Describe the current structure of your organization. Provide an organizational chart(s) showing the relationships and authority within the Master Trust/Custody Service unit and within the organization. Provide a copy of your most recent annual report and comment on any planned organizational changes subsequent to the report, in particular, the possibility of a merger with another organization (Annual report not included in the 100 page limit to the proposal). List the percentage of total firm revenues derived from Master Trust/Custody Services for the five most recent fiscal years and the projection for the current year. For the most recent five fiscal years and next year's projection, identify by year the amount of money your organization has invested (and expects to invest) in technology and information systems’ development. What were your organization's long term and short term credit ratings at 3/31/13, 12/31/12, 12/31/11, and 12/31/10? Please provide the rating from all services (Standard & Poor’s, Fitch, Moody's, etc.) which reviewed your organization’s financial standing at each of the above dates. Please provide, in descending order by asset size, the name of your organization’s ten largest public fund custody clients. Include the total number of plans, total number of accounts (or portfolios), length of service, contact person and phone number for each relationship. Please respond in the following format: Name Total Assets # of Plans # of Portfolios Client Since Contact Name Phone # How many public fund master custody clients has your organization gained and lost in each of the past three years (including 2012)? For each account lost, indicate the client’s name, the size of the fund, a brief reason for termination and provide a contact name and phone number. Provide a list of all Master Trust/Custody office locations both in the U.S. and abroad. In what city or cities would (a) PRIT’s assets be maintained? (b) PRIT’s recordkeeping take place? (c) PRIM’s designated contact person be located? Commitment to Relationship 2a. Client Service How many professional staff are devoted exclusively to the delivery of Master Trust/Custody services? What approach to account administration is used (i.e., relationship manager, account teams, account administrator with support group)? Record below the level of personnel turnover experienced by your organization during the past three years as follows:
Describe the current structure of your organization. Provide an organizational chart(s) showing the relationships and authority within the Master Trust/Custody Service unit and within the organization. Provide a copy of your most recent annual report and comment on any planned organizational changes subsequent to the report, in particular, the possibility of a merger with another organization (Annual report not included in the 100 page limit to the proposal). List the percentage of total firm revenues derived from Master Trust/Custody Services for the five most recent fiscal years and the projection for the current year. For the most recent five fiscal years and next year's projection, identify by year the amount of money your organization has invested (and expects to invest) in technology and information systems’ development. What were your organization's long term and short term credit ratings at 3/31/13, 12/31/12, 12/31/11, and 12/31/10? Please provide the rating from all services (Standard & Poor’s, Fitch, Moody's, etc.) which reviewed your organization’s financial standing at each of the above dates. Please provide, in descending order by asset size, the name of your organization’s ten largest public fund custody clients. Include the total number of plans, total number of accounts (or portfolios), length of service, contact person and phone number for each relationship. Please respond in the following format: Name Total Assets # of Plans # of Portfolios Client Since Contact Name Phone # How many public fund master custody clients has your organization gained and lost in each of the past three years (including 2012)? For each account lost, indicate the client’s name, the size of the fund, a brief reason for termination and provide a contact name and phone number. Provide a list of all Master Trust/Custody office locations both in the U.S. and abroad. In what city or cities would (a) PRIT’s assets be maintained? (b) PRIT’s recordkeeping take place? (c) PRIM’s designated contact person be located? Commitment to Relationship 2a. Client Service How many professional staff are devoted exclusively to the delivery of Master Trust/Custody services? What approach to account administration is used (i.e., relationship manager, account teams, account administrator with support group)? Record below the level of personnel turnover experienced by your organization during the past three years as follows:
2013_Custodian_RFP_-_Final_doc.docx