Trade Association
"Prohibitions and Restrictions on Proprietary Trading and Certain Interests in and Relationships with Hedge Funds and Private Equity Funds," Proposed Rule; Docket No. OCC-2011-0014, RIN 1557-AD44; Docket No. R-14, RIN 7100 AD 82; RIN 3064-AD85; Release No. 34-65545, RIN 3235-AL-07.  Supplemental notice of proposed rulemaking regarding definition of "Financial Activity and Activities Incidental Thereto;" RIN 3064-AD73.  Regulations being discussed at SEC to transition Money Market Mutual Fundsto a floating Net Asset Value (NAV) and impose restrictions on redemptions from such funds as well as additional capital buffers (no rule proposed yet) and FSOC recommendation that SEC propose rules on these topics.  Proposed regulations under consideration at the SEC to mandate that public companies disclose spending on politics and issues of public concern.  Nominations for appointments for Chair of SEC and Chair of CFPB.
FIN - Financial Institutions/Investments/Securities
2 - HOUSE OF REPRESENTATIVES 1 - SENATE
SIFF & ASSOCIATES PLLC
3222 N Street, NW, Suite 340, Washington, DC, 20007, US
ANDREW SIFF