Prepare new rules and procedures for CSD on its participants‘ structure that Prepare new rules and procedures for 1.3.1 10 23/02/15 allows custodians and CSD investment firms to access CSD Draft internal procedures on 1.3.2 Draft procedures on registry keeping 11 15/08/14 registry keeping services procedures on conversion of Draft procedures for 1.3.3 certificated securities into dematerialized 12 03/04/14 dematerialized securities securities Recommendations on the transfer of functions on Recommendations report on the proposed registration of securities liens 1.3.4 approaches for the transfer of lien 13 24/11/14 from SCS to CSD, including registration from SCS to CSD business procedures Draft procedures for CSD in procedures ensuring the security of managing information 1.3.5 14 23/02/15 accounts security Draft risk-management and Risk management and internal technical internal technical-audit 1.3.6 audit procedures for CSD (name is 15 23/02/15 procedures for the new CSD different in the work plan) Feasibility report on the CSD’s ability to The CSD’s ability to provide 1.3.7 provide the services mentioned under 16 24/11/14 services activity 1.37 This deliverable was Review the CSD’s ability to changed to on how “Report Feasibility report on the CSD’s ability to act as share registry for 1.3.8 17 28/04/15 Investment Funds Asset provide services mentioned activity investment funds Managers can provide fund administration services for
Prepare new rules and procedures for CSD on its participants‘ structure that allows custodians and investment firms to access CSD 1.3.1 Prepare new rules and procedures for CSD 10 23/02/15 Draft internal procedures on registry keeping services 1.3.2 Draft procedures on registry keeping 11 15/08/14 Draft procedures for dematerialized securities 1.3.3 procedures on conversion of certificated securities into dematerialized securities 12 03/04/14 Recommendations on the transfer of functions on registration of securities liens from SCS to CSD, including business procedures 1.3.4 Recommendations report on the proposed approaches for the transfer of lien registration from SCS to CSD 13 24/11/14 Draft procedures for CSD in managing information security 1.3.5 procedures ensuring the security of accounts 14 23/02/15 Draft risk-management and internal technical-audit procedures for the new CSD 1.3.6 Risk management and internal technical audit procedures for CSD (name is different in the work plan) 15 23/02/15 The CSD’s ability to provide services 1.3.7 Feasibility report on the CSD’s ability to provide the services mentioned under activity 1.37 16 24/11/14 Review the CSD’s ability to act as share registry for investment funds 1.3.8 Feasibility report on the CSD’s ability to provide services mentioned activity 17 28/04/15 This deliverable was changed to “Report on how Investment Funds Asset Managers can provide fund administration services for
Implementation-Completion-and-Results-Report-Capital-Markets-Modernization-Project-P120321-cleared-01312017.docx