CONSOLIDATION

Export Control List

SOR/89-202

Current to June 20, 2022 Last amended on July 23, 2021



OFFICIAL STATUS OF CONSOLIDATIONS Subsections 31(1) and (3) of the Legislation Revision and Consolidation Act, in force on June 1, 2009, provide as follows: Published consolidation is evidence

31 (1) Every copy of a consolidated statute or consolidated regulation published by the Minister under this Act in either print or electronic form is evidence of that statute or regulation and of its contents and every copy purporting to be published by the Minister is deemed to be so published, unless the contrary is shown. ... Inconsistencies in regulations

(3) In the event of an inconsistency between a consolidated regulation published by the Minister under this Act and the original regulation or a subsequent amendment as registered by the Clerk of the Privy Council under the Statutory Instruments Act, the original regulation or amendment prevails to the extent of the inconsistency.

LAYOUT The notes that appeared in the left or right margins are now in boldface text directly above the provisions to which they relate. They form no part of the enactment, but are inserted for convenience of reference only.

NOTE This consolidation is current to June 20, 2022. The last amendments came into force on July 23, 2021. Any amendments that were not in force as of June 20, 2022 are set out at the end of this document under the heading “Amendments Not in Force”.

Current to June 20, 2022 Last amended on July 23, 2021

TABLE OF PROVISIONS Export Control List

Interpretation

General SCHEDULE

Current to June 20, 2022 Last amended on July 23, 2021

ii

Registration SOR/89-202 April 13, 1989

EXPORT AND IMPORT PERMITS ACT

Export Control List

P.C. 1989-614

April 13, 1989

Her Excellency the Governor General in Council, on the recommendation of the Secretary of State for External Affairs, pursuant to section 6 of the Export and Import Permits Act, is pleased hereby to revoke the Export Control List, C.R.C., c. 601, and, pursuant to section 3* of that Act, to establish the annexed Export Control List in substitution therefor.

*

S.C. 1987, c. 15, s. 26

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List

Interpretation 1 The following definitions apply in this List.

Guide means A Guide to Canada’s Export Control List, published by the Department of Foreign Affairs, Trade and Development, as amended from time to time. (Guide) Wassenaar Arrangement means the List of Dual-Use Goods and Technologies and Munitions List that was adopted at the Plenary Meeting of the Wassenaar Arrangement on Export Controls for Conventional Arms and Dual-Use Goods and Technologies in Vienna, Austria, held on July 11 and 12, 1996, as amended from time to time. (Accord de Wassenaar) SOR/90-440, s. 1; SOR/92-389, s. 1; SOR/93-451, s. 1; SOR/94-530, s. 1; SOR/97-131, s. 1; SOR/2003-52, s. 1; SOR/2006-16, s. 1; SOR/2006-196, s. 1; SOR/2007-45, s. 1; SOR/ 2009-128, s. 2; SOR/2011-320, s. 1; SOR/2013-12, s. 1; SOR/2014-90, s. 1; SOR/2014-239, s. 1; SOR/2017-139, s. 1; SOR/2019-92, s. 1; SOR/2020-48, s. 1; SOR/2021-121, s. 1.

General 2 The following goods and technology, when intended

for export to the destinations specified, are subject to export control for the purposes set out in section 3 of the Export and Import Permits Act: (a) goods and technology referred to in Groups 1, 2, 6,

and 7 of the schedule, except for goods and technology set out in items 2-1, 2-2.a. and 2-2.b., 2-3, 2-4.a., 6-1, 6-2, 7-2, 7-3, 7-12 and 7-13 of the Guide, that are intended for export to any destination other than the United States; (b) goods and technology referred to in Groups 3, 4

and 9 of the schedule and goods and technology set out in items 2-1, 2-2.a., 2-2.b., 2-3, 2-4.a., 6-1, 6-2, 7-3 and 7-13 of the Guide that are intended for export to any destination; (c) goods and technology referred to in Group 5 of the

schedule that are intended for export to any destination referred to in the item of the schedule in which the goods or technology is described; and

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List General Section 2

(d) goods and technology set out in items 7-2 and 7-12

of the Guide that are intended for export to any destination referred to in the item of the Guide in which the goods or technology is described. SOR/90-440, s. 2; SOR/91-573, s. 1; SOR/92-389, s. 1; SOR/97-131, s. 1; SOR/98-248, s. 1; SOR/2003-52, s. 2; SOR/2006-16, s. 2; SOR/2009-128, s. 3; SOR/2019-223, s. 1.

