Transparency and conflict of interest in the proxy advisory industry; SEC Conflict mineral rules; incentives for the trading of small cap stocks; JOBS Act; tax treatment of options contracts; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues including SOX, cybersecurity and system infrastructure; the operation of technology, computer trading; trading rules for options exchanges
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
400 North Capitol Street, NW, Suite 363, Washington, DC, 20001, US
LENDELL PORTERFIELD ANDREW LOWENTHAL DAWN SEARS DWIGHT FETTIG JASON PITCOCK JILLIEN WILLIAMS