Counterparty risk Credit risk Interest rate risk Underlying asset risk Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk Price risk Volatility risk Interest rate risk Structured deposits that Liquidity risk incorporate a structure Issuer risk up to 5% Counterparty risk which makes it difficult for up to 10% Complex Credit risk the client to understand the up to 20% Interest rate risk Non-Complex up to 50% risk of return or the cost of Underlying asset risk up to 100% exiting the product before Market risk Risk of Loss term Risk of loss exceeding acquisition cost Any other risk Price risk Volatility risk Interest rate risk Liquidity risk Issuer risk up to 5% Counterparty risk up to 10% Complex Credit risk Options up to 20% Interest rate risk Non-Complex up to 50% Underlying asset risk up to 100% Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk up to 5% risk Complex Futures up to 10% Volatility risk
Counterparty risk Credit risk Interest rate risk Underlying asset risk Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk Structured deposits that incorporate a structure which makes it difficult for the client to understand the risk of return or the cost of exiting the product before term Complex Non-Complex up to 5% up to 10% up to 20% up to 50% up to 100% Price risk Volatility risk Interest rate risk Liquidity risk Issuer risk Counterparty risk Credit risk Interest rate risk Underlying asset risk Market risk Risk of Loss Risk of loss exceeding acquisition cost Any other risk Options Complex Non-Complex up to 5% up to 10% up to 20% up to 50% up to 100% Price risk Volatility risk Interest rate risk Liquidity risk Issuer risk Counterparty risk Credit risk Interest rate risk Underlying asset risk Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk Futures Complex up to 5% up to 10% risk Volatility risk
APPROPRIATENESS_TEST_indv.docx