If you answered to both questions above, your shipment is exempt from AES filing; “Yes” sign the bottom of this form and attach it to the shipping form. If you answered to “No” either of the above questions, proceed to fill out the rest of this this checklist. Is this shipping on a DSP-5 export license? 1. Yes No If fill out the questions following and proceed to “Yes”, sections 5 and 6. If continue to section 2. “No”, Are the parties to the transaction on the license Yes No (forwarder/carrier, consignees)? Has the license been lodged with customs? Yes No Is the remaining value on the license enough to cover export? Yes No Is the license still valid (not expired or exhausted)? Yes No Is the departure date correct? Yes No Is this shipping via Freight Forwarder and is the Forwarder on Yes No the license? Yes No If did you identify the forwarder in the AES filing? “Yes”, Did you select the correct Code” and Type”? Yes No “Export “License Do you have the correct Schedule B? Yes No Is the USML category correct? Yes No If this is Significant Military Equipment (SME)? If so, did you Yes No identify this in the AES filing? Did you update the license defragmentation spreadsheet? Yes No 2. Is this shipment a DSP-73? Yes No If fill out the questions following and proceed to “Yes”, sections 5 and 6. If proceed to section 3. “No”, Did you provide the carrier/forwarder with a copy of the license to be deposited, decremented and endorsed by USCBP Yes No prior to exit and entry? Are the parties to the transaction on the license Yes No (forwarder/carrier, consignees)?
If you answered “Yes” to both questions above, your shipment is exempt from AES filing; sign the bottom of this form and attach it to the shipping form. If you answered “No” to either of the above questions, proceed to fill out the rest of this this checklist. 1. Is this shipping on a DSP-5 export license? If “Yes”, fill out the questions following and proceed to sections 5 and 6. If “No”, continue to section 2. Yes No Are the parties to the transaction on the license (forwarder/carrier, consignees)? Yes No Has the license been lodged with customs? Yes No Is the remaining value on the license enough to cover export? Yes No Is the license still valid (not expired or exhausted)? Yes No Is the departure date correct? Yes No Is this shipping via Freight Forwarder and is the Forwarder on the license? If “Yes”, did you identify the forwarder in the AES filing? Yes Yes No No Did you select the correct “Export Code” and “License Type”? Yes No Do you have the correct Schedule B? Yes No Is the USML category correct? Yes No If this is Significant Military Equipment (SME)? If so, did you identify this in the AES filing? Yes No Did you update the license defragmentation spreadsheet? Yes No 2. Is this shipment a DSP-73? If “Yes”, fill out the questions following and proceed to sections 5 and 6. If “No”, proceed to section 3. Yes No Did you provide the carrier/forwarder with a copy of the license to be deposited, decremented and endorsed by USCBP prior to exit and entry? Yes No Are the parties to the transaction on the license (forwarder/carrier, consignees)? Yes No
N_AII_2190_001B_.docx