 This requires the dually registered Financial Advisors recommending a security to clearly communicate to their clients whether they are brokering suitable security as a RR or providing investment advice as an IAR and therefore acting as a fiduciary.Some "dually registered" advisors are limited in the scope of their recommendations by their affiliation with their broker-dealers and therefore do not have unfettered access to all product/service solutions for their clients.This is known as a "Captive Platform" which many dually registered or "Hybrid" advisors are affiliated with.