[1]14-00000 i
[2]104-10227-10000, [2025 RELEASE UNDER THE PRESIDENT JOHN F. KENNEDY ASSASSINATION RECORDS ACT OF 1992)
[4]Poy
[5]a | MATEEDAL ELVIEGED AT CLA HEADQUARTHO UY
[7]; HOUSH fF LECT COMMITTED ON ASSASSEINATIONS STARE MEMBERS a
[8]FE TS Materis Fron tryehta cafe “ & :
[9]a | FILE TiabesNunpensvoiocin: TS Maternal from ter vate b =.
[11]Ly | i
[12]is ———-——— —- t f
[14]INCLUSIVE DATES: ;
[16]CUSTODIAL, UNI T/LOCATION <
[18]DELETIONS, IF ANY:
[20]DATE DATE
[22]RECEIVED | RETURNED REVIEWED BY (PRINT NAME)
[24]NQ COCUMENTS. ZAY BE COPIED OR REMOVED FROM THIS FILE
[27]14-0000 S t .
[29]Cl 'unctassirien | { ItERMaL CO CONFIDENTIAL CO seczer
[30]KOUTING AND ReCOnG Srice , io
[32]SUBJECT, (Qpnenel)
[34]T O: Con . Nos TSION722
[36]> OQ,
[37]Rodger S. Gabrielson . Sa TF
[38]OLC/C&R
[40]TO) (Offre deugeathen, room number, ond
[42]building] COMMENTS (Number each comment to thow from show
[44]fe whom, Drow 9 [ine avon calven after och comment.)
[46]MIN DBI NOTE RK
[48]SA/D0/O Tube: B*6 Attached is a letter
[50]from the House Select
[51]Committee on Assassinations
[52]dated
[54]Please respond’a as soon as
[55]possible. -
[57]Shep: Please nave Cl look :
[58]atthis, [t'e the T.S, material
[59]from Deryahtn' a safe = requeste
[60]by Blakey< Thanka, a .
[61]_ ; Rodge_ ee |
[62]: On geet De ae ce
[64]on: A crsity
[66]Pale
[68]. Ae ea re ll
[70]sor O10 “teats C] secret (] CONFIDENTIAL. «[[] IATFANAL = )sUUNCLASSIFIED
[72]a Dee finreeran tee aunt SDB opr u itt gta BRE Aa ae imc. Geeetpcc. h,
[74]To
[77]14.90000
[79]TOP SECRET
[81]SUCHE eiten attached to fap Secret Ducument—Automatic
[83]ally downgraded to SECRET when
[85]PUNCUASSITICD when blank-—TOP
[86]j filed tn form 19.datachag trom controlled document,
[88]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[90]A" "* posuwtnt oescapton 7 ~ oF oo : REC
[91]7 . - ca ee ee . . Pee ee ee
[92]Source - . ' C!® Control No.
[93]i :
[94]. |. TS#_ 19172 2 a
[96]SRICI/K
[98]“Ox “wo. XAAZ -17 26
[100]De ote 29 APR 1968
[102]Cone wo, Kepre
[103]ot Pee 8 Jo,
[105]tuumber of Attachments
[107]{ Date Oxcument Received
[109]umber af Pag
[111]ce Agency of clase.
[113]4 “<,
[114]orn will be placed on tep of and attached t9 each Too
[115]fied Top Seccot minin t Ht remain aac he: wtroyed. OF tranamted outsiue
[116]1 dubed reiete ta the matter. Top
[117]Hall gign thie form and indicate perod of custody in the feft-
[118]and indicate the de!
[119]Signature
[122]enittod to Central Yop Secret Control for 14
[124]DOWNGRADED ~ : . he
[125]: iuen finished with these document
[127]t "ECG Dim TSCLy 468 we I trol
[128]for these documents, —
[130]Curn
[131]the contro] Gi flee
[133]To
[135]By (Signature)
[136]TS? 191729
[138]TS# 19) 7294
[139]TS* 1917228
[140]Tse 151722¢ i (40)
[142]care |
[144]OFFICE CATE
[146]Ane 26 Use PREVIOUS EDITIONS. |
[147]. D a |
[148]. t
[149]: “Z ~ . we um ie
[150]- ° ° ‘°o Fv s08 CRASS a
[151]om -_ at te te he Ie ere £2 $
[152]2. Ww -“ o Re OD o an hed <
[153]i-4 rd Pv Orv og og oa Sa
[154]> : 7Ue8 Ae A. °b O Ow
[155]= a} oceags RunKGo. 3§
[156]a oS 3 Cone 2e Boao 2 a 28
[157]‘ cm) aS 2 I> a3 ¢ hen oe ~ 6
[158]w o ° Oe lama eat. § oa
[161]~ - 4 Faste? 8-4 Ow gO Be
[162]7% Ot te Oa we 2 f#Og ne roms)
[163]ho —_
[164]Can coltd mon 29 wa
[165]mn Gen [29 -” e-
[169]TOP secaet @B GRD
[171]kves Te a
[173]14-0000
[175]TOP SECRET
[177]TNCLASS'TILO when blank—TOP SECRET when attached to Top Secret Document—Automaticatly downgraded to SECRET when
[179]filled in-form is detached from controtled document.
[181]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[183]DOCUMENT DESCRIPTION,
[184]. rary
[186]Source
[188]poe SRO WIA
[189]Ooc. No. XAAZ 17241] a | Oate Document ‘Received
[190]— fet (sw 15 2UN
[191]2 a7
[193]28
[197]“Number of Attachments
[199]ch Top Secret document received By the Central inteiigence Ag:
[200]ached to the document unt! such time as it is downgraded. testrored. of t
[201]Top Secret Controt personne! ind.widuals whose offcis! Putes relate to the matter. Top
[202]a thie form and ina.cete perrod of custody in the lett:
[203]jadic date of handing in the right-hand columns.
[205]ATTENTION: The form will be placed on top
[206]hed Top Secret within the CIA and will re
[208]NOTICE OF DETACHMENT: Whea this form ia detached trom Top Secret material it ehall be completed sn the appropriate spaces below and trans:
[210]eutted to Centrat Top Secret Control for record.
[212]7 DOWNGRADES ovoOS—S DISPATCHED (OUTSIDE CIA)
[213]To 10 —
[215]WITNESSED BY (Signature) BY (S.gnatwre?
[217]ornce : “TY oreice
[219]FORM R cee |
[220]sees 2G USE PREVIOUS EDITIONS TOP SECRET LAQLUDED FROM AL TEMATIC COMNGRADING | (90)
[221]wo eicusscanion
[225]ERE
[227]aAmMBAmMaA VO4
[230]14-0000
[232]TOP SECRET
[234]UNCLASSITIED when blank—-TOP SECRET when attached to Top Secret
[235]filed in form is detached from controlled document,
[237]ae CONTROL AND Cover SHEET FOR TOP SECRET DOCUMENT
[239]Dez unent--Autoraticalty downgraded to SECRET when
[241]OCUMENT DEscmiprin TT “— See : REGISTRY
[242]a ~| . | CIA Contest No
[243]SR/CI/K , ; i _TS# 1917228
[244]“Boe. Mo. “KAAZ=1F20T/7 - | Date Document Rosewed
[245]MAY 1966-7 19 tora
[246]"Logged By .
[248]cues 22
[250]“Humber of Attachments y
[252]will be plac
[254]Fe ee ne,
[255]+ ATTENTION: This torm
[256]hes Tap Secre
[258]downgraded, destroyed, or tranumitted outside
[259]4 whee official Juties relate to tne Inatier. To,
[260]A thie form and indicate period of custody in
[261]A BAF indicate the date of handing hi:
[263]SEEN BY
[265]O/FSU0 When thie form se detecned from Top Sectet materat it halt be completed ‘
[266]mitted fo Centrat Top Secret Contros for record.
[268]~___bownGRADEO otstRoveo
[269]—-_______ 0 fC TROVED a
[270]BY (Signature) -
[272]TO
[273]et Be
[274]By (S.gnasture: WITNESSE£O By ¢ mnature)
[277]orfnice =. OaTE OFFICE
[281]fonw TOP to. “ GeOu on
[282]6 USE PREVIOUS EorTIONS. OP SECRET | | GLUED FRow AUTOWANC DOmNGRADIEG ' ao)
[283]a - AMD OL LASS IFICATION j
[285]ior) .
[287]Re
[289]Ah RAMA VOW
[291]14.90000
[293]TOP SECRET
[295]UNCLASSIFIED when blank—TOP SECSET when attached to Top Secret Document—Automaticaily downgraded to SECRET when
[296]filled in form is detached fiom controted document. .
[298]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[300]~~~ pocument DESC on _ ~— i wEGIsTAY 2
[301]—" — , CIA Conteot No. j
[302]o/SR - TS 191722¢_...-
[303]: Dete cour in
[306]voc. No. CSC-3/781,491_
[307]: 19 _May1964 |
[309]weenie -
[311]ATTENTION: This form will be placed on tro of end
[312]fied Ton Secret within the CIA and will reras attached to the document unt:
[313]of CIA, Access to Top Secret matter is timsat to Top Secret Control personne! and
[314]Secret Controt Officers who receive andor release the attached Top Secret material will sign this form
[316]destroyed. or transmitted outerde
[317]i dutios relate to the.Inatter, Top
[319]- hand columns provided. Each indiwidual whs sees the Top Secrat document will sign end indicate the da
[322]REFCHACO TO
[324]SeKiacicye oc Yabaiclson— _ a
[326]D0 /AC.2_ neo nes i.
[328]NOTE OF DETACHMENT: When this farm a ceeched from Top Secret material ¢ shalt Le completed in the appropriate spaces below and trans:
[329]mitted to Central Top Secret Control for record.
[331]—“SownGRADEO { ee ~ YT ~~ DISPATCHED (OUTSIDE C/A)
[332]BY (Signature) TO ;
[334]to
[336]WITNESSED BY (S.gncture) BY (Signeture)
[338]oe
[339]By (Signature)
[342]OFFICE a | OATE { OFFIce OaTe OFFICE DATE
[344]FORM 26 USE PREVIOUS EDITIONS. TOP SECRET “Preuoto srou SnCu
[345]H AMD DECLASS |
[347]. (OPF-1) 1 AND BEC
[349]Co)
[351]AMBAMA VO
[354]14-0000
[356]“TAR
[358]DEFECTORS - NOSENKO
[360]THTLE
[362]Report on: Yurily Ivanovich Nosenko, Soviet
[365]J. Mero for Record from David £. Murphy, Subject:
[367]Discussion with Deputy Attorney General on
[369]_ Nosenko Case
[371]2. Mere for. Director of Security from Lawrence R.
[372]Houstan, Subject: Parole Status of Defectors
[374]3. Memo, Subject: Yuriy Ivanovich NOSENKO
[376]. Letter for Mr. Richard Helms from J. Watter
[378]Yeagley, Subject: Yuriy Ivanovich Nosenko
[380]Letter for Mr. Raymond F. Farrell from Richard
[381]Helms, Sudject: Yuriy Ivanovich NOSENKO
[382](Forms 1-125 and background data. attached)
[384]Letter for Mr. Louis Wienckowski from Frank E..
[385]Bartos, Subject: Yuriy Ivanovich Nossenko™ —
[387]Letter for Mr. Raymond F. Farrell from Victor R..
[388]White, Subject: Yuriy Ivanovich NOSSENKO
[390]Routing Sheet from Chief, SR Division to
[391]00/0S
[393]"DATE
[394]2 Apr 64
[396]2 Apr 64
[398]_ 3 Apr 64
[400]Jan 75
[401]20 Oct 69
[403]9 0ct.69..
[405]24 July 69
[407]“18 Jul 69
[409]13 Feb 64
[411]Memo for Mr. McGeorge Bundy from Thomas H. Karamessines,11 Feb 6
[413]Subject: Yuri Ivanovich Nosenko
[415]Memo for US Intelligence Board Members from Marshall
[416]§. Carter, Subject: Yuri Ivanovich Nosenko
[418]Newspaper clipping: Nosenko'’s Account Disputes
[419]Charge by Soviet
[421]Newspaper clipping: U.S. Lets Swiss and Red Envoys
[423]talk to Defector
[425]4, Meno for Acting Chief, Support Branch from Jack
[426]M. Bauman
[428]5. Memo for Special Agent in Charge District Field
[429]Office from Victor R. White, Subject: LESNIK, George
[430]M. (Emergency Instructions Regarding Custody of)
[432]12 Feb 64
[433]15 Fed 64
[434]12 May 68
[436]10 Jul 64
[438]14-0000
[440]TITLE DATE
[441]1 Jur 64
[443]Memo for Headquarters from John D. Noble, dr.,
[444]Subject: LESNIK, George M. (Emergency Instructions
[445]Regarding Custody Of) with Attachment: Emergency
[447]Instructions (2)
[449]ee 6. Memo-for the Record fron John M. Maury, 5 Aug 69
[450]Subject: Briefing of Key Congressional Contacts -
[451]; on the Yurty Ivanovich Nosenko Case w/att :
[453]4 Feb 64
[455]4 2 _” Nosenko's Request for Political Asylum
[456]21 Apr 69.
[458]» 2. oe Secrecy Agreements and Financial Arrangements —
[459]Between the CIA and Yurily Ivanovich Nosenko
[461]3 . Memo for General Counsel from S. Breckinridge, 31 Dec 74.
[463]. : . Subject: Office of Security Reports on PARAGON, -
[464]eee NOSENKO, AELADLE, CELOTEX { and II and MOCKHIGBIRD . on
[466]4 Memo for General Counsel from S. Breckinridge, 13 Jan 75
[468]Subject: Nosenko
[471]1. Memo for IG from C. W. Kane, Subject: Yurily | 9 dan 75-07"
[473]Ivanovich “Nosenko;
[475]1A, - Memo’ for USIB Menbers from M. Carter, 12 Feb 64, 12 Feb 64 =
[478]5 ' Questions and Answers Concerning the Treatnent of. Soviet
[479]‘Defector Nosenko
[481]5 ‘ Memo for the 1G, , Subject: The Nosenko Case . - 67
[483]Attachment:
[484]1. Summary of 1967 Document Which Outlines the
[486]_Nosenko Case
[488]14-0000
[492]IDENTIFICATION y
[494]'
[496]BACKGROUND
[498]APPROVAL
[500]ry
[502]we
[504]'wWus- employed by the Agency. as a
[506]Dey Appl can
[508]hte,
[510]Yurily Ivanovich NOSENKO
[512]NOSENKO, Yurily Ivanovich, a Soviet
[513]KGB officer who defected -in 1964 and
[514]was subsequintly involuntarily con-
[515]fined in the U.S, by the Agency for
[517]a period of approximately three years,
[519]NOSENKO first contacted Agency per-
[520]sonnel in Switzerland in June 1962
[522]and subsequently defected in January
[523]1964. NOSENKO was brought to the U.S.
[524]and after a period of relative freedon.
[525]he was involuntarily confined in’
[527]April 1964. From April 1964: to
[529]August 1965, he was confined at an
[530]Agency controlled site-in Clinton,
[531]Maryland. From August 1965 to
[533]October 1967, NOSENKO was confined
[535]at Camp Peary, Virginia. . In October
[536]1967, he was returned to the Washington
[537]area, given increasing amounts of
[538]freedom until he was given total free-
[539]dom in April 1969. NOSENKO became a
[540]U.S. citizen in April 1974, - NOSENKO
[542]consultant in March 1969 and continues
[543]under contract to date. His present
[544]Salary is $23,500 per year, .
[546](1) The legal basis to confine NOSENKO
[547]against his will was discussed by
[549]Mr. Richard Helms, DD/P, and others with
[550]the Deputy Attorney General on 2 April
[551]1964 (Tab 1). On 3 April 1964, the
[552]Agency General Counsel, Mr. Lawrence
[553]Houston, advised the Director of Security
[554]by memorandum that such confinement was
[555]Proper (Tub 2).
[557](2) There are a serics of letters fron
[558]the DDCI, DCI and others to various
[559]agencies, including the Department of
[560]Justice and the White House, covering
[561]the period 1964 to 1969, evidencing
[562]awareness of these agencies of the
[563]NOSENKO affair (Tab 3),
[565](3) The conditions of NOSENKO's confine-
[566]ment were established by the Office of
[567]Security (Tabs 4 & 5).
[569]14-0000
[571]RESULTS
[573]> TERMINATION
[575]COMMENTS
[579]document the rationale for his continued
[581]Ry memorandwna dated 2 Octeobcr 1968,
[582]the Director of Security forwarded
[583]two reports to the DDCI summarizing
[584]the results of the NOSENKO case to
[585]that date. The reports are voluminous.
[586]One was prepared by the Office of
[587]Security and the other by the FBI...”
[588]Both reports conclude that-NOSENKO
[589]was a bona fide defector. A draft
[590]memorandum attached to this file,
[591]dated 21 October 1968 and prepared
[592]by the CI Staff, raises question
[593]regarding NOSENKO's bona fides
[595]and challenges the above two reports.
[597]NOSENKO continues under contract to
[599]the Agency. He is brought to Washington
[600]periodically to consult on matters a
[601]germane to his background and experience.
[602]Various reports are availiable in the
[604]files of the Office of Security which
[606]detail financial aspects of this case.
[608]No final accounting has been made since
[610]. the project continues.
[612](1) While the Office of Security files
[614]‘do document the rationale for the original
[616]confinement of NOSENKO, they do not
[618]confinement over so long a period of time.
[619]A memorandum dated 5 August 1969 states
[620]that various congressional staff officers
[622]were briefed on NOSENKO and states that
[624]concern for his safety, as well as con-
[625]cern reparding his bona fides, prompted |
[626]the prolonged confinement. (See Tab 6)
[628](2) Office of Security files document
[629]a period in 1969 during which a mail
[630]cover was placed on NOSENKO.
[632](3) During the above period, NOSENKO
[634]wus allowed a pleasure trip to Florida.
[636]During this trip, Agency personnel, with
[638]apparent Headquarters approval, obtained
[640]the services of prostitutes. This
[642]apparently occurred on at least two :
[643]occasions. :
[645]i
[649]14-0000
[651]Cae,
[652]Office of Security Files on NOSENKO
[653]ure maintained in the following
[654]locations: .
[656]FILES +. :
[658]OS/SSD (Contact - Mr. Charles Phalen)
[660]OS/SAG (Contact - Mr. Bruce Solic)
[662]soy
[665]1400000
[667]‘2 April 1964.
[671]MEMORANDUN FOR’ RECORD
[673]: SUBJECT: Discussion with Deputy Attorney
[675]_, General on Nosenko Case
[677]. 1. Nr elas, Nr. Houston and Nr. Nurphy met with
[678]the Deputy Attorney General and nenbers of his staff to
[679]discuss subject case. Present frea Mr. Katrenbach's-
[680]staff wera Messrs, Foley, Yeagloy aad Reis.
[682]2. ur. He Ins explained the Nosenko casa briefly
[684]and indicated that shortly we would be faced with what
[686]we at least considered to be two probleas on which we
[687]would like the advice of the Dapartuent of Justice,
[688]First, wo would seoon feel coapelled to begin hostile
[690]interrogation of Nosenke in order to arrive at the truth |
[692]with respect to his mission for the KSB and we wondered
[694]‘what the legal posftion would be in circuwistances in
[695]‘which we datained Nosenko against his will for this pure
[696]. paso. Second, wo would have to be ready after detorain- .
[698]ing “that we could obtain no additional inforuation fros
[699]Nosenko to deport. hin... We had thought of taking hin to :
[700]Germany and transferring hia to Soviet custody in Borlin *
[701]where this has been done a number of tincs in the past,
[703]+" 32 There was sos0 discussion of whether deportation ,
[704]to another country aight be a consideration. Mr. Helms
[706]explained wo would probably face publicity problems in
[708]“deporting to a third country of the kind we would en-
[710]counter if hé were freo in the U. S. Nr. Helms noted
[712]there were zany items of inforsation which we and the
[714]FBI realize are of no significance because of the file
[715]holdings~we have but which an unscrupulous newspaper san
[716]could use to create nischief, This aspect was then dropped
[717]and it was the consensus that Serlin was probably the best
[719]place, _
[721]4. The question of the basis for detention was again
[722]raised and related by Mr. Foloy to the conditions under
[724]cwhich Nosanko is in this country. He is here as an "ox-
[725]clusion and parole case" which seans he bas not been
[727]adaitted and has been parolad to tha Agency which is
[728]responsible for hin while ho is in this country. . This
[731]Lhavwite
[734]14-0000
[736]din Berlia,
[738]ae Grency a Be
[740]co yi
[741]2 7:
[743]“parole canbe interpreted to moan parole to a specific
[745]locale which would provide sone justification for our.
[747]detaining hiz for questioning, It was then pointed out,
[748]however, that if he ‘said he wished to leave the country
[749]to raturn to. the. Soviet: Union, technically we would noe
[751]be abla‘ to detain hin further. In this event, we would
[753]be: faced with the. need-to deport hia quickly and quietly
[754]and for this purpose. the ianigration warrant of arrest
[756]“aid deportation. was probably the best instrunent,
[758]Se Ur. Katzeabach asked Mr. Foley to check into:
[759]this and Mr. Foley will in turn contact Nr, Houston.
[760]Mr, Houston will in turn discuss the problem with CIA
[762]“Office of Security officials to get the background -of
[764]their llaisoa wit
[766]' 6 Mr. Heles thanked Mr. Katzenbach for his assistance
[767]and wa departed anid Some jovial banter with respect to
[768]“The. Spy Who Came -in From the Cold" about what we expected
[769]to happen to him when he started to climb aver that “wall”
[771]the INS On: these matters,
[773]David E. Murphy" a Bas
[775]Chief, SR Division a ees |
[781]4
[782]id
[784]os . ie ee
[785]rn Pes o/s Ae
[786]7 a | | . — ” Ge 64-0903 -
[788]t
[790]. ’
[791]3 April 1964 . p
[792]OY 7 . ;
[793]- ah
[795]- MEMORANDUM FOR: : Director of Security
[797]SUBJECT: _ Parole Status of Dofectors
[799]Ts re eee
[801]upon arrival at our request and who are then paroled to this Agency, *
[802]it was the position of the Department of Justice that we were responsible
[804]for taking any action necessary to carry out the terms of the parole, - i
[807]t
[809]i
[810]: : . o H
[811]‘ ' *- 2, As you know, a basic parole agreement was executed by the oa {
[813]a . Attorney General and the DCI on 10 February 1955, After setting up :
[815]conditions for authorizing parole in any one case, the agreement states; .
[817]“After parole of such aliens, the Central Intelligence Agency will assume ¢ one.
[818]1° ¥@Sponsibility for care, supervision and control of a kind and degree it tO , P y
[819]_
[820]i
[821]i
[823]i
[825]o
[827]my
[829]o
[830]go.
[831]a
[832]a
[833]°.
[834]R
[835]a
[837]o
[838]o
[839]7)
[841]if
[842]a
[843]Q
[844]on
[845]w
[847]io
[849]3
[850]e
[852]*.
[853]o
[855]o
[857]a
[858]w
[859]me]
[860]o
[861]a
[862]c.
[863]o
[864]a
[865]ion
[868]we
[869]Zz
[870]77)
[872]2
[873]a
[874]a
[877]a
[878]mn
[879]e
[880]a
[882]believes consistant with the internal Security needs of the United States”
[883]during continuance of their parole status." This means that the hh.
[884]responsible Agency officials muat take the minimum action necessary .
[885]- to protect the internal security needs of the United.States, -The word :
[886]"minimum" is not necessarily a limitation. It merely means that good 7
[887]judgment must be used as to what kind and degree of action is necessary, -
[888]BY .
[890]. 3. The agreement further provides that upon completion of the : : i
[892]i parolee's intelligence or operational purposes in the United States or if - io
[893]internal security reasona so require, the alien will be removed from . roy
[895]this country through arrangements made by the Agency ang, in such" : i
[897]Case, the Agency will inform the Service in advance of each Proposed : i
[899]departure, _
[900]~ . door Da
[902]LAWRENCE R. HOUSTON cE
[903]General Counsel
[905]ce: DD/P
[906]C/ISR
[908]gay
[910]4 . -Unw wal
[912]14-0000
[914]a . \ oe “January 1975
[916]SUBJECT: Yuriy Ivanovich NOSENKO
[918]i
[919]1
[921]1. Information that NOSENKO had defected and was in the United
[923]States in February 1964 vas known to‘appropriate agencies and articles
[925]had appeared in the public media,
[927]2. NOSENKO was in the United Statew under an t I&NS Parole as
[929], the responsibility of CIA. - The FBI was, fully advised of the Prevonce of.
[931]NOSENKO 5 in the United States and interviewed NOSENKO on seve ral
[932]occasions in March 1964, The United Statey Intelligence Board was
[933]also formally advised on 12 February 1964 concerning the defection of
[935]NOSENKO, On 14 February 1964, NOSENKO was interviewed by Soviet
[936]in tho presence. of INS and State Department officials
[938]; officials/and NOSENKO reaffirmed his Previous request for asylum in
[940]‘the United States,
[943]14-0000
[945]- paseviar Arroeney Genamaa, pur :
[947], 2 Deron Secunere Uri sam ( 7 ‘ SECRET . eet
[949]c o on Hepartient of Justice .
[950], RHaskingtsn 20330
[954]Cstoser 23, 1963
[956]-Mr. Richard Helms -
[958]Director . 6
[959]Central Intelligance Agency
[960]Washington, D. C. 20505
[962]Dear Mr. Helms: Re: Yuriy Ivanovich Nosenko noe ore
[964]/ (ER 69-5003/1)
[965]. - = . o an a . . va
[967]Reference is made to your letter dated October 9, 1969, —
[968]concerning the above casa, in which you urge the concurrence
[969]o£ the Attorney General in your proposal to have the abova-
[970]named alien admitted for. permanent residence in the United
[971]States in accordance with the provisions of Section a of the
[972]Cantral Intelligance Act of 1949, as amended.
[974]- The Commissioner of Immigration and Naturalization has
[976]informed me that on the basis of the records of his Service
[978]' and the information furnished by you, and in the absence of
[980]‘"" any OERSE evidences sdveraa to the align, Wa concurs in your
[981]proposal that the. alien be permitted to enter the United
[982]States for permanent residence under the authority ve the
[984]foregoing statute,
[986]"- Upon the basis of all the evidence received for consid-
[987]eration and your statement of recomnendation and approval
[988]which carries with it your determination that the entry of the
[989]individual concerned is in the interest. of national security
[990]and in the furtherance of the national intelligence mission,
[992]I concur in your recommendation that the admission for perma-
[993]nent residence of the subject alien be authorized under the
[994]provisions of Section 7 of the Central Intelligence Agency
[995]Act of 1949, as amended.
[997]Respectfully,
[999]For the Attorney General
[1001](Xssistant Attofney Genelal
[1004]- aa
[1005]sz ans
[1007]mation
[1009]| a ea a ee
[1011]yer
[1013]14-0000
[1015]ae Comal ssioner of Immigration,
[1017]“sont
[1019]; 9 00r wan _ ER 69- 5003/1 =
[1021]wef and Naturalization,
[1022]7 Department of Justice
[1024]: suBJECT: forty Ivanovieh NOSENKO.
[1026]Pursuant to the authority granted under Section 7 af .
[1028]the Central Intelligence Agency Act of 1949, as amanded,
[1029]I approve and recommend for your approval the entrance ~
[1031]ty.
[1033]since his entry is In the interest of the national security
[1034]~~ and-waseattel tothe farthoranee-of the national intelligence
[1035]‘. mlasion. In accordance with previous correspondence In | =
[1036]Section 7 cases, it la understood that you will present this.
[1037]‘matter to the Attorney Genaral for bio approval, ;
[1038]sos anon “Ag:
[1039]ered Since his defection in February 1964, the subject bas.
[1040]‘*-.° * provided valuable information to this Agency a and he will
[1041]"+ eentinue to be of value in the future, ns :
[1043]: Sebject has been inveetigated abroad and here over a
[1044]‘period of five years and has submitted to a technical inter-—
[1045]rogation, The question of bona fides {3 a continuing one and
[1046]“should any information be developed definitely disproving his .
[1048]bona fides, it shall be ‘made avallable to your Service and the
[1050]Attorney General... .
[1052]SECRET
[1054]of subject into the United States for permanent reaideaca z Se
[1057]14.99000
[1059]‘ a .
[1060]: LA .
[1061]: Ve wow ad ‘ :
[1062]uf * - .
[1063]. . . ”
[1064]. ae Mk .
[1065]_) ry . - . .
[1066]so . ‘ . .
[1067]a > as
[1068]a 4 . woe
[1069]. . . - ‘ :
[1071]. 7 a
[1072]kh “ee an . .
[1073]“A
[1074]toot
[1075]- te \
[1077]' hare are enclosed Fores 1-125 asa bactgroaad data, eo
[1078]fa Supltcates eoncorsing tas paenlsce ; _
[1081]“Director
[1083]we " “YsI H. J. Osorn
[1084]Tee ~. Seward J. Oodare Paw
[1085]— Director. af Soenrtty eS
[1087]2 eye, . 8 October 1969 °
[1089]ae oo Orta. | at Aiirestse _ a
[1090]- ; * - we copy. ae
[1091]Sa “ . an a :
[1092]sBDiWe
[1094]DOP . a
[1096]~- 03 Files
[1098](NE oO fm be 06 be te
[1100]SECRET oe
[1103]14-0000
[1105]-i 1 Sturty Ivanovich NOSENKO (Aka: Yuri NOSSENKO)
[1107]30 Octobor 1927 - 7 Nicolayev, Uxraine, USSR 7
[1108]Male Divorced Brown Blae/Gray. Sft. Ut inches
[1113]7 ss
[1115]14-0000
[1117]> Seba” | a
[1119]- " RIDGRAPHIC DATA
[1121]“Yanly tranortch HOSENZO 7
[1125]906 Married end divorced Flavia ~
[1126]MOSEMZO (Nee: SUISHCY).
[1127]1946 « Married Auguriina K. CJENKO
[1128]‘(ioe TFELIGCIN),;, 174 * Baparated and ;
[1129]1931 - diverecd, }
[1130]' 23 Juno 1935 = Mazricd Ledmila Yollaccvas - oF.
[1131]| BOSINKO {Nea KOZHETHiXC VA), January ut
[1132]$1964 ~ ceyarated and 1369 - diverced, vo
[1134]Danghtore » Cxana HOSEN, hora 2 Angust
[1135]1954, Mescow; Tamara MCEENAO, born tilts
[1136]“§3 Jay 1958, Moaeow. (etn Uving tm US2R)
[1138]1942-1943 - ~ Attended various, Use Z% Raval’
[1139]“Sehedls, = 757, .
[1140]* 3948-2955 = Attended Inctitate af Internan €
[1141], Hesal Fielations, Moscow, ote ¥
[1143]ate ay °
[1144]bareh t95t-uaych ies3 - - Bovtas Naval .
[1145]‘(aval lateligosedbe. 2 os.
[1146]“ March 1943-PFebroazy 1954 -  Ciflear fs XOB. .
[1147](the Comeites for State  Seearity}e | a
[1149]. Rete eR Mery oil that nd ;
[1150]Susing Hi service, ented
[1152]MATIONALITT) = Soviet mo cae oe
[1154]PREszat AND PAST * 194321954 « Member 7 Rouesimel, ps:2
[1155]PCLITICAL AFI 2956 | ~ Candidats Cour antz$ Party -
[1156]TATIONS: : 1937- 1264 - Memoor Com=unist Pert, 0 osaa
[1159]14-0000
[1161]t . -.
[1162]t ’ : . a .
[1165]- SP-1687
[1167]18 ut r65 °
[1169]; Mr. “Raymond F. Farrell :
[1170]' Commissioner of Ieumigration | .
[1172]and Naturallaation css
[1173]” Department of Tuatice: “
[1175]RAR aS NS EE 13
[1177]"subset: Yarly Ivanovich NOSSENKO -
[1179]won ad. stp, f
[1181]Reference is made to previous correspondence :
[1184]‘of-uperational interest
[1185]SY eores i IETS requested subject's
[1187]i
[1188]H
[1189]2
[1190]t
[1191]'
[1192]-
[1194]on Parole to this Agency be extended for an additignal
[1195]: : _ Period af six (6) months beyond tha expiration date of
[1196]i 2 _ his atay of 16 August 1969.
[1198]ae - _—_ ae - Your cooperation i in this matter is very much ap-
[1199]cy Me. _-Preclated. wie _ 7
[1201]- not Sincerely, :
[1202], . i . “ . crsD « . wee :
[1203]“ ~ ; victor R. White 9 0 oo ks I. on
[1204], . ’ Deputy Director of Security a ’
[1205]- _— .- (lavestigations and Operational Support) | .
[1206]oo Vie -
[1207]OS/AAS/LW:es 16 July 1969
[1208]OE
[1209]. fe
[1211]arty 3
[1212]SEC: ig l - “ :
[1213]g
[1215]14-0000
[1218]| SECRET.
[1219]MITED STATES DEPARTMENT OF JUST ~3
[1220]- {MMIGRATION AND NATURALIZATION SERVICE
[1221]Wasmincron, O.C. 20536
[1223] tab@ AQD153 AAPL TD
[1225]25D BETS TO Hes PAE
[1227]. July 25, 1969 Al3 72% 817
[1229]Deputy Director of Security
[1231](Investigations and Operational Support) ;
[1232]Central Intelligence Ageacy . mee
[1233]Washington, D. Ce ;
[1235]Attention:
[1237]Mr. Louis Wleackowskt
[1239]Subject: Yuriy Ivanovich Nossenko,
[1241]Dear Sir: ,
[1242]As you requested in your’ let
[1244]~-gubject -bae—been -gives-e—further—
[1245]February 16, 1970.
[1247]Your SP-1687. ;
[1249]ter dated July 14, 1969, the.
[1250]period of stay to expire oa
[1252]Sincerely, = oo
[1253]Frank E. Bartos . .
[1255]Chief Intelligence Officer
[1256]Field Inspection and Security Division nd
[1258]qi
[1260]i
[1261]Pn
[1262]U
[1264]———— |
[1266]wee eee cee were ee
[1268]ie OE wet an
[1270]tee Bern tense pn eee um a op ct ae Utes
[1272]eo perv ptart YET yt Mea a eel aas see RPT Mine KT sia H renal Cantecocsemrecal Bees veee,. cattbamace.. erin...
[1276]14-0000
[1279]i
[1280]i
[1281]i
[1282]4
[1284]: bOoLTAD OPS
[1285]ay : ~ ‘ . TH Soe : _ ary
[1286]te EYES QALY:
[1288]i ae _ At February 1954
[1290]MEMORANDUM FOR: Mr. MeGoorze Sundy
[1291]SUBJECT: Yuri Ivanovich Nosenzo
[1293]le This menorandss refers to the State Departa
[1294]Feb
[1296]. "releasa of 10 F Fuary on. subject Case and provides eddi«
[1298]tional background a3 well as inforaation ca his currsat .
[1299]Z As a XG3 state officer, NOSENIQ is regularly
[1300]assizasd to the Counterintellizancg Directorate OF the ©.
[1301]kKG3 in Moscow but was incloded ta thy Soviet dolegsation ~
[1302]to the Disarnaneat. Confarence a3 part of a cover Urraggo~
[1303]Sent which peraitted hiz to carry out intollizence and.
[1304]Security functions in’ Geneva.on behal? of the KGa... .
[1306]we tet
[1308]3. HOSENKO a130 attended various sossioas of the
[1310]" Disaraasent Confersuce held in Genova in 1962, During.”
[1312]the course Of theso sessions NOSENKG souahp Contact with
[1313]officials of: the U.S, Goversaent, inforaed these otficials
[1314]that’ he was alrilsated with the Sovist State Security ap~
[1316]. “) paratus and yolunteerad to aid the u, 5, Goyernaaat in.
[1317]' dotscting Soviet Subversive activity directed against the -_
[1319]u Ss, Govornnent, During the courses of his contact with
[1320]U. S. authorities NOSENXO stated thar bis cooperation with |
[1321]the U. S, Covornaant Originated with his distaste and hatred
[1323]tact within the Soviet Union, ,
[1325]- 4 In lata January 1964, NOSENKO arrived in Geneva,
[1326]again masquerading as a meaber of the Soviot delegation
[1328]to the Disaraasent Conferenco, Subjece SocTetly notified
[1329]his CIA contacts in-the United States concernina his presse
[1330]enca in Geneva and arranged to aneeet with thase contracts,
[1331]During a series of Seotings NOSENXO Provided inforaation
[1332]including dcecunents concaraiag Soviet State Security acti-
[1333]vitios within the USSR and abroad and a detallod accouge |
[1334]of the X53 operation against U. S. Professor 3arshvorg
[1335]weich NOSENCD said he had Personally suvervised at tke
[1336]ilroction of SEMICUASTNIY, tha Chairnaa of the Coeniitee
[1337]For State Security (XG3), :
[1340]14-0000
[1342]3. . Guring these nost Yoceat asetings NosEuZD announced
[1343]his desire zo laave the U352 peraaneatly aad seek his futura
[1344]in the wast, He clained ats now work in the 553 (Firse
[1346]; _ Beputy Calas of that dopartaenz sNarzged with. tho Surveillance
[1347]oo aad recruitsent of Agorican visitors to the USS2) was oze
[1348]Ce panding and that he would not be a5la to visilz the Vese
[1349]tbo, os. with any fraquency,.. Accordiagly, ho arenared a request foy
[1350]: | palitical asylua in the Uoitod Statas, ito was t3kon to
[1351]Frankfurt, Garsany where ke is currently tnderzoiag taterroe
[1352].7. 8athos.” Plaas-ara pow being sade to yeaove hiz to the U, Se
[1353]“ oe . roy an | . . ° . . a
[1355]‘I
[1357]‘ "” be It should ba notod that CIA contact with Subject.
[1358]. bas not bean extonsive and that we will raquire additional”
[1359]' thorough interrogation to ostadlish Subfactts bena fides,
[1360]It should also he noted that NOSENXG's duties were. nok con=
[1361]cerned with substantive aspects of thy Disarnsaen: Conferonce,
[1362]ee and he therefore ts Nol expected to be able to shad much, if
[1363]thoes aay, Light on that araa of our interest, ° a .
[1364]i
[1366]“a: 7,. The possibility chat “OSEHKO’S Jofection vas de-
[1367]' Signed to wreck the conferency WAS B0St carefully Conusiderod,
[1368]Tho decision zo 8¢cspt dia wag taken on thd conviction that
[1369]~ the Soviers would not: have chosen such ‘3 yatnerabls agent.
[1370]' (staff officer of the G3) for this sdad of wove,
[1372]_ Lo Thengas fi. Karazessines
[1373], ns ; we . « Acting Ceputy ‘Director.
[1374].. ata et a ae for Plans a
[1376]CSR/DEM/Jif 0 11 Feb 64 . .
[1377]Distribution: co 0 er
[1378]Orig ~ Adse . Co
[1380]-lece Cfelr ee -
[1381]lice = CSR: : 4
[1382]¢ - DB/os .
[1384]Ea ey er Be ecco. ee de
[1386]1-00000
[1388]“tional buckzround ag wall as infornation on hls eyrrene:
[1390]eel :
[1392][oo rv) os
[1393]an . syro gk!
[1394]ORES CRY,
[1395]. CUNTRAL INTELLIGENCE AGENCY
[1396]WASHINGTON 23,0. &.
[1397]OFFICE OF DEPUTY DIRECTOR CF CINT RAL INTELUGENCE — ,
[1399]12 Feorusry 1964
[1401]NEMORANDUM FOR? = United Statas Tatollizeaca Board Menbors
[1403]we
[1406]SUBISCT? =o) yuri Ivanovich XCSENKO
[1407].te This neworandia refers to the State Departsent - .
[1408]Toloasa of 16 February on subject casa and provides addl« .
[1410]status, : .
[1412]2. As a KGB stale officer, NOSExxO is-regularly.
[1413]assigned to the Countorintellizescs Directorate of tho
[1415]ow.
[1417]“E53 ta Noscow but was included in the Sovist delegation
[1419]to thu Disarzazont Conforsnca aa part of 3 cover arranges
[1420]Sent whitch peraltsed hia to carry cut datellivenes and
[1421]security functions fn Gonoyva On ushalf of the KGa... Oe
[1423]ee oH
[1425]“3. "NOSENKO also attended various sassions of the °°”
[1426]Disaraanent Conforanca held ia Ganava in 1962, During the -
[1428]“‘sourse a2 thasa Sessions, NOSENXD Sought contact with.
[1430]orfickals of the U, Ss, Govoranont, informed theso officlats
[1431]that he was affiliated with the Sovist Stare Security ap~ .
[1433]‘paratus and voluatesred to aid the U. 3, Governaeart in
[1435]detecting Soviet Sudversive setivity ditected azainst the:
[1436]u. Se Governngnt,- During the coursa of hig contact with
[1438]Us Se agutheritios, NOSENKO Statsa that his Cocperation with.
[1440]the U. S, Sovorneant originated with Ais uistaszts and haerad
[1442]‘for the Soyilat Togize in Seneral, with his desire to obtain
[1444]revenge for the unfust death of hig father, 2 senior official
[1446]‘fa the Soviet shipbuilding industry, aad with the general -—
[1448]adgiration of. tho Asericans: with whea he had cove in con
[1449]tact within the Sovist Union, oe, a
[1455]+ In lates January 1964, NOSENx9 arcivod in Geneva, ;
[1456]again sasquerading a3 a mesabyr er tho Soviaz dJelaygazion
[1457]to tho Disarnasent Conference, Subject Secrarly notified
[1458]dis CIA contacts in the United Stztes conceraias his preg-
[1459]encs in Geneva and arransed to seer with these contacts,
[1460]During a series of sevtines NOSED Provided inforaution
[1461]ineluding decusents Cancurmings Soviet Stace Securlty aetie
[1462]vitios within the ussa aad abroad and a derailed account ,
[1463]rap GUAT TT
[1466]Se
[1468]Fis GY
[1470]14-0000
[1472](stake officer OF the as 3B) for this kind of nove, >
[1474]of the KG3 operation asainst U. S. Professor Sarghoorn
[1475]which NCOSENSO said ho had personally sugervised at the
[1477]‘direction of SEMICHASTHIY, the Chalraan of the Comaittes
[1479]for State Security. (X53) » ;
[1480]$$. ‘During these. most racont nootings NOSENKO “announced
[1482]ds desirad:-to leave the USS2 pernanuntly and seek his future
[1484]in the Yest. He .ciained his now work in the £53 (Pirst ;
[1485]Deputy Chiof of that departuont charged with tho surveillance
[1487]‘gnu recruitment of Aaerican visitors to tho 352) was axe
[1489]panding-and that he would pot be abla to visit the Hast
[1491]wie any froquency. Accordingly, he proparod a request for
[1492]political asylum in the Unitad Stutes, ite was tazen to oo
[1494]Frankfurt, ‘Goraany whore ne 13 currontly undergoiag interro-
[1495]gationa Plans aro now being nave to renova his to the U. Se
[1497]6. Ie should be ‘noted that CIA contact with Subjoct |
[1499]“has. not been extonsive and that wo will require additional
[1501]thorough interrogation to establish Subject's bona fides,
[1502]It sheuld also be noted that NOSENKO'S duties wore not con-
[1504]. ‘earned with substantive aspects of tho Oilsarnazent Conforeaca,
[1505]and ho therefore £3 not expected to be abla ta shod Buch, if° .
[1506]_ BBY, ‘ght on hat area of our interest. foo.
[1508]‘ 2 The ‘possibility that NOSENXO's defection - was tae. :
[1509]‘signed to wrock tho conforonce was sost cursfully censiderad,
[1510]. The decision to accept hin was taken on the conviction chat.
[1512]' tho Soviets would not have chosen such a yvalnerabla agent
[1516]Marshal! S. Carter |
[1517]Licutenant Gonerai, USA
[1518]=. Deputy Director .
[1521]be
[1523]* Spach te The New Yort Tusa:
[1524]WASHINGTON, Fed. 12
[1526]Yun i Nosenko tolt x Soviet bs
[1527]Ratauy offical. at there can- x
[1528]‘froatation here ast Friday that
[1529]ha lait Switzerland on the way
[1531]jto the Unitat. States 28 hours
[1533]ldefore his ¢derectinn: Was te
[1535]Ned Oy the Russians to the
[1537][Ess authorities,» 1.2:
[1539]SOLS vlllcer of the Soviet Com-
[1541]{Mee of State -Security, the
[1542]Sevsut police, appeared taamount
[1544]toa dental of the Soviet charge Gene
[1545]-Gatl Ge Swiss: authorities had th
[1547]jdeen cegligent in venting his
[1548]@efection. a.) : Sota ye
[1550]Mo: Nosenko, “who quit ‘as a
[1551]Taecber uf the Soviet delegation
[1552]to (he Geneva disarmament con-
[1553]ference Sex 4. was allownl to
[1554]meet’ With .a-Soviet. dinlomat
[1555]here ta the: presence of United
[1556][se oOfidalsezy ta. ee
[1558]The. Stzte’- Department. an-
[1559]Rouncad atthe me chat the
[1561]contuatatiom was taking placejNosenko and’. the
[1562]bassy official. took place tn the
[1563]headquarters of the Was
[1564]wothice.. of the ime,
[1565]migration «and... Naturalizatg:
[1567]see dee che ene,
[1569]hs Wastusgtom at the requcsatoft
[1570]the Soviet. Embassy, but nv
[1572]citer Cetails,were made public.ftea ‘Leid>
[1574]io "
[1575]TR@ department..said that a
[1579]Defection Pre
[1580]to Swise Polic
[1581]Raling Ont
[1583]today’ “has : thrown.
[1584]on (hadetectfon. +: *
[1585]Soviet... delegatio. !
[1586]va, it was “eepneted, ‘told
[1587]¢ Swiss potica at 3 PAL Fea,
[1588]3 thu Mr. Nosenko.was, miss-
[1589]My. But Bir. Nosenko's state
[1590]meats. In: the! presence -
[1591]Soviet Enbasry official
[1592]to have. shown that b's actuail
[1593]defector tonk-placi
[1595]the preceding day.
[1596]2: The y-30
[1597]nounced Mel. Nesenxo's
[1598]Pearsnoce Feb: a‘: .
[1600]‘The « meeting
[1604]4, Apparentl
[1605]“Neglizence
[1607].
[1608]Pod
[1611]outted to balic.
[1612]Mr. Nosenko.
[1614]*_ Tals siatement.by the former} *: Informatio
[1616]lézation,
[1618]+B
[1619]Parately with
[1621]NG
[1622]“Saviet?: Em
[1624]hing-|
[1626]are sald.
[1628]ffwith tke s
[1630]th
[1633]Qn
[1635]La viet dip!
[1638]Departmen
[1639]tellizence-
[1641]He isu
[1643]without any ou
[1645]“eis state
[1647]Inled, hd net
[1649]& . the - Contrat.
[1651]-Agency | and’
[1653]“In
[1655]the
[1657]Immigration and Naturalization
[1658]Mice Were also Present.
[1659]. Mz, Neseaka seas discribed as,
[1660]hanag been ccuipletely ryl.
[1661]during the iaterview, “
[1663]saference that ha
[1664]3 own volitien,|
[1665]she Pressures. -
[1667]ments, it was report:
[1668]iy Soviet resent.
[1669]St Swiss authoriués,
[1673]Pepoerty reachiag the
[1675]Aho Textatce com-[
[1677]Miler Me. Nasenko's conrere
[1679]NER ace!
[1682]= tee Set ae i,
[1685]14-0000 moe D
[1686]toe
[1688]5 lo
[1689]Meek wowae.e Wreboteme ce beer ee meme bir, lyr
[1690]a ee
[1691]coo ee
[1693]4 vices Desire
[1695]2 ASA
[1697]For be Asylan
[1699]vera s Btatl pce iad
[1700]Soviet -secret. police. ‘d
[1702]fector. Yuri I7-Noseoko bs
[1704]in! the United States where i
[1707]., The State Department aid aan ;
[1709]jan Sour and that a Department 77/-]. - ;
[1711]olficial was presest each tine
[1712]‘ Noseako reafiirmes his earliec |
[1713]“request. for astyum. in, the”
[1714][United States and it “will b
[1715]granted.,
[1716]i. Slate, Department’
[1718]‘out this. laformation, declined”: .
