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As you may be aware, federal privacy laws require that we explain to you how we handle "nonpublic personal information." This is information that in the course of our relationship with you, we receive or develop about you. It includes (1) information you provide to us orally or on applications or other forms, and (2) information we develop about you in the course of providing our services to you, such as the amount and type of your assets that we manage and transactions we place on your behalf.
As a general rule, we do not disclose this private information to others. As you might imagine, however, we rely on certain third parties for services that are necessary to enable us to provide our investment services to you. These may include our attorneys, auditors, software vendors, prime brokers, custodians, and other entities who, in the ordinary course of providing their services to us, may require access to information containing your nonpublic personal information. In addition, we may disclose your nonpublic personal information to others with your consent, where required by law or judicial process (such as a court order), or otherwise to the extent permitted under the federal privacy laws.
We also restrict access to your nonpublic personal information among our own personnel. Only those who need the information in order to help us provide investment advisory services to you have access. It is our policy that, service providers we use are bound by duties of confidentiality (e.g., attorneys and auditors), and we require contractual assurance that they will maintain the confidentiality of any of your information they obtain. We also maintain physical, electronic, and procedural safeguards to protect your non-public personal information.
If you have any questions about our practices with respect to your nonpublic personal information, you may contact us by e-mail, telephone, or mail at the following:
Attn: Shawn Young, COO/CCO
6435 N. Palm Ave, Suite 101
5365 Reno Corporate Drive
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The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.
We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.
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RB Capital Management, LLC is a Registered Investment Advisor. Certain representatives of RB Capital Management, LLC are also Registered Representatives offering securities through APW Capital, Inc., Member FINRA/SIPC, 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866, (800)637-3211. If you wish to check the background of the firm, please click here: FINRA's BrokerCheck. For more information about FINRA, click on the following link: FINRA.