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Securities registered pursuant to Section 12(b) of the Act: 

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# UNITED STATES SECURITIES AND EXCHANGE COMMISSION 

Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 

# For the Fiscal Year Ended September 30, 2019 

Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 

10070 Daniels Interstate Court Suite 100 Fort Myers FL 

from____________________ to_________________________ Commission File Number: 0-261 

( Exact name of registrant as specified in its charter ) 

( State or other jurisdiction of incorporation or organization ) 

(Address of principal executive offices) 

Florida 

(Registrant’s telephone number, including area code ) 

# FORM 10-K 

For the transition period 

# ALICO, INC. 

(239) 226-2000 

Washington, D.C. 20549 

or 

59-0906081 

( I.R.S. Employer Identification No. ) 

33913 

(Zip Code) 

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Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ☐ Yes ☑  No 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. ☐ Yes ☑  No 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. ☑ Yes ☐  No 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☑ Yes ☐  No 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and "emerging growth company" in Rule 12b-2 of the Exchange Act. (Check one): 

Large Accelerated Filer ☐ 

Non-accelerated filer ☐ 

Emerging Growth Company ☐ 

Smaller Reporting Company ☐ 

Accelerated Filer ☑ 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐  No ☑ 

The aggregate market value of the voting and nonvoting common equity held by non-affiliates based on the closing price, as quoted on the Nasdaq 