[1719]{2 say. where the. interviews" *
[1720]‘took ‘place or to: aite any de=
[1721]‘tails. Earller be: bad said st
[1723]‘soviet Kicks up Fuss. ae :
[1725]| These developments came
[1726]jas the Soviet Union kicked up |
[1727]‘gq diplomatic fuss over the dis
[1728]} _ ‘appearance of Nosenko of | -
[1729], eb. 4, from Geneva, “where
[1730]-ne had heen assigned as aa
[1731]expert in the Soviet delega
[1732]‘tion at the 17-sation disarms
[1734]‘imest conference. Philloos
[1735]‘said he was “on temporary
[1736]‘duty from KGB. (secret par
[1737]tice) headquarters ja Mot
[1739]t Up to yesterday Moscow
[1740]“nad been cirecuag its pudslie
[1741]splomatic wrath at the
[1742]Swiss, charging them with
[1743]‘toose security. The provision . te
[1744]‘for a Swiss diplomat to tnver-
[1745]Adi tew Nosenks wis to assure.
[1746]‘the Swiss tha: the United a . : .
[1747]States had taser part in co” ’
[1748]ittezal act on their soil .
[1749]/Tne. Swiss alreacy had
[1750]strongly resected the Soviet =."
[1751]charses. .
[1752]On Wednesday, Phillips ce-
[1753]See DEFECTOR, 15, Col. 1
[1756]1-00000
[1758]” ea et. coe :
[1759]. «ported - yeiterday- a Soviet) called
[1761]‘Embassy messenger brought a doc’ F.
[1762]message. lo the State Departs} the
[1763]“ment< askiag ‘tor information pe
[1764]3° the manner tn which| He
[1765]Nosenxo: ’ presented “him.; ing? charge however: “Koh! r|
[1766]saléyto the | U.S authorities replied, tha
[1767]andurequested ancopportunity! United
[1768]to-dnterview bim.\s- The De-|impilcat:
[1769]partment .azreed “to the inter. doin
[1770]views: with: American-officials
[1772]yalsoiwaset ragreeable*!A- reply)’:
[1773]* 33" about’the defection.also was
[1775]Also.on Wednesday, in. Gen-
[1776]< Soviet disarmament dele- hints; atTseri
[1777]gate. -Sumyon, Ko Tsaraptin Soon: ‘there
[1778]have newsmen an! anyry states
[1779]mentcalned ot the Swiss and
[1780]. charging*:"provocative...activi-
[1781]ty’ “iby -unspecified + Western
[1782]geots..Up-to then. Tsarapkin| |
[1783]‘bad: been saying. both [private
[1784]. ly Jand* publicly,:that: the No.
[1785]senkordefecHon would nat af-fiy"
[1786]. fectithe disarmament; lalkse.-
[1787]+, Yesterday the Soviets stepped}
[1788]P foacow and Geae in two places,
[1790]:, Sovie oreign;
[1791]Gromyi ‘9! parently cross
[1792]: A fland: ta. eran
[1794]fectors, wrs,
[1795]i+ Oucialsy Were
[1798]curity: man ¢ operatiog,
[1799]the, Soviet: practice, ‘fo the 1Sovlet ‘tadio- orvin. the
[1800]fas : UgstFcompartment*. That press ‘though. word: of mou
[1801]would’ meadl he ‘would * have jreports - :
[1803]jknowledza’ of part.of whe. KG By It.was felt here. that Mascow!
[1804],but probably.not. much more.imight have,-‘stepped up . its
[1805]y tprotest . after. Taarapxin had vt
[1806]tpublicly downgraded the case :
[1808]e-that the lig. Goneva. At" any rate U.S.
[1809]Atyear-old Nosenko Is a gen-! disarmament negotistor Wil-[!
[1810]‘uine defectoc though the POS-itiam C. Foster and Tsardpain Ly
[1811]eit ws J Reing a coublej neld another business session
[1812]ae as not” been overloox-jin Geneva yesterday at whic
[1813]ed. Itvalso. Is, felt here thatithey sald the case, was not “I Y
[1815]the Soviet. protest: was colcussed-. --..
[1816]stronger: than, could « «ke ex-) It also was noted hece that
[1817]tt, for ansthe Soviet. Communist Party}
[1818]2 rat tun.| Central Committee ‘has beent
[1819]gs ia Mascow all -this;
[1820]But wrether the Xo
[1822]Sst said: inot known
[1825]14-00000
[1827]12 May 1964
[1829]MEMORANDUM FOR: ‘Acting Chief, Support Branch y) i
[1831]Chief, Operational Support Division -
[1833]This merhorandum is 5 primarily for the record and will,
[1835]record the essence of a meeting held on the morning of 12-May, :
[1837]_. 1964,. at. which ‘the following were present: Messrs, Charlea Kane,
[1838]‘Jack Bauman, OS; Dr. Charles Bohrer, Medical Staff; Messrs.
[1840]Bagley, Karrfovien faten), ‘McMahon and David Murphy, SR Division, wo
[1842]* al The essence of this: meeting x was “furnished to the Acting.
[1843]; Chief, Support Br hon 12 May 1964, as follows: . . Co
[1845]“Effective immediately’ or ag soon aa 2 practicable, the following -
[1847]ow
[1849]procedures. will apply with regard. to the handling of the :
[1850]Subjects... : _ .
[1852]ete vite ste ett eon
[1853]‘a Subject will receive a regular diet with modest regulated -
[1854]portions, He is to have no dessert or "trimmings, "
[1855]but may have the necessary silverware with which to
[1856]eat properly, (CAUTION--Extreme care should be ~
[1857]exercised with regard to controlling the silverware,
[1858]and it was suggested that at least two of the guards:
[1859]be required to count the silverware in and out; that. “_
[1860]the silverware be placed on the tray in a manner
[1862]where it could be observed before the guards enter
[1864]the room, etc.)
[1866]Arrangements are to be made for the installation of
[1867]adequate air-conditioning equipment to insure that a
[1868]comfortable temperature is maintained. (It is under-
[1869]stood that there is quite a bit of equipment available
[1870]through Logistics channels.)
[1872]Subject is to receive a bath; change of underwear;
[1873]change of uniform; and a change of linen for his bed,
[1876]14-0000
[1878]me ok, ecperyp
[1881]..' (4) Subject is to receive a haircut,’ the shorter the better, |
[1882]oy age Chea mot . ad ay . . .
[1884]tad ee
[1886]a (5). Subject is to receive one cigarette on 12 May 1964, oe bo
[1887]Spe hee! v rr . . -
[1889]: (NOTE--These changes with regard to the bath, haircut,
[1890]: cigarette are not to-be considered as something to be. .
[1891]dons on a Fegular:schedule.’ We will await specific
[1892]instructions from SR Division, as to when these items
[1896](6). Effective immediately,. Dr, Bohrer will. visit the
[1898]' Subject only on Tuesday each week, oo
[1900](7) In addition to the above, it mist be emphasized that -“
[1902]ur. attitude toward the Subject will remain precisely | ~
[1904]” the same, and‘our Security procedures, including.
[1905]‘will continue to be at maximum control,”
[1907]Searche
[1909]’ we.will have custedy of
[1911]; Ys It was suggested that perhaps we may
[1912]wish to explore some modifications in the assignment of personnel
[1913]-or schedule of assignments. In addition, the Acting Chief, Support
[1914]Branch has suggested that immediate consideration be given to ;
[1915]devising necessary procedures to be followed in the event of an
[1916]emergency involving loss of control of the Subject. This should “” ”
[1917]be discussed immediately with the responsible DFO supervisors Q
[1918]and specific procedures devised, and all guards Properly informed
[1919]as to their responsibilities in this matter, - :
[1921]- i og Jack M. Bauman
[1922]Bauman/ewd(5-12-64) |
[1925]! Dereee 0
[1926]_ . ub
[1928]~ me totes “oe Lo seh,
[1930]one mo
[1932]_ . . Readquarters
[1934]. Meena FOR 3 ~Grected Agent tn Cherge « , .
[1936]a - oat vo. District Field Office 7
[1938]pra oo ; Lot fees ores Testes ton Bagong Cus o
[1939]ne Re bare = a ° tet « 2.
[1943]TINS EROS mag: Tyee” “re oti :
[1945]ns Fe ‘Reference Ma. neta ts the outline of emergency instrectisng -
[1947]; submitted you on i Sly 1964 for Headquarters approval. _
[1949]i Tas plan ao outhined te # aF7roved and shontd bo tmptenated _
[1950]tameiately.” - _
[1952]Pa Dees ee . as rh eae aNeh cas ‘
[1953]Soe TMT ON agen ot RES Ld SNe te pele,
[1956]14-0000
[1958]eoerey put frrnease
[1960]a : . 7 ’ <8 vc eG rarest} Cy 1 ADEE oo “y
[1962]. . laws
[1963]; 1 duly 196%
[1965]: MEMORANDUM FOR: Headquarters
[1967]sw . SUBJECT -- +’ LESNIX, George M. ee .
[1969]ne nn (Bee rgency Instructions Regarding Custody yo)
[1971], #262 622 ¢ SD/. :
[1974]1
[1976]1. Attached are inatructions and. procedures to be followed ‘4a,
[1977]the event: of emergency aituations affecting the SUBJECT's health, vs
[1978]‘ gafety and custely, as well as the security of the safehcinse where’
[1980]-SUBJECT is currently teing held. ; os
[1982]2. This is to‘formalize instructions vhich, for the most fart, we
[1983]are already in effect and have been briefed to the personnel of the
[1984]District Pent Orriee ver are convened With” this case. :
[1986]: re 3. Dissemination of copies of these instructions. to ‘metbers of .
[1987]: : the Special Security Tetail wild be made upon notification of Headquarters
[1988]> approval.
[1992]Emergency Instructions (2)
[1999]f!4-00000
[2001]na,
[2003]SERCHICY INSTRUCTIONS: a oe
[2005]: . . Instructions and procedures are set forth below for the handling
[2007]ea of emergency oltuations such a5 fire, “the- escape or Atte=pted escape
[2009]Of SUBJECT, and the sudiea illness or serious Injury. to the SUBJECT, —
[2011]Should such ‘situations arise, 4t might be necessary to call on the - :
[2012]sO : Police, the: Fire: Departzent, or outaide, Mod teal facilities for assistance. ;
[2013]“ Tt 19 possitle' that: in: such an event reprosentatives of ‘the press or _ i
[2015]: curiosity-seekerg in.the local community might be attractes to the site,
[2016]thereby creating security. problems with reupect to the custody and a
[2017]protection of the SUSISC? fron a publicity standpoint. © -° . :
[2019]: In view of the dove, it 15 therefore imperative that these tn-
[2020]structions te thoroughly understood and memorized by all i
[2021]assigned to the Special Security Detail on this case,
[2023]_— . of (Main House) - oe =.
[2025]: 1. In case of fire tn the Main. House, the person discevering the -
[2026]5 fire should. apply thé .nssrést fire extingulaher, unless, ia his Judgment, wo.
[2027]L ' the fire has reached Such proportions where available equincent would de ;
[2028]re useleas, Simm ltaneousiy, ‘he should dispatch another Remder of the Security
[2030]Cetail to elert the Senior Security Agent (SSA) and the other occupants
[2032]of the house... Ir no ome is available in the immediate vicinity, the
[2034]F2Fson discovering the rire Should alert others in the house by shouting
[2036]‘FIRE" a . . e
[2038]2. Upon being notitied of a fire, the SSA shall be responsible for
[2039]directing the fighting of the fire, protecting classified an3 sensitive
[2040]dccumenta and equipment on the Premises, calling the local Fire Department
[2041]1f circumstances Warrant, and evacuating personnel. Also, at the first
[2042]available Opportunity, the Ssa should call the SAC or Sac, or ir they
[2043]canaict be reached, a senior om Agent, and furnish him with ru particulars
[2044]concerning the Situation and the acticn being taken.
[2046]3. In utilizing mexbers of the Security Detail in fishting a fire,
[2047]it chould te borne in mint that two guards must te eaintained on the |
[2049]; third Ploor at al) tines. so long as the SIBJECT remains contined tao
[2050], his quarters, If it Shxwd tecone necessary to remove the SINECT trom
[2051]sh
[2053]his quarters durt an ecersency, a mini=un of four guards Srould be
[2055]present unless cireunstazces are such a3 to make this infeasible, In
[2057]14-0000
[2059]“Clinton Fire Deyartment. |
[2061]-of available personnel and fire extinguishers to corbat the
[2063]EMERGENCY INSTRUCTIONS
[2065](Continued) _
[2067]- any: event, every’ possible ‘sécurity precaution should be taken during
[2069]the movement of CSLTET, | Ancluding the. use of. handcuffs or any other .
[2071]; restraining devices deemed necessary in order to maintain wor custody
[2072]and coatral over the. SUBJECT and prevent his escape. —
[2074]- : the. judgment’: of. ‘the SSA, a fire has reached, or is lixely
[2075]to reach. propert fons that it could not be controlled by firefighting -
[2077]equipment on the premises, ‘it shall be his responsibility to netify the
[2078]In this event, the Security Deteil snrould
[2080]move with dispatch to remove the SUBJECT from the premises prior to
[2082]_ arrival of the Fire Department. The SUBJECT should: be placed. in an
[2084]automobile, accompanied by four members of the Security Letail, and
[2085]driven away fram.the prenises. At appropriate intervals, teleznone -
[2086]calls should te made to the safehouse. If no anower 16 received, the |
[2088]: cognizant DED of¢tcial sbaild-he rontacted. for..instructions as to wheather
[2089]to return to- the safehouse | ‘Or. Proceed to an alternate site. ce =
[2091]. (Tenant House) _
[2093]1. In case of fire in the Tenant House, the occupants thereof
[2094]should be instricted to inmediately notify the Main House and to use
[2095]any available mezca to combat the fire until assistance arrives, unless
[2096]the fire is out of contral, in which case all efforts shculd te directed
[2097]towards the evacuation of the occupants of the premises. It hola te .
[2099]‘clearly understood that in mo case should any of the occurecta of the
[2101]Tenant House call the Fire Departnents This decision is the zole respon-
[2102]sibility of the SSA. .
[2104]2. “Upon notification of a fire in the Tenant House, the serson
[2106]notified should immediately inform the SSA an@ assist in tre alapet ching |
[2107]fire. If,
[2109]in the judgment o? the SSA, the fire hag reached, or is likely to reach,
[2110]proportions that 1£ could not be controlled by the avallacle tirefignting
[2111]equipment, it snail be his responsibility to notify the Ciicton Fire
[2112]Department and to taze necessary; precautionary measures to rrevent the
[2113]observation of the SUBJECT by tiremen or other unauthorized Fercoas wno
[2114]might be attracted to the scene.
[2117]14.90000
[2119]’ discourage and prevent the SUNE=’s escape.
[2121]EMERGENCY INSTRUCTIONS
[2122](Continued)
[2124]3. At the first available ork stunity, the E2A should call the ...
[2125]SAC’ or ASAC, or if they cannct be reached, a senior DFO Agent, and
[2126]furnish him with full particulars xe erning the situation and the
[2127]action being taken. ; :
[2129]ESCAPE OR ATISNETS2 ESCAPE
[2130]l. ‘Strict vigilance and secs should te caintained on a
[2132]24 hour basin in accordance with established procedures in order to
[2133]RISES If Qsi2sECT shouid make
[2135]an attempt to escape, sufficient force should be used as 13 necessary
[2136]under the circumstances in order to suddue the EVEJECT and maintain
[2137]custody and contral over him. Scveres, unnecessary brutality and 2 the .
[2138]indiscriminate use of force will act te condoned. :
[2140]2. AU personnel assigned to she Srecial Cacurity Detail oa duty
[2141]at the site shall be alerted by means of the encrgency alarm and/or
[2142]other appropriate means, and bres ent into play on any escape atterpt.
[2143]Should: the SUBJECT succeed in es fog from the nouse proper, the SSA.
[2144]shall be responsible for coordinas:ne and directing a hot pursuit of
[2145]the SUBJECT by all means available. : :
[2147]3. The use of firearms should t= scrupulously avoided exces? in
[2148]extreme circumstances. of self-defense. However, the SGA under circum
[2149]stances that indicate there are no <cther means of preventing SUATSCT's
[2150]total escape, may direct a quaiiNal irearms-trained agent to fire
[2152]“shots over SUBJECT's head folloves tr verbal varning to halt. Is no
[2154]event, excert in self-defense as statai. above, vill an agent shcot
[2155]directly at the SUBJECT.
[2157]4, Pat the first available opportunity, the £AC/DM, or in his
[2158]absence, one of the ASACs, shoul te telephonically advised of all
[2159]the .circunstances surrounding an scare attempt. In no case shall
[2160]the Folice be netiried unless azth SAT or ASAC.
[2162]ILLNESS O§ VRY - '
[2164]us injury to the SER,
[2166]1. “In case of sudden ilin
[2167]seisnated by him in the event
[2169]ass
[2170]Dr. Charles BOHRER, or other physic
[2173]14400000
[2174]md
[2176]--. Jersons.
[2178]EVERCENCY LiSTAMUGrIONS Gs
[2180](Continued)
[2182]" of hts ‘absence, should be femediately notified and advice obtained as
[2184]to any emergency action which snould ve taken pending his arrival. . ||
[2185]Likewise, the CAC or ASAC/EYS snould be notified immediately after — |
[2186]talking to the doctor in order that he might be apprised of the situation
[2187]and any instructions or treatment prescribed by the doctor. Regardless |
[2188]cf any instructions given ty +5@ doctor, no action shall be taken to \
[2189]remove the SUMJECT from tre premises or to coaminicate with any hospital:
[2191]' or ambulance service withait the prior authorization of the SAC or AGAC,:
[2193]2. Should 1t become nezezsary to remove the SUBJECT to a hospital
[2194]or other location-away frog the premises, every possible precaution ;
[2195]ahould be taken to maintain close custody and control over hia, acd to
[2196]prevent disctosure of his true ifeutity and status to unauthorized
[2198]” GEYERAL INSTHUCZIMWS AND INFORMATION
[2200]re
[2202]-1. Tvo men on duty on teird floor vho vill keep SUBJECT unter _
[2203]constant observation twenty-foir hours a day... eT, oe
[2205]2. Four men in attendance vhenever SUBJECT leaves cell while
[2206]ccenfined to third floor. :
[2208]3. Six men in attendan-e whenever SUBJECT is tazen to interrogation
[2209]rocm on second floor, all tc remain aveallable in adjoining room for
[2210]removal signal from visitors.
[2212]4. Coveralls taken from ScZIZCT at 2200 hours and returned the
[2213]following. morning at O7CO kozrs caily, leaving SUBJECT in shorts and
[2214]undershirt overnight.
[2216]5. Military appearance ant prompt shift schedules caintained at
[2217]all times when in presence co? SIBT= ~
[2219]6. Careful roon search, including clothes and bunk, to te ccnducted
[2220]Gvery tine SUBJECT leaves cell.
[2222]7. SUBJECT must stand in West corner of cell facing wall whenever
[2223]anyone but Dr. BOHRER enters cell. :
[2227]14-0000
[2229]ay,
[2231]-EG@PSEICY INSTRUCTIONS
[2233]( Cont Inued)
[2235]&. Windows tn cell to remain blacked out. and doors to other rooma
[2236]on 3rd floor to be closed and locked when SUBJECT leaves cell, in otder
[2237]to prevent his decoming oriented to surroundings. _
[2239]9. No unnecessary conversation shill ve conducted with OUBJECT or |
[2241].ancnz agents, nor shall any mention of Last names-be made within SUBJECT's -
[2243]hearing. . 1
[2245]19. SUBJECT 1s not to have access to newspapers and magazines, nor
[2246]pernitted to hear radio or television, nor shall there be any discussion -
[2247]of revs events within his hearing. He may de provided selacted reading.
[2248]material upon authorization of Headquartera personnel concernsd with the |
[2250]case.
[2252]11.. Recording devices to be promptly. activated in order to pick up
[2253]any comments by SUBJECT or conversation between him and the doctor or
[2255]other operational personnel. : a,
[2257]12. Any unusual or significant comments, movements. or activities
[2258]of SsZJECT to be promptly brought to the attention of the SSA.
[2260]13. ‘Telephone numbers of key Security and Operational personnel,
[2261]43 ~e1l as photographs and physical deseription of SUBJECT to te maintained
[2262]in @ secure place for ready reference by the SSA, :
[2264]24. Should it become necessary to answer questions by the Police
[2265]or Fire Department regarding the site, personnel at the site, or with
[2266]Specific reference to the SUBJECT, such inquiries should be bandled
[2267]by the ZSA with the senior Police or Fire Departrent official on the
[2268]scene. The SSA should converse in private with such offictal, and
[2269]identify hinselr by utilizing hia DoDD credential. He should explain
[2270]briefly, and only to the extent necessary, that the property is leased
[2271]and that it is used occasionally for training purposes. Alt inquirtes.
[2272]concerning the SUBJECT should be Pparried, if possible. However, if
[2273]necesaary, it may be explained that the SUBJECT has a mental aisorder
[2274]which soretineg requires special treatment, He should not be identified
[2275]under his alias or otherwise. The SSA should tactrully but firmly request
[2276]that his om identity, plus his DOD affiliation, be held in Birict conridence,
[2277]especially with regard to the press. Inquiries by members of tre press ‘
[2278]or mecrers of the civilian Population should be answered by stating that
[2279]the site fs rented by a private group who meet perlodically fcr recreation.
[2281]14-0000
[2283],
[2284]2
[2285]|
[2286]1
[2288]EMERGENCY INSTHICTIONS
[2289](Continued)
[2291]GPECIAL COMPACTS
[2293]1. George PANDAULIS, Chief of Folice, Prince Georges County.
[2294]_ (Personally known to SNODDY ucter GOLIATH) _
[2296]2. Lieutenant MOON, Commanding Officer, Barracks H, Waldorf,
[2297]Maryland, Maryland State Police. (Personally known to PEPPALL —
[2298]under GOLIATH) ; : : Boe sot
[2300]3. Emergency Anbulance - Greantei* Volunteer Fire Department.
[2301](Can t@ cotained through SHOUDL) , -
[2303]Above not to be contacted unless azthorized by SAC or ASAC.
[2305]. .
[2306]1
[2308]. ~6-
[2310]'14-D0000
[2312]i
[2313]H
[2314]i
[2318]Ea alee!
[2320]SCRANDUM FOR TILT RECOM
[2322]SUVIGSOT: Briefing of i zy Congzen-fonal Coa tacts on the
[2324]wwe deeds rey)
[2326]of J
[2328]0 The Director having anproved tha proses
[2329]June 1939 (copy attacked) re,ascins the briefing of xoy congressional —
[2330]eeatacts oa the history
[2331]Save brisfed the follow
[2333]milieesa aloay the linus ;
[2335]“2. Isuggeated to each that they mention
[2336]chairmwa whea and if the: thought ii arsroariz
[2337]registeved particular concera or ¢ucics ity ane
[2338]doubtful that all of our chairmen kave bee
[2339]think we have adequately covered the matics
[2341]~ Yuriy Tvaauvich Nuseako Case
[2343]alin my draft remo
[2345]status e¢ the Vusly Ivanovich Neseuno case, I
[2347]opoaed ga lace dates indicated:
[2349]Fraak Slatinskek, As: atstant Caict Counsel, fouge
[2350]Armed Sacvicas Comrlites = 23 July 1989
[2352]_¥ iQjam Ww vodrulf, Agskatant Cuisf Clerk, Sanate
[2353]Appre eriations Conm iktze e- 24 July 1769"
[2355]Edward Sraswell, Ciet of S ince, Senate Armed
[2356]Services Committes -- 24 July 1959
[2358]MSchacls, Staff Aasistart, House Appronriaians
[2359]rudttea e© 2) July lya9
[2361]i the case and I thiak iz
[2362]tcaistormed, Neverihelesa, £
[2363]s acd see no need to pursue It
[2365]further at this time.
[2367]ao.
[2368]BT ene,
[2370]Avtachocent: FOUN Ba MAURY
[2371]Lesiulstive Counsel
[2374]Crisinal - GLC Subject one
[2376]a erer
[2378]Ve Chief, CI Stais
[2380]~ Chief, SB Zivision
[2381]+ BJ Secarity
[2385]- OLS Chrace
[2387]Oo be ee pe
[2389]1 Gtalé of filezra of Anauey cons cessioaal Subconie
[2391]athe mattor to the resnactive
[2392]2. None of the atarl officgea
[2394]ee ne
[2396]a
[2398]on te oo
[2400]7 ee ee ee,
[2401]nena te ne
[2405]14-0000
[2407]| DRAFT:JMM ~- 19 June 1969°
[2409]‘ the (Chairmen ‘and/or senior staff of
[2411]‘be brisied along the lines indicated, = - SO
[2416]SUBJECT: Briefing of Key Congressional Contacts on the Nosenko.Case ; .
[2418]The ‘following Paragraphe are proposed as guidance for briefing key .
[2420]congressional contacts on the history and statue of the Yuriy Ivanovich Nosenko
[2422]‘case. They are based primarily on material provided by S3B Division, and have. -
[2424]been cleared by SB, CI Staff and the Office of Security, It is proposed that |”
[2426]cers of each ‘of the Agency: Subcommittoes
[2428]a . 2. _ ‘ ry
[2429]10 O ten ene tt ee ee ae . ot
[2431]I en ee
[2432].
[2434]oh ‘This. Case goes back « sometime into history: and you may recall ” =
[2435]“having heard of Jt seve ral years ago. 5 From time to time it haa received :
[2436]press play, both when it first broke’ in early 1964 and occasionally, since.
[2438]2. Yuriy Ivanovich Nosenko, a Stafi Officer of the Committee for -
[2440]State Security (KGB) of the USSR, and son of a former Minister of Ships
[2441]buiiding in the ussR, defected to the e Agency in Geneva, Switzerland, on
[2442]“ | February 1964, He waa then brought to the United States where he has
[2444]since deen in the custody of the Agericy unéergoing extensive dedriedinga
[2446]oy otzicera of the Ageacy and the F351.
[2450]i Wo
[2455]14-0000
[2457]at the time of hia defection.
[2459]hostile penetration in Groat Britain.
[2461]Soviet Intelligence Officers and provided a considerable quantity of useful
[2463]“its techniques and methods.”
[2465]3. Nosenko had buva a KGB officer for approximately ten yeara
[2466]Nosenko has provided a large quantity of
[2467]counter-intelligence data and a limited amount of positive intelligence.
[2469]For example, one of his reports played a part ia the negation of a major
[2471]Wherse appropriate, ‘his information
[2473]has ‘been shared with the FBI, other U.S. Government agencies and .
[2475]fordign Laiaon servicas. This hae resulted in extensive and ‘continuing
[2477]investigative activity. In addition, Nosenko identified many hundreda of
[2479]information on the organization of tae KGB, its operational doctrine and
[2481]Ue Pe el debriefing him it became apparent that Nosenko, the privilaged
[2483]- and undisciplined son of a former ranking Minister of the Soviet Government,
[2485]wae a particularly complex personality, one given to exaggeration of hia own, .
[2487]importance, In this regard, certain aspects of his life history, when
[2489]weighed against other information already in our possession, : raised some
[2491]doubts concerning his veracity. To permit extensive and prolonged deoriefing,
[2493]arzangementa were made ‘to accommodate Nosenko under higitly secure
[2494]conditions. These arrangements were dictated, during the initial phases
[2495]at least, by the additional nued to provide Noseako with continuing personal
[2497]protection since there was the distinct possibilicy that, asa KGB otticer,
[2499]” os , 2 Sep TT RUS ey
[2501]14-0000
[2503]we
[2505]oi)
[2507]he would be fargotted for “executive action" if tne Soviets should discover
[2509]his whoreabduta: Vik the j passage of tine, thid dalter facto# is edtiaidered
[2510]. to be sufficiently diminisned to juatify a phased normalization of Nosenko's
[2512]situation--this despite the fact that some points remaia unresolved concerning
[2514]hia bona fides.
[2516]satay in the United States Nosernko has cooperated with his interrogators and
[2518]. with the other. officara-responsibla for bia safety and welfare, ane our
[2520]current offorta are being directed toward his gradual adjustment toa normal, . _-«: .-
[2522]6. This action ia veing taken in full recognition of the normal
[2524]Lous BRT ea ge Bi TUN tag eet eee
[2526]FR TR ee eg eee
[2528]problems of readjustment experienced by many defectors ae a well as the
[2530]fact that Nosenko is a potentially greater problem than most. He ie: an
[2532]"> individual whose actions during resettlement may not alwaya be predictable
[2534]or wise from the point of view of hia own security. We are hopeful that
[2536]Nosanko is aensidle enough to realize that undue publicity caused by any rasa
[2537]action on hie. part could lead to unpleasant, perhaps even dangerous consequences,
[2538]particularly for himself, ‘Ye therefore belisve it appropriate to take this
[2541].
[2543]calculated ziak in an atiema: to steer him toward a reasonably normal life,
[2545]14-00000 es
[2547]Question #l - Conditions under which Nosenko was held while at.
[2548]Clinton? Locked in? Let outside for entertainment?
[2550]Answer:
[2552]am ° During
[2553]was held in
[2555]a.
[2557]b.
[2559]Question. #2
[2560]Answer:
[2562]During
[2564]tu.
[2566]NOSENKO
[2568]Prisoner? Treatment?
[2570]the period of 4 April 1964-13 August 1965, Nosenko
[2571]strict confinement under the following conditions: |
[2573]Confinement in single room except for
[2574]periods of interrogation,
[2576]Constantly under guard and subject to 24 hour -
[2578]visual observation with regular room search.
[2580]Dress was coveralls and food was of sufficient
[2581]quantity but limited in variety.
[2583]No unnecessary. conversation was permitted, radio
[2585]and television were not allowed, newspapers or
[2586]any information concerning current events were
[2587]forbidden and reading material was extremely
[2588]limited. :
[2590]- Conditions at ISOLATION. ° Same as above.
[2592]the period of 13 August 196$ to 25 October 1967,
[2594]conditons cited above were basically maintained with the
[2595]following additons or changes: _ ,
[2597]a.
[2599]b.
[2601]From February 1966 to May 1967, Nosenko was
[2602]furnished no reading material.
[2604]After May 1967, Nosenko was periodically given
[2605]a different volume of the Encyclopaedia .
[2606]Britannica to read.
[2608]From February 1966 to October 1967, Nosenko
[2609]was not permitted cigarettes.
[2611]Subject was permitted daily exercise in a small
[2612]confined area outside the building when weather
[2613]permitted. ;
[2615]a
[2617]a
[2621]Nee Bee:
[2623]Pee
[2625]Pd UNE tas ctu
[2627]Hire
[2629]14-0000
[2633]Question #3 - Did McCone or Raborn have any information on this:
[2635]What? .
[2639]Office of Security records contain only limited information
[2640]in regard to this question. The SE Division (then SR) was the
[2641]responsible office for the confinement of Nosenko until late
[2642]October1967 when total -responsibility was transferred to the
[2643]Office. of Sccurity by the DCI. It is presumed that the DCI was
[2644]Ro . _ at least generally aware of the confinement of Nosenko and the
[2645]: ‘ conditions of. confinement, but any definite statement must be
[2646]4 - based on SE records. .
[2648]Question #4 - Where is Nosenko working now?—
[2650]Answer:
[2652]Nosenko is currently employed at his personally owned
[2653]residence in North Carolina. We is engaged in research and
[2654]unalytical work based on his previous knowledge of the KGB -
[2656]; and other Soviet matters. He is in the Washington, D. C. area
[2657]of for several days approximately every six weeks for direct
[2658]interviews by the FBI and Office of Security personnel.
[2660]Question #5 - Is he working for CIA?
[2661]; 2S) Angwert ,
[2663]Nosenko has been employed by the Agency on a-full-time
[2665]i contractual basis since 1 March 1969. The original contract
[2667]i has been periodically amended to reflect additional remuneration,
[2668]primarily to compensate for cost of living increases. In late
[2669]19%8, Nosenko was compensated by mutusl agreement for salary :
[2670]not received during the 1 April 1964 to 1 March 1969. In addition, ;
[2671]on 12 July 1973 Nosenko signed an acknowledgement and release :
[2672]of the United States.Government and the Central Intelligence :
[2673]Agency from any claims prior to that date.
[2675]Question #6 - What is his legal status?
[2677]Answer:
[2679]Nosenko was naturalized as a United States citizen in
[2680]April 1974.
[2683]14-0000
[2685]SECRET.
[2687]MEMORANDUM FOR: The Inspector General
[2689]: SUBJECT : The Nosenko Case
[2691]Attached please find a summary of a document written in
[2692]1967 to-the General Counsel outlining the Nosenko case and ~
[2693]explaining to him actions which had been taken with regard to
[2694]Nosenko, . As noted in the first paragraph, in October 1967
[2696]’ Nosenko took up residence ‘in the Washington area and was
[2698]advised that, should he wish to leave the apartment for any
[2699]location whatsoever, he was’ free to so do. In other words,
[2701]“from that date, Nosenko was essentially a totally free man.
[2702]‘That he chose not to flee in any way may he indicative of his
[2704]“attitude toward the manner in which he was handled prior to
[2705]October 1967. ; .
[2707]While one can criticize the fact that Nosenko was kept
[2708]incommunicado for approximately three years, and therefore
[2709]presumably denicd full civil rights, the attached document
[2710]does indicate, we believe, that the Agency was on the horns
[2712]“of a dilemna in this regard. There were legitimate doubts
[2714]about, Nosenko's bona fides and concern that he was a Soviet
[2715]plant. There. was no Country.to which he could be deported
[2716]save the Soviet Union, and Nosenko himself refused to return
[2717]there, ‘Yet, in the United States, save when isolated from
[2718]society, he was considered to be a continuing threat to
[2719]national security.
[2721]Recognizing that only legal experts can judge defini-
[2722]tively the merits of the case, it seems to the writer that
[2723]the Agency had no choice but to hold Nosenko incommunicado
[2724]pending resolution of his bona fides, He was admitted to
[2725]the United States under the provisions of Section 212 (d) (§)
[2726]of the Immigration and Nationality Act, namely as a parolee
[2727]to the Agency. As a parolee, Nosenko de facto from the date
[2728]of his entry to the United States did not enjoy the full civil
[2729]rights of the normal citizen. He wes a ward of the Agency, in
[2730]a sense, and the Agency was ultimately responsible for his
[2733]CL BY 018307
[2735]SECRET
[2737]14-0000
[2739]_ abrogation by the
[2740]:gainsay that de
[2742]vos { + LO fans
[2745]2A  seonet
[2747]\ .
[2748]conduct. There were at the time very lepitimate reasons: to
[2749]believe that full and total release of Nosenko would be an
[2750]Ageney of its legal responsibility. To
[2751]cision in retrospect is, we believe, an error.
[2752], In sum, ‘the act 6f defe
[2753]of the: laws of the country to which he defects. It is the
[2754]‘obligation of the accepting country to see to it that the
[2755]‘laws are followed. In the Nosenko cause, it sees to us that
[2756]the Agency acted in a fully responsible manner to ensure that
[2757]its responsibility for the defector was met. While it was
[2758]linfortunate that it took so long to resolve the matter, we
[2759]can find no fault with the fact that the Agency met its
[2761]responsibility to both the United States and to Nosenko
[2762]himself. -
[2764]Attachment: A/S
[2766]SECRET
[2768]ection places the defector at the mercy
[2771]14-0000
[2773]wen
[2775]‘SECRET.
[2777]_ MEMORANDUM FOR THE RECORD
[2779]SUBJECT: Yuriy tvanovich NOSENKO
[2781]2 In early or mid-1967, the Agency General Counsel was
[2782]provided ‘a summary of the Nosenko case. The nesorandum .
[2783]sought an advisory opinion from the General Counsel on the
[2784]Agency's legal basis for its handling of Nosenko through
[2785]that date and on the legal aspects on the eventual dispost-
[2787]tion of Nosenko,. Shortly subsequent to this BexoTandum to
[2789]the General Counsel, -Nosenko took up residence in October 1967
[2791]in an apartment in the Washington area and was reminded that
[2793]_ Should he wish, he could. travel freely anywhere ‘at ‘anytime.
[2795]He gradually created a new life for himself in the United
[2796]States and has indicated on Several occasions that he holds
[2797]no ill feeling about his. handling by the Agency at anytime,
[2798]Background - ,
[2800]' Nosenko voluntarily established contact with CIA repre-
[2801]sentatives in Geneva in 1962. He identified hisself asa
[2802]Staff officer of the KGB's internal security directorate and .
[2803]offered to sell counterintelligence information. This offer
[2805]Was accepted and he was recruited as an agent in place and
[2807]SECRET
[2810]14-D0600
[2812]Ww
[2816]SRT
[2818]-debricfed on counterintelligence matters during five mectings
[2820]in Geneva. He then returned to the USSR. He cane’ to Geneva
[2822]again in January 1964 as the security officer for the Soviet
[2824]disarmament delegation, After a number of meetings with his
[2825]CIA handlers ‘he defected on 4 February. 1964 and was secretly
[2826]taken to Frankfurt, Germany, crossing the Swiss - -German border
[2827]on the night of 4/5 February with alias U.S, Army identity
[2828]documents. In Geneva and again upon arrival in Frankfurt,
[2829]Nosenko wrote out’ an asylum request, requesting political
[2830]asylum from the U.S. Government. . ,
[2831]Because serious doubts about Nosenko's bona fides. had
[2833]arisen on the basis -of the information he. had provided both
[2835]“in 1962 and in the meetings in Geneva in 1964, it was orig-
[2837]inally planned to do a detailed -bona fides debriefing and
[2839]assessment in Germany before making any decision about moving
[2841]Nosenko to the United States. llowever, unprecedented action
[2843]by the Soviet. Government in respect to the defection of one
[2844]ee HON OF ONE
[2845]of its citizens forced a change of plans. On 9 February,
[2847]unidentified Soviet sources in Geneva leaked the news to the
[2848]press that Nosenko, described as an "expert attached to the
[2849]Soviet Delegation to the Disarmament Conference” had dis-
[2851]appeared, and that it was presumed that he had defected.
[2853]SECRET
[2856]14-0000
[2858]. ~ | \ on
[2859]; ° SECRET 7
[2862]Because of mounting pressure ‘from the press, which included
[2863]much speculation that Nosenko was a high level scientist or
[2864]disarmament expert, it was decided that the State Department
[2865]would make a brief announcement acknowledging Nosenko's
[2866]request for asylum in. the U.S. and identifying him‘as a
[2867]member of the KGB. This was done on 10 February. On 11 Feb-
[2868]ruary, the Sovict Government delivered a note to the American
[2869]Embassy in Moscow asking how Nosenko left Switzerland and
[2870]requesting an immediate interview with him and his release.
[2871]| On 12 February, Soviet Anibassador to the Disarmament Confer-—
[2872]ence TSARAPKIN held a press conference in Geneva in which he
[2873]accused- ‘the Swiss Government of failure to cooperate in
[2874]; locating Nosenko. Although the Swiss categorically rejected
[2875]‘these charges, the American Ambassador to Switzerland recom-
[2876]mended that Swiss authorities be allowed to interview Nosenko
[2877]to convince themselves that Noseriko had left Switzerland of
[2878]his own free will, ,
[2879]On 12 February 1964, on the instructions of the Director,
[2880]Nosenko was brought to the United States. He travelled by
[2881]commercial air, again using alias U.S. Army identification, ~
[2882]and was admitted to the country. at New York City (in true
[2883]name) on parole under the provisions of Section 212 (d) (5)
[2885]of the Immigration and Nationality Act.
[2887]SECHET
[2889]SECKET
[2891]On 13 February, representatives of the Swiss and Soviet
[2893]‘Embassies in Washington advised the State Departuent that
[2895]‘they desired interviews with Nosenko. Gn 14, February, ‘in
[2897]Moscow, Soviet Foreign Minister GROMYKO called. in: Ambassador
[2899]- KOHLER and protested, "impernissable activities" on the part —
[2901]of the, U. s. in Nosenko's casey Soviet press. spokesmen took
[2902]an even harder line to Western correspondents, and accused
[2903]the U.S. of kidnapping Nosenko, On the afternoon of 14 Sep-
[2904]tember, at two separate interviews, he spoke first to Swiss
[2906]Embassy and then to Soviet Embassy Tepresentatives, At
[2908]‘these interviews, which were also attended by State Department’:
[2910]and INS officials, Nosenko confirmed that he left Switzerland
[2912]of his own free will’ to seek asylum in the U. s. In addition,
[2913]he replied to questions of the Sovict Embassy ‘representative
[2914]to the effect that he was renouncing his Soviet citizenship.
[2916]On the evening of M4 February, the. U.S, State Department made.
[2917]a brief formal reply to the Soviet protest, then issued a
[2918]brief statement to the press noting that the interviews had
[2919]been held and that Nosenko had confirmed his desire to remain
[2920]in this country.
[2922]From the time of his arrival to 4 April 1964, Nosenko
[2923]was housed in the Washington area, During this period, reg-
[2925]ular systematic debriefing was’ commenced, and Nosenko was
[2927]SECRET
[2930]14-0000
[2932]SECRET
[2934]made available to representatives of the FBI for debriefing
[2936]on matters affecting their responsibilities. Although allowed
[2938]out for evening and week-end excursions, Nosenko was ut all
[2939]times accompanied by O/S personnel. In addition, he took a
[2940]two-week vacation to Hawaii, again accompanied by case offi-
[2941]cers and security guards. Evidence continued to motint that :
[2942]he was a KGB plant, and at the same time it becanic obvious
[2944]that it would be impossible to proceed further to. resolve
[2946]the many suspicious points and contradictions that had arisen
[2947]without changing the conditions in which he was being held.
[2948]Nosenko was growing increasingly uncooperative, especially -
[2949]when sensitive areas were touched upon, and constantly pressed’
[2950]for the legalization of his status in the U.S. and the issuance
[2951]of an alien registration card. .At the same time, Nosenko's
[2952]heavy drinking and other unruly personal habits were causing
[2953]increasing difficulties to the security personnel charged with
[2954]keeping him under control and out of trouble at all times in
[2955]accordance with Agency local responsibility. It was clear
[2957]that it was only a matter of time before he created a public
[2959]scandal, More importantly, he was in a position. to communi-
[2961]cate with the KGB since physical control could not be absolute.
[2962]On 4 April 1964, Nosenko voluntarily underwent a polygraph
[2964]examination. The results of this examination indicated deception:
[2965]“
[2967]SECRET
[2970]14-0000
[2972]<a
[2979]en a number of critical points indicating that ‘he was sent
[2980]by the KGB to perform one or more missions which also involved
[2982]his penetration of the Agency and its. operations. It was
[2984]an,
[2986]decided, therefore, that the physical circumstances of Nosenko's
[2988]-ountry would have to be d
[2990]be more easily controlled, and his outing privileges were
[2991]suspended pending resolution of bona fides,
[2992]It is worth noting thut had we not taken the above action
[2994]but accepted Nosenko.at face value, it is quite possible that
[2996]actions could have been very embarrassing to the U.S.
[2998]Politically -and~damaging~to-U:S. national-security; “For @xam=" ~
[3000]ple, his chief operational proposal at the time, and one that
[3001]he was most insistent that we should proceed with immediately,
[3003]involved the compromise of a very senior Soviet official,
[3005]a
[3007]Sona ok Fides
[3009]Beginning in April 1964, hundreds of hours were devoted
[3011]to interrogations of Nosenko (in which he willingly cooperated)
[3013]ant a great deal of time was spent on exhaustive collatera)
[3015]6
[3017]SECRET
[3019]Government
[3021]We eR ages
[3023]beh EME RUIN Ue pact aesRg ass apra~dtti gwen,
[3025]rh
[3027]Fe
[3029]SECRET A
[3031]investigations. We concluded that it had been established
[3033]beyond reasonable doubt that Nosenko was a KGB agent who.
[3034]established contact with CIA, subsequently defected on KGB
[3035]instructions, and that he came to the United States on a-
[3036]deception mission. The implications of this mission had a
[3037]grave and direct \bearing on U.S. national security. Although
[3038]our findings were supported by the results of two polygraph
[3039]examinations, the nature of the evidence was inadmissable in
[3040]a court of law. In any case, it is clear that Nosenko had’
[3041]not been in a position to perform any overt act of transgres-
[3042]; laws since 4 April 1964 whéh he was.
[3044]sion of U.S. espionage
[3045]area and deprived of any conceivable
[3047]placed: in- a restricted
[3048]means of communication with the KGB. © 00 ™ lw.
[3050]Nosenko did not admit that he defected on KGB orders
[3051]"or that he came to the U.S. on a KGB mission. He has admitted,
[3052]however, that he made numerous lies about. his personal history
[3053]and about the details of his KGB service to U.S. officials,
[3054]both before and after arriving in the United States.
[3055]Coordination with Other U.S. Governnent Agencies
[3057]USIB Members. [n accordance with the DDCI's ruling
[3058]relating to a defector who has been a member cf a hostile
[3059]intelligence service, Nosenko's status and handling was dis-
[3061]cussed at an executive session of USIB and decided on. an
[3063]7
[3065]SECRET
[3067]14.90000
[3069] geepey
[3071]ad hoe’ basis. Nosenko defected on & February 1964, and the
[3073]Secretary. of State, the Attorney General, the Special Assis-
[3074]‘tant to the President on National Security Affairs, McGeorge
[3075]Bundy, General Carroll, Director of the Defense Intelligence
[3076]Agency and the -FBI were all notified immediately. On 5 rebru- =
[3077]ary 1963, General Carter reported the defection to an executive
[3078]session of USIB and followed this up with formal statements to
[3079]USIB members on 12 and 19 February 1964, which stated that -__...
[3080]Nosenko's bona fides had not yet been established. It was 3
[3081]agreed that no DS number would be issued to Nosenko, and that
[3082]he would be handled ona special basis by this Agency. In
[3083]fact, norniil USIB interest in Nosenko as a defector dropped
[3084]off drastically as it became quickly apparent that he had no.
[3085]positive intelligence interest of value to any part of the’
[3086]community.
[3088]he President was informed of the full extent of our
[3089]suspicions ‘about Nosenko's bona fides by the then Director,
[3090]ir. Mccone, on 11 February 1964. Nr. Patrick Coyne, Executive
[3091]Secretary af the PFIAB, was given a similar briefing by
[3093]_ Mr. Hellas on 19 February 1964.
[3095]Generals Carroll and Fitch of NIA were also subsequent ly
[3097]inforned of the problems about Nosenko's bona fides.
[3099]n '
[3101]Ce! SECRET
[3103]14-0000
[3105]SECRET
[3107]The Secretary of State, Ambassador Thompson, and other:
[3108]senior officials in the Department of State were inforined of:
[3109]our reservations about Nosenko's bona fides and our fears that
[3110]he might be a dispatched KGB agent. In discussions about the
[3111]possibility of Nosenko's eventual deportation, the Secretary j
[3112]of State expressed serious concern about the adverse reaction |
[3113]that such a move night’ have on other potential defectors,
[3115]The Director of Security, State Department, was informed
[3116]of the bona fides problem at an.carly date. We have worked |
[3117]closely with this of fice Since then on the problem of eval-
[3118]uating the significance of Nosenko's information as it affects
[3119]the security interests of. the State Department.
[3121]Because so much of Nosenko's information affected U.S,
[3122]internal security matters for which the FBI bears primary
[3123]responsibility, and because the possibility that Nosenko was
[3124]aoXSz plant had a direct bearing on the validity of certain
[3125]FI operations, the FBI was kept fully informed on our views:
[3126]about Nosenko's bona fides and our progress in interrogating
[3127]aod investigating him from the moment of his defection. The
[3128]FEY liaison officer was told of our reservations on Nosenko's-
[3129]bona fides as early as 5 February 1964. The Director of the
[3130]Fal and his deputy for Internal Security, William Sullivan,
[3132]were kept completcly up to date, and we coordinated all major
[3134]9
[3136]SECRET
[3138]14-0000
[3139]Sal
[3141]dee
[3142]Rees
[3144]SECKET
[3146]aspects of our handling Nosenko with them. After a long
[3147]meeting with Sullivan and other FBI representatives to review
[3148]Nosenso* $ case on = April 1964, the FBI interposed no objec-
[3149]tions to our pruposal to restrict Nosenko's movements and
[3150]commence hostile interrogation. _ Subsequently, the FBI for--_
[3151]mally agreed with our findings - on Nosenko,” at least to the
[3152]extent that "On considering carefully the results of your
[3153]interreyations of Yuriy Nosenko and your analysis of his
[3155]statements and activities, it does appear he is not what he ha
[3157]“purports to be. While this Bureau is not in a position to
[3158]draw any conclusion in this case, we do recognize it is
[3159]‘possible that Nosenko could be a Soviet plant or agent pro-
[3160]vocateur,"
[3161]Tae then Acting Attorney General Mr. Nicholas Katzenbach
[3163](and several members of his staff) were apprised of our res-
[3164]ervations about Nosenko on 2 April 1964 and an opinicn was
[3165]sought from him both as to interpretation of the exclusion
[3166]“and. perole agreement, and as to how we should proceed in the
[3168]event that it proved necessary to deport Nosenko from this
[3170]country, .
