Supervision Overview Soft Skills Basel Banking Core Principles Interviewing Institution Management Insurance IAIS Core Principles Management Letter and Recommendations Risk-Based Supervision Frameworks Closing Meetings with CEO Consolidated Supervision Concepts Meetings with Boards and Committees Supervisory Activities (Planning, Offsite, Action Planning Onsite, Reporting, and Follow Up) Stakeholder Communications Intervention Strategies and Ladders of Intervention Crisis Management Crisis Binder Preparation Supervision Oversight Activities Crisis Preparedness Simulation – Corporate Governance Desktop Crisis Simulation Assessing Board and Senior Management Computer-Based Crisis Simulation Assessing Risk Management Stakeholder Communications Assessing External Audit Crisis Resolution Mechanisms Assessing Internal Audit Assessing Actuarial function Emerging Risk Identification Assessing Compliance Emerging Risk Identification Linking Macroprudential and Economic Supervision Business Activities Indicators to Supervisory Work – Understanding Banking Business Activities Stress Testing and Associated Risks Understanding Insurance Business Activities Consolidated Supervision and Associated Risks Accounting Concepts Identifying Significant Activities and Capital Analysis Consolidated and Businesses Unconsolidated Inherent Credit Risk Cooperation Inherent Market Risk Dealing with Non-Regulated Entities in a Liquidity and ILAAP Group or a Non-Regulated Holding Operational Risk Company Capital and II Other (List): Basel III Structural Interest Rate Risk
Supervision Overview Basel Banking Core Principles Insurance IAIS Core Principles Risk-Based Supervision Frameworks Consolidated Supervision Concepts Supervisory Activities (Planning, Offsite, Onsite, Reporting, and Follow Up) Intervention Strategies and Ladders of Intervention Supervision – Oversight Activities Corporate Governance Assessing Board and Senior Management Assessing Risk Management Assessing External Audit Assessing Internal Audit Assessing Actuarial function Assessing Compliance Supervision – Business Activities Understanding Banking Business Activities and Associated Risks Understanding Insurance Business Activities and Associated Risks Identifying Significant Activities and Businesses Inherent Credit Risk Inherent Market Risk Liquidity and ILAAP Operational Risk Capital and II Basel III Structural Interest Rate Risk Soft Skills Interviewing Institution Management Management Letter and Recommendations Closing Meetings with CEO Meetings with Boards and Committees Action Planning Stakeholder Communications Crisis Management Crisis Binder Preparation Crisis Preparedness Simulation Desktop Crisis Simulation Computer-Based Crisis Simulation Stakeholder Communications Crisis Resolution Mechanisms Emerging Risk Identification Emerging Risk Identification Linking Macroprudential and Economic Indicators to Supervisory Work Stress Testing Consolidated Supervision Accounting Concepts Capital Analysis Consolidated and Unconsolidated Cooperation Dealing with Non-Regulated Entities in a Group or a Non-Regulated Holding Company Other (List):
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