MONITORING Not ELEMENTS OF COMPLIANCE N/A DOCUMENTATION FREQUENCY Met Met Match documentation for expenditures (check for Quarter 1 compliance) Quarter 2 Quarter 3 Quarter 4 Match documentation for time & effort (check for presence Quarter 1 and compliance) Quarter 2 Quarter 3 Quarter 4 Audits and Monitoring Risk of If Risk is indicated as High “High”, explain current conditions: Medium Low MONITORING Not ELEMENTS OF COMPLIANCE N/A DOCUMENTATION FREQUENCY Met Met A-133 audit (if applicable) provided to Office of Annual: Accounting and Audit Services Review progress on implementing corrective actions from As specified in previous audits or monitoring (if applicable) corrective action plan
ELEMENTS OF COMPLIANCE MONITORING FREQUENCY Not Met Met N/A DOCUMENTATION Match documentation for expenditures (check for compliance) Quarter 1 Quarter 2 Quarter 3 Quarter 4 Match documentation for time & effort (check for presence and compliance) Quarter 1 Quarter 2 Quarter 3 Quarter 4 Audits and Monitoring Risk of If Risk is indicated as “High”, explain current conditions: High Medium Low ELEMENTS OF COMPLIANCE MONITORING FREQUENCY Not Met Met N/A DOCUMENTATION A-133 audit (if applicable) provided to Office of Accounting and Audit Services Annual: Review progress on implementing corrective actions from previous audits or monitoring (if applicable) As specified in corrective action plan
Subgrantee-Compliance-Monitoring-Plan-IU-26-1.docx