[3171]Efforts to Keep the KGB from Learning of Our Awareness of
[3173]Nosenzo’s True Status
[3174]nosersa ss fruc status
[3175]From the time we learned that Nosenko had been sent to
[3177]this country on a KGB mission it was obvious that if we were
[3179]10
[3181]SECRET
[3183]14-0000
[3185]SECRET
[3187]to have tne time to analyze and resolve this case, and to.
[3188]plan and execute appropriate countermeasures, it was essential
[3189]that we attempt to kecp the KGB fron. learning’ of our awareness
[3190]of Nosenko's true status. Consequently, detailed know ledge
[3192]of ‘the depth and scope of our suspicions about Nosenko, and
[3193]the implications thereof, was restricted to a very few people
[3194]in the Agency and the intelligence community. Nonetheless,
[3196]we did advise key policy echelons. and principals in the intel-
[3198]Ligence community, even though this carried the inevitable
[3200]_visk of leakage,
[3202]Sovict Inspired Inquiries
[3204]In 1966 there were several indications that the Soviets
[3206]‘were making a serious effort’ to find out what happened to.
[3208]Nosenko and to force him to the surface. The most blatant
[3209]and unusual of these was the ‘approach by a Soviet journalist,
[3210]Yuriy KOROLEV (a known KGB agent), to the French magazine
[3211]Paris Match with an offer to provide photographs and materials
[3212]for an exclusive story of Nosenko and his family. According
[3213]to Korolev, Nosenko's wife was considering an approach to an
[3214]international juridicial organization in an effort to obtain
[3215]compensation from Nosenko for: damages caused by his abandon-
[3216]ment of her and her children. In responding to this approach
[3217]we quoted a statement, purporting to be from Nosenko himself,
[3218]1
[3220]an 6
[3222]SEORET
[3226]rr a: an
[3232]ATR Bema
[3236]14-0000
[3238]SECRET
[3240]to the effect that Nosenko considers this approach to repre-
[3242]sent blatant and cruel manipulation. of his family by the KGB-
[3244]and that he will not lend himself to the scheme by agreeing
[3245]to an interview or in any other way.
[3246]Nosenko's Status .
[3247]To recapitulate, Nosenko entered the United States on
[3248]12 February 1964 om parole to the Agency under the Provisions
[3249]of Section 212 (d) (5) of the Immigration and Nationality
[3250]Act. Parole résponsibility is delegated to the Agency by
[3251]the Attorney General under the terms of an agreement executed
[3252]by the Attorney General and the ETI on 10 February. 1955,
[3253]which states: 7
[3254]"After parole of such aliens, the Central Intel-'°
[3255]ligence Agency will assume responsibility for
[3256]‘care, supervison and control of a kind and
[3257]deyree it believes consistent with the internal
[3258]security needs of the United States during con-
[3259]tinuance of their parole status."
[3260]In accordance with our understanding of this agreement, and
[3261]because we had reason to believe that Nosenko was a conscious
[3262]and willing agent of a hostile intelligence service, we.
[3263]ensured that he was under our direct observation and control
[3265]at all times from the moment of his arrival in the United
[3267]12
[3269]SECHET
[3271]a
[3273]OWN I Burin Bhi
[3275],
[3277]14.99000
[3279]= SECRET
[3281]States. From 12 February to 4 April 1964 it was possible to
[3282]keep Nosenko at a location where he could enjoy a certain
[3283]amount of movement and of contact with the outside world,
[3284]After 4 April 1964, for reasons explained above, it was
[3285]necessary to keep him incommunicado at.a location which is
[3286]known to no one outside of the Agency (and to very few within’
[3287]it). Authorization for Nosenko to remain in this country
[3288]under the Special Agreement Procedures was periodically
[3289]extended by the Immigration and Naturalization Service.
[3291]Although his freedom of movement had been severely
[3292]‘restricted, Nosenko was not maltreated and he made no com-
[3293]plaint about his treatment. On the contrary, we had several |
[3294]written statements from him in which he stated that our. .
[3295]handling of him was justified and even beneficial.
[3296]Disposal
[3298]From the time that Nosenko was brought to this country
[3299]we thought about the possibility of his eventual deportation
[3300]asa contingency measure, In early 1964, we thought that it
[3301]might be possible to mitigate the political and propaganda
[3302]drawbacks of a forced deportation by announcing that Nosenko
[3303]has confessed his true KGB role, With the passage of time,
[3304]however, and in view of our much firmer conclusions about his
[3306]real role and mission and our clearer understanding of what
[3308]13
[3310]SECRET
[3313]14-0000
[3315]SECRET
[3317]this implied, it was apparent that great practical problems
[3319]stood in the way of his deportation to either the USSR or a
[3321]’ third country.
[3323]USSR: Nosenko has categorically stated on numerous
[3325]. occasions that. he will never contemplate return to the USSR,
[3327]and, although we Suspect that. he might secretly welcome such,
[3328]a move, we would expect him to act out his part to the end
[3329]with loud protests that he was being shipped to his death,
[3330]etc. When the possibility of expulsion was discussed with
[3331]Department of State officials in 1964, both tho. Secretary of
[3332]State and Ambassador Thompson expressed their concern for
[3334]the adverse effect this might have on other potential defec-
[3336]_tors. Forcible repatriation of political refugees is against
[3338]long established U.S. policy, and would be certain to arouse
[3339]violent reaction from ethnic minority groups in the United
[3340]States. Under. these circumstances an alleged “canfession"
[3342]by Nosenko would have come under very close scrutiny, and
[3344]“might have backfired very badly, Another point that had to
[3346]be considered was the possibility that the Soviets, again
[3348]playing their part, might have refused to accept Nosenko on
[3350]the grounds that he has renounced his Soviet citizenship.
[3351]‘Third Country: Although we believed it likely that
[3353]Nosenko would accede to deportation to a third country,
[3355]14
[3357]SECHET
[3359]14-0000
[3361]SECRET
[3363]2 . Tan.
[3365]there is certainly no country in the free world on which we
[3366]‘could conceivably have unloaded Nosenko without first inform-
[3368]to ing them of his true status. Even if we considered this a
[3370]desirable objective, it seemed certain that the. Department
[3372]of State would veto such a a piece of intergovernmental duplic-
[3374]15 _
[3376]i oO
[3378]ela.
[3380]14.90000
[3384]eroaie
[3385]oLelius
[3387]Yurily Ivanovich NOSENKO
[3389]NOSENKO is a Soviet intelligence officer who defected
[3390]in Switzerland in 1964. He was subsequently brought to the
[3391]U.s., and after # short period of relative freedom, he was
[3392]confli:ed under strict and relatively austere conditions _.
[3393]for a peviod of approximately three years. Commencing in
[3394]1967, he was viven increasing amounts of freedom until he :
[3395]was allowed to? : in | ’ He subsequently married
[3396]a U.S. citizen, eettled in the Southeastern United States
[3397]and became a U.S. “itizen in 1974. He is preseatly under
[3398]contract to the AgenoYs providing consultative services
[3399]and information on sub ects germane to his background.
[3400]NOSENKO was confined yhen as a result of his debricfing
[3401]substantive questions were ryised concerning his bona Fides,
[3402]and his general behavior raiseae urther concern about his
[3403]emotional health and genera: safet,”* NOSENKO'S debricfing
[3404]and confinement were cnded when it eS concluded that h
[3405]wags not a threat to national security. he advice Of afine-
[3407]‘Justice Departaent was obtained at the tine Of. Infing.
[3408]ch .
[3410]ment, and the Ful participated in his subsequent debrae
[3411]ntry into the U.S. was coordinated wits. . ;
[3412]periodically advised 7
[3414]the Department of State, and they were
[3415]to the time of his
[3417]of his status during his confinement up
[3419]final scttlement. .
[3420]The strict conditions of NOSENKO'S confinement were
[3422]intended to convey. ta him the seriousness of his position
[3424]as a suspected disinformation agent und to make clear to hin that
[3426]his free settlement in the U.S. was precluded as long as
[3428]this issue was unresolved. It was understood, however,
[3430]that at any time he could have elected to end his confine-
[3432]ment and return to the Soviet Union. OS files do not document
[3434]that this latter condition was explicitly conveyed to
[3436]NOSENKO, however, it is the recollection of senior staff
[3437]officers (ADD/O an
[3439]d D/OS) that such was the case, and further
[3440]that it was a condition routinely applied to other defectors
[3442]whose bona fides were in doubt.
[3445]14-0000
[3447]al
[3449]o . fazaces “
[3450]Stoacl
[3454]MEMORANDUM FOR: General Counsel
[3456]SUBJECT - 1 Novenko |
[3458]Attached ts a report from the Office of Security concerning the awaree
[3459]nese of other Federal authorities (USIR, State, FBI, and 1&NS), We have
[3460]been advieed by ADD/O that Nosenko at all times was advised that he could
[3461]~ elect to loave the U. S,., but that he could not be ensured of Immediate
[3462]Uberty if he elected to. stay; Ina pense, we are told, he elected to stay under
[3463]the conditions then prevailing, Wo do not yet have documentation on thin.
[3465]‘latter point, other than a6 shown in the attachment.
[3467]spat
[3469]S, D, Breckinridge
[3473]~ et es. ve | .
[3474]CrPN] es Oe
[3476]JAY
[3477][ery
[3479]14-0000
[3481]a Loos -_ . > ‘ “4k .
[3482]ve ’ CENTRAL INTELLIGENCE AGENCY ~ | why :
[3483]A Wasmineten 29.0.6 ‘oo nb? .
[3485]"ae . . . . . . . - Lf. ~ .
[3486]| eg OFFICE OF DEPUTY DIRECTOR OF CENTRAL JNTELUGENCE
[3488]AD February 1964
[3490]. . a
[3491]Mees o
[3493]| MEMORANDUM: FoR?”
[3495]Ualted States Tntolligescs Zoard Meabérs. 2”
[3497]suasects. Yurd Ivanovich HOSENKO <1" - <2 -
[3498]: pare ais . ih a ee ved
[3500]Panne Ny ? pi Tere TE ee ‘- ope Spt tee eee . -
[3501]. le This moxorandus-rofers to the State Departzent -
[3502]valoase of 10 Februsry on. subject case and provides addle.-)-
[3504]. - tional backzround as well as inforaation on his currant
[3505]Toe ecg STARS, A ete ae Mal ag ee
[3506]. maw Pan a £68 staff officer, NOSENXO $s Fogularly -° |,
[3507]‘. , B33igned to the Counterinrallizenee Directorate of the we
[3508]XGA ia Moscow but was dacluded in the Soviet delegations
[3509]“i te the Oisarmanent Confarenca as part of 3 cover arr ngee
[3510]1, Bent which peraitted hia to carry out intellieensca and -.
[3511]security. Zunctions in Gonovsa on behalf of the XG2, -. :
[3513]g
[3514]Pe eee i we tps
[3516]aa Rea lso-a tients varioussessions of the”
[3517]Disaraazernt Conforencs hold in Genova in 1962. Buring the
[3518]course of thase sessions, NOSENKI sought contact with «-
[3519]orficials of tho Us S. Governaoat, intorasd these orfleclals ©
[3520]| that he was affiltatod wita rhe Soviet State Security ape .
[3521]- paratus and voluatesred to 2i¢d tho VW. 3. Governseat inn. ole
[3522]an detocting Soviet subversive ectivity directed azainst the oe
[3523]ctou,. Us. Se Governnent,: During tag course of his Coneact with,
[3524]| Ue Se authorities, KOSENKG stated that his cocperation with ok
[3525]-. Ske U,.S. Government originazed with his distasts‘and hatrad | .- °.
[3526]for the Soviat regine in general, with hls desirs to obdtaia- .
[3527]Favenzge for tho unjust death of his fathar, a senior official
[3529]ia the Soviet shipbuilding industry, aod with the general. °..
[3530]acsizatioa of the Anericaas with whoa he. had cae in con-
[3531]tact within tho Seviot Unica. Soe ey re
[3533]SENZO arrived in Geaeva,:
[3536]ubject secretly notified
[3537]23 coaceraiag ais prase-
[3539]3. In late January 1943, nO5
[3540]again sasqussading a3 2 asaber of
[3541]f2 the Oisarnaaeat Confsrancc,
[3543]s
[3544]2i3 CLA centacts ia ths: United Sts?
[3545]tics in Caaeva and arranged to avet with thasa contzecs,
[3546]Suriag a serivs of saetings 3052540 aravided inisraazticn
[3547]4 inclucing ducuments concataing Soviet Sista Security acci-
[3548]vitios withia the US52 aad aursed aad a Jetallad 2cccuae .
[3549]E2 IMPDET :
[3550]CL BY 063344 ~
[3551]HR 10-23: -
[3553]9 January 1975
[3555]14-0000
[3557]| for’ State Security (KGB).
[3559].
[3561]of the KGa operation against U. Ss Professor Sarzhoora
[3562]‘which NOSENKO said he had parsonally supervised at the
[3563]‘direction of SEMICHASTNIY, the Chairaan of the Consitteg
[3565]. -Se ‘During these. post -recent mectings NOSENKS anaotnced-
[3566]his desire to leave the USS2 peraaaontly and seek his future
[3567]in tho-Nost. -tHe claimed his.new work tp tho ZG3 (Firse age
[3568]Deputy Chief of that départaont charged with the surveillance. .
[3569]aad recruitment of Aaerican visttors to-the USS2) was ase ;
[3570]panding and that he would not be able to visit the Host .
[3571]with any frequency. Accordingly, he preparod a request for
[3572]political asylun fn the United States. ile was taken to.
[3573]Frankfurt, Gormaay where he is currontly undergoing interro-
[3574]gation. Plans aro now being made to rezove his to the u, 5.
[3576]6. Tet “should be woted that CIA contact with Subject”
[3578]has sot boon extonsive and that we will require additional
[3580]thorough interrogation to estzsblish Subject's bona fides,
[3582]a ¢ sthouid also bo notod that MNOSENKO's duties were not con-
[3583]_ Carned
[3585]‘with substantive aspects of the Disaruanentc Confereaca,
[3586]“Tis relere— feat essadtad- 20--beablo £2 Shed auch, if: _.
[3588]Sany, Ileht on. Ehat area of our inoterast. .
[3590]7, The possibility that HOSENKO's -defection was da--
[3592]‘signed to wreek the conferonca was nost carefully considered,
[3594],
[3596]Marshall 5. Cartor ;
[3597]Lloutenant Canoral, USA
[3598]- Deputy Director
[3601]14-f0000
[3603]P we , _ 7 roe ra : 7 ~
[3604]aad fa , . tgs, b G3 Y, Ge by
[3607]1
[3609]——_ —— rn 31 December 1974
[3611]MEMORANDUM FOR: General Counsel
[3612]Sar :
[3614]SUBJECT Sg Office of Security reports on PARAGON, | .
[3615]oo, i NOSENKO, AELADLE, CELOTEX I and
[3616]“ , and MOCKINGBIRD | a
[3618]1 Forwarded herewith is a 31 December 1974 memorandum
[3619]from the Acting. Director of Security on subject activities. The ,
[3620]material represents responses to questions posed by your office,
[3621]Obviously, the next phase of the investigation will require more ~
[3622]detailed reviews of each activity,
[3624]aa ~ 2, ‘Questions that occur to us in reading the attached, are:
[3625]PARAGON _ of
[3627]We should spell out what is meant by thes oo:
[3628]statement that the FBI "deferred further coveragé ."" * a
[3629]. to the Office of Security, "' how it was expressed and a
[3630]what form it took.
[3632]. The taping of two conversations does not seem
[3633]to constitute “electronic Surveillance" in the usual
[3634]Sense. It certainly ig not trespatory surveillance,
[3635]A little more detail on the equipment will be wanted, ; ;
[3636]. e
[3638]NOSENKO
[3640]We will go to the DDO for any record of DC]
[3641]knowledge, and report such information as we get.
[3643]AELADLE .
[3645]We will want to verify DDCI's approval of entry,
[3647]free
[3649]Vy C1! nell see
[3652]wre eg
[3653]cua Stir)
[3655]14-0000
[3657]) a Shinty @
[3658]. cae) Leste
[3659]“. CELOTEXI
[3661]We will want more detail on the actual
[3662]surveillance, including possible higher approval,
[3664]This is responsive to the DCI's request for
[3665]newspaper articles that led to the surveillance.
[3667]i CELOTEX It
[3669]Questions similar to CELOTEX L
[3671]No recorded (in CLA) formal approval by
[3672]Attorney General. It may F be that Justice will -
[3673]have a copy.
[3675]see
[3677]Does this raise a question of surveillance”
[3678]of congressmen if one is contacted by. someone.
[3681]SA ER eb Te ee eg a we eg gts 4
[3682]~ FE A RR ON tape See Gers”
[3684]‘ S. D. Breckinridge
[3686]Attachments a/s
[3689]evens
[3693]Vee ahd
[3695]14-0000
[3699](Wiel. on
[3701]EYES OZLY
[3703]31 DEC 1974
[3705]MEMORANDUM FOR: Inspector General
[3706]VIA : Deputy Director for Administration
[3708]SUBJECT. +=: +PARAGON — .
[3711]AELADLE
[3712]CELOTEX I
[3713]CELOTEX II
[3714]MOCKINGBIRD
[3716]1. Attached is a report concerning Subject topics
[3718]which was requested by Mr. Scott Breckenridge of your office.
[3720]As you will note, the report is in a question and answer
[3721]format with attachments.
[3723]2. This Office is still gathering naterial in regard
[3724]to the SIESTA Project and REDFACE I. In addition, other
[3726]files are being culled. to provide more details, ‘aif they exist,
[3728]on the above mentioned projects.
[3730]— g
[3732]EZ.
[3734]f Sidney sfembridge
[3735]Acting Di tor of Security
[3736]Atts
[3737]Distribution:
[3738]Original - Adse
[3740]1 - DDA
[3742]E2 IMPDET
[3743]CL BY 010249
[3746]14-0000
[3748]taken by me as the r¢sult of considerdiy this question
[3750]. Lreedoa as lony
[3752]“phevevents in Hungary and case erin and tie sp ift of the
[3754]RE UEST
[3756]{, Yurly Ivanovich Nosenko, request the Governucnt of
[3758]the United States of Averica tv grant ne political asyluna
[3760]in the United States of Ancricu. This decision has been,
[3762]over tho course of several yours.with
[3764]the internal situation, tho mood of the people and the :
[3765]policies of the Seviet Governaent, FE becusc convinced that >
[3767]in the USSR there fs not and never will bo truth and real
[3769]as the country {s governed by the Communist
[3771]aware of the oxistence of a real and actutl free world.
[3773]Coumunist sovenent are for ac vivid exasjples and confiraa-
[3775]tion of tho correctness of ay own decision tu break forevor
[3776]with the Soviet Unton, T want to assure the Covornnent of
[3777]tha United States of Anorica that [ will eovete all ay
[3778]streneth and knowledre to the Gevermment and people of the
[3780]United States of America,
[3782]/s/ Yuriy Ivanovich hasenna
[3783]4 February 1964
[3785]-. fae oe
[3787]aun dl Neeca reeds AMUSE Mster
[3791]Trin aay
[3793]SRY UR aa IAN coud Eh
[3795]la
[3797]YT
[3799]HEY
[3801]Hf-c0000
[3803]war? ae eve oe
[3805]me Oy
[3807]Ke EAS Ce
[3809]Oe, Cos me
[3810]“Wg
[3812]te &
[3814]fy) Tee Tete (Po
[3816]fdtg hvala) F Gyre Bf, CBee So gesen. apeggne
[3817]. A .
[3819](P 7 _ . , ‘J ao a
[3820]£ Confer thle ener ny fee Mt A ee 7™ o paltaceh LGR ETE.
[3821]2
[3823]ae E@e fale we fe ere test mee
[3824]AO est Ie oe
[3826]2
[3827]-
[3828]obs ORS O84 66 Lees: ch: OD CE en ~ MeL Cec Fete Se beg Ce.
[3830]Pe aL OL Feepres be Se teieubeeti
[3832]Ape ees. wey
[3834]ow Cree a
[3835]7
[3837]“/' Pelle ceed 7 on cote bee: pian
[3839]vagth or yap, hap Levee bit
[3841]weed vo 7
[3844]Ped lok CLO Lee
[3846]Tay WY oR
[3848]x“
[3849]fe AFL fie
[3852]14-0000 al
[3854]porennrenaal
[3856]' authorized to hear it any information concerning the CENTRAL
[3858]ra
[3860]| UNDERTAKING REGAP DIRG OBLIC AMIORS AND SECRECY
[3862]In conpideration of arranvermaents being made by the CENTRAL,
[3863]INTELLIGENCE AGENCY for ry future employment and welfare, I freely
[3864]acktiowledpe that Uhave ne outs nding claims o any nature apainst the
[3865]CENTRAL INTELLIGENCE AGENCY, I furthe chnowledpe that there
[3866]are ne commitments te meoon the part of the CENTRAL INTELLIGENCE
[3867]AGENCY which remain unsatisfied arising out of any of tiny prior
[3868]associations with the Apency. |! fully understand that the current arrange-
[3869]snente between myself end the CENTRAL INTELLIGENCE AGENCY are
[3870]intended to completely encompass al) oblipations of any nature whatsoever
[3871]mnade to me by the CENTRAL INTELLIGENCE AGENCY, °
[3873]Vucknowledge my desire to serve the interests of the United States
[3874]by fulfilling the obligations which I have accepted in the current
[3875]arranyements with the CENTRAL INTELLIGENCE AGENCY. I asuert
[3876]under oath, as indicated by my gignature below, that I have completely,
[3877]totally and permanently severed any and all relationships with any other
[3878]government, ity agencies, organs or functionaries including the Communist _
[3879]3, that-I will notin the. future advocates teach;.-of -beconic a‘méember “7
[3880]come affiliated with any organization which advocates or teaches
[3881]oppusition to all organized fovernment; that Lwill not in the future become
[3882]a member of or become affiliated with the Communis
[3883]totalitarian. party; and:that I.do-ndt-now nor Wil in -th
[3884]the economic, al, ntal;doctrine sof worle
[3886]communism,
[3888]i
[3889]i
[3890]i
[3891](
[3893]Presens and future relationships with the CENTRAL INTELLIGENCE
[3895]AGENCY and I agree to keep forever secret these relationships and
[3896]my arrangements with the CENTRAL INTELLIGENCE AGENCY including
[3898]-all information which | may obtain by reason of any asaociations with
[3899]‘the CENTRAL INTELLIGENCE AGENCY, with full
[3900]violat i
[3902]i
[3903]1
[3904]{ understand fully the need for secrecy reparding my past, [-
[3905]i
[3906]t
[3908]any contracts or other
[3909]arranzements with the CENTRAL INTELLIGENCE AGENCY, In addition, : ;
[3910]I understand..that-I.may-not- discuss: with or-discloseé to any person not” -
[3911]INTELLIGENCE AGENCY, its activities, or intelligence material under :
[3912]the control of the Agency. 1 underetand that the burden is upon me to !
[3913]ascertain from the CENTRAL INTELLIGENCE AGENCY whether or not :
[3914]information is classified and if so, who is authorized to receive it, !
[3916]I take the obligations act forth above freely, without any mental
[3918]reservations or purpose of evasion,
[3921]14-00000
[3923]moe . —
[3924]. IN WITHESS WHEREOF. 1 have hereanty set my band and sval
[3925]n 4 U7] “~ mara
[3926]| : this ef day of #'bgee’ 21969, -
[3927]; oO $ ol , ,
[3930]. . . (L.8.)
[3933]4 . :
[3934]° Subscribed and sworn to before me this 2/22 day of aon, , ae
[3936]1969, '
[3939]i
[3940]oy a. , a Notary“Public m : oo | ;
[3942]4
[3944]My consisiza ergires. ©
[3946]wie arden cnn poets
[3949]14-0000
[3951]“IDEN 4 , :
[3953]: Dear IDEN 1
[3954]Vhe UNITED STATES GOVERBIAEN: T, as represented iby the
[3955]ENTRAL INTELLIGENCE AGENCY, her eby contracts with you under
[3956]the folluwing terms and conditions: . ot 7 i
[3957]1, STATUS, Your legal status undee'this contracti is | thas of an
[3959]independent. contractor or consultant, You are not conviderat-an~
[3961]employee of the UNITED STATES COVERNMENT by virtue of thia --
[3963]You will be required to hold yourself available at all times
[3965]me moOP tines oo
[3967]contract.
[3969]* to:falilit requests made ‘ot. you by: the CE TRAL. INTELLIGENCE AGENCY
[3971]or to respond to tasks requested of you by the CENTRAL INTELLIGENCE
[3973]et “AGENCY,
[3975]ived from the CENTRAL
[3977]; ‘or Sccupation ‘until approval has been rece
[3979]this Contract and within the terms hereof shall be ag. binding upon you... -
[3981]y
[3983]H
[3985]: |
[3987]INTELLIGENCE AGENCY, Instructions furnished to you pursuantto .
[3990]1
[3992]‘as if included-in the written terms: hereof.
[3995]i
[3996]4
[3997]i
[3998]4
[3999]1
[4001]|
[4003]instructions from an Apndividual. hereinafter. referred-to-as’ tha ~~
[4005]teembe. ope fle ge ety
[4006]“ so "Authorized Government Representative." He will be fully authorized |
[4007]I
[4008]I
[4010]‘to 9 discuss matters with you relating to your responsibilities under this
[4012]i
[4013]contract including, but not limited to, cover arrangernets, place of
[4015]assignment, conditions of work or any cther matters relating to your
[4017]relationship with the CENTRAL INTELLIGENCE AGENCY,
[4019]3. COVER AND SECURITY, In the performance of your
[4020]1 SR A ERMA,
[4021]responsibilities hereunder, appropriate arrangements will be made
[4023]regard ing CONer and general se curity conditions, You may be required
[4025]Seeman ee.
[4028]14-0000
[4030]to execute Certain documents
[4032]are solely for the
[4034]legal tights or obligations and that all of your rights
[4036]respect to thy:
[4038]this agreement,
[4040]Dollars=($16; 500. 00) PERF
[4042]. Governme<nt Representative,
[4044]purpose of cover and sec urity
[4046]CENTRAL,
[4048]Provided from ‘time to time
[4050]: INTELLIGENCE AGENCY.
[4052]in the course of establishing cover
[4054]) @frannements but it is to be expressly understood that such due urentd
[4056]i
[4057]and confer ne additional
[4060]t
[4062]INTELLIGENCE AGENCY derive sole ly from
[4064]In connection with cover and security you will be ,
[4066]Specific instructions by the Authorized
[4068]Government Representative and you will be required ty adhere ‘precleely
[4070]at the Fate of f Sistéen: Thousand: Five Hundred:
[4072]year. Payne of this Compensation ehall be
[4074]monthly in accordance with arrangements acceptable to the Authorized
[4076]This sum ig subject to Federal income
[4078]taxes and to such income tax laws as are applicable to your place pf.
[4080]applicable laws and the se
[4082]| CENTRAL INTELLIGENG
[4083]automobile and necessary
[4085]up to a maxinium of Eight
[4087]r- Gove rimeénte: Reéprescitative, .
[4089]with
[4091]curity instructions issued by the Authorized
[4093]_ ees
[4095]"Po assist. you in establishing yourself, the
[4096]FE AGENCY will assist you in Procuring an
[4097]providing funds therefor,
[4099]household furnishings,
[4101]Thousand Dollars ($8, 000, 00). Payment of all
[4103]taxes and preparation of necessary tax returns are your Personal
[4105]obligation aud responsibili
[4106]instructions which will be
[4108]Representative,
[4110]ty but in accord with appropriate security
[4112]furnished by the Authorized Government
[4116]and oblivationg with
[4118]4. COMPENSATION, You will be compensated by the CE STRAL
[4121]14-0000
[4123]S$. PLACE OF RESIDE: NCE. In the interests of security. you will
[4124]be required to five in such State, area, and house or apartment ag is !
[4126]specifically approved by the CENTRAL INTEL LIGENCE AGE NCY after
[4128]mutual dincuggion and due consideration of all circumstances. All of
[4129]the expenses of such leased house or apartment will be borne by you and
[4131]the CENTRAL INTELLIGENCE AGENCY will not be obligated to pay any
[4133]such expenses,
[4135]i
[4137]. !
[4139]a
[4140]“ 6, ALLOWANCES TRAVEL AND OTHER EXPENSES, If, in the i.
[4142]Bo EES |
[4144]I
[4146]|
[4148]2 - |
[4150]: course of fulfilling your responsibilities under this agreement, monetary
[4152]i
[4153]i
[4154]‘UNITED 5
[4156]allowances: would:be, zpayable. under: ‘genie
[4158]_ GOVERNMENT rules and regulations, you will be paid such mone tary
[4160]aws and re egulations
[4162]allowances in substantial accordance * With those ]
[4164]1 Gn te" cou “this con rac oe are directed to travel or ara ;
[4165]: p authorized to incur other expenses, reimbursement for expenses will 7 [ |
[4166]: : be made by the CENTRAL INTELLIGENCE AGENCY in substantial |
[4167]; | |
[4169]i ‘accordance with epplicable CENTRAL INTELLIGENCE AGENCY
[4171]HOSPITALIZATION AND MEDICAL CARE The CENTRAL
[4172]RS ERO N AND MEDICAL CARE,
[4174]Ht tenes one ane
[4176]‘covering medical « care » and hospitalization equivalent to that which could
[4180]|
[4184]be obtained through etandard insurance policies: or, the CENTRAL |
[4185]INTELLIGENCE AGENCY may provide directly such medical care and
[4186]. |
[4188]t
[4194]8. SECRECY OBLIGATION, You will be required to keep forever
[4195]secret this agreement and al] information which you may obtain by reason
[4197]hereof (unless released in writing by the CENTRAL INTELLIGENCE
[4199]AGENCY from such obligation}, with full knowledge that violation of such
[4202]14-0000
[4204]poo
[4206]i, - a
[4207]Dog ‘
[4208]Secrecy may subj. ct yoy lo ovirrinil presecntion ander the ernionace laws,
[4210]as amended, and other applicable laws and regulations, Your relationship
[4211]” with the CENTRAL INTELLIGENCE AGENCY and this contract must be
[4212]kept secret and you may not discues any aspect of this relationship and- -
[4213]. contract with any person other than the Authorized Government .
[4214]. ‘ Representative or such other perscn as ‘he may specifically approve,
[4216]9. UNAUTHORIZED COMMITMENTS, No promises or’
[4219]i
[4221]; commitments pertaining to rights, privileges, or benefits other than those
[4223]ement. or any a endment, thereto; ped
[4225]; shall be e binding on the CENTRAL INTELLIGENCE AGENCY.
[4227]10. TERM, . . This 6 agreement is effective as. of} March 1969 on
[4229]and:.shall: be: for. a- term-oféné =(Y-yeas
[4231]contract shall he deemed to be renewed for another year unless notice of
[4232]* termination has been furnished to you thirty (30) days in advance of the
[4234]Thereafter the contr act will be renewed automatically’
[4236]elapse of one (1) year.
[4237]i oO ,
[4239]_ his contract t may be''t rrmninated
[4241]termination of this contract or renewals thereof, including amendments,
[4243]if any, the’ CENTRAL INTEDLICENCE AGENCY will “undertake te to. assist
[4245]: you in obtaining gainful-employment or to provide continuing compensation
[4246]to assure you that you will be able to maintain a reasonable standard of
[4247]living. This undertaking is contingent upon your fulfilling the terms of
[4249]this contract and the continuing compliance with the secrecy obligations
[4254]. .
[4255]. . i .
[4256]: .
[4257]- e
[4258]imposed on you by paragraph # of this contract and the provisions of
[4261]"any secrecy agreement which you-have signed with the CENTRAL
[4263]INTELLIGENCE AGENCY,
[4265]. . UNITED STATES GOVERNMENT
[4267]“_,. . As Represented dy the
[4268]CENTRAL INFELLIGENCE AGENCY
[4269]By:
[4271]* . . .
[4272]" ve ’ Contracting Officer
[4274]Date:
[4276]|, ACCEPTED:
[4278]fd Mri ANG mgs ap
[4279]dh April ABB mgr
[4281]ag
[4283]a
[4285]Stree et eee el.
[4287]- et ge eae PS heated
[4288]oer _ ot Lek SDT ote a |
[4289]ga rete ee: |
[4290]: H
[4291]|
[4293]! i
[4294]; . |
[4295]I
[4296]q
[4297]i
[4298]; |
[4299]. |
[4301].
[4302]5 ;
[4304]t
[4305]| | . )
[4306]i, #
[4307]‘ : . ; |
[4308]; - nee so gt
[4309]° a ee oe ge ee
[4311]14-0000
[4313]: IDEN I
[4315]‘| Dear IDEN 1
[4317]is miade te
[4319]ONUR, an renreses
[4321]your contract with the UNLTED ©
[4323]ITATES
[4325]fteclbby the CENTRAL INCPE LICENCE AGENCY,
[4326]atiective ENtaresn WO9, Effective | March 1970 said contract is herein
[4328]lerminated by muatual consent of the parties thereto, and in rey thereof
[4330]io the following aerecment is su
[4332]The UNITED STATES
[4333]CENTRAI
[4334]the followine terms and condi
[4336]INTELLIGENCE AGENGY,
[4338]I 1, STATUS, “Your legal status under this cont
[4339]fi Rh ives, &
[4341]Yestituted,
[4342]COVERNMENT, as represented
[4346]independent contractor or consultant, You are not considered
[4348]of the UNITED STATES GOVERNMENT by virtue of this contr
[4350]: will be required to hold yoursclf available at all times to fulfill requests —
[4351]1, ade of you by the CENTRAL
[4353]tasks requested of you by the
[4354]WIN refrain from engaging in
[4355]=) pprovalshas heen sreceived, fr
[4357]! hereof shall be as binding upo
[4359]5
[4360]i
[4362]1
[4365]t
[4366]pe
[4368]« the CENTRAL IN
[4371]hereof,
[4373]“INTELLIGENCE AG
[4374]instructions from an individua
[4375]Government Representitive."
[4377]conditions of work or any othe
[4379]to execute certain documents j
[4380]arrangements but it is to he ex
[4382]n
[4384]legal rights or obligations and
[4386]Instructions furniched to you pursua
[4388]SATION wad nall relationships. withtheaé
[4389](CY you will accept requests, tasks an
[4391]matters with you relating to your responsibilitie
[4392]including, but not limited to, cover arranpemen
[4394]INTELLIGENCE AGENCY or ta
[4396]CENTRAL INTELLIGENCE AGENCY, You
[4397]other gainful employment or occupation until -.
[4398]om-the. CENTRAL. INTE LLIGENCE-AGENCY 5 ©
[4399]nt to this contract and within the terms -.
[4400]as if included in the written terma ¢
[4404]lhercinafter referred:to as ifses *
[4406]He will be fully authorized to discuss
[4408]s under this contract
[4410]ts, place of aveignment,
[4411]r matters relating to your relationship with
[4414]conditions. You may be
[4416]n the course of establishing cover
[4417]pressly understood that such documents are
[4418]Ju Solely- for the purpose ‘Of Cover End Security and confer no additicnal
[4420]that all of your rights and obliga
[4422]hereby contracts with you untlep
[4424]ract is that of an
[4426]iy the
[4428]an employee
[4429]act. You
[4431]respond to
[4433]relevant
[4434]‘Acthurized -
[4436]required
[4438]respect to the CENTRAL INTELLIGENCHK AGENCY Jderive folely from this
[4440]agreement, In connection with cover
[4441]from time to time Specific instruction
[4443]Representative and you will be
[4444]instructions, :
[4446]required to adhere Precisely to
[4448]and security you will be provided
[4449]5 by the Authorized Government ‘
[4451]]
[4452]|
[4453]t
[4454]t
[4455]tions with |
[4456]such :
[4457]i
[4458]J
[4460]x shy
[4462]SEH eigen Te tay pita Hewes erie aoe
[4464]14-0000
[4466]. = _
[4469]: ee : woe om
[4470]~ [ een SBT" The CENTRAL INTELLIGENCE AGENCY will endeavor
[4472]APS
[4474]; SECRET
[4475]so
[4477]Hae 4,0 COMPENS: TRON, You will be compensated bv the CENTRAL
[4478]. INTELLIGENCE AGENCY atthe vate Of Bighteen Thoussial Bive Phondred
[4479]i Deliars (S18, 500. 00) per year. Payrient of this compensation shall be '
[4480]r hiv in accordance with vrrangements acceptable to the Authorized t
[4481]i! Vermment Representative. “Phis sum is subject to Pececal inceme wsanc. ;
[4482]i i such inedine tan laws as are applicable to your place of residence, H
[4483]3 vaatly, thin compensation is subject to FICA faxes. The current |
[4484]4 Sand method of payment will be in accordance with azplicable laws and !
[4485]4 the security instructions issued by the Authorized Government Representative, |
[4486]ij ayiment of all taxes and preparation of necesHary tax returns are your !
[4487]i personal ubligation and resper sibility but in aceord with aprropriate security |
[4488]! instructions which will be furnished by the Authorized Government |
[4489]is Representative, d
[4490]|
[4492]5. ALLOWANCES, TRAVEL AND OTHER EXPENSES. If, in the
[4493]nn tN Ne SEN EE EAN PENSES.
[4495]course of fulfilling your responsibilities under this agreenient, monetary
[4496]allowances would be payable under general UNITED STATES ; . i
[4497]GOVERNMENT rules and regulations, you will be paid such monetary
[4498]allowances in substantial accordance with those laws and regulations.
[4500]If, in the course of this contract, you are directed to travel or are
[4501]authorized to incur other expenses, reimbursement-for expenses. will be-7
[4502]made. by .the-CENTRAISINTELLIGENCE AGENCY in Substantial accordance
[4503]with applicable CENTRAL INTELLIGENCE AGENCY reeulationa,
[4505]6. NEGOTIATED BENEFITS,
[4507]» Ae Yourpresenthyhavers private health jigarance p
[4508]“yourself and your wife paid until late December 19%), Prior to
[4509]the expiration date of the current policy the CENTRAL ,
[4510]INTELLIGENCE AGENCY has the uplivs of paying premiums’ ‘97
[4511]on the current policy until | March 1972. of enrolling you ina
[4512]health insurance program for selected contract individuals
[4513]of the CENTRAL INTELLIGENCE AGENCY subject to
[4514]_ all the terms and conditions of that Program, The CENTRA
[4516]ill pay the premiums on-ei
[4519]: oviding ti
[4521]f the total premiun cost of
[4522]any health insurance and you will bear the remainder,
[4524]okie. hoes “ ee care
[4526]i to arrange for you to secure a term life insurance policy with
[4527]if a face value of $15,000.00, This poiicy contains no additional
[4528]Hi accidental death benefits, The premiums for the policy will
[4530]i be your personal responsibility. The current premium charge
[4531]is $12.00 per month, :
[4533]Ny
[4535]i
[4539]a
[4541]it
[4545]i
[4547],
[4555]14-0000
[4557]u
[4558]H Oren ‘ 5
[4559]F woune
[4561]“ ee
[4562]i a. tj Meitape ct fer thee pyverett ies of vreoagk you are herein
[4563]Mathurised Pwonty -aune (4t) wark days vaeeation with pay per
[4564]ae & wentroe! year tahoe taken rudy at tines: ancl plies approved j
[4565]u in advance hy the Authorizes! Goveprniriont, Reproventative, \
[4566]! Vercation tire js Pot nce rualde cd will net Le carriod-uver |
[4567]- Prom ves foyer, Piyrent foy unused vacation tine will . |
[4568]F het be suthorined, .!
[4570]4 Ql) Uf incapacitated! for work due te ines, injury
[4571]- and Che Tike, your Compensation may be continued for periods
[4574]not te exceed a total of thirteen (13) working days per contract
[4575]year. Periods of absence in exces of three (4) consecutive
[4576]days will require a doctur!'n certificate.” Like vacation time,
[4577]this benefit is not aceruable anid will not be carried over from
[4578]year to year, Cash paynient in lieu of this Denesit will not be
[4579]authorized,
[4581]aa. .
[4583]! 7. SECRECY OBLIGATION, You will be required to keep forever
[4584]| secret this agreement and all infortnation which youmay obtain by reason
[4585]i] hereof (unless released in writing by the CENTRAL INTELLIGENCE .
[4586]"AGENCY from. such obligation), with full knowledge that violation of such :
[4587]i Becrecy anay subject you.to criminal prosecution under-the espionage-Jawn; = or”
[4588][has amended, and other applicable: laws and regulations, Your relatiouship
[4590]jwith the CENTRAL INTELLIGENCE AGENCY and this contract muot be
[4591]jkept seeret and you may not discusn any aspect of this relationship and _
[4592]|fcontract with any person other.than the Authorized Govérnmiant - - a
[4594]Representative or such other, person ashe may specifically approve.,
[4595]. | 8. UNAUTHORIZED COMMITMENTS, No promises or -
[4596]UNAUTHORIZED COMMITMENTS,
[4598]/commitments pertaining to rights, Privileges, or bencefitu other than thone
[4599]expressly stipulated in writing in this agreement oy any am.ndment thereto
[4600]‘hall be binding on the CENTRAL INTELLIGENCE AGENCY,
[4602]9. TERM, This agreement is effective
[4603]fhall be for a term of two (2) years, At.the
[4604]I hall be, déemed to. be:renew t
[4606]¢ dy.
[4608][Thereafter the-éontract | : renewed autoniatically on siniilar terms
[4609]yand conditions, This contract may be terminated at any tite by cither
[4610]|Party upon furnishing thirty (30) days advance notice, Upon termination
[4611]; _{jot.this-contract-or-renewalasthereof,- including amendments > “if any, the ---.~ “pe :
[4612]’ HCENTRAL INTELLIGENCE AGENCY will undertake to assist you in :
[4613]obtaining gainful employment or to provide continuing compensation to
[4614]assure you that you will be able to maintain a reasonabl]: standard of :
[4615]iliving. This undertaking is contingent upon your fulfilling the terms of I
[4617]it
[4619]SECKET.
[4621]—SS
[4623]14-0000
[4625]y
[4627]i
[4628]' i: -
[4629]f ZPD;
[4630]5 - SECRET :
[4631]_ this contract and the continuias Canplianee with the secreey oblinatiana i
[4632]Q iipored on Yeu by poraprayn eat this eonrraet and the oroavicions of any I
[4633]1 Beery anreemert which you have signed with the CE NTRAL ;
[4634]\ INTELLIGENCE AGENGY? : |
[4635]a f
[4636]' UNITED STA TES GOVERNMENT i
[4637]As Represented by the i
[4638]CENTRAL INTE LLIGENCI AGENCY . H
[4640]oo? : . {
[4641]i - oH m, -IDEN 6. {
[4642]ii a.
[4643]. ay . oe
[4644]: Ht Contracting Officer ~
[4645]|
[4646]4
[4647]I | -
[4649]t . fr Ln
[4650]Sy haved, C, 0.
[4652]4 7
[4653]i base
[4655]haa DEN 2 _., Jater 6 Yinrweh /9 v0 ct.
[4658]14-0000
[4660]25 October 1972—
[4662]Received this date from an Authorized Government Repre-
[4664]“sentative three Bank Cashiers Checks drawn on the following banks:
[4666]HAL 25-349 — Schroder Trust Cornpany «$15, 000.00
[4668]AEE $4779 “Morgan Guaranty *Trust-Co3*" 10;000<00°™:
[4670] $A593613 Harris Trust & Saviogs Bank 19,600. 00
[4672]This’ is an advance against a back *alary payment covering
[4674]SABE ARs Be as
[4676]larch 1969" which was s approved on 18 October
[4678]“othe ported Ape 664° ‘to
[4680]1972. =| understand that this advance, $35, 009. 00, will be deducted
[4682]we ++. 4ofrom the total back salary payment covering the specified period whea
[4684]the finalization of this Payment is made in
[4686]the near futuecg.
[4688]—_ gchase Wo BALE tte ase ments a on
[4689]~ /s/ IDEN 5
[4690]“
[4693]AN i me el gens
[4697]XN
[4699]Witness:
[4701]16 CY ca79
[4703]Received this date from aa Authorized Government Repre-
[4705]eE ae aGatative: four. Bank: Cashiérs' Chacks*drain'é onthe following: banka?” wes
[4709]HO1-028564 - Unis’ Trust Compagy
[4711]“yigisiy’
[4715]advance received on 25 October’ 1972, constitutes full payment for back
[4717]: “Ardertean Security ke Trust 15, 000. 00
[4719]Riggs National Bank ; $15, 000. 00
[4721]ek.
[4724]The National Bank of Washington 7,052.00
[4726]“~The ‘above amount, $52, 052. 00, together with the $35, 000. 00
[4728]a ieee Oe
[4730]/s/ IDEN 1
[4732]oe . 7) — os
[4733]~fs/ IDEN 5 Date: a /€, CZ7 ’
[4737]14-0000
[4739]SEALS ©. ERNMENT
[4741]Memorandum
[4743]10 : Viles DATE: 13 July 1973
[4744]PROM of IDEN 2- \
[4745]SUSJZCT; IDEN 2
[4747]1. On 12-July 1973, the attached Acknowledgement a
[4749]“8 Réleadetwhiéh Wau ‘prepared’ by thé Gee ral” Counsel was’ Signed”
[4751]the Subdject in the presence of IDEN 5 and witnessed by the
[4752]undersigned. There were no problems involved in obtaining the
[4753]signature_of the Subject who had previously voluntarily stated he
[4754]would sizh' such a document if he would receive the $15,000. 0
[4755]__Subject.considered wag.the dulfiliment of an-Agénéy promise
[4756].. before his defection, . oo,
[4758]2, Subject understood that the attached did not affect the
[4759]existing contractual agreement with Subject and that all stipulations
[4760]in that contract were valid and continuing,
[4762]3. Alno attached is a. copy of the $13, 000. 00 Cashier's
[4765]bot,
[4769]- . me nye fe pe eet ag TE GP rap aie ae
[4770]. . snes rey teh ete ae eee La te ape pe Pek tam Ne BOE Or ee a rs
[4771]EN, Pe me Nae tee ye eS gs eT, he ote ORT ‘
[4775]Ke
[4777]CE AEM haart peg Fe AIRY ie cm ca
[4779]Biy U.S. Savings Bonds Regularly on th Paral! Savings Plan
[4781]ty
[4783]14-0000
[4787]WHEREAS, ~ IDEN 1 + & former citizen of the Union
[4789]t
[4791]ACK NOW LEDCEMENT. AND RELEASE, i
[4792]|
[4796]'
[4798]'
[4800]of Soviet Socialist Republics and an employee of the Committee for State
[4802]Security (KGB), first cooperated with Officers of the United States Govern-
[4804]I
[4805]5
[4807]| |
[4808]ment and then, subsequently, defected to the United States; and, 4
[4809]'
[4811]Po WHEREAS, IDEN 1°: “Was Promised certain sums of money for
[4812]i
[4814]his cooperation and defection, only part of which have previously been
[4816]paid to him; and,:
[4818]. . te oe ta ee Bowles pe ee
[4819]S, there Femjains a certain. balance: of-monéy agreéd upon by
[4821]WH FRI
[4823]i
[4824]. a i ,
[4825]IDEN 1s and Officers of the Central Intelligence " Agwacys . : | ;
[4827]NOW THEREFORE... i
[4829]Eeipt « of w hich is ‘hereby acknowledged,
[4831]and: 00/100. ‘Dollars: ($15; ‘O00: doy the
[4833]IDEN 1 . for himself and for his heirs, executors, admini-
[4835]strators und assigns, hereby releases and forever discharges the United
[4837]Gd States Government and the Central Intelligence Agency and alt of its
[4839]and liabilities in any form whatsoever arising out of or in any. Way.
[4841]|
[4843]i
[4845]J
[4847]| |
[4849]wey connected with his cooperation and association with the United States Govern- 1
[4850]|
[4854]'
[4856]i
[4858]! ment and the Central Intellisence Agency prior to the date of this document,
[4860]4 12 July 1973.
[4862]WITNESS THE FOLLOWING SIGNATURE AND SEAL:
[4866]i :
[4871]i 4 ‘IDEN 1 ;
[4872]| WITNESS; .
[4873]: On Behalf of the United States Government i
[4875]° ‘5. Is IDEN 2 oe i.
[4876]i f
[4877]_ a .
[4879]a! a
[4881]a -
[4883]14-0000
[4885]eases
[4887]‘Dear
[4889]dhe aT Le ‘i
[4893]IDEN 1
[4895]IDEN 1
[4897]- Reference is made to , your contract with the United Stutes Government,
[4898]Jas represented by the Central InteMigence Agency, effective | March L970.
