(End of Appendix B) APPENDIX C HYPOTHETICAL PENALTY CALCULATIONS Violation 1st Notice 2nd Notice 3rd Notice Failure to obtain $1000/month $2000/month $3000/month authority to operate in California Failure to submit $1000 $1200 $1400 Financial Reports Failure to submit Tariff $1000 $1200 $1400 Filings Failure to submit $1000 $1200 $1400 Performance Bonds Failure to submit $1000 $1200 $1400 Service Quality Reports as ordered in G.O. 133-D Failure to submit Advice $1000 $1200 $1400 Letters required pursuant to License Failure to submit $1000 $1200 $1400 Regulatory Contact Information Changes Failure to submit $1000 $1200 $1400 License Acceptance Notification Failure to submit $1000 $1200 $1400 Service Commencement Notification Failure to submit any $1000 $1200 $1400 other reports or filings as directed by Commission Orders Failure to report and $1000 $2000 $3000 remit surcharge payments for at least 12 months * *Maximum penalty is $3000
(End of Appendix B) APPENDIX C HYPOTHETICAL PENALTY CALCULATIONS Violation 1st Notice 2nd Notice 3rd Notice Failure to obtain authority to operate in California $1000/month $2000/month $3000/month Failure to submit Financial Reports $1000 $1200 $1400 Failure to submit Tariff Filings $1000 $1200 $1400 Failure to submit Performance Bonds $1000 $1200 $1400 Failure to submit Service Quality Reports as ordered in G.O. 133-D $1000 $1200 $1400 Failure to submit Advice Letters required pursuant to License $1000 $1200 $1400 Failure to submit Regulatory Contact Information Changes $1000 $1200 $1400 Failure to submit License Acceptance Notification $1000 $1200 $1400 Failure to submit Service Commencement Notification $1000 $1200 $1400 Failure to submit any other reports or filings as directed by Commission Orders $1000 $1200 $1400 Failure to report and remit surcharge payments for at least 12 months * $1000 $2000 $3000 *Maximum penalty is $3000
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