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

SCHEDULE (Section 2)

GROUP 1

Dual Use Goods and technology, as described in Group 1 of the Guide, the export of which Canada has agreed to control in accordance with the Wassenaar Arrangement.

GROUP 2

Munitions The following goods and technology: (a) goods and technology, as described in Group 2 of

the Guide, the export of which Canada has agreed to control in accordance with the Wassenaar Arrangement, other than antique firearms as defined in subsection 84(1) of the Criminal Code; (b) firearms, as defined in section 2 of the Criminal

Code, other than antique firearms as defined in subsection 84(1) of the Criminal Code, that are: (i) set out in item 1 of Part 1 of the Schedule to the

Regulations Prescribing Certain Firearms and other Weapons, Components and Parts of Weapons, Accessories, Cartridge Magazines, Ammunition and Projectiles as Prohibited or Restricted, or (ii) designed to discharge a projectile at a muzzle

velocity exceeding 152.4 m/s or at a muzzle energy exceeding 5.7 joules; and (c) smooth-bore

weapons, firearms, automatic weapons, weapons or armaments and projectors, as described in items 2-1 and 2-2.a of the Guide, the export of which Canada has agreed to control in accordance with the Inter-American Convention Against the Illicit Manufacturing of and Trafficking in Firearms, Ammunition, Explosives and other Related Materials, that (i) are used for hunting or sporting purposes, (ii) are manufactured earlier than 1938 and are not antique firearms as defined in subsection 84(1) of the Criminal Code, or (iii) use non-centre fire cased ammunition.

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

GROUP 3

Nuclear Non-proliferation 3-01 (1) Goods and technology, as described in Group 3 of the Guide, the export of which Canada has agreed to control (a) under the Treaty on the Non-Proliferation of Nuclear Weapons that was signed by Canada at London and Washington on July 23, 1968 and at Moscow on July 29, 1968 and that came into force for Canada on March 5, 1970; and (b) in accordance with the procedures referred to in the Guidelines for Nuclear Transfers (INFCIRC/254/ Rev.14/Part 1), issued by the Nuclear Suppliers Group, as amended from time to time. (2) Subsection (1) does not include goods and technology described in Group 3 of the Guide that contain (a) four grams or less of natural uranium or depleted uranium when contained in a sensing component in instruments; (b) alloys containing less than 5% thorium; (c) ceramic products containing thorium, which have been manufactured for non-nuclear use; (d) medicinal substances containing source material; (e) trace amounts of source material or special fissionable material found on contaminated items such as clothing, shielding or packaging; (f) source material which the Minister has determined

will be used only in civil non-nuclear applications, such as shielding, packaging, ballasts, counter-weights or the production of alloys and ceramics; (g) four effective grams or less of special fissionable material when contained in a sensing component in instruments; or (h) plutonium 238 that is contained in heart pacemakers.

(3) For the purpose of paragraph (2)(g), weight in effective grams is equal to (a) in the case of plutonium isotopes and uranium-233, the isotope weight in grams; (b) in the case of uranium enriched to 1% or greater in

the isotope uranium-235, the element weight in grams multiplied by the square of its enrichment expressed as a decimal weight fraction; and

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(c) in the case of uranium enriched to below 1% in the

isotope uranium-235, the element weight in grams multiplied by 0.0001. (4) For the purposes of paragraphs (2)(d) to (g), source material and special fissionable material have the same meanings as in the Guidelines for Nuclear Transfers referred to in paragraph (1)(b). 3-02 Deuterium, heavy water (deuterium oxide) and any

other deuterium compound in which the ratio of deuterium to hydrogen atoms exceeds 1:5,000 if the Minister has determined that it is destined for use in a nuclear reactor that is capable of operating so as to maintain a controlled self-sustaining fission chain reaction.

