Do not include the plus (+) sign in this 6.57 must be set to Record identifier TRDR. – 6.58 Transaction date the date the transaction took place. It must be provided in the – format CCYYMMDD. 6.59 Balance before transaction the number of securities held at the start of the reporting – period or before the current transaction is taken into account. 6.60 CHESS transaction reason code the 3 character code which gives a reason for the – transaction as specified by CHESS. If the transition does not have a CHESS code this field must be blank filled. 6.61 Transaction reason code a code advises the reason for the transaction. – Valid values are: ALT allotment – ALP allotment partially paid – – TDP Tax deferred payment – DVS divestment – RWR restructures with rollover available – RNR restructures with no rollover available – INF Information statement – 6.62 Transaction sub-type code a code that advises the sub-type of the transaction – reason code. Where theTransaction reason code field is reported as ALT allotment, valid values are: – INV investment (buy) – CON conversion – EXC rights/Option exercise – IPO FLOAT/IPO – DRP dividend reinvestment plan – BSN bonus shares not treated as a dividend – BSD shares treated as a dividend – Transaction reason code field is reported as ALP allotment partially paid, valid values – – are: IPO FLOAT/IPO – BSN bonus shares not treated as a dividend – – BSD shares treated as a dividend – PAR generic partially paid allotment –
Do not include the plus (+) sign in this 6.57 Record identifier – must be set to TRDR. 6.58 Transaction date – the date the transaction took place. It must be provided in the format CCYYMMDD. 6.59 Balance before transaction – the number of securities held at the start of the reporting period or before the current transaction is taken into account. 6.60 CHESS transaction reason code – the 3 character code which gives a reason for the transaction as specified by CHESS. If the transition does not have a CHESS code this field must be blank filled. 6.61 Transaction reason code – a code advises the reason for the transaction. Valid values are: ALT – allotment ALP – allotment – partially paid TDP – Tax deferred payment DVS – divestment RWR – restructures with rollover available RNR – restructures with no rollover available INF – Information statement 6.62 Transaction sub-type code – a code that advises the sub-type of the transaction reason code. Where theTransaction reason code field is reported as ALT – allotment, valid values are: INV – investment (buy) CON – conversion EXC – rights/Option exercise IPO – FLOAT/IPO DRP – dividend reinvestment plan BSN – bonus shares not treated as a dividend BSD – shares treated as a dividend Transaction reason code field is reported as ALP – allotment – partially paid, valid values are: IPO – FLOAT/IPO BSN – bonus shares – not treated as a dividend BSD – shares treated as a dividend PAR – generic partially paid allotment
Transfers_of_shares_and_units_%28Listed%20Entities%29_report_specification_v1.0.1.docx