Restriction Insiders of the TWSE/TPEx -listed and emerging market Not applicable. The company shall claim for on short companies, shall not sell its company stocks or other disgorgement of the profits swing securities with equity nature within six (6) months after according to Article 157 of the trading the acquisition, or repurchase the securities SEA. Insiders’ within six months after its sale. Representatives designated by the government or juristic person shareholders and their spouses, minor children and Nominees are also regulated. Insiders of the TWSE/TPEx -listed and emerging market Not applicable. An imprisonment from 3 Restriction on insider companies, upon actual knowledge of any information years to 10 years, in trading that will have a material impact on the price of the addition to a criminal fine securities of the issuing company, after the information is from NT$10 million to precise, and prior to the public disclosure of such NT$200 million, or an information or within 18 hours after its public disclosure, imprisonment for 7 years or shall not purchase or sell, in the person's own name or in more, in addition to an the name of another, shares of the company that are listed criminal fine from NT$25 on an exchange or an over-the-counter market, or any million to NT$500 million other securities with equity nature of the company. if the amount gained from Representatives designated by the government or juristic the crime reaches NT$100 person shareholders and their spouses, minor children and million or more according Nominees are also regulated. to Article 171 of the SEA. Being liable, to trading counterparts who on the day of the violation undertook the opposite-side trade with bona fide intent, for damages in the amount of the difference between the buy or sell price and the
Restriction on short swing trading Insiders of the TWSE/TPEx -listed and emerging market companies, shall not sell its company stocks or other securities with equity nature within six (6) months after the Insiders’ acquisition, or repurchase the securities within six months after its sale. Representatives designated by the government or juristic person shareholders and their spouses, minor children and Nominees are also regulated. Not applicable. The company shall claim for disgorgement of the profits according to Article 157 of the SEA. Restriction on insider trading Insiders of the TWSE/TPEx -listed and emerging market companies, upon actual knowledge of any information that will have a material impact on the price of the securities of the issuing company, after the information is precise, and prior to the public disclosure of such information or within 18 hours after its public disclosure, shall not purchase or sell, in the person's own name or in the name of another, shares of the company that are listed on an exchange or an over-the-counter market, or any other securities with equity nature of the company. Representatives designated by the government or juristic person shareholders and their spouses, minor children and Nominees are also regulated. Not applicable. An imprisonment from 3 years to 10 years, in addition to a criminal fine from NT$10 million to NT$200 million, or an imprisonment for 7 years or more, in addition to an criminal fine from NT$25 million to NT$500 million if the amount gained from the crime reaches NT$100 million or more according to Article 171 of the SEA. Being liable, to trading counterparts who on the day of the violation undertook the opposite-side trade with bona fide intent, for damages in the amount of the difference between the buy or sell price and the