investment scheme licence in favour of a scheme as an incorporated cell company/incorporated cell. identifying the person(s) responsible for signing the application documents; identifying the person(s) responsible for acting as a of liaison with the MFSA; identifying the person(s) responsible on behalf of the governing body of the scheme for its compliance obligations; identifying the person(s) responsible on behalf of the governing body of the scheme for its anti-money laundering obligations; approving and assuming responsibility for the contents of the offering document; Personal questionnaires of the: investment manager; compliance officer; money laundering reporting officer; and investment advisor (where applicable) Additional documents to be submitted when the scheme is established as an investment company in terms of: the Companies Act (Investment Companies with Variable Capital) Regulations; the Companies Act (SICAV Incorporated Cell Company) Regulations; the Companies Act (Recognised Incorporated Cell Company) Regulations. Personal questionnaires of the directors of the scheme: individuals: personal questionnaires of the proposed director(s); corporate and regulated in a recognised jurisdiction: details of the regulatory status of the proposed corporate director(s); name of the individual(s) that will represent the corporate director on the board of directors of the scheme. Personal questionnaires of the founder shareholders which hold more than 10% of the voting shares: individuals: personal questionnaires of the founder shareholder(s); if corporate and regulated in a recognised jurisdiction: details of the regulatory status of the proposed corporate founder shareholder(s); if corporate and not regulated in a recognised jurisdiction: personal questionnaire of the directors of the proposed corporate founder shareholder(s); personal questionnaire of the qualifying beneficial owners of the proposed corporate founder shareholder(s); and last years audited financial statements of the proposed corporate founder shareholder(s). Note: The MFSA reserves the right to request additional information in the case of corporate structures
investment scheme licence in favour of a scheme as an incorporated cell company/incorporated cell. identifying the person(s) responsible for signing the application documents; identifying the person(s) responsible for acting as a of liaison with the MFSA; identifying the person(s) responsible on behalf of the governing body of the scheme for its compliance obligations; identifying the person(s) responsible on behalf of the governing body of the scheme for its anti-money laundering obligations; approving and assuming responsibility for the contents of the offering document; Personal questionnaires of the: investment manager; compliance officer; money laundering reporting officer; and investment advisor (where applicable) Additional documents to be submitted when the scheme is established as an investment company in terms of: the Companies Act (Investment Companies with Variable Capital) Regulations; the Companies Act (SICAV Incorporated Cell Company) Regulations; the Companies Act (Recognised Incorporated Cell Company) Regulations. Personal questionnaires of the directors of the scheme: individuals: personal questionnaires of the proposed director(s); corporate and regulated in a recognised jurisdiction: details of the regulatory status of the proposed corporate director(s); name of the individual(s) that will represent the corporate director on the board of directors of the scheme. Personal questionnaires of the founder shareholders which hold more than 10% of the voting shares: individuals: personal questionnaires of the founder shareholder(s); if corporate and regulated in a recognised jurisdiction: details of the regulatory status of the proposed corporate founder shareholder(s); if corporate and not regulated in a recognised jurisdiction: personal questionnaire of the directors of the proposed corporate founder shareholder(s); personal questionnaire of the qualifying beneficial owners of the proposed corporate founder shareholder(s); and last years audited financial statements of the proposed corporate founder shareholder(s). Note: The MFSA reserves the right to request additional information in the case of corporate structures
002%20ISR%20-%20PIF%20Application%20Form.docx