Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange; Global exchange consolidation; Proprietary ownership and distribution of market data; Legislation to eliminate the exemption from state regulation for certain securities designated by national securities exchanges (HR 2868); Symbology; -Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; SRO Rulemaking reform; Policies aimed at creating financial instruments and market trading systems for emissions reductions, including cap and trading proposals. Nasdaq acquisitions of the OMX Group, Boston Stock Exchange and the Philadelphia Stock Exchange; Global exchange consolidation; Mutual recognition of foreign securities markets; Securities issuances under Section 144a of the Securities of 1933;
Proprietary ownership and distribution of market data; Symbology; Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; -Corporate governance issues, including Sarbanes-Oxley implementation and enhanced listing standards; SRO Rulemaking reform.
BAN - Banking FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE
PORTERFIELD, FETTIG & SEARS, LLC
400 North Capitol Street, NW, Suite 363, Washington, DC, 20001, US
LENDELL PORTERFIELD ANDREW LOWENTHAL DAWN SEARS BRENDON WEISS LENDELL PORTERFIELD ANDREW LOWENTHAL DAWN SEARS BRENDON WEISS