3.7—Relevant staff trained in risk NA NA NA NA NA NA NA NA NA NA management policies, processes and procedures 3.8—Demonstrated avenues for NA NA NA NA NA NA NA NA NA NA stakeholders to provide feedback and processes or policies to incorporate or consider this when tailoring approaches to risk Table 4: KPI 4—Compliance and monitoring approaches are streamlined and coordinated Measure 1 2 3 4 5 6 7 8 9 10 11 4.1—Demonstrated effort to reduce number * NA NA * * NA NA NA * NA NA and crossover of information requirements imposed on regulated entities 4.2—Demonstrated effort to coordinate * NA NA NA NA NA NA NA * NA NA inspections with similar regulators, where appropriate 4.3a—Demonstrated effort to share and NA NA NA NA NA NA * NA * NA NA receive information among regulators, where appropriate 4.3b—Demonstrated effort to store and NA NA NA NA NA NA NA NA NA NA * retrieve information among regulators, where appropriate 4.4—Evidence of collected information NA * * NA NA NA * * NA NA NA being acted on or stored 4.5—Demonstrated transparency of NA NA NA NA NA * NA NA NA NA NA inspection monitoring arrangements 4.6—Monitoring and enforcement strategies * * NA * * * NA * NA * NA that allow for a range of regulatory responses 4.7—Feedback mechanisms to seek NA NA NA NA NA NA NA NA NA * * stakeholder on inspection and monitoring regimes
3.7—Relevant staff trained in risk management policies, processes and procedures NA NA NA NA NA NA NA NA NA NA 3.8—Demonstrated avenues for stakeholders to provide feedback and processes or policies to incorporate or consider this when tailoring approaches to risk NA NA NA NA NA NA NA NA NA NA Table 4: KPI 4—Compliance and monitoring approaches are streamlined and coordinated Measure 1 2 3 4 5 6 7 8 9 10 11 4.1—Demonstrated effort to reduce number and crossover of information requirements imposed on regulated entities * NA NA * * NA NA NA * NA NA 4.2—Demonstrated effort to coordinate inspections with similar regulators, where appropriate * NA NA NA NA NA NA NA * NA NA 4.3a—Demonstrated effort to share and receive information among regulators, where appropriate NA NA NA NA NA NA * NA * NA NA 4.3b—Demonstrated effort to store and retrieve information among regulators, where appropriate NA NA NA NA NA NA NA NA NA NA * 4.4—Evidence of collected information being acted on or stored NA * * NA NA NA * * NA NA NA 4.5—Demonstrated transparency of inspection monitoring arrangements NA NA NA NA NA * NA NA NA NA NA 4.6—Monitoring and enforcement strategies that allow for a range of regulatory responses * * NA * * * NA * NA * NA 4.7—Feedback mechanisms to seek stakeholder on inspection and monitoring regimes NA NA NA NA NA NA NA NA NA * *