Global Reporting Regulator(s) From To Entity/Fund Deleted: DSMatch MarkitWire BIC Name Name External ID (If Applicable) 1 2 3 Entity/Fund Added: DSMatch MarkitWire Short Name Name Primary/Prudential Registered US Registered External ID ID (Up to 40 (Full name of entity/fund) Regulator(s)/ Office (Applies Only to Swaps characters) Execution Facilities, Unregulated Location (Up to 20 Designated Contract Markets characters) (Address. including and Derivatives City, Province (if Clearing Organizations) applicable)/State, Country) 1 SEF CFTC SEC □ □ DCM CFTC SEC □ □ DCO CFTC SEC □ □ 2 SEF CFTC SEC □ □ DCM CFTC SEC □ □ DCO CFTC SEC □ □ 3 SEF CFTC SEC □ □ DCM CFTC SEC □ □ DCO CFTC SEC □ □ 4 SEF CFTC SEC □ □ DCM CFTC SEC □ □ DCO CFTC SEC □ □ 5 SEF CFTC SEC □ □ DCM CFTC SEC □ □ DCO CFTC SEC □ □ Change of Entity/Fund Name (may require additional documentation): DSMatch MarkitWire Short Name Legal Name Primary/Prudential Registered US Registered Regulator(s)/ Office (Applies Only to Swaps External ID (Up to 40 (Full name of entity/fund) Execution Facilities, characters) Unregulated Location ID Designated Contract Markets (Address. including and Derivatives (Up to 20 City, Province (if Clearing Organizations) characters) Country) From SEF CFTC SEC □ □ DCM CFTC SEC □ □
Global Reporting Regulator(s) From To Entity/Fund Deleted: DSMatch External ID MarkitWire BIC (If Applicable) Name Name 1 2 3 Entity/Fund Added: DSMatch External ID (Up to 20 characters) MarkitWire ID Short Name (Up to 40 characters) Name (Full name of entity/fund) Primary/Prudential Regulator(s)/ Unregulated Registered Office Location (Address. including City, Province (if applicable)/State, Country) US Registered (Applies Only to Swaps Execution Facilities, Designated Contract Markets and Derivatives Clearing Organizations) 1 SEF □ CFTC □ SEC DCM □ CFTC □ SEC DCO □ CFTC □ SEC 2 SEF □ CFTC □ SEC DCM □ CFTC □ SEC DCO □ CFTC □ SEC 3 SEF □ CFTC □ SEC DCM □ CFTC □ SEC DCO □ CFTC □ SEC 4 SEF □ CFTC □ SEC DCM □ CFTC □ SEC DCO □ CFTC □ SEC 5 SEF □ CFTC □ SEC DCM □ CFTC □ SEC DCO □ CFTC □ SEC Change of Entity/Fund Name (may require additional documentation): DSMatch External ID (Up to 20 characters) MarkitWire ID Short Name (Up to 40 characters) Legal Name (Full name of entity/fund) Primary/Prudential Regulator(s)/ Unregulated Registered Office Location (Address. including City, Province (if Country) US Registered (Applies Only to Swaps Execution Facilities, Designated Contract Markets and Derivatives Clearing Organizations) From SEF □ CFTC □ SEC DCM □ CFTC □ SEC
Notice_Annex_I_Amendment.docx