GROUP 4

Nuclear-related Dual Use Goods and technology, as described in Group 4 of the Guide, the export of which Canada has agreed to control (a) under the Treaty on the Non-Proliferation of Nuclear Weapons that was signed by Canada at London and Washington on July 23, 1968 and at Moscow on July 29, 1968 and that came into force for Canada on March 5, 1970; and (b) in accordance with the procedures referred to in

the Guidelines for Transfers of Nuclear-Related DualUse Equipment, Materials, Software, and Related Technology (INFCIRC/254/Rev.11/Part 2), issued by the Nuclear Suppliers Group, as amended from time to time.

GROUP 5

Miscellaneous Goods and Technology Medical Products Pancreas Glands 5000 [Repealed, SOR/97-19, s. 1] 5001 [Repealed, SOR/2011-320, s. 4] 5011 [Repealed, SOR/2011-320, s. 5]

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

Forest Products Logs 5101 Logs of all species of wood. (All destinations)

Pulpwood 5102 Pulpwood of all species of wood. (All destinations)

Red Cedar 5103 Blocks, bolts, blanks, boards and any other material or product of red cedar that is suitable for use in the manufacture of shakes or shingles. (All destinations)

Softwood Lumber Products 5104 (1) Softwood lumber products, as described in Annex 1A to the Softwood Lumber Agreement Between the Government of Canada and the Government of the United States of America, signed on September 12, 2006, as it read on October 12, 2015, excluding those that are described in paragraphs 3 to 5 of that Annex 1A. (United States) (2) Paragraph 5 of that Annex 1A is to be read without

reference to the requirement set out in item (e) of that paragraph. (3) The references to the Harmonized Tariff Schedule of

the United States (HTSUS) tariff classifications in that Annex 1A are to be read as references to the corresponding Canadian tariff classifications set out in Annex 1B to the agreement referred to in subsection (1). (4) The references to “imported”, “importer” and “importation” in that Annex 1A are to be read as “exported”, “exporter” and “exportation”, respectively, and the reference to “importés” in the French version of that Annex 1B is to be read as “exportés”. 5105 [Repealed, SOR/2007-14, s. 2]

Agricultural and Food Products Milk Products and Infant Formulas 5200 Skim milk powders that are classified under subheading 0402.10, milk protein concentrates that are classified under subheading 0404.90 and infant formulas containing more than 10% on a dry weight basis of cow’s milk solids that are classified under subheading 1901.10

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

of the Harmonized Commodity Description and Coding System 2017. (All destinations)

Peanut Butter 5201 Peanut butter that is classified under tariff item

No. 2008.11.10 in the List of Tariff Provisions set out in the schedule to the Customs Tariff. (United States) 5202 [Repealed, SOR/2013-12, s. 2]

Sugar-containing Products 5203 Sugar-containing products as follows: (a) products classified under subheadings 1701.91.54, 1704.90.74, 1806.20.75, 1806.20.95, 1806.90.55, 1901.10.74, 1901.90.69, 2101.12.54, 2101.20.54, 2106.90.78 and 2106.90.95 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the share of the in-quota quantity of the sugar-containing products tariff rate quota allocated to Canada by the United States in accordance with subparagraph 2(b) of Article 3.A.5 of Annex 3-A of Chapter 3 of CUSMA; and (b) products classified under subheadings 1701.91.48,

1701.91.58, 1702.20.28, 1702.30.28, 1702.40.28, 1702.60.28, 1702.90.58, 1702.90.68, 1704.90.68, 1704.90.78, 1806.10.15, 1806.10.28, 1806.10.38, 1806.10.55, 1806.10.75, 1806.20.73, 1806.20.77, 1806.20.94, 1806.20.98, 1806.90.39, 1806.90.49, 1806.90.59, 1901.10.76, 1901.20.25, 1901.20.35, 1901.20.60, 1901.20.70, 1901.90.68, 1901.90.71, 2101.12.38, 2101.12.48, 2101.12.58, 2101.20.38, 2101.20.48, 2101.20.58, 2103.90.78, 2106.90.46, 2106.90.72, 2106.90.76, 2106.90.80, 2106.90.91, 2106.90.94 and 2106.90.97 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the Canada-specific tariff rate quota set out in paragraph 15 of Appendix 2: Tariff Schedule of the United States – (Tariff Rate Quotas) to Annex 2-B of Chapter 2 of CUSMA.

