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## Daiwa Securities Group Inc. Corporate Data 

Head Office GranTokyo North Tower 9-1, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-6751, Japan Tel: (81) 3-5555-1111 

Website http://www.daiwa-grp.jp/english/ir/ 

Commencement of Operations May 1, 1902 

Date of Founding December 27, 1943 

## Stock Information 

Common Stock Issued and Outstanding 1,749,378,772 shares (as of March 31, 2012) 

Number of Shareholders 132,312 (as of March 31, 2012) 

Independent Public Accountant KPMG AZSA LLC 

Stock Exchange Listings Tokyo, Osaka, Nagoya 

Transfer Agent and Registrar Sumitomo Mitsui Trust Bank, Limited Stock Transfer Agency Department 1-4-1, Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan 

For further information, please contact: Daiwa Securities Group Inc. Investor Relations Tel: (81) 3-5555-1300 Fax: (81) 3-5555-0661 Email: ir-section@dsgi.daiwa.co.jp URL: http://www.daiwa-grp.jp/english/ir/ 

## 1. Stock Price and Trading Volume on the Tokyo Stock Exchange (April 1, 2011–March 31, 2012) 

<img src='content_image/272800.jpg'>

## 2. Major Shareholders (As of March 31, 2012) 

<img src='content_image/272799.jpg'>

Notes: 1. Treasury stock of 35,770,328 shares is excluded for calculating the percentage of the above list of major shareholders. 

2. The Company holds its own shares as treasury stock (35,770 thousand shares) as of March 31, 2012 and those shares are excluded from the above list of major shareholders. 

## 3. Stock Price on the Tokyo Stock Exchange (April 1, 2011–March 31, 2012) 

<img src='content_image/272797.jpg'>

## 4. Breakdown of Shareholders (As of March 31, 2012) 

<img src='content_image/272798.jpg'>

