DC 2012 Annual/2013 Quarterly Filing Checklist for Captive Insurance Companies Due Date# RRGs Groups Risk Retention Non Branch Cells UNAUDITED FINANCIAL STATEMENTS Annual Financial Statement 3/2 3/2 3/2* √ √ √ 5/15 √ 8/15 √ Quarterly Financial Statement (8 1/2" x 14") 11/15 √ Other 6/30* √ AUDITED FINANCIAL STATEMENTS Audited Financial Statements 6/1 6/30 6/30* √ New date! √ √ Report of Evaluation of Internal Controls 6/1 6/30 6/30* √ New date! √ √ Accountants’ Letter 6/1 6/30 6/30* √ √ √ New date! ACTUARIAL OPINION Statement of Actuarial Opinion 6/1 6/30 6/30* √ √ √ New date! Actuarial Opinion Summary New filing! 6/1 √ OTHER REQUIRED FILINGS Premium Tax Return 3/2 3/2 3/2 3/2* √ √ √ √ Risk Based Capital filing New filing! 3/2 √ Management’s Discussion and Analysis 4/2 √ Certificate of Authority Renewal 4/30 4/30 4/30 4/30 √ √ √ √ Holding Company filings, if applicable New filing! 4/30 √ If the due date falls on a weekend or holiday, then the deadline is # extended to the next business day. Denotes required filing. √ For branch and cell reporting, refer to "2012 Reporting Instructions" * memo
DC 2012 Annual/2013 Quarterly Filing Checklist for Captive Insurance Companies Due Date# Risk Retention Groups Non RRGs Branch Cells UNAUDITED FINANCIAL STATEMENTS Annual Financial Statement √ 3/2 √ 3/2 √ 3/2* Quarterly Financial Statement (8 1/2" x 14") √ 5/15 √ 8/15 √ 11/15 Other √ 6/30* AUDITED FINANCIAL STATEMENTS Audited Financial Statements √ 6/1 New date! √ 6/30 √ 6/30* Report of Evaluation of Internal Controls √ 6/1 New date! √ 6/30 √ 6/30* Accountants’ Letter √ 6/1 New date! √ 6/30 √ 6/30* ACTUARIAL OPINION Statement of Actuarial Opinion √ 6/1 New date! √ 6/30 √ 6/30* Actuarial Opinion Summary New filing! √ 6/1 OTHER REQUIRED FILINGS Premium Tax Return √ 3/2 √ 3/2 √ 3/2 √ 3/2* Risk Based Capital filing New filing! √ 3/2 Management’s Discussion and Analysis √ 4/2 Certificate of Authority Renewal √ 4/30 √ 4/30 √ 4/30 √ 4/30 Holding Company filings, if applicable New filing! √ 4/30 # If the due date falls on a weekend or holiday, then the deadline is extended to the next business day. √ Denotes required filing. * For branch and cell reporting, refer to "2012 Reporting Instructions" memo
2012%20Filing%20checklist%20final.docx