The Tenet Financial Planning Questionnaires are designed to be modular in nature, dependent on the advice being given to the client. For all cases, the Core Financial Planning Questionnaire should be completed fully where possible, with the additional advice specific information gathered in the relevant modules, as indicated below. Where advice is being to specific areas of need, please indicate the area of need by ticking the end column and ‘limited’ ensure that you complete the additional fact find: Supplementary Questionnaires Need Area Required for advice on: Required in addition to all other modules for clients who wish to Estate Planning address Estate Planning issues. Required where clients are planning for retirement and may be making Planning for Retirement capital or income contributions, have inherited pension funds or making decisions that involve switches or transfers of existing pension funds. Required where clients are immediately prior to (e.g. within 6 months), Living in Retirement at or in retirement. Required for all recommendations for protection contracts, with the Protection exception of those made as part of Estate Planning. Adviser Note Please complete all the appropriate sections. If a section is not applicable, then please strike this through and write N/A. For the avoidance of doubt within this questionnaire, and all supplementary questionnaires, N/A means not applicable. Contents
The Tenet Financial Planning Questionnaires are designed to be modular in nature, dependent on the advice being given to the client. For all cases, the Core Financial Planning Questionnaire should be completed fully where possible, with the additional advice specific information gathered in the relevant modules, as indicated below. Where advice is being ‘limited’ to specific areas of need, please indicate the area of need by ticking the end column and ensure that you complete the additional fact find: Supplementary Questionnaires Need Area Required for advice on: Estate Planning Required in addition to all other modules for clients who wish to address Estate Planning issues. Planning for Retirement Required where clients are planning for retirement and may be making capital or income contributions, have inherited pension funds or making decisions that involve switches or transfers of existing pension funds. Living in Retirement Required where clients are immediately prior to (e.g. within 6 months), at or in retirement. Protection Required for all recommendations for protection contracts, with the exception of those made as part of Estate Planning. Adviser Note Please complete all the appropriate sections. If a section is not applicable, then please strike this through and write N/A. For the avoidance of doubt within this questionnaire, and all supplementary questionnaires, N/A means not applicable. Contents
Fact-Find.docx