06 July 2017 The Fold Legal Pty Ltd ABN 13 106 708 856 ASIC Enforcement Review L4, 16 O'Connell Street Financial System Division SYDNEY NSW 2000 The Treasury 02 8353 6605 02 8569 2064 Langton Crescent jaimel@thefoldlegal.com.au PARKES ACT 2600 By Email: a Dear Sirs, I enclose the attached submission on Position and Consultation Paper 3 “Strengthening ASIC’s Licensing Powers”. Yours sincerely Jaime Lumsden Kelly A The Fold Legal are financial services specialists highly regarded for our industry knowledge and – for strategic, pragmatic advice that addresses clients’ commercial needs. The specialists have prepared over 500 Licence Applications, Variations, Fold’s licensing Responsible Manager appointments and Key Person Condition Removals since 2003 and is one of the top three firms managing applications to ASIC nationally. Our Managing Director, Claire Wivell Plater, is member of the Business Advisory Committee to and the Advisory Committee, which ASIC’s Licensing Division Federal Government’s FinTech gives us unique insight into and the ability to contribute to regulatory policy development. Claire
06 July 2017 The Fold Legal Pty Ltd ABN 13 106 708 856 ASIC Enforcement Review Financial System Division The Treasury Langton Crescent PARKES ACT 2600 By Email: L4, 16 O'Connell Street SYDNEY NSW 2000 02 8353 6605 02 8569 2064 jaimel@thefoldlegal.com.au Dear Sirs, I enclose the attached submission on Position and Consultation Paper 3 “Strengthening ASIC’s Licensing Powers”. Yours sincerely Jaime Lumsden Kelly The Fold Legal are financial services specialists – highly regarded for our industry knowledge and for strategic, pragmatic advice that addresses clients’ commercial needs. The Fold’s licensing specialists have prepared over 500 Licence Applications, Variations, Responsible Manager appointments and Key Person Condition Removals since 2003 and is one of the top three firms managing applications to ASIC nationally. Our Managing Director, Claire Wivell Plater, is a member of the Business Advisory Committee to ASIC’s Licensing Division and the Federal Government’s FinTech Advisory Committee, which gives us unique insight into and the ability to contribute to regulatory policy development. Claire A
Fold-Legal.docx