HR 1105, To amend Investment Advisors Act of 1940 to provide a registration exemption for private equity fund advisors.
HR 31, To amend Investment Advisors Act of 1940 to change the asset coverage ratio and treatment of preferred stock for business companies, to allow business development companies to purchase, otherwise acquire, or hold certain securities, and to direct the Securities and Exchange Commission to revise rules under the Securities Acto of 1933 relating to business development companies. SBIC Debenture program authorizations and general provisions.
S511, Excel Act
HR 1106, Small Business Investment Company Modernization Act of 2013.
S550, Small Business Investment Company Modernization Act of 2013.
FIN - Financial Institutions/Investments/Securities SMB - Small Business
2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 90 - Small Business Administration (SBA) 2 - HOUSE OF REPRESENTATIVES 88 - Securities & Exchange Commission (SEC) 1 - SENATE 90 - Small Business Administration (SBA)
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ROBERT J DOTCHIN ROBERT J DOTCHIN