2015 CPUC SYSTEM SAFETY REVIEW CHECKLIST FOR NORTH COUNTY TRANSIT DISTRICT (NCTD) 2 System Safety Program Plan: Checklist No. Element Goals and Objectives August 18, 2015 NCTD Senior Management Date of Department(s) 11:30-13:00 NCTD Safety Daren Gilbert Matt Tucker Stephen Artus Don Filippi Auditors/ Persons Noel Takahara Mike Wygant Inspectors Mike Borer Contacted Susan Lucero Michael Lange (FRA Bryant Abel Observer) Adam Renteria CPUC General Order 164-D NCTD System Safety Program Plan (SSPP) version 8 dated January 2014 System Safety Program Plan: Goals and Objectives Interview NCTD Senior Management and review appropriate records to: Determine whether NCTD is making progress towards the ongoing and objectives identified in SSPP. Obtain examples of how goals are evaluated (metrics and measures) and review documentation used to track NCTD activities to meet the goals and objectives. For example, if NCTD set a goal of reducing incidents by 10%, has this been achieved? How is this metric tracked and reported? Determine how safety performance is reported to the Executive Director or other senior management (i.e., monthly or annual safety reports, quarterly viewgraph presentations, etc.). Make a determination regarding the adequacy of the safety information provided to the Executive Director. Is the Executive Director receiving sufficient information to ensure NCTD is meeting its safety and objectives? Are rule violations and other key safety metrics being tracked and reported to the Executive Director?
2015 CPUC SYSTEM SAFETY REVIEW CHECKLIST FOR NORTH COUNTY TRANSIT DISTRICT (NCTD) Checklist No. 2 Element System Safety Program Plan: Goals and Objectives Date of August 18, 2015 11:30-13:00 Department(s) NCTD Senior Management NCTD Safety Auditors/ Inspectors Daren Gilbert Stephen Artus Noel Takahara Mike Borer Michael Lange (FRA Observer) Persons Contacted Matt Tucker Don Filippi Mike Wygant Susan Lucero Bryant Abel Adam Renteria CPUC General Order 164-D NCTD System Safety Program Plan (SSPP) version 8 dated January 2014 System Safety Program Plan: Goals and Objectives Interview NCTD Senior Management and review appropriate records to: Determine whether NCTD is making progress towards the ongoing and objectives identified in SSPP. Obtain examples of how goals are evaluated (metrics and measures) and review documentation used to track NCTD activities to meet the goals and objectives. For example, if NCTD set a goal of reducing incidents by 10%, has this been achieved? How is this metric tracked and reported? Determine how safety performance is reported to the Executive Director or other senior management (i.e., monthly or annual safety reports, quarterly viewgraph presentations, etc.). Make a determination regarding the adequacy of the safety information provided to the Executive Director. Is the Executive Director receiving sufficient information to ensure NCTD is meeting its safety and objectives? Are rule violations and other key safety metrics being tracked and reported to the Executive Director?
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