[4900]Effective 1 Maret 1974, said contract is amended by revising the first
[4902]"You will be compensated by the Central Intelligence Agency
[4903]at the rate of Twenty-Three Thousand Seven Hundred Fifty Dollars
[4905]($23, 750) per year. "
[4907]AML other terms and. conditions of. said. contract. remain-in' full: force.and”
[4909]effect.
[4911]George Martin Rosnek
[4915]/s/, IDEN 4
[4919]t
[4920],
[4921]“t
[4924]nit
[4925]ay
[4932]BY /s/ IDEN 3
[4934]"sentence of paragraph four (4) entitled ' ‘Compensation" to read as follows:
[4936]Please acknowledge by signing in the space Provided below. .,
[4938]«SE Contracting Officer
[4940]PG ag CEP
[4941]Date
[4943]_CL by: 063837.
[4945]E2IMPDET
[4947]'
[4949]i
[4952]14-0000
[4954]‘ 4
[4956]Le \ oo,
[4958]ONFECTORS | >
[4959]TAB TILE DATE
[4960]Ll Memo for Mr. Garitson fron Svcd. Preckinridge, Subj: 30 Jan 75
[4961]Information on Detention ef Defector
[4962]2
[4964]Memo for [a from Jerrold RB, Erown, SubJ¢ Request for
[4965]Information (reg Report that PCI fired an employee :
[4966]for abusing a defector) 18 yun 75
[4968]MFR from Walter Elder, Sabie’? Rockefeller Cum S eeion
[4970]Pan employes, Lorin cs:
[4972]Memo for-IG from c, Wy Kas
[4973]Activities (Unidentified
[4974]Defector)
[4976]Mee. Subd: Alleged PLleval
[4977]Sublecl e= Alleged Abuse of
[4979]~, Roliting-S1Lip=to-S Breckinridge frei" F- Hues}: = aa
[4980]Atte Memorandum or Agreement Petween the Attorney General.
[4981]of the United States and the Central Intell:
[4983]ice Avenoy ~ . '
[4984]for the Entry of Aliens of Tnterest to the Certral ;
[4985]; Intelligence Agency under Specifle Circumstances 10 Feb 55 -
[4986]4
[4988]“eno for Insp
[4989]18 June 1975,
[4991]Subject: Request for Infomaation
[4994]$ an orpleyea for abusing a defector) —
[4996]Mon He cia ee £
[4998]ector General from Jerrold 8.2rcwn, dated 18 June 1975
[5002]]
[5003]3
[5006]14-0000
[5008]aa ‘ : oe Lita u
[5010]a ; Review Staff: 75/880
[5011]SECRET . 4
[5012]at ; . yu. rye
[5016]18 June 1975.
[5018]MEMORANDUM FOR: Inspector General
[5020]oa OP" Requést For“ Information
[5022]The Rockefeller Commission Report (Pe. .170). iy ote g tye pela hE eget alc
[5024]‘peSaysthe*DCI “fired -an-omployee for “abusing a de- -
[5026]fector, Can you uncover the details on this in-
[5028]Cident? Is it the only such domestic incident
[5030]known’ to us? ‘(John Waller says the DDO has no | oo.
[5032]; knowledge of "any piece of paper" sent to the ; ae
[5034]F : Commission on the Teported incident or of any . uo
[5035]others. He suggests checking Office of Security
[5037]cc:- DDO
[5038]. John Waller
[5042]14-0000
[5044]_ “Inmigritton and"Naturalization with the reque
[5046]= 6 ene, Th TOR er me ee
[5048]SKMTRUT 2
[5049]S-E-C..R.E. | ~ .
[5051]MEMCRANDUM OF AGREEMENT BETWEEN THE ATTORNEY USNERAL OF THE UNITED STATES
[5052]AN THE C2NTRAL INTELLIGENCE AGENCY FOR THE ENTRY OF ALLENS OF INTEREST TO
[5053]ON EELTGS E 2
[5055]HE TUENCE Peciric CIRC UNSTANCKS :
[5057]Tho Central Intelligence Agency has frequunt neod for thy covert
[5058]dompccupy entry of altens into the United States for intelligence and
[5059]Operational purposes within its jurisdiction, : we
[5061]i
[5063]. To effectuate ontry in auch cases, the Central
[5064]will subinit, each such alien!s ~a3¢.dn writing sto the:
[5065]the subject upon arrival and Parole to the ¢
[5066]under the authority of Section 212(a)(5) of
[5067]Act, . . er
[5069]In ordor thatthe. Antelltgence tenofits-tobedorived ‘from's
[5071]+: “entries not’ bo outwoighed by tho dangers, if any, to the internal security
[5073]of tho United States by the Prusuney of such aliens, the Contral Intelligence
[5074]Acaney agroes that tt will take all necessary stops to establish the dong
[5075]fides of each Prospectivo entrant prior to subaittal to the Inmtgration and
[5076]Naturalization Service. It further ayrees: (a) That this mathod of
[5078]will only be utilized Where -2t 45 strict?
[5080]immigration laws, a5 well a
[5081]dei and _(¢)_That -tha-plico,- tim
[5083]year.” Furthor exterisions of ‘Parole, Similarly limited, may be
[5084]authorize? thorearter on awritton statemont or need, which include the
[5085]results of a current Security chech, :
[5087]Upon arrival @ach alten will execute an agreement acknowlodging ;
[5088]Parole status in a form satisfactory to tho Central Intelligence Agency and
[5090]the Service,
[5092]After psrole of Such aliens, the Central Intelligence Agency wid
[5093]A43sumo responsibility ror Cate, Supervision and control of a kind andilegree
[5094]it bolieves consistent with tho drterral @ckrity needs of the United States’
[5095]during continuance of their parole Status, Further, in thecase or any alien
[5096]whose physical Custody 4s net to be maintained ‘ar is tobe teminated, the.
[5097]Central Intellipence Agency wild 4rrance for presentation of each alien for
[5098]registration Pursuant to law at a time and place Satisfictory to the Service,
[5100]14-0000
[5102]ae ts ee, ce ee et A ee es
[5104]1 4
[5106]q om : ea . ey aes anne \
[5108]LAHIBIT 2
[5110]‘an ; S-E-CoNew et’
[5112]Upon completion of their intolligence or operational purposes in
[5113]. tho United States, or 4f internal security reasous soiquire, these allens
[5114]will bo removed therefrom through tho arrangements and at the expense of
[5115]the Central Intelligence Agency, except in those'cases in which other dis.
[5116]_ position 13 mado of a nature satisfactory to the Service, Also, the Centred
[5117]Intellipence Agency will inform tho Service sufficiently in advanca of each
[5118]‘proposed departures as to permit verification thereof If tha Servize so elects,
[5120]oy suc In-accordance.with- past _practico,*tho: Setvicowi1L- apprise’ the FBI of
[5121]the entry and departure or other disposition of these aliens.
[5123]The Service will maintain separate and secure files under thts
[5124]agreomente - : wee : - -
[5128]S-E..C..R-E-T
[5130]14-0000
[5132]teen) ey
[5134]J UNGASSIFIED = [7 he ona [1 CONF.. .NTIAL C] Secker
[5136]USE ONLY
[5137]ROUTING AND RECORD SHEET
[5139]a
[5140]SUBJECT. 1Opronaty Alleged J]Jepal Activities
[5141](Unidentified Subject--Alleped Abuse of Defector)
[5145]“Rm. :
[5146]rom Charles W. Kane
[5147]Director of Security yy
[5149]| .
[5151]6777
[5153]27 JUN 1975
[5155]COMMENTS [Number eath comment to show tom whom
[5156]% whom, ‘Dow © line ovors column after each comment)
[5158]j Ovvicen's
[5160]TO: (Officer designation, toom pumber, ond
[5161]. INITIALS
[5163]beiidengj .
[5165]3-5: Attached Was prepared in. .
[5166]response to un 18 June. —
[5167]_Fequest from Jerry Brown,
[5169]Yee Per 23" an, MIR by Walt
[5171]Elder, source of the story
[5173]is a deposition by Mr. Helms
[5175]Inspector General
[5176]Att: Mr. Ainslie
[5178]Dr. Chanberlain
[5180]foam
[5183]610 “istic” (] secret C] conFioenTia C] MRA > _yncassirien
[5186]14.99000
[5188]INSPECTOR GEMEDAL
[5189]a
[5191]eS
[5193]tag
[5195]7 PUN 1975
[5197]MEMORANDUM FOR: Inspector General
[5198]ATTENTION i+ Mr. Neil Ainslie
[5200]__VIA
[5202]ey bus dg
[5204]Alleged Illegal Activities
[5205](Unidentified Subject--Alleged Abuse
[5206]of Defector) - - Ce ne
[5208]- Reference is made to Mr. Ainslie's verbal request
[5210]for a review of Office of Security files in an effort to ;
[5212]provide information pertinent to a case mentioned on page . i
[5213]170 of the Report to the President by the Commission on CIA .
[5214]activities within the United States...
[5216]. 2. The case in question from page 170 of the Commission
[5217]Report is quoted as follows: "In one other case, a defector ...
[5219]“was physitally ‘abused, although not seriously injured, The — -
[5221]Director--of—Contral=In dligencerdischarged: thexeny
[5223]3. A search of Office of Security file resources has
[5224]reflected -information pertinent to 4 case ih which a defector
[5225]negteg jeep e cot wee “wus: physically. abused-at~an~overseas*location, and- the Agency” ™
[5226]eens “ employee was later terminated by the DCI. It is not known
[5228]; whether the following case is identical to the referenced
[5229]case on page 170 of the Commission Report, but the facts
[5230]appear to be quite similar.
[5232]Bagel ha ae
[5234]4. Information developed by this Office of possible in-
[5235]terest to the Inspector General, pertains to one John Torpats,
[5236]an ex-CIA employee, and one Eduard Oun, an Estonian defector.
[5238]S.- Torpats was born in 1898 in Estonia, and became a
[5239]naturalized U.S. citizen in 1926. Torpats was employed by
[5240]CIA in February 1949 and was terminated 30 January 1961. | The
[5241]file information reflected that in July 1956, Torpats was found
[5242]guilty of mistreatment of an alien by a Special Inquiry Board
[5244]E2 IMPDET
[5245]CL BY 011018
[5247]SECRET Ww) Sayze
[5249]4-00000
[5251]‘Oun during interrogations directed by Torpats. The charges
[5252]- of, physical abuse included the striking of Oun with the fist;
[5254]‘dng. unto” stand-in’ the-nude “as “rong-a3" ight daysdur ing
[5256]were. that“TOorpats "Be.
[5258]- Security Act: of 1947, as ammended,*effLective 30 January 1961.
[5260]in Frankfurt, West Germany. The alien involved was Eduard :
[5261]Oun, an Estonian who defected from Estonia through Sweden :
[5262]in 1955,
[5264]6. The incident in Frankfurt involved Bistreatment of
[5268]application of turpentine and ointments to various parts of
[5269]the body, the scrubbing of Qun'ts body witha brush, and fore
[5271]interrogations with only very bricf rest periods.
[5273]7. Torpats was returned to Headquarters and was brought
[5277]before an Employment: .Ré
[5278]tion From the Agee
[5280]e o
[5281]“to an area the ©
[5282]Clandestine Services." Torpats appealed the decision, and a
[5283]later recommendation included reduction in grade from GS-14
[5284]to GS-13. Torpats later received unsatisfactory fitness re-
[5285]ports and engsged in various "in house" Battles with Agency
[5286]officials concerning his employment.
[5288]-.. 8. Torpats was later terminated In accordince with the .
[5289]authority granted the DCI under ‘Section l02(C) of the National = |
[5293]“Columbia ‘g
[5295]that Torpats' termination_was.legals.n...-0 20...
[5297]Later in 1961, .Torpats filed_sui
[5299]DCI=contest'in
[5300]is..di i he)
[5304]ranted thé government's mo mmary judgment
[5305]against Torpats. Torpats appealed the decision, and the U.S.
[5306]Court of Appeals, in 1962, upheld the lower court's ruling 7 :
[5308]9. The Office of Security file of Eduard Oun contained
[5309]little information other than interrogation reports dated 1956.
[5310]It was not clear from file information whether Oun entered the
[5311]United States after the Frankfurt incident. The most recent
[5312]document contained in the Oun file was dated 17 September
[5313]1956 and noted that Oun had been psychiatrically examined and
[5314]found qualified for Agency sponsored immigration to the U.S.
[5315]under Public Law 203. ~~ -
[5317]SECRET
[5319]14-0000
[5323]- ~ SECRET
[5325]10. It is noted that Office of Securi
[5326]only fragmentary information in regard toc
[5327]Torpats' case... File reviow indicated, howe
[5328]and the Inspector General's office will pro
[5329]al information concerning this matter,
[5331]“Charles W. Kane
[5332]Director of Security
[5334]SECRET
[5336]ty files contained
[5337]ertain areas of the
[5338]ver, the DDO, OGC
[5340]bably have addition-
[5342]we pee they
[5344]PIPE le ets pei ge
[5346]14-0000
[5348]a . : iT or
[5349]SECRET.
[5350]ba oe
[5351]Sr ds4y oy,
[5352]Review Staff; 75/1008
[5353]23 June 1975 .
[5355]- MEMORANDUM FOR THE RECORD
[5357]SUMJECT: Rockefeller Commission Contact
[5359]Mason Cargill told me today that the reference
[5360]in the Commission report to an employee who was fired.
[5361]“because ‘he. abugéd.a defector came -from:a’- iy"
[5362]Dick. Helms could-not reme: ler an € :
[5363]suit *'f ¥ "descript ich“hé*gave“cn his deposition,
[5364]it is clear that. the employee who was fired was John
[5365]Torpats. He was discharged by Allen Ww. Dulles in 1960.
[5367]\ al
[5368]a
[5371]: Torpats, himself a Lithuanian refugee, was working
[5372]in the Defector Reception Center in Prankfort, Germany.
[5373]In the course of interrogating another Lithuanian . ‘
[5374]defector, Torpats beat him. After Torpats was fired, .
[5375]he sued the Director (then McCone) -.. He lost the case, | ee nal
[5377]le
[5379]Walter Elder
[5381]pore Sab RE gece
[5383]r
[5384]i
[5386]t
[5387]i
[5389]CB: 007789
[5390]E2 IMPDET
[5392]14-0000
[5394]_, Review Staff: 75,880
[5395]: SECRET Nu
[5397]IMEDISTOR CoN
[5399]TW 2,
[5401]18 June 1975
[5403]MEMORANDUM FOR: Inspector General
[5405]Request For. Information
[5407]cident? Is it the Saly such domestic incident
[5408]known’ to us? (John Waller says the DDO has no’
[5409]knowledge of “any piece of paper" sent to the
[5410]Commission on the reported incident or of any ~~
[5411]others. He suggests checking Office of Security J
[5413]Sa aaa ac ey ele pee es ka Lice toe osteo e
[5416]: John Waller
[5417]Sone [Bi tbee sry CRF/DDe
[5418]Dae ST yps yee ‘
[5419]SECRET
[5421]an
[5425]2
[5426]5
[5427]5
[5428]y
[5429]'
[5433]GW ats ticgets Merc cote cao eT ee
[5435]Sa
[5436]s
[5439]14.90000
[5441]30 January 1975
[5443]MEMORANDUM FOR: Mr, Garrison
[5445]SUBJECT -; Information on Detention of Defector
[5446]“ Pe eng gather ee : a Lge eT gee aie —
[5448]lL. The Deputy General Counsel has requested documents
[5449]bearing on the decision to confine a defector, particularly the
[5450]considerations at the:time such decisions wore mado and
[5451]revi ae may be reflected tn mermoranda for the record.
[5453]later decislono to continue that confinement, tho decision to
[5454]move to 0 new facility in Virgints, and eventually to release
[5456]him.
[5458]> 2. The assumption ta that fotlowlng the initlat decision
[5459]this mattor was reviewed formally from tine to time, and that
[5461]thoes reviews are roflocted in some way in the records of the
[5463]“Agoncys- "0 a ee Bot ne ee
[5465]oe ee S. D, Breckinridge
[5466]a " Original - Addressee > EES
[5467]1% §DB Chrono.
[5468]| - Judy for QA files
[5469]t
[5471]a
[5473]14-0000
[5477]a: And in England you also were for a short time?
[5479]dl x
[5481]Becerpts froma Meeting No. 2 with Noxenka,
[5483]Heol No, 1, 11 June be6e (the quahity o€ the tape is very poor.)
[5485]4
[5486]Pranwbited from Maxsian by P. De
[5487](N. talks about surveillance of Soviet personnel in the United States.) -
[5489]Noseoko: Let me tell you - 1 (---) Twas also in the States, although under
[5490]another name, Thad a cectain business there woe
[5492]©. This was (7) in Washington 2)?
[5493]Nonenko: You, Twas there.
[5495]Qs On TDY?
[5497]Nysenko: 19 days, 19 days only,
[5499]Q: Under what name? |
[5501]Nosenko: NIKOLAYEV.,
[5503]QO: NIKOLAYEV?
[5505]Nosenko: In Engand I was NIKOLAYEV V and in your country 1 was NIKOLAYEY,
[5507]Q: ---first and middle name?
[5509]Nosenko: Yes, Yuriy, Yurfy, also Yurly.
[5511]Nonenko: In England Iwas for. ten and fifteen days eee:
[5513]Note: During the interrogation of Nosenko in 1964, he ‘dented that he ever
[5514]said that he waa in the United States.
[5516]. 2. You stated previously that while traveling | to England and Guba, - you were. Bo,
[5517]r So
[5518]documented as Nikolayev, Under what cover did you travel to those countries? |
[5520]What was your Legend-Biography?
[5522]Note: Any KGB officer going abroad under another name and under
[5523]cover prepares a Legend- Biography to'cover up his real ;
[5524]identity, If Nosenko travelled as Nikolayev, then his tegend
[5525]omitted "the fact" that he waa a son of a Minister because. .
[5527]\ . there was no Ministor of Shipbuilding Industry with the name~
[5529]of Nikolayev, ete. etc.)
[5531]. 3. You. stated previously that in “January 1960 you were pracessed to go to the
[5532]US with the Soviet Automotive Delegation, You obtained a passport in your
[5533]true name, Noscnko, bit the date was Postponed, then cancelléd. Who
[5534]selected your candidacy for the trip?. What were you supposed to do in
[5535]the USA? Why was the trip postponed? Why were you processed in your
[5536]truc name, Nosenko, and not under the name Nikolayev, under which you
[5538]verted Elbert ae ela eater?
[5540]14-0000
[5542]as «
[5544]AS Tn 1962 you stated that while working with the KGB, you personally
[5545]recruited ten Americans, Please pive us thein namen ant how you
[5546]recrulted them,
[5548]a
[5549]Note: Nosenko was asked why he was chosen to ga to Geneva in £962
[5550]Instead of an officer fram the Department (KGB) Delegation.
[5551]Answering this question he mentioned the recruitment of ten
[5552]Americans, -
[5553]Excerpts fro, Meeting No, 2 with Nosenko
[5554]1! June 1962, |
[5556]Nosenko: Gribanoy,. the chief of the whale counterintelligence. Ulin name)
[5557]Oleg Mikhaylovick Gribanov oe 6 80, Olvg Mikhaylovich Gribanov
[5558]decided you go, that 1 must be here (in Geneva). I said, "Be my |
[5559]guest, Oleg Mikhaylovich, Tam not saying no. .of So Gribanov
[5560]decided "You will go. That's alt" (Nosenko knocked on the desk). . . 4,
[5562]Well, what am 1? . ... Who have I reeruitted?., . . Ten Americana,
[5564]no more than that. . . (and Gribanov said) "You will go! You must go!"
[5566]‘ HI, Sovict visas and other regulations for tourists traveling to the USSR.
[5568]| Zz i. Didn't you know or remember how. Oswald's visa was processed and
[5570]o from what country Oswald. entered the USSR? Ie it ponsible that he.
[5571]entered the USSR on a “podvisnaya" visa?
[5573]LY 2, You previously said that you saw Oswald's visa application, but you could
[5575]not say from what country Oswald came to the USSR. _in your opinion, is
[5577]a) : . .
[5578]SR a it. possible. that Oswald received. hie visa ‘application in sorné other European -
[5580]country, then went to Finland and through Finland entered the USSR without’
[5581]i ; contacting the Soviet consulate in Helsinki? Did you hear any talk about the
[5583]po : possibility that is described above?” If so, when did you hear it and from
[5585]whom?
[5586]uy 3 On 3 July 1964 you stated that you have seen Oswald's anketa (visa
[5587]: application), Do you remember what was in that anketa? Did you read
[5588]the anketa? What did you mean that. you saw the anketa? Was it in the
[5590]naime Lee Harvey Oswalt, or was there another name? Did you sce the
[5592]name of the person who signed the anketa?
[5595]14-0000
[5597]rd]
[5599]4,0 Ve you have any information to the effect that Oawald might sot have
[5601]cure to the Soviet consulate or ta the Soviet Minhanay in HMelainks to
[5603]oltain his visa? Could he have Qbtained a vin in Switzerland or. Sweden
[5605]5
[5606]tien aave come to sfeisinki and, without cepocting to the Soviet conaulate
[5608]in Helsinki, have taken a teain to Leninpead and then lo Moscuow?:
[5610]L 5. According to your previous information, * fany tourist - he buya a tour
[5611]to the Soviet Union, makes out the ankela, and then comes to Moscow, "
[5613]In what country did Ouwald buy a tour to the USSR? In what country did
[5617]Oswald fill in the anketa? If the anketa goes to Moscow, to what offlee
[5619]in Moscow does it go? To MID, KGB? Is it possible that all the data on
[5621]Oswald from his anketa was sent to Moscow bya fable? ‘Did you see and
[5623]read Oswald's anketa ora a telegram that Oswald Ig coming to Moscow?
[5625]If you did not read the anketa, who among the KGB officers of the Second
[5627]Chief Directorate or the First Chief Directorate read the anketa or had
[5629]access to it? Who would logically have access to the ankcta?
[5631]-6. According to your previous information, any person who wants to visit the
[5633]USSR has to buy a tour.in a foreign tourist firm in his home country or any
[5635]and the tourist firm’ will make arrangements for ‘his’ ‘stayin
[5637]other courtry,
[5639]the USSR. It is understood that he must fill in the anketa, and in addition to
[5641]the general questions, the common tourist should make requcats for the
[5643]cltics he intends to visit and for the accommodations he wants, The tourist
[5645]would know i in advance when. he t receives his visa his date of arrival in: *
[5646]a
[5648]Moscow, in what hotel he ia going to stay, and what kind of accommodations Ses : .
[5650]he would be given. The question, then, is do you know when Intourist
[5652]received Oswald's request ‘and application and when it answered him that
[5654]his dernands are met and that he is welcome {in Moscow?
[5656]/ 7% From your knowledge, when Oswald arrived in Moscow, was he handled by
[5658]the Intourist Agency or by Sputnik, the Youth Tourist Bureau of the USSR,
[5660]‘or by the Central Council for Tourism of the Soviet Trade Unions? °
[5662]Note: The Centrat Council for Tourism of the’ Suvfet Trade Unions organizes
[5663]exchanges of tourists between trade unions of the USSR and other
[5664]countries. Sputnik was organized in June 1958 for the exchange of.
[5665]of tourists (students and other youths), .
[5668]14-0000
[5669]+ eu
[5671]oo : .
[5672]La
[5673]eR. What is the procedure after a touriat applies for a Soviet vira? Doe you
[5674]know at what touriat apency or in whit forcifn country Oswald applied.
[5675]for a visa to the USSR or bought a tour tu the USS? Who was the
[5676]Suvict Intourist representative in that country who took Oswald's visa
[5677]application to the Soviet Embassy?
[5678]“9 You stated previously that Oswald wan not considered a defector, If he
[5679]wan nota defector, then what was he?
[5680]7 7 ; Note: If the KGB did not consider Oswald to be a defector, then ft is
[5681]possible that Oswald was known to the KGB long before his arrival
[5682]; in the USSK as a tourist and Oswald was ansured that when he
[5683]~ . arrived in the USSR he would be given Soviet citizenship or at... .
[5684]least a permanent residence permit, Although he would be a defector
[5685]anyway, St could be that Oswald did not like the word defector
[5686]‘and the KGB decided not to call him a defector but, let us gay, a
[5687]volunteer, The Sovict-Constitution states that the USSR grants the
[5688]‘right of asylum to all forcign citizens "uo are persecuted for
[5689]‘safeguarding the interests of the working clase or who arc persecuted
[5690]for scientific activities, for national-liberation struggle." (Article
[5691]129 of the USSR Constitution of 1936.) ’
[5692]/ 10, You stated previously that "since about 1960, every Sovict arnbassador———-
[5693]. can give a visa in three to five days. If so, what was so special for the
[5694]: Sovict government that the ambassador would be personally involved in
[5696]iséuing a visa to Oswald?
[5698]“Note: “It ig know
[5699]to improve travel for foreign tourists in the USSR. They rnostly
[5700]concerned currency exchange. The 1957 regulations said nothing
[5701]about visas, - Nogenko should be questioned about the 1957 decision
[5702]of the Soviet government to determine if he is not mistaking the 1957
[5703]decision with that of 1960, .
[5705]y ll. You stated previously. that since about 1960, every Soviet ambassador
[5707]_can Bive vigas.in from three to five daye. The available information
[5708]published by the Soviets unmistakenly states that a visa cannot be obtained
[5710]in less than’ seven days (in some cases it takes five to seven days), Following
[5712]3 are excerpts froma book entitled Moscow, A Tourists Companion, published _
[5714]in Moscow in 1969, and from the magazine Sovict Life, May 1978, 'p- 59.
[5715]Soviet Life stated that “visas are issued within 10 days of receipt of
[5717]application at a Soviet consulate, "
[5719]5
[5721]that in 1957. the Soviet government adopted some measures .
[5726]14-0000
[5728]- tg . ,
[5729]’ tates 2 ce TAS Os amiewaten
[5731]Calon ree yer,
[5733]Pormalitics
[5735]is vine
[5736]of
[5738]Newiet of
[5739]ans the
[5741]Cn a a oe
[5742]teateal y ]
[5743]t '
[5745]Mat and
[5748]2 Ar w sule, 4.
[5751]et fer travellers hy
[5752]Ree ae can Ret your 5 : “
[5753]every country fire , yoo ye os
[5754]Uhe isa is valid for the int ‘
[5755]fevate af entry anil :
[5756]ye tag on
[5758]Soveet bret
[5759]Woyou decile an, OM
[5763]fe the see btrcau al your | | Ul Intouriet is able te provide
[5765]the necessary Accummedation, your visa will he altered accord-
[5766]imely, Visas, and subsequent alterations in them, are free af !
[5767]charge . ‘
[5768]«Vicar fer tranait travct via the USSR. by railway or mer
[5769]are intued if you have the Pertinent visa of the country ne
[5770]huuring on the USSR. You need no’ Suvict Wiss if you traced
[5772]towns for mure than : eo,
[5773]Intourit duct not ser travellers who come on visite te oedas
[5774]fives in the Soviet Union. Neither dues it eller services in - |
[5775]towns where Intourist. agencies are Unavailable In such cases,
[5776]> apply to a Suviee consulate abroad. _
[5777]» Under seciprocal agreements: between “ihe |
[5778]* some’ other countries, no visas are necessary for
[5779]these countrics for travel in the US and to S
[5780]wisitiag Oh es casnttries,
[5782]“Asian'as wth’ in" Cauninies,
[5783]certibcate for entey froni India aod Easter Pakistan,
[5784]Customs, Personal helungingi—earments shoes 4
[5785]sports gear, perfumery and cosmetics. ¢ i
[5787]sary for the time of stayin-the Soviea ey
[5788]seveun, are cuty-Meee, Besides, travetlees - Mring duty-free. >
[5789](per person; two cameras, one amateur sina and
[5791]teasonable (non-commercial) amount of scuvenis ond com.
[5792]ing to the Suvict Union on achunting eur ‘pe dl they have ©
[5793]4@ certificate issued by Intuurist ot a forer ga tise! fam confirm:
[5794]ing this purpose of their Crip) may. hreng sy rifles,
[5795]: To make sure Passage hume a unhindesat, pheee cegstce the: .
[5796]y forcign currency you have brousht with Seu with the custams. - .
[5797]: _ which will issue you 4 pertine
[5798]an M8 is prabthited to bring ta the USS.
[5799]. Rovernment bends, annulled seas
[5800], and applies for sa
[5801]i i Blan, recards, ete, pulitually ,
[5802]! . { the USSR.
[5803]. . All objects: and articles fencept those pedo.
[5804]be shipped cut of the USSR in any quae . :
[5805]have been grarchased with Savict Money -s ured oat the ee
[5807]' Vaeshturg Hank of the USSR tr the wth oe ecies of the ag .
[5809]: State Bank cf the USSR iGashaat sham with . - la Q
[5810]- ; 7 rt foreign convertible curtency. For the cplimt Eo passage of ‘ :,
[5812]: 5 such goods make sure you Rave the peetn-at back certificates Lo
[5814]i . oe thop’s Bills x : ' “ . 5
[5816]H . Te
[5820]fe prelatiad te thepowed oe USSR gee et oan walled
[5822]artoamas he shy yet oat
[5823]‘ the St
[5824]Hang fe 1 pee
[5826]Steatitiee Netagae. and
[5830]Ae the Pemete Moma
[5832]erie te Bears A fate
[5834]Sthe Hautes af pb cata fe
[5836]Seviet Pann >
[5838]the “h uf
[5840]major lydrotccheital obsects. 6 Vay purctasis. te
[5841]ies, ainl the fike. Meeial
[5842]tagew. and "
[5844]where ease objet ae
[5846]+ Neu se yeue camera inde
[5847]ef the bs tt Starts te reasoa,
[5848]ely os cemust Seat obtain theie
[5850]convent .
[5851]tf you snr t nercial purses (for
[5852]subwcqtent vo. television. ciel apply te |
[5853]Seveaportiiles (7, Maly 0 ctovshy  Perculek, Moscow),
[5854]tel, 229-4, Bear on ive colour materials (films,
[5855]Paper ate ste al + Union’ are addy ted selely. for
[5856]Apla ant dp on.- Be Tt
[5858](ature Nee moa,
[5859]ve sHewhere in the Sorat Uniun)
[5861]osu Ut is very uncal te tourists
[5862]st etoon arrival Ube service Lurcaus
[5863]she apeuk furcign languages and you
[5864]ve nu dilhcults --onnunicating with thom,
[5866]One of thei major far 2 as te exchange the vouchers issued
[5867]fo seu by youre travel agent fur Intourist coupons. and to
[5868]provule all other services, a
[5870]takes sare of yon
[5872]Zab
[5874]» The seevice burcau will relieve yuuso
[5875]tickets for you on internal and international railway anit air-
[5876]Hines. Tt will help yeu extend your visa and perform all other
[5877]pertinent Sorin,
[5878]The service buresu books tickets to theatres, concerts, cinemas
[5879]and sparis cones. Make sure that you buuk tickets well in
[5880]advance, for csury Muscovite is an avid theatre: “goer and sports-
[5882]Etichete se searee,
[5884]Pree af atheate and cancest ticket is 2 ta 3.50 cubles,
[5885]haf a canis ticket au to To apes
[5889]. cover excuctiony wud yor with tu od” the
[5890]sights of Moscow. the service bureau will he glad to rccommend
[5891]the hese sighteccing itiner ries.
[5892]Hf you need a guide interpretes. the sensi ’
[5893]ta provide onc. Intourist xuides speak Englist.. Rulgacian, Spanish
[5894]Tealivn, Chinese, Hane German. Polish. Portugucsc, Ruman-
[5895]jan, Scohe-Croatian. Finnish. Freach, Cerech, Swelish and Jap
[5896]ancse The services of a puide-i tterpectar cost up to 3 heurs—s
[5898]cvery subsequent hea 4 + He hepeke
[5899]af Moscow and a
[5901]we call throught!
[5903]tubles, far
[5904]You can bite a cat for a sightyecing
[5909]service bureau :
[5910]VE you see Gamell, the scesice buseau will summon a duster
[5912]you. As you kaow, medicsd scevicee ithe Susiet Union are ©
[5913]of charge
[5915]Apprcach your hote! service buzcau with anything that #6
[5916]‘interest of trouble vou The receptionit elt he pled ger
[5917]ve addvane yor amd ta sender sft the mere avestance
[5919]Wf You Are Basing thorough Masco.
[5921]If you are passing through Moscow and have ane a day ¢
[5922]ia what we revmmmend you sce”
[5924]1. Excassion by car or tverist ance N theve-huur tou: wt
[5925]will give you a cenecal ader
[5926]stacte freee Motel Nateenal ao the heart ot
[5928]7
[5930]OO Me
[5932]fall travel cares and book.
[5936]|
[5939]14-0000
[5941]r
[5943]the Mattive (hone Rarhakient ffermerty Sophustusa’, Red
[5944]Sven ON Gatky  Strove, ye
[5945]» Deniky Prep pt) Masaue
[5946]Mulls back ta the National, :
[5947]mand Rol Ngee N vint te the Kremha
[5948]eatbolds andl the Vem so The fone takes thee heuer
[5950]roaimuthe: daa an Meneaw, fe sure te viet the Emer
[5951]vewat uf the USSR iwe pO)
[5952]cond Hos of contempaary Soviet life
[5953]tyonk Motcuw and the
[5954]tak Ber hewn tn
[5955]ke famous Oretuabur 60 Galley
[5956]we af Russian hac att. The oxcur
[5958]hb
[5960]feet nf beunomic
[5962]testiaf the Seve On
[5964]she aller Paya
[5965]ero P80) the trea
[5967]seca thete takes semctha 18,
[5969]the your bevt, too te ace Moscow's Florouy Bahai Tarate: |
[5971]holtet.
[5972]i you have a few men days in Mencuw, pick tours ta suit your
[5973]ceate and inclinal
[5975]Continue Your Trip
[5976], “Mexcaw ren aan wake a tour of the Soviet Usinn—the
[5978]Topics of the Black Sea cout and the Siberian taiga, the
[5980]kidinian steppelunds. the mauntainy of the Caucasus, and the
[5982]secwat twas af Re and Central Avia.
[5984]is the Ist OF cities where Intourist offecs ite services:
[5986]uingrad, cradle of the Russian revelation, 3 city’ of magni-
[5988]‘at architecture: . .
[5989]0k Sea health osnee of Batumi. Outesea,. Sochi, Sulhumi and
[5991]wed Fur Fasten cities:
[5993]stetn Siberia Tern
[5994]‘nh, a new Siberiag town hcighbouring on the Reatsk “Hydro:
[5995]v6 Station on; the Angara. whichis ane of the world’s
[5997]Ras . . .
[5998]‘ekatd, the city near the legendary Take. Baikal;
[5999]~biharuvsk, a major SovietFar Eastern city.
[6001]k—the Largest industrial centre and city uf science in
[6003]a
[6005]1
[6006]a
[6007]4
[6009]et RAS TeV aOR
[6011]oe
[6014]14-0000
[6018]BS! GCGT hw "0007 ts
[6019]. eYSN av |dwoy HLL, fep-zz e *29g0 “ssuratd peranoy
[6021]“SPIOP ROWE OF
[6022]6ST “annoy — Ur As12 yg —- BENE L~1qo0g - peoturuey
[6023]“dep of - -snve miry pus sa; Wri very, (z
[6024](Wotwoe spin’ pur sep ? *pesur ada Leen joy wey
[6025]. val gh franps Ay. ofsnag -. eee bed add formy ‘vu ae
[6026]Sepriysur antes 4h) led fad yh ee ag at i] oy oo tl
[6027]Oy ate Ay winwedsp yer base 2yi uo Burpucdap “s2etjop
[6028]GONE 88 646 200d ‘Prasutes [—wyr, —aary-- wustozy
[6029]‘shop Q[-- eau ay) pue Pivsnyg we sydnody. (7
[6030]seanod Surmeqgey sept «ayes ‘essuuavd “5 )) sofew
[6031]Pied! ee Pc sooty ‘oun sUy jog.
[6032]ihe es ne ot Sy | Yiyeoy - _-:
[6033]“elas? poINYHs Muarpeny ons eg ag 0 a te ee a ee
[6034]a coe etal ihe) |. ie Ld a! | ae 2 2 Bom 243 av anqndas
[6035]- a ue ‘aWwaeds. F HOOY> UED HO, “sortya te YAs OF pouttesp ~
[6036]ant pur (ipunes OY) JO Setar COT epnjour sauwioany
[6037]“euisy put syung UM2II05
[6038]Mud) spses U1prs2 eylorre one yepnowUy “su sud
[6039]we Asura snk Aupsepop oF poms aaw saint uray
[6040]Ameatinw UAleIeg “aepneuey wtacs w
[6041]“ye Midos7 yo erp Of Uiqlin. ponver ote awere dane’
[6043]dup eases 3nd puede a8 says atl Wey 28 yo yn, - }
[6044]MUO SH Mop.8e LyNanbas4 ‘esnUs URmEoV Yo WO jUnOIp : . ost,
[6045]© 89go PUNO Jesfases JO Laquinu pus votes ‘2oU8) . ey
[6046]. “xp ines vya J) 2683 PUR weeps oye tee sprewbeye any . . :
[6047]‘sevanos parroda .
[6049]“AIUNGS JYI HuIaW soproy “Ausaputed Juued <opides
[6050]Sf ARUpWaS Seon Hae; Mefennyy ay) pypeo nM mou Y
[6051]. ‘SDA JONIO
[6052]Pur sues [Poipeus ‘peaul iaip priv “HOUR © te
[6053]PO “HWE SHpooy)
[6054]As
[6056]rs
[6058]Woes 8 ape pot ree pee
[6059]Woy MITE Syd ue ae Wesedtie sys Teepe yt
[6060]PIPYL CMs 5G) ener sely queeys ayy ur sede ye
[6061]WudAEas) YEMpsus puw feos sp auind vio Auow
[6062]‘esou pus OfUANINoy Psu ‘easter “Ym
[6063]PUY Hosp yspode soy snetesaoe “wtbniteenfun is pue
[6064]TE tg ts pth ober: prusentew rogue ‘Auney
[6065]“eat, "4 wh sey PENpHpAt 0
[6066]Aouad po spony os cseyep ig: AYE Braye yours
[6067]. See yr soyye pow ete Nip ype) punos
[6068]“STU PIs lots Yate poe SUssey PUP wriopieg ye vIZzIOm,
[6069]| peg yiia erunsau “wraprays PUM soinounus of sdtay
[6070]| “SUOpesNsns Burssejytre sprip.ast Asay, ‘ezapoaeay uMtosog
[6071]I
[6073]|
[6075]nD
[6078]“presqe od pre toad pataoy vous gy
[6080]IY) pUe OyEt PUP O16] Usemloq daxunos anv yeta ues
[6082]£2 OYE sours oy, -uotUL
[6084]. SdSfoawsy UBteany uray
[6086]j . * . : . . " day Jy) Ul vsoudis Hy sap pUe peosqe ansziyes lemeg
[6087]: "CS6O TLE (Z1Z) reungdapay JOf WINGY VITUVIIE Sopris Dawig peiuyy oul ut gor
[6088]: “LUO0S “x24 MIN RIO, MIN “H2Q01I¢ qwrd- ating porg nage Furpny ou raunes igyt Spawou uy ssrusduros prod
[6089]Op “wopwMenuy posery Binoy Casyeediny Cyeiny WUeNL PUY sues OL suse ystm wyton I ‘houa¥y paaway
[6090]"SWORD pepsno iy oeyy yarn Meth ME bo pee eratiies pare tadenageye sien MEI LSND
[6093]"* OWp asous sag “suid 03 wey op not JES pe uoprouy (ttepues saype Aue pus fepperny sven .
[6094]: . “EOP SHE ‘osoynog *Beavduy py snloeruursy ‘erodoouuipy ~~,
[6095]AOL 1; ‘pets poe ayy “puegseury “wiwy ‘oaupay *) "p) 1900 Coaned “aesptaue Jopsttcrgug
[6096]= ROT eager y “HOIMHIE Here ty Smovengs Poesy ney poge apres we age og oy non PINOLLSANO i
[6097]* > . ‘ ) badd TUOd See D OUP e begteNy yereny carp
[6099]Sanne eenn seem ee aa
[6100]. as
[6101]Pr
[6103]14-0000
[6105]V2.0 Some questions about visas could be pat to Nasenke ‘based on information:
[6107]ROCA Tourists Manual), ‘The
[6109]Provided in the hook, Your, eu tot
[6110]book is published by Foreign fanguages Pubtication! House, Moscow.
[6111]Although there is no date af publication in this book, the information
[6112]provided in the book strongly sugonta that it was published no later
[6113]than 1962. The information states that "it shoald not ttke more than
[6114]aweek to receive one!a visa." The applicant must fill in and sign an
[6116]ed) and enclose three photographs of
[6118]passport size as well as a copy of the Intourist or Intourist contractor.
[6120]sample cenclos
[6124]firm voucher to the eficct that the applicant has paid the full cost of the
[6125]tour. The tourist need not apply to the Sovict consulate in person,
[6127]as the tourist firm will take care of the matter.
[6129]’ ; a APPLICATION FORM i
[6131]: tur Persons Who Wish to Obtain an Entry Visa
[6132]ihe USSR. of a Transit’ Visa Through the U.S.S.R,
[6134](Write stenrly in ink or ope all answers in full)
[6136]ye _ QUESTIONS LL ANSWERS !
[6137]1. Surname, name and poteanymie | : : a
[6139](persona who have mare than one |
[6140]aurmame, or who have pen names |
[6142]must fst them in fulk marred .
[6143]women and widiws inust  pive ‘
[6144]their aden name and their hus-
[6146]band’s surname)
[6148]‘ oe ee ee a ORDEFE oe boat
[6149]: : 2. Date and place of birth | . en
[6151]3 3. Nationality |. :
[6152]j nee teen
[6153]i 4 Citizenship. Mf yo were ormer- ,
[6154]ty ao ausen of subst of anether
[6155]sountry, indicate furmer cit -
[6156]ship .
[6157]: ace £  ptysent na. oe
[6158]: aude and prufewn. « | .
[6159]pay
[6160]x 4
[6162]10
[6164]14-00000. 4
[6165], ~ er
[6166]ca
[6167].
[6168]i
[6169]teers to the USS Ie, . ‘
[6170]wht and ihaeeary
[6171]an for a ean.
[6172]USN. nu
[6173]transit visa uf
[6174]& or through |
[6175]re ae fe OCU aye tea
[6176]y te DNS
[6177]. 7. UO miners under 1 years of age . }
[6178]aro accompanying you, indicate i
[6179]. the surname, name and patronyim- :
[6180]we uf cach child :
[6181]os : a: ie i
[6182]WoWere vey one: mt USSR, !
[6183]‘beferes cu, unicete when,
[6184]. where awd guurpyse of stay)
[6185]9. Surnames, names, — patronyrnics
[6186]. and adlsosses uf closs relatives
[6187]inthe USS.R.
[6188]10. Your perinane ¢ otic | :
[6189]Dae
[6190](day, Tnonth, year).
[6192]i
[6193]“DOCUMENTS |
[6194]i _ Visas
[6195]i. — To enter and leave
[6196]: , . the U.S.S.R., a for-
[6197]i ’ “ein tourist niust
[6198], have a valid national .
[6199]2 : : passport and Sovict
[6200]4 entry and exit visu3.
[6201]. y It should not_tuke
[6202]i more than 4 w O rec lie fl. H
[6203]| Citizens of forein countries are t ued Sevict. visas; So :
[6204]1. through Consulat- © af the U.S.S.R. in their own couns a ’ . oO . :
[6205]i try. The applican: must‘ till in and sign an application : i: of a
[6206]: farm (see sampl:-; and enclose three photographs of fe :
[6207]i missport size, ax well as a Copy of the Intourist or In: ; i
[6208]: ‘ourist contractor firm voucher-to the effect that the : \
[6209]“applicant has pat the full cost of the tour. The tourist :
[6210]aced not apply ta the Soviet Consulate in person, as the °
[6211]tourist frm woli tuke care of the matter. :
[6212]Citizens of Balp.ria, Hungary, the German Democrat-~ :
[6213]cg ie Republic, the Democratic Kejublig¢ of Viet-Nam, the
[6214]ort, . : oo Chinese People's Republic, the Korean Peopie's Demo- : -
[6215]. oe eeatic Republic, the People’s Republic of Mongolia, Po- . ° :
[6216]end, Rantania and the Czéchustavak Republic have the '
[6217]raght, acvardin;, tu a reciprocal ARrecnent, to enter and =} ‘
[6218]: ‘ . feave the Soul t Csion withoue applying for Susict visas, : i
[6219]a Po. . . eh the basis of their national vassports alone. :
[6220]j _ . . :
[6221]] v 6 a” : .
[6222]: '
[6223]i . 7
[6224]: ll . : Lk
[6226]14.0000
[6227]. . nt
[6228]’ . .
[6230]. A peesoo's nation ah passpert stiaahd get eye ce
[6231]the date of his departure fran the Las. RB.
[6233]A Sovret loutist wear be walaf for centey inte
[6234]Veen k amd exit daria the (ine speciied and is watat
[6235], ota the cittes enuaterated in the visa, A taurine
[6237]- thant leaves the GOSS Ro aniy through the fag.
[6238]comma dadicated am des Soviet visa
[6239]Shoah! sour glans chinge ancapectedly, your visa
[6240]qo be extended, the shag af the border |
[6241]ete tread esi ptdints tad :
[6242]forrbties af Tnteurist rs cuble ta provid
[6243]Gans vind: transpotiiter to cunply woth the
[6244]! awlevents, youmust novty Imeurist ana chaos in plans
[6245]‘ “etow days aheal
[6246]| Visiteres svasgs Crt
[6247]ate printed through fo
[6249]Group Visas nay te
[6250]to Lire tourist groupe.
[6251]. : Visas are issued,
[6252]. ‘ border-points ot ett.
[6254]» charge.
[6256]By alter
[6258]without
[6260]Ansiting: relatives ia the ULS.S.Rt
[6262]aba
[6263]to Cadel ts an cruises and
[6264]ether.
[6266]vi cand) itineraries and
[6268]buat te altered free of
[6270]Teansit Visas
[6272]sonet transit: Visas cre issued ho. duys of £.
[6273]. alan by Soviet vats Pats No So-
[6274]transit visas are neces.) fata. csuns uf any nas
[6275]timnolity flying over the terrtar, ot ine ULS.S.R., on
[6276]ondition that all reservations (of no longer than 24
[6277]sours’ stay in any given point of .hange) ‘have been
[6279]“&
[6281]_ ORs made for him -along the entire route ‘through “the”
[6282]7 . US.S.R. and (hot the passenger has the right to-enter
[6283]the next conUpacus country, - .
[6285]i
[6286]Health Certificates |
[6287]Vases ts. Africu, South America and Asia must |
[6289]: “have an International Vaccination Certificate, and tour-
[6290]a a ; ‘ ists fronv-India and Eastern Pakistan must have a certifi-
[6291]: ot cate stating that they have been inoculated against
[6292]cholera. Tourists from other countries do- not need to
[6293]. _ present any health certificates and there will be no med- ?
[6294]he ot oO teal exe chan However USS. Public Health
[6295]i . officer. -etc ial proof -of health from |
[6296]‘ : tourists aft.yig s.ul Countries Knuwn to have an epl-
[6297][
[6298]]
[6300]|
[6302]demic at the time of arrival.
[6304]12
[6307]14-0000
[6309]© 13, Tt would be useful tu ask Nosents his coroments on the information on
[6311]“Passports and Other Formatitien” taken fram the book, A Motoriatts
[6312]Guide ty the Saviet UnieN by Virtor Lovin and hin wife Jennifer Louin,
[6314]The book was published in Moscow in 1957,
[6316]| Mote: Viktor Louis and his wife are “slightly knowss to Nosenko,
[6318]. Se, , a gepeten,
[6319]: i to : : Motorist’s Guide | :
[6320]‘ hand-crnbroidcted shirt or berae (15 roubles upwards); toys; gramophone re
[6322]. cords (92 in, LP--1 tuuble); terse (comparatively inexpensive); traditiona:
[6323]: silver- gilt-and-enamel ware (e.g. tiny fork for lemon or butterballs—s rouble
[6324]‘child's spoon with _ahimal handix--3 roubles); wood, alabaster of potters J
[6326]i td
[6327]\ : i ornaments.
[6328]: 4 ‘ Jf you would like to visit s5e snarketa, you should gas early as possibh
[6329]ue in the day. You will be able t find in the market good quality Srevh frum
[6330]which is often: lacking in: the Weaeds. Also on sale therc are honcy, fresh eges
[6331]anid dairy products; there may Le various item uf local handwork as well. Th.
