- Euripides. It is a beautiful trait in the lover's character, that they think no evil of the object loved. - Henry Wadsworth Longfellow. Each character represented a trait that resides in me. - Chuck Jones. No trait is more justified than revenge in the right time and place.
RIAs and Broker-Dealers can be different in many ways, but the main point revolves around compensation. Broker-Dealers are typically compensated by charging a commission on the sale of an investment product, whereas RIAs are typically compensated by charging a fee for advice â two very different structures.
RIAs and Independent Broker-Dealers: A Comparison. If you are in the market for an independent financial planner or financial advisor who does not work for a large firm such as Merrill Lynch, you need to know that there are several different ways that they can provide and charge for their services.