General issues relating to the following:
Revitalize the market for small public companies/policies that promote IPOs, H.R. 10 - Financial CHOICE Act of 2017;
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, H.R.4015 - Corporate Governance Reform and Transparency Act of 2016;
Legislation on confidential filing and test the waters, H.R. 3903 - Encouraging Public Offerings Act;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 5877 - Main Street Growth Act;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, H.R. 5749 - Options Markets Stability Act;
Legislation on 10-Q optionality, H.R. 5970 - Modernizing Disclosures for Investors Act;
SEC Conflict Minerals Rule, H.R. 4248 - To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals;
Section 31 Fee Overpayments, S. 462 - Section 31 Fee Overpayments, H.R. 1257 - Section 31 Fee Overpayments;
Cross border regulatory issues between the U.S. and Europe;
Incentives for the trading of small cap stocks/ETFs;
Repatriation/tax reform;
Implementation and expansion of the Jobs Act (S.488 - JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
Corporate governance issues;
Cyber Security and system infrastructure;
Limitations on SEC regulation of non-exchange activities H.R.3555 - Exchange Regulatory Improvement Act; and
Requiring transparency of short positions that match existing requirements on long position holders.
FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
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TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON LAURA NOLAN