Evidence Requestedi: Provide the following evidence, or evidence to demonstrate compliance. A list of the entity’s Balancing Authorities. A list of the entity’s Transmission Operators. For the entity’s 1) Balancing Authorities and 2) Transmission Operators, provide evidence of Interpersonal Communication capability. Registered Entity Evidence (Required): The following information is requested for each document submitted as evidence. Also, evidence submitted should be highlighted and bookmarked, as appropriate, to identify the location where evidence of compliance may be found. Relevant Revision Page(s) Description of or Document or Applicability of File Name Document Title Version Date Section(s) Document Audit Team Evidence Reviewed (This section to be completed by the Compliance Enforcement Authority): Compliance Assessment Approach Specific to COM-001-3, R7 This section to be completed by the Compliance Enforcement Authority (R7) Verify the entity has Interpersonal Communication capability with: (Part 7.1) The entity’s Balancing Authorities. (Part 7.2) The entity’s Transmission Operators. Note to Auditor: If the entity detects a failure of its Interpersonal Communication capability in the audit period, the auditor should evaluate the response in conjunction with R11. Auditor Notes: R8 Supporting Evidence and Documentation R8. Each Generator Operator shall have Interpersonal Communication capability with the following entities (unless the Generator Operator detects a failure of its Interpersonal Communication capability in which case Requirement R11 shall apply):
Evidence Requestedi: Provide the following evidence, or evidence to demonstrate compliance. A list of the entity’s Balancing Authorities. A list of the entity’s Transmission Operators. For the entity’s 1) Balancing Authorities and 2) Transmission Operators, provide evidence of Interpersonal Communication capability. Registered Entity Evidence (Required): The following information is requested for each document submitted as evidence. Also, evidence submitted should be highlighted and bookmarked, as appropriate, to identify the location where evidence of compliance may be found. File Name Document Title Revision or Version Document Date Relevant Page(s) or Section(s) Description of Applicability of Document Audit Team Evidence Reviewed (This section to be completed by the Compliance Enforcement Authority): Compliance Assessment Approach Specific to COM-001-3, R7 This section to be completed by the Compliance Enforcement Authority (R7) Verify the entity has Interpersonal Communication capability with: (Part 7.1) The entity’s Balancing Authorities. (Part 7.2) The entity’s Transmission Operators. Note to Auditor: If the entity detects a failure of its Interpersonal Communication capability in the audit period, the auditor should evaluate the response in conjunction with R11. Auditor Notes: R8 Supporting Evidence and Documentation R8. Each Generator Operator shall have Interpersonal Communication capability with the following entities (unless the Generator Operator detects a failure of its Interpersonal Communication capability in which case Requirement R11 shall apply):
RSAW%20COM-001-3_2015_v3.docx