Federal Railroad Administration (FRA): (See Section 9 -- FRA Safety Reporting) Auditing and Safety Assurance: Federal Transit Administration: Rail Safety and Standards Board (RSSB) Handbook Series: Corrective Action Plan (CAP) Management The below contains the minimum CAP requirements specified in 49 CFR Part 659 and most existing rail transit agency System Safety Program Plans (SSPPs), as well as potential enhancements for States to include in their SSO programs now while they are working toward full enforcement authority under the new Moving Ahead for Progress in the 21st Century Act program. SAMPLE Enhancements to SSO Program Corrective Action Plan Management 49 CFR Part 659 MAP-21 INTERIM ENHANCEMENTS Plan Specifications Minimum Requirements (In Addition to the Minimum Requirements) CAPs required and tracked for all findings from Internal Safety Reviews conducted by the RTA SOA recommendations resulting from inspections require Factors of Investigations CAPs CAP criteria (Specify (Accident and Hazards) Complaints (internally, externally, general public) are Three-year State Oversight CAPs to track) closed through formal CAPs Agency (SOA) Reviews capital projects (PHA, TVA) items are addressed NTSB recommendations through formal CAPs FTA/SSO reviews and audit findings (as applicable) Data / analysis (accidents, hazards, etc.) Specify SOA CAP SOA must review and Timeframe for SOA approval of new CAPs (30-days) review and approval formally approve of CAPs
Federal Railroad Administration (FRA): (See Section 9 -- FRA Safety Reporting) Auditing and Safety Assurance: Federal Transit Administration: Rail Safety and Standards Board (RSSB) Handbook Series: Corrective Action Plan (CAP) Management The below contains the minimum CAP requirements specified in 49 CFR Part 659 and most existing rail transit agency System Safety Program Plans (SSPPs), as well as potential enhancements for States to include in their SSO programs now while they are working toward full enforcement authority under the new Moving Ahead for Progress in the 21st Century Act program. SAMPLE Enhancements to SSO Program Corrective Action Plan Management Plan Specifications 49 CFR Part 659 Minimum Requirements MAP-21 INTERIM ENHANCEMENTS (In Addition to the Minimum Requirements) CAP criteria (Specify CAPs to track) Factors of Investigations (Accident and Hazards) Three-year State Oversight Agency (SOA) Reviews NTSB recommendations CAPs required and tracked for all findings from Internal Safety Reviews conducted by the RTA SOA recommendations resulting from inspections require CAPs Complaints (internally, externally, general public) are closed through formal CAPs capital projects (PHA, TVA) items are addressed through formal CAPs FTA/SSO reviews and audit findings (as applicable) Data / analysis (accidents, hazards, etc.) Specify SOA CAP review and approval SOA must review and formally approve of CAPs Timeframe for SOA approval of new CAPs (30-days)
CWP_Technical_Assistance_Tabs_Final.docx