Macquarie granted waiver by SEC on engaging in private securities transactions
Macquarie Capital USA has been granted a full waiver by the US SEC from a five year disqualification from engaging in private securities transactions; this follows Macquarie's agreement to oay $15mn to settle claims over its allegedly botched underwriting of Chinese company's stock offering. 
By Cara Salvatore (July 6, 2015, 9:55 PM EDT) -- The U.S. Securities and Exchange Commission granted Macquarie Capital USA Inc. a full waiver from disqualification from private securities transactions Monday following the company's agreement to pay $15 million to settle claims over its allegedly botched underwriting of a Chinese coal company's stock offering....

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