Licence details Details of market services licence under Financial Markets Conduct Act 2013 Complete as applicable Licensee Name Licensee FSP number Licence(s) held Authorised Body Name (if any) Authorised Body FSP number Licensee changed director/senior manager Amendment Date Type Position (e.g.new Middle Effective Date First name Last name of appointment/ name(s) (director or Birth removed / senior manager) resigned etc) Authorised Body changed key personnel (Key personnel are the executive directors and those senior managers of the authorised body that perform duties in connection with providing the market service covered by the licence (see regulation 188 of the FMC Regulations 2014)) Amendment Position Date Type (e.g.new Middle Effective Date First name Last name of appointment/ (e.g. executive name(s) Birth removed / director / senior resigned etc) manager) Fit and proper checks The licensing minimum standards require you to ensure that your new directors, senior managers and key personnel are fit and proper. Please confirm that you have carried out the checks and searches below in respect of each new appointment:
Licence details Details of market services licence under Financial Markets Conduct Act 2013 Complete as applicable Licensee Name Licensee FSP number Licence(s) held Authorised Body Name (if any) Authorised Body FSP number Licensee changed director/senior manager Amendment Type (e.g.new appointment/ removed / resigned etc) Effective Date First name Middle name(s) Last name Date of Birth Position (director or senior manager) Authorised Body changed key personnel (Key personnel are the executive directors and those senior managers of the authorised body that perform duties in connection with providing the market service covered by the licence (see regulation 188 of the FMC Regulations 2014)) Amendment Type (e.g.new appointment/ removed / resigned etc) Effective Date First name Middle name(s) Last name Date of Birth Position (e.g. executive director / senior manager) Fit and proper checks The licensing minimum standards require you to ensure that your new directors, senior managers and key personnel are fit and proper. Please confirm that you have carried out the checks and searches below in respect of each new appointment:
170522-Change-of-manager-director-notification-form.docx