Trading and listing standards needed for a U.S. Venture Exchange; clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; transparency and conflicts  of interest in the proxy advisory industry; incentives for the trading of small cap stocks/ETFs; implementation and expansion of the JOBS Act/capital formation agenda/IPOs; security market structure and price transparency; SEC policies during turbulent market conditions; proprietary ownership and distribution of market data; corporate governance issues; cybersecurity and system infrastructure; computer trading and HR.1257 & S.462, Securities and Exchange Commission Overpayment Credit Act; H.R. 3973, Market Data Protection Act of 2017; H.R.4248, conflicts minerals; H.R. 4015, Corporate Governance Reform and Transparency Act of 2017; S. 2155, Economic Growth, Regulatory Relief, and Consumer Protection.
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 198 - Natl Economic Council (NEC) 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
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