Licence or registration number this is the number that identifies your business under the – relevant registration or licence scheme. Country of issue this is the country that issued the licence or registration. – Serious offences For the purpose of answering the questions regarding civil, criminal or enforcement proceedings, means: ‘your business’s Sole trader you – Company the company – the trustee or trustees, which can be an individual or company Trust – Partnership the partners – Unincorporated association members and office bearers of the association – Corporation sole the corporation sole – Body politic the body politic – Other Co-operative the co-operative – Incorporated association the incorporated association – Superannuation fund the trustee – Joint ventures unincorporated joint ventures, each party to the joint venture – Syndicates each individual member. – Has your business been charged, prosecuted and/or convicted in relation to money laundering, financing of terrorism, terrorism, people smuggling, fraud, a serious offence (either in Australia or a foreign jurisdiction), an offence under the AML/CTF Act or an offence under the FTR Act? The following information may assist you in determining whether your business has been charged, prosecuted and/or convicted in relation to a relevant offence: Criminal proceedings Charged formally accused of criminal conduct, usually in the form of a charge sheet – Prosecuted tried for a criminal offence (includes committal hearings) – Convicted found guilty of a criminal offence. –
Licence or registration number – this is the number that identifies your business under the relevant registration or licence scheme. Country of issue – this is the country that issued the licence or registration. Serious offences For the purpose of answering the questions regarding civil, criminal or enforcement proceedings, ‘your business’s means: Sole trader – you Company – the company Trust – the trustee or trustees, which can be an individual or company Partnership – the partners Unincorporated association – members and office bearers of the association Corporation sole – the corporation sole Body politic – the body politic Other Co-operative – the co-operative Incorporated association – the incorporated association Superannuation fund – the trustee Joint ventures – unincorporated joint ventures, each party to the joint venture Syndicates – each individual member. Has your business been charged, prosecuted and/or convicted in relation to money laundering, financing of terrorism, terrorism, people smuggling, fraud, a serious offence (either in Australia or a foreign jurisdiction), an offence under the AML/CTF Act or an offence under the FTR Act? The following information may assist you in determining whether your business has been charged, prosecuted and/or convicted in relation to a relevant offence: Criminal proceedings Charged – formally accused of criminal conduct, usually in the form of a charge sheet Prosecuted – tried for a criminal offence (includes committal hearings) Convicted – found guilty of a criminal offence.
abpf-explanatory-guide.docx