This field must be set to one of the following: A the file contains amended data that is correcting what has previously been reported. – O the file contains original data that is being reported for the first time. – C the file contains transactions that were previously reported incorrectly and need to be – cancelled. 6.31 Account identifier this is allocated by the market participant and used to identify – accounts on market participant system. This identifier will be used to link the data records. 6.32 Origin of order number is an identification number of the person or account that – provided instructions to enter into a transaction. This enables the ATO to establish links to the transactions reported through the Australian Market Regulation Feed that may have originated from the same person or client. ASIC’s Regulatory Guide 223 states that an Origin of order number can be the persons (in order of preference) Australian Company Number (ACN), Australian Registered Body Number (ARBN), Australian Registered Scheme Number (ARSN), global Legal Entity Identifier (LEI), internal client identifier, user login identifier, Clearing House Electronic Sub register System (CHESS) HIN, internal account identifier or adviser reference. There must be no duplicate Origin of order numbers against each Broker number. The Origin of order number may be allocated at the account or investor level. It is mandatory that it is supplied in either the Account data record or the Investor data record. Where the investor and advisor are assigned separate Origin of order numbers, report the advisors’ Origin of order number in the Multiple identifiers data record and the Investor’s Origin of order number in the Investor data record. 6.33 Bulk trade indicator indicates if bulk trade transactions have taken place. – Valid values are: Y yes – N no – If Y is reported at Bulk trade indicator field then at least one Bulk trade data record must be present. 6.34 Identifier type identifies the type of holding. – Valid values are: I SRN – X HIN – C Certified holding – O Origin of order number – U Unknown holding type – 6.35 Identifier this relates to the investor and is the identification number given to the – investor either by the issuer of the securities, the market participant or the market.
This field must be set to one of the following: A – the file contains amended data that is correcting what has previously been reported. O – the file contains original data that is being reported for the first time. C – the file contains transactions that were previously reported incorrectly and need to be cancelled. 6.31 Account identifier – this is allocated by the market participant and used to identify accounts on market participant system. This identifier will be used to link the data records. 6.32 Origin of order number – is an identification number of the person or account that provided instructions to enter into a transaction. This enables the ATO to establish links to the transactions reported through the Australian Market Regulation Feed that may have originated from the same person or client. ASIC’s Regulatory Guide 223 states that an Origin of order number can be the persons (in order of preference) Australian Company Number (ACN), Australian Registered Body Number (ARBN), Australian Registered Scheme Number (ARSN), global Legal Entity Identifier (LEI), internal client identifier, user login identifier, Clearing House Electronic Sub register System (CHESS) HIN, internal account identifier or adviser reference. There must be no duplicate Origin of order numbers against each Broker number. The Origin of order number may be allocated at the account or investor level. It is mandatory that it is supplied in either the Account data record or the Investor data record. Where the investor and advisor are assigned separate Origin of order numbers, report the advisors’ Origin of order number in the Multiple identifiers data record and the Investor’s Origin of order number in the Investor data record. 6.33 Bulk trade indicator – indicates if bulk trade transactions have taken place. Valid values are: Y – yes N – no If Y is reported at Bulk trade indicator field then at least one Bulk trade data record must be present. 6.34 Identifier type – identifies the type of holding. Valid values are: I – SRN X – HIN C – Certified holding O – Origin of order number U – Unknown holding type 6.35 Identifier – this relates to the investor and is the identification number given to the investor either by the issuer of the securities, the market participant or the market.
Transfers_of_shares_and_units_%28Market_Participants%29_report_final_clean_version_1.1.0.docx