Requirement & Measure Evidence Submission Evidence Description Evidence Assessment Approach Auditor Notes Each of a Please provide: R8 operator transmission AR8 Review the list provided at AR8(i) against facility must monitor the status of each the ISO RAS Database. (i) a list of all RASs in the area entity’s remedial action scheme in its area, that existed within the audit period; the and must notify each affected operator list provided should include all those of a transmission facility, operator of RASs identified in the ISO RAS a generating unit, operator of an Database (which is published on the aggregated generating facility and ISO website) that the entity owns the ISO of each change in status. (entirely or a portion of the RAS). MR8 Operator logs, voice recordings or (ii) evidence (e.g. SCADA data, alarms, Review the evidence provided at AR8(ii) other evidence exists that affected procedures, etc.) to demonstrate for appropriateness. parties were notified as specified in monitoring of the status of each RAS in requirement R8. its area. (iii) a list of the changes in status which Review the evidence provided at AR8(iii) occurred during the audit period; for appropriateness. or, if no such changes in status occurred, provide an attestation letter to this effect; (iv) evidence of notification (e.g. operator Review the evidence provided at AR8 (iv) logs, voice recordings, etc.) of each to determine whether the notification of change in status which occurred during change of status was issued to all the the audit period. appropriate parties as per requirement R8. Findings R9
Requirement & Measure Evidence Submission Evidence Description Evidence Assessment Approach Auditor Notes R8 Each operator of a transmission facility must monitor the status of each remedial action scheme in its area, and must notify each affected operator of a transmission facility, operator of a generating unit, operator of an aggregated generating facility and the ISO of each change in status. MR8 Operator logs, voice recordings or other evidence exists that affected parties were notified as specified in requirement R8. AR8 Please provide: Review the list provided at AR8(i) against the ISO RAS Database. (i) a list of all RASs in the entity’s area that existed within the audit period; the list provided should include all those RASs identified in the ISO RAS Database (which is published on the ISO website) that the entity owns (entirely or a portion of the RAS). (ii) evidence (e.g. SCADA data, alarms, procedures, etc.) to demonstrate monitoring of the status of each RAS in its area. Review the evidence provided at AR8(ii) for appropriateness. (iii) a list of the changes in status which occurred during the audit period; or, if no such changes in status occurred, provide an attestation letter to this effect; Review the evidence provided at AR8(iii) for appropriateness. (iv) evidence of notification (e.g. operator logs, voice recordings, etc.) of each change in status which occurred during the audit period. Review the evidence provided at AR8 (iv) to determine whether the notification of change of status was issued to all the appropriate parties as per requirement R8. Findings R9