Business Enter the full publicly listed physical address. If a PO Box, you must address list the physical address as well. Home the full publicly listed physical address. If a PO Box, you must Address list the physical address as well. RBIC Office Enter any address that is different from the Business address. If the where person same address, enter as business address”. “same will be located 106 Address any arrangements that will be made (Tele-work, relocation etc) that will address any geographic differences between the for Principals Principals after licensing. not in same geographic location 107 Regulatory Capital means Private Capital, excluding non-cash assets – Regulatory contributed to a RBIC or an Applicant unless such assets have been Capital converted to cash or have been approved by the Secretary for inclusion in Regulatory Capital. For purposes of this definition, sales of contributed non-cash assets with recourse or borrowings against such assets shall not constitute a conversion to cash. Table 107.1 - Enter the dollar amounts of the different types of Investors that will Current Status contribute capital to the fund. of Funding Table 107.2 Enter here the different entities that will be contributing capital, the – Anticipated amount you have requested, the amount actually committed and the Source of date of that commitment or the estimate of the date. Regulatory Capital Actual Name Enter the legal name of the entity in full. Amount Enter the amount of the capital you requested from the source. requested Amount Enter the amount that has been committed to the fund. Committed Estimated Enter the estimated or actual date of the commitment. Date of Commitment 108 Closing Enter the anticipated closing date of the commitments. This date must – Date be within the 24 month period allowed to raise capital.
Business address Enter the full publicly listed physical address. If a PO Box, you must list the physical address as well. Home Address the full publicly listed physical address. If a PO Box, you must list the physical address as well. RBIC Office where person will be located Enter any address that is different from the Business address. If the same address, enter “same as business address”. 106 for Principals not in same geographic location Address any arrangements that will be made (Tele-work, relocation etc) that will address any geographic differences between the Principals after licensing. 107 – Regulatory Capital Regulatory Capital means Private Capital, excluding non-cash assets contributed to a RBIC or an Applicant unless such assets have been converted to cash or have been approved by the Secretary for inclusion in Regulatory Capital. For purposes of this definition, sales of contributed non-cash assets with recourse or borrowings against such assets shall not constitute a conversion to cash. Table 107.1 - Current Status of Funding Enter the dollar amounts of the different types of Investors that will contribute capital to the fund. Table 107.2 – Anticipated Source of Regulatory Capital Enter here the different entities that will be contributing capital, the amount you have requested, the amount actually committed and the date of that commitment or the estimate of the date. Actual Name Enter the legal name of the entity in full. Amount requested Enter the amount of the capital you requested from the source. Amount Committed Enter the amount that has been committed to the fund. Estimated Date of Commitment Enter the estimated or actual date of the commitment. 108 – Closing Date Enter the anticipated closing date of the commitments. This date must be within the 24 month period allowed to raise capital.
Instructions%20RD%20Form%204290-1%20%208-30-12.docx