principal executive officer, principal financial officer, principal accounting officer, or controller that relates to any element of the code of ethics definition contained in Item 406(b) of SEC Regulation S-K. Shareholders may request a free copy of these documents by sending an e-mail to investors$_{@}$morningstar.com. 

## Item 11. Executive Compensation 

The information contained under the headings Board of Directors and Corporate Governance—Directors’ Compensation, Compensation Discussion and Analysis, Compensation Committee Report, Compensation Committee Interlocks and Insider Participation, and Executive Compensation in the Proxy Statement is incorporated herein by reference in response to this item. 

## Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 

The information contained under the headings Security Ownership of Certain Beneficial Owners and Management and Equity Compensation Plan Information in the Proxy Statement is incorpo- rated herein by reference in response to this item. 

## Item 13. Certain Relationships and Related Transactions and Director Independence 

The information contained under the headings Certain Relationships and Related Party Transactions and Board of Directors and Corporate Governance—Independent Directors in the Proxy Statement is incorporated herein by reference in response to this item. 

## Item 14. Principal Accountant Fees and Services 

The information contained under the headings Audit Committee Report and Principal Accounting Firm Fees in the Proxy Statement is incorporated herein by reference in response to this item. 

## Part IV 

## Item 15. Exhibits and Financial Statement Schedules 

## (a) 

## 1. Consolidated Financial Statements 

The following documents are filed as part of this Annual Report on Form 10-K under Item 8—Financial Statements and Supplementary Data: 

Report of Ernst & Young LLP, Independent Registered Public Accounting Firm 

## Financial Statements: 

 Consolidated Statements of Income—Years ended December 31, 2010, 2009, and 2008 

Consolidated Balance Sheets—December 31, 2010 and 2009 

 Consolidated Statements of Equity and Comprehensive Income (Loss)—Years ended December 31, 2010, 2009, and 2008 

 Consolidated Statements of Cash Flows—Years ended December 31, 2010, 2009, and 2008 

Notes to Consolidated Financial Statements 

