The treatment of broker-dealer funds held in money market funds under SEC Rules 15c3-1 and 15c3-3 and interpreting Rules 15c2-4 to permit the proceeds of a securities offering to be held in a money market fund; examining the regulation of broker-dealers and investment advisers and suggesting that Congress enact a new regulatory framework.
FIN - Financial Institutions/Investments/Securities
88 - Securities & Exchange Commission (SEC) 1 - SENATE
DECHERT LLP
1775 I STREET, NW, 11TH FLOOR, WASHINGTON, DC, 20006, US
STUART KASWELL