Trading and listings standards needed for a U.S. Venture Exchange; Clarification of legal certainty for the trading of private securities on the Nasdaq Private Market platform; Transparency and conflicts of interest in the proxy advisory industry
SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; Security market structure and price transparency; SEC policies during turbulent market conditions; Proprietary ownership and distribution of market data; Corporate governance issues
Cyber Security and system infrastructure -- Senate Cyber Security Information Sharing Act
The operation of technology, computer trading
HR.1839 - The Reforming Access for Investments in Startup Enterprises Act of 2015
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
400 North Capitol Street, NW, Suite 363, Washington, DC, 20001, US
BENJAMIN TURNER LENDELL PORTERFIELD DWIGHT FETTIG DAWN SEARS BRYAN BLOM (Staff Director, Senate Banking Subcommittee on National Security, International Trade & Finance; Minority Staff Director, Senate Banking Subcommittee on Securities, Insurance, and Investment; Legislative Director, Rep. Sean Duffy)
Staff Director, Senate Banking Subcommittee on National Security, International Trade & Finance; Minority Staff Director, Senate Banking Subcommittee on Securities, Insurance, and Investment; Legislative Director, Rep. Sean Duffy