### Question
How is the "major United States investment management firm" defined?


### Answer
The term **major United States investment management firm** is defined in *10 U.S.C. § 6975* as follows -

> any broker, dealer, investment adviser, or provider of investment supervisory services (as defined in section 3 of the Securities Exchange Act of 1934 (15 U.S.C. 78c) or section 202 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–2) [1](#6975_1_target) or a major United States commercial bank that—


(A) is headquartered in the United States

#### Citation:
  - *10 U.S.C. § 6975*
  - Heading: **Subtitle C-Navy and Marine Corps > PART III-EDUCATION AND TRAINING > CHAPTER 603-UNITED STATES NAVAL ACADEMY**

