Soviet massacre of Polish military officers and intelligentsia in 1940
The Katyn massacre was a series of mass executions of nearly 22,000 Polish military and police officers, border guards, and intelligentsia prisoners of war carried out by the Soviet Union, specifically the NKVD (the Soviet secret police), at Stalin's order in April and May 1940. Though the killings also occurred in the Kalinin and Kharkiv NKVD prisons and elsewhere, the massacre is named after the Katyn forest, where some of the mass graves were first discovered by Nazi German forces in 1943.
The massacre is qualified as a crime against humanity, crime against peace, war crime and (within the Polish Penal Code) a Communist crime. According to a resolution of the Polish parliament or Sejm, it bears the hallmarks of a genocide.
The order to execute captive members of the Polish officer corps was secretly issued by the Soviet Politburo led by Joseph Stalin. Of the total killed, about 8,000 were officers imprisoned during the 1939 Soviet invasion of Poland, another 6,000 were police officers, and the remaining 8,000 were Polish intelligentsia the Soviets deemed to be "intelligence agents and gendarmes, spies and saboteurs, former landowners, factory owners and officials". The Polish Army officer class was representative of the multi-ethnic Polish state; the murdered included ethnic Poles, Ukrainians, Belarusians, and 700–900 Polish Jews.
The government of Nazi Germany announced the discovery of mass graves in the Katyn Forest in April 1943. Stalin severed diplomatic relations with the London-based Polish government-in-exile when it asked for an investigation by the International Committee of the Red Cross. After the Vistula–Oder offensive where the mass graves fell into Soviet control, the Soviet Union claimed the Nazis had killed the victims, and it continued to deny responsibility for the massacres until 1990, when it officially acknowledged and condemned the killings by the NKVD, as well as the subsequent cover-up by the Soviet government.
An investigation conducted by the office of the prosecutors general of the Soviet Union (1990–1991) and the Russian Federation (1991–2004) confirmed Soviet responsibility for the massacres, but refused to classify this action as a war crime or as an act of mass murder. The investigation was closed on the grounds that the perpetrators were dead, and since the Russian government would not classify the dead as victims of the Great Purge, formal posthumous rehabilitation was deemed inapplicable. In November 2010, hoping to improve relations with Poland, the Russian State Duma approved a declaration condemning Stalin and other Soviet officials for ordering the massacre. In 2021, the Russian Ministry of Culture downgraded the memorial complex at Katyn on its Register of Sites of Cultural Heritage from a place of federal to one of only regional importance.
Background.
Invasion of Poland.
On 1 September 1939, the invasion of Poland by Nazi Germany began. Consequently, Britain and France, fulfilling the Anglo-Polish and Franco-Polish treaties of alliance, declared war on Germany. Despite these declarations of war, the two nations undertook minimal military activity during what became known as the Phoney War.
The Soviet invasion of Poland began on 17 September, in accordance with the Molotov–Ribbentrop Pact. The Red Army advanced quickly and met little resistance, as Polish forces facing them were under orders not to engage the Soviets. About 250,000 to 454,700 Polish soldiers and policemen were captured and interned by the Soviet authorities. Most were freed or escaped quickly, but 125,000 were imprisoned in camps run by the NKVD. Of these, 42,400 soldiers, mostly of Ukrainian and Belarusian ethnicity serving in the Polish Army, who lived in the territories of Poland annexed by the Soviet Union, were released in October. The 43,000 soldiers born in western Poland, then under Nazi control, were transferred to the Germans; in turn, the Soviets received 13,575 Polish prisoners from the Germans.
Polish prisoners of war.
