is found. Margaret Siow, Manager Account Processing Unit According to the Due Implementation Date: “Customer Diligence” page 31 Aug 2014 in the TR Handbook, Owner(s): “TRs are required to Steve Ng, Manager, BD bring any Remisier and BD MSF suspicious transactions to Implementation Date: the attention of 31 Aug 2014 the department”. The Group’s AML/CFT Policy also states that TRs may report suspicious transactions to their AML Representative or HOD other than the AML/CFT
is found. According to the “Customer Due Diligence” page in the TR Handbook, “TRs are required to bring any suspicious transactions to the attention of the department”. The Group’s AML/CFT Policy also states that TRs may report suspicious transactions to their AML Representative or HOD other than the AML/CFT Margaret Siow, Manager Account Processing Unit Implementation Date: 31 Aug 2014 Owner(s): Steve Ng, Manager, BD Remisier and BD MSF Implementation Date: 31 Aug 2014
Appendix%201%20(Review%20on%20KYC%20of%20Front%20Office%20BUs)%20BD%20Remisier%20and%20BD%20MSF.docx