Mutual recognition of foreign securities markets
Proprietary ownership and distribution of market data
Legislation to eliminate the exemption from state regulation for certain securities designated by national securities exchanges (HR 2868) Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards
Effects on hedge fund regulation on US markets and trading volumes
Treatment of investment company and private equity firms
Trading rules for options exchanges
Security index products, exchange traded funds and other index-bassed products
SRO rulemaking form
Policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals
SEC policies related to short sales during turbulent market conditions
Increased transparency of over-the-counter trading of derivatives, credit default swaps and interest rate swaps
Emergency Economic Stabilization Act of 2008
Financial services regulatory reform
Government disposition of TARP assets via an exchange traded fund
FIN - Financial Institutions/Investments/Securities
24 - Commerce, Dept of (DOC) 45 - Commodity Futures Trading Commission (CFTC) 62 - Federal Reserve System 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of 12 - White House Office
NASDAQ, INC.
1100 New York Avenue, NW, Suite 310, East Lobby, Washington, DC, 20005, US
TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON