Professional indemnity insurance What you must include with your application Attached A certificate of currency as evidence that you hold adequate and appropriate professional indemnity insurance. A completed professional indemnity insurance statement as evidence that the cover meets ASIC requirements. Note: You can find a copy of the professional indemnity insurance statement on our website: www.asic.gov.au. Explanation of any answers to the and proper’ questions ‘yes’ ‘Fit What you must include with your application Attached An explanation of any answers you provide to any of the questions in the application that ‘Yes’ appear under the heading and proper’ (i.e. questions relating to disciplinary action, solvency, ‘Fit licences, professional indemnity insurance refusal or claims, convictions or improper conduct, prior registration or removal as an auditor).
Professional indemnity insurance What you must include with your application Attached A certificate of currency as evidence that you hold adequate and appropriate professional indemnity insurance. A completed professional indemnity insurance statement as evidence that the cover meets ASIC requirements. Note: You can find a copy of the professional indemnity insurance statement on our website: www.asic.gov.au. Explanation of any ‘yes’ answers to the ‘Fit and proper’ questions What you must include with your application Attached An explanation of any ‘Yes’ answers you provide to any of the questions in the application that appear under the heading ‘Fit and proper’ (i.e. questions relating to disciplinary action, solvency, licences, professional indemnity insurance refusal or claims, convictions or improper conduct, prior registration or removal as an auditor).
checklist-application-for-registration-approved-smsf-auditor.docx