Prepare financial plan and ROA Financial advisor File creation Assistant Print two copies of plan (client and file) Prepare client implementation contract Complete application for recommendations as far as possible Prepare review service agreement Plan presentation Financial advisor Present plan Get all application forms completed and signed Have client sign review agreement Plan implementation Assistant Check that all paperwork is completed correctly Para planner Submit applications Financial advisor Arrange medicals (if required) Issue letter of completion to client
Prepare financial plan and ROA Financial advisor File creation Print two copies of plan (client and file) Prepare client implementation contract Complete application for recommendations as far as possible Prepare review service agreement Assistant Plan presentation Present plan Get all application forms completed and signed Have client sign review agreement Financial advisor Plan implementation Check that all paperwork is completed correctly Submit applications Arrange medicals (if required) Issue letter of completion to client Assistant Para planner Financial advisor
Worksheet_4-Process_Flow.docx