Kamala Devi Harris (/ËkÉËmÉlÉ/; born October 20, 1964) is an American lawyer, politician, and member of the Democratic Party, who has been the 32nd and current Attorney General of California since 2011. Harris graduated from Howard University and University of California, Hastings College of the Law.
The length of time your broker must keep records depends on the type of record. For example, firms must retain blotters containing all purchases and sales of securities for at least six years. But they must keep copies of confirmations for only three years.
âWhen you put it on BrokerCheck, your next-door neighbor sees it,â he said. âIt's borderline defamatory.â A broker's record will remain available to the public even after he or she leaves the industry, according to a 1999 rule made by Finra's predecessor, the National Association of Securities Dealers.