Sugars, Syrups and Molasses 5204 Sugars, syrups and molasses as follows: (a) sugars, syrups and molasses classified under subheadings 1701.12.10, 1701.91.10, 1701.99.10, 1702.90.10 and 2106.90.44 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the share of the in-quota quantity of the refined sugar tariff rate quota allocated to Canada by the

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

United States in accordance with subparagraph 2(a) of Article 3.A.5 of Annex 3-A of Chapter 3 of CUSMA; and (b) sugars, syrups and molasses classified under subheadings 1701.12.50, 1701.13.50, 1701.14.50, 1701.91.30, 1701.99.50 and 1702.90.20 of the Harmonized Tariff Schedule of the United States (2020), as amended from time to time (United States), for export to the United States within the Canada-specific tariff rate quota set out in paragraph 14 of Appendix 2: Tariff Schedule of the United States – (Tariff Rate Quotas) to Annex 2-B of Chapter 2 of CUSMA.

High-Sugar-containing Products 5205 High-sugar-containing products classified under

subheadings ex 1302.20, ex 1806.10, ex 1806.20, ex 2101.12, ex 2101.20 and ex 2106.90 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA (Annex 5-A), containing 65 percent or more by net weight of added cane or beet sugar classified under subheadings 1701.91 to 1701.99 of Annex 5-A, for export to an EU country or other CETA beneficiary that (a) originate in Canada and comply with the product description and sufficient production criteria referred to in Table A.1 of Annex 5-A; (b) contain cane or beet sugar that has been refined

exclusively in Canada; (c) are not included in another item in this List; and (d) are eligible for tariff elimination in accordance with the schedules in Annex 2-A of CETA.

Sugar Confectionery and Chocolate Preparations 5206 Sugar confectionery and chocolate preparations classified under headings and subheadings 17.04, 1806.31, 1806.32 and 1806.90 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA (Annex 5-A) for export to an EU country or other CETA beneficiary that (a) originate in Canada and comply with the product description and sufficient production criteria referred to in Table A.2 of Annex 5-A; (b) are not included in another item in this List; and (c) are eligible for tariff elimination in accordance with the schedules in Annex 2-A of CETA.

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

Processed Foods 5207 Processed foods classified under headings and

subheadings 19.01, ex 1902.11, ex 1902.19, ex 1902.20, ex 1902.30, 1904.10, 1904.20, 1904.90, 19.05, 2009.81, ex 2009.89, 2103.90, ex 2106.10 and ex 2106.90 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA (Annex 5-A) for export to an EU country or other CETA beneficiary that (a) originate in Canada and comply with the product description and sufficient production criteria referred to in Table A.3 of Annex 5-A; (b) are not included in another item in this List; and (c) are eligible for tariff elimination in accordance with the schedules in Annex 2-A of CETA.

Dog and Cat Food 5208 Dog and cat food classified under subheadings 2309.10 and ex 2309.90 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA (Annex 5-A) for export to an EU country or other CETA beneficiary that (a) originates in Canada and complies with the product description and sufficient production criteria referred to in Table A.4 of Annex 5-A; (b) is not included in another item in this List; and (c) is eligible for tariff elimination in accordance with

the schedules in Annex 2-A of CETA.

Apparel Goods 5209 Apparel goods classified under headings and subheadings 6102.30, 61.04, 6108.92, 61.14, 62.01 and 62.05 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA (Annex 5-A) for export to an EU country or other CETA beneficiary that (a) originate in Canada and comply with the product

description and sufficient production criteria referred to in Table C.2 of Annex 5-A; (b) are not included in another item in this List; and

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(c) are eligible for tariff elimination in accordance with the schedules in Annex 2-A of CETA.

