Assessment Principle Components 1. Inadequate 2. Acceptable but Requires Development 3. Effective 4. Very Good Principle 1. Included in Rating Further Comment RKP 1 - 4 (if SRO Use Only Background the rating is less than 3 include strategies for Yes or No improvement and timelines for completion)* Historical Information Statement Strategic Identified Business Activity Identified Outsourced Functions Identified Major Stakeholders Identified Enabling Legislation Legislation Other – Major Govt Policy and/or Industry Standards Assessment Principle Components 1. Inadequate 2. Acceptable but Requires Development 3. Effective 4. Very Good Principle 2. Included in Rating Further Comment RKP 1 - 4 (if SRO Use Only Policies & Procedures the rating is less than 3 include strategies for Yes or No improvement and timelines for completion)* Recordkeeping Systems Overview
Principle Components Assessment 1. Inadequate 2. Acceptable but Requires Development 3. Effective 4. Very Good Principle 1. Background Included in RKP Yes or No Rating 1 - 4 Further Comment (if the rating is less than 3 include strategies for improvement and timelines for completion)* SRO Use Only Historical Information Statement Strategic Identified Business Activity Identified Outsourced Functions Identified Major Stakeholders Identified Enabling Legislation Legislation – Other Major Govt Policy and/or Industry Standards Principle Components Assessment 1. Inadequate 2. Acceptable but Requires Development 3. Effective 4. Very Good Principle 2. Policies & Procedures Included in RKP Yes or No Rating 1 - 4 Further Comment (if the rating is less than 3 include strategies for improvement and timelines for completion)* SRO Use Only Recordkeeping Systems Overview
rkp-selfeval-checklist-stateg_-_mar2015.docx