
Spider-Man: Flying Blind [#674–677; Daredevil #8] ()
Spider-Man: Trouble on the Horizon [#678–681, 679.1] ()
Spider-Man: Ends of the Earth [#682–687; Amazing Spider-Man: Ends of the Earth #1; Avenging Spider-Man #8] ()
Spider-Man: Lizard – No Turning Back [#688–691; Untold Tales of Spider-Man #9] ()
Spider-Man: Danger Zone [#692–697; Avenging Spider-Man #11] ()
Spider-Man: Dying Wish [#698–700] ()
The Amazing Spider-Man Omnibus Vol. 1 [#1–38, Annual #1–2; Amazing Fantasy #15; Strange Tales Annual #2; Fantastic Four Annual #1] ()
The Amazing Spider-Man Omnibus Vol. 2 [#39–67, Annual #3–5; Spectacular Spider-Man #1–2] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 1 [#1–10; Amazing Fantasy #15] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 2 [#11–19, Annual #1] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 3 [#20–30, Annual #2] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 4 [#31–40] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 5 [#41–50, Annual #3] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 6 [#51–61, Annual #4] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 7 [#62–67, Annual #5; The Spectacular Spider-Man #1–2 (magazine)] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 8 [#68–77; Marvel Super Heroes #14] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 9 [#78–87] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 10 [#88–99] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 11 [#100–109] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 12 [#110–120] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 13 [#121–131] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 14 [#132–142; Giant-Size Super-Heroes #1] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 15 [#143–155; Marvel Special Edition Treasury #1] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 16 [#156–168; Annual #10] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 17 [#169–180; Annual #11; Nova #12; Marvel Treasury Edition #14] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 18 [#181–192; Mighty Marvel Comics Calendar 1978; material From Annual #12] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 19 [#193–202; Annual #13; Peter Parker, the Spectacular Spider-Man Annual #1] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 20 [#203–212; Annual #14] ()
Marvel Masterworks: The Amazing Spider-Man Vol. 21 [#213–223; Annual #15] ()
Amazing Spider-Man Vol. 1: (The) Parker Luck [Vol. 3 #1–6 (i.e., legacy #732–737)] ()
Amazing Spider-Man Vol. 2: Spider-Verse Prelude [#7–8 (i.e., legacy #738–739); Superior Spider-Man #32–33; Free Comic Book Day 2014 (Guardians of the Galaxy) #1] ()
Amazing Spider-Man Vol. 3: Spider-Verse [#9–15 (i.e., legacy #740–746)] ()
Amazing Spider-Man Vol. 4: Graveyard Shift [#16–18 (i.e., legacy #747–749); Annual 2015] ()
Amazing Spider-Man Vol. 5: Spiral [#16.1–20.1(i.e., legacy #750–751)] ()
Amazing Spider-Man: Renew Your Vows [#1–5 (i.e., legacy #752–756)]
Amazing Spider-Man Worldwide Vol. 1 [Vol. 4 #1–5]
Amazing Spider-Man Worldwide Vol. 2 [#6–11]
Amazing Spider-Man Worldwide Vol. 3 [#12–15]
Amazing Spider-Man Worldwide Vol. 4 [#16–19]
Amazing Spider-Man Worldwide Vol. 5 [#20–24, Annual #1]
Amazing Spider-Man Worldwide Vol. 6 [#25–28]
Amazing Spider-Man Worldwide Vol. 7 [#29–32 (i.e., legacy #785–788), #789–791]
Amazing Spider-Man: Venom Inc. [Venom Inc. Alpha, Venom Inc. Omega, #792–793, Venom #159–160]
Amazing Spider-Man Worldwide Vol. 8 [#794–796, Annual]
Amazing Spider-Man Worldwide Vol. 9 [#797–801]
Amazing Spider-Man: Clone Conspiracy [#19-24; The Clone Conspiracy #1-5; The Clone Conspiracy: Omega; Silk #14-17; Prowler #1-5]
Amazing Spider-Man: Red Goblin [#794–801]
Amazing Spider-Man Vol. 1: Back to Basics [#1–5, FCBD 2018: Amazing Spider-Man]
Amazing Spider-Man Vol. 2: Friends and Foes [#6–10]
Amazing Spider-Man Vol. 3: Lifetime Achievement [#11–15]
Amazing Spider-Man Vol. 4: Hunted [#16–23, #16.1, #18.1–20.1]
Amazing Spider-Man Vol. 5: Behind the Scenes [#24–28]
Amazing Spider-Man Vol. 6: Absolute Carnage [#29–31]
Amazing Spider-Man Vol. 7: 2099 [#32–36]
Amazing Spider-Man Vol. 8: Threats & Menaces [#37–43]
Amazing Spider-Man Vol. 9: Sins Rising [#44–47, Amazing Spider Man: Sins Rising #1]
Amazing Spider-Man Vol. 10: Green Goblin Returns [#48–49, Amazing Spider-Man: The Sins of Norman Osborn #1, FCBD 2020: Spider-Man/Venom]
Amazing Spider-Man Vol. 11: Last Remains [#50–55]
Amazing Spider-Man: Last Remains Companion [#50.1–54.1]
Amazing Spider-Man Vol. 12: Shattered Web [#56–60]
Amazing Spider-Man Vol. 13: King's Ransom [#61–65, Giant Size Amazing Spider-Man: King's Ransom #1]
Amazing Spider-Man Vol. 14: Chameleon Conspiracy [#66–69, Giant Size Amazing Spider-Man: Chameleon Conspiracy #1]
Amazing Spider-Man Vol. 15: What Cost Victory? [#70–74]
Amazing Spider-Man: Beyond Vol. 1 [#75–80, 78.BEY]
Amazing Spider-Man: Beyond Vol. 2 [#81-85, 80.BEY]
Amazing Spider-Man: Beyond Vol. 3 [#86-88, 88.BEY]
Amazing Spider-Man: Beyond Vol. 4 [#89-93, 92.BEY]
Amazing Spider-Man Vol. 1: World Without Love [#1-5]
Amazing Spider-Man Vol. 2: The New Sinister [#6-8]
Amazing Spider-Man Vol. 3: Hobgoblin [#9-14]
Amazing Spider-Man Vol. 4: Dark Web [#15-18, Dark Web #1, Dark Web: Omega #1]
Amazing Spider-Man Vol. 5: Dead Language [#19-23]
See also
References
The Amazing Spider-Man comic book sales figures from 1966–present at The Comics Chronicles
Spider-Man at Marvel Comics wikia
The Amazing Spider-Man cover gallery
Spiderman Videos
1963 comics debuts
Comics by Archie Goodwin (comics)
Comics by Dennis O'Neil
Comics by Gerry Conway
Comics by J. M. DeMatteis
Comics by J. Michael Straczynski
Comics by John Byrne (comics)
Comics by Len Wein
Comics by Mark Waid
Comics by Marv Wolfman
Comics by Roger Stern
Comics by Stan Lee
Comics by Steve Ditko
Spider-Man titles
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https://en.wikipedia.org/wiki/Antigua%20and%20Barbuda
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Antigua and Barbuda
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Antigua and Barbuda (, ) is a sovereign island country in the Caribbean. It lies at the conjuncture of the Caribbean Sea and the Atlantic Ocean in the Leeward Islands part of the Lesser Antilles.
The country consists of two major islands, Antigua and Barbuda, which are approximately apart, and several smaller islands, including Great Bird, Green, Guiana, Long, Maiden, Prickly Pear, York, and Redonda. The permanent population is approximately 97,120 ( estimates), with 97% residing in Antigua. St. John's, Antigua, is the country's capital, major city, and largest port. Codrington is Barbuda's largest town.
In 1493, Christopher Columbus surveyed the island of Antigua, which he named for the Church of Santa María La Antigua. Great Britain colonized Antigua in 1632 and Barbuda in 1678. A part of the Federal Colony of the Leeward Islands from 1871, Antigua and Barbuda joined the West Indies Federation in 1958. With the breakup of the federation in 1962, it became one of the West Indies Associated States in 1967. Following a period of internal self-governance, it gained full independence from the United Kingdom on 1 November 1981. Antigua and Barbuda is a member of the Commonwealth and a Commonwealth realm; it is a constitutional monarchy with Charles III as its head of state.
The economy of Antigua and Barbuda is largely dependent on tourism, which accounts for 80% of its GDP. Like other island nations, Antigua and Barbuda is vulnerable to the effects of climate change, such as sea level rise, and increased intensity of extreme weather like hurricanes. These cause coastal erosion, water scarcity, and other challenges.
Antigua and Barbuda offers a citizenship by investment program. The country levies no personal income tax.
Etymology
is Spanish for 'ancient' and is Spanish for 'bearded'. The island of Antigua was originally called by the Arawaks and is locally known by that name today; the Caribs possibly called Barbuda . Christopher Columbus, while sailing by in 1493, may have named it , after an icon in the Spanish Seville Cathedral. The "bearded" of Barbuda is thought to refer either to the male inhabitants of the island, or the bearded fig trees present there.
History
Pre-colonial period
Antigua was first settled by archaic age hunter-gatherer Native Americans called the Ciboney. Carbon dating has established the earliest settlements started around 3100 BC. They were succeeded by the ceramic age pre-Columbian Arawak-speaking Saladoid people who migrated from the lower Orinoco River. They introduced agriculture, raising, among other crops, the famous Antigua Black Pineapple (Ananas comosus), corn, sweet potatoes, chiles, guava, tobacco, and cotton. Later on the more bellicose Caribs also settled the island, possibly by force.
European arrival and settlement
Christopher Columbus was the first European to sight the islands in 1493. The Spanish did not colonise Antigua until after a combination of European and African diseases, malnutrition, and slavery eventually extirpated most of the native population; smallpox was probably the greatest killer.
The English settled on Antigua in 1632; Christopher Codrington settled on Barbuda in 1685. Tobacco and then sugar was grown, worked by a large population of slaves transported from West Africa, who soon came to vastly outnumber the European settlers.
Colonial era
The English maintained control of the islands, repulsing an attempted French attack in 1666. The brutal conditions endured by the slaves led to revolts in 1701 and 1729 and a planned revolt in 1736, the last led by Prince Klaas, though it was discovered before it began and the ringleaders were executed. Slavery was abolished in the British Empire in 1833, affecting the economy. This was exacerbated by natural disasters such as the 1843 earthquake and the 1847 hurricane. Mining occurred on the isle of Redonda, however, this ceased in 1929 and the island has since remained uninhabited.
Part of the Leeward Islands colony, Antigua and Barbuda became part of the short-lived West Indies Federation from 1958 to 1962. Antigua and Barbuda subsequently became an associated state of the United Kingdom with full internal autonomy on 27 February 1967. The 1970s were dominated by discussions as to the islands' future and the rivalry between Vere Bird of the Antigua and Barbuda Labour Party (ABLP) (Premier from 1967 to 1971 and 1976 to 1981) and the Progressive Labour Movement (PLM) of George Walter (Premier 1971–1976). Eventually, Antigua and Barbuda gained full independence on 1 November 1981; Vere Bird became prime minister of the new country. The country opted to remain within the Commonwealth, retaining Queen Elizabeth as head of state, with the first governor, Sir Wilfred Jacobs, as governor-general. Succeeding Sir Wilfred Jacobs were Sir James Carlisle (June 10, 1993–June 30, 2007), Dame Louise Lake-Tack (July 17, 2007—August 14, 2014.), and the present governor, Sir Rodney Williams: (August 14, 2014-present).
Independence era
The first two decades of Antigua's independence were dominated politically by the Bird family and the ABLP, with Vere Bird ruling from 1981 to 1994, followed by his son Lester Bird from 1994 to 2004. Though providing a degree of political stability, and boosting tourism to the country, the Bird governments were frequently accused of corruption, cronyism and financial malfeasance. Vere Bird Jr., the elder son, was forced to leave the cabinet in 1990 following a scandal in which he was accused of smuggling Israeli weapons to Colombian drug-traffickers. Another son, Ivor Bird, was convicted of selling cocaine in 1995.
In 1995, Hurricane Luis caused severe damage on Barbuda.
The ABLP's dominance of Antiguan politics ended with the 2004 Antiguan general election, which was won by Winston Baldwin Spencer's United Progressive Party (UPP). Winston Baldwin Spencer was Prime Minister of Antigua and Barbuda from 2004 to 2014. However the UPP lost the 2014 Antiguan general election, with the ABLP returning to power under Gaston Browne. ABLP won 15 of the 17 seats in the 2018 snap election under the leadership of incumbent Prime Minister Gaston Browne.
In 2016, Nelson's Dockyard was designated as a UNESCO World Heritage Site.
Most of Barbuda was devastated in early September 2017 by Hurricane Irma, which brought winds with speeds reaching 295 km/h (185 mph). The storm damaged or destroyed 95% of the island's buildings and infrastructure, leaving Barbuda "barely habitable" according to Prime Minister Gaston Browne. Nearly everyone on the island was evacuated to Antigua.
Amidst the following rebuilding efforts on Barbuda that were estimated to cost at least $100 million, the government announced plans to revoke a century-old law of communal land ownership by allowing residents to buy land; a move that has been criticised as promoting "disaster capitalism".
Geography
Limestone formations, rather than volcanic activity, have had the most impact on the topography of both Antigua and Barbuda, which are both relatively low-lying islands. Boggy Peak, also known as Mt. Obama from 2008 to 2016, is the highest point on both Antigua and Barbuda. It is the remnant of a volcanic crater and rises a total of 402 meters. Boggy Peak is located in the southwest of Antigua (1,319 feet).
Both of these islands have very irregularly shaped coastlines that are dotted with beaches, lagoons, and natural harbors. There are reefs and shoals that surround the islands on all sides. Because of the low amount of rainfall, there are not many streams. On neither of these islands can sufficient quantities of fresh groundwater be found.
Redonda is a small, uninhabited island located about 40 kilometers (25 miles) to the south-west of Antigua. Redonda is a rocky island.
Cities and villages
The most populous cities in Antigua and Barbuda are mostly on Antigua, being Saint John's, All Saints, Piggotts, and Liberta. The most populous city on Barbuda is Codrington. It is estimated that 25% of the population lives in an urban area, which is much lower than the international average of 55%.
Islands
Antigua and Barbuda consists mostly of its two namesake islands, Antigua, and Barbuda. Other than that, Antigua and Barbuda's biggest islands are Guiana Island and Long Island off the coast of Antigua, and Redonda island, which is far from both of the main islands.
Climate
Rainfall averages per year, with the amount varying widely from season to season. In general the wettest period is between September and November. The islands generally experience low humidity and recurrent droughts. Temperatures average , with a range from to in the winter to from to in the summer and autumn. The coolest period is between December and February.
Hurricanes strike on an average of once a year, including the powerful Category 5 Hurricane Irma, on 6 September 2017, which damaged 95% of the structures on Barbuda. Some 1,800 people were evacuated to Antigua.
An estimate published by Time indicated that over $100 million would be required to rebuild homes and infrastructure. Philmore Mullin, Director of Barbuda's National Office of Disaster Services, said that "all critical infrastructure and utilities are non-existent – food supply, medicine, shelter, electricity, water, communications, waste management". He summarised the situation as follows: "Public utilities need to be rebuilt in their entirety... It is optimistic to think anything can be rebuilt in six months ... In my 25 years in disaster management, I have never seen something like this."
Environmental issues
Demographics
Ethnic groups
Antigua has a population of , mostly made up of people of West African, British, and Portuguese descent. The ethnic distribution consists of 91% Black, 4.4% mixed race, 1.7% White, and 2.9% other (primarily East Indian). Most Whites are of British descent. Christian Levantine Arabs and a small number of East Asians and Sephardic Jews make up the remainder of the population.
An increasingly large percentage of the population lives abroad, most notably in the United Kingdom (Antiguan Britons), the United States and Canada. A minority of Antiguan residents are immigrants from other countries, particularly from Dominica, Guyana and Jamaica, and, increasingly, from the Dominican Republic, St. Vincent and the Grenadines and Nigeria. An estimated 4,500 American citizens also make their home in Antigua and Barbuda, making their numbers one of the largest American populations in the English-speaking Eastern Caribbean. 68.47% of the population was born in Antigua and Barbuda.
Languages
The language most commonly used in business is English. There is a noticeable distinction between the Antiguan accent and the Barbudan one.
When compared to Antiguan Creole, Standard English was the language of choice in the years leading up to Antigua and Barbuda's attainment of their independence. The Antiguan Creole language is looked down upon by the upper and middle classes in general. The Antiguan Creole language is discouraged from use in the educational system, and instruction is carried out in Standard (British) English instead.
A significant number of the words that are utilized in the Antiguan dialect are derived from both the British and African languages. This is readily apparent in phrases such as "Innit?" which literally translates to "Isn't it?" Many common island proverbs can be traced back to Africa, such as the pidgin language.
Approximately 10,000 people are able to speak in Spanish.
Religion
A majority (77%) of Antiguans are Christians, with the Anglicans (17.6%) being the largest single denomination. Other Christian denominations present are Seventh-day Adventist Church (12.4%), Pentecostalism (12.2%), Moravian Church (8.3%), Roman Catholics
(8.2%), Methodist Church (5.6%), Wesleyan Holiness Church (4.5%), Church of God (4.1%), Baptists (3.6%), Mormonism (<1.0%), as well as Jehovah's Witnesses.
Governance
Political system
The politics of Antigua and Barbuda take place within a framework of a unitary, parliamentary, representative democratic monarchy, in which the head of state is the monarch who appoints the governor-general as vice-regal representative. Charles III is the present King of Antigua and Barbuda, having served in that position since the death of his mother, Elizabeth II. She had been the queen since the islands' independence from the United Kingdom in 1981. The King is currently represented by Governor-General Sir Rodney Williams. A council of ministers is appointed by the governor-general on the advice of the prime minister, currently Gaston Browne (2014–). The prime minister is the head of government.
Executive power is exercised by the government while legislative power is vested in both the government and the two chambers of Parliament. The bicameral Parliament consists of the Senate (17 members appointed by members of the government and the opposition party, and approved by the governor-general), and the House of Representatives (17 members elected by first past the post) to serve five-year terms.
The current Leader of His Majesty's Loyal Opposition is Jamale Pringle.
There has been recent development in the republicanism movement in Antigua and Barbuda, following Barbados becoming a republic in 2021 and following the death of Elizabeth II in 2022, with an opinion poll showing majority support for the change.
Elections
The last election was held on 21 March 2018. The Antigua Barbuda Labour Party (ABLP) led by Prime Minister Gaston Browne won 15 of the 17 seats in the House of Representatives. The previous election was on 12 June 2014, during which the Antigua Labour Party won 14 seats, and the United Progressive Party 3 seats.
Since 1951, elections have been won by the populist Antigua Labour Party. However, in the Antigua and Barbuda legislative election of 2004 saw the defeat of the longest-serving elected government in the Caribbean.
Vere Bird was prime minister from 1981 to 1994 and chief minister of Antigua from 1960 to 1981, except for the 1971–1976 period when the Progressive Labour Movement (PLM) defeated his party. Bird, the nation's first prime minister, is credited with having brought Antigua and Barbuda and the Caribbean into a new era of independence. Prime Minister Lester Bryant Bird succeeded the elder Bird in 1994.
Party elections
Gaston Browne defeated his predecessor Lester Bryant Bird at the Antigua Labour Party's biennial convention in November 2012 held to elect a political leader and other officers. The party then altered its name from the Antigua Labour Party (ALP) to the Antigua and Barbuda Labour Party (ABLP). This was done to officially include the party's presence on the sister island of Barbuda in its organisation, the only political party on the mainland to have a physical branch in Barbuda.
Judiciary
The Eastern Caribbean Supreme Court is the highest court in the region's judicial system (based in Saint Lucia; one judge of the Supreme Court is a resident of the islands and presides over the High Court of Justice). The Caribbean Court of Justice counts Antigua as one of its member states. Its highest court of appeal is the Judicial Committee of the Privy Council, which acts in that capacity.
Foreign relations
Antigua and Barbuda is a member of the United Nations, the Bolivarian Alliance for the Americas, the Commonwealth of Nations, the Caribbean Community, the Organization of Eastern Caribbean States, the Organization of American States, the World Trade Organization and the Eastern Caribbean's Regional Security System.
Antigua and Barbuda is also a member of the International Criminal Court (with a Bilateral Immunity Agreement of Protection for the US military as covered under Article 98 of the Rome Statute).
In 2013, Antigua and Barbuda called for reparations for slavery at the United Nations. Prime Minister Baldwin Spencer said "We have recently seen a number of leaders apologising", and that they should now "match their words with concrete and material benefits."
Military
About 260 people are currently serving in the Antigua and Barbuda Defense Force in a variety of capacities. These personnel are distributed across the line infantry regiment, the service and support unit, the air force, and the coast guard. In addition there is the Antigua and Barbuda Cadet Corps, which is made up of two hundred young people between the ages of 12 and 18. The Defence Board is in charge of directing the activities of the armed forces of the nation. The National Security Council and the Financial Intelligence Unit are the two intelligence agencies that Antigua and Barbuda have at their disposal. Camp Blizzard serves as the administrative center for the Defense Force.
In 2018, Antigua and Barbuda signed the UN treaty on the Prohibition of Nuclear Weapons.
Administrative divisions
Antigua and Barbuda is divided into six parishes and two dependencies:
Although they are referred to as dependencies, both Barbuda and Redonda are actually integral parts of the state and can be thought of as administrative divisions. Simply put, "dependency" is just a title. The Redonda is a second-level administrative division that is part of the Saint John Parish's District "A." Barbuda is a local administrative division on the same level as Antigua and Barbuda, and its council is the name of its local governing body. In the year 2023, there have been discussions regarding the possibility of extending governmental authority to Antigua's parishes.
There are currently sixty of what are known as major divisions on the islands of Antigua and Barbuda. This administrative tier is known as the second level.
Local government in the country of Antigua and Barbuda is only present on the island of Barbuda at the present time; however, there is legislation in place for a system of village councils on the island of Antigua; however, village councils have not been active since the 1940s and 1950s.
Human rights
As of July 2022, Same-sex sexual activity is legal in Antigua and Barbuda.
Economy
Tourism dominates the economy, accounting for more than half of the gross domestic product (GDP). As a destination for the most affluent travelers, Antigua is well known for its extensive collection of five-star resorts. However, weaker tourist activity in lower and middle market segments since the beginning of the year 2000 has slowed the economy and put the government into a tight fiscal corner. Antigua and Barbuda has enacted policies to attract high-net-worth citizens and residents, such as enacting a 0% personal income tax rate in 2019.
The provision of investment banking and financial services also constitutes a significant portion of the economy. Major international financial institutions such as the Royal Bank of Canada (RBC) and Scotiabank both maintain offices in Antigua. PriceWaterhouseCoopers, Pannell Kerr Forster, and KPMG are some of the other companies in the financial services industry that have offices in Antigua. The United States Securities and Exchange Commission has leveled allegations against the Antigua-based Stanford International Bank, which is owned by the Texas billionaire Allen Stanford, of orchestrating a massive fraud that may have resulted in the theft of approximately $8 billion from investors.
The nation, which consists of two islands, directs the majority of its agricultural production toward the markets that are found within the nation. This is done despite the fact that the nation has a limited water supply and a shortage of laborers as a result of the higher wages offered in the tourism and construction industries.
Manufacturing comprises 2% of GDP and is made up of enclave-type assembly for export, the major products being bedding, handicrafts, and electronic components. Prospects for economic growth in the medium term will continue to depend on income growth in the industrialised world, especially in the United States, from which about one-third to one-half of all tourists come.
Access to biocapacity is lower than world average. In 2016, Antigua and Barbuda had 0.8 global hectares of biocapacity per person within its territory, much less than the world average of 1.6 global hectares per person. In 2016, Antigua and Barbuda used 4.3 global hectares of biocapacity per person – their ecological footprint of consumption. This means they use more biocapacity than Antigua and Barbuda contains. As a result, Antigua and Barbuda are running a biocapacity deficit.
The Citizenship by Investment Unit (CIU) is the government authority responsible for processing all applications for Agent's Licenses as well as all applications for Citizenship by Investment made by applicants and their family members. This unit was established by the Prime Minister and is known as the Citizenship by Investment Unit.
Transport
The transportation networks of Antigua and Barbuda are made up of both publicly operated and privately managed services. The roads in the countryside are paved, and their paths are winding and gradual in their ascents and descents; they connect parishes to villages and communities. Cars are driven on the left side of the road. Antigua and Barbuda has a speed limit of 40 miles per hour, and there are traffic signs posted along the main roads that make it easier to commute. Additionally, GPS coordinates have been posted throughout the country, which has made the process of navigation more manageable.
On the yellow license plates of public transportation vehicles, the letters "BUS" indicate that the vehicle is a bus, and the letters "TX" indicate that the vehicle is a taxi. Taxi services are subject to government regulation, which results in the establishment of flat rates rather than the use of meters. It is required that taxi drivers keep a copy of the rates posted inside the cab at all times. Taxis are not hard to come by on Antigua; in particular, you can find them at the airport and in the major hotels. The role of tour guide is one that is frequently taken on by taxi drivers.
On the island of Antigua, buses run continuously throughout the day from 5:30 a.m. until 6:00 p.m., connecting the capital city of St. John's with a number of the surrounding villages. On the other hand, buses do not make stops at the airport or in the tourist area to the north. Although the timing of the bus' departure is frequently up to the discretion of the driver, most buses operate according to a predetermined schedule. The routes that most buses take are typically displayed in the front windows of the vehicles, which are typically private minivans with seating for approximately 15 passengers each. Both the East Bus Station on Independence Avenue close to the Botanical Gardens and the Market Street Bus Station close to the Central Market are the two bus stations that serve the city of St. John's. There are also a number of bus companies operating on the island of Barbuda.
Education
Culture
The culture is primarily influenced by the traditions of West Africa as well as those of the United Kingdom.
The most popular sport in the country is cricket. Football, boat racing, and surfing are three additional popular forms of athletic competition. (Antigua Sailing Week attracts locals and visitors from all over the world).
Music
Due to the fact that the majority of Antiguans and Barbudans are descended from West Africans who were brought to the islands as slaves by Europeans, the musical traditions of Antigua and Barbuda are predominately of an African origin and have only been marginally influenced by European musical traditions.
The island nation of Antigua and Barbuda can be found in the Lesser Antilles chain of islands in the Caribbean. It is a second home for many of the popular music genres that are popular throughout the Caribbean, including calypso, soca, steeldrum, zouk, and reggae, and it has produced stars in these genres. Steeldrum and calypso are two musical styles that were brought to Antigua from Trinidad and Tobago, and they are the two that have had the most significant impact on the development of modern Antiguan popular music.
Other than this, there has been very little to no research done on the musical history of Antigua and Barbuda. As a consequence of this, a significant amount of the knowledge on the subject comes from novels, essays, and other types of secondary sources.
Festivals
Although on some islands Carnival may be used to celebrate the beginning of Lent, the national Carnival held every August is held to commemorate the abolition of slavery in the British West Indies. The national Carnival is held in August. The festive pageants, shows, and competitions, along with the other events that take place, are a major draw for tourists.
Cuisine
Antigua and Barbuda cuisine is a term used to describe the culinary traditions of the islands of Antigua and Barbuda in the Caribbean. Fungie, pronounced "foon-jee", and pepperpot are the country's official dish and dish of pride. Cornmeal is the main ingredient in fungie, which is a dish that is very similar to the Italian dish polenta. Other popular dishes from this region include ducana, saltfish, seasoned rice, and lobster (from Barbuda). In addition, there are sweets that are made locally, such as peanut brittle, sugar cake, fudge, raspberry and tamarind stew, and other similar dishes.
Despite the fact that these foods are native to Antigua and Barbuda as well as to a number of other Caribbean nations, the diet of the locals has become increasingly diverse and now also includes traditional dishes from Jamaica and Trinidad, such as jerk meats and roti, as well as specialties from a number of other Caribbean nations.
Saltfish, eggs, eggplant (also referred to as troba), lettuce, and other vegetables are typically served for breakfast. Lunches typically consist of a starch, such as rice, macaroni, or pasta, with vegetables or salad, an entree (such as fish, chicken, pork, or beef), and a side dish, such as macaroni pie, scalloped potatoes, or plantains. Dinners typically consist of a protein, such as fish, chicken, pork, or beef. On Sundays, the majority of people in the country attend religious services, and then they return home to prepare a wide variety of meals for their families. Due to the fact that most people are off work on Sundays, dinner is typically served earlier in the day (around 2:00 pm). Dinners might consist of pork, chicken baked in the oven, stewed lamb, or turkey, served with rice (prepared in a variety of ways), macaroni pie, salads, and a local beverage. Dessert options include ice cream and cake, apple pie (or mango or pineapple pie when those fruits are in season), gelatin, and cake. The soft, buttery loaf of bread known as Antiguan butter bread does not require any additional butter to be added once it has been baked. This dish is another mainstay of Antiguan cuisine. Breakfast and other meals throughout the day often consist of fresh-baked butter bread and cheese for the community's residents. Throughout the city of Antigua, there are a great number of homes that have small bakeries built onto them. These bakeries sell freshly baked loaves, and locals can go to these bakeries to buy them. They are served alongside cheese, sardines, and/or a bright red sausage that residents of the area occasionally refer to as salami, in addition to a great deal of other foods. In addition, the majority of meals feature something known as "provisions", which is typically a root vegetable or starch such as potatoes, yams, sweet potatoes, or eddo. During Carnival, a popular snack is souse, which is a type of soup that is very spicy and is made with pig feet, knuckles, and tails in addition to many onions. This soup is sold by vendors on the side of the road. Black pudding, also referred to as blood sausage, is a well-seasoned sausage that is made with rice, meat, and blood that is also enjoyed by locals in Antigua. On improvised grills, locals in the countryside sell freshly picked corn that has been roasted, typically while still in the husk. The Antiguan pineapple is typically quite succulent and sugary, despite its diminutive size. The entire island is covered with numerous small pineapple plantations.
The following are some examples of local beverages: mauby, seamoss, tamarind juice, raspberry juice, mango juice, lemonade, coconut milk, hibiscus juice, ginger beer, passion fruit juice, guava juice, soursop juice, and ginger beer, which is a soft drink. Beer, malts, and rums are some of the alcoholic beverages that can be found here. Many of these drinks are produced locally, such as the award-winning English Harbour Rum and the Wadadli beer, which takes its name from the island's former name. A significant number of residents in the area consume bottled sodas, which they refer to as sweet drink. Punch is a flavor that is enjoyed by many. In addition to Red Stripe beer, Guinness stout, Heineken beer, and Malta, the locals like to drink Red Malta. Ponche Kuba Cream Liqueur is a special celebratory alcoholic drink that is very popular in Antigua during the Christmas holiday season. This beverage has a brown color, has a thick and creamy consistency, is extremely sweet, and contains a high percentage of alcohol.
Media
The Antigua Daily Observer, the Antigua News Room, and The Antiguan Times are the names of the country's three newspapers. The Antigua Observer is the only newspaper that is published every day in printed form.
It is possible to watch the local television channel, ABS TV 10. (it is the only station that shows exclusively local programs). There are also a number of radio stations that broadcast regionally and locally. Some of these stations include V2C-AM 620, ZDK-AM 1100, VYBZ-FM 92.9, ZDK-FM 97.1, Observer Radio 91.1 FM, DNECA Radio 90.1 FM, Second Advent Radio 101.5 FM, Abundant Life Radio 103.9 FM, Crusader Radio 107.3 FM, Nice FM 104.3, Pointe FM 99.1, and WTP 93.5FM.
Monuments
Fort James, an 18th century fort at the eastern entrance to St. John's harbour.
Fort Barrington, an 18th century fort at the western entrance to of St. John's harbour.
Shirley Heights, grounds of an 18th century military complex overlooking English Harbour.
Fort Berkeley
Museums
Museum of Antigua and Barbuda
Dockyard Museum
Betty's Hope
Dow's Hill Interpretation Centre
Sports
Cricket is the most popular sport in the islands. With Sir Isaac Vivian Alexander Richards who represented the West Indies cricket team between 1974 and 1991, Antigua had one of the world's most famous batsmen ever. The Antigua and Barbuda national cricket team represented the country at the 1998 Commonwealth Games, but Antiguan cricketers otherwise play for the Leeward Islands cricket team in domestic matches and the West Indies cricket team internationally. The 2007 Cricket World Cup was hosted in the West Indies from 11 March to 28 April 2007. Antigua hosted eight matches at the Sir Vivian Richards Stadium, which was completed on 11 February 2007 and can hold up to 20,000 people.
Antigua is a Host of Stanford Twenty20 – Twenty20 Cricket, a version started by Allen Stanford in 2006 as a regional cricket game with almost all Caribbean islands taking part. From 15 January to 5 February 2022 the Sir Vivian Richards Stadium was one of the venues for the 2022 ICC Under-19 Cricket World Cup.Rugby and Netball are popular as well.
Association football, or soccer, is also a very popular sport. Antigua has a national football team which entered World Cup qualification for the 1974 tournament and for 1986 and beyond. A professional team was formed in 2011, Antigua Barracuda FC, which played in the USL Pro, a lower professional league in the US. The nation's team had a major achievement in 2012, getting out of its preliminary group for the 2014 World Cup, notably due to a victory over powerful Haiti. In its first game in the next CONCACAF group play on 8 June 2012 in Tampa, FL, Antigua and Barbuda, comprising 17 Barracuda players and 7 from the lower English professional leagues, scored a goal against the United States. However, the team lost 3:1 to the US.
Daniel Bailey had become the first Antiguan to reach a world indoor final, where he won a bronze medal at the 2010 IAAF World Indoor Championships. He was also the first Antiguan to make a 100m final at the 2009 World Championships in Athletics, and the first Antiguan to run under 10 seconds over 100m.
Brendan Christian won a gold medal in the 200m and bronze medal in the 100m at the 2007 Pan American Games. James Grayman won a bronze medal at the same games in the men's High Jump.
Miguel Francis is the first Antiguan to run sub 20 seconds in the 200m.
Heather Samuel won a bronze medal at the 1995 Pan American Games over 100m.
400m Hurdles Olympian Gold Medalist Rai Benjamin previously represented Antigua and Barbuda before representing the United States. His Silver medal run at the 2020 Olympic Games made him the second-fastest person in history over 400m Hurdles with a time of 46.17.
Notable people
Symbols
The frigatebird is the country's official national bird, and the bucida buceras is the official national tree (Whitewood tree).
Clare Waight Keller designed Meghan Markle's wedding veil, which featured the distinctive flora of each Commonwealth nation. To represent Antigua and Barbuda, agave karatto was included in the veil by Clare Waight Keller.
The European fallow deer, or Dama dama, is the country's official mammal, despite the fact that it is a non-native species.
In 1992, the government held a contest to design a new national dress for the country, and the winner of the competition was the artist Heather Doram.
See also
Geology of Antigua and Barbuda
Outline of Antigua and Barbuda
Index of Antigua and Barbuda–related articles
Transport in Antigua and Barbuda
References
Works cited
Further reading
Nicholson, Desmond V., Antigua, Barbuda, and Redonda: A Historical Sketch, St. Johns, Antigua: Antigua and Barbuda Museum, 1991.
Dyde, Brian, A History of Antigua: The Unsuspected Isle, London: Macmillan Caribbean, 2000.
Gaspar, David Barry – Bondmen & Rebels: A Study of Master-Slave Relations in Antigua, with Implications for Colonial America.
Harris, David R. – Plants, Animals, and Man in the Outer Leeward Islands, West Indies. An Ecological Study of Antigua, Barbuda, and Anguilla.
Henry, Paget – Peripheral Capitalism and Underdevelopment in Antigua.
Lazarus-Black, Mindie – Legitimate Acts and Illegal Encounters: Law and Society in Antigua and Barbuda.
Riley, J. H. – Catalogue of a Collection of Birds from Barbuda and Antigua, British West Indies.
Rouse, Irving and Birgit Faber Morse – Excavations at the Indian Creek Site, Antigua, West Indies.
Thomas Hearne. Southampton.
External links
Antigua and Barbuda, United States Library of Congress
Antigua and Barbuda. The World Factbook. Central Intelligence Agency.
Antigua and Barbuda from UCB Libraries GovPubs
Antigua and Barbuda from the BBC News
World Bank's country data profile for Antigua and Barbuda
ArchaeologyAntigua.org – 2010March13 source of archaeological information for Antigua and Barbuda
Antigua & Barbuda Official Business Hub
Countries in the Caribbean
Island countries
Commonwealth realms
Countries in North America
Countries and territories where English is an official language
Member states of the Caribbean Community
Member states of the Commonwealth of Nations
Member states of the Organisation of Eastern Caribbean States
Member states of the United Nations
Small Island Developing States
British Leeward Islands
Former British colonies and protectorates in the Americas
Former colonies in North America
1630s establishments in the Caribbean
1632 establishments in the British Empire
1981 disestablishments in the United Kingdom
States and territories established in 1981
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https://en.wikipedia.org/wiki/Albert%20Speer
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Albert Speer
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Berthold Konrad Hermann Albert Speer (; ; 19 March 1905 – 1 September 1981) was a German architect who served as the Minister of Armaments and War Production in Nazi Germany during most of World War II. A close ally of Adolf Hitler, he was convicted at the Nuremberg trial and sentenced to 20 years in prison.
An architect by training, Speer joined the Nazi Party in 1931. His architectural skills made him increasingly prominent within the Party, and he became a member of Hitler's inner circle. Hitler commissioned him to design and construct structures including the Reich Chancellery and the Nazi party rally grounds in Nuremberg. In 1937, Hitler appointed Speer as General Building Inspector for Berlin. In this capacity he was responsible for the Central Department for Resettlement that evicted Jewish tenants from their homes in Berlin. In February 1942, Speer was appointed as Reich Minister of Armaments and War Production. Using misleading statistics, he promoted himself as having performed an armaments miracle that was widely credited with keeping Germany in the war. In 1944, Speer established a task force to increase production of fighter aircraft. It became instrumental in exploiting slave labor for the benefit of the German war effort.
After the war, Albert Speer was among the 24 "major war criminals" charged with the crimes of the Nazi regime before the International Military Tribunal. He was found guilty of war crimes and crimes against humanity, principally for the use of slave labor, narrowly avoiding a death sentence. Having served his full term, Speer was released in 1966. He used his writings from the time of imprisonment as the basis for two autobiographical books, Inside the Third Reich and Spandau: The Secret Diaries. Speer's books were a success; the public was fascinated by an inside view of the Third Reich. Speer died of a stroke in 1981. Little remains of his personal architectural work.
Through his autobiographies and interviews, Speer carefully constructed an image of himself as a man who deeply regretted having failed to discover the monstrous crimes of the Third Reich. He continued to deny explicit knowledge of, and responsibility for, the Holocaust. This image dominated his historiography in the decades following the war, giving rise to the "Speer Myth": the perception of him as an apolitical technocrat responsible for revolutionizing the German war machine. The myth began to fall apart in the 1980s, when the armaments miracle was attributed to Nazi propaganda. Adam Tooze wrote in The Wages of Destruction that the idea that Speer was an apolitical technocrat was "absurd". Martin Kitchen, writing in Speer: Hitler's Architect, stated that much of the increase in Germany's arms production was actually due to systems instituted by Speer's predecessor (Fritz Todt) and furthermore that Speer was intimately involved in the "Final Solution".
Early years and personal life
Speer was born in Mannheim, into an upper-middle-class family. He was the second of three sons of Luise Máthilde Wilhelmine (Hommel) and Albert Friedrich Speer. In 1918, the family leased their Mannheim residence and moved to a home they had in Heidelberg. Henry T. King, deputy prosecutor at the Nuremberg trials who later wrote a book about Speer said, "Love and warmth were lacking in the household of Speer's youth." His brothers, Ernst and Hermann, bullied him throughout his childhood. Speer was active in sports, taking up skiing and mountaineering. He followed in the footsteps of his father and grandfather and studied architecture.
Speer began his architectural studies at the University of Karlsruhe instead of a more highly acclaimed institution because the hyperinflation crisis of 1923 limited his parents' income. In 1924, when the crisis had abated, he transferred to the "much more reputable" Technical University of Munich. In 1925, he transferred again, this time to the Technical University of Berlin where he studied under Heinrich Tessenow, whom Speer greatly admired. After passing his exams in 1927, Speer became Tessenow's assistant, a high honor for a man of 22. As such, Speer taught some of his classes while continuing his own postgraduate studies. In Munich Speer began a close friendship, ultimately spanning over 50 years, with Rudolf Wolters, who also studied under Tessenow.
In mid-1922, Speer began courting Margarete (Margret) Weber (1905–1987), the daughter of a successful craftsman who employed 50 workers. The relationship was frowned upon by Speer's class-conscious mother, who felt the Webers were socially inferior. Despite this opposition, the two married in Berlin on 28 August 1928; seven years elapsed before Margarete was invited to stay at her in-laws' home. The couple would have six children together, but Albert Speer grew increasingly distant from his family after 1933. He remained so even after his release from imprisonment in 1966, despite their efforts to forge closer bonds.
Party architect and government functionary
Joining the Nazis (1931–1934)
In January 1931, Speer applied for Nazi Party membership, and on 1 March 1931, he became member number 474,481. The same year, with stipends shrinking amid the Depression, Speer surrendered his position as Tessenow's assistant and moved to Mannheim, hoping to make a living as an architect. After he failed to do so, his father gave him a part-time job as manager of his properties. In July 1932, the Speers visited Berlin to help out the Party before the Reichstag elections. While they were there his friend, Nazi Party official Karl Hanke recommended the young architect to Joseph Goebbels to help renovate the Party's Berlin headquarters. When the commission was completed, Speer returned to Mannheim and remained there as Hitler took office in January 1933.
The organizers of the 1933 Nuremberg Rally asked Speer to submit designs for the rally, bringing him into contact with Hitler for the first time. Neither the organizers nor Rudolf Hess were willing to decide whether to approve the plans, and Hess sent Speer to Hitler's Munich apartment to seek his approval. This work won Speer his first national post, as Nazi Party "Commissioner for the Artistic and Technical Presentation of Party Rallies and Demonstrations".
Shortly after Hitler came into power, he began to make plans to rebuild the chancellery. At the end of 1933, he contracted Paul Troost to renovate the entire building. Hitler appointed Speer, whose work for Goebbels had impressed him, to manage the building site for Troost. As Chancellor, Hitler had a residence in the building and came by every day to be briefed by Speer and the building supervisor on the progress of the renovations. After one of these briefings, Hitler invited Speer to lunch, to the architect's great excitement. Speer quickly became part of Hitler's inner circle; he was expected to call on him in the morning for a walk or chat, to provide consultation on architectural matters, and to discuss Hitler's ideas. Most days he was invited to dinner.
In the English version of his memoirs, Speer says that his political commitment merely consisted of paying his "monthly dues". He assumed his German readers would not be so gullible and told them the Nazi Party offered a "new mission". He was more forthright in an interview with William Hamsher in which he said he joined the party in order to save "Germany from Communism". After the war, he claimed to have had little interest in politics at all and had joined almost by chance. Like many of those in power in the Third Reich, he was not an ideologue, "nor was he anything more than an instinctive anti-Semite." The historian Magnus Brechtken, discussing Speer, said he did not give anti-Jewish public speeches and that his anti-Semitism can best be understood through his actions—which were anti-Semitic. Brechtken added that, throughout Speer's life, his central motives were to gain power, rule, and acquire wealth.
Nazi architect (1934–1937)
When Troost died on 21 January 1934, Speer effectively replaced him as the Party's chief architect. Hitler appointed Speer as head of the Chief Office for Construction, which placed him nominally on Hess's staff.
One of Speer's first commissions after Troost's death was the Zeppelinfeld stadium in Nuremberg. It was used for Nazi propaganda rallies and can be seen in Leni Riefenstahl's propaganda film Triumph of the Will. The building was able to hold 340,000 people. Speer insisted that as many events as possible be held at night, both to give greater prominence to his lighting effects and to hide the overweight Nazis. Nuremberg was the site of many official Nazi buildings. Many more buildings were planned. If built, the German Stadium in Nuremberg would have accommodated 400,000 spectators. Speer modified Werner March's design for the Olympic Stadium being built for the 1936 Summer Olympics. He added a stone exterior that pleased Hitler. Speer designed the German Pavilion for the 1937 international exposition in Paris.
Berlin's General Building Inspector (1937–1942)
On 30 January 1937, Hitler appointed Speer as General Building Inspector for the Reich Capital. This carried with it the rank of State Secretary in the Reich government and gave him extraordinary powers over the Berlin city government. He was to report directly to Hitler, and was independent of both the mayor and the Gauleiter of Berlin. Hitler ordered Speer to develop plans to rebuild Berlin. These centered on a three-mile-long grand boulevard running from north to south, which Speer called the Prachtstrasse, or Street of Magnificence; he also referred to it as the "North–South Axis". At the northern end of the boulevard, Speer planned to build the Volkshalle, a huge domed assembly hall over high, with floor space for 180,000 people. At the southern end of the avenue, a great triumphal arch, almost high and able to fit the Arc de Triomphe inside its opening, was planned. The existing Berlin railroad termini were to be dismantled, and two large new stations built. Speer hired Wolters as part of his design team, with special responsibility for the Prachtstrasse. The outbreak of World War II in 1939 led to the postponement, and later the abandonment, of these plans, which, after Nazi capitulation, Speer himself considered as “awful”.
Plans to build a new Reich chancellery had been underway since 1934. Land had been purchased by the end of 1934 and starting in March 1936 the first buildings were demolished to create space at Voßstraße. Speer was involved virtually from the beginning. In the aftermath of the Night of the Long Knives, he had been commissioned to renovate the Borsig Palace on the corner of Voßstraße and Wilhelmstraße as headquarters of the Sturmabteilung (SA). He completed the preliminary work for the new chancellery by May 1936. In June 1936 he charged a personal honorarium of 30,000 Reichsmark and estimated the chancellery would be completed within three to four years. Detailed plans were completed in July 1937 and the first shell of the new chancellery was complete on 1 January 1938. On 27 January 1938, Speer received plenipotentiary powers from Hitler to finish the new chancellery by 1 January 1939. For propaganda Hitler claimed during the topping-out ceremony on 2 August 1938, that he had ordered Speer to complete the new chancellery that year. Shortages of labor meant the construction workers had to work in ten-to-twelve-hour shifts. The SS built two concentration camps in 1938 and used the inmates to quarry stone for its construction. A brick factory was built near the Oranienburg concentration camp at Speer's behest; when someone commented on the poor conditions there, Speer stated, "The Yids got used to making bricks while in Egyptian captivity". The chancellery was completed in early January 1939. The building itself was hailed by Hitler as the "crowning glory of the greater German political empire".
During the Chancellery project, the pogrom of Kristallnacht took place. Speer made no mention of it in the first draft of Inside the Third Reich. It was only on the urgent advice of his publisher that he added a mention of seeing the ruins of the Central Synagogue in Berlin from his car. Kristallnacht accelerated Speer's ongoing efforts to dispossess Berlin's Jews from their homes. From 1939 on, Speer's Department used the Nuremberg Laws to evict Jewish tenants of non-Jewish landlords in Berlin, to make way for non-Jewish tenants displaced by redevelopment or bombing. Eventually, 75,000 Jews were displaced by these measures. Speer denied he knew they were being put on Holocaust trains and claimed that those displaced were, "Completely free and their families were still in their apartments". He also said: " ... en route to my ministry on the city highway, I could see ... crowds of people on the platform of nearby Nikolassee Railroad Station. I knew that these must be Berlin Jews who were being evacuated. I am sure that an oppressive feeling struck me as I drove past. I presumably had a sense of somber events." Matthias Schmidt said Speer had personally inspected concentration camps and described his comments as an "outright farce". Martin Kitchen described Speer's often repeated line that he knew nothing of the "dreadful things" as hollow—because not only was he fully aware of the fate of the Jews he was actively participating in their persecution.
As Germany started World War II in Europe, Speer instituted quick-reaction squads to construct roads or clear away debris; before long, these units would be used to clear bomb sites. Speer used forced Jewish labor on these projects, in addition to regular German workers. Construction stopped on the Berlin and Nüremberg plans at the outbreak of war. Though stockpiling of materials and other work continued, this slowed to a halt as more resources were needed for the armament industry. Speer's offices undertook building work for each branch of the military, and for the SS, using slave labor. Speer's building work made him among the wealthiest of the Nazi elite.
Minister of Armaments
Appointment and increasing power
As one of the younger and more ambitious men in Hitler's inner circle, Speer was approaching the height of his power. In 1938, Prussian Minister President Hermann Göring had appointed him to the Prussian State Council. In 1941, he was elected to the Reichstag from electoral constituency 2 (Berlin–West). On 8 February 1942, Reich Minister of Armaments and Munitions Fritz Todt died in a plane crash shortly after taking off from Hitler's eastern headquarters at Rastenburg. Speer arrived there the previous evening and accepted Todt's offer to fly with him to Berlin. Speer cancelled some hours before take-off because the previous night he had been up late in a meeting with Hitler. Hitler appointed Speer in Todt's place. Martin Kitchen, a British historian, says that the choice was not surprising. Speer was loyal to Hitler, and his experience building prisoner of war camps and other structures for the military qualified him for the job. Speer succeeded Todt not only as Reich Minister but in all his other powerful positions, including Inspector General of German Roadways, Inspector General for Water and Energy and Head of the Nazi Party's Office of Technology. At the same time, Hitler also appointed Speer as head of the Organisation Todt, a massive, government-controlled construction company. Characteristically Hitler did not give Speer any clear remit; he was left to fight his contemporaries in the regime for power and control. As an example, he wanted to be given power over all armaments issues under Göring's Four Year Plan. Göring was reluctant to grant this. However Speer secured Hitler's support, and on 1 March 1942, Göring signed a decree naming Speer "General Plenipotentiary for Armament Tasks" in the Four Year Plan. Speer proved to be ambitious, unrelenting and ruthless. Speer set out to gain control not just of armaments production in the army, but in the whole armed forces. It did not immediately dawn on his political rivals that his calls for rationalization and reorganization were hiding his desire to sideline them and take control. By April 1942, Speer had persuaded Göring to create a three-member Central Planning Board within the Four Year Plan, which he used to obtain supreme authority over procurement and allocation of raw materials and scheduling of production in order to consolidate German war production in a single agency.
Speer was fêted at the time, and in the post-war era, for performing an "armaments miracle" in which German war production dramatically increased. This miracle was brought to a halt in the summer of 1943 by, among other factors, the first sustained Allied bombing. Other factors probably contributed to the increase more than Speer himself. Germany's armaments production had already begun to result in increases under his predecessor, Todt. Naval armaments were not under Speer's supervision until October 1943, nor the Luftwaffe's armaments until June of the following year. Yet each showed comparable increases in production despite not being under Speer's control. Another factor that produced the boom in ammunition was the policy of allocating more coal to the steel industry. Production of every type of weapon peaked in June and July 1944, but there was now a severe shortage of fuel. After August 1944, oil from the Romanian fields was no longer available. Oil production became so low that any possibility of offensive action became impossible and weaponry lay idle.
As Minister of Armaments, Speer was responsible for supplying weapons to the army. With Hitler's full agreement, he decided to prioritize tank production, and he was given unrivaled power to ensure success. Hitler was closely involved with the design of the tanks, but kept changing his mind about the specifications. This delayed the program, and Speer was unable to remedy the situation. In consequence, despite tank production having the highest priority, relatively little of the armaments budget was spent on it. This led to a significant German Army failure at the Battle of Prokhorovka, a major turning point on the Eastern Front against the Soviet Red Army.
As head of Organisation Todt, Speer was directly involved in the construction and alteration of concentration camps. He agreed to expand Auschwitz and some other camps, allocating 13.7 million Reichsmarks for the work to be carried out. This allowed an extra 300 huts to be built at Auschwitz, increasing the total human capacity to 132,000. Included in the building works was material to build gas chambers, crematoria and morgues. The SS called this "Professor Speer's Special Programme".
Speer realized that with six million workers drafted into the armed forces, there was a labor shortage in the war economy, and not enough workers for his factories. In response, Hitler appointed Fritz Sauckel as a "manpower dictator" to obtain new workers. Speer and Sauckel cooperated closely to meet Speer's labor demands. Hitler gave Sauckel a free hand to obtain labor, something that delighted Speer, who had requested 1,000,000 "voluntary" laborers to meet the need for armament workers. Sauckel had whole villages in France, Holland and Belgium forcibly rounded up and shipped to Speer's factories. Sauckel obtained new workers often using the most brutal methods. In occupied areas of the Soviet Union, that had been subject to partisan action, civilian men and women were rounded up en masse and sent to work forcibly in Germany. By April 1943, Sauckel had supplied 1,568,801 "voluntary" laborers, forced laborers, prisoners of war and concentration camp prisoners to Speer for use in his armaments factories. It was for the maltreatment of these people, that Speer was principally convicted at the Nuremberg Trials.
Consolidation of arms production
Following his appointment as Minister of Armaments, Speer was in control of armaments production solely for the Army. He coveted control of the production of armaments for the Luftwaffe and Kriegsmarine as well. He set about extending his power and influence with unexpected ambition. His close relationship with Hitler provided him with political protection, and he was able to outwit and outmaneuver his rivals in the regime. Hitler's cabinet was dismayed at his tactics, but, regardless, he was able to accumulate new responsibilities and more power. By July 1943, he had gained control of armaments production for the Luftwaffe and Kriegsmarine. In August 1943, he took control of most of the Ministry of Economics, to become, in Admiral Dönitz's words, "Europe's economic dictator". His formal title was changed on 2 September 1943, to "Reich Minister for Armaments and War Production". He had become one of the most powerful people in Nazi Germany.
Speer and his hand-picked director of submarine construction Otto Merker believed that the shipbuilding industry was being held back by outdated methods, and revolutionary new approaches imposed by outsiders would dramatically improve output. This belief proved incorrect, and Speer and Merker's attempt to build the Kriegsmarines new generation of submarines, the Type XXI and Type XXIII, as prefabricated sections at different facilities rather than at single dockyards contributed to the failure of this strategically important program. The designs were rushed into production, and the completed submarines were crippled by flaws which resulted from the way they had been constructed. While dozens of submarines were built, few ever entered service.
In December 1943, Speer visited Organisation Todt workers in Lapland, where he seriously damaged his knee and was incapacitated for several months. He was under the dubious care of Professor Karl Gebhardt at a medical clinic called Hohenlychen where patients "mysteriously failed to survive". In mid-January 1944, Speer had a lung embolism and fell seriously ill. Concerned about retaining power, he did not appoint a deputy and continued to direct work of the Armaments Ministry from his bedside. Speer's illness coincided with the Allied "Big Week", a series of bombing raids on the German aircraft factories that were a devastating blow to aircraft production. His political rivals used the opportunity to undermine his authority and damage his reputation with Hitler. He lost Hitler's unconditional support and began to lose power.
In response to the Allied Big Week, Adolf Hitler authorized the creation of a Fighter Staff committee. Its aim was to ensure the preservation and growth of fighter aircraft production. The task force was established by 1 March 1944, orders of Speer, with support from Erhard Milch of the Reich Aviation Ministry. Production of German fighter aircraft more than doubled between 1943 and 1944. The growth, however, consisted in large part of models that were becoming obsolescent and proved easy prey for Allied aircraft. On 1 August 1944, Speer merged the Fighter Staff into a newly formed Armament Staff committee.
The Fighter Staff committee was instrumental in bringing about the increased exploitation of slave labor in the war economy. The SS provided 64,000 prisoners for 20 separate projects from various concentration camps including Mittelbau-Dora. Prisoners worked for Junkers, Messerschmitt, Henschel and BMW, among others. To increase production, Speer introduced a system of punishments for his workforce. Those who feigned illness, slacked off, sabotaged production or tried to escape were denied food or sent to concentration camps. In 1944, this became endemic; over half a million workers were arrested. By this time, 140,000 people were working in Speer's underground factories. These factories were death-traps; discipline was brutal, with regular executions. There were so many corpses at the Dora underground factory, for example, that the crematorium was overwhelmed. Speer's own staff described the conditions there as "hell".
The largest technological advance under Speer's command came through the rocket program. It began in 1932 but had not supplied any weaponry. Speer enthusiastically supported the program and in March 1942 made an order for A4 rockets, the predecessor of the world's first ballistic missile, the V-2 rocket. The rockets were researched at a facility in Peenemünde along with the V-1 flying bomb. The V-2's first target was Paris on 8 September 1944. The program while advanced proved to be an impediment to the war economy. The large capital investment was not repaid in military effectiveness. The rockets were built at an underground factory at Mittelwerk. Labor to build the A4 rockets came from the Mittelbau-Dora concentration camp. Of the 60,000 people who ended up at the camp 20,000 died, due to the appalling conditions.
On 14 April 1944, Speer lost control of Organisation Todt to his Deputy, Franz Xaver Dorsch. He opposed the assassination attempt against Hitler on 20 July 1944. He was not involved in the plot, and played a minor role in the regime's efforts to regain control over Berlin after Hitler survived. After the plot Speer's rivals attacked some of his closest allies and his management system fell out of favor with radicals in the party. He lost yet more authority.
Defeat of Nazi Germany
Losses of territory and a dramatic expansion of the Allied strategic bombing campaign caused the collapse of the German economy from late 1944. Air attacks on the transport network were particularly effective, as they cut the main centres of production off from essential coal supplies. In January 1945, Speer told Goebbels that armaments production could be sustained for at least a year. However, he concluded that the war was lost after Soviet forces captured the important Silesian industrial region later that month. Nevertheless, Speer believed that Germany should continue the war for as long as possible with the goal of winning better conditions from the Allies than the unconditional surrender they insisted upon. During January and February, Speer claimed that his ministry would deliver "decisive weapons" and a large increase in armaments production which would "bring about a dramatic change on the battlefield". Speer gained control over the railways in February, and asked Heinrich Himmler to supply concentration camp prisoners to work on their repair.
By mid-March, Speer had accepted that Germany's economy would collapse within the next eight weeks. While he sought to frustrate directives to destroy industrial facilities in areas at risk of capture, so that they could be used after the war, he still supported the war's continuation. Speer provided Hitler with a memorandum on 15 March, which detailed Germany's dire economic situation and sought approval to cease demolitions of infrastructure. Three days later, he also proposed to Hitler that Germany's remaining military resources be concentrated along the Rhine and Vistula rivers in an attempt to prolong the fighting. This ignored military realities, as the German armed forces were unable to match the Allies' firepower and were facing total defeat. Hitler rejected Speer's proposal to cease demolitions. Instead, he issued the "Nero Decree" on 19 March, which called for the destruction of all infrastructure as the army retreated. Speer was appalled by this order, and persuaded several key military and political leaders to ignore it. During a meeting with Speer on 28/29 March, Hitler rescinded the decree and gave him authority over demolitions. Speer ended them, though the army continued to blow up bridges.
By April, little was left of the armaments industry, and Speer had few official duties. Speer visited the Führerbunker on 22 April for the last time. He met Hitler and toured the damaged Chancellery before leaving Berlin to return to Hamburg. On 29 April, the day before committing suicide, Hitler dictated a final political testament which dropped Speer from the successor government. Speer was to be replaced by his subordinate, Karl-Otto Saur. Speer was disappointed that Hitler had not selected him as his successor. After Hitler's death, Speer offered his services to the so-called Flensburg Government, headed by Hitler's successor, Karl Dönitz. He took a role in that short-lived regime as Minister of Industry and Production. Speer provided information to the Allies, regarding the effects of the air war, and on a broad range of subjects, beginning on 10 May. On 23 May, two weeks after the surrender of German forces, British troops arrested the members of the Flensburg Government and brought Nazi Germany to a formal end.
Post-war
Nuremberg trial
Speer was taken to several internment centres for Nazi officials and interrogated. In September 1945, he was told that he would be tried for war crimes, and several days later, he was moved to Nuremberg and incarcerated there. Speer was indicted on four counts: participating in a common plan or conspiracy for the accomplishment of crime against peace; planning, initiating and waging wars of aggression and other crimes against peace; war crimes; and crimes against humanity.
The chief United States prosecutor, Robert H. Jackson, of the U.S. Supreme Court said, "Speer joined in planning and executing the program to dragoon prisoners of war and foreign workers into German war industries, which waxed in output while the workers waned in starvation." Speer's attorney, Hans Flächsner, successfully contrasted Speer from other defendants and portrayed him as an artist thrust into political life who had always remained a non-ideologue.
Speer was found guilty of war crimes and crimes against humanity, principally for the use of slave labor and forced labor. He was acquitted on the other two counts. He had claimed that he was unaware of Nazi extermination plans, and the Allies had no proof that he was aware. His claim was revealed to be false in a private correspondence written in 1971 and publicly disclosed in 2007. On 1 October 1946, he was sentenced to 20 years' imprisonment. While three of the eight judges (two Soviet and American Francis Biddle) advocated the death penalty for Speer, the other judges did not, and a compromise sentence was reached after two days of discussions.
Imprisonment
On 18 July 1947, Speer was transferred to Spandau Prison in Berlin to serve his prison term. There he was known as Prisoner Number Five. Speer's parents died while he was incarcerated. His father, who died in 1947, despised the Nazis and was silent upon meeting Hitler. His mother died in 1952. As a Nazi Party member, she had greatly enjoyed dining with Hitler. Wolters and longtime Speer secretary Annemarie Kempf, while not permitted direct communication with Speer in Spandau, did what they could to help his family and carry out the requests Speer put in letters to his wife—the only written communication he was officially allowed. Beginning in 1948, Speer had the services of Toni Proost, a sympathetic Dutch orderly to smuggle mail and his writings.
In 1949, Wolters opened a bank account for Speer and began fundraising among those architects and industrialists who had benefited from Speer's activities during the war. Initially, the funds were used only to support Speer's family, but increasingly the money was used for other purposes. They paid for Toni Proost to go on holiday, and for bribes to those who might be able to secure Speer's release. Once Speer became aware of the existence of the fund, he sent detailed instructions about what to do with the money. Wolters raised a total of DM158,000 for Speer over the final seventeen years of his sentence.
The prisoners were forbidden to write memoirs. Speer was able to have his writings sent to Wolters, however, and they eventually amounted to 20,000 pages. He had completed his memoirs by November 1953, which became the basis of Inside the Third Reich. In Spandau Diaries, Speer aimed to present himself as a tragic hero who had made a Faustian bargain for which he endured a harsh prison sentence.
Much of Speer's energy was dedicated to keeping fit, both physically and mentally, during his long confinement. Spandau had a large enclosed yard where inmates were allocated plots of land for gardening. Speer created an elaborate garden complete with lawns, flower beds, shrubbery, and fruit trees. To make his daily walks around the garden more engaging Speer embarked on an imaginary trip around the globe. Carefully measuring distance travelled each day, he mapped distances to the real-world geography. He had walked more than , ending his sentence near Guadalajara, Mexico. Speer also read, studied architectural journals, and brushed up on English and French. In his writings, Speer claimed to have finished five thousand books while in prison. His sentence of twenty years amounted to 7,305 days, which only allotted one and a half days per book.
Speer's supporters maintained calls for his release. Among those who pledged support for his sentence to be commuted were Charles de Gaulle and US diplomat George Wildman Ball. Willy Brandt was an advocate of his release, putting an end to the de-Nazification proceedings against him, which could have caused his property to be confiscated. Speer's efforts for an early release came to naught. The Soviet Union, having demanded a death sentence at trial, was unwilling to entertain a reduced sentence. Speer served a full term and was released at midnight on 1 October 1966.
Release and later life
Speer's release from prison was a worldwide media event. Reporters and photographers crowded both the street outside Spandau and the lobby of the Hotel Berlin where Speer spent the night. He said little, reserving most comments for a major interview published in Der Spiegel in November 1966. Although he stated he hoped to resume an architectural career, his sole project, a collaboration for a brewery, was unsuccessful. Instead, he revised his Spandau writings into two autobiographical books, Inside the Third Reich (in German, Erinnerungen, or Reminiscences) and Spandau: The Secret Diaries. He later published a work about Himmler and the SS which has been published in English as The Slave State: Heinrich Himmler's Masterplan for SS Supremacy or Infiltration: How Heinrich Himmler Schemed to Build an SS Industrial Empire (in German, Der Sklavenstaat - Meine Auseinandersetzung mit der SS). Speer was aided in shaping the works by Joachim Fest and Wolf Jobst Siedler from the publishing house Ullstein. He found himself unable to re-establish a relationship with his children, even with his son Albert who had also become an architect. According to Speer's daughter Hilde Schramm, "One by one my sister and brothers gave up. There was no communication." He supported Hermann, his brother, financially after the war. However, his other brother Ernst had died in the Battle of Stalingrad, despite repeated requests from his parents for Speer to repatriate him.
Following his release from Spandau, Speer donated the Chronicle, his personal diary, to the German Federal Archives. It had been edited by Wolters and made no mention of the Jews. David Irving discovered discrepancies between the deceptively edited Chronicle and independent documents. Speer asked Wolters to destroy the material he had omitted from his donation but Wolters refused and retained an original copy. Wolters' friendship with Speer deteriorated and one year before Speer's death Wolters gave Matthias Schmidt access to the unedited Chronicle. Schmidt authored the first book that was highly critical of Speer.
Speer's memoirs were a phenomenal success. The public was fascinated by an inside view of the Third Reich and a major war criminal became a popular figure almost overnight. Importantly, he provided an alibi to older Germans who had been Nazis. If Speer, who had been so close to Hitler, had not known the full extent of the crimes of the Nazi regime and had just been "following orders", then they could tell themselves and others they too had done the same. So great was the need to believe this "Speer Myth" that Fest and Siedler were able to strengthen it—even in the face of mounting historical evidence to the contrary.
Death
Speer made himself widely available to historians and other enquirers. In October 1973, he made his first trip to Britain, flying to London to be interviewed on the BBC Midweek programme. In the same year, he appeared on the television programme The World at War. Speer returned to London in 1981 to participate in the BBC Newsnight programme. He suffered a stroke and died in London on 1 September.
He had remained married to his wife, but he had formed a relationship with a German woman living in London and was with her at the time of his death. His daughter, Margret Nissen, wrote in her 2005 memoirs that after his release from Spandau he spent all of his time constructing the "Speer Myth".
The Speer myth
The Good Nazi
After his release from Spandau, Speer portrayed himself as the "good Nazi". He was well-educated, middle class, and bourgeois, and could contrast himself with those who, in the popular mind, typified "bad Nazis". In his memoirs and interviews, he had distorted the truth and made so many major omissions that his lies became known as "myths". Speer even invented his own birth's circumstances, stating falsely that he was born at midday amid crashes of thunder and bells of the nearby Christ Church, whereas it was between three and five o'clock, and the Church was built only some years after. Speer took his myth-making to a mass media level and his "cunning apologies" were reproduced frequently in post-war Germany. Isabell Trommer writes in her biography of Speer that Fest and Siedler were co-authors of Speer's memoirs and co-creators of his myths. In return they were paid handsomely in royalties and other financial inducements. Speer, Siedler and Fest had constructed a masterpiece; the image of the "good Nazi" remained in place for decades, despite historical evidence indicating that it was false.
Speer had carefully constructed an image of himself as an apolitical technocrat who deeply regretted having failed to discover the monstrous crimes of the Third Reich. This construction was accepted almost at face value by historian Hugh Trevor-Roper when investigating the death of Adolf Hitler for British Intelligence and in writing The Last Days of Hitler. Trevor-Roper frequently refers to Speer as "a technocrat [who] nourished a technocrat's philosophy", one who cared only for his building projects or his ministerial duties, and who thought that politics was irrelevant, at least until Hitler's Nero Decree which Speer, according to his own telling, worked assiduously to counter. Trevor-Roper – who calls Speer an administrative genius whose basic instincts were peaceful and constructive – does take Speer to task, however, for his failure to recognize the immorality of Hitler and Nazism, calling him "the real criminal of Nazi Germany":
For ten years he sat at the very centre of political power; his keen intelligence diagnosed the nature and observed the mutations of Nazi government and policy; he saw and despised the personalities around him; he heard their outrageous orders and understood their fantastic ambitions; but he did nothing. Supposing politics to be irrelevant, he turned aside and built roads and bridges and factories, while the logical consequences of government by madmen emerged. Ultimately, when their emergence involved the ruin of all his work, Speer accepted the consequences and acted. Then it was too late; Germany had been destroyed.
After Speer's death, Matthias Schmidt published a book that demonstrated that Speer had ordered the eviction of Jews from their Berlin homes. By 1999, historians had amply demonstrated that Speer had lied extensively. Even so, public perceptions of Speer did not change substantially until Heinrich Breloer aired a biographical film on TV in 2004. The film began a process of demystification and critical reappraisal. Adam Tooze in his book The Wages of Destruction said Speer had manoeuvred himself through the ranks of the regime skillfully and ruthlessly and that the idea he was a technocrat blindly carrying out orders was "absurd". Trommer said he was not an apolitical technocrat; instead, he was one of the most powerful and unscrupulous leaders in the Nazi regime. Kitchen said he had deceived the Nuremberg Tribunal and post-war Germany. Brechtken said that if his extensive involvement in the Holocaust had been known at the time of his trial he would have been sentenced to death.
The image of the good Nazi was supported by numerous Speer myths. In addition to the myth that he was an apolitical technocrat, he claimed he did not have full knowledge of the Holocaust or the persecution of the Jews. Another myth posits that Speer revolutionized the German war machine after his appointment as Minister of Armaments. He was credited with a dramatic increase in the shipment of arms that was widely reported as keeping Germany in the war. Another myth centered around a faked plan to assassinate Hitler with poisonous gas. The idea for this myth came to him after he recalled the panic when car fumes came through an air ventilation system. He fabricated the additional details. Brechtken wrote that his most brazen lie was fabricated during an interview with a French journalist in 1952. The journalist described an invented scenario in which Speer had refused Hitler's orders and Hitler had left with tears in his eyes. Speer liked the scenario so much that he wrote it into his memoirs. The journalist had unwittingly collaborated in one of his myths.
Speer also sought to portray himself as an opponent of Hitler's leadership. Despite his opposition to the 20 July plot, he falsely claimed in his memoirs to have been sympathetic to the plotters. He maintained Hitler was cool towards him for the remainder of his life after learning they had included him on a list of potential ministers. This formed a key element of the myths Speer encouraged. Speer also falsely claimed that he had realised the war was lost at an early stage, and thereafter worked to preserve the resources needed for the civilian population's survival. In reality, he had sought to prolong the war until further resistance was impossible, thus contributing to the large number of deaths and the extensive destruction Germany suffered in the conflict's final months.
Denial of responsibility
Speer maintained at the Nuremberg trials and in his memoirs that he had no direct knowledge of the Holocaust. He admitted only to being uncomfortable around Jews in the published version of the Spandau Diaries. In his final statement at Nuremberg, Speer gave the impression of apologizing, although he did not directly admit any personal guilt and the only victim he mentioned was the German people. Historian Martin Kitchen states that Speer was actually "fully aware of what had happened to the Jews" and was "intimately involved in the 'Final Solution'". Brechtken said Speer only admitted to a generalized responsibility for the Holocaust to hide his direct and actual responsibility. Speer was photographed with slave laborers at Mauthausen concentration camp during a visit on 31 March 1943; he also visited Gusen concentration camp. Although survivor Francisco Boix testified at the Nuremberg trials about Speer's visit, Taylor writes that, had the photo been available, he would have been hanged. In 2005, The Daily Telegraph reported that documents had surfaced indicating that Speer had approved the allocation of materials for the expansion of Auschwitz concentration camp after two of his assistants inspected the facility on a day when almost a thousand Jews were massacred. Heinrich Breloer, discussing the construction of Auschwitz, said Speer was not just a cog in the work—he was the "terror itself".
Speer did not deny being present at the Posen speeches to Nazi leaders at a conference in Posen (Poznań) on 6 October 1943, but claimed to have left the auditorium before Himmler said during his speech: "The grave decision had to be taken to cause this people to vanish from the earth", and later, "The Jews must be exterminated". Speer is mentioned several times in the speech, and Himmler addresses him directly. In 2007, The Guardian reported that a letter from Speer dated 23 December 1971, had been found in a collection of his correspondence with Hélène Jeanty, the widow of a Belgian resistance fighter. In the letter, Speer says, "There is no doubt—I was present as Himmler announced on October 6, 1943, that all Jews would be killed."
Armaments miracle
Speer was credited with an "armaments miracle". During the winter of 1941–42, in the light of Germany's disastrous defeat in the Battle of Moscow, the German leadership including Friedrich Fromm, Georg Thomas and Fritz Todt had come to the conclusion that the war could not be won. The rational position to adopt was to seek a political solution that would end the war without defeat. Speer in response used his propaganda expertise to display a new dynamism of the war economy. He produced spectacular statistics, claiming a sixfold increase in munitions production, a fourfold increase in artillery production, and he sent further propaganda to the newsreels of the country. He was able to curtail the discussion that the war should be ended.
The armaments "miracle" was a myth; Speer had used statistical manipulation to support his claims. The production of armaments did go up; however, this was due to the normal causes of reorganization before Speer came to office, the relentless mobilization of slave labor and a deliberate reduction in the quality of output to favor quantity. By July 1943 Speer's armaments propaganda became irrelevant because a catalogue of dramatic defeats on the battlefield meant the prospect of losing the war could no longer be hidden from the German public.
Architectural legacy
Little remains of Speer's personal architectural works, other than the plans and photographs. No buildings designed by Speer during the Nazi era are extant in Berlin, other than the 4 entrance pavilions and underpasses leading to the Victory Column or Siegessäule, and the Schwerbelastungskörper, a heavy load-bearing body built around 1941. The concrete cylinder, high, was used to measure ground subsidence as part of feasibility studies for a massive triumphal arch and other large structures planned within Hitler's post-war renewal project for the city of Berlin as the world capital Germania. The cylinder is now a protected landmark and is open to the public. The tribune of the Zeppelinfeld stadium in Nuremberg, though partly demolished, can also be seen.
During the war, the Speer-designed New Reich Chancellery was largely destroyed by air raids and in the Battle of Berlin. The exterior walls survived, but they were eventually dismantled by the Soviets. Unsubstantiated rumors have claimed that the remains were used for other building projects such as the Humboldt University, Mohrenstraße metro station and Soviet war memorials in Berlin.
See also
Speer Goes to Hollywood
Downfall, 2004 German film where he was portrayed by actor Heino Ferch
Legion Speer
Transportflotte Speer
Transportkorps Speer
Hermann Giesler
References
Informational notes
Citations
Bibliography
Printed sources
Online sources
Further reading
External links
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The family Asteraceae (), with the original name Compositae, consists of over 32,000 known species of flowering plants in over 1,900 genera within the order Asterales. Commonly referred to as the aster, daisy, composite, or sunflower family, Compositae were first described in the year 1740. The number of species in Asteraceae is rivaled only by the Orchidaceae, and which is the larger family is unclear as the quantity of extant species in each family is unknown.
Most species of Asteraceae are annual, biennial, or perennial herbaceous plants, but there are also shrubs, vines, and trees. The family has a widespread distribution, from subpolar to tropical regions, in a wide variety of habitats. Most occur in hot desert and cold or hot semi-desert climates, and they are found on every continent but Antarctica. Their primary common characteristic is flower heads, technically known as capitula, consisting of sometimes hundreds of tiny individual florets enclosed by a whorl of protective involucral bracts.
The oldest known fossils are pollen grains from the Late Cretaceous (Campanian to Maastrichtian) of Antarctica, dated to million years ago (mya). It is estimated that the crown group of Asteraceae evolved at least 85.9 mya (Late Cretaceous, Santonian) with a stem node age of 88–89 mya (Late Cretaceous, Coniacian).
Asteraceae is an economically important family, providing food staples, garden plants, and herbal medicines. Species outside of their native ranges can be considered weedy or invasive.
Description
Members of the Asteraceae are mostly herbaceous plants, but some shrubs, vines, and trees (such as Lachanodes arborea) do exist. Asteraceae species are generally easy to distinguish from other plants because of their unique inflorescence and other shared characteristics, such as the joined anthers of the stamens. Nonetheless, determining genera and species of some groups such as Hieracium is notoriously difficult (see "damned yellow composite" for example).
Roots
Members of the family Asteraceae generally produce taproots, but sometimes they possess fibrous root systems. Some species have underground stems in the form of caudices or rhizomes. These can be fleshy or woody depending on the species.
Stems
Stems are herbaceous, aerial, branched, and cylindrical with glandular hairs, generally erect, but can be prostrate to ascending. The stems can contain secretory canals with resin, or latex, which is particularly common among the Cichorioideae.
Leaves
Leaves can be alternate, opposite, or whorled. They may be simple, but are often deeply lobed or otherwise incised, often conduplicate or revolute. The margins also can be entire or toothed. Resin or latex also can be present in the leaves.
Inflorescences
Nearly all Asteraceae bear their flowers in dense flower heads called capitula. They are surrounded by involucral bracts, and when viewed from a distance, each capitulum may appear to be a single flower. Enlarged outer (peripheral) flowers in the capitulum may resemble petals, and the involucral bracts may look like a calyx.
Floral heads
In plants of the Asteraceae, what appears to be a single "daisy"-type flower is actually a composite of several much smaller flowers, known as the capitulum or head. By visually presenting as a single flower, the capitulum functions in attracting pollinators, in the same manner that other "showy" flowering plants in numerous other, older, plant families have evolved to attract pollinators. The previous name for the family, Compositae, reflects the fact that what appears to be a single floral entity is in fact a composite of much smaller flowers.
The "petals" or "sunrays" in an "asteraceous" head are in fact individual strap-shaped flowers called ray flowers or ray florets, and the "sun disk" is made up of smaller, radially symmetric, individual flowers called disc flowers or disc florets. The word aster means "star" in Greek, referring to the appearance of most family members as a "celestial body with rays".
The capitulum, which often appears to be a single flower, is often referred to as a head. In some species, the entire head is able to pivot its floral stem in the course of the day to track the sun (like a "smart" solar panel), thus maximizing the reflectivity of the entire floral unit and further attracting flying pollinators.
Nearest to the flower stem lie a series of small, usually green, scale-like bracts . These are known as phyllaries; collectively, they form the involucre, which serves to protect the immature head of florets during its development. The individual florets are arranged atop a dome-like structure called the receptacle.
The individual florets in a head consist, developmentally, of five fused petals (rarely four); instead of sepals, they have threadlike, hairy, or bristly structures, known collectively as a pappus, (plural pappi). The pappus surrounds the ovary and can, when mature and attached to a seed, adhere to animal fur or be carried by air currents, aiding in seed dispersal. The whitish, fluffy head of a dandelion, commonly blown on by children, consists of numerous seeds resting on the receptacle, each seed attached to its pappus. The pappi provide a parachute-like structure to help the seed travel from its point of origin to a more hospitable site.
A ray flower is a two- or three-lobed, strap-shaped, individual flower, found in the head of most members of the Asteraceae. The corolla of the ray flower may have two tiny, vestigial teeth, opposite to the three-lobed strap, or tongue, indicating its evolution by fusion from an ancestral, five-part corolla. In some species, the 3:2 arrangement is reversed, with two lobes, and zero or three tiny teeth visible opposite the tongue.
A ligulate flower is a five-lobed, strap-shaped, individual flower found in the heads of certain other asteraceous species. A ligule is the strap-shaped tongue of the corolla of either a ray flower or of a ligulate flower. A disk flower (or disc flower) is a radially symmetric individual flower in the head, which is ringed by the ray flowers when both are present. In some species, ray flowers may be arranged around the disc in irregular symmetry, or with a weakly bilaterally symmetric arrangement.
Variations
A radiate head has disc flowers surrounded by ray flowers. A ligulate head has all ligulate flowers and no disc flowers. When an Asteraceae flower head has only disc flowers that are either sterile, male, or bisexual (but not female and fertile), it is a discoid head.
Disciform heads possess only disc flowers in their heads, but may produce two different sex types (male or female) within their disciform head.
Some other species produce two different head types: staminate (all-male), or pistillate (all-female). In a few unusual species, the "head" will consist of one single disc flower; alternatively, a few species will produce both single-flowered female heads, along with multi-flowered male heads, in their "pollination strategy".
Floral structures
The distinguishing characteristic of Asteraceae is their inflorescence, a type of specialised, composite flower head or pseudanthium, technically called a calathium or capitulum, that may look superficially like a single flower. The capitulum is a contracted raceme composed of numerous individual sessile flowers, called florets, all sharing the same receptacle.
A set of bracts forms an involucre surrounding the base of the capitulum. These are called "phyllaries", or "involucral bracts". They may simulate the sepals of the pseudanthium. These are mostly herbaceous but can also be brightly coloured (e.g. Helichrysum) or have a scarious (dry and membranous) texture. The phyllaries can be free or fused, and arranged in one to many rows, overlapping like the tiles of a roof (imbricate) or not (this variation is important in identification of tribes and genera).
Each floret may be subtended by a bract, called a "palea" or "receptacular bract". These bracts are often called "chaff". The presence or absence of these bracts, their distribution on the receptacle, and their size and shape are all important diagnostic characteristics for genera and tribes.
The florets have five petals fused at the base to form a corolla tube and they may be either actinomorphic or zygomorphic. Disc florets are usually actinomorphic, with five petal lips on the rim of the corolla tube. The petal lips may be either very short, or long, in which case they form deeply lobed petals. The latter is the only kind of floret in the Carduoideae, while the first kind is more widespread. Ray florets are always highly zygomorphic and are characterised by the presence of a ligule, a strap-shaped structure on the edge of the corolla tube consisting of fused petals. In the Asteroideae and other minor subfamilies these are usually borne only on florets at the circumference of the capitulum and have a 3+2 scheme – above the fused corolla tube, three very long fused petals form the ligule, with the other two petals being inconspicuously small. The Cichorioideae has only ray florets, with a 5+0 scheme – all five petals form the ligule. A 4+1 scheme is found in the Barnadesioideae. The tip of the ligule is often divided into teeth, each one representing a petal. Some marginal florets may have no petals at all (filiform floret).
The calyx of the florets may be absent, but when present is always modified into a pappus of two or more teeth, scales or bristles and this is often involved in the dispersion of the seeds. As with the bracts, the nature of the pappus is an important diagnostic feature.
There are usually four or five stamens. The filaments are fused to the corolla, while the anthers are generally connate (syngenesious anthers), thus forming a sort of tube around the style (theca). They commonly have basal and/or apical appendages. Pollen is released inside the tube and is collected around the growing style, and then, as the style elongates, is pushed out of the tube (nüdelspritze).
The pistil consists of two connate carpels. The style has two lobes. Stigmatic tissue may be located in the interior surface or form two lateral lines. The ovary is inferior and has only one ovule, with basal placentation.
Fruits and seeds
In members of the Asteraceae the fruit is achene-like, and is called a cypsela (plural cypselae). Although there are two fused carpels, there is only one locule, and only one seed per fruit is formed. It may sometimes be winged or spiny because the pappus, which is derived from calyx tissue often remains on the fruit (for example in dandelion). In some species, however, the pappus falls off (for example in Helianthus). Cypsela morphology is often used to help determine plant relationships at the genus and species level. The mature seeds usually have little endosperm or none.
Pollen
The pollen of composites is typically echinolophate, a morphological term meaning "with elaborate systems of ridges and spines dispersed around and between the apertures."
Metabolites
In Asteraceae, the energy store is generally in the form of inulin rather than starch. They produce iso/chlorogenic acid, sesquiterpene lactones, pentacyclic triterpene alcohols, various alkaloids, acetylenes (cyclic, aromatic, with vinyl end groups), tannins. They have terpenoid essential oils that never contain iridoids.
Asteraceae produce secondary metabolites, such as flavonoids and terpenoids. Some of these molecules can inhibit protozoan parasites such as Plasmodium, Trypanosoma, Leishmania and parasitic intestinal worms, and thus have potential in medicine.
Taxonomy
History
Compositae, the original name for Asteraceae, were first described in 1740 by Dutch botanist Adriaan van Royen. Traditionally, two subfamilies were recognised: Asteroideae (or Tubuliflorae) and Cichorioideae (or Liguliflorae). The latter has been shown to be extensively paraphyletic, and has now been divided into 12 subfamilies, but the former still stands. The study of this family is known as synantherology.
Phylogeny
The phylogenetic tree of subfamilies presented below is based on Panero & Funk (2002) updated in 2014, and now also includes the monotypic Famatinanthoideae.
The diamond (♦) denotes a very poorly supported node (<50% bootstrap support), the dot (•) a poorly supported node (<80%).
The family includes over 32,000 currently accepted species, in over 1,900 genera (list) in 13 subfamilies. The number of species in the family Asteraceae is rivaled only by Orchidaceae. Which is the larger family is unclear, because of the uncertainty about how many extant species each family includes. The four subfamilies Asteroideae, Cichorioideae, Carduoideae and Mutisioideae contain 99% of the species diversity of the whole family (approximately 70%, 14%, 11% and 3% respectively).
Because of the morphological complexity exhibited by this family, agreeing on generic circumscriptions has often been difficult for taxonomists. As a result, several of these genera have required multiple revisions.
Paleontology and evolutionary processes
The oldest known fossils of members of Asteraceae are pollen grains from the Late Cretaceous of Antarctica, dated to ~76–66 mya (Campanian to Maastrichtian) and assigned to the extant genus Dasyphyllum. Barreda, et al. (2015) estimated that the crown group of Asteraceae evolved at least 85.9 mya (Late Cretaceous, Santonian) with a stem node age of 88–89 mya (Late Cretaceous, Coniacian).
It is not known whether the precise cause of their great success was the development of the highly specialised capitulum, their ability to store energy as fructans (mainly inulin), which is an advantage in relatively dry zones, or some combination of these and possibly other factors. Heterocarpy, or the ability to produce different fruit morphs, has evolved and is common in Asteraceae. It allows seeds to be dispersed over varying distances and each is adapted to different environments, increasing chances of survival.
Etymology and pronunciation
The original name Compositae is still valid under the International Code of Nomenclature for algae, fungi, and plants. It refers to the "composite" nature of the capitula, which consist of a few or many individual flowers.
The alternative (as it came later) name Asteraceae () comes to international scientific vocabulary from Neo-Latin, from Aster, the type genus, + -aceae, a standardized suffix for plant family names in modern taxonomy. This genus name comes from the Classical Latin word , "star", which came from Ancient Greek (), "star". It refers to the star-like form of the inflorescence.
The vernacular name daisy, widely applied to members of this family, is derived from the Old English name of the daisy (Bellis perennis): , meaning "day's eye". This is because the petals open at dawn and close at dusk.
Distribution and habitat
Asteraceae species have a widespread distribution, from subpolar to tropical regions in a wide variety of habitats. Most occur in hot desert and cold or hot semi-desert climates, and they are found on every continent but Antarctica. They are especially numerous in tropical and subtropical regions (notably Central America, eastern Brazil, the Mediterranean, the Levant, southern Africa, central Asia, and southwestern China). The largest proportion of the species occur in the arid and semi-arid regions of subtropical and lower temperate latitudes. The Asteraceae family comprises 10% of all flowering plant species.
Ecology
Asteraceae are especially common in open and dry environments. Many members of Asteraceae are pollinated by insects, which explains their value in attracting beneficial insects, but anemophily is also present (e.g. Ambrosia, Artemisia). There are many apomictic species in the family.
Seeds are ordinarily dispersed intact with the fruiting body, the cypsela. Anemochory (wind dispersal) is common, assisted by a hairy pappus. Epizoochory is another common method, in which the dispersal unit, a single cypsela (e.g. Bidens) or entire capitulum (e.g. Arctium) has hooks, spines or some structure to attach to the fur or plumage (or even clothes, as in the photo) of an animal just to fall off later far from its mother plant.
Some members of Asteraceae are economically important as weeds. Notable in the United States are Senecio jacobaea (ragwort), Senecio vulgaris (groundsel), and Taraxacum (dandelion). Some are invasive species in particular regions, often having been introduced by human agency. Examples include various tumbleweeds, Bidens, ragweeds, thistles, and dandelion. Dandelion was introduced into North America by European settlers who used the young leaves as a salad green. A number of species are toxic to grazing animals.
Uses
Asteraceae is an economically important family, providing products such as cooking oils, leaf vegetables like lettuce, sunflower seeds, artichokes, sweetening agents, coffee substitutes and herbal teas. Several genera are of horticultural importance, including pot marigold (Calendula officinalis), Echinacea (coneflowers), various daisies, fleabane, chrysanthemums, dahlias, zinnias, and heleniums. Asteraceae are important in herbal medicine, including Grindelia, yarrow, and many others.
Commercially important plants in Asteraceae include the food crops Lactuca sativa (lettuce), Cichorium (chicory), Cynara scolymus (globe artichoke), Helianthus annuus (sunflower), Smallanthus sonchifolius (yacón), Carthamus tinctorius (safflower) and Helianthus tuberosus (Jerusalem artichoke).
Plants are used as herbs and in herbal teas and other beverages. Chamomile, for example, comes from two different species: the annual Matricaria chamomilla (German chamomile) and the perennial Chamaemelum nobile (Roman chamomile). Calendula (known as pot marigold) is grown commercially for herbal teas and potpourri. Echinacea is used as a medicinal tea. The wormwood genus Artemisia includes absinthe (A. absinthium) and tarragon (A. dracunculus). Winter tarragon (Tagetes lucida), is commonly grown and used as a tarragon substitute in climates where tarragon will not survive.
Many members of the family are grown as ornamental plants for their flowers, and some are important ornamental crops for the cut flower industry. Some examples are Chrysanthemum, Gerbera, Calendula, Dendranthema, Argyranthemum, Dahlia, Tagetes, Zinnia, and many others.
Many species of this family possess medicinal properties and are used as traditional antiparasitic medicine.
Members of the family are also commonly featured in medical and phytochemical journals because the sesquiterpene lactone compounds contained within them are an important cause of allergic contact dermatitis. Allergy to these compounds is the leading cause of allergic contact dermatitis in florists in the US. Pollen from ragweed Ambrosia is among the main causes of so-called hay fever in the United States.
Asteraceae are also used for some industrial purposes. French Marigold (Tagetes patula) is common in commercial poultry feeds and its oil is extracted for uses in cola and the cigarette industry. The genera Chrysanthemum, Pulicaria, Tagetes, and Tanacetum contain species with useful insecticidal properties. Parthenium argentatum (guayule) is a source of hypoallergenic latex.
Several members of the family are copious nectar producers and are useful for evaluating pollinator populations during their bloom. Centaurea (knapweed), Helianthus annuus (domestic sunflower), and some species of Solidago (goldenrod) are major "honey plants" for beekeepers. Solidago produces relatively high protein pollen, which helps honey bees over winter.
References
Bibliography
External links
Asteraceae at the Angiosperm Phylogeny Website
Compositae.org – Compositae Working Group (CWG) and Global Compositae Database (GCD)
Asterales families
Extant Campanian first appearances
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https://en.wikipedia.org/wiki/Apiaceae
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Apiaceae
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Apiaceae () or Umbelliferae is a family of mostly aromatic flowering plants named after the type genus Apium and commonly known as the celery, carrot or parsley family, or simply as umbellifers. It is the 16th-largest family of flowering plants, with more than 3,800 species in about 446 genera, including such well-known and economically important plants as ajwain, angelica, anise, asafoetida, caraway, carrot, celery, chervil, coriander, cumin, dill, fennel, lovage, cow parsley, parsley, parsnip and sea holly, as well as silphium, a plant whose identity is unclear and which may be extinct.
The family Apiaceae includes a significant number of phototoxic species, such as giant hogweed, and a smaller number of highly poisonous species, such as poison hemlock, water hemlock, spotted cowbane, fool's parsley, and various species of water dropwort.
Description
Most Apiaceae are annual, biennial or perennial herbs (frequently with the leaves aggregated toward the base), though a minority are woody shrubs or small trees such as Bupleurum fruticosum. Their leaves are of variable size and alternately arranged, or with the upper leaves becoming nearly opposite. The leaves may be petiolate or sessile. There are no stipules but the petioles are frequently sheathing and the leaves may be perfoliate. The leaf blade is usually dissected, ternate, or pinnatifid, but simple and entire in some genera, e.g. Bupleurum. Commonly, their leaves emit a marked smell when crushed, aromatic to fetid, but absent in some species.
The defining characteristic of this family is the inflorescence, the flowers nearly always aggregated in terminal umbels, that may be simple or more commonly compound, often umbelliform cymes. The flowers are usually perfect (hermaphroditic) and actinomorphic, but there may be zygomorphic flowers at the edge of the umbel, as in carrot (Daucus carota) and coriander, with petals of unequal size, the ones pointing outward from the umbel larger than the ones pointing inward. Some are andromonoecious, polygamomonoecious, or even dioecious (as in Acronema), with a distinct calyx and corolla, but the calyx is often highly reduced, to the point of being undetectable in many species, while the corolla can be white, yellow, pink or purple. The flowers are nearly perfectly pentamerous, with five petals and five stamens.
There is often variation in the functionality of the stamens even within a single inflorescence. Some flowers are functionally staminate (where a pistil may be present but has no ovules capable of being fertilized) while others are functionally pistillate (where stamens are present but their anthers do not produce viable pollen). Pollination of one flower by the pollen of a different flower of the same plant (geitonogamy) is common. The gynoecium consists of two carpels fused into a single, bicarpellate pistil with an inferior ovary. Stylopodia support two styles and secrete nectar, attracting pollinators like flies, mosquitoes, gnats, beetles, moths, and bees. The fruit is a schizocarp consisting of two fused carpels that separate at maturity into two mericarps, each containing a single seed. The fruits of many species are dispersed by wind but others such as those of Daucus spp., are covered in bristles, which may be hooked in sanicle Sanicula europaea and thus catch in the fur of animals. The seeds have an oily endosperm and often contain essential oils, containing aromatic compounds that are responsible for the flavour of commercially important umbelliferous seed such as anise, cumin and coriander. The shape and details of the ornamentation of the ripe fruits are important for identification to species level.
Taxonomy
Apiaceae was first described by John Lindley in 1836. The name is derived from the type genus Apium, which was originally used by Pliny the Elder circa 50 AD for a celery-like plant. The alternative name for the family, Umbelliferae, derives from the inflorescence being generally in the form of a compound umbel. The family was one of the first to be recognized as a distinct group in Jacques Daleschamps' 1586 Historia generalis plantarum. With Robert Morison's 1672 Plantarum umbelliferarum distribution nova it became the first group of plants for which a systematic study was published.
The family is solidly placed within the Apiales order in the APG III system. It is closely related to Araliaceae and the boundaries between these families remain unclear. Traditionally groups within the family have been delimited largely based on fruit morphology, and the results from this have not been congruent with the more recent molecular phylogenetic analyses. The subfamilial and tribal classification for the family is currently in a state of flux, with many of the groups being found to be grossly paraphyletic or polyphyletic.
Classification and phylogeny
Prior to molecular phylogenetic studies, the family was subdivided primarily based on fruit characteristics. Molecular phylogenetic analyses from the mid-1990s onwards have shown that fruit characters evolved in parallel many times, so that using them in classification resulted in units that were not monophyletic. In 2004, it was proposed that Apiaceae should be divided into four subfamilies:
Apioideae Seem.
Azorelloideae G.M.Plunkett & Lowry
Mackinlayoideae G.M.Plunkett & Lowry
Saniculoideae Burnett
Apioideae is by far the largest subfamily with about 90% of the genera. Most subsequent studies have supported this division, although leaving some genera unplaced. A 2021 study suggested the relationships shown in the following cladogram.
The Platysace clade and the genera Klotzschia and Hermas fell outside the four subfamilies. It was suggested that they could be accommodated in subfamilies of their own. Phlyctidocarpa was formerly placed in the subfamily Apioideae, but if kept there makes Apioideae paraphyletic. It could be placed in an enlarged Saniculoideae, or restored to Apioideae if the latter were expanded to include Saniculoideae.
The subfamilies can be further divided into tribes and clades, with many clades falling outside formally recognized tribes.
Genera
The number of genera accepted by sources varies. , Plants of the World Online (PoWO) accepted 444 genera, while GRIN Taxonomy accepted 462. The PoWO genera are not a subset of those in GRIN; for example, Haloselinum is accepted by PoWO but not by GRIN, while Halosciastrum is accepted by GRIN but not by PoWO, which treats it as a synonym of Angelica. The Angiosperm Phylogeny Website had an "approximate list" of 446 genera.
Ecology
The black swallowtail butterfly, Papilio polyxenes, uses the family Apiaceae for food and host plants for oviposition. The 22-spot ladybird is also commonly found eating mildew on these plants.
Uses
Many members of this family are cultivated for various purposes. Parsnip (Pastinaca sativa), carrot (Daucus carota) and Hamburg parsley (Petroselinum crispum) produce tap roots that are large enough to be useful as food. Many species produce essential oils in their leaves or fruits and as a result are flavourful aromatic herbs. Examples are parsley (Petroselinum crispum), coriander (Coriandrum sativum), culantro, and dill (Anethum graveolens). The seeds may be used in cuisine, as with coriander (Coriandrum sativum), fennel (Foeniculum vulgare), cumin (Cuminum cyminum), and caraway (Carum carvi).
Other notable cultivated Apiaceae include chervil (Anthriscus cerefolium), angelica (Angelica spp.), celery (Apium graveolens), arracacha (Arracacia xanthorrhiza), sea holly (Eryngium spp.), asafoetida (Ferula asafoetida), galbanum (Ferula gummosa), cicely (Myrrhis odorata), anise (Pimpinella anisum), lovage (Levisticum officinale), and hacquetia (Sanicula epipactis).
Cultivation
Generally, all members of this family are best cultivated in the cool-season garden; they may not grow at all if the soils are too warm. Almost every widely cultivated plant of this group is a considered useful as a companion plant. One reason is that the tiny flowers, clustered into umbels, are well suited for ladybugs, parasitic wasps, and predatory flies, which drink nectar when not reproducing. They then prey upon insect pests on nearby plants. Some of the members of this family considered "herbs" produce scents that are believed to mask the odours of nearby plants, thus making them harder for insect pests to find.
Other uses
The poisonous members of the Apiaceae have been used for a variety of purposes globally. The poisonous Oenanthe crocata has been used as an aid in suicides, and arrow poisons have been made from various other family species.
Daucus carota has been used as coloring for butter.
Dorema ammoniacum, Ferula galbaniflua, and Ferula moschata (sumbul) are sources of incense.
The woody Azorella compacta Phil. has been used in South America for fuel.
Toxicity
Many species in the family Apiaceae produce phototoxic substances (called furanocoumarins) that sensitize human skin to sunlight. Contact with plant parts that contain furanocoumarins, followed by exposure to sunlight, may cause phytophotodermatitis, a serious skin inflammation. Phototoxic species include Ammi majus, Notobubon galbanum, the parsnip (Pastinaca sativa) and numerous species of the genus Heracleum, especially the giant hogweed (Heracleum mantegazzianum). Of all the plant species that have been reported to induce phytophotodermatitis, approximately half belong to the family Apiaceae.
The family Apiaceae also includes a smaller number of poisonous species, including poison hemlock, water hemlock, spotted cowbane, fool's parsley, and various species of water dropwort.
Some members of the family Apiaceae, including carrot, celery, fennel, parsley and parsnip, contain polyynes, an unusual class of organic compounds that exhibit cytotoxic effects.
References
Further reading
Constance, L. (1971). "History of the classification of Umbelliferae (Apiaceae)." in Heywood, V. H. [ed.], The biology and chemistry of the Umbelliferae, 1–11. Academic Press, London.
Cronquist, A. (1968). The Evolution and Classification of Flowering Plants. Boston: Houghton Mifflin.
French, D. H. (1971). "Ethnobotany of the Umbelliferae." in Heywood, V. H. [ed.], The biology and chemistry of the Umbelliferae, 385–412. Academic Press, London.
Hegnauer, R. (1971) "Chemical Patterns and Relationships of Umbelliferae." in Heywood, V. H. [ed.], The biology and chemistry of the Umbelliferae, 267–277. Academic Press, London.
Heywood, V. H. (1971). "Systematic survey of Old World Umbelliferae." in Heywood, V. H. [ed.], The biology and chemistry of the Umbelliferae, 31–41. Academic Press, London.
Judd, W. S. et al. (1999). Plant Systematics: A Phylogenetic Approach. Sunderland, MA: Sinauer Associates, Inc.
Nieto Feliner, Gonzalo; Jury, Stephen Leonard & Herrero Nieto, Alberto (eds.) Flora iberica. Plantas vasculares de la Península Ibérica e Islas Baleares. Vol. X. "Araliaceae-Umbelliferae" (2003) Madrid: Real Jardín Botánico, CSIC (in Spanish).
External links
Umbelliferae at The Families of Flowering Plants (DELTA)
Apiaceae at Discover Life
Umbellifer Resource Centre at the Royal Botanic Garden Edinburgh
Umbellifer Information Server at Moscow State University
Asterid families
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https://en.wikipedia.org/wiki/Axon
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Axon
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An axon (from Greek ἄξων áxōn, axis), or nerve fiber (or nerve fibre: see spelling differences), is a long, slender projection of a nerve cell, or neuron, in vertebrates, that typically conducts electrical impulses known as action potentials away from the nerve cell body. The function of the axon is to transmit information to different neurons, muscles, and glands. In certain sensory neurons (pseudounipolar neurons), such as those for touch and warmth, the axons are called afferent nerve fibers and the electrical impulse travels along these from the periphery to the cell body and from the cell body to the spinal cord along another branch of the same axon. Axon dysfunction can be the cause of many inherited and acquired neurological disorders that affect both the peripheral and central neurons. Nerve fibers are classed into three typesgroup A nerve fibers, group B nerve fibers, and group C nerve fibers. Groups A and B are myelinated, and group C are unmyelinated. These groups include both sensory fibers and motor fibers. Another classification groups only the sensory fibers as Type I, Type II, Type III, and Type IV.
An axon is one of two types of cytoplasmic protrusions from the cell body of a neuron; the other type is a dendrite. Axons are distinguished from dendrites by several features, including shape (dendrites often taper while axons usually maintain a constant radius), length (dendrites are restricted to a small region around the cell body while axons can be much longer), and function (dendrites receive signals whereas axons transmit them). Some types of neurons have no axon and transmit signals from their dendrites. In some species, axons can emanate from dendrites known as axon-carrying dendrites. No neuron ever has more than one axon; however in invertebrates such as insects or leeches the axon sometimes consists of several regions that function more or less independently of each other.
Axons are covered by a membrane known as an axolemma; the cytoplasm of an axon is called axoplasm. Most axons branch, in some cases very profusely. The end branches of an axon are called telodendria. The swollen end of a telodendron is known as the axon terminal which joins the dendrite or cell body of another neuron forming a synaptic connection. Axons make contact with other cellsusually other neurons but sometimes muscle or gland cellsat junctions called synapses. In some circumstances, the axon of one neuron may form a synapse with the dendrites of the same neuron, resulting in an autapse. At a synapse, the membrane of the axon closely adjoins the membrane of the target cell, and special molecular structures serve to transmit electrical or electrochemical signals across the gap. Some synaptic junctions appear along the length of an axon as it extends; these are called en passant ("in passing") synapses and can be in the hundreds or even the thousands along one axon. Other synapses appear as terminals at the ends of axonal branches.
A single axon, with all its branches taken together, can target multiple parts of the brain and generate thousands of synaptic terminals. A bundle of axons make a nerve tract in the central nervous system, and a fascicle in the peripheral nervous system. In placental mammals the largest white matter tract in the brain is the corpus callosum, formed of some 200 million axons in the human brain.
Anatomy
Axons are the primary transmission lines of the nervous system, and as bundles they form nerves. Some axons can extend up to one meter or more while others extend as little as one millimeter. The longest axons in the human body are those of the sciatic nerve, which run from the base of the spinal cord to the big toe of each foot. The diameter of axons is also variable. Most individual axons are microscopic in diameter (typically about one micrometer (µm) across). The largest mammalian axons can reach a diameter of up to 20 µm. The squid giant axon, which is specialized to conduct signals very rapidly, is close to 1 millimeter in diameter, the size of a small pencil lead. The numbers of axonal telodendria (the branching structures at the end of the axon) can also differ from one nerve fiber to the next. Axons in the central nervous system (CNS) typically show multiple telodendria, with many synaptic end points. In comparison, the cerebellar granule cell axon is characterized by a single T-shaped branch node from which two parallel fibers extend. Elaborate branching allows for the simultaneous transmission of messages to a large number of target neurons within a single region of the brain.
There are two types of axons in the nervous system: myelinated and unmyelinated axons. Myelin is a layer of a fatty insulating substance, which is formed by two types of glial cells: Schwann cells and oligodendrocytes. In the peripheral nervous system Schwann cells form the myelin sheath of a myelinated axon. Oligodendrocytes form the insulating myelin in the CNS. Along myelinated nerve fibers, gaps in the myelin sheath known as nodes of Ranvier occur at evenly spaced intervals. The myelination enables an especially rapid mode of electrical impulse propagation called saltatory conduction.
The myelinated axons from the cortical neurons form the bulk of the neural tissue called white matter in the brain. The myelin gives the white appearance to the tissue in contrast to the grey matter of the cerebral cortex which contains the neuronal cell bodies. A similar arrangement is seen in the cerebellum. Bundles of myelinated axons make up the nerve tracts in the CNS. Where these tracts cross the midline of the brain to connect opposite regions they are called commissures. The largest of these is the corpus callosum that connects the two cerebral hemispheres, and this has around 20 million axons.
The structure of a neuron is seen to consist of two separate functional regions, or compartmentsthe cell body together with the dendrites as one region, and the axonal region as the other.
Axonal region
The axonal region or compartment, includes the axon hillock, the initial segment, the rest of the axon, and the axon telodendria, and axon terminals. It also includes the myelin sheath. The Nissl bodies that produce the neuronal proteins are absent in the axonal region. Proteins needed for the growth of the axon, and the removal of waste materials, need a framework for transport. This axonal transport is provided for in the axoplasm by arrangements of microtubules and intermediate filaments known as neurofilaments.
Axon hillock
The axon hillock is the area formed from the cell body of the neuron as it extends to become the axon. It precedes the initial segment. The received action potentials that are summed in the neuron are transmitted to the axon hillock for the generation of an action potential from the initial segment.
Axonal initial segment
The axonal initial segment (AIS) is a structurally and functionally separate microdomain of the axon. One function of the initial segment is to separate the main part of an axon from the rest of the neuron; another function is to help initiate action potentials. Both of these functions support neuron cell polarity, in which dendrites (and, in some cases the soma) of a neuron receive input signals at the basal region, and at the apical region the neuron's axon provides output signals.
The axon initial segment is unmyelinated and contains a specialized complex of proteins. It is between approximately 20 and 60 µm in length and functions as the site of action potential initiation. Both the position on the axon and the length of the AIS can change showing a degree of plasticity that can fine-tune the neuronal output. A longer AIS is associated with a greater excitability. Plasticity is also seen in the ability of the AIS to change its distribution and to maintain the activity of neural circuitry at a constant level.
The AIS is highly specialized for the fast conduction of nerve impulses. This is achieved by a high concentration of voltage-gated sodium channels in the initial segment where the action potential is initiated. The ion channels are accompanied by a high number of cell adhesion molecules and scaffold proteins that anchor them to the cytoskeleton. Interactions with ankyrin-G are important as it is the major organizer in the AIS.
Axonal transport
The axoplasm is the equivalent of cytoplasm in the cell. Microtubules form in the axoplasm at the axon hillock. They are arranged along the length of the axon, in overlapping sections, and all point in the same directiontowards the axon terminals. This is noted by the positive endings of the microtubules. This overlapping arrangement provides the routes for the transport of different materials from the cell body. Studies on the axoplasm has shown the movement of numerous vesicles of all sizes to be seen along cytoskeletal filamentsthe microtubules, and neurofilaments, in both directions between the axon and its terminals and the cell body.
Outgoing anterograde transport from the cell body along the axon, carries mitochondria and membrane proteins needed for growth to the axon terminal. Ingoing retrograde transport carries cell waste materials from the axon terminal to the cell body. Outgoing and ingoing tracks use different sets of motor proteins. Outgoing transport is provided by kinesin, and ingoing return traffic is provided by dynein. Dynein is minus-end directed. There are many forms of kinesin and dynein motor proteins, and each is thought to carry a different cargo. The studies on transport in the axon led to the naming of kinesin.
Myelination
In the nervous system, axons may be myelinated, or unmyelinated. This is the provision of an insulating layer, called a myelin sheath. The myelin membrane is unique in its relatively high lipid to protein ratio.
In the peripheral nervous system axons are myelinated by glial cells known as Schwann cells. In the central nervous system the myelin sheath is provided by another type of glial cell, the oligodendrocyte. Schwann cells myelinate a single axon. An oligodendrocyte can myelinate up to 50 axons.
The composition of myelin is different in the two types. In the CNS the major myelin protein is proteolipid protein, and in the PNS it is myelin basic protein.
Nodes of Ranvier
Nodes of Ranvier (also known as myelin sheath gaps) are short unmyelinated segments of a myelinated axon, which are found periodically interspersed between segments of the myelin sheath. Therefore, at the point of the node of Ranvier, the axon is reduced in diameter. These nodes are areas where action potentials can be generated. In saltatory conduction, electrical currents produced at each node of Ranvier are conducted with little attenuation to the next node in line, where they remain strong enough to generate another action potential. Thus in a myelinated axon, action potentials effectively "jump" from node to node, bypassing the myelinated stretches in between, resulting in a propagation speed much faster than even the fastest unmyelinated axon can sustain.
Axon terminals
An axon can divide into many branches called telodendria (Greek for 'end of tree'). At the end of each telodendron is an axon terminal (also called a synaptic bouton, or terminal bouton). Axon terminals contain synaptic vesicles that store the neurotransmitter for release at the synapse. This makes multiple synaptic connections with other neurons possible. Sometimes the axon of a neuron may synapse onto dendrites of the same neuron, when it is known as an autapse.
Axonal varicosities
In the normally developed brain, along the shaft of some axons are located pre-synaptic boutons also known as axonal varicosities and these have been found in regions of the hippocampus that function in the release of neurotransmitters. However, axonal varicosities are also present in neurodegenerative diseases where they interfere with the conduction of an action potential. Axonal varicosities are also the hallmark of traumatic brain injuries. Axonal damage is usually to the axon cytoskeleton disrupting transport. As a consequence protein accumulations such as amyloid-beta precursor protein can build up in a swelling resulting in a number of varicosities along the axon.
Action potentials
Most axons carry signals in the form of action potentials, which are discrete electrochemical impulses that travel rapidly along an axon, starting at the cell body and terminating at points where the axon makes synaptic contact with target cells. The defining characteristic of an action potential is that it is "all-or-nothing"every action potential that an axon generates has essentially the same size and shape. This all-or-nothing characteristic allows action potentials to be transmitted from one end of a long axon to the other without any reduction in size. There are, however, some types of neurons with short axons that carry graded electrochemical signals, of variable amplitude.
When an action potential reaches a presynaptic terminal, it activates the synaptic transmission process. The first step is rapid opening of calcium ion channels in the membrane of the axon, allowing calcium ions to flow inward across the membrane. The resulting increase in intracellular calcium concentration causes synaptic vesicles (tiny containers enclosed by a lipid membrane) filled with a neurotransmitter chemical to fuse with the axon's membrane and empty their contents into the extracellular space. The neurotransmitter is released from the presynaptic nerve through exocytosis. The neurotransmitter chemical then diffuses across to receptors located on the membrane of the target cell. The neurotransmitter binds to these receptors and activates them. Depending on the type of receptors that are activated, the effect on the target cell can be to excite the target cell, inhibit it, or alter its metabolism in some way. This entire sequence of events often takes place in less than a thousandth of a second. Afterward, inside the presynaptic terminal, a new set of vesicles is moved into position next to the membrane, ready to be released when the next action potential arrives. The action potential is the final electrical step in the integration of synaptic messages at the scale of the neuron.
Extracellular recordings of action potential propagation in axons has been demonstrated in freely moving animals. While extracellular somatic action potentials have been used to study cellular activity in freely moving animals such as place cells, axonal activity in both white and gray matter can also be recorded. Extracellular recordings of axon action potential propagation is distinct from somatic action potentials in three ways: 1. The signal has a shorter peak-trough duration (~150μs) than of pyramidal cells (~500μs) or interneurons (~250μs). 2. The voltage change is triphasic. 3. Activity recorded on a tetrode is seen on only one of the four recording wires. In recordings from freely moving rats, axonal signals have been isolated in white matter tracts including the alveus and the corpus callosum as well hippocampal gray matter.
In fact, the generation of action potentials in vivo is sequential in nature, and these sequential spikes constitute the digital codes in the neurons. Although previous studies indicate an axonal origin of a single spike evoked by short-term pulses, physiological signals in vivo trigger the initiation of sequential spikes at the cell bodies of the neurons.
In addition to propagating action potentials to axonal terminals, the axon is able to amplify the action potentials, which makes sure a secure propagation of sequential action potentials toward the axonal terminal. In terms of molecular mechanisms, voltage-gated sodium channels in the axons possess lower threshold and shorter refractory period in response to short-term pulses.
Development and growth
Development
The development of the axon to its target, is one of the six major stages in the overall development of the nervous system. Studies done on cultured hippocampal neurons suggest that neurons initially produce multiple neurites that are equivalent, yet only one of these neurites is destined to become the axon. It is unclear whether axon specification precedes axon elongation or vice versa, although recent evidence points to the latter. If an axon that is not fully developed is cut, the polarity can change and other neurites can potentially become the axon. This alteration of polarity only occurs when the axon is cut at least 10 μm shorter than the other neurites. After the incision is made, the longest neurite will become the future axon and all the other neurites, including the original axon, will turn into dendrites. Imposing an external force on a neurite, causing it to elongate, will make it become an axon. Nonetheless, axonal development is achieved through a complex interplay between extracellular signaling, intracellular signaling and cytoskeletal dynamics.
Extracellular signaling
The extracellular signals that propagate through the extracellular matrix surrounding neurons play a prominent role in axonal development. These signaling molecules include proteins, neurotrophic factors, and extracellular matrix and adhesion molecules.
Netrin (also known as UNC-6) a secreted protein, functions in axon formation. When the UNC-5 netrin receptor is mutated, several neurites are irregularly projected out of neurons and finally a single axon is extended anteriorly. The neurotrophic factorsnerve growth factor (NGF), brain-derived neurotrophic factor (BDNF) and neurotrophin-3 (NTF3) are also involved in axon development and bind to Trk receptors.
The ganglioside-converting enzyme plasma membrane ganglioside sialidase (PMGS), which is involved in the activation of TrkA at the tip of neutrites, is required for the elongation of axons. PMGS asymmetrically distributes to the tip of the neurite that is destined to become the future axon.
Intracellular signaling
During axonal development, the activity of PI3K is increased at the tip of destined axon. Disrupting the activity of PI3K inhibits axonal development. Activation of PI3K results in the production of phosphatidylinositol (3,4,5)-trisphosphate (PtdIns) which can cause significant elongation of a neurite, converting it into an axon. As such, the overexpression of phosphatases that dephosphorylate PtdIns leads into the failure of polarization.
Cytoskeletal dynamics
The neurite with the lowest actin filament content will become the axon. PGMS concentration and f-actin content are inversely correlated; when PGMS becomes enriched at the tip of a neurite, its f-actin content is substantially decreased. In addition, exposure to actin-depolimerizing drugs and toxin B (which inactivates Rho-signaling) causes the formation of multiple axons. Consequently, the interruption of the actin network in a growth cone will promote its neurite to become the axon.
Growth
Growing axons move through their environment via the growth cone, which is at the tip of the axon. The growth cone has a broad sheet-like extension called a lamellipodium which contain protrusions called filopodia. The filopodia are the mechanism by which the entire process adheres to surfaces and explores the surrounding environment. Actin plays a major role in the mobility of this system. Environments with high levels of cell adhesion molecules (CAMs) create an ideal environment for axonal growth. This seems to provide a "sticky" surface for axons to grow along. Examples of CAMs specific to neural systems include N-CAM, TAG-1an axonal glycoproteinand MAG, all of which are part of the immunoglobulin superfamily. Another set of molecules called extracellular matrix-adhesion molecules also provide a sticky substrate for axons to grow along. Examples of these molecules include laminin, fibronectin, tenascin, and perlecan. Some of these are surface bound to cells and thus act as short range attractants or repellents. Others are difusible ligands and thus can have long range effects.
Cells called guidepost cells assist in the guidance of neuronal axon growth. These cells that help axon guidance, are typically other neurons that are sometimes immature. When the axon has completed its growth at its connection to the target, the diameter of the axon can increase by up to five times, depending on the speed of conduction required.
It has also been discovered through research that if the axons of a neuron were damaged, as long as the soma (the cell body of a neuron) is not damaged, the axons would regenerate and remake the synaptic connections with neurons with the help of guidepost cells. This is also referred to as neuroregeneration.
Nogo-A is a type of neurite outgrowth inhibitory component that is present in the central nervous system myelin membranes (found in an axon). It has a crucial role in restricting axonal regeneration in adult mammalian central nervous system. In recent studies, if Nogo-A is blocked and neutralized, it is possible to induce long-distance axonal regeneration which leads to enhancement of functional recovery in rats and mouse spinal cord. This has yet to be done on humans. A recent study has also found that macrophages activated through a specific inflammatory pathway activated by the Dectin-1 receptor are capable of promoting axon recovery, also however causing neurotoxicity in the neuron.
Length regulation
Axons vary largely in length from a few micrometers up to meters in some animals. This emphasizes that there must be a cellular length regulation mechanism allowing the neurons both to sense the length of their axons and to control their growth accordingly. It was discovered that motor proteins play an important role in regulating the length of axons. Based on this observation, researchers developed an explicit model for axonal growth describing how motor proteins could affect the axon length on the molecular level. These studies suggest that motor proteins carry signaling molecules from the soma to the growth cone and vice versa whose concentration oscillates in time with a length-dependent frequency.
Classification
The axons of neurons in the human peripheral nervous system can be classified based on their physical features and signal conduction properties. Axons were known to have different thicknesses (from 0.1 to 20 µm) and these differences were thought to relate to the speed at which an action potential could travel along the axonits conductance velocity. Erlanger and Gasser proved this hypothesis, and identified several types of nerve fiber, establishing a relationship between the diameter of an axon and its nerve conduction velocity. They published their findings in 1941 giving the first classification of axons.
Axons are classified in two systems. The first one introduced by Erlanger and Gasser, grouped the fibers into three main groups using the letters A, B, and C. These groups, group A, group B, and group C include both the sensory fibers (afferents) and the motor fibers (efferents). The first group A, was subdivided into alpha, beta, gamma, and delta fibersAα, Aβ, Aγ, and Aδ. The motor neurons of the different motor fibers, were the lower motor neuronsalpha motor neuron, beta motor neuron, and gamma motor neuron having the Aα, Aβ, and Aγ nerve fibers, respectively.
Later findings by other researchers identified two groups of Aa fibers that were sensory fibers. These were then introduced into a system (Lloyd classification) that only included sensory fibers (though some of these were mixed nerves and were also motor fibers). This system refers to the sensory groups as Types and uses Roman numerals: Type Ia, Type Ib, Type II, Type III, and Type IV.
Motor
Lower motor neurons have two kind of fibers:
Different sensory receptors innervate different types of nerve fibers. Proprioceptors are innervated by type Ia, Ib and II sensory fibers, mechanoreceptors by type II and III sensory fibers and nociceptors and thermoreceptors by type III and IV sensory fibers.
Autonomic
The autonomic nervous system has two kinds of peripheral fibers:
Clinical significance
In order of degree of severity, injury to a nerve in the peripheral nervous system can be described as neurapraxia, axonotmesis, or neurotmesis.
Concussion is considered a mild form of diffuse axonal injury. Axonal injury can also cause central chromatolysis. The dysfunction of axons in the nervous system is one of the major causes of many inherited and acquired neurological disorders that affect both peripheral and central neurons.
When an axon is crushed, an active process of axonal degeneration takes place at the part of the axon furthest from the cell body. This degeneration takes place quickly following the injury, with the part of the axon being sealed off at the membranes and broken down by macrophages. This is known as Wallerian degeneration. Dying back of an axon can also take place in many neurodegenerative diseases, particularly when axonal transport is impaired, this is known as Wallerian-like degeneration. Studies suggest that the degeneration happens as
a result of the axonal protein NMNAT2, being prevented from reaching all of the axon.
Demyelination of axons causes the multitude of neurological symptoms found in the disease multiple sclerosis.
Dysmyelination is the abnormal formation of the myelin sheath. This is implicated in several leukodystrophies, and also in schizophrenia.
A severe traumatic brain injury can result in widespread lesions to nerve tracts damaging the axons in a condition known as diffuse axonal injury. This can lead to a persistent vegetative state. It has been shown in studies on the rat that axonal damage from a single mild traumatic brain injury, can leave a susceptibility to further damage, after repeated mild traumatic brain injuries.
A nerve guidance conduit is an artificial means of guiding axon growth to enable neuroregeneration, and is one of the many treatments used for different kinds of nerve injury.
Terminology
Some general dictionaries define "nerve fiber" as any neuronal process, including both axons and dendrites. However, medical sources generally use "nerve fiber" to refer to the axon only.
History
German anatomist Otto Friedrich Karl Deiters is generally credited with the discovery of the axon by distinguishing it from the dendrites. Swiss Rüdolf Albert von Kölliker and German Robert Remak were the first to identify and characterize the axon initial segment. Kölliker named the axon in 1896. Louis-Antoine Ranvier was the first to describe the gaps or nodes found on axons and for this contribution these axonal features are now commonly referred to as the nodes of Ranvier. Santiago Ramón y Cajal, a Spanish anatomist, proposed that axons were the output components of neurons, describing their functionality. Joseph Erlanger and Herbert Gasser earlier developed the classification system for peripheral nerve fibers, based on axonal conduction velocity, myelination, fiber size etc. Alan Hodgkin and Andrew Huxley also employed the squid giant axon (1939) and by 1952 they had obtained a full quantitative description of the ionic basis of the action potential, leading to the formulation of the Hodgkin–Huxley model. Hodgkin and Huxley were awarded jointly the Nobel Prize for this work in 1963. The formulae detailing axonal conductance were extended to vertebrates in the Frankenhaeuser–Huxley equations. The understanding of the biochemical basis for action potential propagation has advanced further, and includes many details about individual ion channels.
Other animals
The axons in invertebrates have been extensively studied. The longfin inshore squid, often used as a model organism has the longest known axon. The giant squid has the largest axon known. Its size ranges from 0.5 (typically) to 1 mm in diameter and is used in the control of its jet propulsion system. The fastest recorded conduction speed of 210 m/s, is found in the ensheathed axons of some pelagic Penaeid shrimps and the usual range is between 90 and 200 meters/s (cf 100–120 m/s for the fastest myelinated vertebrate axon.)
In other cases as seen in rat studies an axon originates from a dendrite; such axons are said to have "dendritic origin". Some axons with dendritic origin similarly have a "proximal" initial segment that starts directly at the axon origin, while others have a "distal" initial segment, discernibly separated from the axon origin. In many species some of the neurons have axons that emanate from the dendrite and not from the cell body, and these are known as axon-carrying dendrites. In many cases, an axon originates at an axon hillock on the soma; such axons are said to have "somatic origin". Some axons with somatic origin have a "proximal" initial segment adjacent the axon hillock, while others have a "distal" initial segment, separated from the soma by an extended axon hillock.
See also
Electrophysiology
Ganglionic eminence
Giant axonal neuropathy
Neuronal tracing
Pioneer axon
References
External links
"Slide 3 Spinal cord"
Neurohistology
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https://en.wikipedia.org/wiki/Aramaic%20alphabet
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Aramaic alphabet
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The ancient Aramaic alphabet was used to write the Aramaic languages spoken by ancient Aramean pre-Christian tribes throughout the Fertile Crescent. It was also adopted by other peoples as their own alphabet when empires and their subjects underwent linguistic Aramaization during a language shift for governing purposes—a precursor to Arabization centuries later—including among Assyrians who permanently replaced their Akkadian language and its cuneiform script with Aramaic and its script, and among Jews (but not Samaritans), who adopted the Aramaic language as their vernacular and started using the Aramaic alphabet even for writing Hebrew, displacing the former Paleo-Hebrew alphabet. (The modern Hebrew alphabet derives from the Aramaic alphabet, in contrast to the modern Samaritan alphabet, which derives from Paleo-Hebrew).
The letters in the Aramaic alphabet all represent consonants, some of which are also used as matres lectionis to indicate long vowels. Writing systems (like the Aramaic) that indicate consonants but do not indicate most vowels other than by means of matres lectionis or added diacritical signs, have been called abjads by Peter T. Daniels to distinguish them from alphabets such as the Greek alphabet that represent vowels more systematically. The term was coined to avoid the notion that a writing system that represents sounds must be either a syllabary or an alphabet, which would imply that a system like Aramaic must be either a syllabary (as argued by Ignace Gelb) or an incomplete or deficient alphabet (as most other writers had said before Daniels). Rather, Daniels put forward, this is a different type of writing system, intermediate between syllabaries and 'full' alphabets.
The Aramaic alphabet is historically significant since virtually all modern Middle Eastern writing systems can be traced back to it. That is primarily due to the widespread usage of the Aramaic language after it was adopted as both a lingua franca and the official language of the Neo-Assyrian and Neo-Babylonian Empires, and their successor, the Achaemenid Empire. Among the descendant scripts in modern use, the Jewish Hebrew alphabet bears the closest relation to the Imperial Aramaic script of the 5th century BC, with an identical letter inventory and, for the most part, nearly identical letter shapes. By contrast the Samaritan Hebrew script is directly descended from Proto-Hebrew/Phoenician script, which was in turn the ancestor of the Aramaic alphabet. The Aramaic alphabet was also an ancestor to the Nabataean alphabet, which in turn had the Arabic alphabet as a descendant.
History
The earliest inscriptions in the Aramaic language use the Phoenician alphabet. Over time, the alphabet developed into the Aramaic alphabet by the 8th century BC. It was used to write the Aramaic languages spoken by ancient Aramean pre-Christian tribes throughout the Fertile Crescent. It was also adopted by other peoples as their own alphabet when empires and their subjects underwent linguistic Aramaization during a language shift for governing purposes—a precursor to Arabization centuries later—including among Assyrians who permanently replaced their Akkadian language and its cuneiform script with Aramaic and its script, and among Jews (but not Samaritans), who adopted the Aramaic language as their vernacular and started using the Aramaic alphabet even for writing Hebrew, displacing the former Paleo-Hebrew alphabet. (The modern Hebrew alphabet derives from the Aramaic alphabet, in contrast to the modern Samaritan alphabet, which derives from Paleo-Hebrew).
Achaemenid Empire (The First Persian Empire)
Around 500 BC, following the Achaemenid conquest of Mesopotamia under Darius I, Old Aramaic was adopted by the Persians as the "vehicle for written communication between the different regions of the vast Persian empire with its different peoples and languages. The use of a single official language, which modern scholarship has dubbed as Official Aramaic, Imperial Aramaic or Achaemenid Aramaic, can be assumed to have greatly contributed to the astonishing success of the Achaemenid Persians in holding their far-flung empire together for as long as they did."
Imperial Aramaic was highly standardised; its orthography was based more on historical roots than any spoken dialect and was influenced by Old Persian. The Aramaic glyph forms of the period are often divided into two main styles, the "lapidary" form, usually inscribed on hard surfaces like stone monuments, and a cursive form whose lapidary form tended to be more conservative by remaining more visually similar to Phoenician and early Aramaic. Both were in use through the Achaemenid Persian period, but the cursive form steadily gained ground over the lapidary, which had largely disappeared by the 3rd century BC.
For centuries after the fall of the Achaemenid Empire in 331 BC, Imperial Aramaic, or something near enough to it to be recognisable, would remain an influence on the various native Iranian languages. The Aramaic script would survive as the essential characteristics of the Iranian Pahlavi writing system.
30 Aramaic documents from Bactria have been recently discovered, an analysis of which was published in November 2006. The texts, which were rendered on leather, reflect the use of Aramaic in the 4th century BC in the Persian Achaemenid administration of Bactria and Sogdiana.
The widespread usage of Achaemenid Aramaic in the Middle East led to the gradual adoption of the Aramaic alphabet for writing Hebrew. Formerly, Hebrew had been written using an alphabet closer in form to that of Phoenician, the Paleo-Hebrew alphabet.
Aramaic-derived scripts
Since the evolution of the Aramaic alphabet out of the Phoenician one was a gradual process, the division of the world's alphabets into the ones derived from the Phoenician one directly and the ones derived from Phoenician via Aramaic is somewhat artificial. In general, the alphabets of the Mediterranean region (Anatolia, Greece, Italy) are classified as Phoenician-derived, adapted from around the 8th century BC, and those of the East (the Levant, Persia, Central Asia, and India) are considered Aramaic-derived, adapted from around the 6th century BC from the Imperial Aramaic script of the Achaemenid Empire.
After the fall of the Achaemenid Empire, the unity of the Imperial Aramaic script was lost, diversifying into a number of descendant cursives.
The Hebrew and Nabataean alphabets, as they stood by the Roman era, were little changed in style from the Imperial Aramaic alphabet. Ibn Khaldun (1332–1406) alleges that not only the old Nabataean writing was influenced by the "Syrian script" (i.e. Aramaic), but also the old Chaldean script.
A cursive Hebrew variant developed from the early centuries AD, but it remained restricted to the status of a variant used alongside the noncursive. By contrast, the cursive developed out of the Nabataean alphabet in the same period soon became the standard for writing Arabic, evolving into the Arabic alphabet as it stood by the time of the early spread of Islam.
The development of cursive versions of Aramaic also led to the creation of the Syriac, Palmyrene and Mandaic alphabets, which formed the basis of the historical scripts of Central Asia, such as the Sogdian and Mongolian alphabets.
The Old Turkic script is generally considered to have its ultimate origins in Aramaic, in particular via the Pahlavi or Sogdian alphabets, as suggested by V. Thomsen, or possibly via Kharosthi (cf., Issyk inscription).
Brahmi script was also possibly derived or inspired by Aramaic. Brahmic family of scripts includes Devanagari.
Languages using the alphabet
Today, Biblical Aramaic, Jewish Neo-Aramaic dialects and the Aramaic language of the Talmud are written in the modern-Hebrew alphabet (distinguished from the Old Hebrew script). In classical Jewish literature, the name given to the modern-Hebrew script was "Ashurit" (the ancient Assyrian script), a script now known widely as the Aramaic script. It is believed that during the period of Assyrian dominion that Aramaic script and language received official status. Syriac and Christian Neo-Aramaic dialects are today written in the Syriac alphabet, which script has superseded the more ancient Assyrian script and now bears its name. Mandaic is written in the Mandaic alphabet. The near-identical nature of the Aramaic and the classical Hebrew alphabets caused Aramaic text to be typeset mostly in the standard Hebrew script in scholarly literature.
Maaloula
In Maaloula, one of few surviving communities in which a Western Aramaic dialect is still spoken, an Aramaic institute was established in 2007 by Damascus University that teaches courses to keep the language alive. The institute's activities were suspended in 2010 amidst fears that the square Aramaic alphabet used in the program too closely resembled the square script of the Hebrew alphabet and all the signs with the square Aramaic script were taken down. The program stated that they would instead use the more distinct Syriac alphabet, although use of the Aramaic alphabet has continued to some degree. Al Jazeera Arabic also broadcast a program about Western Neo-Aramaic and the villages in which it is spoken with the square script still in use.
Letters
In Aramaic writing, waw and yodh serve a double function. Originally, they represented only the consonants w and y, but they were later adopted to indicate the long vowels ū and ī respectively as well (often also ō and ē respectively). In the latter role, they are known as or 'mothers of reading'.
Ālap, likewise, has some of the characteristics of a because in initial positions, it indicates a glottal stop (followed by a vowel), but otherwise, it often also stands for the long vowels ā or ē. Among Jews, the influence of Hebrew often led to the use of Hē instead, at the end of a word.
The practice of using certain letters to hold vowel values spread to Aramaic-derived writing systems, such as in Arabic and Hebrew, which still follow the practice.
Unicode
The Imperial Aramaic alphabet was added to the Unicode Standard in October 2009, with the release of version 5.2.
The Unicode block for Imperial Aramaic is U+10840–U+1085F:
The Syriac Aramaic alphabet was added to the Unicode Standard in September 1999, with the release of version 3.0.
The Syriac Abbreviation (a type of overline) can be represented with a special control character called the Syriac Abbreviation Mark (U+070F). The Unicode block for Syriac Aramaic is U+0700–U+074F:
See also
Syriac alphabet
Mandaic alphabet
References
Sources
Byrne, Ryan. "Middle Aramaic Scripts". Encyclopaedia of Language and Linguistics. Elsevier. (2006)
Daniels, Peter T., et al. eds. The World's Writing Systems. Oxford. (1996)
Coulmas, Florian. The Writing Systems of the World. Blackwell Publishers Ltd, Oxford. (1989)
Rudder, Joshua. Learn to Write Aramaic: A Step-by-Step Approach to the Historical & Modern Scripts. n.p.: CreateSpace Independent Publishing Platform, 2011. 220 pp. . Includes a wide variety of Aramaic scripts.
Ancient Hebrew and Aramaic on Coins, reading and transliterating Proto-Hebrew, online edition (Judaea Coin Archive).
External links
Comparison of Aramaic to related alphabets
Omniglot entry
8th-century BC establishments
Obsolete writing systems
Persian scripts
Right-to-left writing systems
Abjad writing systems
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https://en.wikipedia.org/wiki/Acute%20disseminated%20encephalomyelitis
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Acute disseminated encephalomyelitis
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Acute disseminated encephalomyelitis (ADEM), or acute demyelinating encephalomyelitis, is a rare autoimmune disease marked by a sudden, widespread attack of inflammation in the brain and spinal cord. As well as causing the brain and spinal cord to become inflamed, ADEM also attacks the nerves of the central nervous system and damages their myelin insulation, which, as a result, destroys the white matter. The cause is often a trigger such as from viral infection or vaccinations.
ADEM's symptoms resemble the symptoms of multiple sclerosis (MS), so the disease itself is sorted into the classification of the multiple sclerosis borderline diseases. However, ADEM has several features that distinguish it from MS. Unlike MS, ADEM occurs usually in children and is marked with rapid fever, although adolescents and adults can get the disease too. ADEM consists of a single flare-up whereas MS is marked with several flare-ups (or relapses), over a long period of time. Relapses following ADEM are reported in up to a quarter of patients, but the majority of these 'multiphasic' presentations following ADEM likely represent MS. ADEM is also distinguished by a loss of consciousness, coma and death, which is very rare in MS, except in severe cases.
It affects about 8 per 1,000,000 people per year. Although it occurs in all ages, most reported cases are in children and adolescents, with the average age around 5 to 8 years old. The disease affects males and females almost equally. ADEM shows seasonal variation with higher incidence in winter and spring months which may coincide with higher viral infections during these months. The mortality rate may be as high as 5%; however, full recovery is seen in 50 to 75% of cases with increase in survival rates up to 70 to 90% with figures including minor residual disability as well. The average time to recover from ADEM flare-ups is one to six months.
ADEM produces multiple inflammatory lesions in the brain and spinal cord, particularly in the white matter. Usually these are found in the subcortical and central white matter and cortical gray-white junction of both cerebral hemispheres, cerebellum, brainstem, and spinal cord, but periventricular white matter and gray matter of the cortex, thalami and basal ganglia may also be involved.
When a person has more than one demyelinating episode of ADEM, the disease is then called recurrent disseminated encephalomyelitis or multiphasic disseminated encephalomyelitis (MDEM). Also, a fulminant course in adults has been described.
Signs and symptoms
ADEM has an abrupt onset and a monophasic course. Symptoms usually begin 1–3 weeks after infection. Major symptoms include fever, headache, nausea and vomiting, confusion, vision impairment, drowsiness, seizures and coma. Although initially the symptoms are usually mild, they worsen rapidly over the course of hours to days, with the average time to maximum severity being about four and a half days. Additional symptoms include hemiparesis, paraparesis, and cranial nerve palsies.
ADEM in COVID-19
Neurological symptoms were the main presentation of COVID-19, which did not correlate with the severity of respiratory symptoms. The high incidence of ADEM with hemorrhage is striking. Brain inflammation is likely caused by an immune response to the disease rather than neurotropism. CSF analysis was not indicative of an infectious process, neurological impairment was not present in the acute phase of the infection, and neuroimaging findings were not typical of classical toxic and metabolic disorders. The finding of bilateral periventricular relatively asymmetrical lesions allied with deep white matter involvement, that may also be present in cortical gray-white matter junction, thalami, basal ganglia, cerebellum, and brainstem suggests an acute demyelination process. Additionally, hemorrhagic white matter lesions, clusters of macrophages related to axonal injury and ADEM-like appearance were also found in subcortical white matter.
Causes
Since the discovery of the anti-MOG specificity against multiple sclerosis diagnosis it is considered that ADEM is one of the possible clinical causes of anti-MOG associated encephalomyelitis.
About how the anti-MOG antibodies appear in the patients serum there are several theories:
A preceding antigenic challenge can be identified in approximately two-thirds of people. Some viral infections thought to induce ADEM include influenza virus, dengue, enterovirus, measles, mumps, rubella, varicella zoster, Epstein–Barr virus, cytomegalovirus, herpes simplex virus, hepatitis A, coxsackievirus and COVID-19. Bacterial infections include Mycoplasma pneumoniae, Borrelia burgdorferi, Leptospira, and beta-hemolytic Streptococci.
Exposure to vaccines: The only vaccine proven related to ADEM is the Semple form of the rabies vaccine, but hepatitis B, pertussis, diphtheria, measles, mumps, rubella, pneumococcus, varicella, influenza, Japanese encephalitis, and polio vaccines have all been implicated. The majority of the studies that correlate vaccination with ADEM onset use only small samples or are case studies. Large-scale epidemiological studies (e.g., of MMR vaccine or smallpox vaccine) do not show increased risk of ADEM following vaccination. An upper bound for the risk of ADEM from measles vaccination, if it exists, can be estimated to be 10 per million, which is far lower than the risk of developing ADEM from an actual measles infection, which is about 1 per 1,000 cases. For a rubella infection, the risk is 1 per 5,000 cases. Some early vaccines, later shown to have been contaminated with host animal CNS tissue, had ADEM incidence rates as high as 1 in 600.
In rare cases, ADEM seems to follow from organ transplantation.
Diagnosis
The term ADEM has been inconsistently used at different times. Currently, the commonly accepted international standard for the clinical case definition is the one published by the International Pediatric MS Study Group, revision 2007.
Given that the definition is clinical, it is currently unknown if all the cases of ADEM are positive for anti-MOG autoantibody; in any case, it appears to be strongly related to ADEM diagnosis.
Differential diagnosis
Multiple sclerosis
While ADEM and MS both involve autoimmune demyelination, they differ in many clinical, genetic, imaging, and histopathological aspects. Some authors consider MS and its borderline forms to constitute a spectrum, differing only in chronicity, severity, and clinical course, while others consider them discretely different diseases.
Typically, ADEM appears in children following an antigenic challenge and remains monophasic. Nevertheless, ADEM does occur in adults, and can also be clinically multiphasic.
Problems for differential diagnosis increase due to the lack of agreement for a definition of multiple sclerosis. If MS were defined only by the separation in time and space of the demyelinating lesions as McDonald did, it would not be enough to make a difference, as some cases of ADEM satisfy these conditions. Therefore, some authors propose to establish the dividing line as the shape of the lesions around the veins, being therefore "perivenous vs. confluent demyelination".
The pathology of ADEM is very similar to that of MS with some differences. The pathological hallmark of ADEM is perivenous inflammation with limited "sleeves of demyelination". Nevertheless, MS-like plaques (confluent demyelination) can appear
Plaques in the white matter in MS are sharply delineated, while the glial scar in ADEM is smooth. Axons are better preserved in ADEM lesions. Inflammation in ADEM is widely disseminated and ill-defined, and finally, lesions are strictly perivenous, while in MS they are disposed around veins, but not so sharply.
Nevertheless, the co-occurrence of perivenous and confluent demyelination in some individuals suggests pathogenic overlap between acute disseminated encephalomyelitis and multiple sclerosis and misclassification even with biopsy or even postmortem ADEM in adults can progress to MS
Multiphasic disseminated encephalomyelitis
When the person has more than one demyelinating episode of ADEM, the disease is then called recurrent disseminated encephalomyelitis or multiphasic disseminated encephalomyelitis (MDEM).
It has been found that anti-MOG auto-antibodies are related to this kind of ADEM
Another variant of ADEM in adults has been described, also related to anti-MOG auto-antibodies, has been named fulminant disseminated encephalomyelitis, and it has been reported to be clinically ADEM, but showing MS-like lesions on autopsy. It has been classified inside the anti-MOG associated inflammatory demyelinating diseases.
Acute hemorrhagic leukoencephalitis
Acute hemorrhagic leukoencephalitis (AHL, or AHLE), acute hemorrhagic encephalomyelitis (AHEM), acute necrotizing hemorrhagic leukoencephalitis (ANHLE), Weston-Hurst syndrome, or Hurst's disease, is a hyperacute and frequently fatal form of ADEM. AHL is relatively rare (less than 100 cases have been reported in the medical literature ), it is seen in about 2% of ADEM cases, and is characterized by necrotizing vasculitis of venules and hemorrhage, and edema. Death is common in the first week and overall mortality is about 70%, but increasing evidence points to favorable outcomes after aggressive treatment with corticosteroids, immunoglobulins, cyclophosphamide, and plasma exchange. About 70% of survivors show residual neurological deficits, but some survivors have shown surprisingly little deficit considering the extent of the white matter affected.
This disease has been occasionally associated with ulcerative colitis and Crohn's disease, malaria, sepsis associated with immune complex deposition, methanol poisoning, and other underlying conditions. Also anecdotal association with MS has been reported
Laboratory studies that support diagnosis of AHL are: peripheral leukocytosis, cerebrospinal fluid (CSF) pleocytosis associated with normal glucose and increased protein. On magnetic resonance imaging (MRI), lesions of AHL typically show extensive T2-weighted and fluid-attenuated inversion recovery (FLAIR) white matter hyperintensities with areas of hemorrhages, significant edema, and mass effect.
Treatment
No controlled clinical trials have been conducted on ADEM treatment, but aggressive treatment aimed at rapidly reducing inflammation of the CNS is standard. The widely accepted first-line treatment is high doses of intravenous corticosteroids, such as methylprednisolone or dexamethasone, followed by 3–6 weeks of gradually lower oral doses of prednisolone. Patients treated with methylprednisolone have shown better outcomes than those treated with dexamethasone. Oral tapers of less than three weeks duration show a higher chance of relapsing, and tend to show poorer outcomes. Other anti-inflammatory and immunosuppressive therapies have been reported to show beneficial effect, such as plasmapheresis, high doses of intravenous immunoglobulin (IVIg), mitoxantrone and cyclophosphamide. These are considered alternative therapies, used when corticosteroids cannot be used or fail to show an effect.
There is some evidence to suggest that patients may respond to a combination of methylprednisolone and immunoglobulins if they fail to respond to either separately
In a study of 16 children with ADEM, 10 recovered completely after high-dose methylprednisolone, one severe case that failed to respond to steroids recovered completely after IV Ig; the five most severe cases – with ADAM and severe peripheral neuropathy – were treated with combined high-dose methylprednisolone and immunoglobulin, two remained paraplegic, one had motor and cognitive handicaps, and two recovered. A recent review of IVIg treatment of ADEM (of which the previous study formed the bulk of the cases) found that 70% of children showed complete recovery after treatment with IVIg, or IVIg plus corticosteroids. A study of IVIg treatment in adults with ADEM showed that IVIg seems more effective in treating sensory and motor disturbances, while steroids seem more effective in treating impairments of cognition, consciousness and rigor. This same study found one subject, a 71-year-old man who had not responded to steroids, that responded to an IVIg treatment 58 days after disease onset.
Prognosis
Full recovery is seen in 50 to 70% of cases, ranging to 70 to 90% recovery with some minor residual disability (typically assessed using measures such as mRS or EDSS), average time to recover is one to six months. The mortality rate may be as high as 5–10%. Poorer outcomes are associated with unresponsiveness to steroid therapy, unusually severe neurological symptoms, or sudden onset. Children tend to have more favorable outcomes than adults, and cases presenting without fevers tend to have poorer outcomes. The latter effect may be due to either protective effects of fever, or that diagnosis and treatment is sought more rapidly when fever is present.
ADEM can progress to MS. It will be considered MS if some lesions appear in different times and brain areas
Motor deficits
Residual motor deficits are estimated to remain in about 8 to 30% of cases, the range in severity from mild clumsiness to ataxia and hemiparesis.
Neurocognitive
Patients with demyelinating illnesses, such as MS, have shown cognitive deficits even when there is minimal physical disability. Research suggests that similar effects are seen after ADEM, but that the deficits are less severe than those seen in MS. A study of six children with ADEM (mean age at presentation 7.7 years) were tested for a range of neurocognitive tests after an average of 3.5 years of recovery. All six children performed in the normal range on most tests, including verbal IQ and performance IQ, but performed at least one standard deviation below age norms in at least one cognitive domain, such as complex attention (one child), short-term memory (one child) and internalizing behaviour/affect (two children). Group means for each cognitive domain were all within one standard deviation of age norms, demonstrating that, as a group, they were normal. These deficits were less severe than those seen in similar aged children with a diagnosis of MS.
Another study compared nineteen children with a history of ADEM, of which 10 were five years of age or younger at the time (average age 3.8 years old, tested an average of 3.9 years later) and nine were older (mean age 7.7y at time of ADEM, tested an average of 2.2 years later) to nineteen matched controls. Scores on IQ tests and educational achievement were lower for the young onset ADEM group (average IQ 90) compared to the late onset (average IQ 100) and control groups (average IQ 106), while the late onset ADEM children scored lower on verbal processing speed. Again, all groups means were within one standard deviation of the controls, meaning that while effects were statistically reliable, the children were as a whole, still within the normal range. There were also more behavioural problems in the early onset group, although there is some suggestion that this may be due, at least in part, to the stress of hospitalization at a young age.
Research
The relationship between ADEM and anti-MOG associated encephalomyelitis is currently under research. A new entity called MOGDEM has been proposed.
About animal models, the main animal model for MS, experimental autoimmune encephalomyelitis (EAE) is also an animal model for ADEM. Being an acute monophasic illness, EAE is far more similar to ADEM than MS.
See also
Optic neuritis
Transverse myelitis
Victoria Arlen
References
External links
Acute Disseminated Encephalomyelitis Information
Information for parents about Acute disseminated encephalomyelitis
Multiple sclerosis
Autoimmune diseases
Central nervous system disorders
Enterovirus-associated diseases
Measles
Rare diseases
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https://en.wikipedia.org/wiki/Ataxia
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Ataxia
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Ataxia (from Greek α- [a negative prefix] + -τάξις [order] = "lack of order") is a neurological sign consisting of lack of voluntary coordination of muscle movements that can include gait abnormality, speech changes, and abnormalities in eye movements, that indicates dysfunction of parts of the nervous system that coordinate movement, such as the cerebellum.
These nervous system dysfunctions occur in several different patterns, with different results and different possible causes. Ataxia can be limited to one side of the body, which is referred to as hemiataxia. Friedreich's ataxia has gait abnormality as the most commonly presented symptom. Dystaxia is a mild degree of ataxia.
Types
Cerebellar
The term cerebellar ataxia is used to indicate ataxia due to dysfunction of the cerebellum. The cerebellum is responsible for integrating a significant amount of neural information that is used to coordinate smoothly ongoing movements and to participate in motor planning. Although ataxia is not present with all cerebellar lesions, many conditions affecting the cerebellum do produce ataxia. People with cerebellar ataxia may have trouble regulating the force, range, direction, velocity, and rhythm of muscle contractions. This results in a characteristic type of irregular, uncoordinated movement that can manifest itself in many possible ways, such as asthenia, asynergy, delayed reaction time, and dyschronometria. Individuals with cerebellar ataxia could also display instability of gait, difficulty with eye movements, dysarthria, dysphagia, hypotonia, dysmetria, and dysdiadochokinesia. These deficits can vary depending on which cerebellar structures have been damaged, and whether the lesion is bi- or unilateral.
People with cerebellar ataxia may initially present with poor balance, which could be demonstrated as an inability to stand on one leg or perform tandem gait. As the condition progresses, walking is characterized by a widened base and high stepping, as well as staggering and lurching from side to side. Turning is also problematic and could result in falls. As cerebellar ataxia becomes severe, great assistance and effort are needed to stand and walk. Dysarthria, an impairment with articulation, may also be present and is characterized by "scanning" speech that consists of slower rate, irregular rhythm, and variable volume. Also, slurring of speech, tremor of the voice, and ataxic respiration may occur. Cerebellar ataxia could result with incoordination of movement, particularly in the extremities. Overshooting (or hypermetria) occurs with finger-to-nose testing and heel to shin testing; thus, dysmetria is evident. Impairments with alternating movements (dysdiadochokinesia), as well as dysrhythmia, may also be displayed. Tremor of the head and trunk (titubation) may be seen in individuals with cerebellar ataxia.
Dysmetria is thought to be caused by a deficit in the control of interaction torques in multijoint motion. Interaction torques are created at an associated joint when the primary joint is moved. For example, if a movement required reaching to touch a target in front of the body, flexion at the shoulder would create a torque at the elbow, while extension of the elbow would create a torque at the wrist. These torques increase as the speed of movement increases and must be compensated and adjusted for to create coordinated movement. This may, therefore, explain decreased coordination at higher movement velocities and accelerations.
Dysfunction of the vestibulocerebellum (flocculonodular lobe) impairs balance and the control of eye movements. This presents itself with postural instability, in which the person tends to separate his/her feet upon standing, to gain a wider base and to avoid titubation (bodily oscillations tending to be forward-backward ones). The instability is, therefore, worsened when standing with the feet together, regardless of whether the eyes are open or closed. This is a negative Romberg's test, or more accurately, it denotes the individual's inability to carry out the test, because the individual feels unstable even with open eyes.
Dysfunction of the spinocerebellum (vermis and associated areas near the midline) presents itself with a wide-based "drunken sailor" gait (called truncal ataxia), characterised by uncertain starts and stops, lateral deviations, and unequal steps. As a result of this gait impairment, falling is a concern in patients with ataxia. Studies examining falls in this population show that 74–93% of patients have fallen at least once in the past year and up to 60% admit to fear of falling.
'Dysfunction of the cerebrocerebellum' (lateral hemispheres) presents as disturbances in carrying out voluntary, planned movements by the extremities (called appendicular ataxia). These include:
Intention tremor (coarse trembling, accentuated over the execution of voluntary movements, possibly involving the head and eyes, as well as the limbs and torso)
Peculiar writing abnormalities (large, unequal letters, irregular underlining)
A peculiar pattern of dysarthria (slurred speech, sometimes characterised by explosive variations in voice intensity despite a regular rhythm)
Inability to perform rapidly alternating movements, known as dysdiadochokinesia, occurs, and could involve rapidly switching from pronation to supination of the forearm. Movements become more irregular with increases of speed.
Inability to judge distances or ranges of movement happens. This dysmetria is often seen as undershooting, hypometria, or overshooting, hypermetria, the required distance or range to reach a target. This is sometimes seen when a patient is asked to reach out and touch someone's finger or touch his or her own nose.
The rebound phenomenon, also known as the loss of the check reflex, is also sometimes seen in patients with cerebellar ataxia, for example, when patients are flexing their elbows isometrically against a resistance. When the resistance is suddenly removed without warning, the patients' arms may swing up and even strike themselves. With an intact check reflex, the patients check and activate the opposing triceps to slow and stop the movement.
Patients may exhibit a constellation of subtle to overt cognitive symptoms, which are gathered under the terminology of Schmahmann's syndrome.
Sensory
The term sensory ataxia is used to indicate ataxia due to loss of proprioception, the loss of sensitivity to the positions of joint and body parts. This is generally caused by dysfunction of the dorsal columns of the spinal cord, because they carry proprioceptive information up to the brain. In some cases, the cause of sensory ataxia may instead be dysfunction of the various parts of the brain that receive positional information, including the cerebellum, thalamus, and parietal lobes.
Sensory ataxia presents itself with an unsteady "stomping" gait with heavy heel strikes, as well as a postural instability that is usually worsened when the lack of proprioceptive input cannot be compensated for by visual input, such as in poorly lit environments.
Physicians can find evidence of sensory ataxia during physical examination by having patients stand with their feet together and eyes shut. In affected patients, this will cause the instability to worsen markedly, producing wide oscillations and possibly a fall; this is called a positive Romberg's test. Worsening of the finger-pointing test with the eyes closed is another feature of sensory ataxia. Also, when patients are standing with arms and hands extended toward the physician, if the eyes are closed, the patients' fingers tend to "fall down" and then be restored to the horizontal extended position by sudden muscular contractions (the "ataxic hand").
Vestibular
The term vestibular ataxia is used to indicate ataxia due to dysfunction of the vestibular system, which in acute and unilateral cases is associated with prominent vertigo, nausea, and vomiting. In slow-onset, chronic bilateral cases of vestibular dysfunction, these characteristic manifestations may be absent, and dysequilibrium may be the sole presentation.
Causes
The three types of ataxia have overlapping causes, so can either coexist or occur in isolation. Cerebellar ataxia can have many causes despite normal neuroimaging.
Focal lesions
Any type of focal lesion of the central nervous system (such as stroke, brain tumor, multiple sclerosis, inflammatory [such as sarcoidosis], and "chronic lymphocytyc inflammation with pontine perivascular enhancement responsive to steroids syndrome" [CLIPPERS]) will cause the type of ataxia corresponding to the site of the lesion: cerebellar if in the cerebellum; sensory if in the dorsal spinal cord...to include cord compression by thickened ligamentum flavum or stenosis of the boney spinal canal...(and rarely in the thalamus or parietal lobe); or vestibular if in the vestibular system (including the vestibular areas of the cerebral cortex).
Exogenous substances (metabolic ataxia)
Exogenous substances that cause ataxia mainly do so because they have a depressant effect on central nervous system function. The most common example is ethanol (alcohol), which is capable of causing reversible cerebellar and vestibular ataxia. Chronic intake of ethanol causes atrophy of the cerebellum by oxidative and endoplasmic reticulum stresses induced by thiamine deficiency.
Other examples include various prescription drugs (e.g. most antiepileptic drugs have cerebellar ataxia as a possible adverse effect), Lithium level over 1.5mEq/L, synthetic cannabinoid HU-211 ingestion and various other medical and recreational drugs (e.g. ketamine, PCP or dextromethorphan, all of which are NMDA receptor antagonists that produce a dissociative state at high doses). A further class of pharmaceuticals which can cause short term ataxia, especially in high doses, are benzodiazepines. Exposure to high levels of methylmercury, through consumption of fish with high mercury concentrations, is also a known cause of ataxia and other neurological disorders.
Radiation poisoning
Ataxia can be induced as a result of severe acute radiation poisoning with an absorbed dose of more than 30 grays.
Vitamin B12 deficiency
Vitamin B12 deficiency may cause, among several neurological abnormalities, overlapping cerebellar and sensory ataxia. Neuropsychological symptoms may include sense loss, difficulty in proprioception, poor balance, loss of sensation in the feet, changes in reflexes, dementia, and psychosis, can be reversible with treatment. Complications may include a neurological complex known as subacute combined degeneration of spinal cord, and other neurological disorders.
Hypothyroidism
Symptoms of neurological dysfunction may be the presenting feature in some patients with hypothyroidism. These include reversible cerebellar ataxia, dementia, peripheral neuropathy, psychosis and coma. Most of the neurological complications improve completely after thyroid hormone replacement therapy.
Causes of isolated sensory ataxia
Peripheral neuropathies may cause generalised or localised sensory ataxia (e.g. a limb only) depending on the extent of the neuropathic involvement. Spinal disorders of various types may cause sensory ataxia from the lesioned level below, when they involve the dorsal columns.
Non-hereditary cerebellar degeneration
Non-hereditary causes of cerebellar degeneration include chronic alcohol use disorder, head injury, paraneoplastic and non-paraneoplastic autoimmune ataxia, high altitude cerebral oedema, coeliac disease, normal pressure hydrocephalus and infectious or post-infectious cerebellitis.
Hereditary ataxias
Ataxia may depend on hereditary disorders consisting of degeneration of the cerebellum or of the spine; most cases feature both to some extent, and therefore present with overlapping cerebellar and sensory ataxia, even though one is often more evident than the other. Hereditary disorders causing ataxia include autosomal dominant ones such as spinocerebellar ataxia, episodic ataxia, and dentatorubropallidoluysian atrophy, as well as autosomal recessive disorders such as Friedreich's ataxia (sensory and cerebellar, with the former predominating) and Niemann Pick disease, ataxia-telangiectasia (sensory and cerebellar, with the latter predominating),autosomal recessive spinocerebellar ataxia-14 and abetalipoproteinaemia. An example of X-linked ataxic condition is the rare fragile X-associated tremor/ataxia syndrome or FXTAS.
Arnold–Chiari malformation (congenital ataxia)
Arnold–Chiari malformation is a malformation of the brain. It consists of a downward displacement of the cerebellar tonsils and the medulla through the foramen magnum, sometimes causing hydrocephalus as a result of obstruction of cerebrospinal fluid outflow.
Succinic semialdehyde dehydrogenase deficiency
Succinic semialdehyde dehydrogenase deficiency is an autosomal-recessive gene disorder where mutations in the ALDH5A1 gene results in the accumulation of gamma-Hydroxybutyric acid (GHB) in the body. GHB accumulates in the nervous system and can cause ataxia as well as other neurological dysfunction.
Wilson's disease
Wilson's disease is an autosomal-recessive gene disorder whereby an alteration of the ATP7B gene results in an inability to properly excrete copper from the body. Copper accumulates in the nervous system and liver and can cause ataxia as well as other neurological and organ impairments.
Gluten ataxia
Gluten ataxia is an autoimmune disease triggered by the ingestion of gluten. Early diagnosis and treatment with a gluten-free diet can improve ataxia and prevent its progression. The effectiveness of the treatment depends on the elapsed time from the onset of the ataxia until diagnosis, because the death of neurons in the cerebellum as a result of gluten exposure is irreversible. It accounts for 40% of ataxias of unknown origin and 15% of all ataxias. Less than 10% of people with gluten ataxia present any gastrointestinal symptom and only about 40% have intestinal damage. This entity is classified into primary auto-immune cerebellar ataxias (PACA).
Potassium pump
Malfunction of the sodium-potassium pump may be a factor in some ataxias. The - pump has been shown to control and set the intrinsic activity mode of cerebellar Purkinje neurons. This suggests that the pump might not simply be a homeostatic, "housekeeping" molecule for ionic gradients; but could be a computational element in the cerebellum and the brain. Indeed, an ouabain block of - pumps in the cerebellum of a live mouse results in it displaying ataxia and dystonia. Ataxia is observed for lower ouabain concentrations, dystonia is observed at higher ouabain concentrations.
Cerebellar ataxia associated with anti-GAD antibodies
Antibodies against the enzyme glutamic acid decarboxylase (GAD: enzyme changing glutamate into GABA) cause cerebellar deficits. The antibodies impair motor learning and cause behavioral deficits.
GAD antibodies related ataxia is part of the group called immune-mediated cerebellar ataxias. The antibodies induce a synaptopathy. The cerebellum is particularly vulnerable to autoimmune disorders. Cerebellar circuitry has capacities to compensate and restore function thanks to cerebellar reserve, gathering multiple forms of plasticity. LTDpathies gather immune disorders targeting long-term depression (LTD), a form of plasticity.
Diagnosis
Imaging studies - A CT scan or MRI of the brain might help determine potential causes. An MRI can sometimes show shrinkage of the cerebellum and other brain structures in people with ataxia. It may also show other treatable findings, such as a blood clot or benign tumour, that could be pressing on the cerebellum.
Lumbar puncture (spinal tap) - A needle is inserted into the lower back (lumbar region) between two lumbar vertebrae to obtain a sample of cerebrospinal fluid for testing.
Genetic testing - Determines whether the mutation that causes one of the hereditary ataxic conditions is present. Tests are available for many but not all of the hereditary ataxias.
Treatment
The treatment of ataxia and its effectiveness depend on the underlying cause. Treatment may limit or reduce the effects of ataxia, but it is unlikely to eliminate them entirely. Recovery tends to be better in individuals with a single focal injury (such as stroke or a benign tumour), compared to those who have a neurological degenerative condition. A review of the management of degenerative ataxia was published in 2009. A small number of rare conditions presenting with prominent cerebellar ataxia are amenable to specific treatment and recognition of these disorders is critical. Diseases include vitamin E deficiency, abetalipoproteinemia, cerebrotendinous xanthomatosis, Niemann–Pick type C disease, Refsum's disease, glucose transporter type 1 deficiency, episodic ataxia type 2, gluten ataxia, glutamic acid decarboxylase ataxia. Novel therapies target the RNA defects associated with cerebellar disorders, using in particular anti-sense oligonucleotides.
The movement disorders associated with ataxia can be managed by pharmacological treatments and through physical therapy and occupational therapy to reduce disability. Some drug treatments that have been used to control ataxia include: 5-hydroxytryptophan (5-HTP), idebenone, amantadine, physostigmine, L-carnitine or derivatives, trimethoprim/sulfamethoxazole, vigabatrin, phosphatidylcholine, acetazolamide, 4-aminopyridine, buspirone, and a combination of coenzyme Q10 and vitamin E.
Physical therapy requires a focus on adapting activity and facilitating motor learning for retraining specific functional motor patterns. A recent systematic review suggested that physical therapy is effective, but there is only moderate evidence to support this conclusion. The most commonly used physical therapy interventions for cerebellar ataxia are vestibular habituation, Frenkel exercises, proprioceptive neuromuscular facilitation (PNF), and balance training; however, therapy is often highly individualized and gait and coordination training are large components of therapy.
Current research suggests that, if a person is able to walk with or without a mobility aid, physical therapy should include an exercise program addressing five components: static balance, dynamic balance, trunk-limb coordination, stairs, and contracture prevention. Once the physical therapist determines that the individual is able to safely perform parts of the program independently, it is important that the individual be prescribed and regularly engage in a supplementary home exercise program that incorporates these components to further improve long term outcomes. These outcomes include balance tasks, gait, and individual activities of daily living. While the improvements are attributed primarily to changes in the brain and not just the hip or ankle joints, it is still unknown whether the improvements are due to adaptations in the cerebellum or compensation by other areas of the brain.
Decomposition, simplification, or slowing of multijoint movement may also be an effective strategy that therapists may use to improve function in patients with ataxia. Training likely needs to be intense and focused—as indicated by one study performed with stroke patients experiencing limb ataxia who underwent intensive upper limb retraining. Their therapy consisted of constraint-induced movement therapy which resulted in improvements of their arm function. Treatment should likely include strategies to manage difficulties with everyday activities such as walking. Gait aids (such as a cane or walker) can be provided to decrease the risk of falls associated with impairment of balance or poor coordination. Severe ataxia may eventually lead to the need for a wheelchair. To obtain better results, possible coexisting motor deficits need to be addressed in addition to those induced by ataxia. For example, muscle weakness and decreased endurance could lead to increasing fatigue and poorer movement patterns.
There are several assessment tools available to therapists and health care professionals working with patients with ataxia. The International Cooperative Ataxia Rating Scale (ICARS) is one of the most widely used and has been proven to have very high reliability and validity. Other tools that assess motor function, balance and coordination are also highly valuable to help the therapist track the progress of their patient, as well as to quantify the patient's functionality. These tests include, but are not limited to:
The Berg Balance Scale
Tandem Walking (to test for Tandem gaitability)
Scale for the Assessment and Rating of Ataxia (SARA)
tapping tests – The person must quickly and repeatedly tap their arm or leg while the therapist monitors the amount of dysdiadochokinesia.
finger-nose testing – This test has several variations including finger-to-therapist's finger, finger-to-finger, and alternate nose-to-finger.
Other uses
The term "ataxia" is sometimes used in a broader sense to indicate lack of coordination in some physiological process. Examples include optic ataxia (lack of coordination between visual inputs and hand movements, resulting in inability to reach and grab objects) and ataxic respiration (lack of coordination in respiratory movements, usually due to dysfunction of the respiratory centres in the medulla oblongata). Optic ataxia may be caused by lesions to the posterior parietal cortex, which is responsible for combining and expressing positional information and relating it to movement. Outputs of the posterior parietal cortex include the spinal cord, brain stem motor pathways, pre-motor and pre-frontal cortex, basal ganglia and the cerebellum. Some neurons in the posterior parietal cortex are modulated by intention. Optic ataxia is usually part of Balint's syndrome, but can be seen in isolation with injuries to the superior parietal lobule, as it represents a disconnection between visual-association cortex and the frontal premotor and motor cortex.
See also
Ataxic cerebral palsy
Locomotor ataxia
Bruns apraxia
National Ataxia Foundation
References
Further reading
Symptoms and signs: Nervous system
Stroke
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https://en.wikipedia.org/wiki/Ada%20Lovelace
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Ada Lovelace
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Augusta Ada King, Countess of Lovelace (née Byron; 10 December 1815 – 27 November 1852) was an English mathematician and writer, chiefly known for her work on Charles Babbage's proposed mechanical general-purpose computer, the Analytical Engine. She was the first to recognise that the machine had applications beyond pure calculation.
Ada Byron was the only legitimate child of poet Lord Byron and reformer Lady Byron. All Lovelace's half-siblings, Lord Byron's other children, were born out of wedlock to other women. Byron separated from his wife a month after Ada was born and left England forever. He died in Greece when Ada was eight. Her mother remained bitter and promoted Ada's interest in mathematics and logic in an effort to prevent her from developing her father's perceived insanity. Despite this, Ada remained interested in him, naming her two sons Byron and Gordon. Upon her death, she was buried next to him at her request. Although often ill in her childhood, Ada pursued her studies assiduously. She married William King in 1835. King was made Earl of Lovelace in 1838, Ada thereby becoming Countess of Lovelace.
Her educational and social exploits brought her into contact with scientists such as Andrew Crosse, Charles Babbage, Sir David Brewster, Charles Wheatstone, Michael Faraday, and the author Charles Dickens, contacts which she used to further her education. Ada described her approach as "poetical science" and herself as an "Analyst (& Metaphysician)".
When she was eighteen, her mathematical talents led her to a long working relationship and friendship with fellow British mathematician Charles Babbage, who is known as "the father of computers". She was in particular interested in Babbage's work on the Analytical Engine. Lovelace first met him in June 1833, through their mutual friend, and her private tutor, Mary Somerville.
Between 1842 and 1843, Ada translated an article by the military engineer Luigi Menabrea (later Prime Minister of Italy) about the Analytical Engine, supplementing it with an elaborate set of seven notes, simply called "Notes".
Lovelace's notes are important in the early history of computers, especially since the seventh one contained what many consider to be the first computer program—that is, an algorithm designed to be carried out by a machine. Other historians reject this perspective and point out that Babbage's personal notes from the years 1836/1837 contain the first programs for the engine. She also developed a vision of the capability of computers to go beyond mere calculating or number-crunching, while many others, including Babbage himself, focused only on those capabilities. Her mindset of "poetical science" led her to ask questions about the Analytical Engine (as shown in her notes) examining how individuals and society relate to technology as a collaborative tool.
Biography
Childhood
Lord Byron expected his child to be a "glorious boy" and was disappointed when Lady Byron gave birth to a girl. The child was named after Byron's half-sister, Augusta Leigh, and was called "Ada" by Byron himself. On 16 January 1816, at Lord Byron's command, Lady Byron left for her parents' home at Kirkby Mallory, taking their five-week-old daughter with her. Although English law at the time granted full custody of children to the father in cases of separation, Lord Byron made no attempt to claim his parental rights, but did request that his sister keep him informed of Ada's welfare.
On 21 April, Lord Byron signed the deed of separation, although very reluctantly, and left England for good a few days later. Aside from an acrimonious separation, Lady Byron continued throughout her life to make allegations about her husband's immoral behaviour. This set of events made Lovelace infamous in Victorian society. Ada did not have a relationship with her father. He died in 1824 when she was eight years old. Her mother was the only significant parental figure in her life. Lovelace was not shown the family portrait of her father until her 20th birthday.
Lovelace did not have a close relationship with her mother. She was often left in the care of her maternal grandmother Judith, Hon. Lady Milbanke, who doted on her. However, because of societal attitudes of the time—which favoured the husband in any separation, with the welfare of any child acting as mitigation—Lady Byron had to present herself as a loving mother to the rest of society. This included writing anxious letters to Lady Milbanke about her daughter's welfare, with a cover note saying to retain the letters in case she had to use them to show maternal concern. In one letter to Lady Milbanke, she referred to her daughter as "it": "I talk to it for your satisfaction, not my own, and shall be very glad when you have it under your own." Lady Byron had her teenage daughter watched by close friends for any sign of moral deviation. Lovelace dubbed these observers the "Furies" and later complained they exaggerated and invented stories about her.
Lovelace was often ill, beginning in early childhood. At the age of eight, she experienced headaches that obscured her vision. In June 1829, she was paralyzed after a bout of measles. She was subjected to continuous bed rest for nearly a year, something which may have extended her period of disability. By 1831, she was able to walk with crutches. Despite the illnesses, she developed her mathematical and technological skills.
Ada Byron had an affair with a tutor in early 1833. She tried to elope with him after she was caught, but the tutor's relatives recognised her and contacted her mother. Lady Byron and her friends covered the incident up to prevent a public scandal. Lovelace never met her younger half-sister, Allegra, the daughter of Lord Byron and Claire Clairmont. Allegra died in 1822 at the age of five. Lovelace did have some contact with Elizabeth Medora Leigh, the daughter of Byron's half-sister Augusta Leigh, who purposely avoided Lovelace as much as possible when introduced at court.
Adult years
Lovelace became close friends with her tutor Mary Somerville, who introduced her to Charles Babbage in 1833. She had a strong respect and affection for Somerville, and they corresponded for many years. Other acquaintances included the scientists Andrew Crosse, Sir David Brewster, Charles Wheatstone, Michael Faraday and the author Charles Dickens. She was presented at Court at the age of seventeen "and became a popular belle of the season" in part because of her "brilliant mind". By 1834 Ada was a regular at Court and started attending various events. She danced often and was able to charm many people, and was described by most people as being dainty, although John Hobhouse, Byron's friend, described her as "a large, coarse-skinned young woman but with something of my friend's features, particularly the mouth". This description followed their meeting on 24 February 1834 in which Ada made it clear to Hobhouse that she did not like him, probably due to her mother's influence, which led her to dislike all of her father's friends. This first impression was not to last, and they later became friends.
On 8 July 1835, she married William, 8th Baron King, becoming Lady King. They had three homes: Ockham Park, Surrey; a Scottish estate on Loch Torridon in Ross-shire; and a house in London. They spent their honeymoon at Worthy Manor in Ashley Combe near Porlock Weir, Somerset. The Manor had been built as a hunting lodge in 1799 and was improved by King in preparation for their honeymoon. It later became their summer retreat and was further improved during this time. From 1845, the family's main house was Horsley Towers, built in the Tudorbethan fashion by the architect of the Houses of Parliament, Charles Barry, and later greatly enlarged to Lovelace's own designs.
They had three children: Byron (born 1836); Anne Isabella (called Annabella, born 1837); and Ralph Gordon (born 1839). Immediately after the birth of Annabella, Lady King experienced "a tedious and suffering illness, which took months to cure". Ada was a descendant of the extinct Barons Lovelace and in 1838, her husband was made Earl of Lovelace and Viscount Ockham, meaning Ada became the Countess of Lovelace. In 1843–44, Ada's mother assigned William Benjamin Carpenter to teach Ada's children and to act as a "moral" instructor for Ada. He quickly fell for her and encouraged her to express any frustrated affections, claiming that his marriage meant he would never act in an "unbecoming" manner. When it became clear that Carpenter was trying to start an affair, Ada cut it off.
In 1841, Lovelace and Medora Leigh (the daughter of Lord Byron's half-sister Augusta Leigh) were told by Ada's mother that Ada's father was also Medora's father. On 27 February 1841, Ada wrote to her mother: "I am not in the least astonished. In fact, you merely confirm what I have for years and years felt scarcely a doubt about, but should have considered it most improper in me to hint to you that I in any way suspected." She did not blame the incestuous relationship on Byron, but instead blamed Augusta Leigh: "I fear she is more inherently wicked than he ever was." In the 1840s, Ada flirted with scandals: firstly, from a relaxed approach to extra-marital relationships with men, leading to rumours of affairs; and secondly, from her love of gambling. She apparently lost more than £3,000 on the horses during the later 1840s. The gambling led to her forming a syndicate with male friends, and an ambitious attempt in 1851 to create a mathematical model for successful large bets. This went disastrously wrong, leaving her thousands of pounds in debt to the syndicate, forcing her to admit it all to her husband. She had a shadowy relationship with Andrew Crosse's son John from 1844 onwards. John Crosse destroyed most of their correspondence after her death as part of a legal agreement. She bequeathed him the only heirlooms her father had personally left to her. During her final illness, she would panic at the idea of the younger Crosse being kept from visiting her.
Education
From 1832, when she was seventeen, her mathematical abilities began to emerge, and her interest in mathematics dominated the majority of her adult life. Her mother's obsession with rooting out any of the insanity of which she accused Byron was one of the reasons that Ada was taught mathematics from an early age. She was privately educated in mathematics and science by William Frend, William King, and Mary Somerville, the noted 19th-century researcher and scientific author. In the 1840s, the mathematician Augustus De Morgan extended her "much help in her mathematical studies" including study of advanced calculus topics including the "numbers of Bernoulli" (that formed her celebrated algorithm for Babbage's Analytical Engine). In a letter to Lady Byron, De Morgan suggested that Ada's skill in mathematics might lead her to become "an original mathematical investigator, perhaps of first-rate eminence".
Lovelace often questioned basic assumptions through integrating poetry and science. Whilst studying differential calculus, she wrote to De Morgan:
I may remark that the curious transformations many formulae can undergo, the unsuspected and to a beginner apparently impossible identity of forms exceedingly dissimilar at first sight, is I think one of the chief difficulties in the early part of mathematical studies. I am often reminded of certain sprites and fairies one reads of, who are at one's elbows in one shape now, and the next minute in a form most dissimilar.
Lovelace believed that intuition and imagination were critical to effectively applying mathematical and scientific concepts. She valued metaphysics as much as mathematics, viewing both as tools for exploring "the unseen worlds around us".
Death
Lovelace died at the age of 36 on 27 November 1852, from uterine cancer. The illness lasted several months, in which time Annabella took command over whom Ada saw, and excluded all of her friends and confidants. Under her mother's influence, Ada had a religious transformation and was coaxed into repenting of her previous conduct and making Annabella her executor. She lost contact with her husband after confessing something to him on 30 August which caused him to abandon her bedside. It is not known what she told him. She was buried, at her request, next to her father at the Church of St. Mary Magdalene in Hucknall, Nottinghamshire. A memorial plaque, written in Latin, to her and her father is in the chapel attached to Horsley Towers.
Work
Throughout her life, Lovelace was strongly interested in scientific developments and fads of the day, including phrenology and mesmerism. After her work with Babbage, Lovelace continued to work on other projects. In 1844, she commented to a friend Woronzow Greig about her desire to create a mathematical model for how the brain gives rise to thoughts and nerves to feelings ("a calculus of the nervous system"). She never achieved this, however. In part, her interest in the brain came from a long-running pre-occupation, inherited from her mother, about her "potential" madness. As part of her research into this project, she visited the electrical engineer Andrew Crosse in 1844 to learn how to carry out electrical experiments. In the same year, she wrote a review of a paper by Baron Karl von Reichenbach, Researches on Magnetism, but this was not published and does not appear to have progressed past the first draft. In 1851, the year before her cancer struck, she wrote to her mother mentioning "certain productions" she was working on regarding the relation of maths and music.
Lovelace first met Charles Babbage in June 1833, through their mutual friend Mary Somerville. Later that month, Babbage invited Lovelace to see the prototype for his difference engine. She became fascinated with the machine and used her relationship with Somerville to visit Babbage as often as she could. Babbage was impressed by Lovelace's intellect and analytic skills. He called her "The Enchantress of Number". In 1843, he wrote to her:
During a nine-month period in 1842–43, Lovelace translated the Italian mathematician Luigi Menabrea's article on Babbage's newest proposed machine, the Analytical Engine. With the article, she appended a set of notes. Explaining the Analytical Engine's function was a difficult task; many other scientists did not grasp the concept and the British establishment had shown little interest in it. Lovelace's notes even had to explain how the Analytical Engine differed from the original Difference Engine. Her work was well received at the time; the scientist Michael Faraday described himself as a supporter of her writing.
The notes are around three times longer than the article itself and include (in Note G), in complete detail, a method for calculating a sequence of Bernoulli numbers using the Analytical Engine, which might have run correctly had it ever been built (only Babbage's Difference Engine has been built, completed in London in 2002). Based on this work, Lovelace is now considered by many to be the first computer programmer and her method has been called the world's first computer program. Others dispute this because some of Charles Babbage's earlier writings could be considered computer programs.
Note G also contains Lovelace's dismissal of artificial intelligence. She wrote that "The Analytical Engine has no pretensions whatever to originate anything. It can do whatever we know how to order it to perform. It can follow analysis; but it has no power of anticipating any analytical relations or truths." This objection has been the subject of much debate and rebuttal, for example by Alan Turing in his paper "Computing Machinery and Intelligence". Most modern computer scientists argue that this view is outdated and that computer software can develop in ways that cannot necessarily be anticipated by programmers.
Lovelace and Babbage had a minor falling out when the papers were published, when he tried to leave his own statement (criticising the government's treatment of his Engine) as an unsigned preface, which could have been mistakenly interpreted as a joint declaration. When Taylor's Scientific Memoirs ruled that the statement should be signed, Babbage wrote to Lovelace asking her to withdraw the paper. This was the first that she knew he was leaving it unsigned, and she wrote back refusing to withdraw the paper. The historian Benjamin Woolley theorised that "His actions suggested he had so enthusiastically sought Ada's involvement, and so happily indulged her ... because of her 'celebrated name'." Their friendship recovered, and they continued to correspond. On 12 August 1851, when she was dying of cancer, Lovelace wrote to him asking him to be her executor, though this letter did not give him the necessary legal authority. Part of the terrace at Worthy Manor was known as Philosopher's Walk; it was there that Lovelace and Babbage were reputed to have walked while discussing mathematical principles.
First published computer program
In 1840, Babbage was invited to give a seminar at the University of Turin about his Analytical Engine. Luigi Menabrea, a young Italian engineer and the future Prime Minister of Italy, transcribed Babbage's lecture into French, and this transcript was subsequently published in the Bibliothèque universelle de Genève in October 1842.
Babbage's friend Charles Wheatstone commissioned Ada Lovelace to translate Menabrea's paper into English. She then augmented the paper with notes, which were added to the translation. Ada Lovelace spent the better part of a year doing this, assisted with input from Babbage. These notes, which are more extensive than Menabrea's paper, were then published in the September 1843 edition of Taylor's Scientific Memoirs under the initialism AAL.
Ada Lovelace's notes were labelled alphabetically from A to G. In Note G, she describes an algorithm for the Analytical Engine to compute Bernoulli numbers. It is considered to be the first published algorithm ever specifically tailored for implementation on a computer, and Ada Lovelace has often been cited as the first computer programmer for this reason. The engine was never completed and so her program was never tested.
In 1953, more than a century after her death, Ada Lovelace's notes on Babbage's Analytical Engine were republished as an appendix to B. V. Bowden's Faster than Thought: A Symposium on Digital Computing Machines. The engine has now been recognised as an early model for a computer and her notes as a description of a computer and software.
Insight into potential of computing devices
In her notes, Ada Lovelace emphasised the difference between the Analytical Engine and previous calculating machines, particularly its ability to be programmed to solve problems of any complexity. She realised the potential of the device extended far beyond mere number crunching. In her notes, she wrote:
This analysis was an important development from previous ideas about the capabilities of computing devices and anticipated the implications of modern computing one hundred years before they were realised. Walter Isaacson ascribes Ada's insight regarding the application of computing to any process based on logical symbols to an observation about textiles: "When she saw some mechanical looms that used punchcards to direct the weaving of beautiful patterns, it reminded her of how Babbage's engine used punched cards to make calculations." This insight is seen as significant by writers such as Betty Toole and Benjamin Woolley, as well as the programmer John Graham-Cumming, whose project Plan 28 has the aim of constructing the first complete Analytical Engine.
According to the historian of computing and Babbage specialist Doron Swade:
Ada saw something that Babbage in some sense failed to see. In Babbage's world his engines were bound by number...What Lovelace saw...was that number could represent entities other than quantity. So once you had a machine for manipulating numbers, if those numbers represented other things, letters, musical notes, then the machine could manipulate symbols of which number was one instance, according to rules. It is this fundamental transition from a machine which is a number cruncher to a machine for manipulating symbols according to rules that is the fundamental transition from calculation to computation—to general-purpose computation—and looking back from the present high ground of modern computing, if we are looking and sifting history for that transition, then that transition was made explicitly by Ada in that 1843 paper.
Distinction between mechanism and logical structure
Lovelace recognized the difference between the details of the computing mechanism, as covered in a 1834 article on the Difference Engine,
and the logical structure of the Analytical Engine, on which the article she was reviewing dwelt. She noted that different specialists might be required in each area.
The [1834 article] chiefly treats it under its mechanical aspect, entering but slightly into the mathematical principles of which that engine is the representative, but giving, in considerable length, many details of the mechanism and contrivances by means of which it tabulates the various orders of differences. M. Menabrea, on the contrary, exclusively developes the analytical view; taking it for granted that mechanism is able to perform certain processes, but without attempting to explain how; and devoting his whole attention to explanations and illustrations of the manner in which analytical laws can be so arranged and combined as to bring every branch of that vast subject within the grasp of the assumed powers of mechanism. It is obvious that, in the invention of a calculating engine, these two branches of the subject are equally essential fields of investigation... They are indissolubly connected, though so different in their intrinsic nature, that perhaps the same mind might not be likely to prove equally profound or successful in both.
Controversy over contribution
Though Lovelace is often referred to as the first computer programmer, some biographers, computer scientists and historians of computing suggest otherwise.
Allan G. Bromley, in the 1990 article Difference and Analytical Engines:
Bruce Collier wrote that Lovelace "made a considerable contribution to publicizing the Analytical Engine, but there is no evidence that she advanced the design or theory of it in any way".
Eugene Eric Kim and Betty Alexandra Toole consider it "incorrect" to regard Lovelace as the first computer programmer, as Babbage wrote the initial programs for his Analytical Engine, although the majority were never published. Bromley notes several dozen sample programs prepared by Babbage between 1837 and 1840, all substantially predating Lovelace's notes. Dorothy K. Stein regards Lovelace's notes as "more a reflection of the mathematical uncertainty of the author, the political purposes of the inventor, and, above all, of the social and cultural context in which it was written, than a blueprint for a scientific development".
Doron Swade has said that Ada only published the first computer program instead of actually writing it, but agrees that she was the only person to see the potential of the analytical engine as a machine capable of expressing entities other than quantities.
In his book, Idea Makers, Stephen Wolfram defends Lovelace's contributions. While acknowledging that Babbage wrote several unpublished algorithms for the Analytical Engine prior to Lovelace's notes, Wolfram argues that "there's nothing as sophisticated—or as clean—as Ada's computation of the Bernoulli numbers. Babbage certainly helped and commented on Ada's work, but she was definitely the driver of it." Wolfram then suggests that Lovelace's main achievement was to distill from Babbage's correspondence "a clear exposition of the abstract operation of the machine—something which Babbage never did".
Commemoration
The computer language Ada, created on behalf of the United States Department of Defense, was named after Lovelace. The reference manual for the language was approved on 10 December 1980 and the Department of Defense Military Standard for the language, MIL-STD-1815, was given the number of the year of her birth.
In 1981, the Association for Women in Computing inaugurated its Ada Lovelace Award. , the British Computer Society (BCS) has awarded the Lovelace Medal, and in 2008 initiated an annual competition for women students. BCSWomen sponsors the Lovelace Colloquium, an annual conference for women undergraduates. Ada College is a further-education college in Tottenham Hale, London, focused on digital skills.
Ada Lovelace Day is an annual event celebrated on the second Tuesday of October, which began in 2009. Its goal is to "... raise the profile of women in science, technology, engineering, and maths," and to "create new role models for girls and women" in these fields. Events have included Wikipedia edit-a-thons with the aim of improving the representation of women on Wikipedia in terms of articles and editors to reduce unintended gender bias on Wikipedia.
The Ada Initiative was a non-profit organisation dedicated to increasing the involvement of women in the free culture and open source movements.
The Engineering in Computer Science and Telecommunications College building in Zaragoza University is called the Ada Byron Building. The computer centre in the village of Porlock, near where Lovelace lived, is named after her. Ada Lovelace House is a council-owned building in Kirkby-in-Ashfield, Nottinghamshire, near where Lovelace spent her infancy.
In 2012, a Google Doodle and blog post honoured her on her birthday.
In 2013, Ada Developers Academy was founded and named after her. The mission of Ada Developers Academy is to diversify tech by providing women and gender diverse people the skills, experience, and community support to become professional software developers to change the face of tech.
On 17 September 2013, the BBC Radio 4 biography programme Great Lives devoted an episode to Ada Lovelace; she was sponsored by TV presenter Konnie Huq.
As of November 2015, all new British passports have included an illustration of Lovelace and Babbage.
In 2017, a Google Doodle honoured her with other women on International Women's Day.
On 2 February 2018, Satellogic, a high-resolution Earth observation imaging and analytics company, launched a ÑuSat type micro-satellite named in honour of Ada Lovelace.
In March 2018, The New York Times published a belated obituary for Ada Lovelace.
On 27 July 2018, Senator Ron Wyden submitted, in the United States Senate, the designation of 9 October 2018 as National Ada Lovelace Day: "To honor the life and contributions of Ada Lovelace as a leading woman in science and mathematics". The resolution (S.Res.592) was considered, and agreed to without amendment and with a preamble by unanimous consent.
In November 2020 it was announced that Trinity College Dublin whose library had previously held forty busts, all of them of men, was commissioning four new busts of women, one of whom was to be Lovelace.
In March 2022, a statue of Ada Lovelace was installed at the site of the former Ergon House in the City of Westminster, London, honoring its scientific history. The redevelopment was part of a complex with Imperial Chemical House. The statue was sculpted by Etienne and Mary Millner and based on the portrait by Margaret Sarah Carpenter. The sculpture was unveiled on International Women's Day, 2022. It stands on the 7th floor of Millbank Quarter overlooking the junction of Dean Bradley Street and Horseferry Road.
In September 2022, Nvidia announced the Ada Lovelace graphics processing unit (GPU) microarchitecture.
In July 2023, The UK's Royal Mint issued four commemorative £2 coins in various metals to "honour the innovative contributions of computer science visionary Ada Lovelace and her legacy as a female trailblazer."
Bicentenary (2015)
The bicentenary of Ada Lovelace's birth was celebrated with a number of events, including:
The Ada Lovelace Bicentenary Lectures on Computability, Israel Institute for Advanced Studies, 20 December 2015 – 31 January 2016.
Ada Lovelace Symposium, University of Oxford, 13–14 October 2015.
Ada.Ada.Ada, a one-woman show about the life and work of Ada Lovelace (using an LED dress), premiered at Edinburgh International Science Festival on 11 April 2015, and continued to touring internationally to promote diversity on STEM at technology conferences, businesses, government and educational organisations.
Special exhibitions were displayed by the Science Museum in London, England and the Weston Library (part of the Bodleian Library) in Oxford, England.
In popular culture
Novels and plays
Lovelace is portrayed in Romulus Linney's 1977 play Childe Byron. In Tom Stoppard's 1993 play Arcadia, the precocious teenage genius Thomasina Coverly—a character "apparently based" on Ada Lovelace (the play also involves Lord Byron)—comes to understand chaos theory, and theorises the second law of thermodynamics, before either is officially recognised.
In the 1990 steampunk novel The Difference Engine by William Gibson and Bruce Sterling, Lovelace delivers a lecture on the "punched cards" programme which proves Gödel's incompleteness theorems decades before their actual discovery. Lovelace and Mary Shelley as teenagers are the central characters in Jordan Stratford's steampunk series, The Wollstonecraft Detective Agency.
Lovelace features in John Crowley's 2005 novel, Lord Byron's Novel: The Evening Land, as an unseen character whose personality is forcefully depicted in her annotations and anti-heroic efforts to archive her father's lost novel.
The 2015 play Ada and the Engine by Lauren Gunderson portrays Lovelace and Charles Babbage in unrequited love, and it imagines a post-death meeting between Lovelace and her father. Lovelace and Babbage are also the main characters in Sydney Padua's webcomic and graphic novel The Thrilling Adventures of Lovelace and Babbage. The comic features extensive footnotes on the history of Ada Lovelace, and many lines of dialogue are drawn from actual correspondence.
Lovelace is a primary character in the 2019 Big Finish Doctor Who audio play The Enchantress of Numbers, starring Tom Baker as the Fourth Doctor and Jane Slavin as his current companion, WPC Ann Kelso. Lovelace is played by Finty Williams.
In 2019, Lovelace is a featured character in the play STEM FEMMES by Philadelphia theater company Applied Mechanics.
Film and television
In the 1997 film Conceiving Ada, a computer scientist obsessed with Ada finds a way of communicating with her in the past by means of "undying information waves".
Lovelace, identified as Ada Augusta Byron, is portrayed by Lily Lesser in the second season of The Frankenstein Chronicles. She is employed as an "analyst" to provide the workings of a life-sized humanoid automaton. The brass workings of the machine are reminiscent of Babbage's analytical engine. Her employment is described as keeping her occupied until she returns to her studies in advanced mathematics.
Lovelace and Babbage appear as characters in the second season of the ITV series Victoria (2017). Emerald Fennell portrays Lovelace in the episode, "The Green-Eyed Monster."
"Lovelace" is the name given to the operating system designed by the character Cameron Howe in Halt and Catch Fire.
Lovelace features as a character in "Spyfall, Part 2", the second episode of Doctor Who, series 12, which first aired on BBC One on 5 January 2020. The character was portrayed by Sylvie Briggs, alongside characterisations of Charles Babbage and Noor Inayat Khan.
Software
The Cardano cryptocurrency platform, launched in 2017, uses Ada as the name for the cryptocurrency and Lovelace as the smallest sub-unit of an Ada.
