* country where the firm has established its head office or registered office (in the case of third country firms). Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 4, this field shall be populated by the receiving firm within the receiving firm's report using the information received from the transmitting firm. This field is not applicable when the investment decision was made by an algorithm {NATIONAL _ID} - Natural 59 Execution within Code used to identify the person or algorithm within the firm persons investment firm who is responsible for the execution. Algorithms For natural persons, the identifier specified in Article 7 shall be used If the execution was made by an algorithm, the field shall be populated as set out in Article 9. 60 Country of the Code used to identify the country of the branch of the {COUNTRYCODE_2} investment firm for the person responsible for the branch supervising the person execution of the transaction, as set out in Article 14.3(c). responsible for the Where the person responsible was not supervised by a execution branch, this field shall be populated with the country code of the home Member State of the investment firm, or the country code of the country where the firm has established its head office or registered office (in the case of third country firms) This field is not applicable when the execution was made by an algorithm 61 Waiver indicator Indication as to whether the transaction was executed Populate one or more of the under a pre-trade waiver in accordance with Articles 4 following flags: and 9 of Regulation (EU) 600/2014. `LRGS' - Large in scale `RFPT' - Reference price `NLIQ' - For all instruments: Negotiated (liquid) `01LQ' - `LRGS' = Large in scale Negotiated (illiquid) `PRIC' - For equity instruments: Negotiated (conditions) 'SIZE' - `RFPT' = Reference transaction Above specified size `ILQD' - `NLIQ' = Negotiated transactions in liquid financial Illiquid instrument instruments `OILQ' = Negotiated transactions in illiquid financial instruments PRIC' = Negotiated transactions subject to conditions other than the current market price of that equity financial instrument. For non-equity instruments: `SIZE' = Above specific size transaction `ILQD' = Illiquid instrument transaction This shall only be populated for the market side of a transaction executed under a waiver on a trading venue.
* country where the firm has established its head office or registered office (in the case of third country firms). Where the transaction is for a transmitted order that has met the conditions for transmission set out in Article 4, this field shall be populated by the receiving firm within the receiving firm's report using the information received from the transmitting firm. This field is not applicable when the investment decision was made by an algorithm 59 Execution within firm Code used to identify the person or algorithm within the investment firm who is responsible for the execution. For natural persons, the identifier specified in Article 7 shall be used If the execution was made by an algorithm, the field shall be populated as set out in Article 9. {NATIONAL _ID} - Natural persons Algorithms 60 Country of the branch supervising the person responsible for the execution Code used to identify the country of the branch of the investment firm for the person responsible for the execution of the transaction, as set out in Article 14.3(c). Where the person responsible was not supervised by a branch, this field shall be populated with the country code of the home Member State of the investment firm, or the country code of the country where the firm has established its head office or registered office (in the case of third country firms) This field is not applicable when the execution was made by an algorithm {COUNTRYCODE_2} 61 Waiver indicator Indication as to whether the transaction was executed under a pre-trade waiver in accordance with Articles 4 and 9 of Regulation (EU) 600/2014. For all instruments: `LRGS' = Large in scale For equity instruments: `RFPT' = Reference transaction `NLIQ' = Negotiated transactions in liquid financial instruments `OILQ' = Negotiated transactions in illiquid financial instruments PRIC' = Negotiated transactions subject to conditions other than the current market price of that equity financial instrument. For non-equity instruments: `SIZE' = Above specific size transaction `ILQD' = Illiquid instrument transaction This shall only be populated for the market side of a transaction executed under a waiver on a trading venue. Populate one or more of the following flags: `LRGS' - Large in scale `RFPT' - Reference price `NLIQ' - Negotiated (liquid) `01LQ' - Negotiated (illiquid) `PRIC' - Negotiated (conditions) 'SIZE' - Above specified size `ILQD' - Illiquid instrument
rts%2022%20may%202016.docx