Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange; Global exchange consolidation; Proprietary ownership and distribution of market data; Legislation to eliminate the exemption from state regulation for certain securities designated by national securities exchanges (HR 2868); Symbology; -Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; SRO Rulemaking reform. Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange; Global exchange consolidation; Mutual recognition of foreign securities markets; Securities issuances under Section 144a of the Securities of 1933;
Proprietary ownership and distribution of market data; Symbology; Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; -Trading rules for options exchanges; Security index products, exchange traded funds, and other index-based products; SEC implementation of Regulation NMS; SEC reform of self-regulatory organizations; SRO rulemaking reform.
BAN - Banking FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 1 - SENATE 2 - HOUSE OF REPRESENTATIVES 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
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LENDELL PORTERFIELD ANDREW LOWENTHAL DAWN SEARS BRENDON WEISS LENDELL PORTERFIELD ANDREW LOWENTHAL DAWN SEARS BRENDON WEISS