*Some Factors Considered in Judging Seriousness of Finding: 1  Level of financial impact. 2  Extent of violation of external laws, regulations and restrictions. 3  Lack of a University policy or noncompliance with a policy in an important matter.  Lack of internal controls or ineffective controls and procedures.
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Privilege in the. Parent-Subsidiary Context. By John K. VillA. John K. Villa is a partner with Williams & Connolly llP in Washington, DC. he specializes in corporate litigation (civil. and criminal) involving financial services; directorsâ, officersâ, and lawyersâ liabilities; securities; and related issues.