EXHIBIT #2.161 WITNESS STATEMENT OF MS BRITT CONCERNING RUBRICK 2.27 DATED 10/04/2018 (AND ATTACHED EXHIBITS) MR HOLLO: Thank you, Commissioner. THE COMMISSIONER: Ms Orr. <CROSS-EXAMINATION BY MS ORR [12.08 pm] MS ORR: Ms Britt, in your position as head of compliance at AMP, you’re responsible for the advice compliance team?Correct. And one of the responsibilities of that team is to escalate and make reports of issues and incidents to the breach committee?Correct. And immediately before your current role you were the team leader, senior legal counsel, litigation and dispute resolution ?Correct. at AMP?Correct. You’ve worked in the financial services industry since 2004?Correct. And you’ve been put forward by AMP to give evidence about advice given by three financial advisers?Correct. And the first of those the name of that adviser has been anonymised in your – statement and I am going to refer to him as Mr E. The second is Ms Jennifer Coleman who you have just referred to?Correct. And the third is Mr Andrew Palmer?Correct. And each of those people was an authorised representative of a subsidiary of AMP at the time they provided financial advice?That’s correct. And AMP operates its financial advice business through several entities, including AMP Financial Planning and Charter Financial Planning?Correct. Charter Financial Planning has its own financial services licence?Yes, it does. And AMP also previously had a subsidiary called Genesys Wealth Advisers?That’s correct. Is that
EXHIBIT #2.161 WITNESS STATEMENT OF MS BRITT CONCERNING RUBRICK 2.27 DATED 10/04/2018 (AND ATTACHED EXHIBITS) MR HOLLO: Thank you, Commissioner. THE COMMISSIONER: Ms Orr. <CROSS-EXAMINATION BY MS ORR [12.08 pm] MS ORR: Ms Britt, in your position as head of compliance at AMP, you’re responsible for the advice compliance team?Correct. And one of the responsibilities of that team is to escalate and make reports of issues and incidents to the breach committee?Correct. And immediately before your current role you were the team leader, senior legal counsel, litigation and dispute resolution ?Correct. at AMP?Correct. You’ve worked in the financial services industry since 2004?Correct. And you’ve been put forward by AMP to give evidence about advice given by three financial advisers?Correct. And the first of those – the name of that adviser has been anonymised in your statement and I am going to refer to him as Mr E. The second is Ms Jennifer Coleman who you have just referred to?Correct. And the third is Mr Andrew Palmer?Correct. And each of those people was an authorised representative of a subsidiary of AMP at the time they provided financial advice?That’s correct. And AMP operates its financial advice business through several entities, including AMP Financial Planning and Charter Financial Planning?Correct. Charter Financial Planning has its own financial services licence?Yes, it does. And AMP also previously had a subsidiary called Genesys Wealth Advisers?That’s correct. Is that
transcript-23-april-2018.docx