Communications with the government regarding the resiliency/market operations of varying asset class trading during the COVID-19 pandemic;
Transparency of proxy advisors;
Trading and listings standards needed for a U.S. Venture Exchange, H.R. 2899 - Main Street Growth Act, S. 2306 - Main Street Growth Act;
Legislation on 10-Q optionality, H.R. 3454 - Modernizing Disclosures for Investors Act;
Legislation on reforming U.S. antitrust laws - H.R. 3816 - American Choice and Innovation Online Act, H.R. 3826 - Platform Competition and Opportunity Act, H.R. 3825 - Ending Platform Monopolies Act, H.R. 3849 - Augmenting Compatibility and Competition by Enabling Service Switching Act, H.R. 3843 - Merger Filing Fee Modernization Act, H.R. 3460, the State Antitrust Enforcement Venue Act;
Incentives for the trading of small cap stocks/ETFs;
Support for Nasdaq Board Diversity filing with the SEC;
Federal financial transaction tax, H.R. 1584 - Protecting Retirement Savers and Everyday Investors Act, S. 1283 - Tax on Wall Street Speculation Act;
S.2621 - Modernization of Derivatives Tax Act of 2021;
2021 Reconciliation Package;
Mark-to-market - S.2621 Modernization of Derivatives Tax Act of 2021;
Exchange-traded funds - S. 2617 - Ending the Carried Interest Loophole Act;
H.R. 4617 - To require the Securities and Exchange Commission to carry out a study on payment for order flow, to require the Investor Advocate of the Commission to provide recommendations on payment for order flow, and for other purposes;
Tracking legislation that would impact special purpose acquisition companies (SPACs) - S. 1504 - Sponsor Promote and Compensation Act, H.R. __ - To amend the Securities Act of 1933 and the Securities Exchange Act of 1934 to exclude certain special purpose acquisition companies from
safe harbor for forward-looking statements, and for other purposes;
A bill to temporarily extend the public debt limit;
H.R.3684 - Infrastructure Investment and Jobs Act;
Support diplomatic efforts by the PCAOB / SEC to ensure PCAOB review of foreign auditing firms;
H1B visa/immigration reform, H.R. 3524 - Ensuring American Global Leadership and Engagement Act, H.R. 2225 - National Science Foundation for the Future Act;
Equity, Regulation NMS, proprietary ownership and distribution of market data;
The regulatory role of exchanges and the legal protections necessary to function as a regulator of market activities;
Limitations on SEC regulation of non-exchange activities, Exchange Regulatory Improvement Act of 2017;
ESG and public company regulations, H.R. 1187 - Corporate Governance Improvement and Investor Protection Act; and
Short interest disclosure.
FIN - Financial Institutions/Investments/Securities
45 - Commodity Futures Trading Commission (CFTC) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 41 - Treasury, Dept of
NASDAQ, INC.
1100 New York Avenue, NW, Suite 310, East Lobby, Washington, DC, 20005, US
TERRY G CAMPBELL JAMEEL WILLIAM AALIM-JOHNSON LAURA NOLAN