each gaming operation: 543.23(b)(2) ____ ____ ____ Segregates functions, duties, and (x) responsibilities? (Review SICS and review other - job descriptions) 13. Are controls established and procedures implemented to safeguard assets and ensure that each gaming operation: 543.23(b)(2) ____ ____ ____ (xi) Prepares minimum bankroll calculations? (Review supporting documentation and review SICS) 14. Are controls established and procedures implemented to safeguard assets and ensure that each gaming operation: 543.23(b)(2) ____ ____ ____ Maintains and preserves all financial records (xii) and relevant supporting documentation? (Review supporting documentation and review SICS) (c) Internal audit 15. Are controls established and procedures implemented to ensure that internal auditor(s) perform audits of each department of a gaming operation, at least annually, to review compliance ____ ____ ____ 543.23(c)(1) with TICS, SICS, and the MICS Part 543? (Review other- audit schedule and audit plans and review SICS) 16. Do internal auditor(s) perform audits of each department of a gaming operation, at least annually, to review compliance with TICS, SICS, and the MICS Part 543, which include: 543.23(c)(1) Bingo, including supervision, bingo cards, ____ ____ ____ (i) bingo card sales, draw, prize payout; cash and equivalent controls, technologic aids to the play of bingo, operations, vouchers, and revenue audit procedures? (Review supporting documentation) 17. Do internal auditor(s) perform audits of each department of a gaming operation, at least annually, 543.23(c)(1) ____ ____ ____ to review compliance with TICS, SICS, and these (ii) MICS, which include:
each gaming operation: Segregates functions, duties, and responsibilities? (Review SICS and review other - job descriptions) ____ ____ ____ 543.23(b)(2) (x) 13. Are controls established and procedures implemented to safeguard assets and ensure that each gaming operation: Prepares minimum bankroll calculations? (Review supporting documentation and review SICS) ____ ____ ____ 543.23(b)(2) (xi) 14. Are controls established and procedures implemented to safeguard assets and ensure that each gaming operation: Maintains and preserves all financial records and relevant supporting documentation? (Review supporting documentation and review SICS) ____ ____ ____ 543.23(b)(2) (xii) (c) Internal audit 15. Are controls established and procedures implemented to ensure that internal auditor(s) perform audits of each department of a gaming operation, at least annually, to review compliance with TICS, SICS, and the MICS Part 543? (Review other- audit schedule and audit plans and review SICS) ____ ____ ____ 543.23(c)(1) 16. Do internal auditor(s) perform audits of each department of a gaming operation, at least annually, to review compliance with TICS, SICS, and the MICS Part 543, which include: Bingo, including supervision, bingo cards, bingo card sales, draw, prize payout; cash and equivalent controls, technologic aids to the play of bingo, operations, vouchers, and revenue audit procedures? (Review supporting documentation) ____ ____ ____ 543.23(c)(1) (i) 17. Do internal auditor(s) perform audits of each department of a gaming operation, at least annually, to review compliance with TICS, SICS, and these MICS, which include: ____ ____ ____ 543.23(c)(1) (ii)