What other functions, if any, does the Deputy MLRO undertake for the firm or other group entities? Details: How many staff are employed in the firm’s QFC office (give a breakdown in terms of professional staff vs. Administrative or other staff)? Details: Did the firm provide any AML/CFT training to QFC office staff during the reporting period? Please provide a summary of the training (include type of training, method and provider, dates and duration and number of staff that received the training.) Details: Did the training comply with of the AML/CFTR? Has any staff that should have received AML/CFT training during the reporting period not received training? If so, how many and why? Details:
What other functions, if any, does the Deputy MLRO undertake for the firm or other group entities? Details: How many staff are employed in the firm’s QFC office (give a breakdown in terms of professional staff vs. Administrative or other staff)? Details: Did the firm provide any AML/CFT training to QFC office staff during the reporting period? Please provide a summary of the training (include type of training, method and provider, dates and duration and number of staff that received the training.) Details: Did the training comply with of the AML/CFTR? Has any staff that should have received AML/CFT training during the reporting period not received training? If so, how many and why? Details:
FormQ19-VER7-Dec_2015_Final.docx