Documented approval by an agent authorized 543.15(b)(1)(v)(D) to approve credit line limits? (Review SICS ____ ____ ____ and review supporting documentation) 10. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: ____ ____ ____ 543.15(b)(1)(v)(E) A system for recording patron information, to include: Date, time and amount of credit issuances and payments? (Review SICS and review supporting documentation) 11. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: ____ ____ ____ 543.15(b)(1)(v)(F) A system for recording patron information, to include: Amount of available credit? (Review SICS and review supporting documentation) 12. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes ____ ____ ____ the following: 543.15(b)(1)(vi)(A) A process for issuing lines of credit to: Verify the review patron’s identity? (Inquiry, SICS, and review supporting documents) 13. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: ____ ____ ____ 543.15(b)(1)(vi)(B) A process for issuing lines of credit to: Notify the patron of the lines of credit terms, including obtaining written patron’s acknowledgment of the terms by signature?
Documented approval by an agent authorized to approve credit line limits? (Review SICS and review supporting documentation) ____ ____ ____ 543.15(b)(1)(v)(D) 10. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: A system for recording patron information, to include: Date, time and amount of credit issuances and payments? (Review SICS and review supporting documentation) ____ ____ ____ 543.15(b)(1)(v)(E) 11. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: A system for recording patron information, to include: Amount of available credit? (Review SICS and review supporting documentation) ____ ____ ____ 543.15(b)(1)(v)(F) 12. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: A process for issuing lines of credit to: Verify the patron’s identity? (Inquiry, review SICS, and review supporting documents) ____ ____ ____ 543.15(b)(1)(vi)(A) 13. If the gaming operation extends lines of credit, are controls established and procedures implemented to safeguard the assets of the gaming operation, including a lines of credit policy which includes the following: A process for issuing lines of credit to: Notify the patron of the lines of credit terms, including obtaining patron’s written acknowledgment of the terms by signature? ____ ____ ____ 543.15(b)(1)(vi)(B)
54315LinesofCreditChecklist10012014.docx