* Indicates examples are provided below for those subareas. ** There are no subareas for the fraud, waste and abuse area since all areas of an entity are vulnerable to these types of risks. However, there are examples below. Federal, State, Local & Fraud, Compliance Development and Facilities and Community Waste and Human Information and Privacy Relations Administration Relations Finance Abuse** Governance Resources Technology Other Budget Alternative Background challenges, Board member Workplace Accessibility City relations Compliance with allocations, independence* systems operational donor intent* carryovers* Endowment-Loss of Federal Cash Governance Cyber Benefits* public relations, Affirmative of income/investment relations* management* policies* liability* marketing* action vehicles, gas cards, insurance Gift acceptance Business Neighborhood Collection End-user Competition for Code of conduct Alcohol and policy* continuity* relations* Monitoring* training grants drug Health and safety of Professional Capital planning Contracting/ Diversity-Skills, ERP Copyright and fair organizations Background and projects* purchasing* knowledge* reliability* use relations checks* Incident Emergency Contractual Depletion of Supplier Employee Special events risk planning and endowment Bond relations handbook continuity response principle compliance and security* Endowment-loss Facilities Cost Employee Network if maintenance management* retention integrity Code of ethics* Employee Financial Facilities quality succession Outsourcing Energy Conflicts of reporting* planning* interest* Environmental Insurance/risk Grievance Project Credit card Inventory* and laboratory management* procedures management privacy safety regulations*
* Indicates examples are provided below for those subareas. ** There are no subareas for the fraud, waste and abuse area since all areas of an entity are vulnerable to these types of risks. However, there are examples below. Governance Human Resources Information Technology Other Compliance and Privacy Development and Relations Facilities and Administration Federal, State, Local & Community Relations Finance Fraud, Waste and Abuse** Compliance with donor intent* Accessibility City relations Budget challenges, allocations, carryovers* Board member independence* Background systems Alternative Workplace Affirmative action Endowment-Loss of income/investment of vehicles, gas cards, insurance Federal relations* Cash management* Governance policies* Benefits* Cyber liability* relations, marketing* Alcohol and drug Gift acceptance policy* Business continuity* Neighborhood relations* Collection Monitoring* Code of conduct End-user training Competition for grants Background checks* Health and safety of Capital planning and projects* Professional organizations relations Contracting/ purchasing* Diversity-Skills, knowledge* ERP reliability* Copyright and fair use Bond compliance Special events risk Emergency planning and response Supplier relations Contractual Employee handbook Incident and security* Depletion of endowment principle Code of ethics* Facilities maintenance Cost management* Employee retention Network integrity Endowment-loss if Conflicts of interest* Facilities quality Financial reporting* Employee succession planning* Outsourcing Energy Credit card privacy regulations* Inventory* Insurance/risk management* Grievance procedures Project management Environmental and laboratory safety public continuity operational
SampleRiskList.docx