Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Transparency of proxy advisors;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S. 2306 - Main Street Growth Act;
Legislation on 10-Q optionality, H.R. 3454 - Modernizing Disclosures for Investors Act;
Legislation on reforming U.S. antitrust laws, H.R. 3816 - American Choice and Innovation Online Act, H.R. 3826 - Platform Competition and Opportunity Act, H.R. 3825 - Ending Platform Monopolies Act, H.R. 3849 - Augmenting Compatibility and Competition by Enabling Service Switching Act, H.R. 3843 - Merger Filing Fee Modernization Act, H.R. 3460, the State Antitrust Enforcement Venue Act;
Incentives for the trading of small cap stocks/ETFs;
Support for Nasdaq Board Diversity filing with the SEC;
Federal financial transaction tax, H.R. 1584 - Protecting Retirement Savers and Everyday Investors Act;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform, H.R. 3524 - Ensuring American Global Leadership and Engagement Act, H.R. 2225 - National Science Foundation for the Future Act;
Equity, Regulation NMS, proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017;
ESG and public company regulations, H.R. 1187 - Corporate Governance Improvement and Investor Protection Act; and
Short interest disclosure.
FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
NASDAQ, INC.
1100 New York Avenue, NW, Suite 310, East Lobby, Washington, DC, 20005, US
TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON LAURA NOLAN