Insert Sheet (This page should only be completed if the Beneficial Ownership Act 2017 does not apply to the legal entity) Where the Beneficial Ownership Act 2017 does not apply to a legal entity please complete the following confirmation statement (Note 1). The Beneficial Ownership Act 2017 does not apply to this legal entity because – The Company is listed on a stock or investment exchange recognised by the Treasury (Note 2); The Company is a wholly owned subsidiary of a legal entity listed on a stock or investment exchange recognised by Treasury, where the disclosure obligations on the legal entity include beneficial ownership information in respect of the entity and its subsidiaries; The company is one to which an Order made by the Treasury under section 5(4) of the Beneficial Ownership Act 2017 applies (Note 3). The Order is: ………………………………………………………………………………………………………………….. ………………………………………………………………………………………………………………….. and I confirm that the Order applies to the Company. Full Name _________________________________________ Date________________________ Signed _________________________________ Director/Secretary/Authorised Signatory* * please delete as appropriate NOTES 1. Section 5(2) of the Beneficial Ownership Act 2017 lists the entities to which that Act does not apply. 2. Section 5(3) of that Act specifies that “an exchange is “recognised” if its name or another suitable description of it is published by the Treasury in such manner as the Treasury determines”. 3. Section 5(4) of the Beneficial Ownership Act 2017 allows the Treasury to amend the list of entities in section 5(2) to which that Act does not apply. If the Treasury has added to the list, details of the relevant Order and confirmation that the Order applies to the Company should be included.
Insert Sheet (This page should only be completed if the Beneficial Ownership Act 2017 does not apply to the legal entity) Where the Beneficial Ownership Act 2017 does not apply to a legal entity please complete the following confirmation statement (Note 1). The Beneficial Ownership Act 2017 does not apply to this legal entity because – The Company is listed on a stock or investment exchange recognised by the Treasury (Note 2); The Company is a wholly owned subsidiary of a legal entity listed on a stock or investment exchange recognised by Treasury, where the disclosure obligations on the legal entity include beneficial ownership information in respect of the entity and its subsidiaries; The company is one to which an Order made by the Treasury under section 5(4) of the Beneficial Ownership Act 2017 applies (Note 3). The Order is: ………………………………………………………………………………………………………………….. ………………………………………………………………………………………………………………….. and I confirm that the Order applies to the Company. Full Name _________________________________________ Date________________________ Signed _________________________________ Director/Secretary/Authorised Signatory* * please delete as appropriate NOTES 1. Section 5(2) of the Beneficial Ownership Act 2017 lists the entities to which that Act does not apply. 2. Section 5(3) of that Act specifies that “an exchange is “recognised” if its name or another suitable description of it is published by the Treasury in such manner as the Treasury determines”. 3. Section 5(4) of the Beneficial Ownership Act 2017 allows the Treasury to amend the list of entities in section 5(2) to which that Act does not apply. If the Treasury has added to the list, details of the relevant Order and confirmation that the Order applies to the Company should be included.
form_1-june-2017.docx