Redemption or Maturity of a convertible note note / maturity Conversions of securities other than convertible notes Collateral Options Security no longer the criteria for eligibility as collateral removal cover Movement due to the CHESS subregister closing, for example, in the event of an Issuer being delisted closed initiated Allotment of securities as a result of a distribution in specie. in in specie specie Dividend Dividend Allotment of shares in a dividend reinvestment plan plan allotment plan Adjustments to CHESS Holdings due to divestment procedures for securities other than those subject to CHESS M foreign ownership restrictions Collateral Options The imminent expiry of a security used as collateral removal Float Allotment of securities as a result of a company Forfeiture Removal of shares on which a call has not been paid O of partly paid shares Income Income Allotment of securities in a reinvestment of income other than dividend income, for example, interest, trust income allotment
note / maturity Redemption or Maturity of a convertible note Conversions of securities other than convertible notes Collateral removal Options Security no longer the criteria for eligibility as collateral cover closed initiated Movement due to the CHESS subregister closing, for example, in the event of an Issuer being delisted in specie in specie Allotment of securities as a result of a distribution in specie. Dividend plan allotment Dividend plan Allotment of shares in a dividend reinvestment plan Adjustments to CHESS Holdings due to divestment procedures for securities other than those subject to CHESS foreign ownership restrictions Collateral removal Options The imminent expiry of a security used as collateral Float Allotment of securities as a result of a company Forfeiture of partly paid shares Removal of shares on which a call has not been paid Income allotment Income Allotment of securities in a reinvestment of income other than dividend income, for example, interest, trust income M O
Transfers_of_shares_and_units_-_Listed_Entities_Guide_v1.0.docx