### Question
How does SECURITIES EXCHANGES define person acting on behalf of an issuer?


### Answer
Under *15 U.S.C. § 78u*, **person acting on behalf of an issuer** is defined as:

> any officer, director, or employee of such issuer

#### Citation:
  - *15 U.S.C. § 78u*
  - Heading: **CHAPTER 2B-SECURITIES EXCHANGES**

