any of the Permits and Approvals or any governmental requirements applicable to the operation of the Project; Any of the Permits and Approvals are to be terminated, limited in any way, or not renewed; Any civil money penalty (other than a de minimus amount) is being imposed with respect to the Project; or Operator (or any principal, officer, director or employee of Operator), any Management Agent, the Project, or any portion of the Project is subject to any governmental investigation or inquiry involving fraud. Reporting is only required with relation to Licensed Nursing Facility surveys when a survey has any findings higher than a level or any repetitive level or higher findings from prior “G” “G” surveys (pursuant to CMS State Operations Manual, Chapter 7, as may hereafter be edited or updated, or any successor guidance). Repetitive is defined as from the two most “unresolved recent consecutive surveys or a repeat violation having the same citation number.” Failure to notify the AE and the Servicer of such inspection reports, Plans of Correction, approval reports or other qualifying communications, will be a violation of federal regulation 24 CFR 232.1015, as well as the operator regulatory agreement, and may lead to the involvement of the HUD Departmental Enforcement Center (DEC). Key Questions Yes No Has the Project received notice of a Special Facility (SFF) designation from a state or federal regulatory agency? Has the Servicer coordinated with the AE, Operator, Borrower, and Management as applicable, to establish an action plan for being removed from the SFF list? N/A Has the Borrower been notified of the required decline to Troubled status in the HUD system? N/A Has the Project’s CMS rating dropped by 2 star levels in a year, coupled with a risk ranking in the TEAM TSI database? “high” Has the Operator created an action plan for improvement? N/A Is the Project’s current experience one or more of the following: the CMS rating declined to an overall 1-star rating [AND/OR] the project received a 1-star rating in the CMS category [AND/OR] the project received a “Health” Special Focus Facility (SFF) designation? Has the Operator created an action plan for improvement? N/A <<For each “yes” answer above, provide a narrative discussion regarding the topic here as per instructions provided on the first page of this document.>>
any of the Permits and Approvals or any governmental requirements applicable to the operation of the Project; Any of the Permits and Approvals are to be terminated, limited in any way, or not renewed; Any civil money penalty (other than a de minimus amount) is being imposed with respect to the Project; or Operator (or any principal, officer, director or employee of Operator), any Management Agent, the Project, or any portion of the Project is subject to any governmental investigation or inquiry involving fraud. Reporting is only required with relation to Licensed Nursing Facility surveys when a survey has any findings higher than a “G” level or any repetitive “G” level or higher findings from prior surveys (pursuant to CMS State Operations Manual, Chapter 7, as may hereafter be edited or updated, or any successor guidance). Repetitive is defined as “unresolved from the two most recent consecutive surveys or a repeat violation having the same citation number.” Failure to notify the AE and the Servicer of such inspection reports, Plans of Correction, approval reports or other qualifying communications, will be a violation of federal regulation 24 CFR 232.1015, as well as the operator regulatory agreement, and may lead to the involvement of the HUD Departmental Enforcement Center (DEC). Key Questions Yes No Has the Project received notice of a Special Facility (SFF) designation from a state or federal regulatory agency? Has the Servicer coordinated with the AE, Operator, Borrower, and Management as applicable, to establish an action plan for being removed from the SFF list? N/A Has the Borrower been notified of the required decline to Troubled status in the HUD system? N/A Has the Project’s CMS rating dropped by 2 star levels in a year, coupled with a “high” risk ranking in the TEAM TSI database? Has the Operator created an action plan for improvement? N/A Is the Project’s current experience one or more of the following: the CMS rating declined to an overall 1-star rating [AND/OR] the project received a 1-star rating in the CMS “Health” category [AND/OR] the project received a Special Focus Facility (SFF) designation? Has the Operator created an action plan for improvement? N/A <<For each “yes” answer above, provide a narrative discussion regarding the topic here as per instructions provided on the first page of this document.>>
SERVICER_RISK_NOTIF.DOCX