In 2021, Lovelace was directly honoured in the codename of Nvidia's new GPU architecture featured in its RTX 4000 series. Ada Lovelace is the first Nvidia architecture to feature both a first and last name.
Publications
Lovelace, Ada King. Ada, the Enchantress of Numbers: A Selection from the Letters of Lord Byron's Daughter and her Description of the First Computer. Mill Valley, CA: Strawberry Press, 1992. .
Also available on Wikisource: The Menebrea article, The notes by Ada Lovelace.
Publication history
Six copies of the 1843 first edition of Sketch of the Analytical Engine with Ada Lovelace's "Notes" have been located. Three are held at Harvard University, one at the University of Oklahoma, and one at the United States Air Force Academy. On 20 July 2018, the sixth copy was sold at auction to an anonymous buyer for £95,000. A digital facsimile of one of the copies in the Harvard University Library is available online.
In December 2016, a letter written by Ada Lovelace was forfeited by Martin Shkreli to the New York State Department of Taxation and Finance for unpaid taxes owed by Shkreli.
See also
Ai-Da – humanoid robot, completed in 2019
Code: Debugging the Gender Gap
List of pioneers in computer science
Timeline of women in science
Women in computing
Women in STEM fields
Explanatory notes
References
Citations
General and cited sources
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With notes upon the memoir by the translator.
Miller, Clair Cain. "Ada Lovelace, 1815–1852," New York Times, 8 March 2018.
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Further reading
Jennifer Chiaverini, 2017, Enchantress of Numbers, Dutton, 426 pp.
Christopher Hollings, Ursula Martin, and Adrian Rice, 2018, Ada Lovelace: The Making of a Computer Scientist, Bodleian Library, 114 pp.
Miranda Seymour, 2018, In Byron's Wake: The Turbulent Lives of Byron's Wife and Daughter: Annabella Milbanke and Ada Lovelace, Pegasus, 547 pp.
Jenny Uglow (22 November 2018), "Stepping Out of Byron's Shadow", The New York Review of Books, vol. LXV, no. 18, pp. 30–32.
External links
"Ada's Army gets set to rewrite history at Inspirefest 2018" by Luke Maxwell, 4 August 2018
"Untangling the Tale of Ada Lovelace" by Stephen Wolfram, December 2015
1815 births
1852 deaths
19th-century British women scientists
19th-century English writers
19th-century English mathematicians
19th-century English women writers
19th-century British inventors
19th-century English nobility
Ada (programming language)
British countesses
British women computer scientists
British women mathematicians
Burials in Nottinghamshire
Ada
Computer designers
Daughters of barons
Deaths from cancer in England
Deaths from uterine cancer
English computer programmers
English people of Scottish descent
English women poets
Godwin family
Lord Byron
Mathematicians from London
Women of the Victorian era
Burials at the Church of St Mary Magdalene, Hucknall
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https://en.wikipedia.org/wiki/August%20Derleth
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August Derleth
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August William Derleth (February 24, 1909 – July 4, 1971) was an American writer and anthologist. He was the first book publisher of the writings of H. P. Lovecraft. He made contributions to the Cthulhu Mythos and the cosmic horror genre and helped found the publisher Arkham House (which did much to bring supernatural fiction into print in hardcover in the US that had only been readily available in the UK). Derleth was also a leading American regional writer of his day, as well as prolific in several other genres, including historical fiction, poetry, detective fiction, science fiction, and biography. Notably, he created the fictional detective Solar Pons, a pastiche of Arthur Conan Doyle's Sherlock Holmes.
A 1938 Guggenheim Fellow, Derleth considered his most serious work to be the ambitious Sac Prairie Saga, a series of fiction, historical fiction, poetry, and non-fiction naturalist works designed to memorialize life in the Wisconsin he knew. Derleth can also be considered a pioneering naturalist and conservationist in his writing.
Life
The son of William Julius Derleth and Rose Louise Volk, Derleth grew up in Sauk City, Wisconsin. He was educated in local parochial and public high school. Derleth wrote his first fiction at age 13. He was interested most in reading, and he made three trips to the library a week. He would save his money to buy books (his personal library exceeded 12,000 volumes later on in life). Some of his biggest influences were Ralph Waldo Emerson's essays, Walt Whitman, H. L. Mencken's The American Mercury, Samuel Johnson's The History of Rasselas, Prince of Abissinia, Alexandre Dumas, Edgar Allan Poe, Walter Scott, and Henry David Thoreau's Walden.
Forty rejected stories and three years later, according to anthologist Jim Stephens, he sold his first story, "Bat's Belfry", to Weird Tales magazine in 1926. Derleth wrote throughout his four years at the University of Wisconsin, where he received a B.A. in 1930. During this time he also served briefly as associate editor of Minneapolis-based Fawcett Publications Mystic Magazine.
Returning to Sauk City in the summer of 1931, Derleth worked in a local canning factory and collaborated with childhood friend Mark Schorer (later Chairman of the University of California, Berkeley English Department). They rented a cabin, writing Gothic and other horror stories and selling them
to Weird Tales magazine. Derleth won a place on the O'Brien Roll of Honor for Five Alone, published in Place of Hawks, but was first published in Pagany magazine.
As a result of his early work on the Sac Prairie Saga, Derleth was awarded the prestigious Guggenheim Fellowship; his sponsors were Helen C. White, Nobel Prize-winning novelist Sinclair Lewis and poet Edgar Lee Masters of Spoon River Anthology fame.
In the mid-1930s, Derleth organized a Ranger's Club for young people, served as clerk and president of the local school board, served as a parole officer, organized a local men's club and a parent-teacher association. He also lectured in American regional literature at the University of Wisconsin and was a contributing editor of Outdoors Magazine.
With longtime friend Donald Wandrei, Derleth founded Arkham House in 1939. Its initial objective was to publish the works of H. P. Lovecraft, with whom Derleth had corresponded since his teenage years. At the same time, he began teaching a course in American Regional Literature at the University of Wisconsin.
In 1941, he became literary editor of The Capital Times newspaper in Madison, a post he held until his resignation in 1960. His hobbies included fencing, swimming, chess, philately and comic-strips (Derleth reportedly used the funding from his Guggenheim Fellowship to bind his comic book collection, most recently valued in the millions of dollars, rather than to travel abroad as the award intended.). Derleth's true avocation, however, was hiking the terrain of his native Wisconsin lands, and observing and recording nature with an expert eye.
Derleth once wrote of his writing methods, "I write very swiftly, from 750,000 to a million words yearly, very little of it pulp material."
In 1948, he was elected president of the Associated Fantasy Publishers at the 6th World Science Fiction Convention in Toronto.
He was married April 6, 1953, to Sandra Evelyn Winters. They divorced six years later. Derleth retained custody of the couple's two children, April Rose Derleth and Walden William Derleth. April earned a Bachelor of Arts degree in English from the University of Wisconsin-Madison in 1977. She became majority stockholder, President, and CEO of Arkham House in 1994. She remained in that capacity until her death. She was known in the community as a naturalist and humanitarian. April died on March 21, 2011.
In 1960, Derleth began editing and publishing a magazine called Hawk and Whippoorwill, dedicated to poems of man and nature.
Derleth died of a heart attack on July 4, 1971, and is buried in St. Aloysius Cemetery in Sauk City. The U.S. 12 bridge over the Wisconsin River is named in his honor. Derleth was Roman Catholic.
In Derleth's biography, Dorothy M. Grobe Litersky stated that Derleth was bisexual, and maintained long-term romantic relationships with both men and women. This assertion has not been verified, however; no names were given of these romantic partners (in the interest of privacy according to Litersky), and no evidence or acknowledgement of Derleth having a bisexual or homosexual orientation has ever been found in his personal correspondence or writings.
Career
Derleth wrote more than 150 short stories and more than 100 books during his lifetime.
The Sac Prairie Saga
Derleth wrote an expansive series of novels, short stories, journals, poems, and other works about Sac Prairie. Derleth intended this series to comprise up to 50 novels telling the projected life-story of the region from the 19th century onwards, with analogies to Balzac's Human Comedy and Proust's Remembrance of Things Past.
This, and other early work by Derleth, made him a well-known figure among the regional literary figures of his time: early Pulitzer Prize winners Hamlin Garland and Zona Gale, as well as Sinclair Lewis, the last both an admirer and critic of Derleth.
As Edward Wagenknecht wrote in Cavalcade of the American Novel, "What Mr. Derleth has that is lacking...in modern novelists generally, is a country. He belongs. He writes of a land and a people that are bone of his bone and flesh of his flesh. In his fictional world, there is a unity much deeper and more fundamental than anything that can be conferred by an ideology. It is clear, too, that he did not get the best, and most fictionally useful, part of his background material from research in the library; like Scott, in his Border novels, he gives, rather, the impression of having drunk it in with his mother's milk."
Jim Stephens, editor of An August Derleth Reader, (1992), argues: "what Derleth accomplished....was to gather a Wisconsin mythos which gave respect to the ancient fundament of our contemporary life."
The author inaugurated the Sac Prairie Saga with four novellas comprising Place of Hawks, published by Loring & Mussey in 1935. At publication, The Detroit News wrote: "Certainly with this book Mr. Derleth may be added to the American writers of distinction."
Derleth's first novel, Still is the Summer Night, was published two years later by the famous Charles Scribners' editor Maxwell Perkins, and was the second in his Sac Prairie Saga.
Village Year, the first in a series of journals – meditations on nature, Midwestern village American life, and more – was published in 1941 to praise from The New York Times Book Review: "A book of instant sensitive responsiveness...recreates its scene with acuteness and beauty, and makes an unusual contribution to the Americana of the present day." The New York Herald Tribune observed that "Derleth...deepens the value of his village setting by presenting in full the enduring natural background; with the people projected against this, the writing comes to have the quality of an old Flemish picture, humanity lively and amusing and loveable in the foreground and nature magnificent beyond." James Grey, writing in the St. Louis Dispatch concluded, "Derleth has achieved a kind of prose equivalent of the Spoon River Anthology."
In the same year, Evening in Spring was published by Charles Scribners & Sons. This work Derleth considered among his finest. What The Milwaukee Journal called "this beautiful little love story", is an autobiographical novel of first love beset by small-town religious bigotry. The work received critical praise: The New Yorker considered it a story told "with tenderness and charm", while the Chicago Tribune concluded: "It's as though he turned back the pages of an old diary and told, with rekindled emotion, of the pangs of pain and the sharp, clear sweetness of a boy's first love." Helen Constance White, wrote in The Capital Times that it was "...the best articulated, the most fully disciplined of his stories."
These were followed in 1943 with Shadow of Night, a Scribners' novel of which The Chicago Sun wrote: "Structurally it has the perfection of a carved jewel...A psychological novel of the first order, and an adventure tale that is unique and inspiriting."
In November 1945, however, Derleth's work was attacked by his one-time admirer and mentor, Sinclair Lewis. Writing in Esquire, Lewis observed, "It is a proof of Mr. Derleth's merit that he makes one want to make the journey and see his particular Avalon: The Wisconsin River shining among its islands, and the castles of Baron Pierneau and Hercules Dousman. He is a champion and a justification of regionalism. Yet he is also a burly, bounding, bustling, self-confident, opinionated, and highly-sweatered young man with faults so grievous that a melancholy perusal of them may be of more value to apprentices than a study of his serious virtues. If he could ever be persuaded that he isn't half as good as he thinks he is, if he would learn the art of sitting still and using a blue pencil, he might become twice as good as he thinks he is – which would about rank him with Homer." Derleth good-humoredly reprinted the criticism along with a photograph of himself sans sweater, on the back cover of his 1948 country journal: Village Daybook.
A lighter side to the Sac Prairie Saga is a series of quasi-autobiographical short stories known as the "Gus Elker Stories", amusing tales of country life that Peter Ruber, Derleth's last editor, said were "...models of construction and...fused with some of the most memorable characters in American literature." Most were written between 1934 and the late 1940s, though the last, "Tail of the Dog", was published in 1959 and won the Scholastic Magazine short story award for the year. The series was collected and republished in Country Matters in 1996.
Walden West, published in 1961, is considered by many Derleth's finest work. This prose meditation is built out of the same fundamental material as the series of Sac Prairie journals, but is organized around three themes: "the persistence of memory...the sounds and odors of the country...and Thoreau's observation that the 'mass of men lead lives of quiet desperation.'" A blend of nature writing, philosophic musings, and careful observation of the people and place of "Sac Prairie." Of this work, George Vukelich, author of "North Country Notebook", writes: "Derleth's Walden West is...the equal of Sherwood Anderson's Winesburg,Ohio, Thornton Wilder's Our Town, and Edgar Lee Masters' Spoon River Anthology." This was followed eight years later by Return to Walden West, a work of similar quality, but with a more noticeable environmentalist edge to the writing, notes critic Norbert Blei.
A close literary relative of the Sac Prairie Saga was Derleth's Wisconsin Saga, which comprises several historical novels.
Detective fiction and "Solar Pons"
Detective fiction represented another substantial body of Derleth's work. Most notable among this work was a series of 70 stories in affectionate pastiche of Sherlock Holmes, whose creator, Sir Arthur Conan Doyle, he admired greatly. The stories feature a Holmes-styled British detective named Solar Pons, of 7B Praed Street in London. These included one published novel as well (Mr. Fairlie's Final Journey). The series was greatly admired by such notable writers and critics of mystery and detective fiction as Ellery Queen (Frederic Dannay), Anthony Boucher, Vincent Starrett, and Howard Haycraft.
In his 1944 volume The Misadventures of Sherlock Holmes, Ellery Queen wrote of Derleth's "The Norcross Riddle", an early Pons story: "How many budding authors, not even old enough to vote, could have captured the spirit and atmosphere with as much fidelity?" Queen adds, "his choice of the euphonic Solar Pons is an appealing addition to the fascinating lore of Sherlockian nomenclature." Vincent Starrett, in his foreword to the 1964 edition of The Casebook of Solar Pons, wrote that the series is "as sparkling a galaxy of Sherlockian pastiches as we have had since the canonical entertainments came to an end."
Despite close similarities to Doyle's creation, Pons lived in the post-World War I era, in the decades of the 1920s and 1930s. Though Derleth never wrote a Pons novel to equal The Hound of the Baskervilles, editor Peter Ruber wrote that "Derleth" produced more than a few Solar Pons stories almost as good as Sir Arthur's, and many that had better plot construction."
Although these stories were a form of diversion for Derleth, Ruber, who edited The Original Text Solar Pons Omnibus Edition (2000), argued: "Because the stories were generally of such high quality, they ought to be assessed on their own merits as a unique contribution in the annals of mystery fiction, rather than suffering comparison as one of the endless imitators of Sherlock Holmes."
Some of the stories were self-published, through a new imprint called "Mycroft & Moran", an appellation of humorous significance to Holmesian scholars. For approximately a decade, an active supporting group was the Praed Street Irregulars, patterned after the Baker Street Irregulars.
In 1946, Conan Doyle's two sons made some attempts to force Derleth to cease publishing the Solar Pons series, but the efforts were unsuccessful, and were eventually withdrawn.
Derleth's mystery and detective fiction also included a series of works set in Sac Prairie and featuring Judge Peck as the central character.
Youth and children's fiction
Derleth wrote many and varied children's works, including biographies meant to introduce younger readers to explorer Jacques Marquette, as well as Ralph Waldo Emerson and Henry David Thoreau. Arguably most important among his works for younger readers, however, is the Steve and Sim Mystery Series, also known as the Mill Creek Irregulars series. The ten-volume series, published between 1958 and 1970, is set in Sac Prairie of the 1920s and can thus be considered in its own right a part of the Sac Prairie Saga, as well as an extension of Derleth's body of mystery fiction. Robert Hood, writing in the New York Times said: "Steve and Sim, the major characters, are twentieth-century cousins of Huck Finn and Tom Sawyer; Derleth's minor characters, little gems of comic drawing." The first novel in the series, The Moon Tenders, does, in fact, involve a rafting adventure down the Wisconsin River, which led regional writer Jesse Stuart to suggest the novel was one that "older people might read to recapture the spirit and dream of youth." The connection to the Sac Prairie Saga was noted by the Chicago Tribune: "Once again a small midwest community in 1920s is depicted with perception, skill, and dry humor."
Arkham House and the "Cthulhu Mythos"
Derleth was a correspondent and friend of H. P. Lovecraft – when Lovecraft wrote about "le Comte d'Erlette" in his fiction, it was in homage to Derleth. Derleth invented the term "Cthulhu Mythos" to describe the fictional universe depicted in the series of stories shared by Lovecraft and other writers in his circle.
When Lovecraft died in 1937, Derleth and Donald Wandrei assembled a collection of Lovecraft's stories and tried to get them published. Existing publishers showed little interest, so Derleth and Wandrei founded Arkham House in 1939 for that purpose. The name of the company derived from Lovecraft's fictional town of Arkham, Massachusetts, which features in many of his stories. In 1939, Arkham House published The Outsider and Others, a huge collection that contained most of Lovecraft's known short stories. Derleth and Wandrei soon expanded Arkham House and began a regular publishing schedule after its second book, Someone in the Dark, a collection of some of Derleth's own horror stories, was published in 1941.
Following Lovecraft's death, Derleth wrote a number of stories based on fragments and notes left by Lovecraft. These were published in Weird Tales and later in book form, under the byline "H. P. Lovecraft and August Derleth", with Derleth calling himself a "posthumous collaborator." This practice has raised objections in some quarters that Derleth simply used Lovecraft's name to market what was essentially his own fiction; S. T. Joshi refers to the "posthumous collaborations" as marking the beginning of "perhaps the most disreputable phase of Derleth's activities".
Dirk W. Mosig, S. T. Joshi, and Richard L. Tierney were dissatisfied with Derleth's invention of the term Cthulhu Mythos (Lovecraft himself used Yog-Sothothery) and his presentation of Lovecraft's fiction as having an overall pattern reflecting Derleth's own Christian world view, which they contrast with Lovecraft's depiction of an amoral universe. However, Robert M. Price points out that while Derleth's tales are distinct from Lovecraft's in their use of hope and his depiction of a struggle between good and evil, nevertheless the basis of Derlerth's systemization are found in Lovecraft. He also suggests that the differences can be overstated:
Derleth was more optimistic than Lovecraft in his conception of the Mythos, but we are dealing with a difference more of degree than kind. There are indeed tales wherein Derleth's protagonists get off scot-free (like "The Shadow in the Attic", "Witches' Hollow", or "The Shuttered Room"), but often the hero is doomed (e.g., "The House in the Valley", "The Peabody Heritage", "Something in Wood"), as in Lovecraft. And it must be remembered that an occasional Lovecraftian hero does manage to overcome the odds, e.g., in "The Horror in the Museum", "The Shunned House", and 'The Case of Charles Dexter Ward'.
Derleth also treated Lovecraft's Great Old Ones as representatives of elemental forces, creating new fictional entities to flesh out this framework.
Such debates aside, Derleth's founding of Arkham House and his successful effort to rescue Lovecraft from literary oblivion are widely acknowledged by practitioners in the horror field as seminal events in the field. For instance, Ramsey Campbell has acknowledged Derleth's encouragement and guidance during the early part of his own writing career, and Kirby McCauley has cited Derleth and Arkham House as an inspiration for his own anthology Dark Forces. Arkham House and Derleth published Dark Carnival, the first book by Ray Bradbury, as well. Brian Lumley cites the importance of Derleth to his own Lovecraftian work, and contends in a 2009 introduction to Derleth's work that he was "...one of the first, finest, and most discerning editors and publishers of macabre fiction."
Important as was Derleth's work to rescue H.P. Lovecraft from literary obscurity at the time of Lovecraft's death, Derleth also built a body of horror and spectral fiction of his own; still frequently anthologized. The best of this work, recently reprinted in four volumes of short stories – most of which were originally published in Weird Tales, illustrates Derleth's original abilities in the genre. While Derleth considered his work in this genre less important than his most serious literary efforts, the compilers of these four anthologies, including Ramsey Campbell, note that the stories still resonate after more than 50 years.
In 2009, The Library of America selected Derleth's story The Panelled Room for inclusion in its two-century retrospective of American Fantastic Tales.
Other works
Derleth also wrote many historical novels, as part of both the Sac Prairie Saga and the Wisconsin Saga. He also wrote history; arguably most notable among these was The Wisconsin: River of a Thousand Isles, published in 1942. The work was one in a series entitled "The Rivers of America", conceived by writer Constance Lindsay Skinner during the Great Depression as a series that would connect Americans to their heritage through the history of the great rivers of the nation. Skinner wanted the series to be written by artists, not academicians. Derleth, while not a trained historian, was, according to former Wisconsin state historian William F. Thompson, "...a very competent regional historian who based his historical writing upon research in the primary documents and who regularly sought the help of professionals... ." In the foreword to the 1985 reissue of the work by The University of Wisconsin Press, Thompson concluded: "No other writer, of whatever background or training, knew and understood his particular 'corner of the earth' better than August Derleth."
Additionally, Derleth wrote a number of volumes of poetry. Three of his collections – Rind of Earth (1942), Selected Poems (1944), and The Edge of Night (1945) – were published by the Decker Press, which also printed the work of other Midwestern poets such as Edgar Lee Masters.
Derleth was also the author of several biographies of other writers, including Zona Gale, Ralph Waldo Emerson and Henry David Thoreau.
He also wrote introductions to several collections of classic early 20th century comics, such as Buster Brown, Little Nemo in Slumberland, and Katzenjammer Kids, as well as a book of children's poetry entitled A Boy's Way, and the foreword to Tales from an Indian Lodge by Phebe Jewell Nichols. Derleth also wrote under the pen names Stephen Grendon, Kenyon Holmes and Tally Mason.
Derleth's papers were donated to the Wisconsin Historical Society in Madison.
Bibliography
Awards
O'Brien Roll of Honour for short story, 1933
Guggenheim fellow, 1938
See also
August Derleth Award
List of authors of new Sherlock Holmes stories
List of horror fiction authors
List of people from Wisconsin
Mark Schorer
Sherlock Holmes pastiches
Notes
References
Meudt, Edna. 'August Derleth: "A simple, honorable man",' Wisconsin Academy Review, 19:2 (Summer, 1972) 8–11.
Schorer, Mark. "An Appraisal of the Work of August Derleth", The Capital Times, July 9, 1971.
Further reading
Robert Bloch. "Two Great Editors". Is No 4 (Oct 1971). Reprint in Bloch's Out of My Head. Cambridge MA: NESFA Press, 1986, 71–79.
Lin Carter. "A Day in Derleth Country". Is No 4 (Oct 1971). Reprint in Crypt of Cthulhu 1, No 6.
John Howard. "The Ghosts of Sauk County". All Hallows 18 (1998); in Howard's Touchstones: Essays on the Fantastic. Staffordshire UK: Alchemy Press, 2014.
David E. Schultz and S.T. Joshi (eds). Eccentric, Impractical Devils: The Letters of August Derleth and Clark Ashton Smith. NY: Hippocampus Press, 2020.
External links
The August Derleth Society
A biography
August Derleth Bibliography
Derleth Collection guides at University of Wisconsin Libraries: papers; comics
Derleth Collection guide at Syracuse University
Works
1909 births
1971 deaths
University of Wisconsin–Madison alumni
American short story writers
American mystery writers
American speculative fiction editors
20th-century American novelists
Cthulhu Mythos writers
American horror writers
People from Sauk City, Wisconsin
Novelists from Wisconsin
Science fiction editors
Solar Pons
American anthologists
American male novelists
American male short story writers
Catholics from Wisconsin
20th-century Roman Catholics
Writers from Wisconsin
Weird fiction writers
20th-century American male writers
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https://en.wikipedia.org/wiki/Alps
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Alps
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The Alps () are the highest and most extensive mountain range that is entirely in Europe, stretching approximately across eight Alpine countries (from west to east): Monaco, France, Switzerland, Italy, Liechtenstein, Germany, Austria and Slovenia.
The Alpine arch extends from Nice on the western Mediterranean to Trieste on the Adriatic and Vienna at the beginning of the Pannonian Basin. The mountains were formed over tens of millions of years as the African and Eurasian tectonic plates collided. Extreme shortening caused by the event resulted in marine sedimentary rocks rising by thrusting and folding into high mountain peaks such as Mont Blanc and the Matterhorn.
Mont Blanc spans the French–Italian border, and at is the highest mountain in the Alps. The Alpine region area contains 128 peaks higher than .
The altitude and size of the range affect the climate in Europe; in the mountains, precipitation levels vary greatly and climatic conditions consist of distinct zones. Wildlife such as ibex live in the higher peaks to elevations of , and plants such as edelweiss grow in rocky areas in lower elevations as well as in higher elevations.
Evidence of human habitation in the Alps goes back to the Palaeolithic era. A mummified man ("Ötzi"), determined to be 5,000 years old, was discovered on a glacier at the Austrian–Italian border in 1991.
By the 6th century BC, the Celtic La Tène culture was well established. Hannibal notably crossed the Alps with a herd of elephants, and the Romans had settlements in the region. In 1800, Napoleon crossed one of the mountain passes with an army of 40,000. The 18th and 19th centuries saw an influx of naturalists, writers, and artists, in particular, the Romantics, followed by the golden age of alpinism as mountaineers began to ascend the peaks of the Alps.
The Alpine region has a strong cultural identity. The traditional culture of farming, cheesemaking, and woodworking still exists in Alpine villages, although the tourist industry began to grow early in the 20th century and expanded greatly after World War II to become the dominant industry by the end of the century.
The Winter Olympic Games have been hosted in the Swiss, French, Italian, Austrian and German Alps. the region is home to 14 million people and has 120 million annual visitors.
Etymology and toponymy
The English word Alps comes from the Latin Alpes.
The Latin word Alpes could possibly come from the adjective albus ("white"), or could possibly come from the Greek goddess Alphito, whose name is related to alphita, the "white flour"; alphos, a dull white leprosy; and finally the Proto-Indo-European word *albʰós. Similarly, the river god Alpheus is also supposed to derive from the Greek alphos and means whitish.
In his commentary on the Aeneid of Vergil, the late fourth-century grammarian Maurus Servius Honoratus says that all high mountains are called Alpes by Celts.
According to the Oxford English Dictionary, the Latin Alpes might derive from a pre-Indo-European word *alb "hill"; "Albania" is a related derivation. Albania, a name not native to the region known as the country of Albania, has been used as a name for several mountainous areas across Europe.
In Roman times, "Albania" was a name for the eastern Caucasus, while in the English languages "Albania" (or "Albany") was occasionally used as a name for Scotland, although it is more likely derived from the Latin word albus, the colour white.
In modern languages the term alp, alm, albe or alpe refers to a grazing pastures in the alpine regions below the glaciers, not the peaks.
An alp refers to a high mountain pasture, typically near or above the tree line, where cows and other livestock are taken to be grazed during the summer months and where huts and hay barns can be found, sometimes constituting tiny hamlets. Therefore, the term "the Alps", as a reference to the mountains, is a misnomer. The term for the mountain peaks varies by nation and language: words such as Horn, Kogel, Kopf, Gipfel, Spitze, Stock, and Berg are used in German-speaking regions; Mont, Pic, Tête, Pointe, Dent, Roche, and Aiguille in French-speaking regions; and Monte, Picco, Corno, Punta, Pizzo, or Cima in Italian-speaking regions.
Geography
The Alps are a crescent shaped geographic feature of central Europe that ranges in an arc (curved line) from east to west and is in width. The mean height of the mountain peaks is . The range stretches from the Mediterranean Sea north above the Po basin, extending through France from Grenoble, and stretching eastward through mid and southern Switzerland. The range continues onward toward Vienna, Austria, and southeast to the Adriatic Sea and Slovenia.
To the south it dips into northern Italy and to the north extends to the southern border of Bavaria in Germany. In areas like Chiasso, Switzerland, and Allgäu, Bavaria, the demarcation between the mountain range and the flatlands are clear; in other places such as Geneva, the demarcation is less clear.
The Alps is found in the following countries: Austria (28.7 % of the range's area), Italy (27.2%), France (21.4 %), Switzerland (13.2 %), Germany (5.8 %), Slovenia (3.6 %), Liechtenstein (0.08%) and Monaco (0.001 %).
The highest portion of the range is divided by the glacial trough of the Rhône valley, from Mont Blanc to the Matterhorn and Monte Rosa on the southern side, and the Bernese Alps on the northern. The peaks in the easterly portion of the range, in Austria and Slovenia, are smaller than those in the central and western portions.
The variances in nomenclature in the region spanned by the Alps make classification of the mountains and subregions difficult, but a general classification is that of the Eastern Alps and Western Alps with the divide between the two occurring in eastern Switzerland according to geologist Stefan Schmid, near the Splügen Pass.
The highest peaks of the Western Alps and Eastern Alps, respectively, are Mont Blanc, at , and Piz Bernina, at . The second-highest major peaks are Monte Rosa, at , and Ortler, at , respectively.
A series of lower mountain ranges run parallel to the main chain of the Alps, including the French Prealps in France and the Jura Mountains in Switzerland and France. The secondary chain of the Alps follows the watershed from the Mediterranean Sea to the Wienerwald, passing over many of the highest and most well-known peaks in the Alps. From the Colle di Cadibona to Col de Tende it runs westwards, before turning to the northwest and then, near the Colle della Maddalena, to the north. Upon reaching the Swiss border, the line of the main chain heads approximately east-northeast, a heading it follows until its end near Vienna.
The northeast end of the Alpine arc, directly on the Danube, which flows into the Black Sea, is the Leopoldsberg near Vienna. In contrast, the southeastern part of the Alps ends on the Adriatic Sea in the area around Trieste towards Duino and Barcola.
Passes
The Alps have been crossed for war and commerce, and by pilgrims, students and tourists. Crossing routes by road, train, or foot are known as passes, and usually consist of depressions in the mountains in which a valley leads from the plains and hilly pre-mountainous zones.
In the medieval period hospices were established by religious orders at the summits of many of the main passes. The most important passes are the Col de l'Iseran (the highest), the Col Agnel, the Brenner Pass, the Mont-Cenis, the Great St. Bernard Pass, the Col de Tende, the Gotthard Pass, the Semmering Pass, the Simplon Pass, and the Stelvio Pass.
Crossing the Italian-Austrian border, the Brenner Pass separates the Ötztal Alps and Zillertal Alps and has been in use as a trading route since the 14th century. The lowest of the Alpine passes at , the Semmering crosses from Lower Austria to Styria; since the 12th century when a hospice was built there, it has seen continuous use. A railroad with a tunnel long was built along the route of the pass in the mid-19th century. With a summit of , the Great St Bernard Pass is one of the highest in the Alps, crossing the Italian-Swiss border east of the Pennine Alps along the flanks of Mont Blanc. The pass was used by Napoleon Bonaparte to cross 40,000 troops in 1800.
The Mont Cenis pass has been a major commercial and military road between Western Europe and Italy. The pass was crossed by many troops on their way to the Italian peninsula. From Constantine I, Pepin the Short and Charlemagne to Henry IV, Napoléon and more recently the German Gebirgsjägers during World War II.
Now the pass has been supplanted by the Fréjus Highway Tunnel (opened 1980) and Rail Tunnel (opened 1871).
The Saint Gotthard Pass crosses from Central Switzerland to Ticino; in 1882 the Saint Gotthard Railway Tunnel was opened connecting Lucerne in Switzerland, with Milan in Italy. 98 years later followed Gotthard Road Tunnel ( long) connecting the A2 motorway in Göschenen on the north side with Airolo on the south side, exactly like the railway tunnel.
On 1 June 2016 the world's longest railway tunnel, the Gotthard Base Tunnel, was opened, which connects Erstfeld in canton of Uri with Bodio in canton of Ticino by two single tubes of .
It is the first tunnel that traverses the Alps on a flat route.
From 11 December 2016, it has been part of the regular railway timetable and used hourly as standard ride between Basel/Lucerne/Zurich and Bellinzona/Lugano/Milan.
The highest pass in the alps is the Col de l'Iseran in Savoy (France) at , followed by the Stelvio Pass in northern Italy at ; the road was built in the 1820s.
Highest mountains
The Union Internationale des Associations d'Alpinisme (UIAA) has defined a list of 82 "official" Alpine summits that reach at least . The list includes not only mountains, but also subpeaks with little prominence that are considered important mountaineering objectives. Below are listed the 29 "four-thousanders" with at least of prominence.
While Mont Blanc was first climbed in 1786 and the Jungfrau in 1811, most of the Alpine four-thousanders were climbed during the second half of the 19th century, notably Piz Bernina (1850), the Dom (1858), the Grand Combin (1859), the Weisshorn (1861) and the Barre des Écrins (1864); the ascent of the Matterhorn in 1865 marked the end of the golden age of alpinism. Karl Blodig (1859–1956) was among the first to successfully climb all the major 4,000 m peaks. He completed his series of ascents in 1911. Many of the big Alpine three-thousanders were climbed in the early 19th century, notably the Grossglockner (1800) and the Ortler (1804), although some of them were climbed only much later, such at Mont Pelvoux (1848), Monte Viso (1861) and La Meije (1877).
The first British Mont Blanc ascent by a man was in 1788; the first ascent by a woman was in 1808. By the mid-1850s Swiss mountaineers had ascended most of the peaks and were eagerly sought as mountain guides. Edward Whymper reached the top of the Matterhorn in 1865 (after seven attempts), and in 1938 the last of the six great north faces of the Alps was climbed with the first ascent of the Eiger Nordwand (north face of the Eiger).
Geology and orogeny
Important geological concepts were established as naturalists began studying the rock formations of the Alps in the 18th century. In the mid-19th century, the now-defunct idea of geosynclines was used to explain the presence of "folded" mountain chains. This theory was replaced in the mid-20th century by the theory of plate tectonics.
The formation of the Alps (the Alpine orogeny) was an episodic process that began about 300 million years ago. In the Paleozoic Era the Pangaean supercontinent consisted of a single tectonic plate; it broke into separate plates during the Mesozoic Era and the Tethys sea developed between Laurasia and Gondwana during the Jurassic Period. The Tethys was later squeezed between colliding plates causing the formation of mountain ranges called the Alpide belt, from Gibraltar through the Himalayas to Indonesia—a process that began at the end of the Mesozoic and continues into the present. The formation of the Alps was a segment of this orogenic process, caused by the collision between the African and the Eurasian plates that began in the late Cretaceous Period.
Under extreme compressive stresses and pressure, marine sedimentary rocks were uplifted, forming characteristic recumbent folds, and thrust faults. As the rising peaks underwent erosion, a layer of marine flysch sediments was deposited in the foreland basin, and the sediments became involved in younger folds as the orogeny progressed. Coarse sediments from the continual uplift and erosion were later deposited in foreland areas north of the Alps. These regions in Switzerland and Bavaria are well-developed, containing classic examples of flysch, which is sedimentary rock formed during mountain building.
The Alpine orogeny occurred in ongoing cycles through to the Paleogene causing differences in folded structures, with a late-stage orogeny causing the development of the Jura Mountains. A series of tectonic events in the Triassic, Jurassic and Cretaceous periods caused different paleogeographic regions. The Alps are subdivided by different lithology (rock composition) and nappe structures according to the orogenic events that affected them. The geological subdivision differentiates the Western, Eastern Alps, and Southern Alps: the Helveticum in the north, the Penninicum and Austroalpine system in the centre and, south of the Periadriatic Seam, the Southern Alpine system.
According to geologist Stefan Schmid, because the Western Alps underwent a metamorphic event in the Cenozoic Era while the Austroalpine peaks underwent an event in the Cretaceous Period, the two areas show distinct differences in nappe formations. Flysch deposits in the Southern Alps of Lombardy probably occurred in the Cretaceous or later.
Peaks in France, Italy and Switzerland lie in the "Houillière zone", which consists of basement with sediments from the Mesozoic Era. High "massifs" with external sedimentary cover are more common in the Western Alps and were affected by Neogene Period thin-skinned thrusting whereas the Eastern Alps have comparatively few high peaked massifs. Similarly the peaks in eastern Switzerland extending to western Austria (Helvetic nappes) consist of thin-skinned sedimentary folding that detached from former basement rock.
In simple terms, the structure of the Alps consists of layers of rock of European, African, and oceanic (Tethyan) origin. The bottom nappe structure is of continental European origin, above which are stacked marine sediment nappes, topped off by nappes derived from the African plate. The Matterhorn is an example of the ongoing orogeny and shows evidence of great folding. The tip of the mountain consists of gneisses from the African plate; the base of the peak, below the glaciated area, consists of European basement rock. The sequence of Tethyan marine sediments and their oceanic basement is sandwiched between rock derived from the African and European plates.
The core regions of the Alpine orogenic belt have been folded and fractured in such a manner that erosion produced the characteristic steep vertical peaks of the Swiss Alps that rise seemingly straight out of the foreland areas. Peaks such as Mont Blanc, the Matterhorn, and high peaks in the Pennine Alps, the Briançonnais, and Hohe Tauern consist of layers of rock from the various orogenies including exposures of basement rock.
Due to the ever-present geologic instability, earthquakes continue in the Alps to this day. Typically, the largest earthquakes in the alps have been between magnitude 6 and 7 on the Richter scale. Geodetic measurements show ongoing topographic uplift at rates of up to about 2.5 mm per year in the North, Western and Central Alps, and at ~1 mm per year in the Eastern and South-Western Alps. The underlying mechanisms that jointly drive the present-day uplift pattern are the isostatic rebound due to the melting of the last glacial maximum ice-cap or long-term erosion, detachment of the Western Alpine subducting slab, mantle convection as well as ongoing horizontal convergence between Africa and Europe, but their relative contributions to the uplift of the Alps are difficult to quantify and likely to vary significantly in space and time.
Minerals
The Alps are a source of minerals that have been mined for thousands of years. In the 8th to 6th centuries, BC during the Hallstatt culture, Celtic tribes mined copper; later the Romans mined gold for coins in the Bad Gastein area. Erzberg in Styria furnishes high-quality iron ore for the steel industry. Crystals, such as cinnabar, amethyst, and quartz, are found throughout much of the Alpine region. The cinnabar deposits in Slovenia are a notable source of cinnabar pigments.
Alpine crystals have been studied and collected for hundreds of years and began to be classified in the 18th century. Leonhard Euler studied the shapes of crystals, and by the 19th-century crystal hunting was common in Alpine regions. David Friedrich Wiser amassed a collection of 8000 crystals that he studied and documented. In the 20th century Robert Parker wrote a well-known work about the rock crystals of the Swiss Alps; at the same period a commission was established to control and standardize the naming of Alpine minerals.
Glaciers
In the Miocene Epoch the mountains underwent severe erosion because of glaciation, which was noted in the mid-19th century by naturalist Louis Agassiz who presented a paper proclaiming the Alps were covered in ice at various intervals—a theory he formed when studying rocks near his Neuchâtel home which he believed originated to the west in the Bernese Oberland. Because of his work he came to be known as the "father of the ice-age concept" although other naturalists before him put forth similar ideas.
Agassiz studied glacier movement in the 1840s at the Unteraar Glacier where he found the glacier moved per year, more rapidly in the middle than at the edges. His work was continued by other scientists and now a permanent laboratory exists inside a glacier under the Jungfraujoch, devoted exclusively to the study of Alpine glaciers.
Glaciers pick up rocks and sediment with them as they flow. This causes erosion and the formation of valleys over time. The Inn valley is an example of a valley carved by glaciers during the ice ages with a typical terraced structure caused by erosion. Eroded rocks from the most recent ice age lie at the bottom of the valley while the top of the valley consists of erosion from earlier ice ages. Glacial valleys have characteristically steep walls (reliefs); valleys with lower reliefs and talus slopes are remnants of glacial troughs or previously infilled valleys. Moraines, piles of rock picked up during the movement of the glacier, accumulate at edges, centre, and the terminus of glaciers.
Alpine glaciers can be straight rivers of ice, long sweeping rivers, spread in a fan-like shape (Piedmont glaciers), and curtains of ice that hang from vertical slopes of the mountain peaks. The stress of the movement causes the ice to break and crack loudly, perhaps explaining why the mountains were believed to be home to dragons in the medieval period. The cracking creates unpredictable and dangerous crevasses, often invisible under new snowfall, which causes the greatest danger to mountaineers.
Glaciers end in ice caves (the Rhône Glacier), by trailing into a lake or river, or by shedding snowmelt on a meadow. Sometimes a piece of glacier will detach or break resulting in flooding, property damage, and loss of life.
High levels of precipitation cause the glaciers to descend to permafrost levels in some areas whereas in other, more arid regions, glaciers remain above about the level. The of the Alps covered by glaciers in 1876 had shrunk to by 1973, resulting in decreased river run-off levels. Forty percent of the glaciation in Austria has disappeared since 1850, and 30% of that in Switzerland.
Although the Alpine topography shows marked glacial morphologies, the mechanisms by which glacial reshaping occurs are unclear. Numerical modeling suggests that glacial erosion propagates from low elevations to high elevations leading to an early increase of local relief followed by lowering of the mean orogen elevation.
Rivers and lakes
The Alps provide lowland Europe with drinking water, irrigation, and hydroelectric power. Although the area is only about 11% of the surface area of Europe, the Alps provide up to 90% of water to lowland Europe, particularly to arid areas and during the summer months. Cities such as Milan depend on 80% of water from Alpine runoff. Water from the rivers is used in at least 550 hydroelectricity power plants, considering only those producing at least 10MW of electricity.
Major European rivers flow from the Alps, such as the Rhine, the Rhône, the Inn, and the Po, all of which have headwaters in the Alps and flow into neighbouring countries, finally emptying into the North Sea, the Mediterranean Sea, the Adriatic Sea and the Black Sea. Other rivers such as the Danube have major tributaries flowing into them that originate in the Alps.
The Rhône is second to the Nile as a freshwater source to the Mediterranean Sea; the river begins as glacial meltwater, flows into Lake Geneva, and from there to France where one of its uses is to cool nuclear power plants. The Rhine originates in a area in Switzerland and represents almost 60% of water exported from the country. Tributary valleys, some of which are complicated, channel water to the main valleys which can experience flooding during the snowmelt season when rapid runoff causes debris torrents and swollen rivers.
The rivers form lakes, such as Lake Geneva, a crescent-shaped lake crossing the Swiss border with Lausanne on the Swiss side and the town of Evian-les-Bains on the French side. In Germany, the medieval St. Bartholomew's chapel was built on the south side of the Königssee, accessible only by boat or by climbing over the abutting peaks.
Additionally, the Alps have led to the creation of large lakes in Italy. For instance, the Sarca, the primary inflow of Lake Garda, originates in the Italian Alps. The Italian Lakes are a popular tourist destination since the Roman Era for their mild climate.
Scientists have been studying the impact of climate change and water use. For example, each year more water is diverted from rivers for snowmaking in the ski resorts, the effect of which is yet unknown. Furthermore, the decrease of glaciated areas combined with a succession of winters with lower-than-expected precipitation may have a future impact on the rivers in the Alps as well as an effect on the water availability to the lowlands.
Climate
The Alps are a classic example of what happens when a temperate area at lower altitude gives way to higher-elevation terrain. Elevations around the world that have cold climates similar to those of the polar regions have been called Alpine. A rise from sea level into the upper regions of the atmosphere causes the temperature to decrease (see adiabatic lapse rate). The effect of mountain chains on prevailing winds is to carry warm air belonging to the lower region into an upper zone, where it expands in volume at the cost of a proportionate loss of temperature, often accompanied by precipitation in the form of snow or rain. The height of the Alps is sufficient to divide the weather patterns in Europe into a wet north and dry south because moisture is sucked from the air as it flows over the high peaks.
The severe weather in the Alps has been studied since the 18th century; particularly the weather patterns such as the seasonal foehn wind. Numerous weather stations were placed in the mountains early in the early 20th century, providing continuous data for climatologists. Some of the valleys are quite arid such as the Aosta valley in Italy, the Maurienne in France, the Valais in Switzerland, and northern Tyrol.
The areas that are not arid and receive high precipitation experience periodic flooding from rapid snowmelt and runoff. The mean precipitation in the Alps ranges from a low of per year to per year, with the higher levels occurring at high altitudes. At altitudes between , snowfall begins in November and accumulates through to April or May when the melt begins. Snow lines vary from , above which the snow is permanent and the temperatures hover around the freezing point even during July and August. High-water levels in streams and rivers peak in June and July when the snow is still melting at the higher altitudes.
The Alps are split into five climatic zones, each with different vegetation. The climate, plant life, and animal life vary among the different sections or zones of the mountains. The lowest zone is the colline zone, which exists between , depending on the location. The montane zone extends from , followed by the sub-Alpine zone from . The Alpine zone, extending from tree line to the snow line, is followed by the glacial zone, which covers the glaciated areas of the mountain. Climatic conditions show variances within the same zones; for example, weather conditions at the head of a mountain valley, extending directly from the peaks, are colder and more severe than those at the mouth of a valley which tend to be less severe and receive less snowfall.
Climate change
Various models of climate change have been projected into the 22nd century for the Alps, with an expectation that a trend toward increased temperatures will have an effect on snowfall, snowpack, glaciation, and river runoff. Significant changes, of both natural and anthropogenic origins, have already been diagnosed from observations, including a 5.6% reduction per decade in snow cover duration over the last 50 years, which also highlights climate change adaptation needs due to impacts on the climate and regional socio-economic activities.
Ecology
Flora
Thirteen thousand species of plants have been identified in the Alpine regions. Alpine plants are grouped by habitat and soil type which can be limestone or non-calcareous. The habitats range from meadows, bogs, and woodland (deciduous and coniferous) areas to soil-less scree and moraines, and rock faces and ridges. A natural vegetation limit with altitude is given by the presence of the chief deciduous trees—oak, beech, ash and sycamore maple. These do not reach the same elevation, nor are they often found growing together, but their upper limit corresponds accurately enough to the change from a temperate to a colder climate that is further proved by a change in the presence of wild herbaceous vegetation. This limit usually lies about above the sea on the north side of the Alps, but on the southern slopes it often rises to , sometimes even to .
Above the forestry, there is often a band of short pine trees (Pinus mugo), which is in turn superseded by Alpenrosen, dwarf shrubs, typically Rhododendron ferrugineum (on acid soils) or Rhododendron hirsutum (on alkaline soils). Although Alpenrose prefers acidic soil, the plants are found throughout the region. Above the tree line is the area defined as "alpine" where in the alpine meadow plants are found that have adapted well to harsh conditions of cold temperatures, aridity, and high altitudes. The alpine area fluctuates greatly because of regional fluctuations in tree lines.
Alpine plants such as the Alpine gentian grow in abundance in areas such as the meadows above the Lauterbrunnental. Gentians are named after the Illyrian king Gentius, and 40 species of the early-spring blooming flower grow in the Alps, in a range of . Writing about the gentians in Switzerland D. H. Lawrence described them as "darkening the day-time, torch-like with the smoking blueness of Pluto's gloom." Gentians tend to "appear" repeatedly as the spring blooming takes place at progressively later dates, moving from the lower altitude to the higher altitude meadows where the snow melts much later than in the valleys. On the highest rocky ledges, the spring flowers bloom in the summer.
At these higher altitudes, the plants tend to form isolated cushions. In the Alps, several species of flowering plants have been recorded above , including Ranunculus glacialis, Androsace alpina and Saxifraga biflora. Eritrichium nanum, commonly known as the King of the Alps, is the most elusive of the alpine flowers, growing on rocky ridges at . Perhaps the best known of the alpine plants is Edelweiss which grows in rocky areas and can be found at altitudes as low as and as high as . The plants that grow at the highest altitudes have adapted to conditions by specialization such as growing in rock screes that give protection from winds.
The extreme and stressful climatic conditions give way to the growth of plant species with secondary metabolites important for medicinal purposes. Origanum vulgare, Prunella vulgaris, Solanum nigrum, and Urtica dioica are some of the more useful medicinal species found in the Alps.
Human interference has nearly exterminated the trees in many areas, and, except for the beech forests of the Austrian Alps, forests of deciduous trees are rarely found after the extreme deforestation between the 17th and 19th centuries. The vegetation has changed since the second half of the 20th century, as the high alpine meadows cease to be harvested for hay or used for grazing which eventually might result in a regrowth of the forest. In some areas, the modern practice of building ski runs by mechanical means has destroyed the underlying tundra from which the plant life cannot recover during the non-skiing months, whereas areas that still practice a natural piste type of ski slope building preserve the fragile underlayers.
Fauna
The Alps are a habitat for 30,000 species of wildlife, ranging from the tiniest snow fleas to brown bears, many of which have made adaptations to the harsh cold conditions and high altitudes to the point that some only survive in specific micro-climates either directly above or below the snow line.
The largest mammal to live in the highest altitudes are the alpine ibex, which have been sighted as high as . The ibex live in caves and descend to eat the succulent alpine grasses. Classified as antelopes, chamois are smaller than ibex and found throughout the Alps, living above the tree line and are common in the entire alpine range. Areas of the eastern Alps are still home to brown bears. In Switzerland the canton of Bern was named for the bears but the last bear is recorded as having been killed in 1792 above Kleine Scheidegg by three hunters from Grindelwald.
Many rodents such as voles live underground. Marmots live almost exclusively above the tree line as high as . They hibernate in large groups to provide warmth, and can be found in all areas of the Alps, in large colonies they build beneath the alpine pastures. Golden eagles and bearded vultures are the largest birds to be found in the Alps; they nest high on rocky ledges and can be found at altitudes of . The most common bird is the alpine chough which can be found scavenging at climber's huts or the Jungfraujoch, a high-altitude tourist destination.
Reptiles such as adders and vipers live up to the snow line; because they cannot bear the cold temperatures they hibernate underground and soak up the warmth on rocky ledges. The high-altitude Alpine salamanders have adapted to living above the snow line by giving birth to fully developed young rather than laying eggs. Brown trout can be found in the streams up to the snow line. Molluscs such as the wood snail live up the snow line. Popularly gathered as food, the snails are now protected.
Several species of moths live in the Alps, some of which are believed to have evolved in the same habitat up to 120 million years ago, long before the Alps were created. Blue butterflies can commonly be seen drinking from the snowmelt; some species of blues fly as high as . The butterflies tend to be large, such as those from the swallowtail Parnassius family, with a habitat that ranges to . Twelve species of beetles have habitats up to the snow line; the most beautiful and formerly collected for its colours but now protected is Rosalia alpina. Spiders, such as the large wolf spider, live above the snow line and can be seen as high as . Scorpions can be found in the Italian Alps.
Some of the species of moths and insects show evidence of having been indigenous to the area from as long ago as the Alpine orogeny. In Émosson in Valais, Switzerland, dinosaur tracks were found in the 1970s, dating probably from the Triassic Period.
History
Prehistory
When the ice melted after the Würm glaciation, paleolithic settlements were established along the lake shores and in cave systems. Evidence of human habitation has been found in caves near the Vercors Cave System, close to Grenoble and Echirolles. In Austria, the Mondsee lake shows evidence of houses built on piles. Standing stones have been found in the Alpine areas of France and Italy. About 200,000 drawings and etchings have been documented, and are known as the Rock Drawings in Valcamonica.
A mummy of a neolithic human, known as Ötzi, was discovered on the Similaun. His clothing lets modern people assume that he was an alpine farmer. While the location and manner of his death suggests that Ötzi was traveling. Analysis of the mitochondrial DNA of Ötzi, has shown that he belongs to the K1 subclade.
From the 13th to the 6th century BC much of the Alps was settled by the Germanic peoples, Lombards, Alemanni, Bavarii, and Franks. Celt tribes settled in modern-day Switzerland between 1500 and 1000 BC. The Raeti lived in the eastern regions, while the west was occupied by the Helvetii and the Allobroges settled in the Rhône valley and in Savoy. The Ligures and Adriatic Veneti lived in Northwest Italy and Triveneto respectively. The Celts mined salt in areas such as Salzburg, where evidence was found of the Hallstatt culture. By the 6th century BC the La Tène culture was well established in the region, and became known for high quality Celtic art.
Between 430 and 400 BC prolonged warfare in the Alps resulted in the devastation of agricultural land and human settlements, ultimately triggering the enslavement of men, women, and children, goods had to be imported as a result. The Etruscan civilization responded to raids by the Massalia and acquired absolute control over the Alpine trade routes. Aggressors in modern-day Italy were dealt with and an alliance was formed with the Celts. The grip of the Etruscan settlements broke down, as the Roman political system expanded, so as to take control over Alpine trade routes that connected human settlements in the Alps with settlements in the Mediterranean.
During the Second Punic War in 218 BC, the Carthage general Hannibal initiated one of the most celebrated achievements of any military force in ancient warfare, recorded as Hannibal crossing the Alps. The Roman people built roads along the Alpine mountain passes, which continued to be used through the medieval period. Roman road markers can still be found on the Alpine mountain passes.
During the Gallic Wars in 58 BC Julius Caesar defeated the Helvetii. The Rhaetian continued to resist but their territory was eventually conquered when the Romans crossed the Danube valley and defeated the Brigantes. The Romans built settlements in the Alps. In towns such as Aosta, Martigny, Lausanne, and Partenkirchen remains of villas, arenas, and temples have been discovered.
Christianity, feudalism, and Napoleonic wars
Christianity was established in the Alps by the Roman people. Monasteries and churches were constructed, even at high Alpine altitudes. The Franks expanded their Carolingian Empire, while the Baiuvarii introduced feudalism in the eastern Alps. The construction of castles in the Alps supported the growing number of dukedoms and kingdoms. Castello del Buonconsiglio in Trento, still has intricate frescoes, and excellent examples of Gothic art. The Château de Chillon is preserved as an example of medieval architecture. There are several important alpine saints and one such one is Saint Maurice. Much of the medieval period was a time of power struggles between competing dynasties such as the House of Savoy, the Visconti of Milan, and the House of Habsburg.
The Great St Bernard Hospice, built in the 9th or 10th centuries, at the summit of the Great Saint Bernard Pass was a shelter for humans and destination for pilgrims. In 1291, to protect themselves from incursions by the House of Habsburg, four Alpine cantons drew up the Federal Charter of 1291, which is considered to be a declaration of independence from neighboring kingdoms. After a series of battles fought in the 13th, 14th, and 15th centuries, more cantons joined the confederacy and by the 16th century, Switzerland was established as a sovereign state.
In the Alps, the War of the Spanish Succession fallout resulted in a 1713 treaty, part of the Peace of Utrecht, which relocated the Western Alps border along the watersheds. Historically, the Alps were used to determine the borders of political and administrative gangs, but the Peace of Utrecht was the first significant body of treaty that considered geographical conditions. The Alps were carved up and borders were agreed, so that enclaves in the Alps could be eliminated.
During the Napoleonic Wars in the late 18th century and early 19th century, Napoleon annexed territory formerly controlled by the House of Habsburg, and the House of Savoy. In 1798, the Helvetic Republic was established, two years later an army across the Great St Bernard Pass. In 1799 the Russian imperial military engaged the revolutionary French army in the Alps, this episode has been recorded as significant achievement in mountain warfare. In October 1799 the troops commanded by Alexander Suvorov were surrounded in the Alps by much larger French troops. The Russian troops broke out, mauled the French troops, and retreated through the Panix Pass.
After the fall of Napoleon, many alpine countries developed heavy protections to prevent further invasion. Thus, Savoy built a series of fortifications to protect the major alpine passes, such as the col du Mont-Cenis, which was crossed by Charlemagne to obliterate the Lombards.
In the 19th century, the monasteries built in the Alps to shelter humans became tourist destinations. The Benedictines had built monasteries in Lucerne, and Oberammergau. The Cistercians built their temple at Lake Constance. Meanwhile, the Augustinians maintained abbeys in Savoy and one in Interlaken.
Exploration
Radiocarbon-dated charcoal placed around 50,000 years ago was found in the Drachloch (Dragon's Hole) cave above the village of Vattis in the canton of St. Gallen, proving that the high peaks were visited by prehistoric people. Seven bear skulls from the cave may have been buried by the same prehistoric people. The peaks, however, were mostly ignored except for a few notable examples, and long left to the exclusive attention of the people of the adjoining valleys. The mountain peaks were seen as terrifying, the abode of dragons and demons, to the point that people blindfolded themselves to cross the Alpine passes. The glaciers remained a mystery and many still believed the highest areas to be inhabited by dragons.
Charles VII of France ordered his chamberlain to climb Mont Aiguille in 1356. The knight reached the summit of Rocciamelone where he left a bronze triptych of three crosses, a feat which he conducted with the use of ladders to traverse the ice. In 1492, Antoine de Ville climbed Mont Aiguille, without reaching the summit, an experience he described as "horrifying and terrifying." Leonardo da Vinci was fascinated by variations of light in the higher altitudes, and climbed a mountain—scholars are uncertain which one; some believe it may have been Monte Rosa. From his description of a "blue like that of a gentian" sky it is thought that he reached a significantly high altitude. In the 18th century four Chamonix men almost made the summit of Mont Blanc but were overcome by altitude sickness and snowblindness.
Conrad Gessner was the first naturalist to ascend the mountains in the 16th century, to study them, writing that in the mountains he found the "theatre of the Lord". By the 19th century more naturalists began to arrive to explore, study and conquer the high peaks. Two men who first explored the regions of ice and snow were Horace-Bénédict de Saussure (1740–1799) in the Pennine Alps, and the Benedictine monk of Disentis Placidus a Spescha (1752–1833). Born in Geneva, Saussure was enamoured with the mountains from an early age; he left a law career to become a naturalist and spent many years trekking through the Bernese Oberland, the Savoy, the Piedmont and Valais, studying the glaciers and geology, as he became an early proponent of the theory of rock upheaval. Saussure, in 1787, was a member of the third ascent of Mont Blanc—today the summits of all the peaks have been climbed.
The Romantics and Alpinists
Albrecht von Haller's poem Die Alpen, published in 1732 described the mountains as an area of mythical purity. Jean-Jacques Rousseau presented the Alps as a place of allure and beauty, in his novel Julie, or the New Heloise, published in 1761. Later the first wave of Romanticism such as Johann Wolfgang von Goethe, and J. M. W. Turner came to admire the Alpine scenery; Wordsworth visited the area in 1790, writing of his experiences in The Prelude (1799). Schiller later wrote the play William Tell (1804), which tells the story of the legendary Swiss marksman William Tell as part of the greater Swiss struggle for independence from the Habsburg Empire in the early 14th century. At the end of the Napoleonic Wars, the Alpine countries began to see an influx of poets, artists, and musicians, as visitors came to experience the sublime effects of monumental nature.
In 1816, Byron, Percy Bysshe Shelley and his wife Mary Shelley visited Geneva and all three were inspired by the scenery in their writings. During these visits Shelley wrote the poem "Mont Blanc", Byron wrote "The Prisoner of Chillon" and the dramatic poem Manfred, and Mary Shelley, who found the scenery overwhelming, conceived the idea for the novel Frankenstein in her villa on the shores of Lake Geneva amid a thunderstorm. When Coleridge travelled to Chamonix, he declaimed, in defiance of Shelley, who had signed himself "Atheos" in the guestbook of the Hotel de Londres near Montenvers, "Who would be, who could be an atheist in this valley of wonders".
By the mid-19th century scientists began to arrive en masse to study the geology and ecology of the region.
From the beginning of the 19th century, the tourism and mountaineering development of the Alps began. In the early years of the "golden age of alpinism" initially scientific activities were mixed with sport, for example by the physicist John Tyndall, with the first ascent of the Matterhorn by Edward Whymper being the highlight. In the later years, the "silver age of alpinism", the focus was on mountain sports and climbing. The first president of the Alpine Club, John Ball, is considered the discoverer of the Dolomites, which for decades were the focus of climbers like Paul Grohmann, Michael Innerkofler and Angelo Dibona.
The Nazis
Fall 1932, Adolf Hitler commissioned the first of a series of refurbishments, which eventually turned a mountain cottage, later named Berghof, into a fortified citadel. This domestic, but representative, fortification had two small bedrooms, and a full bathroom, planned by the Munich architect and NSDAP member Josef Neumaier. Guests, such as Rudolf Hess, stayed over, sleeping in tents or over the garage.
The Alps, Adolf Hitler, and improbable powerful organizations have been subject to crime fiction. The Alps acted as a geographical barrier to Italy, and the Alps for centuries were permeated with established smuggling routes, known as green line. After World War II, members of the Schutzstaffel that feared prosecution as war criminals, known in modern English only as SS, disappeared into a crowd of refugees. Massive numbers of refugees entered Italy illegally, by navigating the Alps.
Undocumented migrants
Smugglers of humans claim that crossing the Alps, is less dangerous or deadly, than traveling 355 km on water between Tripoli and Lampedusa with a tramp ship (carretta del mare) or a dinghy. Undocumented migrants, visa overstayers, false tourists, asylum seekers, and other clandestine humans, lose their lives crossing the Alps. The exact number of smuggled humans who die a brutal death in the Alps, can only be estimated.
Largest Alpine cities
The largest city within the Alps is the city of Grenoble in France. Other larger and important cities within the Alps with over 100,000 inhabitants are in Tyrol with Bolzano/Bozen (Italy), Trento (Italy) and Innsbruck (Austria). Larger cities outside the Alps are Milan, Verona, Turin (Italy), Munich (Germany), Graz, Vienna, Salzburg (Austria), Ljubljana, Maribor, Kranj (Slovenia), Zurich, Geneva (Switzerland), Nice and Lyon (France).
Cities with over 100,000 inhabitants in the Alps are:
Alpine people and culture
The population of the region is 14 million spread across eight countries. On the rim of the mountains, on the plateaus, and on the plains the economy consists of manufacturing and service jobs whereas in the higher altitudes and the mountains farming is still essential to the economy. Farming and forestry continue to be mainstays of Alpine culture, industries that provide for export to the cities and maintain the mountain ecology.
The Alpine regions are multicultural and linguistically diverse. Dialects are common and vary from valley to valley and region to region. In the Slavic Alps alone 19 dialects have been identified. Some of the Romance dialects spoken in the French, Swiss and Italian alps of Aosta Valley derive from Arpitan, while the southern part of the western range is related to Occitan; the German dialects derive from Germanic tribal languages. Romansh, spoken by two percent of the population in southeast Switzerland, is an ancient Rhaeto-Romanic language derived from Latin, remnants of ancient Celtic languages and perhaps Etruscan.
Much of the Alpine culture is unchanged since the medieval period when skills that guaranteed survival in the mountain valleys and the highest villages became mainstays, leading to strong traditions of carpentry, woodcarving, baking, pastry-making, and cheesemaking.
Farming has been a traditional occupation for centuries, although it became less dominant in the 20th century with the advent of tourism. Grazing and pasture land are limited because of the steep and rocky topography of the Alps. In mid-June, cows are moved to the highest pastures close to the snowline, where they are watched by herdsmen who stay in the high altitudes often living in stone huts or wooden barns during the summers. Villagers celebrate the day the cows are herded up to the pastures and again when they return in mid-September. The Almabtrieb, Alpabzug, Alpabfahrt, Désalpes ("coming down from the alps") is celebrated by decorating the cows with garlands and enormous cowbells while the farmers dress in traditional costumes.
Cheesemaking is an ancient tradition in most Alpine countries. A wheel of cheese from the Emmental in Switzerland can weigh up to , and the Beaufort in Savoy can weigh up to . Owners of the cows traditionally receive from the cheesemakers a portion about the proportion of the cows' milk from the summer months in the high alps. Haymaking is an important farming activity in mountain villages that have become somewhat mechanized in recent years, although the slopes are so steep that scythes are usually necessary to cut the grass. Hay is normally brought in twice a year, often also on festival days.
In the high villages, people live in homes built according to medieval designs that withstand cold winters. The kitchen is separated from the living area (called the stube, the area of the home heated by a stove), and second-floor bedrooms benefit from rising heat. The typical Swiss chalet originated in the Bernese Oberland. Chalets often face south or downhill and are built of solid wood, with a steeply gabled roof to allow accumulated snow to slide off easily. Stairs leading to upper levels are sometimes built on the outside, and balconies are sometimes enclosed.
Food is passed from the kitchen to the stube, where the dining room table is placed. Some meals are communal, such as fondue, where a pot is set in the middle of the table for each person to dip into. Other meals are still served traditionally on carved wooden plates. Furniture has been traditionally elaborately carved and in many Alpine countries, carpentry skills are passed from generation to generation.
Roofs are traditionally constructed from Alpine rocks such as pieces of schist, gneiss, or slate. Such chalets are typically found in the higher parts of the valleys, as in the Maurienne valley in Savoy, where the amount of snow during the cold months is important. The inclination of the roof cannot exceed 40%, allowing the snow to stay on top, thereby functioning as insulation from the cold. In the lower areas where the forests are widespread, wooden tiles are traditionally used. Commonly made of Norway spruce, they are called "tavaillon".
In the German-speaking parts of the Alps (Austria, Bavaria, South Tyrol, Liechtenstein and Switzerland), there is a strong tradition of Alpine folk culture. Old traditions are carefully maintained among inhabitants of Alpine areas, even though this is seldom obvious to the visitor: many people are members of cultural associations where the Alpine folk culture is cultivated. At cultural events, traditional folk costume (in German Tracht) is expected: typically lederhosen for men and dirndls for women. Visitors can get a glimpse of the rich customs of the Alps at public Volksfeste. Even when large events feature only a little folk culture, all participants take part with gusto. Good opportunities to see local people celebrating the traditional culture occur at the many fairs, wine festivals, and firefighting festivals which fill weekends in the countryside from spring to autumn. Alpine festivals vary from country to country. Frequently they include music (e.g. the playing of Alpenhorns), dance (e.g. Schuhplattler), sports (e.g. wrestling marches and archery), as well as traditions with pagan roots such as the lighting of fires on Walpurgis Night and Saint John's Eve. Many areas celebrate Fastnacht in the weeks before Lent. Folk costume also continues to be worn for most weddings and festivals.
Tourism
The Alps are one of the more popular tourist destinations in the world with many resorts such as Oberstdorf, in Bavaria, Saalbach in Austria, Davos in Switzerland, Chamonix in France, and Cortina d'Ampezzo in Italy recording more than a million annual visitors. With over 120 million visitors a year, tourism is integral to the Alpine economy with much of it coming from winter sports, although summer visitors are also an important component.
The tourism industry began in the early 19th century when foreigners visited the Alps, travelled to the bases of the mountains to enjoy the scenery, and stayed at the spa-resorts. Large hotels were built during the Belle Époque; cog-railways, built early in the 20th century, brought tourists to ever-higher elevations, with the Jungfraubahn terminating at the Jungfraujoch, well above the eternal snow-line, after going through a tunnel in Eiger. During this period winter sports were slowly introduced: in 1882 the first figure skating championship was held in St. Moritz, and downhill skiing became a popular sport with English visitors early in the 20th century, as the first ski-lift was installed in 1908 above Grindelwald.
In the first half of the 20th century the Olympic Winter Games were held three times in Alpine venues: the 1924 Winter Olympics in Chamonix, France; the 1928 Winter Olympics in St. Moritz, Switzerland; and the 1936 Winter Olympics in Garmisch-Partenkirchen, Germany. During World War II the winter games were cancelled but after that time the Winter Games have been held in St. Moritz (1948), Cortina d'Ampezzo (1956), Innsbruck, Austria (1964 and 1976), Grenoble, France, (1968), Albertville, France, (1992), and Torino (2006). In 1930, the Lauberhorn Rennen (Lauberhorn Race), was run for the first time on the Lauberhorn above Wengen; the equally demanding Hahnenkamm was first run in the same year in Kitzbühl, Austria. Both races continue to be held each January on successive weekends. The Lauberhorn is the more strenuous downhill race at and poses danger to racers who reach within seconds of leaving the start gate.
During the post-World War I period, ski lifts were built in Swiss and Austrian towns to accommodate winter visitors, and summer tourism continued to be important. By the mid-20th century the popularity of downhill skiing increased greatly as it became more accessible and in the 1970s several new villages were built in France devoted almost exclusively to skiing, such as Les Menuires. Until this point, Austria and Switzerland had been the traditional and more popular destinations for winter sports, and by the end of the 20th century and into the early 21st century, France, Italy, and Tyrol began to see increases in winter visitors. From 1980 to the present, ski-lifts have been modernized and snow-making machines installed at many resorts, leading to mounting concerns regarding the loss of traditional Alpine culture and uncertainties regarding sustainable development. For instance the number of ski resorts and piste kilometres has declined since 2015, a likely result of climatic change.
Avalanche/snow-slide
17th-century French-Italian border avalanche: in the 17th century about 2500 people were killed by an avalanche in a village on the French-Italian border.
19th century Zermatt avalanche: in the 19th century, 120 homes in a village near Zermatt were destroyed by an avalanche.
December 13, 1916 Marmolada-mountain-avalanche
1950–1951 winter-of-terror avalanches
February 10, 1970 Val d'Isère avalanche
February 9, 1999 Montroc avalanche
February 21, 1999 Evolène avalanche
February 23, 1999, Galtür avalanche the deadliest avalanche in the Alps in 40 years.
July 2014 Mont-Blanc avalanche
January 13, 2016 Les-Deux-Alpes avalanche
January 18, 2016 Valfréjus avalanche
July 3, 2022 Marmolada serac collapse
Transportation
The region is serviced by of roads used by six million vehicles per year. Train travel is well established in the Alps, with, for instance of track for every in a country such as Switzerland. Most of Europe's highest railways are located there. In 2007, the new Lötschberg Base Tunnel was opened, which circumvents the 100 years older Lötschberg Tunnel. With the opening of the Gotthard Base Tunnel on June 1, 2016, it bypasses the Gotthard Tunnel built in the 19th century and realizes the first flat route through the Alps.
Some high mountain villages are car-free either because of inaccessibility or by choice. Wengen, and Zermatt (in Switzerland) are accessible only by cable car or cog-rail trains. Avoriaz (in France), is car-free, with other Alpine villages considering becoming car-free zones or limiting the number of cars for reasons of sustainability of the fragile Alpine terrain.
The lower regions and larger towns of the Alps are well-served by motorways and main roads, but higher mountain passes and byroads, which are amongst the highest in Europe, can be treacherous even in summer due to steep slopes. Many passes are closed in winter. Several airports around the Alps (and some within), as well as long-distance rail links from all neighbouring countries, afford large numbers of travellers easy access.
Notes
References
Works cited
Alpine Convention. (2010). The Alps: People and pressures in the mountains, the facts at a glance
Allaby, Michael et al. The Encyclopedia of Earth. (2008). Berkeley: University of California Press.
Beattie, Andrew. (2006). The Alps: A Cultural History. New York: Oxford University Press.
Benniston, Martin, et al. (2011). "Impact of Climatic Change on Water and Natural Hazards in the Alps". Environmental Science and Policy. Volume 30. 1–9
Cebon, Peter, et al. (1998). Views from the Alps: Regional Perspectives on Climate Change. Cambridge MA: MIT Press.
Chatré, Baptiste, et al. (2010). The Alps: People and Pressures in the Mountains, the Facts at a Glance. Permanent Secretariat of the Alpine Convention (alpconv.org). Retrieved August 4, 2012.
De Graciansky, Pierre-Charles et al. (2011). The Western Alps, From Rift to Passive Margin to Orogenic Belt. Amsterdam: Elsevier.
Feuer, A.B. (2006). Packs On!: Memoirs of the 10th Mountain Division in World War II. Mechanicsburg, Pennsylvania: Stackpole Books.
Fleming, Fergus. (2000). Killing Dragons: The Conquest of the Alps. New York: Grove.
Gerrard, AJ. (1990) Mountain Environments: An Examination of the Physical Geography of Mountains. Boston: MIT Press.
Halbrook, Stephen P. (1998). Target Switzerland: Swiss Armed Neutrality in World War II. Rockville Center, NY: Sarpedon.
Halbrook, Stephen P. (2006). The Swiss and the Nazis: How the Alpine Republic Survived in the Shadow of the Third Reich. Havertown, PA: Casemate.
Hudson, Simon. (2000). Snow Business: A Study of the International Ski Industry. New York: Cengage
Körner, Christian. (2003). Alpine Plant Life. New York: Springer Verlag.
Lancel, Serge. (1999). Hannibal. Oxford: Blackwell.
Mitchell, Arthur H. (2007). Hitler's Mountain. Jefferson, NC: McFarland.
Prevas, John. (2001). Hannibal Crosses The Alps: The Invasion Of Italy And The Punic Wars. Cambridge, MA: Da Capo Press.
Reynolds, Kev. (2012) The Swiss Alps. Cicerone Press.
Roth, Philipe. (2007). Minerals first Discovered in Switzerland. Lausanne, CH: Museum of Geology.
Schmid, Stefan M. (2004). "Regional tectonics: from the Rhine graben to the Po plain, a summary of the tectonic evolution of the Alps and their forelands". Basel: Geologisch-Paläontologisches Institut
Sharp, Hilary. (2002). Trekking and Climbing in the Western Alps. London: New Holland.
Shoumatoff, Nicholas and Nina. (2001). The Alps: Europe's Mountain Heart. Ann Arbor, MI: University of Michigan Press.
Viazzo, Pier Paolo. (1980). Upland Communities: Environment, Population and Social Structure in the Alps since the Sixteenth Century. Cambridge: Cambridge University Press.
External links
17, 2005 Satellite photo of the Alps, taken on August 31, 2005, by MODIS aboard Terra
Official website of the Alpine Space Programme This EU-co-funded programme co-finances transnational projects in the Alpine region
Geography of Europe
Mountain ranges of Austria
Mountain ranges of France
Mountain ranges of Germany
Mountain ranges of Hungary
Mountain ranges of Italy
Mountain ranges of Liechtenstein
Mountain ranges of Monaco
Mountain ranges of Slovenia
Mountain ranges of Switzerland
Physiographic provinces
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https://en.wikipedia.org/wiki/Albert%20Camus
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Albert Camus
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Albert Camus ( , ; ; 7 November 1913 – 4 January 1960) was an Algerian-French philosopher, author, dramatist, journalist, and political activist. He was the recipient of the 1957 Nobel Prize in Literature at the age of 44, the second-youngest recipient in history. His works include The Stranger, The Plague, The Myth of Sisyphus, The Fall, and The Rebel.
Camus was born in French Algeria to Pieds Noirs parents. He spent his childhood in a poor neighbourhood and later studied philosophy at the University of Algiers. He was in Paris when the Germans invaded France during World War II in 1940. Camus tried to flee but finally joined the French Resistance where he served as editor-in-chief at Combat, an outlawed newspaper. After the war, he was a celebrity figure and gave many lectures around the world. He married twice but had many extramarital affairs. Camus was politically active; he was part of the left that opposed Joseph Stalin and the Soviet Union because of their totalitarianism. Camus was a moralist and leaned towards anarcho-syndicalism. He was part of many organisations seeking European integration. During the Algerian War (1954–1962), he kept a neutral stance, advocating for a multicultural and pluralistic Algeria, a position that was rejected by most parties.
Philosophically, Camus's views contributed to the rise of the philosophy known as absurdism. Some consider Camus's work to show him to be an existentialist, even though he himself firmly rejected the term throughout his lifetime.
Life
Early years and education
Albert Camus was born on 7 November 1913 in a working-class neighbourhood in Mondovi (present-day Dréan), in French Algeria. His mother, Catherine Hélène Camus (née Sintès), was French with Balearic Spanish ancestry. He never knew his father, Lucien Camus, a poor French agricultural worker killed in action while serving with Zouaves, in October 1914, during World War I. Camus, his mother and other relatives lived without many basic material possessions during his childhood in the Belcourt section of Algiers. Camus was a second-generation French inhabitant of Algeria, a French territory from 1830 until 1962. His paternal grandfather, along with many others of his generation, had moved to Algeria for a better life during the first decades of the 19th century. Hence, he was called —a slang term for people of French and other European descent born in Algeria. His identity and poor background had a substantial effect on his later life. Nevertheless, Camus was a French citizen and enjoyed more rights than Arab and Berber Algerians under indigénat. During his childhood, he developed a love for football and swimming.
Under the influence of his teacher Louis Germain, Camus gained a scholarship in 1924 to continue his studies at a prestigious lyceum (secondary school) near Algiers. In 1930, at the age of 17, he was diagnosed with tuberculosis. Because it is a transmitted disease, he moved out of his home and stayed with his uncle Gustave Acault, a butcher, who influenced the young Camus. It was at that time he turned to philosophy, with the mentoring of his philosophy teacher Jean Grenier. He was impressed by ancient Greek philosophers and Friedrich Nietzsche. During that time, he was only able to study part-time. To earn money, he took odd jobs: as a private tutor, car parts clerk, and assistant at the Meteorological Institute.
In 1933, Camus enrolled at the University of Algiers and completed his licence de philosophie (BA) in 1936; after presenting his thesis on Plotinus. Camus developed an interest in early Christian philosophers, but Nietzsche and Arthur Schopenhauer had paved the way towards pessimism and atheism. Camus also studied novelist-philosophers such as Stendhal, Herman Melville, Fyodor Dostoyevsky, and Franz Kafka. In 1933, he also met Simone Hié, then a partner of a friend of Camus, who would become his first wife.
Camus played goalkeeper for the Racing Universitaire d'Alger junior team from 1928 to 1930. The sense of team spirit, fraternity, and common purpose appealed to him enormously. In match reports, he was often praised for playing with passion and courage. Any football ambitions, however, disappeared when he contracted tuberculosis. Camus drew parallels among football, human existence, morality, and personal identity. For him, the simplistic morality of football contradicted the complicated morality imposed by authorities such as the state and Church.
Formative years
In 1934, aged 20, Camus was in a relationship with Simone Hié. Simone had an addiction to morphine, a drug she used to ease her menstrual pains. His uncle Gustave did not approve of the relationship, but Camus married Hié to help her fight her addiction. He subsequently discovered she was in a relationship with her doctor at the same time and the couple later divorced.
Camus joined the French Communist Party (PCF) in early 1935. He saw it as a way to "fight inequalities between Europeans and 'natives' in Algeria," even though he was not a Marxist. He explained: "We might see communism as a springboard and asceticism that prepares the ground for more spiritual activities." Camus left the PCF a year later. In 1936, the independence-minded Algerian Communist Party (PCA) was founded, and Camus joined it after his mentor Grenier advised him to do so. Camus's main role within the PCA was to organise the Théâtre du Travail ("Workers' Theatre"). Camus was also close to the Parti du Peuple Algérien (Algerian People's Party (PPA)), which was a moderate anti-colonialist/nationalist party. As tensions in the interwar period escalated, the Stalinist PCA and PPA broke ties. Camus was expelled from the PCA for refusing to toe the party line. This series of events sharpened his belief in human dignity. Camus's mistrust of bureaucracies that aimed for efficiency instead of justice grew. He continued his involvement with theatre and renamed his group Théâtre de l'Equipe ("Theatre of the Team"). Some of his scripts were the basis for his later novels.
In 1938, Camus began working for the leftist newspaper Alger républicain (founded by Pascal Pia) as he had strong anti-fascist feelings, and the rise of fascist regimes in Europe was worrying him. By then, Camus had developed strong feelings against authoritative colonialism as he witnessed the harsh treatment of the Arabs and Berbers by French authorities. Alger républicain was banned in 1940 and Camus flew to Paris to take a new job at Paris-Soir as editor-in-chief. In Paris, he almost completed his "first cycle" of works dealing with the absurd and the meaningless—the novel L'Étranger (The Outsider (UK), or The Stranger (US)), the philosophical essay Le Mythe de Sisyphe (The Myth of Sisyphus) and the play Caligula. Each cycle consisted of a novel, an essay and a theatrical play.
World War II, Resistance and Combat
Soon after Camus moved to Paris, the outbreak of World War II began to affect France. Camus volunteered to join the army but was not accepted because he once had tuberculosis. As the Germans were marching towards Paris, Camus fled. He was laid off from Paris-Soir and ended up in Lyon, where he married pianist and mathematician Francine Faure on 3 December 1940. Camus and Faure moved back to Algeria (Oran) where he taught in primary schools. Because of his tuberculosis, he moved to the French Alps on medical advice. There he began writing his second cycle of works, this time dealing with revolt—a novel La Peste (The Plague) and a play Le Malentendu (The Misunderstanding). By 1943 he was known because of his earlier work. He returned to Paris where he met and became friends with Jean-Paul Sartre. He also became part of a circle of intellectuals including Simone de Beauvoir, André Breton, and others. Among them was the actress María Casares, who would later have an affair with Camus.
Camus took an active role in the underground resistance movement against the Germans during the French Occupation. Upon his arrival in Paris, he started working as a journalist and editor of the banned newspaper Combat. He continued writing for the paper after the liberation of France. Camus used a pseudonym for his Combat articles and used false ID cards to avoid being captured. During that period he composed four Lettres à un Ami Allemand (Letters to a German Friend), explaining why resistance was necessary.
Post–World War II
After the War, Camus lived in Paris with Faure, who gave birth to twins, Catherine and Jean, in 1945. Camus was now a celebrated writer known for his role in the Resistance. He gave lectures at various universities in the United States and Latin America during two separate trips. He also visited Algeria once more, only to leave disappointed by the continued oppressive colonial policies, which he had warned about many times. During this period he completed the second cycle of his work, with the essay L'Homme révolté (The Rebel). Camus attacked totalitarian communism while advocating libertarian socialism and anarcho-syndicalism. Upsetting many of his colleagues and contemporaries in France with his rejection of communism, the book brought about the final split with Sartre. His relations with the Marxist Left deteriorated further during the Algerian War.
Camus was a strong supporter of European integration in various marginal organisations working towards that end. In 1944, he founded the Comité français pour la féderation européenne—(CFFE (French Committee for the European Federation))—declaring that Europe "can only evolve along the path of economic progress, democracy, and peace if the nation-states become a federation." In 1947–48, he founded the Groupes de Liaison Internationale (GLI) a trade union movement in the context of revolutionary syndicalism (syndicalisme révolutionnaire). His main aim was to express the positive side of surrealism and existentialism, rejecting the negativity and the nihilism of André Breton. Camus also raised his voice against the Soviet invasion of Hungary and the totalitarian tendencies of Franco's regime in Spain.
Camus had numerous affairs, particularly an irregular and eventually public affair with the Spanish-born actress María Casares, with whom he had extensive correspondence. Faure did not take this affair lightly. She had a mental breakdown and needed hospitalisation in the early 1950s. Camus, who felt guilty, withdrew from public life and was slightly depressed for some time.
In 1957, Camus received the news that he was to be awarded the Nobel Prize in Literature. This came as a shock to him. He was anticipating André Malraux would win the prestigious award. At age 44, he was the second-youngest recipient of the prize, after Rudyard Kipling, who was 42. After this he began working on his autobiography Le Premier Homme (The First Man) in an attempt to examine "moral learning". He also turned to the theatre once more. Financed by the money he received with his Nobel Prize, he adapted and directed for the stage Dostoyevsky's novel Demons. The play opened in January 1959 at the Antoine Theatre in Paris and was a critical success.
During these years, he published posthumously the works of the philosopher Simone Weil, in the series "Espoir" ("Hope") which he had founded for Éditions Gallimard. Weil had great influence on his philosophy, since he saw her writings as an "antidote" to nihilism. Camus described her as "the only great spirit of our times".
Death
Camus died on 4 January 1960 at the age of 46, in a car accident near Sens, in Le Grand Fossard in the small town of Villeblevin. He had spent the New Year's holiday of 1960 at his house in Lourmarin, Vaucluse with his family, and his publisher Michel Gallimard of Éditions Gallimard, along with Gallimard's wife, Janine, and daughter. Camus's wife and children went back to Paris by train on 2 January, but Camus decided to return in Gallimard's luxurious Facel Vega FV2. The car crashed into a plane tree on a long straight stretch of the Route nationale 5 (now the RN 6 or D606). Camus, who was in the passenger seat, died instantly. Gallimard died five days later, although his wife and daughter were unharmed.
144 pages of a handwritten manuscript entitled Le premier Homme (The First Man) were found in the wreckage. Camus had predicted that this unfinished novel based on his childhood in Algeria would be his finest work. Camus was buried in the Lourmarin Cemetery, Vaucluse, France, where he had lived. His friend Sartre read a eulogy, paying tribute to Camus's heroic "stubborn humanism". William Faulkner wrote his obituary, saying, "When the door shut for him he had already written on this side of it that which every artist who also carries through life with him that one same foreknowledge and hatred of death is hoping to do: I was here."
Literary career
Camus's first publication was a play called Révolte dans les Asturies (Revolt in the Asturias) written with three friends in May 1936. The subject was the 1934 revolt by Spanish miners that was brutally suppressed by the Spanish government resulting in 1,500 to 2,000 deaths. In May 1937 he wrote his first book, L'Envers et l'Endroit (Betwixt and Between, also translated as The Wrong Side and the Right Side). Both were published by Edmond Charlot's small publishing house.
Camus separated his work into three cycles. Each cycle consisted of a novel, an essay, and a play. The first was the cycle of the absurd consisting of L'Étranger, Le Mythe de Sysiphe, and Caligula. The second was the cycle of the revolt which included La Peste (The Plague), L'Homme révolté (The Rebel), and Les Justes (The Just Assassins). The third, the cycle of the love, consisted of Nemesis. Each cycle was an examination of a theme with the use of a pagan myth and including biblical motifs.
The books in the first cycle were published between 1942 and 1944, but the theme was conceived earlier, at least as far back as 1936. With this cycle, Camus aims to pose a question on the human condition, discuss the world as an absurd place, and warn humanity of the consequences of totalitarianism.
Camus began his work on the second cycle while he was in Algeria, in the last months of 1942, just as the Germans were reaching North Africa. In the second cycle, Camus used Prometheus, who is depicted as a revolutionary humanist, to highlight the nuances between revolution and rebellion. He analyses various aspects of rebellion, its metaphysics, its connection to politics, and examines it under the lens of modernity, of historicity and the absence of a God.
After receiving the Nobel Prize, Camus gathered, clarified, and published his pacifist leaning views at Actuelles III: Chronique algérienne 1939–1958 (Algerian Chronicles). He then decided to distance himself from the Algerian War as he found the mental burden too heavy. He turned to theatre and the third cycle which was about love and the goddess Nemesis, the Greek and Roman goddess of Revenge.
Two of Camus's works were published posthumously. The first entitled La mort heureuse (A Happy Death) (1970), features a character named Patrice Mersault, comparable to The Strangers Meursault. There is scholarly debate about the relationship between the two books. The second was an unfinished novel, Le Premier homme (The First Man) (1995), which Camus was writing before he died. It was an autobiographical work about his childhood in Algeria and its publication in 1994 sparked a widespread reconsideration of Camus's allegedly unrepentant colonialism.
Political stance
Camus was a moralist; he claimed morality should guide politics. While he did not deny that morals change over time, he rejected the classical Marxist view that historical material relations define morality.
Camus was also strongly critical of Marxism-Leninism, especially in the case of the Soviet Union, which he considered totalitarian. Camus rebuked those sympathetic to the Soviet model and their "decision to call total servitude freedom". A proponent of libertarian socialism, he claimed the USSR was not socialist, and the United States was not liberal. His critique of the USSR caused him to clash with others on the political left, most notably with his on-again, off-again friend Jean-Paul Sartre.
Active in the French Resistance to the Nazi occupation of France during World War II, Camus wrote for and edited the Resistance journal Combat. Of the French collaboration with the German occupiers, he wrote: "Now the only moral value is courage, which is useful here for judging the puppets and chatterboxes who pretend to speak in the name of the people." After France's liberation, Camus remarked, "This country does not need a Talleyrand, but a Saint-Just." The reality of the postwar tribunals soon changed his mind: Camus publicly reversed himself and became a lifelong opponent of capital punishment.
Camus had anarchist sympathies, which intensified in the 1950s, when he came to believe that the Soviet model was morally bankrupt. Camus was firmly against any kind of exploitation, authority, property, the State, and centralization. He, however, opposed revolution, separating the rebel from the revolutionary and believing that the belief in "absolute truth", most often assuming the guise of history or reason, inspires the revolutionary and leads to tragic results. He believed that rebellion is spurred by our outrage over the world's lack of transcendent significance, while political rebellion is our response to attacks against the dignity and autonomy of the individual. Camus opposed political violence, tolerating it only in rare and very narrowly defined instances, as well as revolutionary terror which he accused of sacrificing innocent lives on the altar of history.
Philosophy professor David Sherman considers Camus an anarcho-syndicalist. Graeme Nicholson considers Camus an existentialist anarchist.
The anarchist André Prudhommeaux first introduced him at a meeting of the Cercle des Étudiants Anarchistes ("Anarchist Student Circle") in 1948 as a sympathiser familiar with anarchist thought. Camus wrote for anarchist publications such as Le Libertaire (The Libertarian), La Révolution prolétarienne (The Proletarian Revolution), and Solidaridad Obrera ("Workers' Solidarity"), the organ of the anarcho-syndicalist Confederación Nacional del Trabajo (CNT) ("National Confederation of Labor").
Camus kept a neutral stance during the Algerian Revolution (1954–62). While he was against the violence of the National Liberation Front (FLN) he acknowledged the injustice and brutalities imposed by colonialist France. He was supportive of Pierre Mendès France's Unified Socialist Party (PSU) and its approach to the crisis; Mendes France advocated reconciliation. Camus also supported a like-minded Algerian militant, Aziz Kessous. Camus traveled to Algeria to negotiate a truce between the two belligerents but was met with distrust by all parties. In one, often misquoted incident, Camus confronted an Algerian critic during his 1957 Nobel Prize acceptance speech in Stockholm, rejecting the false equivalence of justice with revolutionary terrorism: "People are now planting bombs in the tramways of Algiers. My mother might be on one of those tramways. If that is justice, then I prefer my mother." Camus's critics have labelled the response as reactionary and a result of a colonialist attitude.
He was sharply critical of the proliferation of nuclear weapons and the bombings of Hiroshima and Nagasaki. In the 1950s, Camus devoted his efforts to human rights. In 1952, he resigned from his work for UNESCO when the UN accepted Spain, under the leadership of the caudillo General Francisco Franco, as a member. Camus maintained his pacifism and resisted capital punishment anywhere in the world. He wrote an essay against capital punishment in collaboration with Arthur Koestler, the writer, intellectual, and founder of the League Against Capital Punishment entitled Réflexions sur la peine capitale (Reflections on capital punishment), published by Calmann-Levy in 1957.
Along with Albert Einstein, Camus was one of the sponsors of the Peoples' World Convention (PWC), also known as Peoples' World Constituent Assembly (PWCA), which took place in 1950-51 at Palais Electoral, Geneva, Switzerland.
Role in Algeria
Born in Algeria to French parents, Camus was familiar with the institutional racism of France against Arabs and Berbers, but he was not part of a rich elite. He lived in very poor conditions as a child but was a citizen of France and as such was entitled to citizens' rights; members of the country's Arab and Berber majority were not.
Camus was a vocal advocate of the "new Mediterranean Culture". This was his vision of embracing the multi-ethnicity of the Algerian people, in opposition to "Latiny", a popular pro-fascist and antisemitic ideology among other Pieds-Noirs—or French or Europeans born in Algeria. For Camus, this vision encapsulated the Hellenic humanism which survived among ordinary people around the Mediterranean Sea. His 1938 address on "The New Mediterranean Culture" represents Camus's most systematic statement of his views at this time. Camus also supported the Blum–Viollette proposal to grant Algerians full French citizenship in a manifesto with arguments defending this assimilative proposal on radical egalitarian grounds. In 1939, Camus wrote a stinging series of articles for the Alger républicain on the atrocious living conditions of the inhabitants of the Kabylie highlands. He advocated for economic, educational and political reforms as a matter of emergency.
In 1945, following the Sétif and Guelma massacre after Arab revolts against French mistreatment, Camus was one of only a few mainland journalists to visit the colony. He wrote a series of articles reporting on conditions, and advocating for French reforms and concessions to the demands of the Algerian people.
When the Algerian War began in 1954, Camus was confronted with a moral dilemma. He identified with the Pieds-Noirs such as his own parents and defended the French government's actions against the revolt. He argued the Algerian uprising was an integral part of the "new Arab imperialism" led by Egypt, and an "anti-Western" offensive orchestrated by Russia to "encircle Europe" and "isolate the United States". Although favoring greater Algerian autonomy or even federation, though not full-scale independence, he believed the Pieds-Noirs and Arabs could co-exist. During the war, he advocated a civil truce that would spare the civilians. It was rejected by both sides who regarded it as foolish. Behind the scenes, he began working for imprisoned Algerians who faced the death penalty. His position drew much criticism from the left and later postcolonial literary critics, such as Edward Said, who were opposed to European imperialism, and charged that Camus's novels and short stories are plagued with colonial depictions – or conscious erasures – of Algeria's Arab population. In their eyes, Camus was no longer the defender of the oppressed.
Camus once said that the troubles in Algeria "affected him as others feel pain in their lungs."
Philosophy
Existentialism
Even though Camus is mostly connected to absurdism, he is routinely categorized as an existentialist, a term he rejected on several occasions.
Camus himself said his philosophical origins lay in ancient Greek philosophy, Nietzsche, and 17th-century moralists whereas existentialism arises from 19th- and early 20th-century philosophy such as Kierkegaard, Karl Jaspers, and Heidegger. He also said his work, The Myth of Sisyphus, was a criticism of various aspects of existentialism. Camus was rejecting existentialism as a philosophy, but his critique was mostly focused on Sartrean existentialism, and to a lesser extent on religious existentialism. He thought that the importance of history held by Marx and Sartre was incompatible with his belief in human freedom. David Sherman and others also suggest the rivalry between Sartre and Camus also played a part in his rejection of existentialism. David Simpson argues further that his humanism and belief in human nature set him apart from the existentialist doctrine that existence precedes essence.
On the other hand, Camus focused most of his philosophy around existential questions. The absurdity of life, the inevitable ending (death) is highlighted in his acts. His belief was that the absurd—life being void of meaning, or man's inability to know that meaning if it were to exist—was something that man should embrace. His anti-Christianity, his commitment to individual moral freedom and responsibility are only a few of the similarities with other existential writers. More importantly, Camus addressed one of the fundamental questions of existentialism: the problem of suicide. He wrote: "There is only one really serious philosophical question, and that is suicide."
Camus viewed the question of suicide as arising naturally as a solution to the absurdity of life.
Absurdism
Many existentialist writers have addressed the Absurd, each with their own interpretation of what it is and what makes it important. Kierkegaard explains that the absurdity of religious truths prevents us from reaching God rationally. Sartre recognizes the absurdity of individual experience. Camus's thoughts on the Absurd begin with his first cycle of books and the literary essay The Myth of Sisyphus, (Le Mythe de Sisyphe), his major work on the subject. In 1942, he published the story of a man living an absurd life in The Stranger. He also wrote a play about the Roman emperor Caligula, pursuing an absurd logic, which was not performed until 1945. His early thoughts appeared in his first collection of essays, L'Envers et l'Endroit (Betwixt and Between) in 1937. Absurd themes were expressed with more sophistication in his second collection of essays, Noces (Nuptials) in 1938. In these essays, Camus reflects on the experience of the Absurd. Aspects of the notion of the Absurd can be found in The Plague.
Camus follows Sartre's definition of the Absurd: "That which is meaningless. Thus man's existence is absurd because his contingency finds no external justification". The Absurd is created because man, who is placed in an unintelligent universe, realises that human values are not founded on a solid external component; or as Camus himself explains, the Absurd is the result of the "confrontation between human need and the unreasonable silence of the world." Even though absurdity is inescapable, Camus does not drift towards nihilism. But the realization of absurdity leads to the question: Why should someone continue to live? Suicide is an option that Camus firmly dismisses as the renunciation of human values and freedom. Rather, he proposes we accept that absurdity is a part of our lives and live with it.
The turning point in Camus's attitude to the Absurd occurs in a collection of four letters to an anonymous German friend, written between July 1943 and July 1944. The first was published in the Revue Libre in 1943, the second in the Cahiers de Libération in 1944, and the third in the newspaper Libertés, in 1945. The four letters were published as Lettres à un ami allemand (Letters to a German Friend) in 1945, and were included in the collection Resistance, Rebellion, and Death.
Camus regretted the continued reference to himself as a "philosopher of the absurd". He showed less interest in the Absurd shortly after publishing Le Mythe de Sisyphe. To distinguish his ideas, scholars sometimes refer to the Paradox of the Absurd, when referring to "Camus's Absurd".
Revolt
Camus articulated the case for revolting against any kind of oppression, injustice, or whatever disrespects the human condition. He is cautious enough, however, to set the limits on the rebellion. L'Homme révolté (The Rebel) explains in detail his thoughts on the issue. There, he builds upon the absurd (described in The Myth of Sisyphus) but goes further. In the introduction, where he examines the metaphysics of rebellion, he concludes with the phrase "I revolt, therefore we exist" implying the recognition of a common human condition. Camus also delineates the difference between revolution and rebellion and notices that history has shown that the rebel's revolution might easily end up as an oppressive regime; he therefore places importance on the morals accompanying the revolution. Camus poses a crucial question: Is it possible for humans to act in an ethical and meaningful manner, in a silent universe? According to him the answer is yes, as the experience and awareness of the Absurd creates the moral values and also sets the limits of our actions. Camus separates the modern form of rebellion into two modes. First, there is the metaphysical rebellion, which is "the movement by which man protests against his condition and against the whole of creation." The other mode, historical rebellion, is the attempt to materialize the abstract spirit of metaphysical rebellion and change the world. In this attempt, the rebel must balance between the evil of the world and the intrinsic evil which every revolt carries, and not cause any unjustifiable suffering.
Legacy
Camus's novels and philosophical essays are still influential. After his death, interest in Camus followed the rise (and diminution) of the New Left. Following the collapse of the Soviet Union, interest in his alternative road to communism resurfaced. He is remembered for his skeptical humanism and his support for political tolerance, dialogue, and civil rights.
Although Camus has been linked to anti-Soviet communism, reaching as far as anarcho-syndicalism, some neo-liberals have tried to associate him with their policies; for instance, the French President Nicolas Sarkozy suggested that his remains be moved to the Panthéon, an idea that was criticised by Camus's surviving family and angered many on the Left.
American heavy metal band Avenged Sevenfold has stated their album Life Is But A Dream... is inspired by the work of Camus.
Albert Camus also served as the inspiration for the Aquarius Gold Saint Camus in the classic anime and manga Saint Seiya.
Tributes
In Tipasa (Algeria), inside the Roman ruins, facing the sea and Mount Chenoua, a stele was erected in 1961 in honor of Albert Camus with this phrase in French extracted from his work Noces à Tipasa: "I understand here what is called glory: the right to love beyond measure " (« Je comprends ici ce qu'on appelle gloire : le droit d'aimer sans mesure. »).
The French Post published a stamp with his effigy on 26 June 1967.
Works
The works of Albert Camus include:
Novels
A Happy Death (La Mort heureuse) (written 1936–38, published 1971)
The Stranger (L'Étranger, often translated as The Outsider. An alternate meaning of "l'étranger" is "foreigner" ) (1942)
The Plague (La Peste) (1947)
The Fall (La Chute) (1956)
The First Man (Le premier homme) (incomplete, published 1994)
Short stories
Exile and the Kingdom (L'exil et le royaume) (collection, 1957), containing the following short stories:
"The Adulterous Woman" (La Femme adultère)
"The Renegade or a Confused Spirit" (Le Renégat ou un esprit confus)
"The Silent Men" (Les Muets)
"The Guest" (L'Hôte)
"Jonas, or the Artist at Work" (Jonas, ou l'artiste au travail)
"The Growing Stone" (La Pierre qui pousse)
Academic theses
Christian Metaphysics and Neoplatonism (Métaphysique chrétienne et néoplatonisme) (1935): the thesis that enabled Camus to teach in secondary schools in France
Non-fiction
Betwixt and Between (L'envers et l'endroit, also translated as The Wrong Side and the Right Side) (collection, 1937)
Nuptials (Noces) (1938)
The Myth of Sisyphus (Le Mythe de Sisyphe) (1942)
The Rebel (L'Homme révolté) (1951)
Algerian Chronicles (Chroniques algériennes) (1958, first English translation published 2013)
Resistance, Rebellion, and Death (collection, 1961)
Notebooks 1935–1942 (Carnets, mai 1935 — fevrier 1942) (1962)
Notebooks 1942–1951 (Carnets II: janvier 1942-mars 1951) (1965)
Lyrical and Critical Essays (collection, 1968)
American Journals (Journaux de voyage) (1978)
Notebooks 1951–1959 (2008). Published as Carnets Tome III: Mars 1951 – December 1959 (1989)
Correspondence (1944–1959) The correspondence of Albert Camus and María Casares, with a preface by his daughter, Catherine Camus (2017)
Plays
Caligula (performed 1945, written 1938)
The Misunderstanding (Le Malentendu) (1944)
The State of Siege (L'État de Siège) (1948)
The Just Assassins (Les Justes) (1949)
Requiem for a Nun (Requiem pour une nonne, adapted from William Faulkner's novel by the same name) (1956)
The Possessed (Les Possédés, adapted from Fyodor Dostoyevsky's novel Demons) (1959)
Essays
The Crisis of Man (Lecture at Columbia University) (28 March 1946)
Neither Victims nor Executioners (Series of essays in Combat) (1946)
Why Spain? (Essay for the theatrical play L'Etat de Siège) (1948)
Summer (L'Été) (1954)
Reflections on the Guillotine (Réflexions sur la guillotine) (Extended essay, 1957)
Create Dangerously (Essay on Realism and Artistic Creation, lecture at the University of Uppsala in Sweden) (1957)
References
Footnotes
Sources
Further reading
Selected biographies
External links
Albert Camus. Selective and Cumulative Bibliography
Gay-Crosier Camus collection at University of Florida Library
Albert Camus Society UK
1913 births
1960 deaths
20th-century atheists
20th-century French dramatists and playwrights
20th-century French essayists
20th-century French journalists
20th-century French male writers
20th-century French novelists
20th-century French philosophers
20th-century short story writers
Absurdist writers
Anarcho-syndicalists
Anti-Stalinist left
Atheist philosophers
Communist members of the French Resistance
Existentialists
French anarchists
French anti-capitalists
French anti–death penalty activists
French anti-fascists
French atheists
French Communist Party members
French humanists
French male essayists
French Nobel laureates
French pacifists
French people of Spanish descent
French socialists
French syndicalists
Legion of Honour refusals
Libertarian socialists
Modernist writers
Nobel laureates in Literature
People from Dréan
People of French Algeria
Philosophers of death
Philosophers of pessimism
Pieds-Noirs
Road incident deaths in France
University of Algiers alumni
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https://en.wikipedia.org/wiki/Agatha%20Christie
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Agatha Christie
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Dame Agatha Mary Clarissa Christie, Lady Mallowan, (; 15 September 1890 – 12 January 1976) was an English writer known for her 66 detective novels and 14 short story collections, particularly those revolving around fictional detectives Hercule Poirot and Miss Marple. She also wrote the world's longest-running play, the murder mystery The Mousetrap, which has been performed in the West End since 1952. A writer during the "Golden Age of Detective Fiction", Christie has been called the "Queen of Crime". She also wrote six novels under the pseudonym Mary Westmacott. In 1971, she was made a Dame (DBE) by Queen Elizabeth II for her contributions to literature. Guinness World Records lists Christie as the best-selling fiction writer of all time, her novels having sold more than two billion copies.
Christie was born into a wealthy upper-middle-class family in Torquay, Devon, and was largely home-schooled. She was initially an unsuccessful writer with six consecutive rejections, but this changed in 1920 when The Mysterious Affair at Styles, featuring detective Hercule Poirot, was published. Her first husband was Archibald Christie; they married in 1914 and had one child before divorcing in 1928. Following the breakdown of her marriage and the death of her mother in 1926 she made international headlines by going missing for eleven days. During both World Wars, she served in hospital dispensaries, acquiring a thorough knowledge of the poisons that featured in many of her novels, short stories, and plays. Following her marriage to archaeologist Max Mallowan in 1930, she spent several months each year on digs in the Middle East and used her first-hand knowledge of this profession in her fiction.
According to UNESCO's Index Translationum, she remains the most-translated individual author. Her novel And Then There Were None is one of the top-selling books of all time, with approximately 100 million copies sold. Christie's stage play The Mousetrap holds the world record for the longest initial run. It opened at the Ambassadors Theatre in the West End on 25 November 1952, and by 2018 there had been more than 27,500 performances. The play was temporarily closed in 2020 because of COVID-19 lockdowns in London before it reopened in 2021.
In 1955, Christie was the first recipient of the Mystery Writers of America's Grand Master Award. Later that year, Witness for the Prosecution received an Edgar Award for best play. In 2013, she was voted the best crime writer and The Murder of Roger Ackroyd the best crime novel ever by 600 professional novelists of the Crime Writers' Association. In 2015, And Then There Were None was named the "World's Favourite Christie" in a vote sponsored by the author's estate. Many of Christie's books and short stories have been adapted for television, radio, video games, and graphic novels. More than 30 feature films are based on her work.
Life and career
Childhood and adolescence: 1890–1907
Agatha Mary Clarissa Miller was born on 15 September 1890, into a wealthy upper middle class family in Torquay, Devon. She was the youngest of three children born to Frederick Alvah Miller, "a gentleman of substance", and his wife Clarissa Margaret "Clara" Miller, née Boehmer.
Christie's mother Clara was born in Dublin in 1854 to British Army officer Frederick Boehmer and his wife Mary Ann Boehmer (née West). Boehmer died in Jersey in 1863, leaving his widow to raise Clara and her brothers on a meagre income. Two weeks after Boehmer's death, Mary's sister Margaret West married widowed dry goods merchant Nathaniel Frary Miller, a US citizen. To assist Mary financially, they agreed to foster nine-year-old Clara; the family settled in Timperley, Cheshire. Margaret and Nathaniel had no children together, but Nathaniel had a 17-year-old son, Fred Miller, from his previous marriage. Fred was born in New York City and travelled extensively after leaving his Swiss boarding school. He and Clara were married in London in 1878. Their first child, Margaret Frary ("Madge"), was born in Torquay in 1879. The second, Louis Montant ("Monty"), was born in Morristown, New Jersey, in 1880, while the family was on an extended visit to the United States.
When Fred's father died in 1869, he left Clara £2,000 (approximately ); in 1881 they used this to buy the leasehold of a villa in Torquay named Ashfield. It was here that their third and last child, Agatha, was born in 1890. She described her childhood as "very happy". The Millers lived mainly in Devon but often visited her step-grandmother/great-aunt Margaret Miller in Ealing and maternal grandmother Mary Boehmer in Bayswater. A year was spent abroad with her family, in the French Pyrenees, Paris, Dinard, and Guernsey. Because her siblings were so much older, and there were few children in their neighbourhood, Christie spent much of her time playing alone with her pets and imaginary companions. She eventually made friends with other girls in Torquay, noting that "one of the highlights of my existence" was her appearance with them in a youth production of Gilbert and Sullivan's The Yeomen of the Guard, in which she played the hero, Colonel Fairfax.
According to Christie, Clara believed she should not learn to read until she was eight; thanks to her curiosity, she was reading by the age of four. Her sister had been sent to a boarding school, but their mother insisted that Christie receive her education at home. As a result, her parents and sister supervised her studies in reading, writing and basic arithmetic, a subject she particularly enjoyed. They also taught her music, and she learned to play the piano and the mandolin.
Christie was a voracious reader from an early age. Among her earliest memories were of reading children's books by Mrs Molesworth and Edith Nesbit. When a little older, she moved on to the surreal verse of Edward Lear and Lewis Carroll. As an adolescent, she enjoyed works by Anthony Hope, Walter Scott, Charles Dickens, and Alexandre Dumas. In April 1901, aged 10, she wrote her first poem, "The Cow Slip".
By 1901, her father's health had deteriorated, because of what he believed were heart problems. Fred died in November 1901 from pneumonia and chronic kidney disease. Christie later said that her father's death when she was 11 marked the end of her childhood.
The family's financial situation had, by this time, worsened. Madge married the year after their father's death and moved to Cheadle, Cheshire; Monty was overseas, serving in a British regiment. Christie now lived alone at Ashfield with her mother. In 1902, she began attending Miss Guyer's Girls' School in Torquay but found it difficult to adjust to the disciplined atmosphere. In 1905, her mother sent her to Paris, where she was educated in a series of (boarding schools), focusing on voice training and piano playing. Deciding she lacked the temperament and talent, she gave up her goal of performing professionally as a concert pianist or an opera singer.
Early literary attempts, marriage, literary success: 1907–1926
After completing her education, Christie returned to England to find her mother ailing. They decided to spend the northern winter of 1907–1908 in the warm climate of Egypt, which was then a regular tourist destination for wealthy Britons. They stayed for three months at the Gezirah Palace Hotel in Cairo. Christie attended many dances and other social functions; she particularly enjoyed watching amateur polo matches. While they visited some ancient Egyptian monuments such as the Great Pyramid of Giza, she did not exhibit the great interest in archaeology and Egyptology that developed in her later years. Returning to Britain, she continued her social activities, writing and performing in amateur theatrics. She also helped put on a play called The Blue Beard of Unhappiness with female friends.
At 18, Christie wrote her first short story, "The House of Beauty", while recovering in bed from an illness. It consisted of about 6,000 words about "madness and dreams", subjects of fascination for her. Her biographer Janet Morgan has commented that, despite "infelicities of style", the story was "compelling". (The story became an early version of her story "The House of Dreams".) Other stories followed, most of them illustrating her interest in spiritualism and the paranormal. These included "The Call of Wings" and "The Little Lonely God". Magazines rejected all her early submissions, made under pseudonyms (including Mac Miller, Nathaniel Miller, and Sydney West); some submissions were later revised and published under her real name, often with new titles.
Around the same time, Christie began work on her first novel, Snow Upon the Desert. Writing under the pseudonym Monosyllaba, she set the book in Cairo and drew upon her recent experiences there. She was disappointed when the six publishers she contacted declined the work. Clara suggested that her daughter ask for advice from the successful novelist Eden Phillpotts, a family friend and neighbour, who responded to her enquiry, encouraged her writing, and sent her an introduction to his own literary agent, Hughes Massie, who also rejected Snow Upon the Desert but suggested a second novel.
Meanwhile, Christie's social activities expanded, with country house parties, riding, hunting, dances, and roller skating. She had short-lived relationships with four men and an engagement to another. In October 1912, she was introduced to Archibald "Archie" Christie at a dance given by Lord and Lady Clifford at Ugbrooke, about from Torquay. The son of a barrister in the Indian Civil Service, Archie was a Royal Artillery officer who was seconded to the Royal Flying Corps in April 1913. The couple quickly fell in love. Three months after their first meeting, Archie proposed marriage, and Agatha accepted.
With the outbreak of World War I in August 1914, Archie was sent to France to fight. They married on Christmas Eve 1914 at Emmanuel Church, Clifton, Bristol, close to the home of his mother and stepfather, when Archie was on home leave. Rising through the ranks, he was posted back to Britain in September 1918 as a colonel in the Air Ministry. Christie involved herself in the war effort as a member of the Voluntary Aid Detachment of the British Red Cross. From October 1914 to May 1915, then from June 1916 to September 1918, she worked 3,400 hours in the Town Hall Red Cross Hospital, Torquay, first as a nurse (unpaid) then as a dispenser at £16 (approximately ) a year from 1917 after qualifying as an apothecary's assistant. Her war service ended in September 1918 when Archie was reassigned to London, and they rented a flat in St. John's Wood.
Christie had long been a fan of detective novels, having enjoyed Wilkie Collins's The Woman in White and The Moonstone, and Arthur Conan Doyle's early Sherlock Holmes stories. She wrote her first detective novel, The Mysterious Affair at Styles, in 1916. It featured Hercule Poirot, a former Belgian police officer with "magnificent moustaches" and a head "exactly the shape of an egg", who had taken refuge in Britain after Germany invaded Belgium. Christie's inspiration for the character came from Belgian refugees living in Torquay, and the Belgian soldiers she helped to treat as a volunteer nurse during the First World War. Her original manuscript was rejected by Hodder & Stoughton and Methuen. After keeping the submission for several months, John Lane at The Bodley Head offered to accept it, provided that Christie change how the solution was revealed. She did so, and signed a contract committing her next five books to The Bodley Head, which she later felt was exploitative. It was published in 1920.
Christie settled into married life, giving birth to her only child, Rosalind Margaret Clarissa (later Hicks), in August 1919 at Ashfield. Archie left the Air Force at the end of the war and began working in the City financial sector on a relatively low salary. They still employed a maid. Her second novel, The Secret Adversary (1922), featured a new detective couple Tommy and Tuppence, again published by The Bodley Head. It earned her £50 (approximately ). A third novel, Murder on the Links, again featured Poirot, as did the short stories commissioned by Bruce Ingram, editor of The Sketch magazine, from 1923. She now had no difficulty selling her work.
In 1922, the Christies joined an around-the-world promotional tour for the British Empire Exhibition, led by Major Ernest Belcher. Leaving their daughter with Agatha's mother and sister, in 10 months they travelled to South Africa, Australia, New Zealand, Hawaii, and Canada. They learned to surf prone in South Africa; then, in Waikiki, they were among the first Britons to surf standing up, and extended their time there by three months to practise. She is remembered at the British Surfing Museum as having said about surfing, "Oh it was heaven! Nothing like rushing through the water at what seems to you a speed of about two hundred miles an hour. It is one of the most perfect physical pleasures I have known."
When they returned to England, Archie resumed work in the city, and Christie continued to work hard at her writing. After living in a series of apartments in London, they bought a house in Sunningdale, Berkshire, which they renamed Styles after the mansion in Christie's first detective novel.
Christie's mother, Clarissa Miller, died in April 1926. They had been exceptionally close, and the loss sent Christie into a deep depression. In August 1926, reports appeared in the press that Christie had gone to a village near Biarritz to recuperate from a "breakdown" caused by "overwork".
Disappearance: 1926
In August 1926, Archie asked Agatha for a divorce. He had fallen in love with Nancy Neele, a friend of Major Belcher. On 3December 1926, the pair quarrelled after Archie announced his plan to spend the weekend with friends, unaccompanied by his wife. Late that evening, Christie disappeared from their home in Sunningdale. The following morning, her car, a Morris Cowley, was discovered at Newlands Corner in Surrey, parked above a chalk quarry with an expired driving licence and clothes inside. It was feared that she might have drowned herself in the Silent Pool, a nearby beauty spot.
The disappearance quickly became a news story, as the press sought to satisfy their readers' "hunger for sensation, disaster, and scandal". Home Secretary William Joynson-Hicks pressured police, and a newspaper offered a £100 reward (). More than a thousand police officers, 15,000 volunteers, and several aeroplanes searched the rural landscape. Sir Arthur Conan Doyle gave a spirit medium one of Christie's gloves to find her. Christie's disappearance made international headlines, including featuring on the front page of The New York Times. Despite the extensive manhunt, she was not found for another 10 days. On 14 December 1926, she was located at the Swan Hydropathic Hotel in Harrogate, Yorkshire, north of her home in Sunningdale, registered as "Mrs Tressa Neele" (the surname of her husband's lover) from " S.A." (South Africa). The next day, Christie left for her sister's residence at Abney Hall, Cheadle, where she was sequestered "in guarded hall, gates locked, telephone cut off, and callers turned away".
Christie's autobiography makes no reference to the disappearance. Two doctors diagnosed her with "an unquestionable genuine loss of memory", yet opinion remains divided over the reason for her disappearance. Some, including her biographer Morgan, believe she disappeared during a fugue state. The author Jared Cade concluded that Christie planned the event to embarrass her husband but did not anticipate the resulting public melodrama. Christie biographer Laura Thompson provides an alternative view that Christie disappeared during a nervous breakdown, conscious of her actions but not in emotional control of herself. Public reaction at the time was largely negative, supposing a publicity stunt or an attempt to frame her husband for murder.
Second marriage and later life: 1927–1976
In January 1927, Christie, looking "very pale", sailed with her daughter and secretary to Las Palmas, Canary Islands, to "complete her convalescence", returning three months later. Christie petitioned for divorce and was granted a decree nisi against her husband in April 1928, which was made absolute in October 1928. Archie married Nancy Neele a week later. Christie retained custody of their daughter, Rosalind, and kept the Christie surname for her writing.
Reflecting on the period in her autobiography, Christie wrote, "So, after illness, came sorrow, despair and heartbreak. There is no need to dwell on it."
In 1928, Christie left England and took the (Simplon) Orient Express to Istanbul and then to Baghdad. In Iraq, she became friends with archaeologist Leonard Woolley and his wife, who invited her to return to their dig in February 1930. On that second trip, she met archaeologist Max Mallowan, 13 years her junior. In a 1977 interview, Mallowan recounted his first meeting with Christie, when he took her and a group of tourists on a tour of his expedition site in Iraq. Christie and Mallowan married in Edinburgh in September 1930. Their marriage lasted until Christie's death in 1976. She accompanied Mallowan on his archaeological expeditions, and her travels with him contributed background to several of her novels set in the Middle East. Other novels (such as Peril at End House) were set in and around Torquay, where she was raised. Christie drew on her experience of international train travel when writing her 1934 novel Murder on the Orient Express. The Pera Palace Hotel in Istanbul, the eastern terminus of the railway, claims the book was written there and maintains Christie's room as a memorial to the author.
Christie and Mallowan first lived in Cresswell Place in Chelsea, and later in Sheffield Terrace, Holland Park, Kensington. Both properties are now marked by blue plaques. In 1934, they bought Winterbrook House in Winterbrook, a hamlet near Wallingford. This was their main residence for the rest of their lives and the place where Christie did much of her writing. This house also bears a blue plaque. Christie led a quiet life despite being known in Wallingford; from 1951 to 1976 she served as president of the local amateur dramatic society.
The couple acquired the Greenway Estate in Devon as a summer residence in 1938; it was given to the National Trust in 2000. Christie frequently stayed at Abney Hall, Cheshire, which was owned by her brother-in-law, James Watts, and based at least two stories there: a short story, "The Adventure of the Christmas Pudding", in the story collection of the same name and the novel After the Funeral. One Christie compendium notes that "Abney became Agatha's greatest inspiration for country-house life, with all its servants and grandeur being woven into her plots. The descriptions of the fictional Chimneys, Stonygates, and other houses in her stories are mostly Abney Hall in various forms."
During World War II, Christie moved to London and lived in a flat at the Isokon in Hampstead, whilst working in the pharmacy at University College Hospital (UCH), London, where she updated her knowledge of poisons. Her later novel The Pale Horse was based on a suggestion from Harold Davis, the chief pharmacist at UCH. In 1977, a thallium poisoning case was solved by British medical personnel who had read Christie's book and recognised the symptoms she described.
The British intelligence agency MI5 investigated Christie after a character called Major Bletchley appeared in her 1941 thriller N or M?, which was about a hunt for a pair of deadly fifth columnists in wartime England. MI5 was concerned that Christie had a spy in Britain's top-secret codebreaking centre, Bletchley Park. The agency's fears were allayed when Christie told her friend, the codebreaker Dilly Knox, "I was stuck there on my way by train from Oxford to London and took revenge by giving the name to one of my least lovable characters."
Christie was elected a fellow of the Royal Society of Literature in 1950. In honour of her many literary works, Christie was appointed Commander of the Order of the British Empire (CBE) in the 1956 New Year Honours. She was co-president of the Detection Club from 1958 to her death in 1976. In 1961, she was awarded an honorary Doctor of Literature degree by the University of Exeter. In the 1971 New Year Honours, she was promoted to Dame Commander of the Order of the British Empire (DBE), three years after her husband had been knighted for his archaeological work. After her husband's knighthood, Christie could also be styled Lady Mallowan.
From 1971 to 1974, Christie's health began to fail, but she continued to write. Her last novel was Postern of Fate in 1973. Textual analysis suggested that Christie may have begun to develop Alzheimer's disease or other dementia at about this time.
Personal qualities
In 1946, Christie said of herself: "My chief dislikes are crowds, loud noises, gramophones and cinemas. I dislike the taste of alcohol and do not like smoking. I do like sun, sea, flowers, travelling, strange foods, sports, concerts, theatres, pianos, and doing embroidery."
Christie was a lifelong, "quietly devout" member of the Church of England, attended church regularly, and kept her mother's copy of The Imitation of Christ by her bedside. After her divorce, she stopped taking the sacrament of communion.
The Agatha Christie Trust For Children was established in 1969, and shortly after Christie's death a charitable memorial fund was set up to "help two causes that she favoured: old people and young children".
Christie's obituary in The Times notes that "she never cared much for the cinema, or for wireless and television." Further,
Death and estate
Death and burial
Christie died peacefully on 12 January 1976 at age 85 from natural causes at her home at Winterbrook House. Upon her death, two West End theatresthe St. Martin's, where The Mousetrap was playing, and the Savoy, which was home to a revival of Murder at the Vicaragedimmed their outside lights in her honour. She was buried in the nearby churchyard of St Mary's, Cholsey, in a plot she had chosen with her husband 10 years previously. The simple funeral service was attended by about 20 newspaper and TV reporters, some having travelled from as far away as South America. Thirty wreaths adorned Christie's grave, including one from the cast of her long-running play The Mousetrap and one sent "on behalf of the multitude of grateful readers" by the Ulverscroft Large Print Book Publishers.
Mallowan, who remarried in 1977, died in 1978 and was buried next to Christie.
Estate and subsequent ownership of works
Christie was unhappy about becoming "an employed wage slave", and for tax reasons set up a private company in 1955, Agatha Christie Limited, to hold the rights to her works. In about 1959 she transferred her 278-acre home, Greenway Estate, to her daughter, Rosalind Hicks. In 1968, when Christie was almost 80, she sold a 51% stake in Agatha Christie Limited (and the works it owned) to Booker Books (better known as Booker Author's Division), which by 1977 had increased its stake to 64%. Agatha Christie Limited still owns the worldwide rights for more than 80 of Christie's novels and short stories, 19 plays, and nearly 40 TV films.
In the late 1950s, Christie had reputedly been earning around £100,000 (approximately ) per year. Christie sold an estimated 300 million books during her lifetime. At the time of her death in 1976, "she was the best-selling novelist in history."
One estimate of her total earnings from more than a half-century of writing is $20 million (approximately $ million in ). As a result of her tax planning, her will left only £106,683 (approximately ) net, which went mostly to her husband and daughter along with some smaller bequests. Her remaining 36% share of Agatha Christie Limited was inherited by Hicks, who passionately preserved her mother's works, image, and legacy until her own death 28 years later. The family's share of the company allowed them to appoint 50% of the board and the chairman, and retain a veto over new treatments, updated versions, and republications of her works.
In 2004, Hicks' obituary in The Telegraph noted that she had been "determined to remain true to her mother's vision and to protect the integrity of her creations" and disapproved of "merchandising" activities. Upon her death on 28 October 2004, the Greenway Estate passed to her son Mathew Prichard. After his stepfather's death in 2005, Prichard donated Greenway and its contents to the National Trust.
Christie's family and family trusts, including great-grandson James Prichard, continue to own the 36% stake in Agatha Christie Limited, and remain associated with the company. In 2020, James Prichard was the company's chairman. Mathew Prichard also holds the copyright to some of his grandmother's later literary works including The Mousetrap. Christie's work continues to be developed in a range of adaptations.
In 1998, Booker sold its shares in Agatha Christie Limited (at the time earning £2,100,000, approximately annual revenue) for £10,000,000 (approximately ) to Chorion, whose portfolio of authors' works included the literary estates of Enid Blyton and Dennis Wheatley. In February 2012, after a management buyout, Chorion began to sell off its literary assets. This included the sale of Chorion's 64% stake in Agatha Christie Limited to Acorn Media UK. In 2014, RLJ Entertainment Inc. (RLJE) acquired Acorn Media UK, renamed it Acorn Media Enterprises, and incorporated it as the RLJE UK development arm.
In late February 2014, media reports stated that the BBC had acquired exclusive TV rights to Christie's works in the UK (previously associated with ITV) and made plans with Acorn's co-operation to air new productions for the 125th anniversary of Christie's birth in 2015. As part of that deal, the BBC broadcast Partners in Crime and And Then There Were None, both in 2015. Subsequent productions have included The Witness for the Prosecution but plans to televise Ordeal by Innocence at Christmas 2017 were delayed because of controversy surrounding one of the cast members. The three-part adaptation aired in April 2018. A three-part adaptation of The A.B.C. Murders starring John Malkovich and Rupert Grint began filming in June 2018 and was first broadcast in December 2018. A two-part adaptation of The Pale Horse was broadcast on BBC1 in February 2020. Death Comes as the End will be the next BBC adaptation.
Since 2020, reissues of Christie's Miss Marple and Hercule Poirot novels by HarperCollins have removed "passages containing descriptions, insults or references to ethnicity".
Works
Works of fiction
Hercule Poirot and Miss Marple
Christie's first published book, The Mysterious Affair at Styles, was released in 1920 and introduced the detective Hercule Poirot, who appeared in 33 of her novels and more than 50 short stories.
Over the years, Christie grew tired of Poirot, much as Doyle did with Sherlock Holmes. By the end of the 1930s, Christie wrote in her diary that she was finding Poirot "insufferable", and by the 1960s she felt he was "an egocentric creep". Thompson believes Christie's occasional antipathy to her creation is overstated, and points out that "in later life she sought to protect him against misrepresentation as powerfully as if he were her own flesh and blood". Unlike Doyle, she resisted the temptation to kill her detective off while he was still popular. She married off Poirot's "Watson", Captain Arthur Hastings, in an attempt to trim her cast commitments.
Miss Jane Marple was introduced in a series of short stories that began publication in December 1927 and were subsequently collected under the title The Thirteen Problems. Marple was a genteel, elderly spinster who solved crimes using analogies to English village life. Christie said, "Miss Marple was not in any way a picture of my grandmother; she was far more fussy and spinsterish than my grandmother ever was", but her autobiography establishes a firm connection between the fictional character and Christie's step-grandmother Margaret Miller ("Auntie-Grannie") and her "Ealing cronies". Both Marple and Miller "always expected the worst of everyone and everything, and were, with almost frightening accuracy, usually proved right". Marple appeared in 12 novels and 20 stories.
During the Second World War, Christie wrote two novels, Curtain and Sleeping Murder, featuring Hercule Poirot and Miss Marple, respectively. Both books were sealed in a bank vault, and she made over the copyrights by deed of gift to her daughter and her husband to provide each with a kind of insurance policy. Christie had a heart attack and a serious fall in 1974, after which she was unable to write. Her daughter authorised the publication of Curtain in 1975, and Sleeping Murder was published posthumously in 1976. These publications followed the success of the 1974 film version of Murder on the Orient Express.
Shortly before the publication of Curtain, Poirot became the first fictional character to have an obituary in The New York Times, which was printed on page one on 6 August 1975.
Christie never wrote a novel or short story featuring both Poirot and Miss Marple. In a recording discovered and released in 2008, Christie revealed the reason for this: "Hercule Poirot, a complete egoist, would not like being taught his business or having suggestions made to him by an elderly spinster lady. Hercule Poirota professional sleuthwould not be at home at all in Miss Marple's world."
In 2013, the Christie family supported the release of a new Poirot story, The Monogram Murders, written by British author Sophie Hannah. Hannah later published three more Poirot mysteries, Closed Casket in 2016, The Mystery of Three Quarters in 2018., and The Killings at Kingfisher Hill in 2020.
Formula and plot devices
Christie has been called the "Duchess of Death", the "Mistress of Mystery", and the "Queen of Crime". Early in her career, a reporter noted that "her plots are possible, logical, and always new." According to Hannah, "At the start of each novel, she shows us an apparently impossible situation and we go mad wondering 'How can this be happening?' Then, slowly, she reveals how the impossible is not only possible but the only thing that could have happened."
Christie developed her storytelling techniques during what has been called the "Golden Age" of detective fiction. Author Dilys Winn called Christie "the doyenne of Coziness", a sub-genre which "featured a small village setting, a hero with faintly aristocratic family connections, a plethora of red herrings and a tendency to commit homicide with sterling silver letter openers and poisons imported from Paraguay". At the end, in a Christie hallmark, the detective usually gathers the surviving suspects into one room, explains the course of their deductive reasoning, and reveals the guilty party; but there are exceptions where it is left to the guilty party to explain all (such as And Then There Were None and Endless Night).
Christie did not limit herself to quaint English villagesthe action might take place on a small island (And Then There Were None), an aeroplane (Death in the Clouds), a train (Murder on the Orient Express), a steamship (Death on the Nile), a smart London flat (Cards on the Table), a resort in the West Indies (A Caribbean Mystery), or an archaeological dig (Murder in Mesopotamia)but the circle of potential suspects is usually closed and intimate: family members, friends, servants, business associates, fellow travellers. Stereotyped characters abound (the , the stolid policeman, the devoted servant, the dull colonel), but these may be subverted to stymie the reader; impersonations and secret alliances are always possible. There is always a motivemost often, money: "There are very few killers in Christie who enjoy murder for its own sake."
Professor of Pharmacology Michael C. Gerald noted that "in over half her novels, one or more victims are poisoned, albeit not always to the full satisfaction of the perpetrator." Guns, knives, garrottes, tripwires, blunt instruments, and even a hatchet were also used, but "Christie never resorted to elaborate mechanical or scientific means to explain her ingenuity," according to John Curran, author and literary adviser to the Christie estate. Many of her clues are mundane objects: a calendar, a coffee cup, wax flowers, a beer bottle, a fireplace used during a heat wave.
According to crime writer P. D. James, Christie was prone to making the unlikeliest character the guilty party. Alert readers could sometimes identify the culprit by identifying the least likely suspect. Christie mocked this insight in her foreword to Cards on the Table: "Spot the person least likely to have committed the crime and in nine times out of ten your task is finished. Since I do not want my faithful readers to fling away this book in disgust, I prefer to warn them beforehand that this is not that kind of book."
On BBC Radio 4's Desert Island Discs in 2007, Brian Aldiss said Christie had told him she wrote her books up to the last chapter, then decided who the most unlikely suspect was, after which she would go back and make the necessary changes to "frame" that person. Based upon a study of her working notebooks, Curran describes how Christie would first create a cast of characters, choose a setting, and then produce a list of scenes in which specific clues would be revealed; the order of scenes would be revised as she developed her plot. Of necessity, the murderer had to be known to the author before the sequence could be finalised and she began to type or dictate the first draft of her novel. Much of the work, particularly dialogue, was done in her head before she put it on paper.
In 2013, the 600 members of the Crime Writers' Association chose The Murder of Roger Ackroyd as "the best whodunit... ever written". Author Julian Symons observed, "In an obvious sense, the book fits within the conventions... The setting is a village deep within the English countryside, Roger Ackroyd dies in his study; there is a butler who behaves suspiciously... Every successful detective story in this period involved a deceit practised upon the reader, and here the trick is the highly original one of making the murderer the local doctor, who tells the story and acts as Poirot's Watson." Critic Sutherland Scott stated, "If Agatha Christie had made no other contribution to the literature of detective fiction she would still deserve our grateful thanks" for writing this novel.
In September 2015, to mark her 125th birthday, And Then There Were None was named the "World's Favourite Christie" in a vote sponsored by the author's estate. The novel is emblematic of both her use of formula and her willingness to discard it. "And Then There Were None carries the 'closed society' type of murder mystery to extreme lengths," according to author Charles Osborne. It begins with the classic set-up of potential victim(s) and killer(s) isolated from the outside world, but then violates conventions. There is no detective involved in the action, no interviews of suspects, no careful search for clues, and no suspects gathered together in the last chapter to be confronted with the solution. As Christie herself said, "Ten people had to die without it becoming ridiculous or the murderer being obvious." Critics agreed she had succeeded: "The arrogant Mrs. Christie this time set herself a fearsome test of her own ingenuity... the reviews, not surprisingly, were without exception wildly adulatory."
Character stereotypes and racism
Christie included stereotyped descriptions of characters in her work, especially before 1945 (when such attitudes were more commonly expressed publicly), particularly in regard to Italians, Jews, and non-Europeans. For example, she described "men of Hebraic extraction, sallow men with hooked noses, wearing rather flamboyant jewellery" in the short story "The Soul of the Croupier" from the collection The Mysterious Mr Quin. In 1947, the Anti-Defamation League in the US sent an official letter of complaint to Christie's American publishers, Dodd, Mead and Company, regarding perceived antisemitism in her works. Christie's British literary agent later wrote to her US representative, authorising American publishers to "omit the word 'Jew' when it refers to an unpleasant character in future books."
In The Hollow, published in 1946, one of the characters is described by another as "a Whitechapel Jewess with dyed hair and a voice like a corncrake ... a small woman with a thick nose, henna red and a disagreeable voice". To contrast with the more stereotyped descriptions, Christie portrayed some "foreign" characters as victims, or potential victims, at the hands of English malefactors, such as, respectively, Olga Seminoff (Hallowe'en Party) and Katrina Reiger (in the short story "How Does Your Garden Grow?"). Jewish characters are often seen as un-English (such as Oliver Manders in Three Act Tragedy), but they are rarely the culprits.
In 2023, the Telegraph reported that several Agatha Christie novels have been edited to remove potentially offensive language, including insults and references to ethnicity. Poirot and Miss Marple mysteries written between 1920 and 1976 have had passages reworked or removed in new editions published by HarperCollins, in order to strip them of language and descriptions that modern audiences find offensive, especially those involving the characters Christie’s protagonists encounter outside the UK. Sensitivity readers had made the edits, which were evident in digital versions of the new editions, including the entire Miss Marple run and selected Poirot novels set to be released or that have been released since 2020.
Other detectives
In addition to Hercule Poirot and Miss Marple, Christie also created amateur detectives Thomas (Tommy) Beresford and his wife, Prudence "Tuppence" née Cowley, who appear in four novels and one collection of short stories published between 1922 and 1974. Unlike her other sleuths, the Beresfords were only in their early twenties when introduced in The Secret Adversary, and were allowed to age alongside their creator. She treated their stories with a lighter touch, giving them a "dash and verve" which was not universally admired by critics. Their last adventure, Postern of Fate, was Christie's last novel.
Harley Quin was "easily the most unorthodox" of Christie's fictional detectives. Inspired by Christie's affection for the figures from the Harlequinade, the semi-supernatural Quin always works with an elderly, conventional man called Satterthwaite. The pair appear in 14 short stories, 12 of which were collected in 1930 as The Mysterious Mr. Quin. Mallowan described these tales as "detection in a fanciful vein, touching on the fairy story, a natural product of Agatha's peculiar imagination". Satterthwaite also appears in a novel, Three Act Tragedy, and a short story, "Dead Man's Mirror", both of which feature Poirot.
Another of her lesser-known characters is Parker Pyne, a retired civil servant who assists unhappy people in an unconventional manner. The 12 short stories which introduced him, Parker Pyne Investigates (1934), are best remembered for "The Case of the Discontented Soldier", which features Ariadne Oliver, "an amusing and satirical self-portrait of Agatha Christie". Over the ensuing decades, Oliver reappeared in seven novels. In most of them she assists Poirot.
Plays
In 1928, Michael Morton adapted The Murder of Roger Ackroyd for the stage under the name of Alibi. The play enjoyed a respectable run, but Christie disliked the changes made to her work and, in future, preferred to write for the theatre herself. The first of her own stage works was Black Coffee, which received good reviews when it opened in the West End in late 1930. She followed this up with adaptations of her detective novels: And Then There Were None in 1943, Appointment with Death in 1945, and The Hollow in 1951.
In the 1950s, "the theatre ... engaged much of Agatha's attention." She next adapted her short radio play into The Mousetrap, which premiered in the West End in 1952, produced by Peter Saunders and starring Richard Attenborough as the original Detective Sergeant Trotter. Her expectations for the play were not high; she believed it would run no more than eight months. The Mousetrap has long since made theatrical history as the world's longest-running play, staging its 27,500th performance in September 2018. The play temporarily closed in March 2020, when all UK theatres shut due to the coronavirus pandemic, before it re-opened on 17 May 2021.
In 1953, she followed this with Witness for the Prosecution, whose Broadway production won the New York Drama Critics' Circle award for best foreign play of 1954 and earned Christie an Edgar Award from the Mystery Writers of America. Spider's Web, an original work written for actress Margaret Lockwood at her request, premiered in the West End in 1954 and was also a hit. Christie became the first female playwright to have three plays running simultaneously in London: The Mousetrap, Witness for the Prosecution and Spider's Web. She said, "Plays are much easier to write than books, because you can see them in your mind's eye, you are not hampered by all that description which clogs you so terribly in a book and stops you from getting on with what's happening." In a letter to her daughter, Christie said being a playwright was "a lot of fun!"
As Mary Westmacott
Christie published six mainstream novels under the name Mary Westmacott, a pseudonym which gave her the freedom to explore "her most private and precious imaginative garden". These books typically received better reviews than her detective and thriller fiction. Of the first, Giant's Bread published in 1930, a reviewer for The New York Times wrote, "...her book is far above the average of current fiction, in fact, comes well under the classification of a 'good book'. And it is only a satisfying novel that can claim that appellation." It was publicized from the very beginning that "Mary Westmacott" was a pen name of a well-known author, although the identity behind the pen name was kept secret; the dust jacket of Giant's Bread mentions that the author had previously written "under her real name...half a dozen books that have each passed the thirty thousand mark in sales." (In fact, though this was technically true, it disguised Christie's identity through understatement. By the publication of Giant's Bread, Christie had published 10 novels and two short story collections, all of which had sold considerably more than 30,000 copies.) After Christie's authorship of the first four Westmacott novels was revealed by a journalist in 1949, she wrote two more, the last in 1956.
The other Westmacott titles are: Unfinished Portrait (1934), Absent in the Spring (1944), The Rose and the Yew Tree (1948), A Daughter's a Daughter (1952), and The Burden (1956).
Non-fiction works
Christie published a few non-fiction works. Come, Tell Me How You Live, about working on an archaeological dig, was drawn from her life with Mallowan. The Grand Tour: Around the World with the Queen of Mystery is a collection of correspondence from her 1922 Grand Tour of the British Empire, including South Africa, Australia, New Zealand, and Canada. Agatha Christie: An Autobiography was published posthumously in 1977 and adjudged the Best Critical/Biographical Work at the 1978 Edgar Awards.
Titles
Many of Christie's works from 1940 onward have titles drawn from literature, with the original context of the title typically printed as an epigraph.
The inspirations for some of Christie's titles include:
William Shakespeare's works: Sad Cypress, By the Pricking of My Thumbs, There is a Tide..., Absent in the Spring, and The Mousetrap, for example. Osborne notes that "Shakespeare is the writer most quoted in the works of Agatha Christie";
The Bible: Evil Under the Sun, The Burden, and The Pale Horse;
Other works of literature: The Mirror Crack'd from Side to Side (from Tennyson's "The Lady of Shalott"), The Moving Finger (from Edward FitzGerald's translation of the Rubáiyát of Omar Khayyám), The Rose and the Yew Tree (from T. S. Eliot's Four Quartets), Postern of Fate (from James Elroy Flecker's "Gates of Damascus"), Endless Night (from William Blake's "Auguries of Innocence"), N or M? (from the Book of Common Prayer), and Come, Tell Me How You Live (from Lewis Carroll's Through the Looking-Glass).
Christie biographer Gillian Gill said, "Christie's writing has the sparseness, the directness, the narrative pace, and the universal appeal of the fairy story, and it is perhaps as modern fairy stories for grown-up children that Christie's novels succeed." Reflecting a juxtaposition of innocence and horror, numerous Christie titles were drawn from well-known children's nursery rhymes: And Then There Were None (from "Ten Little Niggers", a rhyme also published as "Ten Little Indians", both of which were also used for the book's title in some printings), One, Two, Buckle My Shoe (from "One, Two, Buckle My Shoe"), Five Little Pigs (from "This Little Piggy"), Crooked House (from "There Was a Crooked Man"), A Pocket Full of Rye (from "Sing a Song of Sixpence"), Hickory Dickory Dock (from "Hickory Dickory Dock"), and Three Blind Mice (from "Three Blind Mice").
Critical reception
Christie is regularly referred to as the "Queen of Crime"—which is now trademarked by the Christie estate—or "Queen of Mystery", and is considered a master of suspense, plotting, and characterisation. In 1955, she became the first recipient of the Mystery Writers of America's Grand Master Award. She was named "Best Writer of the Century" and the Hercule Poirot series of books was named "Best Series of the Century" at the 2000 Bouchercon World Mystery Convention. In 2013, she was voted "best crime writer" in a survey of 600 members of the Crime Writers' Association of professional novelists. However, the writer Raymond Chandler criticised the artificiality of her books, as did writer Julian Symons. The literary critic Edmund Wilson described her prose as banal and her characterisations as superficial.
In 2011, Christie was named by the digital crime drama TV channel Alibi as the second most financially successful crime writer of all time in the United Kingdom, after James Bond author Ian Fleming, with total earnings around £100 million. In 2012, Christie was among the people selected by the artist Peter Blake to appear in a new version of his most famous work, the Beatles' Sgt. Pepper's Lonely Hearts Club Band album cover, "to celebrate the British cultural figures he most admires". On the record-breaking longevity of Christie's The Mousetrap which had marked its 60th anniversary in 2012, Stephen Moss in The Guardian wrote, "the play and its author are the stars".
In 2015, marking the 125th anniversary of her birth date, 25 contemporary mystery writers and one publisher gave their views on Christie's works. Many of the authors had read Christie's novels first, before other mystery writers, in English or in their native language, influencing their own writing, and nearly all still viewed her as the "Queen of Crime" and creator of the plot twists used by mystery authors. Nearly all had one or more favourites among Christie's mysteries and found her books still good to read nearly 100 years after her first novel was published. Just one of the 25 authors held with Wilson's views.
Book sales
In her prime, Christie was rarely out of the bestseller list. She was the first crime writer to have 100,000 copies of 10 of her titles published by Penguin on the same day in 1948. , Guinness World Records listed Christie as the best-selling fiction writer of all time. , her novels had sold more than two billion copies in 44 languages. Half the sales are of English-language editions, and half are translations. According to Index Translationum, , she was the most-translated individual author.
Christie is one of the most-borrowed authors in UK libraries. She is also the UK's best-selling spoken-book author. In 2002, 117,696 Christie audiobooks were sold, in comparison to 97,755 for J. K. Rowling, 78,770 for Roald Dahl and 75,841 for J. R. R. Tolkien. In 2015, the Christie estate claimed And Then There Were None was "the best-selling crime novel of all time", with approximately 100 million sales, also making it one of the highest-selling books of all time. More than two million copies of her books were sold in English in 2020.
Legacy
In 2016, the Royal Mail marked the centenary of Christie's first detective story by issuing six first-class postage stamps of her works: The Mysterious Affair at Styles, The Murder of Roger Ackroyd, Murder on the Orient Express, And Then There Were None, The Body in the Library, and A Murder is Announced. The Guardian reported that, "Each design incorporates microtext, UV ink and thermochromic ink. These concealed clues can be revealed using either a magnifying glass, UV light or body heat and provide pointers to the mysteries' solutions."
Her characters and her face appeared on the stamps of many countries like Dominica and the Somali Republic. In 2020, Christie was commemorated on a £2 coin by the Royal Mint for the first time to mark the centenary of her first novel, The Mysterious Affair at Styles.
In 2023 a life-size bronze statue of Christie sitting on a park bench holding a book was unveiled in Wallingford.
Adaptations
Christie's works have been adapted for cinema and television. The first was the 1928 British film The Passing of Mr. Quin. Poirot's first film appearance was in 1931 in Alibi, which starred Austin Trevor as Christie's sleuth. Margaret Rutherford played Marple in a series of films released in the 1960s. Christie liked her acting, but considered the first film "pretty poor" and thought no better of the rest.
She felt differently about the 1974 film Murder on the Orient Express, directed by Sidney Lumet, which featured major stars and high production values; her attendance at the London premiere was one of her last public outings. In 2017, a new film version was released, directed by Kenneth Branagh, who also starred, wearing "the most extravagant mustache moviegoers have ever seen".
The television adaptation Agatha Christie's Poirot (1989–2013), with David Suchet in the title role, ran for 70 episodes over 13 series. It received nine BAFTA award nominations and won four BAFTA awards in 1990–1992. The television series Miss Marple (1984–1992), with Joan Hickson as "the BBC's peerless Miss Marple", adapted all 12 Marple novels. The French television series (2009–2012, 2013–2020), adapted 36 of Christie's stories.
Christie's books have also been adapted for BBC Radio, a video game series, and graphic novels.
Interests and influences
Pharmacology
During the First World War, Christie took a break from nursing to train for the Apothecaries Hall Examination. While she subsequently found dispensing in the hospital pharmacy monotonous, and thus less enjoyable than nursing, her new knowledge provided her with a background in potentially toxic drugs. Early in the Second World War, she brought her skills up to date at Torquay Hospital.
As Michael C. Gerald puts it, her "activities as a hospital dispenser during both World Wars not only supported the war effort but also provided her with an appreciation of drugs as therapeutic agents and poisons... These hospital experiences were also likely responsible for the prominent role physicians, nurses, and pharmacists play in her stories." There were to be many medical practitioners, pharmacists, and scientists, naïve or suspicious, in Christie's cast of characters; featuring in Murder in Mesopotamia, Cards on the Table, The Pale Horse, and Mrs. McGinty's Dead, among many others.
Gillian Gill notes that the murder method in Christie's first detective novel, The Mysterious Affair at Styles, "comes right out of Agatha Christie's work in the hospital dispensary". In an interview with journalist Marcelle Bernstein, Christie stated, "I don't like messy deaths... I'm more interested in peaceful people who die in their own beds and no one knows why." With her expert knowledge, Christie had no need of poisons unknown to science, which were forbidden under Ronald Knox's "Ten Rules for Detective Fiction". Arsenic, aconite, strychnine, digitalis, nicotine, thallium, and other substances were used to dispatch victims in the ensuing decades.
Archaeology
In her youth, Christie showed little interest in antiquities. After her marriage to Mallowan in 1930, she accompanied him on annual expeditions, spending three to four months at a time in Syria and Iraq at excavation sites at Ur, Nineveh, Tell Arpachiyah, Chagar Bazar, Tell Brak, and Nimrud. The Mallowans also took side trips whilst travelling to and from expedition sites, visiting Italy, Greece, Egypt, Iran, and the Soviet Union, among other places. Their experiences travelling and living abroad are reflected in novels such as Murder on the Orient Express, Death on the Nile, and Appointment with Death.
For the 1931 digging season at Nineveh, Christie bought a writing table to continue her own work; in the early 1950s, she paid to add a small writing room to the team's house at Nimrud. She also devoted time and effort each season in "making herself useful by photographing, cleaning, and recording finds; and restoring ceramics, which she especially enjoyed". She also provided funds for the expeditions.
Many of the settings for Christie's books were inspired by her archaeological fieldwork in the Middle East; this is reflected in the detail with which she describes themfor instance, the temple of Abu Simbel as depicted in Death on the Nilewhile the settings for They Came to Baghdad were places she and Mallowan had recently stayed. Similarly, she drew upon her knowledge of daily life on a dig throughout Murder in Mesopotamia. Archaeologists and experts in Middle Eastern cultures and artefacts featured in her works include Dr Eric Leidner in Murder in Mesopotamia and Signor Richetti in Death on the Nile.
After the Second World War, Christie chronicled her time in Syria in Come, Tell Me How You Live, which she described as "small beera very little book, full of everyday doings and happenings". From 8November 2001 to March 2002, The British Museum presented a "colourful and episodic exhibition" called Agatha Christie and Archaeology: Mystery in Mesopotamia which illustrated how her activities as a writer and as the wife of an archaeologist intertwined.
In popular culture
Some of Christie's fictional portrayals have explored and offered accounts of her disappearance in 1926. The film Agatha (1979), with Vanessa Redgrave, has Christie sneaking away to plan revenge against her husband; Christie's heirs sued unsuccessfully to prevent the film's distribution. The Doctor Who episode "The Unicorn and the Wasp" (17 May 2008) stars Fenella Woolgar as Christie, and explains her disappearance as being connected to aliens. The film Agatha and the Truth of Murder (2018) sends her undercover to solve the murder of Florence Nightingale's goddaughter, Florence Nightingale Shore. A fictionalised account of Christie's disappearance is also the central theme of a Korean musical, Agatha. The Christie Affair, a Christie-like mystery story of love and revenge by author Nina de Gramont, was a 2022 novel loosely based on Christie's disappearance.
Other portrayals, such as the Hungarian film Kojak Budapesten (1980), create their own scenarios involving Christie's criminal skills. In the TV play Murder by the Book (1986), Christie (Dame Peggy Ashcroft) murders one of her fictional-turned-real characters, Poirot. Christie features as a character in Gaylord Larsen's Dorothy and Agatha and The London Blitz Murders by Max Allan Collins. The American television program Unsolved Mysteries devoted a segment to her famous disappearance, with Agatha portrayed by actress Tessa Pritchard. A young Agatha is depicted in the Spanish historical television series Gran Hotel (2011) in which she finds inspiration to write her new novel while aiding local detectives. In the alternative history television film Agatha and the Curse of Ishtar (2018), Christie becomes involved in a murder case at an archaeological dig in Iraq. In 2019, Honeysuckle Weeks portrayed Christie in an episode, "No Friends Like Old Friends", in a Canadian drama, Frankie Drake Mysteries.
In 2020, Heather Terrell, under the pseudonym of Marie Benedict, published The Mystery of Mrs. Christie, a fictional reconstruction of Christie's December 1926 disappearance. The novel was on the USA Today and The New York Times Best Seller lists. In December 2020, Library Reads named Terrell a Hall of Fame author for the book.
Andrew Wilson has written four novels featuring Agatha Christie as a detective: A Talent For Murder (2017), A Different Kind of Evil (2018), Death In A Desert Land (2019) and I Saw Him Die (2020). Christie was portrayed by Shirley Henderson in the 2022 comedy/mystery film See How They Run.
See also
Agatha Christie indult (an oecumenical request to which Christie was signatory seeking permission for the occasional use of the Tridentine (Latin) mass in England and Wales)
Agatha Awards (literary awards for mystery and crime writers)
Agatha Christie Award (Japan) (literary award for unpublished mystery novels)
List of solved missing person cases
Notes
References
Further reading
.
Bernthal, J.C. (2022). Agatha Christie: A Companion to the Mystery Fiction. Jefferson, NC: McFarland. .
Curran, John (2009). Agatha Christie's Secret Notebooks: Fifty Years of Mysteries in the Making. London: HarperCollins. .
Curran, John (2011). Agatha Christie: Murder in the Making. London: HarperCollins. .
Curran, John. "75 facts about Christie". The Home of Agatha Christie. Agatha Christie Limited. Retrieved 21 July 2017.
Gerald, Michael C. (1993). The Poisonous Pen of Agatha Christie. Austin, Texas: University of Texas Press. .
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Morgan, Janet P. (1984). Agatha Christie: A Biography. London: HarperCollins. . Retrieved 8 March 2015.
Prichard, Mathew (2012). The Grand Tour: Around The World With The Queen Of Mystery. New York, NY: HarperCollins. .
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Thompson, Laura (2008), Agatha Christie: An English Mystery, London: Headline Review, .
External links
A Christie reading list (on official website)
Agatha Christie/Sir Max Mallowan's blue plaque at Cholsey
Agatha Christie profile on PBS.org
Agatha Christie profile on FamousAuthors.org
Agatha Christie recording, oral history at the Imperial War Museum
Agatha Christie business papers at the University of Exeter
"Shocking Real Murders" (book released to mark the 125th anniversary of Christie's birth)
Hercule Poirot Central
1890 births
1976 deaths
20th-century English novelists
20th-century English dramatists and playwrights
20th-century English women writers
20th-century British short story writers
20th-century English memoirists
Anthony Award winners
Booker authors' division
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British detective fiction writers
British women in World War I
British women short story writers
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Cozy mystery writers
Dames Commander of the Order of the British Empire
Ghost story writers
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English people of American descent
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Fellows of the Royal Society of Literature
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Writers of historical mysteries
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https://en.wikipedia.org/wiki/The%20Plague%20%28novel%29
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The Plague (novel)
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The Plague () is a 1947 absurdist novel by Albert Camus. It tells the story from the point of view of a narrator in the midst of a plague sweeping the French Algerian city of Oran. The narrator remains unknown until the start of the last chapter. The novel presents a snapshot of life in Oran as seen through the author's distinctive absurdist point of view.
Camus used as source material the cholera epidemic that killed a large proportion of Oran's population in 1849, but situated the novel in the 1940s. Oran and its surroundings were struck by disease several times before Camus published his novel. According to an academic study, Oran was decimated by the bubonic plague in 1556 and 1678, but all later outbreaks (in 1921: 185 cases; 1931: 76 cases; and 1944: 95 cases) were very far from the scale of the epidemic described in the novel.
The Plague is considered an existentialist classic despite Camus' objection to the label. The novel stresses the powerlessness of the individual characters to affect their destinies. The narrative tone is similar to Kafka's, especially in The Trial, whose individual sentences potentially have multiple meanings; the material often pointedly resonating as stark allegory of phenomenal consciousness and the human condition.
Major characters
Dr. Bernard Rieux: Dr. Bernard Rieux is described as a man about age 35, of moderate height, dark-skinned, with close-cropped black hair. At the beginning of the novel, Rieux's wife, who has been ill for a year, leaves for a sanatorium. It is Rieux who treats the first victim of plague and first uses the word plague to describe the disease. He urges the authorities to take action to stop the spread of the epidemic. However, at first, along with everyone else, the danger the town faces seems unreal to him. He feels uneasy but does not realise the gravity of the situation. Within a short while, he grasps what is at stake and warns the authorities that unless steps are taken immediately, the epidemic could kill off half the town's population of two hundred thousand within a couple of months.During the epidemic, Rieux heads an auxiliary hospital and works long hours treating the victims. He injects serum and lances the abscesses, but there is little more that he can do, and his duties weigh heavily upon him. He never gets home until late, and he has to distance himself from the natural pity that he feels for the victims; otherwise, he would not be able to go on. It is especially hard for him when he visits a victim in the person's home because he knows that he must immediately call for an ambulance and have the person removed from the house. Often, the relatives plead with him not to do so since they know they may never see the person again.Rieux works to combat the plague simply because he is a doctor and his job is to relieve human suffering. He does not do it for any grand, religious purpose, like Paneloux (Rieux does not believe in God), or as part of a high-minded moral code, like Tarrou. He is a practical man, doing what needs to be done without any fuss, but he knows that the struggle against death is something that he can never win.
Jean Tarrou: Jean Tarrou arrived in Oran some weeks before the plague broke out for unknown reasons. He is not there on business since he appears to have private means. Tarrou is a good-natured man who smiles a lot. Before the plague came, he liked to associate with the Spanish dancers and musicians in the city. He also keeps a diary, full of his observations of life in Oran, which the Narrator incorporates into the narrative.It is Tarrou who first comes up with the idea of organising teams of volunteers to fight the plague. He wants to do so before the authorities begin to conscript people, and he does not like the official plan to get prisoners to do the work. He takes action, prompted by his own code of morals; he feels that the plague is everybody's responsibility and that everyone should do their duty. What interests him, he tells Rieux, is how to become a saint even though he does not believe in God.Later in the novel, Tarrou tells Rieux, with whom he has become friends, the story of his life. His father, although a kind man in private, was also an aggressive prosecuting attorney who tried death penalty cases, arguing strongly for the death penalty to be imposed. As a young boy, Tarrou attended one day of a criminal proceeding in which a man was on trial for his life. However, the idea of capital punishment disgusted him. After he left home before 18, his main interest in life was his opposition to the death penalty, which he regarded as state-sponsored murder. However, years of activism have left him disillusioned.When the plague epidemic is virtually over, Tarrou becomes one of its last victims but puts up a heroic struggle before dying.
Raymond Rambert: Raymond Rambert is a journalist who is visiting Oran to research a story on the standards of living in the Arab colony of Oran. When the plague strikes, he finds himself trapped in a city with which he feels he has no connection. He misses his girlfriend who is in Paris and uses all his ingenuity and resourcefulness to persuade the city bureaucracy to allow him to leave. When that fails, he contacts smugglers, who agree to help him escape for a fee of ten thousand francs. However, there is a hitch in the arrangements, and by the time another escape plan is arranged, Rambert has changed his mind. He decides to stay in the city and continue to help fight the plague, saying that he would feel ashamed of himself if he pursued a merely private happiness. He now feels that he belongs in Oran, and that the plague is everyone's business, including his.
Joseph Grand: Joseph Grand is a fifty-year-old clerk for the city government. He is tall and thin. Poorly paid, he lives an austere life, but he is capable of deep affection. In his spare time, Grand polishes up his Latin, and he is also writing a book, but he is such a perfectionist that he continually rewrites the first sentence and can get no further. One of his problems in life is that he can rarely find the correct words to express what he means. Grand tells Rieux that he married while still in his teens, but overwork and poverty took their toll (Grand did not receive the career advancement that he had been promised), and his wife Jeanne left him. He tried but failed to write a letter to her, and he still grieves for his loss.Grand is a neighbor of Cottard, and it is he who calls Rieux for help, when Cottard tries to commit suicide. When the plague takes a grip on the town, Grand joins the team of volunteers, acting as general secretary, recording all the statistics. Rieux regards him as "the true embodiment of the quiet courage that inspired the sanitary groups." Grand catches the plague himself and asks Rieux to burn his manuscript, but then makes an unexpected recovery. At the end of the novel, Grand says he is much happier; he has written to Jeanne and made a fresh start on his book.
Cottard: Cottard lives in the same building as Grand. He does not appear to have a job and is described as having private means although he describes himself as "a traveling salesman in wines and spirits." Cottard is an eccentric figure, silent and secretive, who tries to hang himself in his room. He is anxious for Rieux not to report the incident, as he is under investigation by the authorities for an unstated crime. In an offhand reference to the plot of The Outsider, Cottard reacts by a sudden exit from the tobacconist shop when she mentions an arrest in Algiers of a man for killing an Arab on a beach. Cottard's personality changes after the outbreak of plague. Whereas he was aloof and mistrustful before, he now becomes agreeable and tries hard to make friends. He appears to relish the coming of the plague, and Tarrou thinks it is because he finds it easier to live with his own fears now that everyone else is in a state of fear, too. Cottard also avoids arrest by the police during the chaos caused by the plague. Cottard takes advantage of the crisis to make money by selling contraband cigarettes and inferior liquor.As the quarantine of the city comes to an end, Cottard anticipates being arrested after life returns to normal. He experiences severe mood swings; sometimes he is sociable, but at other times, he shuts himself up in his room. On the day the city gates are reopened, he shoots at random at people on the street, wounding some and killing a dog. The police arrest him.
Father Paneloux: Father Paneloux is a learned, well-respected Jesuit priest. He is well known for having given a series of lectures in which he championed a pure form of Christian doctrine and chastised his audience about their laxity. During the first stage of the plague outbreak, Paneloux preaches a sermon at the cathedral. He has a powerful way of speaking, and he insists to the congregation that the plague is a scourge sent by God to those who have hardened their hearts against Him. However, Paneloux also claims that God is present to offer succor and hope. Later, Paneloux attends at the bedside of Othon's stricken son and prays that the boy may be spared. After the boy's death, Paneloux tells Rieux that although the death of an innocent child in a world ruled by a loving God cannot be rationally explained, it should nonetheless be accepted. Paneloux joins the team of volunteer workers and preaches another sermon saying that the death of the innocent child is a test of faith. Since God willed the child's death, so the Christian should will it, too. A few days after preaching this sermon, Paneloux is taken ill. He refuses to call for a doctor, trusting in God alone, and dies. Since his symptoms did not seem to resemble those of the plague, Rieux records his death as a "doubtful case."
Minor characters
The Narrator: the narrator presents himself at the outset of the book as witness to the events and privy to documents, but does not identify himself until the ending of the novel.
The Prefect: The Prefect believes at first that the talk of plague is a false alarm, but on the advice of his medical association, he authorizes limited measures to combat it. When they do not work, he tries to avoid responsibility, saying he will ask the government for orders. Then, he takes responsibility for tightening up the regulations relating to the plague and issues the order to close the town.
Dr. Castel: Dr. Castel is one of Rieux's medical colleagues and is much older than Rieux. He realizes after the first few cases that the disease is bubonic plague and is aware of the seriousness of the situation. He works hard to make an antiplague serum, but as the epidemic continues, he shows increasing signs of wear and tear.
M. Othon: M. Othon is a magistrate in Oran. He is tall and thin and, as Tarrou observes in his journal, "his small, beady eyes, narrow nose, and hard, straight mouth make him look like a well-brought-up owl." Othon treats his wife and children unkindly, but after his son dies of the plague, his character softens. After he finishes his time at the isolation camp, where he is sent because his son is infected, he wants to return there because it would make him feel closer to his lost son. However, before Othon can do this, he contracts the plague and dies.
Jacques Othon: Philippe Othon is M. Othon's young son. When he contracts the plague, he is the first to receive Dr. Castel's antiplague serum. But the serum is ineffective, and the boy dies after a long and painful struggle.
Mme. Rieux: Mme. Rieux is Dr. Rieux's mother, who comes to stay with him when his sick wife goes to the sanatorium. She is a serene woman who, after taking care of the housework, sits quietly in a chair. She says that at her age, there is nothing much left to fear.
Dr. Richard: Dr. Richard is chairman of the Oran Medical Association. He is slow to recommend any action to combat the plague for fear of public alarm. He does not want even to admit that the disease is the plague, referring instead to a "special type of fever."
M. Michel: M. Michel is the concierge of the building in which Rieux lives. An old man, he is the first victim of the plague.
Raoul: Raoul is the man who agrees, for a fee of ten thousand francs, to arrange for Rambert to escape. He introduces Rambert to Gonzales.
Gonzales: Gonzales is the smuggler who makes the arrangements for Rambert's escape and bonds with him over football.
Asthma Patient: the asthma patient receives regular visits from Dr. Rieux. He is a seventy-five-year-old Spaniard with a rugged face, who comments on events in Oran that he hears about on the radio and in the newspapers. He sits in his bed all day and measures the passing of time by putting peas from one jug into another.
Louis: Louis is one of the sentries who take part in the plan for Rambert to escape.
Marcel: Marcel, Louis's brother, is also a sentry who is part of the escape plan for Rambert.
Garcia: Garcia is a man who knows the group of smugglers in Oran. He introduces Rambert to Raoul.
Plot summary
The book begins with an epigraph quoting Daniel Defoe, author of A Journal of the Plague Year.
Part one
In the town of Oran, thousands of rats, initially unnoticed by the populace, begin to die in the streets. Hysteria develops soon afterward, causing the local newspapers to report the incident. Authorities responding to public pressure order the collection and cremation of the rats, unaware that the collection itself was the catalyst for the spread of the bubonic plague.
The main character, Dr. Bernard Rieux, lives comfortably in an apartment building when strangely the building's concierge, M. Michel, a confidante, dies from a fever. Dr. Rieux consults his colleague, Dr. Castel, about the illness until they come to the conclusion that a plague is sweeping the town. They both approach fellow doctors and town authorities about their theory but are eventually dismissed on the basis of one death. However, as more deaths quickly ensue, it becomes apparent that there is an epidemic. Meanwhile, Rieux's wife has been sent to a sanatorium in another city, to be treated for an unrelated chronic illness.
Authorities, including the Prefect, are slow to accept that the situation is serious and quibble over the appropriate action to take. Official notices enacting control measures are posted, but the language used is optimistic and downplays the seriousness of the situation. A "special ward" is opened at the hospital, but its 80 beds are filled within three days. As the death toll begins to rise, more desperate measures are taken. Homes are quarantined; corpses and burials are strictly supervised. A supply of plague serum finally arrives, but there is enough to treat only existing cases, and the country's emergency reserves are depleted. When the daily number of deaths jumps to 30, the town is sealed, and an outbreak of plague is officially declared.
Part two
The town is sealed off. The town gates are shut, rail travel is prohibited, and all mail service is suspended. The use of telephone lines is restricted only to "urgent" calls, leaving short telegrams as the only means of communicating with friends or family outside the town. The separation affects daily activity and depresses the spirit of the townspeople, who begin to feel isolated and introverted, and the plague begins to affect various characters.
One character, Raymond Rambert, devises a plan to escape the city to join his wife in Paris after city officials refused his request to leave. He befriends some underground criminals so that they may smuggle him out of the city. Another character, Father Paneloux, uses the plague as an opportunity to advance his stature in the town by suggesting that the plague was an act of God punishing the citizens' sinful nature. His diatribe falls on the ears of many citizens of the town, who turned to religion in droves, but would not have done so under normal circumstances. Cottard, a criminal remorseful enough to attempt suicide but fearful of being arrested, becomes wealthy as a major smuggler. Meanwhile, Jean Tarrou, a vacationer; Joseph Grand, a civil engineer; and Dr. Rieux, exhaustively treat patients in their homes and in the hospital.
Rambert informs Tarrou of his escape plan, but when Tarrou tells him that there are others in the city, including Dr. Rieux, who have loved ones outside the city whom they are not allowed to see, Rambert becomes sympathetic and offers to help Rieux fight the epidemic until he leaves town.
Part three
In mid-August, the situation continues to worsen. People try to escape the town, but some are shot by armed sentries. Violence and looting break out on a small scale, and the authorities respond by declaring martial law and imposing a curfew. Funerals are conducted with more speed, no ceremony and little concern for the feelings of the families of the deceased. The inhabitants passively endure their increasing feelings of exile and separation. Despondent, they waste away emotionally as well as physically.
Part four
In September and October, the town remains at the mercy of the plague. Rieux hears from the sanatorium that his wife's condition is worsening. He also hardens his heart regarding the plague victims so that he can continue to do his work. Cottard, on the other hand, seems to flourish during the plague because it gives him a sense of being connected to others, since everybody faces the same danger. Cottard and Tarrou attend a performance of Gluck's opera Orpheus and Eurydice, but the actor portraying Orpheus collapses with plague symptoms during the performance.
After extended negotiations with guards, Rambert finally has a chance to escape, but he decides to stay, saying that he would feel ashamed of himself if he left.
Towards the end of October, Castel's new antiplague serum is tried for the first time, but it cannot save the life of Othon's young son, who suffers greatly, as Paneloux, Rieux, and Tarrou tend to his bedside in horror.
Paneloux, who has joined the group of volunteers fighting the plague, gives a second sermon. He addresses the problem of an innocent child's suffering and says it is a test of a Christian's faith since it requires him either to deny everything or believe everything. He urges the congregation not to give up the struggle but to do everything possible to fight the plague.
A few days after the sermon, Paneloux is taken ill. His symptoms do not conform to those of the plague, but the disease still proves fatal.
Tarrou and Rambert visit one of the isolation camps, where they meet Othon. When Othon's period of quarantine ends, he chooses to stay in the camp as a volunteer because this will make him feel less separated from his dead son. Tarrou tells Rieux the story of his life and, to take their mind off the epidemic, the two men go swimming together in the sea. Grand catches the plague and instructs Rieux to burn all his papers. However, Grand makes an unexpected recovery, and deaths from the plague start to decline.
Part five
By late January the plague is in full retreat, and the townspeople begin to celebrate the imminent opening of the town gates. Othon, however, does not escape death from the disease. Cottard is distressed by the ending of the epidemic from which he has profited by shady dealings. Two government employees approach him, and he flees. Despite the epidemic's ending, Tarrou contracts the plague and dies after a heroic struggle. Rieux is later informed via telegram that his wife has also died.
In February, the town gates open and people are reunited with their loved ones from other cities. Rambert is reunited with his wife. Cottard goes mad and shoots at people from his home, and is soon arrested after a brief skirmish with the police. Grand begins working on his novel again. The narrator of the chronicle says that he is Dr. Rieux and states that he tried to present an objective view of the events. He reflects on the epidemic and declares he wrote the chronicle "to simply say what we learn in the midst of plagues: there are more things to admire in men than to despise".
Critical analysis
Germaine Brée has characterised the struggle of the characters against the plague as "undramatic and stubborn", and in contrast to the ideology of "glorification of power" in the novels of André Malraux, whereas Camus' characters "are obscurely engaged in saving, not destroying, and this in the name of no ideology". Lulu Haroutunian has discussed Camus' own medical history, including a bout with tuberculosis, and how it informs the novel. Marina Warner notes its larger philosophical themes of "engagement", "paltriness and generosity", "small heroism and large cowardice", and "all kinds of profoundly humanist problems, such as love and goodness, happiness and mutual connection".
Thomas L Hanna and John Loose have separately discussed themes related to Christianity in the novel, with particular respect to Father Paneloux and Dr Rieux. Louis R Rossi briefly discusses the role of Tarrou in the novel, and the sense of philosophical guilt behind his character. Elwyn Sterling has analysed the role of Cottard and his final actions at the end of the novel. Father Paneloux has been subject to several literary analyses in the context of faith faced with great suffering.
Dr Rieux has been described as a classic example of an idealist doctor. He has also been an inspiration to the life and career of the French doctor , and also to the fictional character of Jeanne Dion, starring in the movie trilogy directed by Bernard Émond (beginning with The Novena).
Medically trained readers are sometimes upset that Dr. Rieux and Dr. Castel make no effort to get their patients sulfa drugs, which were available and known to be effective against plague. Instead the doctors waste time and effort attempting to obtain plague antiserum, which was much less effective and, in fact, was rapidly being abandoned during the 1940s.
In the popular press
The novel has been read as an allegorical treatment of the French resistance to Nazi occupation during World War II.
The novel became a bestseller during the worldwide COVID-19 pandemic of 2020 to the point that its British publisher Penguin Classics reported struggling to keep up with demand. The prescience of the fictional cordon sanitaire of Oran with real-life COVID-19 lockdowns worldwide brought revived popular attention. Sales in Italy tripled and it became a top-ten bestseller during its nationwide lockdown. Penguin Classics' editorial director said "it couldn’t be more relevant to the current moment" and Camus' daughter Catherine said that the message of the novel had newfound relevance in that "we are not responsible for coronavirus but we can be responsible in the way we respond to it".
Adaptations
1965: La Peste, a cantata composed by Roberto Gerhard
1970 Yesterday, Today, Tomorrow, a Hong Kong film directed by Patrick Lung
1992: La Peste, a film directed by Luis Puenzo
2017: The Plague, a play adapted by Neil Bartlett. Bartlett substitutes a black woman for the male doctor, Rieux, and a black man for Tarrou.
2020: The Plague, an adaptation for radio of Neil Bartlett's 2017 play. Premiered on 26 July on BBC Radio 4 during the COVID-19 pandemic. The play was recorded at home by actors during the quarantine period. With Sara Powell as Doctor Rieux, Billy Postlethwaite as Raymond Rambert, Joe Alessi as Mr Cottard, Jude Aduwudike as Jean Tarrou and Colin Hurley as Mr Grand.
Publication history
As early as April 1941, Camus had been working on the novel, as evidenced in his diaries in which he wrote down a few ideas on "the redeeming plague". On 13 March 1942, he informed André Malraux that he was writing "a novel on the plague", adding "Said like that it might sound strange, […] but this subject seems so natural to me."
1947, La Peste (French), Paris: Gallimard
1948, translated by Stuart Gilbert, London: Hamish Hamilton
1960, translated by Stuart Gilbert, London: Penguin,
2001, translated by Robin Buss, London: Allen Lane,
2021, translated by Laura Marris, New York: Knopf,
See also
The Decameron
The Masque of the Red Death
The Betrothed
References
External links
La Peste, Les Classiques des sciences sociales; Word, PDF, RTF formats, public domain in Canada
La Peste, ebooksgratuits.com; HTML format, public domain in Canada
1947 French novels
Absurdist fiction
Books with atheism-related themes
Éditions Gallimard books
Existentialist novels
French novels adapted into films
Novels by Albert Camus
Novels set in the 1940s
Novels set in Algeria
Plague (disease)
Oran
Health in Algeria
Novels about diseases and disorders
Novels about viral outbreaks
French novels adapted into plays
First-person narrative novels
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https://en.wikipedia.org/wiki/Absolute%20value
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Absolute value
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In mathematics, the absolute value or modulus of a real number , is the non-negative value without regard to its sign. Namely, if is a positive number, and if is negative (in which case negating makes positive), and For example, the absolute value of 3 and the absolute value of −3 is The absolute value of a number may be thought of as its distance from zero.
Generalisations of the absolute value for real numbers occur in a wide variety of mathematical settings. For example, an absolute value is also defined for the complex numbers, the quaternions, ordered rings, fields and vector spaces. The absolute value is closely related to the notions of magnitude, distance, and norm in various mathematical and physical contexts.
Terminology and notation
In 1806, Jean-Robert Argand introduced the term module, meaning unit of measure in French, specifically for the complex absolute value, and it was borrowed into English in 1866 as the Latin equivalent modulus. The term absolute value has been used in this sense from at least 1806 in French and 1857 in English. The notation , with a vertical bar on each side, was introduced by Karl Weierstrass in 1841. Other names for absolute value include numerical value and magnitude. In programming languages and computational software packages, the absolute value of is generally represented by abs(x), or a similar expression.
The vertical bar notation also appears in a number of other mathematical contexts: for example, when applied to a set, it denotes its cardinality; when applied to a matrix, it denotes its determinant. Vertical bars denote the absolute value only for algebraic objects for which the notion of an absolute value is defined, notably an element of a normed division algebra, for example a real number, a complex number, or a quaternion. A closely related but distinct notation is the use of vertical bars for either the Euclidean norm or sup norm of a vector although double vertical bars with subscripts respectively) are a more common and less ambiguous notation.
Definition and properties
Real numbers
For any the absolute value or modulus is denoted , with a vertical bar on each side of the quantity, and is defined as
The absolute value is thus always either a positive number or zero, but never negative. When itself is negative then its absolute value is necessarily positive
From an analytic geometry point of view, the absolute value of a real number is that number's distance from zero along the real number line, and more generally the absolute value of the difference of two real numbers (their absolute difference) is the distance between them. The notion of an abstract distance function in mathematics can be seen to be a generalisation of the absolute value of the difference (see "Distance" below).
Since the square root symbol represents the unique positive square root, when applied to a positive number, it follows that
This is equivalent to the definition above, and may be used as an alternative definition of the absolute value of real numbers.
The absolute value has the following four fundamental properties (, are real numbers), that are used for generalization of this notion to other domains:
Non-negativity, positive definiteness, and multiplicativity are readily apparent from the definition. To see that subadditivity holds, first note that with its sign chosen to make the result positive. Now, since it follows that, whichever of is the value one has for all Consequently, , as desired.
Some additional useful properties are given below. These are either immediate consequences of the definition or implied by the four fundamental properties above.
Two other useful properties concerning inequalities are:
These relations may be used to solve inequalities involving absolute values. For example:
The absolute value, as "distance from zero", is used to define the absolute difference between arbitrary real numbers, the standard metric on the real numbers.
Complex numbers
Since the complex numbers are not ordered, the definition given at the top for the real absolute value cannot be directly applied to complex numbers. However, the geometric interpretation of the absolute value of a real number as its distance from 0 can be generalised. The absolute value of a complex number is defined by the Euclidean distance of its corresponding point in the complex plane from the origin. This can be computed using the Pythagorean theorem: for any complex number
where and are real numbers, the absolute value or modulus is and is defined by
the Pythagorean addition of and , where and denote the real and imaginary parts respectively. When the is zero, this coincides with the definition of the absolute value of the
When a complex number is expressed in its polar form its absolute value
Since the product of any complex number and its with the same absolute value, is always the non-negative real number the absolute value of a complex number is the square root which is therefore called the absolute square or squared modulus
This generalizes the alternative definition for reals:
The complex absolute value shares the four fundamental properties given above for the real absolute value. The identity is a special case of multiplicativity that is often useful by itself.
Absolute value function
The real absolute value function is continuous everywhere. It is differentiable everywhere except for . It is monotonically decreasing on the interval and monotonically increasing on the interval . Since a real number and its opposite have the same absolute value, it is an even function, and is hence not invertible. The real absolute value function is a piecewise linear, convex function.
For both real and complex numbers the absolute value function is idempotent (meaning that the absolute value of any absolute value is itself).
Relationship to the sign function
The absolute value function of a real number returns its value irrespective of its sign, whereas the sign (or signum) function returns a number's sign irrespective of its value. The following equations show the relationship between these two functions:
or
and for ,
Relationship to the max and min functions
Let , then
and
Derivative
The real absolute value function has a derivative for every , but is not differentiable at . Its derivative for is given by the step function:
The real absolute value function is an example of a continuous function that achieves a global minimum where the derivative does not exist.
The subdifferential of at is the interval .
The complex absolute value function is continuous everywhere but complex differentiable nowhere because it violates the Cauchy–Riemann equations.
The second derivative of with respect to is zero everywhere except zero, where it does not exist. As a generalised function, the second derivative may be taken as two times the Dirac delta function.
Antiderivative
The antiderivative (indefinite integral) of the real absolute value function is
where is an arbitrary constant of integration. This is not a complex antiderivative because complex antiderivatives can only exist for complex-differentiable (holomorphic) functions, which the complex absolute value function is not.
Derivatives of compositions
The following two formulae are special cases of the chain rule:
if the absolute value is inside a function, and
if another function is inside the absolute value. In the first case, the derivative is always discontinuous at in the first case and where in the second case.
Distance
The absolute value is closely related to the idea of distance. As noted above, the absolute value of a real or complex number is the distance from that number to the origin, along the real number line, for real numbers, or in the complex plane, for complex numbers, and more generally, the absolute value of the difference of two real or complex numbers is the distance between them.
The standard Euclidean distance between two points
and
in Euclidean -space is defined as:
This can be seen as a generalisation, since for and real, i.e. in a 1-space, according to the alternative definition of the absolute value,
and for and complex numbers, i.e. in a 2-space,
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The above shows that the "absolute value"-distance, for real and complex numbers, agrees with the standard Euclidean distance, which they inherit as a result of considering them as one and two-dimensional Euclidean spaces, respectively.
The properties of the absolute value of the difference of two real or complex numbers: non-negativity, identity of indiscernibles, symmetry and the triangle inequality given above, can be seen to motivate the more general notion of a distance function as follows:
A real valued function on a set is called a metric (or a distance function) on , if it satisfies the following four axioms:
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Generalizations
Ordered rings
The definition of absolute value given for real numbers above can be extended to any ordered ring. That is, if is an element of an ordered ring R, then the absolute value of , denoted by , is defined to be:
where is the additive inverse of , 0 is the additive identity, and < and ≥ have the usual meaning with respect to the ordering in the ring.
Fields
The four fundamental properties of the absolute value for real numbers can be used to generalise the notion of absolute value to an arbitrary field, as follows.
A real-valued function on a field is called an absolute value (also a modulus, magnitude, value, or valuation) if it satisfies the following four axioms:
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Where 0 denotes the additive identity of . It follows from positive-definiteness and multiplicativity that , where 1 denotes the multiplicative identity of . The real and complex absolute values defined above are examples of absolute values for an arbitrary field.
If is an absolute value on , then the function on , defined by , is a metric and the following are equivalent:
satisfies the ultrametric inequality for all , , in .
is bounded in R.
for every .
for all .
for all .
An absolute value which satisfies any (hence all) of the above conditions is said to be non-Archimedean, otherwise it is said to be Archimedean.
Vector spaces
Again the fundamental properties of the absolute value for real numbers can be used, with a slight modification, to generalise the notion to an arbitrary vector space.
A real-valued function on a vector space over a field , represented as , is called an absolute value, but more usually a norm, if it satisfies the following axioms:
For all in , and , in ,
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The norm of a vector is also called its length or magnitude.
In the case of Euclidean space , the function defined by
is a norm called the Euclidean norm. When the real numbers are considered as the one-dimensional vector space , the absolute value is a norm, and is the -norm (see Lp space) for any . In fact the absolute value is the "only" norm on , in the sense that, for every norm on , .
The complex absolute value is a special case of the norm in an inner product space, which is identical to the Euclidean norm when the complex plane is identified as the Euclidean plane .
Composition algebras
Every composition algebra A has an involution x → x* called its conjugation. The product in A of an element x and its conjugate x* is written N(x) = x x* and called the norm of x.
The real numbers , complex numbers , and quaternions are all composition algebras with norms given by definite quadratic forms. The absolute value in these division algebras is given by the square root of the composition algebra norm.
In general the norm of a composition algebra may be a quadratic form that is not definite and has null vectors. However, as in the case of division algebras, when an element x has a non-zero norm, then x has a multiplicative inverse given by x*/N(x).
See also
Least absolute values
Notes
References
Bartle; Sherbert; Introduction to real analysis (4th ed.), John Wiley & Sons, 2011 .
Nahin, Paul J.; An Imaginary Tale; Princeton University Press; (hardcover, 1998). .
Mac Lane, Saunders, Garrett Birkhoff, Algebra, American Mathematical Soc., 1999. .
Mendelson, Elliott, Schaum's Outline of Beginning Calculus, McGraw-Hill Professional, 2008. .
O'Connor, J.J. and Robertson, E.F.; "Jean Robert Argand".
Schechter, Eric; Handbook of Analysis and Its Foundations, pp. 259–263, "Absolute Values", Academic Press (1997) .
External links
Special functions
Real numbers
Norms (mathematics)
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Hercule Poirot
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Hercule Poirot (, ) is a fictional Belgian detective created by British writer Agatha Christie. Poirot is one of Christie's most famous and long-running characters, appearing in 33 novels, two plays (Black Coffee and Alibi), and 51 short stories published between 1920 and 1975.
Poirot has been portrayed on radio, in film and on television by various actors, including Austin Trevor, John Moffatt, Albert Finney, Peter Ustinov, Ian Holm, Tony Randall, Alfred Molina, Orson Welles, David Suchet, Kenneth Branagh, and John Malkovich.
Overview
Influences
Poirot's name was derived from two other fictional detectives of the time: Marie Belloc Lowndes' Hercule Popeau and Frank Howel Evans' Monsieur Poiret, a retired French police officer living in London. Evans' Jules Poiret "was small and rather heavyset, hardly more than five feet, but moved with his head held high. The most remarkable features of his head were the stiff military moustache. His apparel was neat to perfection, a little quaint and frankly dandified." He was accompanied by Captain Harry Haven, who had returned to London from a Colombian business venture ended by a civil war.
A more obvious influence on the early Poirot stories is that of Arthur Conan Doyle. In An Autobiography, Christie states, "I was still writing in the Sherlock Holmes tradition – eccentric detective, stooge assistant, with a Lestrade-type Scotland Yard detective, Inspector Japp". For his part, Conan Doyle acknowledged basing his detective stories on the model of Edgar Allan Poe's C. Auguste Dupin and his anonymous narrator, and basing his character Sherlock Holmes on Joseph Bell, who in his use of "ratiocination" prefigured Poirot's reliance on his "little grey cells". Poirot also bears a striking resemblance to A. E. W. Mason's fictional detective Inspector Hanaud of the French Sûreté, who first appeared in the 1910 novel At the Villa Rose and predates the first Poirot novel by 10 years.
Christie's Poirot was clearly the result of her early development of the detective in her first book, written in 1916 and published in 1920. The large number of refugees in the country who had fled the German invasion of Belgium in August to November 1914 served as a plausible explanation of why such a skilled detective would be available to solve mysteries at an English country house. At the time of Christie's writing, it was considered patriotic to express sympathy towards the Belgians, since the invasion of their country had constituted Britain's casus belli for entering World War I, and British wartime propaganda emphasised the "Rape of Belgium".
Popularity
Poirot first appeared in The Mysterious Affair at Styles (published in 1920) and exited in Curtain (published in 1975). Following the latter, Poirot was the only fictional character to receive an obituary on the front page of The New York Times.
By 1930, Agatha Christie found Poirot "insufferable", and by 1960 she felt that he was a "detestable, bombastic, tiresome, ego-centric little creep". Despite this, Poirot remained an exceedingly popular character with the general public. Christie later stated that she refused to kill him off, claiming that it was her duty to produce what the public liked.
Appearance and proclivities
Captain Arthur Hastings's first description of Poirot:
Agatha Christie's initial description of Poirot in Murder on the Orient Express:
In the later books, his limp is not mentioned, suggesting it may have been a temporary wartime injury. (In Curtain, Poirot admits he was wounded when he first came to England.) Poirot has green eyes that are repeatedly described as shining "like a cat's" when he is struck by a clever idea, and dark hair, which he dyes later in life. In Curtain, he admits to Hastings that he wears a wig and a false moustache. However, in many of his screen incarnations, he is bald or balding.
Frequent mention is made of his patent leather shoes, damage to which is frequently a source of misery for him, but comical for the reader. Poirot's appearance, regarded as fastidious during his early career, later falls hopelessly out of fashion.
Among Poirot's most significant personal attributes is the sensitivity of his stomach:
He suffers from sea sickness, and, in Death in the Clouds, he states that his air sickness prevents him from being more alert at the time of the murder. Later in his life, we are told:
Poirot is extremely punctual and carries a pocket watch almost to the end of his career. He is also particular about his personal finances, preferring to keep a bank balance of 444 pounds, 4 shillings, and 4 pence. Actor David Suchet, who portrayed Poirot on television, said "there's no question he's obsessive-compulsive". Film portrayer Kenneth Branagh said that he "enjoyed finding the sort of obsessive-compulsive" in Poirot.
As mentioned in Curtain and The Clocks, he is fond of classical music, particularly Mozart and Bach.
Methods
In The Mysterious Affair at Styles, Poirot operates as a fairly conventional, clue-based and logical detective; reflected in his vocabulary by two common phrases: his use of "the little grey cells" and "order and method". Hastings is irritated by the fact that Poirot sometimes conceals important details of his plans, as in The Big Four. In this novel, Hastings is kept in the dark throughout the climax. This aspect of Poirot is less evident in the later novels, partly because there is rarely a narrator to mislead.
In Murder on the Links, still largely dependent on clues himself, Poirot mocks a rival "bloodhound" detective who focuses on the traditional trail of clues established in detective fiction (e.g., Sherlock Holmes depending on footprints, fingerprints, and cigar ash). From this point on, Poirot establishes his psychological bona fides. Rather than painstakingly examining crime scenes, he enquires into the nature of the victim or the psychology of the murderer. He predicates his actions in the later novels on his underlying assumption that particular crimes are committed by particular types of people.
Poirot focuses on getting people to talk. In the early novels, he casts himself in the role of "Papa Poirot", a benign confessor, especially to young women. In later works, Christie made a point of having Poirot supply false or misleading information about himself or his background to assist him in obtaining information. In The Murder of Roger Ackroyd, Poirot speaks of a non-existent mentally disabled nephew to uncover information about homes for the mentally unfit. In Dumb Witness, Poirot invents an elderly invalid mother as a pretence to investigate local nurses. In The Big Four, Poirot pretends to have (and poses as) an identical twin brother named Achille: however, this brother was mentioned again in The Labours of Hercules.
"If I remember rightly – though my memory isn't what it was – you also had a brother called Achille, did you not?" Poirot's mind raced back over the details of Achille Poirot's career. Had all that really happened? "Only for a short space of time," he replied.
Poirot is also willing to appear more foreign or vain in an effort to make people underestimate him. He admits as much:
It is true that I can speak the exact, the idiomatic English. But, my friend, to speak the broken English is an enormous asset. It leads people to despise you. They say – a foreigner – he can't even speak English properly. ... Also I boast! An Englishman he says often, "A fellow who thinks as much of himself as that cannot be worth much." ... And so, you see, I put people off their guard.
He also has a tendency to refer to himself in the third person.
In later novels, Christie often uses the word mountebank when characters describe Poirot, showing that he has successfully passed himself off as a charlatan or fraud.
Poirot's investigating techniques assist him solving cases; "For in the long run, either through a lie, or through truth, people were bound to give themselves away..." At the end, Poirot usually reveals his description of the sequence of events and his deductions to a room of suspects, often leading to the culprit's apprehension.
Life
Origins
Christie was purposely vague about Poirot's origins, as he is thought to be an elderly man even in the early novels. In An Autobiography, she admitted that she already imagined him to be an old man in 1920. At the time, however, she did not know that she would write works featuring him for decades to come.
A brief passage in The Big Four provides original information about Poirot's birth or at least childhood in or near the town of Spa, Belgium: "But we did not go into Spa itself. We left the main road and wound into the leafy fastnesses of the hills, till we reached a little hamlet and an isolated white villa high on the hillside." Christie strongly implies that this "quiet retreat in the Ardennes" near Spa is the location of the Poirot family home.
An alternative tradition holds that Poirot was born in the village of Ellezelles (province of Hainaut, Belgium). A few memorials dedicated to Hercule Poirot can be seen in the centre of this village. There appears to be no reference to this in Christie's writings, but the town of Ellezelles cherishes a copy of Poirot's birth certificate in a local memorial 'attesting' Poirot's birth, naming his father and mother as Jules-Louis Poirot and Godelieve Poirot.
Christie wrote that Poirot is a Catholic by birth, but not much is described about his later religious convictions, except sporadic references to his "going to church" and occasional invocations of "le bon Dieu". Christie provides little information regarding Poirot's childhood, only mentioning in Three Act Tragedy that he comes from a large family with little wealth, and has at least one younger sister. Apart from French and English, Poirot is also fluent in German.
Policeman
Gustave ... was not a policeman. I have dealt with policemen all my life and I know. He could pass as a detective to an outsider but not to a man who was a policeman himself.
— Hercule Poirot
Hercule Poirot was active in the Brussels police force by 1893. Very little mention is made about this part of his life, but in "The Nemean Lion" (1939) Poirot refers to a Belgian case of his in which "a wealthy soap manufacturer ... poisoned his wife in order to be free to marry his secretary". As Poirot was often misleading about his past to gain information, the truthfulness of that statement is unknown; it does, however, scare off a would-be wife-killer.
In the short story "The Chocolate Box" (1923), Poirot reveals to Captain Arthur Hastings an account of what he considers to be his only failure. Poirot admits that he has failed to solve a crime "innumerable" times:
I have been called in too late. Very often another, working towards the same goal, has arrived there first. Twice I have been struck down with illness just as I was on the point of success.
Nevertheless, he regards the 1893 case in "The Chocolate Box", as his only failure through his fault only. Again, Poirot is not reliable as a narrator of his personal history and there is no evidence that Christie sketched it out in any depth. During his police career, Poirot shot a man who was firing from a roof into the public below. In Lord Edgware Dies, Poirot reveals that he learned to read writing upside down during his police career. Around that time he met Xavier Bouc, director of the Compagnie Internationale des Wagons-Lits.
Inspector Japp offers some insight into Poirot's career with the Belgian police when introducing him to a colleague:
You've heard me speak of Mr Poirot? It was in 1904 he and I worked together – the Abercrombie forgery case – you remember he was run down in Brussels. Ah, those were the days Moosier. Then, do you remember "Baron" Altara? There was a pretty rogue for you! He eluded the clutches of half the police in Europe. But we nailed him in Antwerp – thanks to Mr. Poirot here.