Vehicles 5210 Vehicles classified under subheadings 8703.21,

8703.22, 8703.23, 8703.24, 8703.31, 8703.32, 8703.33, 8703.40, 8703.50, 8703.60, 8703.70, 8703.80 and 8703.90 of Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff, made by the European Union, for export to an EU country or other CETA beneficiary, or of the Tariff of the United Kingdom, established by regulations made under section 8 of the Taxation (Cross-Border Trade) Act 2018, c. 22, of the United Kingdom, for export to a CUKTCA beneficiary, that (a) originate in Canada and comply with the product

description and sufficient production criteria referred to in Table D.1 of Annex 5-A to Annex 5 of the Protocol on Rules of Origin and Origin Procedures of CETA or incorporated by reference in CUKTCA; (b) are not included in another item in this List; and (c) are eligible for tariff elimination in accordance with the schedules in Annex 2-A of CETA or Annex 2A to Annex B of CUKTCA.

5300 [Repealed, SOR/92-389, s. 3]

Foreign Origin Goods and Technology United States Origin Goods and Technology 5400 All goods and technology of United States origin, unless they are included elsewhere in this List, whether in bond or cleared by the Canada Border Services Agency, other than goods or technology that have been further processed or manufactured outside the United States so as to result in a substantial change in value, form or use of the goods or technology or in the production of new goods or technology. (All destinations other than the United States)

Goods and Technology in Transit 5401 All goods and technology that originate outside

Canada that are included in this List, whether in bond or

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

cleared by the Canada Border Services Agency, other than goods or technology that are in transit on a through journey on a billing that originates outside Canada if the billing (a) indicates that the ultimate destination of the goods or technology is a country other than Canada; (All destinations other than the United States) and (b) in the case of goods or technology that are shipped

from the United States, is accompanied by a certified true copy of the United States Shipper’s Export Declaration, and that Declaration does not contain terms that conflict with those of the billing and is presented to the Canada Border Services Agency. (All destinations other than the United States)

Blinding Laser Weapons 5500 [Repealed, SOR/2006-16, s. 8] 5501 Laser weapons that are specifically designed, as

their sole combat function or as one of their combat functions, to cause permanent blindness to the naked eye or the eye with corrective eyesight devices. (All destinations)

Nuclear Fusion Reactors 5502 (1) Subject to subitem (2), systems, equipment,

material, components, software and technology for use in research, development, design, testing, demonstration or training related to nuclear fusion or the construction and operation of a nuclear fusion reactor, including (a) reactor assemblies incorporating toroidal and poloidal field coils; (All destinations) (b) independent electrical and magnet power supply systems; (All destinations) (c) high-power microwave radio frequency systems;

(All destinations) and (d) feedback, control and data acquisition systems. (All destinations)

(2) This item does not apply to data (a) that is contained in published books or periodicals or that is otherwise available to the public; or (b) that has been made available without restrictions on its further dissemination.

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

Anti-personnel Mines 5503 Anti-personnel mines as defined in section 2 of the

Anti-Personnel Mines Convention Implementation Act. (All destinations)

Strategic Goods and Technology 5504 (1) In this item, development, production, software, spacecraft, technology and use have the same meaning as in the provision entitled “Definitions for Terms in Groups 1 and 2” of the Guide. (2) Strategic goods and technology as follows: (a) goods and technology referred to in Group 1 of the Guide as follows, (i) global navigation satellite systems receiving equipment referred to in item 1-7.A.5. of the Guide, the associated software referred to in item 1-7.D. of the Guide, and the associated technology referred to in item 1-7.E. of the Guide (All destinations other than the United States), and (ii) propulsion and space-related equipment referred to in items 1-9.A.4. to 1-9.A.11. of the Guide, the associated software referred to in item 1-9.D. of the Guide, and the associated technology referred to in item 1-9.E. of the Guide; (All destinations other than the United States) (b) software that is specially designed or modified for the development or use of the goods or technology referred to in paragraphs (d) to (i); (All destinations other than the United States) (c) technology that is specially designed or modified for the development or production of the goods or technology referred to in paragraphs (d) to (i); (All destinations other than the United States) (d) payloads specially designed or modified for spacecraft, and specially designed components therefor, other than payloads or components that are referred to in Group 1 of the Guide; (All destinations other than the United States) (e) ground control stations for telemetry and tracking and control of space launch vehicles or spacecraft, and specially designed components therefor; (All destinations other than the United States) (f) chemiluminescent compounds specially designed

or modified for military use, and specially designed components therefor; (All destinations other than the United States)