Soviet repressions of Polish citizens occurred as well over this period. Since Poland's conscription system required every nonexempt university graduate to become a military reserve officer, the NKVD was able to round up a significant portion of the Polish educated class as prisoners of war. According to estimates by the Institute of National Remembrance (IPN), roughly 320,000 Polish citizens were deported to the Soviet Union (this figure is questioned by other historians, who hold to older estimates of about 700,000–1,000,000). IPN estimates the number of Polish citizens who died under Soviet rule during World War II at 150,000 (a revision of older estimates of up to 500,000). Of the group of 12,000 Poles sent to Dalstroy camp (near Kolyma) in 1940–1941, mostly POWs, only 583 men survived; they were released in 1942 to join the Polish Armed Forces in the East. According to Tadeusz Piotrowski, "during the war and after 1944, 570,387 Polish citizens had been subjected to some form of Soviet political repression". As early as 19 September, the head of the NKVD, Lavrentiy Beria, ordered the secret police to create the Main Administration for Affairs of Prisoners of War and Internees to manage Polish prisoners. The NKVD took custody of Polish prisoners from the Red Army, and proceeded to organise a network of reception centres and transit camps, and to arrange rail transport to prisoner-of-war camps in the western USSR. The largest camps were at Kozelsk (Optina Monastery), Ostashkov (Stolobny Island on Lake Seliger near Ostashkov), and Starobilsk. Other camps were at Jukhnovo (rail station "Babynino"), Yuzhe (Talitsy), rail station "Tyotkino" ( from Putyvl), Kozelshchyna, Oranki, Vologda (rail station "Zaonikeevo"), and Gryazovets.
Kozelsk and Starobelsk were used mainly for military officers, while Ostashkov was used mainly for Polish Scouting, gendarmes, police officers, and prison officers. Some prisoners were members of other groups of Polish intelligentsia, such as priests, landowners, and law personnel. The approximate distribution of men throughout the camps was as follows: Kozelsk, 5,000; Ostashkov, 6,570; and Starobelsk, 4,000. They totalled 15,570 men.
According to a report from 19 November 1939, the NKVD had about 40,000 Polish POWs: 8,000–8,500 officers and warrant officers, 6,000–6,500 officers of police, and 25,000 soldiers and non-commissioned officers who were still being held as POWs. In December, a wave of arrests resulted in the imprisonment of additional Polish officers. Ivan Serov reported to Lavrentiy Beria on 3 December that "in all, 1,057 former officers of the Polish Army had been arrested". The 25,000 soldiers and non-commissioned officers were assigned to forced labor (road construction, heavy metallurgy).
Preparations.
Once at the camps, from October 1939 to February 1940, the Poles were subjected to lengthy interrogations and constant political pressure by NKVD officers, such as Vasily Zarubin. The prisoners assumed they would be released soon, but the interviews were in effect a selection process to determine who would live and who would die. According to NKVD reports, if a prisoner could not be induced to adopt a pro-Soviet attitude, he was declared a "hardened and uncompromising enemy of Soviet authority".
On 5 March 1940, pursuant to a note to Stalin from Beria, six members of the Soviet Politburo – Stalin, Vyacheslav Molotov, Lazar Kaganovich, Kliment Voroshilov, Anastas Mikoyan, and Mikhail Kalinin – signed an order to execute 25,700 Polish "nationalists and counterrevolutionaries" kept at camps and prisons in occupied western Ukraine and Belarus. The reason for the massacre, according to the historian Gerhard Weinberg, was that Stalin wanted to deprive a potential future Polish military of a large portion of its talent. The Soviet leadership, and Stalin in particular, viewed the Polish prisoners as a "problem" as they might resist being under Soviet rule. Therefore, they decided the prisoners inside the "special camps" were to be shot as "avowed enemies of Soviet authority".
Executions.
The number of victims is estimated at 22,000, with a lower limit of confirmed dead of 21,768. According to Soviet documents declassified in 1990, 21,857 Polish internees and prisoners were executed after 3 April 1940: 14,552 prisoners of war (most or all of them from the three camps) and 7,305 prisoners in western parts of the Byelorussian and Ukrainian SSRs. Of them 4,421 were from Kozelsk, 3,820 from Starobelsk, 6,311 from Ostashkov, and 7,305 from Byelorussian and Ukrainian prisons.
