Hamburg-American Line v. United States/Opinion of the Court
Philip O'Reilly, a native of Ireland and resident in the United States, returned in October, 1928, on plaintiff's vessel, from a temporary visit abroad. He had neither an unexpired immigration visa nor a permit to re-enter. On his arrival, the immigration officers ordered his exclusion, but he was eventually admitted by the Secretary of Labor. Later, the Secretary of Labor fined the plaintiff in the sum of $1,000 for bringing the alien to the United States. Having paid under protest, plaintiff brought this action to recover the amount of the fine upon the ground that it was illegally imposed. Judgment dismissing the complaint on the pleadings was affirmed by the Circuit Court of Appeals. 65 F.(2d) 369, 371. This Court granted certiorari, in view of the conflicting ruling in the Ninth Circuit. 290 U.S. 609, 54 S.Ct. 79, 78 L.Ed. --. Rederiaktiebolaget Nordstjernen v. United States (C.C.A.) 61 F.(2d) 808.

The fine was imposed under section 16 of the Immigration Act of 1924, 43 Stat. 153, 163; 8 U.S.C. § 216 (8 USCA § 216).  The provision is explicit and the case falls directly within its terms. The section makes it unlawful for a transportation company to bring to the United States 'any immigrant who does not have an unexpired immigration visa.' The alien was a 'nonquota immigrant' within the definition of the statute. Id., section 4(b), 8 U.S.C. 204(b), 8 USCA § 204(b). If it appears to the satisfaction of the Secretary of Labor that 'any immigrant has been so brought,' the transportation company must pay to the collector of customs the sum of $1,000, and in addition, for the benefit of the immigrant, an amount equal to that paid for his transportation. Section 16 further provides that 'such sums shall not be remitted or refunded' unless the Secretary of Labor is satisfied that it could not have been ascertained, with reasonable diligence, that the person so transported was an immigrant.

Plaintiff insists that the admission of the alien took the case out of the statute. Section 16 makes no such exception. But plaintiff invokes section 13 of the Act of 1924 (Id., 8 U.S.C. § 213 (8 USCA § 213))  which, after providing generally in subdivision (a) for the exclusion of an immigrant who is without an unexpired immigration visa, creates a particular exception in subdivision (b) to meet the case of immigrants 'who have been legally admitted to the United States and who depart therefrom temporarily.' Immigrants of that sort may be admitted to the United States 'without being required to obtain an immigration visa.' The exception is limited. It applies only 'in such classes of cases and under such conditions as may be by regulations prescribed.' Acting under this authority, regulations were prescribed, which provided for the admission of such immigrants without an immigration visa, but only in case they obtained a permit to reenter under the provisions of section 10 of the Act of 1924. Id., 8 U.S.C. § 210 (8 USCA § 210).  In authorizing such permits, the evident purpose of section 10 was to enable aliens who were domiciled here and contemplated a temporary absence, to equip themselves with evidence which would identify them and facilitate their reentry. They could thus avoid the trouble and delay incident to the procuring of an immigration visa from a consulate abroad.  The permit is prima facie evidence of the fact that the alien is returning from a temporary visit. The regulations prescribed under section 10 and section 13(b) except aliens who have such permits from the requirement that an immigration visa must be obtained. See Immigration Rules of March 1, 1927; Rule 3, subdiv. F, pars. 1, 3; subdiv. I, par. 2. Valid permits may be presented 'in lieu of immigration visas.' Executive Order No. 4813 of February 21, 1928.

These provisions should be read in connection with section 16. And as they make the possession of a permit to re-enter the equivalent of an unexpired visa, the permit should be taken to stand in place of the visa required by section 16. In this view, where the returning alien has the prescribed permit, no fine can be imposed. This conclusion, however, gives gives no aid to plaintiff, as the alien in the instant case had neither visa nor permit. We are unable to agree with the contention that, where a permit will suffice, section 16 must be regarded as having no application. As we have said, we think the proper construction of section 16, taken with section 13, is that the permit is merely a substitute for the visa and satisfies the requirement.

Plaintiff's argument that under section 13 a discretion is vested in the Secretary of Labor to admit the returning alien, and that the exercise of that discretion in his favor tolls the fine, is met by the provision of subdivision (f) of section 13 (8 USCA § 213(f): 'Nothing in this section shall authorize the remission or refunding of a fine, liability to which has accrued under section 16 (section 216 of this title).' Plaintiff urges that if the alien is admitted, no liability for the fine can be said to have 'accrued.' But section 16 does not make the liability turn upon the admissibility or admission of the alien. Whatever may have been the effect of prior statutory provisions, section 16 of the Act of 1924 makes it clear that the occasion for the fine is the bringing in of the alien without an unexpired visa or that which is prescribed as an equivalent. The question whether the Secretary of Labor had authority to admit the alien in this instance need not be considered, for if it were assumed that the Secretary under section 13 could admit the alien in his discretion, the fine would still stand. We agree with the Circuit Court of Appeals in the view that section 13(f) 'preserves the fine against any discretionary admission.'

Equally unavailing is the plea that the fine, as prescribed, is indivisible, and hence that no fine whatever can be imposed where the alien is admitted and the transportation company, for that reason, has not been required to return the passage money. It is true that the requirement of the payment of the passage money is for the benefit of the alien and the reason for that part of the penalty disappears on the alien's admission. But although admission in certain cases is contemplated by section 13, liability to fine under section 16 is none the less maintained. We think it follows that, in a case of admission, the fine of $1,000 can legally be imposed without requiring payment of the passage money and the fact that the latter has not been required gives plaintiff no ground for complaint.

Plaintiff was charged with knowledge of the statute and brought in the alien in violation of its provisions. Compare Elting v. North German Lloyd, 287 U.S. 324, 328, 329, 53 S.Ct. 164, 77 L.Ed. 337. The judgment is affirmed.

Affirmed. 

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