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(g) radiation-hardened microelectronic circuits that

meet or exceed all of the following, and specially designed components therefor, namely: (i) a total dose of 5 × 105 Rads (SI), (ii) a dose rate upset of 5 × 108 Rads (SI)/sec, (iii) a neutron dose of 1 × 1014 N/cm2, (iv) a single event upset of 1 × 10-7 or less error/bit/

day, and (v) single event latch-up free and having a dose rate latch-up of 5 × 108 Rads (SI)/sec or greater; (All destinations other than the United States) (h) nuclear weapons design and test equipment,

namely: (i) any article, material, equipment or device which is specially designed or modified for use in the design, development or fabrication of nuclear weapons or nuclear explosive devices, (All destinations) (ii) any article, material, equipment or device

which is specially designed or modified for use in the devising, carrying out or evaluating of nuclear weapons tests or other nuclear explosions; (All destinations) and (i) any other articles not specifically set out in paragraphs (a) to (h) or in Group 2 or Group 6 that are United States origin goods or technology, which have been determined under Parts 120 to 130 of Title 22 of the International Traffic in Arms Regulations of the Code of Federal Regulations (United States) as having substantial military applicability, and which have been specially designed or modified for military purposes. (All destinations other than in the United States)

Goods and Technology for Certain Uses 5505 (1) Goods and technology whether or not included

elsewhere on the List if their properties and any information made known to the exporter by any intermediary or final consignee or from any other source would lead a reasonable person to suspect that they will be used (a) in the development, production, handling, operation, maintenance, storage, detection, identification or dissemination of

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(i) chemical or biological weapons, (ii) nuclear explosive or radiological dispersal devices, or (iii) materials or equipment that could be used in such weapons or devices; (b) in the development, production, handling, operation, maintenance or storage of (i) missiles or other systems capable of delivering

chemical or biological weapons or nuclear explosive or radiological dispersal devices, or (ii) materials or equipment that could be used in

such missiles or systems; or (c) in any facility used for any of the activities described in paragraphs (a) and (b). (2) Goods and technology whether or not included elsewhere on the List if the Minister has determined, on the basis of their properties and any additional information relating to such matters as their intended end-use or the identity or conduct of their intermediary or final consignees, that they are likely to be used in the activities or facilities referred to in subitem (1). (3) Subitem (1) applies to goods and technology intended for export to all destinations unless (a) they are intended for end-use in Argentina, Australia, Austria, Belgium, Bulgaria, the Czech Republic, Denmark, Finland, France, Germany, Greece, Hungary, Ireland, Italy, Japan, Luxembourg, the Netherlands, New Zealand, Norway, Poland, Portugal, the Republic of Korea, Spain, Sweden, Switzerland, Turkey, Ukraine, the United Kingdom or the United States; (b) their intermediary consignees, if any, are located in those countries; and (c) their final consignee is located in one of those

countries.

(4) Subitem (2) applies to goods and technology intended for export to all destinations.

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

GROUP 6

Missile Technology Control Regime Goods and technology, as described in Group 6 of the Guide, the export of which Canada has agreed to control under bilateral arrangements concluded on April 7, 1987, in accordance with the Guidelines for Sensitive MissileRelevant Transfers, issued by the Missile Technology Control Regime to control the export of missile equipment and technology referred to in the MTCR/TEM/ 2019/Annex of October 11, 2019, as amended from time to time.

GROUP 7

Chemical and Biological Weapons Non-proliferation Goods and technology, as described in Group 7 of the Guide, the export of which Canada has agreed to control (a) in accordance with the Guidelines for Transfers of Sensitive Chemical or Biological Items and the Common Control Lists, as amended from time to time, that are issued by the Australia Group to control the export of chemical and biological weapons; and (b) under the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction, signed at Paris, France, on January 13, 1993, as amended from time to time.

