Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; transparency and conflicts of interest in the proxy advisory industry; implementation and expansion of the JOBS Act/capital formation agenda and price transparency; proprietary ownership and distribution of market data; corporate governance issues; cybersecurity and system infrastructure; computer trading; venture exchange; immunity issues; SECs pending action on market structure and Regulation NMS.
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
400 North Capitol Street, NW, Suite 363, Washington, DC, 20001, US
STEPHEN NEWTON (Deputy Legislative Director, Sen. Romney; Senior Policy Advisor, Sen. Romney; Legislative Assistant, Sen. Romney; Legislative Assistant, Sen. Kennedy; Research Assistant, Senate Committee on Small Business and Entrepreneurship) JENNIFER READ BRYAN BLOM DAWN SEARS DWIGHT FETTIG LENDELL PORTERFIELD
Deputy Legislative Director, Sen. Romney; Senior Policy Advisor, Sen. Romney; Legislative Assistant, Sen. Romney; Legislative Assistant, Sen. Kennedy; Research Assistant, Senate Committee on Small Business and Entrepreneurship