[6332]: tnarkets clase at 5:00 p.m. . . . ;
[6335]= j PASSPORTS AHD OTHER FOAMALITIES
[6336]4 So In order to'enter and leave the Soviet Union a foreign tourist must have
[6338]a valid national passport ated a Suviet entry visa: Soviet vi-as are issues
[6339]Arce of charge usually within a seven-day perient from the time -ot
[6340]‘application.to the Soviet, Eenkraniy on Consulate i in the tourist. own
[6341]The harder points through ehsch the ‘taurie enters-and leaves t
[6342]Union must be those indicated is: the Soviet visa. cy
[6343]Forcign tomriste' arrivals i# the Sovict Union are registered when they firs ;
[6344]hand over their passports at the first Invourise cervice paint indicaved on the visa .
[6345]In addition to Soviet visas, as sequired that the citizens of inost Westert-
[6346]‘European countries obtain vises for the Communist countries through whicd
[6347]they will drive on their way t and from the, Soviet Union: ait Germany
[6348]Poland, Czechoslovakia, Hutgary, Rumania or Bulgaria; East German Wise uO
[6349]7 are obtainable on entry te that evuntry. ae -
[6350]en { Besides an. ‘Tatesrational” ‘Driving Permit, motorists must ‘bring an inter... ut .
[6351]See | » national automobile registrations cxstificate of the countcy of departure, sti! re
[6353]if
[6355]pulated in the 1926 Intesnatza.el Automobile Traffic Convention. ‘Tousist’
[6356]cars can be brought into the Svnmt Lown and takes out again without payment
[6357]of duty on condition that the croner gives a written guarantee tu take the car
[6358]vut.of the country upan departise. “This guarantee is to be handed over to the
[6359]sustoms authorities at the Senwt Lorder.
[6361]This farbidden vo bring the bhrowing into the Saviet Union;
[6362](a) arms and ammunition
[6363](b) printed matter, films, phecrgraphs, negatives, drawings, vte.
[6364]hostile to the U.S.S.R. 1 prtticul or economic respects”,
[6365]Printed matter, plants (frist, seeds, etc.) and animale are liable to vinepection
[6366]by customs authorities. ‘
[6367]It is forbidden to take aut ef the Sovict Union:
[6368](a) arms and caninunition
[6370]“which art -
[6372]13
[6375]14-0000
[6377]Iv, Belorus sian KGIS | and RIVE.
[6379]I. ft would) be uscful to question Noscnke about hia knowledge of the chiefa
[6381]of the KGB and the MVD ia {he Belorussian Kepublic. A list of names
[6383]follows?
[6384]KG and MVD Chiefs and Deputy Chiets of the Hak russian SoS,
[6385]Chiefs ,
[6386]Lt. General Lavrently Fomich Tsanava ~ NKVD, MGI (State Security) 1941-1953,
[6387]-Maj. General Mikhail Ivanqvich Baskakov - MVD 1952-1954, 7
[6389]Lt. General Aleksandr Avanovich Pecepclitayn - KGI5 (State Security) 1954-1959,
[6390]; aoe eee neee Aleksandr Nikiforovich Aksenov - MVD 1960-1965. |
[6391]. Lt. General Vasiliy Ivanovich Petrov - - KGB (State Security) 1959. 1973,
[6393]Lt, General Yakov Prokopyevich Nikulkin - KGB (State Security) 1973-
[6395]Deputies
[6397]Maj. General Aleksandr Ivanovich Percpelitsyn - MVD 1952-1954
[6398]Arkadiy Denisovich Rudak - KGB (State Security) 1959-
[6400]‘Aleksandr Nikiforovich Akscnov - KGB (State Security) 1959-1960,
[6401](1962-
[6403]Maj. General Stepan Alekseyevich Smorodinskiy - KGB (State Security)
[6405]pesnwesencie Ivan Leopoldovich Lysakovskly - KGB (State Security) 1971-
[6407]2.. What do you know about Aleksandr Nikiforovich Aksenev? ;
[6409]a Note: (a) Aksenov was Deputy Chairman of the KGB of Belorussia
[6410]: i _ from 1959 to 1960, It is assumed that when Oswald arrived
[6411]: oo in Minsk in January 1960, Aksenov was Deputy Chairman of -
[6412]‘of the KGB and would definitely know about the Oswald case.
[6413]From 1960 to 1965, Aksenov was MVD Minister of Belorussia. -
[6414]Therefore it would be under his direction that Oswald's passport
[6415]and the departure of Oswald and Marina from Minsk was
[6416]arranged. If Noscnko had access to Oswald's file, he must .
[6417]know about Aksenov, From 1965 te 1971, Aksenov was First
[6418]Secretary of the Vitebsk Obkom of CP Belorussia, and since
[6419]1971, Aksenov has been Second Secretary of the Central
[6420]Committee of the Belorussian CP, He has been a member of
[6421]the CC CPSU since 1976, and he is also a deputy to the USSR
[6422]Supreme. Sovict, On May 9, 1978, Aksenov arrived in Columbia
[6423]He headed the Soviet delegation on the invitation of the Columbian
[6424]Communist Party. ,
[6426]14
[6428]Yr00000 . a ,
[6429](bh) ALN. Aksenoy is no doubt identical with a Colunet Nikolay
[6430]Aksenov with whom, according to Epstein's Look, (page 146) —
[6431]ae Marina Oswald had an interview in 196), Aksenoyv in alsa
[6432]rocntioned in McMillan's book (pages 132-133). Aksenoyv
[6433]allegedly said to Marina. “Tell your husband notte worry. I.
[6434]believe your request willbe granted." Also see page 125 of
[6435]the same book. :
[6436]73. Did you know or know of Avkadiy Denisovich Rudak?
[6437]. "hoe
[6438]Note: Rudak was Deputy Chairman of the KGB during 1959 to 1960 and
[6439]might have taken part in the Oswald case while. Oswald lived
[6440]"in Minsk, : ;
[6441]4. - Did you know or know of Major General Stepan Alekseyevich Smorodinskiy?
[6442]Note: Smorodinskiy was Deputy Chairman of the KGB for Relorussia in
[6443]~~ 1962 and most likely know about the Oswald case. His name
[6444]would most likely appear in the Oswald file. :
[6445]SL- Se. Do ‘you ‘know Lt, General Vasiliy Ivanovich Petrov?’
[6446]Note: Petrov was KGL Chairman for Belorussia from 1959 to 1973,
[6447]Therefore, it would be his agency, the KGB, which would watch
[6448]Oswald in Minsk, It is.safé to assume that after the assassination
[6449]of President Kennedy in 1963, Petrov, as Chairman of the KGB
[6450]. ‘of Belorussia, would review the Oswald file and eend it to Moscow.
[6451]-. He would also have been called to Moscow KGB headquarters to
[6452]; - take part in the preparation of the spravka (summary) of the
[6453]. ; Oswald file, . oo /
[6454]y 6. What do you know about Lt. General Aleksandr Ivanovich Perepelitsyn?
[6455]' Note; Perepelitayn was Chafrman of the KGB of the Belortisaian Republic’.
[6456]from 1954 to 1959. Nosénko should know him or at Idast about him.”
[6457]Nosenko should be asked if Perepelitsyn took any part in the :
[6458]: ‘investigation of Oswald. (Perepelitsyn was Deputy Chairman of
[6459]: the KGB of the USSR from 1959 to 1967, He. died in Moscow. )
[6460]y 7. What part, if any, was played by General Sergey Grigoryevich Bannikov
[6461]‘in the Oswald case, especially after the assassination of. President Kennedy? oo
[6462], i a, Note:’ Bannikev was mentioned by Nosenko as one of the Deputy Chiefs of
[6463]; ; the Second Chief Directorate and later on as one of the Deputy
[6464]: . , Chairmen of the KGB of the USSR, From 1968 to 1978, Bannikoy
[6465]: was Deputy Chairman of the Soviet Supreme Court,
[6467]V._Nosenko - Nikolayev
[6468]os iL Can you explain why you went to England and Cuba under the name Nikolayev
[6469]; and to Geneva using your true name, Nosenko? What would have happened
[6470]: if some Englishman or English intelligence officer had met you ia Geneva
[6471]: in 1962 or in 1964 and greeted you in the presence of the other delegates
[6472]’ 15
[6475]14-00000 ve m
[6477]with the words, "Oh, Mr, Nikolayevt How are you?) fremember you.
[6479]You visited England with the team of boxera,"
[6481]s.
[6482]o a
[6483]VT UGRU Mite ey ete Moc) 7
[6484]i. From where did you learn that the GRU was not informed about Oswald'a
[6485]- +
[6486]presence in the USSR? Wouldn't the GRU officer ‘in Intourist, whom you
[6488]mentioned earlier, have known about Oswald's Presence in the USSR?
[6490]: Loe es
[6491]Did you ever hear that Oswald possibly had contact with the Soviet
[6492]intelligence during his service in Japan? |
[6493]2. You stated previously that there was no information that Oswald offered
[6495]to give information on the US Marine Corps. You did not read the file.
[6496]Then how do you know this to be the case? How do you know that the KGB
[6497]and GRU made no attempt to debricf Oswald about his service in the
[6498]us Marine Corps? .
[6500], 3. Previously you mentioned one Colonel Voloshin as an officer of the
[6502]! Defense Ministry of the USSR, Can you provide any additional information
[6504]on this Voloshin? Could it be possible that he was a KGB officer instead 7
[6506]'.of-in'the Defense’Ministry?.
[6508]Note: (a) Accovding to Epstein's book, one Pavel T. Voloshin was an
[6509]administrator -at Patrice Lumumba University and was a KGB
[6510]officer who accompanied @ group of Russian dancers to Los Angeles
[6511]in 1959 at just about the same time that Oswald was making
[6512]weekend trips there to get his passport and possibly to make other
[6514]. arrangements for his ‘trip to Moscow. A few weeks after Oawald
[6515]decided to return to the United States, he received a letter from
[6516]Patrice Lumumba University ‘Signed by Voloshin, (page 111)
[6518](b) P, D. knew one KGB officer by the name of Voloshin (first
[6519]and middle name forgotten) who used to work in SMERSH
[6520](military CD and later in the late 1940's and beginning of the
[6521]1950's inS & T Department of the KGB, :
[6523]VIL _ Marina,
[6524]£ I, From where did you pick up the information that Marina was.a "simple.
[6526]Obyvatel" (a politically unaware Person) and that she was not anti-Soviet
[6528]: if you did not read the Oswald file?
[6530]16
[6532]14.0000
[6533]5
[6535]é.
[6537]‘comments on the following: "We knew each time you had a date,
[6539]You stated previously that Mavina was an obyvatel, Do you have any
[6541]We
[6542]knew when you applied for you marriage license. We knew the date of
[6543]your wedding." These were the words of the Konsomol sceretary in
[6544]Minsk when Marina was expelled from the Komsomol,
[6546]Do you have any comments on Marina's statement when she said
[6547]y y ‘ .
[6549]"Our government (Soviet) knows every move I make." She make this
[6550]comment shortly after her expulsion from the Komsomol,
[6552]Did you know that while in Minsk Marina belonged to a group of youths
[6553]who gathered together to listen to Voice of America and BBC? Would
[6554]that be enough for the KGB to have Marina in its card files? Is it
[6555]possible that Marina was the KGB agent reporting. on them?
[6557]You stated that if Marina had been recruited by the KGB, you would
[6558]But you did not read the file.
[6560]know about it and it would be in the file,
[6562]How then do you know that she was not recruited?
[6564]You said that among Marina's relatives there was an officer of the Minsk
[6566]Militia, a Lt. Colonel, Do you have any comments on Marina's
[6568]revelation that her: reat fattier’ Was a traitor and that he was shot? Ie’
[6570]her father was a traitor and he | was shot, would his name be in the KGB
[6572]card file? Would the name of Marina's mother be in the KGB card file
[6574]as the wife of a traitor? Is it then possible that Marina's name also
[6576]would be i in the, KGB. card file somewhere?
[6577]. n
[6578]You stated préviously that KGB had no intereat in Marina prior to her
[6579]meeting Oswald and that the KGB investigated her only after Oswald
[6580]applied for permission to register marriage with Marina, How do you
[6581]know that? Did you read a special file on Marina? Marina revealed
[6582]lately that while she was living in Leningrad in 1958 or 1959, she met
[6583]a diplomat from Afghanistan who lured her to his hotel room and tried
[6585]to make love to her.- Do you think the KGB in Leningrad would know
[6587]about this diplomat and whom he lured to his hotel? Is it possible that
[6589]1?
[6592]14-0000
[6594]Ts
[6595].
[6597]Maring wan already a KG agent and she was directed to lure the
[6599]ase, the KGD would definitely know
[6601]diplomat te the hotel? {n vither ¢
[6602]about Marina and if ahe was used by the KGB as a bait for forcipners,
[6603]might she have already been an experienced KGB agent?
[6605]You stated previously that you saw Oswald's file only briefly and you
[6607]tead only a summary, Then’ how would you know that Marina wag nevor-
[6609]used by. the KGD? Did you personally make a direet check on whether or:
[6611]“not Marina was a KGB informant?
[6613]9
[6615]In your previous testimony, you catcgorically denicd that Marina was a
[6617]KGB-MVD agent or informer. Do you have any comments on Marina's
[6619]statement to Life Magazino that she was a “Soviet agent"? Is there any
[6621], possibility that the KGB or MVD in Belorussia or in Leningrad, where:
[6623], file, as well as in the | furamary which you: read,, Ls “
[6625]10,
[6627]i.
[6629]12,
[6631]2413.
[6633]Marina had lived previously, had recruitted her as an agent or informor
[6634]and she continued to work for the KGB or the MVD until her departure to
[6635]the US? Did you have any information about the possibility that there was
[6636]another file in the KGB on Marina, ao file for an agent or informer of the
[6638]KGB or MVD? If such a file existed, it must be reflected in the Oswald.
[6640]Did you hear or * know that white in Leningrad Marina dated one Oleg”
[6642]Tarussin, ‘@ student who had ambitions to‘enter tho Soviet diplomatic.
[6644]service and who had. some trouble with the authorities over a minor.
[6646]political incident?
[6648]Was there any information in Oswald's file to show that after Oswald :
[6649]married Marina, Marina was in the hospital for about five days? .
[6650]What do you know about Marina's vacation in Kharkov shortly after
[6651]she married Oswald? . .
[6652]Note: She may have been in Moscow instead of Kharkov.
[6654]Did you know that while in Minsk Oswald was in the Fourth Clinical
[6655]Hospital for surgery on his adenoids? (Oswald got special attention from
[6657]the doctors.) . 7
[6659]Note: Marina's Aunt Valya, whose husband was an- MVD Colonel, sent
[6660]eggs to Oswald while he was_-in the hospital.
[6663]14-0000
[6665]ra
[6667]You previously stated that Che reaseon that there were no diflicuttien in
[6669]14.
[6670]in the way of Marinata marriage toa foceipuer and her depactare from.
[6671]the Soviet Union was because Oswatd was already living and working dn
[6673]the Sovict Union. How would the. AGB have reacted te Oswald's marriage
[6675]y
[6676]if they he:l knows that On sala wrote a Lettar fa the Amorican Fr mbagey
[6678]before hia marriage abvut his foniee 4 to return te the United States?
[6680]15. Did you know that Oswald asked the American Embassy for permisston
[6682]to return to the United States before he married Marina?
[6685]VILL _Nowenko and Oswald cane file i
[6686]vy 1. Describe in detail your personal involvement with Oswald and with the
[6687]Oswald case from the day Oswald arrived in the USSR to the day of hie
[6688]departure from the USSR, What positions in the KGB did you personally
[6690]hold at that time?
[6692]y 2 Describe in detail your personal involvement with the Oswald case after
[6694]the aswaosination ‘of President Kennedy from 23 November 1963 to-the day
[6695]of your defection to the US.
[6697]3. In what activities were you involved in connection with the Oawald case and
[6698]the aséassination of President: Kennedy while you weré in Geneva ‘at: the end. as
[6699]of 1963 and ‘the beginning of 1964? Name any Sovict diplomats or officers
[6700]of Soviet intelligence (KGB, GRU) with whom you discussed the ‘Oswald
[6701]case and the death of the American President in Geneva,
[6703]UV 4, Are you sure that there was no file on Oswald in the KGB before he.
[6705]arrived in the USSR? How do you know this? Did you personally check it?
[6707]i 5. You previously told American authorities that on the cover of Oswald's
[6709]file "there definitely was a "klichka', But you said you did not ‘remember
[6711]the klichka. Do you remember
[6713]awhcther the klichka was one word or two. As you did not read the file,
[6715]is it possible that it was an ald file, opened a few years previously by
[6717]the Firat Chief Directorate or by the GRU?
[6719]19
[6722]4-00000
[6723]m ”
[6725]Ww
[6727]v
[6729]Vou ntatyeed presiously that nobody fram the KGB had an infereat in Onwald,
[6731]but Oswald adantted that he had beeu interviewed by officials of the MVD
[6733](or KG) at least twice on his aerivalin the USSR and again before his
[6735]departure, What was said ahont these interviews in the Onwald (ile or
[6736]in the sumoaary (spravkal of Oswald's file? Do you krow the names of
[6737]the people who talked to Oswald? Was it the KGR, MVP, or both?
[6738]What do you know about the "Intourist quide" Rosa Agafonova who
[6739]visited Oswald in his hotel room shortly after his arrival in Moscow?
[6740]Did you personally know Rimma Shirokova, the Intourist guido or
[6741]interpreter? Was she a KGB officer or KGB agent working for Intouriet?
[6742]Was thero a | report in the Oswald file that Rimma Shirokova. sent two.
[6744]postcards to Oswald in Minsk from « some vacation places in the south |
[6746]of the USSR? Did you know that Rimma Shirokova visited Oswald In
[6748]Minsk?.. (See Epstcin's book, page 124.)
[6750]9
[6752]10.
[6754]Describe in detail how you learned about it, from whom, from what
[6756]Note: Oswald and Shirokova allegedly talked about the possibility of
[6757]Ouwald studying at Patrice Lumumba University in Moscow, It
[6758]also should be noted that Shirokova visited Minsk shortly after
[6759]Oswald and his wife Marina decided to go toa the United States,
[6761]Flow did you know that Officer Krupnov wrote a Foquest and opened a A case
[6762]fite on Oswald? Did'you see wheii Krupnov was writing it? Dia you ‘read.
[6763]the request or hear about it from somebody? Ie you saw it, who approved”
[6764]and sanctioned the request? If the KGB had no Interest in Oawald, then
[6766]why was a file opened?
[6768]Previously, on many occasions, you stated that’ the KGB had no interest |-
[6770]in Oswald, that he was not normal, and that he. should leave the country, ,
[6772]Who among the KGB junior and senior officers made the decision that the’
[6774]KGB had no interest in Oswald and that: he should leave the country?
[6776]documents, and when,
[6778]How did you know that there was no microphone in the Hotel Berlin room
[6780]where Oswald stayed? Did you personally check the room before Oswald
[6782]arrived? -.. ,
[6784]20
[6787]14-0000
[6790]Tl. Vout at tated that ne KGH officer w am oveccin contact with hOswalll, How
[6791]could you make sucha statement if yau did hot read the file? You were
[6792]not responsible for U, and, according ty your information, you did not
[6793]visit Minsk to study the Oswatd cine, a
[6794]Note: Oswald's diary clearly shows that most of the students he met were
[6796]most Hkely not students at all, They were more likely KGB officers ; -
[6797]under cover as students,
[6798]13. “You tated peeviously that it was Officer Krupnov who wrote a request
[6799]and opened the case file on Oswald, which was later sent to Minsk,
[6800]Namo other officers who participated in making the decision to.open -
[6801]the file, who handled the file, and who sent the file to Minsk, What’
[6802]part did you personally: play In Oswald's case while Oswald was in Moscow?
[6803]1 4. You stated previously that the Second Chiet ‘Directorate of the KGB y was
[6804]not interest in Oswald because it was concerned only “with internal .
[6805]matters, " Isn't it true that the Second Chief: Directorate i is the internal
[6806]countcrintelligence organization and is responsibie for foreigners who
[6808]enter the Sovict Union for any reason? Isn't it true that the tourist
[6810]departruent of the Second Chief Directorate ia responsible’ for foreign:
[6812]tourists such as. Oswald? Then why wasn't: the Second: Chiet Directorate” :
[6813]interested in Oswald? ‘Do you see any contradictions in your statement?
[6814]v 15. You stated that there was no attempt made to exploit Oswald for
[6815]propaganda purposes, such as Radio. Moscow broadcasts, TV, lectures,
[6816]etc, How do you know this? Do you have any comments on the following: °
[6817]° "On October 19 (1960), Lee (Qswald). was interviewed in his’ room at the
[6819]Hotel Berlin bya correspondent of Radio Moscow, Lev Setyayev, who
[6821]was ostensibly seeking his impressions as a tourist to use in propaganda
[6823]‘broadcasts overseas," Was there an officer in the KGB by the name of
[6825]Setyayev? Was this interview organized by the KGB?
[6826]16, Do you have any information that Oswald might have been met in -
[6828]Leningrad by Intourist and then made all the arrangements to go to Moscow? -
[6830]21,
[6833]14-9000 . a
[6834]: ry
[6836]Who toll foteariat that there wan no KGB interent in Ouwall? What
[6838]Vv,
[6839]in the narne of the officer and hts department who did'ae? While in
[6841]Moscow, Oaveald was interviewed by at leant theee American correupondents,
[6843]In it your opinion thet the Second Chief Directorate waa not interested to
[6845]find out why Onwald talked tu these newepapermen and who they wera?
[6847]Isn't that partcof the V.Gi's responsibilities?
[6848]18, According to your staternent, Oswald was not connideced normal, Who
[6849]determine d that he was not normal? How many ductors, from what
[6851]institutions, concluded that Oswald was not normal? The Second Chief
[6852]Directorate and Intourist officers could not conclude that Oswald was
[6854]abnormal without medical expertise,
[6856]19, If Oowald was abnormal, then why did Sovict authorities, for exampla,
[6858]v
[6859]the Ministry of Forcign Affairs, not inform the American Embassy about
[6860]it?
[6861]Note: In his previous interrogation, Nosenko hesitated In answering these
[6862]questions,
[6863]. w 20, You stated previously that Oswald was in the hospital,. the hoapital said
[6865]that Oswald was not normal, and there was no action taken to inform tho
[6866]American Embassy, How do you know all of this without reading the’:
[6867]Oswald file?
[6869]vy 21. Why do you think that the American Embassy would not have taken Oswald
[6871]if he had been turned over to them? Do you know that any Soviet
[6873]government office contacted the American Embassy and informed. them |
[6874]about Oswald's presence and the suicide attempt in Moscow?
[6875]v 22, Was the only reason that the Soviet Government did not inform the
[6877]American Embassy of Oswald's alleged suicide attempt that it was feared
[6879]that he might try it again?
[6880]“ 23. You stated that there was no psychological assessment of Oswald by the
[6881]KGB nor by the hospital, and that there was no report of that natuce,
[6883]You did not read the file, You read only summaries, Then how could
[6885]you know that there was no such: report? How long was the summary--
[6887]100 pages?
[6888]22
[6891]14-0000
[6894]Co
[6896]1 gy
[6898]ad,
[6900]. 25.
[6902]vy 26.
[6904]Bee
[6906]Do you know wher and by whom a ntatelenn pasrport was issued to
[6907]Oswald?) Where was ft issued? Are atatelens pasaports usually
[6908]issucd by the MVD on the recagnmenlation and approval of the BGI? |
[6909]What would happen if the MVD feeuedt a statelena passport without
[6910]KGB knowledge or if the KGB was apainst it? ~
[6912]You stated previously that the KGB consideced Oswald to have retained
[6913]his American citizenship while he was in the Soviet Union. Do you have -
[6914]any comments on the fact that alter his arrival in the USSR, and after
[6915]having made oral requests for Sovict citizenship, he returned to the
[6916]American Embass Ye denounced his US citizenship and threw. out his .
[6917]American passport to the American Consul at the Embassy, . ;
[6918]Do you think the KGB monitored Oswald's conversations with the .
[6919]American Consulate officers ‘or received reports from the Ancrican
[6920]Embassy (from Soviet employees there or Soviet agents there) about .
[6921]Oswald's denunciation of US citizenship? Did the KGB instruct Oswald
[6922]to denounce his American citizenship at the American Embassy before
[6923]he would be permitted to apply for Soviet citizenship?
[6925]You stated that the decision'to’ give Oswald a stipend was mado by the
[6926]Red Cross. Explain in detail how the Red Cross learned that Oswald |
[6927]arrived in the USSR, Who informed the Red Cross that there was an
[6928]American who needed help? Why was it decided to give help from the
[6929]Red Cross and not feom the Trade Union? It Is. uriderstandable that
[6930]Oswald might not have had enough money to start a new life in the USSR,
[6931]but he was not a poor beggar who nceded to be turned to the Red Cross
[6932]instead of the Trade Union, -How did ‘you find out that it was the Red Cross
[6933]that made the decision? According to available information, the Red
[6934]Cross does not assign money to anybody without the recommendation of
[6935]some other Soviet office, Which office was it: the KGB, MVD, the
[6937]Councit of Ministers, Intourist, or the USSR Supreme Soviet? Who
[6941]a
[6943]23
[6946]14-0000
[6948]27,
[6950]Y 28,
[6952]29.
[6954]30,
[6956]y 3.
[6958]officers, ‘then this should ke noted in the Oswald file which was sent to
[6960]stacted it first’ Who aiwte the decision on the amount to pry Ouwald?
[6961]Why wan it decided to pay hire 799 cubles a month instead of 500 or
[6962]WON” What was your salary ac ae KO officer? Approximately ;
[6964]400 cublern a month, new menky? Tantt it (rue that Oswald received
[6966]more than you did?
[6968]If it was decided by the AGE officers and by Soviet doctors that Oswald: was
[6969]abnormal, then why was he perrnitted to marry a Sovict citizen?
[6971]Note: According to Soviet law, in every union republic, including
[6972]Belorussia, the “rarriage cannot he permilted between persons —
[6973]if one of them is prosvunced a mental case or imbecile." ‘
[6975]Did you have any information that the Minsk KGB reported to Moscow
[6977]headquarters Oswald's intention to marry a Sovict citizen, in this case,
[6979]Marina? .
[6981]You stated previously that Oswald's file was sent to the Second Directorate
[6983]of the Belorussian KGB, Hew do you know that it was sent ‘Specifically .
[6985]to the Second Directorate and not to the KGB chairman or his deputy
[6986]with a special instruction?
[6988]What do you mean "to keep an eye on him" (Oswald)? That, according
[6989]to your words, wag the instruction frorn the Seventh Department of the -
[6990]Secorid Chief Directorate to the Belorussian Second Directorate of the KGB,
[6992]You stated that there was no visible surveillance of Oswald, there waé no .
[6993]microphone in his apartment, tut you stated his mail was monitered and -
[6994]that there were agents around Oswald in places where ho-worked and liveds.
[6995]Explain. how you learned about it. Do you know tha namés of any
[6996]agents who reported on Oswald? ir you did not read the file on Oswald, . |
[6997]how could you know about it?
[6999]Previously you stated that Oswald was handled no differently than any __ el
[7000]other American defector, “. ,.. The only difference was that he was not _ _
[7001]to he allowed to stay, and he was considered to be abnormal." If this was .
[7002]the only difference, and it is quite a big one, then why was he allowed to
[7004]stay in the USSR? If Oswald was “not normal" according to the KGB
[7006]24 :
[7008]14.0000
[7010]the Belorussian RGR. . Therefore, the KGB and MND ia Belorussia knew .
[7011]about it, Then how and why was Oswald permitted to have a shotgun
[7012]_ Which he kept in his aparturent in Minsk?
[7015]Do you have any information that while in the USSR, especially ducing:
[7017]_
[7018]od
[7019]te
[7020].
[7022]the year 1960-1961, Oswald hught have been visiting Cuba? 7 \
[7024]Note: Nosenko claimed that during October-November 1960, he (Nosenko)
[7025]went to Cuba with a groap of STATE PLANNING COMMISSION'S :
[7026]META LURGISTS headed. by Ivan Strigen. He stayed in Cuba for .
[7027]two months, ; ho |
[7029](33. De you have any comments on the statement made by Marina's uncle,
[7030]_ the MVD colonel: "I thought that Alik {Oswald) had not only given up
[7031]his American citizenship but had become a citizen of the USSR, " .
[7032]Note: The question is that if an MVD colonel thought or could be fooled’
[7034]by the KGB that Oswald was a Sovict citizen, it is possible that .—
[7035]he really was a citizen or that the KGB spread the rumor that he
[7037]was. ee
[7039]34. What do you know about Oswald's association with the Foreign Language
[7040]Institute in Minsk?
[7041]35, To your knowledge, what KGB, GRU, and other intelligence schools
[7042]or training courées were in Belorussia during your work with the KGB? —
[7043]jb." What do you know about Oswald's application to attend Patrice Lumumba. 7
[7044]University in Moscow? Why was Oswald denied entrance to the University?
[7046]Note: At that time, Colonel Yerzin, senior KGB officer, was a
[7047]deputy director of Patrice Lumumba University. (P.D. )
[7049]137. Did you know that Oswald took with him to the American Embassy
[7050]a letter from his friend Ziger in ‘Minsk? Oswald left that fetter at the
[7051]American Embassy, - ;
[7053]v.38, What do you know about the fact that Oswald, while in Minsk, received
[7054]American magazines and other publications? Do you think the KGB knew ke
[7055]about it? |
[7057]39. Did you know that Oswald was helped to ‘study Russian at the Minsk plant uo
[7058]by one of his co-workers and ‘by one of his friends, Erich, and by a girl
[7060]at the Forcign Language Institute? Do you know the names of those people?
[7062]2
[7064]i , 25
[7066]1490000
[7068]aN 6
[7070]Whit do you know about Oswald's wssociation and friendship with forcipn
[7072]Students in the USSR in Minsk and Moscaw? De the names(Mary Louined
[7074]40,
[7076]5
[7078]{ PattersonJand Mess Robeeta Camachs mean anything to yor :
[7080]about his contacts with C wban | 'stude nty in Minsk?
[7081]te
[7083]41.0 What do Oswald's files shaw:
[7085]Note; MeMillan's book stated that Oswald be “gan to seek out the Cuban
[7086]students in Minsk, of- whorn there were 300 or so, to learn what
[7088]he could of Castro" s “vulution. (See Page 127.) o
[7090]his
[7092]vt
[7094]42. You stated Previously that Oswald was 4 poor shot and that, durin
[7096]hunting trips he did ‘not kill anything. Was this information. in the summary <.
[7097]you read? Do you have any comments ‘on the fact that according to the
[7099]Warren Commission Report and the records of Oswald's service in the
[7101]Marines.-that he, Oswald, was a sharp shooter and marksman? Wags .” \
[7103]the "fact" that Oswald was a poor shot mentioned inal the summary?
[7104]43. You stated previously (27 and 29 July 1964) that you. saw the file on
[7106]Oswald only briefly and that the file was at the Seventh Department
[7108]foe only 35-40 minutes. Then how do you know that noBody in the
[7109]ke .
[7111]Soviet Union, including KGB (officers, ever sat down with Oswald and
[7112]fe
[7114]got all. the information o on Oswald? Was everything that you told to -
[7116]US authorities about Oswald. ‘picked up from the stimimary during those ,
[7120]. 44. , Describe in detail how you and other officers of the Seventh Department
[7121]of the Second Chief Directorate worked together on writing the first
[7123]. Spravka (summary) on Oswald, You also stated that this: Spravka
[7124]Oswald file from Minsk: ,
[7126](the first one): was prepared i in Moscow before the
[7128]‘arrived in Moscow, What material did you use in. ‘Preparing the spravka? '
[7130]Was there another file on Oswald in Moscow or was it control file
[7132]‘(Kontrolnoye delo)?
[7134]Note: In important cases the real file. is in the place where the subject
[7135]lives and works. In this case, the Oswald file was in Minsk,
[7136]Moscow would have an almost identical file on the subject for
[7137]control purpcses and for instructions on how to handle and
[7138]develop the case, This headquarters file is called the. Control
[7139]File, This file. exists on the perdon who is already an agent or
[7140]who is under development or training,
[7142]' —— 26
[7145]14-0900
[7147]2
[7149]-
[7153]45,
[7155]1 46,
[7157]read. it.
[7159]You stated that when the file on Oswald arcived from Minsk, you,
[7161]together with other officer 8 looked quickly through the file, then senior
[7163]officers Fedoseyeyv anil Matveyev of the First t Department of the Second +
[7164]‘ .
[7166]Chief Directorate took the fite and you never saw it again, Because the
[7168]file was in your department only 20-30 minutes (in other places Nosenko
[7170]said 35-40 tninutes) the peavka could not be wrilten in such a short
[7171]cJ -
[7173]time, and because the file was taken away to the higher authorities of |
[7175]the Second Chicf Directorate and to the KGB chairrian, you had no chance
[7176]to sec the second Spravka, Then again the question is which summary
[7178]did you read--the second or the first or both? Describe in detail how
[7179]long the summary was, what was ‘in it, and how. Jong it took for you to
[7180]Dia ~-you-make any -notes-from the-summiary in €ase later on you
[7182]had to report the "facts" to US intelligence?
[7184]What do you know about Oswald's visit {from Minsk) to the American
[7186]Embassy in Moscow on July 8; 1961?
[7188]Note: Oswald flew from Minsk to Moscow allegedly without permisston
[7189]from the Soviet authority,
[7191]What do > you know about Marina! 8. visit to M oscow. on n Joly 10, 19612 —
[7193]- What part dia the KGB play i in . the arrangements of} Marina's visit to
[7195]/47,
[7197]. the First Chief Directorate information? Who from the First Chief
[7199]the American Embassy in Moscow without checking her papers and
[7201]“without stopping her at the gates, In what hotel in Moscow did Oswald
[7203]and Marina stay at that time?
[7205]You stated previously that the Firat Chiet Directorate provided no
[7206]information about Oswald before Oswald went to Mexico, What
[7207]information did the First Chief Directorate give to the Second Chief
[7208]Directorate before he went to Mexico? Did you read this infor mation?
[7210]If you did not personally read it, then how dia you learn the contents of
[7212]talked
[7213]Directorate particular lyato the officers of the Second Chief Directorate
[7215]and with whom did they talk?
[7217]14-09000
[7219]Nae
[7221]e
[7223]Y
[7224]4H. How diet you Tearn what Oawald said atthe Soviet Eimibasny in Mexico City?
[7226]the USSR? Was this written
[7228]Whe told you hat Oawald weented to cotuen ta
[7231]28 "
[7233]14-0000
[7235](] UNCLASSIFIED Use ONLY (J CONFIDENTIAL C] seczer
[7237]KOUTING AND ReCOn0 Srect
[7239]SUBJECT, (Oprenelt
[7240]7 : Rodger S. Gabrielson
[7241]_ OLC/C&R
[7243]TO Ofer devereten, rove ewnber, end COMMENTS [Number each comment to show from show.
[7244]. wm whom. Draw a tine cerers column cher eoch comment}
[7246]buskdang)
[7248]MAN DSRNA ERK Attached is a letter
[7250]SA/D0/O Tube: UxG from the House Select
[7251]: Committee on Assassinations
[7254]Please respond as soon as
[7255]possible. Lett
[7256]Shep: “lease have.C! look
[7257]atthts, It's the T,S. matertal
[7258]from Deryabin's safe - requests
[7259]by Blakey. Thanks, : :
[7260]mT  Redge “>
[7262](1% Zr cr sign ;
[7263]aya Hea tne Bee : |
[7264]DN we) | |
[7266]Sr elo“es* O secret (] conrioentian OJ tiem =O UNCLASSIFIED
[7268]3-03 COs
[7271]14-0000
[7273]; so . TOP SECRET
[7274]2 _ =
[7275]SEQ whee brah TOP SECM Eaten altated ta Tag Geaceet Document—Automatcealy downcraded ty SLCKLT when
[7277]UNUL AS
[7278]J (ted an toe ey detartied fam cee Heel dor inet
[7280]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[7282]POGITAY
[7284] POCUME MT OF cmPTion ° :
[7286]Sune an “f : C:A Control No.
[7287]SRICTIK ; ; - 188 991722
[7289]Om a KAAL-1724 ye
[7291]oe Date ZO APR 1964
[7293]Cure Mo. 7] Kepro 2 ~
[7295]Fumber of Pages 44
[7297]teumber of Altachenente
[7299]Date Dueerent Raceivad
[7300]15408
[7301]lore
[7303]loaced es
[7305]od by the Contes! tntatigence Agency af clecel.
[7306]Soangradod, destroyed. of tranemited outude
[7308]don top af
[7311]ATICNTION: Thin fom wll be
[7313]het tan
[7314]of CIA ace > Top Secret motler se tented lo Tae Se:
[7315]92 the attached Top Secret wate
[7317]Sev ret Control Oficare wha secewe anifor rel
[7318]end columng prov.ded Fach imndwiduat who eees the fop Secret documant mi! og and indicete the date of handing in the nah band columns.
[7319]- PELEASED | SCLN BY ;
[7321]document wo bua me oF
[7322]t Coeteal pergoncel end tagee ndiweduale whose oH-+.at dut-eq felate to the matter Top
[7323]ail aign (a form and indicete perind of cusindy in the left.
[7325]‘anecHRCO To.
[7327]‘a comatated.10 ihe Meu agliete epscet below and trans.
[7329]Wh der . } -
[7330]7 ba " Finished whetit these docum
[7331]wee La DUOLTSOCO as wa. are the
[7332]for these documents, o-~— + .
[7334](CE OF DETACHMENT: When this to
[7335]muttad to Centrat Top Secret Control for
[7337]DOWNGRADED
[7339]“4 retury
[7340]Heros} Sifice
[7342]To
[7344]By (Signature)
[7345]TS* 191722
[7347]TS# 1es7224
[7349]OFFICE
[7351]“ L917 228
[7352]£ORM 26 Use PREVIOUS EDITIONS. Vat722¢ a0)
[7353]~ (ort) ” . . :
[7354], “ ~ - weve io
[7355]S ° % BEY sz08 2RaEs eat
[7356]_ Mt Ge A989 OE Coie z
[7357]2) ““ oe egkoer re) “oe ue a
[7358]oa Zz n Otte od on on wn
[7359]ga 2 TU LAS a sho ee
[7360]ec ° cre “Be
[7361]. -t 3 Ofk~u g . TOanNLe i")
[7362]to o "wea Ua “a U oe oh
[7363]“ Be} 2? a I->s¢ run . ox wa
[7364]w hed Qo ue ws oe YD Stone a 2A
[7365]te > 3 @ cin a =WHOk “_
[7366]< -“ PIU on CAF > wc
[7367]a) a §- S@cecceunys aas.,ctd roe
[7368]. Fawuns “2 EO ane ot
[7370]om mor m™ On 2 U-e
[7371]27S a Con a ow
[7372]be a S 30
[7374]TOP secaer QB aD eves ONLY.
[7377]14-0000
[7379]TOP SECRET
[7381]uNct ASS": (LO when blank— Tor SLCRUE when attached to Top Secret Document—Automancay downgraded to SECRET when
[7383]filed in fort is detached from controlled document.
[7384]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[7386]DOCUMENT DESCRIPTION :
[7387]. . CA Contret No.
[7389]‘Source
[7390]SR Cee PSLRA.
[7391]Oste Document Received
[7393]Bec. We. XAAZ-17241/1 | ;
[7394]Dec. Date igre
[7396]Ruabe of Pages "28
[7397]Number of Attachments
[7399]ce Agency or classi-
[7400]trenamitted outside
[7401]whore ot cat dutes relate to the bnatter. Top
[7402]ind cate percod of custody sn the feft-
[7403]eht-hard columns.
[7405]a attached to each Top Secret docu:
[7406]the document uatd such ¢
[7408]ATTENTION: This form will be placed on top of an
[7409]hed Top Secret within the CIA and will remain attached to
[7410]of CIA. Accese to Top Secret mat
[7411]+ Secret Conteo! Officers who rec:
[7412]hand columns provided. Each ind:
[7414]o the attached Top Secret matersal will eign thie form and
[7415]he Top Secret document will the date of Raeding on
[7417]oe“ peueaseo |
[7419]REFERREO 10
[7421]it shall be completed an the anpropr.ate spaces below end trans:
[7423]NOTICE OF DETACHMENT: Wren ths focm 1s detached from Top Secret materi 4
[7424]mitted ta Central Tap Secret Contra! far record.
[7426]DOWNGRADED
[7428]a DISPATCHED (OUTSIDE CIA)
[7430]“WITNESSED BY (Signature)
[7432]| OFFICE
[7434]OOM RSREDING
[7435]THON
[7437]FORM 96 use PRtvroUs COITIONS. TOP. SECRET txaueto row 27
[7438]7 AND Ba!
[7440](or. mee
[7444]ron
[7446]~mMZBAmMA VO
[7448]TAQMDO De tiene te ta te
[7450]‘TOP SECRET
[7451]Op Secret Dexurnent---Automativally downgraded to SECRET when
[7453]UNCLASSITIED when blank—TOP SECRET when attached to T
[7454]filed in farm is detached from controtied document,
[7456]sos CONTROL AND COVER SHEET FOR TOP SECRET OOCUMENT
[7457]DESCRIPTION —_ : vores : Sess —— . ue REGISTRY .
[7458]~ ~~ : “GIA Control No.
[7460]_. . . SR/CI/K
[7461]Doe. Ma, | XAAZ-17241/2
[7462]Oe. Bete 19 MAY 1964
[7463]Cony Wo. Repro 2
[7465]ATTENTION, Thue form will be placed on fop of and atzacted to each Top Se:
[7466]fred Top Secret within the CIA and will remain altached 19 the document unt je
[7467]te hited to Too Secret Canto! personne! duties relate to tne Inatier. Top
[7468]material will e.gn thie form end indicate period of Custody in the left:
[7469]the Top Jecret document wall sign and indicate the date of hending in the night hand column:
[7472]vidual wip 6
[7474]RECEIVED |
[7476]hong columns provided. Each
[7478]REFEPRED 10
[7480]on oe pe ee OP
[7482]Secret material st aha! be competed .a *he eppropriste apaces below end trene.
[7486]DOsSGA
[7488]NOTICE OF OLTACHMENT: Wher this form o¢
[7489]jes to Central Top Secret Control for record.
[7491]" io | opestréveo
[7493]hed from Top
[7497]av (Signature
[7499]oe ee
[7500]OY ‘Signature?
[7502]By (Sqnetere)———SS”S*S*~*~*S* SNE SSO “W CSugnetuvey
[7512]uP
[7514]soa J eno. webourr
[7515]26 USE PREVIOUS EDITIONS. TOP SECRET *  enty0to rece act 10 DOWNCRAD ING , mo
[7516]6-06 iow. cam = 2 AND OLGASSICATION :
[7518]aAmMBAmA wo
[7520]TADODIO Se cate ee
[7522]TOP SECRET Mo eee
[7524]UNCLASSHIEO when biank-—TOP SECSET when attached to Top Secret Ducument-—Automatically downgraded to SECRET when
[7525]filled in form is detached from contra.ed document. ,
[7526]CONTROL AND COVER SHEET FOR TOP SECRET DOCUMENT
[7529]: ~ . CIN Control Neo.
[7531]Source {
[7533]ISR i Ts 1917220...
[7534]Boe. No. CSCL-3/781,491._.__ , | Oste docu Recotved
[7535]Occ. Date 19 May 1964... | ee oo.
[7536]Copy No) =f Repro 2..-_--1 . Louged ae
[7537]Number of gen 2 - _ A
[7539]Number of Attachments
[7541]his form will ba placed on tec of and atteched to each Top Secret document recewed by
[7542]he document yntd euch time as if 1a downges
[7543]Contro! personne! and those mdvidusls whose oO
[7545]ATTENTION:
[7546]fed Top Secret within the CIA and wit reas atteched Co
[7547]of CIA. Access fo Top Secret matter os Lm.tat te Top Se:
[7549]Secret Contro! Oticers who recewe andor veiease the eltached Top Se
[7550]band columns provided. Each individual woo sees the Top Secret document wi
[7552]tof 0 RELEASEO
[7554]ficial dutcan relate to the Inatter Top
[7555]2 materat wil sgn this form and indicate period of custody on the teft:
[7557]in the sight-hand colymas.
[7559]in and indicate the date of handing
[7561]REFCRREO
[7563]Date
[7565]Croc
[7566]ray . :
[7567]SK NG ee af
[7568]i
[7569]eo’ tDO/, - —- wee dd ee er as oo
[7570]NOTHE OF DETACHMENT: When thin form © oeceched from Top Secret material .¢ shail Le completed in the appropriate spaces below and trent:
[7572]st Control for records.
[7574]mitted to Canteat Top S
[7575]: ~ DISPATCHED (OUTSIDE ¢
[7579]To : " | OY (Signature) TO
[7581]‘BY (Signature)
[7583]force” | pare
[7585]wit NESSED BY (S-gnatured
[7587]“By (Signature)
[7589]oFrice | OATE
[7591]“OFFICE a | DATE
[7593]row : : ~~ . Soa
[7594]jee 2G USE PREVIOUS EDITIONS. TOP SECRET txciucn Feo SAOWATIC DOWACRAD
[7595]: (OP 1) LL. AMO DEGLASSIFICATION
[7597]AMBAMA WO4
[7599]14-0000
[7601]DEFECTORS - NOSENKO
[7603]TAR. TITLE "DATE
[7604]° . i) Report on: Yurily Ivanovich Nosenko, Soviet 2 Apr 64
[7605]Attacheents: .
[7606]: 1. Meco for Record from David E. Murphy, Subject: 2 Apr 64
[7607]. Discussion with Deputy Attorney General on
[7608]Nosenko Case |
[7609]2. Mem for Director of Security from Lawrence R. . 3 Apr 64
[7610]. Housten, Subject: Parole Status of Defectors
[7611], 3. Memo, Subject: Yuriy Ivanovich NOSENKO Jan 75
[7612]J Letter for Mr. Richard Helms from J. Walter 20 Oct 69
[7613]Yeagley, Subject: Yuriy Ivanovich Nosenko
[7614]- Letter for Mr. Raymond F. Farrell from Richard 9 Oct 69
[7615]. Helms, Subject: Yuriy Ivanovich NOSENKO
[7616](forms {-125 and ba kground data attached)
[7617]. Letter for Mr. Louis Wienckowsk{ from Frank E. 24 July 69
[7618]Bartos, Subject: Yuriy Ivanovich Nossenko .
[7619]y, Letter for Mr. Raymond F. Farrell from Victor R. 18 Jul 69
[7620]White, Sudject: Yuriy Ivanovich NOSSENKO :
[7621]Routing Sheet from Chief, SR Division to . wpe 13 Feb 64"
[7622]DD/0S a oo
[7623]. ’ Memo for Mr. McGeorge Bundy from Thomas Hi. Karamessines,]1 Feb 64
[7624]. oe Subject: Yuri Ivanovich Nosenko :
[7625]/ Memo for US Intelligence Board Members from Marshall 12 Feb 64
[7626]S, Carter, Subject: Yuri Ivanovich Nosenko ;
[7627]Newspaper clipping: Nosenko’s Account Disputes
[7628]Charge by Soviet
[7629]Newspaper clipping: U.S. Lets Swiss and Red Envoys 15 Feb 64
[7630]talk to Defector .
[7631]d 4. Meco for Acting Chief, Support Branch from Jack 12 May 68
[7633]M. Saunan
[7637]5. Mero far Special Agent in Charge District Field 10 Jul 64
[7638]Office from Victor R. white, Subject: LESNIK, “George OE
[7639]M. (Emergency Instructions Regarding Custody of)
[7641]14-0000
[7643]TAB
[7645]TITLE OATE
[7646]Momo for Headquarters from John 0. Noble, Jr., “1 Jul 64
[7647]Subject: LESNIK, George M. (Emergency Intructions
[7648]Regarding Custody Of) with Attachment: Emergency
[7649]Instructions (2) .
[7650]6. Momo for the Record from John M. Maury, 5 Aug 69
[7651]Subject: Briefing of Key Congressional Contacts -
[7652]on the Yurfy Ivanovich Nosenko Case w/att
[7653]Nosenko's Request for Political Asylum 4 Feb 64
[7654]Secrecy Agreements and Financial Arrangements 21 Apr 69
[7655]Between the CIA and Yurily Ivanovich Nosenko
[7656]Memo for General Counsel from S. Creckinridge, 31 Dec 74
[7657]Subject: Office of Security Reports on PARAGON, :
[7658]NOSENKO, AELADLE, CELOTEX I and II and MOCKINGBIRD
[7659]Memo for General Counsel from S. Breckinridge, 13 Jan 75
[7660]Subject: Nosenko
[7661]Attachments:
[7662]1. Memo for IG from C. W. Kane, Subject: Yurily 9 Jan 75
[7664]1A. Memo for USIB Members from M. Carter, 12 Feb 64, 12 Feb 64
[7666]Subject: Yurily Ivanovich Nosenko
[7668]Questions and Answers Concerning the Treatment of Soviet —
[7670]‘Defector Nosenko
[7672]a a
[7674]” Memo for the IG, Subject: The Nosenko Case , 67.