In The Double Clue, Poirot mentions that he was Chief of Police of Brussels, until "the Great War" (World War I) forced him to leave for England.
Private detective
I had called in at my friend Poirot's rooms to find him sadly overworked. So much had he become the rage that every rich woman who had mislaid a bracelet or lost a pet kitten rushed to secure the services of the great Hercule Poirot.
During World War I, Poirot left Belgium for England as a refugee, although he returned a few times. On 16 July 1916 he again met his lifelong friend, Captain Arthur Hastings, and solved the first of his cases to be published, The Mysterious Affair at Styles. It is clear that Hastings and Poirot are already friends when they meet in Chapter 2 of the novel, as Hastings tells Cynthia that he has not seen him for "some years" (Agatha Christie's Poirot has Hastings reveal that they met on a shooting case where Hastings was a suspect). Particulars such as the date of 1916 for the case and that Hastings had met Poirot in Belgium, are given in Curtain: Poirot's Last Case, Chapter 1. After that case, Poirot apparently came to the attention of the British secret service and undertook cases for the British government, including foiling the attempted abduction of the Prime Minister. Readers were told that the British authorities had learned of Poirot's keen investigative ability from certain members of Belgium's royal family.
After the war, Poirot became a private detective and began undertaking civilian cases. He moved into what became both his home and work address, Flat 203 at 56B Whitehaven Mansions. Hastings first visits the flat when he returns to England in June 1935 from Argentina in The A.B.C. Murders, Chapter 1. The TV programmes place this in Florin Court, Charterhouse Square, in the wrong part of London. According to Hastings, it was chosen by Poirot "entirely on account of its strict geometrical appearance and proportion" and described as the "newest type of service flat". (The Florin Court building was actually built in 1936, decades after Poirot fictionally moved in.) His first case in this period was "The Affair at the Victory Ball", which allowed Poirot to enter high society and begin his career as a private detective.
Between the world wars, Poirot travelled all over Europe and the Middle East investigating crimes and solving murders. Most of his cases occurred during this time and he was at the height of his powers at this point in his life. In The Murder on the Links, the Belgian pits his grey cells against a French murderer. In the Middle East, he solved the cases Death on the Nile and Murder in Mesopotamia with ease and even survived An Appointment with Death. As he passed through Eastern Europe on his return trip, he solved The Murder on the Orient Express. However, he did not travel to Africa or Asia, probably to avoid seasickness.
It is this villainous sea that troubles me! The mal de mer – it is horrible suffering!
It was during this time he met the Countess Vera Rossakoff, a glamorous jewel thief. The history of the countess is, like Poirot's, steeped in mystery. She claims to have been a member of the Russian aristocracy before the Russian Revolution and suffered greatly as a result, but how much of that story is true is an open question. Even Poirot acknowledges that Rossakoff offered wildly varying accounts of her early life. Poirot later became smitten with the woman and allowed her to escape justice.
It is the misfortune of small, precise men always to hanker after large and flamboyant women. Poirot had never been able to rid himself of the fatal fascination that the countess held for him.
Although letting the countess escape was morally questionable, it was not uncommon. In The Nemean Lion, Poirot sided with the criminal, Miss Amy Carnaby, allowing her to evade prosecution by blackmailing his client Sir Joseph Hoggins, who, Poirot discovered, had plans to commit murder. Poirot even sent Miss Carnaby two hundred pounds as a final payoff prior to the conclusion of her dog kidnapping campaign. In The Murder of Roger Ackroyd, Poirot allowed the murderer to escape justice through suicide and then withheld the truth to spare the feelings of the murderer's relatives. In The Augean Stables, he helped the government to cover up vast corruption. In Murder on the Orient Express, Poirot allowed the murderers to go free after discovering that twelve different people participated in the murder, each one stabbing the victim in a darkened carriage after drugging him into unconsciousness so that there was no way for anyone to definitively determine which of them actually delivered the killing blow. The victim had committed a disgusting crime which led to the deaths of at least five people, and there was no question of his guilt, but he had been acquitted in America in a miscarriage of justice. Considering it poetic justice that twelve jurors had acquitted him and twelve people had stabbed him, Poirot produced an alternative sequence of events to explain the death involving an unknown additional passenger on the train, with the medical examiner agreeing to doctor his own report to support this theory.
After his cases in the Middle East, Poirot returned to Britain. Apart from some of the so-called Labours of Hercules (see next section) he very rarely went abroad during his later career. He moved into Styles Court towards the end of his life.
While Poirot was usually paid handsomely by clients, he was also known to take on cases that piqued his curiosity, although they did not pay well.
Poirot shows a love of steam trains, which Christie contrasts with Hastings' love of autos: this is shown in The Plymouth Express, The Mystery of the Blue Train, Murder on the Orient Express, and The ABC Murders (in the TV series, steam trains are seen in nearly all of the episodes).
Retirement
That's the way of it. Just a case or two, just one case more – the Prima Donna's farewell performance won't be in it with yours, Poirot.
Confusion surrounds Poirot's retirement. Most of the cases covered by Poirot's private detective agency take place before his retirement to attempt to grow larger marrows, at which time he solves The Murder of Roger Ackroyd. It has been said that the twelve cases related in The Labours of Hercules (1947) must refer to a different retirement, but the fact that Poirot specifically says that he intends to grow marrows indicates that these stories also take place before Roger Ackroyd, and presumably Poirot closed his agency once he had completed them. There is specific mention in "The Capture of Cerberus" of the twenty-year gap between Poirot's previous meeting with Countess Rossakoff and this one. If the Labours precede the events in Roger Ackroyd, then the Ackroyd case must have taken place around twenty years later than it was published, and so must any of the cases that refer to it. One alternative would be that having failed to grow marrows once, Poirot is determined to have another go, but this is specifically denied by Poirot himself. Also, in "The Erymanthian Boar", a character is said to have been turned out of Austria by the Nazis, implying that the events of The Labours of Hercules took place after 1937. Another alternative would be to suggest that the Preface to the Labours takes place at one date but that the labours are completed over a matter of twenty years. None of the explanations is especially attractive.
In terms of a rudimentary chronology, Poirot speaks of retiring to grow marrows in Chapter 18 of The Big Four (1927) which places that novel out of published order before Roger Ackroyd. He declines to solve a case for the Home Secretary because he is retired in Chapter One of Peril at End House (1932). He has certainly retired at the time of Three Act Tragedy (1935) but he does not enjoy his retirement and repeatedly takes cases thereafter when his curiosity is engaged. He continues to employ his secretary, Miss Lemon, at the time of the cases retold in Hickory Dickory Dock and Dead Man's Folly, which take place in the mid-1950s. It is, therefore, better to assume that Christie provided no authoritative chronology for Poirot's retirement but assumed that he could either be an active detective, a consulting detective, or a retired detective as the needs of the immediate case required.
One consistent element about Poirot's retirement is that his fame declines during it so that in the later novels he is often disappointed when characters (especially younger characters) recognise neither him nor his name:
"I should, perhaps, Madame, tell you a little more about myself. I am Hercule Poirot."
The revelation left Mrs Summerhayes unmoved.
"What a lovely name," she said kindly. "Greek, isn't it?"
Post–World War II
Poirot is less active during the cases that take place at the end of his career. Beginning with Three Act Tragedy (1934), Christie had perfected during the inter-war years a subgenre of Poirot novel in which the detective himself spent much of the first third of the novel on the periphery of events. In novels such as Taken at the Flood, After the Funeral, and Hickory Dickory Dock, he is even less in evidence, frequently passing the duties of main interviewing detective to a subsidiary character. In Cat Among the Pigeons, Poirot's entrance is so late as to be almost an afterthought. Whether this was a reflection of his age or of Christie's distaste for him, is impossible to assess. Crooked House (1949) and Ordeal by Innocence (1957), which could easily have been Poirot novels, represent a logical endpoint of the general diminution of his presence in such works.
Towards the end of his career, it becomes clear that Poirot's retirement is no longer a convenient fiction. He assumes a genuinely inactive lifestyle during which he concerns himself with studying famous unsolved cases of the past and reading detective novels. He even writes a book about mystery fiction in which he deals sternly with Edgar Allan Poe and Wilkie Collins. In the absence of a more appropriate puzzle, he solves such inconsequential domestic riddles as the presence of three pieces of orange peel in his umbrella stand.
Poirot (and, it is reasonable to suppose, his creator) becomes increasingly bemused by the vulgarism of the up-and-coming generation's young people. In Hickory Dickory Dock, he investigates the strange goings-on in a student hostel, while in Third Girl (1966) he is forced into contact with the smart set of Chelsea youths. In the growing drug and pop culture of the sixties, he proves himself once again but has become heavily reliant on other investigators (especially the private investigator, Mr. Goby) who provide him with the clues that he can no longer gather for himself.
Notably, during this time his physical characteristics also change dramatically, and by the time Arthur Hastings meets Poirot again in Curtain, he looks very different from his previous appearances, having become thin with age and with obviously dyed hair.
Death
On the ITV television series, Poirot died in October 1949 from complications of a heart condition at the end of Curtain: Poirot's Last Case. This took place at Styles Court, the scene of his first English case in 1916. In Christie's novels, he lived into the early 1970s, perhaps even until 1975 when Curtain was published. In both the novel and the television adaptation, he had moved his amyl nitrite pills out of his own reach, possibly because of guilt. He thereby became the murderer in Curtain, although it was for the benefit of others. Poirot himself noted that he wanted to kill his victim shortly before his own death so that he could avoid succumbing to the arrogance of the murderer, concerned that he might come to view himself as entitled to kill those whom he deemed necessary to eliminate.
The "murderer" that he was hunting had never actually killed anyone, but he had manipulated others to kill for him, subtly and psychologically manipulating the moments where others desire to commit murder so that they carry out the crime when they might otherwise dismiss their thoughts as nothing more than a momentary passion. Poirot thus was forced to kill the man himself, as otherwise he would have continued his actions and never been officially convicted, as he did not legally do anything wrong. It is revealed at the end of Curtain that he fakes his need for a wheelchair to fool people into believing that he is suffering from arthritis, to give the impression that he is more infirm than he is. His last recorded words are "Cher ami!", spoken to Hastings as the Captain left his room. (The TV adaptation adds that as Poirot is dying alone, he whispers out his final prayer to God in these words: "Forgive me... forgive...") Poirot was buried at Styles, and his funeral was arranged by his best friend Hastings and Hastings' daughter Judith. Hastings reasoned, "Here was the spot where he had lived when he first came to this country. He was to lie here at the last."
Poirot's actual death and funeral occurred in Curtain, years after his retirement from the active investigation, but it was not the first time that Hastings attended the funeral of his best friend. In The Big Four (1927), Poirot feigned his death and subsequent funeral to launch a surprise attack on the Big Four.
Recurring characters
Captain Arthur Hastings
Hastings, a former British Army officer, meets Poirot during Poirot's years as a police officer in Belgium and almost immediately after they both arrive in England. He becomes Poirot's lifelong friend and appears in many cases. Poirot regards Hastings as a poor private detective, not particularly intelligent, yet helpful in his way of being fooled by the criminal or seeing things the way the average man would see them and for his tendency to unknowingly "stumble" onto the truth. Hastings marries and has four children – two sons and two daughters. As a loyal, albeit somewhat naïve companion, Hastings is to Poirot what Watson is to Sherlock Holmes.
Hastings is capable of great bravery and courage, facing death unflinchingly when confronted by The Big Four and displaying unwavering loyalty towards Poirot. However, when forced to choose between Poirot and his wife in that novel, he initially chooses to betray Poirot to protect his wife. Later, though, he tells Poirot to draw back and escape the trap.
The two are an airtight team until Hastings meets and marries Dulcie Duveen, a beautiful music hall performer half his age, after investigating the Murder on the Links. They later emigrated to Argentina, leaving Poirot behind as a "very unhappy old man". However, Poirot and Hastings reunite during the novels The Big Four, Peril at End House, The ABC Murders, Lord Edgware Dies, and Dumb Witness, when Hastings arrives in England for business, with Poirot noting in ABC Murders that he enjoys having Hastings over because he feels that he always has his most interesting cases with Hastings. The two collaborate for the final time in Curtain: Poirot's Last Case when the seemingly-crippled Poirot asks Hastings to assist him in his final case. When the killer they are tracking nearly manipulates Hastings into committing murder, Poirot describes this in his final farewell letter to Hastings as the catalyst that prompted him to eliminate the man himself, as Poirot knew that his friend was not a murderer and refused to let a man capable of manipulating Hastings in such a manner go on.
Mrs Ariadne Oliver
Detective novelist Ariadne Oliver is Agatha Christie's humorous self-caricature. Like Christie, she is not overly fond of the detective whom she is most famous for creating–in Ariadne's case, Finnish sleuth Sven Hjerson. We never learn anything about her husband, but we do know that she hates alcohol and public appearances and has a great fondness for apples until she is put off them by the events of Hallowe'en Party. She also has a habit of constantly changing her hairstyle, and in every appearance by her much is made of her clothes and hats. Her maid Maria prevents the public adoration from becoming too much of a burden on her employer but does nothing to prevent her from becoming too much of a burden on others.
She has authored more than 56 novels and greatly dislikes people modifying her characters. She is the only one in Poirot's universe to have noted that "It's not natural for five or six people to be on the spot when B is murdered and all have a motive for killing B." She first met Poirot in the story Cards on the Table and has bothered him ever since.
Miss Felicity Lemon
Poirot's secretary, Miss Felicity Lemon, has few human weaknesses. The only mistakes she makes within the series are a typing error during the events of Hickory Dickory Dock and the mis-mailing of an electricity bill, although she was worried about strange events surrounding her sister who worked at a student hostel at the time. Poirot described her as being "Unbelievably ugly and incredibly efficient. Anything that she mentioned as worth consideration usually was worth consideration." She is an expert on nearly everything and plans to create the perfect filing system. She also worked for the government statistician-turned-philanthropist Parker Pyne. Whether this was during one of Poirot's numerous retirements or before she entered his employment is unknown. In The Agatha Christie Hour, she was portrayed by Angela Easterling, while in Agatha Christie's Poirot she was portrayed by Pauline Moran (where she was shown to be efficient, prim and modest, but not remotely "unbelievably ugly".) On a number of occasions, she joins Poirot in his inquiries or seeks out answers alone at his request.
Chief Inspector James Harold Japp
Japp is a Scotland Yard Inspector and appears in many of the stories trying to solve cases that Poirot is working on. Japp is outgoing, loud, and sometimes inconsiderate by nature, and his relationship with the refined Belgian is one of the stranger aspects of Poirot's world. He first met Poirot in Belgium in 1904, during the Abercrombie Forgery. Later that year they joined forces again to hunt down a criminal known as Baron Altara. They also meet in England where Poirot often helps Japp and lets him take credit in return for special favours. These favours usually entail Poirot being supplied with other interesting cases. In Agatha Christie's Poirot, Japp was portrayed by Philip Jackson. In the film, Thirteen at Dinner (1985), adapted from Lord Edgware Dies, the role of Japp was taken by the actor David Suchet, who would later star as Poirot in the ITV adaptations.
Major novels
The Poirot books take readers through the whole of his life in England, from the first book (The Mysterious Affair at Styles), where he is a refugee staying at Styles, to the last Poirot book (Curtain), where he visits Styles before his death. In between, Poirot solves cases outside England as well, including his most famous case, Murder on the Orient Express (1934).
Hercule Poirot became famous in 1926 with the publication of The Murder of Roger Ackroyd, whose surprising solution proved controversial. The novel is still among the most famous of all detective novels: Edmund Wilson alludes to it in the title of his well-known attack on detective fiction, "Who Cares Who Killed Roger Ackroyd?" Aside from Roger Ackroyd, the most critically acclaimed Poirot novels appeared from 1932 to 1942, including Murder on the Orient Express (1934); The ABC Murders (1935); Cards on the Table (1936); and Death on the Nile (1937), a tale of multiple murders upon a Nile steamer. Death on the Nile was judged by the famed detective novelist John Dickson Carr to be among the ten greatest mystery novels of all time.
The 1942 novel Five Little Pigs (a.k.a. Murder in Retrospect), in which Poirot investigates a murder committed sixteen years before by analysing various accounts of the tragedy, has been called "the best Christie of all" by critic and mystery novelist Robert Barnard.
In 2014, the Poirot canon was added to by Sophie Hannah, the first author to be commissioned by the Christie estate to write an original story. The novel was called The Monogram Murders, and was set in the late 1920s, placing it chronologically between The Mystery of the Blue Train and Peril at End House. A second Hannah-penned Poirot came out in 2016, called Closed Casket, and a third, The Mystery of Three Quarters, in 2018.
Portrayals
Stage
The first actor to portray Poirot was Charles Laughton. He appeared on the West End in 1928 in the play Alibi which had been adapted by Michael Morton from the novel The Murder of Roger Ackroyd.
In 1932, the play was performed as The Fatal Alibi on Broadway. Another Poirot play, Black Coffee opened in London at the Embassy Theatre on 8 December 1930 and starred Francis L. Sullivan as Poirot. Another production of Black Coffee ran in Dublin, Ireland from 23 to 28 June 1931, starring Robert Powell. American playwright Ken Ludwig adapted Murder on the Orient Express into a play, which premiered at the McCarter Theatre in Princeton, New Jersey on 14 March 2017. It starred Allan Corduner in the role of Hercule Poirot.
Film
Austin Trevor
Austin Trevor debuted the role of Poirot on screen in the 1931 British film Alibi. The film was based on the stage play. Trevor reprised the role of Poirot twice, in Black Coffee and Lord Edgware Dies. Trevor said once that he was probably cast as Poirot simply because he could do a French accent. Notably, Trevor's Poirot did not have a moustache. Leslie S. Hiscott directed the first two films, and Henry Edwards took over for the third.
Tony Randall
Tony Randall portrayed Poirot in The Alphabet Murders, a 1965 film also known as The ABC Murders. This was more a satire of Poirot than a straightforward adaptation and was greatly changed from the original. Much of the story, set in modern times, was played for comedy, with Poirot investigating the murders while evading the attempts by Hastings (Robert Morley) and the police to get him out of England and back to Belgium.
Albert Finney
Albert Finney played Poirot in 1974 in the cinematic version of Murder on the Orient Express. As of now, Finney is the only actor to receive an Academy Award nomination for playing Poirot, though he did not win.
Peter Ustinov
Peter Ustinov played Poirot six times, starting with Death on the Nile (1978). He reprised the role in Evil Under the Sun (1982) and Appointment with Death (1988).
Christie's daughter Rosalind Hicks observed Ustinov during a rehearsal and said, "That's not Poirot! He isn't at all like that!" Ustinov overheard and remarked "He is now!"
He appeared again as Poirot in three television films: Thirteen at Dinner (1985), Dead Man's Folly (1986), and Murder in Three Acts (1986). Earlier adaptations were set during the time in which the novels were written, but these television films were set in the contemporary era. The first of these was based on Lord Edgware Dies and was made by Warner Bros. It also starred Faye Dunaway, with David Suchet as Inspector Japp, just before Suchet began to play Poirot. David Suchet considers his performance as Japp to be "possibly the worst performance of [his] career".
Kenneth Branagh
Kenneth Branagh played Poirot in film adaptations of Murder on the Orient Express in 2017, Death on the Nile in 2022, and A Haunting in Venice, based on the novel Hallowe'en Party, in 2023. Branagh directed all three and co-produced them alongside Ridley Scott. They were written by Michael Green.
Other
Anatoly Ravikovich, Zagadka Endkhauza (End House Mystery) (1989; based on "Peril at End House")
Television
David Suchet
David Suchet starred as Poirot in the ITV series Agatha Christie's Poirot from 1989 until June 2013, when he announced that he was bidding farewell to the role. "No one could've guessed then that the series would span a quarter-century or that the classically trained Suchet would complete the entire catalogue of whodunits featuring the eccentric Belgian investigator, including 33 novels and dozens of short stories." His final appearance in the show was in an adaptation of Curtain: Poirot's Last Case, aired on 13 November 2013.
The writers of the "Binge!" article of Entertainment Weekly Issue #1343–44 (26 December 2014 – 3 January 2015) picked Suchet as "Best Poirot" in the "Hercule Poirot & Miss Marple" timeline.
The episodes were shot in various locations in the UK and abroad (for example "Triangle at Rhodes" and "Problem at Sea"), whilst other scenes were shot at Twickenham Studios.
Other
Heini Göbel, (1955; an adaptation of Murder on the Orient Express for the West German television series Die Galerie der großen Detektive)
José Ferrer, Hercule Poirot (1961; Unaired TV Pilot, MGM; adaptation of "The Disappearance of Mr. Davenheim")
Martin Gabel, General Electric Theater (4/1/1962; adaptation of "The Disappearance of Mr. Davenheim")
Horst Bollmann, Black Coffee 1973
Ian Holm, Murder by the Book, 1986
Arnolds Liniņš, Slepkavība Stailzā (The Mysterious Affair at Styles), 1990
Hugh Laurie, Spice World, 1997
Alfred Molina, Murder on the Orient Express, 2001
Konstantin Raikin, Neudacha Puaro (Poirot's Failure) (2002; based on "The Murder of Roger Ackroyd")
Anthony O'Donnell, Agatha Christie: A Life in Pictures, 2004
Shirō Itō (Takashi Akafuji), Meitantei Akafuji Takashi (The Detective Takashi Akafuji), 2005
Mansai Nomura (Takeru Suguro), Orient Kyūkō Satsujin Jiken (Murder on the Orient Express), 2015; Kuroido Goroshi (The Murder of Kuroido), 2018 (based on "The Murder of Roger Ackroyd"); Shi to no Yakusoku, 2021 (based on Appointment with Death)
John Malkovich was Poirot in the 2018 BBC adaptation of The ABC Murders.
Anime
In 2004, the Japanese public broadcaster NHK produced a 39-episode anime series titled Agatha Christie's Great Detectives Poirot and Marple, as well as a manga series under the same title released in 2005. The series, adapting several of the best-known Poirot and Marple stories, ran from 4 July 2004 through 15 May 2005, and in repeated reruns on NHK and other networks in Japan. Poirot was voiced by Kōtarō Satomi and Miss Marple was voiced by Kaoru Yachigusa.
Radio
From 1985 to 2007, BBC Radio 4 produced a series of twenty-seven adaptations of Poirot novels and short stories, adapted by Michael Bakewell and directed by Enyd Williams. Twenty five starred John Moffatt as Poirot; Maurice Denham and Peter Sallis played Poirot on BBC Radio 4 in the first two adaptations, The Mystery of the Blue Train and in Hercule Poirot's Christmas respectively.
In 1939, Orson Welles and the Mercury Players dramatised Roger Ackroyd on CBS's Campbell Playhouse.
On 6 October 1942, the Mutual radio series Murder Clinic broadcast "The Tragedy at Marsden Manor" starring Maurice Tarplin as Poirot.
A 1945 radio series of at least 13 original half-hour episodes (none of which apparently adapt any Christie stories) transferred Poirot from London to New York and starred character actor Harold Huber, perhaps better known for his appearances as a police officer in various Charlie Chan films. On 22 February 1945, "speaking from London, Agatha Christie introduced the initial broadcast of the Poirot series via shortwave".
An adaptation of Murder in the Mews was broadcast on the BBC Light Programme in March 1955 starring Richard Bebb as Poirot; this program was thought lost, but was discovered in the BBC archives in 2015.
Other audio
In 2017, Audible released an original audio adaptation of Murder on the Orient Express starring Tom Conti as Poirot. The cast included Jane Asher as Mrs. Hubbard, Jay Benedict as Monsieur Bouc, Ruta Gedmintas as Countess Andrenyi, Sophie Okonedo as Mary Debenham, Eddie Marsan as Ratchett, Walles Hamonde as Hector MacQueen, Paterson Joseph as Colonel Arbuthnot, Rula Lenska as Princess Dragimiroff and Art Malik as the Narrator. According to the Publisher's Summary on Audible.com, "sound effects [were] recorded on the Orient Express itself."
In 2021, L.A. Theatre Works produced an adaptation of The Murder on the Links, dramatised by Kate McAll. Alfred Molina starred as Poirot, with Simon Helberg as Hastings.
Video games
The video game Agatha Christie - Hercule Poirot: The First Cases has Poirot voice acted by Will De Renzy-Martin.
Parodies and references
Parodies of Hercule Poirot have appeared in a number of movies, including Revenge of the Pink Panther, where Poirot makes a cameo appearance in a mental asylum, portrayed by Andrew Sachs and claiming to be "the greatest detective in all of France, the greatest in all the world"; Neil Simon's Murder by Death, where "Milo Perrier" is played by American actor James Coco; the 1977 film The Strange Case of the End of Civilization as We Know It (1977); the film Spice World, where Hugh Laurie plays Poirot; and in Sherlock Holmes: The Awakened, Poirot appears as a young boy on the train transporting Holmes and Watson. Holmes helps the boy in opening a puzzle-box, with Watson giving the boy advice about using his "little grey cells".
In the book series Geronimo Stilton, the character Hercule Poirat is inspired by Hercule Poirot.
The Belgian brewery Brasserie Ellezelloise makes a stout called Hercule with a moustachioed caricature of Hercule Poirot on the label.
In season 2, episode 4 of TVFPlay's Indian web series Permanent Roommates, one of the characters refers to Hercule Poirot as her inspiration while she attempts to solve the mystery of the cheating spouse. Throughout the episode, she is mocked as Hercule Poirot and Agatha Christie by the suspects. TVFPlay also telecasted a spoof of Indian TV suspense drama CID as "Qissa Missing Dimaag Ka: C.I.D Qtiyapa". In the first episode, when Ujjwal is shown to browse for the best detectives of the world, David Suchet appears as Poirot in his search.
See also
Poirot Investigates
Tropes in Agatha Christie's novels
Footnotes
References
Literature
Works
Reviews
Goddard, John (2018), Agatha Christie’s Golden Age: An Analysis of Poirot’s Golden Age Puzzles, Stylish Eye Press,
.
External links
Official Agatha Christie website
Hercule Poirot on IMDb
Listen to Orson Welles in "The Murder of Roger Ackroyd"
Listen to the 1945 Hercule Poirot radio program
Wiktionary definition of Edgar Allan Poe's "ratiocination"
Characters in British novels of the 20th century
Fictional Belgian police officers
Fictional Belgian police detectives
Fictional Christians
Fictional characters from Wallonia
Fictional contract bridge players
Fictional criminologists
Fictional illeists
Fictional private investigators
Agatha Christie characters
Hercule Poirot characters
Literary characters introduced in 1920
Male characters in literature
Series of books
Hercule Poirot
Hercule Poirot
Hercule Poirot
Hercule Poirot
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https://en.wikipedia.org/wiki/Miss%20Marple
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Miss Marple
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Miss Jane Marple is a fictional character in Agatha Christie's crime novels and short stories. Miss Marple lives in the village of St. Mary Mead and acts as an amateur consulting detective. Often characterized as an elderly spinster, she is one of Christie's best-known characters and has been portrayed numerous times on screen. Her first appearance was in a short story published in The Royal Magazine in December 1927, "The Tuesday Night Club", which later became the first chapter of The Thirteen Problems (1932). Her first appearance in a full-length novel was in The Murder at the Vicarage in 1930, and her last appearance was in Sleeping Murder in 1976.
Origins
The character of Miss Marple is based on friends of Christie's step grandmother/aunt (Margaret Miller, née West). Christie attributed the inspiration for the character to multiple sources, stating that Miss Marple was "the sort of old lady who would have been rather like some of my step grandmother's Ealing cronies – old ladies whom I have met in so many villages where I have gone to stay as a girl". Christie also used material from her fictional creation, spinster Caroline Sheppard, who appeared in The Murder of Roger Ackroyd. When Michael Morton adapted the novel for the stage, he replaced the character of Caroline with a young girl. This change saddened Christie and she determined to give old maids a voice: Miss Marple was born.
Christie is popularly believed to have taken the name from Marple railway station, through which she passed, though a letter she wrote to a fan appears to prove that the name was inspired by a visit to a sale at Marple Hall in the same town, near her sister Margaret Watts' home at Abney Hall.
Character
The character of Jane Marple in the first Miss Marple book, The Murder at the Vicarage, is quite different from how she appears in later books. This early version of Miss Marple is a gleeful gossip and not an especially nice woman. The residents of St. Mary Mead like her but are often tired of her nosy nature and the fact she seems to expect the worst of everyone. In later books, she becomes a kinder person.
Miss Marple solves difficult crimes thanks to her shrewd intelligence, and St. Mary Mead, over her lifetime, has given her seemingly infinite examples of the negative side of human nature. Crimes always remind her of a previous incident, although acquaintances may be bored by analogies that often lead her to a deeper realisation about the true nature of a crime. She also has a remarkable ability to latch onto a casual comment and connect it to the case at hand. In several stories, she is able to rely on her acquaintance with Sir Henry Clithering, a retired commissioner of the Metropolitan Police, for official information when required.
Miss Marple never married and has no close living relatives. Her nephew, the "well-known author" Raymond West, appears in some stories, including The Thirteen Problems, Sleeping Murder, and Ingots of Gold (which also feature his wife, Joyce Lemprière). Raymond overestimates himself and underestimates his aunt's mental acuity. Miss Marple employs young women (including Clara, Emily, Alice, Esther, Gwenda, and Amy) from a nearby orphanage, whom she trains for service as general housemaids after the retirement of her long-time maid-housekeeper, faithful Florence. She was briefly looked after by her irritating companion, Miss Knight. In her later years, companion Cherry Baker, first introduced in The Mirror Crack'd From Side to Side, lives in.
Miss Marple has never worked for her living and is of independent means, although she benefits in her old age from the financial support of her nephew Raymond. She is not from the aristocracy or landed gentry, but is quite at home among them; as a gentlewoman, Miss Marple may thus be considered a female version of the gentleman detective, a staple of British detective fiction. She demonstrates a remarkably thorough education, including some art courses that involved the study of human anatomy using human cadavers. In They Do It with Mirrors (1952), it is revealed that Miss Marple grew up in a cathedral close, and that she studied at an Italian finishing school with American sisters Ruth Van Rydock and Caroline "Carrie" Louise Serrocold.
While Miss Marple is described as "an old lady" in many of the stories, her age is rarely mentioned and is not consistently presented. In At Bertram's Hotel, published in 1965, it is said she visited the hotel when she was 14 and almost 60 years have passed since then, implying that she is nearly 75 years old; but in 4:50 from Paddington, published almost a decade earlier in 1957, she says she will be "90 next year."
Excluding Sleeping Murder, 41 years passed between the first and last-written novels, and many characters grow and age. An example would be the Vicar's nephew: in The Murder at the Vicarage, the Reverend Mr Clement's nephew Dennis is a teenager; in The Mirror Crack'd from Side to Side, it is mentioned that the nephew is now an adult and has a successful career. The effects of ageing are seen on Miss Marple, such as needing a holiday after illness in A Caribbean Mystery, but she is if anything more agile in Nemesis, set only 16 months later.
Miss Marple's background is described in some detail, albeit in glimpses across the novels and short stories in which she appears. She has a very large family, including a sister, the mother of Raymond, and Mabel Denham, a young woman who was accused of poisoning her husband Geoffrey (The Thumb Mark of St. Peter).
Bibliography
Agatha Christie wrote 12 novels and 20 short stories featuring Miss Marple.
Miss Marple series
The Murder at the Vicarage (1930, Novel)
The Body in the Library (1942, Novel)
The Moving Finger (1943, Novel)
A Murder Is Announced (1950, Novel)
They Do It with Mirrors (1952, Novel) - also published in the United States as Murder With Mirrors
A Pocket Full of Rye (1953, Novel)
4.50 from Paddington (1957, Novel) - also published in the United States as What Mrs. McGillicuddy Saw!
The Mirror Crack'd from Side to Side (1962, Novel)
A Caribbean Mystery (1964, Novel)
At Bertram's Hotel (1965, Novel)
Nemesis (1971, Novel)
Sleeping Murder (1976, Novel)
Miss Marple short story collections
The Thirteen Problems (1932 short story collection featuring Miss Marple, also published as The Tuesday Club Murders)
The Regatta Mystery and Other Stories (1939, Collection)
Three Blind Mice and Other Stories (1950, Collection)
The Adventure of the Christmas Pudding (1960, Collection)
Double Sin and Other Stories (1961, Collection)
Miss Marple's Final Cases and Two Other Stories (short stories collected posthumously, also published as Miss Marple's Final Cases, but only six of the eight stories actually feature Miss Marple) (written between 1939 and 1954, published 1979)
Miss Marple: The Complete Short Stories, published 1985, includes 20 from 4 sets: The Thirteen Problems, The Regatta Mystery, Three Blind Mice and Other Stories, and Double Sin and Other Stories.
Miss Marple also appears in "Greenshaw's Folly", a short story included as part of the Poirot collection The Adventure of the Christmas Pudding (1960). Four stories in the Three Blind Mice collection (1950) feature Miss Marple: "Strange Jest", "Tape-Measure Murder", "The Case of the Caretaker", and "The Case of the Perfect Maid".
The Autograph edition of Miss Marple's Final Cases includes the eight in the original plus "Greenshaw's Folly".
Continuations not by Christie
Marple: Twelve New Mysteries, collection with stories written by Naomi Alderman, Leigh Bardugo, Alyssa Cole, Lucy Foley, Elly Griffiths, Natalie Haynes, Jean Kwok, Val McDermid, Karen M. McManus, Dreda Say Mitchell, Kate Mosse, and Ruth Ware (published 2022)
Books about Miss Marple
The Life and Times of Miss Jane Marple – a biography by Anne Hart
Stage
A stage adaptation of Murder at the Vicarage, by Moie Charles and Barbara Toy, was first seen at Northampton on 17 October 1949; it was directed by Reginald Tate, starred the 35-year-old Barbara Mullen as Miss Marple, and after touring, reached the Playhouse Theatre in London's West End on 14 December. Having run till late March 1950, it then went on tour again.
In July 1974, Mullen (by then 60) returned to the role in another national tour of the same play, culminating 12 months later when the show opened at London's Savoy Theatre on 28 July 1975. At the end of March 1976, the Miss Marple role was taken over by Avril Angers, after which the production transferred to the Fortune Theatre on 5 July. The role then passed to Muriel Pavlow in June 1977 and to Gabrielle Hamilton late the following year; the production finally closed in October 1979.
On 21 September 1977, while Murder at the Vicarage was still running at the Fortune, a stage adaptation by Leslie Darbon of A Murder Is Announced opened at the Vaudeville Theatre, with Dulcie Gray as Miss Marple. The show ran to the end of September 1978 and then toured.
Films
Margaret Rutherford
Margaret Rutherford played Miss Marple in four films directed by George Pollock between 1961 and 1964. These were successful light comedies, but Christie herself was disappointed with them. Nevertheless, Agatha Christie dedicated the novel The Mirror Crack'd from Side to Side to Rutherford.
Rutherford presented the character as a bold and eccentric old lady, different from the prim and birdlike character Christie created in her novels. As penned by Christie, Miss Marple has never worked for a living, but the character as portrayed by Margaret Rutherford briefly works as a cook-housekeeper, a stage actress, a sailor and criminal reformer, and is offered the chance to run a riding establishment-cum-hotel. Her education and genteel background are hinted at when she mentions her awards at marksmanship, fencing, and equestrianism (although these hints are played for comedic value).
Murder, She Said (1961) was the first of the four British MGM productions starring Rutherford. This film was based on the 1957 novel 4:50 from Paddington (U.S. title, What Mrs. McGillicuddy Saw!), and the changes made in the plot were typical of the series. In the film, Mrs. McGillicuddy is cut from the plot. Miss Marple herself sees an apparent murder committed on a train running alongside hers. Actress Joan Hickson, who played Marple in the 1984–1992 television adaptations, has a role as a housekeeper in this movie.
Murder at the Gallop (1963), based on the 1953 Hercule Poirot novel After the Funeral (in this film, she is identified as Miss JTV Marple, though there was no indication as to what the extra initials might stand for).
Murder Most Foul (1964), based on the 1952 Poirot novel Mrs McGinty's Dead.
Murder Ahoy! (1964). The last film is not based on any Christie work but displays a few plot elements from They Do It With Mirrors (viz., the ship is used as a reform school for wayward boys and one of the teachers uses them as a crime force), and there is a kind of salute to The Mousetrap.
The music to all four films was composed and conducted by Ron Goodwin. The same theme is used on all four films with slight variations in each. The score was written within a couple of weeks by Goodwin who was approached by Pollock after Pollock had heard about him from Stanley Black. Black had worked with Pollock on Stranger in Town in 1957 and had previously hired Goodwin as his orchestrator.
Rutherford, who was 68 years old when the first film was shot in February 1961, insisted that she wear her own clothes during the filming of the movie, as well as having her husband, Stringer Davis, appear alongside her as the character Mr Stringer. The Rutherford films are frequently repeated on television in Germany, and in that country Miss Marple is generally identified with Rutherford's quirky portrayal.
Rutherford also appeared briefly as Miss Marple in the parodic Hercule Poirot adventure The Alphabet Murders (1965).
Angela Lansbury
In 1980, Angela Lansbury played Miss Marple in The Mirror Crack'd (EMI, directed by Guy Hamilton), based on Christie's 1962 novel. The film featured an all-star cast that included Elizabeth Taylor, Rock Hudson, Geraldine Chaplin, Tony Curtis, and Kim Novak. Edward Fox appeared as Inspector Craddock, who did Miss Marple's legwork. Lansbury's Marple was a crisp, intelligent woman who moved stiffly and spoke in clipped tones. Unlike most incarnations of Miss Marple, this one smoked cigarettes. Lansbury was later cast as Jessica Fletcher in Murder, She Wrote, a similar role.
Ita Ever
In 1983, Estonian stage and film actress Ita Ever starred in the Russian language Mosfilm adaptation of Agatha Christie's novel A Pocket Full of Rye (using the Russian edition's translated title, The Secret of the Blackbirds) as the character of Miss Marple. Ever has also portrayed the character of Miss Marple in the Eesti Televisioon (ETV) series Miss Marple Stories in 1990, and onstage at the Tallinn City Theatre in a production of The Mirror Crack'd from Side to Side in 2005.
Television
The first on-screen portrayal of Miss Marple was British actress and singer Gracie Fields, playing her in a 1956 episode of the American series Goodyear TV Playhouse based on A Murder Is Announced, the 1950 Christie novel.
In 1970, the character of Miss Marple was portrayed by in a West German television adaptation of The Murder at the Vicarage (Mord im Pfarrhaus).
Helen Hayes
American stage and screen actress Helen Hayes portrayed Miss Marple in two American television films near the end of her decades-long acting career, both for CBS: A Caribbean Mystery (1983) and Murder with Mirrors (1985). Sue Grafton contributed to the screenplay of the former. Hayes's Marple was benign and chirpy. She had earlier appeared in a television film adaptation of the non-Marple Christie story Murder Is Easy, playing an elderly lady somewhat similar to Miss Marple.
Joan Hickson
From 1984 to 1992, the BBC adapted all of the original Miss Marple novels as a series titled Miss Marple. Joan Hickson played the lead role. In the 1940s, she had appeared on stage in an Agatha Christie play, Appointment with Death, which was seen by Christie who wrote in a note to her, "I hope one day you will play my dear Miss Marple". She portrayed a maid in the 1937 film, Love from a Stranger, which starred Ann Harding and Basil Rathbone, another Agatha Christie play adaptation. As well as portraying Miss Marple on television, Hickson narrated Miss Marple stories for audio books. In the "Binge!" article of Entertainment Weekly Issue #1343–1344 (26 December 2014 – 3 January 2015), the writers picked Hickson as "Best Marple" in the "Hercule Poirot & Miss Marple" timeline.
Listing of the TV series featuring Joan Hickson:
The Body in the Library (1984)
The Moving Finger (1985)
A Murder Is Announced (1985)
A Pocket Full of Rye (1985)
The Murder at the Vicarage (1986) – BAFTA nomination
Sleeping Murder (1987)
At Bertram's Hotel (1987)
Nemesis (1987) – BAFTA nomination
4.50 from Paddington (1987)
A Caribbean Mystery (1989)
They Do It With Mirrors (1991)
The Mirror Crack'd from Side to Side (1992)
Geraldine McEwan (2004–2008)/Julia McKenzie (2009–2013)
Beginning in 2004, ITV broadcast a series of adaptations of Agatha Christie's books under the title Agatha Christie's Marple, usually referred to as Marple. Geraldine McEwan starred in the first three series. Julia McKenzie took over the role in the fourth season.
The adaptations change the plots and characters of the original books (e.g. incorporating lesbian affairs, changing the identities of some killers, renaming or removing significant characters, and even using stories from other books in which Miss Marple did not originally feature). In the Geraldine McEwan series it is revealed that when she was young (portrayed by Julie Cox in a flashback), Miss Marple had an affair with a married soldier, Captain Ainsworth, who was killed in action in World War I, in December 1915. It is also said (in A Murder Is Announced) that she served as an ambulance driver during World War I.
Listing of the TV series featuring Geraldine McEwan and Julia McKenzie:
The Body in the Library (2004)
The Murder at the Vicarage (2004)
4.50 from Paddington (2004)
A Murder Is Announced (2005)
Sleeping Murder (2005)
The Moving Finger (2006)
By the Pricking of My Thumbs (2006)
The Sittaford Mystery (2006)
At Bertram's Hotel (2007)
Ordeal by Innocence (2007)
Towards Zero (2008)
Nemesis (2008)
A Pocket Full of Rye (2009)
Murder Is Easy (2009)
They Do It with Mirrors (2010)
Why Didn't They Ask Evans? (2011)
The Pale Horse (2010)
The Secret of Chimneys (2010)
The Blue Geranium (2010)
The Mirror Crack'd from Side to Side (2011)
A Caribbean Mystery (2013)
Greenshaw's Folly (2013)
Endless Night (2013)
In 2015, CBS planned a "much younger" version of the character, a granddaughter who takes over a California bookstore.
In 2018, Miss Marple was portrayed by Yunjin Kim in the South Korean television series Ms. Ma, Nemesis.
Anime
From 2004 to 2005, Japanese TV network NHK produced a 39 episode anime series titled Agatha Christie's Great Detectives Poirot and Marple, which features both Miss Marple and Hercule Poirot. Miss Marple's voice is provided by Kaoru Yachigusa. Episodes adapted both short stories and novels.
The anime series dramatised the following Miss Marple stories:
Strange Jest (EP 3)
The Case of the Perfect Maid (EP 4)
The Tape-Measure Murder (EP 13)
Ingots of Gold (EP 14)
The Blue Geranium (EP 15)
4.50 from Paddington (EP 21–24)
Motive versus Opportunity (EP 27)
Sleeping Murder (EP 30–33)
Radio
June Whitfield starred as Miss Marple in Michael Bakewell's adaptations of all twelve novels, broadcast on BBC Radio 4 between 1993 and 2001.
Three short stories with Whitfield ("Tape-Measure Murder", "The Case of the Perfect Maid" and "Sanctuary") were later broadcast under the collective title Miss Marple's Final Cases weekly 16 – 30 September 2015.
Other appearances
Marple was highlighted in volume 20 of the Case Closed manga's edition of "Gosho Aoyama's Mystery Library", a section of the graphic novels (usually the last page) where the author introduces a different detective (or occasionally, a villain) from mystery literature, television, or other media.
In the 1976 Neil Simon spoof Murder by Death, Miss Marple is parodied as "Miss Marbles" by Elsa Lanchester.
See also
List of female detective characters
References
External links
Miss Marple at the official Agatha Christie website
Miss Marple on IMDb
Book series introduced in 1930
British novels adapted into films
British novels adapted into plays
Characters in British novels of the 20th century
Detective television series
Agatha Christie characters
Female characters in literature
Fictional amateur detectives
Literary characters introduced in 1927
Fictional English people
Novel series
Novels adapted into radio programs
British novels adapted into television shows
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https://en.wikipedia.org/wiki/April
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April
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April is the fourth month of the year in the Gregorian and Julian calendars. It is the first of four months to have a length of 30 days, and the second of five months to have a length of less than 31 days.
April is commonly associated with the season of spring in the Northern Hemisphere, and autumn in the Southern Hemisphere, where it is the seasonal equivalent to October in the Northern Hemisphere and vice versa.
History
The Romans gave this month the Latin name Aprilis but the derivation of this name is uncertain. The traditional etymology is from the verb aperire, "to open", in allusion to its being the season when trees and flowers begin to "open", which is supported by comparison with the modern Greek use of άνοιξη (ánixi) (opening) for spring. Since some of the Roman months were named in honor of divinities, and as April was sacred to the goddess Venus, her Veneralia being held on the first day, it has been suggested that Aprilis was originally her month Aphrilis, from her equivalent Greek goddess name Aphrodite (Aphros), or from the Etruscan name Apru. Jacob Grimm suggests the name of a hypothetical god or hero, Aper or Aprus.
April was the second month of the earliest Roman calendar, before Ianuarius and Februarius were added by King Numa Pompilius about 700 BC. It became the fourth month of the calendar year (the year when twelve months are displayed in order) during the time of the decemvirs about 450 BC, when it was 29 days long. The 30th day was added back during the reform of the calendar undertaken by Julius Caesar in the mid-40s BC, which produced the Julian calendar.
The Anglo-Saxons called April ēastre-monaþ. The Venerable Bede says in The Reckoning of Time that this month ēastre is the root of the word Easter. He further states that the month was named after a goddess Eostre whose feast was in that month. It is also attested by Einhard in his work, Vita Karoli Magni.
St George's day is the twenty-third of the month; and St Mark's Eve, with its superstition that the ghosts of those who are doomed to die within the year will be seen to pass into the church, falls on the twenty-fourth.
In China the symbolic ploughing of the earth by the emperor and princes of the blood took place in their third month, which frequently corresponds to April. In Finnish April is huhtikuu, meaning slash-and-burn moon, when gymnosperms for beat and burn clearing of farmland were felled.
In Slovene, the most established traditional name is mali traven, meaning the month when plants start growing. It was first written in 1466 in the Škofja Loka manuscript.
The month Aprilis originally had 30 days; Numa Pompilius made it 29 days long; finally, Julius Caesar's calendar reform made it 30 days long again, which was not changed in the calendar revision of Augustus Caesar in 8 BC.
In Ancient Rome, the festival of Cerealia was held for seven days from mid-to-late April, but exact dates are uncertain. Feriae Latinae was also held in April, with the date varying. Other ancient Roman observances include Veneralia (April 1), Megalesia (April 10–16), Fordicidia (April 15), Parilia (April 21), Vinalia Urbana (April 23), Robigalia (April 25), and Serapia (April 25). Floralia was held April 27 during the Republican era, or April 28 on the Julian calendar, and lasted until May 3. However, these dates do not correspond to the modern Gregorian calendar.
The Lyrids meteor shower appears on April 16 – April 26 each year, with the peak generally occurring on April 22. The Eta Aquariids meteor shower also appears in April. It is visible from about April 21 to about May 20 each year with peak activity on or around May 6. The Pi Puppids appear on April 23, but only in years around the parent comet's perihelion date. The Virginids also shower at various dates in April.
The "Days of April" (journées d'avril) is a name assigned in French history to a series of insurrections at Lyons, Paris and elsewhere, against the government of Louis Philippe in 1834, which led to violent repressive measures, and to a famous trial known as the procès d'avril.
Symbols
April's birthstone is the diamond. The birth flower is the common daisy (Bellis perennis) or the sweet pea. The zodiac signs are Aries (until April 19) and Taurus (April 20 onward).
Observances
This list does not necessarily imply either official status nor general observance.
Month-long
In Catholic, Protestant and Orthodox tradition, April is the Month of the Resurrection of the Lord. April and March are the months in which is celebrated the moveable Feast of Easter Sunday.
National Pet Month (United Kingdom)
United States
Arab American Heritage Month
Autism Awareness Month
Cancer Control Month
Community College Awareness Month
Confederate History Month (Alabama, Florida, Georgia, Louisiana, Mississippi, Texas, Virginia)
Financial Literacy Month
Jazz Appreciation Month
Mathematics and Statistics Awareness Month
Month of the Military Child
National Poetry Month
National Poetry Writing Month
Occupational Therapy Month
National Prevent Child Abuse Month
National Volunteer Month
Parkinson's Disease Awareness Month
Rosacea Awareness Month
Sexual Assault Awareness Month
United States food months
Fresh Florida Tomato Month
National Food Month
National Grilled Cheese Month
National Pecan Month
National Soft Pretzel Month
National Soyfoods Month
Non-Gregorian
(All Baha'i, Islamic, and Jewish observances begin at the sundown prior to the date listed, and end at sundown of the date in question unless otherwise noted.)
List of observances set by the Bahá'í calendar
List of observances set by the Chinese calendar
List of observances set by the Hebrew calendar
List of observances set by the Islamic calendar
List of observances set by the Solar Hijri calendar
Movable
Variable; 2021 dates shown
Youth Homelessness Matters Day
National Health Day (Kiribati): April 6
Oral, Head and Neck Cancer Awareness Week (United States): April 13–19
National Park Week (United States): April 18–26
Crime Victims' Rights Week (United States): April 19–25
National Volunteer Week: April 19–25
European Immunization Week: April 20–26
Day of Silence (United States): April 24
Pay It Forward Day: April 28 (International observance)
Denim Day: April 29 (International observance)
Day of Dialogue (United States)
Vaccination Week In The Americas
See: List of movable Western Christian observances
See: List of movable Eastern Christian observances
First Wednesday
National Day of Hope (United States)
First Saturday
Ulcinj Municipality Day (Ulcinj, Montenegro)
First Sunday
Daylight saving time ends (Australia and New Zealand)
Geologists Day (former Soviet Union countries)
Kanamara Matsuri (Kawasaki, Japan)
Opening Day (United States)
First full week
National Library Week (United States)
National Library Workers Day (United States) (Tuesday of National Library week, April 4)
National Bookmobile Day (Wednesday of National Library week, April 5)
National Public Health Week (United States)
National Public Safety Telecommunicators Week (United States)
Second Wednesday
International Day of Pink
Second Thursday
National Former Prisoner of War Recognition Day (United States)
Second Friday
Fast and Prayer Day (Liberia)
Air Force Day (Russia)
Kamakura Matsuri at Tsurugaoka Hachiman (Kamakura, Japan), lasts until third Sunday.
Second Sunday
Children's Day (Peru)
Week of April 14
Pan-American Week (United States)
Third Wednesday
Administrative Professionals' Day (New Zealand)
Third Thursday
National High Five Day (United States)
Third Saturday
Record Store Day (International observance)
Last full week of April
Administrative Professionals Week (Malaysia, North America)
World Immunization Week
Week of April 23
Canada Book Week (Canada)
Week of the New Moon
National Dark-Sky Week (United States)
Third Monday
Patriots' Day (Massachusetts, Maine, United States)
Queen's Official Birthday (Saint Helena, Ascension and Tristan da Cunha)
Sechseläuten (Zürich, Switzerland)
Wednesday of last full week of April
Administrative Professionals' Day (Hong Kong, North America)
First Thursday after April 18
First Day of Summer (Iceland)
Fourth Thursday
Take Our Daughters And Sons To Work Day (United States)
Last Friday
Arbor Day (United States)
Día de la Chupina (Rosario, Argentina)
Last Friday in April to first Sunday in May
Arbour Week in Ontario
Last Saturday
Children's Day (Colombia)
National Rebuilding Day (United States)
National Sense of Smell Day (United States)
World Tai Chi and Qigong Day
Last Sunday
Flag Day (Åland, Finland)
Turkmen Racing Horse Festival (Turkmenistan)
April 27 (April 26 if April 27 is a Sunday)
Koningsdag (Netherlands)
Last Monday
Confederate Memorial Day (Alabama, Georgia (U.S. state), and Mississippi, United States)
Last Wednesday
International Noise Awareness Day
Fixed
April 1
April Fools' Day
Arbor Day (Tanzania)
Civil Service Day (Thailand)
Cyprus National Day (Cyprus)
Edible Book Day
Fossil Fools Day
Kha b-Nisan (Assyrian people)
National Civil Service Day (Thailand)
Odisha Day (Odisha, India)
Start of Testicular Cancer Awareness week (United States), April 1–7
Season for Nonviolence January 30 – April 4
April 2
International Children's Book Day (International observance)
Malvinas Day (Argentina)
National Peanut Butter and Jelly Day (United States)
Thai Heritage Conservation Day (Thailand)
Unity of Peoples of Russia and Belarus Day (Belarus)
World Autism Awareness Day (International observance)
April 3
April 4
Children's Day (Hong Kong, Taiwan)
Independence Day (Senegal)
International Day for Mine Awareness and Assistance in Mine Action
Peace Day (Angola)
April 5
Children's Day (Palestinian territories)
National Caramel Day (United States)
Sikmogil (South Korea)
April 6
Chakri Day (Thailand)
National Beer Day (United Kingdom)
New Beer's Eve (United States)
Tartan Day (United States & Canada)
April 7
Flag Day (Slovenia)
Genocide Memorial Day (Rwanda), and its related observance:
International Day of Reflection on the 1994 Rwanda Genocide (United Nations)
Motherhood and Beauty Day (Armenia)
National Beer Day (United States)
No Housework Day
Sheikh Abeid Amani Karume Day (Tanzania)
Women's Day (Mozambique)
World Health Day (International observance)
April 8
Buddha's Birthday (Japan only, other countries follow different calendars)
Feast of the First Day of the Writing of the Book of the Law (Thelema)
International Romani Day (International observance)
Trading Cards for Grown-ups Day
April 9
Anniversary of the German Invasion of Denmark (Denmark)
Baghdad Liberation Day (Iraqi Kurdistan)
Constitution Day (Kosovo)
Day of National Unity (Georgia)
Day of the Finnish Language (Finland)
Day of Valor or Araw ng Kagitingan (Philippines)
Feast of the Second Day of the Writing of the Book of the Law (Thelema)
International Banshtai Tsai Day
Martyr's Day (Tunisia)
National Former Prisoner of War Recognition Day (United States)
Remembrance for Haakon Sigurdsson (The Troth)
Vimy Ridge Day (Canada)
April 10
Day of the Builder (Azerbaijan)
Feast of the Third Day of the Writing of the Book of the Law (Thelema)
Siblings Day (International observance)
April 11
Juan Santamaría Day, anniversary of his death in the Second Battle of Rivas. (Costa Rica)
International Louie Louie Day
National Cheese Fondue Day (United States)
World Parkinson's Day
April 12
Children's Day (Bolivia and Haiti)
Commemoration of first human in space by Yuri Gagarin:
Cosmonautics Day (Russia)
International Day of Human Space Flight
Yuri's Night (International observance)
Halifax Day (North Carolina)
National Grilled Cheese Sandwich Day (United States)
National Redemption Day (Liberia)
Walk on Your Wild Side Day
April 13
Jefferson's Birthday (United States)
Katyn Memorial Day (Poland)
Teacher's Day (Ecuador)
First day of Thingyan (Myanmar) (April 13–16)
Unfairly Prosecuted Persons Day (Slovakia)
April 14
ʔabusibaree (Okinawa Islands, Japan)
Ambedkar Jayanti (India)
Black Day (South Korea)
Commemoration of Anfal Genocide Against the Kurds (Iraqi Kurdistan)
Dhivehi Language Day (Maldives)
Day of Mologa (Yaroslavl Oblast, Russia)
Day of the Georgian language (Georgia (country))
Season of Emancipation (April 14 to August 23) (Barbados)
N'Ko Alphabet Day (Mande speakers)
Pohela Boishakh (Bangladesh)
Pana Sankranti (Odisha, India)
Puthandu (Tamils) (India, Malaysia, Singapore, Sri Lanka)
Second day of Songkran (Thailand) (Thailand)
Pan American Day (several countries in the Americas)
The first day of Takayama Spring Festival (Takayama, Gifu, Japan)
Vaisakh (Punjab (region)), (India and Pakistan)
Youth Day (Angola)
April 15
Day of the Sun (North Korea).
Hillsborough Disaster Memorial (Liverpool, England)
Jackie Robinson Day (United States)
Pohela Boishakh (West Bengal, India) (Note: celebrated on April 14 in Bangladesh)
Last day of Songkran (Thailand) (Thailand)
Tax Day, the official deadline for filing an individual tax return (or requesting an extension). (United States, Philippines)
Universal Day of Culture
World Art Day
April 16
Birthday of José de Diego (Puerto Rico, United States)
Birthday of Queen Margrethe II (Denmark)
Emancipation Day (Washington, D.C., United States)
Foursquare Day (International observance)
Memorial Day for the Victims of the Holocaust (Hungary)
National Healthcare Decisions Day (United States)
Remembrance of Chemical Attack on Balisan and Sheikh Wasan (Iraqi Kurdistan)
World Voice Day
April 17
Blah Blah Blah Day
Evacuation Day (Syria)
FAO Day (Iraq)
Flag Day (American Samoa)
Malbec World Day
National Cheeseball Day (United States)
National Espresso Day (Italy)
Women's Day (Gabon)
World Hemophilia Day
April 18
Anniversary of the Victory over the Teutonic Knights in the Battle of the Ice, 1242 (Russia)
Army Day (Iran)
Coma Patients' Day (Poland)
Friend's Day (Brazil)
Independence Day (Zimbabwe)
International Day For Monuments and Sites
Invention Day (Japan)
Pet Owner's Independence Day
April 19
Army Day (Brazil)
Beginning of the Independence Movement (Venezuela)
Bicycle Day
Dutch-American Friendship Day (United States)
Holocaust Remembrance Day (Poland)
Indigenous Peoples Day (Brazil)
King Mswati III's birthday (Eswatini)
Landing of the 33 Patriots Day (Uruguay)
National Garlic Day (United States)
National Rice Ball Day (United States)
Primrose Day (United Kingdom)
April 20
420 (cannabis culture) (International)
UN Chinese Language Day (United Nations)
April 21
A&M Day (Texas A&M University)
Civil Service Day (India)
Day of Local Self-Government (Russia)
Grounation Day (Rastafari movement)
Heroic Defense of Veracruz (Mexico)
Kang Pan-sok's Birthday (North Korea)
Kartini Day (Indonesia)
Local Self Government Day (Russia)
National Tree Planting Day (Kenya)
San Jacinto Day (Texas)
Queen's Official Birthday (Falkland Islands)
Tiradentes' Day (Brazil)
Vietnam Book Day (Vietnam)
April 22
Discovery Day (Brazil)
Earth Day (International observance) and its related observance:
International Mother Earth Day
Holocaust Remembrance Day (Serbia)
National Jelly Bean Day (United States)
April 23
Castile and León Day (Castile and León, Spain)
German Beer Day (Germany)
Independence Day (Conch Republic, Key West, Florida)
International Pixel-Stained Technopeasant Day
Khongjom Day (Manipur, India)
National Sovereignty and Children's Day (Turkey and Northern Cyprus)
Navy Day (China)
St George's Day (England) and its related observances:
Canada Book Day (Canada)
La Diada de Sant Jordi (Catalonia, Spain)
World Book Day
UN English Language Day (United Nations)
April 24
Armenian Genocide Remembrance Day (Armenia)
Concord Day (Niger)
Children's Day (Zambia)
Democracy Day (Nepal)
Fashion Revolution Day
Flag Day (Ireland)
International Sculpture Day
Kapyong Day (Australia)
Labour Safety Day (Bangladesh)
National Panchayati Raj Day (India)
National Pigs in a Blanket Day (United States)
Republic Day (The Gambia)
St Mark's Eve (Western Christianity)
World Day for Laboratory Animals
April 25
Anniversary of the First Cabinet of Kurdish Government (Iraqi Kurdistan)
Anzac Day (Australia, New Zealand)
Arbor Day (Germany)
DNA Day
Feast of Saint Mark (Western Christianity)
Flag Day (Faroe Islands)
Flag Day (Eswatini)
Freedom Day (Portugal)
Liberation Day (Italy)
Major Rogation (Western Christianity)
Military Foundation Day (North Korea)
National Zucchini Bread Day (United States)
Parental Alienation Awareness Day
Red Hat Society Day
Sinai Liberation Day (Egypt)
World Malaria Day
April 26
Chernobyl disaster related observances:
Memorial Day of Radiation Accidents and Catastrophes (Russia)
Day of Remembrance of the Chernobyl tragedy (Belarus)
Confederate Memorial Day (Florida, United States)
Hug A Friend Day
Hug an Australian Day
Lesbian Visibility Day
National Pretzel Day (United States)
Old Permic Alphabet Day
Union Day (Tanzania)
World Intellectual Property Day
April 27
Day of Russian Parliamentarism (Russia)
Day of the Uprising Against the Occupying Forces (Slovenia)
Flag Day (Moldova)
Freedom Day (South Africa)
UnFreedom Day
Independence Day (Sierra Leone)
Independence Day (Togo)
National Day (Mayotte)
National Day (Sierra Leone)
National Prime Rib Day (United States)
National Veterans' Day (Finland)
April 28
Lawyers' Day (Orissa, India)
Mujahideen Victory Day (Afghanistan)
National Day (Sardinia, Italy)
National Heroes Day (Barbados)
Restoration of Sovereignty Day (Japan)
Workers' Memorial Day and World Day for Safety and Health at Work (international)
National Day of Mourning (Canada)
April 29
Day of Remembrance for all Victims of Chemical Warfare (United Nations)
International Dance Day (UNESCO)
Princess Bedike's Birthday (Denmark)
National Shrimp Scampi Day (United States)
Shōwa Day, traditionally the start of the Golden Week holiday period, which is April 29 and May 3–5. (Japan)
April 30
Armed Forces Day (Georgia (country))
Birthday of the King (Sweden)
Camarón Day (French Foreign Legion)
Children's Day (Mexico)
Consumer Protection Day (Thailand)
Honesty Day (United States)
International Jazz Day (UNESCO)
Martyr's Day (Pakistan)
May Eve, the eve of the first day of summer in the Northern hemisphere (see May 1):
Beltane begins at sunset in the Northern hemisphere, Samhain begins at sunset in the Southern hemisphere. (Neo-Druidic Wheel of the Year)
Carodejnice (Czech Republic and Slovakia)
Walpurgis Night (Central and Northern Europe)
National Persian Gulf Day (Iran)
Reunification Day (Vietnam)
Russian State Fire Service Day (Russia)
Tax Day (Canada)
Teachers' Day (Paraguay)
See also
Germanic calendar
List of historical anniversaries
Sinking of the RMS Titanic
References
External links
National Arbor Day Foundation
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https://en.wikipedia.org/wiki/August
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August
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August is the eighth month of the year in the Julian and Gregorian calendars, and the fifth of seven months to have a length of 31 days.
In the Southern Hemisphere, August is the seasonal equivalent of February in the Northern Hemisphere. In the Northern Hemisphere, August falls in the season of summer. In the Southern Hemisphere, the month falls during the season of winter. In many European countries, August is the holiday month for most workers. Numerous religious holidays occurred during August in ancient Rome.
Certain meteor showers take place in August. The Kappa Cygnids take place in August, with the dates varying each year. The Alpha Capricornids meteor shower takes place as early as July 10 and ends at around August 10, and the Southern Delta Aquariids take place from mid-July to mid-August, with the peak usually around July 28–29. The Perseids, a major meteor shower, typically takes place between July 17 and August 24, with the days of the peak varying yearly. The star cluster of Messier 30 is best observed around August.
Among the aborigines of the Canary Islands, especially among the Guanches of Tenerife, the month of August received in the name of Beñesmer or Beñesmen, which was also the harvest festival held this month.
The month was originally named Sextilis in Latin because it was the 6th month in the original ten-month Roman calendar under Romulus in 753 BC, with March being the first month of the year. About 700 BC, it became the eighth month when January and February were added to the year before March by King Numa Pompilius, who also gave it 29 days. Julius Caesar added two days when he created the Julian calendar in , giving it its modern length of 31 days.
In 8 BC, the month was renamed in honor of Emperor Augustus. According to a Senatus consultum quoted by Macrobius, he chose this month because it was the time of several of his great triumphs, including the conquest of Egypt. Commonly repeated lore has it that August has 31 days because Augustus wanted his month to match the length of Julius Caesar's July, but this is an invention of the 13th century scholar Johannes de Sacrobosco. Sextilis in fact had 31 days before it was renamed, and it was not chosen for its length.
Symbols
August's birthstones are the peridot, sardonyx, and spinel. Its birth flower is the gladiolus or poppy, meaning beauty, strength of character, love, marriage and family. The Western zodiac signs are Leo (until August 22) and Virgo (from August 23 onward).
Observances
This list does not necessarily imply either official status or general observance.
Non-Gregorian: dates
(All Baha'i, Islamic, and Jewish observances begin at the sundown prior to the date listed, and end at sundown of the date in question unless otherwise noted.)
List of observances set by the Bahá'í calendar
List of observances set by the Chinese calendar
List of observances set by the Hebrew calendar
List of observances set by the Islamic calendar
List of observances set by the Solar Hijri calendar
Month-long
American Adventures Month (celebrating vacationing in the Americas)
Children's Eye Health and Safety Month
Digestive Tract Paralysis (DTP) Month
Get Ready for Kindergarten Month
Happiness Happens Month
Month of Philippine Languages or Buwan ng Wika (Philippines)
Neurosurgery Outreach Month
Psoriasis Awareness Month
Spinal Muscular Atrophy Awareness Month
What Will Be Your Legacy Month
United States month-long
National Black Business Month
National Children's Vision and Learning Month
National Immunization Awareness Month
National Princess Peach Month
National Water Quality Month
National Win with Civility Month
Food months in the United States
National Catfish Month
National Dippin' Dots Month
Family Meals Month
National Goat Cheese Month.
National Panini Month
Peach Month
Sandwich Month
Moveable Gregorian
National Science Week (Australia)
See also Movable Western Christian observances
See also Movable Eastern Christian observances
Second to last Sunday in July and the following two weeks
Construction Holiday (Quebec)
1st Saturday
Food Day (Canada)
Mead Day (United States)
National Mustard Day (United States)
1st Sunday
Air Force Day (Ukraine)
American Family Day (Arizona, United States)
Children's Day (Uruguay)
Friendship Day (United States)
International Forgiveness Day
Railway Workers' Day (Russia)
First full week of August
National Farmer's Market Week (United States)
1st Monday
August Public Holiday (Ireland)
Children's Day (Tuvalu)
Civic Holiday (Canada)
British Columbia Day (British Columbia, Canada)
Natal Day (Nova Scotia, Canada)
New Brunswick Day (New Brunswick, Canada)
Saskatchewan Day (Saskatchewan, Canada
Terry Fox Day (Manitoba, Canada)
Commerce Day (Iceland)
Emancipation Day (Anguilla, Antigua, The Bahamas, British Virgin Islands, Dominica, Grenada, Saint Kitts and Nevis)
Farmer's Day (Zambia)
Kadooment Day (Barbados)
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References
Further reading
08
Augustus
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https://en.wikipedia.org/wiki/Aaron
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Aaron
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According to Abrahamic religions, Aaron ( or ) was a prophet, a high priest, and the elder brother of Moses. Information about Aaron comes exclusively from religious texts such as the Hebrew Bible, the New Testament (Luke, Acts, and Hebrews), and the Quran.
The Hebrew Bible relates that, unlike Moses, who grew up in the Egyptian royal court, Aaron and his elder sister Miriam remained with their kinsmen in the northeastern region of the Nile Delta. When Moses first confronted the Egyptian king about the enslavement of the Israelites, Aaron served as his brother's spokesman to the Pharaoh (). Part of the Law given to Moses at Sinai granted Aaron the priesthood for himself and his male descendants, and he became the first High Priest of the Israelites. Levitical priests or kohanim are traditionally believed and halakhically required to be of direct patrilineal descent from Aaron.
According to the Book of Numbers, Aaron died at 123 years of age, on Mount Hor, in the fortieth year after the Israelites had come out of the land of Egypt. Deuteronomy, however, places these events at Moseroth.
Biblical narrative
According to the Book of Exodus, Aaron first functioned as Moses' assistant. Because Moses complained that he could not speak well, God appointed Aaron as Moses' "prophet" (). At the command of Moses, he let his rod turn into a snake. Then he stretched out his rod in order to bring on the first three plagues. After that, Moses tended to act and speak for himself.
During the journey in the wilderness, Aaron was not always prominent or active. At the battle with Amalek, he was chosen with Hur to support the hand of Moses that held the "rod of God". When the revelation was given to Moses at Mount Sinai, he headed the elders of Israel who accompanied Moses on the way to the summit. While Joshua went with Moses to the top, however, Aaron and Hur remained below to look after the people. From here on in Exodus, Leviticus and Numbers, Joshua appears in the role of Moses' assistant while Aaron functions instead as the first high priest.
High Priest
The books of Exodus, Leviticus and Numbers maintain that Aaron received from God a monopoly over the priesthood for himself and his male descendants. The family of Aaron had the exclusive right and responsibility to make offerings on the altar to Yahweh. The rest of his tribe, the Levites, were given subordinate responsibilities within the sanctuary. Moses anointed and consecrated Aaron and his sons to the priesthood, and arrayed them in the robes of office. He also related to them God's detailed instructions for performing their duties while the rest of the Israelites listened. Aaron and his successors as high priest were given control over the Urim and Thummim by which the will of God could be determined. God commissioned the Aaronide priests to distinguish the holy from the common and the clean from the unclean, and to teach the divine laws (the Torah) to the Israelites. The priests were also commissioned to bless the people. When Aaron completed the altar offerings for the first time and, with Moses, "blessed the people: and the glory of the appeared unto all the people: And there came a fire out from before the , and consumed upon the altar the burnt offering and the fat [which] when all the people saw, they shouted, and fell on their faces". In this way, the institution of the Aaronide priesthood was established.
In later books of the Hebrew Bible, Aaron and his kin are not mentioned very often except in literature dating to the Babylonian captivity and later. The books of Judges, Samuel and Kings mention priests and Levites, but do not mention the Aaronides in particular. The Book of Ezekiel, which devotes much attention to priestly matters, calls the priestly upper class the Zadokites after one of King David's priests. It does reflect a two-tier priesthood with the Levites in subordinate position. A two-tier hierarchy of Aaronides and Levites appears in Ezra, Nehemiah and Chronicles. As a result, many historians think that Aaronide families did not control the priesthood in pre-exilic Israel. What is clear is that high priests claiming Aaronide descent dominated the Second Temple period. Most scholars think the Torah reached its final form early in this period, which may account for Aaron's prominence in Exodus, Leviticus and Numbers.
Conflicts
Aaron plays a leading role in several stories of conflicts during Israel's wilderness wanderings. During the prolonged absence of Moses on Mount Sinai, the people provoked Aaron to make a golden calf. This incident nearly caused God to destroy the Israelites. Moses successfully intervened, but then led the loyal Levites in executing many of the culprits; a plague afflicted those who were left. Aaron, however, escaped punishment for his role in the affair, because of the intercession of Moses according to Deuteronomy 9:20. Later retellings of this story almost always excuse Aaron for his role. For example, in rabbinic sources and in the Quran, Aaron was not the idol-maker and upon Moses' return begged his pardon because he felt mortally threatened by the Israelites.
On the day of Aaron's consecration, his oldest sons, Nadab and Abihu, were burned up by divine fire because they offered "strange" incense. Most interpreters think this story reflects a conflict between priestly families some time in Israel's past. Others argue that the story simply shows what can happen if the priests do not follow God's instructions given through Moses.
The Torah generally depicts the siblings, Moses, Aaron, and Miriam, as the leaders of Israel after the Exodus, a view also reflected in the biblical Book of Micah. Numbers 12, however, reports that on one occasion, Aaron and Miriam complained about Moses' exclusive claim to be the 's prophet. Their presumption was rebuffed by God who affirmed Moses' uniqueness as the one with whom the spoke face to face. Miriam was punished with a skin disease (tzaraath) that turned her skin white. Aaron pleaded with Moses to intercede for her, and Miriam, after seven days' quarantine, was healed. Aaron once again escaped any retribution.
According to Numbers 16–17, a Levite named Korah led many in challenging Aaron's exclusive claim to the priesthood. When the rebels were punished by being swallowed up by the earth, Eleazar, the son of Aaron, was commissioned to take charge of the censers of the dead priests. And when a plague broke out among the people who had sympathized with the rebels, Aaron, at the command of Moses, took his censer and stood between the living and the dead until the plague abated (), atoning in the process.
To emphasize the validity of the Levites' claim to the offerings and tithes of the Israelites, Moses collected a rod from the leaders of each tribe in Israel and laid the twelve rods overnight in the tent of meeting. The next morning, Aaron's rod was found to have budded and blossomed and produced ripe almonds. The following chapter then details the distinction between Aaron's family and the rest of the Levites: while all the Levites (and only Levites) were devoted to the care of the sanctuary, charge of its interior and the altar was committed to the Aaronites alone.
Death
Aaron, like Moses, was not permitted to enter Canaan with the Israelites when Moses brought water out of a rock to quench the people's thirst. Although they had been commanded to speak to the rock, Moses struck it with the staff twice, which was construed as displaying a lack of deference to the .
There are two accounts of the death of Aaron in the Torah. Numbers says that soon after the incident at Meribah, Aaron with his son Eleazar and Moses ascended Mount Hor. There Moses stripped Aaron of his priestly garments and transferred them to Eleazar. Aaron died on the summit of the mountain, and the people mourned him for thirty days. The other account is found in Deuteronomy 10:6, where Aaron died at Moserah and was buried. There is a significant amount of travel between these two points, as the itinerary in Numbers 33:31–37 records seven stages between Moseroth (Mosera) and Mount Hor. Aaron died on the 1st of Av and was 123 at the time of his death.
Descendants
Aaron married Elisheba, daughter of Amminadab and sister of Nahshon of the tribe of Judah. The sons of Aaron were Nadab, Abihu, Eleazar and Itamar; only the latter two had progeny. A descendant of Aaron is an Aaronite, or Kohen, meaning Priest. Any non-Aaronic Levite—i.e., descended from Levi but not from Aaron—assisted the Levitical priests of the family of Aaron in the care of the tabernacle; later of the temple.
The Gospel of Luke records that both Zechariah and Elizabeth and therefore their son John the Baptist were descendants of Aaron.
Family tree
Historicity
In religious traditions
Jewish rabbinic literature
The older prophets and prophetical writers beheld in their priests the representatives of a religious form inferior to the prophetic truth; men without the spirit of God and lacking the will-power requisite to resist the multitude in its idolatrous proclivities. Thus Aaron, the first priest, ranks below Moses: he is his mouthpiece, and the executor of the will of God revealed through Moses, although it is pointed out that it is said fifteen times in the Torah that "the Lord spoke to Moses and Aaron."
Under the influence of the priesthood that shaped the destinies of the nation under Persian rule, a different ideal of the priest was formed, according to Malachi 2:4-7, and the prevailing tendency was to place Aaron on a footing equal with Moses. "At times Aaron, and at other times Moses, is mentioned first in Scripture—this is to show that they were of equal rank," says the Mekhilta of Rabbi Ishmael, which strongly implies this when introducing in its record of renowned men the glowing description of Aaron's ministration.
In fulfillment of the promise of peaceful life, symbolized by the pouring of oil upon his head, Aaron's death, as described in the aggadah, was of a wonderful tranquility. Accompanied by Moses, his brother, and by Eleazar, his son, Aaron went to the summit of Mount Hor, where the rock suddenly opened before him and a beautiful cave lit by a lamp presented itself to his view. Moses said, "Take off thy priestly raiment and place it upon thy son Eleazar!" said Moses; "and then follow me." Aaron did as commanded; and they entered the cave, where was prepared a bed around which angels stood. "Go lie down upon thy bed, my brother," Moses continued; and Aaron obeyed without a murmur. Then his soul departed as if by a kiss from God. The cave closed behind Moses as he left; and he went down the hill with Eleazar, with garments rent, and crying: "Alas, Aaron, my brother! thou, the pillar of supplication of Israel!" When the Israelites cried in bewilderment, "Where is Aaron?" angels were seen carrying Aaron's bier through the air. A voice was then heard saying: "The law of truth was in his mouth, and iniquity was not found on his lips: he walked with me in righteousness, and brought many back from sin." He died on the first of Av. The pillar of cloud which proceeded in front of Israel's camp disappeared at Aaron's death. The seeming contradiction between Numbers 20:22 et seq. and Deuteronomy 10:6 is solved by the rabbis in the following manner: Aaron's death on Mount Hor was marked by the defeat of the people in a war with the king of Arad, in consequence of which the Israelites fled, marching seven stations backward to Mosera, where they performed the rites of mourning for Aaron; wherefore it is said: "There [at Mosera] died Aaron."
The rabbis particularly praise the brotherly sentiment between Aaron and Moses. When Moses was appointed ruler and Aaron high priest, neither betrayed any jealousy; instead they rejoiced in each other's greatness. When Moses at first declined to go to Pharaoh, saying: "O my Lord, send, I pray, by the hand of him whom you will send", he was unwilling to deprive Aaron of the high position the latter had held for so many years; but the Lord reassured him, saying: "Behold, when he sees you, he will be glad in his heart." Indeed, Aaron was to find his reward, says Shimon bar Yochai; for that heart which had leaped with joy over his younger brother's rise to glory greater than his was decorated with the Urim and Thummim, which were to "be upon Aaron's heart when he goeth in before the Lord". Moses and Aaron met in gladness of heart, kissing each other as true brothers, and of them it is written: "Behold how good and how pleasant [it is] for brethren to dwell together in unity!" Of them it is said: "Mercy and truth are met together; righteousness and peace have kissed [each other]"; for Moses stood for righteousness and Aaron for peace. Again, mercy was personified in Aaron, according to Deuteronomy 33:8, and truth in Moses, according to Numbers 12:7.
When Moses poured the oil of anointment upon the head of Aaron, Aaron modestly shrank back and said: "Who knows whether I have not cast some blemish upon this sacred oil so as to forfeit this high office." Then the Shekhinah spoke the words: "Behold the precious ointment upon the head, that ran down upon the beard of Aaron, that even went down to the skirts of his garment, is as pure as the dew of Hermon."
According to Tanhuma, Aaron's activity as a prophet began earlier than that of Moses. Hillel held Aaron up as an example, saying: "Be of the disciples of Aaron, loving peace and pursuing peace; love your fellow creatures and draw them nigh unto the Law!" This is further illustrated by the tradition that Aaron was an ideal priest of the people, far more beloved for his kindly ways than was Moses. While Moses was stern and uncompromising, brooking no wrong, Aaron went about as peacemaker, reconciling man and wife when he saw them estranged, or a man with his neighbor when they quarreled, and winning evil-doers back into the right way by his friendly intercourse. As a result, Aaron's death was more intensely mourned than Moses': when Aaron died the whole house of Israel wept, including the women, while Moses was bewailed by "the sons of Israel" only. Even in the making of the Golden Calf the rabbis find extenuating circumstances for Aaron. His fortitude and silent submission to the will of God on the loss of his two sons are referred to as an excellent example to men how to glorify God in the midst of great affliction. Especially significant are the words represented as being spoken by God after the princes of the Twelve Tribes had brought their dedication offerings into the newly reared Tabernacle: "Say to thy brother Aaron: Greater than the gifts of the princes is thy gift; for thou art called upon to kindle the light, and, while the sacrifices shall last only as long as the Temple lasts, thy light shall last forever."
Christianity
In the Eastern Orthodox and Maronite churches, Aaron is venerated as a saint whose feast day is shared with his brother Moses and celebrated on September 4. (Those churches that follow the traditional Julian calendar celebrate this day on September 17 of the modern Gregorian calendar). Aaron is also commemorated with other Old Testament saints on the Sunday of the Holy Fathers, the Sunday before Christmas.
In Eastern Orthodox Church he is commemorated on 20 July, 12 March, Sunday of the Forefathers, Sunday of the Fathers and on April 14 with all saint Sinai monks.
Aaron is commemorated as one of the Holy Forefathers in the Calendar of Saints of the Armenian Apostolic Church on July 30. He is commemorated on July 1 in the modern Latin calendar and in the Syriac Calendar.
The Moses and Aaron Church (), in the Waterlooplein neighborhood of Amsterdam, is one of the most well-known Catholic churches in the city.
One version of the Bible has an encyclopedia that describes Aaron's role in Scripture as the "spokesman for Moses".
Mormonism
In the Church of Jesus Christ of Latter-day Saints, the Aaronic priesthood is the lesser order of priesthood under the higher order of the Melchizedek priesthood. Those ordained to this priesthood have the authority to act in God's name in certain responsibilities in the church such as the administration of the sacrament and baptism.
In the Community of Christ, the Aaronic order of priesthood is regarded as an appendage to the Melchisedec order, and consists of the priesthood offices of deacon, teacher, and priest. While differing in responsibilities, these offices, along with those of the Melchisidec order, are regarded as equal before God.
Islam
Aaron (Arabic: هارون, Hārūn) is mentioned in the Quran as a prophet of God. The Quran praises Aaron repeatedly, calling him a "believing servant" as well as one who was "guided" and one of the "victors". Aaron is important in Islam for his role in the events of the Exodus, in which, according to the Quran and Islamic belief, he preached with his elder brother, Moses to the Pharaoh of the Exodus.
Aaron's significance in Islam, however, is not limited to his role as the helper of Moses. Islamic tradition also accords Aaron the role of a patriarch, as tradition records that the priestly descent came through Aaron's lineage, which included the entire House of Amran.
Baháʼí Faith
In the Baháʼí Faith, although his father is described as both an apostle and a prophet, Aaron is merely described as a prophet. The Kitáb-i-Íqán describes Imran as his father.
In art
Aaron appears paired with Moses frequently in Jewish and Christian art, especially in the illustrations of manuscript and printed Bibles. He can usually be distinguished by his priestly vestments, especially his turban or miter and jeweled breastplate. He frequently holds a censer or, sometimes, his flowering rod. Aaron also appears in scenes depicting the wilderness Tabernacle and its altar, as already in the third-century frescos in the synagogue at Dura-Europos in Syria. An eleventh-century portable silver altar from Fulda, Germany depicts Aaron with his censor, and is located in the Musée de Cluny in Paris. This is also how he appears in the frontispieces of early printed Passover Haggadot and occasionally in church sculptures. Aaron has rarely been the subject of portraits, such as those by Anton Kern [1710–1747] and by Pier Francesco Mola []. Christian artists sometimes portray Aaron as a prophet holding a scroll, as in a twelfth-century sculpture from the Cathedral of Noyon in the Metropolitan Museum of Art, New York and often in Eastern Orthodox icons. Illustrations of the Golden Calf story usually include him as well – most notably in Nicolas Poussin's The Adoration of the Golden Calf (–34, National Gallery, London). Finally, some artists interested in validating later priesthoods have painted the ordination of Aaron and his sons (Leviticus 8). Harry Anderson's realistic portrayal is often reproduced in the literature of the Latter Day Saints.
See also
Harun
Moses in rabbinic literature
Y-chromosomal Aaron
Notes
Footnotes
References
Further reading
which cites
Numbers Rabbah 9
Leviticus Rabbah 10
Midrash Peṭirat Aharon in Jellinek's Bet ha-Midrash, 1:91–95
Yalḳuṭ Numbers 764
References in the Qur'an
Aaron's prophecy: , ,
Aaron is made helper of Moses: , , , ,
Aaron and Moses sent to Pharaoh: , , ,
Praise for Aaron: , , , , ,
The Golden Calf: ,
External links
English-Ingles.com - Etymology of Aaron
MFnames.com - Origin and Meaning of Aaron
"Aaron" at the Christian Iconography website
High Priests of Israel
Ancient Egyptian Jews
Book of Deuteronomy
Book of Exodus people
Christian saints from the Old Testament
Moses
15th-century BC clergy
People whose existence is disputed
Tribe of Levi
15th-century BC people
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1008
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https://en.wikipedia.org/wiki/April%206
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April 6
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Events
Pre–1600
46 BC – Julius Caesar defeats Caecilius Metellus Scipio and Marcus Porcius Cato (Cato the Younger) at the Battle of Thapsus.
402 – Stilicho defeats the Visigoths under Alaric in the Battle of Pollentia.
1320 – The Scots reaffirm their independence by signing the Declaration of Arbroath.
1453 – Mehmed II begins his siege of Constantinople. The city falls on May 29, and is renamed Istanbul.
1580 – One of the largest earthquakes recorded in the history of England, Flanders, or Northern France, takes place.
1601–1900
1652 – At the Cape of Good Hope, Dutch sailor Jan van Riebeeck establishes a resupply camp that eventually becomes Cape Town.
1712 – The New York Slave Revolt of 1712 begins near Broadway.
1776 – American Revolutionary War: Ships of the Continental Navy fail in their attempt to capture a Royal Navy dispatch boat.
1782 – King Buddha Yodfa Chulaloke (Rama I) of Siam (modern day Thailand) establishes the Chakri dynasty.
1793 – During the French Revolution, the Committee of Public Safety becomes the executive organ of the republic.
1800 – The Treaty of Constantinople establishes the Septinsular Republic, the first autonomous Greek state since the Fall of the Byzantine Empire. (Under the Old Style calendar then still in use in the Ottoman Empire, the treaty was signed on 21 March.)
1808 – John Jacob Astor incorporates the American Fur Company, that would eventually make him America's first millionaire.
1812 – British forces under the command of the Duke of Wellington assault the fortress of Badajoz. This would be the turning point in the Peninsular War against Napoleon-led France.
1814 – Nominal beginning of the Bourbon Restoration; anniversary date that Napoleon abdicates and is exiled to Elba.
1830 – Church of Christ, the original church of the Latter Day Saint movement, is organized by Joseph Smith and others at either Fayette or Manchester, New York.
1841 – U.S. President John Tyler is sworn in, two days after having become president upon William Henry Harrison's death.
1860 – The Reorganized Church of Jesus Christ of Latter Day Saints, later renamed Community of Christ, is organized by Joseph Smith III and others at Amboy, Illinois.
1862 – American Civil War: The Battle of Shiloh begins: In Tennessee, forces under Union General Ulysses S. Grant meet Confederate troops led by General Albert Sidney Johnston.
1865 – American Civil War: The Battle of Sailor's Creek: Confederate General Robert E. Lee's Army of Northern Virginia fights and loses its last major battle while in retreat from Richmond, Virginia, during the Appomattox Campaign.
1866 – The Grand Army of the Republic, an American patriotic organization composed of Union veterans of the American Civil War, is founded. It lasts until 1956.
1896 – In Athens, the opening of the first modern Olympic Games is celebrated, 1,500 years after the original games are banned by Roman emperor Theodosius I.
1901–present
1909 – Robert Peary and Matthew Henson become the first people to reach the North Pole; Peary's claim has been disputed because of failings in his navigational ability.
1911 – During the Battle of Deçiq, Dedë Gjon Luli Dedvukaj, leader of the Malësori Albanians, raises the Albanian flag in the town of Tuzi, Montenegro, for the first time after George Kastrioti (Skanderbeg).
1917 – World War I: The United States declares war on Germany.
1918 – Finnish Civil War: The battle of Tampere ends.
1926 – Varney Airlines makes its first commercial flight (Varney is the root company of United Airlines).
1929 – Huey P. Long, Governor of Louisiana, is impeached by the Louisiana House of Representatives.
1930 – At the end of the Salt March, Gandhi raises a lump of mud and salt and declares, "With this, I am shaking the foundations of the British Empire."
1936 – Tupelo–Gainesville tornado outbreak: Another tornado from the same storm system as the Tupelo tornado hits Gainesville, Georgia, killing 203.
1941 – World War II: Nazi Germany launches Operation 25 (the invasion of Kingdom of Yugoslavia) and Operation Marita (the invasion of Greece).
1945 – World War II: Sarajevo is liberated from German and Croatian forces by the Yugoslav Partisans.
1945 – World War II: The Battle of Slater's Knoll on Bougainville comes to an end.
1947 – The first Tony Awards are presented for theatrical achievement.
1957 – The flag carrier airline of Greece for decades, Olympic Airways, is founded by Aristotle Onassis following the acquisition of "TAE - Greek National Airlines".
1958 – Capital Airlines Flight 67 crashes into Saginaw Bay near Freeland, Michigan, killing 47.
1965 – Launch of Early Bird, the first commercial communications satellite to be placed in geosynchronous orbit.
1968 – In the downtown district of Richmond, Indiana, a double explosion kills 41 and injures 150.
1968 – Pierre Elliott Trudeau wins the Liberal Party leadership election, and becomes Prime Minister of Canada soon afterward.
1970 – Newhall massacre: Four California Highway Patrol officers are killed in a shootout.
1972 – Vietnam War: Easter Offensive: American forces begin sustained air strikes and naval bombardments.
1973 – Launch of Pioneer 11 spacecraft.
1973 – The American League of Major League Baseball begins using the designated hitter.
1984 – Members of Cameroon's Republican Guard unsuccessfully attempt to overthrow the government headed by Paul Biya.
1985 – Sudanese President Gaafar Nimeiry is ousted from power in a coup d'état led by Field Marshal Abdel Rahman Swar al-Dahab.
1992 – The Bosnian War begins.
1994 – The Rwandan genocide begins when the aircraft carrying Rwandan president Juvénal Habyarimana and Burundian president Cyprien Ntaryamira is shot down.
1997 – In Greene County, Tennessee, the Lillelid murders occur.
1998 – Nuclear weapons testing: Pakistan tests medium-range missiles capable of reaching India.
2004 – Rolandas Paksas becomes the first president of Lithuania to be peacefully removed from office by impeachment.
2005 – Kurdish leader Jalal Talabani becomes Iraqi president; Shiite Arab Ibrahim al-Jaafari is named premier the next day.
2008 – The 2008 Egyptian general strike starts led by Egyptian workers later to be adopted by April 6 Youth Movement and Egyptian activists.
2009 – A 6.3 magnitude earthquake strikes near L'Aquila, Italy, killing 307.
2010 – Maoist rebels kill 76 CRPF officers in Dantewada district, India.
2011 – In San Fernando, Tamaulipas, Mexico, over 193 victims of Los Zetas were exhumed from several mass graves.
2012 – Azawad declares itself independent from the Republic of Mali.
2017 – U.S. military launches 59 Tomahawk cruise missiles at an air base in Syria. Russia describes the strikes as an "aggression", adding they significantly damage US-Russia ties.
2018 – A bus carrying the Humboldt Broncos junior ice hockey team collides with a semi-truck in Saskatchewan, Canada, killing 16 people and injuring 13 others.
Births
Pre–1600
1135 – Maimonides, Jewish philosopher, Torah scholar, physician and astronomer (March 30 also proposed, d. 1204)
1342 – Infanta Maria, Marchioness of Tortosa
1573 – Margaret of Brunswick-Lüneburg, German noble (d. 1643)
1601–1900
1632 – Maria Leopoldine of Austria (d. 1649)
1651 – André Dacier, French scholar and academic (d. 1722)
1660 – Johann Kuhnau, German organist and composer (d. 1722)
1664 – Arvid Horn, Swedish general and politician, Governor of Västerbotten County (d. 1742)
1671 – Jean-Baptiste Rousseau, French poet and playwright (d. 1741)
1672 – André Cardinal Destouches, French composer (d. 1749)
1706 – Louis de Cahusac, French playwright and composer (d. 1759)
1708 – Johann Georg Reutter, Austrian organist and composer (d. 1772)
1725 – Pasquale Paoli, French soldier and politician (d. 1807)
1726 – Gerard Majella, Italian saint (d. 1755)
1741 – Nicolas Chamfort, French author and playwright (d. 1794)
1766 – Wilhelm von Kobell, German painter and educator (d. 1853)
1773 – James Mill, Scottish historian, economist, and philosopher (d. 1836)
1787 – Celestina Cordero, Puerto Rican educator (d. 1862)
1810 – Philip Henry Gosse, English biologist and academic (d. 1888)
1812 – Alexander Herzen, Russian philosopher and author (d. 1870)
1815 – Robert Volkmann, German organist, composer, and conductor (d. 1883)
1818 – Aasmund Olavsson Vinje, Norwegian journalist and poet (d. 1870)
1820 – Nadar, French photographer, journalist, and author (d. 1910)
1823 – Joseph Medill, Canadian-American publisher and politician, 26th Mayor of Chicago (d. 1899)
1824 – George Waterhouse, English-New Zealand politician, 7th Prime Minister of New Zealand (d. 1906)
1826 – Gustave Moreau, French painter and academic (d. 1898)
1844 – William Lyne, Australian politician, 13th Premier of New South Wales (d. 1913)
1851 – Guillaume Bigourdan, French astronomer and academic (d. 1932)
1852 – Will Crooks, English trade unionist and politician (d. 1921)
1855 – Charles Huot, Canadian painter and illustrator (d. 1930)
1857 – Arthur Wesley Dow, American painter and photographer (d. 1922)
1860 – René Lalique, French sculptor and jewellery designer (d. 1945)
1861 – Stanislas de Guaita, French poet and author (d. 1897)
1864 – William Bate Hardy, English biologist and academic (d. 1934)
1866 – Felix-Raymond-Marie Rouleau, Canadian cardinal (d. 1931)
1869 – Levon Shant, Armenian author, poet, and playwright (d. 1951)
1878 – Erich Mühsam, German author, poet, and playwright (d. 1934)
1881 – Karl Staaf, Swedish pole vaulter and hammer thrower (d. 1953)
1884 – J. G. Parry-Thomas, Welsh race car driver and engineer (d. 1927)
1886 – Athenagoras I of Constantinople (d. 1972)
1886 – Walter Dandy, American physician and neurosurgeon (d. 1946)
1886 – Osman Ali Khan, Asaf Jah VII, Indian ruler (d. 1967)
1888 – Hans Richter, Swiss painter, illustrator, and director (d. 1976)
1888 – Gerhard Ritter, German historian and academic (d. 1967)
1890 – Anthony Fokker, Dutch engineer and businessman, founded Fokker Aircraft Manufacturer (d. 1939)
1892 – Donald Wills Douglas, Sr., American businessman, founded the Douglas Aircraft Company (d. 1981)
1892 – Lowell Thomas, American journalist and author (d. 1981)
1895 – Dudley Nichols, American director, producer, and screenwriter (d. 1960)
1898 – Jeanne Hébuterne, French painter and author (d. 1920)
1900 – Leo Robin, American composer and songwriter (d. 1984)
1901–present
1901 – Pier Giorgio Frassati, Italian activist (d. 1925)
1902 – Julien Torma, French author, poet, and playwright (d. 1933)
1903 – Mickey Cochrane, American baseball player and manager (d. 1962)
1903 – Harold Eugene Edgerton, American engineer and academic (d. 1990)
1904 – Kurt Georg Kiesinger, German lawyer, politician and Chancellor of Germany (d. 1988)
1904 – Erwin Komenda, Austrian car designer and engineer (d. 1966)
1908 – Marcel-Marie Desmarais, Canadian preacher, missionary, and author (d. 1994)
1908 – Ernie Lombardi, American baseball player (d. 1977)
1909 – William M. Branham, American minister and theologian (d. 1965)
1909 – Hermann Lang, German race car driver (d. 1987)
1910 – Barys Kit, Belarusian-American rocket scientist (d. 2018)
1911 – Feodor Felix Konrad Lynen, German biochemist and academic, Nobel Prize laureate (d. 1979)
1913 – Shannon Boyd-Bailey McCune, American geographer and academic (d. 1993)
1915 – Tadeusz Kantor, Polish director, painter, and set designer (d. 1990)
1916 – Phil Leeds, American actor (d. 1998)
1916 – Vincent Ellis McKelvey, American geologist and author (d. 1987)
1917 – Leonora Carrington, English-Mexican painter and author (d. 2011)
1918 – Alfredo Ovando Candía, Bolivian general and politician, 56th President of Bolivia (d. 1982)
1919 – Georgios Mylonas, Greek politician, 11th Greek Minister of Culture (d. 1998)
1920 – Jack Cover, American pilot and physicist, invented the Taser gun (d. 2009)
1920 – Edmond H. Fischer, Swiss-American biochemist and academic, Nobel Prize laureate (d. 2021)
1921 – Wilbur Thompson, American shot putter (d. 2013)
1922 – Gordon Chater, English-Australian comedian and actor (d. 1999)
1923 – Herb Thomas, American race car driver (d. 2000)
1926 – Sergio Franchi, Italian-American singer and actor (d. 1990)
1926 – Gil Kane, Latvian-American author and illustrator (d. 2000)
1926 – Ian Paisley, Northern Irish evangelical minister and politician, 2nd First Minister of Northern Ireland (d. 2014)
1926 – Randy Weston, American jazz pianist and composer (d. 2018)
1927 – Gerry Mulligan, American saxophonist, clarinet player, and composer (d. 1996)
1928 – James Watson, American biologist, geneticist, and zoologist, Nobel Prize laureate
1929 – Willis Hall, English playwright and author (d. 2005)
1929 – Joi Lansing, American model, actress and nightclub singer (d. 1972)
1929 – André Previn, American pianist, composer, and conductor (d. 2019)
1929 – Christos Sartzetakis, Greek jurist, supreme justice and President of Greece (d. 2022)
1931 – Ram Dass, American author and educator (d. 2019)
1931 – Ivan Dixon, American actor, director, and producer (d. 2008)
1932 – Connie Broden, Canadian ice hockey player (d. 2013)
1932 – Helmut Griem, German actor and director (d. 2004)
1933 – Roy Goode, English lawyer and academic
1933 – Tom C. Korologos, American journalist and diplomat, United States Ambassador to Belgium
1933 – Eduardo Malapit, American lawyer and politician, Mayor of Kauai (d. 2007)
1934 – Enrique Álvarez Félix, Mexican actor (d. 1996)
1934 – Anton Geesink, Dutch martial artist and wrestler (d. 2010)
1934 – Guy Peellaert, Belgian painter, illustrator, and photographer (d. 2008)
1935 – Douglas Hill, Canadian author and critic (d. 2007)
1936 – Helen Berman, Dutch-Israeli painter and illustrator
1936 – Jean-Pierre Changeux, French neuroscientist, biologist, and academic
1937 – Merle Haggard, American singer-songwriter and guitarist (d. 2016)
1937 – Tom Veivers, Australian cricketer and politician
1937 – Billy Dee Williams, American actor, singer, and writer
1938 – Paul Daniels, English magician and television host (d. 2016)
1938 – Roy Thinnes, American television and film actor
1939 – André Ouellet, Canadian lawyer and politician, 1st Canadian Minister of Foreign Affairs
1939 – John Sculley, American businessman, co-founded Zeta Interactive
1940 – Homero Aridjis, Mexican journalist, author, and poet
1940 – Pedro Armendáriz, Jr., Mexican-American actor and producer (d. 2011)
1941 – Christopher Allsopp, English economist and academic
1941 – Phil Austin, American comedian, actor, and screenwriter (d. 2015)
1941 – Hans W. Geißendörfer, German director and producer
1941 – Angeliki Laiou, Greek-American Byzantinist and politician (d. 2008)
1941 – Don Prudhomme, American race car driver and manager
1941 – Gheorghe Zamfir, Romanian flute player and composer
1942 – Barry Levinson, American actor, director, producer, and screenwriter
1942 – Anita Pallenberg, Italian-English model, actress, and fashion designer (d. 2017)
1943 – Max Clifford, English journalist and publicist (d. 2017)
1943 – Roger Cook, New Zealand-English journalist and academic
1943 – Ian MacRae, New Zealand rugby player
1943 – Mitchell Melton, American lawyer and politician (d. 2013)
1944 – Felicity Palmer, English operatic soprano
1945 – Rodney Bickerstaffe, English trade union leader (d. 2017)
1945 – Peter Hill, English journalist
1946 – Paul Beresford, New Zealand-English dentist and politician
1947 – John Ratzenberger, American actor and director
1947 – André Weinfeld, French-American director, producer, and screenwriter
1947 – Mike Worboys, English mathematician and computer scientist
1949 – Alyson Bailes, English academic and diplomat (d. 2016)
1949 – Patrick Hernandez, French singer-songwriter
1949 – Ng Ser Miang, Singaporean athlete, entrepreneur and diplomat
1949 – Horst Ludwig Störmer, German physicist and academic, Nobel Prize laureate
1950 – Claire Morissette, Canadian cycling activist (d. 2007)
1950 – Cleo Odzer, American anthropologist and author (d. 2001)
1951 – Bert Blyleven, Dutch-American baseball player and sportscaster
1951 – Jean-Marc Boivin, French skier, mountaineer, and pilot (d. 1990)
1951 – Pascal Rogé, French pianist
1952 – Udo Dirkschneider, German singer-songwriter
1952 – Marilu Henner, Greek-Polish American actress and author
1952 – Michel Larocque, Canadian ice hockey player and manager (d. 1992)
1953 – Patrick Doyle, Scottish actor and composer
1953 – Christopher Franke, German-American drummer and songwriter
1955 – Rob Epstein, American director and producer
1955 – Michael Rooker, American actor, director, and producer
1955 – Cathy Jones, Canadian actress, comedian, and writer
1956 – Michele Bachmann, American lawyer and politician
1956 – Normand Corbeil, Canadian composer (d. 2013)
1956 – Mudassar Nazar, Pakistani cricketer
1956 – Lee Scott, English politician
1956 – Sebastian Spreng, Argentinian-American painter and journalist
1956 – Dilip Vengsarkar, Indian cricketer and coach
1957 – Giorgio Damilano, Italian race walker and coach
1957 – Maurizio Damilano, Italian race walker and coach
1957 – Jaroslava Maxová, Czech soprano and educator
1957 – Paolo Nespoli, Italian soldier, engineer, and astronaut
1958 – Graeme Base, Australian author and illustrator
1959 – Gail Shea, Canadian politician
1960 – Warren Haynes, American singer-songwriter and guitarist
1960 – Richard Loe, New Zealand rugby player
1960 – John Pizzarelli, American singer-songwriter and guitarist
1961 – Rory Bremner, Scottish impressionist and comedian
1961 – Peter Jackson, English footballer and manager
1962 – Iris Häussler, German sculptor and academic
1962 – Marco Schällibaum, Swiss footballer, coach, and manager
1963 – Rafael Correa, Ecuadorian economist and politician, 54th President of Ecuador
1964 – David Woodard, American conductor and writer
1965 – Black Francis, American singer-songwriter and guitarist
1965 – Sterling Sharpe, American football player and sportscaster
1966 – Vince Flynn, American author (d. 2013)
1966 – Young Man Kang, South Korean-American director and producer
1967 – Julian Anderson, English composer and educator
1967 – Kathleen Barr, Canadian voice actress and singer
1967 – Tanya Byron, English psychologist and academic
1967 – Jonathan Firth, English actor
1968 – Archon Fung, American political scientist, author, and academic
1968 – Affonso Giaffone, Brazilian race car driver
1969 – Bret Boone, American baseball player and manager
1969 – Bison Dele, American basketball player (d. 2002)
1969 – Philipp Peter, Austrian race car driver
1969 – Paul Rudd, American actor
1969 – Spencer Wells, American geneticist and anthropologist
1970 – Olaf Kölzig, South African-German ice hockey player and coach
1970 – Roy Mayorga, American drummer, songwriter, and producer
1970 – Huang Xiaomin, Chinese swimmer
1972 – Anders Thomas Jensen, Danish director and screenwriter
1972 – Dickey Simpkins, American basketball player and sportscaster
1973 – Donnie Edwards, American football player
1973 – Randall Godfrey, American football player
1973 – Rie Miyazawa, Japanese model and actress
1973 – Sun Wen, Chinese footballer
1975 – Zach Braff, American actor, director, producer, and screenwriter
1975 – Hal Gill, American ice hockey player
1976 – Candace Cameron Bure, American actress and talk show panelist
1976 – James Fox, Welsh singer-songwriter, guitarist, and actor
1976 – Chris Hoke, American football player
1976 – Georg Hólm, Icelandic bass player
1976 – Hirotada Ototake, Japanese author and educator
1977 – Ville Nieminen, Finnish ice hockey player
1977 – Andy Phillips, American baseball player and coach
1978 – Imani Coppola, American singer-songwriter and violinist
1978 – Robert Glasper, American singer-songwriter, pianist, and producer
1978 – Tim Hasselbeck, American football player and sportscaster
1978 – Myleene Klass, Austrian/Filipino-English singer, pianist, and model
1978 – Martín Méndez, Uruguayan bass player and songwriter
1978 – Blaine Neal, American baseball player
1978 – Igor Semshov, Russian footballer
1979 – Lord Frederick Windsor, English journalist and financier
1979 – Clay Travis, American sports journalist, blogger, and broadcaster
1980 – Tommi Evilä, Finnish long jumper
1980 – Tanja Poutiainen, Finnish skier
1980 – Antonio Thomas, American wrestler
1981 – Robert Earnshaw, Welsh footballer
1981 – Jeff Faine, American football player
1981 – Lucas Licht, Argentine footballer
1981 – Alex Suarez, American bass player
1982 – Travis Moen, Canadian ice hockey player
1982 – Miguel Ángel Silvestre, Spanish actor
1983 – Mehdi Ballouchy, Moroccan footballer
1983 – Jerome Kaino, New Zealand rugby player
1983 – Mitsuru Nagata, Japanese footballer
1983 – Remi Nicole, English singer-songwriter and actress
1983 – James Wade, English darts player
1983 – Katie Weatherston, Canadian ice hockey player
1984 – Max Bemis, American singer-songwriter
1984 – Michaël Ciani, French footballer
1984 – Siboniso Gaxa, South African footballer
1984 – Diana Matheson, Canadian soccer player
1985 – Clarke MacArthur, Canadian ice hockey player
1985 – Frank Ongfiang, Cameroonian footballer
1985 – Sinqua Walls, American basketball player and actor
1986 – Nikolas Asprogenis, Cypriot footballer
1986 – Aaron Curry, American football player
1986 – Goeido Gotaro, Japanese sumo wrestler
1986 – Ryota Moriwaki, Japanese footballer
1987 – Benjamin Corgnet, French footballer
1987 – Heidi Mount, American model
1987 – Juan Adriel Ochoa, Mexican footballer
1987 – Levi Porter, English footballer
1987 – Hilary Rhoda, American model
1988 – Jucilei, Brazilian footballer
1988 – Leigh Adams, Australian footballer
1988 – Daniele Gasparetto, Italian footballer
1988 – Carlton Mitchell, American football player
1988 – Fabrice Muamba, Congolese-English footballer
1988 – Ivonne Orsini, Puerto Rican model and television host, Miss World Puerto Rico 2008
1990 – Lachlan Coote, Australian rugby league player
1990 – Charlie McDermott, American actor
1990 – Andrei Veis, Estonian footballer
1992 – Ken, South Korean singer
1992 – Julie Ertz, American soccer player
1994 – Adrián Alonso, Mexican actor
1995 – Darya Lebesheva, Belarusian tennis player
1998 – Peyton List, American actress and model
1998 – Spencer List, American actor
2000 – Shaheen Afridi, Pakistani cricketer
2002 – Andrea Botez, Canadian-American chess player, commentator, Twitch streamer and YouTuber
2002 – Leyre Romero Gormaz, Spanish tennis player
2009 – Shaylee Mansfield, deaf American actress and YouTuber
2009 – Valentina Tronel, French child singer
Deaths
Pre–1600
861 – Prudentius, bishop of Troyes
885 – Saint Methodius, Byzantine missionary and saint (b. 815)
887 – Pei Che, chancellor of the Tang Dynasty
943 – Liu Churang, Chinese general and chief of staff (b. 881)
943 – Nasr II, ruler (amir) of the Samanid Empire (b. 906)
1147 – Frederick II, duke of Swabia (b. 1090)
1199 – Richard I, king of England (b. 1157)
1231 – William Marshal, 2nd Earl of Pembroke
1250 – Guillaume de Sonnac, Grand Master of the Knights Templar
1252 – Peter of Verona, Italian priest and saint (b. 1206)
1340 – Basil, emperor of Trebizond (Turkey)
1362 – James I, count of La Marche (b. 1319)
1376 – Preczlaw of Pogarell, Cardinal and Bishop of Wrocław (b. 1310)
1490 – Matthias Corvinus, King of Hungary and Croatia from 1458 to 1490 (b. 1443)
1520 – Raphael, Italian painter and architect (b. 1483)
1523 – Henry Stafford, 1st Earl of Wiltshire, English nobleman (b. 1479)
1528 – Albrecht Dürer, German painter, engraver, and mathematician (b. 1471)
1551 – Joachim Vadian, Swiss scholar and politician (b. 1484)
1571 – John Hamilton, Scottish archbishop and academic (b. 1512)
1590 – Francis Walsingham, English politician and diplomat, Chancellor of the Duchy of Lancaster (b. 1532)
1593 – Henry Barrowe, English Puritan and separatist (b. 1550)
1601–1900
1605 – John Stow, English historian and author (b. 1525)
1621 – Edward Seymour, 1st Earl of Hertford (b. 1539)
1641 – Domenico Zampieri (Domenichino), Italian painter (b. 1581)
1655 – David Blondel, French minister, historian, and scholar (b. 1591)
1670 – Leonora Baroni, Italian composer (b. 1611)
1676 – John Winthrop the Younger, English politician, 1st Governor of Connecticut (b. 1606)
1686 – Arthur Annesley, 1st Earl of Anglesey, Irish-English politician (b. 1614)
1707 – Willem van de Velde the Younger, Dutch-English painter (b. 1633)
1755 – Richard Rawlinson, English minister and historian (b. 1690)
1790 – Louis IX, Landgrave of Hesse-Darmstadt (b. 1719)
1825 – Vladimir Borovikovsky, Ukrainian-Russian painter and educator (b. 1757)
1827 – Nikolis Apostolis, Greek naval commander during the Greek War of Independence (b. 1770)
1829 – Niels Henrik Abel, Norwegian mathematician and theorist (b. 1802)
1833 – Adamantios Korais, Greek philosopher and scholar (b. 1748)
1838 – José Bonifácio de Andrada, Brazilian poet, academic, and politician (b. 1763)
1860 – James Kirke Paulding, American author and politician, 11th United States Secretary of the Navy (b. 1778)
1862 – Albert Sidney Johnston, American general (b. 1803)
1883 – Benjamin Wright Raymond, American merchant and politician, 3rd Mayor of Chicago (b. 1801)
1886 – William Edward Forster, English businessman, philanthropist, and politician, Chief Secretary for Ireland (b. 1818)
1899 – Alvan Wentworth Chapman, American physician and botanist (b. 1809)
1901–present
1906 – Alexander Kielland, Norwegian author, playwright, and politician, 6th County Governor of Møre og Romsdal (b. 1849)
1913 – Somerset Lowry-Corry, 4th Earl Belmore (b. 1835)
1927 – Florence Earle Coates, American poet (b. 1850)
1935 – Edwin Arlington Robinson, American poet and playwright (b. 1869)
1944 – Rose O'Neill, American cartoonist, illustrator, artist, and writer (b. 1874)
1947 – Herbert Backe, German agronomist and politician (b. 1896)
1950 – Louis Wilkins, American pole vaulter (b. 1882)
1953 – Idris Davies, Welsh poet and author (b. 1905)
1959 – Leo Aryeh Mayer, Polish-Israeli scholar and academic (b. 1895)
1961 – Jules Bordet, Belgian microbiologist and immunologist, Nobel Prize laureate (b. 1870)
1963 – Otto Struve, Ukrainian-American astronomer and academic (b. 1897)
1970 – Maurice Stokes, American basketball player (b. 1933)
1971 – Igor Stravinsky, Russian-American pianist, composer, and conductor (b. 1882)
1974 – Willem Marinus Dudok, Dutch architect (b. 1884)
1974 – Hudson Fysh, Australian pilot and businessman, co-founded Qantas Airways Limited (b. 1895)
1977 – Kōichi Kido, Japanese politician, 13th Lord Keeper of the Privy Seal of Japan (b. 1889)
1979 – Ivan Vasilyov, Bulgarian architect, designed the SS. Cyril and Methodius National Library (b. 1893)
1983 – Jayanto Nath Chaudhuri, Indian General who served as the Chief of Army Staff of the Indian Army from 1962 to 1966 and the Military Governor of Hyderabad State from 1948 to 1949. (b. 1908)
1992 – Isaac Asimov, American science fiction writer (b. 1920)
1994 – Juvénal Habyarimana, Rwandan banker and politician, 3rd President of Rwanda (b. 1937)
1994 – Cyprien Ntaryamira, Burundian politician, 5th President of Burundi (b. 1955)
1995 – Ioannis Alevras, Greek banker and politician, President of Greece (b. 1912)
1996 – Greer Garson, English-American actress (b. 1904)
1998 – Norbert Schmitz, German footballer (b. 1958)
1998 – Tammy Wynette, American singer-songwriter (b. 1942)
1999 – Red Norvo, American vibraphone player and composer (b. 1908)
2000 – Habib Bourguiba, Tunisian politician, 1st President of Tunisia (b. 1903)
2001 – Charles Pettigrew, American singer-songwriter (b. 1963)
2003 – David Bloom, American journalist (b. 1963)
2003 – Anita Borg, American computer scientist and educator; founded Anita Borg Institute for Women and Technology (b. 1949)
2003 – Gerald Emmett Carter, Canadian cardinal (b. 1912)
2003 – Babatunde Olatunji, Nigerian drummer, educator, and activist (b. 1927)
2003 – Dino Yannopoulos, Greek stage director of the Metropolitan Opera (b. 1919)
2004 – Lou Berberet, American baseball player (b. 1929)
2004 – Larisa Bogoraz, Russian linguist and activist (b. 1929)
2005 – Rainier III, Prince of Monaco (b. 1923)
2005 – Anthony F. DePalma, American orthopedic surgeon and professor (b. 1904)
2006 – Maggie Dixon, American basketball player and coach (b. 1977)
2006 – Francis L. Kellogg, American soldier and diplomat (b. 1917)
2006 – Stefanos Stratigos, Greek actor and director (b. 1926)
2007 – Luigi Comencini, Italian director and producer (b. 1916)
2009 – J. M. S. Careless, Canadian historian and academic (b. 1919)
2009 – Shawn Mackay, Australian rugby player and coach (b. 1982)
2010 – Wilma Mankiller, American tribal leader (b. 1945)
2010 – Corin Redgrave, English actor (b. 1939)
2011 – Gerald Finnerman, American director and cinematographer (b. 1931)
2012 – Roland Guilbault, American admiral (b. 1934)
2012 – Thomas Kinkade, American painter and illustrator (b. 1958)
2012 – Fang Lizhi, Chinese astrophysicist and academic (b. 1936)
2012 – Sheila Scotter, Australian fashion designer and journalist (b. 1920)
2012 – Reed Whittemore, American poet and critic (b. 1919)
2013 – Hilda Bynoe, Grenadian physician and politician, 2nd Governor of Grenada (b. 1921)
2013 – Bill Guttridge, English footballer and manager (b. 1931)
2013 – Bigas Luna, Spanish director and screenwriter (b. 1946)
2013 – Ottmar Schreiner, German lawyer and politician (b. 1946)
2014 – Mary Anderson, American actress (b. 1918)
2014 – Jacques Castérède, French pianist and composer (b. 1926)
2014 – Liv Dommersnes, Norwegian actress (b. 1922)
2014 – Mickey Rooney, American soldier, actor, and dancer (b. 1920)
2014 – Chuck Stone, American soldier, journalist, and academic (b. 1924)
2014 – Massimo Tamburini, Italian motorcycle designer, co-founded Bimota (b. 1943)
2015 – Giovanni Berlinguer, Italian lawyer and politician (b. 1924)
2015 – James Best, American actor, director, and screenwriter (b. 1926)
2015 – Ray Charles, American singer-songwriter and conductor (b. 1918)
2015 – Dollard St. Laurent, Canadian ice hockey player (b. 1929)
2016 – Merle Haggard, American singer-songwriter and guitarist (b. 1937)
2017 – Don Rickles, American actor and comedian (b. 1926)
2019 – Michael O'Donnell, British physician, journalist, author and broadcaster (b. 1928)
2020 – Al Kaline, American baseball player, broadcaster and executive (b.1934)
2021 – Hans Küng, Swiss Catholic priest, theologian, and author (b. 1928)
2022 – Vladimir Zhirinovsky, Russian and Soviet politician (b. 1946)
2022 – Jill Knight, British politician (b. 1923)
Holidays and observances
Chakri Day, commemorating the establishment of the Chakri dynasty. (Thailand)
Christian feast day:
Albrecht Dürer and Lucas Cranach (Lutheran Church).
Brychan
Eutychius of Constantinople (Eastern Orthodox Church)
Marcellinus of Carthage
Pope Sixtus I
April 6 (Eastern Orthodox liturgics)
International Day of Sport for Development and Peace
National Fisherman Day (Indonesia)
New Beer's Eve (United States)
Tartan Day (United States & Canada)
Waltzing Matilda Day (Australia)
International Asexuality Day
Other
April 6 Youth Movement
(starts 6April)
References
External links
BBC: On This Day
Historical Events on April 6
Days of the year
April
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1009
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https://en.wikipedia.org/wiki/April%2012
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April 12
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Events
Pre-1600
240 – Shapur I becomes co-emperor of the Sasanian Empire with his father Ardashir I.
467 – Anthemius is elevated to Emperor of the Western Roman Empire.
627 – King Edwin of Northumbria is converted to Christianity by Paulinus, bishop of York.
1012 – Duke Oldřich of Bohemia deposes and blinds his brother Jaromír, who flees to Poland.
1204 – The Crusaders of the Fourth Crusade breach the walls of Constantinople and enter the city, which they completely occupy the following day.
1601–1900
1606 – The Union Flag is adopted as the flag of English and Scottish ships.
1776 – American Revolution: With the Halifax Resolves, the North Carolina Provincial Congress authorizes its Congressional delegation to vote for independence from Britain.
1807 – The Froberg mutiny on Malta ends when the remaining mutineers blow up the magazine of Fort Ricasoli.
1820 – Alexander Ypsilantis is declared leader of Filiki Eteria, a secret organization to overthrow Ottoman rule over Greece.
1831 – Soldiers marching on the Broughton Suspension Bridge in Manchester, England, cause it to collapse.
1861 – American Civil War: Battle of Fort Sumter. The war begins with Confederate forces firing on Fort Sumter, in the harbor of Charleston, South Carolina.
1862 – American Civil War: The Andrews Raid (the Great Locomotive Chase) occurs, starting from Big Shanty, Georgia (now Kennesaw).
1864 – American Civil War: The Battle of Fort Pillow: Confederate forces kill most of the African American soldiers that surrendered at Fort Pillow, Tennessee.
1865 – American Civil War: Mobile, Alabama, falls to the Union Army.
1877 – The United Kingdom annexes the Transvaal.
1900 – One day after its enactment by the Congress, President William McKinley signs the Foraker Act into law, giving Puerto Rico limited self-rule.
1901–present
1910 – , one of the last pre-dreadnought battleships built by the Austro-Hungarian Navy, is launched.
1917 – World War I: Canadian forces successfully complete the taking of Vimy Ridge from the Germans.
1927 – Shanghai massacre of 1927: Chiang Kai-shek orders the Chinese Communist Party members executed in Shanghai, ending the First United Front.
1927 – Rocksprings, Texas is hit by an F5 tornado that destroys 235 of the 247 buildings in the town, kills 72 townspeople and injures 205; third deadliest tornado in Texas history.
1928 – The Bremen, a German Junkers W 33 type aircraft, takes off for the first successful transatlantic aeroplane flight from east to west.
1934 – The strongest surface wind gust in the world at the time of 231 mph, is measured on the summit of Mount Washington, New Hampshire. It has since been surpassed.
1934 – The U.S. Auto-Lite strike begins, culminating in a five-day melee between Ohio National Guard troops and 6,000 strikers and picketers.
1937 – Sir Frank Whittle ground-tests the first jet engine designed to power an aircraft, at Rugby, England.
1945 – U.S. President Franklin D. Roosevelt dies in office; Vice President Harry S. Truman becomes President upon Roosevelt's death.
1945 – World War II: The U.S. Ninth Army under General William H. Simpson crosses the Elbe River astride Magdeburg, and reaches Tangermünde—only 50 miles from Berlin.
1955 – The polio vaccine, developed by Dr. Jonas Salk, is declared safe and effective.
1961 – Space Race: The Soviet cosmonaut Yuri Gagarin becomes the first human to travel into outer space and perform the first crewed orbital flight, Vostok 1.
1963 – The Soviet nuclear-powered submarine K-33 collides with the Finnish merchant vessel M/S Finnclipper in the Danish straits.
1970 – Soviet submarine K-8, carrying four nuclear torpedoes, sinks in the Bay of Biscay four days after a fire on board.
1980 – The Americo-Liberian government of Liberia is violently deposed.
1980 – Transbrasil Flight 303, a Boeing 727, crashes on approach to Hercílio Luz International Airport, in Florianópolis, Brazil. Fifty-five out of the 58 people on board are killed.
1980 – Canadian runner and athlete, Terry Fox begins his Marathon of Hope Run in St. John's, NF
1981 – The first launch of a Space Shuttle (Columbia) takes place: The STS-1 mission.
1983 – Harold Washington is elected as the first black mayor of Chicago.
1990 – Jim Gary's "Twentieth Century Dinosaurs" exhibition opens at the Smithsonian Institution National Museum of Natural History in Washington, D.C. He is the only sculptor ever invited to present a solo exhibition there.
1990 – Widerøe Flight 839 crashes after takeoff from Værøy Airport in Norway, killing five people.
1992 – The Euro Disney Resort officially opens with its theme park Euro Disneyland; the resort and its park's name are subsequently changed to Disneyland Paris.
1999 – United States President Bill Clinton is cited for contempt of court for giving "intentionally false statements" in a civil lawsuit; he is later fined and disbarred.
2002 – A suicide bomber blows herself up at the entrance to Jerusalem's Mahane Yehuda Market, killing seven people and wounding 104.
2007 – A suicide bomber penetrates the Green Zone and detonates in a cafeteria within a parliament building, killing Iraqi MP Mohammed Awad and wounding more than twenty other people.
2009 – Zimbabwe officially abandons the Zimbabwean dollar as its official currency.
2010 – Merano derailment: A rail accident in South Tyrol kills nine people and injures a further 28.
2013 – Two suicide bombers kill three Chadian soldiers and injure dozens of civilians at a market in Kidal, Mali.
2014 – The Great Fire of Valparaíso ravages the Chilean city of Valparaíso, killing 16 people, displacing nearly 10,000, and destroying over 2,000 homes.
Births
Pre-1600
811 – Muhammad al-Jawad, the ninth Imam of Shia Islam (d. 835)
959 – En'yū, emperor of Japan (d. 991)
1116 – Richeza of Poland, queen of Sweden and Grand Princess of Minsk (d. 1156)
1432 – Anne of Austria, Landgravine of Thuringia (d. 1462)
1484 – Antonio da Sangallo the Younger, Italian architect, designed the Apostolic Palace and St. Peter's Basilica (d. 1546)
1484 – Maharana Sangram Singh, Rana of Mewar (d. 1527)
1500 – Joachim Camerarius, German scholar and translator (d. 1574)
1526 – Muretus, French philosopher and author (d. 1585)
1550 – Edward de Vere, 17th Earl of Oxford, English courtier and politician, Lord Great Chamberlain (d. 1604)
1577 – Christian IV of Denmark (d. 1648)
1601–1900
1612 – Simone Cantarini, Italian painter and engraver (d. 1648)
1639 – Martin Lister, English naturalist and physician (d. 1712)
1656 – Benoît de Maillet, French diplomat and natural historian (d. 1738)
1705 – William Cookworthy, English minister and pharmacist (d. 1780)
1710 – Caffarelli, Italian actor and singer (d. 1783)
1713 – Guillaume Thomas François Raynal, French historian and author (d. 1796)
1716 – Felice Giardini, Italian violinist and composer (d. 1796)
1722 – Pietro Nardini, Italian violinist and composer (d. 1793)
1724 – Lyman Hall, American physician, clergyman, and politician, 16th Governor of Georgia (d. 1790)
1748 – Antoine Laurent de Jussieu, French botanist and author (d. 1836)
1777 – Henry Clay, American lawyer and politician, 9th United States Secretary of State (d. 1852)
1792 – John Lambton, 1st Earl of Durham, English soldier and politician, Lord Privy Seal (d. 1840)
1794 – Germinal Pierre Dandelin, Belgian mathematician and engineer (d. 1847)
1796 – George N. Briggs, American lawyer and politician, 19th Governor of Massachusetts (d. 1861)
1799 – Henri Druey, Swiss lawyer and politician, 2nd President of the Swiss Confederation (d. 1855)
1801 – Joseph Lanner, Austrian composer and conductor (d. 1843)
1816 – Charles Gavan Duffy, Irish-Australian politician, 8th Premier of Victoria (d. 1903)
1823 – Alexander Ostrovsky, Russian playwright and translator (d. 1886)
1839 – Nikolay Przhevalsky, Russian geographer and explorer (d. 1888)
1845 – Gustaf Cederström, Swedish painter (d. 1933)
1851 – José Gautier Benítez, Puerto Rican soldier and poet (d. 1880)
1851 – Edward Walter Maunder, English astronomer and author (d. 1928)
1852 – Ferdinand von Lindemann, German mathematician and academic (d. 1939)
1856 – Martin Conway, 1st Baron Conway of Allington, English mountaineer, cartographer, and politician (d. 1937)
1863 – Raul Pompeia, Brazilian writer (d. 1895)
1868 – Akiyama Saneyuki, Japanese admiral (d. 1918)
1869 – Henri Désiré Landru, French serial killer (d. 1922)
1871 – Ioannis Metaxas, Greek general and politician, 130th Prime Minister of Greece (d. 1941)
1874 – William B. Bankhead, American lawyer and politician, 47th Speaker of the United States House of Representatives (d. 1940)
1880 – Addie Joss, American baseball player and journalist (d. 1911)
1883 – Imogen Cunningham, American photographer and educator (d. 1976)
1883 – Dally Messenger, Australian rugby player, cricketer, and sailor (d. 1959)
1884 – Tenby Davies, Welsh runner (d. 1932)
1884 – Otto Meyerhof, German physician and biochemist, Nobel Prize laureate (d. 1951)
1885 – Robert Delaunay, French painter (d. 1941)
1887 – Harold Lockwood, American actor and director (d. 1918)
1888 – Dan Ahearn, Irish-American long jumper and police officer (d. 1942)
1888 – Cecil Kimber, English automobile engineer (d. 1945)
1892 – Henry Darger, American writer and artist (d. 1973)
1894 – Dorothy Cumming, Australian-American actress (d. 1983)
1894 – Francisco Craveiro Lopes, Portuguese field marshal and politician, 13th President of Portugal (d. 1964)
1898 – Lily Pons, French-American soprano and actress (d. 1976)
1901–present
1901 – Lowell Stockman, American farmer and politician (d. 1962)
1902 – Louis Beel, Dutch academic and politician, 36th Prime Minister of the Netherlands (d. 1977)
1903 – Jan Tinbergen, Dutch economist and academic, Nobel Prize laureate (d. 1994)
1907 – Zawgyi, Burmese poet, author, literary historian, critic, scholar and academic (d. 1990)
1907 – Felix de Weldon, Austrian-American sculptor, designed the Marine Corps War Memorial (d. 2003)
1908 – Ida Pollock, English author and painter (d. 2013)
1908 – Robert Lee Scott, Jr., American pilot and general (d. 2006)
1910 – Gillo Dorfles, Italian art critic, painter and philosopher (d. 2018)
1910 – Irma Rapuzzi, French politician (d. 2018)
1911 – Mahmoud Younis, Egyptian engineer (d. 1976)
1912 – Frank Dilio, Canadian businessman (d. 1997)
1912 – Hamengkubuwono IX, Indonesian politician, 2nd Vice President of Indonesia (d. 1988)
1912 – Hound Dog Taylor, American singer-songwriter and guitarist (d. 1975)
1913 – Keiko Fukuda, Japanese-American martial artist (d. 2013)
1914 – Armen Alchian, American economist and academic (d. 2013)
1916 – Beverly Cleary, American author (d. 2021)
1916 – Russell Garcia, American-New Zealander composer and conductor (d. 2011)
1916 – Benjamin Libet, American neuropsychologist and academic (d. 2007)
1917 – Helen Forrest, American singer and actress (d. 1999)
1917 – Vinoo Mankad, Indian cricketer (d. 1978)
1917 – Robert Manzon, French racing driver (d. 2015)
1919 – István Anhalt, Hungarian-Canadian composer and educator (d. 2012)
1919 – Billy Vaughn, American musician and bandleader (d. 1991)
1921 – Robert Cliche, Canadian lawyer, judge, and politician (d. 1978)
1922 – Simon Kapwepwe, Zambian politician, 2nd Vice President of Zambia (d. 1980)
1923 – Ann Miller, American actress, singer, and dancer (d. 2004)
1924 – Raymond Barre, French economist and politician, Prime Minister of France (d. 2007)
1924 – Peter Safar, Austrian physician and academic (d. 2003)
1924 – Curtis Turner, American race car driver (d. 1970)
1925 – Evelyn Berezin, American computer scientist and engineer (d. 2018)
1925 – Ned Miller, American country music singer and songwriter (d. 2016)
1925 – Oliver Postgate, English animator, puppeteer, and screenwriter (d. 2008)
1926 – Jane Withers, American actress (d. 2021)
1927 – Thomas Hemsley, English baritone (d. 2013)
1927 – Alvin Sargent, American screenwriter (d. 2019)
1928 – Hardy Krüger, German actor (d. 2022)
1928 – Jean-François Paillard, French conductor (d. 2013)
1929 – Elspet Gray, Scottish actress (d. 2013)
1929 – Mukhran Machavariani, Georgian poet and educator (d. 2010)
1930 – John Landy, Australian runner and politician, 26th Governor of Victoria (d. 2022)
1930 – Bryan Magee, English philosopher and politician (d. 2019)
1930 – Manuel Neri, American sculptor and painter (d. 2021)
1930 – Pythagoras Papastamatiou, Greek lyricist and playwright (d. 1979)
1930 – Michał Życzkowski, Polish technician and educator (d. 2006)
1931 – Leonid Derbenyov, Russian poet and songwriter (d. 1995)
1932 – Lakshman Kadirgamar, Sri Lankan lawyer and politician, 5th Sri Lankan Minister of Foreign Affairs (d. 2005)
1932 – Jean-Pierre Marielle, French actor (d. 2019)
1932 – Tiny Tim, American singer and ukulele player (d. 1996)
1933 – Montserrat Caballé, Spanish soprano and actress (d. 2018)
1934 – Heinz Schneiter, Swiss footballer and manager (d. 2017)
1935 – Jimmy Makulis, Greek singer (d. 2007)
1936 – Tony Earl, American politician, 40th Governor of Wisconsin (d. 2023)
1936 – Charles Napier, American actor (d. 2011)
1936 – Kennedy Simmonds, Kittitian politician, 4th Prime Minister of Saint Kitts and Nevis
1937 – Dennis Banks, American author and activist (d. 2017)
1937 – Igor Volk, Ukrainian-Russian colonel, pilot, and astronaut (d. 2017)
1939 – Alan Ayckbourn, English director and playwright
1939 – Johnny Raper, Australian rugby league player and coach (d. 2022)
1940 – Woodie Fryman, American baseball player (d. 2011)
1940 – Herbie Hancock, American pianist, composer, and bandleader
1941 – Bobby Moore, English footballer and manager (d. 1993)
1942 – Bill Bryden, Scottish actor, director, and screenwriter
1942 – Carlos Reutemann, Argentinian race car driver and politician (d. 2021)
1942 – Jacob Zuma, South African politician, 4th President of South Africa
1943 – Sumitra Mahajan, Indian politician, 16th Speaker of the Lok Sabha
1944 – Lisa Jardine, English historian, author, and academic (d. 2015)
1944 – John Kay, German-Canadian singer-songwriter, guitarist, and producer
1945 – Lee Jong-wook, South Korean physician and diplomat (d. 2006)
1946 – John Dunsworth, Canadian actor and comedian (d. 2017)
1946 – Ed O'Neill, American actor and comedian
1946 – George Robertson, Baron Robertson of Port Ellen, Scottish politician and diplomat, 10th Secretary General of NATO
1947 – Roy M. Anderson, English epidemiologist, zoologist, and academic
1947 – Martin Brasier, English palaeontologist, biologist, and academic (d. 2014)
1947 – Tom Clancy, American historian and author (d. 2013)
1947 – David Letterman, American comedian and talk show host
1948 – Jeremy Beadle, English television host and producer (d. 2008)
1948 – Joschka Fischer, German academic and politician
1948 – Christos Iakovou, Greek weightlifter
1948 – Marcello Lippi, Italian footballer, manager, and coach
1949 – Scott Turow, American lawyer and author
1950 – Flavio Briatore, Italian businessman
1950 – David Cassidy, American singer-songwriter and guitarist (d. 2017)
1950 – Joyce Banda, Malawian politician, 4th president of Malawi
1950 – Nicholas Sackman, English composer and educator
1951 – Tom Noonan, American actor
1952 – Reuben Gant, American football player
1952 – Leicester Rutledge, New Zealand rugby player
1952 – Gary Soto, American poet, novelist, and memoirist
1952 – Ralph Wiley, American journalist (d. 2004)
1953 – Tanino Liberatore, Italian author and illustrator
1954 – John Faulkner, Australian educator and politician, 52nd Australian Minister for Defence
1954 – Steve Stevaert, Belgian businessman and politician (d. 2015)
1954 – Pat Travers, Canadian singer-songwriter and guitarist
1955 – Fabian Hamilton, English graphic designer, engineer, and politician
1956 – Andy Garcia, Cuban-American actor, director, and producer
1956 – Herbert Grönemeyer, German singer-songwriter and actor
1957 – Greg Child, Australian mountaineer and author
1957 – Vince Gill, American singer-songwriter and guitarist
1957 – Tama Janowitz, American novelist and short story writer
1958 – Will Sergeant, English guitarist
1958 – Klaus Tafelmeier, German javelin thrower
1958 – Ginka Zagorcheva, Bulgarian hurdler
1960 – David Thirdkill, American basketball player
1961 – Corrado Fabi, Italian racing driver
1961 – Charles Mann, American football player and sportscaster
1961 – Magda Szubanski, English-Australian actress, comedian and writer
1962 – Art Alexakis, American singer-songwriter and musician
1962 – Carlos Sainz, Spanish racing driver
1962 – Nobuhiko Takada, Japanese mixed martial artist and wrestler, founded Hustle
1963 – Lydia Cacho, Mexican journalist and author
1964 – Chris Fairclough, English footballer and coach
1964 – Amy Ray, American folk-rock singer-songwriter, musician, and music producer
1965 – Kim Bodnia, Danish actor and director
1965 – Chi Onwurah, English politician
1965 – Gervais Rufyikiri, Burundian politician
1965 – Mihai Stoica, Romanian footballer and manager
1966 – Nils-Olav Johansen, Norwegian guitarist and singer
1966 – Lorenzo White, American football player
1967 – Sarah Cracknell, English singer-songwriter
1968 – Alicia Coppola, American actress
1968 – Toby Gad, German songwriter and producer
1968 – Adam Graves, Canadian ice hockey player
1969 – Jörn Lenz, German footballer and manager
1969 – Lucas Radebe, South African footballer and sportscaster
1969 – Michael Jackson, American football player and politician (d. 2017)
1970 – Sylvain Bouchard, Canadian speed skater
1971 – Nicholas Brendon, American actor
1971 – Shannen Doherty, American actress, director, and producer
1972 – Paul Lo Duca, American baseball player and sportscaster
1973 – J. Scott Campbell, American author and illustrator
1973 – Ryan Kisor, American trumpet player and composer
1973 – Antonio Osuna, Mexican-American baseball player
1973 – Christian Panucci, Italian footballer and manager
1974 – Belinda Emmett, Australian actress (d. 2006)
1974 – Bryan Fletcher, Australian rugby league player and sportscaster
1974 – Roman Hamrlík, Czech ice hockey player
1974 – Marley Shelton, American actress
1974 – Sylvinho, Brazilian footballer and manager
1976 – Olga Kotlyarova, Russian runner
1976 – Brad Miller, American basketball player
1977 – Giovanny Espinoza, Ecuadorian footballer
1977 – Sarah Monahan, Australian actress
1977 – Jason Price, Welsh footballer
1977 – Glenn Rogers, Australian-Scottish cricketer
1978 – Guy Berryman, Scottish bassist (Coldplay)
1978 – Scott Crary, American director, producer, and screenwriter
1978 – Svetlana Lapina, Russian high jumper
1978 – Robin Walker, English businessman and politician
1979 – Claire Danes, American actress
1979 – Elena Grosheva, Russian gymnast
1979 – Mateja Kežman, Serbian footballer
1979 – Jennifer Morrison, American actress
1979 – Cristian Ranalli, Italian footballer
1979 – Lee Soo-young, South Korean singer
1980 – Sara Head, Welsh Paralympic table tennis champion
1980 – Brian McFadden, Irish singer-songwriter
1981 – Yuriy Borzakovskiy, Russian runner
1981 – Nicolás Burdisso, Argentinian footballer
1981 – Tulsi Gabbard, American politician
1981 – Grant Holt, English footballer and professional wrestler
1981 – Hisashi Iwakuma, Japanese baseball pitcher
1983 – Jelena Dokic, Serbian-Australian tennis player
1983 – Luke Kibet, Kenyan runner
1984 – Aleksey Dmitrik, Russian high jumper
1985 – Brennan Boesch, American baseball player
1985 – Hitomi Yoshizawa, Japanese singer
1986 – Brad Brach, American baseball pitcher
1986 – Blerim Džemaili, Swiss footballer
1986 – Marcel Granollers, Spanish tennis player
1986 – Jonathan Pitroipa, Burkinabé footballer
1987 – Brooklyn Decker, American model and actress
1987 – Shawn Gore, Canadian football player
1987 – Josh McCrone, Australian rugby league player
1987 – Luiz Adriano, Brazilian professional footballer
1987 – Brendon Urie, American singer, songwriter, musician and multi-instrumentalist
1988 – Ricky Álvarez, Argentinian footballer
1988 – Stephen Brogan, English footballer
1988 – Amedeo Calliari, Italian footballer
1988 – Jessie James Decker, American singer-songwriter
1988 – Moamen Zakaria, Egyptian footballer
1989 – Bethan Dainton, Welsh rugby union player
1989 – Miguel Ángel Ponce, American-Mexican footballer
1989 – Ádám Hanga, Hungarian basketball player
1989 – Kaitlyn Weaver, Canadian-American ice dancer
1989 – Valentin Stocker, Swiss footballer
1990 – Francesca Halsall, English swimmer
1990 – Hiroki Sakai, Japanese footballer
1991 – Torey Krug, American ice hockey player
1991 – Lionel Carole, French professional footballer
1991 – Oliver Norwood, English born Northern Irish international footballer
1991 – Magnus Pääjärvi, Swedish ice hockey player
1991 – Jazz Richards, Welsh international footballer
1992 – Chad le Clos, South African swimmer
1993 – Robin Anderson, American tennis player
1993 – Jordan Archer, English-Scottish footballer
1993 – Ryan Nugent-Hopkins, Canadian ice hockey player
1994 – Isabelle Drummond, Brazilian actress and singer
1994 – Saoirse Ronan, American-born Irish actress
1994 – Oh Sehun, South Korean musician
1994 – Eric Bailly, Ivorian professional footballer
1994 – Guido Rodríguez, Argentine footballer
1995 – Pedro Cachin, Argentine tennis player
1996 – Matteo Berrettini, Italian tennis player
1996 – Elizaveta Kulichkova, Russian tennis player
Deaths
Pre-1600
45 BC – Gnaeus Pompeius, Roman general and politician (b. 75 BC)
352 – Julius I, pope of the Catholic Church
434 – Maximianus, archbishop of Constantinople
901 – Eudokia Baïana, Byzantine empress and wife of Leo VI
1125 – Vladislaus I, Duke of Bohemia (b. 1065)
1167 – Charles VII, king of Sweden (b. c. 1130)
1256 – Margaret of Bourbon, Queen of Navarre, regent of Navarre (b. c. 1217)
1443 – Henry Chichele, English archbishop (b. 1364)
1500 – Leonhard of Gorizia, Count of Gorz (b. 1440)
1530 – Joanna La Beltraneja, Princess of Castile (b. 1462)
1550 – Claude, Duke of Guise (b. 1496)
1555 – Joanna, Queen of Castile and Aragon (b. 1479)
1601–1900
1675 – Richard Bennett, English politician, colonial Governor of Virginia (b. 1609)
1684 – Nicola Amati, Italian instrument maker (b. 1596)
1687 – Ambrose Dixon, English-American soldier (b. 1619)
1704 – Jacques-Bénigne Bossuet, French bishop and theologian (b. 1627)
1748 – William Kent, English architect, designed Holkham Hall and Chiswick House (b. 1685)
1782 – Metastasio, Italian-Austrian poet and composer (b. 1698)
1788 – Carlo Antonio Campioni, French-Italian composer (b. 1719)
1795 – Johann Kaspar Basselet von La Rosée, Bavarian general (b. 1710)
1814 – Charles Burney, English composer and historian (b. 1726)
1817 – Charles Messier, French astronomer and academic (b. 1730)
1850 – Adoniram Judson, American lexicographer and missionary (b. 1788)
1866 – Peter Hesketh-Fleetwood, English politician, founded Fleetwood (b. 1801)
1872 – Nikolaos Mantzaros, Greek composer and theorist (b. 1795)
1878 – William M. Tweed, American lawyer and politician (b. 1823)
1879 – Richard Taylor, Confederate general (b. 1826)
1885 – William Crowther, Dutch-Australian politician, 14th Premier of Tasmania (b. 1817)
1898 – Elzéar-Alexandre Taschereau, Canadian cardinal (b. 1820)
1901–present
1902 – Marie Alfred Cornu, French physicist and academic (b. 1842)
1906 – Mahesh Chandra Nyayratna Bhattacharyya, Indian scholar, academic, and philanthropist (b. 1836)
1912 – Clara Barton, American nurse and humanitarian, founded the American Red Cross (b. 1821)
1933 – Adelbert Ames, American general and politician, 30th Governor of Mississippi (b. 1835)
1937 – Abdülhak Hâmid Tarhan, Turkish playwright and poet (b. 1852)
1938 – Feodor Chaliapin, Russian opera singer (b. 1873)
1943 – Viktor Puskar, Estonian colonel (b. 1889)
1945 – Franklin D. Roosevelt, American lawyer and politician, 32nd President of the United States (b. 1882)
1953 – Lionel Logue, Australian actor and therapist (b. 1880)
1962 – Ron Flockhart, Scottish racing driver (b. 1923)
1966 – Sydney Allard, English racing driver and founder of the Allard car company (b. 1910)
1968 – Heinrich Nordhoff, German engineer (b. 1899)
1971 – Ed Lafitte, American baseball player and dentist (b. 1886)
1973 – Arthur Freed, American songwriter and producer (b. 1894)
1975 – Josephine Baker, French actress, activist, and humanitarian (b. 1906)
1976 – Christos Kakkalos, Greek mountain guide (b. 1882)
1977 – Philip K. Wrigley, American businessman, co-founded Lincoln Park Gun Club (b. 1894)
1980 – William R. Tolbert, Jr., Liberian politician, 20th President of Liberia (b. 1913)
1981 – Prince Yasuhiko Asaka of Japan (b. 1887)
1981 – Joe Louis, American boxer and wrestler (b. 1914)
1983 – Jørgen Juve, Norwegian football player and journalist (b. 1906)
1983 – Carl Morton, American baseball player (b. 1944)
1984 – Edwin T. Layton, American admiral and cryptanalyst (b. 1903)
1986 – Valentin Kataev, Russian author and playwright (b. 1897)
1988 – Colette Deréal, French singer and actress (b. 1927)
1988 – Alan Paton, South African historian and author (b. 1903)
1989 – Abbie Hoffman, American activist, co-founded Youth International Party (b. 1936)
1989 – Sugar Ray Robinson, American boxer (b. 1921)
1992 – Ilario Bandini, Italian racing driver and businessman (b. 1911)
1997 – George Wald, American neurologist and academic, Nobel Prize laureate (b. 1906)
1998 – Robert Ford, Canadian poet and diplomat (b. 1915)
1999 – Boxcar Willie, American singer-songwriter (b. 1931)
2001 – Harvey Ball, American illustrator, created the smiley (b. 1921)
2002 – George Shevelov, Ukrainian-American linguist and philologist (b. 1908)
2004 – Moran Campbell, Canadian physician and academic, invented the venturi mask (b. 1925)
2006 – William Sloane Coffin, American minister and activist (b. 1924)
2007 – Kevin Crease, Australian journalist (b. 1936)
2008 – Cecilia Colledge, English-American figure skater and coach (b. 1920)
2008 – Patrick Hillery, Irish physician and politician, 6th President of Ireland (b. 1923)
2008 – Jerry Zucker, Israeli-American businessman and philanthropist (b. 1949)
2010 – Michel Chartrand, Canadian trade union leader (b. 1916)
2010 – Werner Schroeter, German director and screenwriter (b. 1945)
2011 – Karim Fakhrawi, Bahraini journalist, co-founded Al-Wasat (b. 1962)
2012 – Mohit Chattopadhyay, Indian poet and playwright (b. 1934)
2012 – Rodgers Grant, American pianist and composer (b. 1935)
2013 – Robert Byrne, American chess player and author (b. 1928)
2013 – Johnny du Plooy, South African boxer (b. 1964)
2013 – Michael France, American screenwriter (b. 1962)
2013 – Brennan Manning, American priest and author (b. 1934)
2013 – Annamária Szalai, Hungarian journalist and politician (b. 1961)
2013 – Ya'akov Yosef, Israeli rabbi and politician (b. 1946)
2014 – Pierre Autin-Grenier, French author and poet (b. 1947)
2014 – Pierre-Henri Menthéour, French cyclist (b. 1960)
2014 – Maurício Alves Peruchi, Brazilian footballer (b. 1990)
2014 – Hal Smith, American baseball player and coach (b. 1931)
2014 – Billy Standridge, American race car driver (b. 1953)
2015 – Paulo Brossard, Brazilian jurist and politician (b. 1924)
2015 – Patrice Dominguez, Algerian-French tennis player and trainer (b. 1950)
2015 – Alfred Eick, German commander (b. 1916)
2015 – André Mba Obame, Gabonese politician (b. 1957)
2016 – Anne Jackson, American actress (b. 1925)
2016 – Mohammad Al Gaz, Emirati politician & diplomat (b. 1930)
2017 – Charlie Murphy, American actor and comedian (b. 1959)
2020 – Tarvaris Jackson, American football player (b. 1983)
2021 – Joseph Siravo, American actor and producer (b. 1955)
2022 – Gilbert Gottfried, American comedian, actor, and singer (b. 1955)
Holidays and observances
Children's Day (Bolivia)
Christian feast day:
Adoniram Judson (Episcopal Church)
Alferius
Blessed Angelo Carletti di Chivasso
Erkembode
Pope Julius I
Teresa of the Andes
Zeno of Verona
April 12 (Eastern Orthodox liturgics)
Commemoration of first human in space by Yuri Gagarin:
Cosmonautics Day (Russia)
International Day of Human Space Flight
Yuri's Night (International observance)
Halifax Day (North Carolina)
National Redemption Day (Liberia)
References
External links
BBC: On This Day
Historical Events on April 12
Days of the year
April
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1010
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https://en.wikipedia.org/wiki/April%2015
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April 15
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Events
Pre-1600
769 – The Lateran Council ends by condemning the Council of Hieria and anathematizing its iconoclastic rulings.
1071 – Bari, the last Byzantine possession in southern Italy, is surrendered to Robert Guiscard.
1450 – Battle of Formigny: Toward the end of the Hundred Years' War, the French attack and nearly annihilate English forces, ending English domination in Northern France.
1601–1900
1632 – Battle of Rain: Swedes under Gustavus Adolphus defeat the Holy Roman Empire during the Thirty Years' War.
1642 – Irish Confederate Wars: A Confederate Irish militia is routed in the Battle of Kilrush when it attempts to halt the progress of a Royalist Army.
1715 – The Pocotaligo Massacre triggers the start of the Yamasee War in colonial South Carolina.
1736 – Foundation of the short-lived Kingdom of Corsica.
1738 – Serse, an Italian opera by George Frideric Handel, receives its premiere performance in London, England.
1755 – Samuel Johnson's A Dictionary of the English Language is published in London.
1817 – Thomas Hopkins Gallaudet and Laurent Clerc found the American School for the Deaf (then called the Connecticut Asylum for the Education and Instruction of Deaf and Dumb Persons), the first American school for deaf students, in Hartford, Connecticut.
1861 – President Abraham Lincoln calls for 75,000 Volunteers to quell the insurrection that soon became the American Civil War.
1865 – President Abraham Lincoln dies after being shot the previous evening by actor John Wilkes Booth. Three hours later, Vice President Andrew Johnson is sworn in as President.
1892 – The General Electric Company is formed.
1896 – Closing ceremony of the Games of the I Olympiad in Athens, Greece.
1900 – Philippine–American War: Filipino guerrillas launch a surprise attack on U.S. infantry and begin a four-day siege of Catubig, Philippines.
1901–present
1912 – The British passenger liner sinks in the North Atlantic at 2:20 a.m., two hours and forty minutes after hitting an iceberg. Only 710 of 2,224 passengers and crew on board survive.
1920 – Two security guards are murdered during a robbery in South Braintree, Massachusetts. Anarchists Sacco and Vanzetti would be convicted of and executed for the crime, amid much controversy.
1922 – U.S. Senator John B. Kendrick of Wyoming introduces a resolution calling for an investigation of a secret land deal, which leads to the discovery of the Teapot Dome scandal.
1923 – Insulin becomes generally available for use by people with diabetes.
1923 – Racially motivated Nihon Shōgakkō fire lit by a serial arsonist kills 10 children in Sacramento, California.
1936 – First day of the Arab revolt in Mandatory Palestine.
1941 – In the Belfast Blitz, two hundred bombers of the German Luftwaffe attack Belfast, killing around one thousand people.
1942 – The George Cross is awarded "to the island fortress of Malta" by King George VI.
1945 – Bergen-Belsen concentration camp is liberated.
1947 – Jackie Robinson debuts for the Brooklyn Dodgers, breaking baseball's color line.
1952 – First flight of the Boeing B-52 Stratofortress.
1955 – McDonald's restaurant dates its founding to the opening of a franchised restaurant by Ray Kroc, in Des Plaines, Illinois.
1960 – At Shaw University in Raleigh, North Carolina, Ella Baker leads a conference that results in the creation of the Student Nonviolent Coordinating Committee, one of the principal organizations of the civil rights movement in the 1960s.
1969 – The EC-121 shootdown incident: North Korea shoots down a United States Navy aircraft over the Sea of Japan, killing all 31 on board.
1970 – During the Cambodian Civil War, massacre of the Vietnamese minority results in 800 bodies flowing down the Mekong river into South Vietnam.
1986 – The United States launches Operation El Dorado Canyon, its bombing raids against Libyan targets in response to a discotheque bombing in West Germany that killed two U.S. servicemen.
1989 – Hillsborough disaster: A human crush occurs at Hillsborough Stadium, home of Sheffield Wednesday, in the FA Cup Semi-final, resulting in the deaths of 97 Liverpool fans.
1989 – Upon Hu Yaobang's death, the Tiananmen Square protests of 1989 begin in China.
1994 – Marrakesh Agreement relating to foundation of World Trade Organization is adopted.
2002 – Air China Flight 129 crashes on approach to Gimhae International Airport in Busan, South Korea, killing 129 people.
2013 – Two bombs explode near the finish line at the Boston Marathon in Boston, Massachusetts, killing three people and injuring 264 others.
2013 – A wave of bombings across Iraq kills at least 75 people.
2014 – In the worst massacre of the South Sudanese Civil War, at least 200 civilians are gunned down after seeking refuge in houses of worship as well as hospitals.
2019 – The cathedral of Notre-Dame de Paris in France is seriously damaged by a large fire.
2021 – A mass shooting occurred at a Fedex Ground facility in Indianapolis, Indiana, killing nine and injuring seven.
Births
Pre-1600
68 BC – Gaius Maecenas, Roman politician (d. 8 BC)
1282 – Frederick IV, Duke of Lorraine (d. 1329)
1442 – John Paston, English noble (d. 1479)
1452 – Leonardo da Vinci, Italian painter, sculptor, and architect (d. 1519)
1469 – Guru Nanak, the first Sikh guru (d. 1539)
1552 – Pietro Cataldi, Italian mathematician and astronomer (d. 1626)
1563 – Guru Arjan Dev, fifth Sikh leader (d. 1606)
1588 – Claudius Salmasius, French author and scholar (d. 1653)
1592 – Francesco Maria Brancaccio, Catholic cardinal (d. 1675)
1601–1900
1641 – Robert Sibbald, Scottish physician and geographer (d. 1722)
1642 – Suleiman II, Ottoman sultan (d. 1691)
1646 – Christian V of Denmark (d. 1699)
1684 – Catherine I of Russia (d. 1727)
1688 – Johann Friedrich Fasch, German violinist and composer (d. 1758)
1707 – Leonhard Euler, Swiss mathematician and physicist (d. 1783)
1710 – William Cullen, Scottish physician and chemist (d. 1790)
1741 – Charles Willson Peale, American painter and soldier (d. 1827)
1771 – Nicolas Chopin, French-Polish educator (d. 1844)
1772 – Étienne Geoffroy Saint-Hilaire, French biologist and zoologist (d. 1844)
1793 – Friedrich Georg Wilhelm von Struve, German astronomer and academic (d. 1864)
1795 – Maria Schicklgruber, mother of Alois Hitler and the paternal grandmother of Adolf Hitler (d.1847)
1800 – James Clark Ross, English captain and explorer (d. 1862)
1808 – William Champ, English-Australian politician, 1st Premier of Tasmania (d. 1892)
1809 – Hermann Grassmann, German linguist and mathematician (d. 1877)
1817 – William Crowther, Dutch-Australian politician, 14th Premier of Tasmania (d. 1885)
1828 – Jean Danjou, French captain (d. 1863)
1832 – Wilhelm Busch, German poet, painter, and illustrator (d. 1908)
1841 – Mary Grant Roberts, Australian zoo owner (d. 1921)
1841 – Joseph E. Seagram, Canadian businessman and politician, founded the Seagram Company Ltd (d. 1919)
1843 – Henry James, American novelist, short story writer, and critic (d. 1916)
1856 – Jean Moréas, Greek poet and critic (d. 1910)
1858 – Émile Durkheim, French sociologist, psychologist, and philosopher (d. 1917)
1861 – Bliss Carman, Canadian-British poet and playwright (d. 1929)
1863 – Ida Freund, Austrian-born chemist and educator (d. 1914)
1874 – George Harrison Shull, American botanist and geneticist (d. 1954)
1874 – Johannes Stark, German physicist and academic, Nobel Prize laureate (d. 1957)
1875 – James J. Jeffries, American boxer and promoter (d. 1953)
1877 – Georg Kolbe, German sculptor (d. 1947)
1877 – William David Ross, Scottish philosopher (d. 1971)
1878 – Robert Walser, Swiss author and playwright (d. 1956)
1879 – Melville Henry Cane, American lawyer and poet (d. 1980)
1883 – Stanley Bruce, Australian captain and politician, 8th Prime Minister of Australia (d. 1967)
1885 – Tadeusz Kutrzeba, Polish general (d. 1947)
1886 – Nikolay Gumilyov, Russian poet and critic (d. 1921)
1887 – Felix Pipes, Austrian tennis player (d. 1983)
1887 – William Forgan Smith, Scottish-Australian politician, 24th Premier of Queensland (d. 1953)
1888 – Maximilian Kronberger, German poet and author (d. 1904)
1889 – Thomas Hart Benton, American painter and educator (d. 1975)
1889 – A. Philip Randolph, American activist (d. 1979)
1890 – Percy Shaw, English businessman, invented the cat's eye (d. 1976)
1892 – Theo Osterkamp, German general and pilot (d. 1975)
1892 – Corrie ten Boom, Dutch-American clocksmith, Nazi resister, and author (d. 1983)
1894 – Nikita Khrushchev, Russian general and politician, 7th Premier of the Soviet Union (d. 1971)
1894 – Bessie Smith, African-American singer and actress (d. 1937)
1895 – Clark McConachy, New Zealand snooker player (d. 1980)
1895 – Abigail Mejia, Dominican feminist activist, nationalist, literary critic and educator (d. 1941)
1896 – Nikolay Semyonov, Russian physicist and chemist, Nobel Prize laureate (d. 1986)
1898 – Harry Edward, Guyanese-English sprinter (d. 1973)
1900 – Ramón Iribarren, Spanish civil engineer (d. 1967)
1901–present
1901 – Joe Davis, English snooker player (d. 1978)
1901 – Ajoy Mukherjee, Indian politician, Chief Minister of West Bengal (d. 1986)
1901 – René Pleven, French businessman and politician, Prime Minister of France (d. 1993)
1902 – Fernando Pessa, Portuguese journalist (d. 2002)
1903 – John Williams, English-American actor (d. 1983)
1904 – Arshile Gorky, Armenian-American painter and illustrator (d. 1948)
1907 – Nikolaas Tinbergen, Dutch-English ethologist and ornithologist, Nobel Prize laureate (d. 1988)
1908 – eden ahbez, Scottish-American songwriter and recording artist (d. 1995)
1908 – Lita Grey, American actress (d. 1995)
1909 – Robert Edison Fulton Jr., American inventor and adventurer (d. 2004)
1910 – Sulo Bärlund, Finnish shot putter (d. 1986)
1910 – Miguel Najdorf, Polish-Argentinian chess player and theoretician (d. 1997)
1912 – William Congdon, American-Italian painter and sculptor (d. 1998)
1912 – Kim Il Sung, North Korean general and politician, 1st Supreme Leader of North Korea (d. 1994)
1915 – Elizabeth Catlett, African-American sculptor and illustrator (d. 2012)
1916 – Alfred S. Bloomingdale, American businessman (d. 1982)
1916 – Helene Hanff, American author and screenwriter (d. 1997)
1917 – Hans Conried, American actor (d. 1982)
1917 – Elmer Gedeon, American baseball player and bomber pilot (d. 1944)
1917 – James Kee, American lawyer and politician (d. 1989)
1918 – Hans Billian, German film director, screenwriter, and actor (d. 2007)
1919 – Alberto Breccia, Uruguayan-Argentinian author and illustrator (d. 1993)
1920 – Godfrey Stafford, English-South African physicist and academic (d. 2013)
1920 – Thomas Szasz, Hungarian-American psychiatrist and academic (d. 2012)
1920 – Richard von Weizsäcker, German soldier and politician, 6th President of Germany (d. 2015)
1921 – Georgy Beregovoy, Ukrainian-Russian general, pilot, and astronaut (d. 1995)
1921 – Angelo DiGeorge, American physician and endocrinologist (d. 2009)
1922 – Michael Ansara, Syrian-American actor (d. 2013)
1922 – Hasrat Jaipuri, Indian poet and songwriter (d. 1999)
1922 – Harold Washington, American lawyer and politician, 51st Mayor of Chicago (d. 1987)
1922 – Graham Whitehead, English racing driver (d. 1981)
1923 – Artur Alliksaar, Estonian poet and author (d. 1966)
1923 – Robert DePugh, American activist, founded the Minutemen (an anti-Communist organization) (d. 2009)
1924 – M. Canagaratnam, Sri Lankan politician (d. 1980)
1924 – Rikki Fulton, Scottish comedian (d. 2004)
1924 – Neville Marriner, English violinist and conductor (d. 2016)
1926 – Jurriaan Schrofer, Dutch sculptor, designer, and educator (d. 1990)
1927 – Robert Mills, American physicist and academic (d. 1999)
1929 – Gérald Beaudoin, Canadian lawyer and politician (d. 2008)
1929 – Adrian Cadbury, English rower and businessman (d. 2015)
1930 – Georges Descrières, French actor (d. 2013)
1930 – Vigdís Finnbogadóttir, Icelandic educator and politician, 4th President of Iceland
1931 – Kenneth Bloomfield, Northern Irish civil servant
1931 – Tomas Tranströmer, Swedish poet, translator, and psychologist Nobel Prize laureate (d. 2015)
1933 – Roy Clark, American musician and television personality (d. 2018)
1933 – David Hamilton, English-French photographer and director (d. 2016)
1933 – Elizabeth Montgomery, American actress and producer (d. 1995)
1935 – Stavros Paravas, Greek actor and producer (d. 2008)
1936 – Raymond Poulidor, French cyclist (d. 2019)
1937 – Bob Luman, American singer-songwriter and guitarist (d. 1978)
1937 – Robert W. Gore, American engineer and businessman, co-inventor of Gore-Tex (d. 2020)
1938 – Claudia Cardinale, Italian actress
1938 – Hso Khan Pha, Burmese-Canadian geologist and politician (d. 2016)
1939 – Marty Wilde, English singer-songwriter and actor
1939 – Desiré Ecaré, Ivorian filmmaker (d. 2009)
1940 – Jeffrey Archer, English author, playwright, and politician
1940 – Penelope Coelen, South African actress, model, beauty queen and 1958 Miss World
1940 – Willie Davis, American baseball player and actor (d. 2010)
1940 – Robert Lacroix, Canadian economist and academic
1940 – Robert Walker, American actor (d. 2019)
1941 – Howard Berman, American lawyer and politician
1942 – Francis X. DiLorenzo, American bishop (d. 2017)
1942 – Walt Hazzard, American basketball player and coach (d. 2011)
1942 – Kenneth Lay, American businessman and criminal(d. 2006)
1942 – Tim Lankester, English economist and academic
1943 – Pınar Kür, Turkish author, playwright, and academic
1943 – Robert Lefkowitz, American physician and biochemist, Nobel Prize laureate
1943 – Veronica Linklater, Baroness Linklater, English politician
1943 – Hugh Thompson, Jr., American soldier and pilot (d. 2006)
1944 – Dave Edmunds, Welsh singer-songwriter, guitarist, and producer
1946 – John Lloyd, Scottish journalist and author
1946 – Pete Rouse, American politician, White House Chief of Staff
1947 – Linda Bloodworth-Thomason, American screenwriter and producer
1947 – Martin Broughton, English businessman
1947 – Lois Chiles, American model and actress
1947 – David Omand, English civil servant and academic
1947 – Cristina Husmark Pehrsson, Swedish nurse and politician, Swedish Minister for Social Security
1948 – Christopher Brown, English historian, curator, and academic
1948 – Michael Kamen, American composer and conductor (d. 2003)
1948 – Phil Mogg, English singer-songwriter and musician
1949 – Alla Pugacheva, Russian singer-songwriter and actress
1949 – Craig Zadan, American director, producer, and screenwriter (d. 2018)
1950 – Josiane Balasko, French actress, director, and screenwriter
1950 – Amy Wright, American actress
1950 – Karel Kroupa, Czech football player
1951 – Heloise, American journalist and author
1951 – John L. Phillips, American captain and astronaut
1951 – Stuart Prebble, English journalist and producer
1951 – Marsha Ivins, American engineer and astronaut
1952 – Kym Gyngell, Australian actor, comedian, and screenwriter
1952 – Brian Muir, English sculptor and set designer
1952 – Avital Ronell, Czech-American philosopher and academic
1952 – Glenn Shadix, American actor, (d. 2010)
1955 – Dodi Fayed, Egyptian film producer (d. 1997)
1955 – Joice Mujuru, Zimbabwean politician
1956 – Michael Cooper, American basketball player and coach
1957 – Evelyn Ashford, American runner and coach
1958 – Keith Acton, Canadian ice hockey player and coach
1958 – John Bracewell, New Zealand cricketer
1958 – Memos Ioannou, Greek basketball player and coach
1958 – Benjamin Zephaniah, English actor, author, poet, and playwright
1959 – Fruit Chan, Chinese director, producer, and screenwriter
1959 – Kevin Lowe, Canadian ice hockey player, coach, and manager
1959 – Emma Thompson, English actress, comedian, author, activist and screenwriter
1960 – Pierre Aubry, Canadian ice hockey player
1960 – Susanne Bier, Danish director and screenwriter
1960 – Pedro Delgado, Spanish cyclist and sportscaster
1960 – Tony Jones, English snooker player
1961 – Neil Carmichael, English academic and politician
1961 – Carol W. Greider, American molecular biologist
1961 – Dawn Wright, American geographer and oceanographer
1962 – Nawal El Moutawakel, Moroccan athlete and politician
1962 – Tom Kane, American voice actor
1963 – Alex Crawford, Nigerian-South African journalist
1963 – Manzoor Elahi, Pakistani cricketer
1963 – Manoj Prabhakar, Indian cricketer and sportscaster
1964 – Andre Joubert, South African rugby player
1964 – Lee Kernaghan, Australian singer-songwriter and guitarist
1965 – Soichi Noguchi, Japanese engineer and astronaut
1965 – Linda Perry, American singer-songwriter, musician and record producer
1965 – Kevin Stevens, American ice hockey player
1966 – Samantha Fox, English singer-songwriter and actress
1966 – Mott Green, American businessman (d. 2013)
1967 – Frankie Poullain, Scottish bass player and songwriter
1967 – Dara Torres, American swimmer and journalist
1968 – Ben Clarke, English rugby player and coach
1968 – Brahim Lahlafi, Moroccan-French runner
1968 – Ed O'Brien, English guitarist
1969 – Jeromy Burnitz, American baseball player
1969 – Kaisa Roose, Estonian pianist and conductor
1969 – Jimmy Waite, Canadian-German ice hockey player and coach
1970 – Chris Huffins, American decathlete and coach
1971 – Philippe Carbonneau, French rugby player
1971 – Finidi George, Nigerian footballer
1971 – Jason Sehorn, American football player
1971 – Josia Thugwane, South African runner
1971 – Karl Turner, English lawyer and politician
1972 – Arturo Gatti, Italian-Canadian boxer (d. 2009)
1972 – Lou Romano, American animator and voice actor
1974 – Kim Min-kyo, South Korean actor and director
1974 – Danny Pino, American actor and screenwriter
1974 – Mike Quinn, American football player
1974 – Douglas Spain, American actor, director, and producer
1974 – Tim Thomas, American ice hockey player
1975 – Sarah Teichmann, German-American biophysicist and immunologist
1976 – Jason Bonsignore, Canadian ice hockey player and coach
1976 – Darius Regelskis, Lithuanian footballer
1976 – Kęstutis Šeštokas, Lithuanian basketball player
1976 – Steve Williams, English rower
1977 – Sudarsan Pattnaik, Indian sculptor
1977 – Brian Pothier, American ice hockey player
1978 – Milton Bradley, American baseball player
1978 – Tim Corcoran, American baseball player
1978 – Luis Fonsi, Puerto Rican-American singer-songwriter and dancer
1978 – Chris Stapleton, American country singer-songwriter and guitarist
1979 – Luke Evans, Welsh actor and singer
1980 – Patrick Carney, American drummer, musician, and producer
1980 – James Foster, English cricketer
1980 – Raül López, Spanish basketball player
1980 – Willie Mason, New Zealand-Australian rugby league player
1980 – Aida Mollenkamp, American chef and author
1980 – Billy Yates, American football player
1981 – Andrés D'Alessandro, Argentinian footballer
1982 – Michael Aubrey, American baseball player
1982 – Anthony Green, American singer-songwriter
1982 – Seth Rogen, Canadian-American actor, director, producer, and screenwriter
1983 – Alice Braga, Brazilian actress
1983 – Matt Cardle, English singer-songwriter and guitarist
1983 – Dudu Cearense, Brazilian footballer
1983 – Andreas Fransson, Swedish skier (d. 2014)
1983 – Ilya Kovalchuk, Russian ice hockey player
1983 – Martin Pedersen, Danish cyclist
1984 – Antonio Cromartie, American football player
1984 – Cam Janssen, American ice hockey player
1984 – Daniel Paille, Canadian ice hockey player
1985 – Ryan Hamilton, Canadian ice hockey player
1986 – Tom Heaton, English footballer
1986 – Sylvain Marveaux, French footballer
1988 – Blake Ayshford, Australian rugby league player
1988 – Steven Defour, Belgian footballer
1988 – Chris Tillman, American baseball pitcher
1989 – Darren Nicholls, Australian rugby league player
1990 – Emma Watson, English actress
1991 – Daiki Arioka, Japanese idol, singer, and actor
1991 – Javier Fernández López, Spanish figure skater
1992 – Jeremy McGovern, Australian rules football player
1994 – Brodie Grundy, Australian rules football player
1994 – Shaunae Miller-Uibo, Bahamian sprinter
1995 – Leander Dendoncker, Belgian footballer
1997 – Ashleigh Gardner, Australian cricketer
1997 – Maisie Williams, English actress
1999 – Denis Shapovalov, Canadian tennis player
2001 – Shanti Dope, Filipino rapper
Deaths
Pre-1600
628 – Suiko, emperor of Japan (b. 554)
943 – Liu Bin, emperor of Southern Han (b. 920)
956 – Lin Yanyu, Chinese court official and eunuch
1053 – Godwin, Earl of Wessex (b. 1001)
1136 – Richard Fitz Gilbert de Clare (b. 1094)
1220 – Adolf of Altena, German archbishop (b. 1157)
1237 – Richard Poore, English ecclesiastic
1415 – Manuel Chrysoloras, Greek philosopher and translator (b. 1355)
1446 – Filippo Brunelleschi, Italian sculptor and architect (b. 1377)
1502 – John IV of Chalon-Arlay, Prince of Orange (b. 1443)
1558 – Roxelana, wife of Suleiman the Magnificent (b. c. 1500)
1578 – Wolrad II, Count of Waldeck-Eisenberg, German nobleman (b. 1509)
1601–1900
1610 – Robert Persons, English Jesuit priest, insurrectionist, and author (b. 1546)
1632 – George Calvert, 1st Baron Baltimore, English politician, English Secretary of State (b. 1580)
1652 – Patriarch Joseph of Moscow, Russian patriarch
1659 – Simon Dach, German poet and hymnwriter (b. 1605)
1719 – Françoise d'Aubigné, Marquise de Maintenon, French wife of Louis XIV of France (b. 1635)
1754 – Jacopo Riccati, Italian mathematician and academic (b. 1676)
1757 – Rosalba Carriera, Italian painter (b. 1673)
1761 – Archibald Campbell, 3rd Duke of Argyll, Scottish lawyer and politician, Lord President of the Court of Session (b. 1682)
1761 – William Oldys, English historian and author (b. 1696)
1764 – Peder Horrebow, Danish astronomer and mathematician (b. 1679)
1764 – Madame de Pompadour, mistress of King Louis XV (b. 1721)
1765 – Mikhail Lomonosov, Russian chemist and physicist (b. 1711)
1788 – Giuseppe Bonno, Austrian composer (b. 1711)
1793 – Ignacije Szentmartony, Croatian priest, mathematician, and astronomer (b. 1718)
1854 – Arthur Aikin, English chemist and mineralogist (b. 1773)
1861 – Sylvester Jordan, Austrian-German lawyer and politician (b. 1792)
1865 – Abraham Lincoln, 16th President of the United States (b. 1809)
1888 – Matthew Arnold, English poet and critic (b. 1822)
1889 – Father Damien, Belgian priest and saint (b. 1840)
1898 – Te Keepa Te Rangihiwinui, New Zealand commander and politician
1901–present
1912 – Victims of the Titanic disaster:
Thomas Andrews, Irish shipbuilder (b. 1873)
John Jacob Astor IV, American colonel, businessman, and author (b. 1864)
Archibald Butt, American general and journalist (b. 1865)
Jacques Futrelle, American journalist and author (b. 1875)
Benjamin Guggenheim, American businessman (b. 1865)
Henry B. Harris, American producer and manager (b. 1866)
Wallace Hartley, English violinist and bandleader (b. 1878)
Charles Melville Hays, American businessman (b. 1856)
James Paul Moody, English Sixth Officer (b. 1887)
William McMaster Murdoch, Scottish First Officer (b. 1873)
Jack Phillips, English telegraphist (b. 1887)
Edward Smith, English Captain (b. 1850)
William Thomas Stead, English journalist (b. 1849)
Ida Straus, German-American businesswoman (b. 1849)
Isidor Straus, German-American businessman and politician (b. 1845)
John B. Thayer, American business and sportsman (b. 1862)
Henry Tingle Wilde, English chief officer (b. 1872)
1917 – János Murkovics, Slovene author, poet, and educator (b. 1839)
1927 – Gaston Leroux, French journalist and author (b. 1868)
1938 – César Vallejo, Peruvian journalist, poet, and playwright (b. 1892)
1942 – Robert Musil, Austrian-Swiss author and playwright (b. 1880)
1943 – Aristarkh Lentulov, Russian painter and set designer (b. 1882)
1944 – Nikolai Fyodorovich Vatutin, Russian general (b. 1901)
1945 – Hermann Florstedt, German SS officer (b. 1895)
1948 – Radola Gajda, Montenegrin-Czech general and politician (b. 1892)
1949 – Wallace Beery, American actor, director, and screenwriter (b. 1885)
1962 – Clara Blandick, American actress (b. 1880)
1962 – Arsenio Lacson, Filipino journalist and politician, Mayor of Manila (b. 1912)
1963 – Edward Greeves, Jr., Australian footballer (b. 1903)
1966 – Habibullah Bahar Chowdhury, Bengali politician, writer, journalist, first health minister of East Pakistan
1967 – Totò, Italian comedian (b. 1898)
1971 – Gurgen Boryan, Armenian poet and playwright (b. 1915)
1971 – Friedebert Tuglas, Estonian author and critic (b. 1886)
1979 – David Brand, Australian politician, 19th Premier of Western Australia (b. 1912)
1980 – Raymond Bailey, American actor and soldier (b. 1904)
1980 – Jean-Paul Sartre, French philosopher and author, Nobel Prize laureate (b. 1905)
1982 – Arthur Lowe, English actor (b. 1915)
1984 – Tommy Cooper, Welsh comedian and magician (b. 1921)
1986 – Jean Genet, French novelist, poet, and playwright (b. 1910)
1988 – Kenneth Williams, English actor and screenwriter (b. 1926)
1989 – Hu Yaobang, Chinese soldier and politician, former General Secretary of the Chinese Communist Party (b. 1915)
1990 – Greta Garbo, Swedish-American actress (b. 1905)
1993 – Leslie Charteris, English author and screenwriter (b. 1907)
1993 – John Tuzo Wilson, Canadian geophysicist and geologist (b. 1908)
1998 – William Congdon, American-Italian painter and sculptor (b. 1912)
1998 – Pol Pot, Cambodian general and politician, 29th Prime Minister of Cambodia (b. 1925)
1999 – Harvey Postlethwaite, English engineer (b. 1944)
2000 – Edward Gorey, American poet and illustrator (b. 1925)
2001 – Joey Ramone, American singer-songwriter (b. 1951)
2002 – Damon Knight, American author and critic (b. 1922)
2002 – Byron White, American football player, lawyer, and jurist, 4th United States Deputy Attorney General (b. 1917)
2004 – Mitsuteru Yokoyama, Japanese illustrator (b. 1934)
2007 – Brant Parker, American illustrator (b. 1920)
2008 – Krister Stendahl, Swedish bishop, theologian, and scholar (b. 1921)
2009 – Clement Freud, German-English journalist, academic, and politician (b. 1924)
2009 – László Tisza, Hungarian-American physicist and academic (b. 1907)
2009 – Salih Neftçi, Turkish economist and author (b. 1947)
2010 – Jack Herer, American author and activist (b. 1939)
2010 – Michael Pataki, American actor and director (b. 1938)
2011 – Vittorio Arrigoni, Italian journalist, author, and activist (b. 1975)
2012 – Paul Bogart, American director and producer (b. 1919)
2012 – Dwayne Schintzius, American basketball player (b. 1968)
2013 – Benjamin Fain, Ukrainian-Israeli physicist and academic (b. 1930)
2013 – Richard LeParmentier, American-English actor and screenwriter (b. 1946)
2013 – Jean-François Paillard, French conductor (b. 1928)
2014 – John Houbolt, American engineer and academic (b. 1919)
2014 – Eliseo Verón, Argentinian sociologist and academic (b. 1935)
2015 – Jonathan Crombie, Canadian-American actor and screenwriter (b. 1966)
2015 – Surya Bahadur Thapa, Nepalese politician, 24th Prime Minister of Nepal (b. 1928)
2017 – Clifton James, American actor (b. 1920)
2017 – Emma Morano, Italian supercentenarian, last person verified born in the 1800s (b. 1899)
2018 – R. Lee Ermey, American actor (b. 1944)
2018 – Vittorio Taviani, Italian film director and screenwriter (b. 1929)
2022 – Bilquis Edhi, Pakistani philanthropist and wife of Abdul Sattar Edhi (b. 1947)
2022 – Henry Plumb, British politician and farmer (b. 1925)
2022 – Liz Sheridan, American actress (b. 1929)
Holidays and observances
Christian feast day:
Abbo II of Metz
Father Damien (The Episcopal Church)
Hunna
Paternus of Avranches
April 15 (Eastern Orthodox liturgics)
Day of the Sun (North Korea)
Father Damien Day (Hawaii)
Hillsborough Disaster Memorial (Liverpool, England)
Jackie Robinson Day (United States)
National American Sign Language Day (United States)
Pohela Boishakh (Bengali New Year; India)
Tax Day, the official deadline for filing an individual tax return (or requesting an extension). (United States, Philippines)
Universal Day of Culture
World Art Day
References
External links
BBC: On This Day
Historical Events on April 15
Days of the year
April
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1011
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https://en.wikipedia.org/wiki/April%2030
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April 30
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Events
Pre-1600
311 – The Diocletianic Persecution of Christians in the Roman Empire ends.
1315 – Enguerrand de Marigny is hanged at the instigation of Charles, Count of Valois.
1492 – Spain gives Christopher Columbus his commission of exploration. He is named admiral of the ocean sea, viceroy and governor of any territory he discovers.
1513 – Edmund de la Pole, Yorkist pretender to the English throne, is executed on the orders of Henry VIII.
1557 – Mapuche leader Lautaro is killed by Spanish forces at the Battle of Mataquito in Chile.
1598 – Juan de Oñate begins the conquest of Santa Fe de Nuevo México.
1598 – Henry IV of France issues the Edict of Nantes, allowing freedom of religion to the Huguenots.
1601–1900
1636 – Eighty Years' War: Dutch Republic forces recapture a strategically important fort from Spain after a nine-month siege.
1789 – On the balcony of Federal Hall on Wall Street in New York City, George Washington takes the oath of office to become the first President of the United States.
1803 – Louisiana Purchase: The United States purchases the Louisiana Territory from France for $15 million, more than doubling the size of the young nation.
1812 – The Territory of Orleans becomes the 18th U.S. state under the name Louisiana.
1838 – Nicaragua declares independence from the Central American Federation.
1863 – A 65-man French Foreign Legion infantry patrol fights a force of nearly 2,000 Mexican soldiers to nearly the last man in Hacienda Camarón, Mexico.
1871 – The Camp Grant massacre takes place in Arizona Territory.
1885 – Governor of New York David B. Hill signs legislation creating the Niagara Reservation, New York's first state park, ensuring that Niagara Falls will not be devoted solely to industrial and commercial use.
1897 – J. J. Thomson of the Cavendish Laboratory announces his discovery of the electron as a subatomic particle, over 1,800 times smaller than a proton (in the atomic nucleus), at a lecture at the Royal Institution in London.
1900 – Hawaii becomes a territory of the United States, with Sanford B. Dole as governor.
1901–present
1905 – Albert Einstein completes his doctoral thesis at the University of Zurich.
1925 – Automaker Dodge Brothers, Inc is sold to Dillon, Read & Co. for US$146 million plus $50 million for charity.
1927 – The Federal Industrial Institute for Women opens in Alderson, West Virginia, as the first women's federal prison in the United States.
1937 – The Commonwealth of the Philippines holds a plebiscite for Filipino women on whether they should be extended the right to suffrage; over 90% would vote in the affirmative.
1939 – The 1939–40 New York World's Fair opens.
1939 – NBC inaugurates its regularly scheduled television service in New York City, broadcasting President Franklin D. Roosevelt's N.Y. World's Fair opening day ceremonial address.
1943 – World War II: The British submarine surfaces near Huelva to cast adrift a dead man dressed as a courier and carrying false invasion plans.
1945 – World War II: Führerbunker: Adolf Hitler and Eva Braun commit suicide after being married for less than 40 hours. Soviet soldiers raise the Victory Banner over the Reichstag building.
1945 – World War II: Stalag Luft I prisoner-of-war camp near Barth, Germany is liberated by Soviet soldiers, freeing nearly 9,000 American and British airmen.
1947 – In Nevada, Boulder Dam is renamed Hoover Dam.
1948 – In Bogotá, Colombia, the Organization of American States is established.
1956 – Former Vice President and Democratic Senator Alben Barkley dies during a speech in Virginia.
1957 – Supplementary Convention on the Abolition of Slavery entered into force.
1961 – K-19, the first Soviet nuclear submarine equipped with nuclear missiles, is commissioned.
1963 – The Bristol Bus Boycott is held in Bristol to protest the Bristol Omnibus Company's refusal to employ Black or Asian bus crews, drawing national attention to racial discrimination in the United Kingdom.
1973 – Watergate scandal: U.S. President Richard Nixon fires White House Counsel John Dean; other top aides, most notably H. R. Haldeman and John Ehrlichman, resign.
1975 – Fall of Saigon: Communist forces gain control of Saigon. The Vietnam War formally ends with the unconditional surrender of South Vietnamese president Dương Văn Minh.
1980 – Beatrix is inaugurated as Queen of the Netherlands following the abdication of Juliana.
1980 – The Iranian Embassy siege begins in London.
1982 – The Bijon Setu massacre occurs in Calcutta, India.
1993 – CERN announces World Wide Web protocols will be free.
1994 – Formula One racing driver Roland Ratzenberger is killed in a crash during the qualifying session of the San Marino Grand Prix run at Autodromo Enzo e Dino Ferrari outside Imola, Italy.
1999 – Neo-Nazi David Copeland carries out the last of his three nail bombings in London at the Admiral Duncan gay pub, killing three people and injuring 79 others.
2000 – Canonization of Faustina Kowalska in the presence of 200,000 people and the first Divine Mercy Sunday celebrated worldwide.
2004 – U.S. media release graphic photos of American soldiers committing war crimes against Iraqi prisoners at Abu Ghraib prison.
2008 – Two skeletal remains found near Yekaterinburg, Russia are confirmed by Russian scientists to be the remains of Alexei and Anastasia, two of the children of the last Tsar of Russia, whose entire family was executed at Yekaterinburg by the Bolsheviks.
2009 – Chrysler files for Chapter 11 bankruptcy.
2009 – Seven civilians and the perpetrator are killed and another ten injured at a Queen's Day parade in Apeldoorn, Netherlands in an attempted assassination on Queen Beatrix.
2012 – An overloaded ferry capsizes on the Brahmaputra River in India killing at least 103 people.
2013 – Willem-Alexander is inaugurated as King of the Netherlands following the abdication of Beatrix.
2014 – A bomb blast in Ürümqi, China kills three people and injures 79 others.
2021 – Forty-five men and boys are killed in the Meron stampede in Israel.
