Have you ever been Yes convicted of a crime No involving dishonesty?* Details Have you ever served Yes or been sentenced to a No term of imprisonment?* Details Have you ever been Yes convicted of any No offence under any provision of the financial markets legislation or any offence under any provision of any foreign act governing auditors, financial markets or financial services, corporations, financial reporting, or requirements for preventing money laundering ?* Details Have you ever been Yes banned from acting as No a director of a company or other incorporated body, of from being involved in the management of any class of incorporated or unincorporated entity?* Details Have you ever been Yes subject to disciplinary No action against them by any professional body or disciplinary tribunal, where those actions resulted in penalties being imposed or censure?*
Have you ever been convicted of a crime involving dishonesty?* Yes No Details Have you ever served or been sentenced to a term of imprisonment?* Yes No Details Have you ever been convicted of any offence under any provision of the financial markets legislation or any offence under any provision of any foreign act governing auditors, financial markets or financial services, corporations, financial reporting, or requirements for preventing money laundering ?* Yes No Details Have you ever been banned from acting as a director of a company or other incorporated body, of from being involved in the management of any class of incorporated or unincorporated entity?* Yes No Details Have you ever been subject to disciplinary action against them by any professional body or disciplinary tribunal, where those actions resulted in penalties being imposed or censure?* Yes No
p-inc-02-llp-f_applicationtoincorporatellp-financial-_2015-11-20_v10.docx