Mutual Funds. Dec. 14, 2010. A mutual fund is a type of investment company that pools money from many investors and invests the money in stocks, bonds, money-market instruments, other securities, or even cash. Here are some characteristics of mutual funds:
https://www.sec.gov/fast-answers/answersmutfundhtm.html
Some agencies regulate particular types of institutions for risky behavior. or conflicts of interest, some agencies promulgate rules for certain financial transactions no. matter what kind of institution engages in them, and other agencies enforce existing rules for. some institutions, but not for others.
https://fas.org/sgp/crs/misc/R43087.pdf
The U.S. Securities and Exchange Commission (SEC): The SEC is a government agency that ensures that markets work efficiently. Financial Industry Regulatory Authority (FINRA): FINRA represents and regulates all stock and bond brokerage firms and their employees.
http://www.dummies.com/personal-finance/investing/who-regulates-the-financial-markets/
It holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other activities and organizations, including the electronic securities markets in the United States.
https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
If a bank has a reserve ratio of 8%, then. A. government regulation requires the bank to use at least 8% of its deposits to make loans. B. the bank’s ratio of loans to deposits is 8%. C. the bank keeps 8% of its deposits as reserves and loans out the rest. D.the bank keeps 8% of its assets as reserves and loans out the rest.
http://www.chegg.com/homework-help/questions-and-answers/8-fiat-money--intrinsic-value-b-backed-gold-c-medium-exchange-unit-account-d-close-substit-q12869763
Treasury bonds pay a fixed rate of interest every six months until they mature. They are issued in a term of 30 years. You can buy Treasury bonds from us in TreasuryDirect. You also can buy them through a bank or broker. (We no longer sell bonds in Legacy Treasury Direct, which we are phasing out.) You can hold a bond until it matures or sell it before it matures. Learn more in Treasury Bonds in Depth.
http://www.treasurydirect.gov/indiv/products/prod_tbonds_glance.htm
In the United States, financial markets get general regulatory oversight from two government bodies: the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC).
http://www.dummies.com/personal-finance/investing/who-regulates-the-financial-markets/
Securities and Exchange Commission redirects here. For other uses, see Securities and Exchange Commission (disambiguation). The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.
https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
Four federal agencies have prudential authority to examine banks, thrifts, and credit unions.1 Two. agencies oversee markets for financial contracts (securities and derivatives). The agencies listed. in the “other” category regulate housing government-sponsored enterprises (GSEs) and consumer.
https://fas.org/sgp/crs/misc/R43087.pdf
Financial regulation is intended to protect. borrowers and investors that participate in financial markets and mitigate financial instability. This report provides an overview of the regulatory policies of the agencies that oversee banking.
https://fas.org/sgp/crs/misc/R43087.pdf
which government agency is in charge of regulating the sale of stocks and bonds?
Financial Industry Regulatory Authority is the government agency is in charge of regulating the sale of stocks and bonds. The Financial Industry Regulatory Authority is a government agency that is in charge of regulating the sale of stocks and bonds.  