Part 2A of Form ADV: FIRM BROCHURE Item 1: Cover Page BORTHWICK ASSOCIATES, INC. 745 McClintock Burr Ridge, IL 60527 630-581-5627 Fax: 312-581-5630 Web: This Brochure provides information about the qualifications and business practices of Borthwick Associates, Inc., a Registered Investment Adviser (SEC File Number 801-16872). If you have any questions the contents of this Brochure, please contact us at 630-581-5627. Alternatively you may email either Thomas R. Flaig, President at () or Meg E. Davidson, Vice-President/Chief Compliance Officer at (meg@borthwickassociates.com). The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Registration with the Securities and Exchange Commission does not a certain level of skill or training. Additional information about Borthwick Associates, Inc. also is available on the SEC’s website at . This Brochure addresses amendments pursuant to SEC Release Number 1A-3060 effective October 12, 2010 and related rules under the Investment Advisers Act requiring investment advisers to provide new and prospective clients with a Brochure. Borthwick Associates, Inc. will deliver a current Brochure before or at the time an advisory contract is entered into with a client. Borthwick Associates, Inc. will also deliver a copy of its Code of Ethics (See Item 11) with its Brochure. Borthwick Associates, Inc. will annually deliver a current copy of its Brochure that includes any material changes to its clients or a summary of material changes that includes an offer to provide a copy of the current Brochure. Brochure dated November 19, 2014
Part 2A of Form ADV: FIRM BROCHURE Item 1: Cover Page BORTHWICK ASSOCIATES, INC. 745 McClintock Burr Ridge, IL 60527 630-581-5627 Fax: 312-581-5630 Web: This Brochure provides information about the qualifications and business practices of Borthwick Associates, Inc., a Registered Investment Adviser (SEC File Number 801-16872). If you have any questions the contents of this Brochure, please contact us at 630-581-5627. Alternatively you may email either Thomas R. Flaig, President at () or Meg E. Davidson, Vice-President/Chief Compliance Officer at (meg@borthwickassociates.com). The information in this Brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Registration with the Securities and Exchange Commission does not a certain level of skill or training. Additional information about Borthwick Associates, Inc. also is available on the SEC’s website at . This Brochure addresses amendments pursuant to SEC Release Number 1A-3060 effective October 12, 2010 and related rules under the Investment Advisers Act requiring investment advisers to provide new and prospective clients with a Brochure. Borthwick Associates, Inc. will deliver a current Brochure before or at the time an advisory contract is entered into with a client. Borthwick Associates, Inc. will also deliver a copy of its Code of Ethics (See Item 11) with its Brochure. Borthwick Associates, Inc. will annually deliver a current copy of its Brochure that includes any material changes to its clients or a summary of material changes that includes an offer to provide a copy of the current Brochure. Brochure dated November 19, 2014
BAI-BROCHURE-111914.docx