Trade Association
H.R. 4450, the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill.  S. 2489 the "Incorporation Transparency and Law Enforcement Assistance Act," legislation to direct each state to amend their business formation laws to regulate every new and existing business entity in the United States and the information they provide upon formation and to place formation agents under the definition of "financial institutions" for purposes of federal anti-money laundering statutes; entire bill.  Proposed rule to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors; RIN 3235-AL84; November 10, 2016; 81 FR 79122.  Proposed rule to limit the use of arbitration agreements in certain financial contracts; RIN 3170-AA51; May 24, 2016; 81 FR 32829.  Potential proposed rule under consideration at the U.S. Securities and Exchange Commission ("SEC") concerning the public reporting/disclosure of political contributions and contributions to advocacy organizations by public companies regulated by the SEC that would not otherwise be disclosed.  Governance structure of the Consumer Financial Protection Bureau following the U.S. Court of Appeals for the District of Columbia decision in PHH Corporation v. Consumer Financial Protection Bureau, 839 F.3d 1 (D.C. Cir. 2016). Proposed rule regarding "Savings Arrangements Established by State Political Subdivisions for Non-Governmental Employees" describing the circumstances under which states and political subdivisions may design and operate payroll deduction savings programs, using automatic enrollment, for private-sector employees without causing the states or private-sector employers to establish employee pension benefit plans under the Employee Retirement Income Security Act of 1974 (ERISA); RIN 1210-AB76; August 30, 2016; 81 FR 59581.  Proposed rule revising the Form 5500 series, "Annual Return/Report of Employee Benefit Plan," and implementing related regulations under the Employee Retirement Income Security Act of 1974 (ERISA); RIN 1210-AB63; July 21, 2016; 81 FR 47495; 81 FR 47533.  "Definition of the Term 'Fiduciary'; Conflict of Interest Rule-Retirement Investment Advice" final rule to increase regulatory oversight and legal duties applicable to service providers to and sponsors of small retirement plans; RIN 1210-AB32; April 8, 2016; 81 FR 20945.
FIN - Financial Institutions/Investments/Securities RET - Retirement
1 - SENATE 1 - SENATE
SIFF & ASSOCIATES PLLC
3222 N Street, NW, Suite 340, Washington, DC, 20007, US
ANDREW SIFF ANDREW SIFF