F4b Are investigations being Answer the question in the completed? Notes and Attach samples of completed investigations for the last 12 months confirming that the investigation documentation includes all the identified criteria. /0-8 F5 Has investigation training been Answer the audit question in provided to individuals assigned the Notes and Attach training the task of investigation? records to confirm that employees conducting investigations are trained to an appropriate level. This may include documented on-the-job training, orientation, safety meetings that provided instruction on investigation, or /0-10 third party training. F6 Are near-miss incidents being Answer the question in the reported as per policy? Notes and Attach samples of near-miss incident reports. /0-7
F4b Are investigations being completed? Answer the question in the Notes and Attach samples of completed investigations for the last 12 months confirming that the investigation documentation includes all the identified criteria. /0-8 F5 Has investigation training been provided to individuals assigned the task of investigation? Answer the audit question in the Notes and Attach training records to confirm that employees conducting investigations are trained to an appropriate level. This may include documented on-the-job training, orientation, safety meetings that provided instruction on investigation, or third party training. /0-10 F6 Are near-miss incidents being reported as per policy? Answer the question in the Notes and Attach samples of near-miss incident reports. /0-7
SECOR-AuditProtocol-2015.docx