Signature : Title / Position : Date (date / month / year) : ANNEX D: Nomination of approved person Part 1: Nomination letter from the management company or the scheme The scheme(s) under application: As stated in Section A of this Information Checklist We hereby nominate the following individual as the approved person for (a) the scheme(s) under application [(please delete if not applicable) and the sub-funds of the umbrella fund as authorized by the SFC from time to time] and (b) the issue of any related advertisement, invitation or document for the purpose of section 104(2) and section 105(2) respectively of the Securities and Futures Ordinance: Name : Employer : Position : Address : Telephone no. : Facsimile no. : Email address : Signed for and on behalf of: Name of the management company or the : scheme Name of authorized signatory : Signature : Title / Position : Date (date / month / year) : Part 2: Confirmation from the nominated approved person The scheme(s) under application: As stated in Section A of this Information Checklist I, as the nominated approved person for (a) the scheme(s) under application [(please delete if not applicable) and the sub-funds of the umbrella fund as authorized by the SFC from time to time] and (b) the issue of any related advertisement, invitation or document for the purpose of section 104(2) and section 105(2) respectively of the Securities and Futures Ordinance, hereby confirm the following: I have my ordinary residence in Hong Kong; My contact details set out in Part 1 above are accurate and up-to-date; I am capable of being contacted by the Commission by post, telephone, facsimile and electronic mail during business hours; I will inform the Commission of any change in my contact details within 14 days after the change takes place; and I will comply with any other requirements as the Commission considers appropriate.
Signature : Title / Position : Date (date / month / year) : ANNEX D: Nomination of approved person Part 1: Nomination letter from the management company or the scheme The scheme(s) under application: As stated in Section A of this Information Checklist We hereby nominate the following individual as the approved person for (a) the scheme(s) under application [(please delete if not applicable) and the sub-funds of the umbrella fund as authorized by the SFC from time to time] and (b) the issue of any related advertisement, invitation or document for the purpose of section 104(2) and section 105(2) respectively of the Securities and Futures Ordinance: Name : Employer : Position : Address : Telephone no. : Facsimile no. : Email address : Signed for and on behalf of: Name of the management company or the scheme : Name of authorized signatory : Signature : Title / Position : Date (date / month / year) : Part 2: Confirmation from the nominated approved person The scheme(s) under application: As stated in Section A of this Information Checklist I, as the nominated approved person for (a) the scheme(s) under application [(please delete if not applicable) and the sub-funds of the umbrella fund as authorized by the SFC from time to time] and (b) the issue of any related advertisement, invitation or document for the purpose of section 104(2) and section 105(2) respectively of the Securities and Futures Ordinance, hereby confirm the following: I have my ordinary residence in Hong Kong; My contact details set out in Part 1 above are accurate and up-to-date; I am capable of being contacted by the Commission by post, telephone, facsimile and electronic mail during business hours; I will inform the Commission of any change in my contact details within 14 days after the change takes place; and I will comply with any other requirements as the Commission considers appropriate.
11_Information_Checklist_for_Application_for_Authorization_of_%20UTMFs_under_the_Revamped_Process_20180209.docx