Signature Date Printed Name Title Attachment A Available, Available, With Asset Allocations At No Additional Yes, Additional Fee(s), No/Not Always Charge Specify Applicable 1 Only one allocation is available Multiple pre-established asset allocations are 2 available, there are ___(specify number of choices) Each employer may set its own unique 3 allocations Separate Accounts, Pooled Accounts, Proprietary Investments Each employer has its own account with its 4 own securities (e.g., mutual fund shares) Investment management is at the discretion 5 of the provider. Provider selects securities such as mutual funds, stocks, or bonds. Investment management is non-discretionary, 6 with the employer having significant Pooling: Assets of multiple employers are 7 pooled for investment purposes Pooling: Assets of employers from multiple 8 states are pooled for investment purposes Pooling: OPEB assets are pooled with assets of 9 other types (e.g., pension, endowment, IRAs)
Signature Date Printed Name Title Attachment A Asset Allocations Yes, Always Available, At No Additional Charge Available, With Additional Fee(s), Specify No/Not Applicable 1 Only one allocation is available 2 Multiple pre-established asset allocations are available, there are ___(specify number of choices) 3 Each employer may set its own unique allocations Separate Accounts, Pooled Accounts, Proprietary Investments 4 Each employer has its own account with its own securities (e.g., mutual fund shares) 5 Investment management is at the discretion of the provider. Provider selects securities such as mutual funds, stocks, or bonds. 6 Investment management is non-discretionary, with the employer having significant 7 Pooling: Assets of multiple employers are pooled for investment purposes 8 Pooling: Assets of employers from multiple states are pooled for investment purposes 9 Pooling: OPEB assets are pooled with assets of other types (e.g., pension, endowment, IRAs)
OPEB%20Trust%20Services%20-%20Exhibits%20in%20Word.docx