Individual Document Upload Standard NMLS Checklist Language Starting September 12, 2016, individual licensees, who submit the Individual Form (MU4), and control individuals, who submit the Individual Form (MU2), will be able to upload documents for regulator review in NMLS. Document Upload Types The following document types will be available to be uploaded by individuals who submit the The following document types will be available to Individual Form (MU2): be uploaded by individuals who submit the Credit Report Explanations General – Individual Form (MU4): Name/Status Documentation General – Credit Report Explanations General – Memorandum of Tax Certification State – Legal Name/Status Documentation General – Specific Memorandum of Tax Certification State – Personal Financial Statement State Specific – Specific Background Check Authorization State – Verification of Experience State Specific – Specific Verification of Experience State Specific – After updating your Individual Document Upload license settings in the License Settings and Fee System, use the language below to update the appropriate New Application, Transition and/or Amendment Checklist. If the checklist you need to update is in the Checklists format, . “Old”/Brown If the checklist you need to update is in the Checklists format, . “New”/Blue When you are ready for the updates checklist(s) to be reviewed by SRR and posted to the NMLS Resource Center, select to Request to Publish a Major Version of the document. SRR will not review/post the checklist updates until this step is completed. Checklist Format “Old”/Brown Add the appropriate document upload items below to the END of the existing checklist Do not add the document upload item for document types you do not permit or require to be uploaded.
Individual Document Upload Standard NMLS Checklist Language Starting September 12, 2016, individual licensees, who submit the Individual Form (MU4), and control individuals, who submit the Individual Form (MU2), will be able to upload documents for regulator review in NMLS. Document Upload Types The following document types will be available to be uploaded by individuals who submit the Individual Form (MU4): Credit Report Explanations – General Legal Name/Status Documentation – General Memorandum of Tax Certification – State Specific Verification of Experience – State Specific The following document types will be available to be uploaded by individuals who submit the Individual Form (MU2): Credit Report Explanations – General Name/Status Documentation – General Memorandum of Tax Certification – State Specific Personal Financial Statement – State Specific Background Check Authorization – State Specific Verification of Experience – State Specific After updating your Individual Document Upload license settings in the License Settings and Fee System, use the language below to update the appropriate New Application, Transition and/or Amendment Checklist. If the checklist you need to update is in the “Old”/Brown Checklists format, . If the checklist you need to update is in the “New”/Blue Checklists format, . When you are ready for the updates checklist(s) to be reviewed by SRR and posted to the NMLS Resource Center, select to Request to Publish a Major Version of the document. SRR will not review/post the checklist updates until this step is completed. “Old”/Brown Checklist Format Add the appropriate document upload items below to the END of the existing checklist Do not add the document upload item for document types you do not permit or require to be uploaded.
Individual%20Document%20Upload%20Standard%20Checklist%20language.docx