Automated, technological capability ( ) Yes Embargoed jurisdictions ( ) No Individuals or entities that are the target of US, ( ) Yes ( ) No UK, UN or EU sanctions programs ( ) Yes Anonymous account holders ( ) No ( ) Yes Shell Banks ( ) No Comments: 3.6.21 Does your institution perform sanction screening against the OFAC, UN and EU sanctions lists at the time of on-boarding and for each transaction? ( ) Yes ( ) No Comments: 3.6.22 Please provide a copy of your US Patriot Act Compliance certificate. Please attach file here: [File Attachment] Comments: 3.6.23 Which department in your organisation is responsible for the implementation, monitoring, escalation, reporting, and management of any sanctions? 3.6.24 Does your bank operate a formal Code of Conduct for procurement?
Automated, technological capability Embargoed jurisdictions ( ) Yes ( ) No Individuals or entities that are the target of US, UK, UN or EU sanctions programs ( ) Yes ( ) No Anonymous account holders ( ) Yes ( ) No Shell Banks ( ) Yes ( ) No Comments: 3.6.21 Does your institution perform sanction screening against the OFAC, UN and EU sanctions lists at the time of on-boarding and for each transaction? ( ) Yes ( ) No Comments: 3.6.22 Please provide a copy of your US Patriot Act Compliance certificate. Please attach file here: [File Attachment] Comments: 3.6.23 Which department in your organisation is responsible for the implementation, monitoring, escalation, reporting, and management of any sanctions? 3.6.24 Does your bank operate a formal Code of Conduct for procurement?
afme-ddq-final-version-december-2016.docx