Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange
Global Exchange consolidation
Mutual recognition of foreign securities
Securities issuances under Section 144a of the Securities Act of 1933 Proprietary ownership and distribution of market data
Legislation to eliminate the exemption from state regulation for certain securities designated by national securities
exchanges (HR 2868)
Symbology
Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards
Consideration of Nasdaq application to open representative office in Beijing
Capital formation process in the United States
Effects on hedge fund regulation on US markets and trading volumes
Treatment of investment company and private equity firms
Trading rules for options exchanges
Security index products, exchange traded funds and other index-based products
SEC implementation of Regulation NMS
SEC reform of self-regulatory organizations
SRO rulemaking reform
Policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals
FIN - Financial Institutions/Investments/Securities
NASDAQ, INC.
1100 New York Avenue, NW, Suite 310, East Lobby, Washington, DC, 20005, US
JAMES L JOHNSON TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON DANIEL FC CROWLEY (terminated) FRANK J FORMICA (terminated) JOHN H KOMOROSKE (terminated) STEPHEN E STORCH (terminated) JAMES P WEBER (terminated) ROBIN WEISMAN (terminated)
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