Responding to this The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Consultation on the Guidelines on specific notions under MiFID II related to the management body of market operators and data reporting services providers, published on the ESMA Date: 5 October 2016 ESMA/2016/1437 website. Instructions Please note that, in order to facilitate the analysis of the large number of responses expected, you are requested to use this file to send your response to ESMA so as to allow us to process it properly. Therefore, ESMA will only be able to consider responses which follow the instructions described below: use this form and send your responses in Word format (pdf documents will not be considered except for annexes); do not remove the tags of type <ESMA_ QUESTION_MIFID_MBG_1> - i.e. the response to one question has to be framed by the 2 tags corresponding to the question; and if you do not have a response to a question, do not delete it and leave the text YOUR TEXT “TYPE HERE” between the tags. Responses are most helpful: if they respond to the question stated; contain a clear rationale, including on any related costs and benefits; and describe any alternatives that ESMA should consider. Naming protocol In to facilitate the handling of stakeholders responses please save your document using the following format: ESMA_MiFID_GMB_NAMEOFCOMPANY_NAMEOFDOCUMENT. e.g. if the respondent were ESMA, the name of the form would be: ESMA_MiFID_GMB_ESMA_REPLYFORM or ESMA_MiFID_GMB_ESMA_ANNEX1
Date: 5 October 2016 ESMA/2016/1437 Responding to this The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA Consultation on the Guidelines on specific notions under MiFID II related to the management body of market operators and data reporting services providers, published on the ESMA website. Instructions Please note that, in order to facilitate the analysis of the large number of responses expected, you are requested to use this file to send your response to ESMA so as to allow us to process it properly. Therefore, ESMA will only be able to consider responses which follow the instructions described below: use this form and send your responses in Word format (pdf documents will not be considered except for annexes); do not remove the tags of type <ESMA_ QUESTION_MIFID_MBG_1> - i.e. the response to one question has to be framed by the 2 tags corresponding to the question; and if you do not have a response to a question, do not delete it and leave the text “TYPE YOUR TEXT HERE” between the tags. Responses are most helpful: if they respond to the question stated; contain a clear rationale, including on any related costs and benefits; and describe any alternatives that ESMA should consider. Naming protocol In to facilitate the handling of stakeholders responses please save your document using the following format: ESMA_MiFID_GMB_NAMEOFCOMPANY_NAMEOFDOCUMENT. e.g. if the respondent were ESMA, the name of the form would be: ESMA_MiFID_GMB_ESMA_REPLYFORM or ESMA_MiFID_GMB_ESMA_ANNEX1
2016-1437_reply_form_for_cp.docx