Table of Contents Part A Organizational/People – A1. Background and Ownership of the Firm A2.Corporate Governance A3. Investment Team A4. Investment Professional Compensation A5. Fee Schedule A6. Available Vehicles Part B Investment Philosophy and Information Gathering – B1. Investment Philosophy B2. Research Process Part C Forecasting – C1. Process for Evaluations of Securities and Markets (Fundamental-based Approach) C2. Process for Evaluations of Securities and Markets (Quantitative-based Approach) Part D Portfolio Construction – D1. Portfolio Construction Guidelines D2. Risk Management D3. Portfolio Trading Part E Implementation – E1. Trading Staff and Systems E2. Trade Order Compliance, Composite Disclosures, and Soft Dollars Part F Attribution – F1. Performance Attribution F2. Firm-wide Improvements and Initiatives Part G Business and Operations – G1. Firm Administration G2. Business Objectives G3. Operations and Compliance G4. Regulatory, Litigation, Legal, and Disclosures Appendix Part A Organization/People –
Table of Contents Part A – Organizational/People A1. Background and Ownership of the Firm A2.Corporate Governance A3. Investment Team A4. Investment Professional Compensation A5. Fee Schedule A6. Available Vehicles Part B – Investment Philosophy and Information Gathering B1. Investment Philosophy B2. Research Process Part C – Forecasting C1. Process for Evaluations of Securities and Markets (Fundamental-based Approach) C2. Process for Evaluations of Securities and Markets (Quantitative-based Approach) Part D – Portfolio Construction D1. Portfolio Construction Guidelines D2. Risk Management D3. Portfolio Trading Part E – Implementation E1. Trading Staff and Systems E2. Trade Order Compliance, Composite Disclosures, and Soft Dollars Part F – Attribution F1. Performance Attribution F2. Firm-wide Improvements and Initiatives Part G – Business and Operations G1. Firm Administration G2. Business Objectives G3. Operations and Compliance G4. Regulatory, Litigation, Legal, and Disclosures Appendix Part A – Organization/People
Exhibit%202%20Wilshire%20Due%20Diligence%20Questionnaire%20(EME).docx