Trade Association
"Money Market Fund Reform," SEC regulations to transition Money Market Mutual Funds to a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers; RIN 3235-AK61.  Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73.  Definitions of "Predominantly Engaged in Financial Activities" and "Significant" Nonbank Financial Company and Bank Holding Company;RIN 7100-AD64.  Proposed regulations under consideration at the SEC in responseto rulemaking petition File # 4-637 (RIN 3235-AL36) that asks the SEC to consider mandating that issuers disclose payments to intermediaries and nonprofit organizations that are not restricted from using them for political activity.  General education concerning the legal constructs and operations of services that provide advice concerning the voting of proxies.  Advocating confirmation of all pending nominees to the Securities and Exchange Commission. FY 2014 Financial and Government Appropriations Bill, seeking an amendment to prohibit the SEC from proposing any rule in response to Rulemaking petition File #4-637 (RIN 3235-AL36) that asks the SEC to consider mandating that issuers disclose payments to intermediaries and nonprofit organizations that are not restricted from using them for political activity. Legislative proposals under discussion in response to the SEC's initiation of an investigation into Height Securities and allegations that the firm obtained and conveyed to investors material, non-public information concerning the federal government's decision to keep certain medical payment rates in place, rather than cutting them.
FIN - Financial Institutions/Investments/Securities BUD - Budget/Appropriations GOV - Government Issues
2 - HOUSE OF REPRESENTATIVES 1 - SENATE 2 - HOUSE OF REPRESENTATIVES 1 - SENATE 2 - HOUSE OF REPRESENTATIVES 1 - SENATE
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