CCWG Meeting Minutes [February 16, 2012] MINUTES Next Meeting March 15, 2012 at 11am Eastern Time. – Quarterly Reports is in works Newsletter is in final stages Old CRs CRs reviewed include the following: 6664062– Handling of case files returned from OGC Action Tabled – Comments OGC wants to return cases at any point. Suggests that they go back – to OGC to see where and how to add this in, due to they are already doing it. Stephanie will check into this since she is working on the PLD/OGC SOP’s Due Date: Next meeting 6839606– Requesting for more timely enforcement with the industry Action Approved, forward to PMT – Comments CCWG is suggesting it is a good idea, and have PMT form a team – to check into this idea. The team would also look into any change needed to SOP, WI’s and other things. Stipulation process would have to revisited also 7002435– Requests for Guidance or Interpretation Action Approved, Forward to PMT – Comments It was suggest this possible a team put together. Plus, ask PMT to – decide if this is a Work Instruction or SOP. Due Date: Next Meeting 7022619– Update WI-1 Financial Instrument Calculation to address new calculation process for Clause 2/3 Clearing Agency Action Tabled – Comments This is being forward to the FTT team. – Due Date: Next Meeting 7046622– Displaying the Status of the Scale in Business Entity and Facility Screens Action Tabled – Replacing the Business Entity number with a Scale Status. Regina Comments – will get a cost estimate, on both solutions. Due Date: Next meeting
CCWG Meeting Minutes [February 16, 2012] MINUTES Next Meeting – March 15, 2012 at 11am Eastern Time. Quarterly Reports is in works Newsletter is in final stages Old CRs CRs reviewed include the following: 6664062– Handling of case files returned from OGC Action – Tabled Comments – OGC wants to return cases at any point. Suggests that they go back to OGC to see where and how to add this in, due to they are already doing it. Stephanie will check into this since she is working on the PLD/OGC SOP’s Due Date: Next meeting 6839606– Requesting for more timely enforcement with the industry Action – Approved, forward to PMT Comments – CCWG is suggesting it is a good idea, and have PMT form a team to check into this idea. The team would also look into any change needed to SOP, WI’s and other things. Stipulation process would have to revisited also 7002435– Requests for Guidance or Interpretation Action – Approved, Forward to PMT Comments – It was suggest this possible a team put together. Plus, ask PMT to decide if this is a Work Instruction or SOP. Due Date: Next Meeting 7022619– Update WI-1 Financial Instrument Calculation to address new calculation process for Clause 2/3 Clearing Agency Action – Tabled Comments – This is being forward to the FTT team. Due Date: Next Meeting 7046622– Displaying the Status of the Scale in Business Entity and Facility Screens Action – Tabled Comments – Replacing the Business Entity number with a Scale Status. Regina will get a cost estimate, on both solutions. Due Date: Next meeting
CCWG_mm_2-16-12.docx