<http://schema.org/description>
"...\u00A0\n\nUnder immediate supervision the Compliance Associate will work closely with the Compliance team and is responsible for gathering information and documentation for day to day compliance tasks, including client account opening processes and approved registrations with understanding of its applicability to the different business areas.\u00A0\n\n\u00A0\n\n\u00A0\n\nDEPARTMENT SPECIFIC DUTIES:\u00A0\u00A0\u00A0\n\nOPERATIONAL RISK\n\n\u00A0\n\nReview of daily surveillance reports to detect potential violations of firm policy or potential ins..."^^<http://www.w3.org/2001/XMLSchema#string>
<https://tapwage.com/company/stifel/jobs>