MONITORING COMPLIANCE This document will be monitored to ensure it is effective and to assurance compliance. Minimum Lead Tool Frequency of Report Reporting arrangements Lead(s) for acting on requirement to be of Compliance Recommendations monitored 95% of serious Internal Audit Internal Audit Annually Policy audit report to: Head of Risk incidents are and Report Management Committee reported in Risk Assurance accordance with Committee this policy 100% of relevant Head of Risk Audit of 20 Annually Policy audit report to: Head of Risk serious incidents Management incident Management SIRG will be appropriately forms reported to external agencies Policy audit report to:
MONITORING COMPLIANCE This document will be monitored to ensure it is effective and to assurance compliance. Minimum requirement to be monitored Lead Tool Frequency of Report of Compliance Reporting arrangements Lead(s) for acting on Recommendations 95% of serious incidents are reported in accordance with this policy Internal Audit Internal Audit and Report Annually Policy audit report to: Committee Risk Assurance Committee Head of Risk Management 100% of relevant serious incidents will be appropriately reported to external agencies Head of Risk Management Audit of 20 incident forms Annually Policy audit report to: SIRG Head of Risk Management Policy audit report to:
Serious%20Incidents%20Requiring%20Investigation%20Policy.docx