Draft interim internal audit plan for 2015-16 Each engagement title is prefixed by a short hand to signify the relevant lead portfolio under review e.g. NFI investigations and coordination” relates to the “F&R: Finance & Resources Directorate. The table is also annotated to show: engagements are linked to the Strategic Alliance (SA); engagements to be delivered by Devon Audit Partnership (DAP); and, days are indicative only further detail is expected to be available by the June JAC meeting Please note that there is a significant planned contingency built in to provide for the evolving assurance requirements during 2015/16 (see para. 2.2 above). days Type Client Engagement Title SA DAP F&R: NFI investigations - - 5 and coordination F&R: PIR of PayPal / Barclays account usage - Y 5 and process for Property receipts P&L: Review integration of L&D systems / Y Y 20 policy SA: Alliance Assurance program risk 20 provision assurance (not Y - joined up, lack of maturity) DCC: Mitigation and risk assessment assurance + risk framework / maturity / 20 Joint - - management process assurance (independent deep dive of red causes)
Draft interim internal audit plan for 2015-16 Each engagement title is prefixed by a short hand to signify the relevant lead portfolio under review e.g. “F&R: NFI investigations and coordination” relates to the Finance & Resources Directorate. The table is also annotated to show: engagements are linked to the Strategic Alliance (SA); engagements to be delivered by Devon Audit Partnership (DAP); and, days are indicative only further detail is expected to be available by the June JAC meeting Please note that there is a significant planned contingency built in to provide for the evolving assurance requirements during 2015/16 (see para. 2.2 above). Type Client Engagement Title SA DAP days Assurance provision F&R: NFI investigations and coordination - - 5 F&R: PIR of PayPal / Barclays account usage and process for Property receipts - Y 5 P&L: Review integration of L&D systems / policy Y Y 20 SA: Alliance program risk assurance (not joined up, lack of maturity) Y - 20 Joint DCC: Mitigation and risk assessment assurance + risk framework / maturity / management process assurance (independent deep dive of red causes) - - 20
JAC_REP_Internal-Audit-Plan15%2016_150216%20(5).docx