If Risk is indicated as High “High”, explain current conditions: Medium Low MONITORING Not ELEMENTS OF COMPLIANCE N/A DOCUMENTATION FREQUENCY Met Met Review Record Retention Checklist (check for record EOY and before presence, completeness, and compliance with policy) monitoring & audit visits / Transfer of GPM or Principal Audit Risk of If Risk is indicated as High “High”, explain current conditions: Medium Low MONITORING Not ELEMENTS OF COMPLIANCE N/A DOCUMENTATION FREQUENCY Met Met Review outside monitoring reports, agreed corrective Quarterly: action plan, and progress in achieving compliance
If Risk is indicated as “High”, explain current conditions: High Medium Low ELEMENTS OF COMPLIANCE MONITORING FREQUENCY Not Met Met N/A DOCUMENTATION Review Record Retention Checklist (check for record presence, completeness, and compliance with policy) EOY and before monitoring & audit visits / Transfer of GPM or Principal Audit Risk of If Risk is indicated as “High”, explain current conditions: High Medium Low ELEMENTS OF COMPLIANCE MONITORING FREQUENCY Not Met Met N/A DOCUMENTATION Review outside monitoring reports, agreed corrective action plan, and progress in achieving compliance Quarterly:
Program-Compliance-Monitoring-Plan-Non-Title-I-School-Central-Office.docx