CELL DEFINITION ITEM NUMBER B1a An organisational schema or chart The structure of the supervisory displaying at least the main divisions, authority departments or units within the supervisory authority. B1b The number of as full time equivalent working directly in the field of prudential insurance supervision as well as ancillary staff supporting those The number of staff at the end of working directly in prudential the calendar year insurance supervision (e.g. Information Technology) in the supervisory authority at the end of the calendar year. The number of staff is calculated on a best effort basis. B2a On-site inspection refers to an organised assessment or formal evaluation exercise, within the of prudential insurance regulation, performed at the location of the supervised undertaking, or the service providers to whom the supervised undertaking has outsourced functions, which leads to the issuing of a document communicated to the undertaking. As examples, the following procedures are not regarded as on-site inspections, even though they may form part of the The number of on-site detailed review of an undertaking by inspections undertaken both at solo the supervisory authority: and group level Supervisory visits or meetings at the supervisory authority’s premises or at the undertaking’s premises, not resulting in a document communicated to the undertaking; Exploratory meetings or presentations from insurance and reinsurance undertakings to supervisory authority; Supervisory visits to understand more about certain specific issues, which can be considered fact-finding exercises.
ITEM CELL NUMBER DEFINITION The structure of the supervisory authority B1a An organisational schema or chart displaying at least the main divisions, departments or units within the supervisory authority. The number of staff at the end of the calendar year B1b The number of as full time equivalent working directly in the field of prudential insurance supervision as well as ancillary staff supporting those working directly in prudential insurance supervision (e.g. Information Technology) in the supervisory authority at the end of the calendar year. The number of staff is calculated on a best effort basis. The number of on-site inspections undertaken both at solo and group level B2a On-site inspection refers to an organised assessment or formal evaluation exercise, within the of prudential insurance regulation, performed at the location of the supervised undertaking, or the service providers to whom the supervised undertaking has outsourced functions, which leads to the issuing of a document communicated to the undertaking. As examples, the following procedures are not regarded as on-site inspections, even though they may form part of the detailed review of an undertaking by the supervisory authority: Supervisory visits or meetings at the supervisory authority’s premises or at the undertaking’s premises, not resulting in a document communicated to the undertaking; Exploratory meetings or presentations from insurance and reinsurance undertakings to supervisory authority; Supervisory visits to understand more about certain specific issues, which can be considered fact-finding exercises.
ITS_Transp_Account_Technical_Annexes.docx