negotiate terms with WSU (typically OROS/OC). 5. Investigator uses N/A Investigator Manage Yes WSU facility to has a (Chair/Director oversee) work on other financial Entity (non-WSU conflict of Entity must provide funded) project interest. appropriate authorized (Dr. M) fiscal/admin personnel, without a financial conflict of interest, to negotiate terms with WSU (typically OROS/OC). 6. Investigator (Dr. Dr. Ms student Similar to Potentially manageable. N/A M) (Jane Doe) or Dr. scenarios 1 Ms subordinate and 2. Entity must provide Dr. Ms Student (John Doe) also appropriate authorized (Jane Doe) working for Entity Financial fiscal/admin personnel, (Entity belongs to conflict of without a financial conflict of Dr. Ms Dr. M). interest, WSU interest, to negotiate terms Subordinate Investigator with WSU (typically (non-student) Dr. M IS an Entity on both OROS/OC). (John Doe) Officer/Rep or sides. Does Investigator. not provide objectivity. 7. Investigator (Dr. Dr. Ms student EP 27 Manage Yes M) (Jane Doe) or Dr. requires (Chair/Director oversee) Ms subordinate by Dr. Ms Student (John Doe) also the Chair, Entity must provide (Jane Doe) working for Entity. Dean, and appropriate authorized Provost. fiscal/admin personnel, Dr. Ms Dr. M is NOT an without a financial conflict of Subordinate Entity Officer/Rep interest, to negotiate terms (non-student) or Investigator but with WSU (typically (John Doe) involved with OROS/OC). Entity. 8. Investigator (Dr. NOT an Entity No conflict No conflict N/A M) Officer/Rep or Investigator (Dr. Q)
negotiate terms with WSU (typically OROS/OC). 5. Investigator uses WSU facility to work on other Entity (non-WSU funded) project (Dr. M) N/A Investigator has a financial conflict of interest. Manage (Chair/Director oversee) Entity must provide appropriate authorized fiscal/admin personnel, without a financial conflict of interest, to negotiate terms with WSU (typically OROS/OC). Yes 6. Investigator (Dr. M) Dr. Ms Student (Jane Doe) Dr. Ms Subordinate (non-student) (John Doe) Dr. Ms student (Jane Doe) or Dr. Ms subordinate (John Doe) also working for Entity (Entity belongs to Dr. M). Dr. M IS an Entity Officer/Rep or Investigator. Similar to scenarios 1 and 2. Financial conflict of interest, WSU Investigator on both sides. Does not provide objectivity. Potentially manageable. Entity must provide appropriate authorized fiscal/admin personnel, without a financial conflict of interest, to negotiate terms with WSU (typically OROS/OC). N/A 7. Investigator (Dr. M) Dr. Ms Student (Jane Doe) Dr. Ms Subordinate (non-student) (John Doe) Dr. Ms student (Jane Doe) or Dr. Ms subordinate (John Doe) also working for Entity. Dr. M is NOT an Entity Officer/Rep or Investigator but involved with Entity. EP 27 requires by the Chair, Dean, and Provost. Manage (Chair/Director oversee) Entity must provide appropriate authorized fiscal/admin personnel, without a financial conflict of interest, to negotiate terms with WSU (typically OROS/OC). Yes 8. Investigator (Dr. M) NOT an Entity Officer/Rep or Investigator (Dr. Q) No conflict No conflict N/A
faculty-quick-guide-for-conflicts-of-interest.docx