Births
Pre-1600
1310 – King Casimir III of Poland (d. 1368)
1331 – Gaston III, Count of Foix (d. 1391)
1383 – Anne of Gloucester, English countess, granddaughter of King Edward III of England (d. 1438)
1425 – William III, Landgrave of Thuringia (d. 1482)
1504 – Francesco Primaticcio, Italian painter (d. 1570)
1553 – Louise of Lorraine (d. 1601)
1601–1900
1623 – François de Laval, French-Canadian bishop and saint (d. 1708)
1651 – Jean-Baptiste de La Salle, French priest and saint (d. 1719)
1662 – Mary II of England (d. 1694)
1664 – François Louis, Prince of Conti (d. 1709)
1710 – Johann Kaspar Basselet von La Rosée, Bavarian general (d. 1795)
1723 – Mathurin Jacques Brisson, French zoologist and philosopher (d. 1806)
1758 – Emmanuel Vitale, Maltese commander and politician (d. 1802)
1770 – David Thompson, English-Canadian cartographer and explorer (d. 1857)
1777 – Carl Friedrich Gauss, German mathematician and physicist (d. 1855)
1799 – Joseph Dart, American businessman and entrepreneur (d. 1879)
1803 – Albrecht von Roon, Prussian soldier and politician, 10th Minister President of Prussia (d. 1879)
1829 – Ferdinand von Hochstetter, Austrian geologist and academic (d. 1884)
1848 – Eugène Simon, French naturalist (d. 1924)
1857 – Eugen Bleuler, Swiss psychiatrist and eugenicist (d. 1940)
1857 – Walter Simon, German banker and philanthropist (d. 1920)
1865 – Max Nettlau, German historian and academic (d. 1944)
1866 – Mary Haviland Stilwell Kuesel, American pioneer dentist (d. 1936)
1869 – Hans Poelzig, German architect, designed the IG Farben Building and Großes Schauspielhaus (d. 1936)
1870 – Franz Lehár, Hungarian composer (d. 1948)
1870 – Dadasaheb Phalke, Indian director, producer, and screenwriter (d. 1944)
1874 – Cyriel Verschaeve, Flemish priest and author (d. 1949)
1876 – Orso Mario Corbino, Italian physicist and politician (d. 1937)
1877 – Léon Flameng, French cyclist (d. 1917)
1877 – Alice B. Toklas, American memoirist (d. 1967)
1878 – Władysław Witwicki, Polish psychologist, philosopher, translator, historian (of philosophy and art) and artist (d. 1948)
1879 – Richárd Weisz, Hungarian Olympic champion wrestler (d. 1945)
1880 – Charles Exeter Devereux Crombie, Scottish cartoonist (d. 1967)
1883 – Jaroslav Hašek, Czech soldier and author (d. 1923)
1883 – Luigi Russolo, Italian painter and composer (d. 1947)
1884 – Olof Sandborg, Swedish actor (d. 1965)
1888 – John Crowe Ransom, American poet, critic, and academic (d. 1974)
1893 – Harold Breen, Australian public servant (d. 1966)
1893 – Joachim von Ribbentrop, German soldier and politician, 14th German Reich Minister for Foreign Affairs (d. 1946)
1895 – Philippe Panneton, Canadian physician, academic, and diplomat (d. 1960)
1896 – Reverend Gary Davis, American singer and guitarist (d. 1972)
1896 – Hans List, Austrian scientist and businessman, founded the AVL Engineering Company (d. 1996)
1897 – Humberto Mauro, Brazilian director and screenwriter (d. 1983)
1900 – Erni Krusten, Estonian author and poet (d. 1984)
1901–present
1901 – Simon Kuznets, Belarusian-American economist, statistician, and academic, Nobel Prize laureate (d. 1985)
1902 – Theodore Schultz, American economist and academic, Nobel Prize laureate (d. 1998)
1905 – Sergey Nikolsky, Russian mathematician and academic (d. 2012)
1908 – Eve Arden, American actress (d. 1990)
1908 – Bjarni Benediktsson, Icelandic professor of law and politician, 13th Prime Minister of Iceland (d. 1970)
1908 – Frank Robert Miller, Canadian air marshal and politician (d. 1997)
1909 – F. E. McWilliam, Irish sculptor and educator (d. 1992)
1909 – Juliana of the Netherlands (d. 2004)
1910 – Levi Celerio, Filipino pianist, violinist, and composer (d. 2002)
1914 – Charles Beetham, American middle-distance runner (d. 1997)
1914 – Dorival Caymmi, Brazilian singer-songwriter, actor, and painter (d. 2008)
1916 – Paul Kuusberg, Estonian journalist and author (d. 2003)
1916 – Claude Shannon, American mathematician and engineer (d. 2001)
1916 – Robert Shaw, American conductor (d. 1999)
1917 – Bea Wain, American singer (d. 2017)
1920 – Duncan Hamilton, Irish-English race car driver and pilot (d. 1994)
1920 – Gerda Lerner, Austrian-American historian and woman's history author (d. 2013)
1920 – Tom Moore, British army officer and fundraiser (d. 2021)
1921 – Roger L. Easton, American scientist, co-invented the GPS (d. 2014)
1922 – Anton Murray, South African cricketer (d. 1995)
1923 – Percy Heath, American bassist (d. 2005)
1923 – Kagamisato Kiyoji, Japanese sumo wrestler, the 42nd Yokozuna (d. 2004)
1924 – Sheldon Harnick, American lyricist (d. 2023)
1924 – Uno Laht, Estonian KGB officer and author (d. 2008)
1925 – Corinne Calvet, French actress (d. 2001)
1925 – Johnny Horton, American singer-songwriter and guitarist (d. 1960)
1926 – Shrinivas Khale, Indian composer (d. 2011)
1926 – Cloris Leachman, American actress and comedian (d. 2021)
1928 – Hugh Hood, Canadian author and academic (d. 2000)
1928 – Orlando Sirola, Italian tennis player (d. 1995)
1930 – Félix Guattari, French psychotherapist and philosopher (d. 1992)
1933 – Charles Sanderson, Baron Sanderson of Bowden, English politician
1934 – Jerry Lordan, English singer-songwriter (d. 1995)
1934 – Don McKenney, Canadian ice hockey player and coach (d. 2022)
1937 – Tony Harrison, English poet and playwright
1938 – Gary Collins, American actor and talk show host (d. 2012)
1938 – Juraj Jakubisko, Slovak director and screenwriter (d. 2023)
1938 – Larry Niven, American author and screenwriter
1940 – Jeroen Brouwers, Dutch journalist and writer
1940 – Michael Cleary, Australian rugby player and politician
1940 – Ülo Õun, Estonian sculptor (d. 1988)
1940 – Burt Young, American actor and painter (d. 2023)
1941 – Stavros Dimas, Greek lawyer and politician, Greek Minister of Foreign Affairs
1941 – Max Merritt, New Zealand-Australian singer-songwriter (d. 2020)
1942 – Sallehuddin of Kedah, Sultan of Kedah
1943 – Frederick Chiluba, Zambian politician, 2nd President of Zambia (d. 2011)
1943 – Bobby Vee, American pop singer-songwriter (d. 2016)
1944 – Jon Bing, Norwegian author, scholar, and academic (d. 2014)
1944 – Jill Clayburgh, American actress (d. 2010)
1945 – J. Michael Brady, British radiologist
1945 – Annie Dillard, American novelist, essayist, and poet
1945 – Mimi Fariña, American singer-songwriter, guitarist, and activist (d. 2001)
1945 – Michael J. Smith, American pilot, and astronaut (d. 1986)
1946 – King Carl XVI Gustaf of Sweden
1946 – Bill Plympton, American animator, producer, and screenwriter
1946 – Don Schollander, American swimmer
1947 – Paul Fiddes, English theologian and academic
1947 – Finn Kalvik, Norwegian singer-songwriter and guitarist
1947 – Tom Køhlert, Danish footballer and manager
1947 – Mats Odell, Swedish economist and politician, Swedish Minister for Financial Markets
1948 – Wayne Kramer, American guitarist and singer-songwriter
1948 – Pierre Pagé, Canadian ice hockey player and coach
1948 – Margit Papp, Hungarian athlete
1949 – Phil Garner, American baseball player and manager
1949 – António Guterres, Portuguese academic and politician, 114th Prime Minister of Portugal and 9th Secretary-General of the United Nations
1949 – Karl Meiler, German tennis player (d. 2014)
1952 – Jacques Audiard, French director and screenwriter
1952 – Jack Middelburg, Dutch motorcycle racer (d. 1984)
1953 – Merrill Osmond, American singer and bass player
1954 – Jane Campion, New Zealand director, producer, and screenwriter
1954 – Kim Darroch, English diplomat, UK Permanent Representative to the European Union
1954 – Frank-Michael Marczewski, German footballer
1955 – Nicolas Hulot, French journalist and environmentalist
1955 – David Kitchin, English lawyer and judge
1955 – Pradeep Sarkar, Indian director and screenwriter (d. 2023)
1955 – Zlatko Topčić, Bosnian writer and screenwriter
1956 – Lars von Trier, Danish director and screenwriter
1957 – Wonder Mike, American rapper and songwriter
1958 – Charles Berling, French actor, director, and screenwriter
1959 – Stephen Harper, Canadian economist and politician, 22nd Prime Minister of Canada
1960 – Geoffrey Cox, English lawyer and politician
1960 – Kerry Healey, American academic and politician, 70th Lieutenant Governor of Massachusetts
1961 – Arnór Guðjohnsen, Icelandic footballer
1961 – Isiah Thomas, American basketball player, coach, and sportscaster
1963 – Andrew Carwood, English tenor and conductor
1963 – Michael Waltrip, American race car driver and sportscaster
1964 – Tony Fernandes, Malaysian-Indian businessman, co-founded Tune Group
1964 – Ian Healy, Australian cricketer, coach, and sportscaster
1964 – Lorenzo Staelens, Belgian footballer and manager
1964 – Abhishek Chatterjee, Indian actor
1965 – Daniela Costian, Romanian-Australian discus thrower
1965 – Adrian Pasdar, American actor
1966 – Jeff Brown, Canadian ice hockey player and coach
1966 – Dave Meggett, American football player and coach
1967 – Phil Chang, Taiwanese singer-songwriter and actor
1967 – Philipp Kirkorov, Bulgarian-born Russian singer, composer and actor
1967 – Turbo B, American rapper
1969 – Warren Defever, American bass player and producer
1969 – Justine Greening, English accountant and politician, Secretary of State for International Development
1969 – Paulo Jr., Brazilian bass player
1972 – Takako Tokiwa, Japanese actress
1973 – Leigh Francis, English comedian and actor
1974 – Christian Tamminga, Dutch athlete
1975 – Johnny Galecki, American actor
1976 – Davian Clarke, Jamaican sprinter
1976 – Amanda Palmer, American singer-songwriter and pianist
1976 – Daniel Wagon, Australian rugby league player
1976 – Victor J. Glover, American astronaut
1977 – Jeannie Haddaway, American politician
1977 – Meredith L. Patterson, American technologist, journalist, and author
1978 – Liljay, Taiwanese singer
1979 – Gerardo Torrado, Mexican footballer
1980 – Luis Scola, Argentinian basketball player
1980 – Jeroen Verhoeven, Dutch footballer
1981 – Nicole Kaczmarski, American basketball player
1981 – John O'Shea, Irish footballer
1981 – Kunal Nayyar, British-Indian actor
1981 – Justin Vernon, American singer-songwriter, multi-instrumentalist, and producer
1982 – Kirsten Dunst, American actress
1982 – Drew Seeley, Canadian-American singer-songwriter, dancer, and actor
1983 – Chris Carr, American football player
1983 – Tatjana Hüfner, German luger
1983 – Marina Tomić, Slovenian hurdler
1983 – Troy Williamson, American football player
1984 – Seimone Augustus, American basketball player
1984 – Shawn Daivari, American wrestler and manager
1984 – Risto Mätas, Estonian javelin thrower
1984 – Lee Roache, English footballer
1985 – Brandon Bass, American basketball player
1985 – Gal Gadot, Israeli actress and model
1985 – Ashley Alexandra Dupré, American journalist, singer, and prostitute
1986 – Dianna Agron, American actress and singer
1986 – Martten Kaldvee, Estonian biathlete
1987 – Alipate Carlile, Australian footballer
1987 – Chris Morris, South African cricketer
1987 – Rohit Sharma, Indian cricketer
1988 – Andy Allen, Australian chef
1988 – Sander Baart, Dutch field hockey player
1988 – Ana de Armas, Cuban actress
1988 – Liu Xijun, Chinese singer
1988 – Oh Hye-ri, South Korean taekwondo athlete
1989 – Jang Wooyoung, South Korean singer and actor
1990 – Jonny Brownlee, English triathlete
1990 – Mac DeMarco, Canadian singer-songwriter
1990 – Kaarel Kiidron, Estonian footballer
1990 – Paula Ribó, Spanish singer-songwriter and actress
1991 – Chris Kreider, American ice hockey player
1991 – Travis Scott, American rapper and producer
1992 – Marc-André ter Stegen, German footballer
1993 – Dion Dreesens, Dutch swimmer
1993 – Martin Fuksa, Czech canoeist
1994 – Chae Seo-jin, South Korean actress
1994 – Wang Yafan, Chinese tennis player
1996 – Luke Friend, English singer
1997 – Adam Ryczkowski, Polish footballer
1998 – Georgina Amorós, Spanish actress
1999 – Jorden van Foreest, Dutch chess grandmaster
1999 – Krit Amnuaydechkorn, Thai actor and singer
2000 – Yui Hiwatashi, Japanese singer
2002 – Anna Cramling, Spanish-Swedish chess player
2002 – Teden Mengi, English footballer
2003 – Emily Carey, British actress
2003 – Jung Yun-seok, South Korean actor
Deaths
Pre-1600
AD 65 – Lucan, Roman poet (b. 39)
125 – An, Chinese emperor (b. 94)
535 – Amalasuntha, Ostrogothic queen and regent
783 – Hildegard of the Vinzgau, Frankish queen
1002 – Eckard I, German nobleman
1030 – Mahmud of Ghazni, Ghaznavid emir (b. 971)
1063 – Ren Zong, Chinese emperor (b. 1010)
1131 – Adjutor, French knight and saint
1305 – Roger de Flor, Italian military adventurer (b. 1267)
1341 – John III, duke of Brittany (b. 1286)
1439 – Richard de Beauchamp, 13th Earl of Warwick, English commander (b. 1382)
1524 – Pierre Terrail, seigneur de Bayard, French soldier (b. 1473)
1544 – Thomas Audley, 1st Baron Audley of Walden, English lawyer and judge, Lord Chancellor of England (b. 1488)
1550 – Tabinshwehti, Burmese king (b. 1516)
1601–1900
1632 – Johann Tserclaes, Count of Tilly, Bavarian general (b. 1559)
1632 – Sigismund III Vasa, Swedish-Polish son of John III of Sweden (b. 1566)
1637 – Niwa Nagashige, Japanese daimyō (b. 1571)
1655 – Eustache Le Sueur, French painter (b. 1617)
1660 – Petrus Scriverius, Dutch historian and scholar (b. 1576)
1672 – Marie of the Incarnation, French-Canadian nun and saint, founded the Ursulines of Quebec (b. 1599)
1696 – Robert Plot, English chemist and academic (b. 1640)
1712 – Philipp van Limborch, Dutch theologian and author (b. 1633)
1733 – Rodrigo Anes de Sá Almeida e Meneses, 1st Marquis of Abrantes, Portuguese diplomat (b. 1676)
1736 – Johann Albert Fabricius, German scholar and author (b. 1668)
1758 – François d'Agincourt, French organist and composer (b. 1684)
1792 – John Montagu, 4th Earl of Sandwich, English politician, Secretary of State for the Northern Department (b. 1718)
1795 – Jean-Jacques Barthélemy, French archaeologist and author (b. 1716)
1806 – Onogawa Kisaburō, Japanese sumo wrestler, the 5th Yokozuna (b. 1758)
1841 – Peter Andreas Heiberg, Danish philologist and author (b. 1758)
1847 – Charles, Austrian commander and duke of Teschen (b. 1771)
1863 – Jean Danjou, French captain (b. 1828)
1865 – Robert FitzRoy, English admiral, meteorologist, and politician, 2nd Governor of New Zealand (b. 1805)
1870 – Thomas Cooke, Canadian bishop and missionary (b. 1792)
1875 – Jean-Frédéric Waldeck, French explorer, lithographer, and cartographer (b. 1766)
1879 – Emma Smith, American religious leader (b. 1804)
1883 – Édouard Manet, French painter (b. 1832)
1891 – Joseph Leidy, American paleontologist and author (b. 1823)
1900 – Casey Jones, American railroad engineer (b. 1864)
1901–present
1903 – Emily Stowe, Canadian physician and activist (b. 1831)
1910 – Jean Moréas, Greek poet and critic (b. 1856)
1926 – Bessie Coleman, American pilot (b. 1892)
1936 – A. E. Housman, English poet and scholar (b. 1859)
1939 – Frank Haller, American boxer (b. 1883)
1943 – Eddy Hamel, American footballer (b. 1902)
1943 – Otto Jespersen, Danish linguist and academic (b. 1860)
1943 – Beatrice Webb, English sociologist and economist (b. 1858)
1945 – Eva Braun, German photographer and office and lab assistant, wife of Adolf Hitler (b. 1912)
1945 – Adolf Hitler, Austrian-German politician and author, dictator of Nazi Germany (b. 1889)
1953 – Jacob Linzbach, Estonian linguist and author (b. 1874)
1956 – Alben W. Barkley, American lawyer and politician, 35th Vice President of the United States (b. 1877)
1970 – Jacques Presser, Dutch historian, writer and poet (b. 1899)
1970 – Inger Stevens, Swedish-American actress (b. 1934)
1972 – Gia Scala, English-American model and actress (b. 1934)
1973 – Václav Renč, Czech poet and playwright (b. 1911)
1974 – Agnes Moorehead, American actress (b. 1900)
1980 – Luis Muñoz Marín, Puerto Rican journalist and politician, 1st Governor of Puerto Rico (b. 1898)
1982 – Lester Bangs, American journalist and author (b. 1949)
1983 – George Balanchine, Russian dancer and choreographer (b. 1904)
1983 – Muddy Waters, American singer-songwriter, guitarist, and bandleader (b. 1913)
1983 – Edouard Wyss-Dunant, Swiss physician and mountaineer (b. 1897)
1986 – Robert Stevenson, English director, producer, and screenwriter (b. 1905)
1989 – Sergio Leone, Italian director, producer, and screenwriter (b. 1929)
1993 – Tommy Caton, English footballer (b. 1962)
1994 – Roland Ratzenberger, Austrian race car driver (b. 1960)
1994 – Richard Scarry, American author and illustrator (b. 1919)
1995 – Maung Maung Kha, Burmese colonel and politician, 8th Prime Minister of Burma (b. 1920)
1998 – Nizar Qabbani, Syrian-English poet, publisher, and diplomat (b. 1926)
2000 – Poul Hartling, Danish politician, 36th Prime Minister of Denmark (b. 1914)
2002 – Charlotte von Mahlsdorf, German philanthropist, founded the Gründerzeit Museum (b. 1928)
2003 – Mark Berger, American economist and academic (b. 1955)
2003 – Possum Bourne, New Zealand race car driver (b. 1956)
2005 – Phil Rasmussen, American lieutenant and pilot (b. 1918)
2006 – Jean-François Revel, French philosopher (b. 1924)
2006 – Pramoedya Ananta Toer, Indonesian author and academic (b. 1925)
2007 – Kevin Mitchell, American football player (b. 1971)
2007 – Tom Poston, American actor, comedian, and game show panelist (b. 1921)
2007 – Gordon Scott, American film and television actor (b. 1926)
2008 – Juancho Evertsz, Dutch Antillean politician (b. 1923)
2009 – Henk Nijdam, Dutch cyclist (b. 1935)
2011 – Dorjee Khandu, Indian politician, 6th Chief Minister of Arunachal Pradesh (b. 1955)
2011 – Evald Okas, Estonian painter (b. 1915)
2011 – Ernesto Sabato, Argentinian physicist, author, and painter (b. 1911)
2012 – Tomás Borge, Nicaraguan poet and politician, co-founded the Sandinista National Liberation Front (b. 1930)
2012 – Alexander Dale Oen, Norwegian swimmer (b. 1985)
2012 – Giannis Gravanis, Greek footballer (b. 1958)
2012 – Benzion Netanyahu, Russian-Israeli historian and academic (b. 1910)
2013 – Roberto Chabet, Filipino painter and sculptor (b. 1937)
2013 – Shirley Firth, Canadian skier (b. 1953)
2013 – Viviane Forrester, French author and critic (b. 1925)
2014 – Khaled Choudhury, Indian painter and set designer (b. 1919)
2014 – Julian Lewis, English biologist and academic (b. 1946)
2014 – Carl E. Moses, American businessman and politician (b. 1929)
2014 – Ian Ross, Australian journalist (b. 1940)
2015 – Ben E. King, American singer-songwriter and producer (b. 1938)
2016 – Daniel Berrigan, American priest and activist (b. 1921)
2016 – Harry Kroto, English chemist and academic, Nobel Prize laureate (b. 1939)
2017 – Belchior, Brazilian singer and composer (b. 1946)
2019 – Peter Mayhew, English-American actor (b. 1944)
2020 – Tony Allen, Nigerian drummer and composer (b. 1940)
2020 – Rishi Kapoor, Indian actor, film director and producer (b. 1952)
2021 – Anthony Payne, English composer (b. 1936)
2022 – Naomi Judd, American singer-songwriter and actress (b. 1946)
2022 – Mino Raiola, Italian football agent (b. 1967)
2023 – Jock Zonfrillo, Scottish television presenter and chef (b. 1976)
Holidays and observances
Armed Forces Day (Georgia)
Camarón Day (French Foreign Legion)
Children's Day (Mexico)
Christian feast day:
Adjutor
Aimo
Amator, Peter and Louis
Donatus of Evorea
Eutropius of Saintes
Marie Guyart (Anglican Church of Canada)
Marie of the Incarnation (Ursuline)
Maximus of Rome
Blessed Miles Gerard
Pomponius of Naples
Pope Pius V
Quirinus of Neuss
Sarah Josepha Hale (Episcopal Church)
Suitbert the Younger
April 30 (Eastern Orthodox liturgics)
Consumer Protection Day (Thailand)
Honesty Day (United States)
International Jazz Day (UNESCO)
Martyrs' Day (Pakistan)
May Eve, the eve of the first day of summer in the Northern hemisphere (see May 1):
Beltane begins at sunset in the Northern hemisphere, Samhain begins at sunset in the Southern hemisphere. (Neo-Druidic Wheel of the Year)
Carodejnice (Czech Republic and Slovakia)
Walpurgis Night (Central and Northern Europe)
National Persian Gulf Day (Iran)
Reunification Day (Vietnam)
Rincon Day (Bonaire)
Russian State Fire Service Day (Russia)
Teachers' Day (Paraguay)
References
External links
BBC: On This Day
Historical Events on April 30
Days of the year
April
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1012
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https://en.wikipedia.org/wiki/August%2022
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August 22
|
Events
Pre-1600
392 – Arbogast has Eugenius elected Western Roman Emperor.
851 – Battle of Jengland: Erispoe defeats Charles the Bald near the Breton town of Jengland.
1138 – Battle of the Standard between Scotland and England.
1485 – The Battle of Bosworth Field occurs; Richard III dies, marking the end of the House of Plantagenet.
1559 – Spanish archbishop Bartolomé Carranza is arrested for heresy.
1601–1900
1614 – Fettmilch Uprising: Jews are expelled from Frankfurt, Holy Roman Empire, following the plundering of the Judengasse.
1639 – Madras (now Chennai), India, is founded by the British East India Company on a sliver of land bought from local Nayak rulers.
1642 – Charles I raises his standard in Nottingham, which marks the beginning of the English Civil War.
1654 – Jacob Barsimson arrives in New Amsterdam. He is the first known Jewish immigrant to America.
1711 – Britain's Quebec Expedition loses eight ships and almost nine hundred soldiers, sailors and women to rocks at Pointe-aux-Anglais.
1717 – Spanish troops land on Sardinia.
1770 – James Cook names and lands on Possession Island, and claims the east coast of Australia for Britain as New South Wales.
1777 – British forces abandon the Siege of Fort Stanwix after hearing rumors of Continental Army reinforcements.
1780 – James Cook's ship returns to England (Cook having been killed on Hawaii during the voyage).
1791 – The Haitian slave revolution begins in Saint-Domingue, Haiti.
1798 – French troops land at Kilcummin, County Mayo, Ireland to aid the rebellion.
1827 – José de La Mar becomes President of Peru.
1846 – The Second Federal Republic of Mexico is established.
1849 – Passaleão incident: João Maria Ferreira do Amaral, the governor of Portuguese Macau, is assassinated by a group of Chinese locals, triggering a military confrontation between China and Portugal at the Battle of Passaleão three days after.
1851 – The first America's Cup is won by the yacht America.
1864 – Twelve nations sign the First Geneva Convention, establishing the rules of protection of the victims of armed conflicts.
1875 – The Treaty of Saint Petersburg between Japan and Russia is ratified, providing for the exchange of Sakhalin for the Kuril Islands.
1894 – Mahatma Gandhi forms the Natal Indian Congress (NIC) in order to fight discrimination against Indian traders in Natal.
1901–present
1902 – The Cadillac Motor Company is founded.
1902 – Theodore Roosevelt becomes the first President of the United States to make a public appearance in an automobile.
1902 – At least 6,000 people are killed by the magnitude 7.7 Kashgar earthquake in the Tien Shan mountains.
1922 – Michael Collins, Commander-in-chief of the Irish Free State Army, is shot dead in an ambush during the Irish Civil War.
1934 – Bill Woodfull of Australia becomes the only test cricket captain to twice regain The Ashes.
1941 – World War II: German troops begin the Siege of Leningrad.
1942 – Brazil declares war on Germany, Japan and Italy.
1944 – World War II: Holocaust of Kedros in Crete by German forces.
1949 – The Queen Charlotte earthquake is Canada's strongest since the 1700 Cascadia earthquake.
1953 – The penal colony on Devil's Island is permanently closed.
1962 – The OAS attempts to assassinate French president Charles de Gaulle.
1963 – X-15 Flight 91 reaches the highest altitude of the X-15 program ( (354,200 feet)).
1966 – Labor movements NFWA and AWOC merge to become the United Farm Workers Organizing Committee (UFWOC), the predecessor of the United Farm Workers.
1968 – Pope Paul VI arrives in Bogotá, Colombia. It is the first visit of a pope to Latin America.
1971 – J. Edgar Hoover and John Mitchell announce the arrest of 20 of the Camden 28.
1972 – Rhodesia is expelled by the IOC for its racist policies.
1973 – The Congress of Chile votes in favour of a resolution condemning President Salvador Allende's government and demands that he resign or else be unseated through force and new elections.
1978 – Nicaraguan Revolution: The FLSN seizes the National Congress of Nicaragua, along with over a thousand hostages.
1978 – The District of Columbia Voting Rights Amendment is passed by the U.S. Congress, although it is never ratified by a sufficient number of states.
1981 – Far Eastern Air Transport Flight 103 disintegrates in mid-air and crashes in Sanyi Township, Miaoli County, Taiwan. All 110 people on board are killed.
1985 – British Airtours Flight 28M suffers an engine fire during takeoff at Manchester Airport. The pilots abort but due to inefficient evacuation procedures 55 people are killed, mostly from smoke inhalation.
1989 – Nolan Ryan strikes out Rickey Henderson to become the first Major League Baseball pitcher to record 5,000 strikeouts.
1991 – Iceland is the first nation in the world to recognize the independence of the Baltic states.
1992 – FBI sniper Lon Horiuchi shoots and kills Vicki Weaver during an 11-day siege at her home at Ruby Ridge, Idaho.
1999 – China Airlines Flight 642 crashes at Hong Kong International Airport, killing three people and injuring 208 more.
2003 – Alabama Chief Justice Roy Moore is suspended after refusing to comply with a federal court order to remove a rock inscribed with the Ten Commandments from the lobby of the Alabama Supreme Court building.
2004 – Versions of The Scream and Madonna, two paintings by Edvard Munch, are stolen at gunpoint from a museum in Oslo, Norway.
2006 – Pulkovo Aviation Enterprise Flight 612 crashes near the Russian border over eastern Ukraine, killing all 170 people on board.
2006 – Grigori Perelman is awarded the Fields Medal for his proof of the Poincaré conjecture in mathematics but refuses to accept the medal.
2007 – The Texas Rangers defeat the Baltimore Orioles 30–3, the most runs scored by a team in modern Major League Baseball history.
2012 – Ethnic clashes over grazing rights for cattle in Kenya's Tana River District result in more than 52 deaths.
Births
Pre-1600
1412 – Frederick II, Elector of Saxony (d. 1464)
1570 – Franz von Dietrichstein, Roman Catholic archbishop and cardinal (d. 1636)
1599 – Agatha Marie of Hanau, German noblewoman (d. 1636)
1601–1900
1601 – Georges de Scudéry, French author, poet, and playwright (d. 1667)
1624 – Jean Regnault de Segrais, French author and poet (d. 1701)
1647 – Denis Papin, French physicist and mathematician, developed pressure cooking (d. 1712)
1679 – Pierre Guérin de Tencin, French cardinal (d. 1758)
1760 – Pope Leo XII (d. 1829)
1764 – Charles Percier, French architect and interior designer (d. 1838)
1771 – Henry Maudslay, English engineer (d. 1831)
1773 – Aimé Bonpland, French botanist and explorer (d. 1858)
1778 – James Kirke Paulding, American poet, playwright, and politician, 11th United States Secretary of the Navy (d. 1860)
1800 – Samuel David Luzzatto, Italian poet and scholar (d. 1865)
1818 – Rudolf von Jhering, German jurist (d. 1892)
1827 – Ezra Butler Eddy, Canadian businessman and politician (d. 1906)
1834 – Samuel Pierpont Langley, American physicist and astronomer (d. 1906)
1836 – Archibald Willard, American soldier and painter (d. 1918)
1844 – George W. De Long, American Naval officer and explorer (d. 1881)
1845 – William Lewis Douglas, American businessman and politician, 42nd Governor of Massachusetts (d. 1924)
1847 – John Forrest, Australian politician, 1st Premier of Western Australia (d. 1918)
1848 – Melville Elijah Stone, American publisher, founded the Chicago Daily News (d. 1929)
1854 – Milan I of Serbia (d. 1901)
1857 – Ned Hanlon, American baseball player and manager (d. 1937)
1860 – Paul Gottlieb Nipkow, Polish-German technician and inventor, created the Nipkow disk (d. 1940)
1860 – Alfred Ploetz, German physician, biologist, and eugenicist (d. 1940)
1862 – Claude Debussy, French pianist and composer (d. 1918)
1867 – Maximilian Bircher-Benner, Swiss physician and nutritionist (d. 1939)
1867 – Charles Francis Jenkins, American inventor (d. 1934)
1868 – Willis R. Whitney, American chemist (d. 1958)
1873 – Alexander Bogdanov, Russian physician and philosopher (d. 1928)
1874 – Max Scheler, German philosopher and author (d. 1928)
1880 – Gorch Fock, German author and poet (d. 1916)
1880 – George Herriman, American cartoonist (d. 1944)
1881 – James Newland, Australian soldier and policeman (d. 1949)
1882 – Raymonde de Laroche, French pilot (d. 1919)
1887 – Lutz Graf Schwerin von Krosigk, German jurist and politician, German Minister of Foreign Affairs (d. 1977)
1890 – Cecil Kellaway, South African actor (d. 1973)
1891 – Henry Bachtold, Australian soldier and railway engineer (d. 1983)
1891 – Jacques Lipchitz, Lithuanian-Italian sculptor (d. 1973)
1893 – Wilfred Kitching, English 7th General of The Salvation Army (d. 1977)
1893 – Dorothy Parker, American poet, short story writer, critic, and satirist (d. 1967)
1893 – Ernest H. Volwiler, American chemist (d. 1992)
1895 – László Almásy, Hungarian captain, pilot, and explorer (d. 1951)
1895 – Paul Comtois, Canadian lawyer and politician, 21st Lieutenant Governor of Quebec (d. 1966)
1896 – Laurence McKinley Gould, American geologist, educator, and polar explorer (d. 1995)
1897 – Bill Woodfull, Australian cricketer and educator (d. 1965)
1900 – Lisy Fischer, Swiss-born pianist and child prodigy (d. 1999)
1901–present
1902 – Thomas Pelly, American lawyer and politician (d. 1973)
1902 – Leni Riefenstahl, German actress, film director and propagandist (d. 2003)
1902 – Edward Rowe Snow, American historian and author (d. 1982)
1903 – Jerry Iger, American cartoonist, co-founded Eisner & Iger (d. 1990)
1904 – Deng Xiaoping, Chinese soldier and politician, 1st Vice Premier of the People's Republic of China (d. 1997)
1908 – Henri Cartier-Bresson, French photographer and painter (d. 2004)
1908 – Erwin Thiesies, German rugby player and coach (d. 1993)
1909 – Julius J. Epstein, American screenwriter and producer (d. 2000)
1909 – Mel Hein, American football player and coach (d. 1992)
1913 – Leonard Pagliero, English businessman and pilot (d. 2008)
1913 – Bruno Pontecorvo, Italian physicist and academic (d. 1993)
1914 – Jack Dunphy, American author and playwright (d. 1992)
1914 – Connie B. Gay, American businessman, co-founded the Country Music Hall of Fame and Museum (d. 1989)
1915 – David Dellinger, American activist (d. 2004)
1915 – James Hillier, Canadian-American scientist, co-designed the electron microscope (d. 2007)
1915 – Edward Szczepanik, Polish economist and politician, 15th Prime Minister of the Polish Republic in Exile (d. 2005)
1917 – John Lee Hooker, American singer-songwriter and guitarist (d. 2001)
1918 – Mary McGrory, American journalist and author (d. 2004)
1920 – Ray Bradbury, American science fiction writer and screenwriter (d. 2012)
1920 – Denton Cooley, American surgeon and scientist (d. 2016)
1921 – Dinos Dimopoulos, Greek director and screenwriter (d. 2003)
1921 – Tony Pawson, English cricketer, footballer, and journalist (d. 2012)
1922 – Roberto Aizenberg, Argentine painter and sculptor (d. 1996)
1922 – Theoni V. Aldredge, Greek-American costume designer (d. 2011)
1924 – James Kirkwood, Jr., American playwright and author (d. 1989)
1924 – Harishankar Parsai, Indian writer, satirist and humorist (d. 1995)
1925 – Honor Blackman, English actress and republican (d. 2020)
1926 – Marc Bohan, French fashion designer (d. 2023)
1926 – Bob Flanigan, American pop singer (d. 2011)
1928 – Tinga Seisay, Sierra Leonean academic and diplomat (d. 2015)
1928 – Karlheinz Stockhausen, German composer and academic (d. 2007)
1929 – Valery Alekseyev, Russian anthropologist and author (d. 1991)
1929 – Ulrich Wegener, German police officer and general (d. 2017)
1930 – Gylmar dos Santos Neves, Brazilian footballer (d. 2013)
1932 – Gerald P. Carr, American engineer, colonel, and astronaut (d. 2020)
1933 – Sylva Koscina, Italian actress (d. 1994)
1934 – Norman Schwarzkopf, Jr., American general and engineer (d. 2012)
1935 – Annie Proulx, American novelist, short story writer, and journalist
1936 – Chuck Brown, American singer-songwriter, guitarist, and producer (d. 2012)
1936 – John Callaway, American journalist and producer (d. 2009)
1936 – Dale Hawkins, American singer-songwriter and guitarist (d. 2010)
1936 – Werner Stengel, German roller coaster designer and engineer, designed the Maverick roller coaster
1938 – Jean Berkey, American businesswoman and politician (d. 2013)
1939 – Valerie Harper, American actress (d. 2019)
1939 – Carl Yastrzemski, American baseball player
1941 – Bill Parcells, American football player and coach
1943 – Alun Michael, Welsh police commissioner and politician, inaugural First Minister of Wales
1943 – Masatoshi Shima, Japanese computer scientist and engineer, co-designed the Intel 4004
1944 – Roger Cashmore, English physicist and academic
1945 – David Chase, American screenwriter and producer
1945 – Ron Dante, American singer-songwriter and producer
1947 – Cindy Williams, American actress and producer (d. 2023)
1948 – David Marks, American singer-songwriter and guitarist
1949 – Diana Nyad, American swimmer and author
1949 – Joop Donkervoort, Dutch businessman
1950 – Ray Burris, American baseball player and coach
1950 – Scooter Libby, American lawyer and politician, Chief of Staff to the Vice President of the United States
1952 – Peter Laughner, American singer-songwriter and guitarist (d. 1977)
1953 – Paul Ellering, American weightlifter, wrestler, and manager
1955 – Chiranjeevi, Indian film actor, producer and politician
1956 – Paul Molitor, American baseball player and coach
1956 – Peter Taylor, Australian cricketer
1957 – Steve Davis, English snooker player, sportscaster, and author
1957 – Holly Dunn, American country music singer-songwriter (d. 2016)
1958 – Colm Feore, American-Canadian actor
1958 – Stevie Ray, American semi-retired wrestler
1958 – Vernon Reid, English-born American guitarist and songwriter
1959 – Juan Croucier, Cuban-American singer-songwriter, bass player, and producer
1959 – Pia Gjellerup, Danish lawyer and politician, Danish Minister of Finance
1959 – Mark Williams, English actor
1960 – Holger Gehrke, German footballer and manager
1960 – Collin Raye, American country music singer
1960 – Regina Taylor, American actress and playwright
1961 – Andrés Calamaro, Argentine singer-songwriter, guitarist, and producer
1961 – Roland Orzabal, English singer and musician
1961 – Debbi Peterson, American singer-songwriter and drummer
1962 – Stefano Tilli, Italian sprinter
1963 – Tori Amos, American singer-songwriter, pianist, and producer
1963 – James DeBarge, American R&B/soul singer
1963 – Terry Catledge, American basketball player
1964 – Trey Gowdy, American lawyer and U.S. Representative
1964 – Mats Wilander, Swedish-American tennis player and coach
1965 – Wendy Botha, South African-Australian surfer
1965 – David Reimer, Canadian man, born male but reassigned female and raised as a girl after a botched circumcision (d. 2004)
1966 – GZA, American rapper and producer
1966 – Rob Witschge, Dutch footballer and manager
1967 – Adewale Akinnuoye-Agbaje, English actor
1967 – Ty Burrell, American actor and comedian
1967 – Paul Colman, Australian singer-songwriter and guitarist
1967 – Alfred Gough, American screenwriter and producer
1967 – Layne Staley, American singer-songwriter (d. 2002)
1968 – Casper Christensen, Danish comedian, actor, and screenwriter
1968 – Rich Lowry, American writer and magazine editor (National Review)
1968 – Aleksandr Mostovoi, Russian footballer
1968 – Elisabeth Murdoch, Australian businesswoman
1968 – Horst Skoff, Austrian tennis player (d. 2008)
1970 – Charlie Connelly, English author and broadcaster
1970 – Giada De Laurentiis, Italian-American chef and author
1970 – Tímea Nagy, Hungarian fencer
1971 – Richard Armitage, English actor
1971 – Craig Finn, American singer-songwriter and guitarist
1971 – Melinda Page Hamilton, American actress
1971 – Rick Yune, American actor
1972 – Okkert Brits, South African pole vaulter
1972 – Paul Doucette, American singer-songwriter, guitarist, and drummer
1972 – Steve Kline, American baseball player and coach
1972 – Max Wilson, German-Brazilian race car driver
1973 – Roslina Bakar, Malaysian sport shooter
1973 – Beenie Man, Jamaican deejay
1973 – Howie Dorough, American singer-songwriter and dancer
1973 – Kristen Wiig, American actress, comedian, and screenwriter
1973 – Eurelijus Žukauskas, Lithuanian basketball player
1974 – Cory Gardner, American politician
1974 – Jenna Leigh Green, American actress and singer
1974 – Agustín Pichot, Argentinian rugby player
1975 – Clint Bolton, Australian footballer
1975 – Rodrigo Santoro, Brazilian actor
1976 – Marius Bezykornovas, Lithuanian footballer
1976 – Bryn Davies, American bassist, cellist, and pianist
1976 – Laurent Hernu, French decathlete
1976 – Jeff Weaver, American baseball player
1976 – Randy Wolf, American baseball player
1977 – Heiðar Helguson, Icelandic footballer
1977 – Keren Cytter, Israeli visual artist and writer
1978 – James Corden, English actor, comedian, writer, and television presenter
1978 – Ioannis Gagaloudis, Greek basketball player
1979 – Brandon Adams, American actor
1979 – Matt Walters, American football player
1980 – Roland Benschneider, German footballer
1980 – Nicolas Macrozonaris, Canadian sprinter
1980 – Aya Sumika, American actress
1980 – Seiko Yamamoto, Japanese wrestler
1981 – Alex Holmes, American football player
1981 – Jang Hyun-kyu, South Korean footballer (d. 2012)
1981 – Christina Obergföll, German athlete
1983 – Theo Bos, Dutch cyclist
1983 – Jahri Evans, American football player
1984 – Lee Camp, English footballer
1984 – Lawrence Quaye, Ghanaian-Qatari footballer
1985 – Luke Russert, American journalist
1985 – Jey Uso, Samoan-American wrestler
1985 – Jimmy Uso, Samoan-American wrestler
1985 – Salih Yoluç, Turkish Automobile Racer
1986 – Stephen Ireland, Irish footballer
1986 – Tokushōryū Makoto, Japanese sumo wrestler
1986 – Pac, English wrestler
1987 – Leonardo Moracci, Italian footballer
1987 – Apollo Crews, American wrestler
1989 – Giacomo Bonaventura, Italian footballer
1990 – Randall Cobb, American football player
1990 – Drew Hutchison, American baseball player
1990 – Robbie Rochow, Australian rugby league player
1990 – Adam Thielen, American football player
1991 – Federico Macheda, Italian footballer
1991 – Brayden Schenn, Canadian ice hockey player
1992 – Ema Burgić Bucko, Bosnian tennis player
1992 – Ari Stidham, American actor
1993 – Dillon Danis, American mixed martial artist
1994 – Israel Broussard, American actor
1994 – Olli Määttä, Finnish ice hockey player
1995 – Dua Lipa, English singer-songwriter
1996 – Jessica-Jane Applegate, British Paralympic swimmer
1996 – Jeon So-min, South Korean singer-songwriter
1997 – Maxx Crosby, American football player
1997 – Lautaro Martínez, Argentine footballer
2001 – LaMelo Ball, American basketball player
Deaths
Pre-1600
408 – Stilicho, Roman general (b. 359)
1155 – Emperor Konoe of Japan (b. 1139)
1241 – Pope Gregory IX, (b. 1143)
1280 – Pope Nicholas III (b. 1225)
1304 – John II, Count of Holland (b. 1247)
1338 – William II, Duke of Athens (b. 1312)
1350 – Philip VI of France (b. 1293)
1358 – Isabella of France (b. 1295)
1425 – Eleanor, Princess of Asturias (b. 1423)
1456 – Vladislav II of Wallachia
1485 – Richard III of England (b. 1452)
1485 – James Harrington, Yorkist knight
1485 – John Howard, 1st Duke of Norfolk (b. 1430)
1485 – Richard Ratcliffe, supporter of Richard III
1485 – William Brandon, supporter of Henry VII (b. 1426)
1532 – William Warham, Archbishop of Canterbury (b. 1450)
1545 – Charles Brandon, 1st Duke of Suffolk, English politician and husband of Mary Tudor (b. c. 1484)
1553 – John Dudley, 1st Duke of Northumberland, English admiral and politician, Lord President of the Council (b. 1504)
1572 – Thomas Percy, 7th Earl of Northumberland, English leader of the Rising of the North (b. 1528)
1584 – Jan Kochanowski, Polish poet and playwright (b. 1530)
1599 – Luca Marenzio, Italian singer-songwriter (b. 1553)
1601–1900
1607 – Bartholomew Gosnold, English lawyer and explorer, founded the London Company (b. 1572)
1652 – Jacob De la Gardie, Estonian-Swedish soldier and politician, Lord High Constable of Sweden (b. 1583)
1664 – Maria Cunitz, Polish astronomer and author (b. 1610)
1680 – John George II, Elector of Saxony (b. 1613)
1681 – Philippe Delano, Dutch Plymouth Colony settler (b. 1602)
1701 – John Granville, 1st Earl of Bath, English soldier and politician, Lord Lieutenant of Ireland (b. 1628)
1711 – Louis François, duc de Boufflers, French general (b. 1644)
1752 – William Whiston, English mathematician, historian, and theologian (b. 1667)
1773 – George Lyttelton, 1st Baron Lyttelton, English poet and politician, Chancellor of the Exchequer (b. 1709)
1793 – Louis de Noailles, French general (b. 1713)
1797 – Dagobert Sigmund von Wurmser, French-Austrian field marshal (b. 1724)
1806 – Jean-Honoré Fragonard, French painter and illustrator (b. 1732)
1818 – Warren Hastings, English lawyer and politician, 1st Governor-General of Bengal (b. 1732)
1828 – Franz Joseph Gall, Austrian neuroanatomist and physiologist (b. 1758)
1850 – Nikolaus Lenau, Romanian-Austrian poet and author (b. 1802)
1861 – Xianfeng, Emperor of China (b. 1831)
1888 – Ágoston Trefort, Hungarian jurist and politician, Hungarian Minister of Education (b. 1817)
1891 – Jan Neruda, Czech journalist, author, and poet (b. 1834)
1901–present
1903 – Robert Gascoyne-Cecil, 3rd Marquess of Salisbury, English academic and politician, Prime Minister of the United Kingdom (b. 1830)
1904 – Kate Chopin, American novelist and poet (b. 1850)
1909 – Henry Radcliffe Crocker, English dermatologist and author (b. 1846)
1914 – Giacomo Radini-Tedeschi, Italian bishop and academic (b. 1859)
1918 – Korbinian Brodmann, German neurologist and academic (b. 1868)
1920 – Anders Zorn, Swedish artist (b. 1860)
1922 – Michael Collins, Irish rebel, counter-intelligence and military tactician, and politician; 2nd Irish Minister of Finance (b. 1890)
1926 – Charles William Eliot, American academic (b. 1834)
1933 – Alexandros Kontoulis, Greek general and diplomat (b. 1858)
1940 – Oliver Lodge, English physicist and academic (b. 1851)
1940 – Gerald Strickland, 1st Baron Strickland, Maltese lawyer and politician, 4th Prime Minister of Malta (b. 1861)
1942 – Michel Fokine, Russian dancer and choreographer (b. 1880)
1946 – Döme Sztójay, Hungarian general and politician, 35th Prime Minister of Hungary (b. 1883)
1950 – Kirk Bryan, American geologist and academic (b. 1888)
1951 – Jack Bickell, Canadian businessman and philanthropist (b. 1884)
1953 – Jim Tabor, American baseball player (b. 1916)
1958 – Roger Martin du Gard, French novelist and paleographer, Nobel Prize laureate (b. 1881)
1960 – Johannes Sikkar, Estonian soldier and politician, Prime Minister of Estonia in exile (b. 1897)
1963 – William Morris, 1st Viscount Nuffield, English businessman and philanthropist, founded Morris Motors (b. 1877)
1967 – Gregory Goodwin Pincus, American biologist and academic, co-created the birth-control pill (b. 1903)
1970 – Vladimir Propp, Russian philologist and scholar (b. 1895)
1971 – Birger Nerman, Swedish archaeologist (b. 1888)
1974 – Jacob Bronowski, Polish-English mathematician, biologist, and author (b. 1908)
1976 – Gina Bachauer, Greek pianist and composer (b. 1913)
1976 – Juscelino Kubitschek, Brazilian physician and politician, 21st President of Brazil (b. 1902)
1977 – Sebastian Cabot, English actor (b. 1918)
1977 – Chunseong, Korean monk, philosopher and writer (b. 1891)
1977 – Rex Connor, Australian politician (b. 1907)
1978 – Jomo Kenyatta, Kenyan politician, 1st President of Kenya (b. 1894)
1979 – James T. Farrell, American novelist, short-story writer, and poet (b. 1904)
1980 – James Smith McDonnell, American pilot, engineer, and businessman, founded McDonnell Aircraft (b. 1899)
1981 – Vicente Manansala, Filipino painter (b. 1910)
1985 – Charles Gibson (historian), Historian of Mexico and its Indians, President of the American Historical Association (b. 1920)
1986 – Celâl Bayar, Turkish lawyer and politician, 3rd President of Turkey (b. 1883)
1987 – Joseph P. Lash, American author and journalist (b. 1909)
1989 – Robert Grondelaers, Belgian cyclist (b. 1933)
1989 – Huey P. Newton, American activist, co-founded the Black Panther Party (b. 1942)
1991 – Colleen Dewhurst, Canadian-American actress (b. 1924)
1991 – Boris Pugo, Russian soldier and politician, Soviet Minister of Interior (b. 1937)
1994 – Gilles Groulx, Canadian director and screenwriter (b. 1931)
1994 – Allan Houser, American sculptor and painter (b. 1914)
1995 – Johnny Carey, Irish footballer and manager (b. 1919)
1996 – Erwin Komenda, Austrian car designer and engineer (b. 1904)
2000 – Abulfaz Elchibey, 2nd President of Azerbaijan (b. 1938)
2003 – Arnold Gerschwiler, Swiss figure skater and coach (b. 1914)
2004 – Konstantin Aseev, Russian chess player and trainer (b. 1960)
2004 – Angus Bethune, Australian soldier and politician, 33rd Premier of Tasmania (b. 1908)
2004 – Daniel Petrie, Canadian director and producer (b. 1920)
2005 – Luc Ferrari, French-Italian director and composer (b. 1929)
2005 – Ernest Kirkendall, American chemist and metallurgist (b. 1914)
2007 – Grace Paley, American short story writer and poet (b. 1922)
2008 – Gladys Powers, English-Canadian soldier (b. 1899)
2009 – Muriel Duckworth, Canadian pacifist, feminist, and activist (b. 1908)
2009 – Elmer Kelton, American journalist and author (b. 1926)
2010 – Stjepan Bobek, Croatian footballer and manager (b. 1923)
2011 – Nick Ashford, American singer-songwriter and producer (b. 1942)
2011 – Jack Layton, Canadian academic and politician (b. 1950)
2011 – Casey Ribicoff, American philanthropist (b. 1922)
2012 – Nina Bawden, English author (b. 1925)
2012 – Paul Shan Kuo-hsi, Chinese cardinal (b. 1923)
2012 – Jeffrey Stone, American actor and screenwriter (b. 1926)
2013 – Paul Poberezny, American pilot and businessman, founded the Experimental Aircraft Association (b. 1921)
2013 – Andrea Servi, Italian footballer (b. 1984)
2014 – U. R. Ananthamurthy, Indian author, poet, and playwright (b. 1932)
2014 – Emmanuel Kriaras, Greek lexicographer and philologist (b. 1906)
2014 – Pete Ladygo, American football player and coach (b. 1928)
2014 – Noella Leduc, American baseball player (b. 1933)
2014 – John Sperling, American businessman, founded the University of Phoenix (b. 1921)
2014 – John S. Waugh, American chemist and academic (b. 1929)
2015 – Arthur Morris, Australian cricketer and journalist (b. 1922)
2015 – Ieng Thirith, Cambodian academic and politician (b. 1932)
2015 – Eric Thompson, English race car driver and book dealer (b. 1919)
2016 – S. R. Nathan, 6th President of Singapore (b. 1924)
2016 – Toots Thielemans, Belgian and American jazz musician (b. 1922)
2017 – Michael J. C. Gordon, British Computer scientist (b. 1948)
2018 – Ed King, American musician (b. 1949)
2018 – Krishna Reddy, Indian printmaker, sculptor and teacher (b. 1925)
2021 – Rod Gilbert, Canadian ice hockey player (b. 1941)
Holidays and observances
Christian feast day:
Fabrizio
Guinefort, the holy greyhound, feast day traditionally.
Immaculate Heart of Mary (Roman Catholic calendar of 1960)
Queenship of Mary
Symphorian and Timotheus
August 22 (Eastern Orthodox liturgics)
Earliest day on which National Heroes' Day (Philippines) can fall, while August 28 is the latest; celebrated on the fourth Monday in August.
Flag Day (Russia)
Madras Day (Chennai and Tamil Nadu, India)
End of Filseta feast in the Ethiopian Orthodox Tewahedo and Eritrean Orthodox Tewahedo Church
International Day Commemorating the Victims of Acts of Violence Based on Religion or Belief (International)
References
External links
Days of the year
August
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1013
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https://en.wikipedia.org/wiki/August%2027
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August 27
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Events
Pre-1600
410 – The sacking of Rome by the Visigoths ends after three days.
1172 – Henry the Young King and Margaret of France are crowned junior king and queen of England.
1232 – Shikken Hojo Yasutoki of the Kamakura shogunate promulgates the Goseibai Shikimoku, the first Japanese legal code governing the samurai class.
1557 – The Battle of St. Quentin results in Emmanuel Philibert becoming Duke of Savoy.
1593 – Pierre Barrière failed an attempt to assassinate Henry IV of France.
1597 – Jeongyu War: Battle of Chilcheollyang: A Japanese fleet of 500 ships destroys Joseon commander Won Gyun’s fleet of 200 ships at Chilcheollyang.
1600 – Ishida Mitsunari’s Western Army commences the Siege of Fushimi Castle, which is lightly defended by a much smaller Tokugawa garrison led by Torii Mototada.
1601–1900
1689 – The Treaty of Nerchinsk is signed by Russia and the Qing Empire (Julian calendar).
1776 – American Revolutionary War: Members of the 1st Maryland Regiment repeatedly charged a numerically superior British force during the Battle of Long Island, allowing General Washington and the rest of the American troops to escape.
1791 – French Revolution: Frederick William II of Prussia and Leopold II, Holy Roman Emperor, issue the Declaration of Pillnitz, declaring the joint support of the Holy Roman Empire and Prussia for the French monarchy, agitating the French revolutionaries and contributing to the outbreak of the War of the First Coalition.
1793 – French Revolutionary Wars: The city of Toulon revolts against the French Republic and admits the British and Spanish fleets to seize its port, leading to the Siege of Toulon by French Revolutionary forces.
1798 – Wolfe Tone's United Irish and French forces clash with the British Army in the Battle of Castlebar, part of the Irish Rebellion of 1798, resulting in the creation of the French puppet Republic of Connacht.
1810 – Napoleonic Wars: The French Navy defeats the British Royal Navy, preventing them from taking the harbour of Grand Port on Île de France.
1813 – French Emperor Napoleon I defeats a larger force of Austrians, Russians, and Prussians at the Battle of Dresden.
1828 – Brazil and Argentina recognize the sovereignty of Uruguay in the Treaty of Montevideo
1832 – Black Hawk, leader of the Sauk tribe of Native Americans, surrenders to U.S. authorities, ending the Black Hawk War.
1859 – Petroleum is discovered in Titusville, Pennsylvania, leading to the world's first commercially successful oil well.
1881 – The Georgia hurricane makes landfall near Savannah, Georgia, resulting in an estimated 700 deaths.
1883 – Eruption of Krakatoa: Four enormous explosions almost completely destroy the island of Krakatoa and cause years of climate change.
1893 – The Sea Islands hurricane strikes the United States near Savannah, Georgia, killing between 1,000 and 2,000 people.
1895 – Japanese invasion of Taiwan: Battle of Baguashan: The Empire of Japan decisively defeats a smaller Formosan army at Changhua, crippling the short-lived Republic of Formosa and leading to its surrender two months later.
1896 – Anglo-Zanzibar War: The shortest war in world history (09:02 to 09:40), between the United Kingdom and Zanzibar.
1901–present
1908 – The Qing dynasty promulgates the Qinding Xianfa Dagang, the first constitutional document in the history of China, transforming the Qing empire into a constitutional monarchy.
1914 – World War I: Battle of Étreux: A British rearguard action by the Royal Munster Fusiliers during the Great Retreat.
1914 – World War I: Siege of Tsingtao: A Japanese fleet commanded by Vice Admiral Sadakichi Kato imposes a blockade along the whole coastline of German Tsingtao, initiating the Siege of Tsingtao.
1915 – Attempted assassination of Bishop Patrick Heffron, bishop of the Diocese of Winona, by Rev. Louis M. Lesches.
1916 – World War I: The Kingdom of Romania declares war on Austria-Hungary, entering the war as one of the Allied nations.
1918 – Mexican Revolution: Battle of Ambos Nogales: U.S. Army forces skirmish against Mexican Carrancistas in the only battle of World War I fought on American soil.
1922 – Greco-Turkish War: The Turkish army takes the Aegean city of Afyonkarahisar from the Kingdom of Greece.
1927 – Five Canadian women file a petition to the Supreme Court of Canada, asking: "Does the word 'Persons' in Section 24 of the British North America Act, 1867, include female persons?"
1928 – The Kellogg–Briand Pact outlawing war is signed by fifteen nations. Ultimately sixty-one nations will sign it.
1933 – The first Afrikaans Bible is introduced during a Bible Festival in Bloemfontein.
1939 – First flight of the turbojet-powered Heinkel He 178, the world's first jet aircraft.
1942 – First day of the Sarny Massacre, perpetrated by Germans and Ukrainians.
1943 – World War II: Japanese forces evacuate New Georgia Island in the Pacific Theater of Operations during World War II.
1943 – World War II: Aerial bombardment by the Luftwaffe razes to the ground the village of Vorizia in Crete.
1955 – The first edition of the Guinness Book of Records is published in Great Britain.
1956 – The nuclear power station at Calder Hall in the United Kingdom was connected to the national power grid becoming the world's first commercial nuclear power station to generate electricity on an industrial scale.
1962 – The Mariner 2 unmanned space mission is launched to Venus by NASA.
1963 – An explosion at the Cane Creek potash mine near Moab, Utah kills 18 miners.
1964 – South Vietnamese junta leader Nguyễn Khánh enters into a triumvirate power-sharing arrangement with rival generals Trần Thiện Khiêm and Dương Văn Minh, who had both been involved in plots to unseat Khánh.
1971 – An attempted coup d'état fails in the African nation of Chad. The Government of Chad accuses Egypt of playing a role in the attempt and breaks off diplomatic relations.
1975 – The Governor of Portuguese Timor abandons its capital, Dili, and flees to Atauro Island, leaving control to a rebel group.
1979 – The Troubles: Eighteen British soldiers are killed in an ambush by the Provisional Irish Republican Army near Warrenpoint, Northern Ireland, in the deadliest attack on British forces during Operation Banner. An IRA bomb also kills British royal family member Lord Mountbatten and three others on his boat at Mullaghmore, Republic of Ireland.
1980 – South Korean presidential election: After successfully staging the Coup d'état of May Seventeenth, General Chun Doo-hwan, running unopposed, has the National Conference for Unification elect him President of the Fourth Republic of Korea.
1982 – Turkish military diplomat Colonel Atilla Altıkat is shot and killed in Ottawa. Justice Commandos of the Armenian Genocide claim to be avenging the massacre of 1 million Armenians in the 1915 Armenian genocide.
1985 – Major General Muhammadu Buhari, Chairman of the Supreme Military Council of Nigeria, is ousted from power in a coup d'état led by Major General Ibrahim Babangida.
1991 – The European Community recognizes the independence of the Baltic states of Estonia, Latvia and Lithuania.
1991 – Moldova declares independence from the USSR.
2003 – Mars makes its closest approach to Earth in nearly 60,000 years, passing distant.
2003 – The first six-party talks, involving South and North Korea, the United States, China, Japan and Russia, convene to find a peaceful resolution to the security concerns of the North Korean nuclear weapons program.
2006 – Comair Flight 5191 crashes on takeoff from Blue Grass Airport in Lexington, Kentucky, bound for Hartsfield–Jackson Atlanta International Airport in Atlanta. Of the passengers and crew, 49 of 50 are confirmed dead in the hours following the crash.
2009 – Internal conflict in Myanmar: The Burmese military junta and ethnic armies begin three days of violent clashes in the Kokang Special Region.
2011 – Hurricane Irene strikes the United States east coast, killing 47 and causing an estimated $15.6 billion in damage.
Births
Pre-1600
865 – Rhazes, Persian polymath (d. 925)
1407 – Ashikaga Yoshikazu, Japanese shōgun (d. 1425)
1471 – George, Duke of Saxony (d. 1539)
1487 – Anna of Brandenburg (d. 1514)
1512 – Friedrich Staphylus, German theologian (d. 1564)
1542 – John Frederick, Duke of Pomerania and Protestant Bishop of Cammin (d. 1600)
1545 – Alexander Farnese, Duke of Parma (d. 1592)
1601–1900
1624 – Koxinga, Chinese-Japanese Ming loyalist (d. 1662)
1637 – Charles Calvert, 3rd Baron Baltimore, English politician, 2nd Proprietor of Maryland (d. 1715)
1665 – John Hervey, 1st Earl of Bristol, English politician (d. 1751)
1669 – Anne Marie d'Orléans, queen of Sardinia (d. 1728)
1677 – Otto Ferdinand von Abensberg und Traun, Austrian general (d. 1748)
1724 – John Joachim Zubly, Swiss-American pastor, planter, and politician (d. 1781)
1730 – Johann Georg Hamann, German philosopher and author (d. 1788)
1770 – Georg Wilhelm Friedrich Hegel, German philosopher and academic (d. 1831)
1785 – Agustín Gamarra, Peruvian general and politician, 10th and 14th President of Peru (d. 1841)
1795 – Giorgio Mitrovich, Maltese politician (d. 1885)
1803 – Edward Beecher, American minister and theologian (d. 1895)
1809 – Hannibal Hamlin, American publisher and politician, 15th Vice President of the United States (d. 1891)
1812 – Bertalan Szemere, Hungarian poet and politician, 3rd Prime Minister of Hungary (d. 1869)
1822 – William Hayden English, American politician, U.S. Representative from Indiana and Democratic Vice-Presidential nominee (d. 1896)
1827 – Charles Lilley, English-Australian politician, 4th Premier of Queensland (d. 1897)
1845 – Ödön Lechner, Hungarian architect, designed the Museum of Applied Arts and the Church of St Elisabeth (d. 1914)
1845 – Friedrich Martens, Estonian-Russian historian, lawyer, and diplomat (d. 1909)
1856 – Ivan Franko, Ukrainian author and poet (d. 1916)
1858 – Giuseppe Peano, Italian mathematician and philosopher (d. 1932)
1864 – Hermann Weingärtner, German gymnast (d. 1919)
1865 – James Henry Breasted, American archaeologist and historian (d. 1935)
1865 – Charles G. Dawes, American general and politician, 30th Vice President of the United States, Nobel Prize laureate (d. 1951)
1868 – Hong Beom-do, Korean general and activist (d. 1943)
1870 – Amado Nervo, Mexican journalist, poet, and diplomat (d. 1919)
1871 – Theodore Dreiser, American novelist and journalist (d. 1945)
1874 – Carl Bosch, German chemist and engineer, Nobel Prize laureate (d. 1940)
1875 – Katharine McCormick, American biologist, philanthropist, and activist (d. 1967)
1877 – Charles Rolls, English engineer and businessman, co-founded Rolls-Royce Limited (d. 1910)
1877 – Ernst Wetter, Swiss lawyer and politician, 48th President of the Swiss Confederation (d. 1963)
1878 – Pyotr Nikolayevich Wrangel, Russian general (d. 1928)
1884 – Vincent Auriol, French lawyer and politician, President of the French Republic (d. 1966)
1884 – Denis G. Lillie, British biologist, member of the 1910–1913 Terra Nova Expedition (d. 1963)
1886 – Rebecca Clarke, English viola player and composer (d. 1979)
1890 – Man Ray, American-French photographer and painter (d. 1976)
1895 – Andreas Alföldi, Hungarian archaeologist and historian (d. 1981)
1896 – Kenji Miyazawa, Japanese author and poet (d. 1933)
1898 – Gaspard Fauteux, Canadian businessman and politician, 19th Lieutenant Governor of Quebec (d. 1963)
1899 – C. S. Forester, English novelist (d. 1966)
1901–present
1904 – Alar Kotli, Estonian architect (d. 1963)
1904 – Norah Lofts, English author (d. 1983)
1904 – John Hay Whitney, American businessman, publisher, and diplomat, founded J.H. Whitney & Company (d. 1982)
1905 – Aris Velouchiotis, Greek soldier (d. 1945)
1906 – Ed Gein, American murderer and body snatcher, The Butcher of Plainfield (d. 1982)
1908 – Don Bradman, Australian cricketer and manager (d. 2001)
1908 – Lyndon B. Johnson, American commander and politician, 36th President of the United States (d. 1973)
1909 – Sylvère Maes, Belgian cyclist (d. 1966)
1909 – Charles Pozzi, French race car driver (d. 2001)
1909 – Lester Young, American saxophonist and clarinet player (d. 1959)
1911 – Kay Walsh, English actress and dancer (d. 2005)
1912 – Gloria Guinness, Mexican journalist (d. 1980)
1915 – Norman Foster Ramsey Jr., American physicist and academic, Nobel Prize laureate (d. 2011)
1916 – Gordon Bashford, English engineer, co-designed the Range Rover (d. 1991)
1916 – Tony Harris, South African cricketer and rugby player (d. 1993)
1916 – Martha Raye, American actress and comedian (d. 1994)
1917 – Peanuts Lowrey, American baseball player, coach, and manager (d. 1986)
1918 – Jelle Zijlstra, Dutch economist and politician, Prime Minister of the Netherlands (d. 2001)
1919 – Pee Wee Butts, American baseball player and coach (d. 1972)
1919 – Murray Grand, American singer-songwriter and pianist (d. 2007)
1920 – Baptiste Manzini, American football player (d. 2008)
1920 – James Molyneaux, Baron Molyneaux of Killead, Northern Irish soldier and politician (d. 2015)
1921 – Georg Alexander, Duke of Mecklenburg (d. 1996)
1921 – Leo Penn, American actor, director, and screenwriter (d. 1998)
1922 – Roelof Kruisinga, Dutch physician and politician, Minister of Defence for The Netherlands (d. 2012)
1923 – Jimmy Greenhalgh, English footballer and manager (d. 2013)
1924 – David Rowbotham, Australian journalist and poet (d. 2010)
1924 – Rosalie E. Wahl, American lawyer and jurist (d. 2013)
1925 – Andrea Cordero Lanza di Montezemolo, Italian cardinal (d. 2017)
1925 – Nat Lofthouse, English footballer and manager (d. 2011)
1925 – Saiichi Maruya, Japanese author and critic (d. 2012)
1925 – Bill Neilson, Australian politician, 34th Premier of Tasmania (d. 1989)
1925 – Jaswant Singh Neki, Indian poet and academic (d. 2015)
1925 – Carter Stanley, American bluegrass singer-songwriter and guitarist (d. 1966)
1926 – George Brecht, American-German chemist and composer (d. 2008)
1926 – Kristen Nygaard, Norwegian computer scientist and academic (d. 2002)
1928 – Péter Boross, Hungarian lawyer and politician, 54th Prime Minister of Hungary
1928 – Mangosuthu Buthelezi, South African politician, Chief Minister of KwaZulu (d. 2023)
1928 – Joan Kroc, American philanthropist (d. 2003)
1929 – Ira Levin, American novelist, playwright, and songwriter (d. 2007)
1929 – George Scott, Canadian-American wrestler and promoter (d. 2014)
1930 – Gholamreza Takhti, Iranian wrestler and politician (d. 1968)
1931 – Sri Chinmoy, Indian-American guru and poet (d. 2007)
1931 – Joe Cunningham, American baseball player and coach (d. 2021)
1932 – Cor Brom, Dutch footballer and manager (d. 2008)
1932 – Antonia Fraser, English historian and author
1935 – Ernie Broglio, American baseball player (d. 2019)
1935 – Michael Holroyd, English author
1935 – Frank Yablans, American screenwriter and producer (d. 2014)
1936 – Joel Kovel, American scholar and author (d. 2018)
1936 – Lien Chan, Taiwanese politician, Vice President of the Republic of China
1937 – Alice Coltrane, American pianist and composer (d. 2007)
1937 – Tommy Sands, American pop singer and actor
1939 – William Least Heat-Moon, American travel writer and historian
1939 – Edward Patten, American singer-songwriter and producer (d. 2005)
1939 – Nikola Pilić, Yugoslav tennis player and coach
1940 – Fernest Arceneaux, American singer and accordion player (d. 2008)
1940 – Sonny Sharrock, American guitarist (d. 1994)
1941 – Cesária Évora, Cape Verdean singer (d. 2011)
1941 – János Konrád, Hungarian water polo player and swimmer (d. 2014)
1941 – Harrison Page, American actor
1942 – Daryl Dragon, American keyboard player and songwriter (d. 2019)
1942 – Brian Peckford, Canadian educator and politician, 3rd Premier of Newfoundland and Labrador
1943 – Chuck Girard, American singer-songwriter and pianist
1943 – Bob Kerrey, American lieutenant and politician, Medal of Honor recipient, 35th Governor of Nebraska
1943 – Tuesday Weld, American model and actress
1944 – G. W. Bailey, American actor
1944 – Tim Bogert, American singer and bass player (d. 2021)
1945 – Douglas R. Campbell, Canadian lawyer and judge
1945 – Marianne Sägebrecht, German actress
1946 – Tony Howard, Barbadian cricketer and manager
1947 – Barbara Bach, American actress and model
1947 – Halil Berktay, Turkish historian and academic
1947 – Kirk Francis, American engineer and producer
1947 – Peter Krieg, German director, producer, and screenwriter (d. 2009)
1947 – John Morrison, New Zealand cricketer and politician
1947 – Gavin Pfuhl, South African cricketer and sportscaster (d. 2002)
1948 – John Mehler, American drummer
1948 – Sgt. Slaughter, American wrestler
1948 – Deborah Swallow, English historian and curator
1948 – Philippe Vallois, French director and screenwriter
1949 – Jeff Cook, American singer-songwriter and guitarist (d. 2022)
1949 – Leah Jamieson, American computer scientist, engineer, and academic
1949 – Ann Murray, Irish soprano
1950 – Charles Fleischer, American comedian and actor
1950 – Neil Murray, Scottish bass player and songwriter
1950 – Edmund Weiner, English lexicographer and author
1951 – Buddy Bell, American baseball player and manager
1951 – Mack Brown, American football player and coach
1951 – Randall Garrison, American-Canadian criminologist and politician
1952 – Paul Reubens, American actor and comedian (d. 2023)
1953 – Tom Berryhill, American businessman and politician (d. 2020)
1953 – Alex Lifeson, Canadian singer-songwriter, guitarist, and producer
1953 – Joan Smith, English journalist and author
1953 – Peter Stormare, Swedish actor, director, and playwright
1954 – John Lloyd, English tennis player and sportscaster
1954 – Rajesh Thakker, English physician and academic
1954 – Derek Warwick, English race car driver
1955 – Robert Richardson, American cinematographer
1955 – Diana Scarwid, American actress
1956 – Glen Matlock, English singer-songwriter and bass player
1957 – Jeff Grubb, American game designer and author
1957 – Bernhard Langer, German golfer
1958 – Sergei Krikalev, Russian engineer and astronaut
1958 – Tom Lanoye, Belgian author, poet, and playwright
1958 – Hugh Orde, British police officer
1959 – Daniela Romo, Mexican singer, actress and TV hostess
1959 – Gerhard Berger, Austrian race car driver
1959 – Juan Fernando Cobo, Colombian painter and sculptor
1959 – Denice Denton, American engineer and academic (d. 2006)
1959 – Frode Fjellheim, Norwegian pianist and composer
1959 – András Petőcz, Hungarian author and poet
1959 – Jeanette Winterson, English journalist and novelist
1961 – Yolanda Adams, American singer, producer, and actress
1961 – Mark Curry, English television host and actor
1961 – Tom Ford, American fashion designer and film director
1961 – Steve McDowall, New Zealand rugby player
1961 – Helmut Winklhofer, German footballer
1962 – Adam Oates, Canadian ice hockey player
1964 – Stephan Elliott, Australian actor, director, and screenwriter
1964 – Paul Bernardo, Canadian serial rapist and murderer
1965 – Scott Dibble, American lawyer and politician
1965 – Wayne James, Zimbabwean cricketer and coach
1965 – Ange Postecoglou, Greek-Australian footballer and coach
1966 – Jeroen Duyster, Dutch rower
1966 – René Higuita, Colombian footballer
1966 – Juhan Parts, Estonian lawyer and politician, 14th Prime Minister of Estonia
1967 – Ogie Alcasid, Filipino singer-songwriter, producer, and actor
1967 – Rob Burnett, American football player and sportscaster
1968 – Eric "Bobo" Correa, American musician
1968 – Daphne Koller, Israeli-American computer scientist and academic
1968 – Michael Long, New Zealand golfer
1968 – Matthew Ridge, New Zealand rugby player and sportscaster
1969 – Mark Ealham, English cricketer
1969 – Cesar Millan, Mexican-American dog trainer, television personality, and author
1969 – Reece Shearsmith, English actor, comedian and writer
1969 – Chandra Wilson, American actress and director
1970 – Andy Bichel, Australian cricketer and coach
1970 – Mark Ilott, English cricketer
1970 – Tony Kanal, British-American bass player. songwriter, and record producer
1970 – Jim Thome, American baseball player and manager
1970 – Karl Unterkircher, Italian mountaineer (d. 2008)
1971 – Ernest Faber, Dutch footballer and manager
1971 – Kyung Lah, South Korean-American journalist
1971 – Hisayuki Okawa, Japanese runner
1971 – Aygül Özkan, German lawyer and politician
1972 – Jaap-Derk Buma, Dutch field hockey player
1972 – Denise Lewis, English heptathlete
1972 – Jimmy Pop, American singer-songwriter and guitarist
1972 – The Great Khali, Indian professional wrestler
1973 – Danny Coyne, Welsh footballer
1973 – Dietmar Hamann, German footballer and manager
1973 – Burak Kut, Turkish singer-songwriter
1973 – Johan Norberg, Swedish historian and author
1974 – Aaron Downey, Canadian ice hockey player and coach
1974 – Manny Fernandez, Canadian ice hockey player
1974 – Michael Mason, New Zealand cricketer
1974 – José Vidro, Puerto Rican-American baseball player
1974 – Mohammad Yousuf, Pakistani cricketer
1975 – Blake Adams, American golfer
1975 – Mase, American rapper, songwriter and pastor
1975 – Jonny Moseley, Puerto Rican-American skier and television host
1975 – Mark Rudan, Australian footballer and manager
1976 – Sarah Chalke, Canadian actress
1976 – Audrey C. Delsanti, French astronomer and biologist
1976 – Milano Collection A.T., Japanese wrestler
1976 – Carlos Moyá, Spanish-Swiss tennis player
1976 – Mark Webber, Australian race car driver
1977 – Deco, Brazilian-Portuguese footballer
1977 – Justin Miller, American baseball player (d. 2013)
1978 – Demetria McKinney, American actress and singer
1979 – Sarah Neufeld, Canadian violinist
1979 – Aaron Paul, American actor and producer
1979 – Karel Rachůnek, Czech ice hockey player (d. 2011)
1979 – Rusty Smith, American speed skater
1981 – Patrick J. Adams, Canadian actor
1981 – Maxwell Cabelino Andrade, Brazilian footballer
1981 – Alessandro Gamberini, Italian footballer
1981 – Karla Mosley, American actress
1983 – Joanna McGilchrist, English rugby player and physiotherapist
1984 – David Bentley, English footballer
1984 – Amanda Fuller, American actress
1984 – Sulley Muntari, Ghanaian footballer
1985 – Kayla Ewell, American actress
1985 – Kevan Hurst, English footballer
1985 – Nikica Jelavić, Croatian footballer
1985 – Alexandra Nechita, Romanian-American painter and sculptor
1986 – Lana Bastašić, Serbian-Bosnian author and translator
1986 – Sebastian Kurz, Austrian politician, 25th Chancellor of Austria
1986 – Mario, American singer and actor
1987 – Joel Grant, English-Jamaican footballer
1987 – Darren McFadden, American football player
1988 – Alexa PenaVega, American actress and singer
1989 – Romain Amalfitano, French footballer
1989 – Juliana Cannarozzo, American figure skater and actress
1990 – Tori Bowie, American athlete (d. 2023)
1990 – Luuk de Jong, Dutch footballer
1991 – Lee Sung-yeol, South Korean actor and singer
1992 – Blake Jenner, American actor and singer
1992 – Stephen Morris, American football player
1992 – Kim Petras, German singer-songwriter
1992 – Ayame Goriki, Japanese actress and singer
1993 – Sarah Hecken, German figure skater
1993 – Olivier Le Gac, French cyclist
1994 – Ellar Coltrane, American actor
1994 – Breanna Stewart, American basketball player
1995 – Jessie Mei Li, English actress
1995 – Sergey Sirotkin, Russian race car driver
1998 – Kevin Huerter, American basketball player
2001 – Franz Wagner, German basketball player
Deaths
Pre-1600
542 – Caesarius of Arles, French bishop and saint (b. 470)
749 – Qahtaba ibn Shabib al-Ta'i, Persian general
827 – Pope Eugene II
923 – Ageltrude, queen of Italy and Holy Roman Empress
1146 – King Eric III of Denmark
1255 – Little Saint Hugh of Lincoln (b. 1247)
1312 – Arthur II, Duke of Brittany (b. 1261)
1394 – Emperor Chōkei of Japan (b. 1343)
1450 – Reginald West, 6th Baron De La Warr, English politician (b. 1395)
1521 – Josquin des Prez, Flemish composer (b. 1450)
1545 – Piotr Gamrat, Polish archbishop (b. 1487)
1576 – Titian, Italian painter and educator (b. 1488)
1590 – Pope Sixtus V (b. 1521)
1601–1900
1611 – Tomás Luis de Victoria, Spanish composer (b. c. 1548)
1635 – Lope de Vega, Spanish poet and playwright (b. 1562)
1664 – Francisco de Zurbarán, Spanish painter and educator (b. 1598)
1748 – James Thomson, Scottish poet and playwright (b. 1700)
1782 – John Laurens, American Revolutionary and abolitionist (b. 1754)
1828 – Eise Eisinga, Dutch astronomer and academic, built the Eisinga Planetarium (b. 1744)
1857 – Rufus Wilmot Griswold, American anthologist, poet, and critic (b. 1815)
1865 – Thomas Chandler Haliburton, Canadian judge and politician (b. 1796)
1871 – William Whiting Boardman, American lawyer and politician (b. 1794)
1875 – William Chapman Ralston, American businessman and financier, founded the Bank of California (b. 1826)
1891 – Samuel C. Pomeroy, American businessman and politician (b. 1816)
1901–present
1903 – Kusumoto Ine, first Japanese female doctor of Western medicine (b. 1827)
1909 – Emil Christian Hansen, Danish physiologist and mycologist (b. 1842)
1922 – Reşat Çiğiltepe, Turkish colonel (b. 1879)
1929 – Herman Potočnik, Croatian-Austrian engineer (b. 1892)
1931 – Frank Harris, Irish-American journalist and author (b. 1856)
1931 – Willem Hubert Nolens, Dutch priest and politician (b. 1860)
1931 – Francis Marion Smith, American miner and businessman (b. 1846)
1935 – Childe Hassam, American painter and academic (b. 1859)
1944 – Georg von Boeselager, German soldier (b. 1915)
1945 – Hubert Pál Álgyay, Hungarian engineer, designed the Petőfi Bridge (b. 1894)
1948 – Charles Evans Hughes, American lawyer and politician, 11th Chief Justice of the United States (b. 1862)
1950 – Cesare Pavese, Italian author, poet, and critic (b. 1908)
1956 – Pelageya Shajn, Russian astronomer and academic (b. 1894)
1958 – Ernest Lawrence, American physicist and academic, Nobel Prize laureate (b. 1901)
1963 – W. E. B. Du Bois, American sociologist, historian, and activist (b. 1868)
1963 – Inayatullah Khan Mashriqi, Pakistani mathematician and scholar (b. 1888)
1964 – Gracie Allen, American actress and comedian (b. 1895)
1965 – Le Corbusier, Swiss-French architect and urban planner, designed the Philips Pavilion (b. 1887)
1967 – Brian Epstein, English businessman and manager (b. 1934)
1968 – Princess Marina of Greece and Denmark (b. 1906)
1969 – Ivy Compton-Burnett, English author (b. 1884)
1969 – Erika Mann, German actress and author (b. 1905)
1971 – Bennett Cerf, American publisher, co-founded Random House (b. 1898)
1971 – Margaret Bourke-White, American photographer and journalist (b. 1906)
1975 – Haile Selassie, Ethiopian emperor (b. 1892)
1978 – Gordon Matta-Clark, American painter and illustrator (b. 1943)
1978 – Ieva Simonaitytė, Lithuanian author and poet (b. 1897)
1979 – Louis Mountbatten, 1st Earl Mountbatten of Burma, English admiral and politician, 44th Governor-General of India (b. 1900)
1980 – Douglas Kenney, American actor, producer, and screenwriter (b. 1947)
1981 – Valeri Kharlamov, Russian ice hockey player (b. 1948)
1990 – Avdy Andresson, Estonian soldier and diplomat (b. 1899)
1990 – Stevie Ray Vaughan, American singer-songwriter, guitarist, and producer (b. 1954)
1992 – Bengt Holbek, Danish folklorist (b. 1933)
1994 – Frank Jeske, German footballer (b. 1960)
1996 – Greg Morris, American actor (b. 1933)
1998 – Essie Summers, New Zealand author (b. 1912)
1999 – Hélder Câmara, Brazilian archbishop and theologian (b. 1909)
2001 – Michael Dertouzos, Greek-American computer scientist and academic (b. 1936)
2001 – Abu Ali Mustafa, Palestinian politician (b. 1938)
2002 – Edwin Louis Cole, American religious leader and author (b. 1922)
2003 – Pierre Poujade, French soldier and politician (b. 1920)
2004 – Willie Crawford, American baseball player (b. 1946)
2005 – Giorgos Mouzakis, Greek trumpet player and composer (b. 1922)
2005 – Seán Purcell, Irish footballer (b. 1929)
2006 – Hrishikesh Mukherjee, Indian director, producer, and screenwriter (b. 1922)
2006 – Jesse Pintado, Mexican-American guitarist (b. 1969)
2007 – Emma Penella, Spanish actress (b. 1930)
2009 – Sergey Mikhalkov, Russian author and poet (b. 1913)
2010 – Anton Geesink, Dutch martial artist (b. 1934)
2010 – Luna Vachon, Canadian-American wrestler and manager (b. 1962)
2012 – Neville Alexander, South African linguist and activist (b. 1936)
2012 – Malcolm Browne, American journalist and photographer (b. 1931)
2012 – Art Heyman, American basketball player (b. 1941)
2012 – Ivica Horvat, Croatian footballer and manager (b. 1926)
2012 – Richard Kingsland, Australian captain and pilot (b. 1916)
2012 – Geliy Korzhev, Russian painter (b. 1925)
2013 – Chen Liting, Chinese director and playwright (b. 1910)
2013 – Bill Peach, Australian journalist (b. 1935)
2013 – Dave Thomas, Welsh golfer and architect (b. 1934)
2014 – Jacques Friedel, French physicist and academic (b. 1921)
2014 – Valeri Petrov, Bulgarian poet, playwright, and screenwriter (b. 1920)
2014 – Benno Pludra, German author (b. 1925)
2015 – Kazi Zafar Ahmed, Bangladeshi politician, 8th Prime Minister of Bangladesh (b. 1939)
2015 – Pascal Chaumeil, French director and screenwriter (b. 1961)
2015 – Darryl Dawkins, American basketball player and coach (b. 1957)
2016 – Cookie, Australian Major Mitchell's cockatoo, oldest recorded parrot (b. 1933)
Holidays and observances
Christian feast day:
Baculus of Sorrento
Caesarius of Arles
Decuman
Gebhard of Constance
Euthalia
John of Pavia
Lycerius (or: Glycerius, Lizier)
Máel Ruba (or Rufus) (Scotland)
Margaret the Barefooted
Monica of Hippo, mother of Augustine of Hippo
Narnus
Our Lady of La Vang
Phanourios of Rhodes
Rufus and Carpophorus
Syagrius of Autun
Thomas Gallaudet and Henry Winter Syle (Episcopal Church)
August 27 (Eastern Orthodox liturgics)
Independence Day (Republic of Moldova), celebrates the independence of Moldova from the USSR in 1991.
Lyndon Baines Johnson Day (Texas, United States)
References
External links
Days of the year
August
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https://en.wikipedia.org/wiki/Alcohol%20%28chemistry%29
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Alcohol (chemistry)
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In chemistry, an alcohol is a type of organic compound that carries at least one hydroxyl () functional group bound to a saturated carbon atom. Alcohols range from the simple, like methanol and ethanol, to complex, like sucrose and cholesterol. The presence of an OH group strongly modifies the properties of hydrocarbons, conferring hydrophilic (water-loving) properties. The OH group provides a site at which many reactions can occur.
History
The flammable nature of the exhalations of wine was already known to ancient natural philosophers such as Aristotle (384–322 BCE), Theophrastus (–287 BCE), and Pliny the Elder (23/24–79 CE). However, this did not immediately lead to the isolation of alcohol, even despite the development of more advanced distillation techniques in second- and third-century Roman Egypt. An important recognition, first found in one of the writings attributed to Jābir ibn Ḥayyān (ninth century CE), was that by adding salt to boiling wine, which increases the wine's relative volatility, the flammability of the resulting vapors may be enhanced. The distillation of wine is attested in Arabic works attributed to al-Kindī (–873 CE) and to al-Fārābī (–950), and in the 28th book of al-Zahrāwī's (Latin: Abulcasis, 936–1013) Kitāb al-Taṣrīf (later translated into Latin as Liber servatoris). In the twelfth century, recipes for the production of aqua ardens ("burning water", i.e., alcohol) by distilling wine with salt started to appear in a number of Latin works, and by the end of the thirteenth century it had become a widely known substance among Western European chemists.
The works of Taddeo Alderotti (1223–1296) describe a method for concentrating alcohol involving repeated fractional distillation through a water-cooled still, by which an alcohol purity of 90% could be obtained. The medicinal properties of ethanol were studied by Arnald of Villanova (1240–1311 CE) and John of Rupescissa (–1366), the latter of whom regarded it as a life-preserving substance able to prevent all diseases (the aqua vitae or "water of life", also called by John the quintessence of wine).
Nomenclature
Etymology
The word "alcohol" derives from the Arabic kohl (), a powder used as an eyeliner. The first part of the word () is the Arabic definite article, equivalent to the in English. The second part of the word () has several antecedents in Semitic languages, ultimately deriving from the Akkadian (), meaning stibnite or antimony.
Like its antecedents in Arabic and older languages, the term alcohol was originally used for the very fine powder produced by the sublimation of the natural mineral stibnite to form antimony trisulfide . It was considered to be the essence or "spirit" of this mineral. It was used as an antiseptic, eyeliner, and cosmetic. Later the meaning of alcohol was extended to distilled substances in general, and then narrowed again to ethanol, when "spirits" was a synonym for hard liquor.
Paracelsus and Libavius both used the term alcohol to denote a fine powder, the latter speaking of an alcohol derived from antimony. At the same time Paracelsus uses the word for a volatile liquid; alcool or alcool vini occurs often in his writings.
Bartholomew Traheron, in his 1543 translation of John of Vigo, introduces the word as a term used by "barbarous" authors for "fine powder." Vigo wrote: "the barbarous auctours use alcohol, or (as I fynde it sometymes wryten) alcofoll, for moost fine poudre."
The 1657 Lexicon Chymicum, by William Johnson glosses the word as "antimonium sive stibium." By extension, the word came to refer to any fluid obtained by distillation, including "alcohol of wine," the distilled essence of wine. Libavius in Alchymia (1594) refers to "". Johnson (1657) glosses alcohol vini as "." The word's meaning became restricted to "spirit of wine" (the chemical known today as ethanol) in the 18th century and was extended to the class of substances so-called as "alcohols" in modern chemistry after 1850.
The term ethanol was invented in 1892, blending "ethane" with the "-ol" ending of "alcohol", which was generalized as a libfix.
The term alcohol originally referred to the primary alcohol ethanol (ethyl alcohol), which is used as a drug and is the main alcohol present in alcoholic drinks.
The suffix -ol appears in the International Union of Pure and Applied Chemistry (IUPAC) chemical name of all substances where the hydroxyl group is the functional group with the highest priority. When a higher priority group is present in the compound, the prefix hydroxy- is used in its IUPAC name. The suffix -ol in non-IUPAC names (such as paracetamol or cholesterol) also typically indicates that the substance is an alcohol. However, some compounds that contain hydroxyl functional groups have trivial names which do not include the suffix -ol or the prefix hydroxy-, e.g. the sugars glucose and sucrose.
Systematic names
IUPAC nomenclature is used in scientific publications and where precise identification of the substance is important. In naming simple alcohols, the name of the alkane chain loses the terminal e and adds the suffix -ol, e.g., as in "ethanol" from the alkane chain name "ethane". When necessary, the position of the hydroxyl group is indicated by a number between the alkane name and the -ol: propan-1-ol for , propan-2-ol for . If a higher priority group is present (such as an aldehyde, ketone, or carboxylic acid), then the prefix hydroxy-is used, e.g., as in 1-hydroxy-2-propanone (). Compounds having more than one hydroxy group are called polyols. They are named using suffixes -diol, -triol, etc., following a list of the position numbers of the hydroxyl groups, as in propane-1,2-diol for CH3CH(OH)CH2OH (propylene glycol).
In cases where the hydroxy group is bonded to an sp2 carbon on an aromatic ring, the molecule is classified separately as a phenol and is named using the IUPAC rules for naming phenols. Phenols have distinct properties and are not classified as alcohols.
Common names
In other less formal contexts, an alcohol is often called with the name of the corresponding alkyl group followed by the word "alcohol", e.g., methyl alcohol, ethyl alcohol. Propyl alcohol may be n-propyl alcohol or isopropyl alcohol, depending on whether the hydroxyl group is bonded to the end or middle carbon on the straight propane chain. As described under systematic naming, if another group on the molecule takes priority, the alcohol moiety is often indicated using the "hydroxy-" prefix.
In archaic nomenclature, alcohols can be named as derivatives of methanol using "-carbinol" as the ending. For instance, can be named trimethylcarbinol.
Primary, secondary, and tertiary
Alcohols are then classified into primary, secondary (sec-, s-), and tertiary (tert-, t-), based upon the number of carbon atoms connected to the carbon atom that bears the hydroxyl functional group. (The respective numeric shorthands 1°, 2°, and 3° are sometimes used in informal settings.) The primary alcohols have general formulas . The simplest primary alcohol is methanol (), for which R=H, and the next is ethanol, for which , the methyl group. Secondary alcohols are those of the form RR'CHOH, the simplest of which is 2-propanol (). For the tertiary alcohols the general form is RR'R"COH. The simplest example is tert-butanol (2-methylpropan-2-ol), for which each of R, R', and R" is . In these shorthands, R, R', and R" represent substituents, alkyl or other attached, generally organic groups.
Examples
Applications
Alcohols have a long history of myriad uses. For simple mono-alcohols, which is the focus on this article, the following are most important industrial alcohols:
methanol, mainly for the production of formaldehyde and as a fuel additive
ethanol, mainly for alcoholic beverages, fuel additive, solvent
1-propanol, 1-butanol, and isobutyl alcohol for use as a solvent and precursor to solvents
C6–C11 alcohols used for plasticizers, e.g. in polyvinylchloride
fatty alcohol (C12–C18), precursors to detergents
Methanol is the most common industrial alcohol, with about 12 million tons/y produced in 1980. The combined capacity of the other alcohols is about the same, distributed roughly equally.
Toxicity
With respect to acute toxicity, simple alcohols have low acute toxicities. Doses of several milliliters are tolerated. For pentanols, hexanols, octanols and longer alcohols, LD50 range from 2–5 g/kg (rats, oral). Ethanol is less acutely toxic. All alcohols are mild skin irritants.
The metabolism of methanol (and ethylene glycol) is affected by the presence of ethanol, which has a higher affinity for liver alcohol dehydrogenase. In this way methanol will be excreted intact in urine.
Physical properties
In general, the hydroxyl group makes alcohols polar. Those groups can form hydrogen bonds to one another and to most other compounds. Owing to the presence of the polar OH alcohols are more water-soluble than simple hydrocarbons. Methanol, ethanol, and propanol are miscible in water. Butanol, with a four-carbon chain, is moderately soluble.
Because of hydrogen bonding, alcohols tend to have higher boiling points than comparable hydrocarbons and ethers. The boiling point of the alcohol ethanol is 78.29 °C, compared to 69 °C for the hydrocarbon hexane, and 34.6 °C for diethyl ether.
Occurrence in nature
Simple alcohols are found widely in nature. Ethanol is the most prominent because it is the product of fermentation, a major energy-producing pathway. Other simple alcohols, chiefly fusel alcohols, are formed in only trace amounts. More complex alcohols however are pervasive, as manifested in sugars, some amino acids, and fatty acids.
Production
Hydroxylation
Many alcohols are produced by hydroxylation, i.e., the installation of a hydroxy group using oxygen or related oxidant. Hydroxylation is the means by which the body processes many poisons, converting lipophilic compounds into hydrophilic derivatives that are more readily excreted. Enzymes called hydroxylases and oxidases facilitate these conversions.
Many industrial alcohols, such as cyclohexanol for the production of nylon, are produced by hydroxylation.
Ziegler and oxo processes
In the Ziegler process, linear alcohols are produced from ethylene and triethylaluminium followed by oxidation and hydrolysis. An idealized synthesis of 1-octanol is shown:
Al(C2H5)3 + 9 C2H4 -> Al(C8H17)3
Al(C8H17)3 + 3O + 3 H2O -> 3 HOC8H17 + Al(OH)3
The process generates a range of alcohols that are separated by distillation.
Many higher alcohols are produced by hydroformylation of alkenes followed by hydrogenation. When applied to a terminal alkene, as is common, one typically obtains a linear alcohol:
RCH=CH2 + H2 + CO -> RCH2CH2CHO
RCH2CH2CHO + 3 H2 -> RCH2CH2CH2OH
Such processes give fatty alcohols, which are useful for detergents.
Hydration reactions
Some low molecular weight alcohols of industrial importance are produced by the addition of water to alkenes. Ethanol, isopropanol, 2-butanol, and tert-butanol are produced by this general method. Two implementations are employed, the direct and indirect methods. The direct method avoids the formation of stable intermediates, typically using acid catalysts. In the indirect method, the alkene is converted to the sulfate ester, which is subsequently hydrolyzed. The direct hydration using ethylene (ethylene hydration) or other alkenes from cracking of fractions of distilled crude oil.
Hydration is also used industrially to produce the diol ethylene glycol from ethylene oxide.
Fermentation
Ethanol is obtained by fermentation of glucose (which is often obtained from starch) in the presence of yeast. Carbon dioxide is cogenerated. Like ethanol, butanol can be produced by fermentation processes. Saccharomyces yeast are known to produce these higher alcohols at temperatures above . The bacterium Clostridium acetobutylicum can feed on cellulose (also an alcohol) to produce butanol on an industrial scale.
Substitution
Primary alkyl halides react with aqueous NaOH or KOH to alcohols in nucleophilic aliphatic substitution. (Secondary and especially tertiary alkyl halides will give the elimination (alkene) product instead). Grignard reagents react with carbonyl groups to secondary and tertiary alcohols. Related reactions are the Barbier reaction and the Nozaki-Hiyama reaction.
Reduction
Aldehydes or ketones are reduced with sodium borohydride or lithium aluminium hydride (after an acidic workup). Another reduction by aluminiumisopropylates is the Meerwein-Ponndorf-Verley reduction. Noyori asymmetric hydrogenation is the asymmetric reduction of β-keto-esters.
Hydrolysis
Alkenes engage in an acid catalysed hydration reaction using concentrated sulfuric acid as a catalyst that gives usually secondary or tertiary alcohols. Formation of a secondary alcohol via alkene reduction and hydration is shown on the right:
The hydroboration-oxidation and oxymercuration-reduction of alkenes are more reliable in organic synthesis. Alkenes react with N-bromosuccinimide and water in halohydrin formation reaction. Amines can be converted to diazonium salts, which are then hydrolyzed.
Reactions
Deprotonation
With aqueous pKa values of around 16–19, they are, in general, slightly weaker acids than water. With strong bases such as sodium hydride or sodium they form salts called alkoxides, with the general formula (where R is an alkyl and M is a metal).
2 R-OH + 2 NaH -> 2 R-O-Na + 2 H2
2 R-OH + 2 Na -> 2 R-O-Na + H2
The acidity of alcohols is strongly affected by solvation. In the gas phase, alcohols are more acidic than in water. In DMSO, alcohols (and water) have a pKa of around 29–32. As a consequence, alkoxides (and hydroxide) are powerful bases and nucleophiles (e.g., for the Williamson ether synthesis) in this solvent. In particular, or in DMSO can be used to generate significant equilibrium concentrations of acetylide ions through the deprotonation of alkynes (see Favorskii reaction).
Nucleophilic substitution
Tertiary alcohols react with hydrochloric acid to produce tertiary alkyl chloride. Primary and secondary alcohols are converted to the corresponding chlorides using thionyl chloride and various phosphorus chloride reagents.
Primary and secondary alcohols, likewise, convert to alkyl bromides phosphorus tribromide, for example:
3 R-OH + PBr3 -> 3 RBr + H3PO3
In the Barton-McCombie deoxygenation an alcohol is deoxygenated to an alkane with tributyltin hydride or a trimethylborane-water complex in a radical substitution reaction.
Dehydration
Meanwhile, the oxygen atom has lone pairs of nonbonded electrons that render it weakly basic in the presence of strong acids such as sulfuric acid. For example, with methanol:
Upon treatment with strong acids, alcohols undergo the E1 elimination reaction to produce alkenes. The reaction, in general, obeys Zaitsev's Rule, which states that the most stable (usually the most substituted) alkene is formed. Tertiary alcohols eliminate easily at just above room temperature, but primary alcohols require a higher temperature.
This is a diagram of acid catalysed dehydration of ethanol to produce ethylene:
A more controlled elimination reaction requires the formation of the xanthate ester.
Protonolysis
Tertiary alcohols react with strong acids to generate carbocations. The reaction is related to their dehydration, e.g. isobutylene from tert-butyl alcohol. A special kind of dehydration reaction involves triphenylmethanol and especially its amine-substituted derivatives. When treated with acid, these alcohols lose water to give stable carbocations, which are commercial dyes.
Esterification
Alcohol and carboxylic acids react in the so-called Fischer esterification. The reaction usually requires a catalyst, such as concentrated sulfuric acid:
R-OH + R'-CO2H -> R'-CO2R + H2O
Other types of ester are prepared in a similar manner for example, tosyl (tosylate) esters are made by reaction of the alcohol with p-toluenesulfonyl chloride in pyridine.
Oxidation
Primary alcohols () can be oxidized either to aldehydes () or to carboxylic acids (). The oxidation of secondary alcohols () normally terminates at the ketone () stage. Tertiary alcohols () are resistant to oxidation.
The direct oxidation of primary alcohols to carboxylic acids normally proceeds via the corresponding aldehyde, which is transformed via an aldehyde hydrate () by reaction with water before it can be further oxidized to the carboxylic acid.
Reagents useful for the transformation of primary alcohols to aldehydes are normally also suitable for the oxidation of secondary alcohols to ketones. These include Collins reagent and Dess-Martin periodinane. The direct oxidation of primary alcohols to carboxylic acids can be carried out using potassium permanganate or the Jones reagent.
See also
Enol
Ethanol fuel
Fatty alcohol
Index of alcohol-related articles
List of alcohols
Lucas test
Polyol
Rubbing alcohol
Sugar alcohol
Transesterification
Notes
Citations
General references
Antiseptics
Functional groups
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https://en.wikipedia.org/wiki/Achill%20Island
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Achill Island
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Achill Island (; ) is the largest of the Irish isles and lies off the west coast of Ireland in County Mayo. It has a population of 2,345. Its area is . Achill is attached to the mainland by Michael Davitt Bridge, between the villages of Achill Sound and Polranny. A bridge was first completed here in 1887. Other centres of population include the villages of Keel, Dooagh, Dooega, Dooniver, and Dugort. The parish's main Gaelic football pitch and secondary school are on the mainland at Polranny. Early human settlements are believed to have been established on Achill around 3000 BC.
The island is 87% peat bog. The parish of Achill consists of Achill Island, Achillbeg, Inishbiggle and the Corraun Peninsula.
Roughly half of the island, including the villages of Achill Sound and Bunacurry are in the Gaeltacht (traditional Irish-speaking region) of Ireland, although the vast majority of the island's population speaks English as their daily language.
History
It is believed that at the end of the Neolithic Period (around 4000 BC), Achill had a population of 500–1,000 people. The island would have been mostly forest until the Neolithic people began crop cultivation. Settlement increased during the Iron Age, and the dispersal of small promontory forts around the coast indicate the warlike nature of the times. Megalithic tombs and forts can be seen at Slievemore, along the Atlantic Drive and on Achillbeg.
Overlords
Achill Island lies in the Barony of Burrishoole, in the territory of ancient Umhall (Umhall Uactarach and Umhall Ioctarach), that originally encompassed an area extending from the County Galway/Mayo border to Achill Head.
The hereditary chieftains of Umhall were the O'Malleys, recorded in the area in 814 AD when they successfully repelled an onslaught by the Vikings in Clew Bay. The Anglo-Norman invasion of Connacht in 1235 AD saw the territory of Umhall taken over by the Butlers and later by the de Burgos. The Butler Lordship of Burrishoole continued into the late 14th century when Thomas le Botiller was recorded as being in possession of Akkyll and Owyll.
Immigration
In the 17th and 18th centuries, there was much migration to Achill from other parts of Ireland, particularly Ulster, due to the political and religious turmoil of the time. For a while, there were two different dialects of Irish being spoken on Achill. This led to many townlands being recorded as having two names during the 1824 Ordnance Survey, and some maps today give different names for the same place. Achill Irish still has many traces of Ulster Irish.
In the nineteenth and early twentieth centuries, seasonal migration of farm workers to Scotland to pick potatoes took place; these squads of 'tattie howkers' were known as Achill workers, although not all were from Achill, and were organised for potato merchants by gaffers or gangers. Squads travelled from farm to farm to harvest the crop and were allocated basic accommodation. On 15 September 1937 ten young migrant potato pickers from Achill died in a fire at Kirkintilloch.
Specific historical sites and events
Grace O'Malley's Castle
Carrickkildavnet Castle is a 15th-century tower house associated with the O'Malley Clan, who were once a ruling family of Achill. Grace O' Malley, or Granuaile, the most famous of the O'Malleys, was born on Clare Island around 1530. Her father was the chieftain of the barony of Murrisk. The O'Malleys were a powerful seafaring family, who traded widely. Grace became a fearless leader and gained fame as a sea captain and pirate. She is reputed to have met with Queen Elizabeth I in 1593. She died around 1603 and is buried in the O'Malley family tomb on Clare Island.
Achill Mission
One of Achill's most famous historical sites is that of the Achill Mission or 'the Colony' at Dugort. In 1831, the Anglican (Church of Ireland) Rev Edward Nangle founded a mission at Dugort. The Mission included schools, cottages, an orphanage, an infirmary and a guesthouse.
The Colony gave rise to mixed assessments, particularly during the Great Famine when charges of "souperism" were leveled against Nangle. The provision of food across the Achill Mission schools - which also provided 'scriptural' religious instruction - was particularly controversial.
For almost forty years, Nangle edited a newspaper called the Achill Missionary Herald and Western Witness, which was printed in Achill. He expanded his mission into Mweelin, Kilgeever, West Achill where a school, church, rectory, cottages and a training school were built. Edward's wife, Eliza, suffered poor health in Achill and died in 1852; she is buried with six of the Nangle children on the slopes of Slievemore in North Achill.
In 1848, at the height of the Great Famine, the Achill Mission published a prospectus seeking to raise funds for the acquisition of significant additional lands from Sir Richard O'Donnell. The document gives an overview, from the Mission's perspective, of its activities in Achill over the previous decade and a half including considerable sectarian unrest. In 1851, Edward Nangle confirmed the purchase of the land which made the Achill Mission the largest landowner on the island.
The Achill Mission began to decline slowly after Nangle was moved from Achill and closed in the 1880s. When Edward Nangle died in 1883 there were opposing views on his legacy.
Railway
In 1894, the Westport – Newport railway line was extended to Achill Sound. The railway station is now a hostel. The train provided a great service to Achill, but it also is said to have fulfilled an ancient prophecy. Brian Rua O' Cearbhain had prophesied that 'carts on iron wheels' would carry bodies into Achill on their first and last journey. In 1894, the first train on the Achill railway carried the bodies of victims of the Clew Bay Drowning. This tragedy occurred when a boat overturned in Clew Bay, drowning thirty-two young people. They had been going to meet the steamer which would take them to Scotland for potato picking.
The Kirkintilloch Fire in 1937 almost fulfilled the second part of the prophecy when the bodies of ten victims were carried by rail to Achill. While it was not literally the last train, the railway closed just two weeks later. These people had died in a fire in a bothy in Kirkintilloch. This term referred to the temporary accommodation provided for those who went to Scotland to pick potatoes, a migratory pattern that had been established in the early nineteenth century.
Kildamhnait
Kildamhnait on the south-east coast of Achill is named after St. Damhnait, or Dymphna, who founded a church there in the 7th century. There is also a holy well just outside the graveyard. The present church was built in the 1700s and the graveyard contains memorials to the victims of two of Achill's greatest tragedies, the Kirchintilloch Fire (1937) and the Clew Bay Drowning (1894).
The Monastery
In 1852, Dr John MacHale, Roman Catholic Archbishop of Tuam, purchased land in Bunnacurry, on which a Franciscan Monastery was established, which, for many years, provided an education for local children. The building of the monastery was marked by a conflict between the Protestants of the mission colony and the workers building the monastery. The dispute is known in the island folklore as the Battle of the Stones.
A notable monk who lived at the monastery for almost thirty years was Brother Paul Carney. He wrote a biography of James Lynchehaun who rose to either fame or infamy (depending on whom you spoke to) following his conviction for the 1894 attack on an Englishwoman named Agnes MacDonnell, which left her face disfigured, and the burning of her home, Valley House, Tonatanvally, North Achill. (The home was rebuilt and Mrs MacDonnell died there in 1923, while Lynchehaun escaped to the USA after serving 7 years and successfully resisted extradition but spent his last years in Scotland, where he died.) Brother Carney's-great grandniece, Patricia Byrne, write her own account of Mrs MacDonnell and Lynchehaun, entitled The Veiled Woman of Achill.
Brother Carney also wrote accounts of his lengthy fundraising trips across the U.S. at the start of the 20th century. The ruins of this monastery are still to be seen in Bunnacurry today.
Valley House
The historic Valley House is located in Tonatanvally, "The Valley", near Dugort, in the northeast of Achill Island. The present building sits on the site of a hunting lodge built by the Earl of Cavan in the 19th century. Its notoriety arises from an incident in 1894 in which the then owner, an Englishwoman, Mrs Agnes McDonnell, was savagely beaten and the house set alight by a local man, James Lynchehaun. Lynchehaun had been employed by McDonnell as her land agent, but the two fell out and he was sacked and told to quit his accommodation on her estate. A lengthy legal battle ensued, with Lynchehaun refusing to leave. At the time, in the 1890s, the issue of land ownership in Ireland was politically charged. After the events at the Valley House in 1895, Lynchehaun would falsely claim his actions were carried out on behalf of the Irish Republican Brotherhood and motivated by politics. He escaped custody after serving seven years and fled to the United States seeking political asylum (although Michael Davitt refused to shake his hand, calling Lynchehaun a "murderer"), where he successfully defeated legal attempts by the British authorities to have him extradited to face charges arising from the attack and the burning of the Valley House. Agnes McDonnell suffered terrible injuries from the attack but survived and lived for another 23 years, dying in 1923. Lynchehaun is said to have returned to Achill on two occasions, once in disguise as an American tourist, and eventually died in Girvan, Scotland, in 1937. The Valley House is now a hostel and bar.
The Deserted Village
Close by Dugort, at the base of Slievemore mountain lies the Deserted Village. There are approximately 80 ruined houses in the village. The houses were built of unmortared stone, which means that no cement or mortar was used to hold the stones together. Each house consisted of just one room and this room was used as a kitchen, living room, bedroom and even a stable. If one looks at the fields around the Deserted Village and right up the mountain, one can see the tracks in the fields of 'lazy beds', which is the way crops like potatoes were grown. In Achill, as in many areas of Ireland, a system called 'Rundale' was used for farming. This meant that the land around a village was rented from a landlord. This land was then shared by all the villagers to graze their cattle and sheep. Each family would then have two or three small pieces of land scattered about the village, which they used to grow crops. For many years people lived in the village and then in 1845 Famine struck in Achill as it did in the rest of Ireland. Most of the families moved to the nearby village of Dooagh, which is beside the sea, while some others emigrated. Living beside the sea meant that fish and shellfish could be used for food. The village was completely abandoned which is where the name 'Deserted Village' came from.
No one has lived in these houses since the time of the Famine, however, the families that moved to Dooagh and their descendants, continued to use the village as a 'booley village'. This means that during the summer season, the younger members of the family, teenage boys and girls, would take the cattle to graze on the hillside and they would stay in the houses of the Deserted Village. This custom continued until the 1940s. Boolying was also carried out in other areas of Achill, including Annagh on Croaghaun mountain and in Curraun. At Ailt, Kildownet, the remains of a similar deserted village can be found. This village was deserted in 1855 when the tenants were evicted by the local landlord so the land could be used for cattle grazing; the tenants were forced to rent holdings in Currane, Dooega and Slievemore. Others emigrated to America.
Archaeology
Recent archaeological research suggests the village was occupied year-round at least as early as the 19th century, though it is known to have served as a seasonally occupied 'booley village' by the first half of the 20th century. A booley village (a number of which exist in a ruined state on the island) is a village occupied only during part of the year, such as a resort community, a lake community, or (as the case on Achill) a place to live while tending flocks or herds of ruminants during winter or summer pasturing. Specifically, some of the people of Dooagh and Pollagh would migrate in the summer to Slievemore and then go back to Dooagh in the autumn. The summer 2009 field school excavated Round House 2 on Slievemore Mountain under the direction of archaeologist Stuart Rathbone. Only the outside north wall, entrance way and inside of the Round House were completely excavated.
From 2004 to 2006, the Achill Island Maritime Archaeology Project directed by Chuck Meide was sponsored by the College of William and Mary, the Institute of Maritime History, the Achill Folklife Centre (now the Achill Archaeology Centre), and the Lighthouse Archaeological Maritime Program (LAMP). This project focused on the documentation of archaeological resources related to Achill's rich maritime heritage. Maritime archaeologists recorded a 19th-century fishing station, an ice house, boat house ruins, a number of anchors which had been salvaged from the sea, 19th-century and more recent currach pens, a number of traditional vernacular watercraft including a possibly 100-year-old Achill yawl, and the remains of four historic shipwrecks.
Other places of interest
The cliffs of Croaghaun on the western end of the island are the third highest sea cliffs in Europe but are inaccessible by road. Near the westernmost point of Achill, Achill Head, is Keem Bay. Keel Beach is quite popular with tourists and some locals as a surfing location. South of Keem beach is Moytoge Head, which with its rounded appearance drops dramatically down to the ocean. An old British observation post, built during World War I to prevent the Germans from landing arms for the Irish Republican Army, is still standing on Moytoge. During the Second World War this post was rebuilt by the Irish Defence Forces as a lookout post for the Coast Watching Service wing of the Defence Forces. It operated from 1939 to 1945.
The mountain of Slievemore, (672 m) rises dramatically in the north of the island and the Atlantic Drive (along the south/west of the island) has some scenic views. On the slopes of Slievemore, there is an abandoned village, the "Deserted Village", traditionally thought to be a remnant village from An Gorta Mór (The Great Hunger of 1845–1849). Just west of the deserted village is an old Martello tower, again built by the British to warn of any possible French invasion during the Napoleonic Wars. The area also boasts an approximately 5000-year-old Neolithic tomb.
Achillbeg (, Little Achill) is a small island just off Achill's southern tip. Its inhabitants were resettled on Achill in the 1960s. A plaque to Johnny Kilbane is situated on Achillbeg and was erected to celebrate 100 years since his first championship win.
The villages of Dooniver and Askill have picturesque scenery and the cycle route is popular with tourists.
Caisleán Ghráinne, also known as Kildownet Castle, is a small tower house built in the early 1400s. It is located in Cloughmore, on the south of Achill Island. It is noted for its associations with Grace O'Malley, along with the larger Rockfleet Castle in Newport.
Economy
While a number of attempts at setting up small industrial units on the island have been made, its economy is largely dependent on tourism. Subventions from Achill people working abroad allowed many families to remain living in Achill throughout the 19th and 20th centuries. In the past, fishing was a significant activity but this aspect of the economy is small now. At one stage, the island was known for its shark fishing, basking shark in particular was fished for its valuable shark liver oil. There was a big spurt of growth in tourism in the 1960s and 1970s before which life was tough and difficult on the island. Despite healthy visitor numbers each year, the common perception is that tourism in Achill has been slowly declining since its heyday. Currently, the largest employers on Achill are two hotels.
Religion
Most people on Achill are either Roman Catholic or Anglican (Church of Ireland).
Overview of the churches
Catholic:
Bunnacurry Church (Saint Josephs)
The Valley Church; Only open for certain events.
Dookinella Church
Currane Church
Pollagh Church
Derreens Church
Dooega Church
Belfarsed Church
Achill Sound Church
Church of Ireland:
Dugort Church (St. Thomas's church)
Innisbiggle Island church
Other:
House of Prayer, Achill
Artists
For almost two centuries, a number of artists have had a close relationship with Achill Island, including the landscape painter Paul Henry. Within the emerging Irish Free State, Paul Henry's landscapes from Achill and other areas reinforced a vision of Ireland of communities living in harmony with the land. He lived in Achill for almost a decade with his wife, artist Grace Henry and, while using similar subject-matter, the pair developed very different styles.
This relationship of artists with Achill was particularly intense in the early decades of the twentieth century when Eva O'Flaherty (1874-1963) became a focal point for artistic networking on the island. A network of over 200 artists linked to Achill is charted in "Achill Painters - An Island History" and includes painters such as the Belgian Marie Howet, the American Robert Henri, the modernist painter Mainie Jellett and contemporary artist Camille Souter.
The 2018 Coming Home Art & The Great Hunger exhibition, in partnership with The Great Hunger Museum of Quinnipiac University, USA, featured Achill's Deserted Village and the island lazy beds prominently in works by Geraldine O'Reilly and Alanna O'Kelly; also included was an 1873 painting, 'Cottage, Achill Island' by Alexander Williams - one of the first artists to open up the island to a wider audience.
Education
Hedge schools existed in most villages of Achill in various periods of history. A university was started by the missions to Achill in Mweelin. In the modern age, there used to be two secondary schools in Achill, Mc Hale College and Scoil Damhnait. However, in August 2011, the two schools amalgamated to form Coláiste Pobail Acla. For primary education, there are eight national schools including Bullsmouth NS, Valley NS, Bunnacurry NS, Dookinella NS, Dooagh NS, Saula NS, Achill Sound NS and Tonragee NS. National schools closed down include Dooega NS, Crumpaun NS, Ashleam NS and Currane NS.
Transport
Rail
Achill railway station, still on the mainland and not on the island, was opened by the Midland Great Western Railway on 13 May 1895, the terminus of its line from Westport via Newport and Mulranny. The station, and the line, were closed by the Great Southern Railways on 1 October 1937. The Great Western Greenway, created during 2010 and 2011, follows the line's route and has proved to be very successful in attracting visitors to Achill and the surrounding areas.
Road
The R319 road is the main road onto the island.
Bus
Bus Éireann's route 450 operates several times daily to Westport and Louisburgh from the island's scattered villages. Bus Éireann also provides transport for the area's secondary school children.
Cuisine
Achill Island has several bars, cafes and restaurants. The island's Atlantic location means that seafood, including lobster, mussels, salmon, trout and winkles, are common meals. With a large sheep and cow populations, lamb and beef are popular on the island too.
Sport
Achill has a Gaelic football club which competes in the junior championship and division 1E of the Mayo League. There are also Achill Rovers which play in the Mayo Association Football League.
There is a 9-hole links golf course on the island. Outdoor activities can be done through Achill Outdoor Education Centre. Achill Island's rugged landscape and the surrounding ocean offers multiple locations for outdoor adventure activities, like surfing, kite-surfing and sea kayaking. Fishing and watersports are also common. Sailing regattas featuring a local vessel type, the Achill Yawl, have been popular since the 19th century, though most present-day yawls, unlike their traditional working boat ancestors, have been structurally modified to promote greater speed under sail. The island's waters and underwater sites are occasionally visited by scuba divers, though Achill's unpredictable weather generally has precluded a commercially successful recreational diving industry.
Population
In 2016, the population was 2,594, with 5.2% claiming they spoke Irish on a daily basis outside the education system. The island's population has declined from around 6,000 before the Great Famine of the mid-19th century.
Demographics
The table below reports data on Achill Island's population taken from Discover the Islands of Ireland (Alex Ritsema, Collins Press, 1999) and the census of Ireland.
Architecture
Few inhabited houses date from before the 20th century, though there are many examples of abandoned stone structures dating to the 19th century.
The best known of these earlier can be seen in the "Deserted Village" ruins near the graveyard at the foot of Slievemore. Even the houses in this village represent a relatively comfortable class of dwelling as, even as recently as a hundred years ago, some people still used "Beehive" style houses (small circular single-roomed dwellings with a hole in the ceiling to let out smoke).
Many of the oldest inhabited cottages date from the activities of the Congested Districts Board for Ireland—a body set up around the turn of the 20th century in Ireland to improve the welfare of the inhabitants of small villages and towns. Most of the homes in Achill at the time were very small and tightly packed together in villages. The CDB subsidised the building of new, more spacious (though still small by modern standards) homes outside of the traditional villages.
Notable people
Heinrich Böll, German writer who spent several summers with his family and later lived several months per year on the island
Charles Boycott (1832–1897), unpopular landowner from whom the term boycott arose
Nancy Corrigan, pioneer aviator, second female commercial pilot in the US.
Dermot Freyer (1883–1970), writer who opened a hotel on the island
Paul Henry, artist, stayed on the island for a number of years in the early 1900s
James Kilbane, singer, lives on the island
Johnny Kilbane, boxer
Saoirse McHugh, former Green Party politician
Danny McNamara, musician
Richard McNamara, musician
Eva O’Flaherty, Nationalist, model and milliner
Thomas Patten, from Dooega. Died during the Siege of Madrid in December 1936
Honor Tracy, author, lived there until her death in 1989
Literature
Heinrich Böll: Irisches Tagebuch, Berlin, 1957
Bob Kingston The Deserted Village at Slievemore, Castlebar, 1990
Theresa McDonald: Achill: 5000 B.C. to 1900 A.D.: Archeology History Folklore, I.A.S. Publications [1992]
Rosa Meehan: The Story of Mayo, Castlebar, 2003
James Carney: The Playboy & the Yellow lady, 1986 Poolbeg
Hugo Hamilton: The Island of Talking, 2007
Kevin Barry: Beatlebone, 2015
Mealla Nī Ghiobúin: Dugort, Achill Island 1831–1861: The Rise and Fall of a Missionary Community, 2001
Patricia Byrne: The Veiled Woman of Achill – Island Outrage & A Playboy Drama, 2012
Mary J. Murphy: Achill's Eva O'Flaherty – Forgotten Island Heroine, 2011
Patricia Byrne: The Preacher and The Prelate – The Achill Mission Colony and The Battle for Souls in Famine Ireland, 2018
Mary J. Murphy, Achill Painters -An Island History, 2020
Michael Gallagher, Stick on Stone, 2013
In popular culture
The island is featured throughout the film The Banshees of Inisherin in various locations on the island including Keem Bay, Cloughmore, and Purteen Pier.
The film My Sailor My Love features Achill island.
The island is the primary setting of the visual novel If Found....
See also
Achillbeg
Innisbiggle
List of islands of County Mayo
References
External links
Colaiste Pobail Acla students project on the Achill area
Achill Island Maritime Archaeology Project
VisitAchill multilingual visitor's site
Islands of County Mayo
Gaeltacht places in County Mayo
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https://en.wikipedia.org/wiki/Allen%20Ginsberg
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Allen Ginsberg
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Irwin Allen Ginsberg (; June 3, 1926 – April 5, 1997) was an American poet and writer. As a student at Columbia University in the 1940s, he began friendships with Lucien Carr, William S. Burroughs and Jack Kerouac, forming the core of the Beat Generation. He vigorously opposed militarism, economic materialism, and sexual repression, and he embodied various aspects of this counterculture with his views on drugs, sex, multiculturalism, hostility to bureaucracy, and openness to Eastern religions.
Best known for his poem "Howl", Ginsberg denounced what he saw as the destructive forces of capitalism and conformity in the United States. San Francisco police and US Customs seized copies of "Howl" in 1956, and a subsequent obscenity trial in 1957 attracted widespread publicity due to the poem's language and descriptions of heterosexual and homosexual sex at a time when sodomy laws made (male) homosexual acts a crime in every state. The poem reflected Ginsberg's own sexuality and his relationships with a number of men, including Peter Orlovsky, his lifelong partner. Judge Clayton W. Horn ruled that "Howl" was not obscene, asking: "Would there be any freedom of press or speech if one must reduce his vocabulary to vapid innocuous euphemisms?"
Ginsberg was a Buddhist who extensively studied Eastern religious disciplines. He lived modestly, buying his clothing in second-hand stores and residing in apartments in New York City's East Village. One of his most influential teachers was Tibetan Buddhist Chögyam Trungpa, the founder of the Naropa Institute in Boulder, Colorado. At Trungpa's urging, Ginsberg and poet Anne Waldman started The Jack Kerouac School of Disembodied Poetics there in 1974.
For decades, Ginsberg was active in political protests across a range of issues from the Vietnam War to the war on drugs. His poem "September on Jessore Road" drew attention to refugees fleeing the 1971 Bangladeshi genocide, exemplifying what literary critic Helen Vendler described as Ginsberg's persistent opposition to "imperial politics" and the "persecution of the powerless". His collection The Fall of America shared the annual National Book Award for Poetry in 1974. In 1979, he received the National Arts Club gold medal and was inducted into the American Academy of Arts and Letters. He was a Pulitzer Prize finalist in 1995 for his book Cosmopolitan Greetings: Poems 1986–1992.
Biography
Early life and family
Ginsberg was born into a Jewish family in Newark, New Jersey, and grew up in nearby Paterson. He was the second son of Louis Ginsberg, also born in Newark, a schoolteacher and published poet, and the former Naomi Levy, born in Nevel (Russia) and a fervent Marxist.
As a teenager, Ginsberg began to write letters to The New York Times about political issues, such as World War II and workers' rights. He published his first poems in the Paterson Morning Call. While in high school, Ginsberg became interested in the works of Walt Whitman, inspired by his teacher's passionate reading. In 1943, Ginsberg graduated from Eastside High School and briefly attended Montclair State College before entering Columbia University on a scholarship from the Young Men's Hebrew Association of Paterson.
In 1945, he joined the Merchant Marine to earn money to continue his education at Columbia. While at Columbia, Ginsberg contributed to the Columbia Review literary journal, the Jester humor magazine, won the Woodberry Poetry Prize, served as president of the Philolexian Society (literary and debate group), and joined Boar's Head Society (poetry society).
He was a resident of Hartley Hall, where other Beat Generation poets such as Jack Kerouac and Herbert Gold also lived. Ginsberg has stated that he considered his required freshman seminar in Great Books, taught by Lionel Trilling, to be his favorite Columbia course.
According to The Poetry Foundation, Ginsberg spent several months in a mental institution after he pleaded insanity during a hearing. He was allegedly being prosecuted for harboring stolen goods in his dorm room. It was noted that the stolen property was not his, but belonged to an acquaintance. Ginsberg also took part in public readings at the Episcopal St. Mark's Church in-the-Bowery which would later hold a memorial service for him after his death.
Relationship with his parents
Ginsberg referred to his parents in a 1985 interview as "old-fashioned delicatessen philosophers". His mother was also an active member of the Communist Party and took Ginsberg and his brother Eugene to party meetings. Ginsberg later said that his mother "made up bedtime stories that all went something like: 'The good king rode forth from his castle, saw the suffering workers and healed them.'" Of his father Ginsberg said: "My father would go around the house either reciting Emily Dickinson and Longfellow under his breath or attacking T. S. Eliot for ruining poetry with his 'obscurantism.' I grew suspicious of both sides."
Naomi Ginsberg had schizophrenia which often manifested as paranoid delusions, disordered thinking and multiple suicide attempts. She would claim, for example, that the president had implanted listening devices in their home and that her mother-in-law was trying to kill her. Her suspicion of those around her caused Naomi to draw closer to young Allen, "her little pet," as Bill Morgan says in his biography of Ginsberg, titled I Celebrate Myself: The Somewhat Private Life of Allen Ginsberg. She also tried to kill herself by slitting her wrists and was soon taken to Greystone, a mental hospital; she would spend much of Ginsberg's youth in mental hospitals. His experiences with his mother and her mental illness were a major inspiration for his two major works, "Howl" and his long autobiographical poem "Kaddish for Naomi Ginsberg (1894–1956)".
When he was in junior high school, he accompanied his mother by bus to her therapist. The trip deeply disturbed Ginsberg—he mentioned it and other moments from his childhood in "Kaddish". His experiences with his mother's mental illness and her institutionalization are also frequently referred to in "Howl." For example, "Pilgrim State, Rockland, and Grey Stone's foetid halls" is a reference to institutions frequented by his mother and Carl Solomon, ostensibly the subject of the poem: Pilgrim State Hospital and Rockland State Hospital in New York and Greystone Park Psychiatric Hospital in New Jersey. This is followed soon by the line "with mother finally ******." Ginsberg later admitted the deletion was the expletive "fucked." He also says of Solomon in section three, "I'm with you in Rockland where you imitate the shade of my mother," once again showing the association between Solomon and his mother.
Ginsberg received a letter from his mother after her death responding to a copy of "Howl" he had sent her. It admonished Ginsberg to be good and stay away from drugs; she says, "The key is in the window, the key is in the sunlight at the window—I have the key—Get married Allen don't take drugs—the key is in the bars, in the sunlight in the window." In a letter she wrote to Ginsberg's brother Eugene, she said, "God's informers come to my bed, and God himself I saw in the sky. The sunshine showed too, a key on the side of the window for me to get out. The yellow of the sunshine, also showed the key on the side of the window." These letters and the absence of a facility to recite kaddish inspired Ginsberg to write "Kaddish", which makes references to many details from Naomi's life, Ginsberg's experiences with her, and the letter, including the lines "the key is in the light" and "the key is in the window."
New York Beats
In Ginsberg's first year at Columbia he met fellow undergraduate Lucien Carr, who introduced him to a number of future Beat writers, including Jack Kerouac, William S. Burroughs, and John Clellon Holmes. They bonded, because they saw in one another an excitement about the potential of American youth, a potential that existed outside the strict conformist confines of post–World War II, McCarthy-era America. Ginsberg and Carr talked excitedly about a "New Vision" (a phrase adapted from Yeats' "A Vision"), for literature and America. Carr also introduced Ginsberg to Neal Cassady, for whom Ginsberg had a long infatuation. In the first chapter of his 1957 novel On the Road Kerouac described the meeting between Ginsberg and Cassady. Kerouac saw them as the dark (Ginsberg) and light (Cassady) side of their "New Vision", a perception stemming partly from Ginsberg's association with communism, of which Kerouac had become increasingly distrustful. Though Ginsberg was never a member of the Communist Party, Kerouac named him "Carlo Marx" in On the Road. This was a source of strain in their relationship.
Also, in New York, Ginsberg met Gregory Corso in the Pony Stable Bar. Corso, recently released from prison, was supported by the Pony Stable patrons and was writing poetry there the night of their meeting. Ginsberg claims he was immediately attracted to Corso, who was straight, but understood homosexuality after three years in prison. Ginsberg was even more struck by reading Corso's poems, realizing Corso was "spiritually gifted." Ginsberg introduced Corso to the rest of his inner circle. In their first meeting at the Pony Stable, Corso showed Ginsberg a poem about a woman who lived across the street from him and sunbathed naked in the window. Amazingly, the woman happened to be Ginsberg's girlfriend that he was living with during one of his forays into heterosexuality. Ginsberg took Corso over to their apartment. There the woman proposed sex with Corso, who was still very young and fled in fear. Ginsberg introduced Corso to Kerouac and Burroughs and they began to travel together. Ginsberg and Corso remained lifelong friends and collaborators.
Shortly after this period in Ginsberg's life, he became romantically involved with Elise Nada Cowen after meeting her through Alex Greer, a philosophy professor at Barnard College whom she had dated for a while during the burgeoning Beat generation's period of development. As a Barnard student, Elise Cowen extensively read the poetry of Ezra Pound and T. S. Eliot, when she met Joyce Johnson and Leo Skir, among other Beat players. As Cowen had felt a strong attraction to darker poetry most of the time, Beat poetry seemed to provide an allure to what suggests a shadowy side of her persona. While at Barnard, Cowen earned the nickname "Beat Alice" as she had joined a small group of anti-establishment artists and visionaries known to outsiders as beatniks, and one of her first acquaintances at the college was the beat poet Joyce Johnson who later portrayed Cowen in her books, including "Minor Characters" and Come and Join the Dance, which expressed the two women's experiences in the Barnard and Columbia Beat community. Through his association with Elise Cowen, Ginsberg discovered that they shared a mutual friend, Carl Solomon, to whom he later dedicated his most famous poem "Howl." This poem is considered an autobiography of Ginsberg up to 1955, and a brief history of the Beat Generation through its references to his relationship to other Beat artists of that time.
The "Blake vision"
In 1948, in an apartment in East Harlem, Ginsberg experienced an auditory hallucination while masturbating and reading the poetry of William Blake, which he later referred to as his "Blake vision". Ginsberg claimed to have heard the voice of God—also described as the "voice of the Ancient of Days"—or of Blake himself reading "Ah! Sun-flower", "The Sick Rose" and "The Little Girl Lost". The experience lasted several days, with him believing that he had witnessed the interconnectedness of the universe; Ginsberg recounted that after looking at latticework on the fire escape of the apartment and then at the sky, he intuited that one had been crafted by human beings, while the other had been crafted by itself. He explained that this hallucination was not inspired by drug use, but said he sought to recapture the feeling of interconnectedness later with various drugs.
San Francisco Renaissance
Ginsberg moved to San Francisco during the 1950s. Before Howl and Other Poems was published in 1956 by City Lights, he worked as a market researcher.
In 1954, in San Francisco, Ginsberg met Peter Orlovsky (1933–2010), with whom he fell in love and who remained his lifelong partner. Selections from their correspondence have been published.
Also in San Francisco, Ginsberg met members of the San Francisco Renaissance (James Broughton, Robert Duncan, Madeline Gleason and Kenneth Rexroth) and other poets who would later be associated with the Beat Generation in a broader sense. Ginsberg's mentor William Carlos Williams wrote an introductory letter to San Francisco Renaissance figurehead Kenneth Rexroth, who then introduced Ginsberg into the San Francisco poetry scene. There, Ginsberg also met three budding poets and Zen enthusiasts who had become friends at Reed College: Gary Snyder, Philip Whalen, and Lew Welch. In 1959, along with poets John Kelly, Bob Kaufman, A. D. Winans, and William Margolis, Ginsberg was one of the founders of the Beatitude poetry magazine.
Wally Hedrick—a painter and co-founder of the Six Gallery—approached Ginsberg in mid-1955 and asked him to organize a poetry reading at the Six Gallery. At first, Ginsberg refused, but once he had written a rough draft of "Howl," he changed his "fucking mind," as he put it. Ginsberg advertised the event as "Six Poets at the Six Gallery." One of the most important events in Beat mythos, known simply as "The Six Gallery reading" took place on October 7, 1955. The event, in essence, brought together the East and West Coast factions of the Beat Generation. Of more personal significance to Ginsberg, the reading that night included the first public presentation of "Howl," a poem that brought worldwide fame to Ginsberg and to many of the poets associated with him. An account of that night can be found in Kerouac's novel The Dharma Bums, describing how change was collected from audience members to buy jugs of wine, and Ginsberg reading passionately, drunken, with arms outstretched.
Ginsberg's principal work, "Howl," is well known for its opening line: "I saw the best minds of my generation destroyed by madness, starving hysterical naked [...]." "Howl" was considered scandalous at the time of its publication, because of the rawness of its language. Shortly after its 1956 publication by San Francisco's City Lights Bookstore, it was banned for obscenity. The ban became a cause célèbre among defenders of the First Amendment, and was later lifted, after Judge Clayton W. Horn declared the poem to possess redeeming artistic value. Ginsberg and Shig Murao, the City Lights manager who was jailed for selling "Howl," became lifelong friends.
Biographical references in "Howl"
Ginsberg claimed at one point that all of his work was an extended biography (like Kerouac's Duluoz Legend). "Howl" is not only a biography of Ginsberg's experiences before 1955, but also a history of the Beat Generation. Ginsberg also later claimed that at the core of "Howl" were his unresolved emotions about his schizophrenic mother. Though "Kaddish" deals more explicitly with his mother, "Howl" in many ways is driven by the same emotions. "Howl" chronicles the development of many important friendships throughout Ginsberg's life. He begins the poem with "I saw the best minds of my generation destroyed by madness", which sets the stage for Ginsberg to describe Cassady and Solomon, immortalizing them into American literature. This madness was the "angry fix" that society needed to function—madness was its disease. In the poem, Ginsberg focused on "Carl Solomon! I'm with you in Rockland", and, thus, turned Solomon into an archetypal figure searching for freedom from his "straightjacket". Though references in most of his poetry reveal much about his biography, his relationship to other members of the Beat Generation, and his own political views, "Howl," his most famous poem, is still perhaps the best place to start.
To Paris and the "Beat Hotel", Tangier and India
In 1957, Ginsberg surprised the literary world by abandoning San Francisco. After a spell in Morocco, he and Peter Orlovsky joined Gregory Corso in Paris. Corso introduced them to a shabby lodging house above a bar at 9 rue Gît-le-Cœur that was to become known as the Beat Hotel. They were soon joined by Burroughs and others. It was a productive, creative time for all of them. There, Ginsberg began his epic poem "Kaddish", Corso composed Bomb and Marriage, and Burroughs (with help from Ginsberg and Corso) put together Naked Lunch from previous writings. This period was documented by the photographer Harold Chapman, who moved in at about the same time, and took pictures constantly of the residents of the "hotel" until it closed in 1963. During 1962–1963, Ginsberg and Orlovsky travelled extensively across India, living half a year at a time in Calcutta (now Kolkata) and Benares (Varanasi). On his road to India he stayed two months in Athens ( August 29, 1961 - October 31, 1961) where he visited various cites such as Delphi, Mycines, Crete, and then he continued his journey to Israel, Kenya and finally India. Also during this time, he formed friendships with some of the prominent young Bengali poets of the time including Shakti Chattopadhyay and Sunil Gangopadhyay. Ginsberg had several political connections in India; most notably Pupul Jayakar who helped him extend his stay in India when the authorities were eager to expel him.
England and the International Poetry Incarnation
In May 1965, Ginsberg arrived in London, and offered to read anywhere for free. Shortly after his arrival, he gave a reading at Better Books, which was described by Jeff Nuttall as "the first healing wind on a very parched collective mind." Tom McGrath wrote: "This could well turn out to have been a very significant moment in the history of England—or at least in the history of English Poetry."
Soon after the bookshop reading, plans were hatched for the International Poetry Incarnation, which was held at the Royal Albert Hall in London on June 11, 1965. The event attracted an audience of 7,000, who heard readings and live and tape performances by a wide variety of figures, including Ginsberg, Adrian Mitchell, Alexander Trocchi, Harry Fainlight, Anselm Hollo, Christopher Logue, George MacBeth, Gregory Corso, Lawrence Ferlinghetti, Michael Horovitz, Simon Vinkenoog, Spike Hawkins and Tom McGrath. The event was organized by Ginsberg's friend, the filmmaker Barbara Rubin.
Peter Whitehead documented the event on film and released it as Wholly Communion. A book featuring images from the film and some of the poems that were performed was also published under the same title by Lorrimer in the UK and Grove Press in US.
Continuing literary activity
Though the term "Beat" is most accurately applied to Ginsberg and his closest friends (Corso, Orlovsky, Kerouac, Burroughs, etc.), the term "Beat Generation" has become associated with many of the other poets Ginsberg met and became friends with in the late 1950s and early 1960s. A key feature of this term seems to be a friendship with Ginsberg. Friendship with Kerouac or Burroughs might also apply, but both writers later strove to disassociate themselves from the name "Beat Generation." Part of their dissatisfaction with the term came from the mistaken identification of Ginsberg as the leader. Ginsberg never claimed to be the leader of a movement. He claimed that many of the writers with whom he had become friends in this period shared many of the same intentions and themes. Some of these friends include: David Amram, Bob Kaufman; Diane di Prima; Jim Cohn; poets associated with the Black Mountain College such as Charles Olson, Robert Creeley, and Denise Levertov; poets associated with the New York School such as Frank O'Hara and Kenneth Koch. LeRoi Jones before he became Amiri Baraka, who, after reading "Howl", wrote a letter to Ginsberg on a sheet of toilet paper. Baraka's independent publishing house Totem Press published Ginsberg's early work. Through a party organized by Baraka, Ginsberg was introduced to Langston Hughes while Ornette Coleman played saxophone.
Later in his life, Ginsberg formed a bridge between the beat movement of the 1950s and the hippies of the 1960s, befriending, among others, Timothy Leary, Ken Kesey, Hunter S. Thompson, and Bob Dylan. Ginsberg gave his last public reading at Booksmith, a bookstore in the Haight-Ashbury neighborhood of San Francisco, a few months before his death. In 1993, Ginsberg visited the University of Maine at Orono to pay homage to the 90-year-old great Carl Rakosi.
Buddhism and Krishna
In 1950, Kerouac began studying Buddhism and shared what he learned from Dwight Goddard's Buddhist Bible with Ginsberg. Ginsberg first heard about the Four Noble Truths and such sutras as the Diamond Sutra at this time.
Ginsberg's spiritual journey began early on with his spontaneous visions, and continued with an early trip to India with Gary Snyder. Snyder had previously spent time in Kyoto to study at the First Zen Institute at Daitoku-ji Monastery. At one point, Snyder chanted the Prajnaparamita, which in Ginsberg's words "blew my mind." His interest piqued, Ginsberg traveled to meet the Dalai Lama as well as the Karmapa at Rumtek Monastery. Continuing on his journey, Ginsberg met Dudjom Rinpoche in Kalimpong, who taught him: "If you see something horrible, don't cling to it, and if you see something beautiful, don't cling to it."
After returning to the United States, a chance encounter on a New York City street with Chögyam Trungpa Rinpoche (they both tried to catch the same cab), a Kagyu and Nyingma Tibetan Buddhist master, led to Trungpa becoming his friend and lifelong teacher. Ginsberg helped Trungpa and New York poet Anne Waldman in founding the Jack Kerouac School of Disembodied Poetics at Naropa University in Boulder, Colorado.
Ginsberg was also involved with Krishnaism. He had started incorporating chanting the Hare Krishna mantra into his religious practice in the mid-1960s. After learning that A. C. Bhaktivedanta Swami Prabhupada, the founder of the Hare Krishna movement in the Western world had rented a store front in New York, he befriended him, visiting him often and suggesting publishers for his books, and a fruitful relationship began. This relationship is documented by Satsvarupa dasa Goswami in his biographical account Srila Prabhupada Lilamrta. Ginsberg donated money, materials, and his reputation to help the Swami establish the first temple, and toured with him to promote his cause.
Despite disagreeing with many of Bhaktivedanta Swami's required prohibitions, Ginsberg often sang the Hare Krishna mantra publicly as part of his philosophy and declared that it brought a state of ecstasy. He was glad that Bhaktivedanta Swami, an authentic swami from India, was now trying to spread the chanting in America. Along with other counterculture ideologists like Timothy Leary, Gary Snyder, and Alan Watts, Ginsberg hoped to incorporate Bhaktivedanta Swami and his chanting into the hippie movement, and agreed to take part in the Mantra-Rock Dance concert and to introduce the swami to the Haight-Ashbury hippie community.
On January 17, 1967, Ginsberg helped plan and organize a reception for Bhaktivedanta Swami at San Francisco International Airport, where fifty to a hundred hippies greeted the Swami, chanting Hare Krishna in the airport lounge with flowers in hands. To further support and promote Bhaktivendata Swami's message and chanting in San Francisco, Allen Ginsberg agreed to attend the Mantra-Rock Dance, a musical event 1967 held at the Avalon Ballroom by the San Francisco Hare Krishna temple. It featured some leading rock bands of the time: Big Brother and the Holding Company with Janis Joplin, the Grateful Dead, and Moby Grape, who performed there along with the Hare Krishna founder Bhaktivedanta Swami and donated proceeds to the Krishna temple. Ginsberg introduced Bhaktivedanta Swami to some three thousand hippies in the audience and led the chanting of the Hare Krishna mantra.
Music and chanting were both important parts of Ginsberg's live delivery during poetry readings. He often accompanied himself on a harmonium, and was often accompanied by a guitarist. It is believed that the Hindi and Buddhist poet Nagarjun had introduced Ginsberg to the harmonium in Banaras. According to Malay Roy Choudhury, Ginsberg refined his practice while learning from his relatives, including his cousin Savitri Banerjee. When Ginsberg asked if he could sing a song in praise of Lord Krishna on William F. Buckley, Jr.'s TV show Firing Line on September 3, 1968, Buckley acceded and the poet chanted slowly as he played dolefully on a harmonium. According to Richard Brookhiser, an associate of Buckley's, the host commented that it was "the most unharried Krishna I've ever heard."
At the 1967 Human Be-In in San Francisco's Golden Gate Park, the 1968 Democratic National Convention in Chicago, and the 1970 Black Panther rally at Yale campus Allen chanted "Om" repeatedly over a sound system for hours on end.
Ginsberg further brought mantras into the world of rock and roll when he recited the Heart Sutra in the song "Ghetto Defendant." The song appears on the 1982 album Combat Rock by British first wave punk band The Clash.
Ginsberg came in touch with the Hungryalist poets of Bengal, especially Malay Roy Choudhury, who introduced Ginsberg to the three fish with one head of Indian emperor Jalaluddin Mohammad Akbar. The three fish symbolised coexistence of all thought, philosophy, and religion.
In spite of Ginsberg's attraction to Eastern religions, the journalist Jane Kramer argues that he, like Whitman, adhered to an "American brand of mysticism" that was "rooted in humanism and in a romantic and visionary ideal of harmony among men."
The Allen Ginsberg Estate and Jewel Heart International partnered to present "Transforming Minds: Kyabje Gelek Rimpoche and Friends", a gallery and online exhibition of images of Gelek Rimpoche by Allen Ginsberg, a student with whom he had an "indissoluble bond," in 2021 at Tibet House US in New York City. Fifty negatives from Ginsberg's Stanford University photo archive celebrated "the unique relationship between Allen and Rimpoche." The selection of never-before presented images, featuring great Tibetan masters including the Dalai Lama, Tibetologists, and students were "guided by Allen's extensive notes on the contact sheets and images he'd circled with the intention to print."
Illness and death
In 1960, he was treated for a tropical disease, and it is speculated that he contracted hepatitis from an unsterilized needle administered by a doctor, which played a role in his death 37 years later.
Ginsberg was a lifelong smoker, and though he tried to quit for health and religious reasons, his busy schedule in later life made it difficult, and he always returned to smoking.
In the 1970s, Ginsberg had two minor strokes which were first diagnosed as Bell's palsy, which gave him significant paralysis and stroke-like drooping of the muscles in one side of his face.
Later in life, he also had constant minor ailments such as high blood pressure. Many of these symptoms were related to stress, but he never slowed down his schedule.
Ginsberg won a 1974 National Book Award for The Fall of America (split with Adrienne Rich, Diving into the Wreck).
In 1986, Ginsberg was awarded the Golden Wreath by the Struga Poetry Evenings International Festival in Macedonia, the second American poet to be so awarded since W. H. Auden. At Struga, Ginsberg met with the other Golden Wreath winners, Bulat Okudzhava and Andrei Voznesensky.
In 1989, Ginsberg appeared in Rosa von Praunheim's award-winning film Silence = Death about the fight of gay artists in New York City for AIDS-education and the rights of HIV infected people.
In 1993, the French Minister of Culture appointed Ginsberg a Chevalier des Arts et des Lettres.
Ginsberg continued to help his friends as much as he could: he gave money to Herbert Huncke out of his own pocket, regularly supplied neighbor Arthur Russell with an extension cord to power his home recording setup, and housed a broke, drug-addicted Harry Smith.
With the exception of a special guest appearance at the NYU Poetry Slam on February 20, 1997, Ginsberg gave what is thought to be his last reading at The Booksmith in San Francisco on December 16, 1996.
After returning home from the hospital for the last time, where he had been unsuccessfully treated for congestive heart failure, Ginsberg continued making phone calls to say goodbye to nearly everyone in his address book. Some of the phone calls were sad and interrupted by crying, and others were joyous and optimistic. Ginsberg continued to write through his final illness, with his last poem, "Things I'll Not Do (Nostalgias)", written on March 30.
He died on April 5, 1997, surrounded by family and friends in his East Village loft in Manhattan, succumbing to liver cancer via complications of hepatitis at the age of 70. Gregory Corso, Roy Lichtenstein, Patti Smith and others came by to pay their respects. He was cremated, and his ashes were buried in his family plot in Gomel Chesed Cemetery in Newark. He was survived by Orlovsky.
In 1998, various writers, including Catfish McDaris read at a gathering at Ginsberg's farm to honor Allen and the Beats.
Good Will Hunting (released in December 1997) was dedicated to Ginsberg, as well as Burroughs, who died four months later.
Social and political activism
Free speech
Ginsberg's willingness to talk about taboo subjects made him a controversial figure during the conservative 1950s, and a significant figure in the 1960s. In the mid-1950s, no reputable publishing company would even consider publishing Howl. At the time, such "sex talk" employed in Howl was considered by some to be vulgar or even a form of pornography, and could be prosecuted under law. Ginsberg used phrases such as "cocksucker", "fucked in the ass", and "cunt" as part of the poem's depiction of different aspects of American culture. Numerous books that discussed sex were banned at the time, including Lady Chatterley's Lover. The sex that Ginsberg described did not portray the sex between heterosexual married couples, or even longtime lovers. Instead, Ginsberg portrayed casual sex. For example, in Howl, Ginsberg praises the man "who sweetened the snatches of a million girls." Ginsberg used gritty descriptions and explicit sexual language, pointing out the man "who lounged hungry and lonesome through Houston seeking jazz or sex or soup." In his poetry, Ginsberg also discussed the then-taboo topic of homosexuality. The explicit sexual language that filled Howl eventually led to an important trial on First Amendment issues. Ginsberg's publisher was brought up on charges for publishing pornography, and the outcome led to a judge going on record dismissing charges, because the poem carried "redeeming social importance," thus setting an important legal precedent. Ginsberg continued to broach controversial subjects throughout the 1970s, 1980s, and 1990s. From 1970 to 1996, Ginsberg had a long-term affiliation with PEN American Center with efforts to defend free expression. When explaining how he approached controversial topics, he often pointed to Herbert Huncke: he said that when he first got to know Huncke in the 1940s, Ginsberg saw that he was sick from his heroin addiction, but at the time heroin was a taboo subject and Huncke was left with nowhere to go for help.
Role in Vietnam War protests
Ginsberg was a signer of the anti-war manifesto "A Call to Resist Illegitimate Authority", circulated among draft resistors in 1967 by members of the radical intellectual collective RESIST. Other signers and RESIST members included Mitchell Goodman, Henry Braun, Denise Levertov, Noam Chomsky, William Sloane Coffin, Dwight Macdonald, Robert Lowell, and Norman Mailer. In 1968, Ginsberg signed the "Writers and Editors War Tax Protest" pledge, vowing to refuse tax payments in protest against the Vietnam War, and later became a sponsor of the War Tax Resistance project, which practiced and advocated tax resistance as a form of anti-war protest.
He was present the night of the Tompkins Square Park riot (1988) and provided an eyewitness account to The New York Times.
Relationship to communism
Ginsberg talked openly about his connections with communism and his admiration for past communist heroes and the labor movement at a time when the Red Scare and McCarthyism were still raging. He admired Fidel Castro and many other Marxist figures from the 20th century. In "America" (1956), Ginsberg writes: "America, I used to be a communist when I was a kid I'm not sorry". Biographer Jonah Raskin has claimed that, despite his often stark opposition to communist orthodoxy, Ginsberg held "his own idiosyncratic version of communism." On the other hand, when Donald Manes, a New York City politician, publicly accused Ginsberg of being a member of the Communist Party, Ginsberg objected: "I am not, as a matter of fact, a member of the Communist party, nor am I dedicated to the overthrow of the U.S. government or any government by violence ... I must say that I see little difference between the armed and violent governments both Communist and Capitalist that I have observed".
Ginsberg travelled to several communist countries to promote free speech. He claimed that communist countries, such as China, welcomed him because they thought he was an enemy of capitalism, but often turned against him when they saw him as a troublemaker. For example, in 1965 Ginsberg was deported from Cuba for publicly protesting the persecution of homosexuals. The Cubans sent him to Czechoslovakia, where one week after being named the Král majálesu ("King of May", a students' festivity, celebrating spring and student life), Ginsberg was arrested for alleged drug use and public drunkenness, and the security agency StB confiscated several of his writings, which they considered to be lewd and morally dangerous. Ginsberg was then deported from Czechoslovakia on May 7, 1965, by order of the StB. Václav Havel points to Ginsberg as an important inspiration.
Gay rights
One contribution that is often considered his most significant and most controversial was his openness about homosexuality. Ginsberg was an early proponent of freedom for gay people. In 1943, he discovered within himself "mountains of homosexuality." He expressed this desire openly and graphically in his poetry. He also struck a note for gay marriage by listing Peter Orlovsky, his lifelong companion, as his spouse in his Who's Who entry. Subsequent gay writers saw his frank talk about homosexuality as an opening to speak more openly and honestly about something often before only hinted at or spoken of in metaphor.
In writing about sexuality in graphic detail and in his frequent use of language seen as indecent, he challenged—and ultimately changed—obscenity laws. He was a staunch supporter of others whose expression challenged obscenity laws (William S. Burroughs and Lenny Bruce, for example).
Association with NAMBLA
Ginsberg was a supporter and member of the North American Man/Boy Love Association (NAMBLA), a pedophilia and pederasty advocacy organization in the United States that works to abolish age of consent laws and legalize sexual relations between adults and children. Saying that he joined the organization "in defense of free speech", Ginsberg stated: "Attacks on NAMBLA stink of politics, witchhunting for profit, humorlessness, vanity, anger and ignorance ... I'm a member of NAMBLA because I love boys too—everybody does, who has a little humanity". In 1994, Ginsberg appeared in a documentary on NAMBLA called Chicken Hawk: Men Who Love Boys (playing on the gay male slang term "Chickenhawk"), in which he read a "graphic ode to youth". He read his poem "Sweet Boy, Gimme Yr Ass" from the book Mind Breaths.
In her 2002 book Heartbreak, Andrea Dworkin claimed Ginsberg had ulterior motives for allying with NAMBLA. In reference to his onetime friend Dworkin, Ginsberg stated:
Demystification of drugs
Ginsberg talked often about drug use. He organized the New York City chapter of LeMar (Legalize Marijuana). Throughout the 1960s he took an active role in the demystification of LSD, and, with Timothy Leary, worked to promote its common use. He remained for many decades an advocate of marijuana legalization, and, at the same time, warned his audiences against the hazards of tobacco in his Put Down Your Cigarette Rag (Don't Smoke): "Don't Smoke Don't Smoke Nicotine Nicotine No / No don't smoke the official Dope Smoke Dope Dope."
CIA drug trafficking
Ginsberg worked closely with Alfred W. McCoy on the latter's book The Politics of Heroin in Southeast Asia, which claimed that the CIA was knowingly involved in the production of heroin in the Golden Triangle of Burma, Thailand, and Laos. In addition to working with McCoy, Ginsberg personally confronted Richard Helms, the director of the CIA in the 1970s, about the matter, but Helms denied that the CIA had anything to do with selling illegal drugs. Ginsberg wrote many essays and articles, researching and compiling evidence of the CIA's alleged involvement in drug trafficking, but it took ten years, and the publication of McCoy's book in 1972, before anyone took him seriously. In 1978, Ginsberg received a note from the chief editor of The New York Times, apologizing for not having taken his allegations seriously. The political subject is dealt with in his song/poem "CIA Dope calypso". The United States Department of State responded to McCoy's initial allegations stating that they were "unable to find any evidence to substantiate them, much less proof." Subsequent investigations by the Inspector General of the CIA, United States House Committee on Foreign Affairs, and United States Senate Select Committee to Study Governmental Operations with Respect to Intelligence Activities, a.k.a. the Church Committee, also found the charges to be unsubstantiated.
Work
Most of Ginsberg's very early poetry was written in formal rhyme and meter like that of his father, and of his idol William Blake. His admiration for the writing of Jack Kerouac inspired him to take poetry more seriously. In 1955, upon the advice of a psychiatrist, Ginsberg dropped out of the working world to devote his entire life to poetry. Soon after, he wrote Howl, the poem that brought him and his Beat Generation contemporaries to national attention and allowed him to live as a professional poet for the rest of his life. Later in life, Ginsberg entered academia, teaching poetry as Distinguished Professor of English at Brooklyn College from 1986 until his death.
Inspiration from friends
Ginsberg claimed throughout his life that his biggest inspiration was Kerouac's concept of "spontaneous prose." He believed literature should come from the soul without conscious restrictions. Ginsberg was much more prone to revise than Kerouac. For example, when Kerouac saw the first draft of Howl, he disliked the fact that Ginsberg had made editorial changes in pencil (transposing "negro" and "angry" in the first line, for example). Kerouac only wrote out his concepts of spontaneous prose at Ginsberg's insistence because Ginsberg wanted to learn how to apply the technique to his poetry.
The inspiration for Howl was Ginsberg's friend, Carl Solomon, and Howl is dedicated to him. Solomon was a Dada and Surrealism enthusiast (he introduced Ginsberg to Artaud) who had bouts of clinical depression. Solomon wanted to commit suicide, but he thought a form of suicide appropriate to dadaism would be to go to a mental institution and demand a lobotomy. The institution refused, giving him many forms of therapy, including electroshock therapy. Much of the final section of the first part of Howl is a description of this.
Ginsberg used Solomon as an example of all those ground down by the machine of "Moloch." Moloch, to whom the second section is addressed, is a Levantine god to whom children were sacrificed. Ginsberg may have gotten the name from the Kenneth Rexroth poem "Thou Shalt Not Kill," a poem about the death of one of Ginsberg's heroes, Dylan Thomas. Moloch is mentioned a few times in the Torah and references to Ginsberg's Jewish background are frequent in his work. Ginsberg said the image of Moloch was inspired by peyote visions he had of the Francis Drake Hotel in San Francisco which appeared to him as a skull; he took it as a symbol of the city (not specifically San Francisco, but all cities). Ginsberg later acknowledged in various publications and interviews that behind the visions of the Francis Drake Hotel were memories of the Moloch of Fritz Lang's film Metropolis (1927) and of the woodcut novels of Lynd Ward. Moloch has subsequently been interpreted as any system of control, including the conformist society of post-World War II America, focused on material gain, which Ginsberg frequently blamed for the destruction of all those outside of societal norms.
He also made sure to emphasize that Moloch is a part of humanity in multiple aspects, in that the decision to defy socially created systems of control—and therefore go against Moloch—is a form of self-destruction. Many of the characters Ginsberg references in Howl, such as Neal Cassady and Herbert Huncke, destroyed themselves through excessive substance abuse or a generally wild lifestyle. The personal aspects of Howl are perhaps as important as the political aspects. Carl Solomon, the prime example of a "best mind" destroyed by defying society, is associated with Ginsberg's schizophrenic mother: the line "with mother finally fucked" comes after a long section about Carl Solomon, and in Part III, Ginsberg says: "I'm with you in Rockland where you imitate the shade of my mother." Ginsberg later admitted that the drive to write Howl was fueled by sympathy for his ailing mother, an issue which he was not yet ready to deal with directly. He dealt with it directly with 1959's Kaddish, which had its first public reading at a Catholic Worker Friday Night meeting, possibly due to its associations with Thomas Merton.
Inspiration from mentors and idols
Ginsberg's poetry was strongly influenced by Modernism (most importantly the American style of Modernism pioneered by William Carlos Williams), Romanticism (specifically William Blake and John Keats), the beat and cadence of jazz (specifically that of bop musicians such as Charlie Parker), and his Kagyu Buddhist practice and Jewish background. He considered himself to have inherited the visionary poetic mantle handed down from the English poet and artist William Blake, the American poet Walt Whitman and the Spanish poet Federico García Lorca. The power of Ginsberg's verse, its searching, probing focus, its long and lilting lines, as well as its New World exuberance, all echo the continuity of inspiration that he claimed.
He corresponded with William Carlos Williams, who was then in the middle of writing his epic poem Paterson about the industrial city near his home. After attending a reading by Williams, Ginsberg sent the older poet several of his poems and wrote an introductory letter. Most of these early poems were rhymed and metered and included archaic pronouns like "thee." Williams disliked the poems and told Ginsberg, "In this mode perfection is basic, and these poems are not perfect."
Though he disliked these early poems, Williams loved the exuberance in Ginsberg's letter. He included the letter in a later part of Paterson. He encouraged Ginsberg not to emulate the old masters, but to speak with his own voice and the voice of the common American. From Williams, Ginsberg learned to focus on strong visual images, in line with Williams' own motto "No ideas but in things." Studying Williams' style led to a tremendous shift from the early formalist work to a loose, colloquial free verse style. Early breakthrough poems include Bricklayer's Lunch Hour and Dream Record.
Carl Solomon introduced Ginsberg to the work of Antonin Artaud (To Have Done with the Judgement of God and Van Gogh: The Man Suicided by Society), and Jean Genet (Our Lady of the Flowers). Philip Lamantia introduced him to other Surrealists and Surrealism continued to be an influence (for example, sections of "Kaddish" were inspired by André Breton's Free Union). Ginsberg claimed that the anaphoric repetition of Howl and other poems was inspired by Christopher Smart in such poems as Jubilate Agno. Ginsberg also claimed other more traditional influences, such as: Franz Kafka, Herman Melville, Fyodor Dostoevsky, Edgar Allan Poe, and Emily Dickinson.
Ginsberg also made an intense study of haiku and the paintings of Paul Cézanne, from which he adapted a concept important to his work, which he called the Eyeball Kick. He noticed in viewing Cézanne's paintings that when the eye moved from one color to a contrasting color, the eye would spasm, or "kick." Likewise, he discovered that the contrast of two seeming opposites was a common feature in haiku. Ginsberg used this technique in his poetry, putting together two starkly dissimilar images: something weak with something strong, an artifact of high culture with an artifact of low culture, something holy with something unholy. The example Ginsberg most often used was "hydrogen jukebox" (which later became the title of a song cycle composed by Philip Glass with lyrics drawn from Ginsberg's poems). Another example is Ginsberg's observation on Bob Dylan during Dylan's hectic and intense 1966 electric-guitar tour, fueled by a cocktail of amphetamines, opiates, alcohol, and psychedelics, as a Dexedrine Clown. The phrases "eyeball kick" and "hydrogen jukebox" both show up in Howl, as well as a direct quote from Cézanne: "Pater Omnipotens Aeterna Deus".
Inspiration from music
Allen Ginsberg also found inspiration in music. He frequently included music in his poetry, invariably composing his tunes on an old Indian harmonium, which he often played during his readings. He wrote and recorded music to accompany William Blake's Songs of Innocence and Songs of Experience. He also recorded a handful of other albums. To create music for Howl and Wichita Vortex Sutra, he worked with the minimalist composer, Philip Glass.
Ginsberg worked with, drew inspiration from, and inspired artists such as Bob Dylan, The Clash, Patti Smith, Phil Ochs, and The Fugs. He worked with Dylan on various projects and maintained a friendship with him over many years.
In 1981, Ginsberg recorded a song called "Birdbrain." He was backed by the Gluons, and the track was released as a single. In 1996, he recorded a song co-written with Paul McCartney and Philip Glass, "The Ballad of the Skeletons", which reached number 8 on the Triple J Hottest 100 for that year.
Style and technique
From the study of his idols and mentors and the inspiration of his friends—not to mention his own experiments—Ginsberg developed an individualistic style that's easily identified as Ginsbergian. Ginsberg stated that Whitman's long line was a dynamic technique few other poets had ventured to develop further, and Whitman is also often compared to Ginsberg because their poetry sexualized aspects of the male form.
Many of Ginsberg's early long line experiments contain some sort of anaphora, repetition of a "fixed base" (for example "who" in Howl, "America" in America) and this has become a recognizable feature of Ginsberg's style. He said later this was a crutch because he lacked confidence; he did not yet trust "free flight." In the 1960s, after employing it in some sections of Kaddish ("caw" for example) he, for the most part, abandoned the anaphoric form. 'Latter-Day Beat' Bob Dylan is known for using anaphora, as in 'Tangled Up in Blue' where the phrase, returned to at the end of every verse, takes the place of a chorus.
Several of his earlier experiments with methods for formatting poems as a whole became regular aspects of his style in later poems. In the original draft of Howl, each line is in a "stepped triadic" format reminiscent of William Carlos Williams. He abandoned the "stepped triadic" when he developed his long line although the stepped lines showed up later, most significantly in the travelogues of The Fall of America. Howl and Kaddish, arguably his two most important poems, are both organized as an inverted pyramid, with larger sections leading to smaller sections. In America, he also experimented with a mix of longer and shorter lines.
Ginsberg's mature style made use of many specific, highly developed techniques, which he expressed in the "poetic slogans" he used in his Naropa teaching. Prominent among these was the inclusion of his unedited mental associations so as to reveal the mind at work ("First thought, best thought." "Mind is shapely, thought is shapely.") He preferred expression through carefully observed physical details rather than abstract statements ("Show, don't tell." "No ideas but in things.") In these he carried on and developed traditions of modernism in writing that are also found in Kerouac and Whitman.
In Howl and in his other poetry, Ginsberg drew inspiration from the epic, free verse style of the 19th-century American poet Walt Whitman. Both wrote passionately about the promise (and betrayal) of American democracy, the central importance of erotic experience, and the spiritual quest for the truth of everyday existence. J. D. McClatchy, editor of the Yale Review, called Ginsberg "the best-known American poet of his generation, as much a social force as a literary phenomenon." McClatchy added that Ginsberg, like Whitman, "was a bard in the old manner—outsized, darkly prophetic, part exuberance, part prayer, part rant. His work is finally a history of our era's psyche, with all its contradictory urges." McClatchy's barbed eulogies define the essential difference between Ginsberg ("a beat poet whose writing was [...] journalism raised by combining the recycling genius with a generous mimic-empathy, to strike audience-accessible chords; always lyrical and sometimes truly poetic") and Kerouac ("a poet of singular brilliance, the brightest luminary of a 'beat generation' he came to symbolise in popular culture [...] [though] in reality he far surpassed his contemporaries [...] Kerouac is an originating genius, exploring then answering—like Rimbaud a century earlier, by necessity more than by choice—the demands of authentic self-expression as applied to the evolving quicksilver mind of America's only literary virtuoso [...]").
Bibliography
Howl and Other Poems (1956),
Kaddish and Other Poems (1961),
Empty Mirror: Early Poems (1961),
Reality Sandwiches (1963),
The Yage Letters (1963)with William S. Burroughs
Planet News (1968),
Indian Journals (1970),
First Blues: Rags, Ballads & Harmonium Songs 1971 - 1974 (1975),
The Gates of Wrath: Rhymed Poems 1948–1951 (1972),
The Fall of America: Poems of These States (1973),
Iron Horse (1973)
Allen Verbatim: Lectures on Poetry, Politics, Consciousness by Allen Ginsberg (1974), edited by Gordon Ball,
Sad Dust Glories: poems during work summer in woods (1975)
Mind Breaths (1978),
Plutonian Ode: Poems 1977–1980 (1981),
Collected Poems 1947–1980 (1984), . Republished with later material added as Collected Poems 1947-1997, New York, HarperCollins, 2006
White Shroud Poems: 1980–1985 (1986),
Cosmopolitan Greetings Poems: 1986–1993 (1994)
Howl Annotated (1995)
Illuminated Poems (1996)
Selected Poems: 1947–1995 (1996)
Death and Fame: Poems 1993–1997 (1999)
Deliberate Prose 1952–1995 (2000)
Howl & Other Poems 50th Anniversary Edition (2006),
The Book of Martyrdom and Artifice: First Journals and Poems 1937-1952 (Da Capo Press, 2006)
The Selected Letters of Allen Ginsberg and Gary Snyder (Counterpoint, 2009)
I Greet You at the Beginning of a Great Career: The Selected Correspondence of Lawrence Ferlinghetti and Allen Ginsberg, 1955–1997 (City Lights, 2015)
The Best Minds of My Generation: A Literary History of the Beats (Grove Press, 2017)
Honors
His collection The Fall of America shared the annual U.S. National Book Award for Poetry in 1974. In 1979, he received the National Arts Club gold medal and was inducted into the American Academy and Institute of Arts and Letters. Ginsberg was a Pulitzer Prize finalist in 1995 for his book Cosmopolitan Greetings: Poems 1986–1992. In 1993, he received a John Jay Award posthumously from Columbia.
In 2014, Ginsberg was one of the inaugural honorees in the Rainbow Honor Walk, a walk of fame in San Francisco's Castro neighborhood noting LGBTQ people who have "made significant contributions in their fields."
See also
The Life and Times of Allen Ginsberg (film)
:Category:Works by Allen Ginsberg
Allen Ginsberg Live in London
Hungry generation
Howl (2010 film)
LGBT culture in New York City
List of LGBT people from New York City
Central Park Be-In
Trevor Carolan
Counterculture of the 1960s
Burroughs: the Movie by Howard Brookner
List of peace activists
Kill Your Darlings
Jewish Buddhist
American poetry
Notes
References
Resources
The Allen Ginsberg Papers, 1937–1994 (1,330 linear ft.) are housed in the Department of Special Collections and University Archives at Stanford University Libraries
Further reading
Boer, Charles. Charles Olson in Connecticut. North Carolina Wesleyan College Press, 1991, (1975). .
Bullough, Vern L. "Before Stonewall: Activists for Gay and Lesbian Rights in Historical Context." Harrington Park Press, 2002. pp 304–311.
Charters, Ann (ed.). The Portable Beat Reader. Penguin Books. New York. 1992. (hc); (pbk)
Clark, Thomas. "Allen Ginsberg." Writers at WorkThe Paris Review Interviews. 3.1 (1968) pp. 279–320.
Collins, Ronald & Skover, David. Mania: The Story of the Outraged & Outrageous Lives that Launched a Cultural Revolution (Top-Five books, March 2013)
Gifford, Barry (ed.). As Ever: The Collected Letters of Allen Ginsberg & Neal Cassady. Berkeley: Creative Arts Books (1977).
Ginsberg, Allen. Travels with Ginsberg: A Postcard Book. San Francisco: City Lights (2002).
Hrebeniak, Michael. Action Writing: Jack Kerouac's Wild Form, Carbondale, IL: Southern Illinois UP, 2006.
Kashner, Sam, When I Was Cool, My Life at the Jack Kerouac School, New York: HarperCollins Perennial, 2005.
Podhoretz, Norman. "At War with Allen Ginsberg", in Ex-Friends (Free Press, 1999), 22–56. .
McBride, Dick: Cometh With Clouds (Memory: Allen Ginsberg) Cherry Valley Editions, 1982
Morgan, Bill (ed.), I Greet You at the Beginning of a Great Career: The Selected Correspondence of Lawrence Ferlinghetti and Allen Ginsberg, 1955–1997. San Francisco: City Lights Publishers, 2015.
Schumacher, Michael (ed.). Family Business: Selected Letters Between a Father and Son. Bloomsbury (2002), paperback, 448 pages,
Schumacher, Michael. Dharma Lion: A Biography of Allen Ginsberg. New York: St. Martin's Press, 1994.
Trigilio, Tony. Allen Ginsberg's Buddhist Poetics. Carbondale, IL: Southern Illinois University Press, 2007.
Trigilio, Tony. "Strange Prophecies Anew": Rereading Apocalypse in Blake, H.D., and Ginsberg. Madison, NJ: Fairleigh Dickinson University Press, 2000. .
Tytell, John. Naked Angels: Kerouac, Ginsberg, Burroughs. Chicago: Ivan R. Dee, 1976.
Warner, Simon (ed.). Howl for Now: A 50th anniversary celebration of Allen Ginsberg's epic protest poem. West Yorkshire, UK: Route (2005), paperback, 144 pages,
Warner, Simon. "Raising the Consciousness? Re-visiting Allen Ginsberg's 1965 trip to Liverpool", chapter in Centre of the Creative Universe: Liverpool and the Avant Garde, edited by Christoph Grunenberg and Robert Knifton. Liverpool & Chicago: Liverpool University Press & Chicago University Press, 2007, (pbk); (hc)
Young, Allen Gay Sunshine interview with Allen Ginsberg. Grey Fox Press, 1974.
First Thought is Best Thought, an interview with Allen Ginsberg, in Scottish International Volume 6, September 1973, pp. 18–23
External links
Archives
George Dowden papers on the Allen Ginsberg bibliography, 1966–1971 at Rare Book and Manuscripts Library, Columbia University Libraries
Materials related to Allen Ginsberg in the Robert A. Wilson collection at Special Collections, University of Delaware Library
Allen Ginsberg papers at Special Collections and University Archives, Stanford Libraries
Audio recordings and interviews
Audio recordings of Allen Ginsberg, from the Woodberry Poetry Room, Harvard University
Audio recordings of Allen Ginsberg, from Maryland Institute College of Art's Decker Library, Internet Archive
Modern American Poetry , interview
Other links
The Allen Ginsberg Trust
Case Histories: Allen Ginsberg at PEN.org honoring Ginsberg's work, from PEN American Center
Allen Ginsberg on Poets.org With audio clips, poems, and related essays, from the Academy of American Poets
"After 50 Years, Ginsberg's Howl Still Resonates" NPR October 27, 2006
Allen Ginsberg photographs with hand-written captions at LensCulture
Autobiographical Article in Shambhala Sun Magazine
FBI agents were warned against interviewing Allen Ginsberg, fearing it would result in "embarrassment" from MuckRock.com
Allen Ginsberg materials in "Beat Visions and the Counterculture" (online exhibition) at Special Collections, University of Delaware Library
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https://en.wikipedia.org/wiki/Algebraically%20closed%20field
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Algebraically closed field
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In mathematics, a field is algebraically closed if every non-constant polynomial in (the univariate polynomial ring with coefficients in ) has a root in .
Examples
As an example, the field of real numbers is not algebraically closed, because the polynomial equation has no solution in real numbers, even though all its coefficients (1 and 0) are real. The same argument proves that no subfield of the real field is algebraically closed; in particular, the field of rational numbers is not algebraically closed. By contrast, the fundamental theorem of algebra states that the field of complex numbers is algebraically closed. Another example of an algebraically closed field is the field of (complex) algebraic numbers.
No finite field F is algebraically closed, because if a1, a2, ..., an are the elements of F, then the polynomial (x − a1)(x − a2) ⋯ (x − an) + 1
has no zero in F. However, the union of all finite fields of a fixed characteristic p is an algebraically closed field, which is, in fact, the algebraic closure of the field with p elements.
Equivalent properties
Given a field F, the assertion "F is algebraically closed" is equivalent to other assertions:
The only irreducible polynomials are those of degree one
The field F is algebraically closed if and only if the only irreducible polynomials in the polynomial ring F[x] are those of degree one.
The assertion "the polynomials of degree one are irreducible" is trivially true for any field. If F is algebraically closed and p(x) is an irreducible polynomial of F[x], then it has some root a and therefore p(x) is a multiple of x − a. Since p(x) is irreducible, this means that p(x) = k(x − a), for some k ∈ F \ {0}. On the other hand, if F is not algebraically closed, then there is some non-constant polynomial p(x) in F[x] without roots in F. Let q(x) be some irreducible factor of p(x). Since p(x) has no roots in F, q(x) also has no roots in F. Therefore, q(x) has degree greater than one, since every first degree polynomial has one root in F.
Every polynomial is a product of first degree polynomials
The field F is algebraically closed if and only if every polynomial p(x) of degree n ≥ 1, with coefficients in F, splits into linear factors. In other words, there are elements k, x1, x2, ..., xn of the field F such that p(x) = k(x − x1)(x − x2) ⋯ (x − xn).
If F has this property, then clearly every non-constant polynomial in F[x] has some root in F; in other words, F is algebraically closed. On the other hand, that the property stated here holds for F if F is algebraically closed follows from the previous property together with the fact that, for any field K, any polynomial in K[x] can be written as a product of irreducible polynomials.
Polynomials of prime degree have roots
If every polynomial over F of prime degree has a root in F, then every non-constant polynomial has a root in F. It follows that a field is algebraically closed if and only if every polynomial over F of prime degree has a root in F.
The field has no proper algebraic extension
The field F is algebraically closed if and only if it has no proper algebraic extension.
If F has no proper algebraic extension, let p(x) be some irreducible polynomial in F[x]. Then the quotient of F[x] modulo the ideal generated by p(x) is an algebraic extension of F whose degree is equal to the degree of p(x). Since it is not a proper extension, its degree is 1 and therefore the degree of p(x) is 1.
On the other hand, if F has some proper algebraic extension K, then the minimal polynomial of an element in K \ F is irreducible and its degree is greater than 1.
The field has no proper finite extension
The field F is algebraically closed if and only if it has no proper finite extension because if, within the previous proof, the term "algebraic extension" is replaced by the term "finite extension", then the proof is still valid. (Finite extensions are necessarily algebraic.)
Every endomorphism of Fn has some eigenvector
The field F is algebraically closed if and only if, for each natural number n, every linear map from Fn into itself has some eigenvector.
An endomorphism of Fn has an eigenvector if and only if its characteristic polynomial has some root. Therefore, when F is algebraically closed, every endomorphism of Fn has some eigenvector. On the other hand, if every endomorphism of Fn has an eigenvector, let p(x) be an element of F[x]. Dividing by its leading coefficient, we get another polynomial q(x) which has roots if and only if p(x) has roots. But if q(x) = xn + an − 1xn − 1+ ⋯ + a0, then q(x) is the characteristic polynomial of the n×n companion matrix
Decomposition of rational expressions
The field F is algebraically closed if and only if every rational function in one variable x, with coefficients in F, can be written as the sum of a polynomial function with rational functions of the form a/(x − b)n, where n is a natural number, and a and b are elements of F.
If F is algebraically closed then, since the irreducible polynomials in F[x] are all of degree 1, the property stated above holds by the theorem on partial fraction decomposition.
On the other hand, suppose that the property stated above holds for the field F. Let p(x) be an irreducible element in F[x]. Then the rational function 1/p can be written as the sum of a polynomial function q with rational functions of the form a/(x – b)n. Therefore, the rational expression
can be written as a quotient of two polynomials in which the denominator is a product of first degree polynomials. Since p(x) is irreducible, it must divide this product and, therefore, it must also be a first degree polynomial.
Relatively prime polynomials and roots
For any field F, if two polynomials p(x),q(x) ∈ F[x] are relatively prime then they do not have a common root, for if a ∈ F was a common root, then p(x) and q(x) would both be multiples of x − a and therefore they would not be relatively prime. The fields for which the reverse implication holds (that is, the fields such that whenever two polynomials have no common root then they are relatively prime) are precisely the algebraically closed fields.
If the field F is algebraically closed, let p(x) and q(x) be two polynomials which are not relatively prime and let r(x) be their greatest common divisor. Then, since r(x) is not constant, it will have some root a, which will be then a common root of p(x) and q(x).
If F is not algebraically closed, let p(x) be a polynomial whose degree is at least 1 without roots. Then p(x) and p(x) are not relatively prime, but they have no common roots (since none of them has roots).
Other properties
If F is an algebraically closed field and n is a natural number, then F contains all nth roots of unity, because these are (by definition) the n (not necessarily distinct) zeroes of the polynomial xn − 1. A field extension that is contained in an extension generated by the roots of unity is a cyclotomic extension, and the extension of a field generated by all roots of unity is sometimes called its cyclotomic closure. Thus algebraically closed fields are cyclotomically closed. The converse is not true. Even assuming that every polynomial of the form xn − a splits into linear factors is not enough to assure that the field is algebraically closed.
If a proposition which can be expressed in the language of first-order logic is true for an algebraically closed field, then it is true for every algebraically closed field with the same characteristic. Furthermore, if such a proposition is valid for an algebraically closed field with characteristic 0, then not only is it valid for all other algebraically closed fields with characteristic 0, but there is some natural number N such that the proposition is valid for every algebraically closed field with characteristic p when p > N.
Every field F has some extension which is algebraically closed. Such an extension is called an algebraically closed extension. Among all such extensions there is one and only one (up to isomorphism, but not unique isomorphism) which is an algebraic extension of F; it is called the algebraic closure of F.
The theory of algebraically closed fields has quantifier elimination.
Notes
References
Field (mathematics)
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https://en.wikipedia.org/wiki/August%206
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August 6
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Events
Pre-1600
1284 – The Republic of Pisa is defeated in the Battle of Meloria by the Republic of Genoa, thus losing its naval dominance in the Mediterranean.
1538 – Bogotá, Colombia, is founded by Gonzalo Jiménez de Quesada.
1601–1900
1661 – The Treaty of The Hague is signed by Portugal and the Dutch Republic.
1777 – American Revolutionary War: The bloody Battle of Oriskany prevents American relief of the Siege of Fort Stanwix.
1787 – Sixty proof sheets of the Constitution of the United States are delivered to the Constitutional Convention in Philadelphia, Pennsylvania.
1806 – Francis II, Holy Roman Emperor, declares the moribund empire to be dissolved, although he retains power in the Austrian Empire.
1819 – Norwich University is founded in Vermont as the first private military school in the United States.
1824 – Peruvian War of Independence: Patriot forces led by Simón Bolívar defeat the Spanish Royalist army in the Battle of Junín.
1825 – The Bolivian Declaration of Independence is proclaimed.
1861 – Britain imposes the Lagos Treaty of Cession to suppress slavery in what is now Nigeria.
1862 – American Civil War: The Confederate ironclad is scuttled on the Mississippi River after suffering catastrophic engine failure near Baton Rouge, Louisiana.
1870 – Franco-Prussian War: The Battle of Spicheren is fought, resulting in a German victory.
1870 – Franco-Prussian War: The Battle of Wörth results in a decisive German victory.
1890 – At Auburn Prison in New York, murderer William Kemmler becomes the first person to be executed by electric chair.
1901–present
1901 – Kiowa land in Oklahoma is opened for white settlement, effectively dissolving the contiguous reservation.
1914 – World War I: U-boat campaign: Two days after the United Kingdom had declared war on Germany over the German invasion of Belgium, ten German U-boats leave their base in Heligoland to attack Royal Navy warships in the North Sea.
1914 – World War I: Serbia declares war on Germany; Austria declares war on Russia.
1915 – World War I: Battle of Sari Bair: The Allies mount a diversionary attack timed to coincide with a major Allied landing of reinforcements at Suvla Bay.
1917 – World War I: Battle of Mărășești between the Romanian and German armies begins.
1926 – Gertrude Ederle becomes the first woman to swim across the English Channel.
1940 – Estonia is annexed by the Soviet Union.
1942 – Queen Wilhelmina of the Netherlands becomes the first reigning queen to address a joint session of the United States Congress.
1944 – The Warsaw Uprising occurs on August 1. It is brutally suppressed and all able-bodied men in Kraków are detained afterwards to prevent a similar uprising, the Kraków Uprising, that was planned but never carried out.
1945 – World War II: Hiroshima, Japan is devastated when the atomic bomb "Little Boy" is dropped by the United States B-29 Enola Gay. Around 70,000 people are killed instantly, and some tens of thousands die in subsequent years from burns and radiation poisoning.
1956 – After going bankrupt in 1955, the American broadcaster DuMont Television Network makes its final broadcast, a boxing match from St. Nicholas Arena in New York in the Boxing from St. Nicholas Arena series.
1958 – Law of Permanent Defense of Democracy, outlawing the Communist Party of Chile and banning 26,650 persons from the electoral lists, is repealed in Chile.
1960 – Cuban Revolution: Cuba nationalizes American and foreign-owned property in the nation.
1962 – Jamaica becomes independent from the United Kingdom.
1965 – US President Lyndon B. Johnson signs the Voting Rights Act of 1965 into law.
1986 – A low-pressure system that redeveloped off the New South Wales coast dumps a record 328 millimeters (13 inches) of rain in a day on Sydney, New South Wales, Australia.
1990 – Gulf War: The United Nations Security Council orders a global trade embargo against Iraq in response to Iraq's invasion of Kuwait.
1991 – Tim Berners-Lee releases files describing his idea for the World Wide Web. WWW makes its first appearance as a publicly available service on the Internet.
1991 – Takako Doi, chair of the Social Democratic Party, becomes Japan's first female speaker of the House of Representatives.
1996 – NASA announces that the ALH 84001 meteorite, thought to originate from Mars, contains evidence of primitive life-forms.
1997 – Korean Air Flight 801 crashed at Nimitz Hill, Guam, killing 229 of the 254 people on board.
2001 – Erwadi fire incident: Twenty-eight mentally ill persons tied to a chain are burnt to death at a faith based institution at Erwadi, Tamil Nadu.
2008 – A military junta led by Mohamed Ould Abdel Aziz stages a coup d'état in Mauritania, overthrowing president Sidi Ould Cheikh Abdallahi.
2010 – Flash floods across a large part of Jammu and Kashmir, India, damages 71 towns and kills at least 255 people.
2011 – War in Afghanistan: A United States military helicopter is shot down, killing 30 American special forces members and a working dog, seven Afghan soldiers, and one Afghan civilian. It was the deadliest single event for the United States in the War in Afghanistan.
2012 – NASA's Curiosity rover lands on the surface of Mars.
2015 – A suicide bomb attack kills at least 15 people at a mosque in the Saudi city of Abha.
Births
Pre-1600
1180 – Emperor Go-Toba of Japan (d. 1239)
1504 – Matthew Parker, English archbishop (d. 1575)
1572 – Fakhr-al-Din II, Druze emir (d. 1635)
1601–1900
1605 – Bulstrode Whitelocke, English lawyer (d. 1675)
1609 – Richard Bennett, English-American politician, Colonial Governor of Virginia (d. 1675)
1619 – Barbara Strozzi, Italian composer and singer-songwriter (d. 1677)
1622 – Tjerk Hiddes de Vries, Dutch admiral (d. 1666)
1638 – Nicolas Malebranche, French priest and philosopher (d. 1715)
1644 – Louise de La Vallière, French mistress of Louis XIV of France (d. 1710)
1651 – François Fénelon, French archbishop and poet (d. 1715)
1656 – Claude de Forbin, French general (d. 1733)
1666 – Maria Sophia of Neuburg (d. 1699)
1667 – Johann Bernoulli, Swiss mathematician (d. 1748)
1697 – Charles VII, Holy Roman Emperor (d. 1745)
1715 – Luc de Clapiers, marquis de Vauvenargues, French author (d. 1747)
1765 – Petros Mavromichalis, Greek general and politician, 2nd Prime Minister of Greece (d. 1848)
1766 – William Hyde Wollaston, English chemist and physicist (d. 1828)
1768 – Jean-Baptiste Bessières, French general and politician (d. 1813)
1775 – Daniel O'Connell, Irish lawyer and politician, Lord Mayor of Dublin (d. 1847)
1809 – Alfred, Lord Tennyson, English poet (d. 1892)
1826 – Thomas Alexander Browne, English-Australian author (d. 1915)
1835 – Hjalmar Kiærskou, Danish botanist (d. 1900)
1844 – Alfred, Duke of Saxe-Coburg and Gotha (d. 1900)
1844 – James Henry Greathead, South African-English engineer (d. 1896)
1848 – Susie Taylor, American writer and first black Army nurse (d. 1912)
1846 – Anna Haining Bates, Canadian-American giant (d. 1888)
1868 – Paul Claudel, French poet and playwright (d. 1955)
1874 – Charles Fort, American author (d. 1932)
1877 – Wallace H. White Jr., American lawyer and politician (d. 1952)
1880 – Hans Moser, Austrian actor and singer (d. 1964)
1881 – Leo Carrillo, American actor (d. 1961)
1881 – Alexander Fleming, Scottish biologist, pharmacologist, and botanist, Nobel Prize laureate (d. 1955)
1881 – Louella Parsons, American journalist (d. 1972)
1883 – Constance Georgina Adams, South African botanist (d. 1968)
1883 – Scott Nearing, American economist and educator (d. 1983)
1886 – Edward Ballantine, American composer and academic (d. 1971)
1887 – Dudley Benjafield, English racing driver (d. 1957)
1889 – George Kenney, Canadian-American general (d. 1977)
1889 – John Middleton Murry, English poet and author (d. 1957)
1891 – William Slim, 1st Viscount Slim, English field marshal and politician, 13th Governor-General of Australia (d. 1970)
1895 – Frank Nicklin, Australian politician, 28th Premier of Queensland (d. 1978)
1900 – Cecil Howard Green, English-American geophysicist and businessman, co-founded Texas Instruments (d. 2003)
1901–present
1901 – Dutch Schultz, American gangster (d. 1935)
1903 – Virginia Foster Durr, American civil rights activist (d. 1999)
1904 – Jean Dessès, Greek-Egyptian fashion designer (d. 1970)
1904 – Henry Iba, American basketball player and coach (d. 1993)
1906 – Vic Dickenson, American trombonist (d. 1984)
1908 – Maria Ludwika Bernhard, Polish classical archaeologist and a member of WWII Polish resistance (d. 1998)
1908 – Helen Jacobs, American tennis player and commander (d. 1997)
1908 – Lajos Vajda, Hungarian painter and illustrator (d. 1941)
1909 – Diana Keppel, Countess of Albemarle (d. 2013)
1910 – Adoniran Barbosa, Brazilian musician, singer, composer, humorist, and actor (d. 1982)
1910 – Charles Crichton, English director, producer, and screenwriter (d. 1999)
1911 – Lucille Ball, American actress, television producer and businesswoman (d. 1989)
1911 – Norman Gordon, South African cricketer (d. 2014)
1911 – Constance Heaven, English author and actress (d. 1995)
1912 – Richard C. Miller, American photographer (d. 2010)
1914 – Gordon Freeth, Australian lawyer and politician, 24th Australian Minister for Foreign Affairs (d. 2001)
1916 – Richard Hofstadter, American historian and academic (d. 1970)
1916 – Dom Mintoff, Maltese journalist and politician, 8th Prime Minister of Malta (d. 2012)
1917 – Barbara Cooney, American author and illustrator (d. 2000)
1917 – Robert Mitchum, American actor (d. 1997)
1918 – Norman Granz, American-Swiss record producer and manager (d. 2001)
1919 – Pauline Betz, American tennis player (d. 2011)
1920 – John Graves, American author (d. 2013)
1920 – Ella Raines, American actress (d. 1988)
1922 – Freddie Laker, English businessman, founded Laker Airways (d. 2006)
1922 – Dan Walker, American lawyer and politician, 36th Governor of Illinois (d. 2015)
1923 – Jess Collins, American painter (d. 2004)
1923 – Paul Hellyer, Canadian engineer and politician, 16th Canadian Minister of Defence (d. 2021)
1924 – Samuel Bowers, American activist, co-founded the White Knights of the Ku Klux Klan (d. 2006)
1926 – Elisabeth Beresford, English journalist and author (d. 2010)
1926 – Frank Finlay, English actor (d. 2016)
1926 – Clem Labine, American baseball player and manager (d. 2007)
1926 – János Rózsás, Hungarian author (d. 2012)
1926 – Norman Wexler, American screenwriter (d. 1999)
1928 – Herb Moford, American baseball player (d. 2005)
1928 – Andy Warhol, American painter, photographer and film director (d. 1987)
1929 – Mike Elliott, Jamaican saxophonist
1929 – Roch La Salle, Canadian politician, 42nd Canadian Minister of Public Works (d. 2007)
1930 – Abbey Lincoln, American singer-songwriter and actress (d. 2010)
1931 – Chalmers Johnson, American scholar and author (d. 2010)
1932 – Michael Deeley, English screenwriter and producer
1932 – Howard Hodgkin, English painter (d. 2017)
1932 – Charles Wood, English playwright and screenwriter (d. 2020)
1933 – A. G. Kripal Singh, Indian cricketer (d. 1987)
1934 – Piers Anthony, English-American soldier and author
1934 – Chris Bonington, English mountaineer and author
1934 – Billy Boston, Welsh rugby player and soldier
1935 – Fortunato Baldelli, Italian cardinal (d. 2012)
1935 – Octavio Getino, Spanish-Argentinian director and screenwriter (d. 2012)
1937 – Baden Powell de Aquino, Brazilian guitarist and composer (d. 2000)
1937 – Charlie Haden, American bassist and composer (d. 2014)
1937 – Barbara Windsor, English actress (d. 2020)
1938 – Paul Bartel, American actor, director, and screenwriter (d. 2000)
1938 – Peter Bonerz, American actor and director
1938 – Bert Yancey, American golfer (d. 1994)
1940 – Mukhu Aliyev, Russian philologist and politician, 2nd President of Dagestan
1940 – Egil Kapstad, Norwegian pianist and composer (d. 2017)
1940 – Louise Sorel, American actress
1941 – Ray Culp, American baseball player
1942 – Byard Lancaster, American saxophonist and flute player (d. 2012)
1943 – Jon Postel, American computer scientist and academic (d. 1998)
1944 – Inday Badiday, Filipino journalist and actress (d. 2003)
1944 – Michael Mingos, English chemist and academic
1944 – Martin Wharton, English bishop
1945 – Ron Jones, English director and production manager (d. 1993)
1946 – Allan Holdsworth, English guitarist, songwriter, and producer (d. 2017)
1947 – Radhia Cousot, French computer scientist and academic (d. 2014)
1949 – Dino Bravo, Italian-Canadian wrestler (d. 1993)
1950 – Dorian Harewood, American actor
1951 – Catherine Hicks, American actress
1951 – Daryl Somers, Australian television host and singer
1952 – Pat MacDonald, American singer-songwriter and guitarist
1952 – David McLetchie, Scottish lawyer and politician (d. 2013)
1952 – Ton Scherpenzeel, Dutch keyboard player, songwriter, and producer
1954 – Mark Hughes, English-Australian rugby league player
1956 – Bill Emmott, English journalist and author
1957 – Bob Horner, American baseball player
1957 – Jim McGreevey, American lawyer and politician, 52nd Governor of New Jersey
1958 – Randy DeBarge, American singer-songwriter and bass player
1959 – Rajendra Singh, Indian environmentalist
1959 – Joyce Sims, American singer (d. 2022)
1960 – Dale Ellis, American basketball player
1961 – Mary Ann Sieghart, English journalist and radio host
1962 – Michelle Yeoh, Malaysian-Hong Kong actress and producer
1963 – Charles Ingram, English soldier, author, and game show contestant
1963 – Kevin Mitnick, American computer security consultant, author, and convicted hacker (d. 2023)
1964 – Kemi Omololu-Olunloyo, Nigerian journalist, activist, social media expert, and pharmacist
1965 – Stéphane Peterhansel, French racing driver
1965 – Yuki Kajiura, Japanese pianist and composer
1965 – David Robinson, American basketball player and lieutenant
1965 – Vince Wells, English cricketer
1967 – Lorna Fitzsimons, English businesswoman and politician
1967 – Mike Greenberg, American journalist and sportscaster
1967 – Julie Snyder, Canadian talk show host and producer
1968 – Jack de Gier, Dutch footballer
1969 – Simon Doull, New Zealand cricketer and sportscaster
1969 – Elliott Smith, American singer-songwriter and guitarist (d. 2003)
1970 – M. Night Shyamalan, Indian-American director, producer, and screenwriter
1972 – Geri Halliwell, English singer-songwriter, dancer, and actress
1972 – Ray Lucas, American football player and sportscaster
1972 – Jason O'Mara, Irish actor
1973 – Vera Farmiga, American actress
1973 – Stuart O'Grady, Australian cyclist
1974 – Ever Carradine, American actress
1974 – Bobby Petta, Dutch footballer
1974 – Luis Vizcaíno, Dominican baseball player
1974 – Alvin Williams, American basketball player and coach
1975 – Jason Crump, English-Australian motorcycle racer
1975 – Renate Götschl, Austrian skier
1975 – Víctor Zambrano, Venezuelan baseball player
1976 – Soleil Moon Frye, American actress
1976 – Melissa George, Australian-American actress
1977 – Leandro Amaral, Brazilian footballer
1977 – Jimmy Nielsen, Danish footballer and manager
1977 – Luciano Zavagno, Argentinian footballer
1978 – Marvel Smith, American football player
1979 – Francesco Bellotti, Italian cyclist
1979 – Jaime Correa, Mexican footballer
1979 – Travis Reed, American basketball player
1981 – Leslie Odom Jr., American actor and singer
1981 – Diána Póth, Hungarian figure skater
1983 – Robin van Persie, Dutch footballer
1984 – Vedad Ibišević, Bosnian footballer
1984 – Maja Ognjenović, Serbian volleyball player
1984 – Jesse Ryder, New Zealand cricketer
1985 – Mickaël Delage, French cyclist
1985 – Bafétimbi Gomis, French footballer
1985 – Garrett Weber-Gale, American swimmer
1986 – Raphael Pyrasch, German rugby player
1987 – Leanne Crichton, Scottish footballer
1990 – JonBenét Ramsey, American child beauty queen and victim of prominent unsolved murder case (d. 1996)
1991 – Wilmer Flores, Venezuelan baseball player
1991 – Jiao Liuyang, Chinese swimmer
1995 – Rebecca Peterson, Swedish tennis player
1999 – Rebeka Masarova, Spanish-Swiss tennis player
Deaths
Pre-1600
258 – Pope Sixtus II
523 – Pope Hormisdas (b. 450)
750 – Marwan II, Umayyad general and caliph (b. 688)
1027 – Richard III, Duke of Normandy
1162 – Ramon Berenguer IV, Count of Barcelona (b. 1113)
1195 – Henry the Lion, Duke of Saxony and Bavaria (b. 1129)
1221 – Saint Dominic, Spanish priest, founded the Dominican Order (b. 1170)
1272 – Stephen V of Hungary (b. 1239)
1384 – Francesco I of Lesbos
1412 – Margherita of Durazzo, Queen consort of Charles III of Naples (b. 1347)
1414 – Ladislaus of Naples (b. 1377)
1458 – Pope Callixtus III (b. 1378)
1530 – Jacopo Sannazaro, Italian poet (b. 1458)
1553 – Girolamo Fracastoro, Italian physician (b. 1478)
1588 – Josias I, Count of Waldeck-Eisenberg, Count of Waldeck-Eisenberg (1578-1588) (b. 1554)
1601–1900
1628 – Johannes Junius, German lawyer and politician (b. 1573)
1637 – Ben Jonson, English poet and playwright (b. 1572)
1645 – Lionel Cranfield, 1st Earl of Middlesex, English merchant and politician (b. 1575)
1657 – Bohdan Khmelnytsky, Ukrainian soldier and politician, 1st Hetman of Zaporizhian Host (b. 1595)
1660 – Diego Velázquez, Spanish painter and educator (b. 1599)
1666 – Tjerk Hiddes de Vries, Frisian naval hero and commander (b. 1622)
1679 – John Snell, Scottish-English soldier and philanthropist, founded the Snell Exhibition (b. 1629)
1694 – Antoine Arnauld, French mathematician and philosopher (b. 1612)
1695 – François de Harlay de Champvallon, French archbishop (b. 1625)
1753 – Georg Wilhelm Richmann, Estonian-Russian physicist and academic (b. 1711)
1757 – Ádám Mányoki, Hungarian painter (b. 1673)
1794 – Henry Bathurst, 2nd Earl Bathurst, English lawyer and politician, Lord High Chancellor of Great Britain (b. 1714)
1815 – James A. Bayard, American lawyer and politician (b. 1767)
1828 – Konstantin von Benckendorff, Russian general and diplomat (b. 1785)
1850 – Edward Walsh, Irish poet (b. 1805)
1866 – John Mason Neale, English priest, scholar, and hymnwriter (b. 1818)
1881 – James Springer White, American religious leader, co-founded the Seventh-day Adventist Church (b. 1821)
1893 – Jean-Jacques Challet-Venel, Swiss lawyer and politician (b. 1811)
1901–present
1904 – Eduard Hanslick, Austrian author and critic (b. 1825)
1906 – George Waterhouse, English-New Zealand politician, 7th Prime Minister of New Zealand (b. 1824)
1915 – Jennie de la Montagnie Lozier, American physician (b. 1841)
1920 – Stefan Bastyr, Polish pilot and author (b. 1890)
1925 – Surendranath Banerjee, Indian academic and politician (b. 1848)
1925 – Gregorio Ricci-Curbastro, Italian mathematician (b. 1853)
1931 – Bix Beiderbecke, American cornet player, pianist, and composer (b. 1903)
1945 – Richard Bong, American soldier and pilot, Medal of Honor recipient (b. 1920)
1945 – Hiram Johnson, American lawyer and politician, 23rd Governor of California (b. 1866)
1946 – Tony Lazzeri, American baseball player and coach (b. 1903)
1952 – Betty Allan, Australian statistician and biometrician (b. 1905)
1959 – Preston Sturges, American director, screenwriter, and playwright (b. 1898)
1964 – Cedric Hardwicke, English actor and director (b. 1893)
1969 – Theodor W. Adorno, German sociologist and philosopher (b. 1903)
1970 – Nikos Tsiforos, Greek director and screenwriter (b. 1912)
1973 – Fulgencio Batista, Cuban colonel and politician, 9th President of Cuba (b. 1901)
1976 – Gregor Piatigorsky, Russian-American cellist and educator (b. 1903)
1978 – Pope Paul VI (b. 1897)
1978 – Edward Durell Stone, American architect, designed Radio City Music Hall and the Kennedy Center (b. 1902)
1979 – Feodor Felix Konrad Lynen, German biochemist and academic, Nobel Prize laureate (b. 1911)
1983 – Klaus Nomi, German singer-songwriter and actor (b. 1944)
1985 – Forbes Burnham, Guyanese politician, 2nd President of Guyana (b. 1923)
1986 – Emilio Fernández, Mexican actor, director, and screenwriter (b. 1904)
1987 – Ira C. Eaker, American general (b. 1896)
1990 – Jacques Soustelle, French anthropologist and politician (b. 1912)
1991 – Shapour Bakhtiar, Iranian soldier and politician, 74th Prime Minister of Iran (b. 1915)
1991 – Roland Michener, Canadian lawyer and politician, 20th Governor General of Canada (b. 1900)
1991 – Harry Reasoner, American journalist, co-created 60 Minutes (b. 1923)
1992 – Leszek Błażyński, Polish boxer (b. 1949)
1993 – Tex Hughson, American baseball player (b. 1916)
1994 – Domenico Modugno, Italian singer-songwriter and politician (b. 1928)
1997 – Shin Ki-ha, South Korean lawyer and politician (b. 1941)
1998 – André Weil, French-American mathematician and academic (b. 1906)
2001 – Jorge Amado, Brazilian novelist and poet (b. 1912)
2001 – Adhar Kumar Chatterji, Indian Naval officer (b. 1914)
2001 – Wilhelm Mohnke, German general (b. 1911)
2001 – Shan Ratnam, Sri Lankan physician and academic (b. 1928)
2001 – Dorothy Tutin, English actress (b. 1930)
2002 – Edsger W. Dijkstra, Dutch physicist, computer scientist, and academic (b. 1930)
2003 – Julius Baker, American flute player and educator (b. 1915)
2004 – Rick James, American singer-songwriter and producer (b. 1948)
2004 – Donald Justice, American poet and academic (b. 1925)
2005 – Robin Cook, Scottish educator and politician, Secretary of State for Foreign and Commonwealth Affairs (b. 1946)
2005 – Creme Puff, tabby domestic cat, oldest recorded cat (b. 1967)
2007 – Zsolt Daczi, Hungarian guitarist (b. 1969)
2008 – Angelos Kitsos, Greek lawyer and author (b. 1934)
2009 – Riccardo Cassin, Italian mountaineer and author (b. 1909)
2009 – Willy DeVille, American singer-songwriter and guitarist (b. 1950)
2009 – John Hughes, American director, producer, and screenwriter (b. 1950)
2011 – Fe del Mundo, Filipino pediatrician and educator (b. 1911)
2012 – Richard Cragun, American-Brazilian ballet dancer and choreographer (b. 1944)
2012 – Marvin Hamlisch, American pianist, composer, and conductor (b. 1944)
2012 – Robert Hughes, Australian-American author and critic (b. 1938)
2012 – Bernard Lovell, English physicist and astronomer (b. 1913)
2012 – Mark O'Donnell, American playwright (b. 1954)
2012 – Ruggiero Ricci, American violinist and educator (b. 1918)
2012 – Dan Roundfield, American basketball player (b. 1953)
2013 – Stan Lynde, American author and illustrator (b. 1931)
2013 – Mava Lee Thomas, American baseball player (b. 1929)
2013 – Jerry Wolman, American businessman (b. 1927)
2014 – Ralph Bryans, Northern Irish motorcycle racer (b. 1941)
2014 – Ananda W.P. Guruge, Sri Lankan scholar and diplomat (b. 1928)
2014 – John Woodland Hastings, American biochemist and academic (b. 1927)
2015 – Ray Hill, American football player (b. 1975)
2015 – Orna Porat, German-Israeli actress (b. 1924)
2017 – Betty Cuthbert, Australian sprinter (b. 1938)
2017 – Darren Daulton, American baseball player (b. 1962)
2018 – Joël Robuchon, French Chef (b. 1945)
2018 – Margaret Heckler, American politician (b. 1931)
2018 – Anya Krugovoy Silver, American poet (b. 1968)
Holidays and observances
Christian holidays and observances
Transfiguration of Jesus
Anna Maria Rubatto
Hormisdas
Justus and Pastor
August 6 (Eastern Orthodox liturgics)
Sheikh Zayed bin Sultan Al Nahyan's Accession Day. (United Arab Emirates)
Independence Day (Bolivia), celebrates the independence of Bolivia from Spain in 1825.
