### Question
How is the term major United States investment management firm defined?


### Answer
The term **major United States investment management firm** is defined in *10 U.S.C. § 4357* as the following:

> any broker, dealer, investment adviser, or provider of investment supervisory services (as defined in section 3 of the Securities Exchange Act of 1934 (15 U.S.C. 78c) or section 202 of the Investment Advisers Act of 1940 (15 U.S.C. 80b–2)) or a major United States commercial bank that—


(A) is headquartered in the United States

#### Citation:
  - *10 U.S.C. § 4357*
  - Heading: **Subtitle B-Army > PART III-TRAINING > CHAPTER 403-UNITED STATES MILITARY ACADEMY**

