Trading and listings standards needed for a U.S. Venture Exchange; Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; Transparency and conflicts of interest in the proxy advisory industry - HR 5311 Corporate Governance and Transparency Act;
SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; Security market structure and price transparency; SEC policies during turbulent market conditions; Proprietary ownership and distribution of market data; Corporate governance issues
Cyber Security and system infrastructure
The operation of technology, computer trading
HR.1839 - The Reforming Access for Investments in Startup Enterprises Act of 2015
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
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BENJAMIN TURNER LENDELL PORTERFIELD DWIGHT FETTIG DAWN SEARS BRYAN BLOM