Supervisory for the Not Not mentioned Not mentioned Not managers mentioned clearly by the clearly by the mentioned clearly by Code; Code; clearly by the the Code; Code; Internal control MGT aware Take into MGT identify, Prevent of, review account of adopt a control errors; control complexity, framework; activities; size of business; Internal or statutory audit Not Not mentioned Not mentioned Not mentioned clearly by the clearly by the mentioned clearly by Code; Code; clearly by the the Code; Code; External audit Not Not mentioned Not mentioned Not mentioned clearly by the clearly by the mentioned clearly by Code; Code; clearly by the the Code; Code; Disclosure and Timely, corporate Not transparency disclosure; transparent information mentioned communication; with due clearly by the consideration to Code; commercial sensitivity; Shareholders and Not Not mentioned Not mentioned Not Minority Stockholder mentioned clearly by the clearly by the mentioned clearly by Code; Code; clearly by the the Code; Code; Accountability MGT access Taking a long Firm act with Operate with reliability of term view of integrity toward effectiveness business investment; the investee and information companies; continuous system; efficiency; Leadership Not Internal and Not mentioned Not mentioned external clearly by the mentioned clearly by communication Code; clearly by the the Code; based on Code; accurate, timely information; Employee Not MGT inform Act openly, Not mentioned employee honestly, mentioned clearly by strategy and balancing the clearly by the the Code; expected interests of Code; performance; companies and the needs of stakeholders; 3rd parties and conflicts Not not have Respect Not of interests mentioned conflict of interests of mentioned clearly by interest; stakeholders; clearly by the the Code; Code; Code of ethics (conduct) Not Timely review; MGT review In accordance mentioned at least review appropriateness with annually;
Supervisory for the managers Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Internal control MGT aware of, review control activities; Take into account of complexity, size of business; MGT identify, adopt a control framework; Prevent errors; Internal or statutory audit Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; External audit Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Disclosure and transparency disclosure; Timely, transparent communication; corporate information with due consideration to commercial sensitivity; Not mentioned clearly by the Code; Shareholders and Minority Stockholder Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Accountability MGT access reliability of business information system; Taking a long term view of investment; Firm act with integrity toward the investee companies; Operate with effectiveness and continuous efficiency; Leadership Not mentioned clearly by the Code; Internal and external communication based on accurate, timely information; Not mentioned clearly by the Code; Not mentioned clearly by the Code; Employee Not mentioned clearly by the Code; MGT inform employee strategy and expected performance; Act openly, honestly, balancing the interests of companies and the needs of stakeholders; Not mentioned clearly by the Code; 3rd parties and conflicts of interests Not mentioned clearly by the Code; not have conflict of interest; Respect interests of stakeholders; Not mentioned clearly by the Code; Code of ethics (conduct) Not mentioned Timely review; at least review annually; MGT review appropriateness In accordance with
006_29445ny081115_30_43.docx