Distribution and networks / financial advisors / private and retail banks / platforms Others (specify: e.g. internal mandates) What percentage of the fund’s AUM/ Strategy AUM is held by the five largest clients? Specify the amount of subscriptions and redemptions of the fund. Subscriptions Redemptions N-1 N-2 N-3 III - Fund management team Describe the fund management team and its organisation. is the team based? Specify the experience of the management team: Experience in number of Role (lead manager, Name back-up…) In the In the In the position company industry Attach relevant CVs (managers involved in the fund management, head of the team, CIO in charge of the strategy/ asset class). Indicate any significant changes that have taken place within the fund management team over the past 5 years. Appraisal and remuneration methods for analysts and fund managers. Present any synergies with investment teams within the management company. Present the list of portfolios under the responsibilities of the fund manager/fund management team. Type of funds (UCITS, FIA, Portfolio name mandate, open-ended, Strategy type AUM dedicated)
Distribution and networks / financial advisors / private and retail banks / platforms Others (specify: e.g. internal mandates) What percentage of the fund’s AUM/ Strategy AUM is held by the five largest clients? Specify the amount of subscriptions and redemptions of the fund. Subscriptions Redemptions N-1 N-2 N-3 III - Fund management team Describe the fund management team and its organisation. is the team based? Specify the experience of the management team: Name Role (lead manager, back-up…) Experience in number of In the position In the company In the industry Attach relevant CVs (managers involved in the fund management, head of the team, CIO in charge of the strategy/ asset class). Indicate any significant changes that have taken place within the fund management team over the past 5 years. Appraisal and remuneration methods for analysts and fund managers. Present any synergies with investment teams within the management company. Present the list of portfolios under the responsibilities of the fund manager/fund management team. Type of funds (UCITS, FIA, mandate, open-ended, dedicated) Portfolio name Strategy type AUM
2018_11_26_Standard-questionnaire-UCI.docx