## is the holder of Australian financial services licence no. . (“the Licensee”) of is authorised to provide the following financial services on (“the Employee”) behalf of the Licensee: Provide financial product advice on SMSFs; Provide financial product advice on superannuation products in relation to a existing holding in a superannuation product but only to the person’s extent required for: Making a recommendation that the person establish a SMSF; or Providing advice to the person on contributions or pensions under a superannuation product; Provide class of product advice on the following: Superannuation products; Securities; Simple managed investment schemes; General insurance products; Life risk insurance products; Basic deposit products; and Arrange to deal in an interest in a SMSF [Note the above list cannot be broader than the authorising – licensee’s AFSL authorisations. You can restrict the list to make it narrower than the authorising licensees authorisations (eg. Provide general financial product advice on SMSFs only)] The Licensee may revoke this Authorisation at any time by giving the Employee written notice of such revocation. The Employee cannot be authorised to provide a financial service by any other licensee (or authorised representative) without the express written consent of the Licensee. Signed by on behalf of ##. …………………………….. …………………………………. Signature Date …………………………….. …………………………………. Signature of Employee Date …………………………….. Name of employee Working Document 13 Register of Representatives – [Please refer to 7.4.11 of the Procedures Manual.] Full Name Role Type (eg. Scope of authority (full Authorised
## (“the Licensee”) is the holder of Australian financial services licence no. . of (“the Employee”) is authorised to provide the following financial services on behalf of the Licensee: Provide financial product advice on SMSFs; Provide financial product advice on superannuation products in relation to a person’s existing holding in a superannuation product but only to the extent required for: Making a recommendation that the person establish a SMSF; or Providing advice to the person on contributions or pensions under a superannuation product; Provide class of product advice on the following: Superannuation products; Securities; Simple managed investment schemes; General insurance products; Life risk insurance products; Basic deposit products; and Arrange to deal in an interest in a SMSF [Note – the above list cannot be broader than the authorising licensee’s AFSL authorisations. You can restrict the list to make it narrower than the authorising licensees authorisations (eg. Provide general financial product advice on SMSFs only)] The Licensee may revoke this Authorisation at any time by giving the Employee written notice of such revocation. The Employee cannot be authorised to provide a financial service by any other licensee (or authorised representative) without the express written consent of the Licensee. Signed by on behalf of ##. …………………………….. Signature …………………………………. Date …………………………….. Signature of Employee …………………………….. Name of employee …………………………………. Date Working Document 13 – Register of Representatives [Please refer to 7.4.11 of the Procedures Manual.] Full Name Role Type (eg. Scope of authority (full Authorised