Are the senior members of the investment team invested in this strategy? What percentage of strategy assets are attributable to employees, affiliates, or related entities? How are the investments in the strategy by partners/employees or related parties structured? Please explain the key terms and highlight any differences between the terms of the partners, employees, any related parties and those of other investors. Have any partners, employees or related parties materially increased or decreased their investment in the strategy during the past 12 months? How are key-staff risks addressed and managed? Are there man provisions” in the PPM, or “key any side letters? List personnel responsibility for the operations of the strategy in the respective tables below. PORTFOLIO MANAGEMENT Years Year Year Exp Joined Joined Name Location Responsibilities Firm Service RESEARCH Years Year Year Exp Joined Joined Name Title Location Responsibilities Firm Service TRADING Years Year Year Exp Joined Joined Name Location Responsibilities Firm Service Personnel Turnover: Complete the tables below regarding investment professionals aligned to the strategy that have joined or left the firm within the past five years. JOINED Date Service(s) (MM/YY) Name Title Location Responsibilities Exp
Are the senior members of the investment team invested in this strategy? What percentage of strategy assets are attributable to employees, affiliates, or related entities? How are the investments in the strategy by partners/employees or related parties structured? Please explain the key terms and highlight any differences between the terms of the partners, employees, any related parties and those of other investors. Have any partners, employees or related parties materially increased or decreased their investment in the strategy during the past 12 months? How are key-staff risks addressed and managed? Are there “key man provisions” in the PPM, or any side letters? List personnel responsibility for the operations of the strategy in the respective tables below. PORTFOLIO MANAGEMENT Name Location Responsibilities Years Exp Year Joined Firm Year Joined Service RESEARCH Name Title Location Responsibilities Years Exp Year Joined Firm Year Joined Service TRADING Name Location Responsibilities Years Exp Year Joined Firm Year Joined Service Personnel Turnover: Complete the tables below regarding investment professionals aligned to the strategy that have joined or left the firm within the past five years. JOINED Date (MM/YY) Name Title Location Responsibilities Exp Service(s)
RFP-NO.-NM-INV-001-FY19_Total-Fund-Overlay-Services-Appendix_C_Questionnaire.docx