Member State: Competent Authority of the host Member State: Address: Designated contact Telephone number: E-mail: In accordance with Article 34(3) / Article 35(7) of the Directive 2014/65/EU, we wish to notify you that [Name of firm], an investment firm / credit institution authorised by [name of the competent authority of the home Member intends to use a tied agent located in [name of the host Member State] to provide the investment services or activities listed in the attached passport notification. [Name of investment firm/ credit institution] is a participant in the [name of the home Member State accredited compensation scheme], which provides cover for eligible investors as required by the [name of the home Member State] legislation in respect of investment services and activities carried on by the firm from an establishment in [name of the home Member State] and through its tied agent in the European Economic Area. If you have any queries, do not hesitate to contact us. Yours sincerely, [Signature] *Please amend accordingly Annex X: Format for notification on the termination of the operation of a branch or of the cessation of the use of a tied agent established in another Member State [Articles 18 and 19 of Commission Implementing Regulation (EU) No .../...] Reference number Date. Notification in accordance with Article 35(10) of Directive 2014/65/EU regarding the termination of the operation of a branch/ the cessation of the use of a tied established in another Member State* Part 1 Contact Information – Type of notification: Termination of the operation of a branch / the use of a tied agent Member State in which the branch/ tied agent established: Name of investment firm/credit institution: Address of the investment firm/ credit institution: Telephone number of the investment firm/ credit institution:
Member State: Competent Authority of the host Member State: Address: Designated contact Telephone number: E-mail: In accordance with Article 34(3) / Article 35(7) of the Directive 2014/65/EU, we wish to notify you that [Name of firm], an investment firm / credit institution authorised by [name of the competent authority of the home Member intends to use a tied agent located in [name of the host Member State] to provide the investment services or activities listed in the attached passport notification. [Name of investment firm/ credit institution] is a participant in the [name of the home Member State accredited compensation scheme], which provides cover for eligible investors as required by the [name of the home Member State] legislation in respect of investment services and activities carried on by the firm from an establishment in [name of the home Member State] and through its tied agent in the European Economic Area. If you have any queries, do not hesitate to contact us. Yours sincerely, [Signature] *Please amend accordingly Annex X: Format for notification on the termination of the operation of a branch or of the cessation of the use of a tied agent established in another Member State [Articles 18 and 19 of Commission Implementing Regulation (EU) No .../...] Reference number Date. Notification in accordance with Article 35(10) of Directive 2014/65/EU regarding the termination of the operation of a branch/ the cessation of the use of a tied established in another Member State* Part 1 – Contact Information Type of notification: Termination of the operation of a branch / the use of a tied agent Member State in which the branch/ tied agent established: Name of investment firm/credit institution: Address of the investment firm/ credit institution: Telephone number of the investment firm/ credit institution:
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