- Euripides. It is a beautiful trait in the lover's character, that they think no evil of the object loved. - Henry Wadsworth Longfellow. Each character represented a trait that resides in me. - Chuck Jones. No trait is more justified than revenge in the right time and place.
RIAs and Broker-Dealers can be different in many ways, but the main point revolves around compensation. Broker-Dealers are typically compensated by charging a commission on the sale of an investment product, whereas RIAs are typically compensated by charging a fee for advice â two very different structures.
Advisor Corner: Understanding the Differences between RIAs and Brokers, Suitability and Fiduciary. Page 1, Paragraph 2-3. http://www.tdainstitutional.com/tdai-en_us/resources/document/RIAs_and_Brokers,_Suitability_and_Fiduciary1.pdf. TD Ameritrade, Inc. and Registered Rep. 2011.