Independence Day (Jamaica), celebrates the independence of Jamaica from the United Kingdom in 1962.
Hiroshima Peace Memorial Ceremony (Hiroshima, Japan)
Russian Railway Troops Day (Russia)
References
External links
Days of the year
August
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1020
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https://en.wikipedia.org/wiki/Anatoly%20Karpov
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Anatoly Karpov
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Anatoly Yevgenyevich Karpov (; born May 23, 1951) is a Russian and former Soviet chess grandmaster, former World Chess Champion, and politician. He was the 12th World Chess Champion from 1975 to 1985, a three-time FIDE World Champion (1993, 1996, 1998), twice World Chess champion as a member of the USSR team (1985, 1989), and a six-time winner of Chess Olympiads as a member of the USSR team (1972, 1974, 1980, 1982, 1986, 1988). The International Association of Chess Press awarded him nine Chess Oscars (1973–77, 1979, 1980, 1981, 1984).
Karpov's chess tournament successes include over 160 first-place finishes. He had a peak Elo rating of 2780, and his 102 total months at world number one is the third-longest of all time, behind Magnus Carlsen and Garry Kasparov, since the inception of the FIDE ranking list in 1970.
Karpov is also an elected Member of the State Duma in Russia. Since 2006, he has chaired the Commission for Ecological Safety and Environmental Protection of the Civic Chamber of the Russian Federation, and since 2007, he has been a member of the Public Council under the Ministry of Defence.
Early life
Karpov was born into a Russian family on May 23, 1951, in Zlatoust, in the Urals region of the former Soviet Union, and learned to play chess at the age of four. His early rise in chess was swift, as he became a candidate master by age 11. At 12, he was accepted into Mikhail Botvinnik's prestigious chess school, though Botvinnik made the following remark about the young Karpov: "The boy does not have a clue about chess, and there's no future at all for him in this profession."
Karpov acknowledged that his understanding of chess theory was very confused at that time, and later wrote that the homework Botvinnik assigned greatly helped him, since it required that he consult chess books and work diligently. Karpov improved so quickly under Botvinnik's tutelage that he became the youngest Soviet master in history at the age of fifteen in 1966; this tied the record established by Boris Spassky in 1952.
Career
Young master
Karpov finished first in his first international tournament, in Třinec, several months later, ahead of Viktor Kupreichik. In 1967, he won the annual Niemeyer Tournament in Groningen. Karpov won a gold medal for academic excellence in high school, and entered Moscow State University in 1968 to study mathematics. He later transferred to Leningrad State University, eventually graduating from there in economics. One reason for the transfer was to be closer to his coach, grandmaster Semyon Furman, who lived in Leningrad. In his writings, Karpov credits Furman as a major influence on his development as a world-class player.
In 1969, Karpov became the first Soviet player since Spassky (1955) to win the World Junior Championship, scoring an undefeated 10/11 in the final A group at Stockholm. This victory earned him the International Master title. In 1970, Karpov tied for fourth and fifth places with Pal Benko at an international tournament in Caracas, Venezuela, and earned the international grandmaster title. FIDE awarded him the title during its 41st congress, held during the Chess Olympiad in Siegen, West Germany in September 1970.
Grandmaster
Karpov won the 1971 Alekhine Memorial tournament in Moscow (jointly with Leonid Stein), ahead of a star-studded field, for his first significant adult victory. His Elo rating shot from 2540 in 1971 to 2660 in 1973, during which he shared second place in the 1973 Soviet championship, one point behind Spassky, and qualified for the Leningrad Interzonal.
Candidate
Karpov's world junior championship qualified him for one of the two Interzonals, a stage in the 1975 World Championship cycle to choose the challenger to play world champion Bobby Fischer. He finished equal first in the Leningrad Interzonal, qualifying for the 1974 Candidates Matches.
Karpov defeated Lev Polugaevsky by the score of +3=5 in the first Candidates' match, earning the right to face former champion Boris Spassky in the semifinal round. Karpov was on record saying that he believed Spassky would easily beat him and win the Candidates' cycle to face Fischer, and that he (Karpov) would win the following Candidates' cycle in 1977. Spassky won the first game as Black in good style, but tenacious, aggressive play from Karpov secured him overall victory by +4−1=6.
The Candidates' final was played in Moscow with Victor Korchnoi. Karpov took an early lead, winning the second game against the Sicilian Dragon, then scoring another victory in the sixth game. Following ten consecutive draws, Korchnoi threw away a winning position in the seventeenth game to give Karpov a 3–0 lead. In game 19, Korchnoi succeeded in winning a long endgame, then notched a speedy victory after a blunder by Karpov two games later. Three more draws, the last agreed by Karpov when he was in a clearly better position, closed the match, with Karpov prevailing +3−2=19, entitling him to move on to challenge Fischer for the world title.
Match with Fischer in 1975
Though a world championship match between Karpov and Fischer was highly anticipated, those hopes were never realised. Fischer not only insisted that the match be the first to ten wins (draws not counting), but also that the champion retain the crown if the score was tied 9–9. FIDE, the International Chess Federation, refused to allow this proviso, and gave both players a deadline of April 1, 1975, to agree to play the match under the FIDE-approved rules. When Fischer did not agree, FIDE President Max Euwe declared on April 3, 1975, that Fischer had forfeited his title and Karpov was the new World Champion. Karpov later attempted to set up another match with Fischer, but the negotiations fell through. This thrust the young Karpov into the role of World Champion without having faced the reigning champion.
Garry Kasparov argued that Karpov would have had good chances because he had beaten Spassky convincingly and was a new breed of tough professional, and indeed had higher quality games, while Fischer had been inactive for three years. This view is echoed by Karpov himself. Spassky thought that Fischer would have won in 1975, but Karpov would have qualified again and beaten Fischer in 1978.
Karpov has said that if he had had the opportunity to play Fischer for the championship in his twenties, he could have been a much better player as a result.
World champion
Determined to prove himself a legitimate champion, Karpov participated in nearly every major tournament for the next ten years. He convincingly won the Milan tournament in 1975, and captured his first of three Soviet titles in 1976. He created a phenomenal streak of tournament wins against the strongest players in the world. Karpov held the record for most consecutive tournament victories (9) until it was shattered by Garry Kasparov (14). As a result, most chess professionals soon agreed that Karpov was a legitimate world champion.
In 1978, Karpov's first title defence was against Viktor Korchnoi, the opponent he had defeated in the 1973–75 Candidates' cycle; the match was played at Baguio, Philippines, with the winner needing six victories.
As in 1974, Karpov took an early lead, winning the eighth game after seven draws to open the match. When the score was +5−2=20 in Karpov's favour, Korchnoi staged a comeback, and won three of the next four games to draw level with Karpov. Karpov then won the very next game to retain the title (+6−5=21).
Three years later, Korchnoi reemerged as the Candidates' winner against German finalist Robert Hübner to challenge Karpov in Merano, Italy. Karpov handily won this match, 11–7 (+6−2=10), in what is remembered as the "Massacre in Merano".
Karpov's tournament career reached a peak at the Montreal "Tournament of Stars" tournament in 1979, where he finished joint first (+7−1=10) with Mikhail Tal ahead of a field of strong grandmasters completed by Jan Timman, Ljubomir Ljubojević, Boris Spassky, Vlastimil Hort, Lajos Portisch, Robert Hübner, Bent Larsen and Lubomir Kavalek. He dominated Las Palmas in 1977 with 13½/15. He also won the prestigious Bugojno tournament in 1978 (shared), 1980 and 1986, the Linares tournament in 1981 (shared with Larry Christiansen) and 1994, the Tilburg tournament in 1977, 1979, 1980, 1982, and 1983, and the Soviet Championship in 1976, 1983, and 1988.
Karpov represented the Soviet Union at six Chess Olympiads, in all of which the USSR won the team gold medal. He played as the first reserve at Skopje 1972, winning the board prize with 13/15. At Nice 1974, he advanced to board one and again won the board prize with 12/14. At La Valletta 1980, he was again board one and scored 9/12. At Lucerne 1982, he scored 6½/8 on board one. At Dubai 1986, he scored 6/9 on board two. His last was Thessaloniki 1988, where on board two he scored 8/10. In Olympiad play, Karpov lost only two games out of 68 played.
To illustrate Karpov's dominance over his peers as champion, his score was +13−1=22 versus Spassky, +8=19 versus Robert Hübner, +12−1=29 versus Ulf Andersson, +3−1=10 versus Vasily Smyslov, +1=19 versus Mikhail Tal, +19-7=23 versus Ljubomir Ljubojević.
Rivalry with Kasparov
Karpov had cemented his position as the world's best player and world champion by the time Garry Kasparov arrived on the scene. In their first match, the World Chess Championship 1984 in Moscow, the first player to win six games would win the match. Karpov built a 4–0 lead after nine games. The next 17 games were drawn, setting a record for world title matches, and it took Karpov until game 27 to gain his fifth win. In game 31, Karpov had a winning position but failed to take advantage and settled for a draw. He lost the next game, after which 14 more draws ensued. Karpov held a solidly winning position in Game 41, but again blundered and had to settle for a draw. After Kasparov won games 47 and 48, FIDE President Florencio Campomanes unilaterally terminated the match, citing the players' health. Karpov is said to have lost 10 kg over the course of the match. The match had lasted an unprecedented five months, with five wins for Karpov, three for Kasparov, and 40 draws.
A rematch was set for later in 1985, also in Moscow. The events of the so-called Marathon Match forced FIDE to return to the previous format, with a match limited to 24 games (with Karpov remaining champion if the match finished 12–12). Karpov needed to win the final game to draw the match and retain his title, but lost, surrendering the title to his opponent. The final score was 13–11 (+3−5=16) in favour of Kasparov.
Karpov remained a formidable opponent (and the world No. 2) until the mid-1990s. He fought Kasparov in three more world championship matches in 1986 (held in London and Leningrad), 1987 (in Seville), and 1990 (in New York City and Lyon). All three matches were extremely close: the scores were 11½–12½ (+4−5=15), 12–12 (+4−4=16), and 11½–12½ (+3−4=17). In all three matches, Karpov had winning chances up to the last games. The ending of the 1987 Seville match was particularly dramatic. Karpov won the 23rd game when Kasparov miscalculated a combination. In the final game, needing only a draw to win the title, Karpov cracked under time pressure at the end of the first session of play, missed a variation leading to an almost forced draw, and allowed Kasparov to adjourn the game with an extra pawn. After a further mistake in the second session, Karpov was slowly ground down and resigned on move 64, ending the match and allowing Kasparov to keep the title.
In their five world championship matches, Karpov scored 19 wins, 21 losses, and 104 draws in 144 games. Overall, Karpov played five matches against Kasparov for the title from 1984 to 1990 without ever defeating him in a match.
FIDE champion again (1993–1999)
In 1992, Karpov lost a Candidates Match against Nigel Short. But in the World Chess Championship 1993, Karpov reacquired the FIDE World Champion title when Kasparov and Short split from FIDE. Karpov defeated Timman – the loser of the Candidates' final against Short.
The next major meeting of Kasparov and Karpov was the 1994 Linares chess tournament. The field, in eventual finishing order, was Karpov, Kasparov, Shirov, Bareev, Kramnik, Lautier, Anand, Kamsky, Topalov, Ivanchuk, Gelfand, Illescas, Judit Polgár, and Beliavsky; with an average Elo rating of 2685, the highest ever at that time. Impressed by the strength of the tournament, Kasparov had said several days before the tournament that the winner could rightly be called the world champion of tournaments. Perhaps spurred on by this comment, Karpov played the best tournament of his life. He was undefeated and earned 11 points out of 13 (the best world-class tournament winning percentage since Alekhine won San Remo in 1930), finishing 2½ points ahead of second-place Kasparov and Shirov. Many of his wins were spectacular (in particular, his win over Topalov is considered possibly the finest of his career). This performance against the best players in the world put his Elo rating tournament performance at 2985, the highest performance rating of any player in history up until 2009, when Magnus Carlsen won the category XXI Pearl Spring chess tournament with a performance of 3002. Chess statistician Jeff Sonas considers Karpov's Linares performance the best tournament result in history.
Karpov defended his FIDE title against the rising star Gata Kamsky (+6−3=9) in 1996. In 1998, FIDE largely scrapped the old system of Candidates' Matches, instead having a large knockout event in which a large number of players contested short matches against each other over just a few weeks. In the first of these events, the FIDE World Chess Championship 1998, champion Karpov was seeded straight into the final, defeating Viswanathan Anand (+2−2=2, rapid tiebreak 2–0). In the subsequent cycle, the format was changed, with the champion having to qualify. Karpov refused to defend his title, and ceased to be FIDE World Champion after the FIDE World Chess Championship 1999.
Towards retirement
Karpov's classical tournament play has been seriously limited since 1997, since he prefers to be more involved in Russian politics. He had been a member of the Supreme Soviet Commission for Foreign Affairs and the president of the Soviet Peace Fund before the Soviet Union dissolved. In addition, he has been involved in several disputes with FIDE. In the September 2009 FIDE rating list, he dropped out of the world's Top 100 for the first time.
Karpov usually limits his play to exhibition events, and has revamped his style to specialize in rapid chess. In 2002, he won a match against Kasparov, defeating him in a rapid time control match 2½–1½. In 2006, he tied for first with Kasparov in a blitz tournament, ahead of Korchnoi and Judit Polgár.
Karpov and Kasparov played a mixed 12-game match from September 21–24, 2009, in Valencia, Spain. It consisted of four rapid (or semi-rapid) and eight blitz games and took place exactly 25 years after the two players' legendary encounter at the World Chess Championship 1984. Kasparov won the match 9–3.
Karpov played a match against Yasser Seirawan in 2012 in St. Louis, Missouri, an important center of the North American chess scene, winning 8–6 (+5−3=6).
In November 2012, he won the Cap d'Agde rapid tournament that bears his name (Anatoly Karpov Trophy), beating Vasyl Ivanchuk (ranked 9th in the October 2012 FIDE world rankings) in the final.
Professional and political career after retirement from chess
In 2003, Karpov opened his first American chess school in Lindsborg, Kansas. On March 2, 2022, the school announced a name change to International School of Chess of the Midwest due to the Russian invasion of Ukraine.
Karpov has been a member of the sixth, seventh and eighth Russian State Dumas. Since 2005, he has been a member of the Public Chamber of Russia. He has involved himself in several humanitarian causes, such as advocating the use of iodised salt. On December 17, 2012, Karpov supported the law in the Russian Parliament banning adoption of Russian orphans by U.S. citizens.
Karpov expressed support of the annexation of Crimea by the Russian Federation, and accused Europe of trying to demonize Putin. In August 2019, Maxim Dlugy said that Karpov had been waiting since March for the approval of a non-immigrant visa to the United States, despite frequently visiting the country since 1972. Karpov had been scheduled to teach a summer camp at the Chess Max Academy. Dlugy said that Karpov had been questioned at the US embassy in Moscow about whether he planned to communicate with American politicians. Karpov was among the Russian State Duma members placed under sanctions by the EU and UK during the Russo-Ukrainian War. In March 2022, after the start of the Russian invasion of Ukraine, the FIDE Council suspended Karpov's title of FIDE Ambassador for Life.
In November 2022, Karpov received a head injury that left him concussed; according to some sources, he was placed in an induced coma. Sources vary on the cause of the injury, including allegations that he was attacked while heavily intoxicated. Karpov's daughter Sofia claimed that he had accidentally fallen; this was echoed by the Russian Chess Federation. However, he has made a full recovery since the incident.
Candidate for FIDE presidency
In March 2010, Karpov announced that he would be a candidate for the presidency of FIDE. The election took place in September 2010 at the 39th Chess Olympiad. In May, a fundraising event took place in New York with the participation of Kasparov and Magnus Carlsen, who both supported his bid and campaigned for him. Nigel Short also supported Karpov's candidacy. On September 29, 2010, Kirsan Ilyumzhinov was reelected as president of FIDE, 95 votes to 55.
Style
Karpov's "boa constrictor" playing style is solidly positional, taking minimal risks but reacting mercilessly to the slightest error by his opponent. As a result, he is often compared to José Raúl Capablanca, the third world champion. Karpov himself describes his style as follows:Let us say the game may be continued in two ways: one of them is a beautiful tactical blow that gives rise to variations that don't yield to precise calculations; the other is clear positional pressure that leads to an endgame with microscopic chances of victory.... I would choose [the latter] without thinking twice. If the opponent offers keen play I don't object; but in such cases I get less satisfaction, even if I win, than from a game conducted according to all the rules of strategy with its ruthless logic.
Notable games
Viktor Korchnoi vs. Anatoly Karpov, Moscow 1973 Karpov sacrifices a pawn for a strong center and attack.
Anatoly Karpov vs. Gyula Sax, Linares 1983 Karpov sacrifices for an attack that wins the game 20 moves later, after another spectacular sacrifice from Karpov and counter-sacrifice from Sax. It won the tournament's first . This was not the first time Karpov used the sharp Keres Attack (6.g4) – see his win in Anatoly Karpov vs. Vlastimil Hort, Alekhine Memorial Tournament, Moscow 1971.
Anatoly Karpov vs. Veselin Topalov, Dos Hermanas 1994 This game features a sham sacrifice of two pieces, which Karpov regains with a variation, culminating in the win of an exchange with a technically won endgame.
Hobbies
Karpov's extensive stamp collection of Belgian philately and Belgian Congo stamps and postal history covering mail from 1742 through 1980 was sold by David Feldman's auction company between December 2011 and 2012. He is also known to have large chess stamp and chess book collections. His private chess library consists of 9,000 books.
Honours and awards
Order of Merit for the Fatherland, 3rd class (2001) – for outstanding contribution to the implementation of charitable programmes, the strengthening of peace and friendship between the peoples
Order of Friendship (2011) – for his great contribution to strengthening peace and friendship between peoples and productive social activities
Order of Lenin (1981)
Order of the Red Banner of Labour (1978)
Order of Merit, 2nd class (Ukraine) (November 13, 2006) – for his contribution to the victims of the Chernobyl disaster
Order of Holy Prince Daniel of Moscow, 2nd class (1996)
Order of St. Sergius of Radonezh, 2nd class (2001)
Medal "For outstanding contribution to the Collector business in Russia"
Honorary member of the Soviet Philately Society (1979)
Diploma of the State Duma of the Russian Federation No. 1
Order "For outstanding achievements in sport" (Republic of Cuba)
Medal of Tsiolkovsky Cosmonautics Federation of Russia
Medal "For Strengthening the penal system", 1st and 2nd class
Breastplate of the 1st degree of the Interior Ministry
International Association of Chess Press, 9 times voted the best chess player of the year and awarded the "Chess Oscar"
Order of Saint Nestor the Chronicler, 1st class
Asteroid 90414 Karpov is named after Karpov
Anatoly Karpov International Chess Tournament, an annual round-robin tournament held in his honour in Poikovsky, Khanty-Mansi Autonomous Okrug, Russia since 2000
Books
Karpov has authored or co-authored several books, most of which have been translated into English.
Karpov, A.E. Ninth vertical. 1978. Moscow: Molodaya Gvardia.
(also a 1992 Simon & Schuster edition)
References
Further reading
Fine, Rueben (1983). The World's Great Chess Games. Dover. .
Hurst, Sarah (2002). Curse of Kirsan: Adventures in the Chess Underworld. Russell Enterprises. .
Karpov, Anatoly (2003). Anatoly Karpov's Best Games. Batsford. .
Winter, Edward G., editor (1981).World Chess Champions. Pergamon Press. .
External links
Karpov's official homepage
Edward Winter, "Books about Korchnoi and Karpov", Chess Notes
25 minute video interview with Karpov, OnlineChessLessons.NET, June 19, 2012
"Anatoly Karpov tells all" (2015 interview by Sport Express, translated by ChessBase): part 1, part 2, part 3, part 4
1951 births
20th-century Russian male writers
21st-century Russian male writers
Chess grandmasters
Chess Olympiad competitors
Communist Party of the Soviet Union members
Sixth convocation members of the State Duma (Russian Federation)
Seventh convocation members of the State Duma (Russian Federation)
Eighth convocation members of the State Duma (Russian Federation)
Honorary Members of the Russian Academy of Arts
Honoured Masters of Sport of the USSR
Living people
Members of the Civic Chamber of the Russian Federation
People from Zlatoust
Recipients of the Order "For Merit to the Fatherland", 2nd class
Recipients of the Order "For Merit to the Fatherland", 3rd class
Recipients of the Order of Holy Prince Daniel of Moscow
Recipients of the Order of Lenin
Recipients of the Order of Merit (Ukraine), 2nd class
Recipients of the Order of Merit (Ukraine), 3rd class
Recipients of the Order of the Red Banner of Labour
Russian book and manuscript collectors
Russian individuals subject to United Kingdom sanctions
Russian chess players
Russian chess writers
Russian male journalists
Russian male writers
Russian philatelists
Russian sportsperson-politicians
Saint Petersburg State University alumni
Soviet chess players
Soviet chess writers
Soviet journalists
Soviet male writers
UNICEF Goodwill Ambassadors
World chess champions
World Junior Chess Champions
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https://en.wikipedia.org/wiki/Auto%20racing
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Auto racing
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Auto racing (also known as car racing, motor racing, or automobile racing) is a motorsport involving the racing of automobiles for competition.
Auto racing has existed since the invention of the automobile. Races of various sorts were organised, with the first recorded as early as 1867. Many of the earliest events were effectively reliability trials, aimed at proving these new machines were a practical mode of transport, but soon became an important way for automobile makers to demonstrate their machines. By the 1930s, specialist racing cars had developed.
There are now numerous different categories, each with different rules and regulations.
History
The first prearranged match race of two self-powered road vehicles over a prescribed route occurred at 4:30 A.M. on August 30, 1867, between Ashton-under-Lyne and Old Trafford, England, a distance of . It was won by the carriage of Isaac Watt Boulton.
Internal combustion auto racing events began soon after the construction of the first successful gasoline-fueled automobiles. The first organized contest was on April 28, 1887, by the chief editor of Paris publication , Monsieur Fossier. It ran from Neuilly Bridge to the Bois de Boulogne.
On July 22, 1894, the Parisian magazine organized what is considered to be the world's first motoring competition, from Paris to Rouen. One hundred and two competitors paid a 10-franc entrance fee.
The first American automobile race is generally held to be the Thanksgiving Day Chicago Times-Herald race of November 28, 1895. Press coverage of the event first aroused significant American interest in the automobile.
The Targa Florio was an open road endurance automobile race held in the mountains of Sicily, Italy near the island's capital of Palermo. Founded in 1906, it was the oldest sports car racing event, part of the World Sportscar Championship between 1955 and 1973.
The oldest surviving sports car racing event is the 24 Hours of Le Mans, begun in 1923. It is run by the Automobile Club of the West (ACO). Team Ferrari won the race in 2023.
With auto construction and racing dominated by France, the French automobile club ACF staged a number of major international races, usually from or to Paris, connecting with another major city, in France or elsewhere in Europe.
Aspendale Racecourse, in Australia, was the world's first purpose-built motor racing circuit, opening in January 1906. The pear-shaped track was close to a mile in length, with slightly banked curves and a gravel surface of crushed cement.
Brooklands, in Surrey, England, was the first purpose-built 'banked' motor racing venue, opening in June 1907. It featured a concrete track with high-speed banked corners.
One of the oldest existing purpose-built automobile racing circuits in the United States, still in use, is the Indianapolis Motor Speedway in Speedway, Indiana. It is the largest capacity sports venue of any variety worldwide, with a top capacity of some 257,000+ seated spectators.
NASCAR was founded by Bill France Sr. on February 21, 1948, with the help of several other drivers of the time. The first NASCAR "Strictly Stock" race ever was held on June 19, 1949, at Daytona Beach, Florida, U.S..
From 1962, sports cars temporarily took a back seat to GT cars, with the (FIA) replacing the World Championship for Sports Cars with the International Championship for GT Manufacturers.
From 1962 through 2003, NASCAR's premier series was called the Winston Cup Series, sponsored by R. J. Reynolds Tobacco Company cigarette brand Winston. The changes that resulted from RJR's involvement, as well as the reduction of the schedule from 56 to 34 races a year, established 1972 as the beginning of NASCAR's "modern era".
The IMSA GT Series evolved into the American Le Mans Series, which ran its first season in 1998. The European races eventually became the closely related European Le Mans Series, both of which mix prototypes and GTs.
(TC) is a popular touring car racing series in Argentina, and one of the oldest car racing series still active in the world. The first TC competition took place in 1931 with 12 races, each in a different province. Future Formula One star Juan Manuel Fangio (Chevrolet) won the 1940 and 1941 editions of the TC. It was during this time that the series' Chevrolet-Ford rivalry began, with Ford acquiring most of its historical victories.
Over the last few years, auto racing has seen a transformative shift, echoing past pivots. The industry, much like the cars it champions, has had to navigate through the hairpin turns of a global pandemic and a persistent chip shortage, each threatening to derail production schedules. At the same time, a new course is being charted towards an electric future, a dramatic change in direction that's challenging the old guard of gasoline engines. There is also a growing number of events for electric racing cars, such as the Formula E,the Eco Grand Prix or the Electric GT Championship.
Categories
Open-wheel racing
In single-seater (open-wheel) racing, the wheels are not covered, and the cars often have aerofoil wings front and rear to produce downforce and enhance adhesion to the track. The two most popular varieties of open-wheel road racing are Formula One and the IndyCar Series. In Europe and Asia, open-wheeled racing is commonly referred to as 'Formula', with appropriate hierarchical suffixes. In North America, the 'Formula' terminology is not followed (with the exception of F1). The sport is usually arranged to follow an international format (such as F1), a regional format (such as the Formula 3 Euro Series), and/or a domestic, or country-specific, format (such as the German Formula 3 championship, or the British Formula Ford).
F1 is a worldwide series that runs only street circuit and race tracks. These cars are heavily based on technology and their aerodynamics. The speed record was set in 2005 by Juan Pablo Montoya hitting 373 km/h (232 mph). Some of the most prominent races are the Monaco Grand Prix, the Italian Grand Prix, and the British Grand Prix. The season ends with the crowning of the World Championship for drivers and constructors.
In the United States, the most popular series is the IndyCar Series. The cars have traditionally been similar to, though less technologically sophisticated than, F1 cars, with more restrictions on technology aimed at controlling costs. While these cars are not as technologically advanced, they are faster, mainly because they compete on oval race tracks, being able to average a lap at 388 km/h (241 mph). The series' biggest race is the Indianapolis 500, which is commonly referred to as "The Greatest Spectacle in Racing" due to being the longest continuously run race and having the largest crowd for a single-day sporting event (350,000+).
The other major international single-seater racing series is Formula 2 (formerly known as Formula 3000 and GP2 Series). Regional series include Super Formula and Formula V6 Asia (specifically in Asia), Formula Renault 3.5 (also known as the World Series by Renault, succession series of World Series by Nissan), Formula Three, Formula Palmer Audi and Formula Atlantic. In 2009, the FIA Formula Two Championship brought about the revival of the F2 series. Domestic, or country-specific, series include Formula Three and Formula Renault, with the leading introductory series being Formula Ford.
Single-seater racing is not limited merely to professional teams and drivers. There exist many amateur racing clubs. In the UK, the major club series are the Monoposto Racing Club, BRSCC F3 (Formerly ClubF3, formerly ARP F3), Formula Vee and Club Formula Ford. Each series caters to a section of the market, with some primarily providing low-cost racing, while others aim for an authentic experience using the same regulations as the professional series (BRSCC F3).
There are other categories of single-seater racing, including kart racing, which employs a small, low-cost machine on small tracks. Many of the current top drivers began their careers in karts. Formula Ford represents the most popular first open-wheel category for up-and-coming drivers stepping up from karts. The series is still the preferred option, as it has introduced an aero package and slicks, allowing the junior drivers to gain experience in a race car with dynamics closer to F1. The Star Mazda Series is another entry-level series.
Students at colleges and universities can also take part in single-seater racing through the Formula SAE competition, which involves designing and building a single-seater car in a multidisciplinary team and racing it at the competition. This also develops other soft skills, such as teamwork, while promoting motorsport and engineering.
The world's first all-female Formula racing team was created in 2006. The group was an assemblage of drivers from different racing disciplines and formed for an MTV reality pilot, which was shot at Mazda Raceway Laguna Seca.
In December 2005, the FIA gave approval to Superleague Formula racing, which debuted in 2008, whereby the racing teams are owned and run by prominent sports clubs such as A.C. Milan and Liverpool F.C.
After 25 years away from the sport, former Formula 2 champion Jonathan Palmer reopened the F2 category again; most drivers have graduated from the Formula Palmer Audi series. The category is officially registered as the FIA Formula Two championship. Most rounds have two races and are support races to the FIA World Touring Car Championship.
Touring car racing
Touring car racing is a style of road racing that is run with production-derived four-seat race cars. The lesser use of aerodynamics means following cars have a much easier time passing than in open-wheel racing. It often features full-contact racing with subtle bumping and nudging due to the small speed differentials and large grids.
The major touring car championships conducted worldwide are the Supercars Championship (Australia), British Touring Car Championship, Deutsche Tourenwagen Masters (DTM), World Touring Car Championship and the World Touring Car Cup. The European Touring Car Cup is a one-day event open to Super 2000 specification touring cars from Europe's many national championships.
The Sports Car Club of America's SPEED World Challenge Touring Car and GT championships are dominant in North America. America's historic Trans-Am Series is undergoing a period of transition, but is still the longest-running road racing series in the U.S. The National Auto Sport Association also provides a venue for amateurs to compete in home-built factory-derived vehicles on various local circuits.
Sports car racing
In sports car racing, production-derived versions of two-seat sports cars, also known as grand tourers (GTs), and purpose-built sports prototype cars compete within their respective classes on closed circuits. The premier championship series of sports car racing is the FIA World Endurance Championship. The main series for GT car racing is the GT World Challenge Europe, divided into two separate championships: the GT World Challenge Europe Sprint Cup and the GT World Challenge Europe Endurance Cup. This series has formed after the folding of the various FIA GT championships.
Other major GT championships include the GT World Challenge America, GT World Challenge Asia, Super GT, and the International GT Open. There are minor regional and national GT series using mainly GT4 and GT3 cars featuring both amateur and professional drivers.
Sports prototypes, unlike GT cars, do not rely on road-legal cars as a base. They are closed-wheel and often closed-cockpit purpose-built race cars intended mainly for endurance racing. They have much lower weight and more downforce compared to GT cars, making them much faster. They are raced in the 24 hours of Le Mans (held annually since 1923) and in the (European) Le Mans series, Asian Le Mans Series and the WeatherTech SportsCar Championship. These cars are referred to as LMP (Le Mans prototype) cars with LMP1 being run mainly by manufacturers and the slightly less powerful LMP2 cars run by privateer teams. All three Le Mans Series run GT cars in addition to Le Mans Prototypes; these cars have different restrictions than the FIA GT cars.
Another prototype and GT racing championship exists in the United States; the Grand-Am, which began in 2000, sanctions its own endurance series, the Rolex Sports Car Series, which consists of slower and lower-cost race cars compared to LMP and FIA GT cars. The Rolex Sports Car Series and American Le Mans Series announced a merger between the two series forming the WeatherTech SportsCar Championship starting in 2014.
These races are often conducted over long distances, at least , and cars are driven by teams of two or more drivers, switching every few hours. Due to the performance difference between production-based sports cars and purpose-built sports prototypes, one race usually involves several racing classes, each fighting for its own championship.
Famous sports car races include the 24 Hours of Le Mans, the Rolex 24 at Daytona, 24 Hours of Spa-Franchorchamps, the 12 Hours of Sebring, the 6 Hours of Watkins Glen, and the Petit Le Mans at Road Atlanta. There is also the 24 Hours of the Nürburgring on the infamous Nordschleife track and the Dubai 24 Hour, which is aimed at GT3 and below cars with a mixture of professional and pro-am drivers.
Production-car racing
Production-car racing, otherwise known as "showroom stock" in the US, is an economical and rules-restricted version of touring-car racing, mainly used to restrict costs. Numerous production racing categories are based on particular makes of cars.
Most series, with a few exceptions, follow the Group N regulation. There are several different series that are run all over the world, most notably, Japan's Super Taikyu and IMSA's Firehawk Series, which ran in the 1980s and 1990s all over the United States.
Stock car racing
In North America, stock car racing is the most popular form of auto racing. Primarily raced on oval tracks, stock cars vaguely resemble production cars, but are in fact purpose-built racing machines that are built to tight specifications and, together with touring cars, also called Silhouette racing cars.
The largest stock car racing governing body is NASCAR (National Association for Stock Car Auto Racing). NASCAR's premier series is the NASCAR Cup Series, its most famous races being the Daytona 500, the Southern 500, the Coca-Cola 600, and the Brickyard 400. NASCAR also runs several feeder series, including the Xfinity Series and Gander RV & Outdoors Truck Series (a pickup truck racing series). The series conduct races across the entire continental United States. The NASCAR Pinty's Series conducts races across Canada and the NASCAR PEAK Mexico Series conducts races across Mexico.
NASCAR also governs several smaller regional series, such as the Whelen Modified Tour. Modified cars are best described as open-wheel cars. Modified cars have no parts related to the stock vehicle for which they are named after. A number of modified cars display a "manufacturer's" logo and "vehicle name", yet use components produced by another automobile manufacturer.
There are also other stock car governing bodies, most notably the Automobile Racing Club of America (ARCA).
In the UK, British Stock car racing is also referred to as "Short Circuit Racing". UK Stock car racing started in the 1950s and grew rapidly through the 1960s and 1970s. Events take place on shale or tarmac tracks – usually around 1/4 mile long. There are around 35 tracks in the UK and upwards of 7000 active drivers. The sport is split into three basic divisions – distinguished by the rules regarding car contact during racing. The most famous championship are the BriSCA F1 Stock Cars.
Full-contact formulas include Bangers, Bombers, and Rookie Bangers – and racing features Demolition Derbies, Figure of Eight, and Oval Racing.
Semi Contact Formulas include BriSCA F1, F2, and Superstox – where bumpers are used tactically.
Non-contact formulas include National Hot Rods, Stock Rods, and Lightning Rods.
One-make racing
One-make, or single marque, championships often employ production-based cars from a single manufacturer or even a single model from a manufacturer's range. There are numerous notable one-make formulae from various countries and regions, some of which – such as the Porsche Supercup and, previously, IROC – have fostered many distinct national championships. Single marque series are often found at the club level, to which the production-based cars, limited modifications, and close parity in performance are very well suited. Some of the better-known single-make series are the Mini 7 Championship (Europe's longest-running one-make championship), the Radical European Masters, John Cooper Mini Challenge, Clio Cup, Ginettas, Caterhams, BMWs, and MX5s. There are also single-chassis single seater formulae, such as Formula Renault and Formula BMW, usually as "feeder" series for "senior" race formula (in the fashion of farm teams).
Drag racing
In drag racing, the objective is to complete a given straight-line distance, from a standing start, ahead of a vehicle in a parallel lane. This distance is traditionally , though has become popular since the 1990s. The vehicles may or may not be given the signal to start at the same time, depending on the class of racing. Vehicles range from the everyday car to the purpose-built dragster. Speeds and elapsed time differ from class to class. Average street cars cover the mile in 12 to 16 seconds, whereas a top fuel dragster takes 4.5 seconds or less, reaching speeds of up to . Drag racing was organized as a sport by Wally Parks in the early 1950s through the National Hot Rod Association (NHRA). The NHRA was formed to discourage street racing.
When launching, a top fuel dragster will accelerate at 3.4 g (33 m/s2), and when braking parachutes are deployed the deceleration is 4 g (39 m/s2), more than the Space Shuttle experiences. A top fuel car can be heard over away and can generate a reading from 1.5 to 3.9 on the Richter scale.
Drag racing is two cars head-to-head, the winner proceeding to the next round. Professional classes are all first to the finish line wins. Sportsman racing is handicapped (slower car getting a head start) using an index (a lowest e.t. allowed), and cars running under (quicker than) their index "break out" and lose. The slowest cars, bracket racers, are also handicapped, but rather than an index, they use a dial-in.
Off-road racing
In off-road racing, various classes of specially modified vehicles, including cars, compete in races through off-road environments. In North America these races often take place in the desert, such as the famous Baja 1000. Another format for off-road racing happens on closed-course short course tracks such as Crandon International Off-Road Raceway. In the 1980s and 1990s, the short course was extended to racing inside stadiums in the Mickey Thompson Entertainment Group; this format was revived by Robby Gordon in 2013 with his Stadium Super Trucks series.
In Europe, "offroad" refers to events such as autocross or rallycross, while desert races and rally-raids such as the Paris-Dakar, Master Rallye or European "bajas" are called "cross-country rallies".
Kart racing
The modern kart was invented by Art Ingels, a fabricator at the Indianapolis-car manufacturer Kurtis-Kraft, in Southern California in 1956. Ingels took a small chainsaw engine and mounted it to a simple tube-frame chassis weighing less than 100 lb. Ingels, and everyone else who drove the kart, were startled at its performance capabilities. The sport soon blossomed in Southern California, and quickly spread around the world. Although often seen as the entry point for serious racers into the sport, kart racing, or karting, can be an economical way for amateurs to try racing and is also a fully-fledged international sport in its own right. A large proportion of professional racing drivers began in karts, often from a very young age, such as Michael Schumacher and Fernando Alonso. Several former motorcycle champions have also taken up the sport, notably Wayne Rainey, who was paralysed in a racing accident and now races a hand-controlled kart. As one of the cheapest ways to race, karting is seeing its popularity grow worldwide.
Despite their diminutive size, karts of the most powerful class, superkart (assuming a weight of 205 kg (452 lb), and a power output of 100 hp (75 kW)), can have a power-to-weight ratio (including the driver) of 490 hp/tonne (0.22 hp/lb). Without the driver, this figure doubles, to almost 980 hp/tonne (0.44 hp/lb).
Historical racing
Historic motorsport or vintage motorsport uses vehicles limited to a particular era. Only safety precautions are modernized in these hobbyist races. A historical event can be of various types of motorsport disciplines, from road racing to rallying. Because it is based on a particular era it is more hobbyist-oriented, reducing corporate sponsorship. The only modern equipment used is related to safety and timing. A historical event can be of a number of different motorsport disciplines.
Some of the most famous events include the Goodwood Festival of Speed and Goodwood Revival in Britain and Monterey Historic in the United States. Championships range from "grass root" Austin Seven racing to the FIA Thoroughbred Grand Prix Championship for classic Formula One chassis. While there are several professional teams and drivers in historical racing, this branch of auto sport tends to be contested by wealthy car owners and is thus more amateur and less competitive in its approach.
Other categories
Use of flags
In many types of auto races, particularly those held on closed courses, flags are displayed to indicate the general status of the track and to communicate instructions to competitors. While individual series have different rules, and the flags have changed from the first years (e.g., red used to start a race), these are generally accepted.
Accidents
The worst accident in racing history is the 1955 Le Mans disaster, where more than 80 people died, including the French driver Pierre Levegh.
Racing-car setup
In auto racing, the racing setup or car setup is the set of adjustments made to the vehicle to optimize its behaviour (performance, handling, reliability, etc.). Adjustments can occur in suspensions, brakes, transmissions, engines, tires, and many others.
Aerodynamics
Aerodynamics and airflow play big roles in the setup of a race car. Aerodynamic downforce improves the race car's handling by lowering the center of gravity and distributing the weight of the car equally on each tire. Once this is achieved, fuel consumption decreases and the forces against the car are significantly lowered. Many aerodynamic experiments are conducted in wind tunnels, to simulate real-life situations while measuring the various drag forces on the car. These "Rolling roads" produce many wind situations and direct air flow at certain speeds and angles. When a diffuser is installed under the car, the amount of drag force is significantly lowered, and the overall aerodynamics of the vehicle is positively adjusted. Wings and canards channel the airflow in the most efficient way to get the least amount of drag from the car. It is experimentally proven that downforce is gained and the vehicle's handling is considerably changed when aerodynamic wings on the front and rear of the vehicle are installed.
Suspension
Suspension plays a huge part in giving the race car the ability to be driven optimally. Shocks are mounted vertically or horizontally to prevent the body from rolling in the corners. The suspension is important because it makes the car stable and easier to control and keeps the tires on the road when driving on uneven terrain. It works in three different ways including vertically, longitudinally, and laterally to control movement when racing on various tracks.
Tyres
Tyres called R-Compounds are commonly used in motorsports for high amounts of traction. The soft rubber allows them to expand when they are heated up, making more surface area on the pavement, therefore producing the most traction. These types of tyres do not have grooves on them. Tyre pressure is dependent on the temperature of the tyre and track when racing. Each time a driver pulls into the pits, the tyre pressure and temperature should be tested for optimal performance. When the tyres get too hot they will swell or inflate and need to be deflated to the correct pressure. When the tyres are not warmed up they will not perform as well.
Brakes
Brakes on a race car are imperative in slowing and stopping the car at precise times and wear quickly depending on the road or track on which the car is being raced, how many laps are being run, track conditions due to weather, and how many caution runs require more braking. There are three variables to consider in racing: brake pedal displacement, brake pedal force, and vehicle deceleration. Various combinations of these variables work together to determine the stiffness, sensitivity, and pedal force of the brakes. When using the brakes effectively, the driver must go through a buildup phase and end with a modulating phase. These phases include attaining maximum deceleration and modulating the brake pressure. Brake performance is measured in bite and consistency. Bite happens when the driver first applies the brakes and they have not warmed up to the correct temperature to operate efficiently. Consistency is measured in how consistent the friction is during the entire time of braking. These two measurements determine the wear of the brakes.
Engine
The race car's engine needs a considerable amount of air to produce maximum power. The air intake manifold sucks the air from scoops on the hood and front bumper and feeds it into the engine. Many engine modifications to increase horsepower and efficiency are commonly used in many racing-sanctioning bodies. Engines are tuned on a machine called a dynamometer, which is commonly known in the racing world as a DYNO. The car is driven onto the DYNO and many gauges and sensors are hooked up to the car that are controlled by an online program to test force, torque, or power. Through the testing, the car's engine maps can be changed to get the most horsepower and ultimately speed out of the vehicle.
Racing drivers
Racing drivers, at the highest levels, are usually paid by the team, or by sponsors, and can command very substantial salaries.
Contrary to what may be popularly assumed, racing drivers as a group do not have unusually better reflexes or peripheral response time. During repeated physiological (and psychological) evaluations of professional racing drivers, the two characteristics that stand out are racers' near-obsessive need to control their surroundings (the psychological aspect), and an unusual ability to process fast-moving information (physiological). In this, researchers have noted a strong correlation between racers' psychological profiles and those of fighter pilots. In tests comparing racers to members of the general public, the greater the complexity of the information processing matrix, the greater the speed gap between racers and the public.
Due partly to the performance capabilities of modern racing cars, racing drivers require a high level of fitness, focus, and the ability to concentrate at high levels for long periods in an inherently difficult environment. Racing drivers mainly complain about pains in the lumbar, shoulder, and neck regions.
Racing drivers experience extremely large g-forces because formula cars and sports prototypes generate more downforce and are able to corner at significantly higher speeds. Formula 1 drivers routinely experience g-loadings in excess of 4.5 g.
See also
Outline of auto racing
List of auto racing tracks
Motorcycle racing
Race track
List of auto racing films
Racing video game
References
External links
Sanctioning bodies
Motorsports UK Association
American Le Mans Series (ALMS)
Indy Racing League (IRL)
Fédération Internationale de l'Automobile (FIA)
Grand American Road Racing Association
International Conference of Sports Car Clubs (ICSCC)
International Hot Rod Association (IHRA)
International Motor Sports Association (IMSA)
National Auto Sport Association
National Association for Stock Car Auto Racing (NASCAR)
National Hot Rod Association (NHRA)
No Prep Racing
SCORE International Off-Road Racing
Sports Car Club of America (SCCA)
United States Auto Club (USAC)
Formula One (F1)
Confederation of Australian Motorsport (CAMS)
Best In The Desert Off-Road Racing
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https://en.wikipedia.org/wiki/Anarcho-capitalism
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Anarcho-capitalism
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Anarcho-capitalism (colloquially: ancap or '"an-cap"') is an anti-statist, libertarian political philosophy and economic theory that seeks to abolish centralized states in favor of stateless societies with systems of private property enforced by private agencies, the non-aggression principle, free markets and self-ownership, which extends the concept to include control of private property as part of the self. In the absence of statute, anarcho-capitalists hold that society tends to contractually self-regulate and civilize through participation in the free market, which they describe as a voluntary society involving the voluntary exchange of goods and services. In a theoretical anarcho-capitalist society, the system of private property would still exist and be enforced by private defense agencies and/or insurance companies selected by customers, which would operate competitively in a market and fulfill the roles of courts and the police.
According to its proponents, various historical theorists have espoused philosophies similar to anarcho-capitalism. While the earliest extant attestation of "anarchocapitalism [sic]" is in Karl Hess's essay "The Death of Politics" published by Playboy in March 1969, the person credited with coining the terms anarcho-capitalism and anarcho-capitalist is Murray Rothbard. Rothbard, a leading figure in the 20th-century American libertarian movement, synthesized elements from the Austrian School, classical liberalism and 19th-century American individualist anarchists and mutualists Lysander Spooner and Benjamin Tucker, while rejecting the labor theory of value. Rothbard's anarcho-capitalist society would operate under a mutually agreed-upon "legal code which would be generally accepted, and which the courts would pledge themselves to follow". This legal code would recognize contracts between individuals, private property, self-ownership and tort law in keeping with the non-aggression principle. Rothbard views the power of the state as unjustified, arguing that it restricts individual rights and prosperity, and creates social and economic problems.
Anarcho-capitalists and right-libertarians cite several historical precedents of what they believe to be examples of quasi-anarcho-capitalism, including the Republic of Cospaia, Acadia, Anglo-Saxon England, Medieval Iceland, the American Old West, Gaelic Ireland, and merchant law, admiralty law, and early common law.
Anarcho-capitalism is distinguished from minarchism, which advocates a night-watchman state limited to protecting individuals from aggression and enforcing private property. Unlike most anarchists, anarcho-capitalists support private property and private institutions.
Classification
Anarcho-capitalism developed from radical American anti-state libertarianism and individualist anarchism. A strong current within anarchism does not consider anarcho-capitalism to be part of the anarchist movement because they argue that anarchism has historically been an anti-capitalist movement and for definitional reasons which see anarchism as incompatible with capitalist forms. According to several scholars, Anarcho-capitalism lies outside the tradition of the vast majority of anarchist schools of thought and is more closely affiliated with capitalism, right-libertarianism and neoliberalism. Social anarchists oppose and reject capitalism, and consider "anarcho-capitalism" to be a contradiction in terms, although some, including anarcho-capitalists and right-libertarians, consider anarcho-capitalism to be a form of anarchism.
According to the Encyclopædia Britannica:Anarcho-capitalism is occasionally seen as part of the New Right.
Philosophy
Author J Michael Oliver says that during the 1960s, a philosophical movement arose in the United States that championed "reason, ethical egoism, and free-market capitalism". According to Oliver, anarcho-capitalism is a political theory which logically follows the philosophical conclusions of Objectivism, a philosophical system developed by Russian-American writer Ayn Rand, but Oliver acknowledges that his advocacy of anarcho-capitalism is "quite at odds with Rand's ardent defense of 'limited government. Professor Lisa Duggan also says that Rand's anti-statist, pro–"free market" stances went on to shape the politics of anarcho-capitalism.
According to Patrik Schumacher, the political ideology and programme of Anarcho-capitalism envisages the radicalization of the neoliberal "rollback of the state", and calls for the extension of "entrepreneurial freedom" and "competitive market rationality" to the point where the scope for private enterprise is all-encompassing and "leaves no space for state action whatsoever".
On the state
Anarcho-capitalists oppose the state and seek to privatize any useful service the government presently provides, such as education, infrastructure, or the enforcement of law. They see capitalism and the "free market" as the basis for a free and prosperous society. Murray Rothbard stated that the difference between free-market capitalism and state capitalism is the difference between "peaceful, voluntary exchange" and a "collusive partnership" between business and government that "uses coercion to subvert the free market". Rothbard argued that all government services, including defense, are inefficient because they lack a market-based pricing mechanism regulated by "the voluntary decisions of consumers purchasing services that fulfill their highest-priority needs" and by investors seeking the most profitable enterprises to invest in.
Maverick Edwards of the Liberty University describes anarcho-capitalism as a political, social, and economic theory that places markets as the central "governing body" and where government no longer "grants" rights to its citizenry.
Non-aggression principle
Writer Stanisław Wójtowicz says that although anarcho-capitalists are against centralized states, they hold that all people would naturally share and agree to a specific moral theory based on the non-aggression principle. While the Friedmanian formulation of anarcho-capitalism is robust to the presence of violence and in fact, assumes some degree of violence will occur, anarcho-capitalism as formulated by Rothbard and others holds strongly to the central libertarian nonaggression axiom, sometimes non-aggression principle. Rothbard wrote:
Rothbard's defense of the self-ownership principle stems from what he believed to be his falsification of all other alternatives, namely that either a group of people can own another group of people, or that no single person has full ownership over one's self. Rothbard dismisses these two cases on the basis that they cannot result in a universal ethic, i.e. a just natural law that can govern all people, independent of place and time. The only alternative that remains to Rothbard is self-ownership which he believes is both axiomatic and universal.
In general, the non-aggression axiom is described by Rothbard as a prohibition against the initiation of force, or the threat of force, against persons (in which he includes direct violence, assault and murder) or property (in which he includes fraud, burglary, theft and taxation). The initiation of force is usually referred to as aggression or coercion. The difference between anarcho-capitalists and other libertarians is largely one of the degree to which they take this axiom. Minarchist libertarians such as libertarian political parties would retain the state in some smaller and less invasive form, retaining at the very least public police, courts, and military. However, others might give further allowance for other government programs. In contrast, Rothbard rejects any level of "state intervention", defining the state as a coercive monopoly and as the only entity in human society, excluding acknowledged criminals, that derives its income entirely from coercion, in the form of taxation, which Rothbard describes as "compulsory seizure of the property of the State's inhabitants, or subjects."
Some anarcho-capitalists such as Rothbard accept the non-aggression axiom on an intrinsic moral or natural law basis. It is in terms of the non-aggression principle that Rothbard defined his interpretation of anarchism, "a system which provides no legal sanction for such aggression ['against person and property']"; and wrote that "what anarchism proposes to do, then, is to abolish the State, i.e. to abolish the regularized institution of aggressive coercion". In an interview published in the American libertarian journal The New Banner, Rothbard stated that "capitalism is the fullest expression of anarchism, and anarchism is the fullest expression of capitalism".
Property
Private property
Anarcho-capitalists postulate the privatization of everything, including cities with all their infrastructures, public spaces, streets and urban management systems.
Central to Rothbardian anarcho-capitalism are the concepts of self-ownership and original appropriation that combines personal and private property. Hans-Hermann Hoppe wrote:
Rothbard however rejected the Lockean proviso, and followed the rule of "first come, first served", without any consideration of how much resources are left for other individuals.
Anarcho-capitalists advocate private ownership of the means of production and the allocation of the product of labor created by workers within the context of wage labour and the free market – that is through decisions made by property and capital owners, regardless of what an individual needs or does not need. Original appropriation allows an individual to claim any never-before-used resources, including land and by improving or otherwise using it, own it with the same "absolute right" as their own body, and retaining those rights forever, regardless of whether the resource is still being used by them. According to Rothbard, property can only come about through labor, therefore original appropriation of land is not legitimate by merely claiming it or building a fence around it—it is only by using land and by mixing one's labor with it that original appropriation is legitimized: "Any attempt to claim a new resource that someone does not use would have to be considered invasive of the property right of whoever the first user will turn out to be". Rothbard argued that the resource need not continue to be used in order for it to be the person's property as "for once his labor is mixed with the natural resource, it remains his owned land. His labor has been irretrievably mixed with the land, and the land is therefore his or his assigns' in perpetuity".
Rothbard also spoke about a theory of justice in property rights:
In Justice and Property Rights, Rothbard wrote that "any identifiable owner (the original victim of theft or his heir) must be accorded his property". In the case of slavery, Rothbard claimed that in many cases "the old plantations and the heirs and descendants of the former slaves can be identified, and the reparations can become highly specific indeed". Rothbard believed slaves rightfully own any land they were forced to work on under the homestead principle. If property is held by the state, Rothbard advocated its confiscation and "return to the private sector", writing that "any property in the hands of the State is in the hands of thieves, and should be liberated as quickly as possible". Rothbard proposed that state universities be seized by the students and faculty under the homestead principle. Rothbard also supported the expropriation of nominally "private property" if it is the result of state-initiated force such as businesses that receive grants and subsidies. Rothbard further proposed that businesses who receive at least 50% of their funding from the state be confiscated by the workers, writing: "What we libertarians object to, then, is not government per se but crime, what we object to is unjust or criminal property titles; what we are for is not 'private' property per se but just, innocent, non-criminal private property".
Similarly, Karl Hess wrote that "libertarianism wants to advance principles of property but that it in no way wishes to defend, willy nilly, all property which now is called private ... Much of that property is stolen. Much is of dubious title. All of it is deeply intertwined with an immoral, coercive state system".
By accepting an axiomatic definition of private property and property rights, anarcho-capitalists deny the legitimacy of a state on principle. Hans-Hermann Hoppe argues:
Anarchists view capitalism as an inherently authoritarian and hierarchical system and seek the abolishment of private property. There is disagreement between anarchists and anarcho-capitalists as the former generally rejects anarcho-capitalism as a form of anarchism and considers anarcho-capitalism a contradiction in terms, while the latter holds that the abolishment of private property would require expropriation which is "counterproductive to order" and would require a state.
Common property
As opposed to anarchists, most anarcho-capitalists reject the commons. However, some of them propose that non-state public or community property can also exist in an anarcho-capitalist society. For anarcho-capitalists, what is important is that it is "acquired" and transferred without help or hindrance from what they call the "compulsory state". Deontological anarcho-capitalists believe that the only just and most economically beneficial way to acquire property is through voluntary trade, gift, or labor-based original appropriation, rather than through aggression or fraud.
Anarcho-capitalists state that there could be cases where common property may develop in a Lockean natural rights framework. Anarcho-capitalists make the example of a number of private businesses which may arise in an area, each owning the land and buildings that they use, but they argue that the paths between them become cleared and trodden incrementally through customer and commercial movement. These thoroughfares may become valuable to the community, but according to them ownership cannot be attributed to any single person and original appropriation does not apply because many contributed the labor necessary to create them. In order to prevent it from falling to the "tragedy of the commons", anarcho-capitalists suggest transitioning from common to private property, wherein an individual would make a homesteading claim based on disuse, acquire title by the assent of the community consensus, form a corporation with other involved parties, or other means.
Randall G. Holcombe see challenges stemming from the idea of common property under anarcho-capitalism, such as whether an individual might claim fishing rights in the area of a major shipping lane and thereby forbid passage through it. In contrast, Hoppe's work on anarcho-capitalist theory is based on the assumption that all property is privately held, "including all streets, rivers, airports, and harbors" which forms the foundation of his views on immigration.
Intellectual property
Some anarcho-capitalists strongly oppose intellectual property (i.e., trademarks, patents, copyrights). Stephan N. Kinsella argues that ownership only relates to tangible assets.
Contractual society
The society envisioned by anarcho-capitalists has been labelled by them as a "contractual society" which Rothbard described as "a society based purely on voluntary action, entirely unhampered by violence or threats of violence" The system relies on contracts between individuals as the legal framework which would be enforced by private police and security forces as well as private arbitrations.
Rothbard argues that limited liability for corporations could also exist through contract, arguing that "[c]orporations are not at all monopolistic privileges; they are free associations of individuals pooling their capital. On the purely free market, those men would simply announce to their creditors that their liability is limited to the capital specifically invested in the corporation".
There are limits to the right to contract under some interpretations of anarcho-capitalism. Rothbard believes that the right to contract is based in inalienable rights and because of this any contract that implicitly violates those rights can be voided at will, preventing a person from permanently selling himself or herself into unindentured slavery. That restriction aside, the right to contract under anarcho-capitalist order would be pretty broad. For example, Rothbard went as far as to justify stork markets, arguing that a market in guardianship rights would facilitate the transfer of guardianship from abusive or neglectful parents to those more interested or suited to raising children. Other anarcho-capitalists have also suggested the legalization of organ markets, as in Iran's renal market. Other interpretations conclude that banning such contracts would in itself be an unacceptably invasive interference in the right to contract.
Included in the right of contract is "the right to contract oneself out for employment by others". While anarchists criticize wage labour describing it as wage slavery, anarcho-capitalists view it as a consensual contract. Some anarcho-capitalists prefer to see self-employment prevail over wage labor. David D. Friedman has expressed a preference for a society where "almost everyone is self-employed" and "instead of corporations there are large groups of entrepreneurs related by trade, not authority. Each sells not his time, but what his time produces".
Law and order and the use of violence
Different anarcho-capitalists propose different forms of anarcho-capitalism and one area of disagreement is in the area of law. In The Market for Liberty, Morris and Linda Tannehill object to any statutory law whatsoever. They argue that all one has to do is ask if one is aggressing against another in order to decide if an act is right or wrong. However, while also supporting a on force and fraud, Rothbard supports the establishment of a mutually agreed-upon centralized libertarian legal code which private courts would pledge to follow, as he presumes a high degree of convergence amongst individuals about what constitutes natural justice.
Unlike both the Tannehills and Rothbard who see an ideological commonality of ethics and morality as a requirement, David D. Friedman proposes that "the systems of law will be produced for profit on the open market, just as books and bras are produced today. There could be competition among different brands of law, just as there is competition among different brands of cars". Friedman says whether this would lead to a libertarian society "remains to be proven". He says it is a possibility that very un-libertarian laws may result, such as laws against drugs, but he thinks this would be rare. He reasons that "if the value of a law to its supporters is less than its cost to its victims, that law ... will not survive in an anarcho-capitalist society".
Anarcho-capitalists only accept the collective defense of individual liberty (i.e. courts, military, or police forces) insofar as such groups are formed and paid for on an explicitly voluntary basis. However, their complaint is not just that the state's defensive services are funded by taxation, but that the state assumes it is the only legitimate practitioner of physical force—that is, they believe it forcibly prevents the private sector from providing comprehensive security, such as a police, judicial and prison systems to protect individuals from aggressors. Anarcho-capitalists believe that there is nothing morally superior about the state which would grant it, but not private individuals, a right to use physical force to restrain aggressors. If competition in security provision were allowed to exist, prices would also be lower and services would be better according to anarcho-capitalists. According to Molinari: "Under a regime of liberty, the natural organization of the security industry would not be different from that of other industries". Proponents believe that private systems of justice and defense already exist, naturally forming where the market is allowed to "compensate for the failure of the state", namely private arbitration, security guards, neighborhood watch groups and so on. These private courts and police are sometimes referred to generically as private defense agencies (PDAs). The defense of those unable to pay for such protection might be financed by charitable organizations relying on voluntary donation rather than by state institutions relying on taxation, or by cooperative self-help by groups of individuals. Edward Stringham argues that private adjudication of disputes could enable the market to internalize externalities and provide services that customers desire.
Rothbard stated that the American Revolutionary War and the War of Southern Secession were the only two just wars in American military history. Some anarcho-capitalists such as Rothbard feel that violent revolution is counter-productive and prefer voluntary forms of economic secession to the extent possible. Retributive justice is often a component of the contracts imagined for an anarcho-capitalist society. According to Matthew O'Keefee, some anarcho-capitalists believe prisons or indentured servitude would be justifiable institutions to deal with those who violate anarcho-capitalist property relations while others believe exile or forced restitution are sufficient. Rothbard stressed the importance of restitution as the primary focus of a libertarian legal order and advocated for corporal punishment for petty vandals and the death penalty for murders.
Bruce L. Benson argues that legal codes may impose punitive damages for intentional torts in the interest of deterring crime. Benson gives the example of a thief who breaks into a house by picking a lock. Even if caught before taking anything, Benson argues that the thief would still owe the victim for violating the sanctity of his property rights. Benson opines that despite the lack of objectively measurable losses in such cases, "standardized rules that are generally perceived to be fair by members of the community would, in all likelihood, be established through precedent, allowing judgments to specify payments that are reasonably appropriate for most criminal offenses".
Morris and Linda Tannehill raise a similar example, saying that a bank robber who had an attack of conscience and returned the money would still owe reparations for endangering the employees' and customers' lives and safety, in addition to the costs of the defense agency answering the teller's call for help. However, they believe that the robber's loss of reputation would be even more damaging. They suggest that specialized companies would list aggressors so that anyone wishing to do business with a man could first check his record, provided they trust the veracity of the companies' records. They further theorise that the bank robber would find insurance companies listing him as a very poor risk and other firms would be reluctant to enter into contracts with him.
Influences
Murray Rothbard has listed different ideologies of which his interpretations, he said, have influenced anarcho-capitalism. This includes his interpretation of anarchism, and more precisely individualist anarchism; classical liberalism and the Austrian School of economic thought. Scholars additionally associate anarcho-capitalism with neo-classical liberalism, radical neoliberalism and right-libertarianism.
Anarchism
In both its social and individualist forms, anarchism is usually considered an anti-capitalist and radical left-wing or far-left movement that promotes libertarian socialist economic theories such as collectivism, communism, individualism, mutualism and syndicalism. Because anarchism is usually described alongside libertarian Marxism as the libertarian wing of the socialist movement and as having a historical association with anti-capitalism and socialism, anarchists believe that capitalism is incompatible with social and economic equality and therefore do not recognize anarcho-capitalism as an anarchist school of thought. In particular, anarchists argue that capitalist transactions are not voluntary and that maintaining the class structure of a capitalist society requires coercion which is incompatible with an anarchist society. The usage of libertarian is also in dispute. While both anarchists and anarcho-capitalists have used it, libertarian was synonymous with anarchist until the mid-20th century, when anarcho-capitalist theory developed.
Anarcho-capitalists are distinguished from the dominant anarchist tradition by their relation to property and capital. While both anarchism and anarcho-capitalism share general antipathy towards government authority, anarcho-capitalism favors free-market capitalism. Anarchists, including egoists such as Max Stirner, have supported the protection of an individual's freedom from powers of both government and private property owners. In contrast, while condemning governmental encroachment on personal liberties, anarcho-capitalists support freedoms based on private property rights. Anarcho-capitalist theorist Murray Rothbard argued that protesters should rent a street for protest from its owners. The abolition of public amenities is a common theme in some anarcho-capitalist writings.
As anarcho-capitalism puts laissez-faire economics before economic equality, it is commonly viewed as incompatible with the anti-capitalist and egalitarian tradition of anarchism. Although anarcho-capitalist theory implies the abolition of the state in favour of a fully laissez-faire economy, it lies outside the tradition of anarchism. While using the language of anarchism, anarcho-capitalism only shares anarchism's antipathy towards the state and not anarchism's antipathy towards hierarchy as theorists expect from anarcho-capitalist economic power relations. It follows a different paradigm from anarchism and has a fundamentally different approach and goals. In spite of the anarcho- in its title, anarcho-capitalism is more closely affiliated with capitalism, right-libertarianism, and liberalism than with anarchism. Some within this laissez-faire tradition reject the designation of anarcho-capitalism, believing that capitalism may either refer to the laissez-faire market they support or the government-regulated system that they oppose.
Rothbard argued that anarcho-capitalism is the only true form of anarchism—the only form of anarchism that could possibly exist in reality as he maintained that any other form presupposes authoritarian enforcement of a political ideology such as "redistribution of private property", which he attributed to anarchism. According to this argument, the capitalist free market is "the natural situation" that would result from people being free from state authority and entails the establishment of all voluntary associations in society such as cooperatives, non-profit organizations, businesses and so on. Moreover, anarcho-capitalists, as well as classical liberal minarchists, argue that the application of anarchist ideals as advocated by what they term "left-wing anarchists" would require an authoritarian body of some sort to impose it. Based on their understanding and interpretation of anarchism, in order to forcefully prevent people from accumulating capital, which they believe is a goal of anarchists, there would necessarily be a redistributive organization of some sort which would have the authority to in essence exact a tax and re-allocate the resulting resources to a larger group of people. They conclude that this theoretical body would inherently have political power and would be nothing short of a state. The difference between such an arrangement and an anarcho-capitalist system is what anarcho-capitalists see as the voluntary nature of organization within anarcho-capitalism contrasted with a "centralized ideology" and a "paired enforcement mechanism" which they believe would be necessary under what they describe as a "coercively" egalitarian-anarchist system.
Rothbard also argued that the capitalist system of today is not properly anarchistic because it often colludes with the state. According to Rothbard, "what Marx and later writers have done is to lump together two extremely different and even contradictory concepts and actions under the same portmanteau term. These two contradictory concepts are what I would call 'free-market capitalism' on the one hand, and 'state capitalism' on the other". "The difference between free-market capitalism and state capitalism", writes Rothbard, "is precisely the difference between, on the one hand, peaceful, voluntary exchange, and on the other, violent expropriation". He continues: "State capitalism inevitably creates all sorts of problems which become insoluble".
Traditional anarchists reject the notion of capitalism, hierarchies and private property. Albert Meltzer argued that anarcho-capitalism simply cannot be anarchism because capitalism and the state are inextricably interlinked and because capitalism exhibits domineering hierarchical structures such as that between an employer and an employee. Anna Morgenstern approaches this topic from the opposite perspective, arguing that anarcho-capitalists are not really capitalists because "mass concentration of capital is impossible" without the state. According to Jeremy Jennings, "[i]t is hard not to conclude that these ideas," referring to anarcho-capitalism, have "roots deep in classical liberalism" and "are described as anarchist only on the basis of a misunderstanding of what anarchism is." For Jennings, "anarchism does not stand for the untrammelled freedom of the individual (as the 'anarcho-capitalists' appear to believe) but, as we have already seen, for the extension of individuality and community." Similarly, Barbara Goodwin, Emeritus Professor of Politics at the University of East Anglia, Norwich, argues that anarcho-capitalism's "true place is in the group of right-wing libertarians", not in anarchism.
Some right-libertarian scholars like Michael Huemer, who identify with the ideology, describe anarcho-capitalism as a "variety of anarchism". British author Andrew Heywood also believes that "individualist anarchism overlaps with libertarianism and is usually linked to a strong belief in the market as a self-regulating mechanism, most obviously manifest in the form of anarcho-capitalism". Frank H. Brooks, author of The Individualist Anarchists: An Anthology of Liberty (1881–1908), believes that "anarchism has always included a significant strain of radical individualism, from the hyperrationalism of Godwin, to the egoism of Stirner, to the libertarians and anarcho-capitalists of today".
While both anarchism and anarcho-capitalism are in opposition to the state, it is a necessary but not sufficient condition because anarchists and anarcho-capitalists interpret state-rejection differently. Austrian school economist David Prychitko, in the context of anarcho-capitalism says that "while society without a state is necessary for full-fledged anarchy, it is nevertheless insufficient". According to Ruth Kinna, anarcho-capitalists are anti-statists who draw more on right-wing liberal theory and the Austrian School than anarchist traditions. Kinna writes that "[i]n order to highlight the clear distinction between the two positions", anarchists describe anarcho-capitalists as "propertarians". Anarcho-capitalism is usually seen as part of the New Right.
Some anarcho-capitalists argue that, according to them, anarchists consider the word "anarchy" as to be the antithesis of hierarchy, and therefore, that "anarcho-capitalism" is sometimes considered to be a term with differences philosophically to what they personally consider to be true anarchism, as an anarcho-capitalist society would inherently contain hierarchy. Additionally, Rothbard discusses the difference between "government" and "governance" thus, proponents of anarcho-capitalism think the philosophy's common name is indeed consistent, as it promotes private governance, but is vehemently anti-government.
Classical liberalism
Historian and libertarian Ralph Raico argued that what liberal philosophers "had come up with was a form of individualist anarchism, or, as it would be called today, anarcho-capitalism or market anarchism". He also said that Gustave de Molinari was proposing a doctrine of the private production of security, a position which was later taken up by Murray Rothbard. Some anarcho-capitalists consider Molinari to be the first proponent of anarcho-capitalism. In the preface to the 1977 English translation by Murray Rothbard called The Production of Security the "first presentation anywhere in human history of what is now called anarcho-capitalism", although admitting that "Molinari did not use the terminology, and probably would have balked at the name". Hans-Hermann Hoppe said that "the 1849 article 'The Production of Security' is probably the single most important contribution to the modern theory of anarcho-capitalism". According to Hans-Hermann Hoppe, one of the 19th century precursors of anarcho-capitalism were philosopher Herbert Spencer, classical liberal Auberon Herbert and liberal socialist Franz Oppenheimer.
Ruth Kinna credits Murray Rothbard with coining the term anarcho-capitalism, which is – Kinna proposes – to describe "a commitment to unregulated private property and laissez-faire economics, prioritizing the liberty-rights of individuals, unfettered by government regulation, to accumulate, consume and determine the patterns of their lives as they see fit". According to Kinna, anarcho-capitalists "will sometimes label themselves market anarchists because they recognize the negative connotations of 'capitalism'. But the literature of anarcho-capitalism draws on classical liberal theory, particularly the Austrian School – Friedrich von Hayek and Ludwig von Mises – rather than recognizable anarchist traditions. Ayn Rand's laissez-faire, anti-government, corporate philosophy – Objectivism – is sometimes associated with anarcho-capitalism". Other scholars similarly associate anarcho-capitalism with anti-state classical liberalism, neo-classical liberalism, radical neoliberalism and right-libertarianism.
Paul Dragos Aligica writes that there is a "foundational difference between the classical liberal and the anarcho-capitalist positions". Classical liberalism, while accepting critical arguments against collectivism, acknowledges a certain level of public ownership and collective governance as necessary to provide practical solutions to political problems. In contrast anarcho-capitalism, according to Aligica, denies any requirement for any form of public administration, and allows no meaningful role for the public sphere, which is seen as sub-optimal and illegitimate.
Individualist anarchism
Murray Rothbard, a student of Ludwig von Mises, stated that he was influenced by the work of the 19th-century American individualist anarchists. In the winter of 1949, Rothbard decided to reject minimal state laissez-faire and embrace his interpretation of individualist anarchism. In 1965, Rothbard wrote that "Lysander Spooner and Benjamin R. Tucker were unsurpassed as political philosophers and nothing is more needed today than a revival and development of the largely forgotten legacy they left to political philosophy". However, Rothbard thought that they had a faulty understanding of economics as the 19th-century individualist anarchists had a labor theory of value as influenced by the classical economists, while Rothbard was a student of Austrian School economics which does not agree with the labor theory of value. Rothbard sought to meld 19th-century American individualist anarchists' advocacy of economic individualism and free markets with the principles of Austrian School economics, arguing that "[t]here is, in the body of thought known as 'Austrian economics', a scientific explanation of the workings of the free market (and of the consequences of government intervention in that market) which individualist anarchists could easily incorporate into their political and social Weltanschauung". Rothbard held that the economic consequences of the political system they advocate would not result in an economy with people being paid in proportion to labor amounts, nor would profit and interest disappear as they expected. Tucker thought that unregulated banking and money issuance would cause increases in the money supply so that interest rates would drop to zero or near to it. Peter Marshall states that "anarcho-capitalism overlooks the egalitarian implications of traditional individualist anarchists like Spooner and Tucker". Stephanie Silberstein states that "While Spooner was no free-market capitalist, nor an anarcho-capitalist, he was not as opposed to capitalism as most socialists were."
In "The Spooner-Tucker Doctrine: An Economist's View", Rothbard explained his disagreements. Rothbard disagreed with Tucker that it would cause the money supply to increase because he believed that the money supply in a free market would be self-regulating. If it were not, then Rothbard argued inflation would occur so it is not necessarily desirable to increase the money supply in the first place. Rothbard claimed that Tucker was wrong to think that interest would disappear regardless because he believed people, in general, do not wish to lend their money to others without compensation, so there is no reason why this would change just because banking was unregulated. Tucker held a labor theory of value and thought that in a free market people would be paid in proportion to how much labor they exerted and that exploitation or usury was taking place if they were not. As Tucker explained in State Socialism and Anarchism, his theory was that unregulated banking would cause more money to be available and that this would allow the proliferation of new businesses which would, in turn, raise demand for labor. This led Tucker to believe that the labor theory of value would be vindicated and equal amounts of labor would receive equal pay. As an Austrian School economist, Rothbard did not agree with the labor theory and believed that prices of goods and services are proportional to marginal utility rather than to labor amounts in the free market. As opposed to Tucker he did not think that there was anything exploitative about people receiving an income according to how much "buyers of their services value their labor" or what that labor produces.
Without the labor theory of value, some argue that 19th-century individualist anarchists approximate the modern movement of anarcho-capitalism, although this has been contested or rejected. As economic theory changed, the popularity of the labor theory of classical economics was superseded by the subjective theory of value of neoclassical economics and Rothbard combined Mises' Austrian School of economics with the absolutist views of human rights and rejection of the state he had absorbed from studying the individualist American anarchists of the 19th century such as Tucker and Spooner. In the mid-1950s, Rothbard wrote an unpublished article named "Are Libertarians 'Anarchists'?" under the pseudonym "Aubrey Herbert", concerned with differentiating himself from communist and socialistic economic views of anarchists, including the individualist anarchists of the 19th century, concluding that "we are not anarchists and that those who call us anarchists are not on firm etymological ground and are being completely unhistorical. On the other hand, it is clear that we are not archists either: we do not believe in establishing a tyrannical central authority that will coerce the noninvasive as well as the invasive. Perhaps, then, we could call ourselves by a new name: nonarchist." Joe Peacott, an American individualist anarchist in the mutualist tradition, criticizes anarcho-capitalists for trying to hegemonize the individualist anarchism label and make appear as if all individualist anarchists are in favor of capitalism. Peacott states that "individualists, both past and present, agree with the communist anarchists that present-day capitalism is based on economic coercion, not on voluntary contract. Rent and interest are the mainstays of modern capitalism and are protected and enforced by the state. Without these two unjust institutions, capitalism could not exist".
Anarchist activists and scholars do not consider anarcho-capitalism as a part of the anarchist movement, arguing that anarchism has historically been an anti-capitalist movement and see it as incompatible with capitalist forms. Although some regard anarcho-capitalism as a form of individualist anarchism, many others disagree or contest the existence of an individualist–socialist divide. In coming to terms that anarchists mostly identified with socialism, Rothbard wrote that individualist anarchism is different from anarcho-capitalism and other capitalist theories due to the individualist anarchists retaining the labor theory of value and socialist doctrines. Similarly, many writers deny that anarcho-capitalism is a form of anarchism or that capitalism is compatible with anarchism.
The Palgrave Handbook of Anarchism writes that "[a]s Benjamin Franks rightly points out, individualisms that defend or reinforce hierarchical forms such as the economic-power relations of anarcho-capitalism are incompatible with practices of social anarchism based on developing immanent goods which contest such as inequalities". Laurence Davis cautiously asks "[I]s anarcho-capitalism really a form of anarchism or instead a wholly different ideological paradigm whose adherents have attempted to expropriate the language of anarchism for their own anti-anarchist ends?" Davis cites Iain McKay, "whom Franks cites as an authority to support his contention that 'academic analysis has followed activist currents in rejecting the view that anarcho-capitalism has anything to do with social anarchism, as arguing "quite emphatically on the very pages cited by Franks that anarcho-capitalism is by no means a type of anarchism". McKay writes that "[i]t is important to stress that anarchist opposition to the so-called capitalist 'anarchists' does not reflect some kind of debate within anarchism, as many of these types like to pretend, but a debate between anarchism and its old enemy capitalism. ... Equally, given that anarchists and 'anarcho'-capitalists have fundamentally different analyses and goals it is hardly 'sectarian' to point this out".
Davis writes that "Franks asserts without supporting evidence that most major forms of individualist anarchism have been largely anarcho-capitalist in content, and concludes from this premise that most forms of individualism are incompatible with anarchism". Davis argues that "the conclusion is unsustainable because the premise is false, depending as it does for any validity it might have on the further assumption that anarcho-capitalism is indeed a form of anarchism. If we reject this view, then we must also reject the individual anarchist versus the communal anarchist 'chasm' style of argument that follows from it". Davis maintains that "the ideological core of anarchism is the belief that society can and should be organised without hierarchy and domination. Historically, anarchists have struggles against a wide range of regimes of domination, from capitalism, the state system, patriarchy, heterosexism, and the domination of nature to colonialism, the war system, slavery, fascism, white supremacy, and certain forms of organised religion". According to Davis, "[w]hile these visions range from the predominantly individualistic to the predominantly communitarian, features common to virtually all include an emphasis on self-management and self-regulatory methods of organisation, voluntary association, decentralised society, based on the principle of free association, in which people will manage and govern themselves". Finally, Davis includes a footnote stating that "[i]ndividualist anarchism may plausibly be re regarded as a form of both socialism and anarchism. Whether the individualist anarchists were consistent anarchists (and socialists) is another question entirely. ... McKay comments as follows: 'any individualist anarchism which supports wage labour is inconsistent anarchism. It can easily be made consistent anarchism by applying its own principles consistently. In contrast 'anarcho'-capitalism rejects so many of the basic, underlying, principles of anarchism ... that it cannot be made consistent with the ideals of anarchism.
Historical precedents
Several anarcho-capitalists and right-libertarians have discussed historical precedents of what they believe were examples of anarcho-capitalism.
Free cities of medieval Europe
Economist and libertarian scholar Bryan Caplan considers the free cities of medieval Europe as examples of "anarchist" or "nearly anarchistic" societies, further arguing:
Medieval Iceland
According to the libertarian theorist David D. Friedman, "[m]edieval Icelandic institutions have several peculiar and interesting characteristics; they might almost have been invented by a mad economist to test the lengths to which market systems could supplant government in its most fundamental functions". While not directly labeling it anarcho-capitalist, Friedman argues that the legal system of the Icelandic Commonwealth comes close to being a real-world anarcho-capitalist legal system. Although noting that there was a single legal system, Friedman argues that enforcement of the law was entirely private and highly capitalist, providing some evidence of how such a society would function. Friedman further wrote that "[e]ven where the Icelandic legal system recognized an essentially 'public' offense, it dealt with it by giving some individual (in some cases chosen by lot from those affected) the right to pursue the case and collect the resulting fine, thus fitting it into an essentially private system".
Friedman and Bruce L. Benson argued that the Icelandic Commonwealth saw significant economic and social progress in the absence of systems of criminal law, an executive, or bureaucracy. This commonwealth was led by chieftains, whose position could be bought and sold like that of private property. Being a member of the chieftainship was also completely voluntary.
American Old West
According to Terry L. Anderson and P. J. Hill, the Old West in the United States in the period of 1830 to 1900 was similar to anarcho-capitalism in that "private agencies provided the necessary basis for an orderly society in which property was protected and conflicts were resolved" and that the common popular perception that the Old West was chaotic with little respect for property rights is incorrect. Since squatters had no claim to western lands under federal law, extra-legal organizations formed to fill the void. Benson explains:
According to Anderson, "[d]efining anarcho-capitalist to mean minimal government with property rights developed from the bottom up, the western frontier was anarcho-capitalistic. People on the frontier invented institutions that fit the resource constraints they faced".
Gaelic Ireland
In his work For a New Liberty, Murray Rothbard has claimed ancient Gaelic Ireland as an example of nearly anarcho-capitalist society. In his depiction, citing the work of Professor Joseph Peden, the basic political unit of ancient Ireland was the tuath, which is portrayed as "a body of persons voluntarily united for socially beneficial purposes" with its territorial claim being limited to "the sum total of the landed properties of its members". Civil disputes were settled by private arbiters called "brehons" and the compensation to be paid to the wronged party was insured through voluntary surety relationships. Commenting on the "kings" of tuaths, Rothbard stated:
Law merchant, admiralty law, and early common law
Some libertarians have cited law merchant, admiralty law and early common law as examples of anarcho-capitalism.
In his work Power and Market, Rothbard stated:
Somalia from 1991 to 2006
Economist Alex Tabarrok argued that Somalia in its stateless period provided a "unique test of the theory of anarchy", in some aspects near of that espoused by anarcho-capitalists David D. Friedman and Murray Rothbard. Nonetheless, both anarchists and some anarcho-capitalists argue that Somalia was not an anarchist society.
Analysis and criticism
State, justice and defense
Anarchists such as Brian Morris argue that anarcho-capitalism does not in fact get rid of the state. He says that anarcho-capitalists "simply replaced the state with private security firms, and can hardly be described as anarchists as the term is normally understood". In "Libertarianism: Bogus Anarchy", anarchist Peter Sabatini notes:
Similarly, Bob Black argues that an anarcho-capitalist wants to "abolish the state to his own satisfaction by calling it something else". He states that they do not denounce what the state does, they just "object to who's doing it".
Paul Birch argues that legal disputes involving several jurisdictions and different legal systems will be too complex and costly. He therefore argues that anarcho-capitalism is inherently unstable, and would evolve, entirely through the operation of free market forces, into either a single dominant private court with a natural monopoly of justice over the territory (a de facto state), a society of multiple city states, each with a territorial monopoly, or a 'pure anarchy' that would rapidly descend into chaos.
Randall G. Holcombe argues that anarcho-capitalism turns justice into a commodity as private defense and court firms would favour those who pay more for their services. He argues that defense agencies could form cartels and oppress people without fear of competition. Philosopher Albert Meltzer argued that since anarcho-capitalism promotes the idea of private armies, it actually supports a "limited State". He contends that it "is only possible to conceive of Anarchism which is free, communistic and offering no economic necessity for repression of countering it".
Libertarian Robert Nozick argues that a competitive legal system would evolve toward a monopoly government—even without violating individuals' rights in the process. In Anarchy, State, and Utopia, Nozick defends minarchism and argues that an anarcho-capitalist society would inevitably transform into a minarchist state through the eventual emergence of a monopolistic private defense and judicial agency that no longer faces competition. He argues that anarcho-capitalism results in an unstable system that would not endure in the real world. While anarcho-capitalists such as Roy Childs and Murray Rothbard have rejected Nozick's arguments, with Rothbard arguing that the process described by Nozick, with the dominant protection agency outlawing its competitors, in fact violates its own clients' rights, John Jefferson actually advocates Nozick's argument and states that such events would best operate in laissez-faire. Robert Ellickson presented a Hayekian case against anarcho-capitalism, calling it a "pipe-dream" and stating that anarcho-capitalists "by imagining a stable system of competing private associations, ignore both the inevitability of territorial monopolists in governance, and the importance of institutions to constrain those monopolists' abuses".
Some libertarians argue that anarcho-capitalism would result in different standards of justice and law due to relying too much on the market. Friedman responded to this criticism by arguing that it assumes the state is controlled by a majority group that has similar legal ideals. If the populace is diverse, different legal standards would therefore be appropriate.
Rights and freedom
Negative and positive rights are rights that oblige either action (positive rights) or inaction (negative rights). Anarcho-capitalists believe that negative rights should be recognized as legitimate, but positive rights should be rejected as an intrusion. Some critics reject the distinction between positive and negative rights. Peter Marshall also states that the anarcho-capitalist definition of freedom is entirely negative and that it cannot guarantee the positive freedom of individual autonomy and independence.
About anarcho-capitalism, anarcho-syndicalist and anti-capitalist intellectual Noam Chomsky says:
Economics and property
Social anarchists argue that anarcho-capitalism allows individuals to accumulate significant power through free markets and private property. Friedman responded by arguing that the Icelandic Commonwealth was able to prevent the wealthy from abusing the poor by requiring individuals who engaged in acts of violence to compensate their victims financially.
Anarchists argue that certain capitalist transactions are not voluntary and that maintaining the class structure of a capitalist society requires coercion which violates anarchist principles. Anthropologist David Graeber noted his skepticism about anarcho-capitalism along the same lines, arguing:
Some critics argue that the anarcho-capitalist concept of voluntary choice ignores constraints due to both human and non-human factors such as the need for food and shelter as well as active restriction of both used and unused resources by those enforcing property claims. If a person requires employment in order to feed and house himself, the employer-employee relationship could be considered involuntary. Another criticism is that employment is involuntary because the economic system that makes it necessary for some individuals to serve others is supported by the enforcement of coercive private property relations. Some philosophies view any ownership claims on land and natural resources as immoral and illegitimate. Objectivist philosopher Harry Binswanger criticizes anarcho-capitalism by arguing that "capitalism requires government", questioning who or what would enforce treaties and contracts.
Some right-libertarian critics of anarcho-capitalism who support the full privatization of capital such as geolibertarians argue that land and the raw materials of nature remain a distinct factor of production and cannot be justly converted to private property because they are not products of human labor. Some socialists, including market anarchists and mutualists, adamantly oppose absentee ownership. Anarcho-capitalists have strong abandonment criteria, namely that one maintains ownership until one agrees to trade or gift it. Anti-state critics of this view posit comparatively weak abandonment criteria, arguing that one loses ownership when one stops personally occupying and using it as well as the idea of perpetually binding original appropriation is anathema to traditional schools of anarchism.
Literature
The following is a partial list of notable nonfiction works discussing anarcho-capitalism.
Bruce L. Benson, The Enterprise of Law: Justice Without The State
To Serve and Protect: Privatization and Community in Criminal Justice
David D. Friedman, The Machinery of Freedom
Edward P. Stringham, Anarchy and the Law: The Political Economy of Choice
George H. Smith, "Justice Entrepreneurship in a Free Market"
Gerard Casey, Libertarian Anarchy: Against the State
Hans-Hermann Hoppe, Anarcho-Capitalism: An Annotated Bibliography
A Theory of Socialism and Capitalism
Democracy: The God That Failed
The Economics and Ethics of Private Property
Linda and Morris Tannehill, The Market for Liberty
Michael Huemer, The Problem of Political Authority
Murray Rothbard, founder of anarcho-capitalism:
For a New Liberty
Man, Economy, and State
Power and Market
The Ethics of Liberty
See also
Agorism
Anarcho-capitalism and minarchism
Consequentialist libertarianism
Counter-economics
Creative disruption
Crypto-anarchism
Definition of anarchism and libertarianism
Issues in anarchism
Left-wing market anarchism
Natural-rights libertarianism
Privatization in criminal justice
Propertarianism
Stateless society
The Libertarian Forum
Voluntaryism
Notes
References
Further reading
Brown, Susan Love (1997). "The Free Market as Salvation from Government: The Anarcho-Capitalist View". In Carrier, James G., ed. Meanings of the Market: The Free Market in Western Culture (illustrated ed.). Oxford: Berg Publishers. p. 99. .
External links
Anarcho-capitalist FAQ
LewRockwell.com – website run by Lew Rockwell
Mises Institute – research and educational center of classical liberalism, including anarcho-capitalism, Austrian School of economics and American libertarian political theory
Property and Freedom Society – international anarcho-capitalist society
Strike The Root – an anarcho-capitalist website featuring essays, news, and a forum
Austrian School
Capitalist systems
Economic ideologies
Anarcho-capitalism
Ideologies of capitalism
Classical liberalism
Libertarianism by form
Political ideologies
Right-libertarianism
Syncretic political movements
Murray Rothbard
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Events
Pre-1600
48 BC – Caesar's Civil War: Battle of Pharsalus: Julius Caesar decisively defeats Pompey at Pharsalus and Pompey flees to Egypt.
378 – Gothic War: Battle of Adrianople: A large Roman army led by Emperor Valens is defeated by the Visigoths. Valens is killed along with over half of his army.
1173 – Construction of the campanile of the Cathedral of Pisa (now known as the Leaning Tower of Pisa) begins; it will take two centuries to complete.
1329 – Quilon, the first Indian Christian Diocese, is erected by Pope John XXII; the French-born Jordanus is appointed the first Bishop.
1428 – Sources cite biggest caravan trade between Podvisoki and Republic of Ragusa. Vlachs committed to Ragusan lord Tomo Bunić, that they will with 600 horses deliver 1,500 modius of salt. Delivery was meant for Dobrašin Veseoković, and Vlachs price was half of delivered salt.
1500 – Ottoman–Venetian War (1499–1503): The Ottomans capture Methoni, Messenia.
1601–1900
1610 – The First Anglo-Powhatan War begins in colonial Virginia.
1810 – Napoleon annexes Westphalia as part of the First French Empire.
1814 – American Indian Wars: The Creek sign the Treaty of Fort Jackson, giving up huge parts of Alabama and Georgia.
1830 – Louis Philippe becomes the king of the French following abdication of Charles X.
1842 – The Webster–Ashburton Treaty is signed, establishing the United States–Canada border east of the Rocky Mountains.
1854 – American Transcendentalist philosopher Henry David Thoreau publishes his memoir Walden.
1855 – Åland War: The Battle of Suomenlinna begins.
1862 – American Civil War: Battle of Cedar Mountain: At Cedar Mountain, Virginia, Confederate General Stonewall Jackson narrowly defeats Union forces under General John Pope.
1877 – American Indian Wars: Battle of the Big Hole: A small band of Nez Percé Indians clash with the United States Army.
1892 – Thomas Edison receives a patent for a two-way telegraph.
1897 – The first International Congress of Mathematicians is held in Zürich, Switzerland.
1901–present
1902 – Edward VII and Alexandra of Denmark are crowned King and Queen of the United Kingdom of Great Britain and Ireland.
1907 – The first Boy Scout encampment concludes at Brownsea Island in southern England.
1925 – A train robbery takes place in Kakori, near Lucknow, India, by the Indian independence revolutionaries, against British government.
1936 – Summer Olympics: Jesse Owens wins his fourth gold medal at the games.
1942 – World War II: Battle of Savo Island: Allied naval forces protecting their amphibious forces during the initial stages of the Battle of Guadalcanal are surprised and defeated by an Imperial Japanese Navy cruiser force.
1942 – Dmitri Shostakovich's 7th symphony is premiered in a besieged Leningrad.
1944 – The United States Forest Service and the Wartime Advertising Council release posters featuring Smokey Bear for the first time.
1944 – World War II: Continuation War: The Vyborg–Petrozavodsk Offensive, the largest offensive launched by Soviet Union against Finland during the Second World War, ends to a strategic stalemate. Both Finnish and Soviet troops at the Finnish front dug to defensive positions, and the front remains stable until the end of the war.
1945 – World War II: Nagasaki is devastated when an atomic bomb, Fat Man, is dropped by the United States B-29 Bockscar. Thirty-five thousand people are killed outright, including 23,200–28,200 Japanese war workers, 2,000 Korean forced workers, and 150 Japanese soldiers.
1945 – The Red Army invades Japanese-occupied Manchuria.
1960 – South Kasai secedes from the Congo.
1965 – Singapore is expelled from Malaysia and becomes the only country to date to gain independence unwillingly.
1969 – Tate–LaBianca murders: Followers of Charles Manson murder pregnant actress Sharon Tate (wife of Roman Polanski), coffee heiress Abigail Folger, Polish actor Wojciech Frykowski, men's hairstylist Jay Sebring and recent high-school graduate Steven Parent.
1970 – LANSA Flight 502 crashes after takeoff from Alejandro Velasco Astete International Airport in Cusco, Peru, killing 99 of the 100 people on board, as well as two people on the ground.
1971 – The Troubles: In Northern Ireland, the British authorities launch Operation Demetrius. The operation involves the mass arrest and internment without trial of individuals suspected of being affiliated with the Irish Republican Army (PIRA). Mass riots follow, and thousands of people flee or are forced out of their homes.
1973 – Mars 7 is launched from the USSR.
1974 – As a direct result of the Watergate scandal, Richard Nixon becomes the first President of the United States to resign from office. Vice President Gerald Ford becomes president.
1991 – The Italian prosecuting magistrate Antonino Scopelliti is murdered by the 'Ndrangheta on behalf of the Sicilian Mafia while preparing the government's case in the final appeal of the Maxi Trial.
1993 – The Liberal Democratic Party of Japan loses a 38-year hold on national leadership.
1995 – Aviateca Flight 901 crashes into the San Vicente volcano in El Salvador, killing all 65 people on board.
1999 – Russian President Boris Yeltsin fires his Prime Minister, Sergei Stepashin, and for the fourth time fires his entire cabinet.
2006 – At least 21 suspected terrorists are arrested in the 2006 transatlantic aircraft plot that happened in the United Kingdom. The arrests are made in London, Birmingham, and High Wycombe in an overnight operation.
2007 – Air Moorea Flight 1121 crashes after takeoff from Moorea Airport in French Polynesia, killing all 20 people on board.
2012 – Shannon Eastin becomes the first woman to officiate an NFL game.
2013 – Gunmen open fire at a Sunni mosque in the city of Quetta killing at least ten people and injuring 30.
2014 – Michael Brown, an 18-year-old African American male in Ferguson, Missouri, is shot and killed by a Ferguson police officer after reportedly assaulting the officer and attempting to steal his weapon, sparking protests and unrest in the city.
2021 – The Tampere light rail officially starts operating.
Births
Pre-1600
1201 – Arnold Fitz Thedmar, English historian and merchant (d. 1274)
1537 – Francesco Barozzi, Italian mathematician and astronomer (d. 1604)
1544 – Bogislaw XIII, Duke of Pomerania (d. 1606)
1590 – John Webster, colonial settler and governor of Connecticut (d. 1661)
1601–1900
1603 – Johannes Cocceius, German-Dutch theologian and academic (d. 1669)
1611 – Henry of Nassau-Siegen, German count, officer in the Dutch Army, diplomat for the Dutch Republic (b. 1611)
1648 – Johann Michael Bach, German composer (d. 1694)
1653 – John Oldham, English poet and translator (d. 1683)
1674 – František Maxmilián Kaňka, Czech architect, designed the Veltrusy Mansion (d. 1766)
1696 – Joseph Wenzel I, Prince of Liechtenstein (d. 1772)
1722 – Prince Augustus William of Prussia (d. 1758)
1726 – Francesco Cetti, Italian priest, zoologist, and mathematician (d. 1778)
1748 – Bernhard Schott, German music publisher (d. 1809)
1757 – Elizabeth Schuyler Hamilton, American humanitarian; wife of Alexander Hamilton (d. 1854)
1757 – Thomas Telford, Scottish architect and engineer, designed the Menai Suspension Bridge (d. 1834)
1776 – Amedeo Avogadro, Italian physicist and chemist (d. 1856)
1783 – Grand Duchess Alexandra Pavlovna of Russia (d. 1801)
1788 – Adoniram Judson, American missionary and lexicographer (d. 1850)
1797 – Charles Robert Malden, English lieutenant and surveyor (d. 1855)
1805 – Joseph Locke, English engineer and politician (d. 1860)
1845 – André Bessette, Canadian saint (d. 1937)
1847 – Maria Vittoria dal Pozzo, French-Italian wife of Amadeo I of Spain (d. 1876)
1848 – Alfred David Benjamin, Australian-born businessman and philanthropist. (d. 1900)
1861 – Dorothea Klumpke, American astronomer and academic (d. 1942)
1867 – Evelina Haverfield, Scottish nurse and activist (d. 1920)
1872 – Archduke Joseph August of Austria (d. 1962)
1874 – Reynaldo Hahn, Venezuelan composer and conductor (d. 1947)
1875 – Albert Ketèlbey, English pianist, composer, and conductor (d. 1959)
1878 – Eileen Gray, Irish architect and furniture designer (d. 1976)
1879 – John Willcock, Australian politician, 15th Premier of Western Australia, (d. 1956)
1881 – Prince Antônio Gastão of Orléans-Braganza, Brazilian prince (d. 1918)
1890 – Eino Kaila, Finnish philosopher and psychologist, attendant of the Vienna circle (d. 1958)
1896 – Erich Hückel, German physicist and chemist (d. 1980)
1896 – Jean Piaget, Swiss psychologist and philosopher (d. 1980)
1899 – P. L. Travers, Australian-English author and actress (d. 1996)
1900 – Charles Farrell, American actor and singer (d. 1990)
1901–present
1902 – Zino Francescatti, French violinist (d. 1991)
1902 – Panteleimon Ponomarenko, Russian general and politician (d. 1984)
1905 – Leo Genn, British actor and barrister (d. 1978)
1909 – Vinayaka Krishna Gokak, Indian scholar, author, and academic (d. 1992)
1909 – Willa Beatrice Player, American educator, first Black woman college president (d. 2003)
1909 – Adam von Trott zu Solz, German lawyer and diplomat (d. 1944)
1911 – William Alfred Fowler, American astronomer and astrophysicist, Nobel Laureate (d. 1996)
1911 – Eddie Futch, American boxer and trainer (d. 2001)
1911 – John McQuade, Northern Irish soldier, boxer, and politician (d. 1984)
1913 – Wilbur Norman Christiansen, Australian astronomer and engineer (d. 2007)
1914 – Ferenc Fricsay, Hungarian-Austrian conductor and director (d. 1963)
1914 – Tove Jansson, Finnish author and illustrator (d. 2001)
1914 – Joe Mercer, English footballer and manager (d. 1990)
1915 – Mareta West, American astronomer and geologist (d. 1998)
1918 – Kermit Beahan, American colonel (d. 1989)
1918 – Giles Cooper, Irish soldier and playwright (d. 1966)
1918 – Albert Seedman, American police officer (d. 2013)
1919 – Joop den Uyl, Dutch journalist, economist, and politician, Deputy Prime Minister of the Netherlands (d. 1987)
1919 – Ralph Houk, American baseball player and manager (d. 2010)
1920 – Enzo Biagi, Italian journalist and author (d. 2007)
1921 – Ernest Angley, American evangelist and author (d. 2021)
1921 – J. James Exon, American soldier and politician, 33rd Governor of Nebraska (d. 2005)
1922 – Philip Larkin, English poet and novelist (d. 1985)
1924 – Mathews Mar Barnabas, Indian metropolitan (d. 2012)
1924 – Frank Martínez, American soldier and painter (d. 2013)
1925 – David A. Huffman, American computer scientist, developed Huffman coding (d. 1999)
1926 – Denis Atkinson, Barbadian cricketer (d. 2001)
1927 – Daniel Keyes, American short story writer and novelist (d. 2014)
1927 – Robert Shaw, English actor and screenwriter (d. 1978)
1928 – Bob Cousy, American basketball player and coach
1928 – Camilla Wicks, American violinist and educator (d. 2020)
1928 – Dolores Wilson, American soprano and actress (d. 2010)
1929 – Abdi İpekçi, Turkish journalist and activist (d. 1979)
1930 – Milt Bolling, American baseball player and scout (d. 2013)
1930 – Jacques Parizeau, Canadian economist and politician, 26th Premier of Quebec (d. 2015)
1931 – Chuck Essegian, American baseball player and lawyer
1931 – James Freeman Gilbert, American geophysicist and academic (d. 2014)
1931 – Paula Kent Meehan, American businesswoman, co-founded Redken (d. 2014)
1931 – Mário Zagallo, Brazilian footballer and coach
1932 – Tam Dalyell, Scottish academic and politician (d. 2017)
1932 – John Gomery, Canadian lawyer and jurist (d. 2021)
1933 – Tetsuko Kuroyanagi, Japanese actress, talk show host, and author
1935 – Beverlee McKinsey, American actress (d. 2008)
1936 – Julián Javier, Dominican-American baseball player
1936 – Patrick Tse, Chinese-Hong Kong actor, director, producer, and screenwriter
1938 – Leonid Kuchma, Ukrainian engineer and politician, 2nd President of Ukraine
1938 – Rod Laver, Australian tennis player and coach
1938 – Otto Rehhagel, German footballer, coach, and manager
1939 – Hércules Brito Ruas, Brazilian footballer
1939 – Vincent Hanna, Northern Irish journalist (d. 1997)
1939 – The Mighty Hannibal, American singer-songwriter and producer (d. 2014)
1939 – Billy Henderson, American singer (d. 2007)
1939 – Bulle Ogier, French actress and screenwriter
1939 – Romano Prodi, Italian academic and politician, 52nd Prime Minister of Italy
1939 – Butch Warren, American bassist (d. 2013)
1940 – Linda Keen, American mathematician and academic
1942 – David Steinberg, Canadian actor, director, producer, and screenwriter
1943 – Ken Norton, American boxer and actor (d. 2013)
1944 – George Armstrong, English footballer (d. 2000)
1944 – Patrick Depailler, French racing driver (d. 1980)
1944 – Sam Elliott, American actor and producer
1944 – Patricia McKissack, American soldier, engineer, and author (d. 2017)
1945 – Barbara Delinsky, American author
1945 – Aleksandr Gorelik, Russian figure skater and sportscaster (d. 2012)
1945 – Posy Simmonds, English author and illustrator
1946 – Rinus Gerritsen, Dutch rock bass player
1947 – Roy Hodgson, English footballer and manager
1947 – Barbara Mason, American R&B/soul singer-songwriter
1947 – John Varley, American author
1948 – Bill Campbell, American baseball player and coach (d. 2023)
1949 – Jonathan Kellerman, American psychologist and author
1949 – Ted Simmons, American baseball player and coach
1951 – James Naughtie, Scottish journalist and radio host
1951 – Steve Swisher, American baseball player and manager
1952 – Prateep Ungsongtham Hata, Thai activist and politician
1953 – Kay Stenshjemmet, Norwegian speed skater
1953 – Jean Tirole, French economist and academic, Nobel Prize laureate
1954 – Ray Jennings, South African cricketer and coach
1954 – Pete Thomas, English drummer
1955 – John E. Sweeney, American lawyer and politician
1956 – Gordon Singleton, Canadian Olympic cyclist
1957 – Melanie Griffith, American actress and producer
1958 – Amanda Bearse, American actress, comedian and director
1958 – Calie Pistorius, South African engineer and academic
1959 – Kurtis Blow, American rapper, producer, and actor
1959 – Michael Kors, American fashion designer
1961 – Brad Gilbert, American tennis player and sportscaster
1961 – John Key, New Zealand businessman and politician, 38th Prime Minister of New Zealand
1962 – Louis Lipps, American football player and radio host
1962 – Kevin Mack, American football player
1962 – John "Hot Rod" Williams, American basketball player (d. 2015)
1963 – Whitney Houston, American singer-songwriter, producer, and actress (d. 2012)
1963 – Jay Leggett, American actor, director, producer, and screenwriter (d. 2013)
1963 – Barton Lynch, Australian surfer
1964 – Brett Hull, Canadian-American ice hockey player and manager
1964 – Hoda Kotb, American journalist and television personality
1965 – Nitin Chandrakant Desai, Indian art director, production designer, and film and television producer (d. 2023)
1966 – Vinny Del Negro, American basketball player and coach
1966 – Linn Ullmann, Norwegian journalist and author
1967 – Deion Sanders, American football and baseball player
1968 – Gillian Anderson, American-British actress, activist and writer
1968 – Eric Bana, Australian actor, comedian, producer, and screenwriter
1968 – Sam Fogarino, American drummer
1968 – McG, American director and producer
1969 – Troy Percival, American baseball player and coach
1970 – Rod Brind'Amour, Canadian ice hockey player and coach
1970 – Chris Cuomo, American lawyer and journalist
1970 – Thomas Lennon, American actor and comedian
1972 – Juanes, Colombian singer and songwriter
1973 – Filippo Inzaghi, Italian footballer and manager
1973 – Kevin McKidd, Scottish actor and director
1973 – Gene Luen Yang, American author and illustrator
1974 – Derek Fisher, American basketball player and coach
1974 – Stephen Fung, Hong Kong actor, singer, director, and screenwriter
1974 – Lesley McKenna, Scottish snowboarder
1974 – Matt Morris, American baseball player
1974 – Kirill Reznik, American lawyer and politician
1974 – Raphaël Poirée, French biathlete
1975 – Mahesh Babu, Indian actor and producer
1975 – Valentin Kovalenko, Uzbek football referee
1975 – Mike Lamb, American baseball player
1975 – Robbie Middleby, Australian soccer player
1976 – Rhona Mitra, English actress and singer
1976 – Audrey Tautou, French model and actress
1976 – Jessica Capshaw, American actress
1977 – Jason Frasor, American baseball player
1977 – Chamique Holdsclaw, American basketball player
1977 – Ravshan Irmatov, Uzbek football referee
1977 – Adewale Ogunleye, American football player
1977 – Ime Udoka, American basketball player and coach
1977 – Mikaël Silvestre, French footballer
1978 – Dorin Chirtoacă, Moldavian lawyer and politician, Mayor of Chișinău
1978 – Ana Serradilla, Mexican actress and producer
1978 – Wesley Sonck, Belgian footballer
1979 – Michael Kingma, Australian basketball player
1979 – Lisa Nandy, British politician
1979 – Tony Stewart, American football player
1981 – Jarvis Hayes, American basketball player
1981 – Li Jiawei, Singaporean table tennis player
1982 – Joel Anthony, American basketball player
1982 – Tyson Gay, American sprinter
1982 – Yekaterina Samutsevich, Russian singer and activist
1982 – Kanstantsin Sivtsov, Belarusian cyclist
1983 – Dan Levy, Canadian actor and comedian
1983 – Hamilton Masakadza, Zimbabwean cricketer
1983 – Shane O'Brien, Canadian ice hockey player
1983 – Alicja Smietana, Polish-English violinist
1984 – Paul Gallagher, Scottish footballer
1985 – Luca Filippi, Italian racing driver
1985 – Filipe Luís, Brazilian footballer
1985 – Anna Kendrick, American actress and singer
1985 – Hayley Peirsol, American swimmer
1985 – JaMarcus Russell, American football player
1985 – Chandler Williams, American football player (d. 2013)
1986 – Michael Lerchl, German footballer
1986 – Daniel Preussner, German rugby player
1986 – Tyler Smith, American singer-songwriter and bass player
1987 – Marek Niit, Estonian sprinter
1988 – Anthony Castonzo, American football player
1988 – Willian, Brazilian footballer
1988 – Vasilios Koutsianikoulis, Greek footballer
1989 – Jason Heyward, American baseball player
1989 – Stefano Okaka, Italian footballer
1989 – Kento Ono, Japanese actor and model
1990 – İshak Doğan, Turkish footballer
1990 – Sarah McBride, American LGBT activist
1990 – Stuart McInally, Scottish rugby player
1990 – Brice Roger, French skier
1990 – D'Arcy Short, Australian cricketer
1990 – Bill Skarsgård, Swedish actor
1991 – Alice Barlow, English actress
1991 – Alexa Bliss, American bodybuilder and wrestler
1991 – Hansika Motwani, Indian actress
1992 – Farahnaz Forotan, Afghan journalist
1993 – Jun.Q, South Korean singer and actor
1993 – Dipa Karmakar, Indian gymnast
1994 – Kelli Hubly, American soccer player
1994 – King Von, American rapper (d. 2020)
1995 – Eli Apple, American football player
1995 – Justice Smith, American actor
1996 – Sanya Lopez, Filipino actress and model
1999 – Deniss Vasiļjevs, Latvian figure skater
2000 – Arlo Parks, British singer-songwriter
2005 – Victoria Jiménez Kasintseva, Andorran tennis player
Deaths
Pre-1600
378 – Traianus, Roman general
378 – Valens, Roman emperor (b. 328)
803 – Irene of Athens, Byzantine ruler (b. 752)
833 – Al-Ma'mun, Iraqi caliph (b. 786)
1048 – Pope Damasus II
1107 – Emperor Horikawa of Japan (b. 1079)
1173 – Najm ad-Din Ayyub, Kurdish soldier and politician
1211 – William de Braose, 4th Lord of Bramber, exiled Anglo-Norman baron (b. 1144/53)
1260 – Walter of Kirkham, Bishop of Durham
1296 – Hugh, Count of Brienne, French crusader
1341 – Eleanor of Anjou, queen consort of Sicily (b. 1289)
1354 – Stephen, Duke of Slavonia, Hungarian prince (b. 1332)
1420 – Pierre d'Ailly, French theologian and cardinal (b. 1351)
1516 – Hieronymus Bosch, Early Netherlandish painter (b. circa 1450)
1534 – Thomas Cajetan, Italian cardinal and philosopher (b. 1470)
1580 – Metrophanes III of Constantinople (b. 1520)
1601–1900
1601 – Michael the Brave, Romanian prince (b. 1558)
1634 – William Noy, English lawyer and judge (b. 1577)
1720 – Simon Ockley, English orientalist and academic (b. 1678)
1744 – James Brydges, 1st Duke of Chandos, English academic and politician, Lord Lieutenant of Radnorshire (b. 1673)
1816 – Johann August Apel, German jurist and author (b. 1771)
1861 – Vincent Novello, English composer and publisher (b. 1781)
1886 – Samuel Ferguson, Irish lawyer and poet (b. 1810)
1901–present
1910 – Huo Yuanjia, Chinese martial artist, co-founded the Chin Woo Athletic Association (b. 1868)
1919 – Ruggero Leoncavallo, Italian composer and educator (b. 1857)
1920 – Samuel Griffith, Welsh-Australian politician, 9th Premier of Queensland (b. 1845)
1932 – John Charles Fields, Canadian mathematician, founder of the Fields Medal (b. 1863)
1941 – Richard Goss, Executed Irish Republican (b. 1915)
1942 – Edith Stein, German nun and saint (b. 1891)
1943 – Chaïm Soutine, Belarusian-French painter and educator (b. 1893)
1945 – Robert Hampton Gray, Canadian lieutenant and pilot, Victoria Cross recipient (b. 1917)
1945 – Harry Hillman, American runner and coach (b. 1881)
1946 – Bert Vogler, South African cricketer (b. 1876)
1948 – Hugo Boss, German fashion designer, founded Hugo Boss (b. 1885)
1949 – Edward Thorndike, American psychologist and academic (b. 1874)
1957 – Carl Clauberg, German Nazi physician (b. 1898)
1962 – Hermann Hesse, German-born Swiss poet, novelist, and painter, Nobel Prize laureate (b. 1877)
1963 – Patrick Bouvier Kennedy, American son of John F. Kennedy (b. 1963)
1967 – Joe Orton, English author and playwright (b. 1933)
1969 – Wojciech Frykowski, Polish-American actor and author (b. 1936)
1969 – Sharon Tate, American model and actress (b. 1943)
1969 – C. F. Powell, English physicist and academic, Nobel Prize laureate (b. 1903)
1972 – Sıddık Sami Onar, Turkish lawyer and academic (b. 1897)
1974 – Bill Chase, American trumpet player and bandleader (b. 1934)
1975 – Dmitri Shostakovich, Russian pianist and composer (b. 1906)
1978 – James Gould Cozzens, American novelist and short story writer (b. 1903)
1979 – Walter O'Malley, American businessman (b. 1903)
1979 – Raymond Washington, American gang leader, founded the Crips (b. 1953)
1980 – Jacqueline Cochran, American pilot (b. 1906)
1980 – Ruby Hurley, American civil rights activist (b. 1909)
1981 – Max Hoffman, Austrian-born car importer and businessman (b. 1904)
1985 – Clive Churchill, Australian rugby league player and coach (b. 1927)
1988 – M. Carl Holman, American author, educator, poet, and playwright (b. 1919)
1988 – Giacinto Scelsi, Italian composer (b. 1905)
1990 – Joe Mercer, English footballer and manager (b. 1914)
1992 – Fereydoun Farrokhzad, Iranian singer and actor (b. 1938)
1995 – Jerry Garcia, American singer-songwriter and guitarist (b. 1942)
1996 – Frank Whittle, English soldier and engineer, invented the jet engine (b. 1907)
1999 – Helen Rollason, English sports journalist and sportscaster (b. 1956)
1999 – Fouad Serageddin, Egyptian journalist and politician (b. 1910)
2000 – John Harsanyi, Hungarian-American economist and academic, Nobel Prize laureate (b. 1920)
2000 – Nicholas Markowitz, American murder victim (b. 1984)
2002 – Paul Samson, English guitarist (b. 1953)
2003 – Jacques Deray, French director and screenwriter (b. 1929)
2003 – Ray Harford, English footballer and manager (b. 1945)
2003 – Gregory Hines, American actor, dancer, and choreographer (b. 1946)
2003 – R. Sivagurunathan, Sri Lankan lawyer, journalist, and academic (b. 1931)
2004 – Robert Lecourt, French lawyer and politician, Lord Chancellor of France (b. 1908)
2004 – Tony Mottola, American guitarist and composer (b. 1918)
2004 – David Raksin, American composer and educator (b. 1912)
2005 – Judith Rossner, American author (b. 1935)
2006 – Philip E. High, English author (b. 1914)
2006 – James Van Allen, American physicist and academic (b. 1914)
2007 – Joe O'Donnell, American photographer and journalist (b. 1922)
2008 – Bernie Mac, American comedian, actor, screenwriter, and producer (b. 1957)
2008 – Mahmoud Darwish, Palestinian author and poet (b. 1941)
2010 – Calvin "Fuzz" Jones, American singer and bass player (b. 1926)
2010 – Ted Stevens, American soldier, lawyer, and politician (b. 1923)
2012 – Carl Davis, American record producer (b. 1934)
2012 – Gene F. Franklin, American engineer, theorist, and academic (b. 1927)
2012 – Al Freeman, Jr., American actor, director, and educator (b. 1934)
2012 – David Rakoff, Canadian-American actor and journalist (b. 1964)
2012 – Carmen Belen Richardson, Puerto Rican-American actress (b. 1930)
2012 – Mel Stuart, American director and producer (b. 1928)
2013 – Harry Elliott, American baseball player and coach (b. 1923)
2013 – Eduardo Falú, Argentinian guitarist and composer (b. 1923)
2013 – William Lynch, Jr., American lawyer and politician (b. 1947)
2014 – J. F. Ade Ajayi, Nigerian historian and academic (b. 1929)
2014 – Andriy Bal, Ukrainian footballer and coach (b. 1958)
2014 – Arthur G. Cohen, American businessman and philanthropist, co-founded Arlen Realty and Development Corporation (b. 1930)
2014 – Ed Nelson, American actor (b. 1928)
2015 – Frank Gifford, American football player, sportscaster, and actor (b. 1930)
2015 – John Henry Holland, American computer scientist and academic (b. 1929)
2015 – Walter Nahún López, Honduran footballer (b. 1977)
2015 – David Nobbs, English author and screenwriter (b. 1935)
2015 – Kayyar Kinhanna Rai, Indian journalist, author, and poet (b. 1915)
2015 – Fikret Otyam, Turkish painter and journalist (b. 1926)
2016 – Gerald Grosvenor, 6th Duke of Westminster, third-richest British citizen (b. 1951)
2021 – Pat Hitchcock, English actress and producer (b. 1928)
2021 – Killer Kau, South African rapper, dancer and record producer (b. 1998)
2021 – Zairaini Sarbini, Malaysian voice actress (b. 1972)
2023 – Robbie Robertson, Canadian singer-songwriter, guitarist, producer, and actor (b. 1943)
Holidays and observances
Battle of Gangut Day (Russia)
Christian feast day:
Candida Maria of Jesus
Edith Stein (St Teresa Benedicta of the Cross)
Firmus and Rusticus
Herman of Alaska (Russian Orthodox Church and related congregations; Episcopal Church (USA))
John Vianney (1950s – currently August 4)
Mary Sumner (Church of England)
Nath Í of Achonry
Romanus Ostiarius
Secundian, Marcellian and Verian
August 9 (Eastern Orthodox liturgics)
International Day of the World's Indigenous Peoples (United Nations)
Meyboom (Brussels and Leuven, Belgium)
National Day, celebrates the independence of Singapore from Malaysia in 1965.
National Peacekeepers' Day, celebrated on Sunday closest to the day (Canada)
National Women's Day (South Africa)
References
External links
Days of the year
August
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1028
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https://en.wikipedia.org/wiki/Aristophanes
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Aristophanes
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Aristophanes (; , ; c. 446 – c. 386 BC), son of Philippus, of the deme Kydathenaion (), was a comic playwright or comedy-writer of ancient Athens and a poet of Old Attic Comedy. Eleven of his forty plays survive virtually complete. These provide the most valuable examples of a genre of comic drama known as Old Comedy and are used to define it, along with fragments from dozens of lost plays by Aristophanes and his contemporaries.
Also known as "The Father of Comedy" and "the Prince of Ancient Comedy", Aristophanes has been said to recreate the life of ancient Athens more convincingly than any other author. His powers of ridicule were feared and acknowledged by influential contemporaries; Plato singled out Aristophanes' play The Clouds as slander that contributed to the trial and subsequent condemning to death of Socrates, although other satirical playwrights had also caricatured the philosopher.
Aristophanes' second play, The Babylonians (now lost), was denounced by Cleon as a slander against the Athenian polis. It is possible that the case was argued in court, but details of the trial are not recorded and Aristophanes caricatured Cleon mercilessly in his subsequent plays, especially The Knights, the first of many plays that he directed himself. "In my opinion," he says through that play's Chorus, "the author-director of comedies has the hardest job of all."
Etymology
Aristophanes's name means 'one who appears best', from the Greek 'ἄριστος' (Aristos) meaning "best" and 'φαίνομαι', meaning "appear".
Biography
Less is known about Aristophanes than about his plays. In fact, his plays are the main source of information about him and his life. It was conventional in Old Comedy for the chorus to speak on behalf of the author during an address called the parabasis and thus some biographical facts can be found there. However, these facts relate almost entirely to his career as a dramatist and the plays contain few clear and unambiguous clues about his personal beliefs or his private life. He was a comic poet in an age when it was conventional for a poet to assume the role of teacher (didaskalos), and though this specifically referred to his training of the Chorus in rehearsal, it also covered his relationship with the audience as a commentator on significant issues.
Aristophanes claimed to be writing for a clever and discerning audience, yet he also declared that "other times" would judge the audience according to its reception of his plays. He sometimes boasts of his originality as a dramatist yet his plays consistently espouse opposition to radical new influences in Athenian society. He caricatured leading figures in the arts (notably Euripides, whose influence on his own work however he once grudgingly acknowledged), in politics (especially the populist Cleon), and in philosophy/religion (where Socrates was the most obvious target). Such caricatures seem to imply that Aristophanes was an old-fashioned conservative, yet that view of him leads to contradictions.
It has been argued that Aristophanes produced plays mainly to entertain the audience and to win prestigious competitions. His plays were written for production at the great dramatic festivals of Athens, the Lenaia and City Dionysia, where they were judged and awarded prizes in competition with the works of other comic dramatists. An elaborate series of lotteries, designed to prevent prejudice and corruption, reduced the voting judges at the City Dionysia to just five. These judges probably reflected the mood of the audiences yet there is much uncertainty about the composition of those audiences. The theatres were certainly huge, with seating for at least 10,000 at the Theatre of Dionysus. The day's program at the City Dionysia for example was crowded, with three tragedies and a satyr play ahead of a comedy, but it is possible that many of the poorer citizens (typically the main supporters of demagogues like Cleon) occupied the festival holiday with other pursuits. The conservative views expressed in the plays might therefore reflect the attitudes of the dominant group in an unrepresentative audience.
The production process might also have influenced the views expressed in the plays. Throughout most of Aristophanes' career, the Chorus was essential to a play's success and it was recruited and funded by a choregus, a wealthy citizen appointed to the task by one of the archons. A choregus could regard his personal expenditure on the Chorus as a civic duty and a public honour, but Aristophanes showed in The Knights that wealthy citizens might regard civic responsibilities as punishment imposed on them by demagogues and populists like Cleon. Thus the political conservatism of the plays may reflect the views of the wealthiest section of Athenian society, on whose generosity all dramatists depended for putting on their plays.
When Aristophanes' first play The Banqueters was produced, Athens was an ambitious, imperial power and the Peloponnesian War was only in its fourth year. His plays often express pride in the achievement of the older generation (the victors at Marathon) yet they are not jingoistic, and they are staunchly opposed to the war with Sparta. The plays are particularly scathing in criticism of war profiteers, among whom populists such as Cleon figure prominently. By the time his last play was produced (around 386 BC) Athens had been defeated in war, its empire had been dismantled and it had undergone a transformation from being the political to the intellectual centre of Greece. Aristophanes was part of this transformation and he shared in the intellectual fashions of the period—the structure of his plays evolves from Old Comedy until, in his last surviving play, Wealth II, it more closely resembles New Comedy. However it is uncertain whether he led or merely responded to changes in audience expectations.
Aristophanes won second prize at the City Dionysia in 427 BC with his first play The Banqueters (now lost). He won first prize there with his next play, The Babylonians (also now lost). It was usual for foreign dignitaries to attend the City Dionysia, and The Babylonians caused some embarrassment for the Athenian authorities since it depicted the cities of the Delian League as slaves grinding at a mill. Some influential citizens, notably Cleon, reviled the play as slander against the polis and possibly took legal action against the author. The details of the trial are unrecorded but, speaking through the hero of his third play The Acharnians (staged at the Lenaia, where there were few or no foreign dignitaries), the poet carefully distinguishes between the polis and the real targets of his acerbic wit:
Aristophanes repeatedly savages Cleon in his later plays. But these satirical diatribes appear to have had no effect on Cleon's political career—a few weeks after the performance of The Knights—a play full of anti-Cleon jokes—Cleon was elected to the prestigious board of ten generals. Cleon also seems to have had no real power to limit or control Aristophanes: the caricatures of him continued up to and even beyond his death.
In the absence of clear biographical facts about Aristophanes, scholars make educated guesses based on interpretation of the language in the plays. Inscriptions and summaries or comments by Hellenistic and Byzantine scholars can also provide useful clues. We know from a combination of these sources, and especially from comments in The Knights and The Clouds, that Aristophanes' first three plays were not directed by him; they were instead directed by Callistratus and Philoneides, an arrangement that seemed to suit Aristophanes since he appears to have used these same directors in many later plays as well (Philoneides for example later directed The Frogs and he was also credited, perhaps wrongly, with directing The Wasps). Aristophanes's use of directors complicates our reliance on the plays as sources of biographical information, because apparent self-references might have been made with reference to his directors instead. Thus, for example, a statement by the chorus in The Acharnians seems to indicate that the "poet" had a close, personal association with the island of Aegina. Similarly, the hero in The Acharnians complains about Cleon "dragging me into court" over "last year's play."
Comments made by the Chorus referring to Aristophanes in The Clouds have been interpreted as evidence that he can hardly have been more than 18 years old when his first play The Banqueters was produced. The second parabasis in Wasps appears to indicate that he reached some kind of temporary accommodation with Cleon following either the controversy over The Babylonians or a subsequent controversy over The Knights. It has been inferred from statements in The Clouds and Peace that Aristophanes was prematurely bald.
Aristophanes was probably victorious at least once at the City Dionysia, with Babylonians in 427, and at least three times at the Lenaia, with The Acharnians in 425, Knights in 424, and Frogs in 405. Frogs in fact won the unique distinction of a repeat performance at a subsequent festival. A son of Aristophanes, Araros, was also a comic poet and he could have been heavily involved in the production of his father's play Wealth II in 388. Araros is also thought to have been responsible for the posthumous performances of the now lost plays Aeolosicon II and Cocalus, and it is possible that the last of these won the prize at the City Dionysia in 387. It appears that a second son, Philippus, was twice victorious at the Lenaia and he could have directed some of Eubulus’ comedies. A third son was called either Nicostratus or Philetaerus, and a man by the latter name appears in the catalogue of Lenaia victors with two victories, the first probably in the late 370s.
Plato's The Symposium appears to be a useful source of biographical information about Aristophanes, but its reliability is open to doubt. It purports to be a record of conversations at a dinner party at which both Aristophanes and Socrates are guests, held some seven years after the performance of The Clouds, the play in which Socrates was cruelly caricatured. One of the guests, Alcibiades, even quotes from the play when teasing Socrates over his appearance and yet there is no indication of any ill-feeling between Socrates and Aristophanes. Plato's Aristophanes is in fact a genial character and this has been interpreted as evidence of Plato's own friendship with him (their friendship appears to be corroborated by an epitaph for Aristophanes, reputedly written by Plato, in which the playwright's soul is compared to an eternal shrine for the Graces). Plato was only a boy when the events in The Symposium are supposed to have occurred and it is possible that his Aristophanes is in fact based on a reading of the plays. For example, conversation among the guests turns to the subject of Love and Aristophanes explains his notion of it in terms of an amusing allegory, a device he often uses in his plays. He is represented as suffering an attack of hiccups and this might be a humorous reference to the crude physical jokes in his plays. He tells the other guests that he is quite happy to be thought amusing but he is wary of appearing ridiculous. This fear of being ridiculed is consistent with his declaration in The Knights that he embarked on the career of comic playwright warily after witnessing the public contempt and ridicule that other dramatists had incurred.
Aristophanes survived The Peloponnesian War, two oligarchic revolutions and two democratic restorations; this has been interpreted as evidence that he was not actively involved in politics, despite his highly political plays. He was probably appointed to the Council of Five Hundred for a year at the beginning of the fourth century, but such appointments were very common in democratic Athens.
Use of language
The language of Aristophanes' plays, and in Old Comedy generally, was valued by ancient commentators as a model of the Attic dialect. The orator Quintilian believed that the charm and grandeur of the Attic dialect made Old Comedy an example for orators to study and follow, and he considered it inferior in these respects only to the works of Homer. A revival of interest in the Attic dialect may have been responsible for the recovery and circulation of Aristophanes' plays during the fourth and fifth centuries AD, resulting in their survival today. In Aristophanes' plays, the Attic dialect is couched in verse and his plays can be appreciated for their poetic qualities.
For Aristophanes' contemporaries the works of Homer and Hesiod formed the cornerstones of Hellenic history and culture. Thus poetry had a moral and social significance that made it an inevitable topic of comic satire. Aristophanes was very conscious of literary fashions and traditions and his plays feature numerous references to other poets. These include not only rival comic dramatists such as Eupolis and Hermippus and predecessors such as Magnes, Crates and Cratinus, but also tragedians, notably Aeschylus, Sophocles and Euripides, all three of whom are mentioned in e.g. The Frogs. Aristophanes was the equal of these great tragedians in his subtle use of lyrics. He appears to have modelled his approach to language on that of Euripides in particular, so much so that the comic dramatist Cratinus labelled him a 'Euripidaristophanist' addicted to hair-splitting niceties.
A full appreciation of Aristophanes' plays requires an understanding of the poetic forms he employed with virtuoso skill, and of their different rhythms and associations. There were three broad poetic forms: iambic dialogue, tetrameter verses and lyrics:
Iambic dialogue: Aristophanes achieves an effect resembling natural speech through the use of the iambic trimeter (corresponding to the effects achieved by English poets such as Shakespeare using iambic pentameters). His realistic use of the meter makes it ideal for both dialogue and soliloquy, as for instance in the prologue, before the arrival of the Chorus, when the audience is introduced to the main issues in the plot. The Acharnians opens with these three lines by the hero, Dikaiopolis (rendered here in English as iambic pentameters):
How many are the things that vex my heart!
Pleasures are few, so very few – just four –
But stressful things are manysandthousandsandheaps!
Here Aristophanes employs a frequent device, arranging the syntax so that the final word in a line comes as a comic climax. The hero's pleasures are so few he can number them (, four) but his causes for complaint are so many they beggar numerical description and he must invent his own word for them (, literally "sandhundredheaps", here paraphrased "manysandthousandsandheaps"). The use of invented compound words is another comic device frequently found in the plays.
Tetrameter catalectic verses: These are long lines of anapests, trochees or iambs (where each line is ideally measured in four dipodes or pairs of feet), used in various situations within each play such as:
formal debates or agons between characters (typically in anapestic rhythm);
excited dialogue or heated argument (typically trochaic rhythm, the same as in early tragedy);
long speeches declaimed by the Chorus in parabases (in either anapestic or trochaic rhythms);
informal debates barely above the level of ordinary dialogue (typically iambic).
Anapestic rhythms are naturally jaunty (as in many limericks) and trochaic meter is suited to rapid delivery (the word "trochee" is in fact derived from trechein, "to run", as demonstrated for example by choruses who enter at speed, often in aggressive mood) However, even though both these rhythms can seem to "bowl along" Aristophanes often varies them through use of complex syntax and substituted meters, adapting the rhythms to the requirements of serious argument. In an anapestic passage in The Frogs, for instance, the character Aeschylus presents a view of poetry that is supposed to be serious but which leads to a comic interruption by the god, Dionysus:
AES.:It was Orpheus singing who taught us religion and how wrong people are when they kill,
And we learned from Musaeus medicinal cures and the science of divination.
If it's farming you want, Hesiod knows it all, when to plant, when to harvest. How godlike
Homer got to be famous, I'll tell if you ask: he taught us what all good men should know,
Discipline, fortitude, battle-readiness. DIO.: But no-one taught Pantocles – yesterday
He was marching his men up and down on parade when the crest of his helmet fell off!
The rhythm begins at a typical anapestic gallop, slows down to consider the revered poets Hesiod and Homer, then gallops off again to its comic conclusion at the expense of the unfortunate Pantocles. Such subtle variations in rhythm are common in the plays, allowing for serious points to be made while still whetting the audience's appetite for the next joke.
Lyrics: Almost nothing is known about the music that accompanied Greek lyrics, and the meter is often so varied and complex that it is difficult for modern readers or audiences to get a feel for the intended effects, yet Aristophanes still impresses with the charm and simplicity of his lyrics. Some of the most memorable and haunting lyrics are dignified hymns set free of the comic action. In the example below, taken from The Wasps, the lyric is merely a comic interlude and the rhythm is steadily trochaic. The syntax in the original Greek is natural and unforced and it was probably accompanied by brisk and cheerful music, gliding to a concluding pun at the expense of Amynias, who is thought to have lost his fortune gambling.
Though to myself I often seem
A bright chap and not awkward,
None comes close to Amynias,
Son of Sellos of the Bigwig
Clan, a man I once saw
Dine with rich Leogorus.
Now as poor as Antiphon,
He lives on apples and pomegranates
Yet he got himself appointed
Ambassador to Pharsalus,
Way up there in Thessaly,
Home of the poor Penestes:
Happy to be where everyone
Is as penniless as he is!
The pun here in English translation (Penestes–penniless) is a weak version of the Greek pun , Penéstaisi-penéstĕs, "destitute". Many of the puns in the plays are based on words that are similar rather than identical, and it has been observed that there could be more of them than scholars have yet been able to identify. Others are based on double meanings. Sometimes entire scenes are constructed on puns, as in The Acharnians with the Megarian farmer and his pigs: the Megarian farmer defies the Athenian embargo against Megarian trade, and tries to trade his daughters disguised as pigs, except "pig" was ancient slang for "vagina". Since the embargo against Megara was the pretext for the Peloponnesian War, Aristophanes naturally concludes that this whole mess happened because of "three cunts".
It can be argued that the most important feature of the language of the plays is imagery, particularly the use of similes, metaphors and pictorial expressions. In The Knights, for example, the ears of a character with selective hearing are represented as parasols that open and close. In The Frogs, Aeschylus is said to compose verses in the manner of a horse rolling in a sandpit. Some plays feature revelations of human perfectibility that are poetic rather than religious in character, such as the marriage of the hero Pisthetairos to Zeus's paramour in The Birds and the "recreation" of old Athens, crowned with roses, at the end of The Knights.
Rhetoric
It is widely believed that Aristophanes condemned rhetoric on both moral and political grounds. He states, "a speaker trained in the new rhetoric may use his talents to deceive the jury and bewilder his opponents so thoroughly that the trial loses all semblance of fairness" He is speaking to the "art" of flattery, and evidence points towards the fact that many of Aristophanes' plays were actually created with the intent to attack the view of rhetoric. The most noticeable attack can be seen in his play Banqueters, in which two brothers from different educational backgrounds argue over which education is better. One brother comes from a background of "old-fashioned" education while the other brother appears to be a product of the sophistic education
The chorus was mainly used by Aristophanes as a defense against rhetoric and would often talk about topics such as the civic duty of those who were educated in classical teachings. In Aristophanes' opinion it was the job of those educated adults to protect the public from deception and to stand as a beacon of light for those who were more gullible than others. One of the main reasons why Aristophanes was so against the sophists came into existence from the requirements listed by the leaders of the organization. Money was essential, which meant that roughly all of the pupils studying with the sophists came from upper-class backgrounds and excluded the rest of the polis. Aristophanes believed that education and knowledge was a public service and that anything that excluded willing minds was nothing but an abomination. He concludes that all politicians that study rhetoric must have "doubtful citizenships, unspeakable morals, and too much arrogance".
Aristophanes and Old Comedy
The plays of Aristophanes are among the defining examples of Old Comedy. Aristophanes' plays are also the only full length Old Comedy plays that have survived from antiquity. Thus making them literally among the most defining elements, for defining Old Comedy... For this reason, an understanding of Old Comedy and Aristophanes' place in it is useful to comprehend his plays in their historical and cultural context. The themes of Old Comedy included:
Inclusive comedy: Old Comedy provided a variety of entertainments for a diverse audience. It accommodated a serious purpose, light entertainment, hauntingly beautiful lyrics, the buffoonery of puns and invented words, obscenities, disciplined verse, wildly absurd plots and a formal, dramatic structure.
Fantasy and absurdity: Fantasy in Old Comedy is unrestricted and impossibilities are ignored. Situations are developed logically to absurd conclusions, an approach to humour that is echoed for instance in the works of Lewis Carroll and Eugène Ionesco (the Theatre of the Absurd). The crazy costume worn by Dionysus in The Frogs is typical of an absurd result obtained on logical grounds—he wears a woman's saffron-coloured tunic because effeminacy is an aspect of his divinity, buskin boots because he is interested in reviving the art of tragedy, and a lion skin cape because, like Heracles, his mission leads him into Hades. Absurdities develop logically from initial premises in a plot. In The Knights for instance, Cleon's corrupt service to the people of Athens is originally depicted as a household relationship in which the slave dupes his master. The introduction of a rival, who is not a member of the household, leads to an absurd shift in the metaphor, so that Cleon and his rival become erastai competing for the affections of an eromenos, hawkers of oracles competing for the attention of a credulous public, athletes in a race for approval and orators competing for the popular vote.
The resourceful hero: In Aristophanic comedy, the hero is an independent-minded and self-reliant individual. He has something of the ingenuity of Homer's Odysseus and much of the shrewdness of the farmer idealized in Hesiod's Works and Days, subjected to corrupt leaders and unreliable neighbours. Typically he devises a complicated and highly fanciful escape from an intolerable situation. Thus Dikaiopolis in The Acharnians contrives a private peace treaty with the Spartans; Bdelucleon in The Wasps turns his own house into a private law court in order to keep his jury-addicted father safely at home; Trygaeus in Peace flies to Olympus on a giant dung beetle to obtain an end to the Peloponnesian War; Pisthetairus in Birds sets off to establish his own colony and becomes instead the ruler of the bird kingdom and a rival to the gods.
The resourceful cast: The numerous surprising developments in an Aristophanic plot, the changes in scene, and the farcical comings and goings of minor characters towards the end of a play, were managed according to theatrical convention with only three principal actors (a fourth actor, often the leader of the chorus, was permitted to deliver short speeches). Songs and addresses to the audience by the Chorus gave the actors hardly enough time off-stage to draw breath and to prepare for changes in scene.
Complex structure: The action of an Aristophanic play obeyed a crazy logic of its own and yet it always unfolded within a formal, dramatic structure that was repeated with minor variations from one play to another. The different, structural elements are associated with different poetic meters and rhythms and these are generally lost in English translations.
Dramatic structure of Aristophanes' plots
The structural elements of a typical Aristophanic plot can be summarized as follows:
prologue – an introductory scene with a dialogue and/or soliloquy addressed to the audience, expressed in iambic trimeter and explaining the situation that is to be resolved in the play;
parodos – the arrival of the chorus, dancing and singing, sometimes followed by a choreographed skirmish with one or more actors, often expressed in long lines of tetrameters;
symmetrical scenes – passages featuring songs and declaimed verses in long lines of tetrameters, arranged symmetrically in two sections such that each half resembles the other in meter and line length; the agon and parabasis can be considered specific instances of symmetrical scenes:
parabasis – verses through which the Chorus addresses the audience directly, firstly in the middle of the play and again near the end (see the section below, Parabasis);
agon – a formal debate that decides the outcome of the play, typically in anapestic tetrameter, though iambs are sometimes used to delineate inferior arguments;
episodes – sections of dialogue in iambic trimeter, often in a succession of scenes featuring minor characters towards the end of a play;
songs ('strophes'/'antistrophes' or 'odes'/'antodes') – often in symmetrical pairs where each half has the same meter and number of lines as the other, used as transitions between other structural elements, or between scenes while actors change costume, and often commenting on the action;
exodus – the departure of the Chorus and the actors, in song and dance celebrating the hero's victory and sometimes celebrating a symbolic marriage.
The rules of competition did not prevent a playwright arranging and adjusting these elements to suit his particular needs. In The Acharnians and Peace, for example, there is no formal agon whereas in The Clouds there are two agons.
Parabasis
The parabasis is an address to the audience by the chorus or chorus leader while the actors leave or have left the stage. In this role, the chorus is sometimes out of character, as the author's voice, and sometimes in character, although these capacities are often difficult to distinguish. Generally the parabasis occurs somewhere in the middle of a play and often there is a second parabasis towards the end. The elements of a parabasis have been defined and named by scholars but it is probable that Aristophanes' own understanding was less formal. The selection of elements can vary from play to play and it varies considerably within plays between first and second parabasis. The early plays (The Acharnians to The Birds) are fairly uniform in their approach however and the following elements of a parabasis can be found within them.
kommation: This is a brief prelude, comprising short lines and often including a valediction to the departing actors, such as (Go rejoicing!).
parabasis proper: This is usually a defense of the author's work and it includes criticism of the audience's attitude. It is declaimed in long lines of 'anapestic tetrameters'. Aristophanes himself refers to the parabasis proper only as 'anapests'.
pnigos: Sometimes known as 'a choker', it comprises a few short lines appended to the parabasis proper as a kind of rapid patter (it has been suggested that some of the effects achieved in a pnigos can be heard in "The Lord Chancellor's Nightmare Song", in act 2 of Gilbert and Sullivan's Iolanthe).
epirrhematic syzygies: These are symmetrical scenes that mirror each other in meter and number of lines. They form part of the first parabasis and they often comprise the entire second parabasis. They are characterized by the following elements:
strophe or ode: These are lyrics in a variety of meters, sung by the Chorus in the first parabasis as an invocation to the gods and as a comic interlude in the second parabasis.
epirrhema: These are usually long lines of trochaic tetrameters. Broadly political in their significance, they were probably spoken by the leader of the Chorus in character.
antistrophe or antode: These are songs that mirror the strophe/ode in meter, length and function.
antepirrhema. This is another declaimed passage and it mirrors the epirrhema in meter, length and function.
The Wasps is thought to offer the best example of a conventional approach and the elements of a parabasis can be identified and located in that play as follows.
{| class="wikitable" style="margin: 1em auto 1em auto; background-color: #ffffff"
! Elements in The Wasps
! 1st parabasis
! 2nd parabasis
|-
| kommation
| lines 1009–1014
| ---
|-
| parabasis proper
| lines 1015–1050
| ---
|-
| pnigos
| lines 1051–1059
| ---
|-
| strophe
| lines 1060–1070
| lines 1265–1274
|-
| epirrhema
| lines 1071–1090
| lines 1275–1283
|-
| antistrophe
| lines 1091–1101
| missing
|-
| antepirrhema
| lines 1102–1121
| lines 1284–1291
|}
Textual corruption is probably the reason for the absence of the antistrophe in the second parabasis.
However, there are several variations from the ideal even within the early plays. For example, the parabasis proper in The Clouds (lines 518–562) is composed in eupolidean meter rather than in anapests and the second parabasis includes a kommation but it lacks strophe, antistrophe and antepirrhema (The Clouds lines 1113–1130). The second parabasis in The Acharnians lines 971–999 can be considered a hybrid parabasis/song (i.e. the declaimed sections are merely continuations of the strophe and antistrophe) and, unlike the typical parabasis, it seems to comment on actions that occur on stage during the address. An understanding of Old Comedy conventions such as the parabasis is necessary for a proper understanding of Aristophanes' plays; on the other hand, a sensitive appreciation of the plays is necessary for a proper understanding of the conventions.
Influence and legacy
The tragic dramatists, Sophocles and Euripides, died near the end of the Peloponnesian War and the art of tragedy thereafter ceased to develop, yet comedy did continue to evolve after the defeat of Athens and it is possible that it did so because, in Aristophanes, it had a master craftsman who lived long enough to help usher it into a new age. Indeed, according to one ancient source (Platonius, c.9th Century AD), one of Aristophanes's last plays, Aioliskon, had neither a parabasis nor any choral lyrics (making it a type of Middle Comedy), while Kolakos anticipated all the elements of New Comedy, including a rape and a recognition scene. Aristophanes seems to have had some appreciation of his formative role in the development of comedy, as indicated by his comment in Clouds that his audience would be judged by other times according to its reception of his plays. Clouds was awarded third (i.e. last) place after its original performance and the text that has come down to the modern age was a subsequent draft that Aristophanes intended to be read rather than acted. The circulation of his plays in manuscript extended their influence beyond the original audience, over whom in fact they seem to have had little or no practical influence: they did not affect the career of Cleon, they failed to persuade the Athenians to pursue an honourable peace with Sparta and it is not clear that they were instrumental in the trial and execution of Socrates, whose death probably resulted from public animosity towards the philosopher's disgraced associates (such as Alcibiades), exacerbated of course by his own intransigence during the trial. The plays, in manuscript form, have been put to some surprising uses—as indicated earlier, they were used in the study of rhetoric on the recommendation of Quintilian and by students of the Attic dialect in the Fourth and Fifth Centuries AD. It is possible that Plato sent copies of the plays to Dionysius of Syracuse so that he might learn about Athenian life and government.
Latin translations of the plays by Andreas Divus (Venice 1528) were circulated widely throughout Europe in the Renaissance and these were soon followed by translations and adaptations in modern languages. Racine, for example, drew Les Plaideurs (1668) from The Wasps. Goethe (who turned to Aristophanes for a warmer and more vivid form of comedy than he could derive from readings of Terence and Plautus) adapted a short play Die Vögel from The Birds for performance in Weimar. Aristophanes has appealed to both conservatives and radicals in the nineteenth and twentieth centuries—Anatoly Lunacharsky, first Commissar of Enlightenment for the USSR in 1917, declared that the ancient dramatist would have a permanent place in proletarian theatre and yet conservative, Prussian intellectuals interpreted Aristophanes as a satirical opponent of social reform. The avant-gardist stage-director Karolos Koun directed a version of The Birds under the Acropolis in 1959 that established a trend in modern Greek history of breaking taboos through the voice of Aristophanes.
The plays have a significance that goes beyond their artistic function, as historical documents that open the window on life and politics in classical Athens, in which respect they are perhaps as important as the writings of Thucydides. The artistic influence of the plays is immeasurable. They have contributed to the history of European theatre and that history in turn shapes our understanding of the plays. Thus for example the operettas of Gilbert and Sullivan can give us insights into Aristophanes' plays and similarly the plays can give us insights into the operettas. The plays are a source of famous sayings, such as "By words the mind is winged."
Listed below are some of the many works influenced (more or less) by Aristophanes.
Drama
1909: Wasps, original Greek, Cambridge University undergraduate production, music by Vaughan Williams;
2004, July–October: The Frogs (musical), adapted by Nathan Lane, music and lyrics by Stephen Sondheim, performed at The Vivian Beaumont Theater Broadway;
1962–2006: various plays by students and staff, King's College London, in the original Greek: Frogs 1962, 1971, 1988; Thesmophoriazusae 1965, 1974, 1985; The Acharnians 1968, 1992, 2004; Clouds 1977, 1990; Birds 1982, 2000; Ecclesiazusae 2006; Peace 1970; Wasps 1981
2002: Lysistrata, adapted by Robert Brustein, music by Galt MacDermot, performed by American Repertory Theatre, Boston US;
2008, May–June: Frogs, adapted by David Greenspan, music by Thomas Cabaniss, performed by Classic Stage Company, New York, US.
2023, May: The Wasps, adapted by the NSW Arts Unit Drama Company, directed by Genevieve de Souza, NIDA
Literature
The romantic poet, Percy Shelley, wrote a comic, lyrical drama (Swellfoot the Tyrant) in imitation of Aristophanes' play The Frogs after he was reminded of the Chorus in that play by a herd of pigs passing to market under the window of his lodgings in San Giuliano, Italy.
Aristophanes (particularly in reference to The Clouds) is mentioned frequently by the character Menedemos in the Hellenic Traders series of novels by H. N. Turteltaub.
A liberal version of the comedies have been published in comic book format, initially by "Agrotikes Ekdoseis" during the 1980s and republished over the years by other companies. The plot was written by Tasos Apostolidis and the sketches were of George Akokalidis. The stories feature either Aristophanes narrating them, directing the play, or even as a character inside one of his stories.
Radio shows
Acropolis Now is a comedy radio show for the BBC set in Ancient Greece. It features Aristophanes, Socrates and many other famous Greeks. (Not to be confused with the Australian sitcom of the same name.) Aristophanes is characterised as a celebrity playwright, and most of his plays have the title formula: One of Our [e.g] Slaves has an Enormous Knob (a reference to the exaggerated appendages worn by Greek comic actors)
Aristophanes Against the World was a radio play by Martyn Wade and broadcast on BBC Radio 4. Loosely based on several of his plays, it featured Clive Merrison as Aristophanes.
The Wasps, radio play adapted by David Pountney, music by Vaughan Williams, recorded 26–28 July 2005, Albert Halls, Bolten, in association with BBC, under Halle label
Music
Satiric Dances for a Comedy by Aristophanes is a three-movement piece for concert band composed by Norman Dello Joio. It was commissioned in commemoration of the Bicentennial of 19 April 1775 (the start of the American Revolutionary War) by the Concord (Massachusetts) Band. The commission was funded by the Town of Concord and assistance was given by the Eastern National Park and Monument Association in cooperation with the National Park Service.
Ralph Vaughan Williams wrote The Wasps for a 1909 Cambridge University production of the play.
Translation of Aristophanes
Alan H. Sommerstein believes that although there are good translations of Aristophanes' comedies, none could be flawless, "for there is much truth in the paradox that the only really perfect translation is the original." Nevertheless, there are competent, respectable translations in many languages. Despite the fact that translations of Aristophanes may not be perfect, "the reception of Aristophanes has gained extraordinary momentum as a topic of academic interest in the last few years."
Works
Surviving plays
Most of these are traditionally referred to by abbreviations of their Latin titles; Latin remains a customary language of scholarship in classical studies.
The Acharnians ( Akharneis; Attic ; ), 425 BC
The Knights ( Hippeis; Attic ; Latin: ), 424 BC
The Clouds ( Nephelai; Latin: ), original 423 BC, uncompleted revised version from 419 to 416 BC survives
The Wasps ( Sphekes; Latin: ), 422 BC
Peace ( Eirene; Latin: ), first version, 421 BC
The Birds ( Ornithes; Latin: ), 414 BC
Lysistrata ( Lysistrate), 411 BC
Thesmophoriazusae or The Women Celebrating the Thesmophoria ( Thesmophoriazousai), first version
The Frogs ( Batrakhoi; Latin: ), 405 BC
Ecclesiazusae or The Assemblywomen; ( Ekklesiazousai),
Wealth ( Ploutos; Latin Plutus) second version, 388 BC
Datable non-surviving (lost) plays
The standard modern edition of the fragments is Rudolf Kassel and Colin François Lloyd Austin's, Poetae Comici Graeci III.2.
Banqueters (Δαιταλεῖς Daitaleis, 427 BC)
Babylonians (Βαβυλώνιοι Babylonioi, 426 BC)
Farmers (Γεωργοί Georgoi, 424 BC)
Merchant Ships (Ὁλκάδες Holkades, 423 BC)
Clouds (first version, 423 BC)
Proagon (Προάγων, 422 BC)
Amphiaraus (Ἀμφιάραος, 414 BC)
Plutus (Wealth, first version, 408 BC)
Gerytades (Γηρυτάδης, uncertain, probably 407 BC)
Cocalus (Κώκαλος, 387 BC)
Aiolosicon (Αἰολοσίκων, second version, 386 BC)
Undated non-surviving (lost) plays
Aiolosicon (first version)
Anagyrus (Ἀνάγυρος)
Frying-Pan Men (Ταγηνισταί Tagenistai)
Daedalus (Δαίδαλος)
Danaids (Δαναΐδες Danaides)
Centaur (Κένταυρος Kentauros)
Heroes (Ἥρωες)
Lemnian Women (Λήμνιαι Lemniai)
Old Age (Γῆρας Geras)
Peace (second version)
Phoenician Women (Φοίνισσαι Phoinissai)
Polyidus (Πολύιδος)
Seasons (Ὧραι Horai)
Storks (Πελαργοί Pelargoi)
Telmessians (Τελμησσεῖς Telmesseis)
Triphales (Τριφάλης)
Thesmophoriazusae (Women at the Thesmophoria Festival, second version)
Women in Tents (Σκηνὰς Καταλαμβάνουσαι Skenas Katalambanousai)
Attributed (doubtful, possibly by Archippus)
See also
Agathon
Ancient Greek comedy
Asteroid 2934 Aristophanes, named after the dramatist
Greek literature
Onomasti komodein, the witty personal attack made with total freedom against the most notable individuals
Hubert Parry wrote music for The Birds
Theatre of ancient Greece
Codex Ravennas 429
Notes
References
reviewed by W. J. Slater, Phoenix, Vol. 30, No. 3 (Autumn, 1976), pp. 291–293
Lee, Jae Num. "Scatology in Continental Satirical Writings from Aristophanes to Rabelais" and "English Scatological Writings from Skelton to Pope." Swift and Scatological Satire. Albuquerque: U of New Mexico P, 1971. 7–22; 23–53.
Aristophanes and the Comic Hero by Cedric H. Whitman Author(s) of Review: H. Lloyd Stow The American Journal of Philology, Vol. 87, No. 1 (Jan., 1966), pp. 111–113
G. M. Sifakis The Structure of Aristophanic Comedy The Journal of Hellenic Studies, Vol. 112, 1992 (1992), pp. 123–142
Van Steen, Gonda. 2000 Venom in Verse: Aristophanes in Modern Greece. Princeton University Press.
Jstor.org, The American Journal of Philology, 1996.
Life, death and Aristophanes' concept of Eros in Saul Bellow's "Ravelstein".
Further reading
The Eleven Comedies (in translation) at the University of Adelaide Library
External links
440s BC births
Year of birth unknown
380s BC deaths
Year of death unknown
4th-century BC Athenians
4th-century BC writers
5th-century BC Athenians
5th-century BC writers
Ancient Athenians
Ancient Athenian dramatists and playwrights
Ancient Greek satirists
Old Comic poets
Writers of lost works
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https://en.wikipedia.org/wiki/Albert%20Schweitzer
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Albert Schweitzer
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Ludwig Philipp Albert Schweitzer (; 14 January 1875 – 4 September 1965) was an Alsatian polymath. He was a theologian, organist, musicologist, writer, humanitarian, philosopher, and physician. A Lutheran minister, Schweitzer challenged both the secular view of Jesus as depicted by the historical-critical method current at this time, as well as the traditional Christian view. His contributions to the interpretation of Pauline Christianity concern the role of Paul's mysticism of "being in Christ" as primary and the doctrine of justification by faith as secondary.
He received the 1952 Nobel Peace Prize for his philosophy of "Reverence for Life", becoming the eighth Frenchman to be awarded that prize. His philosophy was expressed in many ways, but most famously in founding and sustaining the Hôpital Albert Schweitzer in Lambaréné, French Equatorial Africa (now Gabon). As a music scholar and organist, he studied the music of German composer Johann Sebastian Bach and influenced the Organ Reform Movement (Orgelbewegung).
Early years
Schweitzer was born 14 January 1875 in Kaysersberg in Alsace, in what had less than four years previously become the Imperial Territory of Alsace-Lorraine in the German Empire after being French for more than two centuries; he later became a citizen of France after World War I, when Alsace became French territory again. He was the son of Louis Schweitzer and Adèle Schillinger. He spent his childhood in Gunsbach, also in Alsace, where his father, the local Lutheran-Evangelical pastor of the EPCAAL, taught him how to play music. The tiny village would become home to the Association Internationale Albert Schweitzer (AIAS). The medieval parish church of Gunsbach was shared by the Protestant and Catholic congregations, which held their prayers in different areas at different times on Sundays. This compromise arose after the Protestant Reformation and the Thirty Years' War. Schweitzer, the pastor's son, grew up in this exceptional environment of religious tolerance, and developed the belief that true Christianity should always work towards a unity of faith and purpose.
Schweitzer's first language was the Alsatian dialect of German. At the Mulhouse gymnasium he received his "Abitur" (the certificate at the end of secondary education) in 1893. He studied organ in Mulhouse from 1885 to 1893 with Eugène Munch, organist at the Protestant cathedral, who inspired Schweitzer with his enthusiasm for the music of German composer Richard Wagner. In 1893, he played for the French organist Charles-Marie Widor (at Saint-Sulpice, Paris), for whom Johann Sebastian Bach's organ music contained a mystic sense of the eternal. Widor, deeply impressed, agreed to teach Schweitzer without fee, and a great and influential friendship thus began.
From 1893 Schweitzer studied Protestant theology at the Kaiser Wilhelm University in Strasbourg. There he also received instruction in piano and counterpoint from professor Gustav Jacobsthal, and associated closely with Ernest Munch, the brother of his former teacher, organist of St William church, who was also a passionate admirer of J. S. Bach's music. Schweitzer served his one-year compulsory military service in 1894. Schweitzer saw many operas of Richard Wagner in Strasbourg (under Otto Lohse) and in 1896 he managed to afford a visit to the Bayreuth Festival to see Wagner's Der Ring des Nibelungen and Parsifal, both of which impressed him. In 1898, he returned to Paris to write a PhD dissertation on The Religious Philosophy of Kant at the Sorbonne, and to study in earnest with Widor. Here he often met with the elderly Aristide Cavaillé-Coll. He also studied piano at that time with Marie Jaëll. In 1899, Schweitzer spent the summer semester at the University of Berlin and eventually obtained his theology degree at the University of Strasbourg. He published his PhD thesis at the University of Tübingen in 1899.
In 1905, Schweitzer began his study of medicine at the University of Strasbourg, culminating in the degree of M.D. in 1913.
Music
Schweitzer rapidly gained prominence as a musical scholar and organist, dedicated also to the rescue, restoration and study of historic pipe organs. With theological insight, he interpreted the use of pictorial and symbolical representation in J. S. Bach's religious music. In 1899, he astonished Widor by explaining figures and motifs in Bach's Chorale Preludes as painter-like tonal and rhythmic imagery illustrating themes from the words of the hymns on which they were based. They were works of devotional contemplation in which the musical design corresponded to literary ideas, conceived visually. Widor had not grown up with knowledge of the old Lutheran hymns.
The exposition of these ideas, encouraged by Widor and Munch, became Schweitzer's last task, and appeared in the masterly study J. S. Bach: Le Musicien-Poète, written in French and published in 1905. There was great demand for a German edition, but, instead of translating it, he decided to rewrite it. The result was two volumes (J. S. Bach), which were published in 1908 and translated into English by Ernest Newman in 1911. Ernst Cassirer, a contemporaneous German philosopher, called it "one of the best interpretations" of Bach. During its preparation Schweitzer became a friend of Cosima Wagner, then resident in Strasbourg, with whom he had many theological and musical conversations, exploring his view of Bach's descriptive music, and playing the major Chorale Preludes for her at the Temple Neuf. Schweitzer's interpretative approach greatly influenced the modern understanding of Bach's music. He became a welcome guest at the Wagners' home, Wahnfried. He also corresponded with composer Clara Faisst, who became a good friend.
His pamphlet "The Art of Organ Building and Organ Playing in Germany and France" (1906, republished with an appendix on the state of the organ-building industry in 1927) effectively launched the 20th-century Orgelbewegung, which turned away from romantic extremes and rediscovered baroque principles—although this sweeping reform movement in organ building eventually went further than Schweitzer had intended. In 1909, he addressed the Third Congress of the International Society of Music at Vienna on the subject. Having circulated a questionnaire among players and organ-builders in several European countries, he produced a very considered report. This provided the basis for the International Regulations for Organ Building. He envisaged instruments in which the French late-romantic full-organ sound should work integrally with the English and German romantic reed pipes, and with the classical Alsace Silbermann organ resources and baroque flue pipes, all in registers regulated (by stops) to access distinct voices in fugue or counterpoint capable of combination without loss of distinctness: different voices singing the same music together.
Schweitzer also studied piano under Isidor Philipp, head of the piano department at the Paris Conservatory.
In 1905, Widor and Schweitzer were among the six musicians who founded the Paris Bach Society, a choir dedicated to performing J. S. Bach's music, for whose concerts Schweitzer took the organ part regularly until 1913. He was also appointed organist for the Bach Concerts of the Orféo Català at Barcelona, Spain, and often travelled there for that purpose. He and Widor collaborated on a new edition of Bach's organ works, with detailed analysis of each work in three languages (English, French, German). Schweitzer, who insisted that the score should show Bach's notation with no additional markings, wrote the commentaries for the Preludes and Fugues, and Widor those for the Sonatas and Concertos: six volumes were published in 1912–14. Three more, to contain the Chorale Preludes with Schweitzer's analyses, were to be worked on in Africa, but these were never completed, perhaps because for him they were inseparable from his evolving theological thought.
On departure for Lambaréné in 1913, he was presented with a pedal piano, a piano with pedal attachments to operate like an organ pedal-keyboard. Built especially for the tropics, it was delivered by river in a huge dug-out canoe to Lambaréné, packed in a zinc-lined case. At first, he regarded his new life as a renunciation of his art, and fell out of practice, but after some time he resolved to study and learn by heart the works of Bach, Mendelssohn, Widor, César Franck, and Max Reger systematically. It became his custom to play during the lunch hour and on Sunday afternoons. Schweitzer's pedal piano was still in use at Lambaréné in 1946. According to a visitor, Dr. Gaine Cannon, of Balsam Grove, N.C., the old, dilapidated piano-organ was still being played by Dr. Schweitzer in 1962, and stories told that "his fingers were still lively" on the old instrument at 88 years of age.
Sir Donald Tovey dedicated his conjectural completion of Bach's The Art of Fugue to Schweitzer.
Schweitzer's recordings of organ-music, and his innovative recording technique, are described below.
One of his pupils was conductor and composer Hans Münch.
Theology
In 1899, Schweitzer became a deacon at the church of Saint Nicholas in Strasbourg. In 1900, with the completion of his licentiate in theology, he was ordained as curate, and that year he witnessed the Oberammergau Passion Play. In the following year he became provisional Principal of the Theological College of Saint Thomas, from which he had just graduated, and in 1903 his appointment was made permanent.
In 1906, he published Geschichte der Leben-Jesu-Forschung [History of Life-of-Jesus research]. This book, which established his reputation, was first published in English in 1910 as The Quest of the Historical Jesus. Under this title the book became famous in the English-speaking world. A second German edition was published in 1913, containing theologically significant revisions and expansions: this revised edition did not appear in English until 2001. In 1931, he published Mystik des Apostels Paulus (The Mysticism of Paul the Apostle); a second edition was published in 1953.
The Quest of the Historical Jesus (1906)
In The Quest, Schweitzer criticised the liberal view put forward by liberal and romantic scholars during the first quest for the historical Jesus. Schweitzer maintained that the life of Jesus must be interpreted in the light of Jesus' own convictions, which reflected late Jewish eschatology and apocalypticism. Schweitzer writes:
Instead of these liberal and romantic views, Schweitzer wrote that Jesus and his followers expected the imminent end of the world.
Schweitzer cross-referenced the many New Testament verses declaring imminent fulfilment of the promise of the World's ending within the lifetime of Jesus's original followers. He wrote that in his view, in the Gospel of Mark, Jesus speaks of a "tribulation", with his "coming in the clouds with great power and glory" (St. Mark), and states that it will happen but it has not: "This generation shall not pass, till all these things be fulfilled" (St. Matthew, 24:34) or, "have taken place" (Luke 21:32). Similarly, in 1st Peter 1:20, "Christ, who verily was foreordained before the foundation of the world but was manifest in these last times for you", as well as "But the end of all things is at hand" (1 Peter 4:7) and "Surely, I come quickly." (Revelation 22:20).
Schweitzer concluded his treatment of Jesus with what has been called the most famous words of twentieth-century theology:
"He comes to us as One unknown, without a name, as of old, by the lake-side, He came to those men who knew him not. He speaks to us the same word: 'Follow thou me' and sets us to the task which He has to fulfill for our time. He commands. And to those who obey Him, whether they be wise or simple, He will reveal Himself in the toils, the conflicts, the sufferings which they shall pass through in His fellowship, and as an ineffable mystery, they shall learn in their own experience Who He is."
The Mysticism of Paul the Apostle (1931)
In The Mysticism of Paul the Apostle, Schweitzer first distinguishes between two categories of mysticism: primitive and developed. Primitive mysticism "has not yet risen to a conception of the universal, and is still confined to naive views of earthly and super-earthly, temporal and eternal". Additionally, he argues that this view of a "union with the divinity, brought about by efficacious ceremonies, is found even in quite primitive religions".
On the other hand, a more developed form of mysticism can be found in the Greek mystery-cults that were popular in first-century A.D. society. These included the cults of Attis, Osiris, and Mithras. A developed form of mysticism is attained when the "conception of the universal is reached and a man reflects upon his relation to the totality of being and to Being in itself". Schweitzer claims that this form of mysticism is more intellectual and can be found "among the Brahmans and in the Buddha, in Platonism, in Stoicism, in Spinoza, Schopenhauer, and Hegel".
Next, Schweitzer poses the question: "Of what precise kind then is the mysticism of Paul?" He locates Paul between the two extremes of primitive mysticism and developed mysticism. Paul stands high above primitive mysticism, due to his intellectual writings, but never speaks of being one with God or being in God. Instead, he conceives of sonship to God as "mediated and effected by means of the mystical union with Christ". He summarizes Pauline mysticism as "being in Christ" rather than "being in God".
Paul's imminent eschatology (from his background in Jewish eschatology) causes him to believe that the kingdom of God has not yet come and that Christians are now living in the time of Christ. Christ-mysticism holds the field until God-mysticism becomes possible, which is in the near future. Therefore, Schweitzer argues that Paul is the only theologian who does not claim that Christians can have an experience of "being-in-God". Rather, Paul uses the phrase "being-in-Christ" to illustrate how Jesus is a mediator between the Christian community and God. Additionally, Schweitzer explains how the experience of "being-in-Christ" is not a "static partaking in the spiritual being of Christ, but as the real co-experiencing of His dying and rising again". The "realistic" partaking in the mystery of Jesus is only possible within the solidarity of the Christian community.
One of Schweitzer's major arguments in The Mysticism of Paul the Apostle is that Paul's mysticism, marked by his phrase "being in Christ", gives the clue to the whole of Pauline theology. Rather than reading justification by faith as the main topic of Pauline thought, which has been the most popular argument set forward by Martin Luther, Schweitzer argues that Paul's emphasis was on the mystical union with God by "being in Christ". Jaroslav Pelikan, in his foreword to The Mysticism of Paul the Apostle, points out that:
Paul's "realism" versus Hellenistic "symbolism"
Schweitzer contrasts Paul's "realistic" dying and rising with Christ to the "symbolism" of Hellenism. Although Paul is widely influenced by Hellenistic thought, he is not controlled by it. Schweitzer explains that Paul focused on the idea of fellowship with the divine being through the "realistic" dying and rising with Christ rather than the "symbolic" Hellenistic act of becoming like Christ through deification. After baptism, Christians are continually renewed throughout their lifetimes due to participation in the dying and rising with Christ (most notably through the Sacraments). On the other hand, the Hellenist "lives on the store of experience which he acquired in the initiation" and is not continually affected by a shared communal experience.
Another major difference between Paul's "realism" and Hellenistic "symbolism" is the exclusive nature of the former and the inclusive nature of the latter. Schweitzer unabashedly emphasizes the fact that "Paul's thought follows predestinarian lines". He explains, "only the man who is elected thereto can enter into relation with God". Although every human being is invited to become a Christian, only those who have undergone the initiation into the Christian community through baptism can share in the "realistic" dying and rising with Christ.
Medicine
At the age of 30, in 1905, Schweitzer answered the call of The Society of the Evangelist Missions of Paris, which was looking for a physician. The committee of this missionary society was not ready to accept his offer, considering his Lutheran theology to be "incorrect". He could easily have obtained a place in a German evangelical mission, but wished to follow the original call despite the doctrinal difficulties. Amid a hail of protests from his friends, family and colleagues, he resigned his post and re-entered the university as a student in a three-year course towards the degree of Doctorate in Medicine, a subject in which he had little knowledge or previous aptitude. He planned to spread the Gospel by the example of his Christian labour of healing, rather than through the verbal process of preaching, and believed that this service should be acceptable within any branch of Christian teaching.
Even in his study of medicine, and through his clinical course, Schweitzer pursued the ideal of the philosopher-scientist. By extreme application and hard work, he completed his studies successfully at the end of 1911. His medical degree dissertation was another work on the historical Jesus, Die psychiatrische Beurteilung Jesu. Darstellung und Kritik [The psychiatric evaluation of Jesus. Description and criticism] (published in English in 1948 as The Psychiatric Study of Jesus. Exposition and Criticism). He defended Jesus' mental health in it. In June 1912, he married Helene Bresslau, municipal inspector for orphans and daughter of the Jewish pan-Germanist historian Harry Bresslau.
In 1912, now armed with a medical degree, Schweitzer made a definite proposal to go as a physician to work at his own expense in the Paris Missionary Society's mission at Lambaréné on the Ogooué river, in what is now Gabon, in Africa (then a French colony). He refused to attend a committee to inquire into his doctrine, but met each committee member personally and was at last accepted. Through concerts and other fund-raising, he was ready to equip a small hospital. In early 1913, he and his wife set off to establish a hospital (the Hôpital Albert Schweitzer) near an existing mission post. The site was nearly 200 miles (14 days by raft) upstream from the mouth of the Ogooué at Port Gentil (Cape Lopez) (and so accessible to external communications), but downstream of most tributaries, so that internal communications within Gabon converged towards Lambaréné.
In the first nine months, he and his wife had about 2,000 patients to examine, some travelling many days and hundreds of kilometres to reach him. In addition to injuries, he was often treating severe sandflea and crawcraw infections, yaws, tropical eating sores, heart disease, tropical dysentery, tropical malaria, sleeping sickness, leprosy, fevers, strangulated hernias, necrosis, abdominal tumours and chronic constipation and nicotine poisoning, while also attempting to deal with deliberate poisonings, fetishism and fear of cannibalism among the Mbahouin.
Schweitzer's wife, Helene Schweitzer, served as an anaesthetist for surgical operations. After briefly occupying a shed formerly used as a chicken hut, in late 1913 they built their first hospital of corrugated iron, with a consulting room and operating theatre and with a dispensary and sterilising room. The waiting room and dormitory were built, like native huts, of unhewn logs along a path leading to the boat landing. The Schweitzers had their own bungalow and employed as their assistant Joseph, a French-speaking Mpongwe, who first came to Lambaréné as a patient.
After World War I broke out in July 1914, Schweitzer and his wife, German citizens in a French colony when the countries were at war, were put under supervision by the French military at Lambaréné, where Schweitzer continued his work. In 1917, exhausted by over four years' work and by tropical anaemia, they were taken to Bordeaux and interned first in Garaison and then from March 1918 in Saint-Rémy-de-Provence. In July 1918, after being transferred to his home in Alsace, he was a free man again. At this time Schweitzer, born a German citizen, had his parents' former (pre-1871) French citizenship reinstated and became a French citizen. Then, working as medical assistant and assistant-pastor in Strasbourg, he advanced his project on the philosophy of civilization, which had occupied his mind since 1900. By 1920, his health recovering, he was giving organ recitals and doing other fund-raising work to repay borrowings and raise funds for returning to Gabon. In 1922, he delivered the Dale Memorial Lectures in the University of Oxford, and from these in the following year appeared Volumes I and II of his great work, The Decay and Restoration of Civilization and Civilization and Ethics. The two remaining volumes, on The World-View of Reverence for Life and a fourth on the Civilized State, were never completed.
In 1924, Schweitzer returned to Africa without his wife, but with an Oxford undergraduate, Noel Gillespie, as his assistant. Everything was heavily decayed, and building and doctoring progressed together for months. He now had salvarsan for treating syphilitic ulcers and framboesia. Additional medical staff, nurse (Miss) Kottmann and Dr. Victor Nessmann, joined him in 1924, and Dr. Mark Lauterberg in 1925; the growing hospital was manned by native orderlies. Later Dr. Trensz replaced Nessmann, and Martha Lauterberg and Hans Muggenstorm joined them. Joseph also returned. In 1925–6, new hospital buildings were constructed, and also a ward for white patients, so that the site became like a village. The onset of famine and a dysentery epidemic created fresh problems. Much of the building work was carried out with the help of local people and patients. Drug advances for sleeping sickness included Germanin and . Trensz conducted experiments showing that the non-amoebic strain of dysentery was caused by a paracholera vibrion (facultative anaerobic bacteria). With the new hospital built and the medical team established, Schweitzer returned to Europe in 1927, this time leaving a functioning hospital at work.
He was there again from 1929 to 1932. Gradually his opinions and concepts became acknowledged, not only in Europe, but worldwide. There was a further period of work in 1935. In January 1937, he returned again to Lambaréné and continued working there throughout World War II.
Hospital conditions
The journalist James Cameron visited Lambaréné in 1953 (when Schweitzer was 78) and found significant flaws in the practices and attitudes of Schweitzer and his staff. The hospital suffered from squalor and was without modern amenities, and Schweitzer had little contact with the local people. Cameron did not make public what he had seen at the time: according to a BBC dramatisation, he made the unusual journalistic decision to withhold the story, and resisted the expressed wish of his employers to publish an exposé.
The poor conditions of the hospital in Lambaréné were also famously criticized by Nigerian professor and novelist Chinua Achebe in his essay on Joseph Conrad's novel Heart of Darkness: "In a comment which has often been quoted Schweitzer says: 'The African is indeed my brother but my junior brother.' And so he proceeded to build a hospital appropriate to the needs of junior brothers with standards of hygiene reminiscent of medical practice in the days before the germ theory of disease came into being."
Schweitzer's biographer Edgar Berman, who was a volunteer surgeon at Lambarene for several months and had extended conversations with Schweitzer, has a different perspective. Schweitzer felt that patients were better off, and the hospital functioned better given the severe lack of funding, if patients' families lived on the hospital grounds during treatment. Surgical survival rates were, Berman asserts, as high as in many fully-equipped western hospitals. The volume of patients needing care, the difficulty of obtaining materials and supplies, and the scarcity of trained medical staff willing to work long hours in the remote setting for almost no pay all argued for a spartan setting with an emphasis on high medical standards nevertheless.
Schweitzer's views
Colonialism
Schweitzer considered his work as a medical missionary in Africa to be his response to Jesus' call to become "fishers of men".
Schweitzer was one of colonialism's harshest critics. In a sermon that he preached on 6 January 1905, before he had told anyone of his plans to dedicate the rest of his life to work as a physician in Africa, he said:
Paternalism
Schweitzer was nonetheless still sometimes accused of being paternalistic in his attitude towards Africans. For instance, he thought that Gabonese independence came too early, without adequate education or accommodation to local circumstances. Edgar Berman quotes Schweitzer as having said in 1960, "No society can go from the primeval directly to an industrial state without losing the leavening that time and an agricultural period allow." Schweitzer believed dignity and respect must be extended to blacks, while also sometimes characterizing them as children. He summarized his views on European-African relations by saying "With regard to the negroes, then, I have coined the formula: 'I am your brother, it is true, but your elder brother.'" Chinua Achebe has criticized him for this characterization, though Achebe acknowledges that Schweitzer's use of the word "brother" at all was, for a European of the early 20th century, an unusual expression of human solidarity between Europeans and Africans. Schweitzer eventually emended and complicated this notion with his later statement that "The time for speaking of older and younger brothers has passed".
American journalist John Gunther visited Lambaréné in the 1950s and reported Schweitzer's patronizing attitude towards Africans. He also noted the lack of Africans trained to be skilled workers. By comparison, his English contemporary Albert Ruskin Cook in Uganda had been training nurses and midwives since the 1910s, and had published a manual of midwifery in the local language of Luganda. After three decades in Africa, Schweitzer still depended on Europe for nurses.
Reverence for life
The keynote of Schweitzer's personal philosophy (which he considered to be his greatest contribution to mankind) was the idea of Reverence for Life ("Ehrfurcht vor dem Leben"). He thought that Western civilization was decaying because it had abandoned affirmation of life as its ethical foundation.
In the Preface to Civilization and Ethics (1923) he argued that Western philosophy from Descartes to Kant had set out to explain the objective world expecting that humanity would be found to have a special meaning within it. But no such meaning was found, and the rational, life-affirming optimism of the Age of Enlightenment began to evaporate. A rift opened between this world-view, as material knowledge, and the life-view, understood as Will, expressed in the pessimist philosophies from Schopenhauer onward. Scientific materialism (advanced by Herbert Spencer and Charles Darwin) portrayed an objective world process devoid of ethics, entirely an expression of the will-to-live.
Schweitzer wrote, "True philosophy must start from the most immediate and comprehensive fact of consciousness, and this may be formulated as follows: 'I am life which wills to live, and I exist in the midst of life which wills to live.'" In nature one form of life must always prey upon another. However, human consciousness holds an awareness of, and sympathy for, the will of other beings to live. An ethical human strives to escape from this contradiction so far as possible.
Though we cannot perfect the endeavour we should strive for it: the will-to-live constantly renews itself, for it is both an evolutionary necessity and a spiritual phenomenon. Life and love are rooted in this same principle, in a personal spiritual relationship to the universe. Ethics themselves proceed from the need to respect the wish of other beings to exist as one does towards oneself. Even so, Schweitzer found many instances in world religions and philosophies in which the principle was denied, not least in the European Middle Ages, and in the Indian Brahminic philosophy.
For Schweitzer, mankind had to accept that objective reality is ethically neutral. It could then affirm a new Enlightenment through spiritual rationalism, by giving priority to volition or ethical will as the primary meaning of life. Mankind had to choose to create the moral structures of civilization: the world-view must derive from the life-view, not vice versa. Respect for life, overcoming coarser impulses and hollow doctrines, leads the individual to live in the service of other people and of every living creature. In contemplation of the will-to-life, respect for the life of others becomes the highest principle and the defining purpose of humanity.
Such was the theory which Schweitzer sought to put into practice in his own life. According to some authors, Schweitzer's thought, and specifically his development of reverence for life, was influenced by Indian religious thought and in particular the Jain principle of ahimsa, or non-violence. Albert Schweitzer noted the contribution of Indian influence in his book Indian Thought and Its Development:
Further on ahimsa and the reverence for life in the same book, he elaborates on the ancient Indian didactic work of the Tirukkural, which he observed that, like the Buddha and the Bhagavad Gita, "stands for the commandment not to kill and not to damage". Translating several couplets from the work, he remarked that the Kural insists on the idea that "good must be done for its own sake" and said, "There hardly exists in the literature of the world a collection of maxims in which we find so much lofty wisdom."
Later life
After the birth of their daughter (Rhena Schweitzer Miller), Albert's wife, Helene Schweitzer was no longer able to live in Lambaréné due to her health. In 1923, the family moved to Königsfeld im Schwarzwald, Baden-Württemberg, where he was building a house for the family. This house is now maintained as a Schweitzer museum.
From 1939 to 1948, he stayed in Lambaréné, unable to go back to Europe because of the war. Three years after the end of World War II, in 1948, he returned for the first time to Europe and kept travelling back and forth (and once to the US) as long as he was able. During his return visits to his home village of Gunsbach, Schweitzer continued to make use of the family house, which after his death became an archive and museum to his life and work. His life was portrayed in the 1952 movie Il est minuit, Docteur Schweitzer, starring Pierre Fresnay as Albert Schweitzer and Jeanne Moreau as his nurse Marie. Schweitzer inspired actor Hugh O'Brian when O'Brian visited in Africa. O'Brian returned to the United States and founded the Hugh O'Brian Youth Leadership Foundation (HOBY).
Schweitzer was awarded the Nobel Peace Prize of 1952, accepting the prize with the speech, "The Problem of Peace". With the $33,000 prize money, he started the leprosarium at Lambaréné. From 1952 until his death he worked against nuclear tests and nuclear weapons with Albert Einstein, Otto Hahn and Bertrand Russell. In 1957 and 1958, he broadcast four speeches over Radio Oslo which were published in Peace or Atomic War. In 1957, Schweitzer was one of the founders of The Committee for a Sane Nuclear Policy. On 23 April 1957, Schweitzer made his "Declaration of Conscience" speech; it was broadcast to the world over Radio Oslo, pleading for the abolition of nuclear weapons. His speech ended, "The end of further experiments with atom bombs would be like the early sunrays of hope which suffering humanity is longing for."
Weeks prior to his death, an American film crew was allowed to visit Schweitzer and Drs. Muntz and Friedman, both Holocaust survivors, to record his work and daily life at the hospital. The film The Legacy of Albert Schweitzer, narrated by Henry Fonda, was produced by Warner Brothers and aired once. It resides in their vault today in deteriorating condition. Although several attempts have been made to restore and re-air the film, all access has been denied.
In 1955, he was made an honorary member of the Order of Merit (OM) by Queen Elizabeth II. He was also a chevalier of the Military and Hospitaller Order of Saint Lazarus of Jerusalem.
Schweitzer died on 4 September 1965 at his beloved hospital in Lambaréné, now in independent Gabon. His grave, on the banks of the Ogooué River, is marked by a cross he made himself.
His cousin Anne-Marie Schweitzer Sartre was the mother of Jean-Paul Sartre. Her father, Charles Schweitzer, was the older brother of Albert Schweitzer's father, Louis Théophile.
Schweitzer is often cited in vegetarian literature as being an advocate of vegetarianism in his later years. Schweitzer was not a vegetarian in his earlier life. For example, in 1950, biographer Magnus C. Ratter commented that Schweitzer never "commit[ted] himself to the anti-vivisection, vegetarian, or pacifist positions, though his thought leads in this direction". Biographer James Bentley has written that Schweitzer became a vegetarian after his wife's death in 1957 and he was "living almost entirely on lentil soup". In contrast to this, historian David N. Stamos has written that Schweitzer was not a vegetarian in his personal life nor imposed it on his missionary hospital but he did help animals and was opposed to hunting. Stamos noted that Schweitzer held the view that evolution ingrained humans with an instinct for meat so it was useless in trying to deny it.
The Albert Schweitzer Fellowship was founded in 1940 by Schweitzer to unite US supporters in filling the gap in support for his Hospital when his European supply lines were cut off by war, and continues to support the Lambaréné Hospital today. Schweitzer considered his ethic of Reverence for Life, not his hospital, his most important legacy, saying that his Lambaréné Hospital was just "my own improvisation on the theme of Reverence for Life. Everyone can have their own Lambaréné". Today ASF helps large numbers of young Americans in health-related professional fields find or create "their own Lambaréné" in the US or internationally. ASF selects and supports nearly 250 new US and Africa Schweitzer Fellows each year from over 100 of the leading US schools of medicine, nursing, public health, and every other field with some relation to health (including music, law, and divinity). The peer-supporting lifelong network of "Schweitzer Fellows for Life" numbered over 2,000 members in 2008, and is growing by nearly 1,000 every four years. Nearly 150 of these Schweitzer Fellows have served at the Hospital in Lambaréné, for three-month periods during their last year of medical school.
International Albert Schweitzer Prize
The prize was first awarded on 29 May 2011 to Eugen Drewermann and the physician couple Rolf and Raphaela Maibach in Königsfeld im Schwarzwald, where Schweitzer's former residence now houses the Albert Schweitzer Museum.
Sound recordings
Recordings of Schweitzer playing the music of Bach are available on CD. During 1934 and 1935 he resided in Britain, delivering the Gifford Lectures at Edinburgh University, and those on Religion in Modern Civilization at Oxford and London. He had originally conducted trials for recordings for HMV on the organ of the old Queen's Hall in London. These records did not satisfy him, the instrument being too harsh. In mid-December 1935 he began to record for Columbia Records on the organ of All Hallows, Barking-by-the-Tower, London. Then at his suggestion the sessions were transferred to the church of Ste Aurélie in Strasbourg, on a mid-18th-century organ by Johann Andreas Silbermann (brother of Gottfried), an organ-builder greatly revered by Bach, which had been restored by the Lorraine organ-builder Frédéric Härpfer shortly before the First World War. These recordings were made in the course of a fortnight in October 1936.
Schweitzer Technique
Schweitzer developed a technique for recording the performances of Bach's music. Known as the "Schweitzer Technique", it is a slight improvement on what is commonly known as mid-side. The mid-side sees a figure-8 microphone pointed off-axis, perpendicular to the sound source. Then a single cardioid microphone is placed on axis, bisecting the figure-8 pattern. The signal from the figure-8 is muted, panned hard left and right, one of the signals being flipped out of polarity. In the Schweitzer method, the figure-8 is replaced by two small diaphragm condenser microphones pointed directly away from each other. The information that each capsule collects is unique, unlike the identical out-of-polarity information generated from the figure-8 in a regular mid-side. The on-axis microphone is often a large diaphragm condenser. The technique has since been used to record many modern instruments.
Columbia recordings
Altogether his early Columbia discs included 25 records of Bach and eight of César Franck. The Bach titles were mainly distributed as follows:
Queen's Hall: Organ Prelude and Fugue in E minor (Edition Peters Vol 3, 10); (BWV 727); (Vol 7, 58 (Leipzig 18)).
All Hallows: Prelude and Fugue in C major; Fantasia and Fugue in G minor (the Great); Prelude and Fugue in G major; Prelude and Fugue in F minor; Little Fugue in G minor; Toccata and Fugue in D minor.
Ste Aurélie: Prelude and Fugue in C minor; Prelude and Fugue in E minor; Toccata and Fugue in D minor. Chorale Preludes: (Peters Vol 7, 49 (Leipzig 4)); (Vol 5, 45); (Vol 7, 48 (Leipzig 6)); (Vol 5, 8); (Vol 5, 9); (Vol 6, 12b); (Vol 5, 6); (Vol 5, app 5); (Vol 5, 4); (Var 11, Vol 5, app. 3); (Vol 6, 31 (Leipzig 15)); Christ lag in Todesbanden (Vol 5, 5); Erschienen ist der herrlich Tag (Vol 5, 15).
Later recordings were made at Parish church, Günsbach: These recordings were made by C. Robert Fine during the time Dr. Schweitzer was being filmed in Günsbach for the documentary "Albert Schweitzer". Fine originally self-released the recordings but later licensed the masters to Columbia.
Fugue in A minor (Peters, Vol 2, 8); Fantasia and Fugue in G minor (Great) (Vol 2, 4); Toccata, Adagio and Fugue in C major (Vol 3, 8).
Prelude in C major (Vol 4, 1); Prelude in D major (Vol 4, 3); Canzona in D minor (Vol 4, 10) (with Mendelssohn, Sonata in D minor op 65.6).
Chorale-Preludes: (1st and 2nd versions, Peters Vol 5, 45); (vol 7, 58 (Leipzig 18)); (Vol 5, 30); (Vol 5, 17); (Vol 5, 27); (vol 7, 45 (BWV 659a)).
The above were released in the United States as Columbia Masterworks boxed set SL-175.
Philips recordings
J. S. Bach: Prelude and Fugue in A major, BWV 536; Prelude and Fugue in F minor, BWV 534; Prelude and Fugue in B minor, BWV 544; Toccata and Fugue in D minor, BWV 538.
J. S. Bach: Passacaglia in C minor, BWV 582; Prelude and Fugue in E minor, BWV 533; Prelude and Fugue in A minor, BWV 543; Prelude and Fugue in G major, BWV 541; Toccata and Fugue in D minor, BWV 565.
César Franck: Organ Chorales, no. 1 in E major; no. 2 in B minor; no. 3 in A minor.
Portrayals
Dramatisations of Schweitzer's life include:
The 1952 biographical film Il est minuit, Docteur Schweitzer, with Pierre Fresnay as Schweitzer.
The 1957 biographical film Albert Schweitzer in which Schweitzer appears as himself and Phillip Eckert portrays him.
The 1962 TV remake of Il est minuit, Docteur Schweitzer, with Jean-Pierre Marielle as Schweitzer.
The 1990 biographical film The Light in the Jungle, with Malcolm McDowell as Schweitzer.
Two 1992 episodes of the television series The Young Indiana Jones Chronicles ("German East Africa, December 1916" and "Congo, January 1917"), with Friedrich von Thun as Schweitzer. The episodes were later combined to create Oganga, Giver and Taker of Life.
The 1995 biographical film Le Grand blanc de Lambaréné, with André Wilms as Schweitzer.
The 2006 TV biographical film Albert Schweitzer: Called to Africa, with Jeff McCarthy as Schweitzer.
The 2009 biographical film , with Jeroen Krabbé as Schweitzer.
Bibliography
. English translation by Ernest Newman, with author's alterations and additions, London 1911. Fulltext scans (English): Vol. 1, Vol. 2.
(first printed in Musik, vols 13 and 14 (5th year)).
(translation of Zwischen Wasser und Urwald, 1921)
The Decay and the Restoration of Civilization and Civilization and Ethics (The Philosophy of Civilization, Vols I & II of the projected but not completed four-volume work), A. & C. Black, London 1923. Material from these volumes is rearranged in a modern compilation, The Philosophy of Civilization (Prometheus Books, 1987),
translated as ;
Afrikanische Geschichten (Felix Meiner, Leipzig and Hamburg 1938): tr. Mrs C. E. B. Russell as From My African Notebook (George Allen and Unwin, London 1938/Henry Holt, New York 1939). Modern edition with foreword by L. Forrow (Syracuse University Press, 2002).
