as required under Category One Principals, directors No Change 4.3.1(a) and officers of Certification or good character updated as required under Category One 4.3.1(b) Employees, agents No Change and contractors of Certification or good character updated as required Category One 4.3.2 Governance No Change Certification or updated Document and as required Category One 4.4 Financial resources Audited financial Sufficient financial statements and resources reports for the last Financial Year 4.5 Technical Sufficient technical resources resources 4.6 Organisational No Change resources Certification or updated Document and as required Category One 4.7.1, 4.7.3 Insurance Insurance policies No Change & 4.7.4 conditions Certification or updated Document as required under Category Two 4.7.2(a) (d) Insurer and Certificates of – & 4.7.5 insurance levels currency 4.7.6 Notification of Claims received and claims expected 5.1 Widespread use Business plan and details of industry usage Licences and Licences and 5.3(d) regulatory regulatory approvals approvals specified, obtained and current 5.3(e) Pricing policy No Change Certification or updated Document
as required under Category One 4.3.1(a) Principals, directors and officers of good character No Change Certification or updated as required under Category One 4.3.1(b) Employees, agents and contractors of good character No Change Certification or updated as required Category One 4.3.2 Governance No Change Certification or updated Document and as required Category One 4.4 Financial resources Audited financial statements and reports for the last Financial Year Sufficient financial resources 4.5 Technical resources Sufficient technical resources 4.6 Organisational resources No Change Certification or updated Document and as required Category One 4.7.1, 4.7.3 & 4.7.4 Insurance conditions Insurance policies No Change Certification or updated Document as required under Category Two 4.7.2(a) – (d) & 4.7.5 Insurer and insurance levels Certificates of currency 4.7.6 Notification of claims Claims received and expected 5.1 Widespread use Business plan and details of industry usage 5.3(d) Licences and regulatory approvals Licences and regulatory approvals specified, obtained and current 5.3(e) Pricing policy No Change Certification or updated Document
Victorian-Operating-Requirements-Version-1-FINAL-April-2013.docx