a copy of the terms and conditions that RG249.144(b) User rights and determine the rights and obligations user’s obligations a description of the different categories of RG249.144(c) Different access (if there is more than one) that are categories of available to users access the access policies and procedures under RG249.144(d) Access policies which other service providers may have and procedures non-discriminatory access to information other service – maintained by the trade repository where providers the relevant counterparties have provided their consent Transparency about compliance arrangements and data accuracy Your application must contain a description of the procedures you have put in place designed to provide reasonable assurance: of the compliance of the reporting RG249.145(a) Reporting counterparty or submitting entity with the counterparty reporting requirements compliance of the completeness and correctness of the RG249.145(b) Completeness information reported to it and correctness that data can be reconciled between trade RG249.145(c) Data repositories if counterparties report to reconciliation different trade repositories Pricing policy transparency Your application must contain: copy of your pricing policy, including the RG249.146(a) Pricing policy fees for individual services offered (including ancillary services) and policies relating to any available discounts or rebates or any other incentives or benefits a description of your methods for making RG249.146(b) Method of this information available to users making available
User rights and obligations a copy of the terms and conditions that determine the user’s rights and obligations RG249.144(b) Different categories of access a description of the different categories of access (if there is more than one) that are available to users RG249.144(c) Access policies and procedures – other service providers the access policies and procedures under which other service providers may have non-discriminatory access to information maintained by the trade repository where the relevant counterparties have provided their consent RG249.144(d) Transparency about compliance arrangements and data accuracy Your application must contain a description of the procedures you have put in place designed to provide reasonable assurance: Reporting counterparty compliance of the compliance of the reporting counterparty or submitting entity with the reporting requirements RG249.145(a) Completeness and correctness of the completeness and correctness of the information reported to it RG249.145(b) Data reconciliation that data can be reconciled between trade repositories if counterparties report to different trade repositories RG249.145(c) Pricing policy transparency Your application must contain: Pricing policy copy of your pricing policy, including the fees for individual services offered (including ancillary services) and policies relating to any available discounts or rebates or any other incentives or benefits RG249.146(a) Method of making available a description of your methods for making this information available to users RG249.146(b)
adtr-licence-application-kit-april-2015.docx