[7676]Attachment:
[7677]1. Summary of 1967 Document Which Outlines the
[7679]Nosenko Case
[7681]14-0000
[7683]1
[7686]IDENTIFICATION:
[7688]BACKGROUND:
[7690]APPROVAL H
[7692]Yurily Ivanovich NOSENKO
[7694]NOSENKO, Yurily Ivanovich, a Soviet
[7695]KGR officer who defected -in 1964 and
[7696]wis subsequently involuntarily con-
[7697]fined in the U.S. by the Agency for
[7699]a period of approximately three years.
[7701]NOSENKO first contacted Agency per-
[7702]sonnel in Switzerland in June 1962
[7703]and subsequently defected in January
[7704]1964. NOSENKO was brought to the .5.
[7706]sand after a period of relative freedom.
[7708]he was involuntarily confined in
[7710]April 1964. From April 1964 to
[7712]August 1965, he was confined at an
[7713]Agency controlled site-in Clinton,
[7714]Maryland. From August 1965S to
[7716]October 1967, NOSENKO was ‘confined
[7718]at Camp Peary, Virginia... In October
[7719]1967, he was returiied to the Washington
[7720]area, given increasing amounts of
[7721]freedom until he was piven total free-
[7722]dom in April 1969. NOSENKO hecame a
[7723]U.S. citizen in April 1974. NOSENKO
[7724]was employed by the Agency. as a
[7725]consultant in March 1969 and continues
[7726]under contract to date. fis present
[7727]salary is $23,500 per year. :
[7729](1) The legal basis to confine NOSES KO.
[7730]against his will was discussed by
[7732]Mr. Richard Helms, DD/P, and others with
[7733]the Deputy Attorney General on 2 April
[7734]1964 (Tab 1). On 3 April 1964, the
[7735]Agency General Counsel, Mr. Lawrence
[7736]Houston, advised the Director of Security
[7737]hy memorandum that such confinement was
[7738]proper (Tab 2).
[7740](2) There are a serics of letters from
[7741]the PDCI, DCI and others to various
[7742]agencies, including the Department of
[7743]Justice and the White House, covering
[7744]the period 1964 to 1969, evidencing
[7745]awareness of these apencies of the
[7746]NOSENKO affair (Tab 3).
[7748](3) The conditions of NOSENKO's confine-
[7749]ment were established by the Office of
[7750]Security (Tabs 4 & 5).
[7752]14-0000
[7754]Ky memorandum dated 2 October 1968,
[7755]the Director of Security forwarded
[7756]two reports to the DDCI summarizing
[7757]the results of the NOSENKO case to
[7758]that date. The reports are voluminous.
[7759]One was prepared by the Office of
[7760]Security and the other by the FBI.
[7761]Both reports conclude that NOSENKO
[7762]was a bona fide defector. A draft
[7763]r - memorandum attached to this file,
[7764]dated 21 October 1968 and prepared
[7765]by the CI Staff, raises question
[7766]regarding NOSENKO's bona Cides
[7767]und challenges the above two reports.
[7769]RESULTS ot
[7771]TERMINATION : NOSENKO continues under contract to
[7773]: the Agency. He is brought to Washington
[7774]periodically to consult on matters
[7775]germane to his background and experience.
[7776]Various reports are available in the
[7777]files of the Office of Sccurity which
[7778]detail financial aspects of this case.
[7779]No final accounting has been made since
[7780]the project continucs.
[7782](1) While the Office of Security files
[7784]do document the rationale for the original
[7785]confinement of NOSENKO, they do not
[7786]document the rationale for his continued
[7787]confinement over so long a period of time.
[7788]A memorandum dated $S August 1969 states. :
[7789]that various congressional staff officers: ~
[7790]were briefed on NOSENKO and states that
[7791]concern for his safety, as well as con-
[7792]cern regarding his bona fides, prompted |
[7793]the prolonged confinement. (See Tab 6)
[7795]COMMENTS
[7797](2) Office of Security files document
[7798]a period in 1969 during which a mail
[7799]cover was placed on NOSENKO.
[7801](3) During the above period, NOSENKO
[7803]was allowed a pleasure trip to Florida.
[7804]During this trip, Agency personnel, with
[7805]apparent Headquarters approval, obtained
[7806]the services of prostitutes. This
[7807]apparently occurred on at least two
[7808]occasions.
[7810]14-0000
[7812]FALES
[7814]a
[7815]Thee
[7816]Office of Security files on SOSENKO
[7817]are maintained in the following
[7818]locations:
[7820]OS/SSb (Contact - Mr. Charles Phalen)
[7822]OS/SAG (Contact - Mr. Bruce Solic)
[7824]14-0000
[7826]wert ay
[7828]tic?
[7830]‘2 April 1964 ~
[7832]MEMORANDUN FOR: RECORD
[7834]SUBJECT: - Discussion with Deputy Attorney
[7835]General on Nosenko Case
[7837]J, Ne Helas, Nr. Houston and Nr. Murphy sot with
[7838]the Deputy Attorney General and nesbers of his staff to
[7839]discuss subject case, Present ftea Xr. Katzenbach's:
[7840]staf£ wore Messrs. Foley, Yeagley and Rais.
[7842]2.. Mr. Holus explained the Nosenko case briefly
[7843]and indicated that shortly we would be faced with what
[7844]we at least considered to be two prodlens on which we
[7845]would like the advice of the Dopartment of Justice.
[7847]‘First, wo would seoon feel coapelled to begin hostile.
[7849]interrogation of Nosenko in order to arrive at the truth
[7850]with respect to his mission for the KGS and wo wondsred
[7851]what the legal position would bo in circwistances in
[7853]: which we detained Nosenko against his will for this pure
[7855]pose. Second, wo would have to be ready after detorain- .
[7856]ing “that we could obtain no additional inforuation fros ©
[7857]Nosenko to doport hia... We had thought of taking hin to
[7858]Germany and: transferring hia to Soviet custody in Borlin
[7859]where this has been done a nunber of tiacs in the past.
[7861]: 3. There was soso discussion of whether deportation ~~”
[7862]to another country aight be a consideration. Wr. Helus
[7864]explained we would probably face publicity probleas ina
[7865]deporting to a third country of the kind we would en-
[7866]counter if hoe were froo in the U. S. Nr. Helss noted
[7868]there were sany itons of inforsatioa which we and the
[7870]FBI realizo are of no significance because of the File
[7871]holdings.we have but which an unscrupulous newspaper san
[7872]could use to creste nischief. This aspect was then dropped
[7873]and it was the consensus that Berlin was probably the best
[7875]place.
[7877]4. The question of the basis for detention was again
[7878]raised and related by Mr. Foley to the conditions under
[7879]which Nosenko is in this country. We is here as an “oxe
[7880]clusion and parole case” which seans he has not been
[7881]adatttod and has been parolad to tha Ageacy which is
[7882]Tesponsible for hin while ho is in this country. . This
[7885]14-0000
[7887]oe Se N91)
[7888]WEE, :f .
[7890]. | EVE. cy ot
[7892]¢ a .
[7893]. “22:
[7895]parole can be interproted to moan parole to a specific
[7897]‘locale which would provide sone justification for our.
[7899]- detaining hina for questioning. It was then pointed out,
[7900]however, that if he said he wished to loave the country
[7901]to return to. the. Soviet Union, tachnically we would not
[7902]be able to detain hin further. In this event, wo would
[7903]bo faced with the need to-deport him quickly and quietly
[7905]_ and for this purpose. the ianigration warrant of arrest
[7906]“and deportation was probably the bost instrument. —
[7908]S. Ur. Katzenbach askod Hr, Foley to check into
[7909]this and Mr. Foley will in turn contact Nr. Houston.
[7910]Mr. Houston will in turn discuss the problen with CIA
[7911]Office of Security officidls to get the background of
[7912]their liaison with the INS oo theso matters,
[7914]6. Mr. Kelwus thanked Mr. Xatzenbach for his assistanco
[7915]and we departed amid some jovial bantor with respect to
[7916]"The Spy Who Case in From the Cold" about what we expacted
[7917]to happen to him when he started to climb aver that “wall”
[7918]n Berlin. . .
[7920]; : David E. Murphy
[7921]¢ ; Chief, SX Division
[7923]oar 6
[7926]14-0000
[7932].
[7934]t
[7936]~,
[7940]Voie .
[7941]' OGC 64-0903
[7945]3 April 1964
[7947]MEMORANDUM FOR: : Director of Security
[7949]Parole Status of Defectors
[7951]or 1. On 2 April 1964 we had a discussion with the Department -
[7953]» , of Justice or the status of aliens whose inspection by I&NS is deferred
[7954]upon arrival at our request and who are then paroled to this Agency. ~
[7955]ic was the position of the Department of Justice that we were responsible
[7957]‘ _ for taking any action necessary to carry out the terms of the parole,
[7959]2.
[7961]As you know, a basic parole agreement was executed by the
[7963]‘Attorney General and the
[7964]conditions for authorizing parole in any one case, the agreement states:
[7966]“After parole of such aliens,
[7968]DCI on 10 February 1955. After setting up
[7970]the Central Intelligence Agency will assume °
[7972]* xesponsibility for care, supervision and control of a kind and degrea itt
[7973]believes consistent with the internal ‘Security neds of the United States7-
[7974]during Continuance of their parole atatus.™” This meana that the
[7975]-Tesponsible Agency officials must take the minimum action necessary
[7977]+ to protect the internal security needs of the United States. The word
[7978]"minimum" is not necessarily a limitation. It merely means that good
[7979]judgment must be used as to what kind and degree of action is necessary,”
[7983]3. The agreement further provides that upon completion of the
[7984]parolee's intelligence or Operational purposes in the United States or if
[7985]internal security reasons 30 require, the alien will be removed from
[7986]this country through arrangements made by the Agency and, in such’
[7988]case, the Agency will inform the
[7990]departure,
[7994]Service in advance of each proposed
[7996]hore DRED
[7998]LAWRENCE R. HOUSTON
[7999]General Counsel
[8001]Ce a ee
[8003]wt tee ee. meee
[8005]a
[8007]t
[8009]i,
[8011]te ee Oe ee eee
[8013]14-0000
[8015]| ' *Ianuary L975
[8017]“SUBJECT: Yuriy tvanovich NOSENKO
[8019]1, Information that NOSENKO had defected and was in the United
[8021]States in February 1964 was known to.appropriate agencies and articles
[8023]had appeared in tha public media.
[8025]a. NOSENKO waa in the United States under an  I&NS parole as
[8026]the responsibility of CLA. The FBI was fully advised of the presence of
[8027]NOSENKO i in the United States and interviewed NOSENKO oa seve ral
[8028]occasions in March 1964, The United States Intelligence Board was
[8029]also formally advised on 12 February 1964 concerning the defection of.
[8031]NOSENKO, On 14 February 1964, NOSENKGO was interviewed by Soviet
[8032]in the presence. of IGNS and State Department officials
[8034]: officials/and NOSENKO reaffirmed his Previous request for asylum ia
[8036]‘the United States.
[8038](
[8039]i
[8041]14-0000
[8043]memes MUN.
[8045]forceps, SECLAITY UNI OR
[8047]- Hepartinent af Justice ,
[8049]Maolringtan 20330
[8050]. Cetover23, 1963. ~
[8051]Mr. Richard Helns . /
[8052]Director ;
[8053]Central Intelligence Agency
[8054]Washington, D. C. 20505 ;
[8055]Dear Mr. Helms: Re: Yuriy Ivanovich Nosenko
[8057]_ (ER 69-5003/1)
[8058]. : me, ‘ ia °
[8059]Reference is made to your letter dated October 9, 1969, °
[8060]concerning the above case, in which you urge the concurrence
[8061]o£ the Attorney General in your proposal to have the above-
[8062]named alien admitted for.permanent residence in the United
[8063]States in accordance with the provisions of Section 7 of the
[8065]Cantral Intelligence Act of 1949, as amended.
[8067]- The Comnissioner of Immigration and Naturalization has
[8068]informed me that on tha basis of the records of his Service
[8069]and the information furnished by you, and in the absence of
[8070]any OERSE evidence adveras tothe alién, He concurs in your
[8071]proposal that the. alicn be permitted to enter the United
[8072]States for permanent residence under the authority of the
[8074]foregoing statute.
[8076]Upon the basis of all the evidence received for consid-
[8077]eration and your statement of recommendation and approval
[8078]which carries with it your determination that the entry of the
[8079]individual concerned is in the interest. of national security
[8080]and in the furtherance of the national intelligence mission,
[8081]I concur in your recommendation that the admission for perma-
[8082]nent residence of the subject alien be authorized under tha
[8083]provisions of Section 7 of the Central Intelligence Agency
[8085]Act of 1949, as amended.
[8087]Respectfully,
[8089]Fer the Attorney General
[8091]1, te bide Ley +
[8092]fe y
[8094]* - we
[8099]a
[8101]B ;
[8102]sistant Attofney Genefal
[8105]14-0000
[8107]SECRET
[8109], $C ee ER 69-5003 7 oe
[8111]: Mr. Raymond 5! Farrell ° ee _
[8112]. Commissioner of Immigration a
[8113]‘ and Naturalization. -
[8114]Department of Justice “h
[8115]7 Washington J Dd. G:: x ree 6.
[8117]a _ _ - - suusecr: Yorly Ivanovich NOSENXO *
[8119]Tet.
[8121]me! Pursuant to the ‘authority granted under Section 7 of .
[8123]'. the Central Intelligence Ageacy Act of 1949, as amanded,
[8125]I approve and recommend for your approval the entrance a
[8127]of subject into the United States for permanent resideaca Mo, x.
[8129]. <_‘ainee his entry fs In the tnterest of the national security ~ ae
[8131]~and-wesential tothe furthesance-of the national intelligence: _
[8133]‘mission. In accordance with previous correapondence in . ~
[8135]Section 7 cases, it ls underatood that you will present this = «| oe
[8137]oe : : _ matter to the Attorney General for his approval.
[8139]. Since ‘bis defection in February 1964, the ‘aubject has:
[8140]an ‘ provided valuable information to this Agancy and he will
[8141]on * ‘¢ontimie to be of value In the future. 9°)
[8143]Subject has bean investigated abroad and here overa -*..
[8144]. ‘period of five years and bas submitted to a technical Inter~
[8145]. rogation, The question of bona fides is a continuing one and , _
[8146]should any Information be daveloped definitely disproving his... :
[8147]bona fides, it shall be mada available to your Service and the a
[8149]Attorney General. 0 re :
[8151]SECRET
[8154]14-0000
[8156]2
[8157]ae . » - ‘
[8158]. -
[8159]Pa t . -
[8161]sgt a ,
[8162]a ry : - ' ca |
[8164],
[8165]. Lan . .
[8166]. : . 1
[8167]. « .
[8168]. . . .
[8169]oa to
[8170]t. a - .
[8172]ae 1
[8173]_ -
[8175]ote ‘ Thare are eactoaed Fores 3-123 and bechgreaad data, .
[8176]: ; in duplicator eoacerning the ashlact ; too.
[8178]. _ Richard Helms
[8180]CO a wo
[8181]. : . ‘tst H. x. Osborn A 8 October 1969 | :
[8182]. ome
[8183]rr ene Howard J. Qedarn ‘Dats Coe
[8184]ne nae Directar af Seenrity — me eo er
[8186]__ Blstribationt Ore} ar Adireazce . OUET 8
[8187]- Signar'’s eupy . ts : ys
[8188]~ Ppcr. Ts
[8190]- GSsaHxt | : so, ;
[8191]-~ DDP o rr
[8192]- 3S ae _ ey
[8194]- 63 Files - 7 a : -
[8197]bo me fer feo De Be toe po
[8201]Balt
[8204]14-0000
[8206]- * Yurty tvanovich NOSENKO (Aka: Yuri NOSSZNKO) ©
[8208]30 October 1927 Nicolayev, Uxraine, USSR
[8209]Male Divorced Brown Blue/Gray 5ft. lM inches
[8211]Soviet —. Caucasian 7
[8213]See eee os
[8216]14-0000
[8218]Spent
[8219]- eee DATA
[8221]“Tarly tvacovich HOSENKO /
[8223]‘Tan nossmuxo .
[8225]re Married and divorced Flavia - _ ae’
[8226]: MOSEMZD (Nee: SMISHTY). ee
[8227]1946 » inrried Avgustine K. OSEARO- Fae
[8228]- (len TZLXCLH, 1949 © > sazarated and, :
[8229]1951 = diverced. .
[8230]23 June 1955 - Married Ledmila Telleccvna
[8231]+ BOSENKO (Kear KOZHZTHiZC YA), Jaawary
[8233]’ ‘1964 - sezareted and 1949 - Uverced,. a
[8235]oe ' Doughers © » Cuana ROSEN Le hora 22 Avast
[8237]/ 1954, Mescow; Tamara MC&E>°40, born i
[8238]“$33 Jaly 1953, Moscow. (Bots Ualug in us2n)
[8240]1942-1943 © Atteaded various, U3e2, Raval:
[8242]‘$ehotla, .
[8244]39¢9-1955 Attacded Inctitate of interna.
[8246]eal Relations, Moscow, te
[8248]bared 19stetazes i233 - Soviet Naval no.
[8249]., (Maval Intelligooreds. | * “a
[8251]” Match 1943-5 ebrazzy 1944 - Clittcer is Kon
[8252](Tho Camsittes for State Seearity)s
[8254]Leetesant ln U3SR Navy ohile Ln sebect and
[8255]suriag Hl service. - :
[8257]“mariouauin ne “ Sovtes I ,
[8259]PRESENT AND PAST "1943-1958 ~ Member Konuestcol, 0322
[8261]PCLLTICAL AFF 17956 - Candidats Comracist Party -
[8262]TATIONS: _ 1957-1954 - Memoer Comc-wni3t Pest7, USSR
[8264]a SEORET
[8267]” Mr. Raymond F. Farrell -
[8269]- Department of Justice’
[8271]Commissioner of Immigration . _—
[8272]and Naturalization “9”
[8274]- “30
[8276]Washington, D. &
[8278]. a,
[8280]fae a ste
[8282]SP-1687
[8284]18 Jue eg”
[8286]SUBJECT: Yariy Ivanovich NOSSENKO oe
[8287]7 Reference is made to previous correspondence
[8288]_in this case... :
[8291]. » ~~ tothis-Ageucy. Therefore, IfTS requésted subject's
[8293]parole to this Agency be extended for an additignal
[8295]period of
[8297]_ his stay of 16 August 1969.
[8299]ort me
[8301]‘ 7 wo Preciated.
[8303]Your cooperation j in thig matter is ve
[8305]six (6) months beyond the expiration date of
[8307]ry much ap-
[8309]. 2 " Sincerely, -
[8310]wee STFS
[8311]. Victor R. White | :
[8312]. Deputy Director of Security
[8314](ave stigations and Operational Sapport)
[8317]OS/AAS/LW:es 16 aly 1969
[8319]farcay
[8321]Actdul.
[8324]14-0000
[8326]( SECRET
[8328]~ Vos | :
[8329]‘ITED STATES DEPARTMENT OF JUST - z
[8331]6 : -- + [MMIG@ATION ANO NATURALIZATION SERVICE rane soness ARTS . \
[8332]toe .
[8333]Wasninaton, 0.6, 20836
[8335]190 M7TE TO THe FLEE
[8337]. July 2h, 1969 : AL3 72% S17
[8339]Deputy Director of Security :
[8340](Investigations and Operational Support)
[8341]Central Intelligence Ageacy .
[8342]Yashington, D. C.
[8344]Attention: Mr. Louis Wieackowakt
[8345]Subject: Yuriy Ivanovich Nossenko,
[8346]Your SP-1687.
[8347]Dear Sir:
[8349]As you requested in your letter dated July 18, 1969, the
[8350], _gubject-bae-been-givea-e-further-peziod of stay to expire oa
[8351]February 15, 1970. ;
[8352]Sincerely, _
[8353]4 Eka
[8354]Prada
[8355]Prank E. Bartos , .
[8357]Chief Intelligence Officer
[8358]Field Inspection and Security Division
[8361]14-0000
[8363]a easey .
[8364]a a Tbe NEES | 7 ;
[8365]i : ‘ 4 tes Daly 7
[8367]i “ot a _ Lt fearuary 1954
[8368]MEMORANDUM FOR: Mr. MeSoorze Suady
[8369]SU3JZCTs Yuri tvanovich Nosgyxo Sy
[8371]_ i. This nonorand= refers to the State Dapartment
[8372]‘rolaaza of 10 February on subdjact caso and provides sddi-
[8373]tions! backzround as well as infornazion en his current ..
[8374]status, _ vote oy oe oy grease
[8376]2. As a IG3 staff officer, NOSENZO ts Yogulartlye.. -
[8377]assigned to the Counterintelligance Directorate of the © -
[8378]KG3 in Moscow but was incladed In tha Sovtet dalesation.
[8379]to the Disarnasent Coafarence a3 part of 2 cover arrango- .
[8380]Gent which permitted hin to carry out intelligence and ©.
[8381]. - Security functions in Geneva on dehalf of the KGB... . +.
[8383]Set.
[8385]- ° 3. -KOSENKO also attended various sessioas of the
[8386]'.Disaraazeat Confersuce held in Genava in 1962, During -
[8387]the course of. theso sessions NOSENKG Souzh? contact with
[8388]officials of the UL Ss, Goveraaent, Inforaed these officials
[8390]kote : that ke was affiliated. with the Sovisr State Security ap-
[8391]pote. ‘paratus and voluateerad to aid tho U. 5. Goyernzaat in.” .
[8392]» oo) detecting Sovict Subversive activiey dircered against the .
[8394]..) U. S. Governnent, During the courss of his contact with
[8396]wv U.S. authorities NOSENXO stated that bis coonperatioa with .
[8397]wont tho U. S. Covernment originated with his distaste and hatred
[8399]: . for the Soviet razine in. generat, with Als desirs to obtain |.
[8400]*. ¥Yevenge for the unjust doath of his father, 2 sonior official .
[8401]in the Soviet shipbuilding indostry, and with the general 0
[8402]acairatioa of the Auericans with waom he had cose in con- _
[8404]tact within the Soviet Union. Lo ae
[8406]- 4. In lato January 1964, NOSENKO arrived iz Genava,
[8407]an again Basqusarading as a seaber of the Soviet delegation
[8409]to tha Disaraasent Conference, Subject secretly aotified
[8410]ais CIA contracts in the United States concerning his pres~
[8411]ence in Geneva and arrangad to aeet with those contacts,
[8412]Duriaz a series 6f Beotings NOSENXO provided inforaation
[8413]including documents conceralas Soviet States Security actie
[8414]vitlos within the USSR and abroad and a detallad account
[8415]ot the Xo3 Operaticn azaiast U. S, Prolsssor 3arstheora
[8416]which NOSEN€) said he had personally supervised at the ’
[8417]direction of SEMICUASTNIY, tha Chairmaa of the Cowuaiitee
[8418]For State Security (x3). ; :
[8421]14-0000
[8423]5. . Curing theses BOSst roceat meetings AGSENXO announced
[8424]Nis desiro to laave the U3552 PeTAaceatly aad sack his futura
[8425]in the west. tile Clained als now vorx in the 63 (Firse
[8426]Deputy Catal of that donartacnt enarged with tho Survoillaace
[8427]aad -recruitsenat of Anorican visitors to the US32) was ox
[8428]panding and that he would not be aslo tO vislz the ¥vese -
[8430]. ue, with any froquency, . Accordiagly, ‘he ateparad a request for
[8431]‘1 ; political asylua in the United Statas. Ho was T3akea to
[8433]2 Prask{urt, Gersany where he is currently undergoing interro-.
[8434]. . gation. Plans are now boing nade to rexova hia to the U. S,
[8435]. on on . a : . . Tote .
[8436]ott nn Ps £2 should be noted that Cra contact with Subject.
[8437]ae has not been extonsive snd that we will require additional
[8439]thorough interrogation to Ostadlish Subfect’s beng fides,
[8441]It should also be noted that NOSENXG's duries were. not con=
[8442]Corned with substantive aspects of the Disarmsaenr Conferonce,
[8443]aad he therefore ts NOC expected to be able to Shad much, if .
[8444]any, light on that araa of our Interest, . es ,
[8446]7. The possibilicy ehae “OSEXKO’s Safection vas da-
[8447]Poet. so: to wreck the conrerance was agst carefully considered,
[8448]Pari. Tho decision to accept bin was taken an the convlerion that
[8449]Poo. _ + the Soviets would not have chosen Such 4 Yulnerabtg agent:
[8450]. | (staff officer of the XG3) for this kind of wove, ae
[8452]pot te re Thenas fi, Karanessines -
[8453]re ae rs : * Acting Deputy Director.
[8454]. ee woe. . for Plans. ;
[8455]CSR/DEM/Jif 0 11 Fob 64 . ; . :
[8456]_ Distribution: _ . - -
[8457]Orig ~ Adsa : -
[8458]2 cc - 52/CI/X+Dowey on
[8459]shee -Cfer 2 Lt et :
[8460]Lice - csp” . a .
[8461]¢ ~ DD/Os _ ETE
[8464]Seeeeiuniineieneneteanetaieteteemen cea re
[8466]14-0000
[8469]. . . (V7 er ereeereey .
[8470]oy So eye ays 7
[8471]‘ + rigs PaUY oF
[8472]CUNTRAL INTELLIGENCE AGENCY
[8474]WASHINGTON 2x om
[8476]OFFICE OF DEPUTY DIRECTOR Cs CINTIAU INTELUGENCE ~~
[8478]12 Feoruary 1964
[8480]~ NEMORANOUM. FOR: = United States Tatolligeaca Zoard Menbers
[8482]SUBISCT2 = =| Yuri Ivanovich NOSENKO | lo!
[8484]Bo 1. This nenorandus rofers to the Stato Departzent —
[8485]~ Tolaasa of 10 February on subject case and providos addi-
[8486]tional backzround as wall as information on hls current.’
[8488]status, . “ woe?
[8490]2. As 2 XG3 seafe offf_ear, NOSENXO 43 Togularly. |
[8491]assigzed.to the Counterlntolligeacs Dirsetorate of tho
[8492]KS3 in Moscow but was included in the Soviot delegation
[8493]Co thy Disaraanont Contsrance aa pars. of a covar arranges
[8494]Sent whleh peraltted hia to carry cut latellirenes and
[8495]security functions fn Gongva on eanall of the KG3.- 0
[8497]~ ; 3. "NOSENKO also attanded various sessions of the *
[8498]- Disarnazent Conforenes held da Genava in 1962, During the
[8499]. course a? thasa Sessions, NOSSuxo sougnt contact with -
[8500]officials of tha U, S, Govoranont, inforasd those officlais
[8501]: that ho was affiliated with the Soviet Stare Security ap- .
[8502]. “psratus and voluateered to ald the U. 3. Governaeat fin .
[8503]. detecting Soviot Sudversive activity directed against the
[8504]“7 1. . US Se Governaenr, - During the coursa of his contact with 7
[8505]UW Ss, Guthorities, NOSENNO stated that his cooperation with oan
[8506]the U. S. Sovernsent originated wieS his distasts and hatred .
[8507]for the Soviot regiao in seneral, vith his desire to obtain
[8508]_Tovenge for the unjust death of Sis father, 2 sonior official
[8509]ia the Sovier Shipbuilding industry, aad with the general.
[8510]adgiration of tho Americans wits whea he had coae in con~ ~
[8511]tact within the Soviot Union, . . es
[8513]4. In lats January 1964, NOSENZO arrived in Geneva,
[8514]again sasquerading aa a Reabsr cr ths Soviaz delazasion
[8515]to tho Oisarnasent Confarencs, Subject Secratly notified
[8516]his CIA contacts in the United States concerning his prage-
[8517]encs in Ganeva and artanze! to meet with thase contacts,
[8518]During a series of Revtines NOSENS) srovided iaforastion
[8519]including decuwents cancormins Soviec Stsez Securlty actie
[8520]vitios within the uSS2 aad abroad and 2 Jvetsllad account .
[8523]14-0000
[8525]: has n
[8532]PS icaaee ae)
[8536]of the KG3 operation against U. S. Professor Sarzaoorn
[8537]which NOSENXO said ho had personally supervised at the
[8538]direction of SEHICIWASTHIY, the Chairaan of tha Comaittee
[8540]for Stata Security: (X53).
[8541]S. During these sost recont seatings HOSENXO announced
[8543]his desira to leave the USS% peraanuntly and seek his futura
[8545]in the Yest. ‘lie claimed his now work in the x52 (Firse
[8546]Deputy Chief of thar Joparzacat charged with the surveilisnca
[8547]gad rocrultnent of Aaerican visitors to the US32) was axe
[8548]panding and that he would not be able to visit the Most -
[8549]with any froquency. Accordingly, he propared 3 Fequest for.
[8551]political asylum in the United States, jle was taken to
[8553]Frankfurt, Goraany whore ae is currontly undergoilag interre-
[8554]gation. Plans aro now being nade to renova hia to the U. S,
[8556]6. It should be noted that CIA contact with Subjoet .
[8557]ot been extensive and that we will require additional
[8558]thorough Iintorrogation to establish Subjece’s dona fides,
[8560]Te sheuld also ba noted that NOSENKO's duties wera not cons
[8561]areaca,
[8563]‘corned with substantlyo aspects of the Disarnazenz Conf
[8564]ch, df:
[8566]and ho thorefore is not expected to be adlo to shed au
[8568]_ any, light on that area of our interest. . 2,
[8570]7. The possibility that NOSENSO"s defection was da’.
[8571]signsd to wrock the conferoncea was nost carafully considered.
[8573]Tne decision to accept hin was taken on the conviction chat.
[8574]geat |
[8576]tho Soviets would not have chosen such a valnerable a
[8577](staff officer of the £63) for this kind OF move. ,
[8579]a]
[8581]Marshal! S. Cartor |
[8582]Lioutonant Goneral, USA ,
[8583]Deputy Jiractor uo Tye
[8586]14,0000
[8590]Pevaret instar:
[8592]enter at
[8594]:  ,BY TAD SZULG +r?
[8595]+." Spel te The New Tort Mase
[8597]WASHINGTON, Feb. 17
[8599]Tur bt Nosenka told a Soviet he.
[8600]Ssatassy offlcial at there can:
[8602]frestation here last Frityy tha
[8604]née lect Satterland on the wy r.
[8605]rO> the Unitat States 28 hours!
[8606]idetere ‘his defection’ was ‘re /Sw
[8608]Iwstad by the'Kussians to the
[8610]Swiss auboorities, «1. yo
[8611]*_ This statement by the formier| ‘Information - mad
[8612]soe: vificer ‘of the Yoviet Cam-ftoday has . thrown.
[8613]pestes of ‘Slate: Security,
[8615]secret police, appeared to amo
[8616]f9 a denial o€ the Soviet enary
[8618]:Gral Ge Swiss authorities had
[8620]Seen ceglgent in
[8623]Mo. Nosenko, “who quit‘as alments.
[8624]uf the Soviet delegation
[8625]to Cre Geneva disarmament con-|te have. shows that b!s ac
[8626]fereace Fes 4, was allownl tofdefecvor. tonk-Mace-at 1 P.M.
[8627]+ he peace diplomas
[8628]PN
[8632]here Lo the: presence of
[8634]Preventing his
[8636]WScates offidalsseg cr le
[8638]Te. St
[8640]© - Department . an-
[8642]pounced at'.the lime that the
[8644]cozirvatation was taking place}Nosenko and’. the *Suviet’.
[8646]fa Wasturxtom at the
[8647]the Soviet.. Embassy, but ov
[8648]er cetuils.were mace public.
[8650]The department said that a migration: ai
[8652]eat
[8654]requestor
[8656]thejon thadefecttoa. 3! Y-~ on
[8657]unt} +The . Saviet -.delegatioa- in
[8658]ey Geneva, It iwas repnete!. tok
[8660]Defection . Precede d Report
[8662]“to Swi
[8664]initted to
[8665]Ale, Notenk 4
[8667]the Swits potice zt 5
[8668]S that Mr. Ni eako..w
[8672]the preceding dave.
[8673]1 Thes-Soviel delization, -
[8676]The . meeting . between tc Me.
[8677]Em
[8678]bassy ofsicial.took place in the
[8679]headquarters of the Washing-
[8680]ton field? office. of’. the. Lm
[8681]Hon” and. Naturalzatia
[8685]= Police, Apparently inate
[8688]suring the ate:
[8689]. He is uz
[8690]the Soviet i;
[8691]businessiine
[8695]» ™. . we a
[8696]a Seema are woe arenanrrcareeant
[8697]Ierctoe. Otticixts of the- State
[8698]Department. the + Central. In-
[8699]‘Yo land) the
[8700]U : Naturalization
[8701]Hemice were ais Present. w+
[8702]Ms, Noseakatens described an
[8704]TView. |.
[8706]ns it was repert-
[8709]tS Teiater com.
[8711]rs
[8712]we told
[8713]fomat durias their
[8714]eaterence Unat hu
[8715]ted cf hes. awn volition,
[8716]4 aaa Powe BAY outside pressuress-
[8718]tg reaching the
[8721]- Cape
[8724]14-0000
[8726]“official was preset eaca thue.- .
[8728]Talk | to Jor oats Or
[8730]70 ruatah «wer. a rete eee
[8732]Soviet secret-  oiice “de
[8733]fector Yuri 3. Nosenko Mae
[8734]in the United States where - za 5
[8735]he-was Interviewed yester:
[8736]day by officials of both the ->
[8737]Russian and Swiss -Em=
[8738]bassies. - Te at
[8740]‘each lotervis or ewe meee
[8741]an hour and chat a Degartment . . .
[8743]‘ Nosenko reaffirmed his earlier ; °
[8744]“pequest, for galyam- in. the
[8745][Unuted States acd it “will &
[8746]acanted., ‘ 1
[8747]y. State, Department’ jovesmaa®
[8748]Richard. I. Phillsos, in avisz?-
[8749]‘out this. iaformation, declined
[8750]“to say were the. interviews:
[8751]‘rook place or to give any de=
[8752]‘tails. Eariler be- had said (877
[8753]‘was, possible” that - newsmen.
[8754]‘here “will be: allowed to ‘atc
[8756]! sortes Kicks up Fuses on .
[8757]I ‘These developments came ~~
[8758]fas the Soviet Union kicked ua - |
[8759]a diplomatic fuss over the dis |
[8760]‘appearance of Nosenko of | _--
[8761]‘teb. 4 from Geneva, ‘where |
[8762]ne had heen aszgged as an
[8763]expert’ in th? Soviet delezz
[8765]tion at the li-eation disarms
[8767]“imeat conference. Phillaas
[8769]said he was “oa temporary {
[8771]duty from EG2 (secret po t
[8773]ue) headquarers in Mot !
[8777]A to yesterday Moscow |
[8779]‘had been usrecting its pubie |
[8781]eiplomatio wrath at t he
[8783](Saiss, Chargiag them with
[8785]loose security. The provisian . oe
[8787]“far a Swiss ata: omat to intes-
[8789]tne Swiss
[8790]Fapent had ta part in "po
[8791]eral act on their soil :
[8792]cathe Swiss alsea¢y had
[8793]strunyiy rejected the Soviet
[8794]chasse.
[8795]On Wednesday, PRillips ce-
[8796]See DEFECTOR, AS, Col. L
[8798]14-0000
[8800]2Wis SS, soils
[8802]The ee
[8804]- pocted. yelterday: a Sevi cet callen
[8805]Embagsy messenger brought aldo” For Kooler aod charzed
[8806]Message. to the State Depart: the” Uasted ‘Stata . Im.
[8807]“ment! askiag for information| permissable’ actd” fa tie? case.
[8808]_ "as "to’ the inanner tn. which | He’ stopped’ ‘stort af a
[8809]. t Jp Mez! Nosenko Presented hinting” charge, che
[8810]“sella tothe. U.S. authorities replied - tbak.00,
[8812]S.. todlaterview” bim..- The De-fi
[8813]partment azreed to the inter
[8814]eviews: with American -offictals
[8815]present,,and- said 4 Nosenko}>
[8816]also:wasagreeable."-A-reply)= 1
[8817]abouttthe defection.also was};
[8818]given, to the Soviet ‘Embassy.
[8819]SAlso.on Wednesday, ia. Gen-
[8820]eva; Soviet disarmament dele-
[8821]: gate. .Semyon, Ko- Tsaraprin| S
[8822]+ es gave newsmen anfangry states!)
[8823]menttalmed ot the Swiss and
[8824]charging *:"provocative activi
[8825]ty’“sby sunspecified ¥ Western
[8827], bad‘ been saying. both private
[8828]«ly and* publicly. thatthe No-
[8830]-fectithe disarmament: talks: |
[8831]1, Yesterday the Soviets stepped |
[8832]up, their protest in two places, janything.
[8834]wil Moscow,; Soviet” Foreign, date, Nownke,""who--hat ap-
[8835]Minister Andcei_ G i omyk co! Darently crossed frond Switzer-
[8836]rs Zn. land. tas France, was Sown tod
[8837]Se im = rere "the United States. tts as-
[8838]sumed he ls*tn-the bands. of
[8839]the Centrar Intelligence: Azea:
[8840]. cyeitbe os
[8841]factors, :
[8843]were: knocking: down the Ider
[8844]that he. was, apdrticularly biz
[8845]fishthagbe ten
[8847]ttotegy>= Rath they
[8848]-Was:a HGR staff off
[8849]urity: man ¢ cper2tiag,
[8850]the Soviet: practice, fn
[8852]h
[8854]there had beea no word up to
[8855]last.
[8856]the;
[8857]press. “thoi
[8859]Sout: Sowier “dis al
[8861]perhaps. r renrtant ithe capital: “ .
[8862]of partof the KGB, It.was felt hece that Mascaw'
[8864]imizne have -steoped - up. its
[8865]tprotest . “after- Tsarapxin had
[8867]coed. weet _- ipubliely downgraded the case
[8868]It is-assumed here that the iis Goneva. At any rate U.S.
[8870]ASyearvld Nosenko is a gec-' disarmament ne: wotiator wink ‘. bl
[8871]une detectoc though the pasitiam C. Foster and Tsarazainji o /
[8872]lot his Eeing a couble seld another business session \¢ \~
[8873]Azeot-Nas not teen overlock-iin Geneva yesterday at which YW 7
[8874]ed. Tt alsa ig. felt here thatithey said the caie was not dis a
[8875]the Soviet protest” was co! Seussed_- ve,
[8876]stronger: than. could ‘te ex- j ft also was not ated here that
[8877]The: Tequest- fur an:the Soviet Communist Party:
[8878]tase but: rot ur-}Ceatral Committee has ce
[8880]“precedented. was granted inimeeting in Mascuw all this
[8881]hopes of; rec: ipracai te Fly weee.. Gut whether the Nu}
[8882]should ie eveasion arise. “iseeko case woo
[8885]14-0000
[8887]Hy
[8891]: ' : eyed
[8893]12 May 1964
[8895]MEMORANDUM FOR: "Acting Chief, Support Branch yer
[8897]FROM © at Chief, Operational Support Division —
[8899]a : rrr |
[8901]SUBJECT: , - -AEFOXTROT
[8902]po ME os * 262 622 :
[8904]Ao og hoe Le Se
[8906]- 1. This merhorandum is primarily for the record and will ©
[8907]record the essenco of a meating held on the morning of 12-May.,
[8908]1964, at which ‘the following were present: Messrs, Charles Kane,
[8909]Jack Bauman, OS; Dr. Charles Bohrer, Medical Staff; Messrs. .
[8910]Bagley, y+ Kacefovich ts fet), “McMahon and David Murphy, SR Division.
[8912]: 2, ’ The essence of this 5 meeting « was ‘furnished to the Acting
[8913]- Chief, , Support Bra ch on 12 May 1964, as follows:
[8915]2 ben Rtn eter ey
[8917]“Effective immediately or ag soon as practicable, the following.
[8918]procedures will apply with regard. to the handling of the st ‘
[8920]Sebdegtt
[8922]‘portions, He is to have no dessert or "trimmings
[8923]but may have the necessary silverware with which to
[8924]eat properly. (CAUTION--Extreme care should be bs
[8925]exercised with regard to controlling the silverware, ~
[8926]and it wis suggested that at-least two of the guards
[8928]be required to count the silverware in and out; that
[8930]the silverware be placed on the tray in a manner
[8931]where it could be observed before the guards enter
[8933]the room, etc.)
[8935]F
[8936]f.
[8937]¥,
[8939]Arrangements are to be made for the installation of
[8940]adequate air-conditioning equipment to insure thata
[8941]comfortable temperature is maintained. (It is under-
[8942]stood that there is quite a bit of equipment available
[8943]through Logistics channels.)
[8945]Subject is to receive a bath; change of underwear; so
[8946]change of uniform; and a change of linen for his bed.
[8949]14-0000
[8951]« Subject is to receive a haircut,” the shorter the better.
[8953]1
[8955]. done on a regular:schedule.’ We will await speeitit
[8956]. .instructions from SR Divisiop as to when these items
[8957]nplished in the future.) .
[8959]Cy Effective immediately, Dr. Bohrer will visi it the
[8960]-. | Subject’ only on Tuesday | each week,
[8962]In addi on to the above, it rafist be emphasized that
[8963]our attitude toward the Subject will remain precisely —
[8964]the same, and our security procedures, including
[8965]searches, wilt continue to be at-maximum control,”
[8967]at Loa Twas further ascertained that we. will have custody of
[8968]"the Subject until at least July, It was suggested that perhaps we may
[8969]wish to explore some modifications in the assignment of personnel
[8970]or schedule of assignments. In addition, the Acting Chief, Support
[8971]Branch has suggested that immediate consideration be given to
[8972]devising necessary procedures to be followed in the event of an
[8973]emergency involving loss of control of the Subject, This should
[8974]be discussed immediately with the responsible DFO supervise
[8976]and specific procedures devised, and all guards properly informed :
[8977]as to their responsibilities in this matter, .
[8979]ora
[8981]Lith £64
[8982]; 4 Jack M, Bauman
[8983]Bauman/ewd(5-12-64)
[8985]-7aTmr
[8986]rete
[8988]eC Ugal
[8990]ssi abiataleles aces ted ebb
[8992]14-0000
[8994]ETE ONG age dal prt fet WRC ewe,
[8996]Ne seg
[8998]teammate,
[9000]lye sma
[9002]some
[9004]TERR Se ie Da SITES LS
[9006]AO ORANDUM FOR i " Gectal Agent in Cherge .
[9008]ee aonb oe “> -.
[9009]f  eypaser | t IZSTX, Goarge H. -
[9010]ae ot Qmergeney Tas instructions Regarding Custody <2).
[9011]: a . #262 622 Cc §D/1 .
[9013], _ id. Reference la xede to the outline of encrgency tnstroctions
[9014]munitted By you on 1 July 1964 for Headquarters o oppyoval. ;
[9016], 2. Zip Piss 04 outlined te eyroved and shoud be Seplconsted _
[9017]tanediately.. j ,
[9019]Tease oe
[9020]sree |
[9021]Ter |
[9022]P Fevesa_
[9023]| [eczoso
[9025]{_[esssp
[9026]| [eves
[9028]District Field Office 2 BRR Deg 8
[9031]14-0000
[9033]Attachment:
[9035]wae “7 rer Sr nessee
[9037]- Th err
[9038]‘ . 0 oc C; boc od Heewececct |
[9041]ry
[9043]1 July 1964
[9045]MEMORANIUM FOR: Headquarters
[9047]SUBJECT : LESYWI“, George M. :
[9048](Brergency Instructions Regarding custody of)
[9049]#62 €22 et SD/2 .
[9051]a
[9054]Ll. Attached are instructions ana procedures to be folloved fo-
[9056]the event of emergency situations affecting the SUBJECT'’s health,
[9057]safety and custoty, as well as the security of the safehouse where
[9059]SUBJECT is currentiy teing held.
[9061]2. This 18 to formalize instructions which, for the most part,
[9062]ore already in effect ani rave been briefed to the personnel of the
[9063]District Freld Oflice wre are COnceInad With” this case.
[9065]"3. Dissemination of copies of these instructions to resbers of
[9066]the Special Security Ietail will be made upon notification of Headquarters
[9067]approval. .
[9069]Emergency Instructions (2)
[9071]me tecem ee yt a Tf
[9076]14-0000
[9080]‘canaict be reached, a senior D0 Agent
[9082]SYERGHICY INSTRUCTIONS:
[9086]Instructions and procedures are cet forth below for the pandling
[9087]of emergency situations such as fire, the escape or attexpted escape
[9088]of SUBJECT, and the suiien illness or serious injury to the SUBJECTe:, _....
[9089]Should such situations srise, 1t might be necessary to call on the
[9090]Police, the Fire Departzent, er outside medical facilities for asaistance.
[9091]Tt 15 possitle that-in such an event representatives of she press or -
[9092]curlosity-seekerg in the local community might be attracted to the site,
[9093]Shereby creating security problens with reupect to the custody and .
[9094]protection of the SUSI’ from a publicity standpoint. .
[9096]In view of the above, it is therefore imperative that these in-
[9097]structions be thoroughly understood and memorized by all personnel
[9098]assigned to the Special Security Detail on this case,
[9100]’ . (Fain House)
[9102]1. In case of fire in the Main House, the person discovering the
[9103]fire should apply the nearest fire extinguisher, unless, in his judgment,
[9104]the fire has reached such proportions where available equirment would be
[9105]useless. Simultaneously, he should dispatch another nenber. he:Secur
[9106]Tetail to alert the Sentor Security Agent (93a) and the othe: cupants
[9107]of the house... If no ome is aveallable in the immediate vicinity, the
[9108]ferson discovering the fire should alert others in the house by shouting
[9109]"FIRE". . . ;
[9111]2. Upon being notitiad of a fire, the SSA shall be responsible for
[9112]directing the fighting of the fire, protecting classified azz sensitive
[9113]dccuments and equipment on the Prenises, calling the local Pre Department
[9114]1f circumstances warrant, and evacuating personnel. Also, at the first
[9115]available opportunity, the SSA should call the SAC or ASAS, or if they
[9116], and furnish him with Nl particulars
[9118]concerning the situation ari the acticn.being taken.
[9120]3- In utilizing meters of the Security Detail in Mehting a fire,
[9121]it should be borne in sint that tvo gsaris mist te maintains: ca the
[9122]thira floor at all times. so long as the SBJECT remains consined to
[9123]his quarters. If it shocta becaze neceszary to remove the RNVECT from ;
[9125]cy, @ minizun.of four guards should be“ *  ~
[9126]present unless circumstances are such as to Bake this infeasible. : In
[9128]his quarters during an emrs
[9131]14-0000
[9133]EMERGENCY INSTRUCTIONS
[9135]-(Continued)
[9137]any event, every possible security precaution should be tax
[9139]_ the movement of SUZJECT, including the. use of handcuffs or acy other ..
[9141]restraining devices deemed necessary in order to muintain yro;ezr custody
[9142]and control over the GUBJECT and prevent hia escape. bots .
[9144]hk. If, in the judgment of the SSA, a rire has reached, or is lixely
[9145]to reach proportions that it could not be controlled by firefighting
[9146]equipment on the premises, it shall be his responsibility to ne~ify the
[9147]Clinton Fire Deyartment. In this event, the Security Detall should
[9148]move with dispatch to remove the SUBJECT from the prenisss prior to
[9149]arrival of the Fire Department. ‘The SUBJECT should be placed is an
[9150]autoncbile, accazpanied by four nenbers of the Security Detail, esd
[9151]driven avay from.the prenises. At appropriate intervals, telepnone
[9152]calla should te made to the safehouse. If no anower 1s receive’, the
[9154]. cognizant DEO cfeiotnl shold he contacted.for dnstructions as to whether
[9156]to return tothe safehouse or proceed to an alternate site.
[9158]FIRE
[9159](Tenant House)
[9161]1. In case of fire in the Tenant House, the occupants ‘hereo?
[9162]should be instricted to immediately notify the Main House. and touse.
[9163]any available mezns to combat the fire until asaiatance arrives; unless’
[9164]the fire is out of contral, in which case all efforts shculd te directed
[9165]towards the eveczation of the occupants of the premises. It etoil4 te
[9166]clearly understood that in no case should any of the occu arte of the
[9167]Tenant Youse call the Fire Department. ‘Tfils decision is the zole respon~
[9169]sibility of the £54.
