General organisational requirements and senior management (see articles 21, 25 DR 2017/565) Internal risk functions (see articles 22-24 DR 2017/565) Complaints handling (see article 26 DR 2017/565) Remuneration policy (see article 27 DR 2017/565) Personal transactions (see articles 28, 29 DR 2017/565) Outsourcing (see articles 30-32 DR 2017/565) Conflicts of interest (see article 33-35 DR 2017/565) Client categorisation (see article 45 DR 2017/565) Information to clients (see article 46-49 DR 2017/565) Cost and charges (see article 50 en 51 DR 2017/565) Suitability and appropriateness (see article 54-58 DR 2017/565) Reporting to clients (see article 59-63 DR 2017/565) Best execution (see article 64-66 DR 2017/565) Client handling (see Articles 67-70 DR 2017/565) Retention of records (see Articles 72-76 DR 2017/565) Segregation of assets (see Section 4:87 Wft in conjunction with article 165-165g BGfo in conjunction with Sections 7:15-7:20 NRGfo) Product governance (see articles 32a-c BGfo and 9-10 DR 2017/593) Inducements (see articles 11-13 DR 2017/593)
General organisational requirements and senior management (see articles 21, 25 DR 2017/565) Internal risk functions (see articles 22-24 DR 2017/565) Complaints handling (see article 26 DR 2017/565) Remuneration policy (see article 27 DR 2017/565) Personal transactions (see articles 28, 29 DR 2017/565) Outsourcing (see articles 30-32 DR 2017/565) Conflicts of interest (see article 33-35 DR 2017/565) Client categorisation (see article 45 DR 2017/565) Information to clients (see article 46-49 DR 2017/565) Cost and charges (see article 50 en 51 DR 2017/565) Suitability and appropriateness (see article 54-58 DR 2017/565) Reporting to clients (see article 59-63 DR 2017/565) Best execution (see article 64-66 DR 2017/565) Client handling (see Articles 67-70 DR 2017/565) Retention of records (see Articles 72-76 DR 2017/565) Segregation of assets (see Section 4:87 Wft in conjunction with article 165-165g BGfo in conjunction with Sections 7:15-7:20 NRGfo) Product governance (see articles 32a-c BGfo and 9-10 DR 2017/593) Inducements (see articles 11-13 DR 2017/593)
vergunningaanvraagformulier-derde-landen-bo-299a-299b-engels.docx