See also
List of peace activists
Cultural depictions of Albert Schweitzer
Helene Bresslau Schweitzer
Notes
References
Citations
Sources
(translation of Zwischen Wasser und Urwald, 1921)
Further reading
Bartolf, Christian; Gericke, Marion; Miething, Dominique (2020): Dr. Albert Schweitzer: "My Address to the People" – Commitment against Nuclear War. Berlin: Freie Universität Berlin, Gandhi-Informations-Zentrum. .
———————
Notes
External links
Award-winning documentary about him
Albert Schweitzer info at Internet Archive
Albert Schweitzer Papers at Syracuse University
John D. Regester Collection on Albert Schweitzer
The Helfferich Collection, collected by Reginald H. Helfferich on Albert Schweitzer, is at the Harvard Divinity School Library at Harvard Divinity School in Cambridge, Massachusetts.
What Jesus was thinking An interpretation and restatement of Schweitzer's last book, The Kingdom of God and Primitive Christianity
1875 births
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https://en.wikipedia.org/wiki/Austrian%20school%20of%20economics
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Austrian school of economics
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The Austrian School is a heterodox school of economic thought that advocates strict adherence to methodological individualism, the concept that social phenomena result exclusively from the motivations and actions of individuals. Austrian school theorists hold that economic theory should be exclusively derived from basic principles of human action.
The Austrian School originated in Vienna with the work of Carl Menger, Eugen von Böhm-Bawerk, Friedrich von Wieser, and others. It was methodologically opposed to the Historical School (based in Germany), in a dispute known as Methodenstreit, or methodology struggle. Current-day economists working in this tradition are located in many different countries, but their work is still referred to as Austrian economics. Among the theoretical contributions of the early years of the Austrian School are the subjective theory of value, marginalism in price theory and the formulation of the economic calculation problem, each of which has become an accepted part of mainstream economics.
In the 1970s, the Austrian School attracted some renewed interest after Friedrich Hayek shared the 1974 Nobel Memorial Prize in Economic Sciences with Gunnar Myrdal.
History
Etymology
The Austrian School owes its name to members of the German historical school of economics, who argued against the Austrians during the late 19th-century Methodenstreit ("methodology struggle"), in which the Austrians defended the role of theory in economics as distinct from the study or compilation of historical circumstance. In 1883, Menger published Investigations into the Method of the Social Sciences with Special Reference to Economics, which attacked the methods of the historical school. Gustav von Schmoller, a leader of the historical school, responded with an unfavorable review, coining the term "Austrian School" in an attempt to characterize the school as outcast and provincial. The label endured and was adopted by the adherents themselves.
First wave
The school originated in Vienna in the Austrian Empire. Carl Menger's 1871 book Principles of Economics is generally considered the founding of the Austrian School. The book was one of the first modern treatises to advance the theory of marginal utility. The Austrian School was one of three founding currents of the marginalist revolution of the 1870s, with its major contribution being the introduction of the subjectivist approach in economics.
Despite such claim, John Stuart Mill had used value in use in this sense in 1848 in Principles of Political Economy, where he wrote: "Value in use, or as Mr. De Quincey calls it, teleologic value, is the extreme limit of value in exchange. The exchange value of a thing may fall short, to any amount, of its value in use; but that it can ever exceed the value in use, implies a contradiction; it supposes that persons will give, to possess a thing, more than the utmost value which they themselves put upon it as a means of gratifying their inclinations."
While marginalism was generally influential, there was also a more specific school that began to coalesce around Menger's work, which came to be known as the "Psychological School", "Vienna School", or "Austrian School". Menger's contributions to economic theory were closely followed by those of Eugen Böhm von Bawerk and Friedrich von Wieser. These three economists became what is known as the "first wave" of the Austrian School. Böhm-Bawerk wrote extensive critiques of Karl Marx in the 1880s and 1890s and was part of the Austrians' participation in the late 19th-century Methodenstreit, during which they attacked the Hegelian doctrines of the historical school.
Early 20th century
Frank Albert Fetter (1863–1949) was a leader in the United States of Austrian thought. He obtained his PhD in 1894 from the University of Halle and then was made Professor of Political Economy and Finance at Cornell University in 1901. Several important Austrian economists trained at the University of Vienna in the 1920s and later participated in private seminars held by Ludwig von Mises. These included Gottfried Haberler, Friedrich Hayek, Fritz Machlup, Karl Menger (son of Carl Menger), Oskar Morgenstern, Paul Rosenstein-Rodan, Abraham Wald, and Michael A. Heilperin, among others, as well as the sociologist Alfred Schütz.
Later 20th century
By the mid-1930s, most economists had embraced what they considered the important contributions of the early Austrians. Fritz Machlup quoted Hayek's statement that "the greatest success of a school is that it stops existing because its fundamental teachings have become parts of the general body of commonly accepted thought". Sometime during the middle of the 20th century, Austrian economics became disregarded or derided by mainstream economists because it rejected model building and mathematical and statistical methods in the study of economics. Mises' student Israel Kirzner recalled that in 1954, when Kirzner was pursuing his PhD, there was no separate Austrian School as such. When Kirzner was deciding which graduate school to attend, Mises had advised him to accept an offer of admission at Johns Hopkins because it was a prestigious university and Fritz Machlup taught there.
After the 1940s, Austrian economics can be divided into two schools of economic thought and the school "split" to some degree in the late 20th century. One camp of Austrians, exemplified by Mises, regards neoclassical methodology to be irredeemably flawed; the other camp, exemplified by Friedrich Hayek, accepts a large part of neoclassical methodology and is more accepting of government intervention in the economy. Henry Hazlitt wrote economics columns and editorials for a number of publications and wrote many books on the topic of Austrian economics from the 1930s to the 1980s. Hazlitt's thinking was influenced by Mises. His book Economics in One Lesson (1946) sold over a million copies and he is also known for The Failure of the "New Economics" (1959), a line-by-line critique of John Maynard Keynes's General Theory.
The reputation of the Austrian School rose in the late 20th century due in part to the work of Israel Kirzner and Ludwig Lachmann at New York University and to renewed public awareness of the work of Hayek after he won the 1974 Nobel Memorial Prize in Economic Sciences. Hayek's work was influential in the revival of laissez-faire thought in the 20th century.
Split among contemporary Austrians
Economist Leland Yeager discussed the late 20th-century rift and referred to a discussion written by Murray Rothbard, Hans-Hermann Hoppe, Joseph Salerno and others in which they attack and disparage Hayek. Yeager stated: "To try to drive a wedge between Mises and Hayek on [the role of knowledge in economic calculation], especially to the disparagement of Hayek, is unfair to these two great men, unfaithful to the history of economic thought". He went on to call the rift subversive to economic analysis and the historical understanding of the fall of Eastern European communism.
In a 1999 book published by the Ludwig von Mises Institute, Hoppe asserted that Rothbard was the leader of the "mainstream within Austrian Economics" and contrasted Rothbard with Nobel Laureate Friedrich Hayek, whom he identified as a British empiricist and an opponent of the thought of Mises and Rothbard. Hoppe acknowledged that Hayek was the most prominent Austrian economist within academia, but stated that Hayek was an opponent of the Austrian tradition which led from Carl Menger and Böhm-Bawerk through Mises to Rothbard. Austrian economist Walter Block says that the Austrian School can be distinguished from other schools of economic thought through two categories—economic theory and political theory. According to Block, while Hayek can be considered an Austrian economist, his views on political theory clash with the libertarian political theory which Block sees as an integral part of the Austrian School.
Both criticism from Hoppe and Block to Hayek apply to Carl Menger, the founder of the Austrian School. Hoppe emphasizes that Hayek, which for him is from the English empirical tradition, is an opponent of the supposed rationalist tradition of the Austrian School; Menger made strong critiques to rationalism in his works in similar vein as Hayek's. He emphasized the idea that there are several institutions which were not deliberately created, have a kind of "superior wisdom" and serve important functions to society. He also talked about Burke and the English tradition to sustain these positions.
When saying that the libertarian political theory is an integral part of the Austrian School and supposing Hayek is not a libertarian, Block excludes Menger from the Austrian School too since Menger seems to defend broader state activity than Hayek—for example, progressive taxation and extensive labour legislation.
Economists of the Hayekian view are affiliated with the Cato Institute, George Mason University (GMU) and New York University, among other institutions. They include Peter Boettke, Roger Garrison, Steven Horwitz, Peter Leeson and George Reisman. Economists of the Mises–Rothbard view include Walter Block, Hans-Hermann Hoppe, Jesús Huerta de Soto and Robert P. Murphy, each of whom is associated with the Mises Institute and some of them also with academic institutions. According to Murphy, a "truce between (for lack of better terms) the GMU Austro-libertarians and the Auburn Austro-libertarians" was signed around 2011.
Influence
Many theories developed by "first wave" Austrian economists have long been absorbed into mainstream economics. These include Carl Menger's theories on marginal utility, Friedrich von Wieser's theories on opportunity cost and Eugen Böhm von Bawerk's theories on time preference, as well as Menger and Böhm-Bawerk's criticisms of Marxian economics.
Former American Federal Reserve Chairman Alan Greenspan said that the founders of the Austrian School "reached far into the future from when most of them practiced and have had a profound and, in my judgment, probably an irreversible effect on how most mainstream economists think in this country". In 1987, Nobel Laureate James M. Buchanan told an interviewer: "I have no objections to being called an Austrian. Hayek and Mises might consider me an Austrian but, surely some of the others would not".
Currently, universities with a significant Austrian presence are George Mason University, New York University, Grove City College, Loyola University New Orleans, Monmouth College, and Auburn University in the United States; King Juan Carlos University in Spain; and Universidad Francisco Marroquín in Guatemala. Austrian economic ideas are also promoted by privately funded organizations such as the Mises Institute and the Cato Institute.
Theory
The Austrian School theorizes that the subjective choices of individuals including individual knowledge, time, expectation and other subjective factors cause all economic phenomena. Austrians seek to understand the economy by examining the social ramifications of individual choice, an approach called methodological individualism. It differs from other schools of economic thought, which have focused on aggregate variables, equilibrium analysis and societal groups rather than individuals.
In the 20th and 21st centuries, economists with a methodological lineage to the early Austrian School developed many diverse approaches and theoretical orientations. Ludwig von Mises organized his version of the subjectivist approach, which he called "praxeology", in a book published in English as Human Action in 1949. In it, Mises stated that praxeology could be used to deduce a priori theoretical economic truths and that deductive economic thought experiments could yield conclusions which follow irrefutably from the underlying assumptions. He wrote that conclusions could not be inferred from empirical observation or statistical analysis and argued against the use of probabilities in economic models.
Since Mises' time, some Austrian thinkers have accepted his praxeological approach while others have adopted alternative methodologies. For example, Fritz Machlup, Friedrich Hayek and others did not take Mises' strong a priori approach to economics. Ludwig Lachmann, a radical subjectivist, also largely rejected Mises' formulation of Praxeology in favor of the verstehende Methode ("interpretive method") articulated by Max Weber.
In the 20th century, various Austrians incorporated models and mathematics into their analysis. Austrian economist Steven Horwitz argued in 2000 that Austrian methodology is consistent with macroeconomics and that Austrian macroeconomics can be expressed in terms of microeconomic foundations. Austrian economist Roger Garrison writes that Austrian macroeconomic theory can be correctly expressed in terms of diagrammatic models. In 1944, Austrian economist Oskar Morgenstern presented a rigorous schematization of an ordinal utility function (the Von Neumann–Morgenstern utility theorem) in Theory of Games and Economic Behavior.
Fundamental tenets
In 1981, Fritz Machlup listed the typical views of Austrian economic thinking as such:
Methodological individualism: in the explanation of economic phenomena, we have to go back to the actions (or inaction) of individuals; groups or "collectives" cannot act except through the actions of individual members. Groups do not think; people think.
Methodological subjectivism: the judgments and choices made by individuals on the basis of whatever knowledge they have or believe to have, and whatever expectations they have regarding external developments and the consequences of their actions.
Tastes and preferences: subjective valuations of goods and services determine the demand for them so that their prices are influenced by consumers.
Opportunity costs: the costs of the alternative opportunities that must be foregone; as productive services are employed for one purpose, all alternative uses have to be sacrificed.
Marginalism: in all economic designs, the values, costs, revenues, productivity and so on are determined by the significance of the last unit added to or subtracted from the total.
Time structure of production and consumption: decisions to save reflect "time preferences" regarding consumption in the immediate, distant, or indefinite future and investments are made in view of larger outputs expected to be obtained if more time-taking production processes are undertaken.
He included two additional tenets held by the Mises branch of Austrian economics:
Consumer sovereignty: the influence consumers have on the effective demand for goods and services and through the prices which result in free competitive markets, on the production plans of producers and investors, is not merely a hard fact but also an important objective, attainable only by complete avoidance of governmental interference with the markets and of restrictions on the freedom of sellers and buyers to follow their own judgment regarding quantities, qualities and prices of products and services.
Political individualism: only when individuals are given full economic freedom will it be possible to secure political and moral freedom. Restrictions on economic freedom lead, sooner or later, to an extension of the coercive activities of the state into the political domain, undermining and eventually destroying the essential individual liberties which the capitalistic societies were able to attain in the 19th century.
Contributions to economic thought
Opportunity cost
The opportunity cost doctrine was first explicitly formulated by the Austrian economist Friedrich von Wieser in the late 19th century. Opportunity cost is the cost of any activity measured in terms of the value of the next best alternative foregone (that is not chosen). It is the sacrifice related to the second best choice available to someone, or group, who has picked among several mutually exclusive choices. Although a more ephemeral scarcity, expectations of the future must also be considered. Quantified as time preference, opportunity cost must also be valued with respect to one’s preference for present versus future investments.
Opportunity cost is a key concept in mainstream economics and has been described as expressing "the basic relationship between scarcity and choice". The notion of opportunity cost plays a crucial part in ensuring that resources are used efficiently.
Capital and interest
The Austrian theory of capital and interest was first developed by Eugen Böhm von Bawerk. He stated that interest rates and profits are determined by two factors, namely supply and demand in the market for final goods and time preference.
Böhm-Bawerk's theory equates capital intensity with the degree of roundaboutness of production processes. Böhm-Bawerk also argued that the law of marginal utility necessarily implies the classical law of costs. Some Austrian economists therefore entirely reject the notion that interest rates are affected by liquidity preference.
Inflation
In Mises's definition, inflation is an increase in the supply of money:
Hayek pointed out that inflationary stimulation exploits the lag between an increase in money supply and the consequent increase in the prices of goods and services:
Economic calculation problem
The economic calculation problem refers to a criticism of planned economies which was first stated by Max Weber in 1920. Mises subsequently discussed Weber's idea with his student Friedrich Hayek, who developed it in various works including The Road to Serfdom. What the calculation problem essentially states is that without price signals, the factors of production cannot be allocated in the most efficient way possible, rendering planned economies inefficacious.
Austrian theory emphasizes the organizing power of markets. Hayek stated that market prices reflect information, the totality of which is not known to any single individual, which determines the allocation of resources in an economy. Because socialist systems lack the individual incentives and price discovery processes by which individuals act on their personal information, Hayek argued that socialist economic planners lack all of the knowledge required to make optimal decisions. Those who agree with this criticism view it as a refutation of socialism, showing that socialism is not a viable or sustainable form of economic organization. The debate rose to prominence in the 1920s and 1930s and that specific period of the debate has come to be known by historians of economic thought as the socialist calculation debate.
Mises argued in a 1920 essay "Economic Calculation in the Socialist Commonwealth" that the pricing systems in socialist economies were necessarily deficient because if the government owned the means of production, then no prices could be obtained for capital goods as they were merely internal transfers of goods in a socialist system and not "objects of exchange", unlike final goods. Therefore, they were unpriced and hence the system would be necessarily inefficient since the central planners would not know how to allocate the available resources efficiently. This led him to write "that rational economic activity is impossible in a socialist commonwealth".
Business cycles
The Austrian theory of the business cycle (ABCT) focuses on banks' issuance of credit as the cause of economic fluctuations. Although later elaborated by Hayek and others, the theory was first set forth by Mises, who posited that fractional reserve banks extend credit at artificially low interest rates, causing businesses to invest in relatively roundabout production processes which leads to an artificial "boom". Mises stated that this artificial "boom" then led to a misallocation of resources which he called "malinvestment" – which eventually must end in a "bust".
Mises surmised how government manipulation of money and credit in the banking system throws savings and investment out of balance, resulting in misdirected investment projects that are eventually found to be unsustainable, at which point the economy has to rebalance itself through a period of corrective recession. Austrian economist Fritz Machlup summarized the Austrian view by stating, "monetary factors cause the cycle but real phenomena constitute it." For Austrians, the only prudent strategy for government is to leave money and the financial system to the free market's competitive forces to eradicate the business cycle's inflationary booms and recessionary busts, allowing markets to keep people's saving and investment decisions in place for well-coordinated economic stability and growth.
A Keynesian would suggest government intervention during a recession to inject spending into the economy when people will not. However, the heart of Austrian macroeconomic theory states the government "fine tuning" through expansions and contractions in the money supply orchestrated by the government are actually the cause of business cycles because of the differing impact of the resulting interest rate changes on different stages in the structure of production. Austrian economist Thomas Woods further supports this view by arguing it is not consumption, but rather production that should be emphasized. A country cannot become rich by consuming, and therefore, by using up all their resources. Instead, production is what enables consumption as a possibility in the first place, since a producer would be working for nothing, if not for the desire to consume.
Central banks
According to Ludwig von Mises, central banks enable the commercial banks to fund loans at artificially low interest rates, thereby inducing an unsustainable expansion of bank credit and impeding any subsequent contraction and argued for a gold standard to constrain growth in fiduciary media. Friedrich Hayek took a different perspective not focusing on gold but focusing on regulation of the banking sector via strong central banking.
Criticism
General
Mainstream economists generally reject modern-day Austrian economics, and argue that modern-day Austrian economists are excessively averse to the use of mathematics and statistics in economics. Austrian opposition to mathematization extends to economic theorizing only, as they argue that human behavior is too variable for overarching mathematical models to hold true across time and context. Austrians do, however, support analyzing revealed preference via mathematization to aid business and finance.
Economist Paul Krugman has stated that Austrians are unaware of holes in their own thinking because they do not use "explicit models".
Economist Benjamin Klein has criticized the economic methodological work of Austrian economist Israel M. Kirzner. While praising Kirzner for highlighting shortcomings in traditional methodology, Klein argued that Kirzner did not provide a viable alternative for economic methodology. Economist Tyler Cowen has written that Kirzner's theory of entrepreneurship can ultimately be reduced to a neoclassical search model and is thus not in the radical subjectivist tradition of Austrian praxeology. Cowen states that Kirzner's entrepreneurs can be modeled in mainstream terms of search.
Economist Jeffrey Sachs argues that among developed countries, those with high rates of taxation and high social welfare spending perform better on most measures of economic performance compared to countries with low rates of taxation and low social outlays. He concludes that Friedrich Hayek was wrong to argue that high levels of government spending harms an economy and "a generous social-welfare state is not a road to serfdom but rather to fairness, economic equality and international competitiveness".
Economist Bryan Caplan has noted that Mises has been criticized for overstating the strength of his case in describing socialism as "impossible" rather than as something that would need to establish non-market institutions to deal with the inefficiency.
Methodology
Critics generally argue that Austrian economics lacks scientific rigor and rejects scientific methods and the use of empirical data in modelling economic behavior. Some economists describe Austrian methodology as being a priori or non-empirical.
Economist Mark Blaug has criticized over-reliance on methodological individualism, arguing it would rule out all macroeconomic propositions that cannot be reduced to microeconomic ones, and hence reject almost the whole of received macroeconomics.
Economist Thomas Mayer has stated that Austrians advocate a rejection of the scientific method which involves the development of empirically falsifiable theories. Furthermore, economists have developed numerous experiments that elicit useful information about individual preferences.
Although economist Leland Yeager is sympathetic to Austrian economics, he rejects many favorite views of the Misesian group of Austrians, in particular "the specifics of their business-cycle theory, ultra-subjectivism in value theory and particularly in interest-rate theory, their insistence on unidirectional causality rather than general interdependence, and their fondness for methodological brooding, pointless profundities, and verbal gymnastics".
Economist Paul A. Samuelson wrote in 1964 that most economists believe that economic conclusions reached by pure logical deduction are limited and weak. According to Samuelson and Caplan, Mises' deductive methodology also embraced by Murray Rothbard and to a lesser extent by Mises' student Israel Kirzner was not sufficient in and of itself.
Business cycle theory
Mainstream economic research regarding Austrian business cycle theory finds that it is inconsistent with empirical evidence. Noted economists such as Gordon Tullock, Milton Friedman and Paul Krugman have said that they regard the theory as incorrect. Austrian economist Ludwig Lachmann noted that the Austrian theory was rejected during the 1930s:
Theoretical objections
Some economists have argued that Austrian business cycle theory requires bankers and investors to exhibit a kind of irrationality because the Austrian theory posits that investors will be fooled repeatedly (by temporarily low interest rates) into making unprofitable investment decisions. Milton Friedman objected to the policy implications of the theory, stating the following in a 1998 interview:
Empirical objections
In 1969, Milton Friedman examined the history of business cycles in the United States and wrote that there "appears to be no systematic connection between the size of an expansion and of the succeeding contraction", contradicting business cycle theories (such as the Austrian business cycle theory) which rely on that premise. He analyzed the issue using newer data in 1993, and again reached the same conclusion. Referring to Friedman's discussion of the business cycle, Austrian economist Roger Garrison argued that Friedman's empirical findings are "broadly consistent with both Monetarist and Austrian views" and goes on to argue that although Friedman's model "describes the economy's performance at the highest level of aggregation, Austrian theory offers an insightful account of the market process that might underlie those aggregates".
See also
Carl Menger
Chicago school of economics
Criticism of the Federal Reserve
Eugen von Böhm-Bawerk
Friedrich Hayek
Hans-Hermann Hoppe
Hard money (policy)
Henry Hazlitt
Israel Kirzner
List of Austrian intellectual traditions
List of Austrian School economists
Ludwig von Mises
New institutional economics
Perspectives on capitalism by school of thought
School of Salamanca
Notes and references
Further reading
Boettke, Peter J.; Coyne, Christopher J. (2023). "New Thinking in Austrian Economics". Annual Review of Economics 15 (1).
PDF .
(Excerpt via Amazon).
External links
Understanding Austrian Economics by Henry Hazlitt
Schools of economic thought
Libertarian theory
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https://en.wikipedia.org/wiki/Abscess
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Abscess
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An abscess is a collection of pus that has built up within the tissue of the body. Signs and symptoms of abscesses include redness, pain, warmth, and swelling. The swelling may feel fluid-filled when pressed. The area of redness often extends beyond the swelling. Carbuncles and boils are types of abscess that often involve hair follicles, with carbuncles being larger.
They are usually caused by a bacterial infection. Often many different types of bacteria are involved in a single infection. In many areas of the world, the most common bacteria present is methicillin-resistant Staphylococcus aureus. Rarely, parasites can cause abscesses; this is more common in the developing world. Diagnosis of a skin abscess is usually made based on what it looks like and is confirmed by cutting it open. Ultrasound imaging may be useful in cases in which the diagnosis is not clear. In abscesses around the anus, computer tomography (CT) may be important to look for deeper infection.
Standard treatment for most skin or soft tissue abscesses is cutting it open and drainage. There appears to be some benefit from also using antibiotics. A small amount of evidence supports not packing the cavity that remains with gauze after drainage. Closing this cavity right after draining it rather than leaving it open may speed healing without increasing the risk of the abscess returning. Sucking out the pus with a needle is often not sufficient.
Skin abscesses are common and have become more common in recent years. Risk factors include intravenous drug use, with rates reported as high as 65% among users. In 2005, 3.2 million people went to American emergency departments for abscesses. In Australia, around 13,000 people were hospitalized in 2008 with the condition.
Signs and symptoms
Abscesses may occur in any kind of tissue but most frequently within the skin surface (where they may be superficial pustules known as boils or deep skin abscesses), in the lungs, brain, teeth, kidneys, and tonsils. Major complications may include spreading of the abscess material to adjacent or remote tissues, and extensive regional tissue death (gangrene).
The main symptoms and signs of a skin abscess are redness, heat, swelling, pain, and loss of function. There may also be high temperature (fever) and chills. If superficial, abscesses may be fluctuant when palpated; this wave-like motion is caused by movement of the pus inside the abscess.
An internal abscess is more difficult to identify, but signs include pain in the affected area, a high temperature, and generally feeling unwell.
Internal abscesses rarely heal themselves, so prompt medical attention is indicated if such an abscess is suspected. An abscess can potentially be fatal depending on where it is located.
Causes
Risk factors for abscess formation include intravenous drug use. Another possible risk factor is a prior history of disc herniation or other spinal abnormality, though this has not been proven.
Abscesses are caused by bacterial infection, parasites, or foreign substances.
Bacterial infection is the most common cause, particularly Staphylococcus aureus. The more invasive methicillin-resistant Staphylococcus aureus (MRSA) may also be a source of infection, though is much rarer. Among spinal subdural abscesses, methicillin-sensitive Staphylococcus aureus is the most common organism involved.
Rarely parasites can cause abscesses and this is more common in the developing world. Specific parasites known to do this include dracunculiasis and myiasis.
Perianal abscess
Surgery of the anal fistula to drain an abscess treats the fistula and reduces likelihood of its recurrence and the need for repeated surgery. There is no evidence that fecal incontinence is a consequence of this surgery for abscess drainage.
Perianal abscesses can be seen in people with, for example, inflammatory bowel disease (such as Crohn's disease) or diabetes. Often the abscess will start as an internal wound caused by ulceration, hard stool, or penetrative objects with insufficient lubrication. This wound typically becomes infected as a result of the normal presence of feces in the rectal area, and then develops into an abscess. This often presents itself as a lump of tissue near the anus which grows larger and more painful with time. Like other abscesses, perianal abscesses may require prompt medical treatment, such as an incision and debridement or lancing.
Incisional abscess
An incisional abscess is one that develops as a complication secondary to a surgical incision. It presents as redness and warmth at the margins of the incision with purulent drainage from it. If the diagnosis is uncertain, the wound should be aspirated with a needle, with aspiration of pus confirming the diagnosis and availing for Gram stain and bacterial culture.
Pathophysiology
An abscess is a defensive reaction of the tissue to prevent the spread of infectious materials to other parts of the body.
Organisms or foreign materials destroy the local cells, which results in the release of cytokines. The cytokines trigger an inflammatory response, which draws large numbers of white blood cells to the area and increases the regional blood flow.
The final structure of the abscess is an abscess wall, or capsule, that is formed by the adjacent healthy cells in an attempt to keep the pus from infecting neighboring structures. However, such encapsulation tends to prevent immune cells from attacking bacteria in the pus, or from reaching the causative organism or foreign object.
Diagnosis
An abscess is a localized collection of pus (purulent inflammatory tissue) caused by suppuration buried in a tissue, an organ, or a confined space, lined by the pyogenic membrane. Ultrasound imaging can help in a diagnosis.
Classification
Abscesses may be classified as either skin abscesses or internal abscesses. Skin abscesses are common; internal abscesses tend to be harder to diagnose, and more serious. Skin abscesses are also called cutaneous or subcutaneous abscesses.
IV drug use
For those with a history of intravenous drug use, an X-ray is recommended before treatment to verify that no needle fragments are present. If there is also a fever present in this population, infectious endocarditis should be considered.
Differential
Abscesses should be differentiated from empyemas, which are accumulations of pus in a preexisting, rather than a newly formed, anatomical cavity.
Other conditions that can cause similar symptoms include: cellulitis, a sebaceous cyst, and necrotising fasciitis. Cellulitis typically also has an erythematous reaction, but does not confer any purulent drainage.
Treatment
The standard treatment for an uncomplicated skin or soft tissue abscess is the act of opening and draining. There does not appear to be any benefit from also using antibiotics in most cases. A small amount of evidence did not find a benefit from packing the abscess with gauze.
Incision and drainage
The abscess should be inspected to identify if foreign objects are a cause, which may require their removal. If foreign objects are not the cause, incising and draining the abscess is standard treatment.
In critical areas where surgery presents a high risk, it may be delayed or used as a last resort. The drainage of a lung abscess may be performed by positioning the affected individual in a way that enables the contents to be discharged via the respiratory tract. Warm compresses and elevation of the limb may be beneficial for a skin abscess.
Antibiotics
Most people who have an uncomplicated skin abscess should not use antibiotics. Antibiotics in addition to standard incision and drainage is recommended in persons with severe abscesses, many sites of infection, rapid disease progression, the presence of cellulitis, symptoms indicating bacterial illness throughout the body, or a health condition causing immunosuppression. People who are very young or very old may also need antibiotics. If the abscess does not heal only with incision and drainage, or if the abscess is in a place that is difficult to drain such as the face, hands, or genitals, then antibiotics may be indicated.
In those cases of abscess which do require antibiotic treatment, Staphylococcus aureus bacteria is a common cause and an anti-staphylococcus antibiotic such as flucloxacillin or dicloxacillin is used. The Infectious Diseases Society of America advises that the draining of an abscess is not enough to address community-acquired methicillin-resistant Staphylococcus aureus (MRSA), and in those cases, traditional antibiotics may be ineffective. Alternative antibiotics effective against community-acquired MRSA often include clindamycin, doxycycline, minocycline, and trimethoprim-sulfamethoxazole. The American College of Emergency Physicians advises that typical cases of abscess from MRSA get no benefit from having antibiotic treatment in addition to the standard treatment. If the condition is thought to be cellulitis rather than an abscess, consideration should be given to the possibility of the strep species as a cause, that are still sensitive to traditional anti-staphylococcus agents such as dicloxacillin or cephalexin. This would be in the case of people that are able to tolerate penicillin. Antibiotic therapy alone without surgical drainage of the abscess is seldom effective due to antibiotics often being unable to get into the abscess and their ineffectiveness at low pH levels.
Culturing the wound is not needed if standard follow-up care can be provided after the incision and drainage. Performing a wound culture is unnecessary because it rarely gives information which can be used to guide treatment.
Packing
In North America, after drainage, an abscess cavity is usually packed, often with special iodoform-treated cloth. This is done to absorb and neutralize any remaining exudate as well as to promote draining and prevent premature closure. Prolonged draining is thought to promote healing. The hypothesis is that though the heart's pumping action can deliver immune and regenerative cells to the edge of an injury, an abscess is by definition a void in which no blood vessels are present. Packing is thought to provide a wicking action that continuously draws beneficial factors and cells from the body into the void that must be healed. Discharge is then absorbed by cutaneous bandages and further wicking promoted by changing these bandages regularly. However, evidence from emergency medicine literature reports that packing wounds after draining, especially smaller wounds, causes pain to the person and does not decrease the rate of recurrence, nor bring faster healing, or fewer physician visits.
Loop drainage
More recently, several North American hospitals have opted for less-invasive loop drainage over standard drainage and wound packing. In one study of 143 pediatric outcomes, a failure rate of 1.4% was reported in the loop group versus 10.5% in the packing group (P<.030), while a separate study reported a 5.5% failure rate among the loop group.
Primary closure
Closing an abscess immediately after draining it appears to speed healing without increasing the risk of recurrence. This may not apply to anorectal abscesses as while they may heal faster, there may be a higher rate of recurrence than those left open.
Prognosis
Even without treatment, skin abscesses rarely result in death, as they will naturally break through the skin. Other types of abscess are more dangerous. Brain abscesses may be fatal if untreated. When treated, the mortality rate reduces to 5–10%, but is higher if the abscess ruptures.
Epidemiology
Skin abscesses are common and have become more common in recent years. Risk factors include intravenous drug use, with rates reported as high as 65% among users. In 2005, in the United States 3.2 million people went to the emergency department for an abscess. In Australia around 13,000 people were hospitalized in 2008 for the disease.
Society and culture
The Latin medical aphorism "ubi pus, ibi evacua" expresses "where there is pus, there evacuate it" and is classical advice in the culture of Western medicine.
Needle exchange programmes often administer or provide referrals for abscess treatment to injection drug users as part of a harm reduction public health strategy.
Etymology
An abscess is so called "abscess" because there is an abscessus (a going away or departure) of portions of the animal tissue from each other to make room for the suppurated matter lodged between them.
The word carbuncle is believed to have originated from the Latin: carbunculus, originally a small coal; diminutive of carbon-, carbo: charcoal or ember, but also a carbuncle stone, "precious stones of a red or fiery colour", usually garnets.
Other types
The following types of abscess are listed in the medical dictionary:
References
External links
General surgery
Cutaneous lesion
Wikipedia medicine articles ready to translate
Wikipedia emergency medicine articles ready to translate
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https://en.wikipedia.org/wiki/Aarhus
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Aarhus
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Aarhus (, , ; officially spelled Århus from 1948 until 1 January 2011) is the second-largest city in Denmark and the seat of Aarhus Municipality. It is located on the eastern shore of Jutland in the Kattegat sea and approximately northwest of Copenhagen.
Dating back to the late 8th century, Aarhus was founded as a harbour settlement at the mouth of the Aarhus River and quickly became a trade hub. The first Christian church was built here around the year 900 and later in the Viking Age the town was fortified with defensive ramparts. The bishopric of Aarhus grew steadily stronger and more prosperous, building several religious institutions in the town during the early Middle Ages. Trade continued to improve, although it was not until 1441 that Aarhus was granted market town privileges, and the population of Aarhus remained relatively stable until the 19th century. The city began to grow significantly as trade prospered in the mid-18th century, but not until the mid-19th century did the Industrial Revolution bring real growth in population. The first railway line in Jutland was built here in 1862. In 1928, the first university in Jutland was founded in Aarhus and today it is a university city and the largest centre for trade, services, industry, and tourism in Jutland.
Aarhus Cathedral is the longest cathedral in Denmark with a total length of . The Church of our Lady (Vor Frue Kirke) was originally built in 1060, making it the oldest stone church in Scandinavia. The City Hall, designed by Arne Jacobsen and Erik Møller, was completed in 1941 in a modern Functionalist style. Aarhus Theatre, the largest provincial theatre in Denmark, opposite the cathedral on Bispetorvet, was built by Hack Kampmann in the Art Nouveau style and completed in 1916. Musikhuset Aarhus (concert hall) and Det Jyske Musikkonservatorium (Royal Academy of Music, Aarhus/Aalborg) are also of note, as are its museums including the open-air museum Den Gamle By, the art museum ARoS Aarhus Kunstmuseum, the Moesgård Museum and the women's museum Kvindemuseet. The city's major cultural institutions include Den Gamle By, ARoS Aarhus Kunstmuseum, the Moesgård Museum, Gender Museum Denmark, Musikhuset Aarhus and Aarhus Theatre. Known as (lit. City of Smiles) it is the Danish city with the youngest demographics and home to Scandinavia's largest university, Aarhus University. Commercially, the city is the principal container port in the country, and major Danish companies such as Vestas, Arla Foods, Salling Group, and Jysk have their headquarters there.
Etymology
The name originates from the city's location at the mouth of (Aarhus River). It is a compound of the two words , genitive of ("river", Modern Danish ), and ("mouth", in Modern Icelandic this word, spelt , is still used for "river delta"). In Valdemar's Census Book (1231) the city was called Arus, and in Icelandic it was known as , later written as Aars.
Spelling
The spelling "Aarhus" is first found in 1406 and gradually became the norm in the 17th century. With the Danish spelling reform of 1948, "Aa" was changed to "Å". Some Danish cities resisted the change but Aarhus city council opted to change the name. In 2010, the city council voted to change the name back from to again with effect from 1 January 2011.
It is still grammatically correct to write geographical names with the letter Å and local councils are allowed to use the Aa spelling as an alternative and most newspapers and public institutions will accept either. Some official authorities such as the Danish Language Committee, publisher of the Danish Orthographic Dictionary, still retain as the main name, providing as a second option, in brackets and some institutions are still using explicitly in their official name, such as the local newspaper and the schools and . "Aa" was used by some major institutions between 1948 and 2011 as well, such as Aarhus University or the largest local sports club, (AGF), which has never used the "Å"-spelling. Certain geographically affiliated names have been updated to reflect the name of the city, such as the Aarhus River, changed from to .
History
Early history
Founded in the early Viking Age, Aarhus is one of the oldest cities in Denmark, along with Ribe and Hedeby. The original Aros settlement was situated on the northern shores of a fjord by the mouth of the Aarhus River, right where the city center is today. It quickly became a hub for sea-going trade due to its position on intersecting trade routes in the Danish straits and the fertile countryside. The trade, however, was not nearly as prominent as that in Ribe and Hedeby during the Viking Age, and it was primarily linked to Norway as evidenced by archaeological finds. A shipbuilding yard from the Viking Age was uncovered upriver in 2002 by archaeologists. It was located at a place formerly known as Snekkeeng, or Snekke Meadow in English ('Snekke' is a type of longship), east of the Brabrand Lake close to Viby, and it was in use for more than 400 years from the late 700s till around the mid-1200s.
Archaeological evidence indicates that Aarhus was a town as early as the last quarter of the 8th century. Discoveries after a 2003 archaeological dig included half-buried longhouses, firepits, glass pearls and a road dated to the late 700s. Several excavations in the inner city since the 1960s have revealed wells, streets, homes and workshops, and inside the buildings and adjoining archaeological layers, everyday utensils like combs, jewellery and basic multi-purpose tools from approximately the year 900 have been unearthed. The early town was fortified with defensive earthen ramparts in the first part of the 900s, possibly in the year 934 on order from king Gorm the Old. The fortifications were later improved and expanded by his son Harald Bluetooth, encircling the settlement much like the defence structures found at Viking ring fortresses elsewhere. Together with the town's geographical placement, this suggests that Aros became an important military centre in the Viking Age. There are also strong indications of a former royal residence from the same period in Viby, a few kilometres south of the Aarhus city centre.
The centre of Aarhus was originally a pagan burial site until Aarhus's first Christian church, Holy Trinity Church, a timber structure, was built upon it during the reign of Frode, King of Jutland, around 900. The bishopric of Aarhus dates back to at least 948 when Adam of Bremen reported that the missionary bishop Reginbrand of Aros attended the synod of Ingelheim in Germany, but the late Viking Age during the Christianization of Scandinavia was a turbulent and violent time with several naval attacks on the town, such as Harald Hardrada's assault around 1050, when the Holy Trinity Church was burned to the ground. Despite the conflicts, Aarhus continued to prosper from the trade and the finding of six runestones in and around Aarhus indicates the city had some significance around the year 1000, as only wealthy nobles traditionally used them. The bishopric diocese was obliterated for almost a hundred years after Reginbrand in 988, but in 1060 a new bishop Christian was ordained and he founded a new church in Aarhus, Sankt Nicolai Domkirke (St. Nicholas Cathedral), this time in stone. It was erected outside the town fortifications, and stood finished in 1070 at the site where Church of Our Lady stands today, but only an underground crypt remains.
Middle Ages
The growing influence of the Church during the Middle Ages gradually turned Aarhus, with its bishopric, into a prosperous religious centre. Many public and religious buildings were built in and around the town; notably Aarhus Cathedral was initiated in the late 12th century by the influential bishop Peder Vognsen, and around 1200, Aros had a total of four churches. The 13th century also marks a thorough reorganisation, erasing most of the town's original layout with new streets, relocations, dismantling and new constructions. The Church clearly had the upper hand in the Aarhus region during medieval times, and the large bishopric of Aarhus prospered and expanded territory, reaching as far as Viborg in extent. In 1441, Christopher III issued the oldest known charter granting market town status, although similar privileges may have existed as far back as the 12th century. The charter is the first official recognition of the town as a regional power and is by some considered Aarhus's birth certificate.
The commercial and religious status spurred town growth, and in 1477 the defensive earthen ramparts, which had ringed the town since the Viking Age, were abandoned to accommodate expansion. Parts of the ramparts still exist today and can be experienced as steep slopes at the riverside, and they have also survived in some place names of the inner city, including the streets of Volden (The Rampart) and Graven (The Moat). Aarhus grew to become one of the largest cities in the country by the early 16th century. In 1657, octroi was imposed in larger Danish cities which changed the layout and face of Aarhus over the following decades. Wooden city walls were erected to prevent smuggling, with gates and toll booths on the major thoroughfares, Mejlgade and Studsgade. The city gates funnelled most traffic through a few streets where merchant quarters were built.
In the 17th century, Aarhus entered a period of recession as it suffered blockades and bombardments during the Swedish wars and trade was dampened by the preferential treatment of the capital by the state. Not until the middle of the 18th century did growth return, in large part due to trade with the large agricultural catchment areas around the city; grain, particularly, proved to be a remunerative export. The first factories were established at this time, as the Industrial Revolution reached the country, and in 1810 the harbour was expanded to accommodate growing trade.
Industrialisation
Aarhus began to prosper in the 1830s as the industrial revolution reached the city and factories with steam-driven machinery became more productive. In 1838, the electoral laws were reformed leading to elections for the 15 seats on the city council. The rules were initially very strict, allowing only the wealthiest citizens to run. In the 1844 elections, only 174 citizens qualified out of a total population of more than 7,000. The first city council, mainly composed of wealthy merchants and industrialists, quickly looked to improve the harbour, situated along the Aarhus River. Larger ships and growing freight volumes made a river harbour increasingly impractical. In 1840, the harbour was moved to the coast, north of the river, where it became the largest industrial harbour outside Copenhagen over the following 15 years. From the outset, the new harbour was controlled by the city council, as it is to this day.
During the First Schleswig War, Aarhus was occupied by German troops from 21 June to 24 July 1849. The city was spared any fighting, but in Vejlby north of the city a cavalry skirmish known as Rytterfægtningen took place which stopped the German advance through Jutland. The war and occupation left a notable impact on the city as many streets, particularly on Frederiksbjerg, are named after Danish officers of the time. Fifteen years later, in 1864, the city was occupied again, this time for seven months, during the Second Schleswig War.
In spite of wars and occupation, the city continued to expand and develop. In 1851, the octroi was abolished and the city walls were removed to provide easier access for trade. Regular steamship links with Copenhagen had begun with the Jylland in 1825–26 and the Dania (1827–36), and in 1862 Jutland's first railway was established between Aarhus and Randers.
In the second half of the 19th century, industrialisation came into full effect and a number of new industries emerged around production and refinement of agricultural products, especially oil and butter. Many companies from this time would come to leave permanent iconic marks on Aarhus. The Ceres Brewery was established in 1856 and served as Aarhus's local brewery for more than 150 years, gradually expanding into an industrial district known as Ceres-grunden (lit.: the Ceres-ground). In 1896, local farmers and businessmen created Korn- og Foderstof Kompagniet (KFK), focused on grain and feedstuffs. KFK established departments all over the country, while its headquarters remained in Aarhus where its large grain silos still stand today. Otto Mønsted created the Danish Preserved Butter Company in 1874, focusing on butter export to England, China and Africa and later founded the Aarhus Butterine Company in 1883, the first Danish margarine factory. His company became an important local employer, with factory employees increasing from 100 in 1896 to 1,000 in 1931, partaking in the effective transformation of the city from a regional trade hub to an industrial centre. Other new factories of note included the dockyard Aarhus Flydedok and the oil mill Århus Oliefabrik.
Aarhus became the largest provincial city in the country by the turn of the century and the city marketed itself as the "Capital of Jutland". The population increased from 15,000 in 1870 to 52,000 in 1901 and, in response, the city annexed large land areas to develop new residential quarters such as Trøjborg, Frederiksbjerg and Marselisborg. Many of its cultural institutions were also established at this time such as Aarhus Theatre (1900), the original State Library (1902), Aarhus University (1928) and several hospitals.
Second World War
On 9 April 1940, Nazi Germany invaded Denmark, occupying Aarhus the following day; the occuption lasted for five years. This was a destructive period with major disasters, loss of life and economic depression. The Port of Aarhus became a hub for supplies to the Baltics and Norway, while the surrounding rail network supplied the Atlantic Wall in west Jutland and cargo headed for Germany. Combined, these factors resulted in a strong German presence, especially in 1944–45.
Small resistance groups first appeared in 1941–42 but the first to co-ordinate with the Freedom Council was the Samsing Group, responsible for most operations from early 1943. The Samsing group, along with others in and around Aarhus, was dismantled in June 1944 when Grethe "Thora" Bartram turned her family and acquaintances over to German authorities. In response, requests for assistance were sent to contacts in England and in October 1944 the Royal Air Force bombed the Gestapo headquarters successfully destroying archives and obstructing the ongoing investigation.
In the summer of 1944 the Copenhagen-based resistance group Holger Danske helped establish the 5 Kolonne group and an SOE agent arrived from England to liaison with the L-groups. Subsequently, resistance operations escalated which was countered with Schalburgtage terror operations by the Peter group. The increasingly destructive occupation was compounded when an ammunition barge exploded in July 1944, destroying much of the harbour area. On 5 May 1945 German forces in Denmark surrendered but during the transitional period fighting broke out resulting in 22 dead. On 8 May the British Royal Dragoons entered the city.
Post-World War II years
In the 1970s and 1980s the city entered a period of rapid economic growth and the service sector overtook trade, industry and crafts as the leading sector of employment for the first time. Workers gradually began commuting to the city from most of east and central Jutland as the region became more interconnected. The student population tripled between 1965 and 1977 turning the city into a Danish centre of research and education. The growing and comparably young population initiated a period of creativity and optimism; Gaffa and the KaosPilot school were founded in 1983 and 1991 respectively, and Aarhus was at the centre of a renaissance in Danish rock and pop music launching bands and musicians such as TV2, Gnags, Thomas Helmig, Bamses Venner, Anne Dorte Michelsen, Mek Pek and Shit & Chanel.
The 2000s
Since the turn of the millennium, Aarhus has seen an unprecedented building boom with many new institutions, infrastructure projects, city districts and recreational areas. Several of the construction projects are among the largest in Europe, such as the New University Hospital (DNU) and the harbourfront redevelopment.
Both the skyline and land use of the inner city is changing, as former industrial sites are being redeveloped into new city districts and neighbourhoods. Starting in 2008, the former docklands known as De Bynære Havnearealer (The Peri-urban Harbour-areas), and closest to the city seaside, are being converted to new mixed-use districts. It is among the largest harbourfront projects in Europe. The northern part dubbed Aarhus Ø (Aarhus Docklands) is almost finished as of 2018, while the southern district dubbed Sydhavnskvarteret (The South-harbour neighbourhood) is only starting to be developed. The adjacent site of Frederiks Plads at the former DSB repair facilities have been under construction since 2014 as a new business and residential quarter. The main bus terminal close by is planned to be moved to the central railway station and the site will be redeveloped to a new residential neighbourhood. Elsewhere in the inner city, the site of the former Ceres breweries was redeveloped in 2012-2019 as a new mixed use neighbourhood known as CeresByen.
Construction of Aarhus Letbane, the first light rail system in the country, commenced in 2013, and the first increment was finished in December 2017. Since then, the lightrail service has been expanded with two intercity sections to the towns of Odder and Grenå, respectively, and also includes a northward leg to the suburb of Lisbjerg. The light rail system is planned to tie many other suburbs closer to central Aarhus in the future, with the next phase including local lines to Brabrand in the east and Hinnerup to the north.
Accelerating growth since the early 2000s, brought the inner urban area to roughly 260,000 inhabitants by 2014. The rapid growth is expected to continue until at least 2030 when Aarhus municipality has set an ambitious target for 375,000 inhabitants.
Geography
Aarhus is located at the Bay of Aarhus facing the Kattegat sea in the east with the peninsulas of Mols and Helgenæs across the bay to the northeast. Mols and Helgenæs are both part of the larger regional peninsula of Djursland. A number of larger cities and towns is within easy reach from Aarhus by road and rail, including Randers ( by road north), Grenå (northeast), Horsens ( south) and Silkeborg ( east).
Topography
At Aarhus's location, the Bay of Aarhus provides a natural harbour with a depth of quite close to the shore. Aarhus was founded at the mouth of a brackish water fjord, but the original fjord no longer exists, as it has gradually narrowed into what is now the Aarhus River and the Brabrand Lake, due to natural sedimentation. The land around Aarhus was once covered by forests, remains of which exist in parts of Marselisborg Forest to the south and Riis Skov to the north. Several lakes extend west from the inner city as the landscape merges with the larger region of Søhøjlandet with heights exceeding at Himmelbjerget between Skanderborg and Silkeborg. The highest natural point in Aarhus Municipality is Jelshøj at 128 metres above sea level, in the southern district of Højbjerg. The hilltop is home to a Bronze Age barrow shrouded in local myths and legends.
The hilly area around Aarhus consists of a morainal plateau from the last ice age, broken by a complex system of tunnel valleys. The most prominent valleys of this network are the Aarhus Valley in the south, stretching inland east–west with the Aarhus River, Brabrand Lake, Årslev Lake and Tåstrup Lake, and the Egå Valley to the north, with the stream of Egåen, Egå Engsø, the bog of Geding-Kasted Mose and Geding Lake. Most parts of the two valleys have been drained and subsequently farmed, but in the early 2000s some of the drainage was removed and parts of the wetlands were restored for environmental reasons. The valley system also includes the stream of Lyngbygård Å in the west and valleys to the south of the city, following erosion channels from the pre-quaternary. By contrast, the Aarhus River Valley and the Giber River Valley are late glacial meltwater valleys. The coastal cliffs along the Bay of Aarhus consist of shallow tertiary clay from the Eocene and Oligocene (57 to 24 million years ago).
Climate
Aarhus has a temperate oceanic climate (Köppen: Cfb) and the weather is constantly influenced by major weather systems from all four ordinal directions, resulting in unstable conditions throughout the year. Temperature varies a great deal across the seasons with a mild spring in April and May, warmer summer months from June to August, frequently rainy and windy autumn months in October and September and cooler winter months, often with frost and occasional snow, from December to March. The city centre experiences the same climatic effects as other larger cities with higher wind speeds, more fog, less precipitation and higher temperatures than the surrounding, open land.
Western winds from the Atlantic and North Sea are dominant resulting in more precipitation in western Denmark. In addition, Jutland rises sufficiently in the centre to lift air to higher, colder altitudes contributing to increased precipitation in eastern Jutland. Combined, these factors make east and south Jutland comparatively wetter than other parts of the country. Average temperature over the year is with February being the coldest month () and August the warmest (). Temperatures in the sea can reach in June to August, but it is not uncommon for beaches to register locally.
The geography in the area affects the local climate of the city with the Aarhus Bay imposing a temperate effect on the low-lying valley floor where central Aarhus is located. Brabrand Lake to the west further contributes to this effect and as a result, the valley has a comparably mild, temperate climate. The sandy ground on the valley floor dries up quickly after winter and warms faster in the summer than the surrounding hills of moist-retaining boulder clay. These conditions affect crops and plants that often bloom 1–2 weeks earlier in the valley than on the northern and southern hillsides.
Because of the northern latitude, the number of daylight hours varies considerably between summer and winter. On the summer solstice, the sun rises at 04:26 and sets at 21:58, providing 17 hours 32 minutes of daylight. On the winter solstice, it rises at 08:37 and sets at 15:39 with 7 hours and 2 minutes of daylight. The difference in length of days and nights between summer and winter solstices is 10 hours and 30 minutes.
Politics and administration
Aarhus is the seat of Aarhus Municipality, and Aarhus City Council (Aarhus Byråd) is also the municipal government with headquarters in Aarhus City Hall. The Mayor of Aarhus since 2010 is Jacob Bundsgaard of the Social Democrats. Municipal elections are held every fourth year on the third Tuesday of November with the next election in 2021. The city council consists of 31 members elected for four-year terms. When an election has determined the composition of the council, it elects a mayor, two deputy mayors and five aldermen from their ranks. Anyone who is eligible to vote and who resides within the municipality can run for a seat on the city council provided they can secure endorsements and signatures from 50 inhabitants of the municipality.
The first publicly elected mayor of Aarhus was appointed in 1919. In the 1970 Danish Municipal Reform the current Aarhus municipality was created by merging 20 municipalities. Aarhus was the seat of Aarhus County until the 2007 Danish municipal reform, which substituted the Danish counties with five regions and replaced Aarhus County with Central Denmark Region (Region Midtjylland), seated in Viborg.
Subdivisions
Aarhus Municipality has 45 electoral wards and polling stations in four electoral districts for the Folketing (national Parliament). The diocese of Aarhus has four deaneries composed of 60 parishes within Aarhus municipality. Aarhus municipality contains 21 postal districts and some parts of another 9. The urban area of Aarhus and the immediate suburbs are divided into the districts Aarhus C, Aarhus N, Aarhus V, Viby J, Højbjerg and Brabrand.
Environmental planning
Aarhus has increasingly been investing in environmental planning and, in accordance with national policy, aims to be -neutral and independent of fossil fuels for heating by 2030. The municipal power plants were adapted for this purpose in the 2010s. In 2015, the municipality took over three private straw-fired heating plants and the year after, a new 77 MW combined heat and power biomass plant at Lisbjerg Power Station was completed while Studstrup Power Station finished a refit to move from coal to wood chips. In conjunction with the development of the Docklands district there are plans for a utility-scale seawater heat pump which will take advantage of fluctuating electricity prices to supply the district heating system. Since 2015, the city has been implementing energy-saving LED technology in street lighting; by January 2019, about half of the municipal street lighting had been changed. Apart from reducing the city's CO2 emissions, it saves 30% on the electricity bill, thereby making it a self-financed project over a 20-year period.
The municipality aims for a coherent and holistic administration of the water cycle to protect against, or clean up, previous pollution and encourage green growth and self-sufficiency. The main issues are excessive nutrients, adapting to increased (and increasing) levels of precipitation brought on by climate change, and securing the water supply. These goals have manifested in a number of large water treatment projects often in collaboration with private partners. In the 2000s, underground rainwater basins were built across the city while the two lakes Årslev Engsø and Egå Engsø were created in 2003 and 2006 respectively. The number of sewage treatment plants is planned to be reduced from 17 to 2 by 2025, as the treatment plants in Marselisborg and Egå are scheduled for expansion to take over all waste water treatment. They have already been refitted for biogas production to become net producers of electricity and heat. To aid the new treatment plants, and avoid floodings, sewage and stormwater throughout the municipality is planned to be separated into two different drainage systems. Construction began in 2017 in several areas, but it is a long process that is scheduled to be finished by 2085.
Afforestation projects have been undertaken to prevent groundwater pollution, secure drinking water, sequester , increase biodiversity, create an attractive countryside, provide easy access to nature and offer outdoor activities to the public. In 2000, the first project, the New Forests of Aarhus, was completed, which aimed to double the forest cover in the municipality and, in 2009, another phase was announced to double forest cover once more before the year 2030. The afforestation plans were realised as a local project in collaboration with private landowners, under a larger national agenda. Other projects to expand natural habitats include a rewilding effort in Geding-Kasted Bog and continuous monitoring of the four Natura 2000 areas in the municipality.
Demographics
Aarhus has a population of 261,570 on for a density of 2,874/km2 (7,444/sq mi). Aarhus municipality has a population of 330,639 on 468 km2 with a density of 706/km2 (1,829/sq mi). Less than a fifth of the municipal population resides beyond city limits and almost all live in an urban area. The population of Aarhus is both younger and better-educated than the national average which can be attributed to the high concentration of educational institutions. More than 40% of the population have an academic degree while only some 14% have no secondary education or trade. The largest age group is 20- to 29-year-olds and the average age is 37.5, making it the youngest city in the country and one of its youngest municipalities. Women have slightly outnumbered men for many years.
The city is home to 75 different religious groups and denominations, most of which are Christian or Muslim with a smaller number of Buddhist, Hindu, and Jewish communities. Since the 1990s there has been a marked growth in diverse new spiritual groups although the total number of followers remains small. The majority of the population are members of the Protestant state church, Church of Denmark, which is by far the largest religious institution both in the city and the country as a whole. Some 20% of the population are not officially affiliated with any religion, a percentage that has been slowly rising for many years.
During the 1990s there was significant immigration from Turkey and in the 2000s, there was a fast growth in the overall immigrant community, from 27,783 people in 1999 to 40,431 in 2008. The majority of immigrants have roots outside Europe and the developed world, comprising some 25,000 people from 130 different nationalities, with the largest groups coming from the Middle East and North Africa. Some 15,000 have come from within Europe, with Poland, Germany, Romania and Norway being the largest contributors.
Many immigrants have established themselves in the suburbs of Brabrand, Hasle and Viby, where the percentage of inhabitants with foreign origins has risen by 66% since 2000. This has resulted in a few so-called ghettos, defined as residential areas with more than half of inhabitants from non-Western countries and with relatively high levels of poverty and/or crime. Gellerup is the most notable neighbourhood in that respect. The ghetto-labelling has been criticized as unnecessarily stigmatising and counterproductive for social and economical development of the related areas.
Economy
The economy of Aarhus is predominantly knowledge- and service-based, strongly influenced by the University of Aarhus and the large healthcare industry. The service sector dominates the economy and is growing as the city transitions away from manufacturing. Trade and transportation remain important sectors, benefiting from the large port and central position on the rail network. Manufacturing has been in slow but steady decline since the 1960s while agriculture has long been a marginal sector within the municipality. The municipality is home to 175,000 jobs with some 100,000 in the private sector and the rest split between state, region and municipality. The region is a major agricultural producer, with many large farms in the outlying districts. People commute to Aarhus from as far away as Randers, Silkeborg and Skanderborg and almost a third of those employed within the Aarhus municipality commute from neighbouring communities. Aarhus is a centre for retail in the Nordic and Baltic countries, with expansive shopping centres, the busiest commercial street in the country and a dense urban core with many speciality shops.
The job market is knowledge- and service-based, and the largest employment sectors are healthcare and social services, trade, education, consulting, research, industry and telecommunications. The municipality has more high- and middle-income jobs, and fewer low-income jobs, than the national average. Today, te majority of the largest companies in the municipality are in the sectors of trade, transport and media. The wind power industry has strong roots in Aarhus and the larger region of Central Jutland, and nationally, most of the revenue in the industry is generated by companies in the greater Aarhus area. The wind industry employs about a thousand people within the municipality, making it a central component in the local economy. The biotech industry is well-established in the city, with many small- and medium-sized companies mainly focused on research and development. There are multiple Big Tech companies with offices in the city, including Uber and Google.
Several major companies are headquartered in Aarhus, including four of the ten largest in the country. These include Arla Foods, one of the largest dairy groups in Europe, Salling Group, Denmark's largest retailer, Jysk, a worldwide retailer of household goods, Vestas, a global wind turbine manufacturer, Terma A/S, a major defence and aerospace manufacturer, Per Aarsleff, a civil engineering company and several large retail companies. Other large employers of note include Krifa, Systematic A/S,), and Bestseller A/S. Since the early 2000s, the city has experienced an influx of larger companies moving from other parts of the Jutland peninsula.
Port of Aarhus
The Port of Aarhus is one of the largest industrial ports in northern Europe with the largest container terminal in Denmark, processing more than 50% of Denmark's container traffic and accommodating the largest container vessels in the world. It is a municipal self-governing port with independent finances. The facilities handle some 9.5 million tonnes of cargo a year (2012). Grain is the principal export, while feedstuffs, stone, cement and coal are among the chief imports. Since 2012 the port has faced increasing competition from the Port of Hamburg and freight volumes have decreased somewhat from the peak in 2008.
The ferry terminal presents the only alternative to the Great Belt Link for passenger transport between Jutland and Zealand. It has served different ferry companies since the first steamship route to Copenhagen opened in 1830. Currently, Mols-Linien operates the route and annually transports some two million passengers and a million vehicles. Additional roll-on/roll-off cargo ferries serve Finland and Kalundborg on a weekly basis and smaller outlying Danish ports at irregular intervals. Since the early 2000s the port has increasingly become a destination for cruise lines operating in the Baltic Sea.
Tourism
The ARoS Art Museum, the Old Town Museum and Tivoli Friheden are among Denmark's top tourist attractions. With a combined total of almost 1.4 million visitors they represent the driving force behind tourism but other venues such as Moesgård Museum and Kvindemuseet are also popular. The city's extensive shopping facilities are also said to be a major attraction for tourists, as are festivals, especially NorthSide and SPOT. Many visitors arrive on cruise ships: in 2012, 18 vessels visited the port with over 38,000 passengers.
In the 2010s, there was a significant expansion of tourist facilities, culminating in the opening of the 240-room Comwell Hotel in July 2014, which increased the number of hotel rooms in the city by 25%. Some estimates put the number of visitors spending at least one night as high as 750,000 a year, most of them Danes from other regions, with the remainder coming mainly from Norway, Sweden, northern Germany and the United Kingdom. Overall, they spend roughly DKK 3 billion (€402 million) in the city each year. The primary motivation for tourists choosing Aarhus as a destination is experiencing the city and culture, family and couples vacation or as a part of a round trip in Denmark. The average stay is little more than three days on average.
There are more than 30 tourist information spots across the city. Some of them are staffed, while others are online, publicly accessible touchscreens. The official tourist information service in Aarhus is organised under VisitAarhus, a corporate foundation initiated in 1994 by Aarhus Municipality and local commercial interest organisations.
Research parks
The largest research park in Aarhus is INCUBA Science Park, focused on IT and biomedical research, It is based on Denmark's first research park, Forskerpark Aarhus (Research Park Aarhus), founded in 1986, which in 2007 merged with another research park to form INCUBA Science Park. The organisation is owned partly by Aarhus University and private investors and aims to foster close relationships between public institutions and startup companies. It is physically divided across 4 locations after a new department was inaugurated in Navitas Park in 2015, which it will share with the Aarhus School of Marine and Technical Engineering and AU Engineering. Another major centre for knowledge is Agro Food Park in Skejby, established to facilitate co-operation between companies and public institutions working within food science and agriculture. In January 2017 Arla Foods will open the global innovation centre Arla Nativa in Agro Food Park and in 2018 Aarhus University is moving the Danish Centre for Food and Agriculture there as well. In 2016, some 1000 people worked at Agro Food Park, spread across 50 companies and institutions and in August 2016 Agro Food Park management published plans to expand facilities from 92,000 m2 to .
In addition, Aarhus is home to the Aarhus School of Architecture, one of two Danish Ministry of Education institutions that provide degree programs in architecture, and some of the largest architecture firms in the Nordic countries such as Schmidt Hammer Lassen Architects, Arkitema Architects and C. F. Møller Architects. Taken together these organisations form a unique concentration of expertise and knowledge in architecture outside Copenhagen, which the Danish Ministry of Business and Growth refers to as (the architecture cluster). To promote the "cluster", the School of Architecture will be given new school buildings centrally in the new Freight Station Neighborhood, planned for development in the 2020s. In the interim, the city council supports a culture, business and education centre in the area, which may continue in the future neighbourhood in some form. The future occupants of the neighbourhood will be businesses and organisations selected for their ability to be involved in the local community, and it is hoped that the area will evolve into a hotspot for creativity and design.
Cityscape
Aarhus has developed in stages, from the Viking Age to modern times, all visible in the city today. Many architectural styles are represented in different parts of the city such as Romanesque, Gothic, Renaissance, Baroque, Rococo, National Romantic, Nordic Classicism, Neoclassical, Empire and Functionalism. The city has developed around the main transport hubs – the river, the harbour, and later the railway station – and as a result, the oldest parts are also the most central and busiest today.
The streets of Volden (The Rampart) and Graven (The Moat) testify to the defences of the initial Viking town, and Allégaderingen in Midtbyen roughly follows the boundaries of that settlement. The street network in the inner city formed during the Middle Ages with narrow, curved streets and low, dense housing by the river and the coast. Vesterport (Westward Gate) still bears the name of the medieval city gate and the narrow alleyways Posthussmøgen and Telefonsmøgen are remnants of toll stations from that time. The inner city has the oldest preserved buildings, especially the Latin Quarter, with houses dating back to the early 17th century in Mejlgade and Skolegade. Medieval merchants' mansions with courtyards can be seen in Klostergade, Studsgade and Skolegade. By far, the largest part of the present-day city was built during and after the industrialization of the late 1800s, and the most represented architectural styles today are historicism and modernism, especially the subgenre of Danish functionalism of which there are many fine examples. The building boom of the 2000s has imprinted itself on Aarhus with a redeveloped harbourfront, many new neighbourhoods (also in the inner city), and a revitalized public space. It is also beginning to change the skyline with several dominating high-rises.
Developments
In recent years, Aarhus has experienced a large demand in housing and offices, spurring a construction boom in some parts of the city. The newly built city district of Aarhus Ø, formerly docklands, includes major housing developments, mostly consisting of privately owned apartments, designed by architects such as CEBRA, and JDS Architects.
In the second quarter of 2012, the population of the area stood at only 5; however, that number had risen to 3,940 by October 2019.
The main public transportation service is bus line 23, as well as Østbanetorvet train station. Plans to service the area by the light rail line Aarhus Letbane have now been shelved.
Landmarks
Aarhus Cathedral (Århus Domkirke) in the centre of Aarhus, is the longest and tallest church in Denmark at and in length and height respectively. Originally built as a Romanesque basilica in the 13th century, it was rebuilt and enlarged as a Gothic cathedral in the late 15th and early 16th centuries. Even though the cathedral stood finished around 1300, it took more than a century to build; the associated cathedral school of Aarhus Katedralskole was already founded in 1195 and ranks as the 44th oldest school in the world. Another important and historic landmark in the inner city, is the Church of Our Lady (Vor Frue Kirke) also from the 13th century in Romanesque and Gothic style. It is smaller and less impressive, but it was the first cathedral of Aarhus and founded on an even older church constructed in 1060; the oldest stone church in Scandinavia. Langelandsgade Kaserne in National Romantic Style from 1889 is the oldest former military barracks left in the country; home to the university Department of Aesthetics and Communication since 1989.
Marselisborg Palace (Marselisborg Slot), designed by Hack Kampmann in Neoclassical and Art Nouveau styles, was donated by the city to Prince Christian and Princess Alexandrine as a wedding present in 1898. The Aarhus Custom House (Toldkammeret) from 1898, is said to be Hack Kampmann's finest work.
Tivoli Friheden (Tivoli Freedom) opened in 1903 and has since been the largest amusement park in the city and a tourist attraction. Aarhus Theatre from 1916 in the Art Nouveau style is the largest provincial theatre in Denmark. The early buildings of Aarhus University, especially the main building completed in 1932, designed by Kay Fisker, Povl Stegmann and by C.F. Møller have gained an international reputation for their contribution to functionalist architecture. The City Hall (Aarhus Rådhus) from 1941 with an iconic tower clad in marble, was designed by Arne Jacobsen and Erik Møller in a modern Functionalist style.
Culture
Aarhus is home to many annual cultural events and festivals, museums, theatres, and sports events of both national and international importance, and presents some of the largest cultural attractions in Denmark. There is a long tradition of music from all genres, and many Danish bands have emerged from Aarhus. Libraries, cultural centres and educational institutions present free or easy opportunities for the citizens to participate in, engage in, or be creative with cultural events and productions of all kinds.
Since 1938, Aarhus has marketed itself as Smilets by (City of smiles) which has become both an informal moniker and official slogan. In 2011, the city council opted to change the slogan to "Aarhus. Danish for Progress" but it was unpopular and abandoned after just a few years. Other slogans that have occasionally been used are Byen ved havet (City by the sea), Mellem bugt og bøgeskov (Between bay and beechwood) and Verdens mindste storby (World's smallest big city). Aarhus is featured in popular songs such as Hjem til Aarhus by På Slaget 12, Lav sol over Aarhus by Gnags, 8000 Aarhus C by Flemming Jørgensen, Pigen ud af Aarhus by Tina Dickow and Slingrer ned ad Vestergade by Gnags. In 1919, the number Sangen til Aarhus (Song to Aarhus) had become a popular hit for a time, but the oldest and perhaps best known "national anthem" for the city is the classical Aarhus Tappenstreg from 1872 by Carl Christian Møller which is occasionally played at official events or at performances by local marching bands and orchestras.
Museums
Aarhus has a range of museums, including two of the largest in the country, measured by the number of paying guests, Den Gamle By and ARoS Aarhus Kunstmuseum. Den Gamle By (The Old Town), officially Danmarks Købstadmuseum (Denmark's Market Town Museum), presents Danish townscapes from the 16th century to the 1970s with individual areas focused on different time periods. 75 historic buildings collected from different parts of the country have been brought here to create a small town in its own right.
ARoS Aarhus Kunstmuseum, the city's main art museum, is one of the largest art museums in Scandinavia with a collection covering Danish art from the 18th century to the present day as well as paintings, installations and sculptures representing international art movements and artists from all over the world. The iconic glass structure on the roof, Your Rainbow Panorama, was designed by Olafur Eliasson and features a promenade offering a colourful panorama of the city.
The Moesgård Museum specialises in archaeology and ethnography in collaboration with Aarhus University with exhibits on Denmark's prehistory, including weapon sacrifices from Illerup Ådal and the Grauballe Man. Kvindemuseet, the Women's Museum, from 1984 contains collections of the lives and works of women in Danish cultural history. The Occupation Museum (Besættelsesmuseum) presents exhibits illustrating the German occupation of the city during the Second World War; the University Park on the campus of Aarhus University includes the Natural History Museum with 5,000 species of animals, many in their natural surroundings; and the Steno Museum is a museum of the history of science and medicine with a planetarium. Kunsthal Aarhus (Aarhus Art Hall) hosts exhibitions of contemporary art including painting, sculpture, photography, performance art, film and video. Strictly speaking it is not a museum but an arts centre, one of the oldest in Europe, built and founded in 1917.
Libraries and community centres
Public libraries in Denmark are also cultural and community centres. They play an active role in cultural life and host many events, exhibitions, discussion groups, workshops, educational courses and facilitate everyday cultural activities for and by the citizens. In June 2015, the large central library and cultural centre of Dokk1 opened at the harbour front. Dokk1 also includes civil administrations and services, commercial office rentals and a large underground robotic car park and aims to be a landmark for the city and a public meeting place. The building of Dokk1 and the associated squares and streetscape is also collectively known as Urban Mediaspace Aarhus and it is the largest construction project Aarhus municipality has yet undertaken. Apart from this large main library, some neighbourhoods in Aarhus have a local library engaged in similar cultural and educational activities, but on a more local scale.
The State Library (Statsbiblioteket) at the university campus has status of a national library. The city is a member of the ICORN organisation (International Cities of Refuge Network) in an effort to provide a safe haven to authors and writers persecuted in their countries of origin.
There are several cultural and community centres throughout the city. This includes Folkestedet in the central Åparken, facilitating events for and by non-commercial associations, organisations and clubs, and activities for the elderly, the nearby Godsbanen at the railway yard, with workshops, events and exhibitions, and Globus1 in Brabrand facilitating sports and various cultural activities.
Performing arts
The city enjoys strong musical traditions, both classical and alternative, underground and popular, with educational and performance institutions such as the concert halls of Musikhuset, the opera of Den Jyske Opera, Aarhus Symfoniorkester (Aarhus Symphony Orchestra) and Det Jyske Musikkonservatorium (Royal Academy of Music, Aarhus/Aalborg). Musikhuset is the largest concert hall in Scandinavia, with seating for more than 3,600 people. Other major music venues include VoxHall, rebuilt in 1999, and the associated venue of Atlas, Train nightclub at the harbourfront, and Godsbanen, a former rail freight station.
The acting scene in Aarhus is diverse, with many groups and venues engaged in a broad span of genres, from animation theatre and children's theatre to classical theatre and improvisational theatre. Aarhus Teater is the oldest and largest venue with mostly professional classical acting performances. Svalegangen, the second largest theatre, is more experimental with its performances and other notable groups and venues includes EntréScenen, Katapult, Gruppe 38, Helsingør Teater, Det Andet Teater and Teater Refleksion as well as dance venues like Bora Bora. The cultural center of Godsbanen includes several scenes and stages and the Concert Halls of Musikhuset also stage theatrical plays regularly and is home to the children's theatre Filuren and a comedy club. The city hosts a biannual international theatre festival, International Living Theatre (ILT), with the next event being scheduled for 2021.
Since 2010 the music production centre of PROMUS (Produktionscentret for Rytmisk Musik) has supported the rock scene in the city along with the publicly funded ROSA (Dansk Rock Samråd), which promotes Danish rock music in general.
Aarhus is known for its musical history. Fuelled by a relatively young population jazz clubs sprang up in the 1950s which became a tour stop for many iconic American Jazz musicians. By the 1960s, the music scene diversified into rock and other genres and in the 1970s and 1980s, Aarhus became a centre for rock music, fostering iconic bands such as Kliché, TV-2 and Gnags and artists such as Thomas Helmig and Anne Linnet. Acclaimed bands since the 1970s include Under Byen, Michael Learns to Rock, Nephew, Carpark North, Spleen United, VETO, Hatesphere and Illdisposed in addition to individual performers such as Medina and Tina Dico.
Events and festivals
Aarhus hosts many annual or recurring festivals, concerts and events, with the festival of Aarhus Festuge as the most popular and wide-ranging, along with large sports events. Aarhus Festuge is the largest multicultural festival in Scandinavia, always based on a special theme and takes place every year for ten days between late August and early September, transforming the inner city with festive activities and decorations of all kinds.
There are numerous music festivals; the eight-day Aarhus Jazz Festival features jazz in many venues across the city. It was founded in 1988 and usually takes place in July every year, occasionally August or September. There are several annually recurring music festivals for contemporary popular music in Aarhus. NorthSide Festival presents well-known bands every year in mid-June on large outdoor scenes. It is a relatively new event, founded in 2010, but grew from a one-day event to a three-day festival in its first three years, now with 35,000 paying guests in 2015. Spot festival is aiming to showcase up-and-coming Danish and Scandinavian talents at selected venues of the inner city. The outdoor Grøn Koncert music festival takes place every year in many cities across Denmark, including Aarhus. Danmarks grimmeste festival (lit. Denmark's ugliest Festival) is a small summer music festival held in Skjoldhøjkilen, Brabrand.
Aarhus also hosts recurring events dedicated to specific art genres. International Living Theatre (ILT) is a bi-annual festival, established in 2009, with performing arts and stage art on a broad scale. The festival has a vision of showing the best plays and stage art experiences of the world, while at the same time attracting thespians and stage art interested people from both Aarhus and Europe at large. LiteratureXchange is a new annual festival from 2018, focused on literature from around the world as well as regional talents. The city actively promotes its gay and lesbian community and celebrates the annual Aarhus Pride gay pride festival while Aarhus Festuge usually includes exhibits, concerts and events designed for the LGBT communities.
Notable events of a local scope include the university boat-race, held in the University Park since 1991, which has become a local spectator event attracting some 20,000 people. The boat race pits costumed teams from the university departments against each other in inflatable boats in a challenge to win the Gyldne Bækken (Golden Chamber Pot) trophy. The annual lighting of the Christmas lights on the Salling department store in Søndergade has also become an attraction in recent times, packing the pedestrianised city centre with thousands of revellers. Significant dates such as Saint Lucy's Day, Sankt Hans (Saint John's Eve) and Fastelavn are traditionally celebrated with numerous events across the city.
Parks, nature, and recreation
The beech forests of Riis Skov and Marselisborg occupy the hills along the coast to the north and south, and apart from the city centre, sandy beaches form the coastline of the entire municipality. There are two public sea baths, the northern Den Permanente below Riis Skov and close to the harbour area, and the southern Ballehage Beach in the Marselisborg Forests. As in most of Denmark, there are no private beaches in the municipality, but access to Den Permanente requires a membership, except in the summer.
The relatively mild, temperate marine climate, allows for outdoor recreation year round, including walking, hiking, cycling, and outdoor team sports. Mountain biking is usually restricted to marked routes. Watersports like sailing, kayaking, motor boating, etc. are also popular, and since the bay rarely freezes up in winter, they can also be practised most of the year. Recreational and transportational pathways for pedestrians and cyclists, radiate from the city centre to the countryside, providing safety from motorised vehicles and a more tranquil experience. This includes the 19 kilometre long pathway of Brabrandstien, encircling the Brabrand Lake. The long-range hiking route Aarhus-Silkeborg, starts off from Brabrandstien.
Aarhus has an unusually high number of parks and green spaces, 134 of them, covering a total area of around . The central Botanical Gardens (Botanisk Have) from 1875 are a popular destination, as they include The Old Town open-air museum and host a number of events throughout the year. Originally used to cultivate fruit trees and other useful plants for the local citizens, there are now a significant collection of trees and bushes from different habitats and regions of the world, including a section devoted to native Danish plants. Recently renovated tropical and subtropical greenhouses, exhibit exotic plants from throughout the world. Also in the city centre is the undulating University Park, recognised for its unique landscaped design with large old oak trees. The Memorial Park (Mindeparken) at the coast below Marselisborg Palace, offers a panoramic view across the Bay of Aarhus and is popular with locals for outings, picnics or events. Other notable parks include the small central City Hall Park (Rådhusparken) and Marienlyst Park (Marienlystparken). Marienlyst Park is a relatively new park from 1988, situated in Hasle out of the inner city and is less crowded, but it is the largest park in Aarhus, including woodlands, large open grasslands and soccer fields.
Marselisborg Forests and Riis Skov, has a long history of recreational activities of all kinds, including several restaurants, hotels and opportunities for green exercise. There are marked routes here for jogging, running and mountain biking and large events are hosted regularly. This includes running events, cycle racing and orienteering, the annual Classic Race Aarhus with historic racing cars, all attracting thousands of people. Marselisborg Deer Park (Marselisborg Dyrehave) in Marselisborg Forests, comprises of fenced woodland pastures with free-roaming sika and roe deer. Below the Moesgård Museum in the southern parts of the Marselisborg Forests, is a large historical landscape of pastures and woodlands, presenting different eras of Denmark's prehistory. Sections of the forest comprise trees and vegetation representing specific climatic epochs from the last Ice Age to the present. Dotted across the landscape are reconstructed Stone Age and Bronze Age graves, buildings from the Iron Age, Viking Age and medieval times, with grazing goats, sheep and horses in between.
Food, drink, and nightlife
Aarhus has a large variety of restaurants and eateries offering food from cultures all over the world, especially Mediterranean and Asian, but also international gourmet cuisine, traditional Danish food and New Nordic Cuisine. Among the oldest restaurants are Rådhuscafeen (lit. The City Hall Café), opened in 1924, serving a menu of traditional Danish meals, and Peter Gift from 1906, a tavern with a broad beer selection and a menu of smørrebrød and other Danish dishes. In Aarhus, New Nordic can be experienced at Kähler Villa Dining, Hærværk and Domestic, but local produce can be had at many places, especially at the twice-weekly food markets in Frederiksbjerg. Aarhus and Central Denmark Region was selected as European Region of Gastronomy in 2017. The city (and municipality) is a member of the Délice Network, an international non-profit organization nurturing and facilitating knowledge exchange in gastronomy.
Appraised high-end restaurants serving international gourmet cuisine include Frederikshøj, Substans, Gastromé, Det Glade Vanvid, Nordisk Spisehus, Restaurant Varna, Restaurant ET, Gäst, Brasserie Belli, Møf. Restaurants in Aarhus were the first in provincial Denmark to receive Michelin stars since 2015, when Michelin inspectors ventured outside Copenhagen for the first time.
Vendors of street food are numerous throughout the centre, often selling from small trailers on permanent locations formally known as Pølsevogne (lit. sausage wagons), traditionally serving a Danish variety of hot dogs, sausages and other fast food. There are increasingly more outlets inspired by other cultural flavours such as sushi, kebab and currywurst.
The city centre is packed with cafés, especially along the river and the Latin quarter. Some of them also include an evening restaurant, such as Café Casablanca, Café Carlton, Café Cross and Gyngen. Aarhus Street Food and Aarhus Central Food Market are two indoor food courts from 2016 in the city centre, comprising a variety of street food restaurants, cafés and bars.
Aarhus has a robust and diverse nightlife. The action tends to concentrate in the inner city, with the pedestrianised riverside, Frederiksgade, the Latin Quarter, and Jægergårdsgade on Frederiksbjerg as the most active centres at night, but things are stirring elsewhere around the city too. The nightlife scene offers everything from small joints with cheap alcohol and a homely atmosphere to fashionable nightclubs serving champagne and cocktails or small and large music venues with bars, dance floors and lounges. A short selection of well-established places where you can have a drink and socialise, include the fashionable lounge and night club Kupé at the harbourfront, the relaxed Ris Ras Filliongongong offering waterpipes and an award-winning beer selection, Fatter Eskild with a broad selection of Danish bands playing mostly blues and rock, the wine and book café Løve's in Nørregade, Sherlock Holmes, a British-style pub with live music, and the brew pub of Sct. Clemens, with A Hereford Beefstouw restaurant across the cathedral. A few nightlife spots are aimed at gays and lesbians specifically, including Gbar (nightclub) and Café Sappho.
The Århus Set (Danish: Århus Sæt) is a set of drinks often ordered together, named for the city and consisting of two beverages, one Ceres Top beer and one shot Arnbitter, both originally from Aarhus. Ordering "a set" suffices in most bars and pubs. Aarhus Bryghus is a local craft brewery with a sizeable production. The brewery is located in the southern district of Viby and a large variety of their craft brews are available there, in most larger well-assorted stores in the city, and in some bars and restaurants as well. They also export.
Local dialect
The Aarhus dialect, commonly called Aarhusiansk (Aarhusian in English), is a Jutlandic dialect in the Mid-Eastern Jutland dialect area, traditionally spoken in and around Aarhus. Aarhusian, as with most local dialects in Denmark, has diminished in use through the 20th century and most Danes today speak some version of Standard Danish with slight regional features. Aarhusian, however, still has a strong presence in older segments of the population and in areas with high numbers of immigrants. Some examples of common, traditional and unique Aarhusian words are: træls ('tiresome'), noller ('silly' or 'dumb') and dælme (excl. 'damn me!'). The dialect is notable for single-syllable words ending in "d" being pronounced with stød while the same letter in multiple-syllable words is pronounced as "j", i.e., Odder is pronounced "Ojjer". Like other dialects in East Jutland, it has two grammatical genders, similar to Standard Danish, but different from West Jutlandic dialects, which have only one. In 2009, the University of Aarhus compiled a list of contemporary public figures who best exemplify the dialect, including Jacob Haugaard, Thomas Helmig, Steffen Brandt, Stig Tøfting, Flemming Jørgensen, Tina Dickow and Camilla Martin. In popular culture, the dialect features prominently in Niels Malmros's movie Aarhus by Night and in 90s comedy sketches by Jacob Haugaard and Finn Nørbygaard.
Sports
Aarhus has three major men's professional sports teams: the Superliga team Aarhus Gymnastikforening (AGF), Danish Handball League's Aarhus GF Håndbold, and Danish Basketball League's Bakken Bears. Notable or historic clubs include Aarhus 1900, Aarhus Fremad, Idrætsklubben Skovbakken and Aarhus Sejlklub. Aarhus Idrætspark has hosted matches in the premiere Danish soccer league since it was formed in 1920 and matches for the national men's soccer team in 2006 and 2007. The five sailing clubs routinely win national and international titles in a range of disciplines and the future national watersports stadium will be located on the Aarhus Docklands in the city centre. The Bakken Bears won the Danish basketball championships in 2011, 2012, 2013 and 2014.
The municipality actively supports sports organisations in and around the city, providing public organisations that aim to attract major sporting events and strengthen professional sports. The National Olympic Committee and Sports Confederation of Denmark counts some 380 sports organisations within the municipality and about one third of the population are members of one. Soccer is by far the most popular sport followed by Gymnastics, Handball and Badminton.
In recent decades, many free and public sports facilities have sprung up across the city, such as street football, basketball, climbing walls, skateboarding and beach volley. Several natural sites also offer green exercise, with exercise equipment installed along the paths and tracks reserved for mountain biking. The newly reconstructed area of Skjoldhøjkilen is a prime example.
Aarhus has hosted many sporting events including the 2010 European Women's Handball Championship, the 2014 European Men's Handball Championship, the 2013 Men's European Volleyball Championships, the 2005 European Table Tennis Championships, the Denmark Open in badminton, the UCI Women's Road Cycling World Cup, the 2006 World Orienteering Championships, the 2006 World Artistic Gymnastics Championships and the GF World Cup (women's handball). On average, Aarhus is hosting one or two international sailing competitions every year. In 2008, the city hosted the ISAF Youth Sailing World Championships and in 2018 it was host to the ISAF Sailing World Championships, the world championship for the 12 Olympic sailing disciplines. Aarhus is an important qualifier for the 2020 Olympics.
Education
Aarhus is the principal centre for education in the Jutland region. It draws students from a large area, especially from the western and southern parts of the peninsula. The relatively large influx of young people and students creates a natural base for cultural activities. Aarhus has the greatest concentration of students in Denmark, fully 12% of citizens attending short, medium or long courses of study. In addition to around 25 institutions of higher education, several research forums have evolved to assist in the transfer of expertise from education to business. The city is home to more than 52,000 students.
Since 2012, Aarhus University (AU) has been the largest university in Denmark by number of students enrolled. It is ranked among the top 100 universities in the world by several of the most influential and respected rankings. The university has approximately 41,500 Bachelor and Master students enrolled as well as about 1,500 PhD students. It is possible to engage in higher academic studies in many areas, from the traditional spheres of natural science, humanities and theology to more vocational academic areas like engineering and dentistry.
Aarhus Tech is one of the largest technical colleges in Denmark, teaching undergraduate study programmes in English, including vocational education and training (VET), continuing vocational training (CVT), and human resource development. Business Academy Aarhus is among the largest business academies in Denmark and offers undergraduate and some academic degrees, in IT, business and technical fields. The academic level technical aspects are covered in a collaboration with Aarhus Tech, Aarhus School of Marine and Technical Engineering and Aarhus Educational Centre for Agriculture. The Danish School of Media and Journalism (DMJX) is the oldest and largest of the colleges, offering journalism courses since 1946, with approximately 1,700 students as of 2014. DMJX has been an independent institution since 1974, conducting research and teaching at undergraduate level, and in 2004, master's courses in journalism was established in a collaboration with Aarhus University. The latter is offered through the Centre for University studies in journalism, granting degrees through the university.
The Royal Academy of Music in Aarhus (Det Jyske Musikkonservatorium) is a conservatoire, established under the auspices of the Danish Ministry of Culture in 1927. In 2010, it merged administratively with the Royal Academy of Music in Aalborg, which was founded in 1930. Under the patronage of His Royal Highness Crown Prince Frederik, it offers graduate level studies in areas such as music teaching, and solo and professional musicianship. VIA University College was established in January 2008 and is one of eight new regional organisations offering bachelor courses of all kinds, throughout the Central Denmark Region. It offers over 50 higher educations, taught in Danish or sometimes in English, with vocational education and it participates in various research and development projects. Aarhus School of Architecture (Arkitektskolen Aarhus) was founded in 1965. Along with the Royal Danish Academy of Fine Arts of Copenhagen, it is responsible for the education of architects in Denmark. With an enrolment of approximately 900 students, it teaches in five main departments: architecture and aesthetics, urban and landscape, architectonic heritage, design and architectural design.
Transport
Aarhus has two ring roads; Ring 1, roughly encircling the central district of Aarhus C, and the outlying Ring 2. Six major intercity motorways radiate from the city centre, connecting with nearby cities Grenå, Randers, Viborg, Silkeborg, Skanderborg and Odder.
In the inner city, motorised traffic is highly regulated, larger parts are pedestrianised and in the 2000s, a system of roads prioritised for cyclists have been implemented, connecting to suburban areas.
The main railway station in Aarhus is Aarhus Central Station located in the city centre. DSB has connections to destinations throughout Denmark and also services to Flensburg and Hamburg in Germany.
Aarhus Letbane is a local electric light rail or tram system that opened in December 2017, connecting the central station and the inner city with the University Hospital in Skejby and also replaced local railway services to Grenaa and Odder in late 2018. It is the first electric light rail system in Denmark and more routes are planned to open in coming years. Tickets for the light rail are also available in local yellow bus lines.
Most city bus lines go through the inner city and pass through either Park Allé or Banegårdspladsen, or both, right at the central station. Regional and Inter-city buses terminate at Aarhus Bus Terminal, just east of the central station. FlixBus provides long-distance buses that travel to other cities in Denmark and Europe.
Ferries administered by Danish ferry company Mols-Linien transports passengers and motorvehicles between Aarhus and Sjællands Odde on Zealand. The ferries comprises HSC KatExpress 1 and HSC KatExpress 2, the world's largest diesel-powered catamarans, and HSC Max Mols.
Aarhus Airport is located on Djursland, north-east of Aarhus near Tirstrup, and provides links to both Copenhagen and international destinations. The larger Billund Airport is situated south-west of Aarhus. There has been much discussion about constructing a new airport closer to the city for many years, but so far no plans have been realised. In August 2014, the city council officially initiated a process to assert the viability of a new international airport. A small seaplane now operates four flights daily between Aarhus harbour and Copenhagen harbour.
Aarhus has a free bike sharing system, Aarhus Bycykler (Aarhus City Bikes). The bicycles are available from 1 April to 30 October at 57 stands throughout the city and can be obtained by placing a DKK 20 coin in a release slot, like caddies in a supermarket. The coin can be retrieved when the bike is returned at a random stand. Bicycles can also be hired from many shops.
Healthcare
Aarhus is home to Aarhus University Hospital, one of six Danish "Super Hospitals" officially established in 2007 when the regions reformed the Danish healthcare sector. The university hospital is the result of a series of mergers in the 2000s between the local hospitals of Skejby Sygehus, the Municipal Hospital, the County Hospital, Marselisborg Hospital and Risskov Psychiatric Hospital. It is today the largest hospital in Denmark with a combined staff of some 10,000 and 1,150 patient beds, and has been ranked the best hospital in Denmark consecutively since 2008. In 2012, construction of a new large hospital building began, known as Det Nye Universitetshospital (DNU) or 'The New University Hospital' in English, and it is centralising and accommodating all of the former departments, ending in 2019. The new hospital is divided in four clinical centres, a service centre and one administrative unit along with twelve research centres.
Private hospitals specialised in different areas from plastic surgery to fertility treatments operate in Aarhus as well. Ciconia Aarhus Private Hospital founded in 1984 is a leading Danish fertility clinic and the first of its kind in Denmark. Ciconia has provided for the birth of 6,000 children by artificial insemination and continually conducts research into the field of fertility. Aagaard Clinic, established in 2004, is another private fertility and gynaecology clinic which since 2004 has undertaken fertility treatments that has resulted in 1550 births. Aarhus Municipality also offers a number of specialised services in the areas of nutrition, exercise, sex, smoking and drinking, activities for the elderly, health courses and lifestyle.
Media
The first daily newspaper to appear in Aarhus was Århus Stiftstidende, established in 1794 as Aarhuus Stifts Adresse-Contoirs Tidender, with a moderately conservative approach. Once one of Denmark's largest, it was a leading provincial newspaper for a time, but after the Second World War it increasingly faced competition from Demokraten (1884–1974) and , both published in Aarhus. In 1998, it merged with Randers Amtsavis and is now run by Midtjyske Medier, part of Berlingske Media. The daily newspaper of was established in 1871 in Aarhus, and takes a generally right-wing editorial approach. With a reputation as a serious news publication, the paper has always included news from Jutland in particular, but somewhat less so since its promotion as a national newspaper in the 1960s. Today it is one of the three bestselling serious newspapers in Denmark, the others being Berlingske and Politiken. Jyllands-Posten publishes JP Aarhus, a section dedicated to news in and around Aarhus, and hosted a free cityguide website from 2010 to 2016. The Copenhagen-based media company of Politiken, also publishes several free local papers once a week in parts of Denmark and Sweden. In Aarhus, they publish a total of five local newspapers; Aarhus Midt, Aarhus Nord, Aarhus Vest, Aarhus Syd and Aarhus Onsdag. Aarhus Onsdag (Aarhus Wednesday) is financed completely by advertisements and available in both paperform and online. It was bought from Århus Stiftstidende in June 2017, but has been published for many years previous.
Danmarks Radio has a large department in Aarhus with over 200 employees. It runs the DR Østjylland radio programme, provides local contributions to DR P4, and produces local regional television programmes. In 1999, TV 2 moved its Jutland headquarters from Randers to Skejby in northern Aarhus. The station broadcasts regional news and current affairs television and radio programmes. Since 2012, it has run its own TV channel, TV 2 Østjylland. Aarhus has its own local TV channel TVAarhus, transmitting since 1984. After an agreement on 1 July 2014, TVAarhus can be watched by 130,000 households in Aarhus, making it the largest cable-transmitted local TV channel in Denmark.
With over 1,700 students, the Danish School of Media and Journalism (Danmarks Medie- og Journalisthøjskole) is the country's largest and oldest school of journalism. The school works closely with Aarhus University, where the first journalism course was established in 1946. In 2004, the two institutions established the Centre for University Studies in Journalism, which offers master's courses.
International relations
Aarhus is home to 32 consulates:
Aarhus practices twinning on the municipal level. For the twin towns, see twin towns of Aarhus Municipality.
Notable people
Citations
Notes
References
Publications
Further reading
External links
Aarhus Kommune Official municipal and city portal
Visit Aarhus Official tourist site
Cities and towns in the Central Denmark Region
Cities and towns in Aarhus Municipality
Municipal seats of the Central Denmark Region
Municipal seats of Denmark
Port cities and towns in Denmark
Viking Age populated places
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https://en.wikipedia.org/wiki/Alexis%20Carrel
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Alexis Carrel
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Alexis Carrel (; 28 June 1873 – 5 November 1944) was a French surgeon and biologist who was awarded the Nobel Prize in Physiology or Medicine in 1912 for pioneering vascular suturing techniques. He invented the first perfusion pump with Charles Lindbergh opening the way to organ transplantation. Carrel was also a pioneer in transplantology and thoracic surgery. He is known for his leading role in implementing eugenic policies in Vichy France.
Biography
Born in Sainte-Foy-lès-Lyon, Rhône, Carrel was raised in a devout Catholic family and was educated by Jesuits, though he had become an agnostic by the time he became a university student. He was a member of learned societies in the U.S., Spain, Russia, Sweden, the Netherlands, Belgium, France, Vatican City, Germany, Italy, and Greece, and was elected twice, in 1924 and 1927, as an honorary member of the Academy of Sciences of the USSR. He also received honorary doctorates from Queen's University of Belfast, Princeton University, California, New York, Brown University, and Columbia University.
In 1902, he was claimed to have witnessed the miraculous cure of Marie Bailly at Lourdes, which became famous in part because she named Carrel as a witness of her cure. After the notoriety surrounding the event, Carrel could not obtain a hospital appointment because of the pervasive anticlericalism in the French university system at the time. In 1903, he emigrated to Montreal, Canada, but soon relocated to Chicago, Illinois, to work for Hull Laboratory. While there he collaborated with American physician Charles Claude Guthrie in work on vascular suture and the transplantation of blood vessels and organs as well as the head, and Carrel was awarded the 1912 Nobel Prize in Physiology or Medicine for these efforts.
In 1906, he joined the newly formed Rockefeller Institute of Medical Research in New York where he spent the rest of his career. There he did significant work on tissue cultures with pathologist Montrose Thomas Burrows. In the 1930s, Carrel and Charles Lindbergh became close friends not only because of the years they worked together but also because they shared personal, political, and social views. Lindbergh initially sought out Carrel to see if his sister-in-law's heart, damaged by rheumatic fever, could be repaired. When Lindbergh saw the crudeness of Carrel's machinery, he offered to build new equipment for the scientist. Eventually they built the first perfusion pump, an invention instrumental to the development of organ transplantation and open heart surgery. Lindbergh considered Carrel his closest friend, and said he would preserve and promote Carrel's ideals after his death.
Due to his close proximity with Jacques Doriot's fascist Parti Populaire Français (PPF) during the 1930s and his role in implementing eugenics policies during Vichy France, he was accused after the Liberation of collaboration, but died before the trial.
In his later life he returned to his Catholic roots. In 1939, he met with Trappist monk Alexis Presse on a recommendation. Although Carrel was skeptical about meeting with a priest, Presse ended up having a profound influence on the rest of Carrel's life. In 1942, he said "I believe in the existence of God, in the immortality of the soul, in Revelation and in all the Catholic Church teaches." He summoned Presse to administer the Catholic Sacraments on his death bed in November 1944.
For much of his life, Carrel and his wife spent their summers on the which they owned. After he and Lindbergh became close friends, Carrel persuaded him to also buy a neighboring island, the Ile Illiec, where the Lindberghs often resided in the late 1930s.
Contributions to science
Vascular suture
Carrel was a young surgeon who was deeply affected by the 1894 assassination of the French president, Sadi Carnot, who died from a severed portal vein that surgeons believed was irreparable. This tragedy inspired Carrel to develop new techniques for suturing blood vessels, such as the "triangulation" technique using three stay-sutures to minimize damage to the vascular wall during suturing. Carrel learned this technique from an embroideress, and later incorporated it into his work. According to Julius Comroe, Carrel performed every feat and developed every technique in vascular surgery using experimental animals between 1901 and 1910, leading to his great success in reconnecting arteries and veins and performing surgical grafts. These achievements earned him the Nobel Prize in 1912.
Wound antisepsis
During World War I (1914–1918), Carrel and the English chemist Henry Drysdale Dakin developed the Carrel–Dakin method of treating wounds with an antiseptic solution based on chlorine, known as Dakin's solution. This method, which involved wound debridement and irrigation with a high volume of antiseptic fluid, was a significant medical advancement in the absence of antibiotics. For his contributions, Carrel was awarded the Légion d'honneur. The Carrel–Dakin method became widely used in hospitals. The mechanical irrigation technique developed by Carrel is still used today.<ref name=dakin3>H. D. Dakin (1915): Comptes rendues de la Academie des Sciences, CLXI, p. 150. Cited by Marcel Dufresne, Presse médicale' (1916)</ref>
Organ transplants
Carrel co-authored a book with pilot Charles Lindbergh, The Culture of Organs. Together, they developed the perfusion pump in the mid-1930s, which made it possible for organs to remain viable outside of the body during surgical procedures. This innovation is considered to be a significant advancement in the fields of open-heart surgery and organ transplantation, and it paved the way for the development of the artificial heart, which became a reality many years later. Although some critics accused Carrel of exaggerating Lindbergh's contributions to gain publicity, other sources indicate that Lindbergh played a significant role in the device's development. In recognition of their groundbreaking work, both Carrel and Lindbergh appeared on the cover of Time magazine on June 13, 1938.
Cellular senescence
Carrel was interested in the phenomenon of senescence or aging. He believed that all cells continued to grow indefinitely, which became a widely accepted view in the early 20th century. In 1912, Carrel began an experiment at the Rockefeller Institute for Medical Research, where he cultured tissue from an embryonic chicken heart in a stoppered Pyrex flask of his own design. He supplied the culture with nutrients regularly and maintained it for over 20 years, longer than a chicken's normal lifespan. This experiment received significant popular and scientific attention, but it was never successfully replicated.
In the 1960s, Leonard Hayflick and Paul Moorhead proposed the concept of the Hayflick limit, which states that differentiated cells undergo only a limited number of divisions before dying. Hayflick suggested that Carrel's daily feeding of nutrients continually introduced new living cells to the culture, resulting in anomalous results. J. A. Witkowski argued that the deliberate introduction of new cells into the culture, possibly without Carrel's knowledge, could also explain the results.
Despite the doubts surrounding Carrel's experiment, it remains an important part of scientific history, and his work on tissue culture had a significant impact on the development of modern medicine.
Honors
In 1972, the Swedish Post Office honored Carrel with a stamp that was part of its Nobel stamp series. Seven years later, in 1979, the lunar crater Carrel was named after him as a tribute to his breakthroughs. In February 2002, to celebrate the 100th anniversary of Charles Lindbergh's birth, the Lindbergh-Carrel Prize was established by the Medical University of South Carolina at Charleston. Michael DeBakey and nine other scientists were the first recipients of the prise, a bronze statuette, named "Elisabeth" after Elisabeth Morrow, the sister of Lindbergh's wife Anne Morrow who died from heart disease. Lindbergh's frustration with the limitations of medical technology, specifically the lack of an artificial heart pump for heart surgery, led him to reach out to Carrel.
Alexis Carrel and Lourdes
In 1902, Carrel underwent a transformative experience that led him from being a skeptic of the reported visions and miracles at Lourdes to a believer in spiritual cures. This conversion came about after he witnessed the inexplicable healing of Marie Bailly. The Catholic journal Le Nouvelliste reported that she identified Carrel as the principal witness of her cure. Despite facing opposition from his peers in the medical community, Carrel refused to dismiss a supernatural explanation for the event and went on to publish his account of the experience in the book, The Voyage to Lourdes, which was released four years after his death. However, his beliefs proved to be a hindrance to his career and reputation in academic medicine in France. As a result, Carrel moved to Canada with plans of farming and raising cattle. But, shortly after, he accepted a position at the University of Chicago, where he remained for two years before taking up a post at the Rockefeller Institute of Medical Research.
Man, the Unknown (1935, 1939)
In 1935, Carrel's book, L'Homme, cet inconnu (Man, the Unknown), became a best-seller. The book attempted to comprehensively outline what is known, and unknown, of the human body and human life "in light of discoveries in biology, physics, and medicine", to shed light on the problems of the modern world, and to provide possible routes to a better life for human beings. In the book, Carrel advocated for an elite group of intellectuals to guide mankind and to incorporate eugenics into the social framework. He argued for an aristocracy that would come from individuals of potential and advocated for euthanasia for criminals and the criminally insane. Notably, Carrel's endorsement of euthanasia for criminals and the criminally insane was published in the mid-1930s, prior to the implementation of death camps and gas chambers in Nazi Germany. In the 1936 German introduction of his book, Carrel added praise for the Nazi regime at the publisher's request, which did not appear in other language editions. After the second world war the book and his role with the Vichy regime would stain his reputation such that his name was removed from streets in more than 20 French cities and the Alexis Carrel Medical Faculty in Lyon was renamed in 1996.
French Foundation for the Study of Human Problems
In 1937, Carrel joined the Centre d'Etudes des Problèmes Humains, which was led by Jean Coutrot. Coutrot's goal was to develop what he called an "economic humanism" through "collective thinking." However, in 1941, Carrel went on to advocate for the creation of the French Foundation for the Study of Human Problems (Fondation Française pour l'Etude des Problèmes Humains). This foundation was created by decree of the Vichy regime in 1941, and Carrel served as a "regent." Carrel's connections to the cabinet of Vichy France president Philippe Pétain, specifically French industrial physicians André Gros and Jacques Ménétrier, helped pave the way for the creation of the foundation.
The foundation played a significant role in the establishment of the field of occupational medicine, which was institutionalized by the Provisional Government of the French Republic (GPRF) through the 11 October 1946 law. The foundation's efforts were not limited to occupational medicine and extended to other areas such as demographics, economics, nutrition, habitation, and opinion polls. Notable figures associated with the foundation's work include Robert Gessain, Paul Vincent, Jean Bourgeois-Pichat, François Perroux, Jean Sutter, and Jean Stoetzel. The foundation achieved several notable accomplishments throughout its history. It played a crucial role in the promotion of the 16 December 1942 Act, which mandated the use of a prenuptial certificate before marriage. This certificate aimed to ensure the good health of spouses, particularly regarding sexually transmitted diseases (STDs) and "life hygiene." Additionally, the institute created the livret scolaire, a document that recorded the grades of French secondary school students, allowing for the classification and selection of students based on academic performance.
Gwen Terrenoire's book, "Eugenics in France (1913–1941): a review of research findings," describes the Foundation for the Study of Human Problems as a pluridisciplinary center that employed approximately 300 researchers, primarily statisticians, psychologists, and physicians, from the summer of 1942 until the end of autumn 1944. Following the liberation of Paris, Alexis Carrel, the founder, was suspended by the Minister of Health, and he died in November 1944. However, the Foundation underwent a purge and emerged shortly afterward as the Institut national d'études démographiques (INED), which is still active today. Although Carrel had passed away, most of his team transferred to INED, which was headed by demographer Alfred Sauvy, who coined the term "Third World." Other team members joined the Institut national d'hygiène (National Hygiene Institute), later known as INSERM.
See also
HeLa
Notes
References
Citations
Cited sources
Further reading
Etienne Lepicard. L'Homme, cet inconnu d'Alexis Carrel (1935). Anatomie d'un succès, analyse d'un échec, Paris, Classiques Garnier, « Littérature, Histoire, Politique, 38 », 2019.
Feuerwerker, Elie. Alexis Carrel et l'eugénisme. Le Monde, 1er Juillet 1986.
Bonnafé, Lucien and Tort, Patrick. L'Homme, cet inconnu? Alexis Carrel, Jean-Marie le Pen et les chambres a gaz Editions Syllepse, 1996.
David Zane Mairowitz. "Fascism à la mode: in France, the far right presses for national purity", Harper's Magazine; 10/1/1997
Berman, Paul. Terror and Liberalism W. W. Norton, 2003.
Walther, Rudolph. Die seltsamen Lehren des Doktor Carrel, DIE ZEIT, 31.07.2003 Nr. 32
Terrenoire, Gwen, CNRS. Eugenics in France (1913–1941) : a review of research findings Joint Programmatic Commission UNESCO-ONG Science and Ethics, 24 March 2003 (Comité de Liaison ONG-UNESCO)
Borghi L. (2015) "Heart Matters. The Collaboration Between Surgeons and Engineers in the Rise of Cardiac Surgery". In: Pisano R. (eds) A Bridge between Conceptual Frameworks. History of Mechanism and Machine Science, vol 27. Springer, Dordrecht, pp. 53–68
External links
including the Nobel Lecture on 11 December 1912 Suture of Blood-Vessels and Transplantation of Organs Research Foundation entitled to Alexis Carrel
Time, 16 October 1944
Death of Alexis Carrel, Time'', 13 November 1944
1873 births
1944 deaths
French eugenicists
Converts to Roman Catholicism from atheism or agnosticism
French Nobel laureates
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Knights of the Legion of Honour
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People from Sainte-Foy-lès-Lyon
French vascular surgeons
History of transplant surgery
Rockefeller University people
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https://en.wikipedia.org/wiki/All%20Souls%27%20Day
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All Souls' Day
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All Souls' Day, also called The Commemoration of All the Faithful Departed, is a day of prayer and remembrance for the faithful departed, observed by certain Christian denominations on 2 November. Through prayer, intercessions, alms and visits to cemeteries, people commemorate the poor souls in purgatory and gain them indulgences.
In Western Christianity, including Roman Catholicism and certain parts of Lutheranism and Anglicanism, All Souls' Day is the third day of Allhallowtide, after All Saints' Day (1 November) and All Hallows' Eve (October 31). Before the standardization of Western Christian observance on 2 November by St. Odilo of Cluny in the 10th century, many Catholic congregations celebrated All Souls Day on various dates during the Easter season as it is still observed in some Eastern Orthodox Church, Eastern Catholic and Eastern Lutheran churches. Churches of the East Syriac Rite (Syro-Malabar Catholic Church, Chaldean Catholic Church, Assyrian Church of the East, Ancient Church of the East) commemorate all the faithful departed on the Friday before Lent.
In other languages
Known in Latin as Commemoratio Omnium Fidelium Defunctorum, All Souls' Day is known
in other Germanic languages as Allerseelen (German), Allerzielen (Dutch), Alla själars dag (Swedish), and Alle Sjæles Dag (Danish);
in the Romance languages as Dia de Finados or Dia dos Fiéis Defuntos (Portuguese), Commémoration de tous les fidèles Défunts (French), Día de los Fieles Difuntos (Spanish), Commemorazione di tutti i fedeli defunti (Italian), and Ziua morților or Luminația (Romanian);
in the Slavic languages as Wspomnienie Wszystkich Wiernych Zmarłych or Zaduszki (Polish), Vzpomínka na všechny věrné zesnulé, Památka zesnulých or Dušičky (Czech), Pamiatka zosnulých or Dušičky (Slovak), Spomen svih vjernih mrtvih (Croatian), and День всех усопших верных or День поминовения всех усопших(Den' vsekh usopshikh vernykh; Den' pominoveniya vsekh usopshih) (Russian)
in the or
and in .
Background
In the Catholic Church, "the faithful" refers essentially to baptized Catholics; "all souls" commemorates the church penitent of souls in purgatory, whereas "all saints" commemorates the church triumphant of saints in heaven. In the liturgical books of the Latin Church it is called the Commemoration of All the Faithful Departed ().
The Catholic Church teaches that the purification of the souls in purgatory can be assisted by the actions of the faithful on earth. Its teaching is based also on the practice of prayer for the dead mentioned as far back as 2 Maccabees 12:42–46. The theological basis for the feast is the doctrine that the souls which, on departing from the body, are not perfectly cleansed from venial sins, or have not fully atoned for past transgressions, are debarred from the Beatific vision, and that the faithful on earth can help them by prayers, alms, deeds, and especially by the sacrifice of the Holy Mass.
Religious observance by denomination
Byzantine (Greek) Catholic and Eastern Orthodox
Saturday of Souls (or Soul Saturday) is a day set aside for the commemoration of the dead within the liturgical year of the Eastern Orthodox and Byzantine Catholic Churches. Saturday is a traditional day of prayer for the dead, because Christ lay dead in the Tomb on Saturday.
These days are devoted to prayer for departed relatives and others among the faithful who would not be commemorated specifically as saints. The Divine Services on these days have special hymns added to them to commemorate the departed. There is often a Panikhida (Memorial Service) either after the Divine Liturgy on Saturday morning or after Vespers on Friday evening, for which Koliva (a dish made of boiled wheatberries or rice and honey) is prepared and placed on the Panikhida table. After the Service, the priest blesses the Koliva. It is then eaten as a memorial by all present.
Radonitsa
Another Memorial Day in the East, Radonitsa, does not fall on a Saturday, but on either Monday or Tuesday of the second week after Pascha (Easter). Radonitsa does not have special hymns for the dead at the Divine Services. Instead a Panikhida will follow the Divine Liturgy, and then all will bring paschal foods to the cemeteries to greet the departed with the joy of the Resurrection.
East Syriac tradition
East Syriac churches including the Syro Malabar Church and Chaldean Catholic Church commemorates the feast of departed faithful on the last Friday of Epiphany season (which means Friday just before start of Great Lent). The season of Epiphany remembers the revelation of Christ to the world. Each Friday of Epiphany season, the church remembers important evangelistic figures.
In the Syro Malabar Church, the Friday before the parish festival is also celebrated as feast of departed faithful when the parish remembers the activities of forebears who worked for the parish and faithful. They also request the intercession of all departed souls for the faithful celebration of parish festival. In East Syriac liturgy, the church remembers departed souls including saints on every Friday throughout the year since the Christ was crucified and died on Friday.
Latin Catholicism
History
In Western Christianity, there is ample evidence of the custom of praying for the dead in the inscriptions of the catacombs, with their constant prayers for the peace of the souls of the departed and in the early liturgies, which commonly contain commemorations of the dead. Tertullian, Cyprian and other early Western Fathers witness to the regular practice of praying for the dead among the early Christians.
In the sixth century, it was customary in Benedictine monasteries to hold a commemoration of the deceased members at Whitsuntide. In the time of St. Isidore of Seville (d. 636) who lived in what is today Spain, the Monday after Pentecost was designated to remember the deceased. At the beginning of the ninth century, Abbot Eigil of Fulda set 17 December as commemoration of all deceased in part of what is today Germany.
According to Widukind of Corvey (c. 975), there also existed a ceremony praying for the dead on 1 October in Saxony. But it was the day after All Saints' Day that Saint Odilo of Cluny chose when in the 11th century he instituted for all the monasteries dependent on the Abbey of Cluny an annual commemoration of all the faithful departed, to be observed with alms, prayers, and sacrifices for the relief of the suffering souls in purgatory. Odilo decreed that those requesting a Mass be offered for the departed should make an offering for the poor, thus linking almsgiving with fasting and prayer for the dead.
The 2 November date and customs spread from the Cluniac monasteries to other Benedictine monasteries and thence to the Western Church in general. The Diocese of Liège was the first diocese to adopt the practice under Bishop Notger (d. 1008). 2 November was adopted in Italy and Rome in the thirteenth century.
In the 15th century the Dominicans instituted a custom of each priest offering three Masses on the Feast of All Souls. During World War I, given the great number of war dead and the many destroyed churches where Mass could no longer be said, Pope Benedict XV, granted all priests the privilege of offering three Masses on All Souls Day.
Liturgical practice
If 2 November falls on a Sunday, All Souls' Day is observed on that day. In the Liturgy of the hours of All Souls' day the sequence Dies irae can be used ad libitum. Every priest is allowed to celebrate three holy Masses on All Souls' Day.
In Divine Worship: The Missal the minor propers (Introit, Gradual, Tract, Sequence, Offertory, and Communion) are those used for Renaissance and Classical musical requiem settings, including the Dies Irae. This permits the performance of traditional requiem settings in the context of the Divine Worship Form of the Roman Rite on All Souls Day as well as at funerals, votive celebrations of all faithful departed, and anniversaries of deaths.
In the ordinary form of the Roman Rite, as well as in the Personal Ordinariates established by Benedict XVI for former Anglicans, it remains on 2 November if this date falls on a Sunday; in the 1962–1969 form of the Roman Rite, use of which is still authorized, it is transferred to Monday, 3 November.
All Souls' indulgence
According to the Enchiridion of Indulgences, an indulgence applicable only to the souls in purgatory (commonly called the poor souls) is granted to the faithful who devoutly visit on All souls Day a church or chapel and pray the Our Father and the Credo or the Lauds or Vespers of the Office of the Dead and the eternal rest prayer for the dead. The indulgence can be gained from noon of All Saints' Day on as well as a plenary indulgence is each day from the first to the eighth of November; a partial indulgence is granted on other days of the year.
Lutheran Churches
Among continental Protestants its tradition has been more tenaciously maintained. During Luther's lifetime, All Souls' Day was widely observed in Saxony although the Roman Catholic meaning of the day was discarded; ecclesiastically in the Lutheran Church, the day was merged with, and is often seen as an extension of All Saints' Day, with many Lutherans still visiting and decorating graves on all the days of Allhallowtide, including All Souls' Day. Just as it is the custom of French people, of all ranks and creeds, to decorate the graves of their dead on the jour des morts, Germans stream to the graveyards once a year with offerings of flowers and special grave lights. In 1816, Prussia introduced a new date for the remembrance of the Dead among its Lutheran citizens: Totensonntag, the last Sunday before Advent.
Anglican Communion
In the Church of England it is called The Commemoration of the Faithful Departed and is an optional celebration; Anglicans view All Souls' Day as an extension of the observance of All Saints' Day and it serves to "remember those who have died", in connection with the theological doctrines of the resurrection of the body and the Communion of Saints.
In the Anglican Communion, All Souls' Day is known liturgically as the Commemoration of All Faithful Departed, and is an optional observance seen as "an extension of All Saints' Day", the latter of which marks the second day of Allhallowtide. Historically and at present, several Anglican churches are dedicated to All Souls. During the English Reformation, the observance of All Souls' Day lapsed, although a new Anglican theological understanding of the day has "led to a widespread acceptance of this commemoration among Anglicans". Patricia Bays, with regard to the Anglican view of All Souls' Day, wrote that:
As such, Anglican parishes "now commemorate all the faithful departed in the context of the All Saints' Day celebration", in keeping with this fresh perspective. Contributing to the revival was the need "to help Anglicans mourn the deaths of millions of soldiers in World War I". Members of the Guild of All Souls, an Anglican devotional society founded in 1873, "are encouraged to pray for the dying and the dead, to participate in a requiem of All Souls' Day and say a Litany of the Faithful Departed at least once a month".
At the Reformation the celebration of All Souls' Day was fused with All Saints' Day in the Church of England or, in the judgement of some, it was "deservedly abrogated". It was reinstated in certain parishes in connection with the Oxford Movement of the 19th century and is acknowledged in United States Anglicanism in the Holy Women, Holy Men calendar and in the Church of England with the 1980 Alternative Service Book. It features in Common Worship as a Lesser Festival called "Commemoration of the Faithful Departed (All Souls' Day)".
Methodist Churches
In the Methodist Church, saints refer to all Christians and therefore, on All Saint's Day, the Church Universal, as well as the deceased members of a local congregation are honoured and remembered. In Methodist congregations that celebrate the liturgy on All Souls Day, the observance, as with Anglicanism and Lutheranism, is viewed as an extension of All Saints' Day and as such, Methodists "remember our loved ones who had died" in their observance of this feast.
Popular customs
Many All Souls' Day traditions are associated with popular notions about purgatory. Bell tolling is meant to comfort those being cleansed. Lighting candles serves to kindle a light for the poor souls languishing in the darkness. Soul cakes are given to children coming to sing or pray for the dead (cf. trick-or-treating), giving rise to the traditions of "going souling" and the baking of special types of bread or cakes (cf. Pão-por-Deus).
Europe
All Souls' Day is celebrated in many European countries with vigils, candles, the decoration of graves, and special prayers as well as many regional customs. Examples of regional customs include leaving cakes for departed loved ones on the table and keeping the room warm for their comfort in Tirol and the custom in Brittany, where people flock to the cemeteries at nightfall to kneel, bareheaded, at the graves of their loved ones and anoint the hollow of the tombstone with holy water or to pour libations of milk on it. At bedtime, supper is left on the table for the souls. All Souls' Day is known in Maltese as Jum il-Mejtin, and is accompanied a traditional supper including roasted pig, based on a custom of letting a pig loose on the streets with a bell around its neck, to be fed by the entire neighborhood and cooked on that day to feed the poor. In Linz, funereal musical pieces known as aequales were played from tower tops on All Souls' Day and the evening before. In the Czech Republic and Slovakia All Souls' Day is called Dušičky, or "little souls". Traditionally, candles are left on graves on Dušičky. In Sicily and other regions of southern Italy, All Souls' Day is celebrated as the Festa dei Morti or U juornu rii morti, the "Commemoration of the Dead" or the "Day of the Dead", which according to Joshua Nicolosi of the Sicilian Post could be seen "halfway between Christian and pagan traditions". Families visit and clean grave sites, home altars are decorated with family photos and votive candles, and children are gifted a special basket or cannistru of chocolates, pomegranate, and other gifts from their ancestors. Because of the gifting of sugary sweets and the emphasis on sugar puppet decorations, the Commemoration Day has spurred local Sicilian events such as the Notte di Zucchero ("Night of Sugar") in which communities celebrate the dead.
Philippines
In the Philippines, Hallow mas is variously called "Undás", "Todos los Santos" (Spanish, "All Saints"), and sometimes "Araw ng mga Patay / Yumao" (Tagalog, "Day of the dead / those who have passed away"), which incorporates All Saints' Day and All Souls' Day. Filipinos traditionally observe this day by visiting the family dead to clean and repair their tombs. Offerings of prayers, flowers, candles, and food. Chinese Filipinos additionally burn incense and kim. Many also spend the day and ensuing night holding reunions at the cemetery with feasts and merriment.
See also
Day of the Dead
Festival of the Dead
Zaduszki
Flowering Sunday
Decoration Day (Appalachia and Liberia)
Cemetery Sunday
Totensonntag
References
Citations
Sources
Further reading
Tracey OSM, Liam. "The liturgy of All Souls Day", Catholic Ireland, 30 November 1999
External links
Notes on Russian Orthodox observance by N. Bulgakov
N. Bulgakov
"Pope offers Mass for faithful departed on All Souls' Day", Vatican radio, 2 November 2016
Allhallowtide
Christianity and death
Eastern Orthodox liturgical days
Holidays based on the date of Easter
November observances
Observances honoring the dead
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https://en.wikipedia.org/wiki/Anatole%20France
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Anatole France
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(; born , ; 16 April 1844 – 12 October 1924) was a French poet, journalist, and novelist with several best-sellers. Ironic and skeptical, he was considered in his day the ideal French man of letters. He was a member of the Académie Française, and won the 1921 Nobel Prize in Literature "in recognition of his brilliant literary achievements, characterized as they are by a nobility of style, a profound human sympathy, grace, and a true Gallic temperament".
France is also widely believed to be the model for narrator Marcel's literary idol Bergotte in Marcel Proust's In Search of Lost Time.
Early years
The son of a bookseller, France, a bibliophile, spent most of his life around books. His father's bookstore specialized in books and papers on the French Revolution and was frequented by many writers and scholars. France studied at the Collège Stanislas, a private Catholic school, and after graduation he helped his father by working in his bookstore. After several years, he secured the position of cataloguer at Bacheline-Deflorenne and at Lemerre. In 1876, he was appointed librarian for the French Senate.
Literary career
France began his literary career as a poet and a journalist. In 1869, Le Parnasse contemporain published one of his poems, "". In 1875, he sat on the committee in charge of the third Parnasse contemporain compilation. As a journalist, from 1867, he wrote many articles and notices. He became known with the novel (1881). Its protagonist, skeptical old scholar Sylvester Bonnard, embodied France's own personality. The novel was praised for its elegant prose and won him a prize from the Académie Française.
In (1893) France ridiculed belief in the occult, and in (1893), France captured the atmosphere of the . He was elected to the Académie Française in 1896.
France took a part in the Dreyfus affair. He signed Émile Zola's manifesto supporting Alfred Dreyfus, a Jewish army officer who had been falsely convicted of espionage. France wrote about the affair in his 1901 novel Monsieur Bergeret.
France's later works include Penguin Island (, 1908) which satirizes human nature by depicting the transformation of penguins into humans – after the birds have been baptized by mistake by the almost-blind Abbot Mael. It is a satirical history of France, starting in Medieval times, going on to the author's own time with special attention to the Dreyfus affair and concluding with a dystopian future. The Gods Are Athirst (, 1912) is a novel, set in Paris during the French Revolution, about a true-believing follower of Maximilien Robespierre and his contribution to the bloody events of the Reign of Terror of 1793–94. It is a wake-up call against political and ideological fanaticism and explores various other philosophical approaches to the events of the time. The Revolt of the Angels (, 1914) is often considered France's most profound and ironic novel. Loosely based on the Christian understanding of the War in Heaven, it tells the story of Arcade, the guardian angel of Maurice d'Esparvieu. Bored because Bishop d'Esparvieu is sinless, Arcade begins reading the bishop's books on theology and becomes an atheist. He moves to Paris, meets a woman, falls in love, and loses his virginity causing his wings to fall off, joins the revolutionary movement of fallen angels, and meets the Devil, who realizes that if he overthrew God, he would become just like God. Arcade realizes that replacing God with another is meaningless unless "in ourselves and in ourselves alone we attack and destroy Ialdabaoth." "Ialdabaoth", according to France, is God's secret name and means "the child who wanders".
He was awarded the Nobel Prize in 1921. He died in 1924 and is buried in the Neuilly-sur-Seine Old Communal Cemetery near Paris.
On 31 May 1922, France's entire works were put on the Index Librorum Prohibitorum ("List of Prohibited Books") of the Catholic Church. He regarded this as a "distinction". This Index was abolished in 1966.
Personal life
In 1877, France married Valérie Guérin de Sauville, a granddaughter of Jean-Urbain Guérin, a miniaturist who painted Louis XVI. Their daughter Suzanne was born in 1881 (and died in 1918).
France's relations with women were always turbulent, and in 1888 he began a relationship with Madame Arman de Caillavet, who conducted a celebrated literary salon of the Third Republic. The affair lasted until shortly before her death in 1910.
After his divorce, in 1893, France had many liaisons, notably with a Madame Gagey, who committed suicide in 1911.
In 1920, France married for the second time, to Emma Laprévotte.
France was a socialist and an outspoken supporter of the 1917 Russian Revolution. In 1920, he gave his support to the newly founded French Communist Party. In his book The Red Lily, France famously wrote, "The law, in its majestic equality, forbids rich and poor alike to sleep under bridges, to beg in the streets, and to steal loaves of bread."
Reputation
The English writer George Orwell defended France and declared that his work remained very readable, and that "it is unquestionable that he was attacked partly from political motives".
Works
Poetry
, poem published in 1867 in the Gazette rimée.
(1873)
(The Bride of Corinth) (1876)
Prose fiction
(Jocasta and the Famished Cat) (1879)
(The Crime of Sylvestre Bonnard) (1881)
(The Aspirations of Jean Servien) (1882)
(Honey-Bee) (1883)
(1889)
(1890)
(Mother of Pearl) (1892)
(At the Sign of the Reine Pédauque) (1892)
(Our Children: Scenes from the Country and the Town) (1886) illustrated by Louis-Maurice Boutet de Monvel
(The Opinions of Jerome Coignard) (1893)
(The Red Lily) (1894)
(The Well of Saint Clare) (1895)
(A Chronicle of Our Own Times)
1: (The Elm-Tree on the Mall)(1897)
2: (The Wicker-Work Woman) (1897)
3: (The Amethyst Ring) (1899)
4: (Monsieur Bergeret in Paris) (1901)
Clio (1900)
(A Mummer's Tale) (1903)
(The White Stone) (1905)
(1901)
(Penguin Island) (1908)
(The Merrie Tales of Jacques Tournebroche) (1908)
(The Seven Wives of Bluebeard and Other Marvelous Tales) (1909)
Bee The Princess of the Dwarfs (1912)
(The Gods Are Athirst) (1912)
(The Revolt of the Angels) (1914)
(1920) illustrated by Fernand Siméon
Memoirs
(My Friend's Book) (1885)
(1899)
(Little Pierre) (1918)
(The Bloom of Life) (1922)
Plays
(1898)
Crainquebille (1903)
(The Man Who Married A Dumb Wife) (1908)
(The Wicker Woman) (1928)
Historical biography
(The Life of Joan of Arc) (1908)
Literary criticism
Alfred de Vigny (1869)
(1888)
(The Latin Genius) (1909)
Social criticism
(The Garden of Epicurus) (1895)
(1902)
(1904)
(1906)
(1915)
, in four volumes, (1949, 1953, 1964, 1973)
References
External links
List of Works
"Anatole France, Nobel Prize Winner" by Herbert S. Gorman, The New York Times'', 20 November 1921
Correspondence with architect Jean-Paul Oury at Syracuse University
Anatole France, his work in audio version
1844 births
1924 deaths
Writers from Paris
French bibliophiles
Collège Stanislas de Paris alumni
French fantasy writers
French Nobel laureates
19th-century French poets
French satirists
Members of the Académie Française
Nobel laureates in Literature
Dreyfusards
19th-century French novelists
20th-century French novelists
French socialists
French male poets
French male novelists
19th-century male writers
French historical novelists
Burials at Neuilly-sur-Seine community cemetery
19th-century pseudonymous writers
20th-century pseudonymous writers
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https://en.wikipedia.org/wiki/Andr%C3%A9%20Gide
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André Gide
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André Paul Guillaume Gide (; 22 November 1869 – 19 February 1951) was a French author whose writings spanned a wide variety of styles and topics. He was awarded the 1947 Nobel Prize in Literature. Gide's career ranged from his beginnings in the symbolist movement, to criticising imperialism between the two World Wars. The author of more than fifty books, he was described in his obituary in The New York Times as "France's greatest contemporary man of letters" and "judged the greatest French writer of this century by the literary cognoscenti."
Known for his fiction as well as his autobiographical works, Gide expressed the conflict and eventual reconciliation of the two sides of his personality (characterized by a Protestant austerity and a transgressive sexual adventurousness, respectively). He suggested that a strict and moralistic education had helped set these facets at odds. Gide's work can be seen as an investigation of freedom and empowerment in the face of moralistic and puritanical constraints. He worked to achieve intellectual honesty. As a self-professed pederast, he used his writing to explore his struggle to be fully oneself, including owning one's sexual nature, without betraying one's values. His political activity was shaped by the same ethos. While sympathetic to Communism in the early 1930s, as were many intellectuals, after his 1936 journey to the USSR he supported the anti-Stalinist left; during the 1940s he shifted towards more traditional values and repudiated Communism as an idea that breaks up with the traditions of the Christian civilization.
Early life
Gide was born in Paris on 22 November 1869, into a middle-class Protestant family. His father Jean Paul Guillaume Gide was a professor of law at University of Paris; he died in 1880, when the boy was eleven years old. His mother was Juliette Maria Rondeaux. His uncle was political economist Charles Gide. His paternal family traced its roots to Italy. The ancestral Guidos had moved to France and other western and northern European countries after converting to Protestantism during the 16th century, and facing persecution in Catholic Italy.
Gide was brought up in isolated conditions in Normandy. He became a prolific writer at an early age, publishing his first novel, The Notebooks of André Walter (French: Les Cahiers d'André Walter), in 1891, at the age of twenty-one.
In 1893 and 1894, Gide traveled in Northern Africa. There he came to accept his attraction to boys and youths.
Gide befriended Irish playwright Oscar Wilde in Paris, where the latter was in exile. In 1895 the two men met in Algiers. Wilde had the impression that he had introduced Gide to homosexuality, but Gide had already discovered this on his own.
The middle years
In 1895, after his mother's death, Gide married his cousin Madeleine Rondeaux, but the marriage remained unconsummated. In 1896, he was elected mayor of La Roque-Baignard, a commune in Normandy.
In 1901, Gide rented the property Maderia in St. Brélade's Bay and lived there while residing on the island of Jersey. This period, 1901–07, is commonly seen as a time of apathy and turmoil for him.
In 1908, Gide helped found the literary magazine Nouvelle Revue Française (The New French Review).
During The Great War, Gide visited England. One of his friends there was artist William Rothenstein. Rothenstein described Gide's visit to his Gloucestershire home in his autobiography:
In 1916, Gide was about 47 years old when he took Marc Allégret, 15 years old, as a lover. Marc was one of five children of Élie Allégret and his wife. Gide had become friends with the senior Allégret during his own school years, when Gide's mother had hired Allégret as a tutor for her son. Élie Allégret had been best man at Gide's wedding. After Gide fled with Marc to London, his wife Madeleine burned all his correspondence in retaliation– "the best part of myself," Gide later commented.
In 1918, Gide met and befriended Dorothy Bussy; they were friends for more than thirty years and she translated many of his works into English.
Gide also became close friends with the critic Charles Du Bos. Together they were part of the Foyer Franco-Belge, in which capacity they worked to find employment, food and housing for Franco-Belgian refugees who arrived in Paris following the 1914 German invasion of Belgium. Their friendship later declined, due to Du Bos's perception that Gide had disavowed or betrayed his spiritual faith, in contrast to Du Bos's own return to faith.
Du Bos's essay Dialogue avec André Gide was published in 1929. The essay, informed by Du Bos's Catholic convictions, condemned Gide's homosexuality. Gide and Du Bos's mutual friend Ernst Robert Curtius criticised the book in a letter to Gide, writing that "he [Du Bos] judges you according to Catholic morals suffices to neglect his complete indictment. It can only touch those who think like him and are convinced in advance. He has abdicated his intellectual liberty."
In the 1920s, Gide became an inspiration for such writers as Albert Camus and Jean-Paul Sartre. In 1923, he published a book on Fyodor Dostoyevsky. But, when he defended homosexuality in the public edition of Corydon (1924), he received widespread condemnation. He later considered this his most important work.
In 1923, Gide sired a daughter, Catherine, by Elisabeth van Rysselberghe, a much younger woman. He had known her for a long time, as she was the daughter of his friends Maria Monnom and Théo van Rysselberghe, a Belgian neo-impressionist painter. This caused the only crisis in the long-standing relationship between Allégret and Gide, and damaged his friendship with van Rysselberghe. This was possibly Gide's only sexual relationship with a woman, and it was brief in the extreme. Catherine was his only descendant by blood. He liked to call Elisabeth "La Dame Blanche" ("The White Lady").
Elisabeth eventually left her husband to move to Paris and manage the practical aspects of Gide's life (they had adjoining apartments built on the rue Vavin). She worshipped him, but evidently they no longer had a sexual relationship.
In 1924, he published an autobiography, If it Die... (French: Si le grain ne meurt).
In the same year, he produced the first French-language editions of Joseph Conrad's Heart of Darkness and Lord Jim.
After 1925, Gide began to campaign for more humane conditions for convicted criminals.
His legal wife, Madeleine Gide, died in 1938. Later he explored their unconsummated marriage in his memoir of Madeleine, Et nunc manet in te (And now it remains in you, published in English in the United States in 1952).
Africa
From July 1926 to May 1927, Gide traveled through the colony of French Equatorial Africa with his lover Marc Allégret. They went successively to Middle Congo (now the Republic of the Congo), Ubangi-Shari (now the Central African Republic), briefly to Chad and then to Cameroon before returning to France. He kept a journal, which he published as Travels in the Congo (French: Voyage au Congo) and Return from Chad (French: Retour du Tchad).
In this work, he criticized the behavior of French business interests in the Congo and inspired reform. In particular, he strongly criticized the Large Concessions regime (French: Régime des Grandes Concessions). The government had essentially conceded part of the colony to French companies, allowing them to exploit the area's natural resources, in particular rubber. He related that native workers were forced to leave their village for several weeks to collect rubber in the forest, and compared their exploitation by the companies to slavery. The book contributed to the growing anti-colonialism movements in France and helped thinkers to re-evaluate the effects of colonialism in Africa.
Political views and the Soviet Union
During the 1930s, Gide briefly became a Communist, or more precisely, a fellow traveler (he never formally joined any Communist party), although he, an individualist himself, advocated the idea of Communist individualism. Despite supporting the Soviet Union, he acknowledged the political repression in the USSR. Gide insisted on the release of Victor Serge, a Soviet writer and a memeber of the Left Opposition who was prosecuted by the Stalinist regime for his views. As a distinguished writer sympathizing with the cause of Communism, he was invited to speak at Maxim Gorky's funeral and to tour the Soviet Union as a guest of the Soviet Union of Writers. He encountered censorship of his speeches and was particularly disillusioned with the state of culture under Soviet Communism. In his work, Retour de L'U.R.S.S. (Return from the USSR, 1936), he broke with such socialist friends as Jean-Paul Sartre; the book was adressed to pro-Soviet readers, so the purpose was to expose a reader to doubts instead of presenting harsh criticism. While admitting the economic and social achievements of the USSR compared to the Russian Empire, he noted the decay of culture, the erasure of the individuality of Soviet citizens, and the suppression of any dissent:
Gide does not express his attitude towards Stalin, but he describes the signs of his personality cult: "in each [home], ... the same portrait of Stalin, and nothing else"; "portrait of Stalin... , in the same place no doubt where the icon used to be. Is it adoration, love, or fear? I do not know; always and everywhere he is present." However, Gide wrote that these problems could be solved by raising the cultural level of the Soviet society.
When Gide began preparing his manuscript for publication, the Kremlin was immediately informed about it, and the soon Gide would be visited by the Soviet author Ilya Ehrenburg, who said that he agreed with Gide, but asked to postpone the publication, as the Soviet Union assisted the Republicans in Spain; two days later, Louis Aragon delivered a letter from Jef Last asking to postpone the publication. These measures didn't help, and as the book was published, Gide was condemned in the Soviet press and by the "friends of the USSR": Nordahl Grieg wrote that the reason of writing the book was Gide's impatience, and that with his book he made a favour to the Fascists, who greeted it with joy. In 1937, in response, Gide published Afterthoughts on the U. S. S. R.; earlier, Gide read Trotsky's The Revolution Betrayed and met Victor Serge who provided him more information about the Soviet Union. In Afterthoughts, Gide is more direct in his criticism of the Soviet society: "Citrine, Trotsky, Mercier, Yvon, Victor Serge, Leguay, Rudolf and many others have helped me with their documentation. Everything they have taught me so far I had only suspected it – has confirmed and reinforced my fears". The main points of Afterthoughts were that the dictatorship of the proletariat became the dictatorship of Stalin, and that the privileged bureaucracy became the new ruling class which profited by the workers' surplus labour, spending the state budget on projects like the Palace of Soviets or to raise its own standards of living, while the working class lived in extreme poverty; Gide cited the official Soviet newspapers to prove his statements.
During the World War II Gide came to a conclusion that "absolute liberty destroys the individual and also society unless it be closely linked to tradition and discipline"; he rejected the revolutionary idea of Communism as breaking with the traditions, and wrote that "if civilization depended solely on those who initiated revolutionary theories, then it would perish, since culture needs for its survival a continuous and developing tradition." In Thesee, written in 1946, he showed that an individual may safely leave the Maze only if "he had clung tightly to the thread which linked him with the past". In 1947, he said that although during the human history the civilizations rose up and died, the Christian civilization may be saved from doom "if we accepted the responsibility of the sacred charge laid on us by our traditions and our past." He also said that he remained an individualist and protested against "the submersion of individual responsibility in organized authority, in that escape from freedom which is characteristic of our age."
Gide contributed to the 1949 anthology The God that Failed. He could not write an essay because of his state of health, so the text was written by Enid Starkie, based on paraphrases of Return from the USSR, Afterthoughts, from a discussion held in Paris at l'Union pour la Verite in 1935, and from his Journal; the text was approved by Gide.
1930s and 1940s
In 1930 Gide published a book about the Blanche Monnier case called La Séquestrée de Poitiers, changing little but the names of the protagonists. Monnier was a young woman who was kept captive by her own mother for more than 25 years.
In 1939, Gide became the first living author to be published in the prestigious Bibliothèque de la Pléiade.
He left France for Africa in 1942 and lived in Tunis from December 1942 until it was re-taken by French, British and American forces in May 1943 and he was able to travel to Algiers where he stayed until the end of World War II. In 1947, he received the Nobel Prize in Literature "for his comprehensive and artistically significant writings, in which human problems and conditions have been presented with a fearless love of truth and keen psychological insight". He devoted much of his last years to publishing his Journal. Gide died in Paris on 19 February 1951. The Roman Catholic Church placed his works on the Index of Forbidden Books in 1952.
Gide's life as a writer
Gide's biographer Alan Sheridan summed up Gide's life as a writer and an intellectual:
"Gide's fame rested ultimately, of course, on his literary works. But, unlike many writers, he was no recluse: he had a need of friendship and a genius for sustaining it." But his "capacity for love was not confined to his friends: it spilled over into a concern for others less fortunate than himself."
Writings
André Gide's writings spanned many genres – "As a master of prose narrative, occasional dramatist and translator, literary critic, letter writer, essayist, and diarist, André Gide provided twentieth-century French literature with one of its most intriguing examples of the man of letters."
But as Gide's biographer Alan Sheridan points out, "It is the fiction that lies at the summit of Gide's work." "Here, as in the oeuvre as a whole, what strikes one first is the variety. Here, too, we see Gide's curiosity, his youthfulness, at work: a refusal to mine only one seam, to repeat successful formulas...The fiction spans the early years of Symbolism, to the "comic, more inventive, even fantastic" pieces, to the later "serious, heavily autobiographical, first-person narratives"...In France Gide was considered a great stylist in the classical sense, "with his clear, succinct, spare, deliberately, subtly phrased sentences."
Gide's surviving letters run into the thousands. But it is the Journal that Sheridan calls "the pre-eminently Gidean mode of expression." "His first novel emerged from Gide's own journal, and many of the first-person narratives read more or less like journals. In Les faux-monnayeurs, Edouard's journal provides an alternative voice to the narrator's." "In 1946, when Pierre Herbert asked Gide which of his books he would choose if only one were to survive," Gide replied, 'I think it would be my Journal.'''" Beginning at the age of eighteen or nineteen, Gide kept a journal all of his life and when these were first made available to the public, they ran to thirteen hundred pages.
Struggle for values
"Each volume that Gide wrote was intended to challenge itself, what had preceded it, and what could conceivably follow it. This characteristic, according to Daniel Moutote in his Cahiers de André Gide essay, is what makes Gide's work 'essentially modern': the 'perpetual renewal of the values by which one lives.'" Gide wrote in his Journal in 1930: "The only drama that really interests me and that I should always be willing to depict anew, is the debate of the individual with whatever keeps him from being authentic, with whatever is opposed to his integrity, to his integration. Most often the obstacle is within him. And all the rest is merely accidental."
As a whole, "The works of André Gide reveal his passionate revolt against the restraints and conventions inherited from 19th-century France. He sought to uncover the authentic self beneath its contradictory masks."
Sexuality
In his journal, Gide distinguishes between adult-attracted "sodomites" and boy-loving "pederasts", categorizing himself as the latter.
Gide's journal documents his behavior in the company of Oscar Wilde.
Gide's novel Corydon, which he considered his most important work, includes a defense of pederasty. At that time, the age of consent for any type of sexual activity was set at thirteen.
Bibliography
See also
Colonialism
Mise en abyme Pederasty
References
Citations
Works cited
Edmund White, André Gide: A Life in the Present. Cambridge, MA: Harvard University Press, 1998.]
Further reading
Noel I. Garde [Edgar H. Leoni], Jonathan to Gide: The Homosexual in History. New York:Vangard, 1964.
For a chronology of Gide's life, see pp. 13–15 in Thomas Cordle, André Gide (The Griffin Authors Series). Twayne Publishers, Inc., 1969.
For a detailed bibliography of Gide's writings and works about Gide, see pp. 655–678 in Alan Sheridan, André Gide: A Life in the Present. Harvard, 1999.
External links
Website of the Catherine Gide Foundation, held by Catherine Gide, his daughter.
Center for Gidian Studies
List of Works
André Gide at Goodreads
Amis d'André Gide in French Period newspaper articles on Gide interface in French''
André Gide, 1947 Nobel Laureate for Literature
André Gide: A Brief Introduction
Gide at Maderia in Jersey, 1901–07
1869 births
1951 deaths
Writers from Paris
French novelists
French Protestants
French travel writers
French anti-communists
French communists
Nobel laureates in Literature
French Nobel laureates
Writers about the Soviet Union
Modernist writers
Fyodor Dostoyevsky scholars
Lycée Henri-IV alumni
French male essayists
French male novelists
French people of Italian descent
Anti-Stalinist left
Nouvelle Revue Française editors
LGBT Nobel laureates
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https://en.wikipedia.org/wiki/Algorithms%20for%20calculating%20variance
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Algorithms for calculating variance
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Algorithms for calculating variance play a major role in computational statistics. A key difficulty in the design of good algorithms for this problem is that formulas for the variance may involve sums of squares, which can lead to numerical instability as well as to arithmetic overflow when dealing with large values.
Naïve algorithm
A formula for calculating the variance of an entire population of size N is:
Using Bessel's correction to calculate an unbiased estimate of the population variance from a finite sample of n observations, the formula is:
Therefore, a naïve algorithm to calculate the estimated variance is given by the following:
Let
For each datum :
This algorithm can easily be adapted to compute the variance of a finite population: simply divide by n instead of n − 1 on the last line.
Because and can be very similar numbers, cancellation can lead to the precision of the result to be much less than the inherent precision of the floating-point arithmetic used to perform the computation. Thus this algorithm should not be used in practice, and several alternate, numerically stable, algorithms have been proposed. This is particularly bad if the standard deviation is small relative to the mean.
Computing shifted data
The variance is invariant with respect to changes in a location parameter, a property which can be used to avoid the catastrophic cancellation in this formula.
with any constant, which leads to the new formula
the closer is to the mean value the more accurate the result will be, but just choosing a value inside the
samples range will guarantee the desired stability. If the values are small then there are no problems with the sum of its squares, on the contrary, if they are large it necessarily means that the variance is large as well. In any case the second term in the formula is always smaller than the first one therefore no cancellation may occur.
If just the first sample is taken as the algorithm can be written in Python programming language as
def shifted_data_variance(data):
if len(data) < 2:
return 0.0
K = data[0]
n = Ex = Ex2 = 0.0
for x in data:
n += 1
Ex += x - K
Ex2 += (x - K) ** 2
variance = (Ex2 - Ex**2 / n) / (n - 1)
# use n instead of (n-1) if want to compute the exact variance of the given data
# use (n-1) if data are samples of a larger population
return variance
This formula also facilitates the incremental computation that can be expressed as
K = Ex = Ex2 = 0.0
n = 0
def add_variable(x):
global K, n, Ex, Ex2
if n == 0:
K = x
n += 1
Ex += x - K
Ex2 += (x - K) ** 2
def remove_variable(x):
global K, n, Ex, Ex2
n -= 1
Ex -= x - K
Ex2 -= (x - K) ** 2
def get_mean():
global K, n, Ex
return K + Ex / n
def get_variance():
global n, Ex, Ex2
return (Ex2 - Ex**2 / n) / (n - 1)
Two-pass algorithm
An alternative approach, using a different formula for the variance, first computes the sample mean,
and then computes the sum of the squares of the differences from the mean,
where s is the standard deviation. This is given by the following code:
def two_pass_variance(data):
n = len(data)
mean = sum(data) / n
variance = sum([(x - mean) ** 2 for x in data]) / (n - 1)
return variance
This algorithm is numerically stable if n is small. However, the results of both of these simple algorithms ("naïve" and "two-pass") can depend inordinately on the ordering of the data and can give poor results for very large data sets due to repeated roundoff error in the accumulation of the sums. Techniques such as compensated summation can be used to combat this error to a degree.
Welford's online algorithm
It is often useful to be able to compute the variance in a single pass, inspecting each value only once; for example, when the data is being collected without enough storage to keep all the values, or when costs of memory access dominate those of computation. For such an online algorithm, a recurrence relation is required between quantities from which the required statistics can be calculated in a numerically stable fashion.
The following formulas can be used to update the mean and (estimated) variance of the sequence, for an additional element xn. Here, denotes the sample mean of the first n samples , their biased sample variance, and their unbiased sample variance.
These formulas suffer from numerical instability , as they repeatedly subtract a small number from a big number which scales with n. A better quantity for updating is the sum of squares of differences from the current mean, , here denoted :
This algorithm was found by Welford, and it has been thoroughly analyzed. It is also common to denote and .
An example Python implementation for Welford's algorithm is given below.
# For a new value new_value, compute the new count, new mean, the new M2.
# mean accumulates the mean of the entire dataset
# M2 aggregates the squared distance from the mean
# count aggregates the number of samples seen so far
def update(existing_aggregate, new_value):
(count, mean, M2) = existing_aggregate
count += 1
delta = new_value - mean
mean += delta / count
delta2 = new_value - mean
M2 += delta * delta2
return (count, mean, M2)
# Retrieve the mean, variance and sample variance from an aggregate
def finalize(existing_aggregate):
(count, mean, M2) = existing_aggregate
if count < 2:
return float("nan")
else:
(mean, variance, sample_variance) = (mean, M2 / count, M2 / (count - 1))
return (mean, variance, sample_variance)
This algorithm is much less prone to loss of precision due to catastrophic cancellation, but might not be as efficient because of the division operation inside the loop. For a particularly robust two-pass algorithm for computing the variance, one can first compute and subtract an estimate of the mean, and then use this algorithm on the residuals.
The parallel algorithm below illustrates how to merge multiple sets of statistics calculated online.
Weighted incremental algorithm
The algorithm can be extended to handle unequal sample weights, replacing the simple counter n with the sum of weights seen so far. West (1979) suggests this incremental algorithm:
def weighted_incremental_variance(data_weight_pairs):
w_sum = w_sum2 = mean = S = 0
for x, w in data_weight_pairs:
w_sum = w_sum + w
w_sum2 = w_sum2 + w**2
mean_old = mean
mean = mean_old + (w / w_sum) * (x - mean_old)
S = S + w * (x - mean_old) * (x - mean)
population_variance = S / w_sum
# Bessel's correction for weighted samples
# Frequency weights
sample_frequency_variance = S / (w_sum - 1)
# Reliability weights
sample_reliability_variance = S / (w_sum - w_sum2 / w_sum)
Parallel algorithm
Chan et al. note that Welford's online algorithm detailed above is a special case of an algorithm that works for combining arbitrary sets and :
.
This may be useful when, for example, multiple processing units may be assigned to discrete parts of the input.
Chan's method for estimating the mean is numerically unstable when and both are large, because the numerical error in is not scaled down in the way that it is in the case. In such cases, prefer .
def parallel_variance(n_a, avg_a, M2_a, n_b, avg_b, M2_b):
n = n_a + n_b
delta = avg_b - avg_a
M2 = M2_a + M2_b + delta**2 * n_a * n_b / n
var_ab = M2 / (n - 1)
return var_ab
This can be generalized to allow parallelization with AVX, with GPUs, and computer clusters, and to covariance.
Example
Assume that all floating point operations use standard IEEE 754 double-precision arithmetic. Consider the sample (4, 7, 13, 16) from an infinite population. Based on this sample, the estimated population mean is 10, and the unbiased estimate of population variance is 30. Both the naïve algorithm and two-pass algorithm compute these values correctly.
Next consider the sample (, , , ), which gives rise to the same estimated variance as the first sample. The two-pass algorithm computes this variance estimate correctly, but the naïve algorithm returns 29.333333333333332 instead of 30.
While this loss of precision may be tolerable and viewed as a minor flaw of the naïve algorithm, further increasing the offset makes the error catastrophic. Consider the sample (, , , ). Again the estimated population variance of 30 is computed correctly by the two-pass algorithm, but the naïve algorithm now computes it as −170.66666666666666. This is a serious problem with naïve algorithm and is due to catastrophic cancellation in the subtraction of two similar numbers at the final stage of the algorithm.
Higher-order statistics
Terriberry extends Chan's formulae to calculating the third and fourth central moments, needed for example when estimating skewness and kurtosis:
Here the are again the sums of powers of differences from the mean , giving
For the incremental case (i.e., ), this simplifies to:
By preserving the value , only one division operation is needed and the higher-order statistics can thus be calculated for little incremental cost.
An example of the online algorithm for kurtosis implemented as described is:
def online_kurtosis(data):
n = mean = M2 = M3 = M4 = 0
for x in data:
n1 = n
n = n + 1
delta = x - mean
delta_n = delta / n
delta_n2 = delta_n**2
term1 = delta * delta_n * n1
mean = mean + delta_n
M4 = M4 + term1 * delta_n2 * (n**2 - 3*n + 3) + 6 * delta_n2 * M2 - 4 * delta_n * M3
M3 = M3 + term1 * delta_n * (n - 2) - 3 * delta_n * M2
M2 = M2 + term1
# Note, you may also calculate variance using M2, and skewness using M3
# Caution: If all the inputs are the same, M2 will be 0, resulting in a division by 0.
kurtosis = (n * M4) / (M2**2) - 3
return kurtosis
Pébaÿ
further extends these results to arbitrary-order central moments, for the incremental and the pairwise cases, and subsequently Pébaÿ et al.
for weighted and compound moments. One can also find there similar formulas for covariance.
Choi and Sweetman
offer two alternative methods to compute the skewness and kurtosis, each of which can save substantial computer memory requirements and CPU time in certain applications. The first approach is to compute the statistical moments by separating the data into bins and then computing the moments from the geometry of the resulting histogram, which effectively becomes a one-pass algorithm for higher moments. One benefit is that the statistical moment calculations can be carried out to arbitrary accuracy such that the computations can be tuned to the precision of, e.g., the data storage format or the original measurement hardware. A relative histogram of a random variable can be constructed in the conventional way: the range of potential values is divided into bins and the number of occurrences within each bin are counted and plotted such that the area of each rectangle equals the portion of the sample values within that bin:
where and represent the frequency and the relative frequency at bin and is the total area of the histogram. After this normalization, the raw moments and central moments of can be calculated from the relative histogram:
where the superscript indicates the moments are calculated from the histogram. For constant bin width these two expressions can be simplified using :
The second approach from Choi and Sweetman is an analytical methodology to combine statistical moments from individual segments of a time-history such that the resulting overall moments are those of the complete time-history. This methodology could be used for parallel computation of statistical moments with subsequent combination of those moments, or for combination of statistical moments computed at sequential times.
If sets of statistical moments are known:
for , then each can
be expressed in terms of the equivalent raw moments:
where is generally taken to be the duration of the time-history, or the number of points if is constant.
The benefit of expressing the statistical moments in terms of is that the sets can be combined by addition, and there is no upper limit on the value of .
where the subscript represents the concatenated time-history or combined . These combined values of can then be inversely transformed into raw moments representing the complete concatenated time-history
Known relationships between the raw moments () and the central moments ()
are then used to compute the central moments of the concatenated time-history. Finally, the statistical moments of the concatenated history are computed from the central moments:
Covariance
Very similar algorithms can be used to compute the covariance.
Naïve algorithm
The naïve algorithm is
For the algorithm above, one could use the following Python code:
def naive_covariance(data1, data2):
n = len(data1)
sum1 = sum(data1)
sum2 = sum(data2)
sum12 = sum([i1 * i2 for i1, i2 in zip(data1, data2)])
covariance = (sum12 - sum1 * sum2 / n) / n
return covariance
With estimate of the mean
As for the variance, the covariance of two random variables is also shift-invariant, so given any two constant values and it can be written:
and again choosing a value inside the range of values will stabilize the formula against catastrophic cancellation as well as make it more robust against big sums. Taking the first value of each data set, the algorithm can be written as:
def shifted_data_covariance(data_x, data_y):
n = len(data_x)
if n < 2:
return 0
kx = data_x[0]
ky = data_y[0]
Ex = Ey = Exy = 0
for ix, iy in zip(data_x, data_y):
Ex += ix - kx
Ey += iy - ky
Exy += (ix - kx) * (iy - ky)
return (Exy - Ex * Ey / n) / n
Two-pass
The two-pass algorithm first computes the sample means, and then the covariance:
The two-pass algorithm may be written as:
def two_pass_covariance(data1, data2):
n = len(data1)
mean1 = sum(data1) / n
mean2 = sum(data2) / n
covariance = 0
for i1, i2 in zip(data1, data2):
a = i1 - mean1
b = i2 - mean2
covariance += a * b / n
return covariance
A slightly more accurate compensated version performs the full naive algorithm on the residuals. The final sums and should be zero, but the second pass compensates for any small error.
Online
A stable one-pass algorithm exists, similar to the online algorithm for computing the variance, that computes co-moment :
The apparent asymmetry in that last equation is due to the fact that , so both update terms are equal to . Even greater accuracy can be achieved by first computing the means, then using the stable one-pass algorithm on the residuals.
Thus the covariance can be computed as
def online_covariance(data1, data2):
meanx = meany = C = n = 0
for x, y in zip(data1, data2):
n += 1
dx = x - meanx
meanx += dx / n
meany += (y - meany) / n
C += dx * (y - meany)
population_covar = C / n
# Bessel's correction for sample variance
sample_covar = C / (n - 1)
A small modification can also be made to compute the weighted covariance:
def online_weighted_covariance(data1, data2, data3):
meanx = meany = 0
wsum = wsum2 = 0
C = 0
for x, y, w in zip(data1, data2, data3):
wsum += w
wsum2 += w * w
dx = x - meanx
meanx += (w / wsum) * dx
meany += (w / wsum) * (y - meany)
C += w * dx * (y - meany)
population_covar = C / wsum
# Bessel's correction for sample variance
# Frequency weights
sample_frequency_covar = C / (wsum - 1)
# Reliability weights
sample_reliability_covar = C / (wsum - wsum2 / wsum)
Likewise, there is a formula for combining the covariances of two sets that can be used to parallelize the computation:
Weighted batched version
A version of the weighted online algorithm that does batched updated also exists: let denote the weights, and write
The covariance can then be computed as
See also
Kahan summation algorithm
Squared deviations from the mean
Yamartino method
References
External links
Statistical algorithms
Statistical deviation and dispersion
Articles with example pseudocode
Articles with example Python (programming language) code
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https://en.wikipedia.org/wiki/Almond
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Almond
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The almond (Prunus amygdalus, syn. Prunus dulcis) is a species of small tree from the genus Prunus, cultivated worldwide for its seed, a culinary nut. Along with the peach, it is classified in the subgenus Amygdalus, distinguished from the other subgenera by corrugations on the shell (endocarp) surrounding the seed.
The fruit of the almond is a drupe, consisting of an outer hull and a hard shell with the seed, which is not a true nut. Shelling almonds refers to removing the shell to reveal the seed. Almonds are sold shelled or unshelled. Blanched almonds are shelled almonds that have been treated with hot water to soften the seedcoat, which is then removed to reveal the white embryo. Once almonds are cleaned and processed, they can be stored over time. Almonds are used in many cuisines, often featuring prominently in desserts, such as marzipan.
The almond tree prospers in a moderate Mediterranean climate with cool winter weather. Native to Iran and surrounding countries including the Levant, today it is rarely found wild in its original setting. Almonds were one of the earliest domesticated fruit trees, due to the ability to produce quality offspring entirely from seed, without using suckers and cuttings. Evidence of domesticated almonds in the Early Bronze Age has been found in the archeological sites of the Middle East, and subsequently across the Mediterranean region and similar arid climates with cool winters.
California produces over half of the world's almond supply. Due to high acreage and water demand for almond cultivation, and need for pesticides, California almond production may be unsustainable, especially during the persistent drought and heat from climate change in the 21st century. Droughts in California have caused some producers to leave the industry, leading to lower supply and increased prices.
Description
The almond is a deciduous tree growing to in height, with a trunk of up to in diameter. The young twigs are green at first, becoming purplish where exposed to sunlight, then gray in their second year. The leaves are long, with a serrated margin and a petiole.
The flowers are white to pale pink, diameter with five petals, produced singly or in pairs and appearing before the leaves in early spring. Almond grows best in Mediterranean climates with warm, dry summers and mild, wet winters. The optimal temperature for their growth is between and the tree buds have a chilling requirement of 200 to 700 hours below to break dormancy.
Almonds begin bearing an economic crop in the third year after planting. Trees reach full bearing five to six years after planting. The fruit matures in the autumn, 7–8 months after flowering.
The almond fruit is long. It is not a nut but a drupe. The outer covering, consisting of an outer exocarp, or skin, and mesocarp, or flesh, fleshy in other members of Prunus such as the plum and cherry, is instead a thick, leathery, gray-green coat (with a downy exterior), called the hull. Inside the hull is a woody endocarp which forms a reticulated, hard shell (like the outside of a peach pit) called the pyrena. Inside the shell is the edible seed, commonly called a nut. Generally, one seed is present, but occasionally two occur. After the fruit matures, the hull splits and separates from the shell, and an abscission layer forms between the stem and the fruit so that the fruit can fall from the tree.
Taxonomy
Sweet and bitter almonds
The seeds of Prunus dulcis var. dulcis are predominantly sweet but some individual trees produce seeds that are somewhat more bitter. The genetic basis for bitterness involves a single gene, the bitter flavor furthermore being recessive, both aspects making this trait easier to domesticate. The fruits from Prunus dulcis var. amara are always bitter, as are the kernels from other species of genus Prunus, such as apricot, peach and cherry (although to a lesser extent).
The bitter almond is slightly broader and shorter than the sweet almond and contains about 50% of the fixed oil that occurs in sweet almonds. It also contains the enzyme emulsin which, in the presence of water, acts on the two soluble glucosides amygdalin and prunasin yielding glucose, cyanide and the essential oil of bitter almonds, which is nearly pure benzaldehyde, the chemical causing the bitter flavor. Bitter almonds may yield 4–9 milligrams of hydrogen cyanide per almond and contain 42 times higher amounts of cyanide than the trace levels found in sweet almonds. The origin of cyanide content in bitter almonds is via the enzymatic hydrolysis of amygdalin. P450 monooxygenases are involved in the amygdalin biosynthetic pathway. A point mutation in a bHLH transcription factor prevents transcription of the two cytochrome P450 genes, resulting in the sweet kernel trait.
Etymology
The word almond comes from Old French or , Late Latin , , derived from from the Ancient Greek () (cf. amygdala, an almond-shaped portion of the brain). Late Old English had amygdales, "almonds".
The adjective amygdaloid (literally 'like an almond') is used to describe objects which are roughly almond-shaped, particularly a shape which is part way between a triangle and an ellipse. For example, the amygdala of the brain uses a direct borrowing of the Greek term .
Distribution and habitat
Almond is native to Iran and its surrounding regions, including the Levant area. It was spread by humans in ancient times along the shores of the Mediterranean into northern Africa and southern Europe, and more recently transported to other parts of the world, notably California, United States. The wild form of domesticated almond grows in parts of the Levant.
Selection of the sweet type from the many bitter types in the wild marked the beginning of almond domestication. It is unclear as to which wild ancestor of the almond created the domesticated species. The species Prunus fenzliana may be the most likely wild ancestor of the almond, in part because it is native to Armenia and western Azerbaijan, where it was apparently domesticated. Wild almond species were grown by early farmers, "at first unintentionally in the garbage heaps, and later intentionally in their orchards".
Cultivation
Almonds were one of the earliest domesticated fruit trees, due to "the ability of the grower to raise attractive almonds from seed. Thus, in spite of the fact that this plant does not lend itself to propagation from suckers or from cuttings, it could have been domesticated even before the introduction of grafting". Domesticated almonds appear in the Early Bronze Age (3000–2000 BC), such as the archaeological sites of Numeira (Jordan), or possibly earlier. Another well-known archaeological example of the almond is the fruit found in Tutankhamun's tomb in Egypt (c. 1325 BC), probably imported from the Levant. An article on almond tree cultivation in Spain is brought down in Ibn al-'Awwam's 12th-century agricultural work, Book on Agriculture.
Of the European countries that the Royal Botanic Garden Edinburgh reported as cultivating almonds, Germany is the northernmost, though the domesticated form can be found as far north as Iceland.
Varieties
Almond trees are small to medium sized but commercial cultivars can be grafted onto a different root-stock to produce smaller trees. Varieties include:
– originates in the 1800s. A large tree that produces large, smooth, thin-shelled almonds with 60–65% edible kernel per nut. Requires pollination from other almond varieties for good nut production.
– originates in Italy. Has thicker, hairier shells with only 32% of edible kernel per nut. The thicker shell gives some protection from pests such as the navel orangeworm. Does not require pollination by other almond varieties.
Mariana – used as a rootstock to result in smaller trees
Breeding
Breeding programmes have found the high shell-seal trait.
Pollination
The most widely planted varieties of almond are self-incompatible; hence these trees require pollen from a tree with different genetic characters to produce seeds. Almond orchards therefore must grow mixtures of almond varieties. In addition, the pollen is transferred from flower to flower by insects; therefore commercial growers must ensure there are enough insects to perform this task. The large scale of almond production in the U.S. creates a significant problem of providing enough pollinating insects. Additional pollinating insects are therefore brought to the trees. The pollination of California's almonds is the largest annual managed pollination event in the world, with 1.4 million hives (nearly half of all beehives in the US) being brought to the almond orchards each February.
Much of the supply of bees is managed by pollination brokers, who contract with migratory beekeepers from at least 49 states for the event. This business was heavily affected by colony collapse disorder at the turn of the 21st century, causing a nationwide shortage of honey bees and increasing the price of insect pollination. To partially protect almond growers from these costs, researchers at the Agricultural Research Service, part of the United States Department of Agriculture (USDA), developed self-pollinating almond trees that combine this character with quality characters such as a flavor and yield. Self-pollinating almond varieties exist, but they lack some commercial characters. However, through natural hybridisation between different almond varieties, a new variety that was self-pollinating with a high yield of commercial quality nuts was produced.
Diseases
Almond trees can be attacked by an array of damaging microbes, fungal pathogens, plant viruses, and bacteria.
Pests
Pavement ants (Tetramorium caespitum), southern fire ants (Solenopsis xyloni), and thief ants (Solenopsis molesta) are seed predators. Bryobia rubrioculus mites are most known for their damage to this crop.
Sustainability
Almond production in California is concentrated mainly in the Central Valley, where the mild climate, rich soil, abundant sunshine and water supply make for ideal growing conditions. Due to the persistent droughts in California in the early 21st century, it became more difficult to raise almonds in a sustainable manner. The issue is complex because of the high amount of water needed to produce almonds: a single almond requires roughly of water to grow properly. Regulations related to water supplies are changing so some growers have destroyed their current almond orchards to replace with either younger trees or a different crop such as pistachio that needs less water.
Sustainability strategies implemented by the Almond Board of California and almond farmers include:
tree and soil health, and other farming practices
minimizing dust production during the harvest
bee health
irrigation guidelines for farmers
food safety
use of waste biomass as coproducts with a goal to achieve zero waste
use of solar energy during processing
job development
support of scientific research to investigate potential health benefits of consuming almonds
international education about sustainability practices
Production
In 2020, world production of almonds was 4.1 million tonnes, led by the United States providing 57% of the world total (table). Other leading producers were Spain, Australia, and Iran.
United States
In the United States, production is concentrated in California where and six different almond varieties were under cultivation in 2017, with a yield of of shelled almonds. California production is marked by a period of intense pollination during late winter by rented commercial bees transported by truck across the U.S. to almond groves, requiring more than half of the total U.S. commercial honeybee population. The value of total U.S. exports of shelled almonds in 2016 was $3.2 billion.
All commercially grown almonds sold as food in the U.S. are sweet cultivars. The U.S. Food and Drug Administration reported in 2010 that some fractions of imported sweet almonds were contaminated with bitter almonds, which contain cyanide.
Spain
Spain has diverse commercial cultivars of almonds grown in Catalonia, Valencia, Murcia, Andalusia, and Aragón regions, and the Balearic Islands. Production in 2016 declined 2% nationally compared to 2015 production data.
The 'Marcona' almond cultivar is recognizably different from other almonds and is marketed by name. The kernel is short, round, relatively sweet, and delicate in texture. Its origin is unknown and has been grown in Spain for a long time; the tree is very productive, and the shell of the nut is very hard.
Australia
Australia is the largest almond production region in the Southern Hemisphere. Most of the almond orchards are located along the Murray River corridor in New South Wales, Victoria, and South Australia.
Toxicity
Bitter almonds contain 42 times higher amounts of cyanide than the trace levels found in sweet almonds. Extract of bitter almond was once used medicinally but even in small doses, effects are severe or lethal, especially in children; the cyanide must be removed before consumption. The acute oral lethal dose of cyanide for adult humans is reported to be of body weight (approximately 50 bitter almonds), so that for children consuming 5–10 bitter almonds may be fatal. Symptoms of eating such almonds include vertigo and other typical cyanide poisoning effects.
Almonds may cause allergy or intolerance. Cross-reactivity is common with peach allergens (lipid transfer proteins) and tree nut allergens. Symptoms range from local signs and symptoms (e.g., oral allergy syndrome, contact urticaria) to systemic signs and symptoms including anaphylaxis (e.g., urticaria, angioedema, gastrointestinal and respiratory symptoms).
Almonds are susceptible to aflatoxin-producing molds. Aflatoxins are potent carcinogenic chemicals produced by molds such as Aspergillus flavus and Aspergillus parasiticus. The mold contamination may occur from soil, previously infested almonds, and almond pests such as navel-orange worm. High levels of mold growth typically appear as gray to black filament-like growth. It is unsafe to eat mold-infected tree nuts.
Some countries have strict limits on allowable levels of aflatoxin contamination of almonds and require adequate testing before the nuts can be marketed to their citizens. The European Union, for example, introduced a requirement since 2007 that all almond shipments to the EU be tested for aflatoxin. If aflatoxin does not meet the strict safety regulations, the entire consignment may be reprocessed to eliminate the aflatoxin or it must be destroyed.
Breeding programs have found the trait. High shell-seal provides resistance against these Aspergillus species and so against the development of their toxins.
Mandatory pasteurization in California
After tracing cases of salmonellosis to almonds, the USDA approved a proposal by the Almond Board of California to pasteurize almonds sold to the public. After publishing the rule in March 2007, the almond pasteurization program became mandatory for California companies effective 1 September 2007. Raw, untreated California almonds have not been available in the U.S. since then.
California almonds labeled "raw" must be steam-pasteurized or chemically treated with propylene oxide (PPO). This does not apply to imported almonds or almonds sold from the grower directly to the consumer in small quantities. The treatment also is not required for raw almonds sold for export outside of North America.
The Almond Board of California states: "PPO residue dissipates after treatment". The U.S. Environmental Protection Agency has reported: "Propylene oxide has been detected in fumigated food products; consumption of contaminated food is another possible route of exposure". PPO is classified as Group 2B ("possibly carcinogenic to humans").
The USDA-approved marketing order was challenged in court by organic farmers organized by the Cornucopia Institute, a Wisconsin-based farm policy research group which filed a lawsuit in September 2008. According to the institute, this almond marketing order has imposed significant financial burdens on small-scale and organic growers and damaged domestic almond markets. A federal judge dismissed the lawsuit in early 2009 on procedural grounds. In August 2010, a federal appeals court ruled that the farmers have a right to appeal the USDA regulation. In March 2013, the court vacated the suit on the basis that the objections should have been raised in 2007 when the regulation was first proposed.
Uses
Nutrition
Almonds are 4% water, 22% carbohydrates, 21% protein, and 50% fat (table). In a reference amount, almonds supply of food energy. The almond is a nutritionally dense food (table), providing a rich source (20% or more of the Daily Value, DV) of the B vitamins riboflavin and niacin, vitamin E, and the essential minerals calcium, copper, iron, magnesium, manganese, phosphorus, and zinc. Almonds are a moderate source (10–19% DV) of the B vitamins thiamine, vitamin B6, and folate, choline, and the essential mineral potassium. They also contain substantial dietary fiber, the monounsaturated fat, oleic acid, and the polyunsaturated fat, linoleic acid. Typical of nuts and seeds, almonds are a source of phytosterols such as beta-sitosterol, stigmasterol, campesterol, sitostanol, and campestanol.
Health
Almonds are included as a good source of protein among recommended healthy foods by the U.S. Department of Agriculture (USDA). A 2016 review of clinical research indicated that regular consumption of almonds may reduce the risk of heart disease by lowering blood levels of LDL cholesterol.
Culinary
While the almond is often eaten on its own, raw or toasted, it is also a component of various dishes. Almonds are available in many forms, such as whole, slivered, and ground into flour. Almond pieces around in size, called "nibs", are used for special purposes such as decoration.
Almonds are a common addition to breakfast muesli or oatmeal.
Desserts
A wide range of classic sweets feature almonds as a central ingredient. Marzipan was developed in the Middle Ages. Since the 19th century almonds have been used to make bread, almond butter, cakes and puddings, candied confections, almond cream-filled pastries, nougat, cookies (macaroons, biscotti and qurabiya), and cakes (financiers, Esterházy torte), and other sweets and desserts.
The young, developing fruit of the almond tree can be eaten whole (green almonds) when they are still green and fleshy on the outside and the inner shell has not yet hardened. The fruit is somewhat sour, but is a popular snack in parts of the Middle East, eaten dipped in salt to balance the sour taste. Also in the Middle East they are often eaten with dates. They are available only from mid-April to mid-June in the Northern Hemisphere; pickling or brining extends the fruit's shelf life.
Marzipan
Marzipan, a smooth, sweetened almond paste, is used in a number of elegant cakes and desserts. Princess cake is covered by marzipan (similar to fondant), as is Battenberg cake. In Sicily, sponge cake is covered with marzipan to make cassatella di sant'Agata and cassata siciliana, and marzipan is dyed and crafted into realistic fruit shapes to make frutta martorana. The Andalusian Christmas pastry pan de Cádiz is filled with marzipan and candied fruit.
World cuisines
In French cuisine, alternating layers of almond and hazelnut meringue are used to make the dessert dacquoise. Pithivier is one of many almond cream-filled pastries.
In Germany, Easter bread called Deutsches Osterbrot is baked with raisins and almonds.
In Greece almond flour is used to make amygdalopita, a glyka tapsiou dessert cake baking in a tray. Almonds are used for kourabiedes, a Greek version of the traditional quarabiya almond biscuits. A soft drink known as soumada is made from almonds in various regions.
In Saudi Arabia, almonds are a typical embellishment for the rice dish kabsa.
In Iran, green almonds are dipped in sea salt and eaten as snacks on street markets; they are called chaqale bâdam. Candied almonds called noghl are served alongside tea and coffee. Also, sweet almonds are used to prepare special food for babies, named harire badam. Almonds are added to some foods, cookies, and desserts, or are used to decorate foods. People in Iran consume roasted nuts for special events, for example, during New Year (Nowruz) parties.
In Italy, colomba di Pasqua is a traditional Easter cake made with almonds. Bitter almonds are the base for amaretti cookies, a common dessert. Almonds are also a common choice as the nuts to include in torrone.
In Morocco, almonds in the form of sweet almond paste are the main ingredient in pastry fillings, and several other desserts. Fried blanched whole almonds are also used to decorate sweet tajines such as lamb with prunes. Southwestern Berber regions of Essaouira and Souss are also known for amlou, a spread made of almond paste, argan oil, and honey. Almond paste is also mixed with toasted flour and among others, honey, olive oil or butter, anise, fennel, sesame seeds, and cinnamon to make sellou (also called zamita in Meknes or slilou in Marrakech), a sweet snack known for its long shelf life and high nutritive value.
In Indian cuisine, almonds are the base ingredients of pasanda-style and Mughlai curries. Badam halva is a sweet made from almonds with added coloring. Almond flakes are added to many sweets (such as sohan barfi), and are usually visible sticking to the outer surface. Almonds form the base of various drinks which are supposed to have cooling properties. Almond sherbet or sherbet-e-badaam, is a popular summer drink. Almonds are also sold as a snack with added salt.
In Israel almonds are used as a topping for tahini cookies or eaten as a snack.
In Spain Marcona almonds are usually toasted in oil and lightly salted. They are used by Spanish confectioners to prepare a sweet called turrón.
In Arabian cuisine, almonds are commonly used as garnishing for Mansaf.
Certain natural food stores sell "bitter almonds" or "apricot kernels" labeled as such, requiring significant caution by consumers for how to prepare and eat these products.
Milk
Almonds can be processed into a milk substitute called almond milk; the nut's soft texture, mild flavor, and light coloring (when skinned) make for an efficient analog to dairy, and a soy-free choice for lactose intolerant people and vegans. Raw, blanched, and lightly toasted almonds work well for different production techniques, some of which are similar to that of soy milk and some of which use no heat, resulting in raw milk.
Almond milk, along with almond butter and almond oil, are versatile products used in both sweet and savoury dishes.
In Moroccan cuisine, sharbat billooz, a common beverage, is made by blending blanched almonds with milk, sugar and other flavorings.
Flour and skins
Almond flour or ground almond meal combined with sugar or honey as marzipan is often used as a gluten-free alternative to wheat flour in cooking and baking.
Almonds contain polyphenols in their skins consisting of flavonols, flavan-3-ols, hydroxybenzoic acids and flavanones analogous to those of certain fruits and vegetables. These phenolic compounds and almond skin prebiotic dietary fiber have commercial interest as food additives or dietary supplements.
Syrup
Historically, almond syrup was an emulsion of sweet and bitter almonds, usually made with barley syrup (orgeat syrup) or in a syrup of orange flower water and sugar, often flavored with a synthetic aroma of almonds. Orgeat syrup is an important ingredient in the Mai Tai and many other Tiki drinks.
Due to the cyanide found in bitter almonds, modern syrups generally are produced only from sweet almonds. Such syrup products do not contain significant levels of hydrocyanic acid, so are generally considered safe for human consumption.
Oils
Almonds are a rich source of oil, with 50% of kernel dry mass as fat (whole almond nutrition table). In relation to total dry mass of the kernel, almond oil contains 32% monounsaturated oleic acid (an omega-9 fatty acid), 13% linoleic acid (a polyunsaturated omega-6 essential fatty acid), and 10% saturated fatty acid (mainly as palmitic acid). Linolenic acid, a polyunsaturated omega-3 fat, is not present (table). Almond oil is a rich source of vitamin E, providing 261% of the Daily Value per 100 millilitres.
When almond oil is analyzed separately and expressed per 100 grams as a reference mass, the oil provides of food energy, 8 grams of saturated fat (81% of which is palmitic acid), 70 grams of oleic acid, and 17 grams of linoleic acid (oil table).
Oleum amygdalae, the fixed oil, is prepared from either sweet or bitter almonds, and is a glyceryl oleate with a slight odour and a nutty taste. It is almost insoluble in alcohol but readily soluble in chloroform or ether. Almond oil is obtained from the dried kernel of almonds. Sweet almond oil is used as a carrier oil in aromatherapy and cosmetics while bitter almond oil, containing benzaldehyde, is used as a food flavouring and in perfume.
In culture
The almond is highly revered in some cultures. The tree originated in the Middle East. In the Bible, the almond is mentioned ten times, beginning with Genesis 43:11, where it is described as "among the best of fruits". In Numbers 17, Levi is chosen from the other tribes of Israel by Aaron's rod, which brought forth almond flowers. The almond blossom supplied a model for the menorah which stood in the Holy Temple, "Three cups, shaped like almond blossoms, were on one branch, with a knob and a flower; and three cups, shaped like almond blossoms, were on the other … on the candlestick itself were four cups, shaped like almond blossoms, with its knobs and flowers" (Exodus 25:33–34; 37:19–20). Many Sephardic Jews give five almonds to each guest before special occasions like weddings.
Similarly, Christian symbolism often uses almond branches as a symbol of the virgin birth of Jesus; paintings and icons often include almond-shaped haloes encircling the Christ Child and as a symbol of Mary. The word "luz", which appears in Genesis 30:37, sometimes translated as "hazel", may actually be derived from the Aramaic name for almond (Luz), and is translated as such in the New International Version and other versions of the Bible. The Arabic name for almond is لوز "lauz" or "lūz". In some parts of the Levant and North Africa, it is pronounced "loz", which is very close to its Aramaic origin.
The Entrance of the flower (La entrada de la flor) is an event celebrated on 1 February in Torrent, Spain, in which the clavarios and members of the Confrerie of the Mother of God deliver a branch of the first-blooming almond-tree to the Virgin.
See also
Fruit tree forms
Fruit tree propagation
Fruit tree pruning
List of almond dishes
List of edible seeds
References
External links
University of California Fruit and Nut Research and Information Center
Benefits of Soaked Almonds
Almond
Edible nuts and seeds
Flora of Asia
Pollination management
Snack foods
Almond oil
Crops
Fruit trees
Symbols of California
Flora of Lebanon and Syria
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https://en.wikipedia.org/wiki/Antisemitism
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Antisemitism
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Antisemitism (also spelled anti-semitism or anti-Semitism) is hostility to, prejudice towards, or discrimination against Jews. This sentiment is a form of racism, and a person who harbours it is called an antisemite. Though antisemitism is overwhelmingly perpetrated by non-Jews, it may occasionally be perpetrated by Jews in a phenomenon known as auto-antisemitism (i.e., self-hating Jews). Primarily, antisemitic tendencies may be motivated by negative sentiment towards Jews as a people or by negative sentiment towards Jews with regard to Judaism. In the former case, usually presented as racial antisemitism, a person's hostility is driven by the belief that Jews constitute a distinct race with inherent traits or characteristics that are repulsive or inferior to the preferred traits or characteristics within that person's society. In the latter case, known as religious antisemitism, a person's hostility is driven by their religion's perception of Jews and Judaism, typically encompassing doctrines of supersession that expect or demand Jews to turn away from Judaism and submit to the religion presenting itself as Judaism's successor faith — this is a common theme within the other Abrahamic religions. The development of racial and religious antisemitism has historically been encouraged by anti-Judaism, though the concept itself is distinct from antisemitism.
There are various ways in which antisemitism is manifested, ranging in the level of severity of Jewish persecution. On the more subtle end, it consists of expressions of hatred or discrimination against individual Jews, and may or may not be accompanied by violence. On the most extreme end, it consists of pogroms or genocide, which may or may not be state-sponsored. Although the term "antisemitism" did not come into common usage until the 19th century, it is also applied to previous and later anti-Jewish incidents. Notable instances of antisemitic persecution include the Rhineland massacres in 1096; the Edict of Expulsion in 1290; the European persecution of Jews during the Black Death, between 1348 and 1351; the massacre of Spanish Jews in 1391, the crackdown of the Spanish Inquisition, and the expulsion of Jews from Spain in 1492; the Cossack massacres in Ukraine, between 1648 and 1657; various anti-Jewish pogroms in the Russian Empire, between 1821 and 1906; the Dreyfus affair, between 1894 and 1906; the Holocaust by the Axis powers during World War II; and various Soviet anti-Jewish policies. Historically, most of the world's violent antisemitic events have taken place in Christian Europe. However, since the early 20th century, there has been a sharp rise in antisemitic incidents across the Arab world, largely due to the surge in Arab antisemitic conspiracy theories, which have been cultivated to an extent under the aegis of European antisemitic conspiracy theories.
In the contemporary era, a manifestation known as "new antisemitism" was identified. This concept addresses the exploitation of the Arab–Israeli conflict by a large number of concealed antisemites, who may attempt to gain traction or legitimacy for their antisemitic hoaxes by portraying themselves as criticizing the Israeli government's actions; this is distinct from people who view Israeli government policies negatively, which is not inherently antisemitic. Likewise, as the State of Israel has a Jewish-majority population, it is common for antisemitic rhetoric to be manifested in expressions of sentiments against the form or existence of Israel as a state, or sentiments against the need or right to a state for Jewish people (Anti-Zionism), particularly around Jerusalem, though this is not always the case and such expressions may sometimes be part of wider anti–Middle Eastern sentiment without an exclusively antisemitic motive.
Due to the root word Semite, the term is prone to being invoked as a misnomer by those who interpret it as referring to racist hatred directed at all "Semitic people" (i.e., those who speak Semitic languages, such as Arabs, Assyrians, and Arameans). This usage is erroneous; the compound word () was first used in print in Germany in 1879 as a "scientific-sounding term" for (), and it has since been used to refer to anti-Jewish sentiment alone.
Origin and usage
Etymology
The origin of "antisemitic" terminologies is found in the responses of Moritz Steinschneider to the views of Ernest Renan. As Alex Bein writes: "The compound anti-Semitism appears to have been used first by Steinschneider, who challenged Renan on account of his 'anti-Semitic prejudices' [i.e., his derogation of the "Semites" as a race]." Avner Falk similarly writes: "The German word was first used in 1860 by the Austrian Jewish scholar Moritz Steinschneider (1816–1907) in the phrase antisemitische Vorurteile (antisemitic prejudices). Steinschneider used this phrase to characterise the French philosopher Ernest Renan's false ideas about how 'Semitic races' were inferior to 'Aryan races.
Pseudoscientific theories concerning race, civilization, and "progress" had become quite widespread in Europe in the second half of the 19th century, especially as Prussian nationalistic historian Heinrich von Treitschke did much to promote this form of racism. He coined the phrase "the Jews are our misfortune" which would later be widely used by Nazis. According to Avner Falk, Treitschke uses the term "Semitic" almost synonymously with "Jewish", in contrast to Renan's use of it to refer to a whole range of peoples, based generally on linguistic criteria.
According to Jonathan M. Hess, the term was originally used by its authors to "stress the radical difference between their own 'antisemitism' and earlier forms of antagonism toward Jews and Judaism."
In 1879, German journalist Wilhelm Marr published a pamphlet, (The Victory of the Jewish Spirit over the Germanic Spirit. Observed from a non-religious perspective) in which he used the word Semitismus interchangeably with the word Judentum to denote both "Jewry" (the Jews as a collective) and "Jewishness" (the quality of being Jewish, or the Jewish spirit).
This use of Semitismus was followed by a coining of "Antisemitismus" which was used to indicate opposition to the Jews as a people and opposition to the Jewish spirit, which Marr interpreted as infiltrating German culture. His next pamphlet, (The Way to Victory of the Germanic Spirit over the Jewish Spirit, 1880), presents a development of Marr's ideas further and may present the first published use of the German word , "antisemitism".
The pamphlet became very popular, and in the same year Marr founded the Antisemiten-Liga (League of Antisemites), apparently named to follow the "Anti-Kanzler-Liga" (Anti-Chancellor League). The league was the first German organization committed specifically to combating the alleged threat to Germany and German culture posed by the Jews and their influence and advocating their forced removal from the country.
So far as can be ascertained, the word was first widely printed in 1881, when Marr published Zwanglose Antisemitische Hefte, and Wilhelm Scherer used the term Antisemiten in the January issue of Neue Freie Presse.
The Jewish Encyclopedia reports, "In February 1881, a correspondent of the Allgemeine Zeitung des Judentums speaks of 'Anti-Semitism' as a designation which recently came into use ("Allg. Zeit. d. Jud." 1881, p. 138). On 19 July 1882, the editor says, 'This quite recent Anti-Semitism is hardly three years old.
The word "antisemitism" was borrowed into English from German in 1881. Oxford English Dictionary editor James Murray wrote that it was not included in the first edition because "Anti-Semite and its family were then probably very new in English use, and not thought likely to be more than passing nonce-words... Would that anti-Semitism had had no more than a fleeting interest!" The related term "philosemitism" was used by 1881.
Usage
From the outset the term "anti-Semitism" bore special racial connotations and meant specifically prejudice against Jews. The term is confusing, for in modern usage 'Semitic' designates a language group, not a race. In this sense, the term is a misnomer, since there are many speakers of Semitic languages (e.g., Arabs, Ethiopians, and Arameans) who are not the objects of antisemitic prejudices, while there are many Jews who do not speak Hebrew, a Semitic language. Though 'antisemitism' could be construed as prejudice against people who speak other Semitic languages, this is not how the term is commonly used.
The term may be spelled with or without a hyphen (antisemitism or anti-Semitism). Many scholars and institutions favor the unhyphenated form. Shmuel Almog argued, "If you use the hyphenated form, you consider the words 'Semitism', 'Semite', 'Semitic' as meaningful ... [I]n antisemitic parlance, 'Semites' really stands for Jews, just that." Emil Fackenheim supported the unhyphenated spelling, in order to "[dispel] the notion that there is an entity 'Semitism' which 'anti-Semitism' opposes."
Others endorsing an unhyphenated term for the same reason include the International Holocaust Remembrance Alliance, historian Deborah Lipstadt, Padraic O'Hare, professor of Religious and Theological Studies and Director of the Center for the Study of Jewish-Christian-Muslim Relations at Merrimack College; and historians Yehuda Bauer and James Carroll. According to Carroll, who first cites O'Hare and Bauer on "the existence of something called 'Semitism, "the hyphenated word thus reflects the bipolarity that is at the heart of the problem of antisemitism".
The Associated Press and its accompanying AP Stylebook adopted the unhyphenated spelling in 2021. Style guides for other news organizations such as the New York Times and Wall Street Journal later adopted this spelling as well. It has also been adopted by many Holocaust museums, such as the United States Holocaust Memorial Museum and Yad Vashem.
Definition
Though the general definition of antisemitism is hostility or prejudice against Jews, and, according to Olaf Blaschke, has become an "umbrella term for negative stereotypes about Jews", a number of authorities have developed more formal definitions.
Holocaust scholar and City University of New York professor Helen Fein defines it as "a persisting latent structure of hostile beliefs towards Jews as a collective manifested in individuals as attitudes, and in culture as myth, ideology, folklore and imagery, and in actions—social or legal discrimination, political mobilization against the Jews, and collective or state violence—which results in and/or is designed to distance, displace, or destroy Jews as Jews."
Elaborating on Fein's definition, Dietz Bering of the University of Cologne writes that, to antisemites, "Jews are not only partially but totally bad by nature, that is, their bad traits are incorrigible. Because of this bad nature: (1) Jews have to be seen not as individuals but as a collective. (2) Jews remain essentially alien in the surrounding societies. (3) Jews bring disaster on their 'host societies' or on the whole world, they are doing it secretly, therefore the anti-Semites feel obliged to unmask the conspiratorial, bad Jewish character."
For Sonja Weinberg, as distinct from economic and religious anti-Judaism, antisemitism in its modern form shows conceptual innovation, a resort to 'science' to defend itself, new functional forms, and organisational differences. It was anti-liberal, racialist and nationalist. It promoted the myth that Jews conspired to 'judaise' the world; it served to consolidate social identity; it channeled dissatisfactions among victims of the capitalist system; and it was used as a conservative cultural code to fight emancipation and liberalism.
Bernard Lewis defined antisemitism as a special case of prejudice, hatred, or persecution directed against people who are in some way different from the rest. According to Lewis, antisemitism is marked by two distinct features: Jews are judged according to a standard different from that applied to others, and they are accused of "cosmic evil." Thus, "it is perfectly possible to hate and even to persecute Jews without necessarily being anti-Semitic" unless this hatred or persecution displays one of the two features specific to antisemitism.
There have been a number of efforts by international and governmental bodies to define antisemitism formally. The United States Department of State states that "while there is no universally accepted definition, there is a generally clear understanding of what the term encompasses." For the purposes of its 2005 Report on Global Anti-Semitism, the term was considered to mean "hatred toward Jews—individually and as a group—that can be attributed to the Jewish religion and/or ethnicity."
In 2005, the European Monitoring Centre on Racism and Xenophobia (now the Fundamental Rights Agency), then an agency of the European Union, developed a more detailed working definition, which states: "Antisemitism is a certain perception of Jews, which may be expressed as hatred toward Jews. Rhetorical and physical manifestations of antisemitism are directed toward Jewish or non-Jewish individuals and/or their property, toward Jewish community institutions and religious facilities." It also adds that "such manifestations could also target the state of Israel, conceived as a Jewish collectivity," but that "criticism of Israel similar to that leveled against any other country cannot be regarded as antisemitic."
It provides contemporary examples of ways in which antisemitism may manifest itself, including promoting the harming of Jews in the name of an ideology or religion; promoting negative stereotypes of Jews; holding Jews collectively responsible for the actions of an individual Jewish person or group; denying the Holocaust or accusing Jews or Israel of exaggerating it; and accusing Jews of dual loyalty or a greater allegiance to Israel than their own country. It also lists ways in which attacking Israel could be antisemitic, and states that denying the Jewish people their right to self-determination, e.g. by claiming that the existence of a state of Israel is a racist endeavor, can be a manifestation of antisemitism—as can applying double standards by requiring of Israel a behavior not expected or demanded of any other democratic nation, or holding Jews collectively responsible for the actions of the State of Israel.
The definition wrong and negative perception of people with Jewish descent has been adopted by the European Parliament Working Group on Antisemitism, in 2010, a similar definition that avoided using the word wrong was adopted by the United States Department of State, in 2014, that definition was adopted in the Operational Hate Crime Guidance of the UK College of Policing and was also adopted by the Campaign Against Antisemitism. In 2016, the U.S. State Department definition was adopted by the International Holocaust Remembrance Alliance. The Working Definition of Antisemitism is among the most controversial documents related to opposition to antisemitism, and critics argue that it has been used to censor criticism of Israel.
Evolution of usage
In 1879, Wilhelm Marr founded the Antisemiten-Liga (Anti-Semitic League). Identification with antisemitism and as an antisemite was politically advantageous in Europe during the late 19th century. For example, Karl Lueger, the popular mayor of fin de siècle Vienna, skillfully exploited antisemitism as a way of channeling public discontent to his political advantage. In its 1910 obituary of Lueger, The New York Times notes that Lueger was "Chairman of the Christian Social Union of the Parliament and of the Anti-Semitic Union of the Diet of Lower Austria. In 1895, A. C. Cuza organized the Alliance Anti-semitique Universelle in Bucharest. In the period before World War II, when animosity towards Jews was far more commonplace, it was not uncommon for a person, an organization, or a political party to self-identify as an antisemite or antisemitic.