[9171]2. ‘Upon nctification of a fire in the Tenant House, the yersea
[9172]notified should immediately inform the OSA anc assist in the dispetching
[9174]fire. If,
[9176]- of available personnel and fire extinguishers to combat the 7ire.
[9179]in the judgment cz the SSA, the rire has reached, or is likei
[9180]proportions that it could not te centrolled by the avalla
[9181]equipsent, it sail te his responsibility to notify the €
[9183]Department and tazve necessary precautLonary measurts oO rrevert the
[9184]ovservation of
[9187]might be attrecte
[9189]¢ SJEJECT by fireren or other unauthorized ye
[9190]4 to the scene.
[9192]t
[9193]t.
[9194]a
[9197]EMERCENCY INISTRUCTIONS
[9198](Continued)
[9200]3. At the firet available cppestusity, the CZA should call the
[9201]SAC or ASAC, or if they cannct be reached, & senior DFO Agent, and
[9202]furnish him with full particulars xcceming the situation anc the
[9204]action being taken.
[9206]ESCAPE OR ADISNE7SD ESCAPE
[9207]1. Strict vigilance and security snould Le raintained on a .
[9208]ek hour basis in accordance with established procedures in oréer to
[9209]discourag* and prevent the SUNS’s escape. If GizJeCT shouls make
[9210]an attempt to escape, sufficiest Dooce should be used as is necessary
[9211]under the circumstances in order to suhdue the EYEIECT and maintain
[9213]custody and control over hin. Eoaeves, unnecessary brutality and the
[9215]indiscriminate use of force will at condoned.
[9217]2. ALL personnel assigned to te Special Cecurity Detail on duty
[9218]at the site shall be alerted hy means ef the emergency alarn and/or
[9219]other appropriate means, aad brace t into play on any escape attenpt.
[9220]Should. the SUBJECT succeed in escapite fron the nouse proper, tne SSA
[9221]ohall be respensible for coordinating and directing a hot pursuit of
[9223]the SUBSECT by all means availatis.
[9227]- 3... The use of ‘firearms ssculi Se scrupulously avoided excest
[9228]extreme circumstances of self-defense. However, the SGA under circut-
[9231]stances that {ndicate there are no Sther means of preventing SX
[9232]- total escape, may direct a qual: tai Srearms-trained agent to fire
[9234]‘shota over SUBJECT's head follewes ty verbal warning to halt. In no
[9236]event, except in self-defense as stated. above, will an agent shoot
[9238]directly at the SUBJECT.
[9240]cinity, the £40/DM™M, or in his
[9241]tephonically advised of au
[9242]escape atternt. In no case shall
[9244]the circumstances surrounding an
[9245]’.by the Ac or ASAC.
[9247]the Police be netiried unless aut
[9251]TLINESS OR TATRY ‘
[9253]1. In case of sudden ilinsss <> serious Anjury to the. QS, Cot.
[9254]Dr. Charles BOHRER, or other physician desigdated by hin in-the event "
[9257]14-0000
[9259]-removal signal from visitors.
[9262](Continued) ; : :
[9264]of his absence, should be immediately notified and advice obtained ag
[9265]to any emergency action whice sz0uld be taken pending hio arrival.
[9267]Likewioc, the CAC or ASAC/L¥> enould be notified immediately arter ae
[9268]talking to the doctor in orter that he might be apprised of the situation —
[9269]and any instructions or treatzent prescribed by the doctor. Reyardleas :
[9270]ef any instructions given ty the doctor, no action Shall be taken to H
[9271]remove the SUBJECT from tre premises or to cowmwinicate with any hospital:
[9272]Or ambulance service without sre prior authorization of the SAC or ASAC.:
[9274]2. Should 1€ becone hecvezsary to remove the SUBJECT to a hospital
[9275]or other location away fra tue premises, every possible precaution
[9276]should be taken to maintaiz zisse custody and control over hin, ant to
[9277]prevent disclosure of his trie iseutity and status to unauthorized
[9279]yeroons.
[9281]' GEVERAL INSTALCTIONS AND INFORMATION
[9283]1. Tvo men on duty on thr4 floor who will keep SUPJECT undsr
[9284]constant observation twanty-fo:r hours a day.
[9286]2. Four men in attendance whenever SUBJECT leaves cell while...
[9287]cerfined to third floor. : ,
[9288], 3. Six men in attendance whenever SUBJECT 1a tazen to interrceation
[9290]rocd on second floor, all ts remain available in adjoining room for
[9292]4, Coveralls taken free S-ZJEXT at 2200 hours and returned the
[9293]following. morning at O7CO Loirs cally, leaving SUBJECT {n sorts aad
[9294]undershirt overnight. :
[9296]D+ Kiiitary appearance acz caintained et
[9298]all times when in presence co? 3:
[9300]6. Carefil room search, t272
[9301]Gvery tice SUBJECT leaves cell.
[9303]7. SUBJECT must stacd in
[9305]West corner of cell facing well whenever
[9306]anyone but Dr. BOHRER enters ce : . :
[9308]st
[9309]il.
[9311]-k.
[9314]14-0000
[9316]"or renters of the civilian population
[9318]EEPGEICY INSTRUCTIONS
[9319](Cont tnued)
[9321]2. Windows in cell to remain blacked out and doors to other rooms
[9322]on 3rd floor to be closed and locked when SUBJECT leaves cell, in otder
[9324]to prevent his becoming oriented to surroundings. ao.
[9326]11 be conducted with GUBJECT or
[9327]last names be made within FIBJECT's °
[9329]9. Ho unnecessary conversation chi
[9330]ancrz agents, nor shall any mention of
[9331]hearing. '
[9333]19. SUBJECT ta not to have access to newspapers and cagazines, nor
[9334]permitted to hear radio or television, ner shall there be any discussion
[9335]of news events vithin his hearing. He may be provided salacted reading
[9336]materinl upon authorization of Ilead uartera personnel concerned with the
[9338]Cage. .
[9340]i. Recording devices to be promptly activated in order to pick up
[9341]any corments by SUBJECT or conversation between him and the doctor or
[9343]cther operational personnel.
[9345]movements or activities
[9347]12. Any unusual or significant comments,
[9348]tiou of the SSA.
[9350]of DZJECT to be promptly brought to the atten
[9352]132. Telephone numbers of key Security and Operational personnel,
[9353]a3 well as photographs and physical description of SUBJECT to be? riaint
[9354]in @ eecure place for ready reference by the SSA. .
[9356]1k. Should it become necessary to ansver questions ty the Police
[9358]or Fire Department regarding the Bite, personnel at the site, or with
[9359]specific reference to the SUBJECT, auch inquirtes should be hehdled
[9360]by the SSA with the senior Police or Fire Departrent official on the
[9361]scent. The SSA should converse in private with such offictal, and
[9362]ideatity hirself by utilizing his DODD credential. He should explain
[9363]briefly, and only to the extent necessary, that the property is leased
[9364]and that tt {3 used occastonally for training purposes. All inquirtes
[9365]concerning the SURJECT should be parried, if Possible, However, if
[9366]necessary, it may be explained that the SUBJECT has a mental ¢{sorder
[9367]whieh cometines requires special treatment. He should not be identified
[9368]under his alias or othervise. The SSA should tactfully but firrty request
[9369]trat nis om identity, plus his DoD arrilistion, be hela {on strics confidence,
[9370]esyetialiy with regard to the press. Inguirfes by members of tre press
[9372]should be answered by stating that -.
[9374]the site 13 rented by a private group who meet periodically.-2cr recreation.
[9377]14-0000
[9379]EMERGENCY INSTHICTIONS
[9380](Continued)
[9382]GPECIAL COMTAcTS
[9384]1. George PANSGAULIS, Chief of Felice, Prince Georges County.
[9385](Peramrally knowm to SNODDY uster GOLIATH) ep
[9387]2. Licutenant MOON, Commanding Officer, Barracks H, Waldorf,
[9388]Farylani, Maryland State Police. (Personally know to PEPPALL |
[9389]under GOLIATH) .
[9391]3. Emergency Azbulance - Greent<it Volunteer Fire Department.
[9392](Can te cutained through SHGLLZ)
[9394]Above not to te contacted unless asthorized by SAC or ASAC.
[9396]be
[9399]14-0000
[9401]MENORANDUM FOR Tho RECOADY
[9403]SVESLCT: BrieGag of } zy Cengreon fonar Contacts an the
[9405]Yuriy Ivassvich Nuseako Case
[9407]. The Director haviag anaroved tho nrocoaal in my draft rremo
[9408]of 3 Susu 1733 (cozy attacked) re,tscing tha by cling of key congressional ~
[9409]eentacts on ths history aad siztus eft! ne Vurly Ivanovich Meosezno cage, I
[9410]Siave brisig my Gtelé officer rs of Aneasy cons 3feasiaaal Subconje
[9411]mitiesa aioag the lines jropeaed on tae dstes indicated:
[9414]. Fraak ; Slatingkek, Asalatant Chie’ Counsol, Tlouge
[9415]ne Armed Sazvicas Camriites ~~ 23 july 1989
[9416]7 Yilliam w Gadruli, Agsistant Cuist Clerk, Suaate :
[9417]: : Appreariations Canmittaa -- 24 July 1769" {
[9418]: Pole Edward Sraswell, Chief of Stalf, Senate Arared . oy
[9419]ae Services Committee -- 24 Tuly 1949 : ; ;
[9420]7? ° Robert Michacls, Siaff Anaistart, Tieuse Apprapriatiar
[9421]Cormvdttea o- SY July 1959 Lo. :
[9422]"2.1 auggeated toe each that they mention the mattor to the reg j
[9423]chairmrea whea and if the ey thoucht di APAcoori None of the ataif a. !
[9424]: recisteved particular conceva or cu- figsity aLeut the case and 1 thiak
[9426]décebtrsl that all of our coairmon have beve isiermed, Neveriheleza, I
[9427]think we have adequately covered tie matics and see no need to Parone It H
[9428]éurtaer at this tima. : {
[9429]i
[9431]co ag
[9432]“ Aitachateat: SCHUM DQ hua !
[9435]Crizginal - CLC Subject wile i
[9436]te P . _ |
[9437]: b- Chief, Cl sisi . !
[9438]; de ef, SE Liviston™ ~~ '
[9439]i- Security Om Ar =.
[9440]- c ; TM tag
[9443]14-0000
[9445]| DRAFT:JMM - 19 June 1969
[9447]‘ the (Chairmen ‘and/or senior staff of.
[9449]“be oriefed along the lines indicated. ; , : rr
[9451]: press play, both when it first broke in early 1964 and occasionally ince
[9453]SRT
[9455]SUBJECT: Briefing of Xey Congressional Contacts on the Nosenko.Case
[9457]‘The “following paragraphs are proposed as guidance tor briefing key
[9459]congressional contacts on the history, and status of the Yuriy Ivanovich Nodenke
[9461]‘case. They aro based primarily on material provided by SB Division, and hava
[9463]' been cleared by SB, CI Staff and the Office of Security. Ie is proposed that
[9465]cera of each of the Agency Subcommittees
[9467]eee mwn nnn ww an nanewnws ne ewewmown ann onn -
[9469]lL This | case goes back sometime into history and you may ; recall we” o
[9471]saving heard of it several years ago. From time to time it haa received _
[9473]wos .
[9475]2. Yuriy Ivanovich Nosenko, a Staff Officer of the Committee for Lo
[9477]State Security (KGB) of the: USSR, and son of a ‘former Minister of. ‘Saip= . , .
[9479]et
[9481]ouiiding in the USSR, defected to the Agency in Geneva, Switzerland, on
[9483]4 February 1964, He waa then brought to the United States where he has
[9485]since been in the custody of the Agency undergoing extansive devrieiings
[9487]vy ofzicera of the Agency and tae FBI.
[9493]14-0000
[9496]be iv
[9497]Preery
[9499]3. Nosenko had buen a KGB ofvicer for approximately ten yeara
[9501]. at the time of his defection. Nosenxo has provided a large quantity of
[9505]counter-intelligence data and a limited amount of positive intelligence
[9509]| For exampie, one of his reporte played a part in the negation of a major
[9511]hostile penctration in Groat Britain. Whero appropriate, ‘his information | -
[9513]aas been shared with the FBI, other U.S. Government agencies and ’
[9515]fordign Laison services. This has resulted in extensive and continuing
[9517]investigative activity. In addition, Noseako identified many hundreds of
[9518]Soviet Intelligence Officers and provided a considerable quantity of useful
[9519]information on the organization of tae KGB, ite operational doctrine and
[9521]“its techniques and methoda.
[9523]er ae debriefing him it became apparent that Nosenko, tho privileged
[9524]‘and undisciplined son of a former ranking Minister of the Soviet Government,
[9526]Was a particularly complex porsonality, one given to exaggeration or ‘hia own *
[9528]importance. In this regard, certain aspects of hia life history, when .
[9530]weighed against other information already in our possession, - ‘raised « some
[9532]doubts concerning hia veracity. To permit extensive and prolonged debriefing,
[9534]arvangements were made to accommodate Nosenxo under highly sacure
[9536]conditions, These arrangements were dictated, during the initial phases
[9538]at least, by the additional need to provide Noseakxo with continuing personal
[9540]protection since there was the distinct possibility that, asa KGB. officer, :
[9542]” a - 2 Sthacty mm cay
[9544]14-0000
[9546]he would be fargotted fer “executive action" if the Soviets should discover
[9547]his whereabduta: With the pascage of time, this latter lacto# is corisidored
[9548]to be sufficiently diminished to justify a phased normalization of Nosenko's
[9550]situation--this despite tho fact that some points remaia unresolved concofniag
[9552]his bona fides.
[9554]7 The Agency, with the assistance of the FBI, is continuing to.
[9555]look into thosa quostionable aspacts of the case, while remaining alert to
[9557]the possibility of hostile interest. However, during the full period of his .
[9559]stay in the United States Nosernko has cooperated with his interrogators and
[9561]with the other. officersreszanaibla far hia safety. and welfare, anc our
[9563]; ‘current efforte are being directed toward his gradual adjustment to a normal, .
[9565]independent otatus. As a step in this direction, he ia now living in his own
[9567]private apartmont, aubdject to some protective surveillance.
[9569]on 6 ‘This action is being taken in full recognition of the normal
[9570]problems of readjustment experienced by many defectora as well as the
[9571]fact that Nosenko ie a potentially greater problem than most. He is an
[9572]. individual whose actions during resettlement may not always be predictable
[9573]or wise from the point of view of his own security. We are hopeiul that
[9574]Nosenko ia sensidle enouga to realize that undue publicity caused by any rasa
[9575]action on hia. part could iead to unpleasaat, perhaps even dangerous consequences,
[9577]particularly for himself. ‘We taerefore believe it appropriate to taxe tais
[9579]calcwlated viak in an atiemp: to steer him toward a reasonably anormal lite.
[9581]1
[9584]14-0000
[9586]NOSENKO
[9588]Question #1 - Conditions under which Nosenko was held while at.
[9589]Clinton? Locked in? Let outside for catertainment?
[9591]Prisoner? Treatment?
[9593]Answer:
[9595]the period of 4 April 1964-13 August 1965, Nosenko
[9597]. During
[9598]was held in strict confinement under the following conditions:
[9600]a. Confinement in single room except for
[9601]periods of interrogation,
[9603]b. Constantly under guard and subject to 24 hour
[9604]visual observation with regular room search.
[9606]Dress was coveralls and food was of sufficient
[9607]quantity but limited in variety.
[9609]d. No unnecessary conversation was permitted, radio
[9610]and television were not allowed, newspapers or
[9611]any information concerning current events were
[9612]forbidden and reading material was extremely
[9614]limited.
[9616]Question @2 - Conditions at ISOLATION. " Same as above.
[9618]Answer: Loges
[9620]. During the period of 13 August 1965 to 25 October 1967,
[9621]conditons cited above were basically maintained with the
[9622]following additons or changes:
[9624]From February 1966 to May 1967, Nosenko was" °° '
[9626]furnished no reading material. . |
[9628]a.
[9630]b. After May 1967, Nosenko was periodically given
[9631]a different volume of the Encyclopacdia
[9632]Britannica to read.
[9634]From February 1966 to October 1967, Nosenko
[9635]was mot permitted cigarettes.
[9637]d. Subject was permitted daily exercise in a small
[9638]confined area outside the building when weather
[9640]permitted.
[9642]War-
[9645]14-0000
[9647]Question #3 - Did McCone or Raborn have any information on this:
[9648]What? _
[9650]Answer:
[9652]Office of Security records contain only Limited information
[9653]in regard to this question. The SE Division (then SR) was the
[9654]responsible office for the confinement of Nosenko until late
[9655]October 1967 when total responsibility was trunsferred to the
[9656]Office of Security by the DCI. [t is presumed that the DCI :was
[9658]“at least generally aware of the confinement of Nosenko and: the
[9659]- conditions of confinement, but any definite statement must be
[9661]based on SE records.
[9663]Question #4 - Where is Nosenko working now?
[9665]- Answer:
[9667]Nosenko is currently employed at his personally owned
[9668]residence in North Carolina. We is engaged in research and
[9669]analytical work based on his previous knowledge of the KGB
[9670]and other Soviet matters. He is in the Washington, D. C. area
[9671]for several days approximately every six weeks for direct
[9672]intervicws by the FBI.and Office of Sccurity personnel.
[9674]Question #5 - Is he working for CIA?
[9676]Answer:
[9678]Nosenko has been employed by the Agency on a full-time
[9679]contractual basis since 1 March 1969. The original contract
[9680]has been periodically amended to reflect additional remuneration
[9681]primarily to compensate for cost of living increases. ..:In,.late,
[9682]1973, Nosenko was compensated by mutual agreement for salary
[9683]not received during the 1 April 1964 to 1 Murch 1969. In audition,
[9684]on 12 July 1973 Nosenko signed an acknowledgement and release :
[9685]of the United States Covernment and the Central Intelligence
[9687]Agency from any claims prior to that date.
[9689]Question #6 - What is his legal status?
[9691]Answer:
[9693]Nosenko was naturalized as a United States citizen in
[9694]April 1974.
[9696]EVES «
[9700]14-0000
[9704]SECHET.
[9706]MEMORANDUM FOR: The Inspector General
[9708]SUBJECT : The Nosenko Case
[9710]Attached please find a summary of a document written in
[9712]1967 tothe General Counsel outlining the Nosenko case and
[9713]explaining to him actions which had been taken with regard to...
[9714]Nosenko. As noted in the first paragraph, in October 1967
[9715]Nosenko took up residence in the Washington area and was
[9716]advised that, should he wish to leave the apartment for any
[9718]__tocation whatsoever, he was free to so do. In other words,
[9719]“from that date, Nosenko was essentially a totally free man.
[9720]‘That he chose not to flee in any way may be indicative of his
[9721]uttitude toward the manner in which he was handled prior to
[9724]While one can criticize the fact that Nosenko was kept
[9725]incommunicado for approximately three years, and therefore
[9726]presumably denicd full civil rights, the attached document
[9727]does indicate, we believe, that the Agency was on the horns
[9728]of a dilemna in this regard. There were lcgitimate doubts
[9729]about. Nosenko's bona fides and concern that he was a Soviet
[9730]plant. There. was no country to which he could be deported
[9731]save the Soviet Union, and Nosenko himself refused to return
[9733]there. “Yet, in the United States, save when isolated from ;
[9735]society, he was considered to be a continuing threat -to
[9736]national security. - ; : mo, _
[9738]Recognizing that only legal experts can judge defini-
[9740]. tively the merits of the case, it seems to the writer that
[9742]- the Agency had. no choice but to hold ‘Nosenko incommunicado
[9743]pending resolution of his bona fides. He was admitted to
[9744]the United States under the provisions of Section 212 (d) (S)
[9745]of the Immigration and Nationality Act, namely as a parolee
[9746]to the Agency. As a parolee, Nosenko de facto from the date
[9747]of his entry to the United States did not enjoy the full civil
[9748]rights of the normal citizen. He was a ward of the Agency, in
[9749]a sense, and the Agency was ultimately responsible for his
[9752]CL BY 018307
[9754]~ SECRET
[9757]14-0000
[9759]abrogation by the
[9761]ns -
[9763]. 4 .
[9764]conduct. There were at the time very legitimate reasons to
[9765]believe that full and total release of Nosenko would be an
[9766]Agency of its legal responsibility. To
[9768]gtinsay that decision in retrospect is, we believe, an crror.
[9770],In sum, the act of defection places the defector at the mercy
[9771]of the laws of the country to which he defects. It is,th :
[9773]Obligation of the accepting country to see to it that the
[9774]laws ‘are followed. In the Nosenko cause, it secns to us that
[9775]the Agency acted in a fully responsible manner to ensure that:
[9776]its responsibility for the defector was met. While it was.
[9777]unfortunate that it took so long to resolve the matter, we
[9778]can find no fault with the fact that the Agency met its
[9779]responsibility to both the United States and to Nosenko
[9781]himself,
[9783]Attachment: A/S
[9785]SECKET
[9788]14-0000
[9790]‘SECRET
[9792]MEMORANDUM FOR THE RECORD
[9793]SUBJECT: Yuriy Svanovich NOSENKO
[9795]Me
[9797]; In early or mid-1967, the Agency General Counsel was
[9799]‘provided a Summary of the Nosenko case. ‘The nesorandum
[9801]sought an advisory opinion from the General Counsel on the
[9805]Agency's legal basis for its handling of Nosenko through
[9807]that date and on the legal aspects on the eventual disposi-
[9809]tion of Nosenko. Shortly subsequent to this gsessrandum to
[9810]the General Counsel, Nosenko took up residence in October 1967
[9811]in an apartment in the Washington area and was reminded that
[9812]should he wish, he could travel freely anywhere at anytime.
[9814]He gradually Created a new life for himself in the United
[9816]States and has indicated on several Occasions that he holds
[9818]no ill feeling about his handling by the Agency at anyti e.
[9820]Background
[9822]Nosenko voluntarily established contact with CIA repre-
[9824]sentatives in Geneva in 1962. He identified himself as a
[9826]staff officer of the KGB's internal security directorate and
[9827]offered to sell counterintelligence informatien. This offer
[9829]Was accepted and he was recruited as an agent in place and
[9831]SEGRET
[9834]14.0000
[9836]S SRT
[9838]debricfed on counterintelligence matters during five mectings ~
[9840]in Geneva. He then returned to the USSR. He cane’ to Geneva
[9842]again in January 1964 as the security officer for the Soviet
[9844]disarmament delegation, After a number of meetings with his
[9845]CIA handlers he defected on 4 February 1964 and was secretly
[9846]taken to.Frankfurt, Germany, crossing the Swiss-German border’
[9848]on the night of 4/5 February with alias U.S. Army identity
[9850]documents. In Geneva and again upon arrival in Frankfurt,
[9851]Nosenko wrote out’ an asylum request, requesting political
[9852]asylum from the U.S. Government. .
[9854]Because serious doubts about Nosenko's bona fides had
[9855]arisen on the basis of the information he had provided both
[9856]in 1962 and in the meetings in Geneva in 1964, it was orig-
[9857]inally planned to do a detailed bona fides debriefing and
[9859]assessment in Germany before making any decision about m
[9861]Nosenko to the United States. However, unprecedented action
[9862]by -the Soviet Government in respect to the defection of one
[9863]a
[9865]of its Citizens forced a change of plans. On 9 February,
[9867]unidentified Soviet sources in Geneva leaked the news to the
[9869]Press that Nosenko, described as an “expert attached to the
[9870]Soviet Delegation to the Disarmament Conference" had dis-
[9872]appeared, and that it was presumed that he had defected.
[9876]SECRET
[9880]ant
[9882]14-0000
[9886]oe
[9887]ar
[9888]. SECHET
[9889]Because of mounting pressure ‘from the press, which included
[9891]much speculation that Nosenko was a high level scientist or
[9893]disarmament expert, it was decided that the State Department
[9894]would make a brief announcement acknowledging Nosenko's*
[9895]request for asylum in. the U.S. and identifying him as a
[9896]member of the KGB. this was done on 10 February. On 11 Feb-
[9897]ruary, the Sovict Government delivered a note to.the American
[9898]Embassy in Moscow asking how Nosenko left Switzerland and
[9899]requesting an immediate interview with him and his release.
[9900]On 12 February, Soviet Ambassador to the Disarmament Confer-
[9901]ence TSARAPKIN held a press conference in Geneva in which he
[9902]‘ . accused the Swiss Government of failure to cooperate in
[9903]locating Nosenko. Although the Swiss categorically rejected
[9905]these charges, -the American Ambassador to Switzerland recom-
[9907]mended that Swiss authorities be allowed to interview Nosenko..
[9909]to convince themselves that Nosenko had left Switzerland of
[9911]his own free will. ’
[9913]On 12 February 1964, on the instructions of the Director,
[9914]Nosenko was brought to the United States. He travelled by
[9915]commercial air, again using alias U.S. Army identification,
[9916]and was admitted to the country. at New York City (in true
[9917]name) on parole under the provisions of Section 212 (d) (5)
[9919]of the Immigration and Nationality Act.
[9921]| _ SECRET
[9924]14-0000
[9926]SECHET
[9928]On 13 February, representatives of the Swiss and Soviet
[9930]Embassies in Washington advised the State Departirent that
[9931]‘they desired interviews with Nosenko. Gn 14. February, “in
[9932]Moscow, Soviet Foreign Minister GROMYKO called id Ambassador
[9933]“KOHLER and protested “impermissable activities" on the part
[9934]of the U.S. in Nosenko's case. Soviet press spokesmen took
[9935]an even harder line to Western correspondents, and accused
[9936]the U.S. of kidnapping Nosenko. On the afternoon of 14 Sep-
[9937]tember, at two separate interviews, he spoke first to Swiss
[9938]Embassy and then to Soviet Embassy representatives. At
[9939]these interviews, which were also attended by State Department
[9940]and INS officials, Nosenko confirmed that he left Switzerland
[9942]of his own free will to seek asylum in the U.S. In addition,
[9944]he replied to questions of the Soviet Embassy representative
[9946]_to the effect that he was renouncing his Soviet -citicenship. °
[9947]On the evening of 14 February, the.U.S. State Department made
[9948]a brief formal reply to the Soviet protest, then issued a
[9949]brief statement to the press noting that the interviews had
[9950]been held and that Nosenko had confirmed his desire to remain
[9951]in this country.
[9953]From the time of his arrival to 4 April 1964, Nosenko
[9954]was housed in the Washington. area. During this period, reg-
[9956]ular systematic debriefing was conmenced, and Nosenko was
[9958]SECRET
[9961]14-0000
[9963]SECRET
[9965]made available to representatives of the FBT for debriefing
[9967]on matters affecting their responsibilities. Although allowed
[9969]out for cvening and week-end excursions, Nosenko was at all
[9971]times accompanied by 0/S personnel. In addition, he took..a-i-.
[9972]two-weck vacation to Hawaii, again accompanied by cause offi-
[9973]cers and security guards. Evidence continued to motint that
[9974]he was a KGB plant, and at the same time it became obvious”
[9975]that it would be impossible to proceed _further, to. resolve
[9976]the many suspicious points and contradictions that had arisen
[9977]without changing the conditions in which he was’ being held.
[9978]Nosenko was growing increasingly uncooperative, especially
[9979]when sensitive areas were touched upon, and constantly pressed”
[9980]for the legalization of his status in the U.S. and the issuance
[9981]of an alien registration card, At the same time, Nosenko's
[9982]heuvy drinking and other unruly personal habits were causing
[9983]increasing difficulties to the security personnel charged with
[9984]keeping him under control and out of trouble at all times in
[9985]accordance with Agency local responsibility. Tt was clear
[9986]that it was only a matter of time before he created a public.
[9987]scandal.. More importantly, he was in a position to communi -
[9988]cate with the KGB since physical control could not be absolute.
[9989]yotuntins
[9991]On 4 April 1964, Nosenko voluntarily underwent a polygraph
[9993]examination. The results of this examination indicated deception
[9995]SECRET
[9998]14-0000
[10000]° SECRET
[10002]n
[10003]1
[10005]en anumber of critical points indicating that ‘he wits sent
[10007]‘by the KGB to perform one or more missions which also involved
[10009]his penetration of the Agency and its. operations. It was
[10010]decided, therefore, that the physical circumstances of Nosenko's
[10011]stay in this country would have to be drastically changed if
[10012]the Agency were to carry out its counterintel Ligence responsi-
[10013]bilities and adhere to the terms of the parole agreement. As
[10014]a cesult, he was moved to quarters where his. movements could
[10015]be more easily controlled, and his outing Privileges were
[10016]suspended pending resolution of bona fides.
[10017]It is worth noting thut had we not taken the above action
[10018]but accepted Nosenko at face value, it is quite possible that
[10019]we would have proceeded with a series of operational actions
[10020]ea the basis of his information. The results of some of these
[10021]actions could have been very embarrassing to the U.S. Govérnnient
[10022]politically and damaging to U.S. national security. For exam-
[10023]pie, his chief operational proposal at the time, and one that
[10024]he was most insistent that we should proceed with immediately,
[10025]involved the compromise of a very senior Soviet official.
[10026]Beginning in April 1964, hundreds of hours were devoted
[10027]to interrogations of Nosenko (in which he willingly cooperated)
[10029]anita great deal of time was spent on exhaustive collateral
[10031]6
[10033]SECHET
[10036]SECRET 4
[10038]investigations. We concluded that it had been established
[10039]beyond reasonable doubt that Nosenko Was a KGB agent who
[10041]established contact with CIA, subsequent ly defected on KGB
[10043]instructions, and that he came to the United States“on’a
[10044]The implications of this mission had a
[10045]Although
[10047]deception mission,
[10048]grave and direct bearing on U.S, national security.
[10049]our findings were supported by the results of two polygraph
[10050]examinations, the nature of the evidence was inadmissable in
[10052]a court of law, In any case, it is clear that Nosenko had
[10054]not been In a position to perform any overt act of” transgres-
[10056]sion of U.S. Cspionage laws since 4 April 1964 when he was.
[10058]Placed in-a restricted area and deprived of any conceivable
[10060]meaas of communication with the KGB.
[10062]Nosenko did not admit that he defected on KGB orders
[10064]or that he came to the U.S. on a KGE mission, © He. A
[10065]however, that he made numerous lies about-his personal history
[10066]and about the details of his KGB service to U.S, officials,
[10067]both before and after arriving in tke United States.
[10068]Coordination with Other U.S, Government Agencies
[10070]USIB Members. In accordance with the DDCI's ruling
[10071]relating to a defector who has been a member cf a hostile
[10072]intelligence service, Nosenko's status and handling was dis-
[10074]cussed at an executive session of USIB and decided on. an
[10076]7 See us
[10078]SECHET
[10081]14-0000
[10083]SECRET
[10085]ad hoc basis. Nosenko defected va & February 1964, and the
[10087]Secretary of State, the Attorney General, the Special Assis-
[10088]tant to the President on National Security Affairs, NcGeorge
[10089]Bundy, General Carroll, Director of the Defense Intelbigence
[10090]Agency und the FBI were all notitied immediately. On $§ tebru-
[10092]ary 1904, General Carter reported the defection to an executive
[10093]session of USIB and followed this up with formal statements to
[10094]USIB meanders on 1t and 19 February 1964, which stated that -———~.
[10095]Nosenko's boua fides had not yet been established. It was :
[10096]agreed that no DS number would be issued to Nosenko, and that
[10097]he would be handled on a special basis by this Agency. In
[10098]fact, norma] USIB interest in Nosenko as a defector dropped
[10099]off drastically as it became quickly apparent that he had no
[10100]positive intelligence interest of value to any part of the
[10102]community. |
[10104]The President was informed of the full extent of our
[10105]suspicions ‘about Nosenko's bona tides by the then Director,
[10106]Mr. Mecone, on 11 February 1964, Nr. Patrick Coyne, Executive
[10107]Secretary af the PFIAB, was given a similar briefing by
[10108]Mr. Helms on 19 February 1964, ,
[10110]Generals Carroll and Fitch of DIA were also subsequently
[10112]informed of the problems about Nosenko's bona fides.
[10114]8
[10116]SECRET
[10119]14-0000
[10121]SEGEET
[10123]The Seceretary of State, Ambassador Thompson, and other
[10124]senjor officials in, the Department of State were inforned of:
[10125]our reservations about Nosenko's bona fides and our fears that
[10126]he might be a dispatched KGB agent. In discussions about the
[10127]possibility of Nosenko's eventual deportation, the Secretary =
[10128]of State expressed scrious concern about the adverse resection |
[10129]that such a move might have on other potential defectors.
[10131]The Director of Security, State Department, was informed
[10132]of the bona fides problem at an carly date. We have worked
[10133]closely with this office since then on the problem of eval-
[10134]uating the -ignificance of Nosenko's information as it affects
[10135]the security interests of the State Department.
[10137]Because so much of Nosenko's information affected U.S,
[10139]internal security matters for which the FBI bears primary
[10141]responsibility, and because the possibility that Nosenko was.
[10142]a XGB plant had a direct bearing on the validity of certain.
[10143]F2I operations, the FBI was kept fully informed on our views
[10144]about Nosenko's bona fides and ‘our progress in interrogating |
[10145]and investigating him from the moment of his defection. The
[10147]FEY liaison officer was told of our reservations on Nosenko's
[10148]bona fides as carly as S February 1964. The Director of the
[10149]F321 and his deputy for Internal Security, William Sullivan,
[10151]were kept completely up to date, and we coordinated all major
[10153]9 om
[10155]SECRET
[10158]14-0000
[10160]SECHET
[10162]aspects of our handling Nosenko with them. After a long
[10163]meeting with Sullivan and other FBI representatives to review
[10165]Nosezeo's case on 1 April 1964, the FRI interposed no objec-
[10167]tions to our proposal to restrict Nosenko‘s mavements.and ..
[10169]commence hostile interrogation. Subsequently, the. FBI for- r
[10170]mally agreed with our findings on Nosenko, at least to the
[10171]extest that "On considering carefully the results of your
[10172]interrczations of Yuriy Nosenko and your analysis of nis
[10173]statements and activities, it does appear he is not what he
[10174]purports to be. While this Bureau is not in 4 position to |
[10175]draw any conclusion in this case, we do recognize it is
[10176]possile that Nosenko could be a Soviet plant or agent pro-
[10177]vocateur,*
[10179]The then Acting Attorney General Mr. Nicholas Katzenbach
[10181](and several members of his staff) were apprised of our res-
[10183]ervations about Nosenko on 2 April 1964 and an opinion was’
[10185]sougst from him both as to interpretation of the exclusion
[10187]and pzrole agreement, and as to. how we should proceed in the
[10189]event that it proved necessary to deport Nosenko from this
[10191]country.
[10193]iftorts to Keep the KGR from Learning of Our Awareness of
[10195]Nosenau's True Status
[10196]From the time we learned that Nosenko had been sent to
[10198]this country on a AGR mission it was obvious that if we were
[10201]14-0000
[10203]SECALT |
[10205]to have the time to analyze and resolve this case, and to
[10206]plan and execute appropriate countermeasures, it was essential
[10207]that we attempt to kecp the KGB fron learning of our awareness
[10208]of Nosenko's true status. Consequently, detailed know ledge
[10210]of the depth and scope of our suspicions about Nosenko, and
[10211]the implications thereof, was restricted tu a very few people
[10212]in the Agency and the. intelligence community. Nonetheless,
[10214]we did advise key policy echelons. and principals in the intel-
[10216]. ligence community, even though this carried the inevitable
[10218]risk of leakage.
[10220]Soviet Inspired Inquiries
[10221]In 1966 there were several indications that the Soviets
[10222]were making a scrious effort to find out what happened to
[10224]Nosenko and to force him to the surface. The most blatant
[10226]and unusual of these was the approach by a Soviet journalist,
[10228]Yuriy KOROLEV (a known KGB agent), to the French magazine
[10229]Paris Match with an offer to provide photographs and matcrials
[10230]for an exclusive story of Nosenko and his family. According
[10231]to Korolev, Nosenko's wife was considering an approach to an
[10232]international juridicial organization in an effort to obtain
[10233]compensation from Nosenko for damages caused by his abandon-
[10234]ment of her and her children. In responding to this approach
[10236]we quoted a statement, purporting to be from Nosenko himself,
[10238]“al
[10240]SECRET
[10243]14-0000
[10245]SECKET
[10247]to the effect that Nosenko considers this approach to repre-
[10248]sent blatant and cruel manipulation of his family by the KGB -
[10250]and that he will not lend himself to the scheme by agreeing
[10251]to an interview or in any other way. ,
[10252]Nosenko's Status
[10254]To recapitulate, Nosenko entered the United States on
[10255]12 February 1964 on parole to the Agency under the provisions —
[10256]of Section 212 (d) (5) of the Immigration and Nationality
[10257]Act, Parole responsibility is delegated to the Agency by
[10259]the Attorney Gencral under the terms of an agreement executed
[10261]by the Attorney General and the £71 on 10 February 1955,
[10263]which states:
[10264]“After parole of such aliens, the Central Intel-
[10266]ligence Agency will assume responsibility for
[10268]care, supervison and control of a kind and
[10270]degree it believes consistent with the internal” "~~
[10271]security needs of the United States during con-
[10272]“tinuance of their parole status."
[10273]In accordance with our understanding of this agreement, and
[10274]because we had reason to believe that Nosenko was a conscious
[10275]and willing agent of a hostile intelligence service, we
[10276]ensured that he was under our direct observation and control
[10278]at all times from the moment of his arrival in the United
[10280]12
[10282]SECRET
[10285]14-0000
[10287]SECRET
[10289]States. From 12 February to 4 April 1964 it was possible to
[10290]keep Nosenko at a location where he could enjoy a certain
[10291]amount of movement and ‘of contact with the outside world.
[10292]Agter 4 April 1964, for reasons explained above, it was.
[10293]necessary to keep him incommunicado atua location which is
[10294]known to no one outside of the Agency (and to very few within
[10295]it). Authorization for Nosenko to remain in this country
[10296]under the Special Agreement Procedures was periodically
[10297]extended by the Immigration and Naturalization Service.
[10299]Although his freedom of movement had been severely
[10300]restricted, Nosenko was not maltreated and he made no com-
[10301]plaint about his treatment. On the contrary, we had several
[10302]written statements from him in which he stated that our
[10303]handling of him was justified and even beneficial.
[10305]Disposal
[10307]From the time that Nosenko was brought to this country
[10309]os we thought about the possibility of his eventual deportation
[10311]‘. as a contingency measure, In carly 1964, we thought that it.
[10312]might be possible to mitigate the political and propaganda |
[10313]drawbacks of a forced deportation by announcing that Nosenko
[10314]has confessed his true KGB role. With the passage of time,
[10316]however, and in view of our much firmer conclusions about his
[10318]real role and mission and our clearer understanding of what
[10320]13 , wie.
[10322]SECRET
[10325]14-0000
[10327]SEGRET
[10329]this implied, it was apparent that great practical problems
[10330]stood in the way of his deportation to either the USSR or a
[10331]third country.
[10333]USSR: Nosenko has categorically stated on numerous. - :.
[10334]occasions that he will never contemplate return to the USSR,
[10335]and, although we suspect that he might secretly welcome such
[10337]a move, we would expect him to act out his part to the end
[10339]with loud protests that he wus being shipped to his death,
[10340]etc. When the possibility of expulsion was discussed with
[10341]Department of State officials in 1964, both the Secretary of
[10342]State and Ambassador Thompson expressed their concern for
[10343]the adverse effect this might have on other potential defec-
[10344]tors. Forcible repatriation of political refugees is against
[10346]long established U.S. policy, and would be certain to arouse
[10348]violent reaction from cthnic minority groups in the United
[10349]States. Under these circumstances an alleged "confession"
[10350]by Nos enko would have come under very close scrutiny, and
[10351]might have backfired very badly. Another point that had ‘to
[10352]be considered was the possibility that the Soviets, again
[10353]playing their part, might have refused to accept Noscnko on
[10354]the grounds that he has renounced his Soviet citizenship.
[10355]Third Country: Although we believed’ it likely that
[10357]Nosenko would accede to deportation to a third country,
[10359]14
[10361]‘SECRET
[10364]14-0000
[10366]Sethe RET
[10368]there is certainly no country in the free world on which we
[10370]euld conceivably have unloaded Nosenko without first inform-
[10372]oo, ing them of his true status. Even if we considered this a
[10374]desirable objective, it seemed certain that the Department _
[10376]or State would veto such a piece “of intergovernmental duplic-
[10378]ity on the basis of the political risks involved.
[10380]15 aa
[10382]Seere
[10385]14-0000
[10391]Yurily Ivanovich NOSENKO
[10393]NOSENKO is 4 Soviet intcLlixence officer who defected
[10394]in Switzerland in 1964. He was subsequently brought to the
[10395]U.s,, and after 4 short period of relative freedom, he was
[10396]confined under strict and relatively austere conditions _|
[10397]for a peviod of approximately three yearts. Commencing in
[10398]1967, he was “iven increasing amounts of freedom until he
[10399]was allowed ty 7al freedom in 1969. He subsequently married
[10400]a U.S, citizen, settled in the Southeastern United States
[10401]‘{tizen in 1974. We 1s presently under
[10402]providing consultative services
[10403]germane to his background.
[10405]and became 4 U.5-
[10406]contract to the Agen’ Y)
[10407]and information on sub tects
[10408]NOSENKO was confined yihen as a result of his debricfing
[10409]substantive questions were raised concerning his bona fides,
[10410]and his general behavior raised: further concern about his —
[10411]emotional health and gonerai safet,’* NOSENKO'S debriefing
[10412]and confinement were tnded when it wed concluded that he
[10413]~The advice of the
[10415]fo ‘ was not a threat to national security. “n~ es ‘
[10416]i ; Justice Department was obtained at the tine OL nee confine’
[10417]ment, and the Fel participated in his subsequent debrav inBs
[10418]NOSENKO's initial eatry into the U.S. Was coordinated wits. : |
[10419]the Department of State, and they were periodically advised 4
[10421]of his status during his confinement up to the time of his
[10422]final settlement. .
[10424]The strict conditions of NOSENKO'S confinenent were
[10425]intended to convey to him the seriousness of his position :
[10426]as a suspected disinformation agent and to make clear to him that 4
[10427]his free settlement in the U.S. was precluded as long as
[10428]this issue «as unresolved. It was understood, however,
[10429]that at any tine he could have elected to end his cenfine- _.
[10430]ment and return to the Soviet Union. OS files do not document.
[10431]that this latter condition was explicitly conveyed to
[10433]NOSENKO, however, |
[10435]it is the recollection of senior staff
[10436]officers (ADD/O and D/OS) that such was the case, and further
[10437]that it was a condition routinely applied to other defectors.
[10438]whose bona fides were in doubt.
[10441]14-0000
[10443]ye 075
[10445]MEMORANDUM FCR1 General Counsel
[10447]Attached ts a report from the Office of Security concerning the awaree
[10449]er
[10451]ness of other Federal, authorities (USID, State, FBI, and TUNE), We have. ,
[10453]been advised by ADD/O that Nosenko at all times was adviaed that he could
[10455]elect to leave the U. S., but that he could not be ensured of Immediate
[10457]Liberty If he elected to stay; ina sense, we are ‘totd, he elected to stay under
[10459]the conditions then provailing. We do not yet have documentation on this
[10461]latter point, other than as shown In the attachment.
[10463]. i]
[10464]' SUBJECT : Nosenko
[10465]a . ‘ — ‘ a .
[10467]Ss, D, Breckinridge
[10471]cn a
[10472]i L..
[10474]Cela
[10477]14-0000
[10479]vet CENTRAL INTELLIG ENCE AGENCY ° tp
[10481]WASHINGTGN 23,0. c : Ve vO
[10483]OFFICE OF oePUTy DIRECTOR oF CENTRAL INTEWUGENCE .
[10485]12. February. 1964
[10487]S This nexorandua: Bes to ‘the State Departsent |
[10488]‘zaleasa. ‘of 10 February on. subject case and provides addi
[10489]tional backzroand as well: as inforaation ca Rae eucrant
[10491]wee ote
[10493]~ “2. a £6 state officer, } NOSENKO fs pegularty. :
[10494]asalgnod to the Counteriatolligence Directorate of the --
[10495]‘.) X¥G3 in Moscow but was included In the Suvylet delegation = |.
[10496]““" + fe the Oisarmanent Conforence as part oF a cover arrsaage-
[10497]zent whieh pernitted hia to carry out jatalliseace aad .
[10498]security. functions in Go: in Gonova oa behalf of tha XG2. +...
[10500]a
[10502]vege Semen
[10504]CE AAHsissesstons of the a
[10505]Guring the
[10507]Disaraazent Conference held in Gensva in 1962.
[10508]course o2 thase sessions, NOSENKI sought contact with «-
[10509]ozfictals of tha U. 5S, Goverzszont, inforaad these officials
[10510]that he was affiltatod with the Sovioz State Security ap- 7
[10511]ve paTatus and voluateered to aidc tho WU. 3. Governseat in ..° . 2-7
[10512]oo detecting Soviet subversive zerivity disected against the -.-
[10513]cen, UY. Se Governzent,: During 229 coursa of his conzact with. .
[10514]‘ DU. S,. antborities, KOSENEG stated that his cooperation with
[10515]- ‘the U.S. Governaent originared with hts dist
[10516]Zor the Soviet regine in gengral, with hls desiro to odtaia:
[10517]sevenzs for the unjust doats of his fathar, 2 senior official
[10518]33 the Soviet shipbullding industry, aad with tho genaray
[10519]acaizatioa of tho Azoric2as with whoa he kad coaa ia con-
[10520]tact withia the Seviot Unica. Loe, _ .
[10522]‘20 arr tyod. ia “Ganera,
[10524]4. In late January 1944, OSE:
[10525]4 Soviat Jelezztion
[10526]ct
[10528]azain sasquerading as a aczcar at zh
[10529]t2 the Oisarnaaeat Confsrsacc. Sudj
[10531]ted State
[10532]get
[10534]2i3 CLA cenracts in th: United Ste2
[10535]Awe
[10537](ua aN
[10539]3 in Geasva and avranzed ta:
[10540]tag a serius a7 aeotings nos:
[10541]fusing duccaents caac
[10543]Oy
[10545]Pon
[10547]dos withia the U552 anu surssd
[10549]E2 IMPDET. .
[10551]or cea SECRET cL ay o63344 -
[10552]TA! score] HR 10-23:
[10554]fo . rity Sky 9 January 1975
[10556]asta°and hatrad «.:
[10559]14-0000
[10561].
[10562]cparcr
[10564]SECPET .
[10566]of the KG3 operation against U. S.:Professor Sarghoora
[10567]which NOSENXS said ho had personally suszervised at the
[10569]. Sirection of SEMICHASTNIY, the Chalraan of the Cousittes
[10570]‘for State Security (KGB).° a a .
[10571]: oe wltesces etme . - ; te o
[10572]se 5. During those. most recent meatings NOSENKO anactnced.
[10574]' kis desire to leave the USS2 ‘perszaaeatly and seok his future -
[10576]4 In tho West. ‘tie claimed his new work in the £C3 (Firse .
[10578]Deputy Chief of that departuent charged with the survelidance. -.
[10579]aad rocruitaant of Agerican visitors to the USS2) was axe
[10580]panding and that he would not be able to visit the Nose :
[10581]with any froquancy.’ Accordingly, he prepared 3 Tequest for
[10582]political asylua in the United States, fia was taken to
[10583]Frankfurt, Gornany where he is currently undergolas interro-
[10584]gation. Plans are now bolng made to renove hia to the UL 5.
[10586]6. It ‘should be noted that CIA contact with Subject"
[10587]has sot boen extansive and that we will require additional
[10588]thorough interrogation to establish Subject's bona fides.
[10590]It shouid also ba noted that MOSENKO's duties were not con-
[10591]cernod with substantive aspects of the Disaruanent Conferences,
[10592]qnuthe “ri relsre—teonoteniedied tobe abla 9 shed much, if-
[10594]. aay, light on that area of our doterast.
[10596]‘Te The possibility that NOSENKO’s defection was dij”
[10597]- + Signed to wreck the conferonce was nost carofully considered,
[10598].-Taa decision to acecepe his was taken on the conviction thaz.
