Prior filing Directors, supervisors and managers of the company and To transfer, at least three (3) days An administrative fine from for share the shareholders holding more than 10% of the total following filing with the competent NT$240,000 to NT$2,400,000 transfer issued shares (including their spouses, minor children and authority, on a centralized exchange according to Subparagraph 1 of Nominees), are required to make the prior filing before market or an over-the-counter Paragraph 1 of Article 178 of the transferring the shares of the company. market, shares that have satisfied the SEA. holding period requirement and The representatives designated by the government or within the daily transfer allowance person shareholder and their spouses, minor ratio prescribed by the competent juristic children and Nominees are also regulated. authority. To transfer, within three (3) days Insiders of the subsidiary 100% held by a financial following filing with the competent holding company and their spouses, minor children and authority, to specific persons meeting Nominees are also regulated. the qualifications prescribed by the competent authority (and if such specific person would like to transfer such stocks within 1 year, he/she shall adopt any of the three (3) methods).
Prior filing for share transfer Directors, supervisors and managers of the company and the shareholders holding more than 10% of the total issued shares (including their spouses, minor children and Nominees), are required to make the prior filing before transferring the shares of the company. The representatives designated by the government or juristic person shareholder and their spouses, minor children and Nominees are also regulated. Insiders of the subsidiary 100% held by a financial holding company and their spouses, minor children and Nominees are also regulated. To transfer, at least three (3) days following filing with the competent authority, on a centralized exchange market or an over-the-counter market, shares that have satisfied the holding period requirement and within the daily transfer allowance ratio prescribed by the competent authority. To transfer, within three (3) days following filing with the competent authority, to specific persons meeting the qualifications prescribed by the competent authority (and if such specific person would like to transfer such stocks within 1 year, he/she shall adopt any of the three (3) methods). An administrative fine from NT$240,000 to NT$2,400,000 according to Subparagraph 1 of Paragraph 1 of Article 178 of the SEA.