The early Zionist pioneer Leon Pinsker, a professional physician, preferred the clinical-sounding term Judeophobia to antisemitism, which he regarded as a misnomer. The word Judeophobia first appeared in his pamphlet "Auto-Emancipation", published anonymously in German in September 1882, where it was described as an irrational fear or hatred of Jews. According to Pinsker, this irrational fear was an inherited predisposition.
In the aftermath of the Kristallnacht pogrom in 1938, German propaganda minister Goebbels announced: "The German people is anti-Semitic. It has no desire to have its rights restricted or to be provoked in the future by parasites of the Jewish race."
After 1945 victory of the Allies over Nazi Germany, and particularly after the full extent of the Nazi genocide against the Jews became known, the term antisemitism acquired pejorative connotations. This marked a full circle shift in usage, from an era just decades earlier when "Jew" was used as a pejorative term. Yehuda Bauer wrote in 1984: "There are no anti-Semites in the world ... Nobody says, 'I am anti-Semitic.' You cannot, after Hitler. The word has gone out of fashion."
Eternalism–contextualism debate
The study of antisemitism has become politically controversial because of differing interpretations of the Holocaust and the Israeli–Palestinian conflict. There are two competing views of antisemitism, eternalism, and contextualism. The eternalist view sees antisemitism as separate from other forms of racism and prejudice and an exceptionalist, transhistorical force teleologically culminating in the Holocaust. Hannah Arendt criticized this approach, writing that it provoked "the uncomfortable question: 'Why the Jews of all people?' ... with the question begging reply: Eternal hostility." Zionist thinkers and antisemites draw different conclusions from what they perceive as the eternal hatred of Jews; according to antisemites, it proves the inferiority of Jews, while for Zionists it means that Jews need their own state as a refuge. Most Zionists do not believe that antisemitism can be combatted with education or other means.
The contextual approach treats antisemitism as a type of racism and focuses on the historical context in which hatred of Jews emerges. Some contextualists restrict the use of "antisemitism" to refer exclusively to the era of modern racism, treating anti-Judaism as a separate phenomenon. Historian David Engel has challenged the project to define antisemitism, arguing that it essentializes Jewish history as one of persecution and discrimination. Engel argues that the term "antisemitism" is not useful in historical analysis because it implies that there are links between anti-Jewish prejudices expressed in different contexts, without evidence of such a connection.
Manifestations
Antisemitism manifests itself in a variety of ways. René König mentions social antisemitism, economic antisemitism, religious antisemitism, and political antisemitism as examples. König points out that these different forms demonstrate that the "origins of anti-Semitic prejudices are rooted in different historical periods." König asserts that differences in the chronology of different antisemitic prejudices and the irregular distribution of such prejudices over different segments of the population create "serious difficulties in the definition of the different kinds of anti-Semitism."
These difficulties may contribute to the existence of different taxonomies that have been developed to categorize the forms of antisemitism. The forms identified are substantially the same; it is primarily the number of forms and their definitions that differ. Bernard Lazare identifies three forms of antisemitism: Christian antisemitism, economic antisemitism, and ethnologic antisemitism. William Brustein names four categories: religious, racial, economic, and political. The Roman Catholic historian Edward Flannery distinguished four varieties of antisemitism:
Political and economic antisemitism, giving as examples Cicero and Charles Lindbergh;
Theological or religious antisemitism, also called "traditional antisemitism" and sometimes known as anti-Judaism;
Nationalistic antisemitism, citing Voltaire and other Enlightenment thinkers, who attacked Jews for supposedly having certain characteristics, such as greed and arrogance, and for observing customs such as kashrut and Shabbat;
Racial antisemitism, with its extreme form resulting in the Holocaust by the Nazis.
Louis Harap separates "economic antisemitism" and merges "political" and "nationalistic" antisemitism into "ideological antisemitism". Harap also adds a category of "social antisemitism".
Religious (Jew as Christ-killer),
Economic (Jew as banker, usurer, money-obsessed),
Social (Jew as social inferior, "pushy", vulgar, therefore excluded from personal contact),
Racist (Jews as an inferior "race"),
Ideological (Jews regarded as subversive or revolutionary),
Cultural (Jews regarded as undermining the moral and structural fiber of civilization).
Cultural antisemitism
Louis Harap defines cultural antisemitism as "that species of anti-Semitism that charges the Jews with corrupting a given culture and attempting to supplant or succeeding in supplanting the preferred culture with a uniform, crude, "Jewish" culture." Similarly, Eric Kandel characterizes cultural antisemitism as being based on the idea of "Jewishness" as a "religious or cultural tradition that is acquired through learning, through distinctive traditions and education." According to Kandel, this form of antisemitism views Jews as possessing "unattractive psychological and social characteristics that are acquired through acculturation." Niewyk and Nicosia characterize cultural antisemitism as focusing on and condemning "the Jews' aloofness from the societies in which they live."
An important feature of cultural antisemitism is that it considers the negative attributes of Judaism to be redeemable by education or by religious conversion.
Religious antisemitism
Religious antisemitism, also known as anti-Judaism, is antipathy towards Jews because of their perceived religious beliefs. In theory, antisemitism and attacks against individual Jews would stop if Jews stopped practicing Judaism or changed their public faith, especially by conversion to the official or right religion. However, in some cases, discrimination continues after conversion, as in the case of Marranos (Christianized Jews in Spain and Portugal) in the late 15th century and 16th century, who were suspected of secretly practising Judaism or Jewish customs.
Although the origins of antisemitism are rooted in the Judeo-Christian conflict, other forms of antisemitism have developed in modern times. Frederick Schweitzer asserts that "most scholars ignore the Christian foundation on which the modern antisemitic edifice rests and invoke political antisemitism, cultural antisemitism, racism or racial antisemitism, economic antisemitism, and the like." William Nichols draws a distinction between religious antisemitism and modern antisemitism based on racial or ethnic grounds: "The dividing line was the possibility of effective conversion [...] a Jew ceased to be a Jew upon baptism." From the perspective of racial antisemitism, however, "the assimilated Jew was still a Jew, even after baptism.[...] From the Enlightenment onward, it is no longer possible to draw clear lines of distinction between religious and racial forms of hostility towards Jews[...] Once Jews have been emancipated and secular thinking makes its appearance, without leaving behind the old Christian hostility towards Jews, the new term antisemitism becomes almost unavoidable, even before explicitly racist doctrines appear."
Some Christians such as the Catholic priest Ernest Jouin, who published the first French translation of the Protocols, combined religious and racial antisemitism, as in his statement that "From the triple viewpoint of race, of nationality, and of religion, the Jew has become the enemy of humanity." The virulent antisemitism of Édouard Drumont, one of the most widely read Catholic writers in France during the Dreyfus Affair, likewise combined religious and racial antisemitism. Drumont founded the Antisemitic League of France.
Economic antisemitism
The underlying premise of economic antisemitism is that Jews perform harmful economic activities or that economic activities become harmful when they are performed by Jews.
Linking Jews and money underpins the most damaging and lasting antisemitic canards. Antisemites claim that Jews control the world finances, a theory promoted in the fraudulent Protocols of the Elders of Zion, and later repeated by Henry Ford and his Dearborn Independent. In the modern era, such myths continue to be spread in books such as The Secret Relationship Between Blacks and Jews published by the Nation of Islam, and on the internet.
Derek Penslar writes that there are two components to the financial canards:
a) Jews are savages that "are temperamentally incapable of performing honest labor"
b) Jews are "leaders of a financial cabal seeking world domination"
Abraham Foxman describes six facets of the financial canards:
All Jews are wealthy
Jews are stingy and greedy
Powerful Jews control the business world
Jewish religion emphasizes profit and materialism
It is okay for Jews to cheat non-Jews
Jews use their power to benefit "their own kind"
Gerald Krefetz summarizes the myth as "[Jews] control the banks, the money supply, the economy, and businesses—of the community, of the country, of the world". Krefetz gives, as illustrations, many slurs and proverbs (in several different languages) which suggest that Jews are stingy, or greedy, or miserly, or aggressive bargainers. During the nineteenth century, Jews were described as "scurrilous, stupid, and tight-fisted", but after the Jewish Emancipation and the rise of Jews to the middle- or upper-class in Europe were portrayed as "clever, devious, and manipulative financiers out to dominate [world finances]".
Léon Poliakov asserts that economic antisemitism is not a distinct form of antisemitism, but merely a manifestation of theologic antisemitism (because, without the theological causes of economic antisemitism, there would be no economic antisemitism). In opposition to this view, Derek Penslar contends that in the modern era, economic antisemitism is "distinct and nearly constant" but theological antisemitism is "often subdued".
An academic study by Francesco D'Acunto, Marcel Prokopczuk, and Michael Weber showed that people who live in areas of Germany that contain the most brutal history of antisemitic persecution are more likely to be distrustful of finance in general. Therefore, they tended to invest less money in the stock market and make poor financial decisions. The study concluded, "that the persecution of minorities reduces not only the long-term wealth of the persecuted but of the persecutors as well."
Racial antisemitism
Racial antisemitism is prejudice against Jews as a racial/ethnic group, rather than Judaism as a religion.
Racial antisemitism is the idea that the Jews are a distinct and inferior race compared to their host nations. In the late 19th century and early 20th century, it gained mainstream acceptance as part of the eugenics movement, which categorized non-Europeans as inferior. It more specifically claimed that Northern Europeans, or "Aryans", were superior. Racial antisemites saw the Jews as part of a Semitic race and emphasized their non-European origins and culture. They saw Jews as beyond redemption even if they converted to the majority religion.
Racial antisemitism replaced the hatred of Judaism with the hatred of Jews as a group. In the context of the Industrial Revolution, following the Jewish Emancipation, Jews rapidly urbanized and experienced a period of greater social mobility. With the decreasing role of religion in public life tempering religious antisemitism, a combination of growing nationalism, the rise of eugenics, and resentment at the socio-economic success of the Jews led to the newer, and more virulent, racist antisemitism.
According to William Nichols, religious antisemitism may be distinguished from modern antisemitism based on racial or ethnic grounds. "The dividing line was the possibility of effective conversion... a Jew ceased to be a Jew upon baptism." However, with racial antisemitism, "Now the assimilated Jew was still a Jew, even after baptism... From the Enlightenment onward, it is no longer possible to draw clear lines of distinction between religious and racial forms of hostility towards Jews... Once Jews have been emancipated and secular thinking makes its appearance, without leaving behind the old Christian hostility towards Jews, the new term antisemitism becomes almost unavoidable, even before explicitly racist doctrines appear."
In the early 19th century, a number of laws enabling the emancipation of the Jews were enacted in Western European countries. The old laws restricting them to ghettos, as well as the many laws that limited their property rights, rights of worship and occupation, were rescinded. Despite this, traditional discrimination and hostility to Jews on religious grounds persisted and was supplemented by racial antisemitism, encouraged by the work of racial theorists such as Joseph Arthur de Gobineau and particularly his Essay on the Inequality of the Human Race of 1853–1855. Nationalist agendas based on ethnicity, known as ethnonationalism, usually excluded the Jews from the national community as an alien race. Allied to this were theories of Social Darwinism, which stressed a putative conflict between higher and lower races of human beings. Such theories, usually posited by northern Europeans, advocated the superiority of white Aryans to Semitic Jews.
Political antisemitism
William Brustein defines political antisemitism as hostility toward Jews based on the belief that Jews seek national or world power. Yisrael Gutman characterizes political antisemitism as tending to "lay responsibility on the Jews for defeats and political economic crises" while seeking to "exploit opposition and resistance to Jewish influence as elements in political party platforms." Derek J. Penslar wrote, "Political antisemitism identified the Jews as responsible for all the anxiety-provoking social forces that characterized modernity."
According to Viktor Karády, political antisemitism became widespread after the legal emancipation of the Jews and sought to reverse some of the consequences of that emancipation.
Conspiracy theories
Holocaust denial and Jewish conspiracy theories are also considered forms of antisemitism. Zoological conspiracy theories have been propagated by Arab media and Arabic language websites, alleging a "Zionist plot" behind the use of animals to attack civilians or to conduct espionage.
New antisemitism
Starting in the 1990s, some scholars have advanced the concept of new antisemitism, coming simultaneously from the left, the right, and radical Islam, which tends to focus on opposition to the creation of a Jewish homeland in the State of Israel, and they argue that the language of anti-Zionism and criticism of Israel are used to attack Jews more broadly. In this view, the proponents of the new concept believe that criticisms of Israel and Zionism are often disproportionate in degree and unique in kind, and they attribute this to antisemitism.
Jewish scholar Gustavo Perednik posited in 2004 that anti-Zionism in itself represents a form of discrimination against Jews, in that it singles out Jewish national aspirations as an illegitimate and racist endeavor, and "proposes actions that would result in the death of millions of Jews". It is asserted that the new antisemitism deploys traditional antisemitic motifs, including older motifs such as the blood libel.
Critics of the concept view it as trivializing the meaning of antisemitism, and as exploiting antisemitism in order to silence debate and to deflect attention from legitimate criticism of the State of Israel, and, by associating anti-Zionism with antisemitism, misusing it to taint anyone opposed to Israeli actions and policies.
History
Many authors see the roots of modern antisemitism in both pagan antiquity and early Christianity. Jerome Chanes identifies six stages in the historical development of antisemitism:
Pre-Christian anti-Judaism in ancient Greece and Rome which was primarily ethnic in nature
Christian antisemitism in antiquity and the Middle Ages which was religious in nature and has extended into modern times
Traditional Muslim antisemitism which was—at least, in its classical form—nuanced in that Jews were a protected class
Political, social and economic antisemitism of Enlightenment and post-Enlightenment Europe which laid the groundwork for racial antisemitism
Racial antisemitism that arose in the 19th century and culminated in Nazism in the 20th century
Contemporary antisemitism which has been labeled by some as the New Antisemitism
Chanes suggests that these six stages could be merged into three categories: "ancient antisemitism, which was primarily ethnic in nature; Christian antisemitism, which was religious; and the racial antisemitism of the nineteenth and twentieth centuries."
Ancient world
The first clear examples of anti-Jewish sentiment can be traced to the 3rd century BCE to Alexandria, the home to the largest Jewish diaspora community in the world at the time and where the Septuagint, a Greek translation of the Hebrew Bible, was produced. Manetho, an Egyptian priest and historian of that era, wrote scathingly of the Jews. His themes are repeated in the works of Chaeremon, Lysimachus, Poseidonius, Apollonius Molon, and in Apion and Tacitus. Agatharchides of Cnidus ridiculed the practices of the Jews and the "absurdity of their Law", making a mocking reference to how Ptolemy Lagus was able to invade Jerusalem in 320 BCE because its inhabitants were observing the Shabbat. One of the earliest anti-Jewish edicts, promulgated by Antiochus IV Epiphanes in about 170–167 BCE, sparked a revolt of the Maccabees in Judea.
In view of Manetho's anti-Jewish writings, antisemitism may have originated in Egypt and been spread by "the Greek retelling of Ancient Egyptian prejudices". The ancient Jewish philosopher Philo of Alexandria describes an attack on Jews in Alexandria in 38 CE in which thousands of Jews died. The violence in Alexandria may have been caused by the Jews being portrayed as misanthropes. Tcherikover argues that the reason for hatred of Jews in the Hellenistic period was their separateness in the Greek cities, the poleis. Bohak has argued, however, that early animosity against the Jews cannot be regarded as being anti-Judaic or antisemitic unless it arose from attitudes that were held against the Jews alone, and that many Greeks showed animosity toward any group they regarded as barbarians.
Statements exhibiting prejudice against Jews and their religion can be found in the works of many pagan Greek and Roman writers. Edward Flannery writes that it was the Jews' refusal to accept Greek religious and social standards that marked them out. Hecataetus of Abdera, a Greek historian of the early third century BCE, wrote that Moses "in remembrance of the exile of his people, instituted for them a misanthropic and inhospitable way of life." Manetho, an Egyptian historian, wrote that the Jews were expelled Egyptian lepers who had been taught by Moses "not to adore the gods." Edward Flannery describes antisemitism in ancient times as essentially "cultural, taking the shape of a national xenophobia played out in political settings."
There are examples of Hellenistic rulers desecrating the Temple and banning Jewish religious practices, such as circumcision, Shabbat observance, the study of Jewish religious books, etc. Examples may also be found in anti-Jewish riots in Alexandria in the 3rd century BCE.
The Jewish diaspora on the Nile island Elephantine, which was founded by mercenaries, experienced the destruction of its temple in 410 BCE.
Relationships between the Jewish people and the occupying Roman Empire were at times antagonistic and resulted in several rebellions. According to Suetonius, the emperor Tiberius expelled from Rome Jews who had gone to live there. The 18th-century English historian Edward Gibbon identified a more tolerant period in Roman-Jewish relations beginning in about 160 CE. However, when Christianity became the state religion of the Roman Empire, the state's attitude towards the Jews gradually worsened.
James Carroll asserted: "Jews accounted for 10% of the total population of the Roman Empire. By that ratio, if other factors such as pogroms and conversions had not intervened, there would be 200 million Jews in the world today, instead of something like 13 million."
Persecutions during the Middle Ages
In the late 6th century CE, the newly Catholicised Visigothic kingdom in Hispania issued a series of anti-Jewish edicts which forbade Jews from marrying Christians, practicing circumcision, and observing Jewish holy days. Continuing throughout the 7th century, both Visigothic kings and the Church were active in creating social aggression and towards Jews with "civic and ecclesiastic punishments", ranging between forced conversion, slavery, exile and death.
From the 9th century, the medieval Islamic world classified Jews and Christians as dhimmis and allowed Jews to practice their religion more freely than they could do in medieval Christian Europe. Under Islamic rule, there was a Golden age of Jewish culture in Spain that lasted until at least the 11th century. It ended when several Muslim pogroms against Jews took place on the Iberian Peninsula, including those that occurred in Córdoba in 1011 and in Granada in 1066. Several decrees ordering the destruction of synagogues were also enacted in Egypt, Syria, Iraq and Yemen from the 11th century. In addition, Jews were forced to convert to Islam or face death in some parts of Yemen, Morocco and Baghdad several times between the 12th and 18th centuries.
The Almohads, who had taken control of the Almoravids' Maghribi and Andalusian territories by 1147, were far more fundamentalist in outlook compared to their predecessors, and they treated the dhimmis harshly. Faced with the choice of either death or conversion, many Jews and Christians emigrated. Some, such as the family of Maimonides, fled east to more tolerant Muslim lands, while some others went northward to settle in the growing Christian kingdoms.
In medieval Europe, Jews were persecuted with blood libels, expulsions, forced conversions and massacres. These persecutions were often justified on religious grounds and reached a first peak during the Crusades. In 1096, hundreds or thousands of Jews were killed during the First Crusade. This was the first major outbreak of anti-Jewish violence in Christian Europe outside Spain and was cited by Zionists in the 19th century as indicating the need for a state of Israel.
In 1147, there were several massacres of Jews during the Second Crusade. The Shepherds' Crusades of 1251 and 1320 both involved attacks, as did the Rintfleisch massacres in 1298. Expulsions followed, such as the 1290 banishment of Jews from England, the expulsion of 100,000 Jews from France in 1394, and the 1421 expulsion of thousands of Jews from Austria. Many of the expelled Jews fled to Poland.
In medieval and Renaissance Europe, a major contributor to the deepening of antisemitic sentiment and legal action among the Christian populations was the popular preaching of the zealous reform religious orders, the Franciscans (especially Bernardino of Feltre) and Dominicans (especially Vincent Ferrer), who combed Europe and promoted antisemitism through their often fiery, emotional appeals.
As the Black Death epidemics devastated Europe in the mid-14th century, causing the death of a large part of the population, Jews were used as scapegoats. Rumors spread that they caused the disease by deliberately poisoning wells. Hundreds of Jewish communities were destroyed in numerous persecutions. Although Pope Clement VI tried to protect them by issuing two papal bulls in 1348, the first on 6 July and an additional one several months later, 900 Jews were burned alive in Strasbourg, where the plague had not yet affected the city.
Reformation
Martin Luther, an ecclesiastical reformer whose teachings inspired the Reformation, wrote antagonistically about Jews in his pamphlet On the Jews and their Lies, written in 1543. He portrays the Jews in extremely harsh terms, excoriates them and provides detailed recommendations for a pogrom against them, calling for their permanent oppression and expulsion. At one point he writes: "...we are at fault in not slaying them...", a passage that, according to historian Paul Johnson, "may be termed the first work of modern antisemitism, and a giant step forward on the road to the Holocaust."
17th century
During the mid-to-late 17th century the Polish–Lithuanian Commonwealth was devastated by several conflicts, in which the Commonwealth lost over a third of its population (over 3 million people), and Jewish losses were counted in the hundreds of thousands. The first of these conflicts was the Khmelnytsky Uprising, when Bohdan Khmelnytsky's supporters massacred tens of thousands of Jews in the eastern and southern areas he controlled (today's Ukraine). The precise number of dead may never be known, but the decrease of the Jewish population during that period is estimated at 100,000 to 200,000, which also includes emigration, deaths from diseases, and captivity in the Ottoman Empire, called jasyr.
European immigrants to the United States brought antisemitism to the country as early as the 17th century. Peter Stuyvesant, the Dutch governor of New Amsterdam, implemented plans to prevent Jews from settling in the city. During the Colonial Era, the American government limited the political and economic rights of Jews. It was not until the American Revolutionary War that Jews gained legal rights, including the right to vote. However, even at their peak, the restrictions on Jews in the United States were never as stringent as they had been in Europe.
In the Zaydi imamate of Yemen, Jews were also singled out for discrimination in the 17th century, which culminated in the general expulsion of all Jews from places in Yemen to the arid coastal plain of Tihamah and which became known as the Mawza Exile.
Enlightenment
In 1744, Archduchess of Austria Maria Theresa ordered Jews out of Bohemia but soon reversed her position, on the condition that Jews pay for their readmission every ten years. This extortion was known among the Jews as malke-geld ("queen's money" in Yiddish). In 1752, she introduced the law limiting each Jewish family to one son.
In 1782, Joseph II abolished most of these persecution practices in his Toleranzpatent, on the condition that Yiddish and Hebrew were eliminated from public records and that judicial autonomy was annulled. Moses Mendelssohn wrote that "Such a tolerance... is even more dangerous play in tolerance than open persecution."
Voltaire
According to Arnold Ages, Voltaire's "Lettres philosophiques, Dictionnaire philosophique, and Candide, to name but a few of his better known works, are saturated with comments on Jews and Judaism and the vast majority are negative". Paul H. Meyer adds: "There is no question but that Voltaire, particularly in his latter years, nursed a violent hatred of the Jews and it is equally certain that his animosity...did have a considerable impact on public opinion in France." Thirty of the 118 articles in Voltaire's Dictionnaire Philosophique concerned Jews and described them in consistently negative ways.
Louis de Bonald and the Catholic Counter-Revolution
The counter-revolutionary Catholic royalist Louis de Bonald stands out among the earliest figures to explicitly call for the reversal of Jewish emancipation in the wake of the French Revolution. Bonald's attacks on the Jews are likely to have influenced Napoleon's decision to limit the civil rights of Alsatian Jews. Bonald's article Sur les juifs (1806) was one of the most venomous screeds of its era and furnished a paradigm which combined anti-liberalism, a defense of a rural society, traditional Christian antisemitism, and the identification of Jews with bankers and finance capital, which would in turn influence many subsequent right-wing reactionaries such as Roger Gougenot des Mousseaux, Charles Maurras, and Édouard Drumont, nationalists such as Maurice Barrès and Paolo Orano, and antisemitic socialists such as Alphonse Toussenel. Bonald furthermore declared that the Jews were an "alien" people, a "state within a state", and should be forced to wear a distinctive mark to more easily identify and discriminate against them.
Under the French Second Empire, the popular counter-revolutionary Catholic journalist Louis Veuillot propagated Bonald's arguments against the Jewish "financial aristocracy" along with vicious attacks against the Talmud and the Jews as a "deicidal people" driven by hatred to "enslave" Christians. Between 1882 and 1886 alone, French priests published twenty antisemitic books blaming France's ills on the Jews and urging the government to consign them back to the ghettos, expel them, or hang them from the gallows. Gougenot des Mousseaux's Le Juif, le judaïsme et la judaïsation des peuples chrétiens (1869) has been called a "Bible of modern antisemitism" and was translated into German by Nazi ideologue Alfred Rosenberg.
Imperial Russia
Thousands of Jews were slaughtered by Cossack Haidamaks in the 1768 massacre of Uman in the Kingdom of Poland. In 1772, the empress of Russia Catherine II forced the Jews into the Pale of Settlement – which was located primarily in present-day Poland, Ukraine, and Belarus – and to stay in their shtetls and forbade them from returning to the towns that they occupied before the partition of Poland. From 1804, Jews were banned from their villages and began to stream into the towns. A decree by emperor Nicholas I of Russia in 1827 conscripted Jews under 18 years of age into the cantonist schools for a 25-year military service in order to promote baptism.
Policy towards Jews was liberalised somewhat under Czar Alexander II (). However, his assassination in 1881 served as a pretext for further repression such as the May Laws of 1882. Konstantin Pobedonostsev, nicknamed the "black czar" and tutor to the czarevitch, later crowned Czar Nicholas II, declared that "One-third of the Jews must die, one-third must emigrate, and one third be converted to Christianity".
Islamic antisemitism in the 19th century
Historian Martin Gilbert writes that it was in the 19th century that the position of Jews worsened in Muslim countries. Benny Morris writes that one symbol of Jewish degradation was the phenomenon of stone-throwing at Jews by Muslim children. Morris quotes a 19th-century traveler: "I have seen a little fellow of six years old, with a troop of fat toddlers of only three and four, teaching [them] to throw stones at a Jew, and one little urchin would, with the greatest coolness, waddle up to the man and literally spit upon his Jewish gaberdine. To all this the Jew is obliged to submit; it would be more than his life was worth to offer to strike a Mahommedan."
In the middle of the 19th century, J. J. Benjamin wrote about the life of Persian Jews, describing conditions and beliefs that went back to the 16th century: "…they are obliged to live in a separate part of town… Under the pretext of their being unclean, they are treated with the greatest severity and should they enter a street, inhabited by Mussulmans, they are pelted by the boys and mobs with stones and dirt…."
In Jerusalem at least, conditions for some Jews improved. Moses Montefiore, on his seventh visit in 1875, noted that fine new buildings had sprung up and, "surely we're approaching the time to witness God's hallowed promise unto Zion." Muslim and Christian Arabs participated in Purim and Passover; Arabs called the Sephardis 'Jews, sons of Arabs'; the Ulema and the Rabbis offered joint prayers for rain in time of drought.
At the time of the Dreyfus trial in France, "Muslim comments usually favoured the persecuted Jew against his Christian persecutors".
Secular or racial antisemitism
In 1850, the German composer Richard Wagner – who has been called "the inventor of modern antisemitism" – published Das Judenthum in der Musik (roughly "Jewishness in Music") under a pseudonym in the Neue Zeitschrift für Musik. The essay began as an attack on Jewish composers, particularly Wagner's contemporaries, and rivals, Felix Mendelssohn and Giacomo Meyerbeer, but expanded to accuse Jews of being a harmful and alien element in German culture, who corrupted morals and were, in fact, parasites incapable of creating truly "German" art. The crux was the manipulation and control by the Jews of the money economy:
Although originally published anonymously, when the essay was republished 19 years later, in 1869, the concept of the corrupting Jew had become so widely held that Wagner's name was affixed to it.
Antisemitism can also be found in many of the Grimms' Fairy Tales by Jacob and Wilhelm Grimm, published from 1812 to 1857. It is mainly characterized by Jews being the villain of a story, such as in "The Good Bargain" ("Der gute Handel") and "The Jew Among Thorns" ("Der Jude im Dorn").
The middle 19th century saw continued official harassment of the Jews, especially in Eastern Europe under Czarist influence. For example, in 1846, 80 Jews approached the governor in Warsaw to retain the right to wear their traditional dress but were immediately rebuffed by having their hair and beards forcefully cut, at their own expense.
Even such influential figures as Walt Whitman tolerated bigotry toward the Jews in America. During his time as editor of the Brooklyn Eagle (1846–1848), the newspaper published historical sketches casting Jews in a bad light.
The Dreyfus Affair was an infamous antisemitic event of the late 19th century and early 20th century. Alfred Dreyfus, a Jewish artillery captain in the French Army, was accused in 1894 of passing secrets to the Germans. As a result of these charges, Dreyfus was convicted and sentenced to life imprisonment on Devil's Island. The actual spy, Marie Charles Esterhazy, was acquitted. The event caused great uproar among the French, with the public choosing sides on the issue of whether Dreyfus was actually guilty or not. Émile Zola accused the army of corrupting the French justice system. However, general consensus held that Dreyfus was guilty: 80% of the press in France condemned him. This attitude among the majority of the French population reveals the underlying antisemitism of the time period.
Adolf Stoecker (1835–1909), the Lutheran court chaplain to Kaiser Wilhelm I, founded in 1878 an antisemitic, anti-liberal political party called the Christian Social Party. This party always remained small, and its support dwindled after Stoecker's death, with most of its members eventually joining larger conservative groups such as the German National People's Party.
Some scholars view Karl Marx's essay "On The Jewish Question" as antisemitic, and argue that he often used antisemitic epithets in his published and private writings. These scholars argue that Marx equated Judaism with capitalism in his essay, helping to spread that idea. Some further argue that the essay influenced National Socialist, as well as Soviet and Arab antisemites. Marx himself had Jewish ancestry, and Albert Lindemann and Hyam Maccoby have suggested that he was embarrassed by it.
Others argue that Marx consistently supported Prussian Jewish communities' struggles to achieve equal political rights. These scholars argue that "On the Jewish Question" is a critique of Bruno Bauer's arguments that Jews must convert to Christianity before being emancipated, and is more generally a critique of liberal rights discourses and capitalism. Iain Hamphsher-Monk wrote that "This work [On The Jewish Question] has been cited as evidence for Marx's supposed anti-semitism, but only the most superficial reading of it could sustain such an interpretation."
David McLellan and Francis Wheen argue that readers should interpret On the Jewish Question in the deeper context of Marx's debates with Bruno Bauer, author of The Jewish Question, about Jewish emancipation in Germany. Wheen says that "Those critics, who see this as a foretaste of 'Mein Kampf', overlook one, essential point: in spite of the clumsy phraseology and crude stereotyping, the essay was actually written as a defense of the Jews. It was a retort to Bruno Bauer, who had argued that Jews should not be granted full civic rights and freedoms unless they were baptised as Christians". According to McLellan, Marx used the word Judentum colloquially, as meaning commerce, arguing that Germans must be emancipated from the capitalist mode of production not Judaism or Jews in particular. McLellan concludes that readers should interpret the essay's second half as "an extended pun at Bauer's expense".
20th century
Between 1900 and 1924, approximately 1.75 million Jews migrated to America, the bulk from Eastern Europe escaping the pogroms. Before 1900 American Jews had always amounted to less than 1% of America's total population, but by 1930 Jews formed about 3.5%. This increase, combined with the upward social mobility of some Jews, contributed to a resurgence of antisemitism. In the first half of the 20th century, in the US, Jews were discriminated against in employment, access to residential and resort areas, membership in clubs and organizations, and in tightened quotas on Jewish enrolment and teaching positions in colleges and universities. The lynching of Leo Frank by a mob of prominent citizens in Marietta, Georgia, in 1915 turned the spotlight on antisemitism in the United States. The case was also used to build support for the renewal of the Ku Klux Klan which had been inactive since 1870.
At the beginning of the 20th century, the Beilis Trial in Russia represented modern incidents of blood-libels in Europe. During the Russian Civil War, close to 50,000 Jews were killed in pogroms.
Antisemitism in America reached its peak during the interwar period. The pioneer automobile manufacturer Henry Ford propagated antisemitic ideas in his newspaper The Dearborn Independent (published by Ford from 1919 to 1927). The radio speeches of Father Coughlin in the late 1930s attacked Franklin D. Roosevelt's New Deal and promoted the notion of a Jewish financial conspiracy. Some prominent politicians shared such views: Louis T. McFadden, Chairman of the United States House Committee on Banking and Currency, blamed Jews for Roosevelt's decision to abandon the gold standard, and claimed that "in the United States today, the Gentiles have the slips of paper while the Jews have the lawful money".
In Germany, shortly after Adolf Hitler and the Nazi Party came to power in 1933, the government instituted repressive legislation which denied Jews basic civil rights.
In September 1935, the Nuremberg Laws prohibited sexual relations and marriages between "Aryans" and Jews as Rassenschande ("race disgrace") and stripped all German Jews, even quarter- and half-Jews, of their citizenship (their official title became "subjects of the state"). It instituted a pogrom on the night of 9–10 November 1938, dubbed Kristallnacht, in which Jews were killed, their property destroyed and their synagogues torched. Antisemitic laws, agitation and propaganda were extended to German-occupied Europe in the wake of conquest, often building on local antisemitic traditions.
In 1940, the famous aviator Charles Lindbergh and many prominent Americans led the America First Committee in opposing any involvement in a European war. Lindbergh alleged that Jews were pushing America to go to war against Germany. Lindbergh adamantly denied being antisemitic, and yet he refers numerous times in his private writings – his letters and diary – to Jewish control of the media being used to pressure the U.S. to get involved in the European war. In one diary entry in November 1938, he responded to Kristallnacht by writing "I do not understand these riots on the part of the Germans. ... They have undoubtedly had a difficult Jewish problem, but why is it necessary to handle it so unreasonably?", acknowledgement on Lindbergh's part that he agreed with the Nazis that Germany had a "Jewish problem". An article by Jonathan Marwil in Antisemitism, A Historical Encyclopedia of Prejudice and Persecution claims that "no one who ever knew Lindbergh thought him antisemitic" and that claims of his antisemitism were solely tied to the remarks he made in that one speech.
In the east the Third Reich forced Jews into ghettos in Warsaw, in Kraków, in Lvov, in Lublin and in Radom.
After the beginning of the war between Nazi Germany and the Soviet Union in 1941, a campaign of mass murder, conducted by the Einsatzgruppen, culminated from 1942 to 1945 in systematic genocide: the Holocaust. Eleven million Jews were targeted for extermination by the Nazis, and some six million were eventually killed.
Contemporary antisemitism
Post-WWII antisemitism
There have continued to be antisemitic incidents since WWII, some of which had been state-sponsored. In the Soviet Union, antisemitism has been used as an instrument for settling personal conflicts starting with the conflict between Joseph Stalin and Leon Trotsky and continuing through numerous conspiracy theories spread by official propaganda. Antisemitism in the USSR reached new heights after 1948 during the campaign against the "rootless cosmopolitan" (euphemism for "Jew") in which numerous Yiddish-language poets, writers, painters, and sculptors were killed or arrested. This culminated in the so-called Doctors' Plot in 1952.
Similar antisemitic propaganda in Poland resulted in the flight of Polish Jewish survivors from the country. After the war, the Kielce pogrom and the "March 1968 events" in communist Poland represented further incidents of antisemitism in Europe. The anti-Jewish violence in postwar Poland had a common theme of blood libel rumours.
21st-century European antisemitism
Physical assaults against Jews in Europe have included beatings, stabbings, and other violence, which increased markedly, sometimes resulting in serious injury and death. A 2015 report by the US State Department on religious freedom declared that "European anti-Israel sentiment crossed the line into anti-Semitism."
This rise in antisemitic attacks is associated with both Muslim antisemitism and the rise of far-right political parties as a result of the economic crisis of 2008. This rise in the support for far-right ideas in western and eastern Europe has resulted in the increase of antisemitic acts, mostly attacks on Jewish memorials, synagogues and cemeteries but also a number of physical attacks against Jews.
In Eastern Europe the dissolution of the Soviet Union and the instability of the new states brought the rise of nationalist movements and the accusation against Jews for the economic crisis, taking over the local economy and bribing the government, along with traditional and religious motives for antisemitism such as blood libels. Writing on the rhetoric surrounding the 2022 Russian invasion of Ukraine, Jason Stanley relates these perceptions to broader historical narratives: "the dominant version of antisemitism alive in parts of eastern Europe today is that Jews employ the Holocaust to seize the victimhood narrative from the 'real' victims of the Nazis, who are Russian Christians (or other non-Jewish eastern Europeans)". He calls out the "myths of contemporary eastern European antisemitism – that a global cabal of Jews were (and are) the real agents of violence against Russian Christians and the real victims of the Nazis were not the Jews, but rather this group."
Most of the antisemitic incidents in Eastern Europe are against Jewish cemeteries and buildings (community centers and synagogues). Nevertheless, there were several violent attacks against Jews in Moscow in 2006 when a neo-Nazi stabbed 9 people at the Bolshaya Bronnaya Synagogue, the failed bomb attack on the same synagogue in 1999, the threats against Jewish pilgrims in Uman, Ukraine and the attack against a menorah by extremist Christian organization in Moldova in 2009.
According to Paul Johnson, antisemitic policies are a sign of a state which is poorly governed. While no European state currently has such policies, the Economist Intelligence Unit notes the rise in political uncertainty, notably populism and nationalism, as something that is particularly alarming for Jews.
21st-century Arab antisemitism
Robert Bernstein, founder of Human Rights Watch, says that antisemitism is "deeply ingrained and institutionalized" in "Arab nations in modern times".
In a 2011 survey by the Pew Research Center, all of the Muslim-majority Middle Eastern countries polled held significantly negative opinions of Jews. In the questionnaire, only 2% of Egyptians, 3% of Lebanese Muslims, and 2% of Jordanians reported having a positive view of Jews. Muslim-majority countries outside the Middle East similarly held markedly negative views of Jews, with 4% of Turks and 9% of Indonesians viewing Jews favorably.
According to a 2011 exhibition at the United States Holocaust Memorial Museum in Washington, United States, some of the dialogue from Middle East media and commentators about Jews bear a striking resemblance to Nazi propaganda. According to Josef Joffe of Newsweek, "anti-Semitism—the real stuff, not just bad-mouthing particular Israeli policies—is as much part of Arab life today as the hijab or the hookah. Whereas this darkest of creeds is no longer tolerated in polite society in the West, in the Arab world, Jew hatred remains culturally endemic."
Muslim clerics in the Middle East have frequently referred to Jews as descendants of apes and pigs, which are conventional epithets for Jews and Christians.
According to professor Robert Wistrich, director of the Vidal Sassoon International Center for the Study of Antisemitism (SICSA), the calls for the destruction of Israel by Iran or by Hamas, Hezbollah, Islamic Jihad, or the Muslim Brotherhood, represent a contemporary mode of genocidal antisemitism.
Black Hebrew Israelite antisemitism
In 2022, the American Jewish Committee stated that the Black Hebrew Israelite claim that "we are the real Jews" is a "troubling anti-Semitic trope with dangerous potential". Black Hebrew Israelite followers have sought out and attacked Jewish people in the United States on more than one occasion. Between 2019 and 2022, individuals motivated by Black Hebrew Israelitism committed five religiously motivated murders.
Black Hebrew Israelites believe that Jewish people are "imposters", who have "stolen" Black Americans' true racial and religious identity. Black Hebrew Israelites promote the Khazar theory about Ashkenazi Jewish origins. In 2019, 4% of African-Americans self-identified as being Black Hebrew Israelites.
Causes
Antisemitism has been explained in terms of racism, xenophobia, projected guilt, displaced aggression, and the search for a scapegoat. Some explanations assign partial blame to the perception of Jewish people as unsociable. Such a perception may have arisen by many Jews having strictly kept to their own communities, with their own practices and laws.
It has also been suggested that parts of antisemitism arose from a perception of Jewish people as greedy (as often used in stereotypes of Jews), and this perception has probably evolved in Europe during medieval times where a large portion of money lending was operated by Jews. Factors contributing to this situation included that Jews were restricted from other professions, while the Christian Church declared for their followers that money lending constituted immoral "usury".
Prevention through education
Education plays an important role in addressing and overcoming prejudice and countering social discrimination. However, education is not only about challenging the conditions of intolerance and ignorance in which antisemitism manifests itself; it is also about building a sense of global citizenship and solidarity, respect for, and enjoyment of diversity and the ability to live peacefully together as active, democratic citizens. Education equips learners with the knowledge to identify antisemitism and biased or prejudiced messages and raises awareness about the forms, manifestations, and impact of antisemitism faced by Jews and Jewish communities.
Geographical variation
A March 2008 report by the U.S. State Department found that there was an increase in antisemitism across the world, and that both old and new expressions of antisemitism persist. A 2012 report by the U.S. Bureau of Democracy, Human Rights and Labor also noted a continued global increase in antisemitism, and found that Holocaust denial and opposition to Israeli policy at times was used to promote or justify blatant antisemitism. In 2014, the Anti-Defamation League conducted a study titled Global 100: An Index of Anti-Semitism, which also reported high antisemitism figures around the world and, among other findings, that as many as "27% of people who have never met a Jew nevertheless harbor strong prejudices against him".
See also
1968 Polish political crisis
Anti-antisemitism
Anti-Jewish violence in Eastern Europe, 1944–1946
Anti-Middle Eastern sentiment
Anti-Semite and Jew
Antisemitism around the world
Antisemitism in the anti-globalization movement
Antisemitism in the Arab world
Antisemitism in Japan
Antisemitism in the United States
History of antisemitism in the United States
Criticism of Judaism
Farhud, 1941 Baghdad pogrom
Host desecration
Jacob Barnet affair
Jewish deicide [Christ killers]
Judeo-Masonic conspiracy theory
Martyrdom in Judaism
Universities and Antisemitism
Secondary antisemitism
Stab-in-the-back myth
Timeline of antisemitism
Xenophobia
Notes
References
Citations
Sources
Deutsch, Gotthard, Anti-Semitism Jewish Encyclopedia vol. 1, pp. 641–9. New York, Funk & Wagnalls, 1901. At Internet Archive
Poliakov, Léon. The History of Anti-Semitism, Volume 1: From the Time of Christ to the Court Jews, University of Pennsylvania Press: 2003
Poliakov, Léon. The History of Anti-Semitism, Volume 2: From Mohammad to the Marranos, University of Pennsylvania Press: 2003
Poliakov, Léon. The History of Anti-Semitism, Volume 3: From Voltaire to Wagner, University of Pennsylvania Press: 2003
Poliakov, Léon. The History of Anti-Semitism, Volume 4: Suicidal Europe 1870–1933, University of Pennsylvania Press: 2003
Poliakov, Léon (1997). "Anti-Semitism". Encyclopaedia Judaica (CD-ROM Edition Version 1.0). Ed. Cecil Roth. Keter Publishing House.
Tausch, Arno (2018). The Return of Religious Antisemitism? The Evidence from World Values Survey Data (17 November 2018). Available at SSRN
Tausch, Arno (2015). Islamism and Antisemitism. Preliminary Evidence on Their Relationship from Cross-National Opinion Data (14 August 2015). Available at SSRN or Islamism and Antisemitism. Preliminary Evidence on Their Relationship from Cross-National Opinion Data
Tausch, Arno (2014). The New Global Antisemitism: Implications from the Recent ADL-100 Data (14 January 2015). Middle East Review of International Affairs, Vol. 18, No. 3 (Fall 2014). Available at SSRN or The New Global Antisemitism: Implications from the Recent ADL-100 Data
Attribution
Further reading
Brustein, William I., and Ryan D. King. "Anti-semitism in Europe before the Holocaust." International Political Science Review 25.1 (2004): 35–53. online
Carr, Steven Alan. Hollywood and anti-Semitism: A cultural history up to World War II, Cambridge University Press 2001.
Cohn, Norman. Warrant for Genocide, Eyre & Spottiswoode 1967; Serif, 1996.
Fischer, Klaus P. The History of an Obsession: German Judeophobia and the Holocaust, The Continuum Publishing Company, 1998.
Freudmann, Lillian C. Antisemitism in the New Testament, University Press of America, 1994.
Gerber, Jane S. (1986). "Anti-Semitism and the Muslim World". In History and Hate: The Dimensions of Anti-Semitism, ed. David Berger. Jewish Publications Society.
Goldberg, Sol; Ury, Scott; Weiser, Kalman (eds.). Key Concepts in the Study of Antisemitism (Palgrave Macmillan, 2021) online review
Hanebrink, Paul. A Specter Haunting Europe: The Myth of Judeo-Bolshevism, Harvard University Press, 2018. .
Hilberg, Raul. The Destruction of the European Jews. Holmes & Meier, 1985. 3 volumes.
Isser, Natalie. Antisemitism during the French Second Empire (1991)
McKain, Mark. Anti-Semitism: At Issue, Greenhaven Press, 2005.
Marcus, Kenneth L. The Definition of Anti-Semitism, 2015, Oxford University Press
Michael, Robert and Philip Rosen. Dictionary of Antisemitism , The Scarecrow Press, Inc., 2007
Michael, Robert. Holy Hatred: Christianity, Antisemitism, and the Holocaust
Nirenberg, David. Anti-Judaism: The Western Tradition (New York: W. W. Norton & Company, 2013) 610 pp.
Roth, Philip. The Plot Against America, 2004
Selzer, Michael (ed.). "Kike!" : A Documentary History of Anti-Semitism in America, New York 1972.
Small, Charles Asher ed. The Yale Papers: Antisemitism In Comparative Perspective (Institute For the Study of Global Antisemitism and Policy, 2015). online , scholarly studies.
Stav, Arieh (1999). Peace: The Arabian Caricature – A Study of Anti-semitic Imagery. Gefen Publishing House. .
Steinweis, Alan E. Studying the Jew: Scholarly Antisemitism in Nazi Germany. Harvard University Press, 2006. .
Stillman, Norman. The Jews of Arab Lands: A History and Source Book. (Philadelphia: Jewish Publication Society of America. 1979).
Stillman, N.A. (2006). "Yahud". Encyclopaedia of Islam. Eds.: P.J. Bearman, Th. Bianquis, C.E. Bosworth, E. van Donzel and W.P. Heinrichs. Brill. Brill Online
, United States Department of State, 2008. Retrieved 25 November 2010. See HTML version .
Vital, David. People Apart: The Jews in Europe, 1789-1939 (1999); 930pp highly detailed
Bibliographies, calendars, etc.
Jewish Journal of Greater Los Angeles, "Experts explore effects of Ahmadinejad anti-Semitism", 9 March 2007
Lazare, Bernard, Antisemitism: Its History and Causes
Anti-Defamation League Arab Antisemitism
Why the Jews? A perspective on causes of anti-Semitism
Coordination Forum for Countering Antisemitism (with up to date calendar of antisemitism today)
Annotated bibliography of anti-Semitism hosted by the Hebrew University of Jerusalem's Center for the Study of Antisemitism (SICSA)
Council of Europe, ECRI Country-by-Country Reports
Porat, Dina. "What makes an anti-Semite?", Haaretz, 27 January 2007. Retrieved 24 November 2010.
Yehoshua, A.B., An Attempt to Identify the Root Cause of Antisemitism , Azure , Spring 2008.
Antisemitism in modern Ukraine
Antisemitism and Special Relativity
External links
Prejudice and discrimination by type
Racism
Orientalism
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https://en.wikipedia.org/wiki/Economy%20of%20Azerbaijan
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Economy of Azerbaijan
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The economy of Azerbaijan has completed its post-Soviet transition into a major oil-based economy (with the completion of the Baku-Tbilisi-Ceyhan Pipeline), from one where the state played the major role. The transition to oil production led to remarkable growth figures as projects came online; reaching 26.4% in 2005 (second highest GDP growth in the world in 2005 only to Equatorial Guinea) and 34.6% in 2006 (world highest) before subsiding to 10.8% and 9.3% in 2008 and 2009 respectively. The real GDP growth rate for 2011 was expected at 3.7% but had dropped to 0.1%.
Large oil reserves are a major contributor to Azerbaijan's economy. The national currency, the Azerbaijani manat, was stable in 2000, depreciating 3.8% against the dollar. The budget deficit equaled 1.3% of GDP in 2000.
Progress on economic reform has generally lagged behind macroeconomic stabilization. The government has undertaken regulatory reforms in some areas, including the substantial opening of trade policy, but inefficient public administration in which commercial and regulatory interests are commingled limit the impact of these reforms. The government has largely completed privatization of agricultural lands and small and medium-sized enterprises. In August 2000, the government launched a second-stage privatization program, in which many large state enterprises will be privatized. Since 2001, the economic activity in the country is regulated by the Ministry of Economy of Azerbaijan Republic.
Economic history of Azerbaijan
Modern era
Throughout the Soviet period, Azerbaijan had always been more developed industrially than Armenia and Georgia, two neighboring Transcaucasia countries but also less diversified, as a result of slow investment in the non-oil sector. In this context, Azerbaijan had relevance in the Soviet economy. Also, in the Soviet Era, Azerbaijan was known for its production of cotton, grain, and fruits. With a history of industrial development of more than 100 years, Azerbaijan proved to be a leading nation in the Southern Caucasus throughout the turmoil of the Soviet Union collapse in the early 1990s until nowadays.
Republic era
Oil remains the most prominent product of Azerbaijan's economy with cotton, natural gas and agriculture products contributing to its economic growth over the last five years. More than $60 billion was invested into Azerbaijan's oil by major international oil companies in AIOC consortium operated by BP. Oil production under the first of these PSAs, with the Azerbaijan International Operating Company, began in November 1997 and now is about 500,000 barrels per day. People visit petroleum spas (or "oil spas") to bathe in the local crude in Naftalan. A leading caviar producer and exporter in the past, Azerbaijan's fishing industry today is concentrated on the dwindling stocks of sturgeon and beluga in the Caspian Sea.
Azerbaijan shares all the problems of the former Soviet republics in making the transition from a command to a market economy, but its energy resources brighten its long-term prospects. Azerbaijan has begun making progress on economic reform, and old economic ties and structures are slowly being replaced. An obstacle to economic progress, including stepped up foreign investment, is the continuing conflict with Armenia over the Nagorno-Karabakh region.
In 1992, Azerbaijan became member of the Economic Cooperation Organization. In 2002, the Azerbaijani merchant marine had 54 ships. In March 2001, Azerbaijan concluded a natural gas agreement with Turkey, providing a future export market for Azerbaijan.
Azerbaijan has concluded 21 production-sharing agreements with various oil companies. An export pipeline that transports Caspian oil to the Mediterranean from Baku through Tbilisi, Georgia to Ceyhan, Turkey (the Baku-Tbilisi-Ceyhan Pipeline) became operational in 2006. The pipeline is expected to generate as much as $160 billion in revenues for the country over the next 30 years. The recent high price of oil is highly beneficial to Azerbaijan's economy as the nation is in the midst of an oil boom. Eastern Caspian producers in Kazakhstan also have expressed interest in accessing this pipeline to transport a portion of their production.
In 2010, Azerbaijan entered into the top eight biggest oil suppliers to EU countries with €9.46 billion. In 2011, the amount of foreign investments in Azerbaijan was $20 billion, a 61% increase from 2010. According to Minister of Economic Development of Azerbaijan, Shahin Mustafayev, in 2011, "$15.7 billion was invested in the non-oil sector, while the restin the oil sector".
In 2012, because of its economic performance after the Soviet breakup, Azerbaijan was predicted to become "Tiger of Caucasus". In 2012, Globalization and World Cities Research Network study ranked Baku as a Gamma-level global city.
In 2015, Turkey and Azerbaijan agreed to boost mutual trade to US$15 billion by 2023.
Macro-economic trend
The following is a chart of trend of gross domestic product of Azerbaijan at market prices with figures in USD.
For purchasing power parity comparisons, the US dollar was exchanged at 1,565.88 Manats only. Currently, the new Manat is in use, with an exchange rate of about 1 manat = $1.10. Mean graduate pay was $5.76 per man-hour in 2010.
The following table shows the main economic indicators in 1980–2017.
Source: IMF
For more than a century the backbone of the Azerbaijani economy has been petroleum, which represented 50 percent of Azerbaijan's GDP in 2005, and is projected to double to almost 125 percent of GDP in 2007. Now that Western oil companies are able to tap deepwater oilfields untouched by the Soviets because of poor technology, Azerbaijan is considered one of the most important areas in the world for oil exploration and development. Proven oil reserves in the Caspian Basin, which Azerbaijan shares with Russia, Kazakhstan, Iran, and Turkmenistan, are comparable in size to the North Sea, although exploration is still in the early stages.
Sectors of the economy
Agriculture
Azerbaijan has the largest agricultural basin in the region. About 54.9 percent of Azerbaijan is agricultural lands. At the beginning of 2007 there were of utilized agricultural area. In the same year the total wood resources counted . Azerbaijan's agricultural scientific research institutes are focused on meadows and pastures, horticulture and subtropical crops, leaf vegetables, viticulture and wine-making, cotton growing and medicinal plants. In some lands it is profitable to grow grain, potatoes, sugar beets, cotton and tobacco. Livestock, dairy products, and wine and spirits are also important farm products. The Caspian fishing industry is concentrated on the dwindling stocks of sturgeon and beluga.
Some portions of most products that were previously imported from abroad have begun to be produced locally (among them are Coca-Cola by Coca-Cola Bottlers LTD, beer by Baki-Kastel, parquet by Nehir and oil pipes by EUPEC Pipe Coating Azerbaijan).
A new program which is prepared by the European Union is aimed to support the economic diversification of Azerbaijan. Program is considered for southern region Lankaran which has the lowest economic indicator and the lowest income per capita, as well as, the lowest level of investment, but at the same time, high potential for the production of garden products in high quality. The program will be focused on the development of the region at the local and international levels.
Azerbaijan produced in 2018:
2.0 million tons of wheat;
916 thousand tons of barley;
898 thousand tons of potato;
609 thousand tons of tomato;
307 thousand tons of watermelon;
277 thousand tons of sugar beet;
277 thousand tons of apple;
247 thousand tons of maize;
235 thousand tons of onion;
233 thousand tons of cotton;
223 thousand tons of cucumber;
167 thousand tons of grape;
160 thousand tons of persimmon (5th largest world producer);
108 thousand tons of cabbage;
In addition to smaller productions of other agricultural products, like melon (94 thousand tons), pear (52 thousand tons) and apricot (28 thousand tons).
Manufacturing
In 2007, mining and hydrocarbon industries accounted for well over 95 percent of the Azerbaijani economy. Diversification of the economy into manufacturing industries remains a long-term issue.
As of late 2000s, the defense industry of Azerbaijan has emerged as an autonomous entity with a growing defense production capability. The ministry is cooperating with the defense sectors of Ukraine, Belarus and Pakistan. Along with other contracts, Azerbaijani defence industries and Turkish companies, Azerbaijan will produce 40 mm revolver grenade launchers, 107 mm and 122 mm MLRS systems, Cobra 4×4 vehicles and joint modernization of BTR vehicles in Baku.
Services
In 2023, there were 1,708 registered companies in the Services sector.
Financial and business services
The GDP growth rates observed in Azerbaijan during the last years made the country one of the fastest growing economies in the world. But the banking sector of Azerbaijan has yet to tap the vast growth potential that should be achievable due to the continuation of the high economic growth. For this reason the banking sector remains small in relation to the size of the Azerbaijani economy. Since 2002, important stages of restructuring of the banking system have started to be carried out. Taking into consideration the entry of big oil revenues in the country, as a logical result of successful oil strategy, and in this base, as the banks were ready to an effective transfer of their financial resources to the strategic goals, development strategy was made for 2002–2005.
By 1 April 2010, 47 banks, 631 bank branches function in Azerbaijan. One of the banks was founded with the participation of state capital, 23 of foreign capital. To the same date, 98 non-bank credit organizations operate in the republic along with banks. Growth of real money incomes of population, development of trust in the bank system, improving the legal bases of protection of interests of creditors and depositors, in particular launch of 'Deposits Insurance Fund' were the criteria characterizing rapid growth of deposits of population. As of 1 April 2010, bank deposits of population were equal to 2,4 billion AZN. 33,3% of them were long-term deposits (higher than a year). As of 1 April 2010, bank credits to customers is 8.5 bn AZN, which makes 70.5% of bank assets. Special weight of private sector in structure of credit investments is higher than 82% (7 bn AZN).
Telecommunications
In the 21st century, a new oil and gas boom helped to improve the situation in Azerbaijan's science and technology sectors, and the government launched a campaign aimed at modernization and innovation. The government estimates that profits from the information technology and communication industry will grow and become comparable with those from oil production.
Azerbaijan has a large and steadily growing Internet sector, mostly uninfluenced by the financial crisis of 2007–2008; rapid growth is forecast for at least five more years.
The country has also been making progress in developing its telecoms sector. The Ministry of Communications & Information Technologies (MCIT), as well as being an operator through its role in Aztelekom, is both a policy-maker and regulator. Public payphones are available for local calls and require the purchase of a token from the telephone exchange or some shops and kiosks. Tokens allow a call of indefinite duration. As of 2009, there were 1,397,000 main telephone lines and 1,485,000 internet users. There are five GSM providers: Azercell, Bakcell, Azerfon (Nar Mobile), Aztrank, Catel mobile network operators and one CDMA.
Tourism
Tourism is an important part of the economy of Azerbaijan. The country was a well-known tourist spot in the 1980s. However, the fall of the Soviet Union, and the First Nagorno-Karabakh War during the 1988–1994 period, damaged the tourist industry and the image of Azerbaijan as a tourist destination.
It was not until the 2000s that the tourism industry began to recover, and the country has since experienced a high rate of growth in the number of tourist visits and overnight stays. In recent years, Azerbaijan has also become a popular destination for religious, spa, and health care tourism. During winter, the Shahdag Winter Complex offers skiing.
The government of Azerbaijan has set the development of Azerbaijan as an elite tourist destination a top priority. It is a national strategy to make tourism a major, if not the single largest, contributor to the Azerbaijani economy. These activities are regulated by the State Tourism Agency and the Ministry of Culture.
The Formula One Grand Prix is held in Baku, the capital city and has been held here for years.
Currency system
The Azerbaijani manat is the currency of Azerbaijani, denominated as the manat, subdivided into 100 qapik. The manat is issued by the Central Bank of Azerbaijan, the monetary authority of Azerbaijan. The ISO 4217 abbreviation is AZN. The Latinised symbol is ().
The manat is held in a floating exchange-rate system managed primarily against the US dollar. The rate of exchange (Azerbaijani manat per US$1) for 28 January 2016, was AZN 1.60.
There is a complex relationship between Azerbaijan's balance of trade, inflation, measured by the consumer price index and the value of its currency. Despite allowing the value of the manat to "float", Azerbaijan's central bank has decisive ability to control its value with relationship to other currencies.
Infrastructure
Energy
Two-thirds of Azerbaijan is rich in oil and natural gas. The region of the Lesser Caucasus accounts for most of the country's gold, silver, iron, copper, titanium, chromium, manganese, cobalt, molybdenum, complex ore and antimony. In September 1994, a 30-year contract was signed between the State Oil Company of Azerbaijan Republic (SOCAR) and 13 oil companies, among them Amoco, BP, ExxonMobil, Lukoil and Statoil. As Western oil companies are able to tap deepwater oilfields untouched by the Soviet exploitation, Azerbaijan is considered one of the most important spots in the world for oil exploration and development. Meanwhile, the State Oil Fund of Azerbaijan was established as an extra-budgetary fund to ensure the macroeconomic stability, transparency in the management of oil revenue, and the safeguarding of resources for future generations.
Azeriqaz, a sub-company of SOCAR, intends to ensure full gasification of the country by 2021.
Transportation
The convenient location of Azerbaijan on the crossroad of major international traffic arteries, such as the Silk Road and the south–north corridor, highlights the strategic importance of the transportation sector for the country's economy. The transport sector in the country includes roads, railways, aviation, and maritime transport.
Azerbaijan is also an important economic hub in the transportation of raw materials. The Baku-Tbilisi-Ceyhan pipeline (BTC) became operational in May 2006 and extends more than 1,774 kilometers through the territories of Azerbaijan, Georgia and Turkey. The BTC is designed to transport up to 50 million tons of crude oil annually and carries oil from the Caspian Sea oilfields to global markets. The South Caucasus Pipeline, also stretching through the territory of Azerbaijan, Georgia and Turkey, became operational at the end of 2006 and offers additional gas supplies to the European market from the Shah Deniz gas field. Shah Deniz is expected to produce up to 296 billion cubic meters of natural gas per year. Azerbaijan also plays a major role in the EU-sponsored Silk Road Project.
In 2002, the Azerbaijani government established the Ministry of Transport with a broad range of policy and regulatory functions. In the same year, the country became a member of the Vienna Convention on Road Traffic. The highest priority being; upgrading the transport network and transforming transportation services into one of the key comparative advantages of the country, as this would be highly conducive to the development of other sectors of the economy.
In 2012, the construction of Kars–Tbilisi–Baku railway expected to provide transportation between Asia and Europe through connecting the railways of China and Kazakhstan in the east with Turkey's Marmaray to the European railway system in the west. Broad gauge railways in 2010 stretched for and electrified railways numbered . By 2010, there were 35 airports and one heliport.
Regulation
Single window system shares needed information through a single gateway with all organizations serving in trade field, as well as abolishes useless processes and raises the effectiveness of cooperation among different parties. 73 economies implement single window system in the world. Azerbaijan started to implement this system in 2009. It implemented an E-Government portal as well.
A single-window system was established by a decree of the Azerbaijani President issued in 2007, 30 April, in order to simplify export-import procedures, innovate customs services, and improve the trade environment. According to the decree, Ministry of Justice, Ministry of Economic Development, Ministry of Taxes, Ministry of Labor and Social Protection, State Social Protection Fund, and State Statistics Committee should present a proposal on the organization of entrepreneurial activities by single registration body based on single window principle.
The president appointed the State Customs Committee as the leading body of controlling goods and transportation passing through the borders of the country in 2008.
A "single authority principle" requires customs officials to be more responsible in dealing with all types of border control operations for other authorities. The Netherlands and Sweden were the countries of which practice studied. A "single system" works on and then shares standardized information accumulated from traders to all entities taking part in international trade. The practice of US was explored in this phase. An "automated system" provides a single electronic statement to responsible agencies submitted by traders to be worked on and confirmed, and after that, these authorities send electronic confirmations and announcements. In this case, practice of Mauritius and Singapore was studied.
The Customs Committee formed a commission to realize the new system. Ministry of Agriculture, Ministry of Healthcare, Ministry of Internal Affairs, Ministry of Taxes, Ministry of Transportation, Central Bank, State Road Police, State Committee for Standardization, Metrology and Patents, State Maritime Administration were selected as important agencies to implement single window system along with the State Customs Committee. The government supported Customs Committee in preparing its staff to deal with the new system by improving recruitment of local customs offices, providing with software and hardware upgrades for the system.
Azerbaijani government supports financially single window system. In the first phase, the government realized customs clearance system on the process of border crossing to country beginning from 1 January 2009. This system was free to all users. Then it was expanded to Baku and Sumgayit in 2011. Customs code of the Republic of Azerbaijan was amended based on the inclusion of the article on single window system which became operative on 1 January 2012. After this amendment, all of Azerbaijan's 29 customs checkpoints started to implement new single window system.
According to the Presidential Decree (11 November 2008), the "single window" principle started to be applied from 1 January 2009 on the inspection of goods and transportation at the border checkpoints. Customs Committee established a commission working on the implementation of "single window" principle in customs agencies on 18 November 2008 based on the Presidential Decree of 11 November 2008. Technological scheme determining the sequence of issuance of "permit" certificates was approved by the Customs Committee on 22 December 2009. Scheme provided customs officers to issue "permit" certificates at border checkpoints to vehicles, which perform customs, veterinary, photo-sanitary and sanitary quarantine control activities and international automobile transportation in accordance with legislation.
The State Migration Service issues appropriate permits for foreigners and stateless persons coming to Azerbaijan to live and work on legal grounds, simplifying the procedure of their registration at the place of residence, and ensuring transparency in these processes. The "single window" principle has been applied on migration management processes starting from 1 July 2009 according to the Decree.
Business environment
As of October 2014, Azerbaijan holds the highest foreign investment per capita among the Commonwealth of Independent States (CIS) countries. Germany, for example, has invested approximately $760 million into the Azerbaijani economy, and approximately 177 German companies operate within Azerbaijan. Since gaining its independence, companies have invested $174 billion into Azerbaijan. Foreign investment accounts for around half of that amount.
In 2008, Azerbaijan was cited as the top reformer by the World Bank's Doing Business report:
According to World Bank's Doing Business report 2019, Azerbaijan improved its position in the Ease of doing business rank from 57 to 25, as well as ranked 4th among the top 10 improvers. Implementing a record number of reforms mainly involving institutional changes have made it easier to do business in Azerbaijan in 2017–2018 period, as a result time and cost to get construction permit reduced significantly (time by 80 days and cost by 12.563 AZN), process of connecting electricity grid rationalized, as well as getting credit simplified.
Poverty
Other economic indicators
Data from CIA World Factbook unless noted otherwise
Investment (gross fixed)
17% of GDP (2011 est.)
Household income or consumption by percentage share
lowest 10%: 3.4%
highest 10%: 27.4% (2008)
Inflation rate (consumer prices)
1.1% (2012 est.)
Agriculture
utilized agricultural land: (2011)
total wood resources: 144,2 million cubic metres
crops: cotton, grain, rice, grapes, fruit, vegetables, tea, tobacco
livestock products: beef, mutton, poultry, milk, eggs
Industrial production growth rate
-3% (2011 est.)
Electricity
production: 22,55 billion kWh (2008)
consumption: 18,8 billion kWh (2008)
exports: 812 million kWh (2008)
imports: 596 million kWh (2008)
Current account balance
$11,12 billion (2011 est.)
Exports commodities
petroleum and natural gas, petroleum products, oilfield equipment; steel, iron ore, cement; chemicals, petrochemicals, textiles, machinery, cotton, foodstuffs.
Reserves of foreign exchange and gold
$7,146 billion (2011 est.)
Debt external
$3.89 billion (2011 est.)
Currency
1 Manat = 100 gepik
Exchange rates
Azerbaijani manat per US dollar 1.7 (for 22 November 2020)
Azerbaijani manat per Euro 2.01 (for 22 November 2020)
Fiscal year
Calendar year
See also
Azerbaijan and the International Monetary Fund
List of companies of Azerbaijan
Baku-Tbilisi-Ceyhan pipeline
State Oil Company of Azerbaijan
Petroleum industry in Azerbaijan
Agriculture in Azerbaijan
Tourism in Azerbaijan
Baku
Military of Azerbaijan
Judiciary of Azerbaijan
References
Further reading
Habibov, Nazim: "Poverty in Azerbaijan" in the Caucasus Analytical Digest No. 34
External links
Hübner, Gerald: "As If Nothing Happened? How Azerbaijan's Economy Manages to Sail Through Stormy Weather" in the Caucasus Analytical Digest No. 18
Azerbaijan
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Geography of Azerbaijan
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Azerbaijan is a country in the Caucasus region, situated at the juncture of Eastern Europe and West Asia. Three physical features dominate Azerbaijan: the Caspian Sea, whose shoreline forms a natural boundary to the east; the Greater Caucasus mountain range to the north; and the extensive flatlands at the country's center. About the size of Portugal or the US state of Maine, Azerbaijan has a total land area of approximately 86,600 square kilometers, less than 1% of the land area of the former Soviet Union. Of the three Transcaucasian states, Azerbaijan has the greatest land area. Special administrative subdivisions are the Nakhchivan Autonomous Republic, which is separated from the rest of Azerbaijan by a strip of Armenian territory, and the Nagorno-Karabakh Autonomous Region, entirely within Azerbaijan. The status of Nagorno-Karabakh is disputed by Armenia, but is internationally recognized as territory of Azerbaijan.
Located in the region of the southern Caucasus Mountains, Azerbaijan borders the Caspian Sea to the east, Georgia and Russia to the north, Iran to the south, and Armenia to the southwest and west. A small part of Nakhchivan also borders Turkey to the northwest. The capital of Azerbaijan is the ancient city of Baku, which has the largest and best harbor on the Caspian Sea and has long been the center of the republic's oil industry.
Topography and drainage
The elevation changes over a relatively short distance from lowlands to highlands; nearly half the country is considered mountainous. Notable physical features are the gently undulating hills of the subtropical southeastern coast, which are covered with tea plantations, orange groves, and lemon groves; numerous mud volcanoes and mineral springs in the ravines of Kobustan Mountain near Baku; and coastal terrain that lies as much as twenty-eight meters below sea level.
Except for its eastern Caspian shoreline and some areas bordering Georgia and Iran, Azerbaijan is ringed by mountains. To the northeast, bordering Russia's Dagestan Autonomous Republic, is the Greater Caucasus range; to the west, bordering Armenia, is the Lesser Caucasus range. To the extreme southeast, the Talysh Mountains form part of the border with Iran. The highest elevations occur in the Greater Caucasus, where Mount Bazardüzü rises 4,466 meters above sea level. Eight large rivers flow down from the Caucasus ranges into the central Kura-Aras Lowlands, alluvial flatlands and low delta areas along the seacoast designated by the Azerbaijani name for the Mtkvari River (Kura) and its main tributary, the Aras. The Mtkvari, the longest river in the Caucasus region, forms the delta and drains into the Caspian a short distance downstream from the confluence with the Aras. The Mingechaur Reservoir, with an area of 605 square kilometers that makes it the largest body of water in Azerbaijan, was formed by damming the Kura in western Azerbaijan. The waters of the reservoir provide hydroelectric power and irrigation of the Kura-Aras plain. Most of the country's rivers are not navigable. About 15% of the land in Azerbaijan is arable.
Mountains
The country's highest peak, Bazardüzü, rises to 4,485 m in this range at the Azerbaijan-Russia border.
Climate
Temperature
The climate varies from subtropical and humid in the southeast to subtropical and dry in central and eastern Azerbaijan, continental and humid in the mountains, and continental and dry in Nakhchivan. Baku, on the Caspian, enjoys mild weather that averages in January and in July.
Precipitation
Physiographic conditions and different atmosphere circulations admit 8 types of air currents including continental, sea, arctic, tropical currents of air that formulates the climate of the Republic. The maximum annual precipitation falls in Lenkeran (1,600 to 1,800 mm.) and the minimum in Absheron (200 to 350 mm.). The maximum daily precipitation of 334 mm was observed at the Bilieser Station in 1955.
Environmental problems
Air and water pollution are widespread and pose great challenges to economic development. Major sources of pollution include oil refineries and chemical and metallurgical industries, which in the early 1990s continued to operate as inefficiently as they had in the Soviet era. Air quality is extremely poor in Baku, the center of oil refining. Some reports have described Baku's air as the most polluted in the former Soviet Union, and other industrial centers suffer similar problems.
The Caspian Sea, including Baku Bay, has been polluted by oil leakages and the dumping of raw or inadequately treated sewage, reducing the yield of caviar and fish. In the Soviet period, Azerbaijan was pressed to use extremely heavy applications of pesticides to improve its output of scarce subtropical crops for the rest of the Soviet Union. The continued regular use of the pesticide DDT in the 1970s and 1980s was an egregious lapse, although that chemical was officially banned in the Soviet Union because of its toxicity to humans. Excessive application of pesticides and chemical fertilizers has caused extensive groundwater pollution and has been linked by Azerbaijani scientists to birth defects and illnesses. Rising water levels in the Caspian Sea, mainly caused by natural factors exacerbated by man-made structures, have reversed the decades-long drying trend and now threaten coastal areas; the average level rose 1.5 meters between 1978 and 1993. Because of the Nagorno-Karabakh conflict, large numbers of trees were felled, roads were built through pristine areas, and large expanses of agricultural land were occupied by military forces.
Like other former Soviet republics, Azerbaijan faces a gigantic environmental cleanup complicated by the economic uncertainties left in the wake of the Moscow-centered planning system. The Committee for the Protection of the Natural Environment is part of the Azerbaijani government, but in the early 1990s it was ineffective at targeting critical applications of limited funds, establishing pollution standards, or monitoring compliance with environmental regulations. Early in 1994, plans called for Azerbaijan to participate in the international Caspian Sea Forum, sponsored by the European Union (EU).
Natural hazards
Droughts and floods; some lowland areas threatened by rising levels of the Caspian Sea
Environment—current issues
Local scientists consider the Abseron Yasaqligi (Apsheron Peninsula) (including Baky and Sumqayit) and the Caspian Sea to be the ecologically most devastated area in the world because of severe air, water, and soil pollution; soil pollution results from the use of DDT as a pesticide and also from toxic defoliants used in the production of cotton.
Environment - international agreements
Party to: Air Pollution, Biodiversity, Climate Change, Desertification, Endangered Species, Hazardous Wastes, Marine Dumping, Ozone Layer Protection, Ship Pollution, Wetlands
Area and boundaries
Area
Total: 86,600 km² - country comparison to the world: 113
Land: 82,629 km²
Water: 3,971 km²
Note: Includes the exclave of Nakhchivan Autonomous Republic and the Nagorno-Karabakh region; the region's autonomy was abolished by Azerbaijani Supreme Soviet on November 26, 1991.
Area comparative
Australia comparative: larger than Tasmania
Canada comparative: larger than New Brunswick
United Kingdom comparative: slightly larger than Scotland
United States comparative: slightly smaller than Maine
EU comparative: slightly smaller than Portugal
Land boundaries
Total: 2,468 km
Border countries: Armenia (with Azerbaijan-proper) 566 km, Armenia (with Azerbaijan-Nakhchivan exclave) 221 km, Georgia 428 km, Iran (with Azerbaijan-proper) 432 km, Iran (with Azerbaijan-Nakhchivan exclave) 700 km, Russia 338 km, Turkey 17 km
Coastline
Mostly landlocked, but has a 713 km coastline with the Caspian Sea.
Maritime claims
None
Terrain
large, flat lowland (much of it below sea-level) with Great Caucasus Mountains to the north, uplands in the west
Elevation extremes
Lowest point: Caspian Sea -28 m
Highest point: Bazardüzü 4,466 m (on the border with Russia)
Highest peak entirely within Azeri territory: Shah Dagi 4,243 m
Islands
Resources and land use
Natural resources
Petroleum, natural gas, iron ore, nonferrous metals, bauxite
Land use
Arable land: 22.95%
Permanent crops: 2.79%
Other: 74.26% (2012 est.)
Irrigated land
14,250 km² (2010)
Total renewable water resources
34.68 km3 (2011)
Freshwater withdrawal (domestic/industrial/agricultural)
Total: 12.21 km3/yr (4%/18%/78%)
Per capita: 1,384 cu m/yr (2010)
See also
References
General references
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Foreign relations of Azerbaijan
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The Republic of Azerbaijan is a member of the United Nations, the Non-Aligned Movement, the Organization for Security and Cooperation in Europe, NATO's Partnership for Peace, the Euro-Atlantic Partnership Council, the World Health Organization, the European Bank for Reconstruction and Development; the Council of Europe, CFE Treaty, the Community of Democracies; the International Monetary Fund; and the World Bank.
The major trends in the foreign relations of the Republic of Azerbaijan toward both global and regional powers active in Caucasus area. External variables are categorized depending on their original nature into two groups: global and regional. The former category includes global players such as Moscow and Washington, while the latter category rival regional players, namely Ankara and Tehran. Azerbaijan has formal involvement with senior ex-U.S. government officials including James Baker and Henry Kissinger, as they serve on the Honorary Council of Advisors of the U.S.-Azerbaijan Chamber of Commerce (USACC). USACC is co-chaired by Tim Cejka, President of ExxonMobil and Reza Vaziri, President of R.V. Investment Group and Chairman of the Anglo Asian Mining Plc (LSE Ticker: AAZ).
Diplomatic relations
Azerbaijan maintains diplomatic relations with 185 United Nations member states, the State of Palestine and the Holy See. Azerbaijan does not have diplomatic relations with the following countries:
Armenia
Botswana
Central African Republic
Cyprus
Kiribati
Federated States of Micronesia
Tonga
Azerbaijan also maintains good relations with the European Union, in the framework of its Eastern European Neighbourhood Policy (See Azerbaijan and the European Union).
List
List of countries with which Azerbaijan maintains diplomatic relations with:
Information on some of the countries with which Azerbaijan maintains formal relations
Multilateral
Africa
Americas
Asia
Europe
Oceania
International organizations
AsDB
BSEC
CE
CIS
EAPC
EBRD
ECE
ECO
ESCAP
FAO
GUAM
IAEA
IBRD
ICAO
ICRM
IDA
IDB
IFAD
IFC
IFRCS
ILO
IMF
IMO
Interpol
IOC, IOM
ISO (correspondent)
ITU
ITUC
OAS (observer)
OIC
OPCW
OSCE
PFP
United Nations
UNCTAD
UNESCO
UNIDO
UPU
WCO
WFTU
WHO
WIPO
WMO
WToO
WTO(observer)
Other entities
Sovereign Military Order of Malta – there are no relations
States with limited recognition
Disputes
Nagorno-Karabakh/Azerbaijan
The frozen conflict over currently largely Armenian-populated region of Nagorno-Karabakh within the Republic of Azerbaijan began when in 1988 the Armenian majority of Nagorno-Karabakh demanded autonomy with demonstrations and persecutions against ethnic Azeris following in Armenia. This led to anti-Armenian rioting in Azerbaijan, with Azerbaijani militias beginning their effort to expel Armenians from the enclave. In 1992, a war broke out and pogroms of Armenians and Azeris forced both groups to flee their homes. In 1994, a Russian-brokered ceasefire ended the war but more than 1 million ethnic Armenians and Azeris are still not able to return home. The conflict over Nagorno-Karabakh remains unresolved despite negotiations, that are ongoing since 1992 under the aegis of the Minsk Group of the OSCE, to resolve the conflict peacefully.
Caviar diplomacy
The European Stability Initiative (ESI) has revealed in a report from 2012 with the title "Caviar diplomacy: How Azerbaijan silenced the Council of Europe", that since Azerbaijan's entry into the Council of Europe, each year 30 to 40 deputies are invited to Azerbaijan and generously paid with expensive gifts, including caviar (worth up to 1,400 euro), silk carpets, gold, silver and large amounts of money. In return they become lobbyists for Azerbaijan. This practice has been widely referred to as "Caviar diplomacy".
ESI also published a report on 2013 Presidential elections in Azerbaijan titled "Disgraced: Azerbaijan and the end of election monitoring as we know it". The report revealed the ties between Azerbaijani government and the members of certain observation missions who praised the elections. Azerbaijan's "Caviar diplomacy" at 2013 presidential elections sparked a major international scandal, as the reports of two authoritative organizations Parliamentary Assembly of the Council of Europe/European Parliament and OSCE/ODIHR completely contradicted one another in their assessments of elections.
Non-governmental anti-corruption organization Transparency International has regularly judged Azerbaijan to be one of the most corrupt countries in the world and has also criticized Azerbaijan for the "Caviar diplomacy".
At June 2016 the public prosecutor of Milan has accused the former leader of the (Christian) Union of the center and of the European People's Party of the Parliamentary Assembly of the Council of Europe Luca Volonte of accepting large bribes from representatives of the Azerbaijani government. Two people with high-level experience of the Council of Europe's parliamentary assembly (Pace) have told the Guardian they believe its members have been offered bribes for votes by Azerbaijan. Former Azerbaijani diplomat, Arif Mammadov, alleged that a member of Azerbaijan's delegation at the Council of Europe had €30m (£25m) to spend on lobbying its institutions, including the Council of Europe assembly. PACE ratified the terms of reference of an independent external investigation body to carry out a detailed independent inquiry into the allegations of corruption at the council involving Azerbaijan.
ESISC report
On 6 March 2017, ESISC (European Strategic Intelligence and Security Center) published a scandalous report called "The Armenian Connection" where it veraciously attacked human rights NGOs and research organisations criticising human rights violations and corruption in Azerbaijan, Turkey, and Russia.
ESISC in that report asserted that "Caviar diplomacy" report elaborated by ESI aimed to create climate of suspicion based on slander to form a network of MPs that would engage in a political war against Azerbaijan. In the Second Chapter of the report called "The Armenian Connection: «Mr X», Nils Muižnieks, Council of Europe Commissioner for Human Rights" that was published on 18 April 2017 ESISC asserted that the network composed of European PMs, Armenian officials and some NGOs: Human Rights Watch, Amnesty International, "Human Rights House Foundation", "Open Dialog", European Stability Initiative, and Helsinki Committee for Human Rights, was financed by the Soros Foundation. According to ESISC the key figure of the network since 2012 has been Nils Muižnieks, Commissioner for Human Rights of the Council of Europe and the network has served to the interests of George Soros and the Republic of Armenia.
"The report is written in the worst traditions of authoritarian propaganda, makes absurd claims, and is clearly aimed at deflecting the wave of criticism against cover-up of unethical lobbying and corruption in PACE and demands for change in the Assembly", said Freedom Files Analytical Centre.
According Robert Coalson (Radio Free Europe), ESISC is a part of Baku's lobbying efforts to extend to the use of front think tanks to shift public opinion.
European Stability Initiative said that "ESISC report is full of lies (such as claiming that German PACE member Strasser holds pro-Armenian views and citing as evidence that he went to Yerevan in 2015 to commemorate the Armenian genocide, when Strasser has never in his life been to independent Armenia)".
See also
Azerbaijan–European Union relations
Azerbaijan–NATO relations
Azerbaijan and the International Monetary Fund
List of diplomatic missions in Azerbaijan
List of diplomatic missions of Azerbaijan
Visa requirements for Azerbaijani citizens
Further reading
Valiyev, Anar: "Azerbaijan and the North Caucasus: A Pragmatic Relationship" in the Caucasus Analytical Digest No. 27
Hübner, Gerald: "Foreign Direct Investment in Azerbaijan—the Quality of Quantity" in the Caucasus Analytical Digest No. 28
Abbasov, Shahin: "Azerbaijan's Eurovision Story: Great Chances to Improve, But No Political Will" in the Caucasus Analytical Digest No. 32
Mazziotti, Marius; Sauerborn, Djan; Scianna, Bastian Matteo: "Multipolarity is key: Assessing Azerbaijan's foreign policy"
References
CIA World Factbook 2000 and the 2003 U.S. Department of State website
External links
U.S. Embassy in Azerbaijan in Baku
Embassy of the Republic of Azerbaijan in Washington
Tajikistan & Kyrgyzstan relations
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Azerbaijani Armed Forces
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The Azerbaijani Armed Forces () is the military of the Republic of Azerbaijan. It was re-established according to the country’s Law of the Armed Forces on 9 October 1991. The original Azerbaijan Democratic Republic's armed forces were dissolved after Azerbaijan was absorbed into the Soviet Union as the Azerbaijan Soviet Socialist Republic from 28 April 1920. After the Soviet Union dissolved in 1991–92, Azerbaijan's armed forces were reformed based on Soviet bases and equipment left on Azerbaijani soil.
The armed forces have three branches: the Azerbaijani Land Forces, the Azerbaijani Air and Air Defence Force, and the Azerbaijani Navy. Associated forces include the Azerbaijani National Guard, the Internal Troops of Azerbaijan, and the State Border Service, which can be involved in state defense under certain circumstances.
According to the Azerbaijani media sources the military expenditures of Azerbaijan for 2009 were set at US$2.46 billion, however according to Stockholm International Peace Research Institute, only $1.473 billion was spent in that year. IISS also suggests that the defence budget in 2009 was $1.5 billion. The Ministry of Defence Industry of Azerbaijan supervises the design, manufacturing, regulation and maintenance of military equipment. In the future, Azerbaijan hopes to start building tanks, armored vehicles, military planes and military helicopters.
Overview
Since the fall of the Soviet Union, Azerbaijan has been trying to further develop its armed forces into a professional, well trained, and mobile military. Azerbaijan has been undergoing extensive modernization and capacity expanding programs, with the military budget increasing from around $300 million in 2005 to $2.46 billion in 2009. The total armed forces number 56,840 men in the land forces, 7,900 men in the air force and air defence force, and 2,200 men in the navy. There are also 19,500 personnel in the National Guard, State Border Service, and Internal Troops. In addition, there are 300,000 former service personnel who have had military service in the last 15 years. The military hardware of Azerbaijan consists of 220 main battle tanks, an additional 162 T-80's were acquired between 2005 and 2010, 595 armored combat vehicles and 270 artillery systems. The air force has about 106 aircraft and 35 helicopters.
Azerbaijan has acceded to the Nuclear Non-Proliferation Treaty as a non-nuclear weapons state. Azerbaijan participates in NATO's Partnership for Peace. Azerbaijan joined the multi-national force in 2003. It sent 150 troops to Iraq, and later troops to Kosovo. Azerbaijani troops also served in Afghanistan.
Despite the rise in Azerbaijan's defence budget, the armed forces were assessed in 2008 as not having a high state of battle readiness and being ill-prepared for wide scale combat operations. The Second Karabakh War demonstrated how Azerbaijan's military capabilities had risen.
History of the Azerbaijani armed forces
Azerbaijan Democratic Republic
The history of the modern Azerbaijan army dates back to Azerbaijan Democratic Republic in 1918, when the Armed Forces of the Republic of Azerbaijan were created on 26 June 1918. First de facto Minister of Defense of ADR was Dr. Khosrov bey Sultanov. When the Ministry was formally established Gen. Samedbey Mehmandarov became the minister, and then Lt-Gen. Ali-Agha Shikhlinski his deputy. Chiefs of Staff of ADR Army were Lt-Gen. Maciej Sulkiewicz (March 1919 – 10 December 1919) and Maj-Gen. Abdulhamid bey Gaitabashi (10 December 1919 – April 1920).
The Red Army invaded Azerbaijan on 28 April 1920. Although the bulk of the newly formed Azerbaijani army was engaged in putting down an Armenian revolt that had just broken out in Karabakh, the Azerbaijanis did not surrender their brief independence of 1918–20 quickly or easily. As many as 20,000 of the total 30,000 soldiers died resisting what was effectively a Russian reconquest. The national Army of Azerbaijan was abolished by the Bolshevik government, 15 of the 21 army generals were executed by the Bolsheviks.
Russian Civil War
After the Sovietisation of Azerbaijan, the newly formed Azerbaijani Red Army replaced the previous army, taking part in the Russian Civil War, and the invasion of Georgia.
World War II
During World War II, Azerbaijan played a crucial role in the strategic energy policy of Soviet Union. Much of the Soviet Union's oil on the Eastern Front was supplied by Baku. By a decree of the Supreme Soviet of the USSR in February 1942, the commitment of more than 500 workers and employees of the oil industry of Azerbaijan was recognised with orders and medals.
Operation Edelweiss carried out by the German Wehrmacht targeted Baku because of the importance of its oil fields to the USSR.
Some 800,000 Azerbaijanis fought within the ranks of the Soviet Army of which 400,000 died. Azerbaijani national formations of the Red Army included the 223rd, 227th, 396th, 402nd, and 416th Rifle Divisions. Azerbaijani Major-General Hazi Aslanov was awarded a second Hero of the Soviet Union after a long post-war fight for recognition of his accomplishments.
Dissolution of the Soviet armed forces
During the Cold War, Azerbaijan had been the deployment area of units of the Soviet 4th Army whose principal formations in 1988 included four motor rifle divisions (23rd Guards, 60th, 75th, and 295th). The 75th Motor Rifle Division was isolated in Nakhchivan. The 4th Army also included missile and air defense brigades and artillery and rocket regiments. The 75th Division's stores and equipment were apparently transferred to the Nakhchivan authorities. Azerbaijan also hosted the 49th Arsenal of the Soviet Main Agency of Missiles and Artillery, which contained over 7,000 train-car loads of ammunition to the excess of one billion units.
The first president of Azerbaijan, Ayaz Mutallibov, did not wish to build an independent army, wanting to rely instead largely on Soviet troops. Even when the Parliament decided that an army should be formed in September 1991, disagreements between the government and the opposition Azerbaijani Popular Front Party impeded creation of a unified force. Around this time, the first unit of the new army was formed on the basis of the 18–110 military unit of mechanized infantry of the Soviet Ground Forces (probably part of the 4th Army) located in Shikhov, south of Baku. At the time of the parliamentary decision, Lieutenant-General Valeh Barshadli became the first Minister of Defense of Azerbaijan, from 5 September to 11 December 1991. Later from May to 4 September 1992 he served as Chief of General Staff of Azerbaijani Armed Forces.
Newly formed military
In summer 1992, the nascent Defense Ministry received a resolution by the Azerbaijani president on the takeover of units and formations in Azerbaijani territory. It then forwarded an ultimatum to Moscow demanding control over vehicles and armaments of the 135th and 139th Motor Rifle Regiments of the 295th Motor Rifle Division. In July 1992, Azerbaijan ratified the Treaty on Conventional Armed Forces in Europe (CFE), which establishes comprehensive limits on key categories of conventional military equipment. Azerbaijan approved the CFE flank agreement in May 1997.
The transfer of the property of the 4th Army (except for part of the property of the 366th Motor Rifle Regiment of the 23rd Guards Motor Rifle Division captured by Armenian armed formations in 1992 during the regiment's withdrawal from Stepanakert) and the 49th arsenal was completed in 1992. Thus, by the end of 1992, Azerbaijan received arms and military hardware sufficient for approximately four motor rifle divisions with prescribed army units. It also inherited naval ships. There are also reports that 50 combat aircraft from the disbanded 19th Army of the Soviet Air Defence Forces came under Azerbaijani control.
The Azerbaijani armed forces took a series of devastating defeats by Armenian forces during the 1992–1994 Nagorno-Karabakh War, which resulted in the loss of control of Nagorno-Karabakh proper and seven surrounding rayons, comprising roughly 20% of the territory of Azerbaijan. Azerbaijani sources insist that Armenian victory was largely due to military help from Russia and the wealthy Armenian diaspora. Armenians partially deny the allegation, claiming that Russian side was equally supplying Armenian and Azerbaijani sides with weapons and mercenaries. During the war, the Azerbaijani armed forces were also aided by Turkish military advisers, and Russian, Ukrainian, Chechen and Afghan mercenaries.
21st century
A number of Azerbaijani human rights groups have been tracking non-combat deaths and have noted an upward trend in early 2010s. Based on Defense Ministry statistics that had not been released to the public, the Group of Monitoring Compliance with Human Rights in the Army (GMCHRA) has recorded the deaths of 76 soldiers to date in non-combat incidents for 2011, and the injury of 91 others. In comparison, there were 62 non-combat deaths and 71 cases of injury in 2010. The string of non-combat deaths raises questions about the reform progress of the military. Factors behind the deaths include bullying, hazing, and the systemic corruption within the Azerbaijani military.
In 2017, Azerbaijani authorities used large scale torture (the Tartar Case) on Azerbaijani military personnel accused of treason. Generals Nacmeddin Sadikhov and Hikmet Hasanov were accused of torturing Azerbaijani officers and soldiers and according to the authorities and human rights defenders, more than 400 people were subjected to torture in the course of the case. The Azerbaijani authorities claimed one person was killed as a result, while human rights defenders say the number is about 13, and many were wrongfully convicted and given hefty prison sentences.
Second Karabakh War
The Second Karabakh War (also known in Azerbaijan as "The Patriotic War" or "Operation Iron Fist") began on the morning of 27 September 2020 when Azerbaijan launched an offensive along the Line of Contact. On the seventh day of the war, a major offensive was launched by the ground forces, advancing in the north, making some territorial gains while the fighting gradually shifted to the south. Following the capture of Shusha, the second-largest settlement in Nagorno-Karabakh, by Azerbaijani forces, a ceasefire agreement was signed between Azerbaijan, and Armenia, ending all hostilities in the area. Under the agreement, Armenia returned the surrounding territories it occupied in 1994 to Azerbaijan while Azerbaijan gained land access to its Nakhchivan exclave. Total casualties were in the low thousands.
During the war, the Azerbaijani army was widely accused of committing war crimes against Armenian soldiers and civilians. Human Rights Watch and Amnesty International both condemned Azerbaijan's “indiscriminate” shelling of Armenian civilians, including the use of cluster munitions. In addition, videos of Azerbaijani soldiers mistreating or executing captive Armenians were circulated online and received widespread condemnation.
On 10 December, a victory parade was held in honor of the Azerbaijani Army on Azadliq Square, with 3,000 soldiers marching alongside military equipment, unmanned aerial vehicles and aircraft.
In August 2022, the UN Committee on the Elimination of Racial Discrimination expressed deep concern regarding "severe and grave human rights violations committed during 2020 hostilities and beyond by the Azerbaijani military forces against prisoners of war and other protected persons of Armenian ethnic or national origin, including extrajudicial killings, torture and other ill-treatment and arbitrary detention as well as the destruction of houses, schools, and other civilian facilities."
Structure
Command
Since the fall of the Soviet Union, there have been attempts in the defence ministry to reform the military to be more in line with the Turkish/NATO model, resulting in Soviet-legacy officers such as Rovshan Akbarov and Najmeddin Sadikov being removed from power.
Azerbaijan periodically holds drills to improve interaction and combat coordination between the servicemen during operations, its military personnel’s combat readiness, as well as to develop commanders' military decision-making and unit management skills.
Land Forces
The Azerbaijani Land Forces number 85,000 strong, according to UK Advanced Research and Assessment Group estimates. The 2,500 men of the National Guard are also part of the ground forces. In addition, there are 300,000 former service personnel who have had military service in the last 15 years. Other paramilitary agencies consist of Interior Ministry Internal Troops of Azerbaijan, 12,000 strong, and the land component of the State Border Service, 5,000 strong.
Azerbaijan has signed numerous contracts to strengthen its armed forces and to train its military with Turkey's assistance. Over the last 15 years, Azerbaijan has been preparing its military for possible action against Armenian forces in Nagorno-Karabakh.
The Land Forces consist of five army corps:
1st Army Corps also known as Barda Army Corps (concentrated near Ganja)
2nd Army Corps also known as Beylagan Army Corps (concentrated against Armenian occupied territories and part is deployed on the Azerbaijan-Iranian border)
3rd Army Corps also known as Shamkir Army Corps (concentrated against Armenian occupied territories)
4th Army Corps also known as Baku Army Corps (covers Absheron Peninsula and the coast)
Nakhchivan Separate Combined Arms Army (deployed in Nakhchivan)
The Land Forces include 23 motor rifle brigades, an artillery brigade, a multiple rocket launcher brigade, and an anti-tank regiment. The IISS Military Balance reported in 2007 that the Land Forces had an estimated 40 SA-13 Gopher, SA-4 Ganef, and SA-8 Gecko air defence missile systems, with '80–240 eff.' to support the army in the battlefield. (IISS 2007, p. 157)
The peacekeeping forces of Azerbaijan are mostly supplied from the Land Forces, though the Internal Troops of Azerbaijan do also supply some. As of March 2011, 94 peacekeepers were deployed with the International Security Assistance Force (ISAF) in Afghanistan. In the past, it also actively supported the peacekeeping operation in Kosovo and Iraq.
The Azerbaijani peacekeeping unit deployed in Iraq consisted of 14 officers, 16 sergeants and 120 privates, a total of 150 troops. The unit secured the hydroelectric power station and reservoir in Al Haditha from August 2003. In December 2008, Azerbaijan withdrew the unit from Iraq.
Reportedly in December 2014 Azerbaijan created the Separate Combined Arms Army in Nakhchivan. Karam Mustafayev became commander of the corps. The army was created based on the Nakhchivan 5th Army Corps to strengthen defense capability of Nakhchivan Autonomous Republic, increase of combat capability of military units and formations of the Armed Forces, improve central control, reports quoting the Defence Ministry said.
Air forces
The Azerbaijani Air and Air Defence Force is a single unified service branch. Some 8,000 men serve in the air force and air defence force. The Air and Air Defence Force has around 106 aircraft and 35 helicopters. The country has four major airbases. Nasosnaya (air base) has fighters, Kyurdamir Air Base a bomber regiment, Ganja Air Base transports, and Baku Kala Air Base the helicopter unit. There are also four other airbases which do not appear to have aircraft based there. These are Dollyar Air Base, Nakhchivan Airport, Sanqacal Air Base, and Sitalcay Air Base.
The Azerbaijani Air Force using MiG-21, Su-24 and Su-25 aircraft, as well as the MiG-29 purchased from Ukraine in 2006 and Il-76 transport aircraft. The MiG-29 have been designated as the standard aircraft for the AzAF. Azerbaijan is holding talks with either the People's Republic of China or Pakistan to purchase JF-17 Thunder aircraft. MiG-25s previously in service have been retired seemingly in the 2007–09 period.
Azerbaijan's helicopter force is concentrated at Baku Kala Air Base and according to the IISS consists of a single regiment with around 14–15 Mi-24, 12–13 Mi-8 and 7 Mi-2. Jane's Information Group and the IISS give figures which agree with only a single aircraft's difference. Recently, end of 2010 Russian Rosvertol announced that Azerbaijan armed forces signed a deal for 24 pieces of Mi-35M (Hind-E) gunships what would further enhance the Azerbaijani ground attack formations.
The Air Force has L-39 advanced training aircraft in store. The Azerbaijan Border Guard and Voluntary Society of Defense, Patriotism and Sport have Yakovlev light training aircraft.
Azerbaijan has missile and radar systems intended to defend Azerbaijani airspace. There are at least 2 divisions of S-300PMU2. Thereby the country has one of the most capable SAM surface-to-air missile system in the region. Azerbaijan also operates two S-200 (SA-5 GAMMON) batteries near Baku and Mingachevir; the S-300PMU-2 represents a logical replacement for these systems offering coverage of the majority of the nation. The country also has about 100 NATO designated SA-2 Guideline (original name S-75), SA-3 Goa (S-125 Pechora-2M), and the SA-5 Gammon (S-200) are in static installations. These may be around Baku and the central part to cover the whole Azerbaijani aerospace.
However, August 2011 investigations shows that after purchase of S-300 surface-to-air missiles, the largest apparent gap in Azerbaijan's air defense system may have been filled.
Also in Azerbaijan there was a former Soviet early warning radar. The Gabala Radar Station was a bistatic phased-array installation, operated by the Russian Space Forces. The contract was signed in 2002 and was due to expire in 2012 where it was to be given back to the Azerbaijani government. The contract costed Russia $7 million per year. The radar station had a range of up to , and was designed to detect intercontinental ballistic missile launches as far as from the Indian Ocean. In December 2012 Russia announced that negotiations had been unsuccessful and that they had stopped using the radar station. The site was given back to Azerbaijan and all the equipment dismantled and transported to Russia. Nowadays, Russia covers the area from the Armavir Radar Station.
Navy
The main naval base of the Soviet Union in the Caspian Sea was based in Baku. When the Soviet Union collapsed, Azerbaijan inherited the naval base and parts of the Caspian Sea Flotilla. The Azerbaijan Navy has about 2,200 personnel. In 2010, the navy had a Petya class light frigate, Qusar (G 121), and a number of patrol craft, including one Turk class, Araz, P 223, one Brya (Project 722) class, P 218, one Shelon (Project 1388M) class, P 212, one Poluchat class (Project 368), P 219, one Luga class (Project 888), T 710, and four Petrushka (Polish UK-3 class), P 213, P 214, P 215, and P 216. There are four minesweepers consisting of 2 Sonya class minesweeper and 2 Yevgenya class minesweepers. (Jane's Fighting Ships 2010)
The Navy is also attributed with 5 landing craft, 3 Polnochny and 2 Vydra (IISS 2007), plus three research ships, 1 Project 10470, A 671, ex Svyaga, 1 Balerian Uryvayev class survey vessel (AG) and one Vadim Popov class survey vessel (AG).
The U.S. Navy has helped train the Azerbaijani Navy. There is also an agreement to provide US support to refurbish Azerbaijani warships in the Caspian Sea. In 2006, the US Government donated 3 motorboats to the Azerbaijani Navy. In 2007, an agreement between the Azerbaijani Navy and a US military company was concluded, which stated that a part of the Azerbaijani Navy would be equipped with advanced laser marksmanship systems. The US company specialists were also to give training on the use of the new equipment. A number of separate U.S. programmes are underway under the Caspian Guard Initiative, focused mostly on enhancing Azerbaijani and Kazakh maritime border security.
In May 2011, the president of the State Oil Company of Azerbaijan Republic Rovnag Abdullayev stated that Azerbaijan would start production of national warships after 2013.
The Naval Intelligence of Azerbaijan maintains the 641st Special Warfare Naval Unit. The special forces were trained by the U.S. Navy SEALs Unit 641 has several midget submarines such as Triton-1M and Triton 2 at their disposal as well as underwater tool motion for individual divers. The special unit is composed of 3 reconnaissance groups, 2 groups for mountainous warfare, and one diving group. Obligatory training includes parachute jumping day and night, on land and on water.
Special forces
The Special Forces of Azerbaijan are part of the Ministry of Defence. It was established in April 1999 with officers and warrant officers who had participated in the First Nagorno-Karabakh War of 1991–1994. The Turkish Special Forces Command played a role in the formation of the unit. During the 2020 Nagorno-Karabakh War, personnel of the Special Forces reclaimed the city of Jebrayil and nine surrounding villages from the Armenian Army. On November 8, Aliyev congratulated the commander of the Special Forces on their "liberation of Shusha". The war was considered to be first time Azerbaijan has actively used all of its special forces units.
Defense industry
The Ministry of Defence Industry of Azerbaijan directs domestic military supplies for Azerbaijan. It was established in 2005. The Defence Industries Ministry subsumed the State Department for Military Industry and for Armaments and the Military Science Center, each of which was formerly a separate agency within the Azerbaijani Defense Ministry.
The defense industry has emerged as an autonomous entity with a growing production capability. The ministry is cooperating with the defense sectors of Ukraine, Belarus and Pakistan. Along with other contracts, Azerbaijani defence industries and Turkish companies, Azerbaijan will produce 40mm revolver grenade launchers, 107mm and 122mm MLRS systems, Cobra 4×4 vehicles and joint modernization of BTR vehicles in Baku.
The major military companies of Azerbaijan are:
RPE Iglim, aviation and shipbuilding
Radiogurashdirma, communication means and radio-electronic
RPE Neftgazavtomat, devices and automation systems for monitoring technological processes
RPE Automatic Lines, non-standard equipment and products for application in electrotechnical and machine engineering
Avia-Agregat, multi-purpose aviation equipment, various airdrome conditioners, universal container of board conductor, air-to-air radiators, fuel-oil, air-to-air heat exchangers and ventilators
In early 2008, reports indicated that an agreement with Turkey had been signed which would lead to Azerbaijan producing armoured personnel carriers, infantry fighting vehicles, and small calibre artillery pieces.
International cooperation
Azerbaijan cooperates with about 60 countries in the military-technical sphere and has an agreement on military-technical cooperation with more than 30 countries.
Turkey
In December 2009, an agreement on military assistance was signed by Turkey and Azerbaijan. The agreement envisions Ankara supplying Azerbaijan with weapons, military equipment, and, if necessary, soldiers in case war with Armenia over Karabakh resumes.
Turkey has provided Azerbaijan with infantry weapons, tactical vehicles (jeeps, trucks, etc.) professional training, military organization, technology transfer, licensed military hardware production, and other services. Due to help from Turkish specialists and instructors, thousands of Azerbaijani officers have been trained to western standards.
The military position as international importance of Azerbaijan increased with an agreement between Azerbaijan and Turkey on the participation an Azerbaijani peacekeeping platoon in the staff of the Turkish battalion in Kosovo.
Since 1992, Azerbaijan and Turkey have signed more than 100 military protocols, some of the major protocols include:
Cooperation of staff members
National security cooperation in the topographical area
Forming and training of professional school of forces in Baku
Carrying out of the material and technical purchasing
Military industry cooperation
Development of the 5th Army Corps also known as Nakhchivan Army Corps in Nakhchivan
Cooperation in the area of military history, military archives and museum work and military publication
Assistance on training, material and technical between the Azerbaijan Border Guard and the Turkish Armed Forces.
Long-term economical and military cooperation and application of the financial aid
Application of material and technical provision
In May 2011, Azerbaijan had discussed the purchase of long-range rockets from two Chinese companies, the minister of the defence industry has said. Other arms deals were signed with Turkey. Turkish Defence Minister Vecdi Gonul and Yaver Jamalov signed a protocol of intent on future joint production of two types of output – 107-mm rockets and the national rifle, possibly the Mehmetçik-1. A protocol of intent was signed the same day with the Mechanical and Chemical Industry Corporation MKEK on the joint production of 120-mm mortar launchers. This project will come into force in a few months time. Agreement has also been reached with Turkish company Aselsan on the production of some types of defence output in Azerbaijan, specifically the latest types of weapons' sights. These projects will probably happen in the near future too. Recently, Turkish defense industries secretariat told that an export version of the T-155 Firtina self-propelled howitser is almost done and could start production. T-155 has been powered by a German MTU power pack, which restricts the sale to some countries like Azerbaijan. The Turkish manufacturer MKEK, has announced that they have found an alternate supplier for the power pack where Azerbaijan showed interest to buy the high tech, more capable 155mm 52 caliber from Turkish authorities.
United States
Section 907 of the United States Freedom Support Act bans any kind of direct United States aid to the Azerbaijani government. Since a waiver was made in 2001 there has been extensive U.S. military cooperation with Azerbaijan. This has included Special Forces and naval aid, consultations with United States European Command, and linkages through the U.S. National Guard State Partnership Program.
On 19 May 2006, Azerbaijani Defense Minister Safar Abiyev and the then commander of United States Air Forces in Europe General Tom Hobbins met in Baku to discuss military cooperation. He said the objective of his visit was to become familiar with the state of Azerbaijani armed forces. Hobbins pointed to the progress made in the NATO-Azerbaijan relations, saying that the successful implementation of the NATO Partnership for Peace program in Azerbaijan has brought the country even closer to the alliance. He said that the two countries' air forces will expand cooperation.
The U.S. state of Oklahoma is linked with Azerbaijan through the U.S. National Guard State Partnership Program (SPP). Oklahoma National Guard troops have been sent on training and humanitarian missions to Baku.
Russia
Russia is one of Azerbaijan's main suppliers of arms. "As of today, military and technical cooperation with Russia is measured at $4 billion and it tends to grow further," President Ilham Aliyev said after meeting with Russian President Vladimir Putin in Baku in 2013.
Israel
Azerbaijan and Israel cooperate on numerous areas of the defense industry. Israel is Azerbaijan's largest weapon supplier with $4.85 billion in sales during 2016 alone. Azerbaijan has shown great interest in Israeli technology over the years. In particular, an agreement was reached over the construction of the factory of intelligence and combat drones in Azerbaijan.
The Israeli defense company Elta Systems Ltd has had cooperation from Azerbaijan in building the TecSAR reconnaissance satellite system, which can take high-definition photos of ground surfaces in all weather conditions. According to Azerbaijani military experts, the TecSAR system will be indispensable for military operations in the mountainous terrains of Azerbaijan.
As of June 2009, Israel and Azerbaijan had been negotiating on the production of Namer armoured infantry fighting vehicles in Azerbaijan. There is no further information as to whether any agreement has been made.
NATO
The North Atlantic Treaty Organization (NATO) and Azerbaijan actively cooperate on defence institutional reforms and have developed practical cooperation in many other areas. Azerbaijan's Individual Partnership Action Plan (IPAP) and its Partnership for Peace (PfP) linkages lay out the programme of cooperation between Azerbaijan and NATO.
The Azerbaijani government has however delayed implementing IPAP-recommended reforms, however, in part at least because no decision had been taken to seek NATO membership. This is because Azerbaijan's foreign policy 'seeks to balance interests with the U.S., EU, Russia and Iran.'
According to a NATO diplomatic source some key officials at NATO headquarters in Brussels were pushing hard for engaging Azerbaijan on the membership question. "Turkey, Romania, Italy, Poland, the United Kingdom and the Baltic states," are among the member-states also backing a fast track for Azerbaijan's NATO membership.
However, Azerbaijan made its policy of not being aligned with a geopolitical/military structure official when it became a full member of the Non-Aligned Movement in 2011.
There is also a limited amount of military cooperation with the other countries of GUAM: Georgia, Ukraine, Azerbaijan, and Moldova.
Personnel
Educational system
The purpose of Azerbaijani military education & training is to train soldiers, officers, and non-commissioned officers to have independent and creative thinking and commitment to the Azerbaijani people and the government. Military education in the Azerbaijani Armed Forces have been described as either being Secondary education, Further education, or Higher education.
Azerbaijani pilots were formerly trained in the Azerbaijan Air Force School, where they would then develop their skills in operational units. Azerbaijan has an experience exchange with Turkey, Ukraine, the United States and a number of NATO countries. The Turkish Air Force School has a great role in the training of Azerbaijani military pilots. Azerbaijani pilots are also trained in Ukraine's Pilot Training School.
The following is a list of educational institutions in the armed forces, under the auspices of the National Defense University:
Military academies
War College of the Armed Forces
Training and Education Center of the Armed Forces
Azerbaijan Higher Military Academy
Azerbaijan Higher Naval Academy (former independent institution)
Azerbaijan High Military Aviation School (former independent institution)
Other educational institutions
Secondary Military Medical School of Azerbaijan
Military Medical Faculty of Azerbaijan Medical University
Military lyceums
Jamshid Nakhchivanski Military Lyceum
Heydar Aliyev Military Lyceum
Conscription
Military Justice
Military Courts act as courts of first instance deals. The Military Court is composed of a President and judges. The following military courts exist in Azerbaijan:
Military Court of Nakhchivan Autonomous Republic
Baku Military Court (formed in August 1992)
Ganja Military Court
Lankaran Military Court
Fuzuli-Gubadli Military Court
Tartar Military Court
Agdam Military Court
Gazakh Military Court
Sumgait Military Court
Women and ethnic minorities in the armed forces
During the first war, Russians, who were a large minority in Azerbaijan at the time, served in the units of the Azerbaijani Army, many of whom formerly served in the Soviet Army. According to the Russian Ministry of Defence more than 300 officers of the 7th Army, based in the capital of Baku, refused to leave Azerbaijan at the outset of the war. During the Second Karabakh War, the death of an ethnic Russian Azerbaijani soldier, Dmitry Solntsev, was reported. There was also Denis Aliyev (born as Denis Pronin) from the Xətai raion, who was killed in Jabrayil. He was later posthumously awarded the Medal "For the Liberation of Jabrayil" in December. Cossacks, associated with the Association of Cossacks of Azerbaijan, often join the Azerbaijani Armed Forces.
Female military personnel in the military are generally involved in education, office work, medical care, and the development of international cooperation. They also serve in the rear, signal troops, and intelligence forces. Women are exempt from conscription, which means that female service is purely on a voluntary basis. There are currently 1,000 female personnel in the Azerbaijani military, accounting for 3% of the armed forces. During the Karabakh Conflict, 2,000 of the 74,000 Azerbaijani soldiers were women, and 600 of them directly took part in military operations, with a women's battalion being established in 1992. The enrollment of females in Azerbaijani higher military schools began in 1999. According to soldier Tehrana Bahruzi in her book, “Zakir Hasanov: the Ideal Minister", Defence Minister Zakir Hasanov was responsible for launching the first female unit in the Special Forces of Azerbaijan. In October 2020, the first female military casualty was reported, a combat medic who died while taking wounded soldiers from the battlefield.
Personnel medals and awards
Medal "For Bravery"
Medal "For Fatherland"
Medal "For Faultless Service"
Medal "For blameless service"
Medal "For distinction in military service"
Medal "For distinction in the border"
Medal "For merit in military collaboration"
Medal "For military merit"
Veteran of the Armed Forces Medal
Brave Warrior Medal
For Distinction in Battle Medal
For Heroism Medal
For military services medal
Herbi Xidmlete Gore Medal
Anniversary medals
"10th Anniversary of the Armed Forces of Azerbaijan (1991–2001)" Medal
"90th Anniversary of the Armed Forces of Azerbaijan (1918–2008)" Medal
"95th Anniversary of the Armed Forces of Azerbaijan (1918–2013)" Medal
Azerbaijani Army 100th anniversary medal
Battle/war awards
Hero of the Patriotic War
Hero of the Patriotic War Medal
Participant of the Patriotic War Medal
For Services in the Rear in the Patriotic War Medal
For the Liberation of Aghdam Medal
For the Liberation of Fuzuli Medal
For the Liberation of Gubadly Medal
For the Liberation of Jabrayil Medal
For the Liberation of Kalbajar Medal
For the Liberation of Khojavend Medal
For the Liberation of Lachin Medal
For the Liberation of Shusha Medal
For the Liberation of Sugovushan Medal
For the Liberation of Zangilan Medal
Today 'National Hero of Azerbaijan' is the highest national title in the country, awarded for outstanding services of national importance to Azerbaijan in defense, as well as other deeds in other spheres.
Traditions and military institutions
Military oath
The military oath () is taken by conscripts as a legal basis of the beginning of their military service. The oath is administered by the commanding officer of the unit. The following is the text for the current version of the oath:
Battle flags and pennants
A battle flag for a military unit is a symbol of honor which remains forever in the unit unless it is dissolved. By military law, if the battle flag is lost in battle, the commander of the military unit and the servicemen under its command are brought to court, and the unit is abolished. Battle flags have the color of the State Flag, with the slogan "For Azerbaijan" being embroidered with golden silk on a blue stripe along the upper edge of the fabric. Outside the battle flag, the Azerbaijani military also utilizes the Turkish military tradition of pennants as symbols.
Military holidays
These are the military holidays observed by all service personnel the Armed Forces:
14 February – Air Force Day
9 May – Victory Day (Great Patriotic War)
26 June – Day of the Armed Forces
5 August – Day of the Azerbaijani Navy
27 September – Memorial Day
18 October – Day of the First Military Unit
8 November – Victory Day
Azerbaijan Military History Museum
Azerbaijan Military History Museum is a structure under the Ministry of Defense. It was established on 10 December 1992 by the order of the Minister of Defense and in accordance with a decree signed on 29 October 1992 "On the transfer of the Museum of Combat Glory of the VI Army Garrison of the Commonwealth of Independent States". Today, the museum displays 5 tanks, 9 armored personnel carriers, 16 artillery pieces, 6 aircraft, 4 helicopters, 6 different military equipment of the Air Force. Currently, the number of exhibits totals 11,000.
Republican Veterans Organization
After the Second World War, veterans movements were launched in Azerbaijan, with the Baku Veterans Committee being established on 10 June 1960. The activity of the committee was limited to Baku until the early 1970s. During the leadership of First Secretary Heydar Aliyev, there was a revival in the veteran movement, during which the committee gradually expanded to the republic. The establishment of the Republican Veterans Organization took place on 21 March 1987. Despite the official registration of the RVO with the Ministry of Justice, the activity of the organization was largely formal due to the tensions in the country with the Karabakh War, as well as the attitude of the government towards Red Army veterans in general. One of the first laws signed by the President Aliyev was the Law "On Veterans" (28 June 1994), which restored the mandate for the RVO.
See also
Judiciary of Azerbaijan
Special Purpose Police Unit
References
Further reading
U.S. Army War College Center for Strategic Leadership, Transformation of the Azerbaijani Armed Forces, October 2008
External links
Official YouTube Channel of Azerbaijani Soldier program
1918 establishments in Azerbaijan
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https://en.wikipedia.org/wiki/Demographics%20of%20Armenia
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Demographics of Armenia
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After registering steady increases during the Soviet period, the population of Armenia declined from its peak value of 3.633 million in 1992 to 2.986 million in 2017.
Whilst the country's population increased steadily during the Soviet Union as a result of periods of repatriation and low emigration rates, it has declined in recent times due to the exodus of peoples following the Soviet break-up. The rates of emigration and population decline, however, have decreased in recent years, and there has been a moderate influx of Armenians returning to Armenia.
Historical statistics
Citing Armenia's conquest and occupation by the Seljuks (11th century) and Mongols (13th–15th centuries), historians Edmund Herzig and Marina Kurkchiyan write "the combination of progressive Turkish (and Kurdish) immigration and Armenian decline, through massacre, famine and emigration, changed the demographic balance in a way that Arab immigration had never done".
As a result of "deliberate relocation policies employed by both the Ottomans and Safavids" during the Ottoman–Safavid War, there was a large-scale displacement of Armenians; Armenians also emigrated "to escape the insecurity and hardship of life in war-torn Armenia". Whilst Shah Abbas I relocated Armenians to Isfahan and "Armenian colonies in other parts of Iran" in 1604–1605, "the Ottomans also removed Armenian artisans to their capital".
Following the Russian annexation, 45,000 Armenians from Persia and 100,000 from the Ottoman Empire migrated to Eastern Armenia, with another 25,000 migrating following the 1878 Russo-Turkish war. As a result of the repatriation, Armenians had regained a majority in their homeland "for the first time in several hundred years". As a result of persecution and massacres in the Ottoman Empire, some 100,000 Armenians immigrated to Eastern Armenia between 1870 and 1910. The areas with Armenian-majorities would later "form the nucleus in the twentieth century of an independent Armenian state".
Historian Sen Hovhannisian writes that during the 80 years of peace during which Eastern Armenia was part of Russia, there was "unprecedented" population growth: it tripled from 161,700 to 496,100 between 1831–1873, and doubled in the following forty years until it reached 1,000,100 in 1913. The population between 1831 and 1913 increased 6.18 times, yielding an average annual growth rate of 10,200 people. Following the outbreak of World War I, the population, which was 1,014,300 in 1914, fell by 20,500 in 1916 due to the Christian population being drafted. As a result of "wars and civil clashes, hunger and diseases" of 1918–1920, 432,000 people (35.8 percent of the population) were "exterminated".
Upon its sovietisation, the territory of modern-day Armenia had a population of some 720,000, a decline of nearly 30 percent—"almost half" consisted of refugees. American historian Richard Pipes states that "according to Soviet estimates, the Armenian population of Transcaucasia declined between 1914 and 1920 by one half million: 200,000 in consequence of Turkish, and, presumably, Communist, massacres, and 300,000 from other causes, mostly famine and disease".
The drastic decline of the population was addressed by the Soviet Armenian government by repatriating displaced Azerbaijanis to districts where they had formed a significant population in Armenia. The Azerbaijani population of Armenia which numbered some 10,000 in 1920 (attributed to the ARF government's expulsion of at least 200,000 Turks and Kurds) rose to 72,596 in 1922 as a result of the return of 60,000 refugees. In addition to this, the Soviet government welcomed 44,000 Armenian refugees from Greece, Iraq, Turkey, and elsewhere throughout the 1920s and 1930s. In 1946–1948, 86,000 Armenians were repatriated to Soviet Armenia to offset the country's wartime losses. At the same time, by agreement of Armenian and Azerbaijani Soviet leaderships, tens of thousands of Azerbaijanis in Armenia were resettled to Azerbaijan to make room for the repatriates.
Human development
According to the 2018 HDI statistical update (with data for 2017), compared to all its neighbouring countries Armenia has:
the lowest coefficient of human inequality,
the lowest gender inequality (ranked 55th on Gender Inequality Index),
highest percentage of men and highest percentage of women with at least some secondary education,
highest share of seats in parliament held by women,
highest share of women who reported to feel safe,
highest GDP growth rate.
Since 1990, Armenia recorded steady growth of average annual HDI scores in every reported period (1990–2000, 2000–2010, 2010–2017).
According to the 2016 Sustainable Society Index, Armenia has a higher rank of Human Wellbeing than all its neighbours. At the same time its Economic Wellbeing rank is below neighbouring countries.
The 2011 census counted 539,394 persons (19.4 percent of the population above 6 years of age) with higher professional education.
Vital statistics
Life expectancy
According to the 2018 HDI statistical update, compared to all its neighbouring countries Armenia has the highest health expenditures as percentage of its GDP and the highest healthy life expectancy at birth.
In 2016, the average life expectancy at birth for males was 71.6 years and for females was 78.3 years, with the average at 75.0 years.
After a setback during 1986–1996, mostly due to the Spitak earthquake, and the First Nagorno-Karabakh War, Armenia regained its position and was consistently among the top three former Soviet republics during 1997–2016, topping the list in 2007.
During the Soviet period, life expectancy was traditionally high in Armenia and topped all other republics of the USSR, and most other countries in Eastern Europe between 1978–1980.
Source: UN
Reproduction indicators
In 2016, natural increase of population comprised 12,366 persons and the crude rate of natural increase reached 4.1%, per 1000 population, decreasing by 0.4 percent compared to the previous year.
After double-digit crude natural increase rates between 1982–1992, rates did not exceed 5.5 after 1998. At a regional level, slightly better rates were recorded in the capital Yerevan, where the value of 5.5 is consistently being surpassed since 2009. Particularly weak is natural increase in Tavush and Syunik provinces, not much better off are Lori and Vayots Dzor provinces.
Fertility Rate (TFR) (Wanted Fertility Rate) and CBR (Crude Birth Rate):
Armenia's Total Fertility Rate at 1.6 was lowest in the Caucasus region in 2017. TFR is expected to stay at 1.6 between 2015–2020, less from 1.7 in years 2010–2015.
The mean age of mothers at birth was 26.8 years and at first birth it was 24.7 years in 2016. Adolescent birth rate, as well as, share of women married aged 18 was lowest in Armenia compared to its neighbouring countries.
In 2016, infant mortality rate (in the first year of their life) was 8.6%, per 1,000 live births.
A study revealed that population growth rate changes were more favourable in Armenia than in its surrounding countries between 2005–2015.
Structure of the population
The median age in 2020 was 36.6 years (male: 35.1, female: 38.3).
36.3 percent of women who gave birth in 2016 had higher education.
Population by Sex and Age Group (Census 12.10.2011):
Population Estimates by Sex and Age Group (01.VII.2019):
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In 2016, households with up to four members prevailed in urban areas throughout Armenia, with the share of such households coming to 70.2 percent in urban communities compared to 60.1 percent in rural communities.
Since the 1960s, Armenia has the highest share of urban population among South Caucasus countries.
Vital statistics summary data
1 The numbers of life births and deaths until 1959 were calculated from the birth rate and death rate, respectively
2 The high number of deaths in 1988 is related to the Spitak earthquake, while in the rest of the 20th century the death rate was equal to the rate of other European countries (excluding England).
3 The population estimate for 2012 has been recalculated on the basis of the 2011 Census.
Current vital statistics
Ethnic groups
In 2002, ethnic minorities included Russians, Assyrians, Ukrainians, Yazidis, Kurds, Iranians, Greeks, Georgians, and Belarusians. There were also smaller communities of Vlachs, Mordvins, Ossetians, Udis, and Tats. Minorities of Poles and Caucasus Germans also exist, though they are heavily Russified.
Languages
Armenian is the sole official language.
As per 2001 census data, Armenian is most widely spoken at 97.7%, Kurdish at 1%, Russian at 0.9%, among others at 0.4%.
As per 2011 census data, native languages were reported as follows: Armenian – 2,956,615, Yezidian – 30,973, Russian – 23,484, Assyrian – 2,402, Kurdish – 2,030.
Armenia is a member of La Francophonie, and hosted its annual summit in 2018.
The largest communities of the Armenian diaspora, are fluent in Russian and English.
Religions
Most Armenians are Christians, primarily of the Apostolic Church rite. Armenia is considered the first nation to officially adopt Christianity, which was first preached in Armenia by two Apostles of Jesus, St. Bartholomew and St. Thaddeus in the 1st century. The Armenian Apostolic Church can trace its roots back to the 3rd and 4th centuries. The country formally adopted the Christian faith in 301 A.D. Over 90 percent of Armenians belong to the Armenian Apostolic Church. Armenia also has a population of Catholics and Evangelical Protestants.
According to the census of 2011, the primary religions in Armenia is the following: Christianity 2,862,366 (94.8%) of whom 2,797,187 Armenian Apostolic (92.5%), 29,280 Evangelical, 13,996 Armenian and Roman (Latin) Catholic, 8,695 Jehovah's Witness, 8,587 Eastern Orthodox (Russian, Ukrainian, Georgian, Greek), 2,874 Molokan (non-Orthodox Russians), 1,733 Assyrian Church of the East (Nestorian), 733 Protestant, 241 Mormon, Yazidism (0.8%), Paganism (0.2%), 812 Islam, 5,299 Other Religion (0.2%), 121,587 No Response (4%).
Migration
Compared to its neighbouring countries, Armenia has the highest share of immigrants (6.5 percent of total population, 2017 data).
The estimated number of population net migration is −24.8 thousand persons, according to the Integrated living conditions survey of households of 2016; for urban population −13.8 thousand and for rural population −11.0 thousand persons.
24.9% of households were involved in external and internal migration processes over the period of 2013– 2016. Migration directions were distributed as follows: 12% – internal, 10.5% – Republic of Artsakh, rest (76.4%) – international (of which 89.8% – Russia). Among household members of age 15 and above, who left their permanent residence in 2013–2016 for 3 months and longer and had not returned as of 2016, 11.9% were in Armenia, 13.0% in Artsakh, and 75.1% in other countries, predominantly in Russia. More than 54% of migrant household members of the age 15 years and above sent money and/ or goods to their families/relatives/friends within 12 months preceding the survey.
According to 2019 UN data, the emigration rate averaged annually around 1.7 per 1000 inhabitants in years 2015–2020 and is expected to remain the same until year 2045. These are below average emigration rate of 11.5 per 1000 in years 2000–2010 and even below the emigration rate of 3.2 per 1000 in years 1980–1985.
Migration during post-Soviet period
It is estimated that 740,000-1,300,000 people left Armenia between 1988 and 2005.
Economically recessed situation in Armenia during the 1990s enhanced the emigration of 125,000 refugees and displaced persons. Human and natural disasters also caused approximately 192,000 individuals to become internally displaced persons in Armenia. Among the disasters, the major impact was the 1988 Spitak earthquake.
After the collapse of the Soviet Union, borders that were once formal, now assumed real significance. Nonetheless, increased political, inter-ethnic, and social tensions prompted more and more people to migrate between Armenia and its neighbouring countries. As a result, approximately 100,000 persons or 3 percent of the country’s population emigrated during the beginning of 1990s.
Refugees and forcibly displaced persons started arriving to Armenia in spring 1988 and continued coming until late 1991. During this time, Armenia gave shelter to approximately 419,000 refugees and displaced persons, 360,000 of whom migrated from Azerbaijan. The rest immigrated from other regions of the former Soviet Union.
Migration flows during the post-soviet period can be divided into 3 stages:
The first stage, prior to 1995, was characterized by mass emigration due to economic reasons, a drop in living standards, and a rapid deterioration in the delivery and quality of public utilities. It is estimated that over 800,000 people emigrated from Armenia during this period and that only 400,000 of them have returned since then.
During the second stage, from 1995 to 2001, emigration decreased, with most of those leaving to be labour migrants in search of better economic and social opportunities. 180,000 people (6 per cent of the population) emigrated from Armenia during these six years These emigrants tended to resettle abroad permanently and were later joined by relatives through family reunification.
The third stage, from 2002 to the present, is marked by a constant yearly increase in the number of persons travelling to and from Armenia. This stage was also characterized by a shift to a positive migration balance.
According to government records, over 55 per cent of all emigrants are unmarried and 60 per cent are males between the ages of 20 and 44 (very few are children and even fewer are elderly people). Most have an educational level far higher than the national average and have no intention of returning to Armenia. Although no hard data exists, emigrant families appear to be even less likely to return.
The emigration of the major part of the Armenian population has brought about important changes. For example, a decrease in the number of people of reproductive age in Armenia has led to a progressive drop in marriages and birth rates. There has also been a considerable change in the ethnic composition of the population in Armenia due to a higher rate of emigration among ethnic minorities.
Wealth and poverty
Inequality
Out of 41 emerging economies, Armenia was among only four, which recorded rising inequality (measured by Gini coefficient) in years 2007–2015.
Wealth
According to Global Wealth Report, prepared by Credit Suisse, mean wealth per adult in Armenia in 2019 is estimated at $19,517 (rising 9 times from estimated $2,177 in year 2000). Mean wealth per adult in Armenia surpasses corresponding values for neighboring countries Georgia and Azerbaijan by over 50%, all CIS countries except Russia and Kazakhstan, and neighboring Iran. Growth rate of mean wealth per adult between 2000 and 2019 with the value of 9 times beats all neighboring countries, most of CIS countries as well as Estonia, Latvia and Lithuania.
Median wealth per adult is reported at $8,309 in 2019, above the world average, rising 9.6 times from $862 in year 2000.
Between 2000 and 2019, average debts per adult grew 28.7 times to $1,261, or 6.5% of wealth per adult (below the 11.9% world average).
55% of adults own less than $10,000, 42.7% — $10,000–$100,000, 2.2% — $100,000–$1 million and 0.1% — over $1 million. The share of adults owning less than $10,000 with the value of 55% is less than corresponding value in each of CIS countries, neighboring Iran and Turkey, as well as the world average. Gini coefficient for wealth is reported at 66.3%, less than 82.4% the European average and 88.5% the world average.
Poverty
As much as 53.5% of the country’s population was officially considered poor in 2004. Poverty fell significantly in the following years amid double-digit economic growth that came to an end with the onset of the global financial crisis in late 2008. It soared to almost 36% in 2010, one year after Armenia’s Gross Domestic Product shrunk by over 14%. Afterwards, there was a decreasing trend throughout the last years reaching 23.5% in 2018, down from 25.7% in 2017.
The poverty indicators in Shirak, Lori, Kotayk, Tavush and Armavir provinces are higher than the country average. The highest poverty rate in the country has been recorded in Shirak province, where 46% of the population is below the poverty line. To overcome poverty, Armenia would need AMD 63.2 billion, or an amount equal to 1.2% of GDP, in addition to the resources already allocated for social assistance, assuming that such assistance would be efficiently targeted to the poor.
In terms of the international poverty line corresponding to US$1.25 in 2005 PPP, poverty in Armenia went down from 19.3% in the year 2001 to 1.5% in the year 2008 and remained nearly unchanged until the year 2015 moving in the range of 1.5% – 2.7%.
See also
Assyrians in Armenia
Censuses of Armenia
Demographics of the Republic of Artsakh
Ethnic minorities in Armenia
Greeks in Armenia
Health in Armenia
List of European countries by population
Lom people
Peoples of the Caucasus
Russians in Armenia
Social protection in Armenia
Yazidis in Armenia
Notes
References
Bibliography
External links
Population cartogram of Armenia
Khachatryan, Anush; Karapetyan, Arsen: "Public Green Space in Armenian Cities: A Legal Analysis" in the Ccaucasus Analytical Digest No. 23
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Politics of Armenia
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The politics of Armenia take place in the framework of the parliamentary representative democratic republic of Armenia, whereby the president of Armenia is the head of state and the prime minister of Armenia the head of government, and of a multi-party system. Executive power is exercised by the president and the Government. Legislative power is vested in both the Government and Parliament.
History
Armenia became independent from the Russian Empire on 28 May 1918 as the Republic of Armenia, later referred as First Republic of Armenia. About a month before its independence Armenia was part of short lived Transcaucasian Democratic Federative Republic. Suffering heavy losses during the Turkish invasion of Armenia and after the Soviet invasion of Armenia, the government of the First Republic resigned on 2 December 1920. Soviet Russia reinstalled its control over the country, which later became part of the Transcaucasian SFSR. The TSFSR was dissolved in 1936 and Armenia became a constituent republic of the Soviet Union known as the Armenian SSR, later also referred as the Second Republic of Armenia.
During the dissolution of the Soviet Union the population of Armenia voted overwhelmingly for independence following the 1991 Armenian independence referendum. It was followed by a presidential election in October 1991 that gave 83% of the votes to Levon Ter-Petrosyan. Earlier in 1990, when the National Democratic Union party defeated the Armenian Communist Party, he was elected Chairman of the Supreme Council of Armenia. Ter-Petrosyan was re-elected in 1996. Following public discontent and demonstrations against his policies on Nagorno-Karabakh, the President resigned in January 1998 and was replaced by Prime Minister Robert Kocharyan, who was elected as second President in March 1998. Following the assassination of Prime Minister Vazgen Sargsyan, parliament Speaker Karen Demirchyan and six other officials during parliament seating on 27 October 1999, a period of political instability ensued during which an opposition headed by elements of the former Armenian National Movement government attempted unsuccessfully to force Kocharyan to resign. In May 2000, Andranik Margaryan replaced Aram Sargsyan (a brother of assassinated Vazgen Sargsyan) as Prime Minister.
Kocharyan's re-election as president in 2003 was followed by widespread allegations of ballot-rigging. He went on to propose controversial constitutional amendments on the role of parliament. These were rejected in a referendum the following May. Concurrent parliamentary elections left Kocharyan's party in a very powerful position in the parliament. There were mounting calls for the President's resignation in early 2004 with thousands of demonstrators taking to the streets in support of demands for a referendum of confidence in him.
The Government of Armenia's stated aim is to build a Western-style parliamentary democracy. However, international observers have questioned the fairness of Armenia's parliamentary and presidential elections and constitutional referendum between 1995 and 2018, citing polling deficiencies, lack of cooperation by the Electoral Commission, and poor maintenance of electoral lists and polling places. Armenia is considered one of the most democratic nations of the Commonwealth of Independent States.
The observance of human rights in Armenia is uneven and is marked by shortcomings. Police brutality allegedly still goes largely unreported, while observers note that defendants are often beaten to extract confessions and are denied visits from relatives and lawyers. Public demonstrations usually take place without government interference, though one rally in November 2000 by an opposition party was followed by the arrest and imprisonment for a month of its organizer. Freedom of religion is not always protected under existing law. Nontraditional churches, especially the Jehovah's Witnesses, have been subjected to harassment, sometimes violently. All churches apart from the Armenian Apostolic Church must register with the government, and proselytizing was forbidden by law, though since 1997 the government has pursued more moderate policies. The government's policy toward conscientious objection is in transition, as part of Armenia's accession to the Council of Europe.
Armenia boasts a good record on the protection of national minorities, for whose representatives (Assyrians, Kurds, Russians and Yazidis) four seats are reserved in the National Assembly. The government does not restrict internal or international travel.
Transition to a parliamentary republic
In December 2015, the country held a referendum which approved transformation of Armenia from a semi-presidential to a parliamentary republic.
As a result, the president was stripped of his veto faculty and the presidency was downgraded to a figurehead position elected by parliament every seven years. The president is not allowed to be a member of any political party and re-election is forbidden.
Skeptics saw the constitutional reform as an attempt of third president Serzh Sargsyan to remain in control by becoming Prime Minister after fulfilling his second presidential term in 2018.
In March 2018, the Armenian parliament elected Armen Sarkissian as the new President of Armenia. The controversial constitutional reform to reduce presidential power was implemented, while the authority of the prime minister was strengthened. In May 2018, parliament elected opposition leader Nikol Pashinyan as the new prime minister. His predecessor Serzh Sargsyan resigned two weeks earlier following widespread anti-government demonstrations.
In June 2021, early parliamentary elections were held. Nikol Pashinyan's Civil Contract party won 71 seats, while 29 went to the Armenia Alliance headed by former President Robert Kocharyan. The I Have Honor Alliance, which formed around another former president, Serzh Sargsyan, won seven seats. After the election, Armenia's acting Prime Minister Nikol Pashinyan was officially appointed to the post of prime minister by the country's president Armen Sarkissian. In January 2022, Armenian President Armen Sarkissian resigned from office, stating that the constitution does no longer give the president sufficient powers or influence. On 3 March 2022, Vahagn Khachaturyan was elected as the fifth president of Armenia in the second round of parliamentary vote.
Government
|President
|Vahagn Khachaturyan
|Independent
|13 March 2022
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|Prime Minister
|Nikol Pashinyan
|Civil Contract
|8 May 2018
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Legislative branch
The unicameral National Assembly of Armenia (Azgayin Zhoghov) is the legislative branch of the government of Armenia.
Before the 2015 Armenian constitutional referendum, it was initially made of 131 members, elected for five-year terms: 41 members in single-seat constituencies and 90 by proportional representation. The proportional-representation seats in the National Assembly are assigned on a party-list basis among those parties that receive at least 5% of the total of the number of the votes.
Following the 2015 referendum, the number of MPs was reduced from the original 131 members to 101 and single-seat constituencies were removed.
Political parties and elections
The electoral threshold is currently set at 5% for single parties and 7% for blocs.
Latest national elections
Latest presidential elections
Independent agencies
Independent of three traditional branches are the following independent agencies, each with separate powers and responsibilities:
the Constitutional Court of Armenia
the Central Electoral Commission of Armenia
the Human Rights Defender of Armenia
the Central Bank of Armenia
the Prosecutor General of Armenia
the Audit Chamber of Armenia
Corruption
Transparency International's 2021 Corruption Perceptions Index ranked Armenia 58th out of 180 in the world with 49 points (the same number of points as 2020), this has pushed the country up from being ranked at 60th in 2020. According to Transparency International, Armenia has improved significantly on the Corruption Perception Index since 2012, especially since the 2018 revolution, the country has taken steps to counter corruption. Further mentioning that "Armenia has taken a gradual approach to reform, resulting in steady and positive improvements in anti-corruption. However, safeguarding judicial independence and ensuring checks and balances remain critical first steps in its anti-corruption efforts. The effectiveness of those efforts is additionally challenged by the current political and economic crisis as a result of the recent Nagorno Karabakh conflict and the subsequent protests against Prime Minister Nikol Pashinyan over a ceasefire deal".
In 2008, Transparency International reduced its Corruption Perceptions Index for Armenia from 3.0 in 2007 to 2.9 out of 10 (a lower score means more perceived corruption); Armenia slipped from 99th place in 2007 to 109th out of 180 countries surveyed (on a par with Argentina, Belize, Moldova, Solomon Islands, and Vanuatu).
See also
Constitution of Armenia
Constitutional economics
Elections in Armenia
Foreign relations of Armenia
List of political parties in Armenia
Politics of Artsakh
Programs of political parties in Armenia
Rule according to higher law
Notes
References
External links
Global Integrity Report: Armenia has information on anti-corruption efforts
Petrosyan, David: "The Political System of Armenia: Form and Content" in the Caucasus Analytical Digest No. 17
Control Chamber of The Republic of Armenia
Armenian language document
National Assembly of the Republic of Armenia | Official Web Site | parliament.am
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Economy of Armenia
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The economy of Armenia grew by 12.6% in 2022, according to the country's Statistical Committee and the International Monetary Fund. Total output amounted to 8.5 trillion Armenian drams, or $19.5 billion. At the same time, Armenia's foreign trade turnover significantly accelerated in growth from 17.7% in 2021 to 68.6% in 2022.
GDP contracted sharply in 2020 by 7.2%, mainly due to the COVID-19 recession and the war against Azerbaijan. In contrast it grew by 7.6 per cent in 2019, the largest recorded growth since 2007, while between 2012 and 2018 GDP grew 40.7%, and key banking indicators like assets and credit exposures almost doubled.
While part of the Soviet Union, the economy of Armenia was based largely on industry—chemicals, electronic products, machinery, processed food, synthetic rubber and textiles; it was highly dependent on outside resources. Armenian mines produce copper, zinc, gold and lead. The vast majority of energy is produced with imported fuel from Russia, including gas and nuclear fuel for Armenia's Metsamor nuclear power plant. The main domestic energy source is hydroelectric. Small amounts of coal, gas and petroleum have not yet been developed.
The severe trade imbalance has been offset somewhat by international aid, remittances from Armenians abroad, and foreign direct investment. Armenia is a member of the Eurasian Economic Union and ties with Russia remain close, especially in the energy sector.
Overview
Under the old Soviet central planning system, Armenia had developed a modern industrial sector, supplying machine tools, textiles, and other manufactured goods to sister republics in exchange for raw materials and energy. Since the implosion of the USSR in December 1991, Armenia has switched to small-scale agriculture away from the large agroindustrial complexes of the Soviet era. The agricultural sector has long-term needs for more investment and updated technology. Armenia began borrowing soon after declaring independence. In 2000, Armenian governmental debt reached its greatest level relative to GDP (49.3 percent of GDP).
Armenia is a food importer, and its mineral deposits (gold and bauxite) are small. The ongoing conflict with Azerbaijan over the ethnic Armenian-dominated region of Nagorno-Karabakh and the breakup of the centrally directed economic system of the former Soviet Union contributed to a severe economic decline in the early 1990s. Political instability and the threat of war placed a significant strain on economic development. Despite robust growth in recent years, the problem of geopolitical uncertainty resurfaced during the 2020 war, contributing to a 7.2% drop in GDP. Armenia's public debt rose to 67.4% in 2020, but fell below 50% again in 2022.
Global competitiveness
In the 2020 report of Index of Economic Freedom by Heritage Foundation, Armenia is classified as "mostly free" and ranks 34th, improving by 13 positions and ahead of all other Eurasian Economic Union countries and several EU countries including Cyprus, Bulgaria, Romania, Poland, Belgium, Spain, France, Portugal and Italy.
In the 2019 report (data for 2017) of Economic Freedom of the World published by Fraser Institute Armenia ranks 27th (classified most free) out of 162 economies.
In the 2019 report of Global Competitiveness Index Armenia ranks 69th out of 141 economies.
In the 2020 report (data for 2019) of Doing Business Index Armenia ranks 47th with 10th rank on "starting business" sub-index.
In the 2019 report (data for 2018) of Human Development Index by UNDP Armenia ranked 81st and is classified into "high human development" group.
In the 2021 report (data for 2020) of Corruption Perceptions Index by Transparency International Armenia ranked 60 of 179 countries.
History of the modern Armenian economy
At the beginning of the 20th century, the territory of present-day Armenia was an agricultural region with some copper mining and cognac production. From 1914 through 1921, Caucasian Armenia suffered from genocide of about 1.5 million Armenian inhabitants
on their own homeland which obviously caused total property and financial collapse when all their assets and belongings were forcibly taken away by the Turks the consequences of which after 105 years to this day remain incalculable, revolution, the influx of refugees from Turkish Armenia, disease, hunger and economic misery. About 200,000 people died in 1919 alone. At that point, only American relief efforts saved Armenia from total collapse. Thus, Armenians went from being one of the wealthiest ethnic groups in the region to suffering from poverty and famine. Armenians were the second richest ethnic group in Anatolia after the Greeks, and they were heavily involved in very high productive sectors such as banking, architecture, and trade. However, after the mass killings of Armenian intellectuals in April 1915 and the genocide targeted towards the whole Armenian population left the people and the country in ruins. The genocide was responsible for the loss of many high-quality skills that the Armenians possessed.
The first Soviet Armenian government regulated economic activity stringently, nationalizing all economic enterprises, requisitioning grain from peasants, and suppressing most private market activity. This first experiment of state control ended with the advent of Soviet leader Vladimir Lenin's New Economic Policy (NEP) of 1921–1927. This policy continued state control of the large enterprises and banks, but peasants could market much of their grain, and small businesses could function. In Armenia, the NEP years brought partial recovery from the economic disaster of the post-World War I period. By 1926 agricultural production in Armenia had reached nearly three-quarters of its prewar level.
By the end of the 1920s, Stalin's regime had revoked the NEP and re-established the centralised state monopoly on all economic activity. Once this occurred, the main goal of the Soviet economic policy in Armenia was to turn a predominantly agrarian and rural republic into an industrial and urban one. Among other restrictions, peasants now were forced to sell nearly all of their output to state procurement agencies rather than at the open market. From the 1930s through the 1960s, an industrial infrastructure has been constructed. Besides hydroelectric plants and canals, roads were built and gas pipelines were laid to bring fuel and food from Azerbaijan and Russia.
The Stalinist command economy, in which market forces were suppressed and all orders for production and distribution came from the state authorities, survived in all its essential features until the fall of the Soviet regime in 1991. In the early stages of the communist economic revolution, Armenia underwent a fundamental transformation into a "proletarian" society. Between 1929 and 1939, the percentage of Armenia's work force categorised as industrial workers grew from 13% to 31%. By 1935 industry supplied 62% of Armenia's economic production. Highly integrated and sheltered within artificial barter economy of the Soviet system from the 1930s until the end of the communist era, the Armenian economy showed few signs of self-sufficiency at any time during that period. In 1988, Armenia produced only 0.9% of the net material product of the Soviet Union (1.2% of industry, 0.7% of agriculture). The republic retained 1.4% of total state budget revenue, delivered 63.7% of its NMP to other republics, and exported only 1.4% of what it produced to markets outside the Soviet Union.
Agriculture accounted for only 20% of net material product and 10% of employment before the breakup of the Soviet Union in 1991.
Armenia's industry was especially dependent on the Soviet military-industrial complex. About 40% of all enterprises in the republic were devoted to defense, and some factories lost 60% to 80% of their business in the last years of the Soviet Union, when massive cuts were made in the national defense expenditures. As the republic's economy faced the prospects of competing in world markets in the mid 1990s, the great liabilities of Armenia's industry were its outdated equipment and infrastructure and the pollution emitted by many of the country's heavy industrial plants.
The economic downturn that began in 1989 worsened dramatically in 1992. According to statistics, the GDP declined by 37.5 percent in 1991 compared to 1990, and all sectors contributing to the GDP decreased in production. The collapse of industry in favor of agriculture, whose products were mostly imported throughout the Soviet period, changed the structure of sectoral contributions to GDP.
In 1991, Armenia's last year as a Soviet republic, national income fell 12% from the previous year, while per capita gross national product was 4,920 rubles, only 68% of the Soviet average. In large part due to the earthquake of 1988, the Azerbaijani blockade that began in 1989 and the collapse of the international trading system of the Soviet Union, the Armenian economy of the early 1990s remained far below its 1980 production levels. In the first years of independence (1992–93), inflation was extremely high, productivity and national income dropped dramatically, and the national budget ran large deficits.
A period of chronic shortages, was the first stage of price deregulation, which allowed goods to stay in Armenia as opposed to being exported for better prices; the inflation rates were 10 percent in 1990, 100 percent in 1991, and 642.5 percent during the first four months of 1992, compared with the first four months of 1991. Thus, there were two opposing dynamics: price increases in response to shortages and falling incomes due to the recession and unemployment.
Post-communist economic reforms
Armenia introduced elements of the free market and privatisation into their economic system in the late 1980s, when Mikhail Gorbachev began advocating economic reform. To supply the country's basic needs, the first decision was land reform and the privatization of land. This allowed for the emergence of small-parcel agriculture supplying markets and supporting self-sustenance during the period of shortages. Cooperatives were set up in the service sector, particularly in restaurants, although substantial resistance came from the Communist Party of Armenia (CPA) and other groups that had enjoyed privileged position in the old economy. In the late 1980s, much of Armenia's economy already was opening either semi-officially or illegally, with widespread corruption and bribery. The so-called mafia, made up of interconnected groups of powerful officials and their relatives and friends, sabotaged the efforts of reformers to create a lawful market system. When the December 1988 earthquake brought millions of dollars of foreign aid to the devastated regions of Armenia, much of the money went to corrupt and criminal elements.
Beginning in 1991, the democratically elected government pushed vigorously for privatisation and market relations, although its efforts were frustrated by the old ways of doing business in Armenia, the Azerbaijani blockade, and the costs of the First Nagorno-Karabakh War. In 1992, the Law on the Programme of Privatisation and Decentralisation of Incompletely Constructed Facilities established a state privatisation committee, with members from all political parties. In middle 1993, the committee announced a two-year privatisation programme, whose first stage would be privatisation of 30% of state enterprises, mostly services and light industries. The remaining 70%, including many bankrupt, nonfunctional enterprises, were to be privatised in a later stage with a minimum of government restriction, to encourage private initiative. For all enterprises, the workers would receive 20% of their firm's property free of charge; 30% would be distributed to all citizens by means of vouchers; and the remaining 50% was to be distributed by the government, with preference given to members of the labour organisations. A major problem of this system, however, was the lack of supporting legislation covering foreign investment protection, bankruptcy, monopoly policy, and consumer protection.
In the first post-communist years, efforts to interest foreign investors in joint enterprises were only moderately successful because of the blockade and the energy shortage. Only in late 1993 was a department of foreign investment established in the Ministry of Economy, to spread information about Armenia's investment opportunities and improve the legal infrastructure for investment activity. A specific goal of this agency was creating a market for scientific and technical intellectual property.
A few Armenians living abroad made large-scale investments. Besides a toy factory and construction projects, diaspora Armenians built a cold storage plant (which in its first years had little produce to store) and established the American University of Armenia in Yerevan to teach the techniques necessary to run a market economy.
Armenia was admitted to the International Monetary Fund in May 1992 and to the World Bank in September. A year later, the government complained that those organisations were holding back financial assistance and announced its intention to move toward fuller price liberalisation, and the removal of all tariffs, quotas, and restrictions of foreign trade. Although privatisation had slowed because of catastrophic collapse of the economy, Prime Minister Hrant Bagratyan informed the United States officials in the fall of 1993 that plans had been made to embark on a renewed privatisation programme by the end of the year.
Like other former states, Armenia's economy suffers from the legacy of a centrally planned economy and the breakdown of former Soviet trading patterns. Soviet investment in and support of Armenian industry has virtually disappeared, so that few major enterprises are still able to function. In addition, the effects of the 1988 earthquake, which killed more than 25,000 people and made 500,000 homeless, are still being felt. Although a cease-fire has held since 1994, the conflict with Azerbaijan over Nagorno-Karabakh has not been resolved. The consequent blockade along both the Azerbaijani and Turkish borders has devastated the economy, because of Armenia's dependence on outside supplies of energy and most raw materials. Land routes through Azerbaijan and Turkey are closed; routes through Georgia and Iran are adequate and reliable. In 1992–93, the GDP had fallen nearly 60% from its 1989 level. The national currency, the dram, suffered hyperinflation for the first few years after its introduction in 1993.
Armenia has registered strong economic growth since 1995 and inflation has been negligible for the past several years. New sectors, such as precious stone processing and jewelry making and communication technology (primarily Armentel, which is left from the USSR era and is owned by external investors). This steady economic progress has earned Armenia increasing support from international institutions. The International Monetary Fund (IMF), World Bank, EBRD, as well as other international financial institutions (IFIs) and foreign countries are extending considerable grants and loans. Total loans extended to Armenia since 1993 exceed $800 million. These loans are targeted at reducing the budget deficit, stabilizing the local currency; developing private businesses; energy; the agriculture, food processing, transportation, and health and education sectors; and ongoing rehabilitation work in the earthquake zone.
By 1994, however, the Armenian government had launched an ambitious IMF-sponsored economic liberalization program that resulted in positive growth rates in 1995–2005. The economic growth of Armenia expressed in GDP per capita was one of strongest in the CIS. GDP went from $350 to more than $800 on average between 1995 and 2003. Three principal factors explain this result: the credibility of the macroeconomic policies of stabilization, the correction effect following the depression, and the importance of external transfers, in particular since 2000. Armenia became a member of the World Trade Organization (WTO) in January 2003. Armenia also has managed to slash inflation, stabilize its currency, and privatize most small- and medium-sized enterprises. Armenia's unemployment rate, however, remains high, despite strong economic growth.
The chronic energy shortages Armenia suffered in the early and mid-1990s have been offset by the energy supplied by one of its nuclear power plants at Metsamor. Armenia is now a net energy exporter, although it does not have sufficient generating capacity to replace the Metsamor nuclear plant, which is under international pressure to close due to its old design. The European Union had classified the VVER 440 Model V230 light-water-cooled reactors as the "oldest and least reliable" category of all the 66 Soviet reactors built in the former Eastern Bloc. However the IAEA has found that the Metsamor NPP has adequate safety and can function beyond its design lifespan.
The country's electricity distribution system was privatized in 2002.
Outperforming GDP growth
According to official preliminary data GDP grew by 7.6 per cent in 2019, largest recording growth since 2008.
Nominal GDP per capita was approximately $4,196 in 2018 and is expected to reach $8,283 in 2023, surpassing neighbouring Azerbaijan and Georgia.
With 8.3% Armenia recorded highest degree of GDP growth among Eurasian Economic Union countries in 2018 January–June against the same period of 2017.
Earlier, the economy of Armenia grew by 7.5% in 2017 and reached a nominal GDP of $11.5 billion per annum, while per capita figure grew by 10.1% and reached $3880. With 7.29% Armenia was second best in GDP per capita growth terms in Europe and Central Asia in 2017.
Armenian GDP PPP (measured in current international dollar) grew total of 316% per capita in the years 2000-2017 becoming 6th best worldwide in these terms.
GDP grew 40.7% between 2012 and 2018, and key banking indicators like assets and credit exposures almost doubled.
2020 recession
The Armenian economy performed poorly in 2020, and contracted by 7.2% after years of consecutive growth. The two biggest contributing factors were the COVID-19 recession and the Second Nagorno-Karabakh War. In the first half of 2020, the Armenian economy was negatively impacted by the economic restrictions that were implemented in response to the COVID-19 pandemic. These restrictions included a stay-at-home order, an indoor social distancing requirement, and a mask mandate. These restrictions had a negative impact on businesses; according to the World Bank, individual consumption dropped by 9% in the first six months of 2020 due to the stay-at-home order.
The economy was further impacted by the war against Azerbaijan later in the year. Early in the war, the central government mobilized the country by converting private businesses into public ones, producing masks and military equipment. During this time, many factories were converted from private-use to public, which further negatively impacted the nation's economic output.
Main sectors of economy
Agricultural sector
Armenia produced in 2018:
415 thousand tons of potato;
199 thousand tons of vegetable;
187 thousand tons of wheat;
179 thousand tons of grape;
138 thousand tons of tomato;
126 thousand tons of watermelon;
124 thousand tons of barley;
109 thousand tons of apple;
104 thousand tons of apricot (12th largest world producer);;
89 thousand tons of cabbage;
54 thousand tons of sugar beet;
52 thousand tons of peach;
50 thousand tons of cucumber;
39 thousand tons of onion;
In addition to smaller productions of other agricultural products.
As of 2010, the agricultural production comprises on average 25 percent of Armenia's GDP. In 2006, the agricultural sector accounted for about 20 percent of Armenia's GDP.
Armenia's agricultural output dropped by 17.9 percent in the period of January–September 2010. This was owing to bad weather, a lack of a government stimulus package, and the continuing effects of decreased agricultural subsidies by the Armenian government (per WTO requirements). In addition, the share of agriculture in Armenia's GDP hovered around 17.9% until 2012 according to the World Bank. Then already in 2013 the share of it was a bit higher comprising 18.43%. Afterwards a declining trend was registered in the period of 2013-2017 reaching to around 14.90% in 2017. By comparing the share of agriculture as a component of GDP with the neighboring countries (Georgia, Azerbaijan, Turkey, Iran) one can notice that the percentage is highest for Armenia. As of 2017 the contribution of agriculture to the GDP for the neighboring countries was 6.88, 5.63, 6.08 and 9.05 respectively.
In 2022, the industry with the highest number of companies registered in Armenia is Services with 1,907 companies followed by Wholesale Trade and Manufacturing with 510 and 408 companies respectively.
Mining
In 2017, mining industry output with grew by 14.2% to 172 billion AMD at current prices and run at 3.1% of Armenia's GDP.
In 2017, mineral product (without precious metals and stones) exports grew by 46.9% and run at US$692 million, which comprised 30.1% of all exports.
Construction sector
Real estate transactions count grew by 36% in September 2019 compared to September 2018. Also, the average market value of one square meter of housing in apartment buildings in Yerevan in September 2019 grew by 10.8% from September 2018.
In 2017, construction output increased by 2.2% reaching 416 billion AMD.
Armenia experienced a construction boom during the latter part of the 2000s. According to the National Statistical Service, Armenia's booming construction sector generated about 20 percent of Armenia's GDP during the first eight months of 2007. According to a World Bank official, 30 percent of Armenia's economy in 2009 came from the construction sector.
However, during the January to September 2010 period, the sector experienced a 5.2 percent year-on-year decrease, which according to the Civilitas Foundation is an indication of the unsustainability of a sector based on an elite market, with few products for the median or low budgets. This decrease comes despite the fact that an important component of the government stimulus package was to support the completion of ongoing construction projects.
Energy
In 2017, electricity generation increased by 6.1% reaching 7.8 billion KWh.
Digital economy
The digital economy is a branch of the economy based on digital computing technologies. The digital economy is sometimes referred to as the Internet economy or the web economy. The digital economy is often intertwined with the traditional economy, making it difficult to distinguish between them. Aimed at the sector's development on November 15, 2021, the Silicon Mountains Summit dedicated to introducing intelligent solutions in the economy was held in Yerevan. The main topic of the summit was the prospect of digitalization of the economy in Armenia. The main driving force of this sphere in Armenia is the banks. Digital transformation is a necessity for banks and financial institutions. At the moment, ACBA Bank is the leader․
Industrial sector
In 2017, industrial output increased by 12.6% annually reaching 1661 billion AMD.
Industrial output was relatively positive throughout 2010, with year-on-year average growth of 10.9 percent in the period January to September 2010, due largely to the mining sector where higher global demand for commodities led to higher prices. According to the National Statistical Service, during the January–August 2007 period, Armenia's industrial sector was the single largest contributor to the country's GDP, but remained largely stagnant with industrial output increasing only by 1.7 percent per year. In 2005, Armenia's industrial output (including electricity) made up about 30 percent of GDP.
Services sector
In the 2000s, along with the construction sector, the services sector was the driving force behind Armenia's recent high economic growth rate.
Between 2017 and 2019, Armenia's economy increased fast, with annual rate of GDP growth averaging 6.8 percent. Following the political realignment of 2018, prudent macroeconomic policy helped develop a track record of macroeconomic stability and an enhanced business environment. In Armenia, the service sector in 2020 reduced volumes by 14.7%, against 15% growth a year earlier, amounting to 1.7 trillion drams ($3.5 billion). According to the Statistical Committee, a negative trend was recorded in all service segments except finance, as well as information and communication.
Retail trade
In 2010, retail trade turnover was largely unaltered compared to 2009. The existing monopolies throughout the retail sector have made the sector non-responsive to the crisis and resulted in near zero growth. The aftermath of the crisis has started to shift the structure in the retail sector in favor of food products.
Nowadays(2019), Armenia has improved standards of living and growing income, which brought to the improvement of retail sector in Armenia. retail sector has the highest employment level. While the sector improves, currently the major sector is still in Yerevan, and not in the other cities of Armenia. The development that happened in this sector was the opening of Dalma Garden Mall, and later Yerevan mall, Rio mall and Rossia mall, which dramatically increased the quality of retail in Yerevan. Currently there is a new development, as in Gyumri there is a new mall opened called Shirak Mall. Another reason for the development of the retail is the development that happened in the banking industry. Today people can easily get financial assistance from the banks right to their credit cards, without visiting the bank.
Information and Communication Technologies
As of February 2019 nearly 23 thousand employees were counted in ICT sector. With 404 thousand AMD they enjoyed highest pay rate among surveyed sectors of economy. Average salaries in pure IT sector (excluding communications sub-sector) stood at 582 thousand AMD.
Financial Services
In January 2019 there were 20.5 thousand employees registered in the financial sector.
According to Moody's, robust economic growth will benefit banks with GDP growth remaining robust at around 4.5% in 2019–20.
Industry report on banking sector prepared by AmRating presents slightly varying figures for some of above data.
Tourism
Tourism in Armenia has been a key sector to the Armenian economy since the 1990s when tourist numbers exceeded half a million people visiting the country every year (mostly ethnic Armenians from the Diaspora). The Armenian Ministry of Economy reports that most international tourists come from Russia, EU states, the United States and Iran. Though relatively small in size, Armenia has four UNESCO world heritage sites.
Despite internal and external problems, the number of incoming tourists has been continually increasing. 2018 saw a record high of over 1.6 million inbound tourists.
In 2018, receipts from international tourism amounted to $1.2 billion, nearly twice the value for 2010. In per capita terms these stood at $413, ahead of Turkey and Azerbaijan, but behind Georgia.
In 2019, the largest growth at 27.2% was shown by accommodation and catering sector, which came as a result of the growth of tourist flows.
Financial system
Foreign debt
The amount of interest paid on the public debt rose significantly (from AMD 11 billion in 2008 to AMD 46.5 billion in 2013), as did the amount of principle repayments (from annual repayments of US$15–16 million in 2005-2008 exceeding US$150 million in 2013). This is a significant financial load on the state budget. Because of additional borrowings and lower concessionality of new loans, the burden might rise in the future years.
In 2019, the Armenian government planned to obtain about $490 million in fresh loans rising public debt to about $7.5 billion. Just over $6.9 billion of that would be the government's debt.
After reaching nearly 60.0 per cent of GDP, the public debt to GDP ratio decreased by approximately three percentage points in 2018 compared with a year before and stood at 55.7 per cent at the end of 2018.
The government's public debt at the end of 2019 stood at $6.94 billion, making 50.3% of its GDP.
In March 2019, sovereign debt comprised $5488 million, $86.5 million (about 2%) less than a year ago.
Other sources quote Armenia's debt at $10.8 billion in September 2018, possibly including non-public debt too.
In 2018, debt-to-GDP ratio stood at 55.7% down from 58.7% in 2017.
Armenia revised the country's fiscal rules in 2018, setting a permissible threshold for public debt in the amount of 40, 50 and 60% of GDP. At the same time, it established that in case of force majeure situations such as natural disasters, wars, the government will be allowed to exceed this threshold.
The debt rose by $863.5 million in 2016 and by another $832.5 million in 2017. It totalled just $1.9 billion before the 2008-2009 (13.5% of GDP) global financial crisis that plunged the county into a severe recession.
Exchange rate of national currency
National Statistics Office publishes official reference exchange rates for each year.
Inflation
For 2023, the IMF forecasts inflation at 3.5%, which is below most neighbouring countries.
The Armenian government projects inflation at 2.7% in 2019.
The inflation rate in Armenia in 2020 was 1.21 percent, a 0.23 percent decrease over 2019, in 2019 was 1.44 percent, a 1.08 percent decrease over 2018, in 2018 was 2.52 percent, up 1.55 percent from 2017 and in 2017 was 0.97 percent, a 2.37 percent rise from 2016.
Cash remittances
Cash remittances sent back home from Armenians working abroad — mostly in Russia and the United States — contribute significantly to Armenia's Gross Domestic Product making up 14% of GDP in 2018. They help Armenia sustain double-digit economic growth and finance its massive trade deficit.
In 2008, transfers reached record high of $2.3 billion. In 2015, they reached 10-year low at $1.6 billion. In 2018, they run at round $1.8 billion. $0.8 billion were transferred in first half of 2019. According to CBA their impact on economy is decreasing, as GDP grows at outperforming rate.
Net private transfers decreased in 2009, but saw a continuous increase during the first six months of 2010. Since private transfers from the Diaspora tend to be mostly injected into consumption of imports and not in high value-added sectors, the transfers have not resulted in sizeable increases in productivity.
According to the Central Bank of Armenia, during the first half of 2008, cash remittances sent back to Armenia by Armenians working abroad rose by 57.5 percent and totaled US$668.6 million, equivalent to 15 percent of the country's first-half Gross Domestic Product. However, the latter figures only represent cash remittances processed through Armenian commercial banks. According to RFE/RL, comparable sums are believed to be transferred through non-bank systems, implying that cash remittances make up approximately 30 percent of Armenia's GDP in the first half of 2008.
In 2007, cash remittances through bank transfers rose by 37 percent to a record-high level of US$1.32 billion. According to the Central Bank of Armenia, in 2005, cash remittances from Armenians working abroad reached a record-high level of $1 billion, which is worth more than one fifth of the country's 2005 GDP.
Banking
The central bank has set additional capital buffers in the banking sector. In force since April 2019, the regulator set three buffers exceeding the current capital adequacy requirement compliant with the Basel III regulation: a capital conservation buffer, a counter-cyclical capital buffer and a systemic risk buffer. Full implementation of the buffers over the course of the next few years will strengthen the financial sector's resistance to economic shocks and help increase the efficiency of macroprudential policies.
Armenian banks' lending grew by 10 percent in 2019.
Microfinance
The establishment of Microfinance Institutions in Armenia was dependent on them making a complementary effort to fill the gap in the financial services sector. Its primary goal was to deal with the rising unemployment and poverty brought on by transitory shock. In this context, self-employment in the country emerged as one of the best options to unemployment. Commercial banking institutions in Armenia overlooked micro-business enterprises that lacked credit histories and sufficient funding. Microfinance has been proposed as an adaptable instrument to assist people in transition economies take advantage of new opportunities.
Government revenues and taxation
Government revenues
In August 2019 Moody's Investors Service upgraded Armenia to Ba3 rating with stable outlook.
According to the National Statistical Service, Armenia's government debt stood at AMD 3.1 trillion (about $6,4 billion, including $5,1 billion of external debt) as of November 30, 2017. Armenia's debt-to-GDP ratio will drop by 1% in 2018 according to finance minister.
In Armenia's external debt ($5.5 billion as of January 1, 2018), the arrears for multi-country credit programs dominate - 66.2% or $3.6 billion, followed by debt on bilateral loan programs - 17.5% or $958.9 million and investments of non-residents in Armenian Eurobonds - 15,4% or $844.9 million.
For the whole Armenian economy and international commerce, 2020 was a year of decline. In a variety of areas, Armenian commodities are being exported and imported at a lower rate. According to the Armenian Statistical Committee, Armenia exported goods worth $2.544 billion in 2020, a fall of 3.9 percent from 2019. Armenia imported items worth 4.559 billion dollars in 2020, down 17.7% from the previous year.The volume of Armenia's international trade has varied throughout the previous 10 years.
Taxation
Employee income tax
From January 1, 2020, Armenia will switch to a flat income taxation system, which, regardless of the amount will tax wages at 23%. Moreover, until 2023 the taxation rate will gradually decrease from 23% to 20%.
Corporate income tax
The reform adopted in June 2019, aims to boost medium-term economic activity and to increase tax compliance. Among other measures, the corporate income tax was reduced by two percentage points to 18.0 per cent and the tax on dividends for non-resident organisations halved to 5.0 per cent.
Special taxation for small business
From January 1, 2020, the republic will abandon two alternative tax systems - self-employed and family entrepreneurship. They will be replaced by micro-entrepreneurship with a non-taxable threshold of up to 24 million drams. Business entities that carry out specialized activities, in particular, accounting, advocacy, and consulting will not be considered as micro-business entities. Micro business will be exempted from all types of taxes other than income tax, which will be 5 thousand drams per employee.
Value-added tax
Over half of the tax revenues in the January–August 2008 time period were generated from value-added taxes (VAT) of 20%. By comparison, corporate profit tax generated less than 16 percent of the revenues. This suggests that tax collection in Armenia is improving at the expense of ordinary citizens, rather than wealthy citizens (who have been the main beneficiaries of Armenia's double-digit economic growth in recent years).
VAT (Value Added Tax): In Armenia, VAT-paying individuals subtract the VAT paid on their inputs from the VAT levied on their sales and account to the tax authorities for the difference. The standard rate of VAT on domestic sales of goods and services, as well as imports importation, is 20%. Exports of products and services are not taxed.
Foreign trade, direct investments and aid
Foreign trade
Exports
According to the National Statistical Committee, in 2018, exports amounted to $2.411.9 billion, having grown by 7.8% from the previous year. After a boom of almost 93% in 2022, the IMF expects exports of goods and services to grow by 22% in 2023 and 8% in 2024.
The goods export structure changed considerably in 2018 as the export of the traditional mining sector decreased while the share of textiles, agriculture and precious metals increased.
Geographical location of the country and relatively low electricity costs are comparative advantages supporting to boost the production of the textile and leather products in Armenia. Proximity to Europe in comparison with manufacturers in East Asia creates opportunity to strengthen Armenia's position as contract manufacturing destination for European brands. Foreign companies that put orders to Armenian companies are mainly famous European brands, particularly, from Italy (La Perla, SARTIS, VERSACE etc.) and Germany (LEBEK International Fashion, KUBLER Bekliedungswerk). With the Armenia's entry into Eurasian Economic Commission, the opportunity to increase its presence with textile and leather production raised also in the countries of Eurasian Economic Commission as no customs duty applies to Armenian products in the export markets within the customs union.
According to the study REGIONAL AND INTERNATIONAL TRADE OF ARMENIA: PERSPECTIVES AND POTENTIALS authors investigated the trade potential of Armenia for different product groups by employing a gravity model of trade approach. The study explored Armenia's trade flows to 139 countries for the period of 2003 to 2007. According to the results of the paper, the authors concluded that "Armenia has exceeded its export potential almost with all the CIS countries". In addition, the authors concluded that the most perspective product groups of Armenian export tend to be "Industrial products", "Food and beverages" and "Consumer goods". On the other hand, the paper “The effects of exchange rate volatility on exports: evidence from Armenia” analyzes the effect of Armenian floating exchange rate regime and exchange rate volatility on Armenian exports to Russia. According to the paper exchange rate volatility has long-run and short-run negative effects on exports. Moreover, authors stated that high exchange rate risk resulted in decreasing exports to Russia.
According to most recent (2019 Jan-Feb compared to 2018 Jan-Feb) ArmStat calculations, biggest growth in export quantities was measured towards Turkmenistan by 23.6 times (from $37K to $912K), Estonia by 15 times (from $8.4K to $136.5K) and Canada by 11.5 times (from $623K to $7.8 mln). Meanwhile, exports to Russia, Germany, USA and UAE dropped.
Imports
In 2017, Armenia imported $3.96B, making it the 133rd largest importer in the world. During the last five years the imports of Armenia have decreased at an annualized rate of -1.2%, from $3.82B in 2012 to $3.96B in 2017. The most recent imports are led by Petroleum Gas which represent 8.21% of the total imports of Armenia, followed by Refined Petroleum, which account for 5.46%. Armenia's main imports are oil, natural gas, cereals, rubber manufactures, cork and wood, and electrical machinery. Armenia's main imports partners are Russia, China, Ukraine, Iran, Germany, Italy, Turkey, France and Japan.
The European Union (28.7% of total exports), Russia (26.9%), Switzerland (14.1%), and Iraq (14.1%) are Armenia's largest export partners (6.3 percent ). The Russian Federation is the most important import partner (26.2%), followed by the EU (22.6%), China (13.8%), and Iran (13.8%). (5.6 percent ). After the 2008 Russian-Georgian conflict, which briefly halted the nation's hydrocarbon supply and exposed the country's energy vulnerabilities, the country has been looking for other energy sources. Tensions with its neighbors, notably Azerbaijan and Turkey, continue to exist, affecting commerce. Armenia's ties to Russia, as well as its membership in the Eurasian Economic Union, constrain the country's potential to integrate further with the EU.
Imports in 2017 amounted to $4.183 billion, up 27.8% from 2016.
In 2018, the country's structural trade imbalance was predicted to be 15.7 percent of GDP (World Bank). According to World Trade Organization data, Armenia exported commodities worth US$2.4 billion in 2018, up 7% from the previous year, and imported goods worth US$4.9 billion, up 18%. In terms of services, the country exported US$2 billion in 2018 and imported US$2.1 billion.
The global economic crisis has had less impact on imports because the sector is more diversified than exports. In the first nine months of 2010, imports grew about 19 percent, just about equal to the decline of the same sector in 2009.
Deficit
According to the National Statistical Service foreign trade deficit amounted to US$1.94 billion in 2017.
The current account deficit represented 2.4 percent of GDP in 2017 and increased up to 8.1 percent of GDP during the first three quarters of 2018. This was a result of about 8 percent increase in goods export and 21 percent increase on goods import in nominal terms year on year in 2018.
Armenia's foreign trade turnover increased by 11.6 percent in January–May 2021, compared to an 11.2 percent decline a year earlier, owing to a reversal of the y-o-y dynamics of exports and imports from 8.1 to 12.8 percent decline to 20.8-6.7 percent growth, according to preliminary data from the RA Statistical Committee. As a consequence, Armenia's foreign trade turnover reached 1.5 trillion drams ($2.9 billion), with exports totaling 567.4 billion drams ($1.1 billion) and imports being 931.8 billion drams ($1.8 billion), resulting in a 364.4 billion drams ($695 million) international trade deficit. Foreign trade turnover climbed by 3.9 percent in May 2021,resulting to a 7.9% increase in exports and a minimal 1.5 percent increase in imports. As a consequence, Armenia's international trade deficit in May 2021 was 83.4 billion drams ($160 million), decreasing 7.4% from the same month in 2020. (by 21.1 percent ). Foreign trade turnover increased by 13% year over year in May 2020, due to a 30.7 percent increase in exports and a moderate 4.3 percent increase in imports.
Partners
European Union
In 2022, Armenia's bilateral trade with the EU topped $2.3 billion, making the EU one of Armenia's biggest and most important economic partners.
EU-Armenia trade increased by 15% in 2018 reaching a total value of €1.1 billion.
In 2017, EU countries accounted for 24.3 percent of Armenia's foreign trade. Whereby exports to EU countries grew by 32,2% to $633 million.
In 2010, EU countries accounted for 32.1 percent of Armenia's foreign trade. Germany is Armenia's largest trading partner among EU member states, accounting for 7.2 percent of trade; this is due largely to mining exports. Armenian exports to EU countries have skyrocketed by 65.9 percent, making up more than half of all 2010 January to September exports. Imports from EU countries increased by 17.1 percent, constituting 22.5 percent of all imports.
During January–February 2007, Armenia's trade with the European Union totaled $200 million. During the first 11 months of 2006, the European Union remained Armenia's largest trading partner, accounting for 34.4 percent of its $2.85 billion commercial exchange during the 11-month period.
Russia and former Soviet republics
In the first quarter of 2019, share of Russia in foreign trade turnover fell to 11% from 29% from the previous year.
2017 CIS countries accounted for 30 percent of Armenia's foreign trade. Exports to CIS countries rose by 40,3% to $579,5 million.
Bilateral trade with Russia stood at more than $700 million for the first nine months of 2010 – on track to rebound to $1 billion mark first reached in 2008 prior to the global economic crisis.
During January–February 2007, Armenia's trade with Russia and other former Soviet republics was $205.6 million (double the amount from the same period the previous year), making them the country's number one trading partner. During the first 11 months of 2006, the volume of Armenia's trade with Russia was $376.8 million or 13.2 percent of the total commercial exchange.
China
In 2017, trade with China grew by 33.3 percent.
As of early 2011, trade with China is dominated by imports of Chinese goods and accounts for about 10 percent of Armenia's foreign trade. The volume of Chinese-Armenian trade soared by 55 percent to $390 million in January–November 2010. Armenian exports to China, though still modest in absolute terms, nearly doubled in that period.
Iran
Armenia's trade with Iran grew significantly from 2015 and 2020. Because Armenia's land borders to the east and west have been closed by the governments of Turkey and Azerbaijan, domestic firms have looked to Iran as a key economic partner. In 2020, trade between the countries exceeded $300 million. The number of Iranian tourists has risen in recent years, with an estimated 80,000 Iranian tourists in 2010. In January 2021, Iran's finance minister Farhad Dejpasand said that trade between the two countries could reach $1 billion annually as Iran looks to become a regional economic force.
United States
From January–September 2010, bilateral trade with the United States measured approximately $150 million, on track for about a 30 percent increase over 2009. An increase in Armenia's exports to the US in 2009 and 2010 has been due to shipments of aluminum foil.
During the first 11 months of 2006, U.S.-Armenian trade totaled $152.6 million.
Georgia
The volume of Georgian-Armenian trade remains modest in both relative and absolute terms. According to official Armenian statistics, it rose by 11 percent to $91.6 million in January–November 2010. The figure was equivalent to just over 2 percent of Armenia's overall foreign trade.
Turkey
In 2019, the volume of bilateral trade with Turkey was about $255 million, with trade taking place across Georgian territory. This figure is not expected to increase significantly so long as the land border between the Armenia and Turkey remains closed.
Foreign direct investments
Foreign Direct Investment (FDI) into Armenia decreased by US$2.7 million in December 2020, compared to a reduction of US$10.3 million the previous quarter.
Armenia Foreign Direct Investment: USD mn Net Flows data is available from March 1993 through December 2020, and is updated quarterly.
The statistics ranged from a high of US$425.9 million in December 2008 to a low of -67.6 USD mn in December 2014.
Armenia's current account surplus is US$51.7 million in December 2020, according to the most recent statistics.
-In June 2021, Armenian Direct Investment Abroad increased by 12.8 million dollars.
-In June 2021, it boosted its Foreign Portfolio Investment by $14.6 million.
-In December 2020, the country's nominal GDP was reported to be 3.8 billion dollars.
Yearly FDI figures
Despite robust economic growth foreign direct investment (FDI) in Armenia remain low as of 2018.
in January–September 2019, the net flow of direct foreign investment in the real sector of the Armenian economy stood at about $267 million.
Jersey was the main source of FDI in 2017. Moreover, combined net FDI from all other sources was negative, indicating capital outflow. The tax haven Jersey is home to an Anglo-American company, Lydian International, which is currently building a controversial massive gold mine in the southeastern Vayots Dzor province. Lydian has pledged to invest a total of $370 million in the Amulsar gold mine.
Negative values indicate investments of Armenian corporations to foreign country exceeding investments from that country in Armenia.
Stock FDI
FDI stock to GDP ratio grew continuously during 2014-2016 and reached 44.1% in 2016, surpassing average figures for Commonwealth of Independent States countries, transition economies and the world.
By the end of 2017 stock net FDI (for the period 1988–2017) reached 1824 billion AMD, while gross flow of FDI for the same period reached 3869 billion AMD.
As of February 2019, the European Investment Bank (EIB) has invested about 380 million euros in the various projects implemented in Armenia.
FDI in founding capital of financial institutions
During the sector consolidation process in 2014-2017 the share of foreign capital in the authorized capital of the Armenian commercial banks decreased from 74,6% to 61,8%.
Net FDI in founding capital of financial institutions accumulated by end of September 2017 is presented in pie chart below.
Foreign aid
United States
The Armenian government receives foreign aid from the government of the United States through the United States Agency for International Development and the Millennium Challenge Corporation.
On March 27, 2006, the Millennium Challenge Corporation signed a five-year, $235.65 million compact with the Government of Armenia. The single stated goal of the "Armenian Compact" is "the reduction of rural poverty through a sustainable increase in the economic performance of the agricultural sector." The compact includes a $67 million to rehabilitate up to 943 kilometers of rural roads, more than a third of Armenia's proposed "Lifeline road network". The Compact also includes a $146 million project to increase the productivity of approximately 250,000 farm households through improved water supply, higher yields, higher-value crops, and a more competitive agricultural sector.
In 2010, the volume of US assistance to Armenia remained near 2009 levels; however, longer-term decline continued. The original Millennium Challenge Account commitment for $235 million had been reduced to about $175 million due to Armenia's poor governance record. Thus, the MCC would not complete road construction. Instead, the irrigated agriculture project was headed for completion with apparently no prospects for extension beyond 2011.
On May 8, 2019, conditioned with the political events in Armenia since April 2018, United States Agency for International Development signed an extension of U.S.-Armenia bilateral agreement in the area of governance and public administration, which would add additional US$8.5 million to the agreement. By signing another document on the same day, USAID increased the aid by additional US$7.5 million in support for more competitive and diversified private sector in Armenia. The financial allocations will be directed to the financing of the USAID-funded project in infrastructures, agriculture, tourism․ After the signing of the new bilateral agreements, the total amount of the U.S. grants to Armenia amounted to around US$81 million.
European Union
According to the agreement signed in 2020 EU will provide Armenia with 65 million euros for implementation of three programs in such areas as energy efficiency, environment and community development and formation of tools for implementation of the Comprehensive and Enhanced Partnership Agreement.
With curtailment of the MCC funding, the European Union may replace the US as Armenia's chief source of foreign aid for the first time since independence. From 2011 to 2013, the European Union is expected to advance at least €157.3 million ($208 million) in aid to Armenia.
Domestic business environment
Since transition of power to new leadership in 2018 Armenian government works on improving domestic business environment. Numerous formerly privileged business are now required to pay taxes and officially register all workers. Mainly due to this there were 9.7% more payroll employees registered in January 2019 as compared to January 2018.
In April 2019 Armenian parliament approved reforms of management of joint stock companies effectively enacting a blocking minority shareholders stake of 25% to cope with shareholder oppression.
Following the advice of economic advisers who cautioned Armenia's leadership against the consolidation of economic power in the hands of a few, in January 2001, the Government of Armenia established the State Commission for the Protection of Economic Competition. Its members cannot be dismissed by the government.
Foreign trade facilitation
In June 2011, Armenia adopted a Law on Free Economic Zones (FEZ), and developed several key regulations at the end of 2011 to attract foreign investments into FEZs: exemptions from VAT (value added tax), profit tax, customs duties, and property tax.
The “Alliance” FEZ was opened in August 2013, and currently has nine businesses taking advantage of its facilities. The focus of “Alliance” FEZ is on high-tech industries which include information and communication technologies, electronics, pharmaceuticals and biotechnology, architecture and engineering, industrial design and alternative energy. In 2014, the government expanded operations in the Alliance FEZ to include industrial production as long as there is no similar production already occurring in Armenia.
In 2015, another “Meridian” FEZ, focused on jewelry production, watch-making, and diamond-cutting opened in Yerevan, with six businesses operating in it. The investment programs for these companies must still be approved by government.
The Armenian Government approved the program to construct the Meghri free economic zone at the border with Iran, which is expected to open in 2017.
Controversial issues
Monopolies
Major monopolies in Armenia include:
Natural gas import and distribution, held by Gazprom Armenia, formerly named ArmRosGazprom (controlled by Russian monopoly Gazprom)
Armenia's railway, South Caucasus Railway, owned by Russian Railways (RZD)
Electricity transmission and distribution (see Electricity sector in Armenia)
Newspaper distribution, held by Haymamul
Former notable monopolies in Armenia :
Wireless (mobile) telephony, held by Armentel until 2004
Internet access, held by Armentel until September 2006
Fixed-line telephony, held by Armentel until August 2007
Assumed (unofficial) monopolies until 2018 velvet revolution:
Oil import and distribution (claimed by Armenian opposition parties to belonging to a handful of government-linked individuals, one of which - "Mika Limited" - is owned by Mikhail Baghdasarian, while the other - "Flash" - is owned by Barsegh Beglarian, a "prominent representative of the Karabakh clan")
Aviation kerosene (supplying to Zvartnots airport), held by Mika Limited
Various basic foodstuffs such as rice, sugar, wheat, cooking oil and butter (the Salex Group enjoys a de facto monopoly on imports of wheat, sugar, flour, butter and cooking oil. Its owner was a parliament deputy Samvel Aleksanian (a.k.a. "Lfik Samo") and close to the country's leadership.).
According to one analyst, Armenia's economic system in 2008 was anticompetitive due to the structure of the economy being a type of "monopoly or oligopoly". "The result is the prices with us do not drop even if they do on international market, or they do quite belated and not to the size of the international market."
According to 2008 estimate of a former prime minister, Hrant Bagratyan, 55 percent of Armenia's GDP is controlled by 44 families.
In early 2008, the State Commission for the Protection of Economic Competition named 60 companies having "dominant positions" in Armenia.
In October 2009, when visiting Yerevan, the World Bank’s managing director, Ngozi Okonjo-Iweala, warned that Armenia will not reach a higher level of development unless its leadership changes the "oligopolistic" structure of the national economy, bolsters the rule of law and shows "zero tolerance" towards corruption. "I think you can only go so far with this economic model," Ngozi Okonjo-Iweala told a news conference in Yerevan. "Armenia is a lower middle-income country. If it wants to become a high-income or upper middle-income country, it can not do so with this kind of economic structure. That is clear." She also called for a sweeping reform of tax and customs administration, the creation of a "strong and independent judicial system" as well as a tough fight against government corruption. The warning was echoed by the International Monetary Fund.
Takeover of Armenian industrial property by the Russian state and Russian companies
Since 2000, the Russian state has acquired several key assets in the energy sector and Soviet-era industrial plants. Property-for-debt or equity-for-debt swaps (acquiring ownership by simply writing off the Armenian government's debts to Russia) are usually the method of acquiring assets. The failure of market reforms, clan-based economics, and official corruption in Armenia have allowed the success of this process.
In August 2002, the Armenian government sold an 80 percent stake in the Armenian Electricity Network (AEN) to Midland Resources, a British offshore-registered firm which is said to have close Russian connections.
In September 2002, the Armenian government handed over Armenia's largest cement factory to the Russian ITERA gas exporter in payment for its $10 million debt for past gas deliveries.
On November 5, 2002, Armenia transferred control of 5 state enterprises to Russia in an assets-for-debts transaction which settled $100 million of Armenian state debts to Russia. The document was signed for Russia by Prime Minister Mikhail Kasyanov and Industry Minister Ilya Klebanov, while Prime Minister Andranik Markarian and National Security Council Secretary Serge Sarkisian signed for Armenia. The five enterprises which passed to 100 percent Russian state ownership are:
Armenia's largest thermal gas-burning power plant, which is in the town of Hrazdan
"Mars" — electronics and robotics plant in Yerevan, a Soviet-era flagship for both civilian and military production
three research-and-production enterprises — for mathematical machines, for the study of materials, and for automated control equipment — these being Soviet-era military-industrial plants
In January 2003, the Armenian government and United Company RUSAL signed an investment cooperation agreement, under which United Company RUSAL (which already owned a 76% stake) acquired the Armenian government's remaining 26% share of RUSAL ARMENAL aluminum foil mill, giving RUSAL 100% ownership of RUSAL ARMENAL.
On November 1, 2006, the Armenian government handed de facto control of the Iran-Armenia gas pipeline to Russian company Gazprom and increased Gazprom's stake in the Russian-Armenian company ArmRosGazprom from 45% to 58% by approving an additional issue of shares worth $119 million. This left the Armenian government with a 32% stake in ArmRosGazprom. The transaction will also help finance ArmRosGazprom's acquisition of the Hrazdan electricity generating plant’s fifth power bloc (Hrazdan-5), the leading unit in the country.
In October 2008 the Russian bank Gazprombank, the banking arm of Gazprom, acquired 100 percent of Armenian bank Areximbank after previously buying 80 percent of said bank in November 2007 and 94.15 percent in July of the same year.
In December 2017 government transferred natural gas distribution networks in cities Meghri and Agarak to Gazprom Armenia for cost-free use. Construction of these was funded by foreign aid and costed about 1.3 billion AMD.
Non-transparent deals
Critics of the Robert Kocharyan government (in office until 2008) say that the Armenian administration never considered alternative ways of settling the Russian debts. According to economist Eduard Aghajanov, Armenia could have repaid them with low-interest loans from other, presumably Western sources, or with some of its hard currency reserves which then totaled about $450 million. Furthermore, Aghajanov points to the Armenian government's failure to eliminate widespread corruption and mismanagement in the energy sector – abuses that cost Armenia at least $50 million in losses each year, according to one estimate.
Political observers say that Armenia's economic cooperation with Russia has been one of the least transparent areas of the Armenian government's work. The debt arrangements have been personally negotiated by (then) Defense Minister (and later President) Serge Sarkisian, initially Kocharyan's closest political associate. Other top government officials, including former Prime Minister Andranik Markarian, had little say on the issue. Furthermore, all of the controversial agreements have been announced after Sarkisian's frequent trips to Moscow, without prior public discussion.
Finally, while Armenia is not the only ex-Soviet state that has incurred multi-million-dollar debts to Russia over the past decades, it is the only state to have so far given up such a large share of its economic infrastructure to Russia. For example, pro-Western Ukraine and Georgia (both of which owe Russia more than Armenia) have managed to reschedule repayment of their debts.
Transportation routes and energy lines
Internal
Since early 2008, Armenia's entire rail network is managed by the Russian state railway under brand South Caucasus Railways.
Metros
Yerevan Metro was launched in 1981. It serves 11 active stations.
Buses
Yerevan Central Bus Station, also known as Kilikia Bus Station, is Yerevan's primary bus terminal, linking buses to both domestic and foreign destinations.
Roadways
Total length:
8,140 km, World ranking: 112 (7,700 km paved including 1561 km of expressways).
Through Georgia
Russian natural gas reaches Armenia via a pipeline through Georgia.
The only operational rail link into Armenia is from Georgia. During Soviet times, Armenia's rail network connected to Russia's via Georgia through Abkhazia along the Black Sea. However, the rail link between Abkhazia and other Georgian regions has been closed for a number of years, forcing Armenia to receive rail cars laden with cargo only through the relatively expensive rail-ferry services operating between Georgian and other Black Sea ports.
The Georgian Black Sea ports of Batumi and Poti process more than 90 percent of freight shipped to and from landlocked Armenia. The Georgian railway, which runs through the town of Gori in central Georgia, is the main transport link between Armenia and the aforementioned Georgian seaports. Fuel, wheat and other basic commodities are transported to Armenia by rail.
Armenia's main rail and road border-crossing with Georgia (at ) is at the Debed river near the Armenian town of Bagratashen and the Georgian town of Sadakhlo.
The Upper Lars border crossing (at Darial Gorge) between Georgia and Russia across the Caucasus Mountains serves as Armenia's sole overland route to the former Soviet Union and Europe. It was controversially shut down by the Russian authorities in June 2006, at the height of a Russian-Georgian spy scandal. Upper Lars is the only land border crossing that does not go through Georgia's Russian-backed breakaway regions of South Ossetia and Abkhazia. The other two roads linking Georgia and Russia run through South Ossetia and Abkhazia, effectively barring them to international traffic.
Through Iran
A new gas pipeline to Iran has been completed, and a road to Iran through the southern city of Meghri allows trade with that country. An oil pipeline to pump Iranian oil products is also in the planning stages.
As of October 2008, the Armenian government was considering implementing an ambitious project to build a railway to Iran. The 400 kilometer railway would pass through Armenia's mountainous southern province of Syunik, which borders Iran. Economic analysts say that the project would cost at least $1 billion (equivalent to about 40 percent of Armenia's 2008 state budget). As of 2010, the project has been continuously delayed, with the rail link estimated to cost as much as $4 billion and stretch . In June 2010, Transport Minister Manuk Vartanian revealed that Yerevan is seeking as much as $1 billion in loans from China to finance the railway's construction.
Through Turkey and Azerbaijan
The border closures by Turkey and Azerbaijan have severed Armenia's rail link between Gyumri and Kars; the rail link with Iran through the Azeri exclave of Nakhichevan; and a natural gas and oil pipeline with Azerbaijan. Also closed are road links with Turkey and Azerbaijan. Despite the economic blockade of Turkey on Armenia, every day dozens of Turkish trucks laden with goods enter Armenia through Georgia.
In 2010, it was confirmed that Turkey will keep the border closed for the foreseeable future after the Turkey-Armenia normalization process collapsed.
Labor market
Labor occupation
According to the 2018 HDI statistical update, Armenia had the highest percentage of employment in services (49.7%) and lowest share in agriculture (34.4%) among the South Caucasus countries.
Unionization
In 2018, about 30% of wage workers were organized in unions. At the same time, rate of unionization was dropping at average rate of 1% since 1993.
Monthly wages
According to preliminary figures from Statistical Committee of Armenia monthly wages averaged to 172 thousand AMD in February 2019.
It is estimated that wages rise at 0.8% for each additional year of experience and "the ability to solve problems and learn new skills yields a wage premium of nearly 20 percent".