GROUP 8

[Repealed, SOR/2006-16, s. 11] 8000 [Repealed, SOR/2006-16, s. 11]

GROUP 9

Arms Trade Treaty The goods referred to in items 9-1 to 9-9, whether or not included elsewhere in this List, the export of which

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

Canada has agreed to control in accordance with its obligations under the Arms Trade Treaty. 9-1 Battle tanks that are tracked or wheeled self-propelled armoured fighting vehicles weighing at least 16.5 t unladen, with a direct fire main gun of at least 75 mm calibre. 9-2 Armoured combat vehicles as follows: (a) tracked, semi-tracked or wheeled self-propelled

vehicles with armoured protection and cross-country capability having any of the following characteristics: (i) designed or modified and equipped to transport a squad of four or more infantry soldiers, (ii) armed with an integral or organic weapon of at least 12.5 mm calibre, (iii) equipped with a missile launcher, (iv) equipped with organic technical means for observation, reconnaissance and target indication and designed to perform reconnaissance missions, (v) equipped with integral or organic technical

means for command of troops, (vi) equipped with integral or organic electronic and technical means designed for electronic warfare; and (b) armoured bridge-launching vehicles.

9-3 Large-calibre artillery systems as follows: (a) guns, howitzers, mortars – and artillery pieces that combine the characteristics of a gun or howitzer – that are capable of engaging surface targets by delivering indirect fire and have (i) a calibre of at least 75 mm but not greater than

155 mm, or (ii) a calibre greater than 155 mm; (b) multiple-launch rocket systems that are capable of engaging surface targets by delivering indirect fire and have a calibre of at least 75 mm; and (c) gun carriers specially designed for towing artillery.

9-4 Military aircraft and related systems as follows: (a) manned fixed-wing or variable-geometry wing aircraft that are designed, equipped or modified to

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(i) engage targets by employing guided missiles, unguided rockets, bombs, guns, cannons or other weapons of destruction, or (ii) perform reconnaissance, command-of-troops, electronic warfare, suppression of air-defence systems, refuelling or airdrop missions; (b) unmanned fixed-wing or variable-geometry wing aircraft that are designed, equipped or modified to (i) engage targets by employing guided missiles, unguided rockets, bombs, guns, cannons or other weapons of destruction, or (ii) perform reconnaissance, electronic warfare or

suppression of air-defence systems missions; and (c) systems for the control and receiving of information from the unmanned aircraft referred to in paragraph (b).

9-5 Military helicopters and related systems as follows: (a) manned rotary-wing aircraft that are designed,

equipped or modified to (i) engage targets by employing guided or unguided

anti-armour, air-to-surface, air-to-subsurface or air-to-air weapons for which the aircraft are equipped with an integrated fire control and aiming system, or (ii) perform reconnaissance, electronic warfare, target acquisition (including anti-submarine warfare), communications, command-of-troops or minelaying missions; (b) unmanned rotary-wing aircraft that are designed,

equipped or modified to (i) engage targets by employing guided or unguided anti-armour, air-to-surface, air-to-subsurface or air-to-air weapons for which the aircraft are equipped with an integrated fire control and aiming system, or (ii) perform reconnaissance, electronic warfare or

suppression of air-defence systems missions; and (c) systems for the control and receiving of information from the unmanned aircraft referred to in paragraph (b).

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

9-6 Vessels

and submarines that are armed and equipped for military use and that (a) have a standard displacement equal to or greater

than 150 t; or (b) have a standard displacement of less than 150 t

and are equipped for launching missiles or torpedoes with a range of 25 km or greater. 9-7 (1) Missiles and missile launchers, as follows: (a) guided or unguided rockets and ballistic or cruise missiles that are capable of delivering a warhead or weapon of destruction to a range of 25 km or greater; (b) launchers that are specially designed or modified

for launching the missiles or rockets referred to in paragraph (a), if not included in any of items 9-1 to 9-6; and (c) man-portable air-defense systems (MANPADS). (2) Paragraph (1)(a) includes remotely piloted vehicles

that have the characteristics of the missiles or rockets described in that subsection. 9-8 (1) Small arms that are destined for police or military end-use by individual members, as follows: (a) handguns that (i) are automatic or converted automatic in function, (ii) are semi-automatic in function, or (iii) are revolvers; (b) rifles other than those specified in paragraph (d); (c) submachine guns that are automatic or converted automatic in function; (d) assault rifles that are automatic or converted automatic in function; and (e) light machine guns that (i) are automatic or converted automatic in function, and (ii) have a calibre of 12.7mm or less,

