Form F&P 1 - Individual Questionnaire NOTES This questionnaire should be completed by the individual concerned, and the relevant regulated entity, in ink and block capitals or typed; and the signed original must be submitted to the Isle of Man Financial Services Authority (‘the Authority’). Individuals in Controlled Functions are required to be fit and proper to undertake those functions. Details of the fit and proper criteria and the definition of certain terms can be found in the Regulatory Guidance - Fitness and Propriety, which is available on the Authority’s website. The areas covered by this questionnaire may not be exhaustive of the matters that the Authority will consider in assessing whether an individual is fit and proper to act in the proposed capacity. The Authority reserves the right to seek additional information where necessary. All convictions (with the exception of summary motoring offences) must be brought to the attention of the Authority. By virtue of the Rehabilitation of Offenders Act 2001, spent convictions must also be disclosed to the Authority separately – see question 25. Questions must be answered in full, please use the continuation sheet where necessary. Comments such as ‘see your records’ are not acceptable answers. Questionnaires that are incomplete or do not disclose full information will be returned and this may result in delays. The provision of incorrect information can be taken into account when considering whether an individual is ‘fit and proper’ for the proposed Controlled Function. The Authority does not accept responsibility for any loss incurred in these circumstances. An offence may be committed under s 40 of the Financial Services Act 2008, s17 of the Collective Investment Schemes Act 2008, s52 Insurance Act 2008 and s46 Retirement Benefits Schemes Act 2000 for failing to supply any information required by the Authority, or for supplying false or misleading information.
Form F&P 1 - Individual Questionnaire NOTES This questionnaire should be completed by the individual concerned, and the relevant regulated entity, in ink and block capitals or typed; and the signed original must be submitted to the Isle of Man Financial Services Authority (‘the Authority’). Individuals in Controlled Functions are required to be fit and proper to undertake those functions. Details of the fit and proper criteria and the definition of certain terms can be found in the Regulatory Guidance - Fitness and Propriety, which is available on the Authority’s website. The areas covered by this questionnaire may not be exhaustive of the matters that the Authority will consider in assessing whether an individual is fit and proper to act in the proposed capacity. The Authority reserves the right to seek additional information where necessary. All convictions (with the exception of summary motoring offences) must be brought to the attention of the Authority. By virtue of the Rehabilitation of Offenders Act 2001, spent convictions must also be disclosed to the Authority separately – see question 25. Questions must be answered in full, please use the continuation sheet where necessary. Comments such as ‘see your records’ are not acceptable answers. Questionnaires that are incomplete or do not disclose full information will be returned and this may result in delays. The provision of incorrect information can be taken into account when considering whether an individual is ‘fit and proper’ for the proposed Controlled Function. The Authority does not accept responsibility for any loss incurred in these circumstances. An offence may be committed under s 40 of the Financial Services Act 2008, s17 of the Collective Investment Schemes Act 2008, s52 Insurance Act 2008 and s46 Retirement Benefits Schemes Act 2000 for failing to supply any information required by the Authority, or for supplying false or misleading information.