4.2.2. Up-to-date, dated and signed curriculum vitae. 4.2.3. Extract from the police record, issued in the three months preceding the submission of the application to the CSSF. 4.2.4. Declaration of honour (available on the CSSF's website), filled in and signed. Annexe 4.3.: Internal rules of conduct and corporate governance. Annexe 4.4.: Internal audit: 4.4.1. Curriculum vitae of the internal auditor (if employed by the entity seeking authorisation or by the group to which the entity belongs). 4.4.2. Engagement letter and curriculum vitae of the external expert in charge of the internal audit (Circular IML 98/143 point 5.4.9., a))(in case of outsourcing). Annexe 4.5.: Lease contract and layout of the place of business. Annexe 4.6. : Diagram of the system and services architecture showing the physical and virtual elements operating them (physical and virtual machines), network elements (DMZ, VLAN, switch, router, firewall) and the connections towards or from the outside (Internet, group network). Annexe 4.7.: Engagement letter of the réviseur d'entreprises agréé (approved statutory auditor) for statutory audits. Annexe 4.8.: Curriculum vitae of key function holders. Annexe 4.9.: Curriculum vitae of the people responsible for central administration tasks for UCIs. * * * Contact details of the person paying the examination fee: Name: Address: E-mail: The undersigned confirm that all the information transmitted is accurate, fair and true, and not false, fraudulent, or misleading. Signature(s): Signature of the responsible persons that initiated the project and are in charge of the application for authorisation. If the entity seeking authorisation has not been incorporated yet, the presumed initiators are the future shareholders that have
4.2.2. Up-to-date, dated and signed curriculum vitae. 4.2.3. Extract from the police record, issued in the three months preceding the submission of the application to the CSSF. 4.2.4. Declaration of honour (available on the CSSF's website), filled in and signed. Annexe 4.3.: Internal rules of conduct and corporate governance. Annexe 4.4.: Internal audit: 4.4.1. Curriculum vitae of the internal auditor (if employed by the entity seeking authorisation or by the group to which the entity belongs). 4.4.2. Engagement letter and curriculum vitae of the external expert in charge of the internal audit (Circular IML 98/143 point 5.4.9., a))(in case of outsourcing). Annexe 4.5.: Lease contract and layout of the place of business. Annexe 4.6. : Diagram of the system and services architecture showing the physical and virtual elements operating them (physical and virtual machines), network elements (DMZ, VLAN, switch, router, firewall) and the connections towards or from the outside (Internet, group network). Annexe 4.7.: Engagement letter of the réviseur d'entreprises agréé (approved statutory auditor) for statutory audits. Annexe 4.8.: Curriculum vitae of key function holders. Annexe 4.9.: Curriculum vitae of the people responsible for central administration tasks for UCIs. * * * Contact details of the person paying the examination fee: Name: Address: E-mail: The undersigned confirm that all the information transmitted is accurate, fair and true, and not false, fraudulent, or misleading. Signature(s): Signature of the responsible persons that initiated the project and are in charge of the application for authorisation. If the entity seeking authorisation has not been incorporated yet, the presumed initiators are the future shareholders that have