each decision to approve, suspend, or withdraw a TPAB? Is the TPAB approved by the CBMC correctly identified in the OASIS 9104-001: 4.10 database? Has an independent oversight assessment of each TPAB been conducted effectively, during the previous calendar year, to established 9104-002: 7.9 requirements? If CBMC does not operate a NOTE: TPAB, and record objective answer ‘NA’ evidence. Training Classes Where applicable, has the oversight of approved training classes been conducted in accordance with established 9104-002: 7.10 requirements? NOTE: 9104-002 clause 7.10.5, oversight of a training class must include the TPAB. Suspension and Withdrawal How does the CBMC establish the right to withdraw or suspend approval/recognition 9104-001: 4.13 of ABs, CBs, AABs, AQMS auditors, TPABs, or TPs? Assessment Reference(s) Assessment Evidence / Results Item Question (Standard and Comments (C, NC, NA, Clause Number) or NE) How are suspensions and withdrawals of participants by the CBMC identified to the 9104-001: 4.4 SMS, IAQG, and OASIS database administrator? Complaints and Appeals What evidence demonstrates the CBMC has established and maintains a 9104-001: 4.8; complaint process that also addresses 9104-002: 9 appeals against decisions and unresolved complaints escalated from participants? 9104-002: 9.4; How are any complaints that cannot be resolved elevated to the SMS? 9104-002: 9.5 What evidence exists that any unresolved complaints escalated from participants are 9104-002: 9.6 summarized and reviewed on an annual basis and reported to the SMS?
each decision to approve, suspend, or withdraw a TPAB? Is the TPAB approved by the CBMC correctly identified in the OASIS database? 9104-001: 4.10 Has an independent oversight assessment of each TPAB been conducted effectively, during the previous calendar year, to established requirements? NOTE: If CBMC does not operate a TPAB, answer ‘NA’ and record objective evidence. 9104-002: 7.9 Training Classes Where applicable, has the oversight of approved training classes been conducted in accordance with established requirements? NOTE: 9104-002 clause 7.10.5, oversight of a training class must include the TPAB. 9104-002: 7.10 Suspension and Withdrawal How does the CBMC establish the right to withdraw or suspend approval/recognition of ABs, CBs, AABs, AQMS auditors, TPABs, or TPs? 9104-001: 4.13 Item Question Reference(s) (Standard and Clause Number) Assessment Results (C, NC, NA, or NE) Assessment Evidence / Comments How are suspensions and withdrawals of participants by the CBMC identified to the SMS, IAQG, and OASIS database administrator? 9104-001: 4.4 Complaints and Appeals What evidence demonstrates the CBMC has established and maintains a complaint process that also addresses appeals against decisions and unresolved complaints escalated from participants? 9104-001: 4.8; 9104-002: 9 How are any complaints that cannot be resolved elevated to the SMS? 9104-002: 9.4; 9104-002: 9.5 What evidence exists that any unresolved complaints escalated from participants are summarized and reviewed on an annual basis and reported to the SMS? 9104-002: 9.6
9104_2a_formf.docx