Section III– Ownership and Management Information Ownership Nature of Ownership Name of Institution Interest (%) (Direct/Indirect) The names of the principal officers and directors of our bank, their respective positions. Name Position 1. Board of 2. Senior KNOW YOUR CUSTOMER / ANTI-MONEY LAUNDERING & COUNTERING THE FINANCING OF TERRORISM CONTROLS 1. Is your institution registered in a high risk or uncooperative country listed by Yes No FATF, or a country currently subjected to U.S. sanctions? 2. Does your institution (including your offshore branch/subsidiary) operate in a high risk or uncooperative country listed by FATF, or a country currently subjected to U.S. Yes No sanctions? 3. Does your institution have physical place of business? Yes No 4. Is any board of director, executive management of your institution of your Yes No institution a PEP (Politically Exposed Person)?
Section III– Ownership and Management Information Name of Institution Ownership Interest (%) Nature of Ownership (Direct/Indirect) The names of the principal officers and directors of our bank, their respective positions. Name Position 1. Board of 2. Senior KNOW YOUR CUSTOMER / ANTI-MONEY LAUNDERING & COUNTERING THE FINANCING OF TERRORISM CONTROLS 1. Is your institution registered in a high risk or uncooperative country listed by FATF, or a country currently subjected to U.S. sanctions? Yes No 2. Does your institution (including your offshore branch/subsidiary) operate in a high risk or uncooperative country listed by FATF, or a country currently subjected to U.S. sanctions? Yes No 3. Does your institution have physical place of business? Yes No 4. Is any board of director, executive management of your institution of your institution a PEP (Politically Exposed Person)? Yes No
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