not required to be licensed or regulated in the overseas jurisdiction to carry out asset □ management activities. Signed for and on behalf of: Name of the new management : company / new delegate (For SFC-licensed management company / delegate) Name of authorized signatory : □ (Insert name of at least one Responsible Officer (in respect of Type 9 regulated activity) of the management company) (For management company / delegate which is not SFC-licensed) □ (Insert name of at least one executive director9 (or above) of the management company / delegate) Signature : Title / Position : Date (date / month / year) : H: ANNEX Breakdown of leverage level of the scheme Please fill in this sheet for each of the single fund(s) / sub-fund(s) under application which may use financial derivative instruments (FDI) extensively for investment purposes. (please use separate sheet(s), if necessary). Name (or such other name as may : be approved by the SFC) of single fund / sub-fund Information as of : (Insert reference date Note) Asset Class FDI used Notional Netting / Other Adjustments Commitment Leverage Hedging (e.g. Delta) Leverage (Maximum Level) (Maximum Level) Total
□ not required to be licensed or regulated in the overseas jurisdiction to carry out asset management activities. Signed for and on behalf of: Name of the new management company / new delegate : Name of authorized signatory : □ (For SFC-licensed management company / delegate) (Insert name of at least one Responsible Officer (in respect of Type 9 regulated activity) of the management company) □ (For management company / delegate which is not SFC-licensed) (Insert name of at least one executive director9 (or above) of the management company / delegate) Signature : Title / Position : Date (date / month / year) : ANNEX H: Breakdown of leverage level of the scheme Please fill in this sheet for each of the single fund(s) / sub-fund(s) under application which may use financial derivative instruments (FDI) extensively for investment purposes. (please use separate sheet(s), if necessary). Name (or such other name as may be approved by the SFC) of single fund / sub-fund : Information as of : (Insert reference date Note) Asset Class FDI used Notional Leverage (Maximum Level) Netting / Hedging Other Adjustments (e.g. Delta) Commitment Leverage (Maximum Level) Total
11_Information_Checklist_for_Application_for_Authorization_of_%20UTMFs_under_the_Revamped_Process_20180209.docx