The head of the NKVD Administration for Affairs of Prisoners of War and Internees, Pyotr Soprunenko, a Major-General born near Kiev in the Ukrainian SSR was involved in "selections" of Polish officers to be executed at Katyn and elsewhere. Soprunenko was an NKVD captain in early 1940 and headed the organization, also called the Directorate for Prisoners of War Affairs &amp; Internees, from September 1939 to February 1943. In this capacity, he was reportedly involved in the planning and operational control of the executions, in following with Beria's and Merkulov's orders.
Those who died at Katyn included soldiers (an admiral, two generals, 24 colonels, 79 lieutenant colonels, 258 majors, 654 captains, 17 naval captains, 85 privates, 3,420 non-commissioned officers, and seven chaplains), 200 pilots, government representatives and royalty (a prince, 43 officials), and civilians (three landowners, 131 refugees, 20 university professors, 300 physicians; several hundred lawyers, engineers, and teachers; and more than 100 writers and journalists). In all, the NKVD executed almost half the Polish officer corps. Altogether, during the massacre, the NKVD executed 14 Polish generals: Leon Billewicz (ret.), Bronisław Bohatyrewicz (ret.), Xawery Czernicki (admiral), Stanisław Haller (ret.), Aleksander Kowalewski, Henryk Minkiewicz (ret.), Kazimierz Orlik-Łukoski, Konstanty Plisowski (ret.), Rudolf Prich (killed in Lviv), Franciszek Sikorski (ret.), Leonard Skierski (ret.), Piotr Skuratowicz, Mieczysław Smorawiński, and Alojzy Wir-Konas (promoted posthumously). Not all of the executed were ethnic Poles, because the Second Polish Republic was a multiethnic state, and its officer corps included Belarusians, Ukrainians, and Jews. It is estimated about 8% of the Katyn massacre victims were Polish Jews. 395 prisoners were spared from the slaughter, among them Stanisław Swianiewicz and Józef Czapski. They were taken to the Yukhnov camp or Pavlishtchev Bor and then to Gryazovets. Up to 99% of the remaining prisoners were killed. People from the Kozelsk camp were executed in Katyn Forest; people from the Starobelsk camp were killed in the inner NKVD prison of Kharkiv and the bodies were buried near the village of Piatykhatky; and police officers from the Ostashkov camp were killed in the internal NKVD prison of Kalinin (Tver) and buried in Mednoye. All three burial sites had already been secret cemeteries of the victims of the Great Purge of 1937–1938. Later, recreational areas of NKVD/KGB were established there.
Detailed information on the executions in the Kalinin NKVD prison was provided during a hearing by Dmitry Tokarev, former head of the Board of the District NKVD in Kalinin. According to Tokarev, the shooting started in the evening and ended at dawn. The first transport, on 4 April 1940, carried 390 people, and the executioners had difficulty killing so many people in one night. The following transports held no more than 250 people. The executions were usually performed with German-made .25 ACP Walther Model 2 pistols supplied by Moscow, but Soviet-made 7.62×38mmR Nagant M1895 revolvers were also used. The executioners used German weapons rather than the standard Soviet revolvers, as the latter were said to offer too much recoil, which made shooting painful after the first dozen executions. Vasily Mikhailovich Blokhin, chief executioner for the NKVD, is reported to have personally shot and killed 7,000 of the condemned, some as young as 18, from the Ostashkov camp at Kalinin prison, over 28 days in April 1940.
After the condemned individual's personal information was checked and approved, he was handcuffed and led to a cell insulated with stacks of sandbags along the walls, and a heavy, felt-lined door. The victim was told to kneel in the middle of the cell and was then approached from behind by the executioner and immediately shot in the back of the head or neck. The body was carried out through the opposite door and laid in one of the five or six waiting trucks, whereupon the next condemned was taken inside and subjected to the same treatment. In addition to muffling by the rough insulation in the execution cell, the pistol gunshots were masked by the operation of loud machines (perhaps fans) throughout the night. Some post-1991 revelations suggest prisoners were also executed in the same manner at the NKVD headquarters in Smolensk, though judging by the way the corpses were stacked, some captives may have been shot while standing on the edge of the mass graves. This procedure went on every night, except for the public May Day holiday.
Some 3,000 to 4,000 Polish