(2) Subsection (1) does not include (a) firearms that are specially designed for dummy or blank ammunition and are incapable of discharging a projectile or marking cartridges; (b) firearms that are specially designed for marking or for force-on-force type training ammunition;

Current to June 20, 2022 Last amended on July 23, 2021

Export Control List SCHEDULE

(c) firearms that are specially designed to launch tethered projectiles having no high-explosive charge or communications link to a range of 500 m or less; or (d) antique firearms as defined in subsection 84(1) of the Criminal Code. 9-9 (1) Light weapons destined for use by individual

members of armed or security forces or by several members serving as a crew and delivering primarily direct fire as follows: (a) heavy machine guns, other than the grenade

launchers specified in paragraph (b), that (i) are automatic or converted automatic in function, and (ii) have a calibre greater than 12.7 mm; (b) hand-held

grenade launchers, under-barrelmounted grenade launchers and mounted grenade launchers; (c) portable anti-tank guns; (d) recoilless rifles; (e) portable anti-tank missile launchers and rocket

systems; and (f) mortars that have a calibre less than 75 mm. (2) Subsection (1) does not include antique firearms, as

defined in subsection 84(1) of the Criminal Code. SOR/90-168, s. 1; SOR/90-440, ss. 3, 4(F), 5(E), 6(F), 7, 8(E), 9 to 11(F), 12, 13(F), 14, 15(F), 16; SOR/91-98, s. 1; SOR/91-491, s. 1; SOR/91-658, s. 1; SOR/91-662, s. 1; SOR/ 92-389, ss. 2 to 5; SOR/92-657, ss. 1(E), 2; SOR/93-164, s. 1; SOR/93-451, ss. 2, 3; SOR/ 94-530, ss. 2, 3; SOR/95-35, s. 1; SOR/95-73, s. 1; SOR/95-236, s. 1; SOR/95-469, s. 1; SOR/96-175, s. 1; SOR/96-315, s. 1; SOR/97-19, s. 1; SOR/97-131, ss. 2, 3; SOR/98-25, s. 1; SOR/98-248, s. 2; SOR/99-99, s. 1; SOR/99-359, s. 1; SOR/2001-33, s. 1; SOR/2001-121, s. 1; SOR/2002-86, s. 1; SOR/2002-136, s. 1; SOR/2002-153, s. 1; SOR/2006-16, ss. 3 to 12; SOR/2006-196, s. 2; SOR/2007-14, ss. 1, 2; SOR/2009-128, ss. 4 to 17; SOR/2011-67, s. 1; SOR/2011-320, ss. 2 to 7; SOR/2013-12, ss. 2 to 4; SOR/2014-90, ss. 2 to 5; SOR/ 2014-239, ss. 2 to 5; SOR/2015-220, s. 1; SOR/2017-139, ss. 2 to 5; SOR/2017-172, s. 1; SOR/2019-92, s. 2; SOR/2019-92, s. 3; SOR/2019-92, s. 4; SOR/2019-92, s. 5; SOR/ 2019-223, s. 2; SOR/2020-48, s. 2; SOR/2020-48, s. 3; SOR/2020-48, s. 4; SOR/2020-48, s. 5; SOR/2020-70, s. 1; SOR/2020-70, s. 2; SOR/2020-70, s. 3; SOR/2020-70, s. 4; SOR/ 2020-148, s. 1; SOR/2020-148, s. 2; SOR/2021-70, s. 5; SOR/2021-121, s. 2; SOR/ 2021-121, s. 3; SOR/2021-121, s. 4; SOR/2021-121, s. 5; SOR/2021-121, s. 6.

Current to June 20, 2022 Last amended on July 23, 2021

