Forenames* Surname* Former Country of Residence* Nationality* Date of Birth* Business Occupation Service Address Provide Post Box number or address at which communication may be effectively serve by postal service. Address* P.O. Box Number Post Code Country* AML Policies, Procedures, Systems and Controls Have you established the effective AML policies, procedures, systems and controls to prevent opportunities for Money Laundering in relation to the business activities of the company? Yes No If answer to the above question is succeeding questions in this section are not applicable to you. ‘No’, Do these policies, procedures, systems and controls ensure compliance with UAE Law No. 4 of 2002, UAE Law No. 1 of 2004 and any other relevant federal laws of the UAE relating to Money Laundering? Yes No Do these policies procedures, systems and controls enable suspicious customers and transactions to be detected and reported? Yes No Do these policies, procedures, systems and controls ensure the persons are able to provide an appropriate audit trail of transactions? Yes No ADGM establishment or a branch of foreign company established in ADGM must establish and maintain effective AML policies, procedures, systems and controls to prevent opportunities for money laundering, in relation to the ADGM establishment and its business activities If you answered to any of the above statement, please provide us your declaration by confirming the below ‘no’ statement.
Forenames* Surname* Former Country of Residence* Nationality* Date of Birth* Business Occupation Service Address Provide Post Box number or address at which communication may be effectively serve by postal service. Address* P.O. Box Number Post Code Country* AML Policies, Procedures, Systems and Controls Have you established the effective AML policies, procedures, systems and controls to prevent opportunities for Money Laundering in relation to the business activities of the company? Yes No If answer to the above question is ‘No’, succeeding questions in this section are not applicable to you. Do these policies, procedures, systems and controls ensure compliance with UAE Law No. 4 of 2002, UAE Law No. 1 of 2004 and any other relevant federal laws of the UAE relating to Money Laundering? Yes No Do these policies procedures, systems and controls enable suspicious customers and transactions to be detected and reported? Yes No Do these policies, procedures, systems and controls ensure the persons are able to provide an appropriate audit trail of transactions? Yes No ADGM establishment or a branch of foreign company established in ADGM must establish and maintain effective AML policies, procedures, systems and controls to prevent opportunities for money laundering, in relation to the ADGM establishment and its business activities If you answered ‘no’ to any of the above statement, please provide us your declaration by confirming the below statement.
INC-02-LTD_V20.docx