Example Breakdown of detailed costs and charges for a “fund” The table below provides an example of how a variety of types of charges can be classified, i.e., Service cost or product cost. These are based on TISA assumptions. Example Breakdown of detailed costs and charges for a “fund” Charge Type TISA Classification Charges related to investment service One-off Fees/Costs Service Costs One-off charges – Administration Fees/Costs Service Costs One-off charges – Initial Advice Fee Service Costs One-off charges – Initial Discussion Fee Service Costs One-off charges – Deposit fees Service Costs One-off charges – termination fees Service Costs One-off charges – Transaction Fees/Costs Service Costs Transaction Costs – FX Forward Costs Service Costs Transaction Costs – FX Spot Costs Service Costs Transaction Costs – Interest Rate Swap Costs Product Costs Transaction Costs – Platform Fee Service Costs Transaction Costs – On-going Fees/Costs Service Costs Ongoing Costs – ISA Administration Fee Service Costs Ongoing Costs – Management Fee Service Costs Ongoing Costs – Ongoing Advice Fee Service Costs Ongoing Costs – Leveraged Lending Cost Service Costs Ongoing Costs – Tax Reporting Fee Service Costs Ongoing Costs – Trust Fee Service Costs Ongoing Costs – Ancillary Costs Service Costs Ancillary Costs – Custody Fee Service Costs Ancillary Costs – Research Costs Service Costs Ancillary Costs – Incidental Costs Service Costs Incidental Costs – Performance Fees Service Costs Incidental Costs – Charges related to financial instrument One-off Fees/Costs Product Costs One-off Costs – Fund Initial Charge Product Costs One-off Costs – Fund Redemption Charge Product Costs One-off Costs – Fund Switching Charge Product Costs One-off Costs – Transaction Fees/Costs Product Costs Transaction Costs – Market Commission Product Costs Transaction Costs – Exchange Fees Product Costs Transaction Costs –
Example Breakdown of detailed costs and charges for a “fund” The table below provides an example of how a variety of types of charges can be classified, i.e., Service cost or product cost. These are based on TISA assumptions. Example Breakdown of detailed costs and charges for a “fund” Charge Type TISA Classification Charges related to investment service One-off Fees/Costs Service Costs – One-off charges Administration Fees/Costs Service Costs – One-off charges Initial Advice Fee Service Costs – One-off charges Initial Discussion Fee Service Costs – One-off charges Deposit fees Service Costs – One-off charges termination fees Service Costs – One-off charges Transaction Fees/Costs Service Costs – Transaction Costs FX Forward Costs Service Costs – Transaction Costs FX Spot Costs Service Costs – Transaction Costs Interest Rate Swap Costs Product Costs – Transaction Costs Platform Fee Service Costs – Transaction Costs On-going Fees/Costs Service Costs – Ongoing Costs ISA Administration Fee Service Costs – Ongoing Costs Management Fee Service Costs – Ongoing Costs Ongoing Advice Fee Service Costs – Ongoing Costs Leveraged Lending Cost Service Costs – Ongoing Costs Tax Reporting Fee Service Costs – Ongoing Costs Trust Fee Service Costs – Ongoing Costs Ancillary Costs Service Costs – Ancillary Costs Custody Fee Service Costs – Ancillary Costs Research Costs Service Costs – Ancillary Costs Incidental Costs Service Costs – Incidental Costs Performance Fees Service Costs – Incidental Costs Charges related to financial instrument One-off Fees/Costs Product Costs – One-off Costs Fund Initial Charge Product Costs – One-off Costs Fund Redemption Charge Product Costs – One-off Costs Fund Switching Charge Product Costs – One-off Costs Transaction Fees/Costs Product Costs – Transaction Costs Market Commission Product Costs – Transaction Costs Exchange Fees Product Costs – Transaction Costs
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