240pu and/or 2 10pu and/or 3 months years 205G(4) (strict liability) 50pu 2400pu Part 6.1 Prohibited acquisitions of relevant interests in voting shares – 600pu and/or 5 25pu and/or 6 months years 606(1) (absolute liability) 125pu 6000pu 600pu and/or 5 25pu and/or 6 months years 606(2) (absolute liability) 125pu 6000pu and/or 5 25pu and/or 6 months years 606(4) (absolute liability) 125pu 6000pu Chapter 6C Information about ownership of listed companies and managed investment schemes – and/or 2 25pu and/or 6 months years 671B(1) (strict liability) 125pu 2400pu Chapter 2M Financial reports and – 240pu and/or 2 25pu and/or 6 months years 286 (strict liability) 125pu 2400pu 240pu and/or 2 50pu years 307A (strict liability) 2400pu Part 7.8 Other provisions relating to conduct – 240pu and/or 2 50pu years 989CA(strict liability) 250pu 2400pu Table C: Complete list of new civil penalty provisions Corporations Act 670A 727 728 791A 792B
205G(4) (strict liability) 10pu and/or 3 months 50pu 240pu and/or 2 years 2400pu Part 6.1 – Prohibited acquisitions of relevant interests in voting shares 606(1) (absolute liability) 25pu and/or 6 months 125pu 600pu and/or 5 years 6000pu 606(2) (absolute liability) 25pu and/or 6 months 125pu 600pu and/or 5 years 6000pu 606(4) (absolute liability) 25pu and/or 6 months 125pu and/or 5 years 6000pu Chapter 6C – Information about ownership of listed companies and managed investment schemes 671B(1) (strict liability) 25pu and/or 6 months 125pu and/or 2 years 2400pu Chapter 2M – Financial reports and 286 (strict liability) 25pu and/or 6 months 125pu 240pu and/or 2 years 2400pu 307A (strict liability) 50pu 240pu and/or 2 years 2400pu Part 7.8 – Other provisions relating to conduct 989CA(strict liability) 50pu 250pu 240pu and/or 2 years 2400pu Table C: Complete list of new civil penalty provisions Corporations Act 670A 727 728 791A 792B
ASIC-Enforcement-Review-Report.docx