Appendix A to §1.26 Futures Commission Merchant Acknowledgment Letter for CFTC – Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of Futures Commission Merchant] (“we” or of our customers in shares of [Name of Money Market Mutual Fund] or “our”) on behalf (“you” shares issued to): “your”) under account(s) entitled (or [Name of Futures Commission Merchant] Customer Omnibus [if applicable, add “FCM CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account”] Account under Sections 4d(a) and 4d(b) of the Commodity Exchange Act [and, if applicable, in the “, Abbreviated as [short title reflected depository’s electronic system]”] Account Number(s): [ ] (collectively, the “Account(s)”). You acknowledge that we are holding these funds, including any shares issued and amounts accruing in connection therewith (collectively, the for the benefit of “Shares”), customers who trade commodities, options, swaps and other products (“Commodity as required by Commodity Futures Trading Commission Regulation Customers”), (“CFTC”) 1.26, as amended; that the Shares held by you, hereafter deposited in the Account(s) or accruing to the credit of the Account(s), will be separately accounted for and segregated on your books from our own funds and from any other funds or accounts held by us in accordance with the provisions of the Commodity Exchange Act, as and part 1 of the amended (the “Act”), CFTC’s regulations, as amended; and that the Shares must otherwise be treated in accordance with the provisions of Section 4d of the Act and CFTC regulations thereunder.
Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of Futures Commission Merchant] (“we” or “our”) on behalf of our customers in shares of [Name of Money Market Mutual Fund] (“you” or “your”) under account(s) entitled (or shares issued to): [Name of Futures Commission Merchant] [if applicable, add “FCM Customer Omnibus Account”] CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account under Sections 4d(a) and 4d(b) of the Commodity Exchange Act [and, if applicable, “, Abbreviated as [short title reflected in the depository’s electronic system]”] Account Number(s): [ ] (collectively, the “Account(s)”). You acknowledge that we are holding these funds, including any shares issued and amounts accruing in connection therewith (collectively, the “Shares”), for the benefit of customers who trade commodities, options, swaps and other products (“Commodity Customers”), as required by Commodity Futures Trading Commission (“CFTC”) Regulation 1.26, as amended; that the Shares held by you, hereafter deposited in the Account(s) or accruing to the credit of the Account(s), will be separately accounted for and segregated on your books from our own funds and from any other funds or accounts held by us in accordance with the provisions of the Commodity Exchange Act, as amended (the “Act”), and part 1 of the CFTC’s regulations, as amended; and that the Shares must otherwise be treated in accordance with the provisions of Section 4d of the Act and CFTC regulations thereunder.