ACKNOWLEDGMENT FOR FILE MANAGEMENT INVESTMENT PRODUCT INITIAL LIFE INSURANCE (Policyowner) Needs Analysis: Needs Analysis Fact Find Interview Report Fact Find Interview Report Investor Profile Investor Profile for UL Asset Allocation Refusal Form Complete Sales Illustration (at time of application) Fee Declaration Form for Seg Funds Provincial Replacement Form Fund Fact Sheet or Booklet Summary Information Folder Advisor Disclosure Form Advisor Disclosure Form Privacy Statement Privacy Statement Summary and Reason for Sale Summary and Reason for Sale ACKNOWLEDGMENT AND CONFIRMATION OF SALE: I have received, read and understood these documents and the information provided has been accurately captured with regards to my purchase of an Insurance/Investment product. I agree to proceed with my decision and understand that I should retain this document and refer to it as needed and should ask my Advisor for more information if I have any questions or concerns. ________________________________ _______________________________ Policyowner Date Financial Security Advisor Date
ACKNOWLEDGMENT FOR FILE MANAGEMENT INVESTMENT PRODUCT INITIAL (Policyowner) LIFE INSURANCE Needs Analysis: Needs Analysis Fact Find Interview Report Fact Find Interview Report Investor Profile Investor Profile for UL Asset Allocation Refusal Form Complete Sales Illustration (at time of application) Fee Declaration Form for Seg Funds Provincial Replacement Form Fund Fact Sheet or Booklet Summary Information Folder Advisor Disclosure Form Advisor Disclosure Form Privacy Statement Privacy Statement Summary and Reason for Sale Summary and Reason for Sale ACKNOWLEDGMENT AND CONFIRMATION OF SALE: I have received, read and understood these documents and the information provided has been accurately captured with regards to my purchase of an Insurance/Investment product. I agree to proceed with my decision and understand that I should retain this document and refer to it as needed and should ask my Advisor for more information if I have any questions or concerns. ________________________________ _______________________________ Policyowner Date Financial Security Advisor Date
Summary_Reason_For_Sale_Acknowledgment_template-1.docx