Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016;
Legislation on confidential filing and test the waters, S. 536 - Encouraging Public Offerings Act;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - To amend the Securities Exchange Act of 1934 to allow for the registration of venture exchanges, and for other purposes;
Legislation requiring the prudential regulators to implement a risk-adjusted approach to value centrally-cleared exchange-listed derivatives, Options Markets Stability Act of 2018;
Legislation on 10-Q optionality, Modernizing Disclosures for Investors Act of 2018;
SEC Conflict Minerals Rule, To amend the Securities Exchange Act of 1934 to repeal certain disclosure requirements related to conflict minerals of 2017;
Incentives for the trading of small cap stocks/ETFs;
Implementation and expansion of the Jobs Act (JOBS and Investor Confidence Act of 2018)/capital formation agenda/IPOs;
Financial transaction tax;
Tax treatment of buybacks and dividends;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform;
Equity, fixed income market structure/Regulation NMS;
Proprietary ownership and distribution of market data;
Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017; and
Requiring transparency of short positions that match existing requirements on long position holders.
FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
NASDAQ, INC.
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TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON LAURA NOLAN