plans and shall annually provide these to its reliability assessments annual reliability respective NERC Regional Reliability and corrective plans assessments and Organization(s), as required by the Regional but did not annually corrective plans AND Reliability Organization. provide them to its did not annually respective NERC provide them to its Regional Reliability respective NERC Organization(s) as Regional Reliability required by the Organization(s) as Regional Reliability required by the Organization. Regional Reliability Organization. TPL-004-0a R1. The Planning Authority and Transmission The responsible entity The responsible entity The responsible entity The responsible entity Planner shall each demonstrate through a is non-compliant with is non-compliant with is non-compliant with did not perform the valid assessment that its portion of the one of the two of the three of the transmission interconnected transmission system is of of of assessments annually. evaluated for the risks and consequences of a requirement R1.3 requirement R1.3 requirement R1.3 (R1.1) number of each of the extreme contingencies (R1.3.1 through (R1.3.1 through (R1.3.1 through 1.3.9). OR that are listed under Category D of Table I. R1.3.9). 1.3.9). OR The responsible entity To be valid, the Planning and Authority’s OR OR The responsible entity has failed to Transmission assessment shall: Planner’s The responsible entity The responsible entity has considered the demonstrate a valid has considered the has considered the NERC Category D assessment for the NERC Category D NERC Category D contingencies near-term planning contingencies contingencies applicable to their period. (R1.2) applicable to their applicable to their system, but was OR system, but was system, but was deficient with respect The responsible entity deficient with respect deficient with respect to more than 10% up to is non-compliant with to 5% or less of all to more than 5% up to (and including) 15% of four or more of the applicable (and including) 10% all applicable sub-components of contingencies. (R1.4) of all applicable contingencies. (R1.4) requirement R1.3 contingencies. (R1.4) (R1.3.1 through 1.3.9). OR The responsible entity has considered the NERC Category D contingencies applicable to its
plans and shall annually provide these to its respective NERC Regional Reliability Organization(s), as required by the Regional Reliability Organization. reliability assessments and corrective plans but did not annually provide them to its respective NERC Regional Reliability Organization(s) as required by the Regional Reliability Organization. annual reliability assessments and corrective plans AND did not annually provide them to its respective NERC Regional Reliability Organization(s) as required by the Regional Reliability Organization. TPL-004-0a R1. The Planning Authority and Transmission Planner shall each demonstrate through a valid assessment that its portion of the interconnected transmission system is evaluated for the risks and consequences of a number of each of the extreme contingencies that are listed under Category D of Table I. To be valid, the Planning Authority’s and Transmission Planner’s assessment shall: The responsible entity is non-compliant with one of the of requirement R1.3 (R1.3.1 through R1.3.9). OR The responsible entity has considered the NERC Category D contingencies applicable to their system, but was deficient with respect to 5% or less of all applicable contingencies. (R1.4) The responsible entity is non-compliant with two of the of requirement R1.3 (R1.3.1 through 1.3.9). OR The responsible entity has considered the NERC Category D contingencies applicable to their system, but was deficient with respect to more than 5% up to (and including) 10% of all applicable contingencies. (R1.4) The responsible entity is non-compliant with three of the of requirement R1.3 (R1.3.1 through 1.3.9). OR The responsible entity has considered the NERC Category D contingencies applicable to their system, but was deficient with respect to more than 10% up to (and including) 15% of all applicable contingencies. (R1.4) The responsible entity did not perform the transmission assessments annually. (R1.1) OR The responsible entity has failed to demonstrate a valid assessment for the near-term planning period. (R1.2) OR The responsible entity is non-compliant with four or more of the sub-components of requirement R1.3 (R1.3.1 through 1.3.9). OR The responsible entity has considered the NERC Category D contingencies applicable to its