The following information is requested for each document submitted as evidence. Also, evidence submitted should be highlighted and bookmarked, as appropriate, to identify the exact location where evidence of compliance may be found. Relevant Revision Page(s) Description of or Document or Applicability of File Name Document Title Version Date Section(s) Document Audit Team Evidence Reviewed (This section to be completed by the Compliance Enforcement Authority): Compliance Assessment Approach Specific to TPL-007-1, R7 This section to be completed by the Compliance Enforcement Authority (R7) Verify the entity developed a Corrective Action Plan addressing how the performance requirements will be met, if the entity concluded through the GMD Vulnerability Assessment conducted in Requirement R4, that their System does not meet the performance requirements of Table 1. Verify the responsible entity’s Correction Action Plan meets the specifications outlined in Requirement R7 Parts 7.1 and 7.2 (Part 7.1) List system deficiencies and associated actions needed to achieve required System performance. (Part 7.2) Be reviewed in subsequent GMD Vulnerability Assessments until it is determined that the System meets the performance requirements contained in Table 1. (Part 7.3) Confirm the responsible entity provided the Corrective Action Plan, within 90 calendar days of completion, to the responsible entity’s Reliability Coordinator, adjacent Planning Coordinator(s), adjacent Transmission Planner(s), functional entities referenced in the Corrective Action Plan, and any functional entity that submits a written request and has a reliability-related need. (Part 7.3.1) If a recipient of the Corrective Action Plan provided documented comments on the results, verify the responsible entity provided a documented response to that recipient within 90 calendar days of receipt of those comments. Note to Auditor: Per the Implementation Plan, Requirement R7 becomes effective on 1/1/2022. Auditor
The following information is requested for each document submitted as evidence. Also, evidence submitted should be highlighted and bookmarked, as appropriate, to identify the exact location where evidence of compliance may be found. File Name Document Title Revision or Version Document Date Relevant Page(s) or Section(s) Description of Applicability of Document Audit Team Evidence Reviewed (This section to be completed by the Compliance Enforcement Authority): Compliance Assessment Approach Specific to TPL-007-1, R7 This section to be completed by the Compliance Enforcement Authority (R7) Verify the entity developed a Corrective Action Plan addressing how the performance requirements will be met, if the entity concluded through the GMD Vulnerability Assessment conducted in Requirement R4, that their System does not meet the performance requirements of Table 1. Verify the responsible entity’s Correction Action Plan meets the specifications outlined in Requirement R7 Parts 7.1 and 7.2 (Part 7.1) List system deficiencies and associated actions needed to achieve required System performance. (Part 7.2) Be reviewed in subsequent GMD Vulnerability Assessments until it is determined that the System meets the performance requirements contained in Table 1. (Part 7.3) Confirm the responsible entity provided the Corrective Action Plan, within 90 calendar days of completion, to the responsible entity’s Reliability Coordinator, adjacent Planning Coordinator(s), adjacent Transmission Planner(s), functional entities referenced in the Corrective Action Plan, and any functional entity that submits a written request and has a reliability-related need. (Part 7.3.1) If a recipient of the Corrective Action Plan provided documented comments on the results, verify the responsible entity provided a documented response to that recipient within 90 calendar days of receipt of those comments. Note to Auditor: Per the Implementation Plan, Requirement R7 becomes effective on 1/1/2022. Auditor
RSAW%20TPL-007-1_2017_v3.docx