Reviewer: Controller MFA Audit Review: File Documents Annually: 100% review (ACC HUD AQL: 100% (Accounting Dept.) related to PBT #8 compliance & performance Annual Interest Earned of policy/procedure Party Reviewed: N/A Certification compliance) Document: Results recorded on QC Checklist (in accordance with HUD requirements for PBT #8) Communicate: Results identified and provided to Deputy Director of Programs; Deputy Director of Finance & Administration Reviewer: Internal Auditor MFA Audit Review: File Documents Annually: 100% sample (ACC HUD AQL: 100% (Offeror) related to PBT #8 compliance & targeted Annual Interest Earned review of policy/procedure Party Reviewed: Certification compliance) Document: Results recorded Controller on Internal Auditors’ Report (in accordance with HUD ACC requirements) Communicate: Results identified and provided to Policy Committee, Controller
Reviewer: Controller (Accounting Dept.) Party Reviewed: N/A MFA Audit Annual Interest Earned Certification Review: File Documents related to PBT #8 Document: Results recorded on QC Checklist (in accordance with HUD requirements for PBT #8) Communicate: Results identified and provided to Deputy Director of Programs; Deputy Director of Finance & Administration Annually: 100% review (ACC compliance & performance of policy/procedure compliance) HUD AQL: 100% Reviewer: Internal Auditor (Offeror) Party Reviewed: Controller MFA Audit Annual Interest Earned Certification Review: File Documents related to PBT #8 Document: Results recorded on Internal Auditors’ Report (in accordance with HUD ACC requirements) Communicate: Results identified and provided to Policy Committee, Controller Annually: 100% sample (ACC compliance & targeted review of policy/procedure compliance) HUD AQL: 100%
RFP_Internal_Audit_2015.docx