R4 Verify that all the records were treated in The ISO and the Responsible Entity must treat a evidence to demonstrate accordance with R4. request for a technical feasibility exception under that the information related requirement R1, and all records related to such a to technical feasibility request, as confidential in accordance with the exception request and all provisions of section 103.1 of the ISO rules, records related to such a Confidentiality, provided however that where the request request are treated in for a technical feasibility exception is made by a accordance to R4. Responsible Entity whose rights and obligations are the subject of a power purchase arrangement, that or any other evidence to Responsible Entity may disclose to its counterparties demonstrate compliance to R4. such information in respect of the technical feasibility exception as and if required under the terms of the power purchase arrangement. MR4 Evidence of treating the request as confidential as described in requirement R4 exists. Findings Requirement & Measure Evidence Submission Evidence Description Evidence Assessment Approach Auditor Notes R7 Verify that any revised requests were submitted A Responsible Entity must, where there is a AR7 Please provide: within sixty (60) days of the entity becoming aware material change in the facts underlying the request for or of the material change. approval of a technical feasibility exception, submit a a dated record of becoming revised request to the ISO under requirement R2 within aware of a material change, sixty (60) days of becoming aware of the material and a dated copy of the change. revised request; MR7 Evidence of submitting a revised request to the if no material change were ISO in accordance with requirement R7 exists. identified during the audit Evidence may include, but is not limited to, a record period, an attestation letter of becoming aware of a material change to this effect.
R4 The ISO and the Responsible Entity must treat a request for a technical feasibility exception under requirement R1, and all records related to such a request, as confidential in accordance with the provisions of section 103.1 of the ISO rules, Confidentiality, provided however that where the request for a technical feasibility exception is made by a Responsible Entity whose rights and obligations are the subject of a power purchase arrangement, that Responsible Entity may disclose to its counterparties such information in respect of the technical feasibility exception as and if required under the terms of the power purchase arrangement. MR4 Evidence of treating the request as confidential as described in requirement R4 exists. Verify that all the records were treated in accordance with R4. evidence to demonstrate that the information related to technical feasibility exception request and all records related to such a request are treated in accordance to R4. or any other evidence to demonstrate compliance to R4. Findings Requirement & Measure Evidence Submission Evidence Description Evidence Assessment Approach Auditor Notes R7 A Responsible Entity must, where there is a material change in the facts underlying the request for or approval of a technical feasibility exception, submit a revised request to the ISO under requirement R2 within sixty (60) days of becoming aware of the material change. MR7 Evidence of submitting a revised request to the ISO in accordance with requirement R7 exists. Evidence may include, but is not limited to, a record of becoming aware of a material change AR7 Please provide: Verify that any revised requests were submitted within sixty (60) days of the entity becoming aware of the material change. a dated record of becoming aware of a material change, and a dated copy of the revised request; if no material change were identified during the audit period, an attestation letter to this effect.
CIP-SUPP-002-AB-RSAW2.docx