As part of the T5008/RL18 initiative, dealers are requested to provide T5008/RL18 filing/reporting preference for every Dealer Code for their nominee accounts: Dealer Name Four Dealer Dealer Preference: Digit Registration -Dealer Reports to CRA/RQ for Dealer Enter either Nominee Clients or… Code “IIROC”, -Manufacturer Reports to CRA/RQ “MFDA” for Nominee Clients or “AMF” or Enter either “Dealer”or“Fund Co.” “Other” Note: Fundserv will post all Dealer Registrations and preferences on our website for the industry to rely on as part of the T5008/RL18 process. Once posted, it is imperative for firms to review the information on the Fundserv website for accuracy and notify immediately of any discrepancies. Fundserv will advise the industry of any updates through the regular weekly network changes email subscription. DATED this ___ day of ______________, 20___ Signature of Approved Signing Authority: Name of Approved Signing Authority: Company: Tel: Email:
As part of the T5008/RL18 initiative, dealers are requested to provide T5008/RL18 filing/reporting preference for every Dealer Code for their nominee accounts: Dealer Name Four Digit Dealer Code Dealer Registration Enter either “IIROC”, “MFDA” or “AMF” or “Other” Dealer Preference: -Dealer Reports to CRA/RQ for Nominee Clients or… -Manufacturer Reports to CRA/RQ for Nominee Clients Enter either “Dealer”or“Fund Co.” Note: Fundserv will post all Dealer Registrations and preferences on our website for the industry to rely on as part of the T5008/RL18 process. Once posted, it is imperative for firms to review the information on the Fundserv website for accuracy and notify immediately of any discrepancies. Fundserv will advise the industry of any updates through the regular weekly network changes email subscription. DATED this ___ day of ______________, 20___ Signature of Approved Signing Authority: Name of Approved Signing Authority: Company: Tel: Email:
Fundserv-T5008-RL18-Reporting-Preferences.docx