EXHIBIT #2.127 DATED VERSION OF EMAIL AT MW2 AND P-1483 WEB ARCHIVE PRINT DATED 28/03/2015 (WBC.104.003.7507) (WBC.104.003.8323) EXHIBIT #2.128 SUMMONS TO MR WHEREAT P-1485 EXHIBIT #2.129 WITNESS STATEMENT OF MR WHEREAT P-1486 AND EXHIBITS EXHIBIT #2.130 RI ADVICE GROUP PRINCIPAL AUTHORISED P-1489 REPRESENTATIVE AGREEMENT WITH CARRINGTON CORPORATION PROPRIETARY LIMITED DATED 08/05/2018 (ANZ.800.477.0172) EXHIBIT #2.131 ASIC RELEASE CONCERNING P-1490 AUSTRALIAN FINANCIAL SERVICES LIMITED, 11-243 MR (RCD.0021.0001.0398) EXHIBIT #2.132 MEMORANDUM AFS RETENTION P-1493 STRATEGY DATED 22/03/2013 (ANZ.800.512.0002) EXHIBIT #2.133 ADVICE AND DISTRIBUTION RISK AND P-1495 COMPLIANCE BOARD COMMITTEE PAPERS DATED 29/05/2013 (ANZ.800.038.2780) EXHIBIT #2.134 EMAIL YOUNGER TO WILLIAMS DATED P-1496 15/04/2013 AND ATTACHMENT (ANZ 800.508.0103) (ANZ 800.508.0104) EXHIBIT #2.135 AUTHORISED REPRESENTATIVE P-1496 APPLICATION FORM BY DOYLE DATED 13/04/2013 (ANZ.800.511.1804) EXHIBIT #2.136 COMMITMENT DEED DATED 06/05/2013 P-1497 (ANZ.800.447.0150) EXHIBIT #2.137 EXAM RESULTS FOR FINANCIAL P-1499 PLANNING KNOWLEDGE DATED 15/07/2013 (ANZ.800.511.1849) EXHIBIT #2.138 COMPLAINT LETTER CONCERNING P-1500 DATED 07/08/2013 (ANZ.800.283.0043) EXHIBIT #2.139 ADVICE VETTING STANDARD DATED MAY P-1504 2013 (ANZ.800.165.3273) EXHIBIT #2.140 INDIVIDUAL REPRESENTATIVE’S DEED P-1509 WITH DOYLE (ANZ.800.447.0157)
EXHIBIT #2.127 DATED VERSION OF EMAIL AT MW2 AND WEB ARCHIVE PRINT DATED 28/03/2015 (WBC.104.003.7507) (WBC.104.003.8323) P-1483 EXHIBIT #2.128 SUMMONS TO MR WHEREAT P-1485 EXHIBIT #2.129 WITNESS STATEMENT OF MR WHEREAT AND EXHIBITS P-1486 EXHIBIT #2.130 RI ADVICE GROUP PRINCIPAL AUTHORISED REPRESENTATIVE AGREEMENT WITH CARRINGTON CORPORATION PROPRIETARY LIMITED DATED 08/05/2018 (ANZ.800.477.0172) P-1489 EXHIBIT #2.131 ASIC RELEASE CONCERNING AUSTRALIAN FINANCIAL SERVICES LIMITED, 11-243 MR (RCD.0021.0001.0398) P-1490 EXHIBIT #2.132 MEMORANDUM AFS RETENTION STRATEGY DATED 22/03/2013 (ANZ.800.512.0002) P-1493 EXHIBIT #2.133 ADVICE AND DISTRIBUTION RISK AND COMPLIANCE BOARD COMMITTEE PAPERS DATED 29/05/2013 (ANZ.800.038.2780) P-1495 EXHIBIT #2.134 EMAIL YOUNGER TO WILLIAMS DATED 15/04/2013 AND ATTACHMENT (ANZ 800.508.0103) (ANZ 800.508.0104) P-1496 EXHIBIT #2.135 AUTHORISED REPRESENTATIVE APPLICATION FORM BY DOYLE DATED 13/04/2013 (ANZ.800.511.1804) P-1496 EXHIBIT #2.136 COMMITMENT DEED DATED 06/05/2013 (ANZ.800.447.0150) P-1497 EXHIBIT #2.137 EXAM RESULTS FOR FINANCIAL PLANNING KNOWLEDGE DATED 15/07/2013 (ANZ.800.511.1849) P-1499 EXHIBIT #2.138 COMPLAINT LETTER CONCERNING DATED 07/08/2013 (ANZ.800.283.0043) P-1500 EXHIBIT #2.139 ADVICE VETTING STANDARD DATED MAY 2013 (ANZ.800.165.3273) P-1504 EXHIBIT #2.140 INDIVIDUAL REPRESENTATIVE’S DEED WITH DOYLE (ANZ.800.447.0157) P-1509
transcript-20-april-2018.docx