[10599]tho Soviets would not have chosen such a vulnerable agent |
[10600]‘(stakf officsr of the KG3) for this kind of nove, ve
[10602]Marshal! 5, Cartor |
[10603]Lieutenant Genoral, USA
[10604]Jeputy Director
[10606]eta
[10609]14-0000
[10611]5 ne
[10613]- . . omer tog eee
[10614]4 “Fn * r . woke . J
[10615], . fen Aey y J
[10617]: . E oe er
[10619]1 rns 31 December 1974
[10620]MEMORANDUM FOR: General Counsel
[10621]“ase
[10622]SUBJECT og Office of Security reports on PARAGON; **°
[10623]NOSENKO, AELADLE, CELOTEX Tand I”
[10625]“ a and MOCKINGBIRD
[10627]1. Forwarded herewith is a 31 December 1974 memorandum
[10628]from the Acting Director of Security on subject activities. The
[10629]material represents responses to questions posed by your office.
[10630]Obviously, the next phase of the investigation will require more
[10631]detailed reviews of each activity.
[10633]2. Questions that occur to us in reading the attached, are:
[10635]PARAGON \
[10637]We should spell out what is meant by thes = -:
[10638]statement that the FBI "deferred further coveragé “"*
[10639]to the Office of Security," how it was expressed and
[10640]what form it took. ;
[10642]The taping of two conversations does not seem
[10643]to constitute "electronic surveillance" in the usual
[10644]sense. It certainly is not trespatory surveillance.
[10645]A little more detail on the equipment will be wanted. . Sc
[10647]NOSENKO
[10649]We will go to the DDO for any record of DCI
[10650]knowledge, and report such information as we get,
[10652]AELADLE .
[10654]We will want to verify DDCI's approval of entry,
[10658]te gaged ions.
[10659]mos ay i
[10661]14-0000 4
[10663]fro
[10665]o Set, @ | —
[10667]- CELOTEX I
[10669]We will want more detail on the actual
[10670]surveillance, including possible higher approval,
[10672]i : This is responsive to the DCI's request for
[10673]newspaper articles that led to the surveillance.
[10675]CELOTEX If
[10677]: Questions similar to CELOTEX L
[10679]We may want actual copies of newspaper.
[10680]stories for display, in addition to memos, should
[10682]DCI wish to use it. |
[10684]! MOCKINGBIRD
[10686]: : No recorded {in CIA) formal approval by ‘
[10687]: Attorney General. It may be that Justice will -
[10688]have a copy. - :
[10690]se . Does this raise a question of surveillance” -
[10691]| of congressmen if one is contacted by.someone
[10692]under surveillance?
[10694]; 3. Security experts to have reports on Maheu, SIESTA,
[10695]REMKE I, surveillance trycks, and Israeli COMINT by COB
[10696]Thursday. - ‘ : -
[10698].
[10700]. S, D. Breckinridge
[10702]Attachments a/s
[10704]a.
[10705]El) ‘
[10707]Byes Ca
[10710]14-0000
[10712]SUBJECT . - : PARAGON — °
[10714]= ; \ we . _ wits
[10718](Wie
[10720]EYES O:‘LY
[10723]4
[10725]31 DEC i974
[10727]MEMORANDUM FOR: Inspector General
[10728]VIA : Deputy Director for Administration
[10731]AELADLE
[10732]CELOTEX I
[10733]CELOTEX If
[10734]MOCKINGBIRD
[10736]1. Attached is a report concerning Subject topics
[10737]which was requested by Mr. Scott Breckenridge of your office.
[10738]As you will note, the report is in a question and answer
[10739]format with attachments.
[10741]2. This Office is still gathering material in 1 regard
[10742]to the SIESTA Project and°REDFACE I. In.addition, other
[10743]files are being culled to provide more details, if they exist,
[10745]on the above mentioned projects.
[10747]— g
[10749]f Sidney
[10750]Acting Di
[10752]embridge
[10753]tor of Security
[10757]Atts
[10759]Distribution:
[10760]Original - Adse
[10761]1 - DDA
[10763]E2 IMPDET
[10764]CL BY 010249
[10766]emmy:
[10769]14-0000
[10771]of the vest, I was
[10773]MOMMIES T
[10775]{, Yurdy Ivanovich Noscnko, request the Covera.ent of
[10777]the United States of Aucrica ty prant ne political asylun
[10778]in the United States of Anerica. This decision has Leen
[10779]taken by ne as the rgsult of considerlag this question
[10780]over the course of several yours without any pressure on
[10781]the pare of anyone whosoever, Ll absolutely do not beilave
[10782]in the truth of the Sucialist systen, sucking in the KGS
[10783]and Knowing more than the ordinary Sovict citkzen about
[10784]the djaternal situation, tho adod uf the people and the
[10785]policies of the Seviet Governacat, [ becanc convinced thac
[10786]in the USSR there fs not. and never will bo truth and real
[10787]Creedoa as lony as the country is soverned by the Communist
[10788]Party. Travelling on official trips abroad to the couatries
[10789]able correctiy to understand aad becone
[10790]aware of the existence of a real and actusl free world.
[10792]The events in Hunj,ary and East Berlin and the split of the
[10794]Couaunist #ovenent are for ae vivid exauples and contiraas
[10796]tion of tho correctness of ay own decision to break forever
[10798]with the Soviet Unaton, “Twant to assure the Covornnent ot
[10800]tha United States of Anerica that [ will ccvete all ay
[10801]e fo the
[10803]strength and knowledse te the Cevermrent and people of
[10805]United states of Asccrica.
[10809]4 Febraury 1964
[10813]i
[10816]14-0000
[10818]Vet beset o%
[10820]MEP lo
[10822]6
[10824]ee)
[10825]Prd bef eid len ,
[10828]: _ - oe ~ 4.
[10829]dt Cece the ~leverRge: KO MCE eT™ Lhe
[10831]if
[10833]ae Coe Feats
[10835]LOMO 8Ce
[10837]. . fie Dee at
[10838]Ae ween vy fie Woes? a Soe “y
[10839]a
[10841]PAOD ALES
[10843]a”
[10845]apo t
[10846]Paral Gr oer dane
[10848]Peer pte
[10852]Le, rae
[10853]“ -™ wate Sia .
[10854]Fern Jat PS Eas a OOD LAL
[10856]To é
[10861]wok
[10863]eel, Ce
[10864])
[10866]me
[10867]ta
[10869]fog nese. “fee AreO Leg *
[10871]dyegeeain wt fear. [ert feoeu oF
[10873]: / Lae OF ee: he
[10874]weeidary OC Aft ariyrtcad te The Fe ere te
[10878]HCE rE eye
[10880]42
[10881]dle lessee
[10883]. 7. .
[10884]ORI fbstape yt
[10888]“)
[10890]JF
[10892]z
[10894]A
[10898]L
[10899]Zé Py AN tye
[10901]<P
[10903])
[10904]OL, OFT IL
[10906]s
[10908]bees CQ
[10911]14-0000
[10913]BG OV LIGN TION: ALD SECRECY
[10915]in connide ration of arrancements beat: made by the CEETRAL
[10916]ESTE LLAIGE NCE AGENCY for ty future mauployment gad welfare, T freety
[10917]dine claims of, any natur ft net the
[10918]2¥.) Pfurthe rlackneww beds: hat there
[10919]TR LLIGENCKH
[10921]acknoawledse that thbave no ante
[10922]TTRAL AUNT ELIIGENGE AG
[10923]are ne cominitments to me on the part oof the CENTRAL IN
[10924]AGERCY
[10925]iciationa with the Apency.
[10927]thents between myrelf ond the ©
[10928]intended to completely encompies all oblizationn of
[10930]rnads: tame by the CENTRAL INTELLIGENCE AGENCY, |
[10932]which retain unsatisfied arising out of any of may prior
[10934]f fally understand that the current «rrange-
[10935]TRAL INTELLIGENCE AGENCY are
[10937]if any nature Whatsorver
[10939]1 acknowledye my desire to serve the interests of the United States
[10940]by fulfilling the obligations which I have accepted in the current
[10941]arranyements with the CENTRAL INTELLIGENCE AGENCY. I assert
[10942]under vath, as indicated by my ¢ignature below, that I have complectcly,
[10943]totally and permanently severed any and all relationvhips with any other
[10944]government, its agencies, organs or functionaries including the Communist
[10945]Party; that I will not in the future advocate, teach, or become.a member
[10946]of or become affiliated with any organization which advocates of teaches
[10947]opposition to all organized poverrrment; that L will not in the future become
[10948]a member of or become affiliated with the Communirt Party or any other
[10949]totalitarian party; and that I do not now nor will I in the future advocate
[10950]the economic, internationa), anc governmental doctrines of world
[10952]communism,
[10954]{ understand fully the need for secrecy reparding my past,
[10955]Present and future relationships with the CENTRAL INTELLIGENCE i
[10956]AGENCY and [ agree to keep forever secret these relationships and |
[10957]my arrangements with the CENTRAL INTELLIGENCE AGENCY ineludin:
[10958]all information which I may obtain ty reason of any associations. with :
[10959]the CENTRAL INTELLIGENCE AGENCY, with full knowledge that |
[10960]violation of such secrecy may subject me to criminal prosecution under
[10961]the espiunage laws (18 U.S.C. 79%, 794) and other applicable laws and
[10962]regulations, I understand that thie is a solemn and permunent undertaking
[10963]which I must observe even after termination of any contracts or other
[10964]arranzpements with the CENTRAL INTELLIGENCE AGENCY, Ina addition,
[10965]I understand that I may not discuss with or disclose to any person not
[10966]authorized to hear it any information concerning the CENTRAL
[10967]INTELLIGENCE AGENCY, its ectivities, or intelligence materia] under
[10968]the contral of the Avency, I underetand that the burden is upon me to
[10969]ascertain from the CENTRAL INTELLIGENCE AGENCY whether or not
[10970]information is claseified and if so, who is authorized to receive it. !
[10974]i take the obligations act forth above freely, without any mental
[10976]2
[10978]reservations or purpose of evasion,
[10981]14-0000
[10983]Lo ofmmenampee a
[10985]» this
[10987]1969,
[10989]POWIT ROS WHEREQE,
[10991]of
[10993]On
[10995]/sf IDEN 1
[10997]Tieve hereunto setonpy hand on soot
[10999]Subscribed and sworn to befure me this 2/A:+ day of a Clon, ko.
[11001]| (SEAL
[11003]/s/ IDEN 7
[11005]. a - ‘
[11007]Notary*Public ;
[11008]Wy tommissizn egies Sezistter 24, 1963
[11011]14-0000
[11013]DEM 4
[11015]Dear IDEM 4
[11017]The GATED STATES GCOvErNueEnr, as represented by the
[11018]CENTRAL INTELLIGENCE AGENCY, hereby contracts with you under
[11019]the folluwing terms aad conditions: .
[11021]1, STATUS. Your legal status under this contract is thas of an
[11023]independent contractor or consultant. You are not consideratan”
[11025]employee of the UNITED STATES COVERNMENT by virtue of this
[11026]contract. You will be required to hold yourself available at all times
[11028]to fulfili requests rnade of you by the C
[11030]or to respond to tauks requested of you by the (CENTRAL INTELLIGENCE
[11032]AGE NCY. You wiil refrain from engaging in other gainful employment
[11033]or occupation until epproval has been received from the CENTRAL
[11034]INTELLIG ENCE AGENCY. Instructions furnished to you pursuant to
[11035]this contract and within the terms hereof shall be as binding upon you...
[11036]as it included in the written terms hereof.
[11038]2, COMMUNICATION. In all relationships with the CENTRAL
[11040]INTELLIGENCE AGENCY you will accept requests, tasks and relevant
[11042]instructions from an individual hereinafter referred to as the
[11044]"Authorized Government Representative." He will be fully authorized a.
[11046]“to discuss matters with you relating to your responsibilities under this
[11049]contrect including, but not limited to, cover arrangements, place of
[11051]assignment, cencitions of work or any cther matters relating to your
[11053]relationship with the CENTRAL INTELLIGENCE AGENCY,
[11055]2, COVER AND SECURITY, In the performance of your
[11057]ay
[11059]responsibilities hereunder, appropriate arran gemests will be made ~
[11060]regarding cover and eeneral security conditioas, You may be required
[11062]ENTRAL INTELLIGENCE AGENCY.
[11064]14-0000
[11066]em
[11068]to execute certain documents in the course of estublishinge cover
[11071]arrangements but itis to be expressly anderstood that such dueuniwnta
[11073]are solely for the purpose of caver and sceurity and confer ne additional
[11075]and that all of your rights and oblisations with
[11077]legal rights or oblipatioas
[11078]1
[11080]respect to the CENTRAL, INTELLIGENCE AGENCY derive solely from
[11082]this agreement, In connection with cover and security you will be
[11084]provided from time to time specific instructions by the Authorized
[11086]Government Representative and you will be required to adhere precisely
[11088]to such instructions,
[11089]i 4, COMPENSATION. You will be compensated by the CENTRAL
[11091]INTELLIGENCIS AGENCY at the rate of Sixteen Vhousand Five Hundred
[11093]Dollars ($16, 500, 00) per year, Payment of this compensation rhall be
[11095]monthly in accordance with arrangements acceptable to the Authorized
[11097]Governni- nat Representative. This sum is subject to Federal income
[11099]taxes and to such income tax laws as are applicable to your place pf
[11101]reeidence, Additionally, this compensation is subject to FICA taxes, ;
[11103]with
[11105]The current rates and method of payment will be in accordance
[11107]applicable laws and the security instructions issued by the Authorized
[11109]i i
[11110]' Government Representative. To assist you in establishing yourself, the
[11112]"CENTRAL INTELLIGENCE AGENCY will assist you in procuring’ an
[11114]automobile and necessary household furnishings, providing funds therefor,
[11116]up to a maxinium of Eight Thousand Dollars ($8, 000. 00). Payment of all
[11118]taxes and preparation of necessary tax returns are your personal
[11119]obligation ‘and responsibility but in accord with appropriate security
[11121]instructions which will be furnished by the Authorized Government
[11123]Representative,
[11126]14-0000
[11128]: GOVERNMENT rules and repulations,
[11130]SOO RESIDENCE. tthe interests of Security. you will
[11132]or aipartictent as is
[11134]bu: reeuired to Save iw such State, area, and house
[11136]fpecifieally arproved by the CENTRAL INTE LLIGENCE AGENCY after
[11137]mutual Niscuscion and due consideration of all circumstances, All of
[11138]the expenses of such leased house or apartment will be borne hy you and
[11140]the CENTRAL IPE LLIGENCE AGERCY will not be obligated to pay any
[11142]such expenses.
[11144]6. ALLOWANCES, TRAVEL AND OTHER EXPENSES, If, in the
[11145]a eee
[11147]course of fulfilling your responsibilities under this agreement, monetary
[11149]allowances would be payable under fencral UNITED STATES
[11150]you will be paid such monetary
[11152]allowances in substantial accordance with these laws and regulations.
[11154]If, in the course of this contract, you are directed to travel or are
[11156]authorized to incur other expenses, reimbursement for expenses will
[11158]be made by the CENTRAL INTELLIGENCE AGENCY in substantial
[11160]‘accordance with epplicable CENTRAL INTELLIGENCE, AGENCY
[11162]regulations,
[11164]7. HOSPITALIZATION AND MEDICAL CARE. The CENTRAL
[11166]INTELLIGENCE AGENCY will.provide you with reasonable insurance
[11168]covering medica] care and hospitalization equivalent to that which could
[11170]be obtained through etandard insurance policies; or, the CENTRA
[11172]INTELLIGENCE AGENCY may provide directly such medical care and
[11173]hospitalization,
[11174]8. SECRECY OBLIGATION. You will be required to keep forever
[11176]secret this agreement and all information which you may obtain by reason
[11178]‘hereof (unless released in writing by the CENTRAL INTELLIGENCE
[11180]AGENCY from such obligation), with full knowledre that violation ef such
[11182]i
[11183]i
[11184]i
[11187]t
[11188]i
[11189]1
[11190]H
[11193]14-0000
[11195]: te
[11197]Ait
[11199]secrecy may sublot yoy leo iris presecontion under the eruienace laws,
[11201]@¥ amended, and other applicable laws and regulations. Your relationship
[11202]with the CENTRAL INTELLIGENCE AGENCY and this contract must be
[11203]kept secret and you may not discuss any aspect of this relationship and | 7
[11205]contract with any person other thin the Authorized Government
[11207]Representative or such other person as he may specifically approve.
[11209]9. UNAUTHORIZED COMMITMENTS, No promises or
[11211]commitments pertaining to rights, privileges. or benefits other than those
[11213]ent thereto
[11215]tees,
[11217]expressly stipulated in writing in this agreement or any amendm
[11219]shall be binding on the CENTRAL INTELLIGENCE AGENCY.
[11221]10. TERM, This agreement is effective as of 1 March 1969
[11222]and shall be for a term of one (lj year. At the end of that period this
[11223]contract shall be deemed to be renewed for another year unless notice of
[11225]termination has been furnished to you thirty (30) days in advance of the
[11227]elapse of one (Il) year. Thereafter the contract will be renewed automatically’
[11229]on similar terms and conditions. This contract may be terrninated at any
[11230]time by either party upon furnishing thirty (30) days advance notice. Upon
[11231]termination of this contract or: renewals thereof, including amendments,
[11232]ifany, the CENTRAL INTELLIGENCE AGENCY will undertake to assist
[11233]you in obtaining gainful employment or to provide continuing compensation.
[11234]to assure you that you will be able to maintain a reasonable standard of
[11235]living. This undertaking is contingent upon your fulfilling the. terms of
[11237]this contract and the continuing compliance with the secrecy obligations
[11239]i
[11240]1
[11242]imipused an yeu by perayraph § ef this COM raeh ayd Un: provisinas of
[11244]any secrecy agreement which you-have Signed with the CENTRAL
[11246]INTELLIGENCE AGENCY, _
[11247]UNITED STATES GOVERNMENT
[11248]As Represented dy the
[11249]CENTRAL INTELLIGENCE AGENCY
[11250]By:
[11252]: , , ' Contracting Ofticer
[11254]Date:
[11256]| ACCEPTED:
[11258]Abt Ainl Date: /8/) WEN De
[11259]I
[11261]WITNESS:
[11263]oo Agee S96F Date: /s/ IDEN?
[11264]~~ v . .
[11268]on ee eee en
[11270]14-0000
[11272]te eee
[11274]“agreement,
[11276]Dear IDEN t
[11278]Nee
[11279]GOVERN.
[11281]ed cove EAL
[11283]po Keore
[11285]Vio. Tifoctive
[11287]Cerniinated
[11289]> COVERNMENT, as represented by the
[11291]The UNETED STATE!
[11292]gees under
[11294]CENTRAL INTELLICE NCE AGENCY, Nereby contracts with
[11295]the followin terms and conditions: . :
[11297]3. Your legal status under this contract is thet of an
[11299]1, STATUS,
[11300]independent contractor or consultant. You are not Considered an employee
[11302]of the UNITED STATES GOVERNMENT by virtue of this ceontrzct, You
[11304]will be required to hold yourself available at all times to Mlfill requests
[11305]made of you by the CENTRAL INTELLIGENCE AGENCY or t9 respond to
[11306]tasks requested of you by the CENTRAL INTELLIGENCE AGENCY, You
[11307]WH refrain from engaging in other gainful employment or occupation until”
[11308]approval has been received from the CENTRAL INTELLIGE SCE AGENCY,
[11309]Instructions furnished to you pur-ivant to this contract and within the terms |
[11310]hereof shall be as binding upon you as if included in the written terra.”
[11312]hereof,
[11314]2. COMMUNICATION. In all relationships with the CENTRAL
[11315]INTELLIGENCE AGENCY you will accept requests, tayks and relevant
[11316]instructions from an individual hercinufter referred-tu as ihe
[11317]Government Representztive.' He will be fully authorized to discuss
[11318]matters with you relating to your responsibilities under this contract
[11319]but not limited to, cover arrangements, place of avtignment,
[11320]to your relationship with
[11322]“Aultherized
[11324]including,
[11325]conditions of work or any other matters relating
[11326]the CENTRAL INTELLIGENCE AGENCY, :
[11328]3. COVER AND SECURITY. In the performance of your
[11329]responsibilities hereunder, 4ppropriate arrangements will be rnade
[11330]regarding cover and general security conditions. You mzy be required
[11331]to execute certain documents in the course of establishing cover
[11332]arrangements but it is to be expressly understood that such Cocuments are
[11333]solely for the purpose of cover and security and confer no additicnal
[11334]legal rights or obligations and that all of your rights and obligations with
[11335]respect to the CENTRAL INTELLIGENCE AGENCY Jerive aOlely from this
[11336]In connection with cover and security you will be provided
[11337]from time to time specific inetructions by the Authorized Government
[11338]Representative and you will be required to adhere precisely to such
[11340]instructiovs.
[11343]14-0000
[11345]PONTE NSATEON You wll tre « spe ne
[11347]AGE NOY ot the rate dt Poayhiteccs:: 1
[11349]SOO OO) pee vege
[11351]Tae Cordanece Witlt wr raw rements accepts! Aathoriced
[11355]surmpids subyeet to Beg
[11357]applicable to your place af re
[11358]subject ta PICA taxes. The current
[11359]plicable laws and
[11361]aed method of paymiest will be in accurdence with a
[11362]esurity instructions issued by the Authorized Gove ene Representative,
[11363]‘aration of necesnary tax re
[11364]wl oublijation and respe vibitity but in accord with: At
[11365]ructions which will be furnished by the Authorised Government
[11367]itis Are your
[11369]cntiof all tases and pr
[11370]repriate security
[11372]inst
[11373]Representative,
[11374]i; 5. ALLOWANCES, TRAVEL AND OTHER EXPENSES. If, in the
[11375]} course of fulfilling your responsibilities under this agreement, monetary
[11376]! allowances would be payable under general UNITED STATES
[11377]f GOVERNMENT rules and regulations, you will be paid such monetary
[11379]allowances in substantial accordance with thoue laws and regulations,
[11381]i Uf, in the course of this contract, you are directed to travel or are
[11382]authorized to incur other expenses, reimbursement for expenses will Le
[11383]made by the CENTRAL INTELLIGENCE AGENCY in substantial accordance
[11384]with applicable CENTRAL INTELLIGENCE AGENCY reeulations,
[11386]6, NEGOTIATED BENEFITS,
[11388]a. You presently have a private health insurance plan for
[11389]yourself and your wife paid until late December 19T0, Prior to
[11390]the expiration date of the current policy the CENTRAL
[11391]INTELLIGENCE AGENCY has the option of paying premiums:
[11392]on the current policy until l March 1972 or enrolling you ina
[11393]health insurance program for selected contract ineividuals
[11394]of the CENTRAL INTELLIGENCE AGENCY subject to|
[11395]all the terms and conditions of that program, The CENTRAL
[11396]INTELLIGENCE AGENCY will pay the premiums on either.
[11397]insurance coverage until 1 March 1972. However, any new
[11398]contract will include an appropriate clause providing that this
[11400]> SSS
[11404]i Organization will bear a vortion of the total Premiten cost of
[11406]it any health insurance and you will bear the remainder,
[11410]i b. The CENTRAL INTELLIGENCE AGENCY will endeavor
[11411]i: to arrange for you to secure a term life insurance policy with
[11413]i “a face value of $15,000.00, This poiicy contains ne additional
[11415]n accidental death benefits, The premiums for the oolicy will
[11417]" be your personal responsibility, The current preniium charge
[11418]No is $12.00 per month, :
[11421]14-0000
[11423]ee ETP Ue et tee Ne reife Of yropt yeu are hepeis
[11425]uathwrriyedd tee y tyre (CE) wed aye waeatran with Paty per
[11427]eetres foyer folie fabaue ely sf tite and places approwed
[11428]ia wdvanee Ly tie Avthoricond Gavepnmiend Pleprercentative,
[11429]Vacation tire pi net ce rable ceeel With ret tee Carried-over
[11430]from vee forgone. Pegient for unused vacation tine will
[11431]net be wutheris dy
[11433](8) Pf incapacitated foy work ‘due te iHtnessa, injury
[11434]and Che The. your conspereation iay be continued for perjicds
[11436]a , not fa exceed a totel of thirteen (13) working days per contract
[11438]4 year, Periods of absence in eccods of three (4) consecutive
[11440]d daya will require a doctor's certificate, Like vacation time,
[11441]this benefit is not accruabse and will not be carried over from
[11442]year to year, Cath payment in lieu of this benefit will not be
[11444]i
[11445]i
[11446]| authorized,
[11448]7. SECRECY OL LIGATION, You will be required to keep forever
[11449]‘Teeccret this agreement and all information which you may obtain by reason
[11450]i hereof (unless released in writing by the CENTRAL INTELLIGENCE .
[11452]AGENCY from such obligation), with full knowledge that violation of such
[11454]i, secrecy may subject you to Criminal prosecution under the espionage Jawn,
[11455]tas amended, and other applicable Tawa and regulations, Your relationship
[11456]with the CENTRAL INTELLIGENCE AGENCY and this contract muot be
[11457]kept secret and you may not discunn any aspect of this relationship and
[11458]jlcontract with any person other than the Authorized Government
[11459]Representative or such other person as he may fpecifically approve,
[11461]| 8. UNAUTHORIZED COMMITMENTS, No promises or
[11463]j commitments pertaining to rights, privileges, or bencSits other than those
[11464]‘expressly stipulated in writing in this agreement or any am.ndinent thereto
[11465]i shall be binding on the CENTRAL INTELLIGENCE AGENCY, ;
[11466]| : 9. TERM, This agreement is effective as of 1 March 1970 and
[11468]i hall be for a term of two (2) years, At the end: of that period this contract
[11469][jenaut be deemed to be renewed for another year unless notice of
[11470]jfermination has been furnished to you thirty (30) days in advance. ;
[11472]\ Thereafter the contract will be renewed automatically on similar terms
[11473]Vand conditions, This contract may be terminated at any time by cither
[11474]eParty upon furnishing thirty (30) days advance notice, Upon termination
[11475]jjot this contract or renewals thereof, including amendments, if any, the
[11476]WCENTRAL INTELLIGENCE AGENCY will undertake tu assist you in
[11477]obtaining Rainful employment or to provide continuing compensation to
[11478]jiassurc you that you will be able to maintain a reasonable standard of
[11479]pliving. This undertaking is contingent upon vour fulfilling the terms of
[11481]SECRET.
[11484]14-0000
[11486]jance with the reerecy oblisctions
[11488]eieraetiand (he oravicions of any
[11490]this contract and the continuine coun
[11491]“Ganpored an Ye by poeranre. a eat this
[11492]yapreemert whieh you have Gipned with the CENTRAL
[11493](Ch AGU NCY
[11495]fecredy
[11497]ON THN LLIGH
[11499]UNITED SUATES GOVER NMENT
[11501]As Represented by the
[11503]CENTRAL INTE LLIGENCH AGENCY :
[11504]Vy: . :
[11506]8 .- -IDEN 6.
[11508]|
[11511]7 mee ee,
[11513]j
[11515]t Contracting Officer ’
[11516]i
[11518]i , .
[11522]i
[11524]', ACCEPTED: ee
[11526]; /s/ IDEN 1 Dates Marth C, (i fp
[11528]i : 77
[11530]i!
[11532]t
[11534]1 /s/ IDEN 2 _ Date: Z Gibweed (940 _
[11536]t
[11537]if
[11539]i
[11546]1
[11548]We en
[11553]14-0000
[11555]25 October 1972
[11557]Received this date from an Authorized Covernment Repre-
[11558]“sentative three Bank Cashiers Checks drawn on the following banks:
[11559]HAL 25-349 Schroder Trust Cusmpany 315,000.00
[11560]“- . #EE 54779 = Morgan Guaranty Trust Co. 19, 000. 00 oe
[11561]" $A593613 Harris Trust & Saviags Bank 19,000.00
[11562]This {3 an advance against a back ealary payment covering
[11563]the period April 1964 to March 1969 which was approved on 18 October
[11564]1972. I understand that this advance, $35, 060. ON, will be deducted
[11566]froin the total back sala ry payment covering the specified period when
[11568]the finalization of this Payment is made in the near futuce,
[11570]/s/ IDEN 1
[11572]_
[11574]‘a /s/ IDEN 5 —
[11575]Cate fer 2k 4979
[11576]. a
[11579]Witness — a Date: =
[11581]i
[11583]14-0000
[11585]16 ACY jazo
[11587]Received this date from.an Authorized Government Repre-
[11588]sentative four Bank Cashiers Checks drawn on the following banks:. .-..
[11589]#155784 ‘Riggs National Bank . $15, 000. 00
[11591]_ #01-028564 Union Trust Company 15, 000, 00
[11593]#0661511 American Security & Trust 15, 000. 00
[11594]#2-442275 The National Bank of Washington 7,052.00
[11595]The above aniount, $52, 052. 00, together with the $35, 000. 00
[11597]advance received oa 25 October 1972, constitutes full payment for back
[11599]salary covering the period April 1964 to March 1969.
[11601]/s/ IDEN 1
[11602]N /s/ IDEN 5 cf; ve. Lor SL (372
[11603]Witness: : Date: CORP ee eee an a
[11605]J™
[11607]14-0000
[11609]we ene
[11610]a tment
[11612]is) SENTES C) CRENMENT
[11614]Memorandum
[11616]NG
[11618]DATE! 13 July 1973
[11620]10 : Files
[11621]ROM 3 IDEN 2
[11622]SUsjecr: IDEN 1
[11624]: 1, On 12-July 1973, the attached Acknowledgement and
[11625]Release which way prepared by the General Counsel was signed by
[11626]the Subject in the presence of IDEN 5 and witessed by the
[11627]undersigned, There were no problems involved in obtaining the
[11629]signature of the Subject who had previously voluntarily stated he
[11630]a such a document if he would receive the $15, 000. 00 which
[11632]would siz
[11633]t of an Agency promise in 1964 -
[11635]Subject considered was the fulfillmen
[11636]before his defection.
[11638]2, Subject understood that the attached did not affect the
[11639]existing contractual agreement with Subject and that all stipulations
[11640]in that contract were valid and continuing.
[11642]3. Also attached is a copy of the $13,000.00 Caghier's
[11643]Check given to Subject on 12 July 1973 which completed the agreed
[11644]sum of $15,000, GU, the Subject having previously received $2,000. 00
[11645]which was a part of the agreed sum. .
[11649]Buy U.S. Savings Bonds Reanherly on the Pazrall Ssvings Plan
[11652]14-0000
[11654]ACH NOW LEDCEMENT “ND RELEASE,
[11656]WHEREAS, ~ IDEN 1 1 a former citizen of the Union
[11657]of Soviet Socialist Repablies and an employee of the Committee for State
[11658]Security (KGB), first coope cated with Officers of the United States Govern-
[11659]nrent and then, subsequently, Cefected to the United States; and,
[11661]WHEREAS, JDEN 1 ‘W328 promised certain sums of money for
[11662]his cooperation and defection, only part of which have previously been
[11663]paid to him; and, .
[11665]WHEREAS, there remains a certain balance of money agreed upon by
[11667]IDEN 1 and Officers of the Central Intelligence Ageacy;
[11669]NOW THEREFORE, in consideration of the sum of FIFTEIN THOUSAND
[11671]and 00/100 Dollars ($15, 000.09) the reccipt of which is hereby acknowledged,
[11672]i IDEN 1 . for himself and for his heirs, executors, admini-
[11673]Strators und assigns, hereby releases and forever discharges the United
[11674]States Government and the Central Intelligence Agency and all of its
[11676]i employees and representatives from any claim for money promised to him
[11677]for, and/or at the time of his defection, and from any and all other claims
[11679]demands and Habilities in any form whatsoever arising out of or in any way
[11681]connected with his cooperation and association : with the United States Govern-
[11682]ment and the Central Intellisence Agency prior to the date of this document,
[11684]412 July 1973,
[11686]fy WITNESS THE FOLLOWING SIGNATURE AND SEAL:
[11687]Y . } f
[11689]/s//) IDEN 1 ; 4SEAL)
[11690]‘IDEN 1
[11691]‘| WITNESS;
[11693]On Behalf of the United States Government
[11695]/s/ IDEN 2 a
[11697]TO ee ae 6 art cnet ra,
[11699]14-0000
[11701]Cree a
[11703]A Rt eg
[11705]oo . :
[11707]- IDEN 1
[11709]“Dear IDEN 1
[11711]/ ' Reference is made to , your contract with the United Stutes Government,
[11712]/as represented by the Central Intelligence Agency, effective | March L970.
[11716]; Effective 1 Marck 1974, said contract is amended by revising the first
[11717]"sentence of paragraph four (4) entitled ' "Compensation" to read ag follows:
[11719]"You will be compensated by the Central Intelligence Agency
[11721]: i at the rate of Twenty-Three Thousand Seven Hundred Fifty Dollars i ;
[11722]: . i ($23, 750) per year. " . |
[11723]i ;
[11724]‘ All other terms and conditions of said contract remain in full force and |;
[11725]jieffect. !
[11726]I _ ;
[11727]zi Please acknowledge by signing in the space provided below. :
[11728]: i oe ;
[11729]Ro se CENTRAL INTELLIGENCE AGENCY !
[11730]ay fi a)
[11731]y i
[11732]v it
[11733]: BY /s/ IDEN 3
[11735]a Contracting Officer
[11739]i
[11741]a !
[11743]u ; y jazy i
[11744]i /s/ IDEN t day I 19TF
[11745]i George Martin Rosnek _ ‘Date 4
[11747]WITNESS: H
[11748]i {
[11749]ie . ° i
[11750]i /s/ IDEN 2 Fo may (FP i
[11752]2 _ : = _ _ — —_— ee .
[11753]: Date . a
[11756]/s/ IDEN 4 SF OF; TA
[11757]. ~ a Date’ :
[11759]E2IMPDET i
[11760]us CL by: 063837. i
[11761]: oo i
[11762]i - - i
[11763]: i
[11765]a . .
[11766]" : : rs i
[11768]14-0000
[11772]TAB
[11774]TILE DATE
[11775]Memo for Mr. Garrison fren 3, D. Preckinridee, Cuts 30 Jan 75
[11776]Tnformation on Tetenticon ef Defector
[11778]Memo for [G) from Jerrold F. Brown, Subl: Request for
[11779]Information (reg Report that NCI fired an expliyee
[11780]for abusing a defector) 18 Jun 75 -
[11782]MFR from Walter Elder, Sitv:. Rockefeller Cums i gefon
[11783]Contact (res: Report that pet rired an employes for
[11784]abusing a defector) i 23 Jun 75°
[11786]Memo for-IG from CO, Wy. Nare Allered Tileval
[11787]Activities (Unidentified guitect o. Allezed Atene of
[11788]Defector) . . _
[11790]27 Jun 75
[11792]Routing Slip to &. Breckinridge from Fy Buens . _ 22 Jan 79
[11794]“Abts Memorandum of Agreement between the Attorney Generel
[11796]Agency
[11798]of the United States and the Central Intell:
[11799]for the Entry of Aliens of Interest to the Central
[11800]Trtellipence Agency under Speciftle Cireumstanceg 10 Feb 55 -
[11802]“ono for Inspecter General from Jerrold 5.2rem, datod 18 June 1975
[11803]18 Juna 1975, Subject; Request for Information
[11804](ro- DCI firing an ezpleyee for abusing a defector) ©
[11806]14-0000
[11810]oo RevieW Staff: 75/880
[11811]SECRET. . .
[11812]aaa . yu. ar aed
[11814]18 June 1925.
[11816]MEMORANDUM FOR: Inspector General
[11817]" SUBJECT + Request For Information
[11819]The Rockefeller Commission Report (Pg. 170)
[11820]Says the DCI fired an employee for abusing a de-
[11821]fector. Can you uncover the details on this in-
[11822]cident? Is it the only such domestic incident
[11823]known to us? ‘(John Waller says the DDO has no
[11824]knowledge of "any piece of paper" sent to the
[11825]Commission on the reported incident or of any
[11826]others. He supgests checking Office of SecurityJ
[11828]a . Brown
[11831]: John Waller
[11833]SECRET
[11835]14-0000
[11837]HAHTPIT. 2
[11839]rN S-E-C-R.5.
[11841]MEMORANDUM OF AGREEMENT BETWEEN THE ATTORNEY GSNSRAL OF TIE UNITED STATES
[11842]AND THE G2NTRAL INTELLIGENCE AGENCY FOR THE ENTRY CF ALLEN3 OF INTEREST TO
[11843]LEON aeG UE AGE oR_SPES: C CIRCUMSTANCES .
[11845]Tho Contra Intolligence Aveney has frequent neod for the covert
[11846]wueniry entry of aliens into the United States for intolligence and
[11848]Operational purposes within its jurisdiction,
[11850]To effectuate entry in such casey, the Ceutral Intel) ipence Agoney
[11851]wil] submit each such alien's case in writing to the Comassioner of
[11852]Immigration and Natural tzation with the requust to defer tnapection of - :
[11853]the subject upon arrival and pirole to the Central Tntelligence Agency
[11854]under the authority of Section 212(d)(5) of the Inaigration and Nationality
[11856]Act,
[11858]In ordor that the Intell trunca tenof its tobe derived from such
[11859]ontrius not be outwolehod by the dangers, if any, to the internal security
[11860]of tho United States by the prusunce of sueh aliens, lhe Central Tntelligenco
[11861]Aguney agrees that tt wil) take all necessary steps to establish the bona
[11862]. fides of each prospective entrant prior to Sutmittal to the Immigration and
[11863]an Naturalization Service. It further agrees: (a) That this mathod of entry
[11864], will only bo utWized where :4t Is *trictly in the national interest: (b>) That
[11865]each mquest wil) be accompanied by a summary of pertinent background and blo~
[11866]éraphical data with Particular emphasis on aspects bearing on internal
[11867]Security and admissibility under tho immigration laws, ay well as the results
[11868]of acurrant check of the FBI file; and (c) That the Plico, tine and manner
[11869]s, of arrival will be coordinated with the Sortce in advarce thercof, .
[11871]: Fach alien whose entry ts authorized by the Comaissioner under the
[11872]foreczring procedure will be paroled for Such period of time as maiy be agread
[11873]cn by the Central Intulligence Agoney and tho Service, tn no fnitance to
[11874]excesd one year. Furthor extensions of parole, Simtlarly limited, may be
[11875]authorise: thereafter on a Writton statement or need, which include the
[11877]results of a current Socurlty chech, : :
[11879]Upon arrival each alten will execute an Aagreenent acknowledging ;
[11880]Parole status 4n a fom satisfactory to the Central Intelligence Agency and
[11882]the Service,
[11884]After parole of Sech allan, the Centryt I.telligence Agency will
[11885]assume responsibility for Clee, sepurvisten and control of a kind andiazree
[11886]it believes consistent with the incerral Bcurity aceds of the United States’
[11887]during continuance of their Puvole status, Further, in theese or any alien
[11888]whose physical Custody ts net to ba Maintained or is to +6 teminated, the
[11889]Central Intellirence Agency will arrange for presentation of each alten for
[11890]Yeyistration pursuant to law at a tine and place Satisficctory to the Service,
[11892]SEC Kt
[11895]14-0000
[11897]_ the United States, or 4f internal
[11899]SeBCeReey
[11901]4
[11904]tollifence or operational purposes in
[11905]security reasons soimquire, these allens
[11906]wil) bo removed therefrom through tho arrangements and at the expense of
[11908]the Central Intelligence Aguncy, uxcopt in those’ cases in which other dis=
[11909]position 13 made of a nature satisfactory to the Service, Also, the Cuntrel
[11910]Intellirence Agency will inform tho Sorvice' sufficiently tn advance of each
[11911]Proposed doparture as to pormit verification thereof if tho Servier so olects,.
[11913]In accordance with past practice, the Servico will apprise the FBI of
[11914]the entry and departure or other disposition of these alions.
[11916]‘Upon completion of their tn
[11918]Tho Service will maintain separate and secure files under this
[11919]agreoment. .
[11921]Si. wenn -
[11923]Attorney General
[11925]a
[11926]Director of Central Intelligence
[11927](Feb 19 1955)
[11929]S-E-C..R-E-T
[11932]14-0000 _
[11935]J UNCLASSIFIED CI ust [] CONF. .NTIAL [] SECKET
[11936]= ROUTING AND RECORD SHEET
[11938]SUBJECT. (ononaty -_ vay
[11940]Alleged Ilfepal Activities .
[11941](Unidentified Subject+-Alleped Abuse of Defector)
[11943]FROM” oe H tettraneee |
[11945]Chartes W. Kane
[11947]27 JUN 1975
[11950]_ | CMICES | COMMENTS [Number gach comment to show from whom
[11951]oe ° | IPITIALS to whom. Draw @ Ine orcas column atte: each comment)
[11952]|
[11954]Date
[11956]TO: (Gitano: devgnatian, room number, ond
[11957]building)
[11959]aTCEAG
[11961]ey an a
[11963]a ae DDA
[11966]t
[11967]U
[11969]Inspector General
[11970]Att: Mr. Ainslie
[11972]4,
[11974]3-5: Attached was prepared in
[11975]response to un 18 June
[11976]request from Jerry Brown,
[11977]Per 23 Jun, MfR by Walt
[11978]Elder, source of the story
[11979]is a deposition by Mr. letms
[11981]a
[11983]Dr. Chanberlain :
[11984]13
[11986]re Ae. aa ofa,
[11988]wee LG : plo ‘ ‘oe {.6 re met © C.
[11990]Cee ge.
[11992]A:
[11995]Cam 6l 0 VE EUS
[11998]Usa CJ UfcLaA SSIFIED
[12000]14-0000
[12002]“ SECRET
[12004]INSPECTOR GEEp AL
[12005]eek ee
[12007]ne or es
[12009]"FUN 1975
[12010]MEMORANDUM FOR: Inspector General
[12011]ATTENTION i Mr. Neil Ainslic
[12012]VIA : Deputy Director for Administration
[12013]SUBJECT : Alleged Illegal Activities
[12015](Unidentified Subject--Alleged Abuse
[12016]of Defector)
[12018]1. Reference is made to Mr. Ainslie's verbal request
[12019]for a review of Office of Security files in an effort to
[12020]provide information pertinent to a case mentioned on page
[12021]170 of the Report to the President by the Commission on CIA
[12022]activities within the United States...
[12024]2. The case in question from page 170 of the Commission
[12025]Report is quoted as follows: “In one other case, a defector
[12026]was physically abused, although not seriously injured, The
[12027]Director of Central Intelligence discharged the employee in-
[12029]volved." -
[12031]3. A search of Office of Security file resources has
[12032]reflected ‘information pertinent to a case in which a defector
[12033]was physically abused at an overseas location, and the Agency
[12034]employee was later terminated by the DCI. It is not known
[12035]whether the following case is identical to the referenced
[12036]case on page 170 of the Commission Report, but the facts
[12037]appear to be quite similar.
[12039]y this Office of possible in-
[12040]John Torpats,
[12041]an defector.
[12043]4, Information developed b
[12044]terest to the Inspector General, pertains to one
[12045]an ex-CIA employee, and one Eduard Oun, an Estoni
[12047]5. Torpats was born in 1998 in Estonia, and became a
[12048]naturalized U.S. citizen in 1926. Torpats was employed by
[12049]CIA in February 1949 and was terminated 30 January 1961. ° The
[12050]file information reflected that in July 1956, Torpats was found
[12051]guilty of mistreatment of an alien by a Special Inquiry Board
[12053]E2 IMPDET
[12054]CL BY 011018
[12056]SECRET we gbyge
[12058]14-0000
[12060]SecHET
[12062]in Frankfurt, West Germany. The alien involved was Eduard
[12063]Oun, an Estonian who defected from Estonia through Sweden
[12064]in 1955, :
[12066]6. The incident in Frankfurt involved Histreatment of
[12068]‘Oun during interrogations directed by Torpats. The charges
[12070]of physical abuse included the striking of Oun with the fist;
[12071]application of turpentine and ointments to various parts of
[12072]the body, the scrubbing of Oun's body with a brush, and forc-
[12073]ing Oun to stand in the nude as long as eight days during
[12074]interrogations with only very bricf rest periods.
[12076]7. Torpats was returned to Hcadquarters and was brought
[12077]before an Employment Review Board for consideration of scepara-
[12078]tion from the Agency. The Board's recommendations initially
[12079]were that Torpats be “transferred to an area outside the
[12080]Clandestine Services." Torpats appealed the decision, and a
[12081]later recommendation included reduction in grade from GS-14
[12082]to GS-13, Torpats later received unsatisfactory fitness re-
[12083]ports and engeged in various "in house" battles with Agency
[12085]officials concerning his employment.
[12087]8. Torpats was later terminated in accordince with the
[12088]authority granted the DCI under Section 1O2(C) of the National
[12089]Security Act of 1947, as ammended, effective 30 January 1961,
[12090]Later in 1961, Torpats filed suit against the DCI contesting
[12091]his dismissal, and the U.S. District Court for the District of
[12092]Columbia granted the government's motion for summary judgment
[12093]against Torpats. Torpats appealed the decision, and the U.S.
[12094]Court of Appeals, in 1962, upheld the lower court's ruling
[12095]that Torpats' termination was legal.
[12097]9. The Office of Security file of Eduard Oun contained
[12098]little information other than interrogation reports dated 1956.
[12099]It was not clear from file information whether Oun entered the
[12100]United States after the Frankfurt incident. The most recent
[12101]document contained in the Oun file was dated 17 September
[12102]1956 and noted that Oun had been psychiatrically examined and
[12103]found qualified for Agency sponsored immigration to the U.S.
[12104]under Public Law 203.
[12106]2
[12108]SECRET
[12111]14-0000
[12113]oO ~ SECRET
[12115]10. It is noted that Office of Security files contained
[12116]only fragmentary information in regard to certain areas of the
[12117]Torpats' case.. File review indicated, however, the DDO, OGC
[12118]and the Inspector General's office will probably have addition-
[12119]al information concerning this matter.
[12121]> we
[12123]Cae Ores KE
[12124]Actert W. Kane 7~\ -
[12126]Director of Security
[12128]SECRET
[12130]14-0000
[12132]SECRET,
[12134]Lossasny
[12136]MEMORANDUM FOR THE RECORD
[12138]Review Staff:
[12139]23 June 1975
[12141]SUBJECT: Rockefeller Commission Contact
[12143]Mason Cargill told me today that the reference
[12144]in the Commission report to an employee who was fired
[12146]because he abused a defector came
[12148]from a deposition by
[12150]Dick Helms: Helms could not remember an exact name,
[12151]gave on his deposition,
[12153]but from the description which he
[12154]it is clear that the employee who
[12156]was fired was John
[12158]Torpats. He was discharged by Allen W. Dulles in 1960.
[12160]Torpats, himself a Lithuanian refugee, was working
[12162]in the Defector Reception Center i
[12164]n Frankfort, Germany.
[12166]In the course of interrogating another Lithuanian
[12167]defector, Torpats beat him. After Torpats was fired,
[12169]he sued the Director (then MecCone)
[12171]cc - DCI
[12173]we - IG
[12175]cc - OGC
[12177]- He lost the case,
[12179]that Wer,
[12181]Walter Elder
[12183]CB: 00778
[12184]E2 IMPDET
[12186]Lae page |
[12187]a !
[12188]- 4g 2
[12190]75/1008
[12192]9
[12194]14-0000
[12196]— Review Staft: /5,880
[12197]; SECRET ; .
[12198]— yw . Kaya
[12200]WistisiG. Cops
[12201]et CO
[12203]18 June 1975
[12205]MEMORANDUM FOR: Inspector General
[12206]SUBJECT : Request For Information
[12208]The Rockefeller Commission Report (Pg. 170)
[12209]says the DCI fired an employee for abusing a de-
[12210]fector. Can you uncover the details on this in-|
[12211]cident? Is it the only such domestic incident
[12212]known to us? (John Waller says the DDO has no
[12213]knowledge of “any piece of paper" sent to the
[12214]Commission on the reported incident or of any
[12215]others. He suggests checking Office of Security)
[12217]a Brown
[12219]AOE fhif wogjp, FE) De
[12220]Diseé ST YRS CSLEA
[12223]John Waller
[12225]SECRET , a
[12228]yt-00000
[12230]30 January 1975
[12232]MEMORANDUM FOR: Mr. Garrison
[12234]SUBJECT 3 Information on Detention of Defector. ;
[12236]1. The Deputy General Counsel has requested documents
[12237]bearing on the decision to confine a defector, particularly the
[12238]considerations at the time such decisions were made and
[12239]reviewed, as may be reflected in memoranda for the record,
[12240]ata(f etudies, etc,, leading to the initial confinement, the
[12241]later decisions to continve that confinement, the decision to
[12242]move to a new facility in Virginis, and eventually to release
[12244]him.
[12245]2. The assumption {s that following the Initial decision
[12247]this matter was reviewed formally from tline te time, and that
[12248]those reviews are reflacted ln some way in the records of the
[12250]Agency.
[12252]ISLS. D, Bens
[12254]-
[12256]S. D. Breckinridge
[12258]Original - Addressee
[12259]« £DB Chrono
[12260]- Judy for QA files
[12262]erawey