**Note** - Issues requiring Corrective Action must be transferred to the Project Corrective Actions Register for close out. *‘Risk Rating’ Code 0 OK Complies with requirements – 1 Critical Urgent action required; Major non-conformance – 2 Needs Improvement to fully comply with requirements; Minor non-conformance 3 Improvement opportunity this is not a non-conformance but is seen as an opportunity to improve outcomes – NV Not verified due to lack of evidence or lack of time during the audit Reference Audit Risk Comments / Causes/ Actions Required Action By & Date Closed Requirement / Rating * Out on Issue the Project CAR Register AS4801 certificates of ISO9001 approval ISO14001 Select Policies Policy Displayed and communicated Rail Policy SR08 Do the HSEQ Policies form part of the induction? Next Gear Fatal & Severe Risk checks Collective insights Positive investigation Next Gear Branding SR04 Management Plans Signed and approved for use SR01 Hazard Identification, SR02 Risk SR03 Assessment and Control identify all hazards / aspects assess the risk of injury or harm could result from a hazard / aspect
**Note** - Issues requiring Corrective Action must be transferred to the Project Corrective Actions Register for close out. *‘Risk Rating’ Code 0 OK – Complies with requirements 1 Critical – Urgent action required; Major non-conformance 2 Needs Improvement to fully comply with requirements; Minor non-conformance 3 Improvement opportunity – this is not a non-conformance but is seen as an opportunity to improve outcomes NV Not verified due to lack of evidence or lack of time during the audit Reference Audit Requirement / Issue Risk Rating * Comments / Causes/ Actions Required Action By & Date Closed Out on the Project CAR Register AS4801 ISO9001 ISO14001 certificates of approval Select Policy Policies Displayed and communicated Rail Policy SR08 Do the HSEQ Policies form part of the induction? Next Gear Fatal & Severe Risk checks Collective insights Positive investigation Next Gear Branding SR04 Management Plans Signed and approved for use SR01 SR02 SR03 Hazard Identification, Risk Assessment and Control identify all hazards / aspects assess the risk of injury or harm could result from a hazard / aspect