Background of the new Controller Reason for the change of control Impact of the new Controller on the Authorised Firm and/or its group Timetable of the proposed or actual change Revised Structure (pre and post change, or attach a separate diagram) Updated (if applicable) contact details of the Home State Regulator of the new controller (see separate section below) Any other matter that may be relevant If applicable, name and country of controller’s Financial Services Regulator Name of contact or supervisor at the above Financial Services Regulator Telephone, fax or email of the above contact or supervisor
Background of the new Controller Reason for the change of control Impact of the new Controller on the Authorised Firm and/or its group Timetable of the proposed or actual change Revised Structure (pre and post change, or attach a separate diagram) Updated (if applicable) contact details of the Home State Regulator of the new controller (see separate section below) Any other matter that may be relevant If applicable, name and country of controller’s Financial Services Regulator Name of contact or supervisor at the above Financial Services Regulator Telephone, fax or email of the above contact or supervisor
AFN_AUT_-_CON_VER7_03_15.docx