Item 1. Business. - ----------------
Not Applicable
Item 1A.
Item 1A. Risk Factors. - ---------------------
Not Applicable
Item 1B.
Item 1B. Unresolved Staff Comments. - ----------------------------------
Not Applicable
Item 2.
Item 2. Properties. - ------------------
Not Applicable
Item 3.
Item 3. Legal Proceedings. - -------------------------
None
Item 4.
Item 4. Submission of Matters to a Vote of Security Holders. - -----------------------------------------------------------
None
PART II
Item 5.
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and - ------------------------------------------------------------------------------ Issuer Purchases of Equity Securities. - -------------------------------------
The Certificates representing investors' interest in the Trust are represented by one or more physical Certificates registered in the name of "Cede & Co.", the nominee of The Depository Trust Company. The Certificates are listed on the NYSE.
Item 6.
Item 6. Selected Financial Data. - -------------------------------
Not Applicable
Item 7.
Item 7. Management's Discussion and Analysis of Financial Condition and - ----------------------------------------------------------------------- Results of Operations. - ---------------------
Not Applicable
Item 7A.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk. - -------------------------------------------------------------------
Not Applicable
Item 8.
Item 8. Financial Statements and Supplementary Data. - ---------------------------------------------------
Not Applicable
Item 9.
Item 9. Changes in and Disagreements With Accountants on Accounting and - ----------------------------------------------------------------------- Financial Disclosure. - --------------------
None
Item 9A.
Item 9A. Controls and Procedures. - ---------------------------------
Not Applicable
Item 9B.
Item 9B. Other Information. - --------------------------
None
PART III
Item 10.
Item 10. Directors and Executive Officers of the Registrant. - -----------------------------------------------------------
Not Applicable
Item 11.
Item 11. Executive Compensation. - -------------------------------
Not Applicable
Item 12.
Item 12. Security Ownership of Certain Beneficial Owners and Management and - --------------------------------------------------------------------------- Related Stock Matters. - ---------------------
Not Applicable
Item 13.
Item 13. Certain Relationships and Related Transactions. - -------------------------------------------------------
None
Item 14.
Item 14. Principal Accounting Fees and Services. - -----------------------------------------------
Not Applicable
PART IV
Item 15.
Item 15. Exhibits, Financial Statement Schedules. - ------------------------------------------------
(a) The following documents have been filed as part of this report.
1. Trustee's Distribution Statements documented on Form 8-K of STRATS(SM) Trust For JPMorgan Chase Capital XVII Securities, Series 2005-5 to the certificateholders for the period from January 1, 2006 through and including December 31, 2006 have been filed with the Securities and Exchange Commission and are hereby incorporated by reference. Filing dates are listed below:
- -------------------------------------------------------------------------------- Trust Description Distribution Filed on Date - -------------------------------------------------------------------------------- STRATS(SM) Trust For JPMorgan Chase Capital XVII 01-01-2006 01-09-2006 Securities, Series 2005-5 02-01-2006 02-06-2006 03-01-2006 03-14-2006 04-01-2006 04-11-2006 05-01-2006 05-08-2006 06-01-2006 06-08-2006 07-01-2006 07-11-2006 08-01-2006 08-11-2006 09-01-2006 09-13-2006 10-01-2006 10-11-2006 11-01-2006 11-09-2006 12-01-2006 12-07-2006 - --------------------------------------------------------------------------------
2. None
3. Exhibits:
31.1 - Certification by Director of the Registrant pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
99.1 - Annual Compliance Report by Trustee pursuant to 15 U.S.C. Section 7241, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
99.2 - Report of Aston Bell, CPA.
99.3 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.4 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on February 6, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.5 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 14, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.6 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on April 11, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.7 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 8, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.8 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 8, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.9 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on July 11, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.10 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 11, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.11 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 13, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.12 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on October 11, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.13 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 9, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
99.14 - Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 7, 2006, as further described in Item 15(a)(1) above, is incorporated herein by reference.
(b) See Item 15(a) above.
(c) Not Applicable.
SIGNATURE
Pursuant to the requirements of Section 13 or 15 (d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Synthetic Fixed-Income Securities, Inc., as Depositor for the Trust
By: /s/ Jimmy Whang --------------------------- Name: Jimmy Whang Title: Director
Dated: March 30, 2007
EXHIBIT INDEX
- ------------------------------------------------------------- Reference Description of Exhibits Exhibit Number per Number in Item 601 of this Regulation SK Form 10-K - ------------------------------------------------------------- Certification by Director of the Registrant pursuant to 15 U.S.C. (31.1) Section 7241, as adopted pursuant 31.1 to Section 302 of the Sarbanes-Oxley Act of 2002. - ------------------------------------------------------------- Annual Compliance Report by Trustee pursuant to 15 U.S.C. (99.1) Section 7241, as adopted pursuant 99.1 to Section 302 of the Sarbanes-Oxley Act of 2002. - ------------------------------------------------------------- (99.2) Report of Aston Bell, CPA. 99.2 - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on January (99.3) 9, 2006, as further described in 99.3 Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on (99.4) February 6, 2006, as further 99.4 described in Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on March (99.5) 14, 2006, as further described in 99.5 Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on April (99.6) 11, 2006, as further described in 99.6 Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on May 8, (99.7) 2006, as further described in Item 99.7 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 8, (99.8) 2006, as further described in Item 99.8 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on July (99.9) 11, 2006, as further described in 99.9 Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on August (99.10) 11, 2006, as further described in 99.10 Item - -------------------------------------------------------------
- ------------------------------------------------------------- 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on (99.11) September 13, 2006, as further 99.11 described in Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on October (99.12) 11, 2006, as further described in 99.12 Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on (99.13) November 9, 2006, as further 99.13 described in Item 15(a)(1) above, is incorporated herein by reference. - ------------------------------------------------------------- Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on (99.14) December 7, 2006, as further 99.14 described in Item 15(a)(1) above, is incorporated herein by reference. - -------------------------------------------------------------