General issues relating to the following:
Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, HR 5311 - Corporate Governance Reform and Transparency Act of 2016;
HR 5983 - Financial CHOICE Act of 2016;
Trading and listings standards needed for a U.S. Venture Exchange, HR 4638 - Main Street Growth Act;
Cross border regulatory issues between the U.S. and Europe;
SEC Conflict Minerals Rule;
Incentives for the trading of small cap stocks/ETFs;
Repatriation/tax reform;
Implementation and expansion of the Jobs Act/capital formation agenda/IPOs;
H1 visa/immigration reform;
Securities transactions tax;
Tax treatment of options contracts;
Security market structure and Regulation NMS;
Proprietary ownership and distribution of market data;
Corporate governance issues; and
Cyber Security and system infrastructure.
FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
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TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON LAURA NOLAN