Analysis of your knowledge, experience and understanding of the Financial Instruments State the risks that the State the decrease instrument may pose Interest of the capital that rate risk, Liquidity risk, Issuer risk, Tick the Specify the Specify the Please write next to the relevant instruments whether you may arise due to Counterparty risk, Credit risk, instruments you volume you period you suppose the instrument is non-complex or complex trading in this Interest rate risk, Underlying traded traded traded financial asset risk, Market risk, Risk of instrument Total Loss, Risk of loss exceeding acquisition cost, Any other risk risk Volatility risk Interest rate risk SHARES that are traded on: Liquidity risk Regulated market Issuer risk up to 5% Counterparty risk Equivalent third- country up to 10% Complex Credit risk market up to 20% Interest rate risk Non-Complex up to 50% MTF Underlying risk up to 100% And that do not embed Market risk derivative Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk BONDS (or other forms of Price risk securitized debt) Volatility risk Interest rate risk that are traded on: Liquidity risk Regulated market Issuer risk up to 5% Equivalent third- country Counterparty risk up to 10% Complex market Credit risk up to 20% MTF Interest rate risk Non-Complex up to 50% Underlying asset risk And do not incorporate a up to 100% Market risk structure which makes it Risk of Total Loss difficult for the client to Risk of loss exceeding acquisition understand the risk cost Any other risk involved
Analysis of your knowledge, experience and understanding of the Financial Instruments Please write next to the relevant instruments whether you suppose the instrument is non-complex or complex Tick the instruments you traded Specify the volume you traded Specify the period you traded State the decrease of the capital that may arise due to trading in this financial instrument State the risks that the instrument may pose Interest rate risk, Liquidity risk, Issuer risk, Counterparty risk, Credit risk, Interest rate risk, Underlying asset risk, Market risk, Risk of Total Loss, Risk of loss exceeding acquisition cost, Any other risk SHARES that are traded on: Regulated market Equivalent third- country market MTF And that do not embed derivative Complex Non-Complex up to 5% up to 10% up to 20% up to 50% up to 100% risk Volatility risk Interest rate risk Liquidity risk Issuer risk Counterparty risk Credit risk Interest rate risk Underlying risk Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk BONDS (or other forms of securitized debt) that are traded on: Regulated market Equivalent third- country market MTF And do not incorporate a structure which makes it difficult for the client to understand the risk involved Complex Non-Complex up to 5% up to 10% up to 20% up to 50% up to 100% Price risk Volatility risk Interest rate risk Liquidity risk Issuer risk Counterparty risk Credit risk Interest rate risk Underlying asset risk Market risk Risk of Total Loss Risk of loss exceeding acquisition cost Any other risk
APPROPRIATENESS_TEST_Legal.docx