Risk Profile Knowledge & Experience How would you describe your knowledge and experience of retirement and investment products? Have you held investments before? Have you experienced losses in the past? Client 1 Client 2 Ability to cope with Financial Loss (Adviser use) Your for to a to absorb falls in the value of their investments. If any client’s ‘capacity loss’ refers client’s ability loss of capital would have a detrimental effect on their standard of living this should be taken into account in assessing the risk that they are able to take. Please record the details of your discussion with the client(s) and whether, from your assessment, they would be unable to accept the risk of loss of capital. Client 1 Client 2
Risk Profile Knowledge & Experience How would you describe your knowledge and experience of retirement and investment products? Have you held investments before? Have you experienced losses in the past? Client 1 Client 2 Ability to cope with Financial Loss (Adviser use) Your client’s ‘capacity for loss’ refers to a client’s ability to absorb falls in the value of their investments. If any loss of capital would have a detrimental effect on their standard of living this should be taken into account in assessing the risk that they are able to take. Please record the details of your discussion with the client(s) and whether, from your assessment, they would be unable to accept the risk of loss of capital. Client 1 Client 2