Data is at the Use a checklist Examine wrong time and timetable written procedures to ensure correct cut-off Use a checklist Examine and timetable checklists and timetables, or other documentation which ensures objective is achieved Check data Data Run does CAATs not to source conform select data to and conforms to regulations check this regulations conforms to (both company legislation (or and legislation) check an output sample manually) Set up Observe input computer edit of standing data checks to to ensure highlight incorrect input suspect data, is rejected, or such as warnings issued incorrect tax calculations)
Data is at the wrong time Use a checklist and timetable Examine written procedures to ensure correct cut-off Use a checklist and timetable Examine checklists and timetables, or other documentation which ensures objective is achieved Data does not conform to regulations Check data source conforms to regulations (both company and legislation) Run CAATs to select data and check this conforms to legislation (or check an output sample manually) Set up computer edit checks to highlight suspect data, such as incorrect tax calculations) Observe input of standing data to ensure incorrect input is rejected, or warnings issued
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