Dispute other than those referred to at Within 20 WD of Email / Facsimile Raising Party Dispute 1d step 1a, step 1b and step 1c Disputing Party being Counterparties aware of the Disputed Notify Dispute Counterparty or Dispute Event and in any Counterparties of the Dispute by sending a event within 2 years of Notice of Dispute (available on the Market the Disputed Event Operator’s website). Dispute automatically arising from failure Dispute arises on the - - - 1e by Market Operator to issue a resolution date on which the in respect of a Settlement Query. Market Operator was required to issue a Notice of Dispute is not required, go to step resolution in respect of 3. the Settlement Query under the Code Send a copy of the Notice of Dispute to the At the same time as Email / Facsimile Raising Party Market Operator or 2 Market Operator. If the Market Operator is a step 1 Regulatory Dispute Counterparty, send a copy of the Authorities (as Notice of Dispute to the Regulatory appropriate) Authorities. If Dispute automatically arises step 1e Within 5 WD of Email / Facsimile Market Dispute Counterparty 3 above, provide notification to the Dispute Dispute being deemed Operator and Regulatory Counterparty and the Regulatory Authorities to arise Authorities that the Dispute has arisen. Market Operator identifies other potential Within 5 WD or as Email / Facsimile Market Affected Participants 4 Affected Participants and notifies them of the soon as the Affected Operator Dispute based on the high-level information Participant is clearly set out in the Notice of Dispute. identified
1d Dispute other than those referred to at step 1a, step 1b and step 1c Notify Dispute Counterparty or Dispute Counterparties of the Dispute by sending a Notice of Dispute (available on the Market Operator’s website). Within 20 WD of Disputing Party being aware of the Disputed Event and in any event within 2 years of the Disputed Event Email / Facsimile Raising Party Dispute Counterparties 1e Dispute automatically arising from failure by Market Operator to issue a resolution in respect of a Settlement Query. Notice of Dispute is not required, go to step 3. Dispute arises on the date on which the Market Operator was required to issue a resolution in respect of the Settlement Query under the Code - - - 2 Send a copy of the Notice of Dispute to the Market Operator. If the Market Operator is a Dispute Counterparty, send a copy of the Notice of Dispute to the Regulatory Authorities. At the same time as step 1 Email / Facsimile Raising Party Market Operator or Regulatory Authorities (as appropriate) 3 If Dispute automatically arises step 1e above, provide notification to the Dispute Counterparty and the Regulatory Authorities that the Dispute has arisen. Within 5 WD of Dispute being deemed to arise Email / Facsimile Market Operator Dispute Counterparty and Regulatory Authorities 4 Market Operator identifies other potential Affected Participants and notifies them of the Dispute based on the high-level information set out in the Notice of Dispute. Within 5 WD or as soon as the Affected Participant is clearly identified Email / Facsimile Market Operator Affected Participants
Part-B-Agreed-Procedure-14-Disputes.docx