Date: To: The President, The Japan Federation of Bar Associations Name of [applicant / reporting gaikokuho-jimu-bengoshi]: CERTIFICATE In relation to the foreign corporation, to which the association or other entity (“Foreign Entity”) above-mentioned [applicant / reporting gaikokuho-jimu-bengoshi] belongs, the purpose of which is, or includes, the provision of legal services, the undersigned hereby certifies as follows: 1. Name of Foreign Entity (in original language using Roman alphabet and Katakana): 2. (i) Jurisdiction in which the Foreign Entity was established (ii) Jurisdiction of qualification of [applicant / reporting gaikokuho-jimu-bengoshi]: 3. Equity interest and voting rights of the Foreign Entity (1) Equity interest and voting rights of non-lawyers who are in the services of the not engaged Foreign Entity (Tick A or B; if B, further tick B-1 or B-2, as applicable) (A) It is not permissible to grant equity interest or voting rights to non-lawyers (as defined under Article 11-2, Item 1 of the Basic Rules for Duties of Gaikokuho-jimu-bengoshi (Rules of the JFBA No.100); the same applies in this Certificate) who are not engaged in the services (as defined under the said Item; the same applies in this Certificate) of the Foreign Entity under applicable law, bar association or law society rules or other rules or equity interest regulations (collectively, “Applicable Rules”). Accordingly, no or voting rights are currently granted by the Foreign Entity to such non-lawyers. The relevant Applicable Rules are: (B) It is permissible to grant equity interest or voting rights to non-lawyers who are not engaged in the services of the Foreign Entity under the Applicable Rules. The relevant Applicable Rules are: However, (B-1) it is not permissible to grant equity interest or voting rights to non-lawyers who are in the services of the Foreign Entity under the [ ] not engaged
Date: To: The President, The Japan Federation of Bar Associations Name of [applicant / reporting gaikokuho-jimu-bengoshi]: CERTIFICATE In relation to the foreign corporation, association or other entity (“Foreign Entity”) to which the above-mentioned [applicant / reporting gaikokuho-jimu-bengoshi] belongs, the purpose of which is, or includes, the provision of legal services, the undersigned hereby certifies as follows: 1. Name of Foreign Entity (in original language using Roman alphabet and Katakana): 2. (i) Jurisdiction in which the Foreign Entity was established (ii) Jurisdiction of qualification of [applicant / reporting gaikokuho-jimu-bengoshi]: 3. Equity interest and voting rights of the Foreign Entity (1) Equity interest and voting rights of non-lawyers who are not engaged in the services of the Foreign Entity (Tick A or B; if B, further tick B-1 or B-2, as applicable) (A) It is not permissible to grant equity interest or voting rights to non-lawyers (as defined under Article 11-2, Item 1 of the Basic Rules for Duties of Gaikokuho-jimu-bengoshi (Rules of the JFBA No.100); the same applies in this Certificate) who are not engaged in the services (as defined under the said Item; the same applies in this Certificate) of the Foreign Entity under applicable law, bar association or law society rules or other rules or regulations (collectively, “Applicable Rules”). Accordingly, no equity interest or voting rights are currently granted by the Foreign Entity to such non-lawyers. The relevant Applicable Rules are: (B) It is permissible to grant equity interest or voting rights to non-lawyers who are not engaged in the services of the Foreign Entity under the Applicable Rules. The relevant Applicable Rules are: However, (B-1) it is not permissible to grant equity interest or voting rights to non-lawyers who are not engaged in the services of the Foreign Entity under the [ ]