b"P\na\ns\nc\na\n\nM\nXXXX XXXX\na\nn\nXXXX, Kannapolis, NC 28083\na\nHome: XXX-XXXX-XXX - Cell: XXX-XXXX-XXX - XXXX@XXXX.XXX\ng\ne\nProfessional\nSummary\nd\nSecurities Analyst professional possessing outstanding interpersonal, analytical and organizational skills with broadbased\nexperience in the banking operations environment.\nc\n\no\n\nSkills\nm\n\xef\x82\xb7 Proficient\np in Calypso\nl\xef\x82\xb7 Proficient in\ne Broadridge\n\xef\x82\xb7 Proficient\nin Sungard\nx\n\n\xef\x82\xb7 Strong interpersonal skills\n\xef\x82\xb7 Strong problem-solving\ncapabilities\n\n\xef\x82\xb7\ns\ni\nWork History\nt\n01/2013 toC Operations AnalystBank of America \xe2\x80\x93 Charlotte, NC\nuurrent\na\nResponsibilities\ninclude following established written procedures and guidelines within, through the use of relational\nt\ndatabases\nand other reporting tools, complies data pertaining to the effectiveness and efficiency of the internal\nprocesses.\nPrepare weekly and monthly reports for management review. Participate in tactical and strategic projects\ni\nfocused on process improvements.\no\n04/2012 to1 Operations SpecialistBank of America \xe2\x80\x93 Charlotte, NC\nn2/2012\nResponsible for researching and resolving exceptions that are reported on Fixed Income reconciliations on a\ns\ndaily,\nmonthly and ad hoc basis, assisting with the month end closing process for the Fixed Income trading sub-ledger.\n,\nOngoing participation in technical projects related to the accounting for fixed income securities.\n03/2010 to0 Business AnalystWell Fargo Bank \xe2\x80\x93 Charlotte, NC\n7/2010\nResponsible for the investigation of USD payment confirmations and settlements as part of the Exception\nc\n\nResolution Group, worked closely with the accounting group to reconcile accounting exceptions .Interacted with\no\ntechnology, Calypso Configuration and Finance in debugging Calypso Configuration related breaks as they pertain to\no entries vs. actual cash settlements .Involvedwith the testing ofWachovia's GL accounts to be migrated to the new\nGL\nr\nWells Fargo GL accounts.\n01/2009\nto0\nFinancial IntelligenceAnalystWells Fargo Bank \xe2\x80\x93 Charlotte, NC\nd\n2/2010\nResearched, analyzed, and investigated customer activity for potential AML-related suspicious activity.\ni\nResearched and document moderately complex cases potential Anti Money Laundering related activity and made\nn\nrecommendations for Suspicious Activity Reporting. Investigated unusual or suspicious activity identified by the\na\nmonitoring\nsystem software and determine suspicious activity. Prepared Suspicious Activity Reports (SAR'S) and other\nt\nrequired\nreports in compliance with established regulatory guidelines and time frames. Document results of\ninvestigations\non case management system that meets reporting requirements of both internal and external entities.\ni\nCompile\ndata, and maintained necessary records and files to assure efficient and consistent reporting of investigations.\nn\nMade recommendations for closing accounts and performed associated follow up to ensure closure of the accounts.\ng\nMaintaina good understanding of the BSA regulations and FINCEN guidelines relative to BSA Suspicious Activity\nReporting and current money laundering schemes and investigative techniques required to detect such\n04/2007\nto0 schemes.\ns\n4/2008\nBusiness AnalystWells Fargo Bank \xe2\x80\x93 Charlotte, NC\na\nResponsible\nfor regression testing of Interest Rate Swaps for the migration of trades from Opus to Calypso.Perform\nl\nreconciliation functions between the new and old systems for Market to Marketvalues, cash movements and accruals to\ne\nthe General Ledger. Responsible for ensuring thatthe General Ledger contains valid entries and balances that reflect the\ns\nfirms\nderivative business.\n,\nOperations\nUnit ManagerJ P Morgan Chase Bank \xe2\x80\x93 New York City, NY\nManaged astaff of ten within the Global Derivatives Manual Deals group, monitored daily processing of all manual\n\ns\na\nl\ne\ns\n\n\x0cdeals globally. Generated and reviewed management reports for the downstream areas daily.Successfully\ntrained staff from London to ensure a smooth transition in the regionalizing process of manualdeals.\nInternal/Quality Control OfficerJ P Morgan Chase Bank \xe2\x80\x93 New York City, NY\nResponsibilities included monitoring Manual Deals daily for accuracy. Recorded allerrors and\nidentifyingpotential problems with the day to day process. Participate in monthly meetings with management staff\ntoreview the cause and solutions of repeated errors within the group.\n11/1996 to0 Swap AnalystJ P Morgan Chase Bank \xe2\x80\x93 New York City, NY\n7/1999\nCalculate all averaging manual deals including prime, commercial paper, fed funds/OIS, U.S. T bills,\nutilizing TSS and Excel. Confirm all deals with counterparties on settlement day. Ensure the manual settlements are\nreported to the accounting and payments department. Act as a customer service liaison for manual and vanilla deals.\nAssisted in Customer Service inquiries before settlement date, interfaced with Middle Office and confirmations group\nfor trade discrepancies.\n03/1987 to1 Government Securities AnalystJ P Morgan Chase Bank \xe2\x80\x93 New York City, NY\n1/1996\nResolve Asset Backed and Derivative Division proof differences with the internal Chase areas. Responsible\nfor applying Federal Funds and Clearing House Funds to custodian government securities accounts for interest\npayments on FNMA's, FHLMC's and CMO's. Confirm Trades with the account administrators which have interest due\non settlement. Reconcile book entry positions at the Federal Reserve Bank prior to payable date. Prepare government\nsecurities claims with proper documentation and track claims using internal management information systems.\n07/2002 to1\n1/2004\n07/1999 to0\n7/2002\n\nEducation\nAssociate of Arts: Liberal Arts\nKingsborough Community College - Brooklyn, NY\n1982"