3 Highlight Leafin payment of SEBI Section 5,00,000/- ₹ Notification 23H of (Rupees Five Pvt., Ltd., consideration G.S.R 219 (E) SCRA lakh only) dated March 02, 2000, Section 13 and Section 18 of SCRA, 1956 read with Section 2(i) of SCRA, 1956. 4 Sachin Sharma Failure to make Regulation 13 Section 1,00,000/- ₹ (4) of SEBI 15 A (b) (Rupees One disclosure to the (PIT), 1992 of lakh only) Company & BSE Regulations SEBI Act upon change in read with shareholding Regulation 12 of SEBI (PIT) Regulations, 2015. SEBI passed an order, dated 27 September 2018, imposing a total penalty of 3,00,000 (Rupees ₹ Three Lakh Only) on SMS Techsoft (I) Ltd for the violation of the provisions of Clause 54 of the Equity Listing Agreement read with Section 21 of the Securities Contracts (Regulation) Act, 1956 in respect of the failure on the part of the Noticee to maintain its functional website. SEBI passed an order, dated 27 September 2018, in the matter of Unregistered Investment Advisory Services imposing a total penalty of 6,00,000 (Rupees Six Lakh Only) on Mr. Nitin ₹ Gangwal and Mr. Sudhir Bangur for the violation of Regulation 3(1) of the SEBI (Investment Advisers) Regulations, 2013 and Section 12(1) of the SEBI Act, 1992. SEBI passed an order, dated 27 September 2018, in the matter of M/s Cybele Industries Ltd. imposing following penalties on five Entities for the violation of following provisions of PIT Regulations. Sl. No. Name of the Entity Violations Penalty Amount Regulation 13(3), 13(4A) read with 3,00,000/-(Rupees ₹ 13(5) of PIT Regulations. 1 Joy Kutty P. A. Three Lakh only) Regulation 13(1), 13(4A) read with 1,00,000/-(Rupees ₹ 13(5) of PIT Regulations. 2 George P Joy One Lakh only) Regulation 13(3), 13(4A) read with 1,00,000/-(Rupees ₹ 13(5) of PIT Regulations. 3 Annamma P Joy One Lakh only)
payment of consideration SEBI Notification G.S.R 219 (E) dated March 02, 2000, Section 13 and Section 18 of SCRA, 1956 read with Section 2(i) of SCRA, 1956. 3 Highlight Leafin Pvt., Ltd., ₹ 5,00,000/- (Rupees Five lakh only) Section 23H of SCRA 4 Sachin Sharma Failure to make disclosure to the Company & BSE upon change in shareholding Regulation 13 (4) of SEBI (PIT), 1992 Regulations read with Regulation 12 of SEBI (PIT) Regulations, 2015. ₹ 1,00,000/- (Rupees One lakh only) Section 15 A (b) of SEBI Act SEBI passed an order, dated 27 September 2018, imposing a total penalty of ₹ 3,00,000 (Rupees Three Lakh Only) on SMS Techsoft (I) Ltd for the violation of the provisions of Clause 54 of the Equity Listing Agreement read with Section 21 of the Securities Contracts (Regulation) Act, 1956 in respect of the failure on the part of the Noticee to maintain its functional website. SEBI passed an order, dated 27 September 2018, in the matter of Unregistered Investment Advisory Services imposing a total penalty of ₹ 6,00,000 (Rupees Six Lakh Only) on Mr. Nitin Gangwal and Mr. Sudhir Bangur for the violation of Regulation 3(1) of the SEBI (Investment Advisers) Regulations, 2013 and Section 12(1) of the SEBI Act, 1992. SEBI passed an order, dated 27 September 2018, in the matter of M/s Cybele Industries Ltd. imposing following penalties on five Entities for the violation of following provisions of PIT Regulations. Sl. No. Name of the Entity Violations Penalty Amount 1 Joy Kutty P. A. Regulation 13(3), 13(4A) read with 13(5) of PIT Regulations. ₹ 3,00,000/-(Rupees Three Lakh only) 2 George P Joy Regulation 13(1), 13(4A) read with 13(5) of PIT Regulations. ₹ 1,00,000/-(Rupees One Lakh only) 3 Annamma P Joy Regulation 13(3), 13(4A) read with 13(5) of PIT Regulations. ₹ 1,00,000/-(Rupees One Lakh only)
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