Q51 ORIC undertakes investigations of potential breaches of the law, which can lead to prosecutions to address serious cases of poor governance and breaches of duty under the Act. Have you or your corporation been investigated by ORIC? Yes No Don't know If No is selected, then skip to end of If Don't know is selected, then skip to end of Q52 Please describe your on how ORIC undertook this investigation of a potential breach of the law. Q53 How do you ORIC could improve its investigations in the future? Q54 Do you think ORIC should conduct more, less or the same amount of investigations in the future? More Less The same amount Q55 From time to time, problems with the management of a corporation have led ORIC to appoint a suitably qualified, external, independent person as a special administrator to run a corporation on behalf of its members. This regulatory function is referred to as administration’. Have you or your corporation been ‘special subject to special administration by ORIC? Yes No If No is selected, then skip to end of block Q56 Why was your corporation placed under special administration? The board sought assistance ORIC initiated action please specify. Q57 Do you have any comments on how well ORIC has supported a special administration? Q58 How do you think ORIC could improve its support of special administrations in the future? Q59 Do you think ORIC should appoint more, less or the same amount of special administrations in the future? More Less The same amount Q60 Those affected by regulatory decisions made by ORIC can seek an internal merits review by the Registrar. Did you know of the availability of internal merits review, and if so how to access it? Yes, I knew about internal merits review and how to access it Yes, I knew about internal merits review, but not how to access it No, I didn’t know about internal merits review If No is selected, then skip to end of block Q61 Have you or your corporation been involved in any internal merits reviews by ORIC? Yes No If No is selected, then Skip to end of block
Q51 ORIC undertakes investigations of potential breaches of the law, which can lead to prosecutions to address serious cases of poor governance and breaches of duty under the Act. Have you or your corporation been investigated by ORIC? Yes No Don't know If No is selected, then skip to end of If Don't know is selected, then skip to end of Q52 Please describe your on how ORIC undertook this investigation of a potential breach of the law. Q53 How do you ORIC could improve its investigations in the future? Q54 Do you think ORIC should conduct more, less or the same amount of investigations in the future? More Less The same amount Q55 From time to time, problems with the management of a corporation have led ORIC to appoint a suitably qualified, external, independent person as a special administrator to run a corporation on behalf of its members. This regulatory function is referred to as ‘special administration’. Have you or your corporation been subject to special administration by ORIC? Yes No If No is selected, then skip to end of block Q56 Why was your corporation placed under special administration? The board sought assistance ORIC initiated action please specify. Q57 Do you have any comments on how well ORIC has supported a special administration? Q58 How do you think ORIC could improve its support of special administrations in the future? Q59 Do you think ORIC should appoint more, less or the same amount of special administrations in the future? More Less The same amount Q60 Those affected by regulatory decisions made by ORIC can seek an internal merits review by the Registrar. Did you know of the availability of internal merits review, and if so how to access it? Yes, I knew about internal merits review and how to access it Yes, I knew about internal merits review, but not how to access it No, I didn’t know about internal merits review If No is selected, then skip to end of block Q61 Have you or your corporation been involved in any internal merits reviews by ORIC? Yes No If No is selected, then Skip to end of block
ORIC-review-final-report_Dec-2016.docx