Loss beyond capital Preservation Growth Income Return profile Hedging (If structured products) Client Option or leverage return profile (if objectives and structured products) needs Other (ESG, solidaire) Investment horizon Recommended minimum investment period Or maturity date –Type Specific investment need SRRI Risk tolerance SRI low/ medium / high (if non fund products) Detailed portfolio’s characteristics: Turnover ratio: Holdings number in portfolio: (AMF Formula)* N-1 N-2 N-3 * AMF calculation formula: [((Bought + sold) (subscriptions + redemptions)) / fund’s – average net assets] II - AUM What is the AUM of the fund? record. How well does the fund represent the strategy (breakdown of strategy AUM)? Maximum capacity: What is the maximum AUM that you envisage for the fund and/or strategy? Specify the method used to estimate this amount. Present the breakdown of the fund’s AUM by client type. Specify the date. Investor type % AUM Corporates Multi-managers Institutions (insurance, pension funds, foundations, associations, sovereign funds)
Loss beyond capital Client objectives and needs Return profile Preservation Growth Income Hedging (If structured products) Option or leverage return profile (if structured products) Other (ESG, solidaire) Investment horizon –Type Recommended minimum investment period Or maturity date Specific investment need Risk tolerance SRRI SRI low/ medium / high (if non fund products) Detailed portfolio’s characteristics: Turnover ratio: (AMF Formula)* Holdings number in portfolio: N-1 N-2 N-3 * AMF calculation formula: [((Bought + sold) – (subscriptions + redemptions)) / fund’s average net assets] II - AUM What is the AUM of the fund? record. How well does the fund represent the strategy (breakdown of strategy AUM)? Maximum capacity: What is the maximum AUM that you envisage for the fund and/or strategy? Specify the method used to estimate this amount. Present the breakdown of the fund’s AUM by client type. Specify the date. Investor type % AUM Corporates Multi-managers Institutions (insurance, pension funds, foundations, associations, sovereign funds)
2018_11_26_Standard-questionnaire-UCI.docx