### Question
How does SECURITIES EXCHANGES define registration information?


### Answer
Under *15 U.S.C. § 78o*, **registration information** is defined as:

> the information reported in connection with the registration or licensing of brokers and dealers and their associated persons, including disciplinary actions, regulatory, judicial, and arbitration proceedings, and other information required by law, or exchange or association rule, and the source and status of such information

#### Citation:
  - *15 U.S.C. § 78o*
  - Heading: **CHAPTER 2B-SECURITIES EXCHANGES**

