Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors: List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months: 3) Issuance History The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer’s securities in the past two completed fiscal years and any subsequent interim period. Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares or any other securities or options to acquire such securities issued for services. Using the tabular format below, please describe these events. Changes to the Number of Outstanding Shares Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods: Number of Opening Balance: Shares *Right-click the rows below and select to add rows as needed. “Insert” outstanding as of Common: [Date of Preferred: Beginning of Second Most Recent Completed Fiscal Year] Date of Transaction Number of Class of Value of Were the Individual/ Entity Reason for share Restricted or Exemption Transaction type (e.g. new Shares Securities shares shares Shares were issuance (e.g. for Unrestricted or issuance, Issued (or issued issued at issued to cash or debt as of this Registration cancellation, cancelled) ($/per a discount (entities must conversion) OR filing? Type? shares share) at to market have individual Nature of returned to Issuance price at with voting / Services treasury) the time investment Provided (if of control applicable) issuance? disclosed). (Yes/No) Shares Ending Balance: Outstanding on Common: [Date of this Preferred: Report]:
Describe any trading suspension orders issued by the SEC concerning the issuer or its predecessors: List any stock split, stock dividend, recapitalization, merger, acquisition, spin-off, or reorganization either currently anticipated or that occurred within the past 12 months: 3) Issuance History The goal of this section is to provide disclosure with respect to each event that resulted in any direct changes to the total shares outstanding of any class of the issuer’s securities in the past two completed fiscal years and any subsequent interim period. Disclosure under this item shall include, in chronological order, all offerings and issuances of securities, including debt convertible into equity securities, whether private or public, and all shares or any other securities or options to acquire such securities issued for services. Using the tabular format below, please describe these events. Changes to the Number of Outstanding Shares Check this box to indicate there were no changes to the number of outstanding shares within the past two completed fiscal years and any subsequent periods: Number of Shares outstanding as of [Date of Beginning of Second Most Recent Completed Fiscal Year] Opening Balance: Common: Preferred: *Right-click the rows below and select “Insert” to add rows as needed. Date of Transaction Transaction type (e.g. new issuance, cancellation, shares returned to treasury) Number of Shares Issued (or cancelled) Class of Securities Value of shares issued ($/per share) at Issuance Were the shares issued at a discount to market price at the time of issuance? (Yes/No) Individual/ Entity Shares were issued to (entities must have individual with voting / investment control disclosed). Reason for share issuance (e.g. for cash or debt conversion) OR Nature of Services Provided (if applicable) Restricted or Unrestricted as of this filing? Exemption or Registration Type? Shares Outstanding on [Date of this Report]: Ending Balance: Common: Preferred:
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