Civil and administrative procedures I. (3.1) (c) Disciplinary actions I. (3.1) (d) Investigations, enforcement proceedings or sanctions by I. (3.1) (e) supervisory authorities Refusals or withdrawals of authorisation, licence, etc. I. (3.1) (f) Evidence relating to an assessment of the proposed acquirer's reputation by another authority in the financial I. (3.2) sector Evidence relating to an assessment of the proposed I. (3.3) acquirer's reputation by an authority in another sector Financial and non-financial interests that may represent a I. (3.4) conflict of interest for the proposed acquirer Shareholding structure I. (3.5) structure I. (3.6) Financial institutions subject to prudential supervision which I. (3.7) are part of the group Balance sheets for the last three years I. (3.8.a) Profit and loss accounts for the last three years I. (3.8.b) Annual reports and annexes for the last three years I. (3.8.c) Group consolidated accounts for the last three years I. (3.8.d) Credit ratings of the proposed acquirer I. (3.9) Credit ratings of the proposed acquirer's group I. (3.10) General purpose of the acquisition I. (4.1) Diagram showing the structure of the indirect qualifying I. (4.2) holding Significant influence qualifying holding of less than 10% I. (4.3) – Shareholders agreements I. (4.4) Actions in concert with parties I. (4.4) Origin of the private financial resources I. (5.1) Sale of assets to finance the acquisition I. (5.2) Practicalities of the transfer of funds I. (5.3) Access and recourse to financial markets to finance the I. (5.4) acquisition Bank credit to finance the acquisition I. (5.5) Appeal to shareholders of the financial institution to I. (5.6) finance the acquisition Business plan II.A Detailed document on strategy II.B Document on strategy II.C Part I: General information
Civil and administrative procedures I. (3.1) (c) Disciplinary actions I. (3.1) (d) Investigations, enforcement proceedings or sanctions by supervisory authorities I. (3.1) (e) Refusals or withdrawals of authorisation, licence, etc. I. (3.1) (f) Evidence relating to an assessment of the proposed acquirer's reputation by another authority in the financial sector I. (3.2) Evidence relating to an assessment of the proposed acquirer's reputation by an authority in another sector I. (3.3) Financial and non-financial interests that may represent a conflict of interest for the proposed acquirer I. (3.4) Shareholding structure I. (3.5) structure I. (3.6) Financial institutions subject to prudential supervision which are part of the group I. (3.7) Balance sheets for the last three years I. (3.8.a) Profit and loss accounts for the last three years I. (3.8.b) Annual reports and annexes for the last three years I. (3.8.c) Group consolidated accounts for the last three years I. (3.8.d) Credit ratings of the proposed acquirer I. (3.9) Credit ratings of the proposed acquirer's group I. (3.10) General purpose of the acquisition I. (4.1) Diagram showing the structure of the indirect qualifying holding I. (4.2) Significant influence – qualifying holding of less than 10% I. (4.3) Shareholders agreements I. (4.4) Actions in concert with parties I. (4.4) Origin of the private financial resources I. (5.1) Sale of assets to finance the acquisition I. (5.2) Practicalities of the transfer of funds I. (5.3) Access and recourse to financial markets to finance the acquisition I. (5.4) Bank credit to finance the acquisition I. (5.5) Appeal to shareholders of the financial institution to finance the acquisition I. (5.6) Business plan II.A Detailed document on strategy II.B Document on strategy II.C Part I: General information
cbfa_2009_31-2.docx