STANDARDS FOR FINANCIAL AND PROGRAM MANAGEMENT: Responsible Regulation/ Manager Describe how this Executive Statute Compliance compliance standard Director COMMENTS/ACTION PLANS STANDARDS DESCRIPTION Citation Rating (FC, is met/measured Rating PC, or NC) Statutory and national policy requirements 2 CFR 200.300 (b) A management system is in place to ensure that the 2 CFR 170 tribe/TDHE reports on the total compensation and names of top five executives (applicable only if more than 80% of annual gross revenues from the Federal government, and those revenues are greater than $25M annually compensation information is not already UandU available through reporting to the SEC). Tribe/TDHE has requested and been provided DUNS 2 CFR 25 number? AND has an active registration in Systems Award Management (SAM) for Central Contractor Registration requirement? Staff person assigned responsibility to update DUNS and Recommended SAM on annual basis? Internal Control Prohibition of reprisals in place for whistleblower 41 U.S. Code § protection? 4712 Financial Management 2 CFR 200.302 in your accountsU, of all Federal awards 2 CFR 200.302 UIdentification, received and expended and the Federal (b) (1) programs under which they were received. Federal program and Federal award identification must include, as applicable: the CFDA title and number, Federal award identification number and year, name of the Federal agency, and name of the pass-through entity, if any.
STANDARDS FOR FINANCIAL AND PROGRAM MANAGEMENT: STANDARDS DESCRIPTION Regulation/ Statute Citation Responsible Manager Compliance Rating (FC, PC, or NC) Describe how this compliance standard is met/measured Executive Director Rating COMMENTS/ACTION PLANS Statutory and national policy requirements 2 CFR 200.300 (b) A management system is in place to ensure that the tribe/TDHE reports on the total compensation and names of top five executives (applicable only if more than 80% of annual gross revenues from the Federal government, and those revenues are greater than $25M annually UandU compensation information is not already available through reporting to the SEC). 2 CFR 170 Tribe/TDHE has requested and been provided DUNS number? AND has an active registration in Systems Award Management (SAM) for Central Contractor Registration requirement? 2 CFR 25 Staff person assigned responsibility to update DUNS and SAM on annual basis? Recommended Internal Control Prohibition of reprisals in place for whistleblower protection? 41 U.S. Code § 4712 Financial Management 2 CFR 200.302 UIdentification, in your accountsU, of all Federal awards received and expended and the Federal programs under which they were received. Federal program and Federal award identification must include, as applicable: the CFDA title and number, Federal award identification number and year, name of the Federal agency, and name of the pass-through entity, if any. 2 CFR 200.302 (b) (1)