8.5 Key Tasks and Responsibilities: Audit Execution Phase RESPONSIBILITIES Guideline AO/Assistant Deputy Director Director reference Director Director General 6.4 Documenting Summary P R of Analytical Review Procedures Performed. 6.5 Documenting Details of P S R Analytical Review Procedures Performed. Documenting Internal 6.6 P R Control Questionnaires. 6.7 Documenting Internal P R Control Deviations Form. 6.8 Preparing Internal P R Control Deviations Summary. 6.9 Preparing Compliance P R Summary. 6.10 Documenting Substantive P R Tests of Accounting Estimates. Identifying and listing 6.11 P R Errors in Accounting Estimates. 6.12 Documenting Substantive P S R Test Sample Summary for each Program. 6.13 Preparing Substantive P R Test of High Value/Key Items Summary. – 6.14 Documenting Details of P R Errors in Samples, High Value Items and Key Items. 6.15 Conducting Exit P S Interviews. 6.16 Updation of Audit Steps P R S given in the Audit Programmes, if needed. Execution of Audit Steps 6.16 P P-S S-R as per the Audit Program
8.5 Key Tasks and Responsibilities: Audit Execution Phase Guideline reference RESPONSIBILITIES AO/Assistant Director Deputy Director Director Director General 6.4 Documenting Summary of Analytical Review Procedures Performed. P R 6.5 Documenting Details of Analytical Review Procedures Performed. P S R 6.6 Documenting Internal Control Questionnaires. P R 6.7 Documenting Internal Control Deviations Form. P R 6.8 Preparing Internal Control Deviations Summary. P R 6.9 Preparing Compliance Summary. P R 6.10 Documenting Substantive Tests of Accounting Estimates. P R 6.11 Identifying and listing Errors in Accounting Estimates. P R 6.12 Documenting Substantive Test Sample Summary for each Program. P S R 6.13 Preparing Substantive Test of High Value/Key Items – Summary. P R 6.14 Documenting Details of Errors in Samples, High Value Items and Key Items. P R 6.15 Conducting Exit Interviews. P S 6.16 Updation of Audit Steps given in the Audit Programmes, if needed. P R S 6.16 Execution of Audit Steps as per the Audit Program P P-S S-R
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