PORTFOLIO MANAGEMENT Title/ Yrs. Exp. Yrs. Yrs. @ Degrees/ Sponsoring Name Responsibilities Exp. in Firm Designations Body/School Proposed Product and/or strategy RESEARCH Title/ Yrs. Exp. Yrs. Yrs. @ Degrees/ Sponsoring Name Responsibilities Exp. in Firm Designations Body/School Proposed Product and/or strategy TRADING Title/ Yrs. Exp. Yrs. Yrs. @ Degrees/ Sponsoring Name Responsibilities Exp. in Firm Designations Body/School Proposed Product and/or strategy Have any of the portfolio managers involved in the proposed product and/or strategy previously managed any other funds? If so, please describe. Describe your internal training procedures for portfolio managers, traders, and research analysts. Describe the background of professionals directly involved in the proposed product and/or strategy. What are the primary criteria for potential hires considered for investment professional positions? Are they brought in from the outside or promoted to their positions from within the organization? What sort of ongoing education programs (for example, the CFA program) are encouraged or required? Provide biographies of one paragraph in length for each of the persons listed in Question C.2. What percentage of the proposed and/or capital is committed by all of product’s strategy’s the employees of the firm?
PORTFOLIO MANAGEMENT Name Title/ Responsibilities Yrs. Exp. Yrs. Exp. in Proposed Product and/or strategy Yrs. @ Firm Degrees/ Designations Sponsoring Body/School RESEARCH Name Title/ Responsibilities Yrs. Exp. Yrs. Exp. in Proposed Product and/or strategy Yrs. @ Firm Degrees/ Designations Sponsoring Body/School TRADING Name Title/ Responsibilities Yrs. Exp. Yrs. Exp. in Proposed Product and/or strategy Yrs. @ Firm Degrees/ Designations Sponsoring Body/School Have any of the portfolio managers involved in the proposed product and/or strategy previously managed any other funds? If so, please describe. Describe your internal training procedures for portfolio managers, traders, and research analysts. Describe the background of professionals directly involved in the proposed product and/or strategy. What are the primary criteria for potential hires considered for investment professional positions? Are they brought in from the outside or promoted to their positions from within the organization? What sort of ongoing education programs (for example, the CFA program) are encouraged or required? Provide biographies of one paragraph in length for each of the persons listed in Question C.2. What percentage of the proposed product’s and/or strategy’s capital is committed by all of the employees of the firm?