the name and address of every director, RG249.127(g) Office Holders of secretary and members of the senior applicant and management of the applicant and of any holding holding company of the applicant company your program of operations, including the RG249.127(h) Program of location or intended location of your main operations business activities the identification of any related bodies RG249.127(i) Related bodies corporate and your position within any corporate corporate group details of any service, other than the trade RG249.127(j Other services repository function, that you intend to provide a list of all regulatory licences or RG249.127(k) Licenses/ registrations (or exemptions from licensing registrations requirements) worldwide, and any current applications for the same, held or made by you and your related bodies corporate your accounting period year end RG249.127(l) Accounting year end a copy of your constitution RG249.127(m) Constitution details of any pending judicial, RG249.127(n) Proceedings administrative, tax, insolvency, arbitration or any other litigation proceedings, irrespective of their type, that you or any related body corporate may be party to, or any such proceedings that are no longer pending, if they still represent a material expense to you or any related body corporate Policies and Procedures Where you are required to include your policies and procedures with your application, you must ensure that they contain the following information: who is responsible for the approval and RG249.128(a) Maintenance maintenance of the policies and procedures responsibility
Office Holders of applicant and holding company the name and address of every director, secretary and members of the senior management of the applicant and of any holding company of the applicant RG249.127(g) Program of operations your program of operations, including the location or intended location of your main business activities RG249.127(h) Related bodies corporate the identification of any related bodies corporate and your position within any corporate group RG249.127(i) Other services details of any service, other than the trade repository function, that you intend to provide RG249.127(j Licenses/ registrations a list of all regulatory licences or registrations (or exemptions from licensing requirements) worldwide, and any current applications for the same, held or made by you and your related bodies corporate RG249.127(k) Accounting year end your accounting period year end RG249.127(l) Constitution a copy of your constitution RG249.127(m) Proceedings details of any pending judicial, administrative, tax, insolvency, arbitration or any other litigation proceedings, irrespective of their type, that you or any related body corporate may be party to, or any such proceedings that are no longer pending, if they still represent a material expense to you or any related body corporate RG249.127(n) Policies and Procedures Where you are required to include your policies and procedures with your application, you must ensure that they contain the following information: Maintenance responsibility who is responsible for the approval and maintenance of the policies and procedures RG249.128(a)
adtr-licence-application-kit-april-2015.docx