SMFG Notes to Consolidated Financial Statements 26. Changes in Net Assets (1) Type and number of shares issued and treasury shares are as follows: Number of shares Year ended March 31, 2011 March 31, 2010 Increase Decrease March 31, 2011 Shares issued Common stock ................................................... 1,414,055,625 — — 1,414,055,625 Preferred stock (1st series Type 6) ...................... 70,001 — — 70,001 Total .............................................................. 1,414,125,626 — — 1,414,125,626 Treasury shares Common stock ................................................... 17,070,100 15,516,991 * 5,177 * 32,581,914 Total .............................................................. 17,070,100 15,516,991 5,177 32,581,914 Number of shares Year ended March 31, 2010 March 31, 2009 Increase Decrease March 31, 2010 Shares issued Common stock ................................................... 789,080,477 624,975,148* 1 — 1,414,055,625 Preferred stock (1st series Type 4) ...................... 4,175 — 4,175* 2 — Preferred stock (2nd series Type 4) ..................... 4,175 — 4,175* 2 — Preferred stock (3rd series Type 4) ...................... 4,175 — 4,175* 2 — Preferred stock (4th series Type 4) ...................... 4,175 — 4,175* 2 — Preferred stock (9th series Type 4) ...................... 4,175 — 4,175* 2 — Preferred stock (10th series Type 4) .................... 4,175 — 4,175* 2 — Preferred stock (11th series Type 4) .................... 4,175 — 4,175* 2 — Preferred stock (12th series Type 4) .................... 4,175 — 4,175* 2 — Preferred stock (1st series Type 6) ...................... 70,001 — — 70,001 Total .............................................................. 789,183,878 624,975,148 33,400 1,414,125,626 Treasury shares Common stock ................................................... 17,028,466 54,672* 3 13,038* 3 17,070,100 Preferred stock (1st series Type 4) ...................... — 4,175* 2 4,175* 2 — Preferred stock (2nd series Type 4) ..................... — 4,175* 2 4,175* 2 — Preferred stock (3rd series Type 4) ...................... — 4,175* 2 4,175* 2 — Preferred stock (4th series Type 4) ...................... — 4,175* 2 4,175* 2 — Preferred stock (9th series Type 4) ...................... — 4,175* 2 4,175* 2 — Preferred stock (10th series Type 4) .................... — 4,175* 2 4,175* 2 — Preferred stock (11th series Type 4) .................... — 4,175* 2 4,175* 2 — Preferred stock (12th series Type 4) .................... — 4,175* 2 4,175* 2 — Total .............................................................. 17,028,466 88,072 46,438 17,070,100 * Increase in number of treasury common shares issued: GLYPH<129> 37,591 shares due to purchase of fractional shares GLYPH<129> 15,479,400 shares due to acquisition of SMFG shares by SMFG Card & Credit, Inc., a wholly-owned subsidiary of SMFG, in connection with making Cedyna Financial  Corporation a wholly-owned subsidiary of SMFG Card & Credit through the share exchange GLYPH<129> 5,177 shares due to sale of fractional shares Decrease in number of treasury common shares issued: * $^{1}$  Increase in number of common shares issued: GLYPH<129> 559,700,000 shares due to issuance of new shares by way of public offering on June 22, 2009 and January 27, 2010 GLYPH<129> 28,931,300 shares due to issuance of new shares by way of third-party allotment on July 27, 2009 and February 10, 2010 GLYPH<129> 36,343,848 shares due to exercising of rights to request acquisition of common shares with respect to preferred stock (1st through 4th and 9th through 12th series Type  4) on January 28, 2010 * $^{2}$  Increase in number of treasury preferred shares (Type 4): GLYPH<129> 4,175 shares due to acquisition of own shares on January 28, 2010 as a result of exercising of rights to request acquisition of common shares GLYPH<129> 4,175 shares due to retirement of treasury shares on February 8, 2010 Decrease in number of shares issued and treasury shares of preferred stock (1st through 4th and 9th through 12th series Type 4): Decrease in number of treasury common shares: * $^{3}$  Increase in number of treasury common shares:  GLYPH<129> 54,672 shares due to purchase of fractional shares GLYPH<129> 12,990 shares due to sale of fractional shares GLYPH<129> 48 shares due to sale by affiliates accounted for by the equity method SMFG  2011 93