5.7 Training and development record Instructions Each professional staff member is required to maintain a training and development record. This will be discussed at the staff member’s annual review, and a copy placed on the personnel file. This sample record is based on Chartered Accountants Australia and record for use by members in complying with New Zealand’s CR7 Continuing Professional Development. – Section 1 Personal details – Name Identification number Firm/employer Section 2 Training & Development Record details – Training & Development Record for (dates) 1 / 7 / to 30 / 6 / Please indicate if you hold any of the following registrations/authorities: (tick the applicable box/es) Type A Type L Registered Company Auditor Registered Company Liquidator Registered Trustee in Bankruptcy Type B Australian Financial Services Licensee Type AF (AFSL) Registered Tax Agent Type T SMSF Auditor Type S Business Valuation Specialist Type BV Reviewer of Second Tier Companies Type R Limited by Guarantee Financial Planning Specialist Type FP Please supply details of each Training & Development activity Type of specialist Number Description of T&D activity Organisation presenting hours (A, B, T, Date of T&D T&D activity BA, L, AF, S or (refer CR7 Commentary iii) – hours R) Total hours
5.7 Training and development record Instructions Each professional staff member is required to maintain a training and development record. This will be discussed at the staff member’s annual review, and a copy placed on the personnel file. This sample record is based on Chartered Accountants Australia and New Zealand’s record for use by members in complying with CR7 – Continuing Professional Development. Section 1 – Personal details Name Identification number Firm/employer Section 2 – Training & Development Record details Training & Development Record for (dates) 1 / 7 / to 30 / 6 / Please indicate if you hold any of the following registrations/authorities: (tick the applicable box/es) Registered Company Auditor Type A Registered Company Liquidator Type L Registered Trustee in Bankruptcy Type B Australian Financial Services Licensee (AFSL) Type AF Registered Tax Agent Type T SMSF Auditor Type S Business Valuation Specialist Type BV Reviewer of Second Tier Companies Limited by Guarantee Type R Financial Planning Specialist Type FP Please supply details of each Training & Development activity Date Organisation presenting T&D activity Description of T&D activity (refer CR7 – Commentary iii) Type of specialist hours (A, B, T, BA, L, AF, S or R) Number of T&D hours Total hours
Pro-forma-toolkit-Firm-with-staff%205.7.docx