request for additional identification documents that contains a photograph of the customer to address Compliance’s observation. 2 Outdated documents in Trading Representatives (“TR”) Handbook SFA 04-N02, Para 10.12 (Training) Compliance note that Noted. BD is in the midst of reviewing the following the TR Hand-book on its accuracy and documents are currency of the contents. uploaded into the TR Handbook i-iii) BD will upload the latest Policy and Guidelines in the TR Hand-book. Owner(s): are outdated:- iv) BD had checked with Credit Admin Steve Ng, Manager, BD AML/CFT and was informed that the form is not Remisier and BD MSF Policy and outdated. Guidelines; Implementation Date: MAS Notice SFA On the hyperlink, it is working fine. 31 Aug 2014 04-N02;
request for additional identification documents that contains a photograph of the customer to address Compliance’s observation. 2 Outdated documents in Trading Representatives (“TR”) Handbook SFA 04-N02, Para 10.12 (Training) Compliance note that the following documents are uploaded into the TR Handbook are outdated:- AML/CFT Policy and Guidelines; MAS Notice SFA 04-N02; Noted. BD is in the midst of reviewing the TR Hand-book on its accuracy and currency of the contents. i-iii) BD will upload the latest Policy and Guidelines in the TR Hand-book. iv) BD had checked with Credit Admin and was informed that the form is not outdated. On the hyperlink, it is working fine. Owner(s): Steve Ng, Manager, BD Remisier and BD MSF Implementation Date: 31 Aug 2014