3.6.5 Describe your process for monitoring changes to any regulation or legislation that may affect your financial crime policies. 3.6.6 In the last 12 months have there been any material changes to your policies to combat financial crime? If yes, please provide details. ( ) Yes ( ) No Comments: 3.6.7 How does your organisation identify, report (including to whom) and monitor suspicious securities and cash transactions? 3.6.8 Do you have a systematic and technological capability to ensure that any suspicious securities and cash transactions are identified, monitored and reported? If No, please describe how you ensure that suspicious transactions are adequately monitored and managed and how your system and/or process is kept up-to-date? Systematic and technological capability ( ) Yes ( ) No If No, how are suspicious transactions monitored and managed? How is your system and/or process kept up-to-date?
3.6.5 Describe your process for monitoring changes to any regulation or legislation that may affect your financial crime policies. 3.6.6 In the last 12 months have there been any material changes to your policies to combat financial crime? If yes, please provide details. ( ) Yes ( ) No Comments: 3.6.7 How does your organisation identify, report (including to whom) and monitor suspicious securities and cash transactions? 3.6.8 Do you have a systematic and technological capability to ensure that any suspicious securities and cash transactions are identified, monitored and reported? If No, please describe how you ensure that suspicious transactions are adequately monitored and managed and how your system and/or process is kept up-to-date? Systematic and technological capability ( ) Yes ( ) No If No, how are suspicious transactions monitored and managed? How is your system and/or process kept up-to-date?
afme-ddq-final-version-december-2016.docx