TABLES FOR CDD PROCEDURES: ESTABLISHING AND VERIFYING INFORMATION In compliance with section 21 of FICA, the Business will collect and verify information according to the tables below, only after ensuring that paragraph 7 does not apply – 1: NATURAL PERSONS INFORMATION METHOD OF METHOD OF VERIFICATION REQUIRED OBTAINING INFORMATION LOW-RISK CLIENT HIGH-RISK CLIENT Name of Client Copy of Original or completed Client's ID certified copy by Client of Client's ID Name of Principal Copy of Original or completed Principal's ID certified copy by Client of Principal's ID Client's authority to Copy of Original or act on behalf of completed authorisation certified copy Principal by Client letter of authorisation letter Name of Copy of Original or Representative completed certified copy by Client ID of Representative ID Representative's Copy of Original or authority to act on completed authorisation certified copy behalf of Client by Client letter of authorisation letter Nature and purpose of, and source of completed funding for by Client Business Relationship
TABLES FOR CDD PROCEDURES: ESTABLISHING AND VERIFYING INFORMATION In compliance with section 21 of FICA, the Business will collect and verify information according to the tables below, only after ensuring that paragraph 7 does not apply – 1: NATURAL PERSONS INFORMATION REQUIRED METHOD OF OBTAINING INFORMATION METHOD OF VERIFICATION LOW-RISK CLIENT HIGH-RISK CLIENT Name of Client completed by Client Copy of Client's ID Original or certified copy of Client's ID Name of Principal completed by Client Copy of Principal's ID Original or certified copy of Principal's ID Client's authority to act on behalf of Principal completed by Client Copy of authorisation letter Original or certified copy of authorisation letter Name of Representative completed by Client Copy of ID Original or certified copy of ID Representative's authority to act on behalf of Client completed by Client Copy of authorisation letter Original or certified copy of authorisation letter Nature and purpose of, and source of funding for Business Relationship completed by Client Representative