13d filing definition
From Wikipedia, the free encyclopedia. Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days, by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.orm Uses [edit]. 13D filings allow the investing public to see who a public company's large shareholders are and, perhaps more importantly, why they have an interest in the company. DEFINITION of 'Schedule 13D'. A form that must be filed with the SEC under Rule 13D. The form is required when a person or group acquires more than 5% of any class of a company's shares.This information must be disclosed within 10 days of the transaction. Rule 13D requires the owner to also disclose any other person who has voting power or the power to sell the security. Next Up.nce the disclosure is made to the SEC, the company and the exchange(s) on which the company trades are notified of the new beneficial owner. You can find most company's 13D filings in the SEC's EDGAR database. Schedule 13G is an alternative SEC filing for the 13D which must be filed by anyone who acquires ownership in a public company of more than 5% of the outstanding stock.The 13G filing is considered a more passive version of the 13D and has fewer reporting requirements than the 13D.chedule 13G is an alternative SEC filing for the 13D which must be filed by anyone who acquires ownership in a public company of more than 5% of the outstanding stock. According to the SEC, the filing of a Schedule 13d becomes necessary when a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company s equity securities registered under Section 12 of the Securities Exchange Act of 1934.ccording to the SEC, the filing of a Schedule 13d becomes necessary when a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company s equity securities registered under Section 12 of the Securities Exchange Act of 1934. Schedule 13D. Schedule 13D is commonly referred to as a “beneficial ownership report.” The term beneficial owner is defined under SEC rules.It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).Depending upon the facts and circumstances, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D.). Schedule 13D reports the acquisition and other information within ten days after the purchase. A filer must promptly update its Schedule 13D filing to reflect any material change in the facts disclosed, including, among other things, the acquisition or disposition of 1% or more of the class of securities that are the subject of the filing.orm Uses [edit]. 13D filings allow the investing public to see who a public company's large shareholders are and, perhaps more importantly, why they have an interest in the company. DEFINITION of 'SEC Form 13F'. A filing with the Securities and Exchange Commission (SEC), also known as the Information Required of Institutional Investment Managers Form.It is a quarterly filing required of institutional investment managers with over $100 million in qualifying assets.Companies required to file SEC Form 13-F may include insurance companies, banks, pension funds, investment advisers and broker-dealers. filing with the Securities and Exchange Commission (SEC), also known as the Information Required of Institutional Investment Managers Form. Form Uses [edit]. 13D filings allow the investing public to see who a public company's large shareholders are and, perhaps more importantly, why they have an interest in the company.These filings may be a precursor to hostile takeovers, company breakups, and other change of control events.orm Uses [edit]. 13D filings allow the investing public to see who a public company's large shareholders are and, perhaps more importantly, why they have an interest in the company. Schedule 13D. Schedule 13D is a long-form beneficial ownership disclosure statement. Samples of Schedule 13D filings are available here and here. The triggering event for an initial Schedule 13D is an acquisition that results in a beneficial owner exceeding the 5 percent threshold.An acquisition is not limited to a purchase.The formation of a group may result in an acquisition of the securities of other group members even if no purchase occurred.he triggering event for an initial Schedule 13D is an acquisition that results in a beneficial owner exceeding the 5 percent threshold. An acquisition is not limited to a purchase. The formation of a group may result in an acquisition of the securities of other group members even if no purchase occurred. BREAKING DOWN 'Schedule 13D'. Once the disclosure is made to the SEC, the company and the exchange(s) on which the company trades are notified of the new beneficial owner. You can find most company's 13D filings in the SEC's EDGAR database.nce the disclosure is made to the SEC, the company and the exchange(s) on which the company trades are notified of the new beneficial owner. You can find most company's 13D filings in the SEC's EDGAR database.
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days, by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.