Ethical & Socially Responsible Investments (SRIs) Client 1 Client 2 Do you have any investment preferences in respect of ethical, Yes No Yes No social or environmental considerations? Priority Priority Area (1 5) 1 = 5 = (1 5) 1 = 5 = – ‘high, ‘low’ – ‘high, ‘low’ Tobacco products If please Armaments ‘Yes’, detail these Human rights considerations Equal opport and any priority Climate change Pollution Other (please detail in Notes) Do you have any faith based considerations (e.g. Islamic Sharia Yes No Yes No compliant) that you wish to take into account? It may not be possible to invest taking into account all SRI considerations. Are you prepared to Yes No Yes No invest if only your higher priorities are met? Review of Existing Investments Client 1 Client 2 Do you wish to review you existing investments and consider whether it Yes No Yes No is appropriate to align these to the proposed investment strategy? If to the above question, which ‘Yes’ investments are to be reviewed (this may include your pension contracts)? Additional Notes
Ethical & Socially Responsible Investments (SRIs) Client 1 Client 2 Do you have any investment preferences in respect of ethical, social or environmental considerations? Yes No Yes No If ‘Yes’, please detail these considerations and any priority Area Priority (1 – 5) 1 = ‘high, 5 = ‘low’ Priority (1 – 5) 1 = ‘high, 5 = ‘low’ Tobacco products Armaments Human rights Equal opport Climate change Pollution Other (please detail in Notes) Do you have any faith based considerations (e.g. Islamic Sharia compliant) that you wish to take into account? Yes No Yes No It may not be possible to invest taking into account all SRI considerations. Are you prepared to invest if only your higher priorities are met? Yes No Yes No Review of Existing Investments Client 1 Client 2 Do you wish to review you existing investments and consider whether it is appropriate to align these to the proposed investment strategy? Yes No Yes No If ‘Yes’ to the above question, which investments are to be reviewed (this may include your pension contracts)? Additional Notes
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