Unemployment
It is reported that in 2020 there was a drop in the unemployment rate in Armenia from 16.99% in 2019 to 16.63% in 2020. The Statistical Committee of Armenia reported that In 2020, the unemployment rate has been volatile reaching to 19.8% during the first quarter of the year and then decreasing to 16% during the fourth quarter. According to the latest reports on population of Armenia, in December 2020 the population consisted of 2.96million people and the average monthly earning during February 2021 was US$366.05.
According to prime minister Nikol Pashinyan in January 2019 562,043 payroll jobs were recorded, against of 511,902 in January 2018, an increase of 9.7%.Statistical Committee of Armenia publication based on data retrieved from employers and national income service cites 560,586 payroll positions in January 2019, an increase of 9.9% against previous year. This however does not match survey data published by the Statistical Committee of Armenia, according to which in 4th quarter of 2018 there were 870.1 thousand persons employed against 896.7 thousand employed persons in 4th quarter of 2017. The mismatch was highlighted by former PM Hrant Bagratyan. For the whole year of 2018 Statistical Committee of Armenia survey counted 915.5 thousand employed persons, an increase of 1.4% against previous year. In the same period unemployment rate of economically active population dropped from 20.8% to 20.4%.
The unemployment rate increased to 19% in 2018 before dropping to 18.3% in 2019 and 18.2% in 2020, having remained basically unchanged since 2009. At the same time, an estimated 60% of workers were employed in the informal economy in 2019. The strong economic growth of 2021 and 2022 led to a significant drop in unemployment to 15.3% and 13% respectively, causing a substantial reduction in the proportion of the population living below the World Bank upper-middle income economy poverty threshold of $6.85 per day, from 51.7% in 2021 to 37.6% in 2023.
World Bank research also reveals that employment rate fell in years 2000–2015 in middle- and low-skill occupations, while it grew high-skill occupations.
See also Statistical Committee of Armenia publication (in English) "Labour market in the Republic of Armenia, 2018".
Female unemployment in Armenia
Worldwide, women's unemployment rate is higher than men's by approximately 0.8% and equals 6%. According to International Labor Organization, Armenia has the highest women's unemployment rate in post-Soviet countries, equaling 17.3% for women above 25. If we compare this rate to those of the neighboring countries (Latvia: 8.6%, Georgia: 7.7%, Azerbaijan: 4.8%), we can see that it is very high. In 2017, the National Statistical Service of Armenia stated that more than 60% of officially registered unemployed people in Armenia are women. One of the lecturers of Yerevan State University, Ani Kojoyan, mentioned that even though there is no issue in the legislation that becomes a reason for women's unemployment; however, there are some issues that are not mentioned in the legislation. Some of those issues are the fact that potential employers consider women's marital status, how many children they have, or if they are planning to get pregnant any time soon. Moreover, some women are not allowed to work by their husbands after graduating from higher educational institutions. She mentions that the most crucial problem affecting this phenomenon is the fact women do not stand up for their rights. It is also mentioned that according to various sources, there is an inequality in men's and women's monthly wages. In all the sectors, the average monthly salary of men is much higher than women even with the same years of education. It is stated that eliminating the discrimination between two genders would positively impact the country's economy. Ani Kojoyan mentions that this is a crucial problem for the economy except for being a women's rights violation. Thus, the Armenian government should take care that unemployed women can find jobs and become taxpayers.
Migrant workers
Since gaining independence in 1991, hundreds of thousands of Armenia's residents have gone abroad, mainly to Russia, in search of work. Unemployment has been the major cause of this massive labor emigration. OSCE experts estimate that between 116,000 and 147,000 people left Armenia for economic reasons between 2002 and 2004, with two-thirds of them returning home by February 2005. According to estimates by the National Statistical Survey, the rate of labor emigration was twice as higher in 2001 and 2002.
According to an OSCE survey, a typical Armenian migrant worker is a married man aged between 41 and 50 years who "began looking for work abroad at the age of 32-33."
For Armenians, another feature of migration was an increase in a variety of threats. The journey itself was extremely dangerous. To pay their way, may departing migrants took out loans failed, the whole family's future was put at a risk. As a consequence, the practice of delaying or refusing to pay part or all of a migrant workers wages has become common. The risks were also heightened by many emigrants failure. This type of migration inherited almost all of the negative characteristics that described pre-transition labor migration.
During the workshop, participants addressed the increasing importance of migration as a growth factor, as well as the significance of SDG Target 10.7 on anticipated and well-managed migration policies for Armenia.
Natural environment protection
Environmental Project Implementation Unit implements projects related to Natural environment protection.
Armenia's greenhouse gas emissions decreased 62% from 1990 to 2013, averaging -1.3% annually.
Armenia is working on addressing its environmental problems. Ministry of Environment has introduced a pollution fee system by which taxes are levied on air and water emissions and solid waste disposal.
See also
Armenia Securities Exchange
Diamond industry in Armenia
Eurasian Economic Union
Geographical Issues in Armenia
List of banks in Armenia
List of companies of Armenia
Mercantilism in Armenia
Notes
Sources
Books
External links
Investment Council of Armenia
Fund for Rural Economic Development
Armenia Securities Exchange
Armenia
Armenia
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Transport in Armenia
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This article considers transport in Armenia.
Railways
Total
in common carrier service; does not include industrial lines
Broad gauge
825 km of gauge (825 km electrified) (1995)
There is no service south of Yerevan.
City with metro system: Yerevan
International links
Azerbaijan - closed - same gauge
Georgia - yes - same gauge
Iran - via Azerbaijan - closed - break of gauge - /
Turkey - closed - break of gauge -/
Most of the cross-border lines are currently closed due to political problems. However, there are daily inbound and outbound trains connecting Tbilisi and Yerevan. Departing from Yerevan railway station trains connect to both Tbilisi and Batumi. From neighboring Georgia, trains depart to Yerevan from Tbilisi railway station. Within Armenia, new electric trains connect passengers from Yerevan to Armenia's second-largest city of Gyumri. The new trains run four times a day and the journey takes approximately two hours.
There is also discussion to establish a rail link between Yerevan and Tehran. Armenia is pursuing funding from the Asian Development Bank to launch the construction of this infrastructure project. The completion of the project could establish a major commodities transit corridor and would serve as the shortest transportation route between Europe and the Persian Gulf. In June 2019, Iranian president Hassan Rouhani backed this project and stated that “we want the Persian Gulf and the Gulf of Oman to be connected to the Black Sea, and one of the ways to make this happen is through Iran, Armenia and Georgia.”
Metros
The capital city of Armenia, Yerevan, is serviced by the Yerevan Metro. The system was launched in 1981, and like most former Soviet Metros, its stations are very deep (20–70 meters underground) and intricately decorated with national motifs. The metro runs on a 13.4 kilometers (8.3 mi) line and currently serves 10 active stations. Trains run every five minutes from 6:30 a.m. until 11 p.m. local AMT time. As of 2017, the annual ridership of the metro is 16.2 million passengers. Free Wi-Fi is available at all stations and some trains.
Buses
International connections
Land borders are open with both Georgia and Iran. Yerevan Central Bus Station, also known as Kilikia Bus Station is the main bus terminal in Yerevan with buses connecting to both internal and international destinations. There are daily bus connections between Yerevan and Tbilisi and Yerevan and Tehran. Approximately three times daily, buses depart from Yerevan Central Bus Station to Stepanakert, the capital of the partially recognized state of Artsakh. There are also scheduled bus routes which connect Yerevan with Kyiv, Moscow, Saint Petersburg as well as several other cities across Russia. It is also possible to connect to Chișinău Moldova, Minsk Belarus and other cities in Eastern Europe from Yerevan through connecting bus routes via Georgia and Ukraine. In addition, there is a once a week bus service to Istanbul via Georgia. In June 2019, a new bus route from Baghdad to Yerevan via Iran began.
Local connections
The Armenian bus network connects all major cities, towns, and villages throughout the country. In larger cities and towns such as Yerevan, Gyumri, Vanadzor and Armavir, bus stations are equipped with a waiting room and a ticket office, in other towns bus stations may not have shelters. Most of the routes are operated by GAZelle minivans with a capacity of 15 passengers, some routes are operated by soviet bus producer LiAZ (Russia). Yerevan itself has a large integrated bus network, with a newly acquired bus fleet, passengers are able to connect from one end of the city to the other. Wi-Fi is available on most city buses. Despite this, buses often have difficulty meeting the demand for capacity, mainly in Yerevan, where vehicles are typically overcrowded. There are no night services between 11 p.m. and 6 a.m. There is no ticket system in the country, passengers pay in cash to drivers. Passengers on the national bus network pay before boarding, passengers on the Yerevan bus network pay after the ride, while leaving the vehicle. Timetables and fares are published on Transport for Armenia.
From Yeritasardakan metro station in downtown Yerevan, travelers can take the 201 airport shuttle, which goes directly to Zvartnots International Airport, which takes approximately 20 minutes from the city center.
Roadways
Since independence, Armenia has been developing its internal highway network. The "North-South Road Corridor Investment Program" is a major infrastructure project which aims at connecting the southern border of Armenia with its northern by means of a 556 km-long Meghri-Yerevan-Bavra highway. It is a major US$1.5 billion infrastructure project funded by the Asian Development Bank, European Investment Bank and the Eurasian Development Bank. When completed, the highway will provide access to European countries via the Black Sea. It could also eventually interconnect the Black Sea ports of Georgia with the major ports of Iran, thus positioning Armenia in a strategic transport corridor between Europe and Asia. Armenia is pursuing further loans from China as part of the Belt and Road Initiative to complete the north–south highway.
Armenia connects to European road networks via the International E-road network through various routes such as; European route E117, European route E691, European route E001 and European route E60. Armenia also connects to the Asian Highway Network through routes AH81, AH82 and AH83.
The number of insured registered cars in Armenia has grown from 390,457 in 2011 to 457,878 in 2015.
Total
8,140 km
World Ranking: 112
Paved
7,700 km (including 1,561 km of expressways)
Unpaved
0 km (2006 est.)
Pipelines
Natural gas 3,838 km (2017)
Ports and harbors
Cargo shipments to landlocked Armenia are routed through ports in Georgia and Turkey.
Airports
Air transportation in Armenia is the most convenient and comfortable means of getting into the country. There are large international airports that accept both external and domestic flights throughout the Republic. As of 2020, 11 airports operate in Armenia. However, only Yerevan's Zvartnots International Airport and Gyumri's Shirak Airport are in use for commercial aviation. There are three additional civil airports currently under reconstruction in Armenia, including Syunik Airport, Stepanavan Airport, and Goris Airport. The leading Armenian airlines in operation are Armenia Aircompany and Armenia Airways.
There are plenty of air connections between Yerevan and other regional cities, including Athens, Barcelona, Beirut, Berlin, Bucharest, Brussels, Damascus, Doha, Dubai, Istanbul, Kyiv, Kuwait City, London, Milan, Minsk, Moscow, Paris, Prague, Riga, Rome, Tehran, Tel-Aviv, Tbilisi, Vienna, Venice, and Warsaw, as well as daily connections to most major cities within the CIS region. Statistics show that the number of tourists arriving in the country by air transportation increases yearly. In 2018, passenger flow at the two main airports of Armenia reached a record high of 2,856,673 million people. In December 2019, yearly passenger flow exceeded 3,000,000 million people for the first time in Armenia's history.
In November 2019, the creation of a Free Route Airspace (FRA) between Armenia and Georgia was announced. The process has been carried out through the joint efforts of the General Department of Civil Aviation of Armenia, the Georgian Civil Aviation Administration and Eurocontrol. The Free Route Airspace between the two South Caucasus countries will increase flights to around 40,000 annually.
Country comparison to the world: 153
Airports - with paved runways
Total: 10
Over 3,047 m (9,900 feet): 2
1,524 to 2,437 m (7,920 feet): 2
914 to 1,523 m (4,950 feet): 4
Under 914 m: 2 (as of 2008)
Airports - with unpaved runways
Total: 1
1,524 to 2,437 m: 0
914 to 1,523 m: 1
under 914 m: 0 (as of 2008)
Heliports
Armenia maintains a number of both military and civilian heliports. The main military heliport is located on the premises of Erebuni Airport in Yerevan. Meanwhile, the company Armenian Helicopters, based at Zvartnots Airport in Yerevan, offers charter flights within Armenia and to certain neighboring countries, including Georgia, Russia, and Turkey. Helicopter services are delivered with the US-made Robinson R66 and the European AIRBUS EC130T2 choppers. Flights can be carried out as scheduled or on individual routes.
Aerial tramways
The Wings of Tatev is currently the world's longest reversible aerial tramway which holds the record for longest non-stop double-track cable car and is located in the town of Halidzor.
In October 2019, it was announced that investors were interested in creating an aerial tramway in the capital, Yerevan.
International transport agreements
Armenia cooperates in various international transport-related organizations and agreements, including the following:
Eurocontrol
European Aviation Safety Agency (Pan-European Partner)
European Civil Aviation Conference
European Common Aviation Area
International Civil Aviation Organization
International Road Transport Union
International Transport Forum
International Union of Railways (Associate member)
Montreal Convention
TIR Convention
TRACECA
Trans-European Transport Networks
See also
Economy of Armenia
General Department of Civil Aviation of Armenia
Ministry of Transport and Communication (Armenia)
Tourism in Armenia
Transport in Europe
Transport in Georgia (country)
Transport in the Nagorno-Karabakh Republic
Transport in the Soviet Union
References
External links
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Armed Forces of Armenia
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The Armed Forces of Armenia (), sometimes referred to as the Armenian Army (), is the national military of Armenia. It consists of personnel branches under the General Staff of the Armenian Armed Forces, which can be divided into two general branches: the Ground Forces, and the Air Force. Although it was partially formed out of the former Soviet Army forces stationed in the Armenian SSR (mostly units of the 7th Guards Army of the Transcaucasian Military District), the military of Armenia can be traced back to the founding of the First Republic of Armenia in 1918. Being a landlocked country, Armenia has no navy.
The Commander-in-Chief of the military is the President of Armenia, Vahagn Khachaturyan. The Ministry of Defence is in charge of political leadership, headed by Suren Papikyan, while military command remains in the hands of the general staff, headed by the Chief of Staff, who is Major-General Eduard Asryan. Border guards subject to the Ministry of Defence until 2001, patrol Armenia's borders with Georgia and Azerbaijan, while Russian troops continue to monitor its borders with Iran and Turkey. Since 2002, Armenia has been a member of the Collective Security Treaty Organization. Armenia signed a military cooperation plan with Lebanon on 27 November 2015.
History
Early Armenian Army
An Armenian military corps was established to fight against the Ottomans during the Turkish–Armenian War in early 1918. In accordance with the Treaty of Batum of 4 June 1918 the Ottoman Empire demobilized most of the Armenian army. Ethnic Armenian conscripts and volunteers in the Imperial Russian Army would later become the core of the military of the First Armenian Republic.
Soviet era
The 7th Guards Army was based in Yerevan from 1946 to 1992. In the late 1980s the Army consisted of:
Directorate – Yerevan
15th Motor Rifle Division – Kirovakan (now Vanadzor)
75th Motor Rifle Division – Nakhichevan
127th Motor Rifle Division – Leninakan (now Gyumri)
164th Motor Rifle Division – Yerevan
On 1 June 1992, ITAR-TASS reported that General Fyodor Reut said that some units of the 7th Guards Army would begin leaving Armenia in 10–15 days. The army was disbanded later that summer. The former Soviet Air Defense Forces in Armenia were drawn from the 14th Air Defense Corps of the 19th Separate Air Defense Army.
1988–1992
The modern Armenian military entered its first stage at the beginning of the Nagorno-Karabakh conflict, when Armenian militias were formed to combat Azerbaijani units in Artsakh. On 20 September 1990, the first military unit was created, the Yerevan Special Regiment, with the first oath being held in the Republican Assembly Point and was attended by the first President of Armenia Levon Ter-Petrosyan, Prime Minister Vazgen Manukyan, and defence minister Vazgen Sargsyan. Five battalions were also formed in Ararat, Goris, Vardenis, Ijan and Meghri. In 1991, by the decision of the government, the State Committee of Defense under the Council of Ministers, which facilitated the task of coordinating the defense operations of Armenia, becoming the basis on which the Ministry of Defense was to be established later on.
Post-1992
Armenia established a Ministry of Defence on 28 January 1992. The first military unit of the defence ministry to be formed was the 1st Airborne Regiment, where the first Armenian soldier took the oath to the nation that March. Since a significant part of the officers of the Armed Forces were fighters of the self-defense volunteer detachments, a center for raising the qualification of officers was established for their qualification and training, which during its activity it provided about 1,500 officer-graduates. The School of Non-Commissioned Officers produced about 1,000 graduates.
The Treaty on Conventional Armed Forces in Europe was ratified by the Armenian parliament in July 1992. The treaty establishes comprehensive limits on key categories of military equipment, such as tanks, artillery, armored combat vehicles, combat aircraft, and combat helicopters, and provides for the destruction of weaponry in excess of those limits. Armenian officials have consistently expressed determination to comply with its provisions and thus Armenia has provided data on armaments as required under the CFE Treaty. Despite this, Azerbaijan accuses Armenia of diverting a large part of its military forces to Nagorno-Karabakh and thus circumventing these international regulations. In March 1993, Armenia signed the multilateral Chemical Weapons Convention, which calls for the eventual elimination of chemical weapons. Armenia acceded to the nuclear Non-Proliferation Treaty as a non-nuclear weapons state in July 1993.
In addition to the branches of services listed above, Armenia established its own Internal Troops from the former Soviet Interior Troops after the dissolution of the Soviet Union. Up until December 2002, Armenia maintained a Ministry of Internal Affairs, but along with the Ministry of National Security, it was reorganized as a non-ministerial institution. The two organizations became the Police of Armenia and the National Security Service.
Organization and service branches
The Armenian Armed Forces are Headquartered in Yerevan, where most of the general staff is based. The general staff is responsible for operational command of the Armenian Military and its two major branches. The armed forces also has the following personnel branches:
Department of Military Preparedness
Department of Military Apparatus
Department of Aviation
Department of Missile Troops
Department of Air Defence
Department of Rear Services
Department of Signal Troops
Department of the Engineer Troops
Department of Armaments
Department of the RNBC Defence Troops
Medical Department
Personnel Department
Intelligence Department
Strategic Planning Department
Mobilization Department
Operative Department
Department of Military Service Security
Department of Military Commissars
Financial Department
Human Resources Department
Ground Forces
According to IISS 2010, Armenia has 20 T-80 tanks, 137 T-72 tanks, 8 T-54/55 tanks and 80 BMP-1's, 7 BMP-1K, 55 BMP-2 and 12 BRM-1K. Wheeled APCs reported included 11 BTR-60s, 21 BTR-70s, 4 BTR-80s, 145 MT-LBs, 5 BMD-1S, and 120 BRDM-2 scout vehicles.
Although the Russians have supplied newer equipment to Armenia over the years, the numbers have never been sufficient to upgrade all ground force formations and many of the lower readiness units still have older, Soviet-legacy systems that have not been upgraded or in many cases effectively maintained. These older systems are placing great demands on the logistics system for service, maintenance, replacement parts and necessary upgrades, costing the army both financially and in overall readiness. The ground force is engaged in an effort of reassessment, reorganisation and restructuring, as the future of Armenia's defence needs a revised force structure and unit mix. The army sees the need to maintain much of its traditional mechanised formations, but is looking to lighten and make more mobile and self-sustainable a small number of other formations. It must develop these newer formations to support its international requirements and effectively operate in mountainous and other rugged terrain, but it must do this without affecting the mechanised capability that is needed to confront Azerbaijan's conventional forces.
Since the fall of the Soviet Union, Armenia has followed a policy of developing its armed forces into a professional, well trained, and mobile military. In 2000, the Centre for International Studies and Research reported that at that time the Armenian Army had the strongest combat capability of the three South Caucasus countries' armies (the other two being Georgia and Azerbaijan). CSTO Secretary, Nikolay Bordyuzha, came to a similar conclusion after collective military drills in 2007 when he stated that, "the Armenian Army is the most efficient one in the post-Soviet space". This was echoed more recently by Igor Korotchenko, a member of the Public Council, Russian Ministry of Defense, in a March 2011 interview with Voice of Russia radio.
The Army is functionally divided into Active and Reserve Forces. Their main functions include deterrence, defense, peace support and crisis management, humanitarian and rescue missions, as well as social functions within Armenian society.
The Active Forces mainly have peacekeeping and defensive duties, and are further divided into Deployment Forces, Immediate Reaction, and Main Defense Forces. The Reserve Forces consists of Enhancement Forces, Territorial Defense Forces, and Training Grounds. They deal with planning and reservist preparation, armaments and equipment storage, training of formations for active forces rotation or increase in personnel.
During peacetime the Army maintains permanent combat and mobilization readiness. They become part of multinational military formations in compliance with international treaties Armenia is a signatory to, participate in the preparation of the population, the national economy and the maintenance of wartime reserves and the infrastructure of the country for defense.
In times of crisis the Army's main tasks relate to participation in operations countering terrorist activities and defense of strategic facilities (such as nuclear power plants and major industrial facilities), assisting the security forces in proliferation of weapons of mass destruction, illegal armaments traffic and international terrorism.
In case of low- and medium-intensity military conflict the Active Forces that are part of the Army participate in carrying out the initial tasks for the defense of the territorial integrity and sovereignty of the country. In case of a high intensity conflict the Land Forces, together with the Air Force, Air Defense and Border Guards, form the defense group of the Armenian Armed Forces aiming at countering aggression and protect the territorial integrity and sovereignty of the country.
Experiments in developing small arms have been undertaken in Armenia, producing the K-3 assault rifle, but Jane's Infantry Weapons estimates that the program has ceased, and the rifle is not in widespread service with the army. The AK-74 is the standard issue rifle of the Armenian Army with older AKMs in reserve use. Beside AK rifles Armenian forces use mostly Russian small arms like the Makarov pistol, SVD sniper rifle, and the PKM general purpose machine gun.
Air Force and Air Defense
The Armenian Air Force consists of 15 Su-25 ground attack planes, 18 Su-30 jet fighters, 1 Mig 25, 16 Mil Mi-24 helicopter gunships, 6 L-39 trainer and attack aircraft, 16 Yak-52 trainer aircraft, 3 Il-76 cargo planes, 18 Mil Mi-8 transport helicopters, and 10 Mil Mi-2 light utility helicopters. There are an additional 18 MiG-29 fighter jets of the Russian 102nd Military Base stationed in Gyumri.
The Armenian anti-aircraft branch was equipped and organized as part of the military reform program of Lieutenant-General Norat Ter-Grigoryants. It consists of an anti-aircraft missile brigade and two regiments armed with 100 anti-aircraft complexes of various models and modifications, including the SA-8, Krug, S-75, S-125, SA-7, SA-10, SA-13, SA-16 and SA-18. Russia has SA-6 and S-300 long range surface-to-air missiles at the Russian 102nd Military Base. There are also 24 Scud ballistic missiles with eight launchers.
Numerical strength is estimated at 3,000 servicemen, with plans for further expansion.
In late December 2010, the Armenian Defense Minister, Seyran Ohanyan, officially acknowledged that the army are equipped with the Russian-made S-300 surface-to-air missiles. The statement was made while the Minister was inspecting a new air-defense command point that maintains "state-of-the-art equipment" built specifically for the operation of the S-300's. Russian specialist started to train Armenian teams on sophisticated Missiles and Defensive Systems. The S-300 was paraded for the first time in the 2011 Parade and the only S-300 missile system (SA10 Grumble) which likes mobility. The S-300 is the main Air Defensive system that protects Armenia's air security. In the 2016 Armenian Parade celebrating the Armenian Independence BUK-M2 Air Defense Systems were shown. These systems were not part of the 200 million dollar contract agreement between Yerevan and Moscow but an agreement between CSTO partners. Other devices such as stem of electronic warfare (EW) "Infauna" and P-325U consist in the Armenian Armed Forces.
Military of Artsakh
In addition to forces mentioned above, there are around 20,000 active soldiers defending Nagorno-Karabakh, a disputed territory which seceded from Azerbaijan in 1991 and is now a de facto independent state. They are well trained and well equipped with the latest in military software and hardware. The Karabakh army's heavy military hardware includes: 316 tanks, 324 armored vehicles, 322 artillery pieces of calibers over 122 mm, 44 multiple rocket launchers, and a new anti-aircraft defense system. In addition, the NKR Defence Army maintains a small air-force of 2 Su-25s, 5 Mi-24s and 5 other helicopters.
Personnel
The Armed Forces of Armenia is constitutionally a conscript force, but there is also a growing number of professional officers. There were roughly 19,000 conscripts and 23,000 professionals serving in 2017. Enlistment, which is performed twice a year, is handled by military commissariats. Male draftees between the ages of 18 and 27 are obliged to present themselves in the commissariats for registration. People who have changed their citizenship or have dual citizenship are also subject to conscription, unless they have already served in the armed forces of another country. Since 2003, conscientious objectors can apply for alternative service. Draft evaders can not be appointed to public service positions. Citizens who have completed military service are registered in the reserve and are divided into rank and file, non-commissioned and commissioned staff of the reserve. Reservists can be called up to training musters and exercises in peacetime. Reserve obligation lasts up to the age of 50.
Educational institutions
National Defense Research University
Vazgen Sargsyan Military University
Monte Melkonian Military Academy
Armenak Khanperyants Military Aviation University
Yerevan State Medical University Military Faculty
Foreign institutions for Armenian soldiers
Military Academy of Modena
École spéciale militaire de Saint-Cyr
Hellenic Military Academy
Military University of the Ministry of Defense of the Russian Federation—College of Military Finance
Higher military education is provided by the National Defense Research University in Yerevan. It was established in 2016, on the basis of the Institute for National Strategic Studies.
The I Have the Honour State Program is an educational program of the ministry of defence that serves conscripts in the army. Participants of the program are given the right to defer conscription in favor of education in post-secondary institutions with full reimbursement of tuition fees, after which the conscript is awarded the rank of lieutenant and is appointed to the service for a period of 2 years and 3 months.
Contract service
A contractual military service is a service last for 3–12 months, or for a term of three or five years. Males under 36 who have not previously served as contract servicemen and are registered in the reserve, can be enrolled in contractual military service as privates. Felons and those not fit for service are ineligible for contract service. Since 2008, sergeant training courses for contract servicemen have operated in the Armed Forces and since 2013, the duration of the courses has three months. The courses are open to reservist privates under the age of 25.
Conscription
Military service in Armenia is mandatory. Citizens aged 27 to 50 are registered in the reserve and may be drafted if a national mobilization was declared. The enlistment process is handled by the military commissariats in January and May. Dual citizens are not be exempt from the draft. If one fails to follow through with their obligations, a criminal case is then instituted, which could lead to 3 years in jail.
The following military commissariats operate in Armenia:
Yerevan
Conscription and Mobilization Service
No.1 territorial subdivision
No.2 Territorial Subdivision
No.3 Territorial Subdivision
No.4 Territorial Subdivision
Ashtarak
Aragatsotn Regional Subdivision
Artashat
Ararat Regional Subdivision
Armavir
Armavir Regional Subdivision
Martuni
Gegharkunik Regional Subdivision
Abovyan
Kotayk Regional Subdivision
Vanadzor
Lori Regional Subdivision
Gyumri
Shirak Regional Subdivision
Goris
Syunik Regional Subdivision
Ijevan
Tavush Regional Subdivision
Yeghegnadzor
Vayots Dzor Province Regional Subdivision
The armed forces also sport the following volunteer units:
Sisakan Regiment
Erato Detachment
Vanadzor Volunteer Detachment
Homeland Detachment
ARF Battalion
Tigran the Great International Military Regiment
Women in the armed forces
During the First Nagorno-Karabakh War in the early 90s, at least 115 Armenian women were known to have taken part in combat operations. Many women from the diaspora arrived to serve in non-combat missions. The first woman to have been given a significant position in the military was Zhanna Galstyan, who was appointed deputy commander of the Central District Defensive Unit after the formation of the Artsakh Defense Army.
More than 2,000 women currently serve in the army, with most working in administrative positions or in liaison and medical units. In October 2016, a program, approved by the National Assembly, committed the military to "creating additional opportunities" for women serving in the army or seeking military service. Defense Minister Vigen Sargsyan at the time told the MPs that "It would be wrong not to let them (women) reach their full potential." The Erato Detachment was the first all-women military unit in the Armenian Armed Forces, being created after of clashes between the Azerbaijani Army and Armenia occurred in July 2020. Anna Hakobyan, the wife of the current Prime Minister of Armenia, Nikol Pashinyan, underwent a week long combat readiness program with women from the Republic of Artsakh who joined the unit.
Minorities
During the 2020 war, a group of Yazidi reservists formed a reserve military unit that joined the frontline in Karabakh. The unit was led by Rzgan Sarhangyan and is composed of 50 soldiers aged between 18 and 55.
Equipment
The Armenian Army operates a wide variety of older equipment, mostly of Soviet origin. There is also some newer equipment from Russia. In 2015, a US$200m loan was ratified by Russia for the purchase of modern weapons between 2015 and 2017. Armenia produces its own combat helmets and body armors through the works of a joint Armenian-Polish company. Some personal equipment used by special units (Future Assault Shell Technology helmets, plate carriers and special pouches) is imported. Armenia also produces most of its small arms, with only specialised units being imported.
Following the 2016 Nagorno-Karabakh clashes, the Helsinki Citizens' Assembly released a report, which detailed the circumstances of death of Armenian servicemen. Among the contributing factors were stated to be malfunctioning equipment and lack of necessary materiel, especially ammunition. This was followed by plans to increase Armenian defense spending to purchase more weapons and ammunition.
Armenia is not a significant exporter of conventional weapons, but it has provided support, including material, to the Armenians of Nagorno-Karabakh during the Nagorno-Karabakh conflict.
International military cooperation
Russia
Russia is one of the closest allies of Armenia. The Russian 102nd Military Base, the former 127th Motor Rifle Division, is stationed in Gyumri. The military alliance of the two nations and, in particular, the presence of Russian troops on Armenian soil has been a key element of Armenia's national security doctrine since Armenia gained independence in 1991. Russia stations an estimated 5,000 soldiers of all types in Armenia, including 3,000 officially reported to be based at the 102nd Military Base. In 1997, the two countries signed a far-reaching friendship treaty, which calls for mutual assistance in the event of a military threat to either party and allows Russian border guards to patrol Armenia's frontiers with Turkey and Iran. In early 2005, the 102nd Military Base had 74 tanks, 17 battle infantry vehicles, 148 armored personnel carriers, 84 artillery pieces, 18 MiG-29 fighters, one battery of SA-6 and two batteries of S-300 anti-aircraft missiles. However, in 2005–2007, following an agreement on the withdrawal of two Russian military bases from Georgia, a great deal of military hardware was moved to the 102nd Base from the Russian 12th Military Base in Batumi and the 62nd Military Base at Akhalkalaki, Georgia. Russia also supplies weapons at the relatively lower prices of the Russian domestic market as part of a collective security agreement since January 2004.
According to unconfirmed reports by the Azeri media, Russia has supplied $1 billion worth of arms and ammunitions to Armenia in 1996; and handed over an additional $800 million worth of arms to Armenia in 2008–2009. According to AzerNews, the weapons in this latest transfer include 21 tanks, 12 armored vehicles, five other battle machines, a great number of rocket launchers, over 1,050 cases of grenades, nearly 7,900 types of ammunition, 120 grenade launchers, over 4,000 sub-machine guns, TNT fuses, mines of various types, 14 mine-launchers, 9 Grad launchers, five cannons, and other weapons.
Officer training is another sphere of Russian-Armenian military cooperation. In the first years of sovereignty when Armenia lacked a military educational establishment of its own, officers of its army were trained in Russia. Even now when Armenia has a military college on its own territory, the Armenian officer corps honors the tradition and is trained at Russian military educational establishments. In 1997, 600 Armenian servicemen were being trained at Russian Military Academies: the training was conducted by the Marshal Bagramyan Training Brigade.
At the first meeting of the joint Russian-Armenian government panel for military-technical cooperation that took place during autumn 2005, Prime Minister Mikhail Fradkov reported that, Russian factories will participate in the Armenian program of military modernization, and that Russia is prepared to supply the necessary spare parts and equipment. In accordance with this agreement, Armenia and Russia agreed to work together in exporting weapons and other military equipment to third countries in December 2009. The export agreement was signed by Defense Minister Seyran Ohanyan and a visiting senior Russian official, Konstantin Biryulin, during a meeting of a Russian-Armenian inter-governmental commission on bilateral military-technical cooperation. The agreement envisages the two countries' interaction in exporting military production to third countries, which will help to strengthen the armed forces of the two states, and further cement the already close Russian–Armenian military cooperation.
A Russian-Armenian defense agreement signed in August 2010 extends Russia's military presence in Armenia till 2044 and commits Russia to supplying Armenia with modern and compatible weaponry and special military hardware at reduced prices.
At the beginning of 2009, Azerbaijani media published allegations that Russia had made extensive weapons transfers to Armenia throughout 2008 costing about $800 million. On 12 January 2009, the Russian ambassador was invited to the Azerbaijani Ministry of Foreign Affairs and asked about this information. On 21 January 2009, Russian ministry of foreign relations officially denied the transfers. According to the materials published by WikiLeaks in December 2010, Azerbaijani defence minister Safar Abiyev claimed that in January 2009 during his visit to Moscow, his Russian counterpart Anatoly Serdyukov unofficially had admitted to weapons transfers "after the second bottle of vodka" that evening, although officially it was denied.
In June 2013 it was revealed that Russia has deployed in Armenia several Iskander-M ballistic missiles systems, which are stationed at undisclosed locations in the country.
Collective Security Treaty Organisation
On 7 October 2002, the Presidents of Armenia, Belarus, Kazakhstan, Kyrgyzstan, Russia and Tajikistan, signed a charter in Tashkent, founding the Collective Security Treaty Organisation (CSTO) (Russian: Организация Договора о Коллективной Безопасности (ОДКБ~ODKB)) or simply Ташкентский договор (The Tashkent Treaty). Nikolai Bordyuzha was appointed secretary general of the new organisation. On 23 June 2006, Uzbekistan became a full participant in the CSTO and its membership was formally ratified by its parliament on 28 March 2008. Furthermore, the CSTO is an observer organisation at the United Nations General Assembly.
The charter reaffirmed the desire of all participating states to abstain from the use or threat of force. Signatories would not be able to join other military alliances or other groups of states, while aggression against one signatory would be perceived as an aggression against all. To this end, the CSTO holds yearly military command exercises for the CSTO nations to have an opportunity to improve inter-organisation cooperation. The largest-scale CSTO military exercise held, to date, were the "Rubezh 2008" exercises hosted in Armenia where a combined total of 4,000 troops from all 7 constituent CSTO member countries conducted operative, strategic, and tactical training with an emphasis towards furthering the efficiency of the collective security element of the CSTO partnership.
The Ministry of Defense of Armenia has repeatedly stated that it would expect direct military assistance from the CSTO in case war with Azerbaijan resumes, as recently as December 2009, Defense Minister Ohanyan made the same statement. In August 2009, Nikolay Bordyuzha, the CSTO's secretary-general, confirmed that official Yerevan can count on such support.
On 4 February 2009, an agreement to create the Collective Rapid Reaction Force (KSOR) was reached by five of the seven CSTO members, with plans finalized on 14 June 2009. Armenia is one of the five member states. The force is intended to be used to repulse military aggression, conduct anti-terrorist operations, fight transnational crime and drug trafficking, and neutralize the effects of natural disasters.
NATO
Armenia participates in NATO's Partnership for Peace (PiP) program and it is in a NATO organization called Euro-Atlantic Partnership Council (EAPC). Armenia is in the process of implementation of Individual Partnership Action Plans (IPAPs), which is a program for those countries that have the political will and ability to deepen their relationship with NATO. Cooperative Best Effort exercise (the first where Russia was represented) was run on Armenian territory in 2003.
France
On 5 October 2023, following the 2023 Azerbaijani offensive in Nagorno-Karabakh, France announced that it would send defense aid to the Armenian military.
Greece
Greece is Armenia's closest ally in NATO and the two cooperate on multiple issues. A number of Armenian officers are trained in Greece every year, and military aid/material assistance has been provided to Armenia. In 2003, the two countries signed a military cooperation accord, under which Greece will increase the number of Armenian servicemen trained at the military and military-medical academies in Athens.
In February 2003, Armenia sent 34 peacekeepers to Kosovo where they became part of the Greek contingent. Officials in Yerevan have said the Armenian military plans to substantially increase the size of its peacekeeping detachment and counts on Greek assistance to the effort. In June 2008, Armenia sent 72 peacekeepers to Kosovo for a total of 106 peacekeepers.
Baltic States
Lithuania has been sharing experience and providing consultations to the Armenian Defense Ministry in the field of democratic control of armed forces, military and defense concepts and public relations since 2002. Since 2004, Armenian officers have been invited to study at the Lithuanian War Academy and the Baltic Defence College in Tartu, Estonia. Lithuania covers all study expenditures. In early 2007, two Armenian officers for the first time took part in a Baltic lead international exercise, Amber Hope, which was held in Lithuania.
United States
The United States has been steadily upping its military clout in the region. In early 2003, the United States Department of Defense announced several major military programs in the Caucasus. Washington's military aid to Armenia in 2005 amounted to $5 million, and in April 2004, the two sides signed a military-technical cooperation accord. In late 2004, Armenia deployed a unit of 46 soldiers, which included bomb-disposal experts, doctors, and transport specialists, to Iraq as part of the American-led Multi-National Force Iraq. In 2005, the United States allocated $7 million to modernize the military communications of the Armenian Armed Forces.
Since 2003, Armenia and the Kansas National Guard have exchanged military delegations as part of a National Guard Bureau program to promote better relations between the United States and developing nations. The program has largely consisted of mutual visits to each other's countries in an effort to share "ideas and [the] best practices for military and emergency management."
Eagle Partner 2023 was a military exercise which took place in Armenia from 11 September to 20 September 2023. The main goal of the exercise was the fortifying of the alliance between the United States with Armenia and also the training of the 12th Peacekeeping Brigade of the Armed Forces of Armenia for future peacekeeping missions.
Peacekeeping operations
As of 2022, Armenia is involved in peacekeeping operations in Kosovo, Afghanistan, Lebanon, Mali and Kazakhstan
Kosovo
There are 70 Armenian soldiers serving in Kosovo as peacekeepers.
Armenia joined the Kosovo Force in Kosovo in 2004. Armenian "blue helmets" serve within the Greek Army battalion. The relevant memorandum was signed on 3 September 2003, in Yerevan and ratified by the Armenian Parliament on 13 December 2003. The sixth deployment of Armenian peacekeepers departed for Kosovo on 14 November 2006. In 2008, the Armenian National Assembly voted unanimously to double the peacekeeping force in Kosovo by sending an extra 34 peacekeepers to the region, increasing the total number of peacekeepers in the region to 68.
Armenia temporarily withdrew its peacekeepers from Kosovo in February 2012 as a result of the reduction of the Greek subdivisions. Armenia redeployed them in July to serve alongside American soldiers in Kosovo.
Iraq
After the end of the invasion of Iraq, Armenia deployed a unit of 46 peacekeepers under Polish command. Armenian peacekeepers were based in Al-Kut, from the capital of Baghdad. On 23 July 2006, the fourth shift of Armenian peacekeepers departed for Iraq. The shift included 3 staff commanders, 2 medical officers, 10 combat engineers and 31 drivers. Throughout the length of the deployment, there was one Armenian wounded and no deaths. The Armenian government extended the small troop presence in Iraq by one year at the end of 2005 and 2006. On 7 October 2008, Armenia withdrew its contingent of 46 peacekeepers. This coincided with the withdrawal of the Polish contingent in Iraq.
Afghanistan
Armenia deployed 130 soldiers in Afghanistan as part of the NATO-led International Security Assistance Force (ISAF). They were serving under German command protecting an airport in Kunduz.
Lebanon
In 2014, Armenia deployed 33 peacekeepers to Lebanon as part of UNIFIL. They currently serve under the Italian contingent and fulfill headquarter security functions.
Mali
In 2015, one peacekeeper was dispatched to Mali on a monitoring-peacekeeping mission.
Kazakhstan
In 2022, Armenia sent around 100 servicemen to Kazakhstan as part of the Collective Security Treaty Organization peacekeeping forces. Nikol Pashinyan, who serves as the CSTO chairman, confirmed that the alliance will send 'peacekeepers' to Kazakhstan for a limited period given the threat to national security and the sovereignty of Kazakhstan, due to the 2022 Kazakh protests.
References
External links
Armenian Ministry of Defense
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Foreign relations of Armenia
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Since its independence, Armenia has maintained a policy of trying to have positive and friendly relations with Iran, Russia, and the West, including the United States and the European Union. It has full membership status in a number of international organizations, such as the Council of Europe and the Eurasian Economic Union, and observer status, etc. in some others. However, the dispute over the Armenian genocide of 1915 and the ongoing Nagorno-Karabakh conflict have created tense relations with two of its immediate neighbors, Azerbaijan and Turkey.
The Ministry of Foreign Affairs implements the foreign policy agenda of the Government of Armenia and organizes and manages diplomatic services abroad. Since August 2021, Ararat Mirzoyan serves as the Minister of Foreign Affairs of Armenia.
Foreign relations
Armenia is a member of more than 70 different international organizations, including the following:
Asian Development Bank
Collective Security Treaty Organization and the Commonwealth of Independent States
Council of Europe
The EU's Eastern Partnership and the Euronest Parliamentary Assembly
The UN's Eastern European Group
Eurocontrol
European Bank for Reconstruction and Development
European Political Community
Eurasian Economic Union
Eurasian Development Bank and the Eurasian Customs Union
Federation of Euro-Asian Stock Exchanges
International Bank for Reconstruction and Development
International Monetary Fund
Interpol
La Francophonie
NATO's Euro-Atlantic Partnership Council, Individual Partnership Action Plan, and Partnership for Peace
Organization for Security and Cooperation in Europe
Organization of the Black Sea Economic Cooperation
TRACECA
United Nations
World Bank, the World Customs Organization, and the World Trade Organization
Armenia is also an observer member of the ASEAN Inter-Parliamentary Assembly, the Community of Democratic Choice, the Non-Aligned Movement, the Organization of American States, the Pacific Alliance, the Arab League, the Community of Democracies, a dialogue partner in the Shanghai Cooperation Organisation, and a regional member of the Asian Infrastructure Investment Bank.
Armenian genocide recognition
As of 2023, 34 states have officially recognized the historical events as genocide. Parliaments of countries that recognize the Armenian genocide include Argentina, Armenia, Austria, Belgium, Bolivia, Brazil, Bulgaria, Canada, Chile, Cyprus, Czech Republic, France, Germany, Greece, Italy, Latvia, Lebanon, Libya, Lithuania, Luxembourg, Mexico, the Netherlands, Paraguay, Poland, Portugal, Russia, Slovakia, Sweden, Switzerland, Syria, United States, Uruguay, Vatican City and Venezuela. Additionally, some regional governments of countries recognize the Armenian genocide too, such as New South Wales and South Australia in Australia as well as Scotland, Northern Ireland and Wales in the United Kingdom. US House Resolution 106 was introduced on 30 January 2007, and later referred to the House Committee on Foreign Affairs. The bill has 225 co-sponsors. The bill called for former President George W. Bush to recognize and use the word genocide in his annual 24 April speech which he never used. His successor President Barack Obama expressed his desire to recognize the Armenian genocide during the electoral campaigns, but after being elected, did not use the word "genocide" to describe the events that occurred in 1915. The US House of Representatives formally recognized the Armenian genocide with House Resolution 296 on 29 October 2019. The United States Senate unanimously recognized the genocide with Senate Resolution 150 on 12 December 2019. In 2021, President Joe Biden became the first U.S. president to formally recognize the Armenian genocide. As of 2022, all 50 U.S. states have also recognized the events as genocide.
Disputes
Nagorno-Karabakh conflict
Armenia provides political, material and military support to the Republic of Artsakh in the longstanding Nagorno-Karabakh conflict.
The current conflict over Nagorno-Karabakh began in 1988 when Armenian demonstrations against Azerbaijani rule broke out in Nagorno–Karabakh and later in Armenia. The Nagorno-Karabakh Autonomous Oblast voted to secede from Azerbaijan and join Armenia. Soon, violence broke out against Armenians in Azerbaijan and Azeris in Armenia. In 1990, after violent episodes in Nagorno–Karabakh and Azerbaijani cities like Baku, Sumgait and Kirovabad, Moscow declared a state of emergency in Karabakh, sending troops to the region, and forcibly occupied Baku, killing over a hundred civilians. In April 1991, Azerbaijani militia and Soviet forces targeted Armenian populations in Karabakh, known as Operation Ring. Moscow also deployed troops to Yerevan. Following the collapse of the Soviet Union, conflict escalated into a full-scale war between the Nagorno-Karabakh Republic (supported by Armenia), and Azerbaijan. Military action was influenced by the Russian military, which manipulated the rivalry between the two neighbouring sides in order to keep both under control.
More than 30,000 people were killed in the fighting during the period of 1988 to 1994. In May 1992, Armenian forces seized Shusha and Lachin (thereby linking Nagorno-Karabakh to Armenia). By October 1993, Armenian forces succeeded in taking almost all of former NKAO, Lachin and large areas in southwestern Azerbaijan. In 1993, the UN Security Council adopted four resolutions calling for the cessation of hostilities, unimpeded access for international humanitarian relief efforts, and the eventual deployment of a peacekeeping force in the region. Fighting continued, however, until May 1994 at which time Russia brokered a cease-fire between the three sides.
Negotiations to resolve the conflict peacefully have been ongoing since 1992 under the Minsk Group of the Organization for Security and Co-operation in Europe. The Minsk Group is co-chaired by Russia, France, and the United States and has representation from Turkey, the U.S., several European nations, Armenia and Azerbaijan. Despite the 1994 cease-fire, sporadic violations, sniper-fire and land mine incidents continue to claim over 100 lives each year.
Since 1997, the Minsk Group co-chairs have presented three proposals to serve as a framework for resolving the conflict. Each proposal was rejected. Beginning in 1999, the presidents of Azerbaijan and Armenia initiated a direct dialogue through a series of face-to-face meetings, often facilitated by the Minsk Group Co-Chairs. The OSCE sponsored a round of negotiations between the presidents in Key West, Florida. U.S. Secretary of State Colin Powell launched the talks on 3 April 2001, and the negotiations continued with mediation by the U.S., Russia and France until 6 April 2001. The Co-Chairs are still continuing to work with the two presidents in the hope of finding lasting peace.
The two countries are still at war. Citizens of Armenia, as well as citizens of any other country who are of Armenian descent, are forbidden entry to Azerbaijan. If a person's passport shows evidence of travel to Nagorno–Karabakh, they are forbidden entry to Azerbaijan.
In 2008, in what became known as the 2008 Mardakert Skirmishes, Armenian forces and Azerbaijan clashed over Nagorno-Karabakh. The fighting between the sides was brief, with few casualties on either side.
The 2020 Nagorno-Karabakh war was the latest escalation of the unresolved conflict.
Countries without diplomatic relations
Armenia does not have diplomatic relations with the following countries (organized by continent):
Africa
Botswana, Lesotho, São Tomé and Príncipe, South Sudan
The Americas
Barbados
Asia
Azerbaijan, Pakistan (Pakistan is the only country in the world that does not recognize Armenia), Saudi Arabia, Turkey, Yemen
Oceania
Marshall Islands, Papua New Guinea, Samoa, Solomon Islands, Tonga
Armenia also has no diplomatic relations with states with limited recognition except for the Republic of Artsakh.
Countries with diplomatic relations
Armenia has diplomatic relations with the following countries: Afghanistan, Albania, Algeria, Andorra, Angola, Antigua and Barbuda, Argentina, Australia, Austria, Bahamas, Bahrain, Bangladesh, Belarus, Belgium, Belize, Benin, Bhutan, Bolivia, Brazil, Brunei Darussalam, Bulgaria, Burkina Faso, Burundi, Cambodia, Cameroon, Canada, Cape Verde, Central African Republic, Chad, Chile, China, Colombia, Comoros, Costa Rica, Croatia, Cuba, Cyprus, Czech Republic, Denmark, Djibouti, Dominica, Dominican Republic, Democratic Republic of the Congo, Republic of the Congo, East Timor, Ecuador, Egypt, El Salvador, Equatorial Guinea, Eritrea, Estonia, Eswatini, Ethiopia, Fiji, Finland, France, Gabon, The Gambia, Georgia, Germany, Ghana, Greece, Grenada, Guatemala, Guinea, Guinea-Bissau, Haiti, Holy See, Honduras, Hungary, Iceland, India, Indonesia, Iran, Iraq, Ireland, Israel, Italy, Ivory Coast, Jamaica, Japan, Jordan, Kazakhstan, Kenya, Kiribati, North Korea, South Korea, Kuwait, Kyrgyzstan, Laos, Latvia, Lebanon, Liberia, Libya, Liechtenstein, Lithuania, Luxembourg, Madagascar, Malawi, Malaysia, Maldives, Mali, Malta, Mauritania, Mexico, Micronesia, Moldova, Monaco, Mongolia, Montenegro, Morocco, Mozambique, Myanmar, Namibia, Nauru, Nepal, Netherlands, New Zealand, Nicaragua, Niger, Nigeria, North Macedonia, Norway, Oman, Palau, Panama, Paraguay, Peru, Philippines, Poland, Portugal, Qatar, Romania, Russia, Rwanda, Saint Kitts and Nevis, Saint Lucia, Saint Vincent and the Grenadines, San Marino, Senegal, Serbia, Seychelles, Sierra Leone, Singapore, Slovakia, Slovenia, Somalia, South Africa, Spain, Sri Lanka, Sudan, Suriname, Sweden, Switzerland, Syria, Tajikistan, Tanzania, Thailand, Togo, Trinidad and Tobago, Tunisia, Turkmenistan, Tuvalu, Uganda, Ukraine, the United Arab Emirates, the United Kingdom, the United States of America, Uruguay, Vanuatu, Venezuela, Vietnam, Zambia and Zimbabwe.
Notes on some of these relations follow (organized by continent):
Multilateral
Bilateral
Africa
The Americas
Asia
Europe
Oceania
Other international organizations
Armenia is additionally a full member, unless otherwise noted, in the following international organizations, programs and treaties:
See also
Armenia and the United Nations
Armenia–BSEC relations
Armenia in the Council of Europe
Armenia–European Union relations
Armenia–NATO relations
Armenia–OSCE relations
Armenian diaspora
Armenian population by urban area
Euronest Parliamentary Assembly
Foreign relations of Artsakh
List of ambassadors of Armenia
List of diplomatic missions in Armenia
List of diplomatic missions of Armenia
List of ministers of foreign affairs of Armenia
Politics of Europe
Visa policy of Armenia
Visa requirements for Armenian citizens
Footnotes
References
External links
Argentina
List of Treaties ruling the relations Argentina and Armenia (Argentine Foreign Ministry, in Spanish)
Canada
Armenian embassy in Ottawa
Canadian Ministry of Foreign Affairs and International Trade about relations with Armenian
Chile
Chilean Senate: recognition of the Armenian genocide (in Spanish only)
Czech
Armenian embassy in London
British Foreign and Commonwealth Office about relations with Armenia *British embassy in Yerevan
Denmark
Danish Foreign Ministry: development program with Armenia
NATO
Iskandaryan, Alexander:"NATO and Armenia: A Long Game of Complementarism" in the Caucasus Analytical Digest No. 5
International
Khachatrian, Haroutiun: "Foreign Investments in Armenia: Influence of the Crisis and Other Peculiarities" in the Caucasus Analytical Digest No. 28
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Events
Pre-1600
29 BC – Octavian holds the first of three consecutive triumphs in Rome to celebrate the victory over the Dalmatian tribes.
523 – John I becomes the new Pope after the death of Pope Hormisdas.
554 – Emperor Justinian I rewards Liberius for his service in the Pragmatic Sanction, granting him extensive estates in Italy.
582 – Maurice becomes Emperor of the Byzantine Empire.
900 – Count Reginar I of Hainault rises against Zwentibold of Lotharingia and slays him near present-day Susteren.
1099 – Raniero is elected as Pope Paschal II, who would become deeply entangled in the Investiture Controversy.
1516 – The Treaty of Noyon between France and Spain is signed. Francis I of France recognizes Charles's claim to Naples, and Charles V, Holy Roman Emperor, recognizes Francis's claim to Milan.
1521 – After an extended siege, forces led by Spanish conquistador Hernán Cortés capture Tlatoani Cuauhtémoc and conquer the Aztec capital of Tenochtitlan.
1532 – Union of Brittany and France: The Duchy of Brittany is absorbed into the Kingdom of France.
1536 – Buddhist monks from Kyoto, Japan's Enryaku-ji temple set fire to 21 Nichiren temples throughout Kyoto in what will be known as the Tenbun Hokke Disturbance.
1553 – Michael Servetus is arrested by John Calvin in Geneva, Switzerland as a heretic.
1601–1900
1624 – The French king Louis XIII appoints Cardinal Richelieu as prime minister.
1645 – Sweden and Denmark sign Peace of Brömsebro.
1650 – Colonel George Monck of the English Army forms Monck's Regiment of Foot, which will later become the Coldstream Guards.
1704 – War of the Spanish Succession: Battle of Blenheim: English and Imperial forces are victorious over French and Bavarian troops.
1779 – American Revolutionary War: The Royal Navy defeats the Penobscot Expedition with the most significant loss of United States naval forces prior to the attack on Pearl Harbor.
1792 – King Louis XVI of France is formally arrested by the National Tribunal, and declared an enemy of the people.
1806 – Battle of Mišar during the Serbian Revolution begins. The battle ends two days later with a Serbian victory over the Ottomans.
1814 – The Convention of London, a treaty between the United Kingdom and the United Netherlands, is signed in London, England.
1868 – The 8.5–9.0 Arica earthquake struck southern Peru with a maximum Mercalli intensity of XI (Extreme), causing 25,000+ deaths and a destructive basin wide tsunami that affected Hawaii and New Zealand.
1889 – William Gray of Hartford, Connecticut is granted United States Patent Number 408,709 for "Coin-controlled apparatus for telephones."
1898 – Spanish–American War: Spanish and American forces engage in a mock battle for Manila, after which the Spanish commander surrendered in order to keep the city out of Filipino rebel hands.
1898 – Carl Gustav Witt discovers 433 Eros, the first near-Earth asteroid to be found.
1900 – The steamer Deutschland of Hamburg America Lines set a new record for the eastward passage when it docked on Plymouth, England, five days, 11 hours and 45 minutes after sailing from New York, breaking by three hours, six minutes its previous mark in its maiden voyage in July.
1901–present
1905 – Norwegians vote to end the union with Sweden.
1906 – The all black infantrymen of the U.S. Army's 25th Infantry Regiment are accused of killing a white bartender and wounding a white police officer in Brownsville, Texas, despite exculpatory evidence; all are later dishonorably discharged. (Their records were later restored to reflect honorable discharges but there were no financial settlements.)
1913 – First production in the UK of stainless steel by Harry Brearley.
1918 – Women enlist in the United States Marine Corps for the first time. Opha May Johnson is the first woman to enlist.
1918 – Bayerische Motoren Werke AG (BMW) established as a public company in Germany.
1920 – Polish–Soviet War: The Battle of Warsaw begins and will last till August 25. The Red Army is defeated.
1937 – Second Sino-Japanese War: The Battle of Shanghai begins.
1942 – Major General Eugene Reybold of the U.S. Army Corps of Engineers authorizes the construction of facilities that would house the "Development of Substitute Materials" project, better known as the Manhattan Project.
1944 – World War II: German troops begin the pillage and razing of Anogeia in Crete that would continue until September 5.
1954 – Radio Pakistan broadcasts the "Qaumī Tarāna", the national anthem of Pakistan for the first time.
1960 – The Central African Republic declares independence from France.
1961 – Cold War: East Germany closes the border between the eastern and western sectors of Berlin to thwart its inhabitants' attempts to escape to the West, and construction of the Berlin Wall is started. The day is known as Barbed Wire Sunday.
1964 – Peter Allen and Gwynne Evans are hanged for the murder of John Alan West becoming the last people executed in the United Kingdom.
1967 – Two young women became the first fatal victims of grizzly bear attacks in the 57-year history of Montana's Glacier National Park in separate incidents.
1968 – Alexandros Panagoulis attempts to assassinate the Greek dictator Colonel Georgios Papadopoulos in Varkiza, Athens.
1969 – The Apollo 11 astronauts enjoy a ticker tape parade in New York City. That evening, at a state dinner in Los Angeles, they are awarded the Presidential Medal of Freedom by U.S. President Richard Nixon.
1973 – Aviaco Flight 118 crashes on approach to A Coruña Airport in A Coruña, Spain, killing 85.
1977 – Members of the British National Front (NF) clash with anti-NF demonstrators in Lewisham, London, resulting in 214 arrests and at least 111 injuries.
1978 – One hundred fifty Palestinians in Beirut are killed in a terrorist attack during the second phase of the Lebanese Civil War.
1990 – A mainland Chinese fishing boat Min Ping Yu No. 5202 is hit by a Taiwanese naval vessel and sinks in a repatriation operation of mainland Chinese immigrants, resulting in 21 deaths. This is the second tragedy less than a month after Min Ping Yu No. 5540 incident.
2004 – One hundred fifty-six Congolese Tutsi refugees are massacred at the Gatumba refugee camp in Burundi.
2008 – Russo-Georgian War: Russian units occupy the Georgian city of Gori.
2015 – At least 76 people are killed and 212 others are wounded in a truck bombing in Baghdad, Iraq.
2020 – Israel–United Arab Emirates relations are formally established.
Births
Pre-1600
985 – Al-Hakim bi-Amr Allah, Fatimid caliph (d. 1021)
1311 – Alfonso XI, king of Castile and León (d. 1350)
1567 – Samuel de Champlain, French explorer (d. 1635)
1584 – Theophilus Howard, 2nd Earl of Suffolk, English admiral and politician, Lord Lieutenant of Cumberland (d. 1640)
1592 – William, Count of Nassau-Siegen, German count, field marshal of the Dutch State Army (d. 1642)
1601–1900
1625 – Rasmus Bartholin, Danish physician, mathematician, and physicist (d. 1698)
1662 – Charles Seymour, 6th Duke of Somerset, English politician, Lord President of the Council (d. 1748)
1666 – William Wotton, English linguist and scholar (d. 1727)
1700 – Heinrich von Brühl, Polish-German politician (d. 1763)
1717 – Louis François, Prince of Conti (d. 1776)
1756 – James Gillray, English caricaturist and printmaker (d. 1815)
1764 – Louis Baraguey d'Hilliers, French general (d. 1813)
1790 – William Wentworth, Australian journalist, explorer, and politician (d. 1872)
1803 – Vladimir Odoyevsky, Russian philosopher and critic (d. 1869)
1814 – Anders Jonas Ångström, Swedish physicist and astronomer (d. 1874)
1818 – Lucy Stone, American abolitionist and suffragist (d. 1893)
1819 – Sir George Stokes, 1st Baronet, Anglo-Irish mathematician and physicist (d. 1903)
1820 – George Grove, English musicologist and historian (d. 1900)
1823 – Goldwin Smith, English-Canadian historian and journalist (d. 1910)
1831 – Salomon Jadassohn, German pianist and composer (d. 1902)
1841 – Johnny Mullagh, Australian cricketer (d. 1891)
1842 – Charles Wells, English brewer, founded Charles Wells Ltd (d. 1914)
1849 – Leonora Barry, Irish-born American social activist (d. 1930)
1851 – Felix Adler, German-American religious leader and educator (d. 1933)
1860 – Annie Oakley, American target shooter (d. 1926)
1866 – Giovanni Agnelli, Italian businessman, founded Fiat S.p.A. (d. 1945)
1867 – George Luks, American painter and illustrator (d. 1933)
1871 – Karl Liebknecht, German politician, co-founded Social Democratic Party of Germany (d. 1919)
1872 – Richard Willstätter, German-Swiss chemist and academic, Nobel Prize Laureate (d. 1942)
1879 – John Ireland, English composer and educator (d. 1962)
1884 – Harry Dean, English cricketer and coach (d. 1957)
1888 – John Logie Baird, Scottish engineer, invented the television (d. 1946)
1888 – Gleb W. Derujinsky, Russian-American sculptor (d. 1975)
1889 – Camillien Houde, Canadian lawyer and politician, 34th Mayor of Montreal (d. 1958)
1895 – István Barta, Hungarian water polo player (d. 1948)
1895 – Bert Lahr, American actor (d. 1967)
1898 – Jean Borotra, French tennis player (d. 1994)
1898 – Regis Toomey, American actor (d. 1991)
1899 – Alfred Hitchcock, English-American director and producer (d. 1980)
1899 – José Ramón Guizado, Panamanian politician, 17th President of Panama (d. 1964)
1901–present
1902 – Felix Wankel, German engineer (d. 1988)
1904 – Buddy Rogers, American actor and musician (d. 1999)
1904 – Margaret Tafoya, Native American Pueblo potter (d. 2001)
1906 – Chuck Carroll, American football player and lawyer (d. 2003)
1906 – Art Shires, American baseball player and boxer (d. 1967)
1907 – Basil Spence, Scottish architect, designed Coventry Cathedral (d. 1976)
1908 – Gene Raymond, American actor and pilot (d. 1998)
1911 – William Bernbach, American advertiser, co-founded DDB Worldwide (d. 1982)
1912 – Claire Cribbs, American basketball player and coach (d. 1985)
1912 – Ben Hogan, American golfer and sportscaster (d. 1997)
1912 – Salvador Luria, Italian-American microbiologist and academic, Nobel Prize laureate (d. 1991)
1913 – Makarios III, Greek archbishop and politician, 1st President of Cyprus (d. 1977)
1913 – Fred Davis, English snooker player (d. 1998)
1914 – Grace Bates, American mathematician and academic (d. 1996)
1917 – Sid Gordon, American baseball player (d. 1975)
1918 – Noor Hassanali, Trinidadian lawyer and politician, 2nd President of Trinidad and Tobago (d. 2006)
1918 – Frederick Sanger, English biochemist and academic, Nobel Prize laureate (d. 2013)
1919 – Rex Humbard, American evangelist and television host (d. 2007)
1919 – George Shearing, English jazz pianist and bandleader (d. 2011)
1920 – Neville Brand, American actor (d. 1992)
1921 – Louis Frémaux, French conductor (d. 2017)
1921 – Jimmy McCracklin, American blues/R&B singer-songwriter and pianist (d. 2012)
1921 – Mary Lee, Scottish singer (d. 2022)
1922 – Chuck Gilmur, American basketball player, coach, and educator (d. 2011)
1925 – Benny Bailey, American trumpet player, songwriter, and producer (d. 2005)
1925 – José Alfredo Martínez de Hoz, Argentine executive and policy maker (d. 2013)
1926 – Fidel Castro, Cuban lawyer and politician, ex-President of Cuba (d. 2016)
1928 – John Tidmarsh, English journalist and radio host (d. 2019)
1929 – Pat Harrington, Jr., American actor (d. 2016)
1930 – Wilfried Hilker, German footballer and referee
1930 – Don Ho, American singer and ukulele player (d. 2007)
1930 – Bernard Manning, English comedian (d. 2007)
1930 – Wilmer Mizell, American baseball player and politician (d. 1999)
1930 – Bob Wiesler, American baseball player (d. 2014)
1933 – Joycelyn Elders, American admiral and physician, 15th Surgeon General of the United States
1935 – Alex de Renzy, American director and producer (d. 2001)
1935 – Mudcat Grant, American baseball player and sportscaster (d. 2021)
1938 – Dave "Baby" Cortez, American R&B pianist, organist, and composer
1938 – Bill Masterton, Canadian ice hockey player (d. 1968)
1940 – Bill Musselman, American basketball player and coach (d. 2000)
1942 – Hissène Habré, Chadian politician and war criminal, 5th president of Chad (d. 2021)
1943 – Fred Hill, American football player
1943 – Ertha Pascal-Trouillot, President of Haiti
1943 – Michael Willetts, English sergeant; George Cross recipient (d. 1971)
1944 – Kevin Tighe, American actor
1945 – Lars Engqvist, Swedish politician, Deputy Prime Minister of Sweden
1945 – Gary Gregor, American basketball player
1945 – Robin Jackman, Indian-English cricketer and sportscaster (d. 2020)
1945 – Howard Marks, Welsh cannabis smuggler, writer, and legalisation campaigner (d. 2016)
1946 – Janet Yellen, American economist, 78th United States secretary of the treasury
1947 – Fred Stanley, American baseball player and manager
1947 – John Stocker, Canadian voice actor and director
1947 – Margareta Winberg, Swedish politician, Deputy Prime Minister of Sweden
1948 – Kathleen Battle, American operatic soprano
1949 – Jim Brunzell, American wrestler
1949 – Bobby Clarke, Canadian ice hockey player and manager
1949 – Philippe Petit, French tightrope walker
1949 – Willy Rey, Dutch-Canadian model (d. 1973)
1950 – Jane Carr, English actress
1950 – Rusty Gerhardt, American baseball player, coach, and manager
1951 – Dan Fogelberg, American singer-songwriter and guitarist (d. 2007)
1952 – Dave Carter, American singer-songwriter and guitarist (d. 2002)
1952 – Gary Gibbs, American football player and coach
1952 – Suzanne Muldowney, American performance artist
1952 – Herb Ritts, American photographer and director (d. 2002)
1952 – Hughie Thomasson, American singer-songwriter and guitarist (d. 2007)
1952 – Eugenio Lopez III, Filipino businessperson, CEO and chairman of ABS-CBN Corporation
1953 – Tom Cohen, American philosopher, theorist, and academic
1953 – Ron Hilditch, Australian rugby league player and coach
1953 – Thomas Pogge, German philosopher and academic
1953 – Peter Wright, English historian and author
1954 – Nico Assumpção, Brazilian bass player (d. 2001)
1955 – Keith Ahlers, English race car driver
1955 – Hideo Fukuyama, Japanese race car driver
1955 – Paul Greengrass, English director and screenwriter
1956 – Rohinton Fali Nariman, Judge of the Supreme Court of India
1958 – David Feherty, Northern Irish golfer and sportscaster
1958 – Feargal Sharkey, Northern Irish singer-songwriter
1958 – Randy Shughart, American sergeant, Medal of Honor recipient (d. 1993)
1959 – Danny Bonaduce, American actor and wrestler
1959 – Bruce French, English cricketer and coach
1959 – Tom Niedenfuer, American baseball player
1960 – Ivar Stukolkin, Estonian swimmer
1961 – Koji Kondo, Japanese composer and sound director
1961 – Dawnn Lewis, American actress
1961 – Neil Mallender, English cricketer and umpire
1961 – Tom Perrotta, American novelist and screenwriter
1962 – John Slattery, American actor, director, producer, and screenwriter
1963 – Steve Higgins, American talk show co-host and announcer, writer, producer, comedian and impressionist
1963 – Valerie Plame, American CIA agent and author
1963 – Sridevi, Indian actress (d. 2018)
1964 – Jay Buhner, American baseball player and sportscaster
1964 – Debi Mazar, American actress
1964 – Tom Prince, American baseball player and manager
1965 – Mark Lemke, American baseball player, coach, and radio host
1965 – Hayato Matsuo, Japanese composer and conductor
1966 – Scooter Barry, American basketball player
1966 – Shayne Corson, Canadian ice hockey player
1967 – Quinn Cummings, American actress, author, and entrepreneur
1967 – Dave Jamerson, American basketball player
1967 – Digna Ketelaar, Dutch tennis player
1968 – Tal Bachman, Canadian singer-songwriter
1968 – Todd Hendricks, American football player and coach
1968 – Tony Jarrett, English sprinter and hurdler
1969 – Midori Ito, Japanese figure skater
1970 – Will Clarke, American author
1970 – Elvis Grbac, American football player and coach
1970 – Seana Kofoed, American actress
1970 – Alan Shearer, English footballer and manager
1971 – Patrick Carpentier, Canadian race car driver
1971 – Adam Housley, American baseball player and journalist
1971 – Moritz Bleibtreu, German actor
1972 – Kevin Plank, American businessman, founded Under Armour
1973 – Molly Henneberg, American journalist
1973 – Eric Medlen, American race car driver (d. 2007)
1974 – Scott MacRae, American baseball player and coach
1974 – Joe Perry, English snooker player
1974 – Niklas Sundin, Swedish musician and artist
1974 – Jarrod Washburn, American baseball player and coach
1975 – Shoaib Akhtar, Pakistani cricketer
1975 – Marty Turco, Canadian ice hockey player and sportscaster
1976 – Geno Carlisle, American basketball player
1976 – Nicolás Lapentti, Ecuadorian tennis player
1977 – Michael Klim, Polish-Australian swimmer
1977 – Kenyan Weaks, American basketball player and coach
1978 – Dwight Smith, American football player
1979 – Román Colón, Dominican baseball player
1979 – Corey Patterson, American baseball player
1979 – Taizō Sugimura, Japanese politician
1980 – Murtz Jaffer, Canadian journalist
1982 – Christopher Raeburn, English fashion designer
1982 – Sarah Huckabee Sanders, American political consultant and press secretary
1982 – Sebastian Stan, Romanian-American actor
1983 – Dallas Braden, American baseball player
1983 – Aleš Hemský, Czech ice hockey player
1983 – Ľubomír Michalík, Slovak footballer
1983 – Christian Müller, German footballer
1984 – Alona Bondarenko, Ukrainian tennis player
1984 – Niko Kranjčar, Croatian footballer
1984 – Boone Logan, American baseball player
1984 – James Morrison, English singer-songwriter and guitarist
1985 – Gerrit van Look, German rugby player and coach
1987 – Jose Lorenzo Diokno, Filipino director, producer, and screenwriter
1987 – Devin McCourty, American football player
1987 – Jason McCourty, American football player
1987 – Jamie Reed, Welsh footballer
1988 – Keith Benson, American basketball player
1988 – Jerry Hughes, American football player
1988 – Brandon Workman, American baseball player
1989 – Greg Draper, New Zealand footballer
1989 – Justin Greene, American basketball player
1989 – Israel Jiménez, Mexican footballer
1990 – DeMarcus Cousins, American basketball player
1990 – Benjamin Stambouli, French footballer
1991 – Dave Days, American singer-songwriter and guitarist
1991 – Lesley Doig, Scottish lawn bowler
1992 – Katrina Gorry, Australian football player
1992 – Lucas Moura, Brazilian footballer
1992 – Alicja Tchórz, Polish swimmer
1992 – Taijuan Walker, American baseball player
1993 – Moses Mbye, Australian rugby league player
1994 – Filip Forsberg, Swedish ice hockey player
1996 – Antonia Lottner, German tennis player
1998 – Dalma Gálfi, Hungarian tennis player
1999 – Lennon Stella, Canadian singer and actress
2000 – Na Jaemin, South Korean rapper, singer, dancer and actor
Deaths
Pre-1600
587 – Radegund, Frankish princess and saint (b. 520)
604 – Wen, emperor of the Sui Dynasty (b. 541)
612 – Fabia Eudokia, Byzantine empress (b. 580)
662 – Maximus the Confessor, Byzantine theologian
696 – Takechi, Japanese prince
900 – Zwentibold, king of Lotharingia (b. 870)
908 – Al-Muktafi, Abbasid caliph
981 – Gyeongjong, king of Goryeo (Korea) (b. 955)
1134 – Irene of Hungary, Byzantine empress (b. 1088)
1297 – Nawrūz, Mongol emir
1311 – Pietro Gradenigo, doge of Venice
1382 – Eleanor of Aragon, queen of Castile (b. 1358)
1447 – Filippo Maria Visconti, duke of Milan (b. 1392)
1523 – Gerard David, Flemish painter (b. 1460)
1601–1900
1608 – Giambologna, Italian sculptor (b. 1529)
1617 – Johann Jakob Grynaeus, Swiss clergyman and theologian (b. 1540)
1667 – Jeremy Taylor, Irish bishop and saint (b. 1613)
1686 – Louis Maimbourg, French priest and historian (b. 1610)
1721 – Jacques Lelong, French priest and author (b. 1665)
1744 – John Cruger, Danish-American businessman and politician, 39th Mayor of New York City (b. 1678)
1749 – Johann Elias Schlegel, German poet and critic (b. 1719)
1766 – Margaret Fownes-Luttrell, English painter (b. 1726)
1795 – Ahilyabai Holkar, Queen of Indore (b. 1725)
1826 – René Laennec, French physician, invented the stethoscope (b. 1781)
1863 – Eugène Delacroix, French painter and lithographer (b. 1798)
1865 – Ignaz Semmelweis, Hungarian physician and obstetrician (b. 1818)
1900 – Collis Potter Huntington, American railway magnate (b. 1821)
1901–present
1910 – Florence Nightingale, Italian-English nurse and theologian (b. 1820)
1912 – Jules Massenet, French composer (b. 1842)
1917 – Eduard Buchner, German chemist, Nobel Prize laureate (b. 1860)
1934 – Mary Hunter Austin, American author and playwright (b. 1868)
1937 – Sigizmund Levanevsky, Soviet aircraft pilot of Polish origin (b. 1902)
1946 – H. G. Wells, English novelist, historian, and critic (b. 1866)
1954 – Demetrius Constantine Dounis, Greek violinist and mandolin player (b. 1886)
1958 – Francis J. McCormick, American football, basketball player, and coach (b. 1903)
1963 – Louis Bastien, French cyclist and fencer (b. 1881)
1965 – Hayato Ikeda, Japanese lawyer and politician, 58th Prime Minister of Japan (b. 1899)
1971 – W. O. Bentley, English race car driver and engineer, founded Bentley Motors Limited (b. 1888)
1975 – Murilo Mendes, Brazilian poet and telegrapher (b. 1901)
1978 – Lonnie Mayne, American wrestler (b. 1944)
1979 – Andrew Dasburg, American painter and sculptor (b. 1887)
1984 – Tigran Petrosian, Georgian-Armenian chess player (b. 1929)
1986 – Helen Mack, American actress (b. 1913)
1989 – Tim Richmond, American race car driver (b. 1955)
1989 – Larkin I. Smith, American police officer and politician (b. 1944)
1991 – James Roosevelt, American general and politician (b. 1907)
1995 – Alison Hargreaves, English mountaineer (b. 1963)
1995 – Jan Křesadlo, Czech-English psychologist and author (b. 1926)
1995 – Mickey Mantle, American baseball player and sportscaster (b. 1931)
1996 – António de Spínola, Portuguese general and politician, 14th President of Portugal (b. 1910)
1998 – Nino Ferrer, Italian-French singer-songwriter and guitarist (b. 1934)
1998 – Edward Ginzton, Ukrainian-American physicist and academic (b. 1915)
1998 – Julien Green, American author (b. 1900)
1998 – Rafael Robles, Dominican-American baseball player (b. 1947)
1999 – Ignatz Bubis, German Jewish religious leader (b. 1927)
1999 – Jaime Garzón, Colombian journalist and lawyer (b. 1960)
2000 – Nazia Hassan, Pakistani singer-songwriter (b. 1965)
2001 – Otto Stuppacher, Austrian race car driver (b. 1947)
2001 – Jim Hughes, American baseball player and manager (b. 1923)
2001 – Betty Cavanna, American author (b. 1909)
2003 – Ed Townsend, American singer-songwriter and producer (b. 1929)
2004 – Julia Child, American chef, author, and television host (b. 1912)
2005 – Miguel Arraes, Brazilian lawyer and politician (b. 1916)
2005 – David Lange, New Zealand lawyer and politician, 32nd Prime Minister of New Zealand (b. 1942)
2006 – Tony Jay, English actor and singer (b. 1933)
2006 – Jon Nödtveidt, Swedish musician (b. 1975)
2007 – Brian Adams, American wrestler (b. 1964)
2007 – Brooke Astor, American philanthropist and socialite (b. 1902)
2007 – Phil Rizzuto, American baseball player and sportscaster (b. 1917)
2008 – Henri Cartan, French mathematician and academic (b. 1904)
2008 – Bill Gwatney, American politician (b. 1959)
2008 – Jack Weil, American businessman (b. 1901)
2009 – Lavelle Felton, American basketball player (b. 1980)
2010 – Panagiotis Bachramis, Greek footballer (b. 1976)
2010 – Lance Cade, American wrestler (b. 1981)
2010 – Edwin Newman, American journalist and author (b. 1919)
2011 – Tareque Masud, Bangladeshi director, producer, and screenwriter (b. 1957)
2011 – Mishuk Munier, Bangladeshi journalist and cinematographer (b. 1959)
2012 – Hugo Adam Bedau, American philosopher and academic (b. 1926)
2012 – Helen Gurley Brown, American journalist and author (b. 1922)
2012 – Ray Jordon, Australian cricketer and coach (b. 1937)
2012 – Johnny Pesky, American baseball player and manager (b. 1919)
2012 – Joan Roberts, American actress and singer (b. 1917)
2013 – Lothar Bisky, German politician (b. 1941)
2013 – Aaron Selber, Jr., American businessman and philanthropist (b. 1927)
2013 – Jean Vincent, French footballer and manager (b. 1930)
2014 – Frans Brüggen, Dutch flute player and conductor (b. 1934)
2014 – Eduardo Campos, Brazilian politician, 14th Brazilian Minister of Science and Technology (b. 1965)
2014 – Martino Finotto, Italian race car driver (b. 1933)
2014 – Süleyman Seba, Turkish footballer and manager (b. 1926)
2015 – Watban Ibrahim al-Tikriti, Iraqi politician, Iraqi Minister of Interior (b. 1952)
2015 – Bob Fillion, Canadian ice hockey player and manager (b. 1920)
2015 – Om Prakash Munjal, Indian businessman and philanthropist, co-founded Hero Cycles (b. 1928)
2016 – Kenny Baker, English actor and musician (b. 1934)
2016 – Pramukh Swami Maharaj, Indian Hindu leader (b. 1921)
2018 – Jim Neidhart, American wrestler (b. 1955)
2021 – Nanci Griffith, American singer-songwriter (b. 1953)
Holidays and observances
Christian feast day:
Benedetto Sinigardi
Benildus Romançon
Centola and Helen
Cassian of Imola
Clara Maass (Lutheran Church)
Fachtna of Rosscarbery
Florence Nightingale, Octavia Hill (Lutheran Church)
Herulph
Hippolytus of Rome
Jeremy Taylor (Anglican Communion)
John Berchmans
Junian of Mairé
Blessed Marco d'Aviano
Maximus the Confessor
Nerses Glaietsi (Catholic Church)
Pope Pontian
Radegunde
Wigbert
August 13 (Eastern Orthodox liturgics)
Independence Day, celebrates the independence of Central African Republic from France in 1960.
International Lefthanders Day (International)
Women's Day, commemorates the enaction of Tunisian Code of Personal Status in 1956. (Tunisia)
World Organ Donation Day
References
External links
Days of the year
August
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1130
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https://en.wikipedia.org/wiki/Avicenna
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Avicenna
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Ibn Sina (; 980 – June 1037 CE), commonly known in the West as Avicenna (), was the preeminent philosopher and physician of the Muslim world, flourishing during the Islamic Golden Age, serving in the courts of various Iranian rulers. He is often described as the father of early modern medicine. His philosophy was of the Muslim Peripatetic school derived from Aristotelianism.
His most famous works are The Book of Healing, a philosophical and scientific encyclopedia, and The Canon of Medicine, a medical encyclopedia which became a standard medical text at many medieval universities and remained in use as late as 1650. Besides philosophy and medicine, Avicenna's corpus includes writings on astronomy, alchemy, geography and geology, psychology, Islamic theology, logic, mathematics, physics, and works of poetry.
Avicenna wrote most of his philosophical and scientific works in Arabic, but also wrote several key works in Persian, while his poetic works were written in both languages. Of the 450 works he is believed to have written, around 240 have survived, including 150 on philosophy and 40 on medicine.
Name
is a Latin corruption of the Arabic patronym Ibn Sīnā (), meaning "Son of Sina". However, Avicenna was not the son but the great-great-grandson of a man named Sina. His formal Arabic name was Abū ʿAlī al-Ḥusayn bin ʿAbdullāh ibn al-Ḥasan bin ʿAlī bin Sīnā al-Balkhi al-Bukhari ().
Circumstances
Avicenna created an extensive corpus of works during what is commonly known as the Islamic Golden Age, in which the translations of Byzantine Greco-Roman, Persian and Indian texts were studied extensively. Greco-Roman (Mid- and Neo-Platonic, and Aristotelian) texts translated by the Kindi school were commented, redacted and developed substantially by Islamic intellectuals, who also built upon Persian and Indian mathematical systems, astronomy, algebra, trigonometry and medicine.
The Samanid dynasty in the eastern part of Persia, Greater Khorasan and Central Asia as well as the Buyid dynasty in the western part of Persia and Iraq provided a thriving atmosphere for scholarly and cultural development. Under the Samanids, Bukhara rivaled Baghdad as a cultural capital of the Islamic world. There, Avicenna had access to the great libraries of Balkh, Khwarezm, Gorgan, Rey, Isfahan and Hamadan.
Various texts (such as the 'Ahd with Bahmanyar) show that Avicenna debated philosophical points with the greatest scholars of the time. Aruzi Samarqandi describes how before Avicenna left Khwarezm he had met Al-Biruni (a famous scientist and astronomer), Abu Nasr Iraqi (a renowned mathematician), Abu Sahl Masihi (a respected philosopher) and Abu al-Khayr Khammar (a great physician). The study of the Quran and the Hadith also thrived, and Islamic philosophy, fiqh and theology (kalaam) were all further developed by Avicenna and his opponents at this time.
Biography
Early life and education
Avicenna was born in in the village of Afshana in Transoxiana to a family of Persian stock. The village was near the Samanid capital of Bukhara, which was his mother's hometown. His father Abd Allah was a native of the city of Balkh in Tukharistan. An official of the Samanid bureaucracy, he had served as the governor of a village of the royal estate of Harmaytan (near Bukhara) during the reign of Nuh II (). Avicenna also had a younger brother. A few years later, the family settled in Bukhara, a center of learning, which attracted many scholars. It was there that Avicenna was educated, which early on was seemingly administered by his father. Although both Avicenna's father and brother had converted to Ismailism, he himself did not follow the faith. He was instead an adherent of the Sunni Hanafi school, which was also followed by the Samanids.
Avicenna was first schooled in the Quran and literature, and by the age of 10, he had memorized the entire Quran. He was later sent by his father to an Indian greengrocer, who taught him arithmetic. Afterwards, he was schooled in Jurisprudence by the Hanafi jurist Ismail al-Zahid. Some time later, Avicenna's father invited the physician and philosopher Abu Abdallah al-Natili to their house to educate Avicenna. Together, they studied the Isagoge of Porphyry (died 305) and possibly the Categories of Aristotle (died 322 BC) as well. After Avicenna had read the Almagest of Ptolemy (died 170) and Euclid's Elements, Natili told him to continue his research independently. By the time Avicenna was eighteen, he was well-educated in Greek sciences. Although Avicenna only mentions Natili as his teacher in his autobiography, he most likely had other teachers as well, such as the physicians Abu Mansur Qumri and Abu Sahl al-Masihi.
Career
In Bukhara and Gurganj
At the age of seventeen, Avicenna was made a physician of Nuh II. By the time Avicenna was at least 21 years old, his father died. He was subsequently given an administrative post, possibly succeeding his father as the governor of Harmaytan. Avicenna later moved to Gurganj, the capital of Khwarazm, which he reports that he did due to "necessity". The date he went to the place is uncertain, as he reports that he served the Khwarazmshah (ruler) of the region, the Ma'munid Abu al-Hasan Ali. The latter ruled from 997 to 1009, which indicates that Avicenna moved sometime during that period. He may have moved in 999, the year which the Samanid state fell after the Turkic Qarakhanids captured Bukhara and imprisoned the Samanid ruler Abd al-Malik II. Due to his high position and strong connection with the Samanids, Avicenna may have found himself in an unfavorable position after the fall of his suzerain. It was through the minister of Gurganj, Abu'l-Husayn as-Sahi, a patron of Greek sciences, that Avicenna entered into the service of Abu al-Hasan Ali. Under the Ma'munids, Gurganj became a centre of learning, attracting many prominent figures, such as Avicenna and his former teacher Abu Sahl al-Masihi, the mathematician Abu Nasr Mansur, the physician Ibn al-Khammar, and the philologist al-Tha'alibi.
In Gurgan
Avicenna later moved due to "necessity" once more (in 1012), this time to the west. There he travelled through the Khurasani cities of Nasa, Abivard, Tus, Samangan and Jajarm. He was planning to visit the ruler of the city of Gurgan, the Ziyarid Qabus (), a cultivated patron of writing, whose court attracted many distinguished poets and scholars. However, when Avicenna eventually arrived, he discovered that the ruler had been dead since the winter of 1013. Avicenna then left Gurgan for Dihistan, but returned after becoming ill. There he met Abu 'Ubayd al-Juzjani (died 1070) who became his pupil and companion. Avicenna stayed briefly in Gurgan, reportedly serving Qabus's son and successor Manuchihr () and resided in the house of a patron.
In Ray and Hamadan
In , Avicenna went to the city of Ray, where he entered into the service of the Buyid amir (ruler) Majd al-Dawla () and his mother Sayyida Shirin, the de facto ruler of the realm. There he served as the physician at the court, treating Majd al-Dawla, who was suffering from melancholia. Avicenna reportedly later served as the "business manager" of Sayyida Shirin in Qazvin and Hamadan, though details regarding this tenure are unclear. During this period, Avicenna finished his Canon of Medicine, and started writing his Book of Healing.
In 1015, during Avicenna's stay in Hamadan, he participated in a public debate, as was custom for newly arrived scholars in western Iran at that time. The purpose of the debate was to examine one's reputation against a prominent local resident. The person whom Avicenna debated against was Abu'l-Qasim al-Kirmani, a member of the school of philosophers of Baghdad. The debate became heated, resulting in Avicenna accusing Abu'l-Qasim of lack of basic knowledge in logic, while Abu'l-Qasim accused Avicenna of impoliteness. After the debate, Avicenna sent a letter to the Baghdad Peripatetics, asking if Abu'l-Qasim's claim that he shared the same opinion as them was true. Abu'l-Qasim later retaliated by writing a letter to an unknown person, in which he made accusations so serious, that Avicenna wrote to a deputy of Majd al-Dawla, named Abu Sa'd, to investigate the matter. The accusation made towards Avicenna may have been the same as he had received earlier, in which he was accused by the people of Hamadan of copying the stylistic structures of the Quran in his Sermons on Divine Unity. The seriousness of this charge, in the words of the historian Peter Adamson, "cannot be underestimated in the larger Muslim culture."
Not long afterwards, Avicenna shifted his allegiance to the rising Buyid amir Shams al-Dawla (the younger brother of Majd al-Dawla), which Adamson suggests was due to Abu'l-Qasim also working under Sayyida Shirin. Avicenna had been called upon by Shams al-Dawla to treat him, but after the latter's campaign in the same year against his former ally, the Annazid ruler Abu Shawk (), he forced Avicenna to become his vizier. Although Avicenna would sometimes clash with Shams al-Dawla's troops, he remained vizier until the latter died of colic in 1021. Avicenna was asked by Shams al-Dawla's son and successor Sama' al-Dawla () to stay as vizier, but instead went into hiding with his patron Abu Ghalib al-Attar, to wait for better opportunities to emerge. It was during this period that Avicenna was secretly in contact with Ala al-Dawla Muhammad (), the Kakuyid ruler of Isfahan and uncle of Sayyida Shirin.
It was during his stay at Attar's home that Avicenna completed his Book of Healing, writing 50 pages a day. The Buyid court in Hamadan, particularly the Kurdish vizier Taj al-Mulk, suspected Avicenna of correspondence with Ala al-Dawla, and as result had the house of Attar ransacked and Avicenna imprisoned in the fortress of Fardajan, outside Hamadan. Juzjani blames one of Avicenna's informers for his capture. Avicenna was imprisoned for four months, until Ala al-Dawla captured Hamadan, thus putting an end to Sama al-Dawla's reign.
In Isfahan
Avicenna was subsequently released, and went to Isfahan, where he was well received by Ala al-Dawla. In the words of Juzjani, the Kakuyid ruler gave Avicenna "the respect and esteem which someone like him deserved." Adamson also says that Avicenna's service under Ala al-Dawla "proved to be the most stable period of his life." Avicenna served as the advisor, if not vizier of Ala al-Dawla, accompanying him in many of his military expeditions and travels. Avicenna dedicated two Persian works to him, a philosophical treatise named Danish-nama-yi Ala'i ("Book of Science for Ala"), and a medical treatise about the pulse.
During the brief occupation of Isfahan by the Ghaznavids in January 1030, Avicenna and Ala al-Dawla relocated to the southwestern Iranian region of Khuzistan, where they stayed until the death of the Ghaznavid ruler Mahmud (), which occurred two months later. It was seemingly when Avicenna returned to Isfahan that he started writing his Pointers and Reminders. In 1037, while Avicenna was accompanying Ala al-Dawla to a battle near Isfahan, he contracted a severe colic, which he had been suffering from throughout his life. He died shortly afterwards in Hamadan, where he was buried.
Philosophy
Avicenna wrote extensively on early Islamic philosophy, especially the subjects logic, ethics and metaphysics, including treatises named Logic and Metaphysics. Most of his works were written in Arabic—then the language of science in the Middle East—and some in Persian. Of linguistic significance even to this day are a few books that he wrote in nearly pure Persian language (particularly the Danishnamah-yi 'Ala', Philosophy for Ala' ad-Dawla'). Avicenna's commentaries on Aristotle often criticized the philosopher, encouraging a lively debate in the spirit of ijtihad.
Avicenna's Neoplatonic scheme of "emanations" became fundamental in the Kalam (school of theological discourse) in the 12th century.
His Book of Healing became available in Europe in partial Latin translation some fifty years after its composition, under the title Sufficientia, and some authors have identified a "Latin Avicennism" as flourishing for some time, paralleling the more influential Latin Averroism, but suppressed by the Parisian decrees of 1210 and 1215.
Avicenna's psychology and theory of knowledge influenced William of Auvergne, Bishop of Paris and Albertus Magnus, while his metaphysics influenced the thought of Thomas Aquinas.
Metaphysical doctrine
Early Islamic philosophy and Islamic metaphysics, imbued as it is with Islamic theology, distinguishes between essence and existence more clearly than Aristotelianism. Whereas existence is the domain of the contingent and the accidental, essence endures within a being beyond the accidental. The philosophy of Avicenna, particularly that part relating to metaphysics, owes much to al-Farabi. The search for a definitive Islamic philosophy separate from Occasionalism can be seen in what is left of his work.
Following al-Farabi's lead, Avicenna initiated a full-fledged inquiry into the question of being, in which he distinguished between essence (Mahiat) and existence (Wujud). He argued that the fact of existence cannot be inferred from or accounted for by the essence of existing things, and that form and matter by themselves cannot interact and originate the movement of the universe or the progressive actualization of existing things. Existence must, therefore, be due to an agent-cause that necessitates, imparts, gives, or adds existence to an essence. To do so, the cause must be an existing thing and coexist with its effect.
Avicenna's consideration of the essence-attributes question may be elucidated in terms of his ontological analysis of the modalities of being; namely impossibility, contingency and necessity. Avicenna argued that the impossible being is that which cannot exist, while the contingent in itself (mumkin bi-dhatihi) has the potentiality to be or not to be without entailing a contradiction. When actualized, the contingent becomes a 'necessary existent due to what is other than itself' (wajib al-wujud bi-ghayrihi). Thus, contingency-in-itself is potential beingness that could eventually be actualized by an external cause other than itself. The metaphysical structures of necessity and contingency are different. Necessary being due to itself (wajib al-wujud bi-dhatihi) is true in itself, while the contingent being is 'false in itself' and 'true due to something else other than itself'. The necessary is the source of its own being without borrowed existence. It is what always exists.
The Necessary exists 'due-to-Its-Self', and has no quiddity/essence (mahiyya) other than existence (wujud). Furthermore, It is 'One' (wahid ahad) since there cannot be more than one 'Necessary-Existent-due-to-Itself' without differentia (fasl) to distinguish them from each other. Yet, to require differentia entails that they exist 'due-to-themselves' as well as 'due to what is other than themselves'; and this is contradictory. However, if no differentia distinguishes them from each other, then there is no sense in which these 'Existents' are not one and the same. Avicenna adds that the 'Necessary-Existent-due-to-Itself' has no genus (jins), nor a definition (hadd), nor a counterpart (nadd), nor an opposite (did), and is detached (bari) from matter (madda), quality (kayf), quantity (kam), place (ayn), situation (wad) and time (waqt).
Avicenna's theology on metaphysical issues (ilāhiyyāt) has been criticized by some Islamic scholars, among them al-Ghazali, Ibn Taymiyya and Ibn al-Qayyim. While discussing the views of the theists among the Greek philosophers, namely Socrates, Plato and Aristotle in Al-Munqidh min ad-Dalal ("Deliverance from Error"), al-Ghazali noted that the Greek philosophers "must be taxed with unbelief, as must their partisans among the Muslim philosophers, such as Avicenna and al-Farabi and their likes." He added that "None, however, of the Muslim philosophers engaged so much in transmitting Aristotle's lore as did the two men just mentioned. [...] The sum of what we regard as the authentic philosophy of Aristotle, as transmitted by al-Farabi and Avicenna, can be reduced to three parts: a part which must be branded as unbelief; a part which must be stigmatized as innovation; and a part which need not be repudiated at all."
Argument for God's existence
Avicenna made an argument for the existence of God which would be known as the "Proof of the Truthful" (Arabic: burhan al-siddiqin). Avicenna argued that there must be a "necessary existent" (Arabic: wajib al-wujud), an entity that cannot not exist and through a series of arguments, he identified it with the Islamic conception of God. Present-day historian of philosophy Peter Adamson called this argument one of the most influential medieval arguments for God's existence, and Avicenna's biggest contribution to the history of philosophy.
Al-Biruni correspondence
Correspondence between Avicenna (with his student Ahmad ibn 'Ali al-Ma'sumi) and Al-Biruni has survived in which they debated Aristotelian natural philosophy and the Peripatetic school. Abu Rayhan began by asking Avicenna eighteen questions, ten of which were criticisms of Aristotle's On the Heavens.
Theology
Avicenna was a devout Muslim and sought to reconcile rational philosophy with Islamic theology. His aim was to prove the existence of God and His creation of the world scientifically and through reason and logic. Avicenna's views on Islamic theology (and philosophy) were enormously influential, forming part of the core of the curriculum at Islamic religious schools until the 19th century. Avicenna wrote a number of short treatises dealing with Islamic theology. These included treatises on the prophets (whom he viewed as "inspired philosophers"), and also on various scientific and philosophical interpretations of the Quran, such as how Quranic cosmology corresponds to his own philosophical system. In general these treatises linked his philosophical writings to Islamic religious ideas; for example, the body's afterlife.
There are occasional brief hints and allusions in his longer works, however, that Avicenna considered philosophy as the only sensible way to distinguish real prophecy from illusion. He did not state this more clearly because of the political implications of such a theory, if prophecy could be questioned, and also because most of the time he was writing shorter works which concentrated on explaining his theories on philosophy and theology clearly, without digressing to consider epistemological matters which could only be properly considered by other philosophers.
Later interpretations of Avicenna's philosophy split into three different schools; those (such as al-Tusi) who continued to apply his philosophy as a system to interpret later political events and scientific advances; those (such as al-Razi) who considered Avicenna's theological works in isolation from his wider philosophical concerns; and those (such as al-Ghazali) who selectively used parts of his philosophy to support their own attempts to gain greater spiritual insights through a variety of mystical means. It was the theological interpretation championed by those such as al-Razi which eventually came to predominate in the madrasahs.
Avicenna memorized the Quran by the age of ten, and as an adult, he wrote five treatises commenting on suras from the Quran. One of these texts included the Proof of Prophecies, in which he comments on several Quranic verses and holds the Quran in high esteem. Avicenna argued that the Islamic prophets should be considered higher than philosophers.
Avicenna is generally understood to have been aligned with the Sunni Hanafi school of thought. Avicenna studied Hanafi law, many of his notable teachers were Hanafi jurists, and he served under the Hanafi court of Ali ibn Mamun. Avicenna said at an early age that he remained "unconvinced" by Ismaili missionary attempts to convert him. Medieval historian Ẓahīr al-dīn al-Bayhaqī (d. 1169) also believed Avicenna to be a follower of the Brethren of Purity.
Thought experiments
While he was imprisoned in the castle of Fardajan near Hamadhan, Avicenna wrote his famous "floating man"—literally falling man—a thought experiment to demonstrate human self-awareness and the substantiality and immateriality of the soul. Avicenna believed his "Floating Man" thought experiment demonstrated that the soul is a substance, and claimed humans cannot doubt their own consciousness, even in a situation that prevents all sensory data input. The thought experiment told its readers to imagine themselves created all at once while suspended in the air, isolated from all sensations, which includes no sensory contact with even their own bodies. He argued that, in this scenario, one would still have self-consciousness. Because it is conceivable that a person, suspended in air while cut off from sense experience, would still be capable of determining his own existence, the thought experiment points to the conclusions that the soul is a perfection, independent of the body, and an immaterial substance. The conceivability of this "Floating Man" indicates that the soul is perceived intellectually, which entails the soul's separateness from the body. Avicenna referred to the living human intelligence, particularly the active intellect, which he believed to be the hypostasis by which God communicates truth to the human mind and imparts order and intelligibility to nature. Following is an English translation of the argument:
However, Avicenna posited the brain as the place where reason interacts with sensation. Sensation prepares the soul to receive rational concepts from the universal Agent Intellect. The first knowledge of the flying person would be "I am," affirming his or her essence. That essence could not be the body, obviously, as the flying person has no sensation. Thus, the knowledge that "I am" is the core of a human being: the soul exists and is self-aware. Avicenna thus concluded that the idea of the self is not logically dependent on any physical thing, and that the soul should not be seen in relative terms, but as a primary given, a substance. The body is unnecessary; in relation to it, the soul is its perfection. In itself, the soul is an immaterial substance.
Principal works
The Canon of Medicine
Avicenna authored a five-volume medical encyclopedia: The Canon of Medicine (Al-Qanun fi't-Tibb). It was used as the standard medical textbook in the Islamic world and Europe up to the 18th century. The Canon still plays an important role in Unani medicine.
Liber Primus Naturalium
Avicenna considered whether events like rare diseases or disorders have natural causes. He used the example of polydactyly to explain his perception that causal reasons exist for all medical events. This view of medical phenomena anticipated developments in the Enlightenment by seven centuries.
The Book of Healing
Earth sciences
Avicenna wrote on Earth sciences such as geology in The Book of Healing. While discussing the formation of mountains, he explained:
Philosophy of science
In the Al-Burhan (On Demonstration) section of The Book of Healing, Avicenna discussed the philosophy of science and described an early scientific method of inquiry. He discussed Aristotle's Posterior Analytics and significantly diverged from it on several points. Avicenna discussed the issue of a proper methodology for scientific inquiry and the question of "How does one acquire the first principles of a science?" He asked how a scientist would arrive at "the initial axioms or hypotheses of a deductive science without inferring them from some more basic premises?" He explained that the ideal situation is when one grasps that a "relation holds between the terms, which would allow for absolute, universal certainty". Avicenna then added two further methods for arriving at the first principles: the ancient Aristotelian method of induction (istiqra), and the method of examination and experimentation (tajriba). Avicenna criticized Aristotelian induction, arguing that "it does not lead to the absolute, universal, and certain premises that it purports to provide." In its place, he developed a "method of experimentation as a means for scientific inquiry."
Logic
An early formal system of temporal logic was studied by Avicenna. Although he did not develop a real theory of temporal propositions, he did study the relationship between temporalis and the implication. Avicenna's work was further developed by Najm al-Dīn al-Qazwīnī al-Kātibī and became the dominant system of Islamic logic until modern times. Avicennian logic also influenced several early European logicians such as Albertus Magnus and William of Ockham. Avicenna endorsed the law of non-contradiction proposed by Aristotle, that a fact could not be both true and false at the same time and in the same sense of the terminology used. He stated, "Anyone who denies the law of non-contradiction should be beaten and burned until he admits that to be beaten is not the same as not to be beaten, and to be burned is not the same as not to be burned."
Physics
In mechanics, Avicenna, in The Book of Healing, developed a theory of motion, in which he made a distinction between the inclination (tendency to motion) and force of a projectile, and concluded that motion was a result of an inclination (mayl) transferred to the projectile by the thrower, and that projectile motion in a vacuum would not cease. He viewed inclination as a permanent force whose effect is dissipated by external forces such as air resistance.
The theory of motion presented by Avicenna was probably influenced by the 6th-century Alexandrian scholar John Philoponus. Avicenna's is a less sophisticated variant of the theory of impetus developed by Buridan in the 14th century. It is unclear if Buridan was influenced by Avicenna, or by Philoponus directly.
In optics, Avicenna was among those who argued that light had a speed, observing that "if the perception of light is due to the emission of some sort of particles by a luminous source, the speed of light must be finite." He also provided a wrong explanation of the rainbow phenomenon. Carl Benjamin Boyer described Avicenna's ("Ibn Sīnā") theory on the rainbow as follows:
In 1253, a Latin text entitled Speculum Tripartitum stated the following regarding Avicenna's theory on heat:
Psychology
Avicenna's legacy in classical psychology is primarily embodied in the Kitab al-nafs parts of his Kitab al-shifa (The Book of Healing) and Kitab al-najat (The Book of Deliverance). These were known in Latin under the title De Anima (treatises "on the soul"). Notably, Avicenna develops what is called the Flying Man argument in the Psychology of The Cure I.1.7 as defence of the argument that the soul is without quantitative extension, which has an affinity with Descartes's cogito argument (or what phenomenology designates as a form of an "epoche").
Avicenna's psychology requires that connection between the body and soul be strong enough to ensure the soul's individuation, but weak enough to allow for its immortality. Avicenna grounds his psychology on physiology, which means his account of the soul is one that deals almost entirely with the natural science of the body and its abilities of perception. Thus, the philosopher's connection between the soul and body is explained almost entirely by his understanding of perception; in this way, bodily perception interrelates with the immaterial human intellect. In sense perception, the perceiver senses the form of the object; first, by perceiving features of the object by our external senses. This sensory information is supplied to the internal senses, which merge all the pieces into a whole, unified conscious experience. This process of perception and abstraction is the nexus of the soul and body, for the material body may only perceive material objects, while the immaterial soul may only receive the immaterial, universal forms. The way the soul and body interact in the final abstraction of the universal from the concrete particular is the key to their relationship and interaction, which takes place in the physical body.
The soul completes the action of intellection by accepting forms that have been abstracted from matter. This process requires a concrete particular (material) to be abstracted into the universal intelligible (immaterial). The material and immaterial interact through the Active Intellect, which is a "divine light" containing the intelligible forms. The Active Intellect reveals the universals concealed in material objects much like the sun makes colour available to our eyes.
Other contributions
Astronomy and astrology
Avicenna wrote an attack on astrology titled Resāla fī ebṭāl aḥkām al-nojūm, in which he cited passages from the Quran to dispute the power of astrology to foretell the future. He believed that each planet had some influence on the earth, but argued against astrologers being able to determine the exact effects.
Avicenna's astronomical writings had some influence on later writers, although in general his work could be considered less developed than Alhazen or Al-Biruni. One important feature of his writing is that he considers mathematical astronomy as a separate discipline to astrology. He criticized Aristotle's view of the stars receiving their light from the Sun, stating that the stars are self-luminous, and believed that the planets are also self-luminous. He claimed to have observed Venus as a spot on the Sun. This is possible, as there was a transit on 24 May 1032, but Avicenna did not give the date of his observation, and modern scholars have questioned whether he could have observed the transit from his location at that time; he may have mistaken a sunspot for Venus. He used his transit observation to help establish that Venus was, at least sometimes, below the Sun in Ptolemaic cosmology, i.e. the sphere of Venus comes before the sphere of the Sun when moving out from the Earth in the prevailing geocentric model.
He also wrote the Summary of the Almagest, (based on Ptolemy's Almagest), with an appended treatise "to bring that which is stated in the Almagest and what is understood from Natural Science into conformity". For example, Avicenna considers the motion of the solar apogee, which Ptolemy had taken to be fixed.
Chemistry
Avicenna was first to derive the attar of flowers from distillation and used steam distillation to produce essential oils such as rose essence, which he used as aromatherapeutic treatments for heart conditions.
Unlike al-Razi, Avicenna explicitly disputed the theory of the transmutation of substances commonly believed by alchemists:
Four works on alchemy attributed to Avicenna were translated into Latin as:
was the most influential, having influenced later medieval chemists and alchemists such as Vincent of Beauvais. However, Anawati argues (following Ruska) that the de Anima is a fake by a Spanish author. Similarly the Declaratio is believed not to be actually by Avicenna. The third work (The Book of Minerals) is agreed to be Avicenna's writing, adapted from the Kitab al-Shifa (Book of the Remedy). Avicenna classified minerals into stones, fusible substances, sulfurs and salts, building on the ideas of Aristotle and Jabir. The epistola de Re recta is somewhat less sceptical of alchemy; Anawati argues that it is by Avicenna, but written earlier in his career when he had not yet firmly decided that transmutation was impossible.
Poetry
Almost half of Avicenna's works are versified. His poems appear in both Arabic and Persian. As an example, Edward Granville Browne claims that the following Persian verses are incorrectly attributed to Omar Khayyám, and were originally written by Ibn Sīnā:
Legacy
Classical Islamic civilization
Robert Wisnovsky, a scholar of Avicenna attached to McGill University, says that "Avicenna was the central figure in the long history of the rational sciences in Islam, particularly in the fields of metaphysics, logic and medicine" but that his works didn't only have an influence in these "secular" fields of knowledge alone, as "these works, or portions of them, were read, taught, copied, commented upon, quoted, paraphrased and cited by thousands of post-Avicennian scholars—not only philosophers, logicians, physicians and specialists in the mathematical or exact sciences, but also by those who specialized in the disciplines of ʿilm al-kalām (rational theology, but understood to include natural philosophy, epistemology and philosophy of mind) and usūl al-fiqh (jurisprudence, but understood to include philosophy of law, dialectic, and philosophy of language)."
Middle Ages and Renaissance
As early as the 14th century when Dante Alighieri depicted him in Limbo alongside the virtuous non-Christian thinkers in his Divine Comedy such as Virgil, Averroes, Homer, Horace, Ovid, Lucan, Socrates, Plato and Saladin. Avicenna has been recognized by both East and West as one of the great figures in intellectual history. Johannes Kepler cites Avicenna's opinion when discussing the causes of planetary motions in Chapter 2 of Astronomia Nova.
George Sarton, the author of The History of Science, described Avicenna as "one of the greatest thinkers and medical scholars in history" and called him "the most famous scientist of Islam and one of the most famous of all races, places, and times". He was one of the Islamic world's leading writers in the field of medicine.
Along with Rhazes, Abulcasis, Ibn al-Nafis and al-Ibadi, Avicenna is considered an important compiler of early Muslim medicine. He is remembered in the Western history of medicine as a major historical figure who made important contributions to medicine and the European Renaissance. His medical texts were unusual in that where controversy existed between Galen and Aristotle's views on medical matters (such as anatomy), he preferred to side with Aristotle, where necessary updating Aristotle's position to take into account post-Aristotelian advances in anatomical knowledge. Aristotle's dominant intellectual influence among medieval European scholars meant that Avicenna's linking of Galen's medical writings with Aristotle's philosophical writings in the Canon of Medicine (along with its comprehensive and logical organisation of knowledge) significantly increased Avicenna's importance in medieval Europe in comparison to other Islamic writers on medicine. His influence following translation of the Canon was such that from the early fourteenth to the mid-sixteenth centuries he was ranked with Hippocrates and Galen as one of the acknowledged authorities, ("prince of physicians").
Modern reception
Institutions in a variety of counties have been named after Avicenna in honour of his scientific accomplishments, including the Avicenna Mausoleum and Museum, Bu-Ali Sina University, Avicenna Research Institute and Ibn Sina Academy of Medieval Medicine and Sciences. There is also a crater on the Moon named Avicenna.
The Avicenna Prize, established in 2003, is awarded every two years by UNESCO and rewards individuals and groups for their achievements in the field of ethics in science.
The Avicenna Directories (2008–15; now the World Directory of Medical Schools) list universities and schools where doctors, public health practitioners, pharmacists and others, are educated. The original project team stated:
In June 2009, Iran donated a "Persian Scholars Pavilion" to the United Nations Office in Vienna. It now sits in the Vienna International Center.
In popular culture
The 1982 Soviet film Youth of Genius () by recounts Avicenna's younger years. The film is set in Bukhara at the turn of the millennium.
In Louis L'Amour's 1985 historical novel The Walking Drum, Kerbouchard studies and discusses Avicenna's The Canon of Medicine.
In his book The Physician (1988) Noah Gordon tells the story of a young English medical apprentice who disguises himself as a Jew to travel from England to Persia and learn from Avicenna, the great master of his time. The novel was adapted into a feature film, The Physician, in 2013. Avicenna was played by Ben Kingsley.
List of works
The treatises of Avicenna influenced later Muslim thinkers in many areas including theology, philology, mathematics, astronomy, physics and music. His works numbered almost 450 volumes on a wide range of subjects, of which around 240 have survived. In particular, 150 volumes of his surviving works concentrate on philosophy and 40 of them concentrate on medicine. His most famous works are The Book of Healing, and The Canon of Medicine.
Avicenna wrote at least one treatise on alchemy, but several others have been falsely attributed to him. His Logic, Metaphysics, Physics, and De Caelo, are treatises giving a synoptic view of Aristotelian doctrine, though Metaphysics demonstrates a significant departure from the brand of Neoplatonism known as Aristotelianism in Avicenna's world; Arabic philosophers have hinted at the idea that Avicenna was attempting to "re-Aristotelianise" Muslim philosophy in its entirety, unlike his predecessors, who accepted the conflation of Platonic, Aristotelian, Neo- and Middle-Platonic works transmitted into the Muslim world.
The Logic and Metaphysics have been extensively reprinted, the latter, e.g., at Venice in 1493, 1495 and 1546. Some of his shorter essays on medicine, logic, etc., take a poetical form (the poem on logic was published by Schmoelders in 1836). Two encyclopedic treatises, dealing with philosophy, are often mentioned. The larger, Al-Shifa' (Sanatio), exists nearly complete in manuscript in the Bodleian Library and elsewhere; part of it on the De Anima appeared at Pavia (1490) as the Liber Sextus Naturalium, and the long account of Avicenna's philosophy given by Muhammad al-Shahrastani seems to be mainly an analysis, and in many places a reproduction, of the Al-Shifa'. A shorter form of the work is known as the An-najat (Liberatio). The Latin editions of part of these works have been modified by the corrections which the monastic editors confess that they applied. There is also a (hikmat-al-mashriqqiyya, in Latin Philosophia Orientalis), mentioned by Roger Bacon, the majority of which is lost in antiquity, which according to Averroes was pantheistic in tone.
Avicenna's works further include:
Sirat al-shaykh al-ra'is (The Life of Avicenna), ed. and trans. WE. Gohlman, Albany, NY: State University of New York Press, 1974. (The only critical edition of Avicenna's autobiography, supplemented with material from a biography by his student Abu 'Ubayd al-Juzjani. A more recent translation of the Autobiography appears in D. Gutas, Avicenna and the Aristotelian Tradition: Introduction to Reading Avicenna's Philosophical Works, Leiden: Brill, 1988; second edition 2014.)
Al-isharat wa al-tanbihat (Remarks and Admonitions), ed. S. Dunya, Cairo, 1960; parts translated by S.C. Inati, Remarks and Admonitions, Part One: Logic, Toronto, Ont.: Pontifical Institute for Mediaeval Studies, 1984, and Ibn Sina and Mysticism, Remarks and Admonitions: Part 4, London: Kegan Paul International, 1996.
Al-Qanun fi'l-tibb (The Canon of Medicine), ed. I. a-Qashsh, Cairo, 1987. (Encyclopedia of medicine.) manuscript, Latin translation, Flores Avicenne, Michael de Capella, 1508, Modern text. Ahmed Shawkat Al-Shatti, Jibran Jabbur.
Risalah fi sirr al-qadar (Essay on the Secret of Destiny), trans. G. Hourani in Reason and Tradition in Islamic Ethics, Cambridge: Cambridge University Press, 1985.
Danishnama-i 'ala'i (The Book of Scientific Knowledge), ed. and trans. P. Morewedge, The Metaphysics of Avicenna, London: Routledge and Kegan Paul, 1973.
Kitab al-Shifa''' (The Book of Healing). (Avicenna's major work on philosophy. He probably began to compose al-Shifa' in 1014, and completed it in 1020.) Critical editions of the Arabic text have been published in Cairo, 1952–83, originally under the supervision of I. Madkour.
Kitab al-Najat (The Book of Salvation), trans. F. Rahman, Avicenna's Psychology: An English Translation of Kitab al-Najat, Book II, Chapter VI with Historical-philosophical Notes and Textual Improvements on the Cairo Edition, Oxford: Oxford University Press, 1952. (The psychology of al-Shifa'.) (Digital version of the Arabic text)
Risala fi'l-Ishq (A Treatise on Love). Translated by Emil L. Fackenheim.
Persian works
Avicenna's most important Persian work is the Danishnama-i 'Alai (, "the Book of Knowledge for [Prince] 'Ala ad-Daulah"). Avicenna created new scientific vocabulary that had not previously existed in Persian. The Danishnama covers such topics as logic, metaphysics, music theory and other sciences of his time. It has been translated into English by Parwiz Morewedge in 1977. The book is also important in respect to Persian scientific works.Andar Danesh-e Rag (, "On the Science of the Pulse") contains nine chapters on the science of the pulse and is a condensed synopsis.
Persian poetry from Avicenna is recorded in various manuscripts and later anthologies such as Nozhat al-Majales.
See also
Al-Qumri (possibly Avicenna's teacher)
Abdol Hamid Khosro Shahi (Iranian theologian)
Mummia (Persian medicine)
Eastern philosophy
Iranian philosophy
Islamic philosophy
Contemporary Islamic philosophy
Science in the medieval Islamic world
List of scientists in medieval Islamic world
Sufi philosophy
Science and technology in Iran
Ancient Iranian medicine
List of pre-modern Iranian scientists and scholars
Namesakes of Ibn Sina
Ibn Sina Academy of Medieval Medicine and Sciences in Aligarh
Avicenna Bay in Antarctica
Avicenna (crater) on the far side of the Moon
Avicenna Cultural and Scientific Foundation
Avicenne Hospital in Paris, France
Avicenna International College in Budapest, Hungary
Avicenna Mausoleum (complex dedicated to Avicenna) in Hamadan, Iran
Avicenna Research Institute in Tehran, Iran
Avicenna Tajik State Medical University in Dushanbe, Tajikistan
Bu-Ali Sina University in Hamedan, Iran
Ibn Sina Peak – named after the Scientist, on the Kyrgyzstan–Tajikistan border
Ibn Sina Foundation in Houston, Texas
Ibn Sina Hospital, Baghdad, Iraq
Ibn Sina Hospital, Istanbul, Turkey
Ibn Sina Medical College Hospital, Dhaka, Bangladesh
Ibn Sina University Hospital of Rabat-Salé at Mohammed V University in Rabat, Morocco
Ibne Sina Hospital, Multan, Punjab, Pakistan
International Ibn Sina Clinic, Dushanbe, Tajikistan
References
Citations
Sources
Further reading
Encyclopedic articles
(PDF version)
Avicenna entry by Sajjad H. Rizvi in the Internet Encyclopedia of Philosophy Primary literature
For an old list of other extant works, C. Brockelmann's Geschichte der arabischen Litteratur (Weimar 1898), vol. i. pp. 452–458. (XV. W.; G. W. T.)
For a current list of his works see A. Bertolacci (2006) and D. Gutas (2014) in the section "Philosophy".
Avicenne: Réfutation de l'astrologie. Edition et traduction du texte arabe, introduction, notes et lexique par Yahya Michot. Préface d'Elizabeth Teissier (Beirut-Paris: Albouraq, 2006) .
William E. Gohlam (ed.), The Life of Ibn Sina. A Critical Edition and Annotated Translation, Albany, State of New York University Press, 1974.
For Ibn Sina's life, see Ibn Khallikan's Biographical Dictionary, translated by de Slane (1842); F. Wüstenfeld's Geschichte der arabischen Aerzte und Naturforscher (Göttingen, 1840).
Madelung, Wilferd and Toby Mayer (ed. and tr.), Struggling with the Philosopher: A Refutation of Avicenna's Metaphysics. A New Arabic Edition and English Translation of Shahrastani's Kitab al-Musara'a.
Secondary literature
This is, on the whole, an informed and good account of the life and accomplishments of one of the greatest influences on the development of thought both Eastern and Western. ... It is not as philosophically thorough as the works of D. Saliba, A.M. Goichon, or L. Gardet, but it is probably the best essay in English on this important thinker of the Middle Ages. (Julius R. Weinberg, The Philosophical Review, Vol. 69, No. 2, Apr. 1960, pp. 255–259)
This is a distinguished work which stands out from, and above, many of the books and articles which have been written in this century on Avicenna (Ibn Sīnā) (980–1037). It has two main features on which its distinction as a major contribution to Avicennan studies may be said to rest: the first is its clarity and readability; the second is the comparative approach adopted by the author. ... (Ian Richard Netton, Journal of the Royal Asiatic Society, Third Series, Vol. 4, No. 2, July 1994, pp. 263–264)
Y.T. Langermann (ed.), Avicenna and his Legacy. A Golden Age of Science and Philosophy, Brepols Publishers, 2010,
For a new understanding of his early career, based on a newly discovered text, see also: Michot, Yahya, Ibn Sînâ: Lettre au vizir Abû Sa'd. Editio princeps d'après le manuscrit de Bursa, traduction de l'arabe, introduction, notes et lexique (Beirut-Paris: Albouraq, 2000) .
This German publication is both one of the most comprehensive general introductions to the life and works of the philosopher and physician Avicenna (Ibn Sīnā, d. 1037) and an extensive and careful survey of his contribution to the history of science. Its author is a renowned expert in Greek and Arabic medicine who has paid considerable attention to Avicenna in his recent studies. ... (Amos Bertolacci, Isis, Vol. 96, No. 4, December 2005, p. 649)
Shaikh al Rais Ibn Sina (Special number) 1958–59, Ed. Hakim Syed Zillur Rahman, Tibbia College Magazine, Aligarh Muslim University, Aligarh, India.
Medicine
Browne, Edward G. Islamic Medicine. Fitzpatrick Lectures Delivered at the Royal College of Physicians in 1919–1920, reprint: New Delhi: Goodword Books, 2001.
Pormann, Peter & Savage-Smith, Emilie. Medieval Islamic Medicine, Washington: Georgetown University Press, 2007.
Prioreschi, Plinio. Byzantine and Islamic Medicine, A History of Medicine, Vol. 4, Omaha: Horatius Press, 2001.
Syed Ziaur Rahman. Pharmacology of Avicennian Cardiac Drugs (Metaanalysis of researches and studies in Avicennian Cardiac Drugs along with English translation of Risalah al Adwiya al Qalbiyah), Ibn Sina Academy of Medieval Medicine and Sciences, Aligarh, India, 2020
Philosophy
Amos Bertolacci, The Reception of Aristotle's Metaphysics in Avicenna's Kitab al-Sifa'. A Milestone of Western Metaphysical Thought, Leiden: Brill 2006, (Appendix C contains an Overview of the Main Works by Avicenna on Metaphysics in Chronological Order).
Dimitri Gutas, Avicenna and the Aristotelian Tradition: Introduction to Reading Avicenna's Philosophical Works, Leiden, Brill 2014, second revised and expanded edition (first edition: 1988), including an inventory of Avicenna' Authentic Works.
Andreas Lammer: The Elements of Avicenna's Physics. Greek Sources and Arabic Innovations. Scientia graeco-arabica 20. Berlin / Boston: Walter de Gruyter, 2018.
Jon McGinnis and David C. Reisman (eds.) Interpreting Avicenna: Science and Philosophy in Medieval Islam: Proceedings of the Second Conference of the Avicenna Study Group, Leiden: Brill, 2004.
Michot, Jean R., La destinée de l'homme selon Avicenne, Louvain: Aedibus Peeters, 1986, .
Nader El-Bizri, The Phenomenological Quest between Avicenna and Heidegger, Binghamton, N.Y.: Global Publications SUNY, 2000 (reprinted by SUNY Press in 2014 with a new Preface).
Nader El-Bizri, "Avicenna and Essentialism," Review of Metaphysics, Vol. 54 (June 2001), pp. 753–778.
Nader El-Bizri, "Avicenna's De Anima between Aristotle and Husserl," in The Passions of the Soul in the Metamorphosis of Becoming, ed. Anna-Teresa Tymieniecka, Dordrecht: Kluwer, 2003, pp. 67–89.
Nader El-Bizri, "Being and Necessity: A Phenomenological Investigation of Avicenna's Metaphysics and Cosmology," in Islamic Philosophy and Occidental Phenomenology on the Perennial Issue of Microcosm and Macrocosm, ed. Anna-Teresa Tymieniecka, Dordrecht: Kluwer, 2006, pp. 243–261.
Nader El-Bizri, 'Ibn Sīnā's Ontology and the Question of Being', Ishrāq: Islamic Philosophy Yearbook 2 (2011), 222–237
Nader El-Bizri, 'Philosophising at the Margins of 'Sh'i Studies': Reflections on Ibn Sīnā's Ontology', in The Study of Sh'i Islam. History, Theology and Law, eds. F. Daftary and G. Miskinzoda (London: I.B. Tauris, 2014), pp. 585–597.
Reisman, David C. (ed.), Before and After Avicenna: Proceedings of the First Conference of the Avicenna Study Group'', Leiden: Brill, 2003.
External links
Avicenna (Ibn-Sina) on the Subject and the Object of Metaphysics with a list of translations of the logical and philosophical works and an annotated bibliography
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Year of birth unknown
1037 deaths
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11th-century Persian-language poets
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Alchemists of the medieval Islamic world
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https://en.wikipedia.org/wiki/The%20Ashes
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The Ashes
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The Men's Ashes is a Test cricket series played biennially between England and Australia. The term originated in a satirical obituary published in a British newspaper, The Sporting Times, immediately after Australia's 1882 victory at The Oval, its first Test win on English soil. The obituary stated that English cricket had died, and that "the body will be cremated and the ashes taken to Australia". The mythical ashes immediately became associated with the 1882–83 series played in Australia, before which the English captain Ivo Bligh had vowed to "regain those ashes". The English media therefore dubbed the tour the quest to regain the Ashes.
After England had won two of the three Tests on the tour, a small urn was presented to Bligh in Melbourne. The contents of the urn are reputed to be the ashes of a wooden bail, and were humorously described as "the ashes of Australian cricket". It is not clear whether that "tiny silver urn" is the same as the small terracotta urn given to Marylebone Cricket Club (MCC) by Bligh's widow after his death in 1927.
The Ashes urn has never been the official trophy of the series, having been a personal gift to Bligh. However, replicas of the urn are often held aloft by victorious teams as a symbol of their victory in an Ashes series. Since the 1998–99 Ashes series, a Waterford Crystal representation of the Ashes urn (called the Ashes Trophy) has been presented to the winners of an Ashes series as the official trophy of that series. Irrespective of which side holds the tournament, the original urn remains in the MCC Museum at Lord's; it has, however, been taken to Australia to be put on touring display on two occasions: as part of the Australian Bicentenary celebrations in 1988 and to accompany the Ashes series in 2006–07.
An Ashes series traditionally consists of five Tests, hosted in turn by England and Australia at least once every two years. The Ashes are regarded as being held by the team that most recently won the series. If the series is drawn, the team that currently holds the Ashes "retains" the trophy.
There have been 73 Ashes series. Australia have won 34 and retained six times from draws (40); England have won 32 and retained once (33).
1882 origins
The first Test match between England and Australia was played in Melbourne, Australia, in 1877, though the Ashes legend started later, after the ninth Test, played in 1882. On their tour of England that year the Australians played just one Test, at the Oval in London. It was a low-scoring affair on a difficult wicket. Australia made a mere 63 runs in their first innings, and England, led by A. N. Hornby, took a 38-run lead with a total of 101. In their second innings, Australia, boosted by a spectacular 55 runs off 60 deliveries from Hugh Massie, managed 122, which left England only 85 runs to win. The Australians were greatly demoralised by the manner of their second-innings collapse, but fast bowler Fred Spofforth, spurred on by the gamesmanship of his opponents, in particular W. G. Grace, refused to give in. "This thing can be done," he declared. Spofforth went on to devastate the English batting, taking his final four wickets for only two runs to leave England just eight runs short of victory.
When Ted Peate, England's last batsman, came to the crease, his side needed just ten runs to win, but Peate managed only two before he was bowled by Harry Boyle. An astonished Oval crowd fell silent, struggling to believe that England could possibly have lost on home soil. When it finally sank in, the crowd swarmed onto the field, cheering loudly and chairing Boyle and Spofforth to the pavilion.
When Peate returned to the pavilion he was reprimanded by his captain for not allowing his partner, Charles Studd (one of the best batsmen in England, having already hit two centuries that season against the colonists), to get the runs. Peate humorously replied, "I had no confidence in Mr Studd, sir, so thought I had better do my best."
The momentous defeat was widely recorded in the British press, which praised the Australians for their plentiful "pluck" and berated the Englishmen for their lack thereof. A celebrated poem appeared in Punch on Saturday, 9 September. The first verse, quoted most frequently, reads:
Well done, Cornstalks! Whipt us
Fair and square,
Was it luck that tript us?
Was it scare?
Kangaroo Land's 'Demon', or our own
Want of 'devil', coolness, nerve, backbone?
On 31 August, in the Charles Alcock-edited magazine Cricket: A Weekly Record of The Game, there appeared a mock obituary:
On 2 September a more celebrated mock obituary, written by Reginald Shirley Brooks, appeared in The Sporting Times. It read:
Ivo Bligh promised that on the 1882–83 tour of Australia, he would, as England's captain, "recover those Ashes". He spoke of them several times over the course of the tour, and the Australian media quickly caught on. The three-match series resulted in a two-one win to England, notwithstanding a fourth match, won by the Australians, whose status remains a matter of ardent dispute.
In the 20 years following Bligh's campaign the term "the Ashes" largely disappeared from public use. There is no indication that this was the accepted name for the series, at least not in England. The term became popular again in Australia first, when George Giffen, in his memoirs (With Bat and Ball, 1899), used the term as if it were well known.
The true and global revitalisation of interest in the concept dates from 1903, when Pelham Warner took a team to Australia with the promise that he would regain "the ashes". As had been the case on Bligh's tour 20 years before, the Australian media latched fervently onto the term and, this time, it stuck. Having fulfilled his promise, Warner published a book entitled How We Recovered the Ashes. Although the origins of the term are not referred to in the text, the title served (along with the general hype created in Australia) to revive public interest in the legend. The first mention of "the Ashes" in Wisden Cricketers' Almanack occurs in 1905, while Wisden'''s first account of the legend is in the 1922 edition.
Urn
It took many years before the contests between England and Australia were consistently called "The Ashes", and so there was no concept of either a trophy or a physical representation of the ashes. As late as 1925, the following verse appeared in The Cricketers Annual:
So here's to Chapman, Hendren and Hobbs,
Gilligan, Woolley and Hearne
May they bring back to the Motherland,
The ashes which have no urn!
Nevertheless, several attempts had been made to embody the Ashes in a physical memorial. Examples include one presented to Warner in 1904, another to Australian captain M. A. Noble in 1909, and another to Australian captain W. M. Woodfull in 1934.
The oldest, and the one to enjoy enduring fame, was the one presented to Bligh, later Lord Darnley, during the 1882–83 tour. The precise nature of the origin of this urn is a matter of dispute. Based on a statement by Darnley in 1894, it was believed that a group of Victorian ladies, including Darnley's later wife Florence Morphy, made the presentation after the victory in the Third Test in 1883. More recent researchers, in particular Ronald Willis and Joy Munns have studied the tour in detail and concluded that the presentation was made after a private cricket match played over Christmas 1882 when the English team were guests of Sir William Clarke, at his property "Rupertswood", in Sunbury, Victoria. This was before the matches had started. The prime evidence for this theory was provided by a descendant of Clarke.
In August 1926 Ivo Bligh (now Lord Darnley) displayed the Ashes urn at the Morning Post Decorative Art Exhibition held in the Central Hall, Westminster. He made the following statement about how he was given the urn:
A more detailed account of how the Ashes were given to Ivo Bligh was outlined by his wife, the Countess of Darnley, in 1930 during a speech at a cricket luncheon. Her speech was reported by the Times as follows:
There is another statement which is not totally clear made by Lord Darnley in 1921 about the timing of the presentation of the urn. He was interviewed in his home at Cobham Hall by Montague Grover and the report of this interview was as follows:
He made a similar statement in 1926. The report of this statement in the Brisbane Courier was as follows:
The contents of the urn are also problematic; they were variously reported to be the remains of a stump, bail or the outer casing of a ball, but in 1998 Darnley's 82-year-old daughter-in-law said they were the remains of her mother-in-law's veil, casting a further layer of doubt on the matter. However, during the tour of Australia in 2006/7, the MCC official accompanying the urn said the veil legend had been discounted, and it was now "95% certain" that the urn contains the ashes of a cricket bail. Speaking on Channel Nine TV on 25 November 2006, he said x-rays of the urn had shown the pedestal and handles were cracked, and repair work had to be carried out. The urn is made of terracotta and is about tall and may originally have been a perfume jar.
A label containing a six-line verse is pasted on the urn. This is the fourth verse of a song-lyric published in the Melbourne Punch on 1 February 1883:
When Ivo goes back with the urn, the urn;
Studds, Steel, Read and Tylecote return, return;
The welkin will ring loud,
The great crowd will feel proud,
Seeing Barlow and Bates with the urn, the urn;
And the rest coming home with the urn.
In February 1883, just before the disputed Fourth Test, a velvet bag made by Mrs Ann Fletcher, the daughter of Joseph Hines Clarke and Marion Wright, both of Dublin, was given to Bligh to contain the urn. During Darnley's lifetime there was little public knowledge of the urn, and no record of a published photograph exists before 1921. The Illustrated London News published this photo in January 1921 (shown above). When Darnley died in 1927 his widow presented the urn to the Marylebone Cricket Club and that was the key event in establishing the urn as the physical embodiment of the legendary ashes. MCC first displayed the urn in the Long Room at Lord's and since 1953 in the MCC Cricket Museum at the ground. MCC's wish for it to be seen by as wide a range of cricket enthusiasts as possible has led to its being mistaken for an official trophy. It is in fact a private memento, and for this reason it is never awarded to either England or Australia, but is kept permanently in the MCC Cricket Museum where it can be seen together with the specially made red and gold velvet bag and the scorecard of the 1882 match.
Because the urn itself is so delicate, it has been allowed to travel to Australia only twice. The first occasion was in 1988 for a museum tour as part of the Australian Bicentenary celebrations; the second was for the 2006/7 Ashes series. The urn arrived on 17 October 2006, going on display at the Museum of Sydney. It then toured to other states, with the final appearance at the Tasmanian Museum and Art Gallery on 21 January 2007.
In the 1990s, given Australia's long dominance of the Ashes and the popular acceptance of the Darnley urn as "the Ashes", the idea was mooted that the victorious team should be awarded the urn as a trophy and allowed to retain it until the next series. As its condition is fragile and it is a prized exhibit at the MCC Cricket Museum, the MCC would not agree. Furthermore, in 2002, Bligh's great-great-grandson Lord Clifton, the heir-apparent to the Earldom of Darnley, argued that the Ashes urn should not be returned to Australia because it belonged to his family and was given to the MCC only for safe keeping.
As a compromise, the MCC commissioned a larger replica of the urn in Waterford Crystal, known as the Ashes Trophy, to award to the winning team of each series starting with the 1998–99 Ashes. This did little to diminish the status of the Darnley urn as the most important icon in cricket, the symbol of this old and keenly fought contest.
Series and matches
Quest to "recover those ashes"
Later in 1882, following the famous Australian victory at The Oval, Bligh led an England team to Australia, as he said, to "recover those ashes". Publicity surrounding the series was intense, and it was at some time during this series that the Ashes urn was crafted. Australia won the First Test by nine wickets, but in the next two England were victorious. At the end of the Third Test, England were generally considered to have "won back the Ashes" 2–1. A fourth match was played, against a "United Australian XI", which was arguably stronger than the Australian sides that had competed in the previous three matches; this game, however, is not generally considered part of the 1882–83 series. It is counted as a Test, but as a standalone. This match ended in a victory for Australia.
1884 to 1896
After Bligh's victory, there was an extended period of English dominance. The tours generally had fewer Tests in the 1880s and 1890s than people have grown accustomed to in more recent years, the first five-Test series taking place only in 1894–95. England lost only four Ashes Tests in the 1880s out of 23 played, and they won all the seven series contested.
There was more chopping and changing in the teams, given that there was no official board of selectors for each country (in 1887–88, two separate English teams were on tour in Australia) and popularity with the fans varied. The 1890s games were more closely fought, Australia taking its first series win since 1882 with a 2–1 victory in 1891–92. But England dominated, winning the next three series to 1896 despite continuing player disputes.
The 1894–95 series began in sensational fashion when England won the First Test at Sydney by just 10 runs having followed on. Australia had scored a massive 586 (Syd Gregory 201, George Giffen 161) and then dismissed England for 325. But England responded with 437 and then dramatically dismissed Australia for 166 with Bobby Peel taking 6 for 67. At the close of the second last day's play, Australia were 113–2, needing only 64 more runs. But heavy rain fell overnight and next morning the two slow left-arm bowlers, Peel and Johnny Briggs, were all but unplayable. England went on to win the series 3–2 after it had been all square before the Final Test, which England won by 6 wickets. The English heroes were Peel, with 27 wickets in the series at an average of 26.70, and Tom Richardson, with 32 at 26.53.
In 1896, England under the captaincy of W. G. Grace won the series 2–1, and this marked the end of England's longest period of Ashes dominance.
1897 to 1902
Australia resoundingly won the 1897–98 series by 4–1 under the captaincy of Harry Trott. His successor Joe Darling won the next three series in 1899, 1901–02, and the classic 1902 series, which became one of the most famous in the history of Test cricket.
Five matches were played in 1902 but the first two were drawn after being hit by bad weather. In the First Test (the first played at Edgbaston), after scoring 376 England bowled out Australia for 36 (Wilfred Rhodes 7/17) and reduced them to 46–2 when they followed on. Australia won the Third and Fourth Tests at Bramall Lane and Old Trafford respectively. At Old Trafford, Australia won by just 3 runs after Victor Trumper had scored 104 on a "bad wicket", reaching his hundred before lunch on the first day. England won the last Test at The Oval by one wicket. Chasing 263 to win, they slumped to 48–5 before Gilbert Jessop's 104 gave them a chance. He reached his hundred in just 75 minutes. The last-wicket pair of George Hirst and Rhodes were required to score 15 runs for victory. When Rhodes joined him, Hirst reportedly said: "We'll get them in singles, Wilfred." In fact, they scored thirteen singles and a two.
The period of Darling's captaincy saw the emergence of outstanding Australian players such as Trumper, Warwick Armstrong, James Kelly, Monty Noble, Clem Hill, Hugh Trumble and Ernie Jones.
Reviving the legend
After what the MCC saw as the problems of the earlier professional and amateur series they decided to take control of organising tours themselves, and this led to the first MCC tour of Australia in 1903–04. England won it against the odds, and Plum Warner, the England captain, wrote up his version of the tour in his book How We Recovered The Ashes. The title of this book revived the Ashes legend and it was after this that England v Australia series were customarily referred to as "The Ashes".
1905 to 1912
England and Australia were evenly matched until the outbreak of the First World War in 1914. Five more series took place between 1905 and 1912. In 1905, England's captain Stanley Jackson not only won the series 2–0, but also won the toss in all five matches and headed both the batting and the bowling averages. Monty Noble led Australia to victory in both 1907–08 and 1909. Then England won in 1911–12 by four matches to one. Jack Hobbs establishing himself as England's first-choice opening batsman with three centuries, while Frank Foster (32 wickets at 21.62) and Sydney Barnes (34 wickets at 22.88) formed a formidable bowling partnership.
England retained the Ashes when it won the 1912 Triangular Tournament, which also featured South Africa. The Australian touring party had been severely weakened by a dispute between the board and players that caused Clem Hill, Victor Trumper, Warwick Armstrong, Tibby Cotter, Sammy Carter and Vernon Ransford to be omitted.
1920 to 1933
After the war, Australia took firm control of both the Ashes and world cricket. For the first time, the tactic of using two express bowlers in tandem paid off as Jack Gregory and Ted McDonald crippled the English batting on a regular basis. Australia recorded overwhelming victories both in England and on home soil. It won the first eight matches in succession including a 5–0 whitewash in 1920–1921 at the hands of Warwick Armstrong's team.
The ruthless and belligerent Armstrong led his team back to England in 1921 where his men lost only two games late in the tour to narrowly miss out of being the first team to complete a tour of England without defeat.
England won only one Test out of 15 from the end of the war until 1925.
In a rain-hit series in 1926, England managed to eke out a 1–0 victory with a win in the final Test at The Oval. Because the series was at stake, the match was to be "timeless", i.e., played to a finish. Australia had a narrow first innings lead of 22. Jack Hobbs and Herbert Sutcliffe took the score to 49–0 at the end of the second day, a lead of 27. Heavy rain fell overnight, and next day the pitch soon developed into a traditional sticky wicket. England seemed doomed to be bowled out cheaply and to lose the match. In spite of the very difficult batting conditions, however, Hobbs and Sutcliffe took their partnership to 172 before Hobbs was out for exactly 100. Sutcliffe went on to make 161 and England won the game comfortably. Australian captain Herbie Collins was stripped of all captaincy positions down to club level, and some accused him of throwing the match.
Australia's ageing post-war team broke up after 1926, with Collins, Charlie Macartney and Warren Bardsley all departing, and Gregory breaking down at the start of the 1928–29 series.
Despite the debut of Donald Bradman, the inexperienced Australians, led by Jack Ryder, were heavily defeated, losing 4–1. England had a very strong batting side, with Wally Hammond contributing 905 runs at an average of 113.12, and Hobbs, Sutcliffe and Patsy Hendren all scoring heavily; the bowling was more than adequate, without being outstanding.
In 1930, Bill Woodfull led an extremely inexperienced team to England.
Bradman fulfilled his promise in the 1930 series when he scored 974 runs at 139.14, which remains a world record Test series aggregate. A modest Bradman can be heard in a 1930 recording saying "I have always endeavoured to do my best for the side, and the few centuries that have come my way have been achieved in the hope of winning matches. My one idea when going into bat was to make runs for Australia." In the Headingley Test, he made 334, reaching 309* at the end of the first day, including a century before lunch. Bradman himself thought that his 254 in the preceding match, at Lord's, was a better innings. England managed to stay in contention until the deciding final Test at The Oval, but yet another double hundred by Bradman, and 7/92 by Percy Hornibrook in England's second innings, enabled Australia to win by an innings and take the series 2–1. Clarrie Grimmett's 29 wickets at 31.89 for Australia in this high-scoring series were also important.
Australia had one of the strongest batting line-ups ever in the early 1930s, with Bradman, Archie Jackson, Stan McCabe, Bill Woodfull, Bill Ponsford and Jack Fingleton. It was the prospect of bowling at this line-up that caused England's 1932–33 captain Douglas Jardine to adopt the tactic of fast leg theory, better known as Bodyline.
Jardine instructed his fast bowlers, most notably Harold Larwood and Bill Voce, to bowl at the bodies of the Australian batsmen, with the goal of forcing them to defend their bodies with their bats, thus providing easy catches to a stacked leg-side field. Jardine insisted that the tactic was legitimate and called it "leg theory" but it was widely disparaged by its opponents, who dubbed it "Bodyline" (from "on the line of the body"). Although England decisively won the Ashes 4–1, Bodyline caused such a furore in Australia that diplomats had to intervene to prevent serious harm to Anglo-Australian relations, and the MCC eventually changed the Laws of cricket to curtail the number of leg side fielders.
Jardine's comment was: "I've not travelled 6,000 miles to make friends. I'm here to win the Ashes".
Some of the Australians wanted to use Bodyline in retaliation, but Woodfull flatly refused. He famously told England manager Pelham Warner, "There are two teams out there. One is playing cricket; the other is making no attempt to do so" after the latter had come into the Australian rooms to express sympathy after a Larwood bouncer had struck the Australian skipper in the heart and felled him.
1934 to 1953
On the batting-friendly wickets that prevailed in the late 1930s, most Tests up to the Second World War still gave results. It should be borne in mind that Tests in Australia prior to the war were all played to a finish, with many batting records set during this period.
The 1934 Ashes series began with the notable absence of Larwood, Voce and Jardine. The MCC had made it clear, in light of the revelations of the bodyline series, that these players would not face Australia. The MCC, although it had earlier condoned and encouraged bodyline tactics in the 1932–33 series, laid the blame on Larwood when relations turned sour. Larwood was forced by the MCC to either apologise or be removed from the Test side. He went for the latter.
Australia recovered the Ashes in 1934 and held them until 1953, though no Test cricket was played during the Second World War.
As in 1930, the 1934 series was decided in the final Test at The Oval. Australia, batting first, posted a massive 701 in the first innings. Bradman (244) and Ponsford (266) were in record-breaking form with a partnership of 451 for the second wicket. England eventually faced a massive 707-run target for victory and failed, Australia winning the series 2–1. This made Woodfull the only captain to regain the Ashes and he retired upon his return to Australia.
In 1936–37 Bradman succeeded Woodfull as Australian captain. He started badly, losing the first two Tests heavily after Australia were caught on sticky wickets. However, the Australians fought back and Bradman won his first series in charge 3–2.
The 1938 series was a high-scoring affair with two high-scoring draws, resulting in a 1–1 result, Australia retaining the Ashes. After the first two matches ended in stalemate and the Third Test at Old Trafford never started due to rain, Australia then scraped home by five wickets inside three days in a low-scoring match at Headingley to retain the urn. In the timeless Fifth Test at The Oval, the highlight was Len Hutton's then world-record score of 364 as England made 903-7 declared. Bradman and Jack Fingleton injured themselves during Hutton's marathon effort, and with only nine men, Australia fell to defeat by an innings and 579 runs, the heaviest in Test history.
The Ashes resumed after the war when England toured in 1946–47 and, as in 1920–21, found that Australia had made the better post-war recovery. Still captained by Bradman and now featuring the potent new-ball partnership of Ray Lindwall and Keith Miller, Australia were convincing 3–0 winners.
Aged 38 and having been unwell during the war, Bradman had been reluctant to play. He batted unconvincingly and reached 28 when he hit a ball to Jack Ikin; England believed it was a catch, but Bradman stood his ground, believing it to be a bump ball. The umpire ruled in the Australian captain's favour and he appeared to regain his fluency of yesteryear, scoring 187. Australia promptly seized the initiative, won the First Test convincingly and inaugurated a dominant post-war era. The controversy over the Ikin catch was one of the biggest disputes of the era.
In 1948, Australia set new standards, completely outplaying its hosts to win 4–0 with one draw. This Australian team, led by Bradman, who turned 40 during his final tour of England, has gone down in history as The Invincibles. Playing 34 matches on tour—three of which were not first-class—and including the five Tests, they remained unbeaten, winning 27 and drawing 7.
Bradman's men were greeted by packed crowds across the country, and records for Test attendances in England were set in the Second and Fourth Tests at Lord's and Headingley respectively. Before a record attendance of spectators at Headingley, Australia set a world record by chasing down 404 on the last day for a seven-wicket victory.
The 1948 series ended with one of the most poignant moments in cricket history, as Bradman played his final innings for Australia in the Fifth Test at The Oval, needing to score only four runs to end with a career batting average of exactly 100. However, Bradman made a second-ball duck, bowled by an Eric Hollies googly that sent him into retirement with a career average of 99.94.
Bradman was succeeded as Australian captain by Lindsay Hassett, who led the team to a 4–1 series victory in 1950–51. The series was not as one-sided as the number of wins suggest, with several tight matches.
The tide finally turned in 1953 when England won the final Test at The Oval to take the series 1–0, having narrowly avoided defeat in the preceding Test at Headingley. This was the beginning of one of the greatest periods in English cricket history with players such as captain Len Hutton, batsmen Denis Compton, Peter May, Tom Graveney, Colin Cowdrey, bowlers Fred Trueman, Brian Statham, Alec Bedser, Jim Laker, Tony Lock, wicket-keeper Godfrey Evans and all-rounder Trevor Bailey.
1954 to 1971
In 1954–55, Australia's batsmen had no answer to the pace of Frank Tyson and Statham. After winning the First Test by an innings after being controversially sent in by Hutton, Australia lost its way and England took a hat-trick of victories to win the series 3–1.
A dramatic series in 1956 saw a record that will probably never be beaten: off-spinner Jim Laker's monumental effort at Old Trafford when he bowled 68 of 191 overs to take 19 out of 20 possible Australian wickets in the Fourth Test. It was Australia's second consecutive innings defeat in a wet summer, and the hosts were in strong positions in the two drawn Tests, in which half the playing time was washed out. Bradman rated the team that won the series 2–1 as England's best ever.
England's dominance was not to last. Australia won 4–0 in 1958–59, having found a high-quality spinner of their own in new skipper Richie Benaud, who took 31 wickets in the five-Test series, and paceman Alan Davidson, who took 24 wickets at 19.00. The series was overshadowed by the furore over various Australian bowlers, most notably Ian Meckiff, whom the English management and media accused of illegally throwing Australia to victory.
In 1961, Australia won a hard-fought series 2–1, their first Ashes series win in England for 13 years. After narrowly winning the Second Test at Lord's, dubbed "The Battle of the Ridge" because of a protrusion on the pitch that caused erratic bounce, Australia mounted a comeback on the final day of the Fourth Test at Old Trafford and sealed the series with Richie Benaud taking 6-70 during the English runchase.
The tempo of the play changed over the next four series in the 1960s, held in 1962–63, 1964, 1965–66 and 1968. The powerful array of bowlers that both countries boasted in the preceding decade moved into retirement, and their replacements were of lesser quality, making it more difficult to force a result. England failed to win any series during the 1960s, a period dominated by draws as teams found it more prudent to save face than risk losing. Of the 20 Tests played during the four series, Australia won four and England three. As they held the Ashes, Australia's captains Bob Simpson and Bill Lawry were happy to adopt safety-first tactics and their strategy of sedate batting saw many draws. During this period, spectator attendances dropped and media condemnation increased, but Simpson and Lawry flatly disregarded the public dissatisfaction.
It was in the 1960s that the bipolar dominance of England and Australia in world cricket was seriously challenged for the first time. West Indies defeated England twice in the mid-1960s and South Africa, in two series before they were banned for apartheid, completely outplayed Australia 3–1 and 4–0. Australia had lost 2–1 during a tour of the West Indies in 1964–65, the first time it had lost a series to any team other than England.
In 1970–71, Ray Illingworth led England to a 2–0 win in Australia, mainly due to John Snow's fast bowling, and the prolific batting of Geoffrey Boycott and John Edrich. It was not until the last session of what was the 7th Test (one match having been abandoned without a ball bowled) that England's success was secured. Lawry was sacked after the Sixth Test after the selectors finally lost patience with Australia's lack of success and dour strategy. Lawry was not informed of the decision privately and heard his fate over the radio.
1972 to 1987
The 1972 series finished 2–2, with England under Illingworth retaining the Ashes.
In the 1974–75 series, with the England team breaking up and their best batsman Geoff Boycott refusing to play, Australian pace bowlers Jeff Thomson and Dennis Lillee wreaked havoc. A 4–1 result was a fair reflection as England were left shell shocked. England then lost the 1975 series 0–1, but at least restored some pride under new captain Tony Greig.
Australia won the 1977 Centenary Test which was not an Ashes contest, but then a storm broke as Kerry Packer announced his intention to form World Series Cricket. WSC affected all Test-playing nations but it weakened Australia especially as the bulk of its players had signed up with Packer; the Australian Cricket Board (ACB) would not select WSC-contracted players and an almost completely new Test team had to be formed. WSC came after an era during which the duopoly of Australian and English dominance dissipated; the Ashes had long been seen as a cricket world championship but the rise of the West Indies in the late 1970s challenged that view. The West Indies would go on to record resounding Test series wins over Australia and England and dominated world cricket until the 1990s.
With Greig having joined WSC, England appointed Mike Brearley as its captain and he enjoyed great success against Australia. Largely assisted by the return of Boycott, Brearley's men won the 1977 series 3–0 and then completed an overwhelming 5–1 series win against an Australian side missing its WSC players in 1978–79. Allan Border made his Test debut for Australia in 1978–79.
Brearley retired from Test cricket in 1980 and was succeeded by Ian Botham, who started the 1981 series as England captain, by which time the WSC split had ended. After Australia took a 1–0 lead in the first two Tests, Botham was forced to resign or was sacked (depending on the source). Brearley surprisingly agreed to be reappointed before the Third Test at Headingley. This was a remarkable match in which Australia looked certain to take a 2–0 series lead after it had forced England to follow-on 227 runs behind. England, despite being 135 for 7, produced a second innings total of 356, Botham scoring 149*. Chasing just 130, Australia were sensationally dismissed for 111, Bob Willis taking 8–43. It was the first time since 1894–95 that a team following on had won a Test match. Under Brearley's leadership, England went on to win the next two matches before a drawn final match at The Oval. This series became known as 'Botham's Ashes' for his extraordinary feats with both bat and ball, after being dismissed as captain.
In 1982–83 Australia had Greg Chappell back from WSC as captain, while the England team was weakened by the enforced omission of their South African tour rebels, particularly Graham Gooch and John Emburey. Australia went 2–0 up after three Tests, but England won the Fourth Test by 3 runs (after a 70-run last wicket stand) to set up the final decider, which was drawn.
In 1985, David Gower's England team was strengthened by the return of Gooch and Emburey as well as the emergence at international level of Tim Robinson and Mike Gatting. Australia, now captained by Allan Border, had itself been weakened by a rebel South African tour, the loss of Terry Alderman being a particular factor. England won 3–1.
Despite suffering heavy defeats against the West Indies during the 1980s, England continued to do well in the Ashes. Mike Gatting was the captain in 1986–87 but his team started badly and attracted some criticism. Then Chris Broad scored three hundreds in successive Tests and bowling successes from Graham Dilley and Gladstone Small meant England won the series 2–1.
1989 to 2003
The Australian team of 1989 was comparable to the great Australian teams of the past, and resoundingly defeated England 4–0. Well led by Allan Border, the team included the young cricketers Mark Taylor, Merv Hughes, David Boon, Ian Healy and Steve Waugh, who were all to prove long-serving and successful Ashes competitors. England, now led once again by David Gower, suffered from injuries and poor form. During the Fourth Test news broke that prominent England players had agreed to take part in a "rebel tour" of South Africa the following winter; three of them (Tim Robinson, Neil Foster and John Emburey) were playing in the match, and were subsequently dropped from the England side.
Australia reached a cricketing peak in the 1990s and early 2000s, coupled with a general decline in England's fortunes. After re-establishing its credibility in 1989, Australia underlined its superiority with victories in the 1990–91, 1993, 1994–95, 1997, 1998–99, 2001 and 2002–03 series, all by convincing margins.
Great Australian players in the early years included batsmen Border, Boon, Taylor and Steve Waugh. The captaincy passed from Border to Taylor in the mid-1990s and then to Steve Waugh before the 2001 series. In the latter part of the 1990s Waugh himself, along with his twin brother Mark, scored heavily for Australia and fast bowlers Glenn McGrath and Jason Gillespie made a serious impact, especially the former. The wicketkeeper-batsman position was held by Ian Healy for most of the 1990s and by Adam Gilchrist from 2001 to 2006–07. In the 2000s, batsmen Justin Langer, Damien Martyn and Matthew Hayden became noted players for Australia. But the most dominant Australian player was leg-spinner Shane Warne, whose first delivery in Ashes cricket in 1993, to dismiss Mike Gatting, became known as the Ball of the Century.
Australia's record between 1989 and 2005 had a significant impact on the statistics between the two sides. Before the 1989 series began, the win–loss ratio was almost even, with 87 test wins for Australia to England's 86, 74 tests having been drawn. By the 2005 series Australia's test wins had increased to 115 whereas England's had increased to only 93 (with 82 draws). In the period between 1989 and the beginning of the 2005 series, the two sides had played 43 times; Australia winning 28 times, England 7 times, with 8 draws. Only a single England victory had come in a match in which the Ashes were still at stake, namely the First Test of the 1997 series. All others were consolation victories when the Ashes had been secured by Australia.
2005 to 2015
England were undefeated in Test matches through the 2004 calendar year. This elevated them to second in the ICC Test Championship. Hopes that the 2005 Ashes series would be closely fought proved well-founded, the series remaining undecided as the closing session of the final Test began. Experienced journalists including Richie Benaud rated the series as the most exciting in living memory. It has been compared with the great series of the distant past, such as 1894–95 and 1902.
The First Test at Lord's was convincingly won by Australia, but in the remaining four matches the teams were evenly matched and England fought back to win the Second Test by 2 runs, the smallest winning margin in Ashes history, and the second-smallest in all Tests. The rain-affected Third Test ended with the last two Australian batsmen holding out for a draw; and England won the Fourth Test by three wickets after forcing Australia to follow-on for the first time in 191 Tests. A draw in the final Test gave England victory in an Ashes series for the first time in 18 years and their first Ashes victory at home since 1985.
Australia regained the Ashes on its home turf in the 2006–07 series with a convincing 5–0 victory, only the second time an Ashes series had been won by that margin. Glenn McGrath, Shane Warne and Justin Langer retired from Test cricket after that series, while Damien Martyn retired during the series.
The 2009 series began with a tense draw in the First Test at SWALEC Stadium in Cardiff, with England's last-wicket batsmen James Anderson and Monty Panesar surviving 69 balls. England then achieved its first Ashes win at Lord's since 1934 to go 1–0 up. After a rain-affected draw at Edgbaston, the fourth match at Headingley was convincingly won by Australia by an innings and 80 runs to level the series. Finally, England won the Fifth Test at The Oval by a margin of 197 runs to regain the Ashes. Andrew Flintoff retired from Test cricket soon afterwards.
The 2010–11 series was played in Australia. The First Test at Brisbane ended in a draw, but England won the Second Test, at Adelaide, by an innings and 71 runs. Australia came back with a victory at Perth in the Third Test. In the Fourth Test at Melbourne Cricket Ground, England batting second scored 513 to defeat Australia (98 and 258) by an innings and 157 runs. This gave England an unbeatable 2–1 lead in the series and so it retained the Ashes. England went on to win the series 3–1, beating Australia by an innings and 83 runs at Sydney in the Fifth Test, including their highest innings total since 1938 (644). England's series victory was its first on Australian soil for 24 years. The 2010–11 Ashes series was the only one in which a team had won three Tests by innings margins and it was the first time England had scored 500 or more four times in a single series. England opener Cook scored 766 runs at average 127.66 in the series, the most dominant batsman in an Ashes series since Bradman in 1930.
Australia's build-up to the 2013 Ashes series was far from ideal. Darren Lehmann took over as coach from Mickey Arthur following a string of poor results. A batting line-up weakened by the previous year's retirements of former captain Ricky Ponting and Mike Hussey was also shorn of opener David Warner, who was suspended for the start of the series following an off-field incident. England won a closely fought First Test by 14 runs, despite 19-year-old debutant Ashton Agar making a world-record 98 for a number 11 in the first innings. England then won a very one-sided Second Test by 347 runs while the rain-affected Third Test, held at a newly refurbished Old Trafford, was drawn, ensuring that England retained the Ashes. England won the Fourth Test by 74 runs after Australia lost their last eight second-innings wickets for only 86 runs. The final Test was drawn, giving England a 3–0 series win.
In the second of two Ashes series held in 2013 (the series ended in 2014), this time hosted by Australia, the home team won the series five test matches to nil. This was the third time Australia has completed a clean sweep (or "whitewash") in Ashes history, a feat never matched by England. All six Australian specialist batsmen scored more runs than any Englishman with 10 centuries among them, with only debutant Ben Stokes scoring a century for England. Mitchell Johnson took 37 English wickets at 13.97 and Ryan Harris 22 wickets at 19.31 in the 5-Test series. Only Stuart Broad and all-rounder Stokes bowled effectively for England, with their spinner Graeme Swann retiring due to a chronic elbow injury after the decisive Third Test.
Australia came into the 2015 Ashes series in England as favourites to retain the Ashes. Although England won the first Test in Cardiff, Australia won comfortably in the second Test at Lords. In the next two Tests, the Australian batsmen struggled, being bowled out for 136 in the first innings at Edgbaston, with England proceeding to win by eight wickets. This was followed by Australia being bowled out for 60 as Stuart Broad took five wickets and finished the spell with 8 for 15 in the first innings at Trent Bridge, the quickest – in terms of balls faced – a team has been bowled out in the first innings of a Test match. With victory by an innings and 78 runs on the morning of the third day of the Fourth Test, England regained the Ashes.
2017 to present
During the buildup, the 2017–18 Ashes series was regarded as a turning point for both sides. Australia were criticised for being too reliant on captain Steve Smith and vice-captain David Warner, while England was said to have a shoddy middle to lower order. Off the field, England all-rounder Ben Stokes was ruled out of the side indefinitely due to a police investigation.
Australia won the first Test match in Brisbane by 10 wickets and the second Test at Adelaide by 120 runs in the first ever day-night Ashes test match. Australia regained The Ashes with an innings and 41 run win in the third Test at Perth; the final Ashes Test at the WACA Ground.
Prior to the 2019 Ashes series, both teams were considered to have very strong bowling attacks but struggling batting orders. Australia had its top-order batsmen David Warner, Steve Smith and Cameron Bancroft available for international selection after being banned from international cricket for 9–12 months following the ball-tampering scandal in South Africa, during which time India had won its first ever Test series in Australia. However, Australia recovered to win the Test series against Sri Lanka 2–0.
Despite winning the Cricket World Cup in July 2019 for the first time, England had also been criticised for its fragile top-order in Tests. The retirement of opener Alastair Cook in August 2018 ensured potential top-order batsmen Rory Burns, Joe Denly and Jason Roy were able to secure a place in the side. Despite losing a Test series 2–1 in their tour of the West Indies, England then improved to win the one-off Test against Ireland, by 143 runs. The 2019 series was eventually drawn 2–2, with Australia retaining the Ashes.
The 2021 Ashes series was played from December 2021 through January 2022, and featured the first Ashes Test match to be played in Tasmania, at Hobart's Bellerive Oval. Australia retained the Ashes in the 2021–22 Ashes series, after comfortably beating England 4–0.
England were the hosts of five Test matches of the 2023 Ashes series. The series got off to a good start for Australia as they won the first two Tests to go 0-2 up. The hosts won the third Test to put the series at 1-2 for the visitors. England needed to win the fourth Test in a hope to not only level the series but prevent Australia from retaining the Ashes. The match looked good for England to win, but rain intervened on the last two days and forced a draw, thus Australia retained the Ashes with the series at 1-2 after four Tests. The fifth and final Test was played at The Oval. During the contest Stuart Broad announced that he would retire from cricket at the end of the match. England went on to win the final Test match to draw the series at 2-2.
Summary of results and statistics
In the 140 years since 1883, Australia have held the Ashes for approximately 84.5 years, and England for 55.5 years:
Test results, up to and including 31 July 2023:
Series results, up to and including 31 July 2023:
A team must win a series to gain the right to hold the Ashes. A drawn series results in the previous holders retaining the Ashes. Ashes series have generally been played over five Test matches, although there have been four-match series (1938 and 1975) and six-match series (1970–71, 1974–75, 1978–79, 1981, 1985, 1989, 1993 and 1997). Australians have made 264 centuries in Ashes Tests, of which 23 have been scores over 200, while Englishmen have scored 212 centuries, of which 10 have been over 200. Australians have taken 10 wickets in a match on 41 occasions, Englishmen 38 times.
Match venues
The series alternates between England (and Wales) and Australia, and each match of a series is held at a different ground.
Australia
In Australia, the grounds currently used are The Gabba in Brisbane (first staged an England–Australia Test in the 1932–33 season), Adelaide Oval (1884–85), the Melbourne Cricket Ground (MCG) (1876–77), and the Sydney Cricket Ground (SCG) (1881–82). A single Test was held at the Brisbane Exhibition Ground in 1928–29. Traditionally, Melbourne hosts the Boxing Day Test and Sydney hosts the New Year's Day Test.
Additionally the WACA in Perth (1970–71) hosted its final Ashes Test in 2017–18 and was due to be replaced by Perth Stadium for the 2021–22 series. However, Western Australian border restrictions and quarantine requirements during the COVID-19 pandemic led to a change in venue for the final Ashes Test to Bellerive Oval in Hobart. This was the first Ashes Test match to be held in Tasmania.
Cricket Australia proposed that the 2010–11 series consist of six Tests, with the additional game to be played at Bellerive Oval in Hobart. The England and Wales Cricket Board declined and the series was played over five Tests.
England
In England and Wales, the grounds currently used are: Old Trafford in Manchester (1884), The Oval in Kennington, South London (1884); Lord's in St John's Wood, North London (1884); Headingley in Leeds (1899) and Edgbaston in Birmingham (1902). Additionally Sophia Gardens in Cardiff, Wales (2009); the Riverside Ground in Chester-le-Street, County Durham (2013) and Trent Bridge at West Bridgford (1899), have been used and one Test was also held at Bramall Lane in Sheffield in 1902. Traditionally the final Test of the series is played at the Oval.
Sophia Gardens and the Riverside were excluded as Test grounds between the years of 2020 and 2031 and therefore will not host an Ashes Test until at least 2035. The ECB announced the 2027 and 2031 Ashes series venues will be held at Lord's (2027 and 2031), The Oval (2027 and 2031), Edgbaston (2027), Trent Bridge (2027 and 2031), The Rose Bowl (2027), Old Trafford (2031) and Headingley (2031).
*Including abandoned tests
†County cricket clubs who play at the grounds
‡Former grounds which no longer host Test Matches
Cultural references
The popularity and reputation of the cricket series has led to other sports and games using the name "Ashes" for contests between England/Great Britain and Australia. The best-known and longest-running of these events is the rugby league Ashes competition between Great Britain now England and Australia national rugby league teams. Use of the name "Ashes" was suggested by the Australian team when rugby league matches between the two countries commenced in 1908. Other examples included the television game shows Gladiators and Sale of the Century, both of which broadcast special editions containing contestants from the Australian and English versions of the shows competing against each other.
The term became further genericised in Australia in the first half of the twentieth century, and was used to describe many sports rivalries or competitions outside the context of Australia vs England. The Australian rules football interstate carnival, and the small silver casket which served as its trophy, were symbolically known as "the Ashes" of Australian football, and was spoken of as such until at least the 1940s. The soccer rivalry between Australia and New Zealand was described as "the soccer ashes of Australasia" until as late as the 1950s; ashes from cigars smoked by the two countries' captains were put into a casket in 1923 to make the trophy literal. The interstate rugby league rivalry between Queensland and New South Wales was known for a time as Australia's rugby league ashes, and bowls competitions between the two states also regularly used the term. Even some local rivalries, such as southern Western Australia's annual Great Southern Football Carnival, were locally described as "the ashes". This genericised usage is no longer common, and "the Ashes" would today be assumed only to apply to a contest between Australia and England.
The Ashes featured in the film The Final Test, released in 1953, based on a television play by Terence Rattigan. It stars Jack Warner as an England cricketer playing the last Test of his career, which is the last of an Ashes series; the film includes cameo appearances of English captain Len Hutton and other players who were part of England's 1953 triumph.
Douglas Adams's 1982 science fiction comedy novel Life, the Universe and Everything – the third part of The Hitchhiker's Guide to the Galaxy series – features the urn containing the Ashes as a significant element of its plot. The urn is stolen by alien robots, as the burnt stump inside is part of a key needed to unlock the "Wikkit Gate" and release an imprisoned world called Krikkit.Bodyline, a fictionalised television miniseries based on the "Bodyline" Ashes series of 1932–33, was screened in Australia in 1984. The cast included Gary Sweet as Donald Bradman and Hugo Weaving as England captain Douglas Jardine.
In the 1938 film The Lady Vanishes, Charters and Caldicott, played by Basil Radford and Naunton Wayne are two cricket fans who are desperate to get home from Europe in order to see the last day's play in the Third Test at Manchester. It is not until they see a newsboy's poster near the end of the film that they discover that the match had been abandoned, due to floods.
See also
History of Test cricket from 1877 to 1883
History of Test cricket from 1884 to 1889
History of Test cricket from 1890 to 1900
The Women's Ashes
Ella-Mobbs Trophy (the Rugby Union equivalent of England-Australia matches)
Notes
References
Further reading
Willis, R. Cricket's Biggest Mystery: The Ashes , The Lutterworth Press (1987), .
Other
Wisden's Cricketers Almanack'' (various editions)
External links
Ashes to Ashes An audio history of the first hundred years of the Ashes, narrated by John Arlott
Cricinfo's Ashes website
The Origin of the Ashes – Rex Harcourt
Listen to a young Don Bradman speaking after the 1930 Ashes tour
Australia in international cricket
Cricket awards and rankings
Cricket rivalries
England in international cricket
Recurring events established in 1882
Recurring sporting events established in 1882
Test cricket competitions
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https://en.wikipedia.org/wiki/Analysis
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Analysis
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Analysis (: analyses) is the process of breaking a complex topic or substance into smaller parts in order to gain a better understanding of it. The technique has been applied in the study of mathematics and logic since before Aristotle (384–322 B.C.), though analysis as a formal concept is a relatively recent development.
The word comes from the Ancient Greek (analysis, "a breaking-up" or "an untying;" from ana- "up, throughout" and lysis "a loosening"). From it also comes the word's plural, analyses.
As a formal concept, the method has variously been ascribed to Alhazen, René Descartes (Discourse on the Method), and Galileo Galilei. It has also been ascribed to Isaac Newton, in the form of a practical method of physical discovery (which he did not name).
The converse of analysis is synthesis: putting the pieces back together again in a new or different whole.
Applications
Science
The field of chemistry uses analysis in three ways: to identify the components of a particular chemical compound (qualitative analysis), to identify the proportions of components in a mixture (quantitative analysis), and to break down chemical processes and examine chemical reactions between elements of matter. For an example of its use, analysis of the concentration of elements is important in managing a nuclear reactor, so nuclear scientists will analyze neutron activation to develop discrete measurements within vast samples. A matrix can have a considerable effect on the way a chemical analysis is conducted and the quality of its results. Analysis can be done manually or with a device.
Types of Analysis:
A) Qualitative Analysis: It is concerned with which components are in a given sample or compound.
Example: Precipitation reaction
B) Quantitative Analysis: It is to determine the quantity of individual component present in a given sample or compound.
Example: To find concentration by uv-spectrophotometer.
Isotopes
Chemists can use isotope analysis to assist analysts with issues in anthropology, archeology, food chemistry, forensics, geology, and a host of other questions of physical science. Analysts can discern the origins of natural and man-made isotopes in the study of environmental radioactivity.
Business
Financial statement analysis – the analysis of the accounts and the economic prospects of a firm
Financial analysis – refers to an assessment of the viability, stability, and profitability of a business, sub-business or project
Gap analysis – involves the comparison of actual performance with potential or desired performance of an organization
Business analysis – involves identifying the needs and determining the solutions to business problems
Price analysis – involves the breakdown of a price to a unit figure
Market analysis – consists of suppliers and customers, and price is determined by the interaction of supply and demand
Sum-of-the-parts analysis – method of valuation of a multi-divisional company
Opportunity analysis – consists of customers trends within the industry, customer demand and experience determine purchasing behavior
Computer science
Requirements analysis – encompasses those tasks that go into determining the needs or conditions to meet for a new or altered product, taking account of the possibly conflicting requirements of the various stakeholders, such as beneficiaries or users.
Competitive analysis (online algorithm) – shows how online algorithms perform and demonstrates the power of randomization in algorithms
Lexical analysis – the process of processing an input sequence of characters and producing as output a sequence of symbols
Object-oriented analysis and design – à la Booch
Program analysis (computer science) – the process of automatically analysing the behavior of computer programs
Semantic analysis (computer science) – a pass by a compiler that adds semantical information to the parse tree and performs certain checks
Static code analysis – the analysis of computer software that is performed without actually executing programs built from that
Structured systems analysis and design methodology – à la Yourdon
Syntax analysis – a process in compilers that recognizes the structure of programming languages, also known as parsing
Worst-case execution time – determines the longest time that a piece of software can take to run
Economics
Agroecosystem analysis
Input–output model if applied to a region, is called Regional Impact Multiplier System
Engineering
Analysts in the field of engineering look at requirements, structures, mechanisms, systems and dimensions. Electrical engineers analyse systems in electronics. Life cycles and system failures are broken down and studied by engineers. It is also looking at different factors incorporated within the design.
Intelligence
The field of intelligence employs analysts to break down and understand a wide array of questions. Intelligence agencies may use heuristics, inductive and deductive reasoning, social network analysis, dynamic network analysis, link analysis, and brainstorming to sort through problems they face. Military intelligence may explore issues through the use of game theory, Red Teaming, and wargaming. Signals intelligence applies cryptanalysis and frequency analysis to break codes and ciphers. Business intelligence applies theories of competitive intelligence analysis and competitor analysis to resolve questions in the marketplace. Law enforcement intelligence applies a number of theories in crime analysis.
Linguistics
Linguistics explores individual languages and language in general. It breaks language down and analyses its component parts: theory, sounds and their meaning, utterance usage, word origins, the history of words, the meaning of words and word combinations, sentence construction, basic construction beyond the sentence level, stylistics, and conversation. It examines the above using statistics and modeling, and semantics. It analyses language in context of anthropology, biology, evolution, geography, history, neurology, psychology, and sociology. It also takes the applied approach, looking at individual language development and clinical issues.
Literature
Literary criticism is the analysis of literature. The focus can be as diverse as the analysis of Homer or Freud. While not all literary-critical methods are primarily analytical in nature, the main approach to the teaching of literature in the west since the mid-twentieth century, literary formal analysis or close reading, is. This method, rooted in the academic movement labelled The New Criticism, approaches texts – chiefly short poems such as sonnets, which by virtue of their small size and significant complexity lend themselves well to this type of analysis – as units of discourse that can be understood in themselves, without reference to biographical or historical frameworks. This method of analysis breaks up the text linguistically in a study of prosody (the formal analysis of meter) and phonic effects such as alliteration and rhyme, and cognitively in examination of the interplay of syntactic structures, figurative language, and other elements of the poem that work to produce its larger effects.
Mathematics
Modern mathematical analysis is the study of infinite processes. It is the branch of mathematics that includes calculus. It can be applied in the study of classical concepts of mathematics, such as real numbers, complex variables, trigonometric functions, and algorithms, or of non-classical concepts like constructivism, harmonics, infinity, and vectors.
Florian Cajori explains in A History of Mathematics (1893) the difference between modern and ancient mathematical analysis, as distinct from logical analysis, as follows:
The terms synthesis and analysis are used in mathematics in a more special sense than in logic. In ancient mathematics they had a different meaning from what they now have. The oldest definition of mathematical analysis as opposed to synthesis is that given in [appended to] Euclid, XIII. 5, which in all probability was framed by Eudoxus: "Analysis is the obtaining of the thing sought by assuming it and so reasoning up to an admitted truth; synthesis is the obtaining of the thing sought by reasoning up to the inference and proof of it."
The analytic method is not conclusive, unless all operations involved in it are known to be reversible. To remove all doubt, the Greeks, as a rule, added to the analytic process a synthetic one, consisting of a reversion of all operations occurring in the analysis. Thus the aim of analysis was to aid in the discovery of synthetic proofs or solutions.
James Gow uses a similar argument as Cajori, with the following clarification, in his A Short History of Greek Mathematics (1884):
The synthetic proof proceeds by shewing that the proposed new truth involves certain admitted truths. An analytic proof begins by an assumption, upon which a synthetic reasoning is founded. The Greeks distinguished theoretic from problematic analysis. A theoretic analysis is of the following kind. To prove that A is B, assume first that A is B. If so, then, since B is C and C is D and D is E, therefore A is E. If this be known a falsity, A is not B. But if this be a known truth and all the intermediate propositions be convertible, then the reverse process, A is E, E is D, D is C, C is B, therefore A is B, constitutes a synthetic proof of the original theorem. Problematic analysis is applied in all cases where it is proposed to construct a figure which is assumed to satisfy a given condition. The problem is then converted into some theorem which is involved in the condition and which is proved synthetically, and the steps of this synthetic proof taken backwards are a synthetic solution of the problem.
Music
Musical analysis – a process attempting to answer the question "How does this music work?"
Musical Analysis is a study of how the composers use the notes together to compose music. Those studying music will find differences with each composer's musical analysis, which differs depending on the culture and history of music studied. An analysis of music is meant to simplify the music for you.
Schenkerian analysis
Schenkerian analysis is a collection of music analysis that focuses on the production of the graphic representation. This includes both analytical procedure as well as the notational style. Simply put, it analyzes tonal music which includes all chords and tones within a composition.
Philosophy
Philosophical analysis – a general term for the techniques used by philosophers
Philosophical analysis refers to the clarification and composition of words put together and the entailed meaning behind them. Philosophical analysis dives deeper into the meaning of words and seeks to clarify that meaning by contrasting the various definitions. It is the study of reality, justification of claims, and the analysis of various concepts. Branches of philosophy include logic, justification, metaphysics, values and ethics. If questions can be answered empirically, meaning it can be answered by using the senses, then it is not considered philosophical. Non-philosophical questions also include events that happened in the past, or questions science or mathematics can answer.
Analysis is the name of a prominent journal in philosophy.
Psychotherapy
Psychoanalysis – seeks to elucidate connections among unconscious components of patients' mental processes
Transactional analysis
Transactional analysis is used by therapists to try to gain a better understanding of the unconscious. It focuses on understanding and intervening human behavior.
Policy
Policy analysis – The use of statistical data to predict the effects of policy decisions made by governments and agencies
Policy analysis includes a systematic process to find the most efficient and effective option to address the current situation.
Qualitative analysis – The use of anecdotal evidence to predict the effects of policy decisions or, more generally, influence policy decisions
Signal processing
Finite element analysis – a computer simulation technique used in engineering analysis
Independent component analysis
Link quality analysis – the analysis of signal quality
Path quality analysis
Fourier analysis
Statistics
In statistics, the term analysis may refer to any method used
for data analysis. Among the many such methods, some are:
Analysis of variance (ANOVA) – a collection of statistical models and their associated procedures which compare means by splitting the overall observed variance into different parts
Boolean analysis – a method to find deterministic dependencies between variables in a sample, mostly used in exploratory data analysis
Cluster analysis – techniques for finding groups (called clusters), based on some measure of proximity or similarity
Factor analysis – a method to construct models describing a data set of observed variables in terms of a smaller set of unobserved variables (called factors)
Meta-analysis – combines the results of several studies that address a set of related research hypotheses
Multivariate analysis – analysis of data involving several variables, such as by factor analysis, regression analysis, or principal component analysis
Principal component analysis – transformation of a sample of correlated variables into uncorrelated variables (called principal components), mostly used in exploratory data analysis
Regression analysis – techniques for analysing the relationships between several predictive variables and one or more outcomes in the data
Scale analysis (statistics) – methods to analyse survey data by scoring responses on a numeric scale
Sensitivity analysis – the study of how the variation in the output of a model depends on variations in the inputs
Sequential analysis – evaluation of sampled data as it is collected, until the criterion of a stopping rule is met
Spatial analysis – the study of entities using geometric or geographic properties
Time-series analysis – methods that attempt to understand a sequence of data points spaced apart at uniform time intervals
Other
Aura analysis – a technique in which supporters of the method claim that the body's aura, or energy field is analysed
Bowling analysis – Analysis of the performance of cricket players
Lithic analysis – the analysis of stone tools using basic scientific techniques
Lithic analysis is most often used by archeologists in determining which types of tools were used at a given time period pertaining to current artifacts discovered.
Protocol analysis – a means for extracting persons' thoughts while they are performing a task
See also
Formal analysis
Metabolism in biology
Methodology
Scientific method
References
External links
Abstraction
Critical thinking skills
Emergence
Empiricism
Epistemological theories
Intelligence
Mathematical modeling
Metaphysics of mind
Methodology
Ontology
Philosophy of logic
Rationalism
Reasoning
Research methods
Scientific method
Theory of mind
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https://en.wikipedia.org/wiki/Abner%20Doubleday
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Abner Doubleday
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Abner Doubleday (June 26, 1819 – January 26, 1893) was a career United States Army officer and Union major general in the American Civil War. He fired the first shot in defense of Fort Sumter, the opening battle of the war, and had a pivotal role in the early fighting at the Battle of Gettysburg. Gettysburg was his finest hour, but his relief by Maj. Gen. George G. Meade caused lasting enmity between the two men. In San Francisco, after the war, he obtained a patent on the cable car railway that still runs there. In his final years in New Jersey, he was a prominent member and later president of the Theosophical Society.
In 1908, 15 years after his death, the Mills Commission declared that Doubleday had invented the game of baseball, although Doubleday never made such a claim. This claim has been thoroughly debunked by baseball historians.
Early years
Doubleday, the son of Ulysses F. Doubleday and Hester Donnelly, was born in Ballston Spa, New York, in a small house on the corner of Washington and Fenwick streets. As a child, Abner was very short. The family all slept in the attic loft of the one-room house. His paternal grandfather, also named Abner, had fought in the American Revolutionary War. His maternal grandfather Thomas Donnelly had joined the army at 14 and was a mounted messenger for George Washington. His great grandfather Peter Donnelly was a Minuteman. His father, Ulysses F., fought in the War of 1812, published newspapers and books, and represented Auburn, New York, for four years in the United States Congress. Abner spent his childhood in Auburn and later was sent to Cooperstown to live with his uncle and attend a private preparatory high school. He practiced as a surveyor and civil engineer for two years before entering the United States Military Academy in 1838. He graduated in 1842, 24th in a class of 56 cadets, and was commissioned a brevet second lieutenant in the 3rd U.S. Artillery. In 1852, he married Mary Hewitt of Baltimore, the daughter of a local lawyer.
Early commands and Fort Sumter
Doubleday initially served in coastal garrisons and then in the Mexican–American War from 1846 to 1848 and the Seminole Wars from 1856 to 1858. In 1858, he was transferred to Fort Moultrie in Charleston Harbor serving under Colonel John L. Gardner. By the start of the Civil War, he was a captain and second in command in the garrison at Fort Sumter, under Major Robert Anderson. He aimed the cannon that fired the first return shot in answer to the Confederate bombardment on April 12, 1861. He subsequently referred to himself as the "hero of Sumter" for this role. Of note, although Doubleday did not invent baseball, by sheer coincidence the Fort Sumter Garrison Flag (or Storm Flag) has the star pattern arranged in a diamond shape, which by that time in history, was the shape of the baseball infield.
Brigade and division command in Virginia
Doubleday was promoted to major on May 14, 1861, and commanded the Artillery Department in the Shenandoah Valley from June to August, and then the artillery for Major General Nathaniel Banks's division of the Army of the Potomac. He was appointed brigadier general of volunteers on February 3, 1862, and was assigned to duty in northern Virginia while the Army of the Potomac conducted the Peninsula Campaign. His first combat assignment was to lead the 2nd Brigade, 1st Division, III Corps of the Army of Virginia during the Northern Virginia Campaign. In the actions at Brawner's farm, just before the Second Battle of Bull Run, he took the initiative to send two of his regiments to reinforce Brigadier General John Gibbon's brigade against a larger Confederate force, fighting it to a standstill. (Personal initiative was required since his division commander, Brig. Gen. Rufus King, was incapacitated by an epileptic seizure at the time. He was replaced by Brigadier General John P. Hatch.) His men were routed when they encountered Major General James Longstreet's corps, but by the following day, August 30, he took command of the division when Hatch was wounded, and he led his men to cover the retreat of the Union Army.
Doubleday again led the division, now assigned to the I Corps of the Army of the Potomac, after South Mountain, where Hatch was wounded again. At Antietam, he led his men into the deadly fighting in the Cornfield and the West Woods, and one colonel described him as a "gallant officer ... remarkably cool and at the very front of battle." He was wounded when an artillery shell exploded near his horse, throwing him to the ground in a violent fall. He received a brevet promotion to lieutenant colonel in the regular army for his actions at Antietam and was promoted in March 1863 to major general of volunteers, to rank from November 29, 1862. At Fredericksburg in December 1862, his division mostly sat idle. During the winter, the I Corps was reorganized and Doubleday assumed command of the 3rd Division. At Chancellorsville in May 1863, the division was kept in reserve.
Gettysburg
At the start of the Battle of Gettysburg, July 1, 1863, Doubleday's division was the second infantry division on the field to reinforce the cavalry division of Brigadier General John Buford. When his corps commander, Major General John F. Reynolds, was killed very early in the fighting, Doubleday found himself in command of the corps at 10:50 am. His men fought well in the morning, putting up a stout resistance, but as overwhelming Confederate forces massed against them, their line eventually broke and they retreated back through the town of Gettysburg to the relative safety of Cemetery Hill south of town. It was Doubleday's finest performance during the war, five hours leading 9,500 men against ten Confederate brigades that numbered more than 16,000. Seven of those brigades sustained casualties that ranged from 35 to 50 percent, indicating the ferocity of the Union defense. On Cemetery Hill, however, the I Corps could muster only a third of its men as effective for duty, and the corps was essentially destroyed as a combat force for the rest of the battle; it would be decommissioned in March 1864, its surviving units consolidated into other corps.
On July 2, 1863, Army of the Potomac commander Maj. Gen. George G. Meade replaced Doubleday with Major General John Newton, a more junior officer from another corps. The ostensible reason was a false report by XI Corps commander Major General Oliver O. Howard that Doubleday's corps broke first, causing the entire Union line to collapse, but Meade also had a long history of disdain for Doubleday's combat effectiveness, dating back to South Mountain. Doubleday was humiliated by this snub and held a lasting grudge against Meade, but he returned to division command and fought well for the remainder of the battle. He was wounded in the neck on the second day of Gettysburg and received a brevet promotion to colonel in the regular army for his service. He formally requested reinstatement as I Corps commander, but Meade refused, and Doubleday left Gettysburg on July 7 for Washington.
Doubleday's staff nicknamed him "Forty-Eight Hours" as a compliment to recognize his tendency to avoid reckless or impulsive actions and his thoughtfulness and deliberateness in considering circumstances and possible responses. In recent years, biographers have turned the nickname into an insult, incorrectly claiming "Forty-Eight Hours" was coined to highlight Doubleday's supposed incompetence and slowness to act.
Washington
Doubleday assumed administrative duties in the defenses of Washington, D.C., where he was in charge of courts martial, which gave him legal experience that he used after the war. His only return to combat was directing a portion of the defenses against the attack by Confederate Lieutenant General Jubal A. Early in the Valley Campaigns of 1864. Also while in Washington, Doubleday testified against George Meade at the United States Congress Joint Committee on the Conduct of the War, criticizing him harshly over his conduct of the Battle of Gettysburg. While in Washington, Doubleday remained a loyal Republican and staunch supporter of President Abraham Lincoln. Doubleday rode with Lincoln on the train to Gettysburg for the Gettysburg Address and Col. and Mrs. Doubleday attended events with Mr. and Mrs. Lincoln in Washington.
Postbellum career
After the Civil War, Doubleday mustered out of the volunteer service on August 24, 1865, reverted to the rank of lieutenant colonel, and became the colonel of the 35th U.S. Infantry in September 1867. He was stationed in San Francisco from 1869 through 1871 and he took out a patent for the cable car railway that still runs there, receiving a charter for its operation, but signing away his rights when he was reassigned. In 1871, he commanded the 24th U.S. Infantry, an all African-American regiment with headquarters at Fort McKavett, Texas. He retired in 1873.
In the 1870s, he was listed in the New York business directory as a lawyer.
Doubleday spent much of his time writing. He published two important works on the Civil War: Reminiscences of Forts Sumter and Moultrie (1876), and Chancellorsville and Gettysburg (1882), the latter being a volume of the series Campaigns of the Civil War.
Theosophy
In the summer of 1878, Doubleday lived in Mendham Township, New Jersey, and became a prominent member of the Theosophical Society. When two of the founders of that society, Helena Blavatsky and Henry Steel Olcott, moved to India at the end of that year, he was constituted as the president of the American body.
Death
Doubleday died of heart disease in Mendham Township on January 26, 1893. Doubleday's body was laid in state in New York's City Hall and then was taken to Washington by train from Mendham, and was buried in Arlington National Cemetery in Arlington County, Virginia. He was survived by his wife.
Baseball
Although Doubleday achieved minor fame as a competent combat general with experience in many important Civil War battles, he is more widely known as the supposed inventor of the game of baseball, in Elihu Phinney's cow pasture in Cooperstown, New York, in 1839.
The Mills Commission, chaired by Abraham G. Mills, the fourth president of the National League, was appointed in 1905 to determine the origin of baseball. The committee's final report, on December 30, 1907, stated, in part, that "the first scheme for playing baseball, according to the best evidence obtainable to date, was devised by Abner Doubleday at Cooperstown, New York, in 1839." It concluded by saying, "in the years to come, in the view of the hundreds of thousands of people who are devoted to baseball, and the millions who will be, Abner Doubleday's fame will rest evenly, if not quite as much, upon the fact that he was its inventor ... as upon his brilliant and distinguished career as an officer in the Federal Army."
However, there is considerable evidence to dispute this claim. Baseball historian George B. Kirsch has described the results of the Mills Commission as a "myth". He wrote, "Robert Henderson, Harold Seymour, and other scholars have since debunked the Doubleday-Cooperstown myth, which nonetheless remains powerful in the American imagination because of the efforts of Major League Baseball and the Hall of Fame in Cooperstown." At his death, Doubleday left many letters and papers, none of which describe baseball or give any suggestion that he considered himself a prominent person in the evolution of the game, and his New York Times obituary did not mention the game at all. Chairman Mills himself, who had been a Civil War colleague of Doubleday and a member of the honor guard for Doubleday's body as it lay in state in New York City, never recalled hearing Doubleday describe his role as the inventor. Doubleday was a cadet at West Point in the year of the alleged invention and his family had moved away from Cooperstown the prior year. Furthermore, the primary testimony to the commission that connected baseball to Doubleday was that of Abner Graves, whose credibility is questionable; a few years later, he shot his wife to death and was committed to an institution for the criminally insane for the rest of his life. Part of the confusion could stem from there being another man by the same name in Cooperstown in 1839.
Despite the lack of solid evidence linking Doubleday to the origins of baseball, Cooperstown, New York, became the new home of what is today the National Baseball Hall of Fame and Museum in 1937.
There may have been some relationship to baseball as a national sport and Abner Doubleday. While the modern rules of baseball were formulated in New York during the 1840s, it was the scattering of New Yorkers exposed to these rules throughout the country, that spread not only baseball, but also the "New York Rules", thereby harmonizing the rules, and being a catalyst for its growth. Doubleday was a high-ranking officer, whose duties included seeing to provisions for the US Army fighting throughout the south and border states. For the morale of the men, he is said to have provisioned balls and bats for the men.
Namesakes and honors
Doubleday's men, admirers, and the state of New York erected a monument to him at Gettysburg. There is a obelisk monument at Arlington National Cemetery where he is buried.
Doubleday Field is a 9,791-seat baseball stadium named for Abner Doubleday, located in Cooperstown, New York, near the Baseball Hall of Fame. It hosted the annual Hall of Fame Game, an exhibition game between two major league teams that was played from 1940 until 2008. It has hosted the Hall of Fame Classic since 2009.
The Auburn Doubledays are a collegiate summer baseball team based in Doubleday's hometown of Auburn, New York.
Doubleday Field at the United States Military Academy at West Point, New York, where the Army Black Knights play at Johnson Stadium, is named in Doubleday's honor.
The Abner Doubleday Little League and Babe Ruth Fields in Ballston Spa, New York, the town of his birth. The house of his birth still stands in the middle of town and there is a monument to him on Front Street.
A sign at the Doubleday Hill Monument, erected in Williamsport, Maryland, to commemorate Doubleday's occupation of a hill there during the Civil War, claims he invented the game in 1835.
Mendham Borough and Mendham Township, New Jersey has held a municipal holiday known as "Abner Doubleday Day" for numerous years in the General's honor and commissioned a plaque near the site of his home in the borough in 1998, even though the borough was known as Mendham Township back then.
In 2004, the Abner Doubleday Society erected a monument to Doubleday in Iron Spring Park, Ballston Spa, near his birthplace.
In popular culture
In the movie The Ridiculous 6, Doubleday is portrayed by John Turturro. The character organizes the first game of baseball between the six main characters and a group of Chinese immigrants, creating the rules as he goes, primarily to allow him to win.
In the 23rd episode of the anime Samurai Champloo, titled "Baseball Blues", Doubleday and Alexander Cartwright are featured as American naval officers who engage the main characters and local Japanese people into a baseball game, which the Americans lose.
In the mini-series North and South, George Hazzard is seen watching a primitive form of baseball with a wounded Orry Main, while referring to the game being invented by Doubleday, a fellow West Point cadet.
See also
List of American Civil War generals (Union)
William Webb Ellis, sometimes apocryphally credited with inventing rugby football
Notes
References
Gomes, Michael. "Abner Doubleday and Theosophy in America: 1879–1884". Sunrise, April/May 1991.
"Doubleday, Abner" in The Handbook of Texas.
Further reading
Silkenat, David. Raising the White Flag: How Surrender Defined the American Civil War. Chapel Hill: University of North Carolina Press, 2019. .
External links
Defense of Madame Blavatsky
Baseball Hall of Fame
Photo of Abner Doubleday and wife Mary, taken by Mathew Brady, owned by University of Michigan Museum of Art
Ulysses Freeman Doubleday – McLean County Museum of History
1819 births
1893 deaths
American military personnel of the Mexican–American War
American people of English descent
Burials at Arlington National Cemetery
History of baseball
People from Auburn, New York
People from Ballston Spa, New York
People of New York (state) in the American Civil War
Union Army generals
United States Military Academy alumni
Writers from New York (state)
New York (state) Republicans
American Theosophists
People from Mendham Township, New Jersey
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