allotment - partially paid ALP – allotment ALT – DVS divestment – INF information statement – INP information statement with incomplete purchase information – RNR restructures with no rollover available – RWR restructures with rollover available – TDP tax deferred payment – 7.156 Transaction sub-type code identifies the sub-type of the transaction reason code. – Where the Transaction reason code field is ALP allotment partially paid, this field must – – contain one of the following valid values: BSD bonus securities treated as a dividend – BSN bonus securities not treated as a dividend – IPO float/IPO – PAR generic partially paid allotment – Where the Transaction reason code field is reported as ALT allotment, this field must contain – one of the following valid values: BSD bonus securities treated as a dividend – BSN bonus securities not treated as a dividend – CON conversion – DRP dividend reinvestment plan – EXC rights/Option exercise – INV investment (buy) – IPO float/IPO – Allotments resulting from employee share schemes will be captured through the Employee share scheme annual report. Where the Transaction reason code field is reported as DVS divestment, this field must – contain one of the following valid values: CAA cancellation arms length – – CNA cancellation not arms length – – DNP disposal with incomplete purchase information (for CGT summary reporting only) – FOR forfeiture – LQN liquidation – OBB off market buy back – WDL withdrawal (sale or transfer) – Where the Transaction reason code field is reported as INF information statement, this field – must contain one of the following valid values: CAP call paid – SUM summary of position – TRA transfer with changes to both legal and beneficial ownership –
ALP – allotment - partially paid ALT – allotment DVS – divestment INF – information statement INP – information statement with incomplete purchase information RNR – restructures with no rollover available RWR – restructures with rollover available TDP – tax deferred payment 7.156 Transaction sub-type code – identifies the sub-type of the transaction reason code. Where the Transaction reason code field is ALP – allotment – partially paid, this field must contain one of the following valid values: BSD – bonus securities treated as a dividend BSN – bonus securities not treated as a dividend IPO – float/IPO PAR – generic partially paid allotment Where the Transaction reason code field is reported as ALT – allotment, this field must contain one of the following valid values: BSD – bonus securities treated as a dividend BSN – bonus securities not treated as a dividend CON – conversion DRP – dividend reinvestment plan EXC – rights/Option exercise INV – investment (buy) IPO – float/IPO Allotments resulting from employee share schemes will be captured through the Employee share scheme annual report. Where the Transaction reason code field is reported as DVS – divestment, this field must contain one of the following valid values: CAA – cancellation – arms length CNA – cancellation – not arms length DNP – disposal with incomplete purchase information (for CGT summary reporting only) FOR – forfeiture LQN – liquidation OBB – off market buy back WDL – withdrawal (sale or transfer) Where the Transaction reason code field is reported as INF – information statement, this field must contain one of the following valid values: CAP – call paid SUM – summary of position TRA – transfer with changes to both legal and beneficial ownership
Annual_Investment_Income_Report_%28AIIR%29_specification_Final_clean_v11.0.1.docx