recommendations indicated under activity 1.6.2. Recommendations for Feasibility report on integrating clearance integrating C&S of limited 1.6.3 and settlement operations of the limited 32 15/08/14 off-market transaction off-market transactions. Review the definition and use Draft revised legislation to cover gaps in 1.6.4 33 24/06/13 of non-trade transfers negotiated trade transfer. Recommendations on approaches to order Recommendations report on the placement and trading rules 1.6.5 placement and trading rules for thinly 34 24/11/2014 for thinly-traded securities securities that will promote depth and better price discovery Recommendations and international Support SCS and review laws 2.1.1 expertise (cases) during the discussions of 35 30/01/13 and regulation the Draft Law, as required. The list of the laws and regulations requiring amendment including the scope Revisions to the legislation 2.1.2 of the amendments to ensure the 36 30/01/13 and international standards maximum compliance with IOSCO principles. Inventory of implementing The list of the new implementing regulations supporting Law 2.2.1 regulations and revisions to the existing 37 30/01/13 on Securities legislation the new law. This deliverable was changed to and “Draft Draft/comments on the deliver high-priority Draft and 16 high-priority required new implementing 2.2.2 38 24/10/13 implementing regulations” implementing regulations regulations by the Amendment No 1, dd 15 Oct 2014, to the lump sum contract with the
recommendations indicated under activity 1.6.2. Recommendations for integrating C&S of limited off-market transaction 1.6.3 Feasibility report on integrating clearance and settlement operations of the limited off-market transactions. 32 15/08/14 Review the definition and use of non-trade transfers 1.6.4 Draft revised legislation to cover gaps in negotiated trade transfer. 33 24/06/13 Recommendations on approaches to order placement and trading rules for thinly-traded securities that will promote depth and better price discovery 1.6.5 Recommendations report on the placement and trading rules for thinly securities 34 24/11/2014 Support SCS and review laws and regulation 2.1.1 Recommendations and international expertise (cases) during the discussions of the Draft Law, as required. 35 30/01/13 Revisions to the legislation and international standards 2.1.2 The list of the laws and regulations requiring amendment including the scope of the amendments to ensure the maximum compliance with IOSCO principles. 36 30/01/13 Inventory of implementing regulations supporting Law on Securities 2.2.1 The list of the new implementing regulations and revisions to the existing legislation the new law. 37 30/01/13 Draft/comments on the required new implementing regulations 2.2.2 Draft and 16 high-priority implementing regulations 38 24/10/13 This deliverable was changed to “Draft and deliver high-priority implementing regulations” by the Amendment No 1, dd 15 Oct 2014, to the lump sum contract with the
Implementation-Completion-and-Results-Report-Capital-Markets-Modernization-Project-P120321-cleared-01312017.docx