Interactivities NA Course Navigation Previous < 03 Next > 05 Module Name: Customer Due Diligence Slide Name: Knowledge Check Screen No: 05 On-Screen Text Graphics Description While conducting due diligence for new and existing Number of attempts: 1 customers, the _________ is/are responsible for obtaining and collecting customer information sufficient to anticipate Correct answer: A the types of transactions a customer is likely to engage in. Correct Feedback: That’s right! While conducting due diligence for new and existing customers, the First Line of Defense is responsible for obtaining and collecting customer information sufficient to First Line of Defense anticipate the types of transactions a customer is likely to engage in. Second Line of Defense Third Line of Defense Incorrect Feedback: That’s incorrect. While conducting due diligence First, Second, and Third Lines of Defense for new and existing customers, the First Line of Defense is responsible for obtaining and collecting customer information sufficient to anticipate the types of transactions a customer is likely to engage Select the correct option, and then click Submit. in. Animation Description
Interactivities NA Course Navigation Previous < 03 Next > 05 Module Name: Customer Due Diligence Slide Name: Knowledge Check Screen No: 05 On-Screen Text Graphics Description While conducting due diligence for new and existing customers, the _________ is/are responsible for obtaining and collecting customer information sufficient to anticipate the types of transactions a customer is likely to engage in. First Line of Defense Second Line of Defense Third Line of Defense First, Second, and Third Lines of Defense Select the correct option, and then click Submit. Number of attempts: 1 Correct answer: A Correct Feedback: That’s right! While conducting due diligence for new and existing customers, the First Line of Defense is responsible for obtaining and collecting customer information sufficient to anticipate the types of transactions a customer is likely to engage in. Incorrect Feedback: That’s incorrect. While conducting due diligence for new and existing customers, the First Line of Defense is responsible for obtaining and collecting customer information sufficient to anticipate the types of transactions a customer is likely to engage in. Animation Description
State_Street_AML_CDD_SB_V4.0_24-April-2015.docx