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## 9. Equity Exposure on Non Trading Accounts 

## A). Booking and market values on consolidated balance sheet 

<img src='content_image/213469.jpg'>

(Note 7) Investment related equity exposure for which it is difficult to obtain market value is not included hereby. 

## B). Gains and losses from sales and write-offs on equity exposures 

<img src='content_image/213470.jpg'>

## C). Unrealized gains or losses recognized on the consolidated balance sheet and not on the consolidated income statement 

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(Note 8) Only securities in which have adequate market values are disclosed hereby. 

## D). Unrealized gains or losses not recognized on the consoli- dated balance sheet and the consolidated income statement 

Not applicable 

## E). Equity exposure amounts which are subject to the Supplementary Provision Article 6 of the Consolidated Capital Adequacy Ratio Notification published by Japan FSA, and which are sectioned by portfolio 

Not applicable 

## 10. Credit Risk Exposure Calculation Which Set Forth under Article 144 of the Consolidated Capital 

Adequacy Ratio Notification published by Japan FSA is applied. 

Not applicable 

## 11. Gain or Loss in Earnings or Economic Value (or Relevant Measure Used by Management) for Upward and Downward Rate Shocks According to Management’s Method for Measuring Interest Rate Risk under Non Trading Accounts. 

## Interest rate risk under non trading accounts 

i. Financial asset and liability except for which possessed by the Group companies that transact banking business under assump- tion of change in interest rate for 10 basis point (i.e. 0.1%), we anticipate that the market value of assets or liabilities to change approximately 1.3 billion yen. 

ii. Financial asset and liability which held by the Group companies that engage banking business for the Group companies that engages banking business, in relation to its financial assets and liability, with applying 99% confidence adverse interest rate change, we anticipate economic value of 4.1 billion yen to decrease with assuming all risk factors except for interest rate are constant. 

