However, neither does it prevent them from doing so, insofar as any such approval is based only on the firm's compliance with its obligations under Directive 2004/39/EC to act honestly, fairly and professionally in accordance with the best interests of its clients, and to establish a record that sets out the rights and obligations of investment firms and their clients, and the other terms on which firms will provide services to their clients.
Heakskiitmist siiski ei välistata, kui see põhineb üksnes tingimusel, et ühing täidab direktiivis 2004/39/EÜ sätestatud kohustusi, mille kohaselt ta peab tegutsema ausalt, õiglaselt ja professionaalselt kooskõlas oma klientide parimate huvidega ning sisse seadma registri, milles on esitatud investeerimisühingu ja tema klientide õigused ja kohustused ning muud tingimused, mille alusel ühing oma klientidele teenuseid osutab.